UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08839
streetTRACKS(R) Series Trust
(Exact name of registrant as specified in charter)
One Lincoln Street, Boston, MA 02111
(Address of principal executive offices) (Zip code)
Scott M. Zoltowski, One Lincoln Street, Boston, MA 02111
--------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 787-2257
Date of fiscal year end: June 30
Date of reporting period: June 30, 2005
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
07/01/04 - A BED BATH & BEYOND INC. *BBBY* 075896100 05/05/04 4,195
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Glass Ceiling Against Against ShrHoldr
5 Adopt Retention Ratio for Executives Against Against ShrHoldr
07/16/04 - A DELL INC. *DELL* 24702R101 05/21/04 32,038
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against Against ShrHoldr
07/29/04 - A ELECTRONIC ARTS INC. *ERTS* 285512109 06/08/04 4,574
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Amend Articles to Consolidate Common Stock For For Mgmt
5 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common shares
sought in this proposal exceeds guidelines (150%).
6 Ratify Auditors For For Mgmt
08/05/04 - A XILINX, INC. *XLNX* 983919101 06/07/04 5,307
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
08/11/04 - A FOREST LABORATORIES, INC. *FRX* 345838106 06/21/04 5,881
1 Elect Directors For Split Mgmt
1.1 Elect Director Howard Solomon --- For
1.2 Elect Director William J. Candee, III ---
For
1.3 Elect Director George S. Cohan --- For
1.4 Elect Director Dan L. Goldwasser --- For
1.5 Elect Director Lester B. Salans --- For
1.6 Elect Director Kenneth E. Goodman --- For
1.7 Elect Director Phillip M. Satow ---
Withhold
WITHHOLD votes from Phillip M. Satow for standing as an
affiliated outsider on the Audit Committee.
2 Increase Authorized Common Stock For For Mgmt
Mgmt Rec - Company Mangement Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Approve Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
08/25/04 - A VERITAS SOFTWARE CORP. 923436109 06/28/04 6,837
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Ratify Auditors For For Mgmt
08/26/04 - A MEDTRONIC, INC. *MDT* 585055106 07/02/04 19,815
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Charitable Contributions Against Against ShrHoldr
09/15/04 - A SYMANTEC CORP. *SYMC* 871503108 07/20/04 5,338
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Outside Director Stock in Lieu of For For Mgmt
Cash Plan
5 Ratify Auditors For For Mgmt
09/17/04 - S MAXIM INTEGRATED PRODUCTS, INC. *MXIM* 57772K101 07/21/04 5,440
1 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of 15%.
09/20/04 - A NIKE, INC. *NKE* 654106103 07/26/04 3,140
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/27/04 - A FEDEX CORPORATION *FDX* 31428X106 08/02/04 4,718
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Mangement Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
10/06/04 - A PAYCHEX, INC. *PAYX* 704326107 08/09/04 5,718
1 Elect Directors For Split Mgmt
1.1 Elect Director B. Thomas Golisano --- For
1.2 Elect Director G. Thomas Clark --- Withhold
WITHHOLD votes from G. Thomas Clark for standing as an
affiliated outsider on the Audit Committee and Joseph M.
Tucci for standing as an affiliated outsider on the
Compensation and Nominating committees.
1.3 Elect Director David J. S. Flaschen --- For
1.4 Elect Director Phillip Horsley --- For
1.5 Elect Director Grant M. Inman --- For
1.6 Elect Director J. Robert Sebo --- For
1.7 Elect Director Joseph M. Tucci --- Withhold
WITHHOLD votes from G. Thomas Clark for standing as an
affiliated outsider on the Audit Committee and Joseph M.
Tucci for standing as an affiliated outsider on the
Compensation and Nominating committees.
10/12/04 - A THE PROCTER & GAMBLE COMPANY *PG* 742718109 07/30/04 43,727
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Declassify the Board of Directors Against Against Mgmt
5 Implement/ Report on Animal Welfare Against Against ShrHoldr
Standards
10/18/04 - A KLA-TENCOR CORP. *KLAC* 482480100 08/23/04 3,427
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
11/03/04 - A LINEAR TECHNOLOGY CORP. *LLTC* 535678106 09/08/04 5,575
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/09/04 - A AUTOMATIC DATA PROCESSING, INC. *ADP* 053015103 09/10/04 10,641
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Mangement Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
11/09/04 - A MICROSOFT CORP. *MSFT* 594918104 09/10/04 183,612
1 Elect Directors For For Mgmt
2 Amend Bundled Compensation Plans For For Mgmt
3 Amend Bundled Compensation Plans For For Mgmt
4 Amend Stock Option Plan For For Mgmt
5 Ratify Auditors For For Mgmt
11/12/04 - A SYSCO CORPORATION *SYY* 871829107 09/14/04 11,525
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Stock Option Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Report on Genetically Engineered Products Against Against ShrHoldr
11/16/04 - A FOX ENTERTAINMENT GROUP, INC. 35138T107 09/24/04 3,316
1 Elect Directors For Split Mgmt
1.1 Elect Director K. Rupert Murdoch ---
Withhold
WITHHOLD votes from Peter Chernin and K. Rupert
Murdoch for standing as insiders on the
Compensation Committe.
1.2 Elect Director Peter Chernin ---
Withhold
1.3 Elect Director David F. Devoe --- For
1.4 Elect Director Arthur M. Siskind --- For
1.5 Elect Director Lachlan K. Murdoch --- For
1.6 Elect Director Christos M. Cotsakos --- For
1.7 Elect Director Peter Powers --- For
2 Ratify Auditors For For Mgmt
11/18/04 - A CISCO SYSTEMS, INC. *CSCO* 17275R102 09/20/04 122,018
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
11/18/04 - A MAXIM INTEGRATED PRODUCTS, INC. *MXIM* 57772K101 09/27/04 6,022
1 Elect Directors For Split Mgmt
1.1 Elect Director James R. Bergman ---
Mgmt Rec - Company Mangement Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Withhold
WITHHOLD votes from James R. Bergman for standing as an
affiliated outsider on the Audit, Compensation and
Nominating committees.
1.2 Elect Director John F. Gifford --- For
1.3 Elect Director B. Kipling Hagopian --- For
1.4 Elect Director M.D. Sampels --- For
1.5 Elect Director A.R. Frank Wazzan --- For
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
12/08/04 - A CARDINAL HEALTH, INC. *CAH* 14149Y108 10/25/04 8,016
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management
and discourage bidders by preventing replacement
of the board in one year. In addition,
shareholders are prevented from removing board
members who are not acting in the best interest
of shareholders until their term is completed.
12/09/04 - A INTUIT INC. *INTU* 461202103 10/11/04 3,338
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
01/12/05 - A WALGREEN CO. *WAG* 931422109 11/15/04 19,817
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
01/25/05 - A FRANKLIN RESOURCES, INC. *BEN* 354613101 11/30/04 2,818
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Increase Authorized Common Stock For For Mgmt
02/01/05 - A BECTON, DICKINSON AND COMPANY *BDX* 075887109 12/06/04 4,686
1 Elect Directors For Split Mgmt
Mgmt Rec - Company Mangement Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.1 Elect Director Basil L. Anderson ---
Withhold
Basil L. Anderson is an affiliated outsider on the audit
commmittee.
1.2 Elect Director Gary A. Mecklenburg ---
Withhold
Gary A. Mecklenburg is an affiliated outsider on the audit
and nominating commmittees.
1.3 Elect Director James E. Perrella --- For
1.4 Elect Director Alfred Sommer --- For
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Restore or Provide for Cumulative Voting Against Against ShrHoldr
02/01/05 - A EMERSON ELECTRIC CO. *EMR* 291011104 11/24/04 8,449
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Amend Equal Employment Policy Regarding Against For ShrHoldr
Sexual Orientation
Emerson Electric has not been the subject of any
recent, significant controversies related to
discrimination based on sexual orientation. The
company has established annual nondiscrimination
training programs for all employees that
specifically address discrimination based on
sexual orientation. That said; the company has
not included language specifically prohibiting
discrimination based on sexual orientation in its
formal EEO statement. The inclusion of such
language in corporate EEO statements has become
the norm at many large companies. Furthermore,
the adoption of an EEO statement that includes
reference to sexual orientation has proven
beneficial to many companies through improved
employee morale and increased access to certain
consumer bases and pools of eligible candidates
for employment. Therefore, considering the
substantial benefits that may be recognized by
amending an EEO statement to include language
prohibiting discrimination based on sexual
orientation, shareholders support for this
proposal is warranted.
Mgmt Rec - Company Mangement Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
02/02/05 - A ACCENTURE LTD BERMUDA *ACN* G1150G111 12/06/04 8,978
1 Elect Directors For For Mgmt
2 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE For For Mgmt
INTO THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS AND
FORMER PARTNERS BENEFICIALLY OWNED BY THEM PRIOR TO
ACCENTURES INITIAL PUBLIC OFFERING.
3 Ratify Auditors For For Mgmt
02/09/05 - A STARBUCKS CORP. *SBUX* 855244109 12/02/04 7,964
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
3 Ratify Auditors For For Mgmt
4 Commit to Free Trade certified Coffee Against Against ShrHoldr
03/01/05 - A INTERNATIONAL GAME TECHNOLOGY *IGT* 459902102 01/06/05 7,456
1 Elect Directors For Split Mgmt
1.1 Elect Director Neil Barsky --- For
1.2 Elect Director Robert A. Bittman --- For
1.3 Elect Director Richard R. Burt --- For
1.4 Elect Director Leslie S. Heisz --- For
1.5 Elect Director Robert A. Mathewson --- For
1.6 Elect Director Thomas J. Matthews --- For
1.7 Elect Director Robert Miller --- Withhold
WITHHOLD votes for standing as an affiliated outsider on
the Compensation Committee.
1.8 Elect Director Frederick B. Rentschler --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
03/08/05 - A ANALOG DEVICES, INC. *ADI* 032654105 01/14/05 7,959
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Mangement Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Expense Stock Options Against Against ShrHoldr
03/08/05 - A QUALCOMM INC. *QCOM* 747525103 01/07/05 34,508
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Kahn --- For
1.2 Elect Director Duane A. Nelles --- Withhold
WITHHOLD votes from Duane A. Nelles for standing as an
affiliated outsider on the Audit and Nominating committees.
1.3 Elect Director Brent Scowcroft --- For
2 Declassify the Board of Directors and For For Mgmt
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Mgmt
4 Amend Articles For For Mgmt
5 Ratify Auditors For For Mgmt
03/08/05 - A WM. WRIGLEY JR. CO. *WWY* 982526105 01/14/05 2,895
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized shares sought
in this proposal exceeds guidelines (150% and
275%). The company has not offered a specific
purpose for the additional shares.
3 Ratify Auditors For For Mgmt
4 Proposal Regarding a Change to Proxy Card Against Against ShrHoldr
Features
03/22/05 - A FIFTH THIRD BANCORP *FITB* 316773100 01/31/05 10,524
1 Elect Directors For For Mgmt
2 Approve Decrease in Size of Board For For Mgmt
3 Ratify Auditors For For Mgmt
04/13/05 - A CARNIVAL CORP. *CCL* 143658300 02/14/05 9,295
MEETING FOR HOLDERS OF ADR'S
1 Elect Directors For For Mgmt
2 TO APPROVE THE AMENDED AND RESTATED For For Mgmt
CARNIVAL CORPORATION 2001 OUTSIDE DIRECTOR
STOCK PLAN.
3 TO APPROVE THE CARNIVAL PLC 2005 EMPLOYEE For For Mgmt
SHARE PLAN.
4 TO APPROVE THE CARNIVAL PLC 2005 EMPLOYEE For For Mgmt
STOCK PURCHASE PLAN.
5 Ratify Auditors For For Mgmt
Mgmt Rec - Company Mangement Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
6 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Mgmt
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
7 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Mgmt
CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED
NOVEMBER 30, 2004.
8 TO APPROVE THE DIRECTORS REMUNERATION For For Mgmt
REPORT OF CARNIVAL PLC.
9 TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT For For Mgmt
SHARES BY CARNIVAL PLC.
10 TO APPROVE THE DISAPPLICATION OF For For Mgmt
PRE-EMPTION RIGHTS FOR CARNIVAL PLC.
11 TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL For For Mgmt
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET.
04/13/05 - A CATERPILLAR INC. *CAT* 149123101 02/14/05 7,479
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
4 Report on Equipment Sales to Israel Against Against ShrHoldr
5 Report on Operational Imact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
04/13/05 - A SCHLUMBERGER LTD. *SLB* 806857108 03/02/05 12,875
MEETING FOR HOLDERS OF ADR'S
1 Elect Directors For Split Mgmt
1.1 Elect Director J. Deutch --- Withhold
1.2 Elect Director J.S. Gorelick --- For
1.3 Elect Director A. Gould --- For
1.4 Elect Director T. Isaac --- For
1.5 Elect Director A. Lajous --- For
1.6 Elect Director A. Levy-Lang --- For
Mgmt Rec -Company Mangement Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.7 Elect Director M.E. Marks --- For
1.8 Elect Director D. Primat --- For
1.9 Elect Director T.I. Sandvold --- For
1.10 Elect Director N. Seydoux --- For
1.11 Elect Director L.G. Stuntz --- For
1.12 Elect Director R. Talwar --- For
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Mgmt
DIVIDENDS
3 ADOPTION OF MANDATORY AMENDMENTS TO THE For For Mgmt
ARTICLES OF INCORPORATION
4 ADOPTION OF VOLUNTARY AMENDMENTS TO THE For For Mgmt
ARTICLES OF INCORPORATION
5 APPROVAL OF ADOPTION OF THE SCHLUMBERGER For For Mgmt
2005 OPTION PLAN
6 APPROVAL OF ADOPTION OF AN AMENDMENT TO THE For For Mgmt
SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN
7 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For For Mgmt
ACCOUNTING FIRM
04/13/05 - A UNITED TECHNOLOGIES CORP. *UTX* 913017109 02/15/05 11,176
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Increase Disclosure of Executive Against Against ShrHoldr
Compensation
5 Adopt Ethical Criteria for Military Against Against ShrHoldr
Contracts
6 Limit Executive Compensation Against Against ShrHoldr
04/14/05 - A GANNETT CO., INC. *GCI* 364730101 03/04/05 5,929
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation proposals.
4 Require a Majority Vote for the Election Against Against ShrHoldr
of Directors
04/14/05 - A GENENTECH, INC. *DNA* 368710406 02/14/05 10,196
1 Elect Directors For Split Mgmt
Mgmt Rec - Company Mangement Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.1 Elect Director Herbert W. Boyer --- For
1.2 Elect Director William M. Burns --- Withhold
WITHHOLD votes from Jonathan K.C. Knowles for
standing as an insider on the compensation
committee and from Erich Hunziker and William M.
Burns for standing as insiders on the
compensation and nominating committees.
1.3 Elect Director Erich Hunziker --- Withhold
1.4 Elect Director Jonathan K.C. Knowles ---
Withhold
1.5 Elect Director Arthur D. Levinson --- For
1.6 Elect Director Charles A. Sanders --- For
2 Ratify Auditors For For Mgmt
04/15/05 - A THE PROGRESSIVE CORP. *PGR* 743315103 02/17/05 3,845
1 Elect Directors For For Mgmt
2 Authorize Board to Fill Vacancies For For Mgmt
3 Ratify Auditors For For Mgmt
04/18/05 - A ELI LILLY AND CO. *LLY* 532457108 02/15/05 21,050
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
4 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
5 Report on Product Availability in Canada Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Adopt Policy on Performance-based Stock Against For ShrHoldr
Option Grants
SSGA supports proposals that ask for performance-based
compensation.
8 Eliminate Animal Testing Against Against ShrHoldr
04/19/05 - A M & T BANK CORP. *MTB* 55261F104 02/28/05 1,830
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/19/05 - A THE COCA-COLA COMPANY *KO* 191216100 02/22/05 50,470
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Review Labor Rights in Columbia Against Against ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
5 Submit Severance Agreement to Shareholder Against Against ShrHoldr
Vote
04/20/05 - A STATE STREET CORP. (BOSTON) *STT* 857477103 02/25/05 7,365
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/05 - A ALLERGAN, INC. *AGN* 018490102 03/10/05 2,833
1 Elect Directors For For Mgmt
04/26/05 - A CLEAR CHANNEL COMMUNICATIONS, INC. 184502102 03/11/05 11,141
*CCU*
1 Elect Directors For Split Mgmt
1.1 Elect Director Alan D. Feld --- For
1.2 Elect Director Perry J. Lewis --- For
1.3 Elect Director L. Lowry Mays --- For
1.4 Elect Director Mark P. Mays --- For
1.5 Elect Director Randall T. Mays --- For
1.6 Elect Director B.J. McCombs --- Withhold
WITHHOLD votes from B.J. McCombs for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.7 Elect Director Phyllis B. Riggins --- For
1.8 Elect Director Theodore H. Strauss --- For
1.9 Elect Director J.C. Watts --- For
1.10 Elect Director John H. Williams --- For
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A FORTUNE BRANDS, INC. *FO* 349631101 02/25/05 3,150
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Approve Non-Employee Director Stock Option For For Mgmt
Plan
04/26/05 - A GOLDEN WEST FINANCIAL CORP. *GDW* 381317106 03/01/05 6,674
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A INTERNATIONAL BUSINESS MACHINES CORP. 459200101 02/25/05 37,564
*IBM*
1 Elect Directors For Split Mgmt
1.1 Elect Director Cathleen Black --- For
1.2 Elect Director Kenneth I. Chenault --- For
1.3 Elect Director Juergen Dormann --- For
1.4 Elect Director Michael L. Eskew --- Withhold
WITHHOLD votes for standing as an affiliated outsider on
the Audit Committee.
1.5 Elect Director Carlos Ghosn --- For
1.6 Elect Director Charles F. Knight --- For
1.7 Elect Director Minoru Makihara --- For
1.8 Elect Director Lucio A. Noto --- For
1.9 Elect Director Samuel J. Palmisano --- For
1.10 Elect Director Joan E. Spero --- For
1.11 Elect Director Sidney Taurel --- For
1.12 Elect Director Charles M. Vest --- For
1.13 Elect Director Lorenzo H. Zambrano --- For
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Eliminate Age Discrimination in Retirement Against Against ShrHoldr
Benefits
5 Calculate Executive Salary Without Regard Against Against ShrHoldr
to Pension Income
6 Expense Stock Options Against Against ShrHoldr
7 Report on Executive Compensation Against Against ShrHoldr
8 Report on Outsourcing Against Against ShrHoldr
04/26/05 - A MOODY'S CORPORATION *MCO* 615369105 03/01/05 2,752
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/26/05 - A STRYKER CORP. *SYK* 863667101 02/28/05 6,080
1 Elect Directors For For Mgmt
04/27/05 - A AMERICAN EXPRESS CO. *AXP* 025816109 02/28/05 24,506
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Company-Specific--Compensation-Related Against Against ShrHoldr
4 Report on Political Contributions Against Against ShrHoldr
04/27/05 - A ANHEUSER-BUSCH COMPANIES, INC. *BUD* 035229103 02/28/05 17,485
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
04/27/05 - S GUIDANT CORP. *GDT* 401698105 03/21/05 6,484
1 Approve Merger Agreement For For Mgmt
04/27/05 - A KOHL'S CORP. *KSS* 500255104 03/02/05 6,636
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
04/27/05 - A NEWMONT MINING CORP. (HOLDING 651639106 03/03/05 8,873
COMPANY) *NEM*
1 Elect Directors For Split Mgmt
1.1 Elect Director Glen A. Barton --- For
1.2 Elect Director Vincent A. Calarco --- For
1.3 Elect Director Michael s. Hamson --- For
1.4 Elect Director Leo I. Higdon, Jr. --- For
1.5 Elect Director Pierre Lassonde --- For
1.6 Elect Director Robert J. Miller --- Withhold
WITHHOLD votes from Robert J. Miller for standing as an
affiliated outsider on the Nominating Committee.
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.7 Elect Director Wayne W. Murdy --- For
1.8 Elect Director Robin A. Plumbridge --- For
1.9 Elect Director John B. Prescott --- For
1.10 Elect Director Donald C. Roth --- For
1.11 Elect Director Seymour Schulich --- For
1.12 Elect Director James V. Taranik --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
04/27/05 - A THE MCGRAW-HILL COMPANIES, INC. *MHP* 580645109 03/08/05 4,203
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
5 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
04/28/05 - A ADOBE SYSTEMS INC. *ADBE* 00724F101 03/01/05 5,238
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Expense Stock Options Against Against ShrHoldr
5 Review/Limit Executive Compensation Against Against ShrHoldr
6 Ratify Auditors For For Mgmt
04/28/05 - A BAKER HUGHES INCORPORATED *BHI* 057224107 02/25/05 7,278
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Act on Shareholder Resolutions that Receive Against For ShrHoldr
Majority Support
The company's Governance Committee evaluates
shareholder proposals (which may include direct
communication with the shareholder proponent) and
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
makes recommendations, as appropriate, to the
board. However, the company's current process
does not mandate direct communication between the
board and the shareholder proponent. Although the
company has recently acted on a
majority-supported shareholder proposal to
declassify the board, the company has ignored
this proposal for the last five years. In light
of a majority-supported shareholder proposal
which has been ignored by management, it is best
practice to ensure direct communication with the
respective shareholder proponent(s).
04/28/05 - A CAPITAL ONE FINANCIAL CORP. *COF* 14040H105 02/28/05 5,229
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Report on Pay Disparity Against Against ShrHoldr
04/28/05 - A JOHNSON & JOHNSON *JNJ* 478160104 03/01/05 64,803
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/28/05 - A LEXMARK INTERNATIONAL, INC. *LXK* 529771107 03/04/05 2,812
1 Elect Directors For Split Mgmt
1.1 Elect Director B. Charles Ames --- For
1.2 Elect Director Ralph E. Gomory --- For
1.3 Elect Director Marvin L. Mann --- Withhold
WITHHOLD votes from Marvin L. Mann for standing as an
affiliated outsider on the Audit Committee.
1.4 Elect Director Teresa Beck --- For
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
04/28/05 - A LOCKHEED MARTIN CORP. *LMT* 539830109 03/01/05 7,751
1 Elect Directors For Split Mgmt
1.1 Elect Director E.C. 'Pete' Aldridge, Jr.
--- For
1.2 Elect Director Nolan D. Archibald --- For
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.3 Elect Director Marcus C. Bennett --- For
1.4 Elect Director James O. Ellis, Jr. --- For
1.5 Elect Director Gwendolyn S. King --- For
1.6 Elect Director Douglas H. McCorkindale ---
For
1.7 Elect Director Eugene F. Murphy --- For
1.8 Elect Director Joseph W. Ralston ---
Withhold
WITHHOLD votes from Frank Savage for standing as
an affiliated outsider on the Compensation
Committee and Joseph W. Ralston for standing as
an affiliated outsider on the Nominating
Committee.
1.9 Elect Director Frank Savage --- Withhold
1.10 Elect Director Anne Stevens --- For
1.11 Elect Director Robert J. Stevens --- For
1.12 Elect Director James R. Ukropina --- For
1.13 Elect Director Douglas C. Yearley --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Performance-Based/Indexed Options Against Against ShrHoldr
5 Adopt Simple Majority Vote Requirement for Against For ShrHoldr
All Issues
A simple majority of voting shares should be sufficient to
effect changes in a company's corporate governance.
Requiring more than a simple majority may permit
management to entrench itself by blocking amendments that
are in shareholders' best interests.
6 Report on Pay Disparity Against Against ShrHoldr
7 and amend its code of conduct and policies Against Against ShrHoldr
related to bidding Review Code of Conduct
on Military Contracts
04/30/05 - A HARLEY-DAVIDSON, INC. *HDI* 412822108 03/09/05 6,449
1 Elect Directors For Split Mgmt
1.1 Elect Director George H. Conrades ---
Withhold
George H. Conrades is an affiliated outsider on the
compensation and nominating committees.
1.2 Elect Director Sara L. Levinson --- For
1.3 Elect Director George L. Miles, Jr. --- For
2 Approve/Amend Employee Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
05/02/05 - A AFLAC INCORPORATED *AFL* 001055102 02/23/05 11,401
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/05 - A ZIMMER HOLDINGS INC *ZMH* 98956P102 03/15/05 5,016
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
05/03/05 - A ALCON INC. *ACL* H01301102 03/24/05 1,620
MEETING FOR HOLDERS OF ADR'S
1 APPROVAL OF THE 2004 ANNUAL REPORT AND For For Mgmt
ACCOUNTS OF ALCON, INC. AND THE 2004
CONSOLIDATED FINANCIAL STATEMENTS OF ALCON,
INC. AND SUBSIDIARIES
2 APPROPRIATION OF AVAILABLE EARNINGS AND For For Mgmt
PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE
FINANCIAL YEAR 2004
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Mgmt
DIRECTORS
4 ELECTION TO THE BOARD OF DIRECTORS OF: For For Mgmt
THOMAS G. PLASKETT
5 ELECTION TO THE BOARD OF DIRECTORS OF: For For Mgmt
WOLFGANG H. REICHENBERGER
6 ELECTION TO THE BOARD OF DIRECTORS OF: CARY For For Mgmt
RAYMENT
7 ELECTION OF KPMG KLYNVELD PEAT MARWICK For For Mgmt
GOERDELER SA, ZURICH, AS GROUP AND PARENT
COMPANY AUDITORS
8 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS For For Mgmt
SPECIAL AUDITORS
05/03/05 - A UNITEDHEALTH GROUP INCORPORATED *UNH* 91324P102 03/07/05 14,535
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against For ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Given that: (1) the company currently does not
incorporate a substantial portion of
performance-based awards in its long-term
executive compensation program and (2) the
proposal is not overly restrictive as it does not
request that all awards to all employees be
performance-based or that all awards to top
executives must be of a particular type, this
item warrants shareholder support.
4 Performance- Based/Indexed Options Against For ShrHoldr
Given that: (1) the company currently does not incorporate
a substantial portion of performance-based awards in its
long-term executive compensation program and (2) the
proposal is not overly restrictive as it does not request
that all awards to all employees be performance-based or
that all awards to top executives must be of a particular
type, this item warrants shareholder support.
05/04/05 - A COLGATE-PALMOLIVE CO. *CL* 194162103 03/07/05 11,609
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Stock Option Plan For For Mgmt
4 Approve Non-Employee Director Stock Option For For Mgmt
Plan
5 Review/Limit Executive Compensation Against Against ShrHoldr
05/04/05 - A DANAHER CORP. *DHR* 235851102 03/07/05 5,591
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/04/05 - A GENERAL DYNAMICS CORP. *GD* 369550108 03/11/05 3,446
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Report on Foreign Weapons Sales Against Against ShrHoldr
05/04/05 - A PEPSICO, INC. *PEP* 713448108 03/11/05 34,930
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Corporate Political Contributions Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/05/05 - A AVON PRODUCTS, INC. *AVP* 054303102 03/16/05 9,814
1 Elect Directors For Split Mgmt
1.1 Elect Director Fred Hassan --- For
1.2 Elect Director Ann S. Moore --- Withhold
Ann S. Moore is an affiliated director on the compensation
and nominating committees.
1.3 Elect Director Lawrence A. Weinbach --- For
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Disclose Charitable Contributions and Against Against ShrHoldr
Fundraising Efforts
6 Reformulate Products to Remove Chemicals Against Against ShrHoldr
Banned by EU
05/05/05 - A UNITED PARCEL SERVICE, INC. *UPS* 911312106 03/07/05 12,606
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/06/05 - A ILLINOIS TOOL WORKS INC. *ITW* 452308109 03/08/05 5,676
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Implement China Principles Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/10/05 - A 3M CO *MMM* 88579Y101 03/11/05 14,796
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Eliminate Animal Testing Against Against ShrHoldr
5 Implement China Principles Against Against ShrHoldr
05/10/05 - A BOSTON SCIENTIFIC CORP. *BSX* 101137107 03/18/05 12,441
1 Elect Directors For Split Mgmt
1.1 Elect Director Ray J. Groves --- Withhold
Ray J. Groves is an affiliated outsider on the
compensation and nominating committees.
1.2 Elect Director Peter M. Nicholas --- For
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.3 Elect Director Warren B. Rudman --- For
1.4 Elect Director James R. Tobin --- For
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/10/05 - A GILEAD SCIENCES, INC. *GILD* 375558103 03/22/05 8,860
1 Elect Directors For Split Mgmt
1.1 Elect Director Paul Berg --- Withhold
Paul Berg is an affiliated outsider on the nominating
committee.
1.2 Elect Director Etienne F. Davignon --- For
1.3 Elect Director James M. Denny --- For
1.4 Elect Director John C. Martin --- For
1.5 Elect Director Gordon E. Moore --- For
1.6 Elect Director Nicholas G. Moore --- For
1.7 Elect Director George P. Shultz --- For
1.8 Elect Director Gayle E. Wilson --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Report on Impact of HIV/AIDS, TB, and Against Against ShrHoldr
Malaria Pandemics
05/10/05 - A WELLPOINT INC *WLP* 94973V107 03/18/05 6,124
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
05/11/05 - A AMGEN, INC. *AMGN* 031162100 03/18/05 26,107
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Eliminate Animal Testing Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Adopt Retention Ratio for Executives Against Against ShrHoldr
05/11/05 - A CAREMARK RX, INC. *CMX* 141705103 03/29/05 9,027
1 Elect Directors For Split Mgmt
1.1 Elect Director Edwin M. Crawford --- For
1.2 Elect Director Kristen Gibney Williams ---
Withhold
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Kristen Gibney Williams is an affiliated outsider on the
audit committee.
1.3 Elect Director Edward L. Hardin --- For
2 Report on Political Contributions Against Against ShrHoldr
05/11/05 - A FIRST DATA CORP. *FDC* 319963104 03/14/05 17,693
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Outsourcing Against Against ShrHoldr
6 Amend Director/Officer Against Against ShrHoldr
Liability/Indemnifications Provisions
05/11/05 - A ST. JUDE MEDICAL, INC. *STJ* 790849103 03/14/05 7,304
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
05/12/05 - A GOOGLE INC *GOOG* 38259P508 03/28/05 1,900
1 Elect Directors For Split Mgmt
1.1 Elect Director Eric Schmidt --- For
1.2 Elect Director Larry Page --- For
1.3 Elect Director Sergey Brin --- For
1.4 Elect Director L. John Doerr --- Withhold
WITHHOLD votes from L. John Doerr for sitting on more than
six boards.
1.5 Elect Director John L. Hennessy --- For
1.6 Elect Director Arthur D. Levinson --- For
1.7 Elect Director Michael Moritz --- For
1.8 Elect Director Paul S. Otellini --- For
1.9 Elect Director K. Ram Shriram --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The plan permits the administrator at any time to
offer to buy out for a payment in cash or shares
an option previously granted based on terms and
conditions as the administrator shall establish
and communicate to the participant at the time
that such offer is made. The buy out of awards
and issuance of cash in substitution is
considered to be repricing.
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/17/05 - A AMAZON.COM, INC. *AMZN* 023135106 04/01/05 5,851
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/18/05 - A INTEL CORP. *INTC* 458140100 03/21/05 132,155
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
05/18/05 - A JUNIPER NETWORKS, INC. *JNPR* 48203R104 03/21/05 10,203
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A TARGET CORPORATION *TGT* 87612E106 03/21/05 17,035
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A SLM CORP. *SLM* 78442P106 03/21/05 8,953
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A YAHOO!, INC. *YHOO* 984332106 03/23/05 23,001
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
05/19/05 - A YUM BRANDS, INC. *YUM* 988498101 03/21/05 6,036
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For Split Mgmt
2.1 Elect Director David W. Dorman --- Withhold
David W. Dorman is an affiliated outsider on the
compensation committee.
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
2.2 Elect Director Massimo Ferragamo --- For
2.3 Elect Director J. David Grissom --- For
2.4 Elect Director Bonnie Hill --- For
2.5 Elect Director Robert Holland, Jr. --- For
2.6 Elect Director Kenneth G. Langone --- For
2.7 Elect Director Jonathan S. Linen ---
Withhold
Jonathan S. Linen is an affiliated outsider on the audit
committee.
2.8 Elect Director David C. Novak --- For
2.9 Elect Director Andrall E. Pearson --- For
2.10 Elect Director Thomas M. Ryan --- Withhold
Thomas M. Ryan is an affiliated outsider on the
compensation and nominating committees.
2.11 Elect Director Jackie Trujillo --- For
2.12 Elect Director Robert J. Ulrich --- Withhold
Robert J. Ulrich is an affiliated outsider on the
compensation committee.
3 Elect Directors David W. Dorman, Massimo For Against Mgmt
Ferragamo, Thomas M. Ryan, Robert Ulrich
and Jonathan Linen
4 Ratify Auditors For For Mgmt
5 Sustainability Report Against Against ShrHoldr
6 Prepare a Diversity Report Against Against ShrHoldr
7 Adopt MacBride Principles Against Against ShrHoldr
8 Report on Genetically Modified Organisms Against Against ShrHoldr
(GMO)
9 Report on Animal Welfare Standards Against Against ShrHoldr
05/24/05 - A OMNICOM GROUP INC. *OMC* 681919106 04/08/05 3,770
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/26/05 - A GENZYME CORP. *GENZ* 372917104 03/31/05 4,500
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Declassify the Board of Directors Against For ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Classified boards serve to entrench management
and discourage bidders by preventing replacement
of the board in one year. In addition,
shareholders are prevented from removing board
members who are not acting in the best interest
of shareholders until their term is completed.
05/26/05 - A HOME DEPOT, INC. (THE) *HD* 437076102 03/28/05 43,832
1 Elect Directors For Split Mgmt
1.1 Elect Director Gregory D. Brenneman --- For
1.2 Elect Director Richard H. Brown --- For
1.3 Elect Director John L. Clendenin --- For
1.4 Elect Director Berry R. Cox --- For
1.5 Elect Director Claudio X. Gonzalez ---
Withhold
WITHHOLD votes from Claudio X. Gonzalez for sitting on
more than four boards.
1.6 Elect Director Milledge A. Hart, III --- For
1.7 Elect Director Bonnie G. Hill --- For
1.8 Elect Director Laban P. Jackson, Jr. --- For
1.9 Elect Director Lawrence R. Johnston --- For
1.10 Elect Director Kenneth G. Langone --- For
1.11 Elect Director Robert L. Nardelli --- For
1.12 Elect Director Thomas J. Ridge --- For
2 Ratify Auditors For For Mgmt
3 Amend Nomination Procedures for the Board For Against Mgmt
The proposed time frame for director nominations
is not appropriate. A reasonable time frame for
submittals would be no later than 60 days prior
to the meeting with a submittal window of at
least 60 days.
4 Approve Omnibus Stock Plan For For Mgmt
5 Prepare Diversity Report Against Against ShrHoldr
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
7 Limit Executive Compensation Against Against ShrHoldr
8 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
9 Performance- Based/Indexed Options Against Against ShrHoldr
10 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation of
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
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- ---------------------------------------------------------------------------------------------------------------------------------
this type.
11 Affirm Political Nonpartisanship Against Against ShrHoldr
05/26/05 - A VIACOM INC. *VIA* 925524100 03/31/05 799
1 Elect Directors For Split Mgmt
1.1 Elect Director George S. Abrams --- For
1.2 Elect Director David R. Andelman --- For
1.3 Elect Director Joseph A. Califano, Jr. ---
For
1.4 Elect Director William S. Cohen --- For
1.5 Elect Director Philippe P. Dauman --- For
1.6 Elect Director Alan C. Greenberg --- For
1.7 Elect Director Charles E. Phillips, Jr. ---
For
1.8 Elect Director Shari Redstone --- For
1.9 Elect Director Sumner M. Redstone --- For
1.10 Elect Director Frederic V. Salerno ---
Withhold
WITHHOLD votes from Frederic V. Salerno for
standing as an affiliated outsider on the Audit,
Compensation and Nominating committees. WITHHOLD
votes from William Schwartz for standing as an
affiliated outsider on the Compensation and
Nominating committees.
1.11 Elect Director William Schwartz --- Withhold
1.12 Elect Director Robert D. Walter --- For
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
05/27/05 - A LOWE'S COMPANIES, INC. *LOW* 548661107 04/01/05 14,169
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
06/01/05 - A COMCAST CORP. *CMCSA* 20030N101 03/24/05 25,151
1 Elect Directors For Split Mgmt
1.1 Elect Director S. Decker Anstrom ---
Withhold
Mgmt Rec - Company Management Recommended Vote Page 26
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
S. Decker Anstrom is an affiliated outsider on
the compensation and nominating committees.
1.2 Elect Director Kenneth J. Bacon --- For
1.3 Elect Director Sheldon M. Bonovitz --- For
1.4 Elect Director Edward D. Breen --- For
1.5 Elect Director Julian A. Brodsky --- For
1.6 Elect Director Joseph L. Castle, II --- For
1.7 Elect Director Joseph J. Collins --- For
1.8 Elect Director J. Michael Cook --- For
1.9 Elect Director Brian L. Roberts --- For
1.10 Elect Director Ralph J. Roberts --- For
1.11 Elect Director Dr. Judith Rodin --- For
1.12 Elect Director Michael I. Sovern --- For
2 Ratify Auditors For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Report on Political Contributions Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
7 Approve Recapitalization Plan Against For ShrHoldr
SSGA supports the request that the company take steps to
develop a recapitalization plan whereby all of the
company's outstanding stock would have one vote.
06/03/05 - A BIOGEN IDEC, INC. *BIIB* 09062X103 04/06/05 6,747
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
06/03/05 - A WAL-MART STORES, INC. *WMT* 931142103 04/05/05 52,061
1 Elect Directors For Split Mgmt
1.1 Elect Director James W. Breyer --- For
1.2 Elect Director M. Michele Burns --- For
1.3 Elect Director Douglas N. Daft --- For
1.4 Elect Director David D. Glass --- For
1.5 Elect Director Roland A. Hernandez ---
Mgmt Rec - Company Management Recommended Vote Page 27
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Withhold
1.6 Elect Director John D. Opie --- For
1.7 Elect Director J. Paul Reason --- For
1.8 Elect Director H. Lee Scott, Jr. --- For
1.9 Elect Director Jack C. Shewmaker --- For
1.10 Elect Director Jose H. Villarreal --- For
1.11 Elect Director John T. Walton --- For
1.12 Elect Director S. Robson Walton --- For
1.13 Elect Director Christopher J. Williams ---
For
1.14 Elect Director Linda S. Wolf --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Executive Compensation Against Against ShrHoldr
5 Prepare Sustainability Report Against Against ShrHoldr
6 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
7 Report on Political Contributions Against Against ShrHoldr
8 Prepare Equal Opportunity Report Against Against ShrHoldr
9 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
10 Require Majority of Independent Directors Against Against ShrHoldr
on Board
11 Performance- Based/Indexed Options Against Against ShrHoldr
06/13/05 - A STAPLES, INC. *SPLS* 855030102 04/19/05 9,942
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
06/23/05 - A BEST BUY CO., INC. *BBY* 086516101 04/25/05 5,232
1 Elect Directors For Split Mgmt
1.1 Elect Director Ronald James --- Withhold
Ronald James is an affiliated outsider on the nominating
committee.
1.2 Elect Director Elliot S. Kaplan --- For
1.3 Elect Director Matthew H. Paull --- Withhold
Mgmt Rec - Company Management Recommended Vote Page 28
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Matthew H. Paull is an affiliated outsider on the audit
committee.
1.4 Elect Director Richard M. Schulze --- For
1.5 Elect Director Mary A. Tolan --- For
1.6 Elect Director Hatim A. Tyabji --- For
2 Ratify Auditors For For Mgmt
06/23/05 - A EBAY INC. *EBAY* 278642103 04/25/05 19,785
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
5 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
06/24/05 - S SYMANTEC CORP. *SYMC* 871503108 05/12/05 14,181
1 Approve Merger Agreement For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
06/24/05 - S VERITAS SOFTWARE CORP. 923436109 05/12/05 8,648
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
06/30/05 - A BED BATH & BEYOND INC. *BBBY* 075896100 05/05/05 5,959
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt ILO-based Code of Conduct Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 29
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP GROWTH INDEX FUND - J924
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management
and discourage bidders by preventing replacement
of the board in one year. In addition,
shareholders are prevented from removing board
members who are not acting in the best interest
of shareholders until their term is completed.
06/30/05 - S NEWS CORPORATION *NWS* 65248E203 05/23/05 11,325
1 Approve Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 30
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
08/17/04 - S COUNTRYWIDE FINANCIAL CORP. *CFC* 222372104 07/09/04 6,558
1 Increase Authorized Common Stock For For Mgmt
09/08/04 - A H. J. HEINZ CO. *HNZ* 423074103 06/03/04 7,794
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/15/04 - S SUNTRUST BANKS, INC. *STI* 867914103 07/30/04 6,350
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
09/23/04 - A CONAGRA FOODS INC. *CAG* 205887102 07/26/04 12,414
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Limit Awards to Executives Against Against ShrHoldr
09/23/04 - A FLEXTRONICS INTERNATIONAL LTD. *FLEX* Y2573F102 08/05/04 13,389
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 RE-APPOINTMENT OF PATRICK FOLEY AS A For For Mgmt
DIRECTOR OF THE COMPANY.
3 Ratify Auditors For For Mgmt
4 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Mgmt
1997 EMPLOYEE SHARE PURCHASE PLAN.
5 TO APPROVE AMENDMENTS TO THE COMPANY S 2001 For For Mgmt
EQUITY INCENTIVE PLAN.
6 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Mgmt
2001 EQUITY INCENTIVE PLAN TO ALLOW FOR
ISSUANCES OF STOCK BONUSES.
7 TO APPROVE THE CONSOLIDATION OF ORDINARY For For Mgmt
SHARES AVAILABLE UNDER OUR ASSUMED PLANS
INTO OUR 2001 EQUITY INCENTIVE PLAN.
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
8 TO APPROVE THE AUTHORIZATION FOR THE For For Mgmt
DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE
ORDINARY SHARES.
9 TO APPROVE THE AUTHORIZATION FOR THE For For Mgmt
COMPANY TO PROVIDE $37,200 OF ANNUAL CASH
COMPENSATION TO EACH OF ITS NON-EMPLOYEE DIRECTORS.
10 TO APPROVE THE AUTHORIZATION FOR THE For For Mgmt
COMPANY TO PROVIDE AN ADDITIONAL $10,000 OF ANNUAL
CASH COMPENSATION FOR EACH OF ITS NON-EMPLOYEE
DIRECTORS FOR COMMITTEE PARTICIPATION.
11 TO APPROVE THE AUTHORIZATION OF THE For For Mgmt
PROPOSED RENEWAL OF THE SHARE REPURCHASE MANDATE
RELATING TO ACQUISITIONS BY THE COMPANY OF ITS OWN
ISSUED ORDINARY SHARES.
12 TO APPROVE THE AUTHORIZATION OF THE For For Mgmt
PROPOSAL APPROVAL OF A BONUS ISSUE.
09/27/04 - A GENERAL MILLS, INC. *GIS* 370334104 07/29/04 7,007
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Range For Board Size For For Mgmt
10/28/04 - A SARA LEE CORP. *SLE* 803111103 09/01/04 22,517
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Charitable Contributions Against Against ShrHoldr
10/28/04 - A SEAGATE TECHNOLOGY *STX* G7945J104 09/03/04 4,326
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 PROPOSAL TO APPROVE THE SEAGATE TECHNOLOGY For Against Mgmt
2004 STOCK COMPENSATION PLAN.
Excessive potential dilution of 19.8 percent.
3 Ratify Auditors For For Mgmt
4 PROPOSAL TO ADOPT SEAGATE TECHNOLOGY S For For Mgmt
THIRD AMENDED AND RESTATED MEMORANDUM
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
AND ARTICLES OF ASSOCIATION, WHICH IS BEING PROPOSED
AS A SPECIAL RESOLUTION.
10/28/04 - S SOUTHTRUST CORP. 844730101 09/21/04 7,310
1 Approve Merger Agreement For For Mgmt
10/28/04 - S WACHOVIA CORP. *WB* 929903102 08/20/04 37,384
1 Approve Merger Agreement For For Mgmt
10/29/04 - A ORACLE CORP. *ORCL* 68389X105 09/02/04 112,129
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Implement China Principles Against Against ShrHoldr
11/04/04 - A ARCHER-DANIELS-MIDLAND COMPANY *ADM* 039483102 09/15/04 12,973
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Employee Stock Purchase Plan For For Mgmt
4 Report on Genetically Engineered Products Against Against ShrHoldr
11/04/04 - A FREDDIE MAC *FRE* 313400301 09/10/04 19,468
1 Elect Directors For Split Mgmt
1.1 Elect Director Barbara T. Alexander --- For
1.2 Elect Director Geoffrey T. Boisi --- For
1.3 Elect Director Michelle Engler --- Withhold
Michelle Engler is an affiliated outsider on the
compensation committee.
1.4 Elect Director Richard Karl Goeltz --- For
1.5 Elect Director Thomas S. Johnson --- For
1.6 Elect Director William M. Lewis, Jr. --- For
1.7 Elect Director John B. Mccoy --- For
1.8 Elect Director Eugene M. Mcquade --- For
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.9 Elect Director Shaun F. O'Malley --- For
1.10 Elect Director Ronald F. Poe --- For
1.11 Elect Director Stephen A. Ross --- For
1.12 Elect Director Richard F. Syron --- For
1.13 Elect Director William J. Turner --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Employee Stock Purchase Plan For For Mgmt
11/10/04 - A SUN MICROSYSTEMS, INC. *SUNW* 866810104 09/13/04 93,748
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/18/04 - A CAMPBELL SOUP CO. *CPB* 134429109 09/21/04 5,623
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
01/27/05 - A AIR PRODUCTS & CHEMICALS, INC. *APD* 009158106 11/30/04 5,309
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/11/05 - A THE WALT DISNEY COMPANY *DIS* 254687106 12/17/04 51,620
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Prohibit Greenmail Payments Against For ShrHoldr
SSGA supports proposals that seek to repeal or prohibit
greenmail provisions.
5 Report on Vendor Standards in China Against Against ShrHoldr
02/16/05 - A LUCENT TECHNOLOGIES INC. *LU* 549463107 12/20/04 108,092
1 Elect Directors For For Mgmt
2 Approve Reverse Stock Split For For Mgmt
3 Report on Political Contributions Against Against ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
Given the fact that Lucent does not grant a "substantial"
portion of performance-based awards, shareholder support
of the proposal is warranted at this time.
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
6 Approve Future Golden Parachute Provision Against Against ShrHoldr
03/10/05 - A TYCO INTERNATIONAL LTD. *TYC* 902124106 01/10/05 49,995
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For Split Mgmt
1.1 Elect Director Dennis C. Blair --- For
1.2 Elect Director Edward D. Breen --- For
1.3 Elect Director George W. Buckley --- For
1.4 Elect Director Brian Duperreault --- For
1.5 Elect Director Bruce S. Gordon --- For
1.6 Elect Director Rajiv L. Gupta --- For
1.7 Elect Director John A. Krol --- For
1.8 Elect Director Mackey J. Mcdonald ---
Withhold
Nominee is the CEO and Chair of VF Corporation and sits on
3 outside boards.
1.9 Elect Director H. Carl Mccall --- For
1.10 Elect Director Brendan R. O'Neill --- For
1.11 Elect Director Sandra S. Wijnberg --- For
1.12 Elect Director Jerome B. York --- For
2 Ratify Auditors For For Mgmt
03/15/05 - A MORGAN STANLEY *MWD* 617446448 01/14/05 24,907
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
03/16/05 - A HEWLETT-PACKARD CO. *HPQ* 428236103 01/18/05 68,118
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
03/24/05 - S SEARS, ROEBUCK & CO. 812387108 01/26/05 4,917
1 Approve Merger Agreement For For Mgmt
04/05/05 - A LEHMAN BROTHERS HOLDINGS INC. *LEH* 524908100 02/11/05 6,722
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of 15%.
4 Limit Executive Compensation Against Against ShrHoldr
04/12/05 - A THE BANK OF NEW YORK CO., INC. *BK* 064057102 02/22/05 19,312
1 Elect Directors For Split Mgmt
1.1 Elect Director Frank J. Biondi Jr. --- For
1.2 Elect Director Nicholas M. Donofrio --- For
1.3 Elect Director Gerald L. Hassell --- For
1.4 Elect Director Richard J. Kogan --- For
1.5 Elect Director Michael J. Kowalski --- For
1.6 Elect Director John A. Luke Jr. --- For
1.7 Elect Director John C. Malone --- Withhold
John C. Malone is an affiliated outsider on the
compensation and nominating committees.
1.8 Elect Director Paul Myners --- For
1.9 Elect Director Catherine A.Rein --- For
1.10 Elect Director Thomas A. Renyi --- For
1.11 Elect Director William C. Richardson --- For
1.12 Elect Director Brian L. Roberts --- For
1.13 Elect Director Samuel C. Scott --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
04/19/05 - A CITIGROUP INC. *C* 172967101 02/25/05 129,101
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Limit/Prohibit Awards to Executives Against Against ShrHoldr
5 Report on Political Contributions Against Against ShrHoldr
6 Prohibit Chairman From Management Duties, Against Against ShrHoldr
Titles or Responsibilities
7 Limit Executive Compensation Against Against ShrHoldr
8 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
9 Review/Limit Executive Compensation Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
10 Adopt Simple Majority Vote Against For ShrHoldr
SSGA supports shareholder proposals seeking to eliminate
supermajority vote requirements, as they may serve as
entrenchment devices for management and therefore are not
in the shareholders' best interest.
04/19/05 - A MELLON FINANCIAL CORP. *MEL* 58551A108 02/11/05 10,672
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/05 - A SUNTRUST BANKS, INC. *STI* 867914103 02/25/05 8,945
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Management Incentive Plan For For Mgmt
4 Approve Performance Unit Plan For For Mgmt
04/19/05 - A U.S. BANCORP *USB* 902973304 02/28/05 46,947
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Reduce Supermajority Vote Requirement For For Mgmt
4 Performance- Based/Indexed Options Against For ShrHoldr
Since the company does not grant a substantial portion of
the awards as performance-based awards, this proposal
warrants support.
5 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
04/19/05 - A WACHOVIA CORP. *WB* 929903102 02/16/05 40,063
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/05 - A WASHINGTON MUTUAL, INC *WM* 939322103 02/28/05 21,771
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/20/05 - A BURLINGTON NORTHERN SANTA FE CORP. 12189T104 02/22/05 9,333
*BNI*
1 Elect Directors For Split Mgmt
1.1 Elect Director A.L. Boeckmann --- For
1.2 Elect Director V.S. Martinez --- Withhold
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
WITHHOLD votes from Mark F. Racicot and Vilma S.
Martinez for standing as affiliated outsiders on
the Directors and Corporate Governance Committee
which serves as the nominating committee.
1.3 Elect Director M.F. Racicot --- Withhold
1.4 Elect Director R.S. Roberts --- For
1.5 Elect Director M.K. Rose --- For
1.6 Elect Director M.J. Shapiro --- For
1.7 Elect Director J.C. Watts, Jr. --- For
1.8 Elect Director R.H. West --- For
1.9 Elect Director J.S. Whisler --- Withhold
WITHHOLD votes from J. Steven Whisler for standing as
affiliated outsiders on the audit and compensation
committees.
1.10 Elect Director E.E. Whitacre, Jr. --- For
2 Ratify Auditors For For Mgmt
04/20/05 - A PG&E CORP. *PCG* 69331C108 02/22/05 9,909
1 Elect Directors For Split Mgmt
1.1 Elect Director David R. Andrews --- For
1.2 Elect Director Leslie S. Biller --- For
1.3 Elect Director David A. Coulter --- Withhold
WITHHOLD votes from David A. Coulter for standing as an
affiliated outsider on the Nominating, Compensation, and
Governance Committee.
1.4 Elect Director C. Lee Cox --- For
1.5 Elect Director Peter A. Darbee --- For
1.6 Elect Director Robert D. Glynn, Jr --- For
1.7 Elect Director Mary S. Metz --- For
1.8 Elect Director Barbara L. Rambo --- For
1.9 Elect Director Barry Lawson Williams --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Expense Stock Options Against Against ShrHoldr
5 Adopt Policy on Nuclear Waste Storage Against Against ShrHoldr
6 Amend Terms of Existing Poison Pill Against Against ShrHoldr
7 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
8 Allow Vote on Golden Parachutes Against For ShrHoldr
The compensation committee is not entirely independent
therefore this proposal will be supported by SSGA
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/21/05 - A ALLTEL CORP. *AT* 020039103 02/24/05 7,679
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A PPG INDUSTRIES, INC. *PPG* 693506107 02/22/05 4,249
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A WEYERHAEUSER CO. *WY* 962166104 02/25/05 5,548
1 Elect Directors For For Mgmt
2 Expense Stock Options Against Against ShrHoldr
3 Declassify the Board of Directors Against Against ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
5 Report on Eliminating the Purchase of Against Against ShrHoldr
Timber from National Forests
6 Ratify Auditors For For Mgmt
04/21/05 - A WYETH *WYE* 983024100 03/04/05 33,349
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Discontinue Promotion of Premarin and Against Against ShrHoldr
Report on Animal Testing
04/22/05 - A ABBOTT LABORATORIES *ABT* 002824100 02/23/05 38,999
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Link Executive Compensation to Government Against Against ShrHoldr
Fines
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports perforamance-based compensation.
5 Eliminate Animal Testing Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Operational Imact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
8 Separate Chairman and CEO Positions Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/22/05 - A ALCOA INC. *AA* 013817101 01/24/05 21,601
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/22/05 - A DOMINION RESOURCES, INC. *D* 25746U109 02/25/05 8,549
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Greenhouse Gas Emissions Against Against ShrHoldr
04/22/05 - A ELECTRONIC DATA SYSTEMS CORP. *EDS* 285661104 03/01/05 12,756
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Eliminate Supermajority Vote Requirement For For Mgmt
04/22/05 - A MERRILL LYNCH & CO., INC. *MER* 590188108 02/22/05 21,462
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
4 Provide for Cumulative Voting Against Against ShrHoldr
5 Limit Executive Compensation Against Against ShrHoldr
04/25/05 - A BELLSOUTH CORP. *BLS* 079860102 03/07/05 45,530
1 Elect Directors For Split Mgmt
1.1 Elect Director F. Duane Ackerman --- For
1.2 Elect Director Reuben V. Anderson --- For
1.3 Elect Director James H. Blanchard --- For
1.4 Elect Director J. Hyatt Brown --- Withhold
WITHHOLD votes from J. Hyatt Brown for sitting on more
than four public boards.
1.5 Elect Director Armando M. Codina --- For
1.6 Elect Director Kathleen F. Feldstein --- For
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.7 Elect Director James P. Kelly --- For
1.8 Elect Director Leo F. Mullin --- For
1.9 Elect Director William S. Stavropoulos ---
For
1.10 Elect Director Robin B. Smith --- For
2 Ratify Auditors For For Mgmt
3 Political Contributions Against Against ShrHoldr
04/25/05 - A HONEYWELL INTERNATIONAL, INC. *HON* 438516106 02/25/05 19,549
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Amend the Certificate of Incorporation and For For Mgmt
By-laws
5 Establish Other Board Committee Against Against ShrHoldr
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Report on Pay Disparity Against Against ShrHoldr
8 Performance- Based/Indexed Options Against Against ShrHoldr
9 Approve Commonsense Executive Compensation Against Against ShrHoldr
Framework
04/26/05 - A AMERICAN ELECTRIC POWER CO. *AEP* 025537101 03/02/05 9,761
1 Elect Directors For Split Mgmt
1.1 Elect Director E.R. Brooks --- Withhold
WITHHOLD votes from E.R. Brooks for standing as an
affiliated outsider on the Compensation Committee.
1.2 Elect Director Donald M. Carlton --- For
1.3 Elect Director John P. DesBarres --- For
1.4 Elect Director Robert W. Fri --- For
1.5 Elect Director William R. Howell --- For
1.6 Elect Director Lester A. Hudson, Jr. --- For
1.7 Elect Director Michael G. Morris --- For
1.8 Elect Director Lionel L. Nowell III --- For
1.9 Elect Director Richard L. Sandor --- For
1.10 Elect Director Donald G. Smith --- For
1.11 Elect Director Kathryn D. Sullivan --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Submit Executive Retirement Plan to Against For ShrHoldr
Shareholder Vote
The compensation committee is not entirely
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
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Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
independent, therefore the proposal will be supported.
04/26/05 - A BB&T CORPORATION *BBT* 054937107 03/07/05 13,798
1 Elect Directors For Split Mgmt
1.1 Elect Director Alfred E. Cleveland ---
Withhold
WITHHOLD votes from Albert F. Zettlemoyer and
Alfred E. Cleveland for standing as affiliated
outsiders on the Compensation Committee and
Nominating Committee.
1.2 Elect Director Anna R. Cablik --- For
1.3 Elect Director John P. Howe, III --- For
1.4 Elect Director Nido R. Qubein --- For
1.5 Elect Director Albert F. Zettlemoyer ---
Withhold
2 Ratify Auditors For For Mgmt
04/26/05 - A CENDANT CORPORATION *CD* 151313103 02/28/05 25,277
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
4 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
5 Report on Pay Disparity Against Against ShrHoldr
6 Eliminate or Restrict Severance Agreements Against Against ShrHoldr
(Change-in-Control)
04/26/05 - A KRAFT FOODS INC *KFT* 50075N104 03/02/05 6,581
1 Elect Directors For Split Mgmt
1.1 Elect Director Jan Bennink --- For
1.2 Elect Director Louis C. Camilleri --- For
1.3 Elect Director Roger K. Deromedi --- For
1.4 Elect Director Dinyar S. Devitre --- For
1.5 Elect Director W. James Farrell --- Withhold
WITHHOLD votes from W. James Farrell for sitting on more
than four boards.
1.6 Elect Director Betsy D. Holden --- For
1.7 Elect Director Richard A. Lerner, M.D. ---
For
1.8 Elect Director John C. Pope --- For
1.9 Elect Director Mary L. Schapiro --- For
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.10 Elect Director Charles R. Wall --- For
1.11 Elect Director Deborah C. Wright --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Report on Genetically Modified Organisms Against Against ShrHoldr
(GMO)
04/26/05 - A MERCK & CO., INC. *MRK* 589331107 02/25/05 55,441
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Awards to Executives Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
5 Eliminate Animal Testing Against Against ShrHoldr
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Report on Product Availability in Canada Against Against ShrHoldr
8 Report on Political Contributions Against Against ShrHoldr
9 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/26/05 - A METLIFE, INC *MET* 59156R108 03/01/05 10,417
1 Elect Directors For Split Mgmt
1.1 Elect Director Cheryl W. Grise --- For
1.2 Elect Director James R. Houghton --- For
1.3 Elect Director Helene L. Kaplan --- Withhold
WITHHOLD votes from Helene L. Kaplan for standing as an
affiliated outsider on the Nominating Committee.
1.4 Elect Director Sylvia M. Mathews --- For
1.5 Elect Director William C. Steere, Jr. ---
For
2 Ratify Auditors For For Mgmt
3 Establish Other Board Committee Against Against ShrHoldr
04/26/05 - A NATIONAL CITY CORP. *NCC* 635405103 03/04/05 14,398
1 Elect Directors For For Mgmt
2 Ratify Auditor For For Mgmt
04/26/05 - A PNC FINANCIAL SERVICES GROUP, INC. 693475105 02/28/05 7,062
*PNC*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/26/05 - A SCHERING-PLOUGH CORP. *SGP* 806605101 03/04/05 36,623
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
4 Eliminate Animal Testing Against Against ShrHoldr
04/26/05 - A THE CHUBB CORP. *CB* 171232101 03/07/05 4,731
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/05 - A WELLS FARGO & COMPANY *WFC* 949746101 03/08/05 42,126
1 Elect Directors For Split Mgmt
1.1 Elect Director J.A. Blanchard III --- For
1.2 Elect Director Susan E. Engel --- For
1.3 Elect Director Enrique Hernandez, Jr. ---
Withhold
Enrique Hernandez, Jr. is an affiliated outsider on the
audit committee.
1.4 Elect Director Robert L. Joss --- For
1.5 Elect Director Reatha Clark King --- For
1.6 Elect Director Richard M. Kovacevich --- For
1.7 Elect Director Richard D. McCormick --- For
1.8 Elect Director Cynthia H. Milligan ---
Withhold
WITHHOLD votes from Cynthia H. Milligan for
standing as an affiliated outsider on the Audit
and Nominating committees and from Judith M.
Runstad for standing as an affiliated outsider on
the Audit Committee. WITHHOLD votes from Michael
W. Wright and Donald B. Rice for standing as
affiliated outsiders on the Compensation and
Nominating committees.
1.9 Elect Director Philip J. Quigley ---
Withhold
1.10 Elect Director Donald B. Rice --- Withhold
1.11 Elect Director Judith M. Runstad ---
Withhold
1.12 Elect Director Stephen W. Sanger --- For
1.13 Elect Director Susan G. Swenson --- For
1.14 Elect Director Michael W. Wright --- For
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Adopt Policy on Payday Lenders Against Against ShrHoldr
5 Link Executive Compensation to Predatory Against Against ShrHoldr
Lending
6 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
7 Limit Executive Compensation Against Against ShrHoldr
8 Separate Chairman and CEO Positions Against Against ShrHoldr
04/27/05 - A BANK OF AMERICA CORP. *BAC* 060505104 03/04/05 101,472
1 Elect Directors For Split Mgmt
1.1 Elect Director William Barnet, III --- For
1.2 Elect Director Charles W. Coker --- For
1.3 Elect Director John T. Collins --- For
1.4 Elect Director Gary L. Countryman ---
Withhold
WITHHOLD votes from Gary L. Countryman for standing as an
affiliated outsider on the Compensation Committee.
1.5 Elect Director Paul Fulton --- For
1.6 Elect Director Charles K. Gifford --- For
1.7 Elect Director W. Steven Jones --- For
1.8 Elect Director Kenneth D. Lewis --- For
1.9 Elect Director Walter E. Massey --- For
1.10 Elect Director Thomas J. May --- For
1.11 Elect Director Patricia E. Mitchell --- For
1.12 Elect Director Edward L. Romero --- For
1.13 Elect Director Thomas M. Ryan --- For
1.14 Elect Director O. Temple Sloan, Jr. --- For
1.15 Elect Director Meredith R. Spangler --- For
1.16 Elect Director Robert L. Tillman --- For
1.17 Elect Director Jackie M. Ward --- For
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions Against Against ShrHoldr
4 Director Nominee Amendment Against Against ShrHoldr
04/27/05 - A CHEVRON CORP *CVX* 166764100 03/01/05 53,202
1 Elect Directors For Split Mgmt
1.1 Elect Director Samuel H. Armacost --- For
1.2 Elect Director Robert E. Denham ---
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Withhold
Robert E. Denham is an affiliated outsider on the audit
committee.
1.3 Elect Director Robert J. Eaton --- For
1.4 Elect Director Sam Ginn --- For
1.5 Elect Director Carla Anderson Hills --- For
1.6 Elect Director Franklyn G. Jenifer --- For
1.7 Elect Director Sam Nunn --- For
1.8 Elect Director David J. O'Reilly --- For
1.9 Elect Director Peter J. Robertson --- For
1.10 Elect Director Charles R. Shoemate --- For
1.11 Elect Director Ronald D. Sugar --- For
1.12 Elect Director Carl Ware --- For
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
5 Expense Stock Options Against Against ShrHoldr
6 Eliminate Animal Testing Against Against ShrHoldr
7 Report on Drilling in Protected Areas Against Against ShrHoldr
8 Report on Remediation Programs in Ecuador Against Against ShrHoldr
04/27/05 - A E.I. DU PONT DE NEMOURS & CO. *DD* 263534109 03/07/05 24,956
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Government Service of Employees Against Against ShrHoldr
4 Implement ILO Code of Conduct Against Against ShrHoldr
5 Executive Compensation Against Against ShrHoldr
6 Eliminate Animal Testing Against Against ShrHoldr
7 Report on Genetically Modified Organisms Against Against ShrHoldr
8 Performance- Based/Indexed Options Against Against ShrHoldr
9 Report on PFOA Chemical Remediation Against Against ShrHoldr
04/27/05 - A GENERAL ELECTRIC CO. *GE* 369604103 02/28/05 263,465
1 Elect Directors For Split Mgmt
1.1 Elect Director James I. Cash, Jr. --- For
1.2 Elect Director William M. Castell --- For
1.3 Elect Director Dennis D. Dammerman --- For
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.4 Elect Director Ann M. Fudge --- For
1.5 Elect Director Claudio X. Gonzalez ---
Withhold
WITHHOLD votes for sitting on more than four boards.
1.6 Elect Director Jeffrey R. Immelt --- For
1.7 Elect Director Andrea Jung --- For
1.8 Elect Director Alan G. Lafley --- For
1.9 Elect Director Ralph S. Larsen --- For
1.10 Elect Director Rochelle B. Lazarus --- For
1.11 Elect Director Sam Nunn --- For
1.12 Elect Director Roger S. Penske --- For
1.13 Elect Director Robert J. Swieringa --- For
1.14 Elect Director Douglas A. Warner III --- For
1.15 Elect Director Robert C. Wright --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Report on Nuclear Fuel Storage Risks Against Against ShrHoldr
5 Report on PCB Clean-up Costs Against Against ShrHoldr
6 Adopt Policy on Overboarded Directors Against Against ShrHoldr
7 Prepare a Sustainability Report Against Against ShrHoldr
8 Political Contributions/Activities Against Against ShrHoldr
9 Eliminate Animal Testing Against Against ShrHoldr
04/27/05 - A MARATHON OIL CORP *MRO* 565849106 02/28/05 8,542
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
4 Amend Governance Documents Regarding Against Against ShrHoldr
Director Nominees by Affirmative Votes
04/28/05 - A ALTRIA GROUP, INC. *MO* 02209S103 03/07/05 51,240
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Eliminate Animal Testing Against Against ShrHoldr
6 Product Warnings for Pregnant Women Against Against ShrHoldr
7 Cease Use of Light and Ultra Light in Against Against ShrHoldr
Cigarette Marketing
8 Apply Fire Safety Standards for Cigarettes Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/28/05 - A CORNING INC. *GLW* 219350105 03/01/05 34,524
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/28/05 - A PFIZER INC. *PFE* 717081103 03/02/05 188,488
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
4 Report on Pharmaceutical Price Restraint Against Against ShrHoldr
5 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Product Availability in Canada Against Against ShrHoldr
8 Separate Chairman and CEO Positions Against Against ShrHoldr
04/29/05 - A COCA-COLA ENTERPRISES INC. *CCE* 191219104 03/02/05 6,268
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
5 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
6 Amendment of Governance Documents to Against Against ShrHoldr
Require Election of Directors by Majority
Vote
7 Performance and Time-Based Restricted Share Against Against ShrHoldr
Grant Program for Senior Executives
04/29/05 - A FREESCALE SEMICONDUCTOR, INC. *FSL* 35687M206 03/01/05 6,508
1 Elect Directors For For Mgmt
2 Amend Articles For For Mgmt
3 Amend Bylaws For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
04/29/05 - A KELLOGG CO. *K* 487836108 03/01/05 5,958
1 Elect Directors For Split Mgmt
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.1 Elect Director Claudio X. Gonzalez ---
Withhold
WITHHOLD votes from Claudio X. Gonzalez for sitting on
more than four boards.
1.2 Elect Director A. D. David Mackay --- For
1.3 Elect Director William C. Richardson --- For
1.4 Elect Director John L. Zabriskie --- For
2 Ratify Auditors For For Mgmt
3 Report on Genetically Modified Organisms Against Against ShrHoldr
(GMO)
4 Employ Financial Advisor to Explore Against Against ShrHoldr
Alternatives to Maximize Value
04/29/05 - A SBC COMMUNICATIONS INC. *SBC* 78387G103 03/01/05 82,699
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Report on Political Contributions Against Against ShrHoldr
5 Report on Executive Compensation Against Against ShrHoldr
6 Performance- Based/Indexed Options Against Against ShrHoldr
7 Adopt Simple Majority Vote Against For ShrHoldr
Supermajority vote requirements generally serve to
lock in provisions that are harmful to shareholders.
Requiring approval by more than a simple majority of
voting shares may entrench management by preventing action
that may benefit shareholders.
04/29/05 - A XL CAPITAL LTD (FORMERLY EXEL LTD.) G98255105 03/14/05 3,411
*XL*
MEETING FOR HOLDERS OF ADR'S
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF For For Mgmt
THE COMPANY S 1991 PERFORMANCE INCENTIVE
PROGRAM.
05/02/05 - A MBNA CORP. *KRB* 55262L100 02/04/05 28,012
1 Elect Directors For Split Mgmt
1.1 Elect Director James H. Berick --- Withhold
WITHHOLD votes from James H. Berick for standing
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
as an affiliated outsider on the Audit Committee,
from Benjamin R. Civiletti and James H. Berick
for standing as affiliated outsiders on the
Compensation Committee, from Benjamin R.
Civiletti and James H. Berick for standing as
affiliated outsiders on the Nominating Committee.
1.2 Elect Director Mary M. Boies --- For
1.3 Elect Director Benjamin R. Civiletti ---
Withhold
1.4 Elect Director Bruce L. Hammonds --- For
1.5 Elect Director William L. Jews --- For
1.6 Elect Director Randolph D. Lerner --- For
1.7 Elect Director Stuart L. Markowitz, M.D.
--- For
1.8 Elect Director William B. Milstead --- For
1.9 Elect Director Thomas G. Murdough, Jr. ---
For
1.10 Elect Director Laura S. Unger --- For
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against Against ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
05/02/05 - A MOTOROLA, INC. *MOT* 620076109 03/04/05 58,249
1 Elect Directors For For Mgmt
2 Limit Executive Compensation Against Against ShrHoldr
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/03/05 - A BAXTER INTERNATIONAL INC. *BAX* 071813109 03/04/05 15,252
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
5 Declassify the Board of Directors None Against ShrHoldr
05/03/05 - A BRISTOL-MYERS SQUIBB CO. *BMY* 110122108 03/07/05 48,390
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Articles to Eliminate Certain For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Supermajority Vote Requirements
4 Report on Political Contributions Against Against ShrHoldr
5 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
6 Eliminate Animal Testing Against Against ShrHoldr
7 Separate Chairman and CEO Positions Against Against ShrHoldr
8 Proposal Regarding Restatement Situations Against Against ShrHoldr
9 Limit/Prohibit Awards to Executives Against For ShrHoldr
SSGA supports performance based compensation.
10 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/03/05 - A NORTH FORK BANCORPORATION, INC. *NFB* 659424105 03/04/05 10,800
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/03/05 - A THE ST. PAUL TRAVELERS COMPANIES, 792860108 03/11/05 16,587
INC. *STA*
1 Elect Directors For Split Mgmt
1.1 Elect Director John H. Dasburg --- For
1.2 Elect Director Leslie B. Disharoon --- For
1.3 Elect Director Janet M. Dolan --- For
1.4 Elect Director Kenneth M. Duberstein --- For
1.5 Elect Director Jay S. Fishman --- For
1.6 Elect Director Lawrence G. Graev ---
Withhold
WITHHOLD votes from Lawrence G. Graev for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.7 Elect Director Thomas R. Hodgson --- For
1.8 Elect Director Robert I. Lipp --- For
1.9 Elect Director Blythe J. McGarvie --- For
1.10 Elect Director Glen D. Nelson, M.D. --- For
1.11 Elect Director Clarence Otis, Jr. --- For
1.12 Elect Director Charles W. Scharf --- For
1.13 Elect Director Laurie J. Thomsen --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/04/05 - A RAYTHEON CO. *RTN* 755111507 03/09/05 11,237
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Non-Employee Director Restricted For For Mgmt
Stock Plan
6 Adopt MacBride Principles Against Against ShrHoldr
7 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
8 Require Director Nominee Qualifications Against Against ShrHoldr
05/05/05 - A APACHE CORP. *APA* 037411105 03/16/05 6,745
1 Elect Directors For For Mgmt
2 Approve Stock Option Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
5 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
05/05/05 - A CONOCOPHILLIPS *COP* 20825C104 03/10/05 15,620
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/05/05 - A EMC CORP. *EMC* 268648102 03/07/05 60,086
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael J. Cronin --- For
1.2 Elect Director W. Paul Fitzgerald ---
Withhold
WITHHOLD votes from W. Paul Fitzgerald for standing as an
affiliated outsider on the audit committee and nominating
committee.
1.3 Elect Director Joseph M. Tucci --- For
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
5 Creation of an Independent Audit Committee Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/05/05 - A KEYCORP *KEY* 493267108 03/08/05 10,064
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A UNION PACIFIC CORP. *UNP* 907818108 02/25/05 6,484
1 Elect Directors For Split Mgmt
1.1 Elect Director Philip F. Anschutz ---
Withhold
Philip F. Anschutz is a CEO director on the nominating
committee.
1.2 Elect Director Erroll B. Davis, Jr. --- For
1.3 Elect Director Richard K. Davidson --- For
1.4 Elect Director Thomas J. Donohue --- For
1.5 Elect Director Archie W. Dunham --- For
1.6 Elect Director Spencer F. Eccles --- For
1.7 Elect Director Judith Richards Hope --- For
1.8 Elect Director Michael W. McConnell --- For
1.9 Elect Director Steven R. Rogel --- For
1.10 Elect Director James R. Young --- For
1.11 Elect Director Ernesto Zedillo Ponce de
Leon --- For
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Performance- Based/Indexed Options Against Against ShrHoldr
05/05/05 - A VERIZON COMMUNICATIONS *VZ* 92343V104 03/07/05 69,162
1 Elect Directors For Split Mgmt
1.1 Elect Director James R. Barker --- For
1.2 Elect Director Richard L. Carrion ---
Withhold
Richard L. Carrion is an affiliated outsider on the
compensation committee.
1.3 Elect Director Robert W. Lane --- For
1.4 Elect Director Sandra O. Moose --- Withhold
Sandra O. Moose is an affiliated outsider on the audit and
nominating committees.
1.5 Elect Director Joseph Neubauer --- Withhold
WITHHOLD votes for sitting on more than four
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
boards while serving as CEO.
1.6 Elect Director Thomas H. O' Brien --- For
1.7 Elect Director Hugh B. Price --- For
1.8 Elect Director Ivan G. Seidenberg --- For
1.9 Elect Director Walter V. Shipley --- For
1.10 Elect Director John R. Stafford --- For
1.11 Elect Director Robert D. Storey --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
5 Require Majority of Independent Directors Against For ShrHoldr
on Board
SSGA supports proposals urging a standard of a two-thirds
majority independent board, which the company currently
does not meet.
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Amend Director/Officer Against Against ShrHoldr
Liability/Indemnifications Provisions
8 Report on Political Contributions Against Against ShrHoldr
05/06/05 - A OCCIDENTAL PETROLEUM CORP. *OXY* 674599105 03/03/05 9,786
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Proposal Regarding Board Sponsored Proposals Against Against ShrHoldr
5 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
05/09/05 - A PITNEY BOWES INC. *PBI* 724479100 03/11/05 5,685
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A INTERNATIONAL PAPER CO. *IP* 460146103 03/17/05 10,018
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
05/10/05 - A LOEWS CORP. *LTR* 540424108 03/14/05 3,167
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Amend Stock Option Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Provide for Cumulative Voting Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Support Legislation and Make Public Against Against ShrHoldr
Statements on Environmental Tobacco Smoke
8 Apply Fire Safety Standards for Cigarettes Against Against ShrHoldr
05/10/05 - A MASCO CORP. *MAS* 574599106 03/15/05 9,121
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/10/05 - A THE GAP, INC. *GPS* 364760108 03/14/05 16,484
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
05/11/05 - A EASTMAN KODAK CO. *EK* 277461109 03/15/05 6,027
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Declassify the Board of Directors For For Mgmt
6 Amend Articles For For Mgmt
7 Amend Articles For For Mgmt
05/11/05 - A MCDONALD'S CORP. *MCD* 580135101 03/14/05 31,499
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Genetically Modified Organisms Against Against ShrHoldr
05/11/05 - A PROGRESS ENERGY, INC. *PGN* 743263105 03/04/05 6,195
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/12/05 - A ANADARKO PETROLEUM CORP. *APC* 032511107 03/14/05 6,206
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Political Contributions Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/12/05 - A CVS CORPORATION *CVS* 126650100 03/15/05 8,305
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Performance- Based/Indexed Options Against Against ShrHoldr
5 Review/Limit Executive Compensation Against Against ShrHoldr
05/12/05 - A DUKE ENERGY CORP. *DUK* 264399106 03/14/05 23,324
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
05/12/05 - A FORD MOTOR COMPANY *F* 345370860 03/16/05 36,308
1 Elect Directors For Split Mgmt
1.1 Elect Director John R.H. Bond --- Withhold
Vote FOR the directors with the exception of
affiliated outsiders Robert E. Rubin and John
R.H. Bond, from whom we recommend shareholders
WITHHOLD votes for standing as affiliated
outsiders on the Compensation and Nominating &
Corporate Governance committees.
1.2 Elect Director Stephen G. Butler --- For
1.3 Elect Director Kimberly A. Casiano --- For
1.4 Elect Director Edsel B. Ford II --- For
1.5 Elect Director William Clay Ford, Jr. ---
For
1.6 Elect Director Irvine O. Hockaday, Jr. ---
For
1.7 Elect Director Marie-Josee Kravis --- For
1.8 Elect Director Richard A. Manoogian --- For
1.9 Elect Director Ellen R. Marram --- For
1.10 Elect Director Homer A. Neal --- For
1.11 Elect Director Jorma Ollila --- For
1.12 Elect Director James J. Padilla --- For
1.13 Elect Director Carl E. Reichardt --- For
1.14 Elect Director Robert E. Rubin --- Withhold
1.15 Elect Director John L. Thornton --- For
2 Ratify Auditors For For Mgmt
3 Increase Disclosure on Executive Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 26
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Compensation
4 Report on Lobbying Efforts - CAFE Standards Against Against ShrHoldr
5 Prohibit Awards to Executives Against Against ShrHoldr
6 Link Executive Compensation to Greenhouse Against Against ShrHoldr
Gas Reduction
7 Adopt Recapitalization Plan Against For ShrHoldr
SSGA does not support dual-class with unequal voting
rights.
8 Establish Other Board Committee Against Against ShrHoldr
05/12/05 - A NORFOLK SOUTHERN CORP. *NSC* 655844108 03/07/05 9,800
1 Elect Directors For Split Mgmt
1.1 Elect Director Gerald L. Baliles ---
Withhold
WITHHOLD votes from Gerald L. Baliles for standing as an
affiliated outsider on the Nominating Committee.
1.2 Elect Director Gene R. Carter --- For
1.3 Elect Director Charles W. Moorman --- For
1.4 Elect Director J. Paul Reason --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
05/12/05 - A THE DOW CHEMICAL COMPANY *DOW* 260543103 03/14/05 23,415
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Persistent Bioaccumulative and Against Against ShrHoldr
Toxic Chemicals
05/13/05 - A ENTERGY CORP. *ETR* 29364G103 03/16/05 4,684
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require the Chairman of the Board Be an Against Against ShrHoldr
Independent Director
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
Mgmt Rec - Company Management Recommended Vote Page 27
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/13/05 - A WASTE MANAGEMENT, INC. *WMI* 94106L109 03/18/05 11,929
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Privatization Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
5 Report on Political Contributions Against Against ShrHoldr
6 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
05/16/05 - A LIMITED BRANDS *LTD* 532716107 03/31/05 7,331
1 Elect Directors For For Mgmt
05/17/05 - A COMERICA INC. *CMA* 200340107 03/18/05 3,561
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A FIRSTENERGY CORPORATION *FE* 337932107 03/22/05 6,872
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions Against Against ShrHoldr
4 Amend Vote Requirements to Amend Against For ShrHoldr
Articles/Bylaws/Charter
SSGA supports proposals that ask the company to reduce its
supermajority vote requirements.
5 Performance- Based/Indexed Options Against Against ShrHoldr
05/17/05 - A JPMORGAN CHASE & CO. *JPM* 46625H100 03/22/05 74,003
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of 15%.
4 Establish Term Limits for Directors Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
7 Adopt Executive Benefit Policy Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 28
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/17/05 - A PRINCIPAL FINANCIAL GROUP, INC. *PFG* 74251V102 03/18/05 6,534
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
05/17/05 - A THE ALLSTATE CORP. *ALL* 020002101 03/18/05 14,401
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
05/18/05 - A HALLIBURTON CO. *HAL* 406216101 03/21/05 9,229
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/18/05 - A THE HARTFORD FINANCIAL SERVICES 416515104 03/22/05 6,013
GROUP, INC. *HIG*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
05/19/05 - A MATTEL, INC. *MAT* 577081102 03/23/05 8,687
1 Elect Directors For For Mgmt
2 Ratify Auditor For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
5 Workplace Code of Conduct Against Against ShrHoldr
05/19/05 - A REGIONS FINANCIAL CORP. *RF* 7591EP100 03/24/05 9,959
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 29
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/19/05 - A THE CHARLES SCHWAB CORP. *SCH* 808513105 03/21/05 23,290
1 Elect Directors For Split Mgmt
1.1 Elect Director Frank C. Herringer --- For
1.2 Elect Director Stephen T. McLin --- Withhold
WITHHOLD votes from Stephen T. McLin for standing as an
affiliated outsider on the Audit and Nominating committees.
1.3 Elect Director Charles R. Schwab --- For
1.4 Elect Director Roger O. Walther --- For
1.5 Elect Director Robert N. Wilson --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management
and discourage bidders by preventing replacement
of the board in one year. In addition,
shareholders are prevented from removing board
members who are not acting in the best interest
of shareholders until their term is completed.
05/19/05 - A XEROX CORP. *XRX* 984121103 03/24/05 20,479
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/20/05 - A FPL GROUP, INC. *FPL* 302571104 03/22/05 6,988
1 Elect Directors For Split Mgmt
1.1 Elect Director Director H. Jesse Arnelle
--- For
1.2 Elect Director Director Sherry S. Barrat
--- For
1.3 Elect Director Director Robert M. Beall, II
--- For
1.4 Elect Director Director J. Hyatt Brown ---
Withhold
We recommend a vote FOR the director with the exception of
independent outsider J. Hyatt Brown. We recommend that
shareholders WITHHOLD votes from J. Hyatt Brown for
sitting on more than four boards.
1.5 Elect Director Director James L. Camaren
--- For
1.6 Elect Director Director Lewis Hay, III ---
For
Mgmt Rec - Company Management Recommended Vote Page 30
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.7 Elect Director Director Rudy E. Schupp ---
For
1.8 Elect Director Director Michael H. Thaman
--- For
1.9 Elect Director Director Hansel E. Tookes,
II --- For
1.10 Elect Director Director Paul R. Tregurtha
--- For
1.11 Elect Director Director Frank G. Zarb ---
For
2 Ratify Auditors For For Mgmt
05/20/05 - A J. C. PENNEY CO., INC (HLDG CO) *JCP* 708160106 03/21/05 5,221
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management
and discourage bidders by preventing replacement
of the board in one year. In addition,
shareholders are prevented from removing board
members who are not acting in the best interest
of shareholders until their term is completed.
05/20/05 - A TIME WARNER INC *TWX* 887317105 03/24/05 94,750
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
05/20/05 - A TXU CORP. *TXU* 873168108 03/21/05 6,124
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/23/05 - A UNOCAL CORP. *UCL* 915289102 04/01/05 5,693
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
05/24/05 - A EQUITY OFFICE PROPERTIES TRUST *EOP* 294741103 03/17/05 8,434
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 31
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/25/05 - A EXXON MOBIL CORP. *XOM* 30231G102 04/06/05 138,863
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Political Contributions/Activities Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Nominate Independent Directors with Against Against ShrHoldr
Industry Experience
6 Report on Payments to Indonesian Military Against Against ShrHoldr
7 Adopt Policy Prohibiting Discrimination Against Against ShrHoldr
based on Sexual Orientation
8 Report on Potential Damage of Drilling in Against Against ShrHoldr
Protected Regions
9 Disclose Information Supporting the Company Against Against ShrHoldr
Position on Climate Change
10 Report on Company Policies for Compliance Against Against ShrHoldr
with the Kyoto Protocol
05/25/05 - A SAFEWAY INC. *SWY* 786514208 03/28/05 9,617
1 Elect Directors For Split Mgmt
1.1 Elect Director Steven A. Burd --- For
1.2 Elect Director Janet E. Grove --- For
1.3 Elect Director Mohan Gyani --- For
1.4 Elect Director Paul Hazen --- For
1.5 Elect Director Robert I. MacDonnell ---
Withhold
Robert I. MacDonnell is an affiliated outsider by SSGA
standards, on the Audit and Compensation committees.
1.6 Elect Director Douglas J. MacKenzie --- For
1.7 Elect Director Rebecca A. Stirn --- For
1.8 Elect Director William Y. Tauscher ---
Withhold
William Y. Tauscher is an affiliated outsider by SSGA
standards, on the compensation committee.
1.9 Elect Director Raymond G. viault --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Seek Sale of Company Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Prepare a Sustainability Report Against Against ShrHoldr
7 Limit Awards to Executives Against Against ShrHoldr
8 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
9 Limit Composition of Committee(s) to Against Against ShrHoldr
Independent Directors
Mgmt Rec - Company Management Recommended Vote Page 32
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
10 Proposal Regarding the Office of The Board Against Against ShrHoldr
of Directors
05/25/05 - A SOUTHERN COMPANY *SO* 842587107 03/28/05 15,929
1 Elect Directors For Split Mgmt
1.1 Elect Director Daniel P. Amos --- For
1.2 Elect Director Dorrit J. Bern --- For
1.3 Elect Director Francis S. Blake --- Withhold
Francis S. Blake is an affiliated outsider on the audit
committee.
1.4 Elect Director Thomas F. Chapman ---
Withhold
Thomas F. Chapman is an affiliated director on the
compensation and nominating committees.
1.5 Elect Director Bruce S. Gordon --- For
1.6 Elect Director Donald M. James --- Withhold
Donald M. James is an affiliated outsider on the audit
committee.
1.7 Elect Director Zack T. Pate --- For
1.8 Elect Director J. Neal Purcell --- For
1.9 Elect Director David M. Ratcliffe --- For
1.10 Elect Director Gerald J. St. Pe --- For
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions Against Against ShrHoldr
05/26/05 - A ACE LTD. *ACE* G0070K103 04/08/05 6,075
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/01/05 - A INGERSOLL-RAND COMPANY LIMITED G4776G101 04/04/05 3,800
MEETING FOR HOLDERS OF ADR'S
1 Elect Directors For For Mgmt
2 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE For For Mgmt
BYE-LAWS TO ELIMINATE THE CLASSIFICATION OF
THE BOARD OF DIRECTORS.
3 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE For For Mgmt
BYE-LAWS TO ELIMINATE CUMULATIVE VOTING IN
THE ELECTION OF DIRECTORS.
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 33
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
06/02/05 - A ALBERTSON'S, INC. *ABS* 013104104 04/13/05 6,891
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Adopt Simply Majority Vote Requirement Against For ShrHoldr
SSGA supports the reduction of a company's voting
requirements.
5 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Performance- Based/Indexed Options Against For ShrHoldr
The proposal requests that a significant portion
of future stock option grants to senior
executives shall be performance-based. This is
not unduly restrictive.
06/07/05 - A GENERAL MOTORS CORP. *GM* 370442105 04/08/05 9,922
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Awards to Executives Against Against ShrHoldr
4 Provide for Cumulative Voting Against Against ShrHoldr
5 Report on Greenhouse Gas Emissions Against Against ShrHoldr
6 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
7 Adopt Simple Majority Vote Requirement for Against Against ShrHoldr
All Issues
06/07/05 - A PRUDENTIAL FINANCIAL INC *PRU* 744320102 04/11/05 11,174
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
06/08/05 - A DEVON ENERGY CORP. *DVN* 25179M103 04/11/05 9,888
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
Mgmt Rec - Company Management Recommended Vote Page 34
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. LARGE CAP VALUE INDEX FUND - J925
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
06/15/05 - A COUNTRYWIDE FINANCIAL CORP. *CFC* 222372104 04/20/05 12,128
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/23/05 - A THE KROGER CO. *KR* 501044101 04/25/05 15,566
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Eliminate super-majority provision Against For ShrHoldr
SSGA generally supports a simple majority vote to
effect changes in a company's corporate
governance or to engage in major transactions.
Requiring a higher voting threshold could permit
management to entrench itself by blocking
amendments that are in shareholders' best
interests.
5 Report on Feasibility of Improving Animal Against For ShrHoldr
Welfare Standards
6 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
06/30/05 - A AT&T CORP. *T* 001957505 05/27/05 20,369
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
3 Elect Directors For For Mgmt
4 Ratify Auditors For For Mgmt
5 Limit Awards to Executives Against Against ShrHoldr
6 Performance- Based/Indexed Options Against Against ShrHoldr
7 Report on Executive Compensation Against Against ShrHoldr
8 Redeem or Vote Poison Pill Against For ShrHoldr
SSGA supports proposals that asks the company to submit
it's poison pill to shareholder vote.
9 Review Executive Compensation Against Against ShrHoldr
10 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
Mgmt Rec - Company Management Recommended Vote Page 35
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
07/01/04 - A COST PLUS, INC. *CPWM* 221485105 05/07/04 3,014
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
07/21/04 - A PLANTRONICS, INC. *PLT* 727493108 05/24/04 6,528
1 Elect Directors For Split Mgmt
1.1 Elect Director Patti Hart --- For
1.2 Elect Director Ken Kannappan --- For
1.3 Elect Director Trude Taylor --- For
1.4 Elect Director Marv Tseu --- For
1.5 Elect Director David Wegmann --- For
1.6 Elect Director Roger Wery --- Withhold
WITHHOLD votes from Roger Wery for standing as an affiliated
outsider on the Nominating Committee.
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 15%.
3 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 15%.
4 Ratify Auditors For For Mgmt
07/26/04 - A MACROMEDIA, INC. *MACR* 556100105 06/09/04 9,008
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants, the total level of potential dilution under all
plans is above the allowable cap of 18% and the plan permits
repricing.
3 Ratify Auditors For For Mgmt
07/28/04 - A CHRISTOPHER & BANKS CORP *CBK* 171046105 05/21/04 5,242
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
07/28/04 - A CORPORATE EXECUTIVE BOARD CO. (THE) *EXBD* 21988R102 06/23/04 4,986
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 18%.
3 Ratify Auditors For For Mgmt
07/28/04 - A STERIS CORP. *STE* 859152100 06/14/04 9,335
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors and Change For For Mgmt
Range for Size of the Board
3 Amend Articles For For Mgmt
4 Adopt a Policy that will Establish an Engagement Against Against ShrHoldr
Process with the Proponents of Shareholder
Proposals
08/03/04 - A ALLIANT TECHSYSTEMS INC. *ATK* 018804104 06/07/04 5,172
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on the Weaponization of Space Against Against ShrHoldr
08/05/04 - A TARO PHARMACEUTICALS INDUSTRIES M8737E108 06/28/04 3,686
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 APPROVE THE AUDITORS REPORT AND CONSOLIDATED For For Mgmt
FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2003.
4 APPROVE AN AMENDMENT TO THE COMPANY S 1999 STOCK For Against Mgmt
INCENTIVE PLAN AUTHORIZING THE GRANT OF STOCK
OPTIONS TO THE COMPANY S INDEPENDENT DIRECTORS.
Items 4-5. Due to the administrative structure
of the plan, which allows discretionary grants
of stock options to administering directors, as
well as the lack of disclosure of key
provisions, it is recommended that shareholders
oppose both Items 4 and 5.
5 APPROVE THE GRANT OF STOCK OPTIONS TO THE COMPANY S For Against Mgmt
INDEPENDENT DIRECTORS.
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
08/10/04 - A BLACK BOX CORP. *BBOX* 091826107 06/11/04 2,351
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
3 Amend Non-Employee Director Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
08/11/04 - A PRECISION CASTPARTS CORP. *PCP* 740189105 06/18/04 8,628
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
08/12/04 - S TULARIK, INC. 899165104 06/25/04 7,341
1 Approve Merger Agreement For For Mgmt
09/14/04 - A PFF BANCORP, INC. *PFB* 69331W104 07/19/04 1,831
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
09/15/04 - S ENGINEERED SUPPORT SYSTEMS, INC. *EASI* 292866100 08/02/04 3,317
1 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common shares sought in
this proposal exceeds guidelines (183%). The company has not
offered a specific purpose for the additional shares.
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information to
make their vote decisions. Once their votes have been cast,
there is no justification for spending more money to continue
pressing shareholders for more votes.
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
09/15/04 - A JOHN WILEY & SONS, INC. *JW.A* 968223206 07/19/04 5,295
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the size of the
requested authorization and the total level of potential
dilution under all plans is above the allowable cap of 15%.
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Approve Outside Director Stock Options in Lieu of For For Mgmt
Cash
09/17/04 - A POLYMEDICA CORP. *PLMD* 731738100 07/26/04 3,529
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 15%.
3 Ratify Auditors For For Mgmt
09/21/04 - A ASYST TECHNOLOGIES, INC. *ASYT* 04648X107 07/23/04 5,916
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 15%.
3 Ratify Auditors For For Mgmt
09/21/04 - A GLOBAL PAYMENTS, INC. *GPN* 37940X102 08/06/04 4,849
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 18%.
09/21/04 - A SCHOLASTIC CORP. *SCHL* 807066105 07/26/04 4,557
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
09/23/04 - A ALKERMES, INC. *ALKS* 01642T108 07/19/04 12,193
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
09/24/04 - S UCBH HOLDINGS, INC. *UCBH* 90262T308 08/31/04 5,782
1 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
09/28/04 - A CYBERONICS, INC. *CYBX* 23251P102 08/23/04 2,379
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 15%.
3 Ratify Auditors For For Mgmt
09/28/04 - S EVERGREEN RESOURCES, INC. 299900308 07/30/04 5,888
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information to
make their vote decisions. Once their votes have been cast,
there is no justification for spending more money to continue
pressing shareholders for more votes.
09/28/04 - A OMNIVISION TECHNOLOGIES, INC. *OVTI* 682128103 08/27/04 7,124
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/28/04 - A SCIENTIFIC GAMES CORPORATION *SGMS* 80874P109 09/01/04 8,089
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/30/04 - S HEWITT ASSOCIATES, INC. *HEW* 42822Q100 08/17/04 4,022
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
information to make their vote decisions. Once their votes
have been cast, there is no justification for spending more
money to continue pressing shareholders for more votes.
10/05/04 - A RUBY TUESDAY, INC. *RI* 781182100 08/10/04 8,525
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Genetically Modified Organisms (GMO) Against Against ShrHoldr
10/13/04 - S CHELSEA PROPERTY GROUP, INC. 163421100 08/23/04 5,653
1 Approve Merger Agreement For For Mgmt
10/15/04 - A ACTEL CORP. *ACTL* 004934105 09/01/04 3,396
1 Elect Directors For Split Mgmt
1.1 Elect Director John C. East --- For
1.2 Elect Director James R. Fiebiger --- For
1.3 Elect Director Jacob S. Jacobsson --- For
1.4 Elect Director J. Daniel McCranie --- For
1.5 Elect Director Henry L. Perret --- Withhold
WITHHOLD votes from Henry L. Perret for standing as an
affiliated outsider on the Audit Committee.
1.6 Elect Director Robert G. Spencer --- For
2 Ratify Auditors For For Mgmt
10/20/04 - A BRIGGS & STRATTON CORP. *BGG* 109043109 08/25/04 2,874
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the size of the
requested authorization and the total level of potential
dilution under all plans is above the allowable cap of 15%.
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------------------
10/20/04 - S CHARLES RIVER LABORATORIES INTERNATIONAL, 159864107 09/13/04 6,007
INC. *CRL*
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information to
make their vote decisions. Once their votes have been cast,
there is no justification for spending more money to continue
pressing shareholders for more votes.
10/21/04 - A APPLERA CORP *ABI* 038020202 08/30/04 9,529
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants, and the total level of potential dilution under
all plans is above the allowable cap of 18%.
5 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants, and the total level of potential dilution under
all plans is above the allowable cap of 18%.
10/21/04 - A TECHNE CORP. *TECH* 878377100 09/10/04 5,261
1 Fix Number of Directors For For Mgmt
2 Elect Directors For Split Mgmt
2.1 Elect Director Thomas E. Oland --- For
2.2 Elect Director Roger C. Lucas, Ph.D --- Withhold
WITHHOLD votes from Roger C. Lucas, Ph.D. for standing as an
affiliated outsider on the Nominating Committee.
2.3 Elect Director Howard V. O'Connell --- For
2.4 Elect Director G. Arthur Herbert --- For
2.5 Elect Director Randolph C Steer M.D. Ph.D --- For
2.6 Elect Director Robert V. Baumgartner --- For
10/22/04 - A DIONEX CORP. *DNEX* 254546104 09/07/04 2,673
1 Elect Directors For Split Mgmt
1.1 Elect Director David L. Anderson --- For
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------------------
1.2 Elect Director A. Blaine Bowman --- For
1.3 Elect Director Lukas Braunschweiler --- For
1.4 Elect Director B.J. Moore --- For
1.5 Elect Director Riccardo Pigliucci --- For
1.6 Elect Director Michael W. Pope --- Withhold
WITHHOLD votes from Michael W. Pope for standing as an
affiliated outsider on the Audit, Compensation and Nominating
committees
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
10/26/04 - A KENNAMETAL, INC. *KMT* 489170100 09/07/04 4,671
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
3 Ratify Auditors For For Mgmt
10/28/04 - A INTEGRATED CIRCUIT SYSTEMS, INC. *ICST* 45811K208 09/09/04 9,295
1 Elect Directors For Split Mgmt
1.1 Elect Director Lewis C. Eggebrecht --- For
1.2 Elect Director Henry I. Boreen --- Withhold
WITHHOLD votes from Henry I. Boreen for standing as an
affiliated outsider on the Audit Committee.
1.3 Elect Director David Dominik --- For
10/28/04 - PC NDCHEALTH CORP. *NDC* 639480102 09/03/04 4,059
MANAGEMENT PROXY (WHITE CARD)
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Hire Advisor/Maximize Shareholder Value None For ShrHoldr
DISSIDENT PROXY (BLUE CARD)
1 Approve Omnibus Stock Plan For None Mgmt
2 Hire Advisor/Maximize Shareholder Value For None ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
10/28/04 - A REGIS CORP. *RGS* 758932107 09/20/04 5,669
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Other Business For Against Mgmt
Details of other business items not disclosed
10/28/04 - A VICURON PHAMACEUTICALS, INC. *MICU* 926471103 09/08/04 6,994
1 Elect Directors For Split Mgmt
1.1 Elect Director Christopher T Walsh Phd ---
Withhold
Christopher T. Walsh, Ph.D. is an affiliated outsider on all
key committees.
1.2 Elect Director Cheryl A. Wenzinger Cpa --- For
2 Ratify Auditors For For Mgmt
11/04/04 - A CREE, INC. *CREE* 225447101 09/07/04 9,604
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
11/04/04 - A M-SYSTEMS FLASH DISK PIONEER *FLSH* M7061C100 09/27/04 3,817
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 APPROVAL OF THE GRANT OF STOCK OPTIONS TO None Against Mgmt
DIRECTORS OF THE COMPANY.
Excessive potential dilution of 18.5 percent.
4 APPROVAL OF THE INCREASE IN THE NUMBER OF For Against Mgmt
ORDINARY SHARES RESERVED FOR ISSUANCE UNDER THE
COMPANY S 2003 STOCK OPTION AND RESTRICTED STOCK
INCENTIVE PLAN.
Excessive potential dilution of 23.3 percent.
11/08/04 - A MEREDITH CORP. *MDP* 589433101 09/09/04 5,294
1 Elect Directors For Split Mgmt
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
1.1 Elect Director Mary Sue Coleman --- For
1.2 Elect Director D Mell Meredith Frazier ---
Withhold
WITHHOLD votes for standing as an affiliated outsider on the
Compensation and Nominating committees.
1.3 Elect Director Joel W. Johnson --- For
1.4 Elect Director Stephen M. Lacy --- For
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
11/10/04 - A HYPERION SOLUTIONS CORP. *HYSL* 44914M104 09/12/04 4,995
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 18%.
3 Ratify Auditors For For Mgmt
11/10/04 - S MACROMEDIA, INC. *MACR* 556100105 10/04/04 8,155
1 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants abd the total level of potential dilution under
all plans is above the allowable cap of 18%.
11/11/04 - A G&K SERVICES, INC. *GKSRA* 361268105 09/14/04 2,515
1 Elect Directors For Split Mgmt
1.1 Elect Director John S. Bronson --- For
1.2 Elect Director Wayne M. Fortun --- Withhold
Wayne M. Fortun is an affiliated outsider on the compensation
committee.
2 Ratify Auditors For For Mgmt
11/11/04 - A MYRIAD GENETICS, INC. *MYGN* 62855J104 09/24/04 3,626
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------
2 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 18%.
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
11/15/04 - A LANCASTER COLONY CORP. *LANC* 513847103 09/17/04 3,640
1 Elect Directors For For Mgmt
11/15/04 - S MERCURY COMPUTER SYSTEMS, INC. *MRCY* 589378108 09/17/04 2,717
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 15%.
3 Increase Authorized Common Stock For For Mgmt
11/16/04 - A DEVRY INC. *DV* 251893103 09/17/04 7,839
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/16/04 - A ETHAN ALLEN INTERIORS INC. *ETH* 297602104 09/17/04 4,775
1 Elect Directors For For Mgmt
11/16/04 - A RESPIRONICS, INC. *RESP* 761230101 10/04/04 4,561
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/16/04 - S THE COOPER COMPANIES, INC. *COO* 216648402 10/04/04 3,854
1 Approve Merger Agreement For For Mgmt
11/17/04 - A MEDICIS PHARMACEUTICAL CORP. *MRX* 584690309 10/08/04 6,589
1 Elect Directors For For Mgmt
2 Approve Stock Option Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
11/18/04 - A RESMED, INC. *RMD* 761152107 09/23/04 4,039
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/19/04 - A DONALDSON CO., INC. *DCI* 257651109 09/28/04 8,973
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/19/04 - A MICROS SYSTEMS, INC. *MCRS* 594901100 10/06/04 2,212
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 18%.
11/22/04 - A ACCREDO HEALTH, INC. *ACDO* 00437V104 10/08/04 5,692
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
11/23/04 - A CBRL GROUP, INC. *CBRL* 12489V106 09/24/04 5,723
1 Elect Directors For Split Mgmt
1.1 Elect Director James D. Carreker --- For
1.2 Elect Director Robert V. Dale --- For
1.3 Elect Director Robert C. Hilton --- For
1.4 Elect Director Charles E. Jones, Jr. --- Withhold
WITHHOLD votes from Jimmie D. White for standing as an
affiliated outsider on the Audit and Compensation committees
and from Martha M. Mitchell for standing as an affiliated
outsider on the Nominating Committee. WITHHOLD votes from
Charles E. Jones, Jr. for standing as an affiliated outsider
on the nominating committee.
1.5 Elect Director B.F. (Jack) Lowery --- For
1.6 Elect Director Martha M. Mitchell --- Withhold
1.7 Elect Director Andrea M. Weiss --- For
1.8 Elect Director Jimmie D. White --- Withhold
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.9 Elect Director Michael A. Woodhouse --- For
2 Amend Omnibus Stock Plan For Against Mgmt
initiative cannot be supported as the total level of potential
dilution under all plans is above the allowable cap of 15%.
3 Ratify Auditors For For Mgmt
11/23/04 - A EDUCATION MANAGEMENT CORP. *EDMC* 28139T101 09/30/04 7,053
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/01/04 - A CACI INTERNATIONAL, INC. *CAI* 127190304 10/04/04 3,400
1 Elect Directors For Split Mgmt
1.1 Elect Director Herbert W. Anderson --- For
1.2 Elect Director Michael J. Bayer --- For
1.3 Elect Director Peter A. Derow --- For
1.4 Elect Director Richard L. Leatherwood --- For
1.5 Elect Director J. Phillip London --- For
1.6 Elect Director Barbara A. McNamara --- For
1.7 Elect Director Arthur L. Money --- For
1.8 Elect Director Warren R. Phillips --- For
1.9 Elect Director Charles P. Revoile --- Withhold
WITHHOLD votes from Charles P. Revoile for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.10 Elect Director John M. Toups --- For
1.11 Elect Director Larry D. Welch --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information to
make their vote decisions. Once their votes have been cast,
there is no justification for spending more money to continue
pressing shareholders for more votes.
12/07/04 - A COPART, INC. *CPRT* 217204106 10/15/04 7,967
1 Elect Directors For Split Mgmt
1.1 Elect Director Willis J. Johnson --- For
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
1.2 Elect Director A. Jayson Adair --- For
1.3 Elect Director Harold Blumenstein --- For
1.4 Elect Director James Grosfeld --- For
1.5 Elect Director James E. Meeks --- For
1.6 Elect Director Steven D. Cohan --- Withhold
WITHHOLD votes from Steven D. Cohan for standing
as an affiliated outsider on the Audit Committee
and for failure to establish majority
independent board.
1.7 Elect Director Jonathan Vannini --- For
2 Ratify Auditors For For Mgmt
12/07/04 - A ENZON PHARMACEUTICALS, INC. *ENZN* 293904108 10/25/04 5,238
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/08/04 - A ALLIANCE GAMING CORP. *AGI* 01859P609 11/05/04 5,589
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
3 Ratify Auditors For For Mgmt
12/08/04 - A LTX CORPORATION *LTXX* 502392103 10/29/04 7,224
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
12/10/04 - A ALEXION PHARMACEUTICALS, INC. *ALXN* 015351109 10/27/04 3,235
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 18%.
3 Ratify Auditors For For Mgmt
01/04/05 - A MSC INDUSTRIAL DIRECT CO., INC. *MSM* 553530106 11/26/04 5,363
1 Elect Directors For For Mgmt
2 Amend Restricted Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Other Business For Against Mgmt
Details of other business items not disclosed
01/10/05 - A ACTUANT CORP *ATU* 00508X203 11/17/04 2,833
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
01/11/05 - A WINNEBAGO INDUSTRIES, INC. *WGO* 974637100 11/02/04 3,963
1 Elect Directors For For Mgmt
01/14/05 - A THE NEIMAN MARCUS GROUP, INC. *NMG.A* 640204202 11/17/04 3,501
1 Ratify Auditors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
01/20/05 - A ADVO, INC. *AD* 007585102 11/26/04 3,883
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/20/05 - A SONIC CORP. *SONC* 835451105 11/30/04 7,491
1 Elect Directors For For Mgmt
2 Other Business For Against Mgmt
Details of other business items not disclosed
01/26/05 - A FLORIDA ROCK INDUSTRIES, INC. *FRK* 341140101 12/06/04 4,710
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
01/27/05 - A THE SCOTTS MIRACLE-GRO CO. *SMG* 810186106 12/01/04 2,818
1 Elect Directors For For Mgmt
2 Approve Employee Stock Purchase Plan For For Mgmt
3 Approve Formation of Holding Company For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
01/28/05 - A HARBOR FLORIDA BANCSHARES, INC. *HARB* 411901101 12/03/04 2,784
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/31/05 - S LNR PROPERTY CORP. 501940100 12/15/04 2,496
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information to
make their vote decisions. Once their votes have been cast,
there is no justification for spending more money to continue
pressing shareholders for more votes.
02/01/05 - A OSHKOSH TRUCK CORP. *OSK* 688239201 12/08/04 4,305
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common shares sought in
this proposal exceeds guidelines (200%). The company has not
offered a specific purpose for the additional shares.
02/02/05 - A HEWITT ASSOCIATES, INC. *HEW* 42822Q100 12/06/04 5,307
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/02/05 - A RALCORP HOLDINGS, INC. *RAH* 751028101 11/26/04 3,748
1 Elect Directors For Split Mgmt
1.1 Elect Director Bill G. Armstrong --- For
1.2 Elect Director David R. Banks --- For
1.3 Elect Director Kevin J. Hunt --- For
1.4 Elect Director David W. Kemper --- Withhold
WITHHOLD votes for standing as an affiliated outsider on the
Audit, Compensation, and Nominating committees.
1.5 Elect Director David P. Skarie --- For
2 Amend Omnibus Stock Plan For For Mgmt
02/03/05 - A BEAZER HOMES USA, INC. 07556Q105 12/06/04 1,643
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
2 Increase Authorized Common Stock For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
02/03/05 - A VARIAN INC *VARI* 922206107 12/13/04 4,437
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the size of the
requested authorization and the total level of potential
dilution under all plans is above the allowable cap of 18%.
02/07/05 - A NBTY, INC. *NTY* 628782104 01/04/05 7,666
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/08/05 - A JACOBS ENGINEERING GROUP INC. *JEC* 469814107 01/03/05 7,088
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
02/08/05 - A SYBRON DENTAL SPECIALTIES, INC. *SYD* 871142105 12/17/04 4,933
1 Elect Directors For Withhold Mgmt
1.1 Elect Director Dennis Brown --- Withhold
WITHHOLD votes from Dennis Brown for standing as an affiliated
outsider on the Audit Committee and from Kenneth F. Yontz for
standing as an affiliated outsider on the Compensation and
Nominating committees.
1.2 Elect Director Kenneth F. Yontz --- Withhold
2 Approve Non-Employee Director Stock Option Plan For For Mgmt
3 Approve Stock Option Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
02/10/05 - A ATWOOD OCEANICS, INC. *ATW* 050095108 12/31/04 1,607
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
02/10/05 - A KRONOS INC. *KRON* 501052104 12/17/04 3,872
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
02/17/05 - A MATTHEWS INTERNATIONAL CORP. *MATW* 577128101 12/31/04 4,030
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
02/22/05 - A NORDSON CORP. *NDSN* 655663102 12/31/04 3,321
1 Elect Directors For For Mgmt
02/23/05 - A LEE ENTERPRISES, INC. *LEE* 523768109 01/03/05 4,660
1 Elect Directors For Split Mgmt
1.1 Elect Director Nancy S. Donovan --- For
1.2 Elect Director Herbert W. Moloney III --- Withhold
Herbert W. Moloney III is an affiliated outsider on the audit
and nominating committee.
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Other Business For Against Mgmt
Details of other business items not disclosed
02/23/05 - A THE VALSPAR CORP. *VAL* 920355104 12/31/04 5,985
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
02/24/05 - A F5 NETWORKS, INC. *FFIV* 315616102 12/17/04 3,741
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 18%.
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
02/24/05 - S SELECT MEDICAL CORP. 816196109 01/21/05 12,856
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information to
make their vote decisions. Once their votes have been cast,
there is no justification for spending more money to continue
pressing shareholders for more votes.
02/24/05 - A VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, 922207105 12/29/04 4,644
INC. *VSEA*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Ratify Auditors For For Mgmt
03/01/05 - A ENGINEERED SUPPORT SYSTEMS, INC. *EASI* 292866100 01/14/05 3,319
1 Elect Directors For For Mgmt
2 Approve Stock Option Plan For For Mgmt
03/02/05 - A HELMERICH & PAYNE, INC. *HP* 423452101 01/10/05 5,813
1 Elect Directors For For Mgmt
03/02/05 - A MULTIMEDIA GAMES, INC. *MGAM* 625453105 01/13/05 3,536
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/07/05 - A PHOTON DYNAMICS, INC. *PHTNE* 719364101 01/24/05 2,129
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
4 Approve Non-Employee Director Stock Option Plan For Against Mgmt
The initiative cannot be supported due to the total number of
shares to be authorized under the terms of this plan.
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
5 Ratify Auditors For For Mgmt
03/08/05 - A CABOT MICROELECTRONICS CORP. *CCMP* 12709P103 01/18/05 3,094
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/08/05 - A HOVNANIAN ENTERPRISES, INC. *HOV* 442487203 01/14/05 4,349
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/11/05 - S VARCO INTERNATIONAL, INC. 922122106 02/03/05 11,589
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information to
make their vote decisions. Once their votes have been cast,
there is no justification for spending more money to continue
pressing shareholders for more votes.
3 Other Business For Against Mgmt
Details of other business items not disclosed
03/15/05 - A THE TORO COMPANY *TTC* 891092108 01/18/05 3,118
1 Increase Authorized Common Stock For For Mgmt
2 Approve Increase in Size of Board For For Mgmt
3 Elect Directors For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
6 Ratify Auditors For For Mgmt
7 Other Business For Against Mgmt
Details of other business items not disclosed
03/16/05 - A OSI PHARMACEUTICALS, INC. *OSIP* 671040103 01/21/05 5,873
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert A. Ingram --- Withhold
WITHHOLD votes from from Robert A. Ingram for sitting on more
than six boards.
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------
1.2 Elect Director Colin Goddard, Ph.D. --- For
1.3 Elect Director Michael G. Atieh --- For
1.4 Elect Director G. Morgan Browne --- For
1.5 Elect Director Daryl K. Granner, M.D. --- For
1.6 Elect Director Walter M Lovenberg, Ph.D. ---
Withhold
WITHHOLD voted from Walter M Lovenberg, Ph.D. for for standing
as an affiliated outsider on the Audit and Compensation
committees.
1.7 Elect Director Viren Mehta --- For
1.8 Elect Director Herbert Pinedo, M.D., Ph.D. --- For
1.9 Elect Director Sir Mark Richmond, Ph.D --- For
1.10 Elect Director John P. White --- Withhold
WITHHOLD votes from John P. White for standing
as an affiliated outsider on the Nominating
Committee.
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
03/17/05 - A MARTEK BIOSCIENCES CORP. *MATK* 572901106 01/21/05 3,737
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
03/21/05 - A CLARCOR, INC. *CLC* 179895107 01/28/05 3,180
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
03/22/05 - A IDEX CORP. *IEX* 45167R104 02/17/05 5,860
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
03/22/05 - A THE COOPER COMPANIES, INC. *COO* 216648402 02/03/05 4,789
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
03/23/05 - A CREDENCE SYSTEMS CORP. *CMOS* 225302108 02/11/05 11,345
1 Elect Directors For For Mgmt
2 Approve Incentive Stock Option Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 18%.
3 Ratify Auditors For For Mgmt
03/28/05 - S LIFEPOINT HOSPITALS, INC. *LPNT* 53219L109 02/18/05 4,247
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information to
make their vote decisions. Once their votes have been cast,
there is no justification for spending more money to continue
pressing shareholders for more votes.
03/29/05 - A FUELCELL ENERGY, INC. *FCEL* 35952H106 02/08/05 5,203
1 Elect Directors For Split Mgmt
1.1 Elect Director Warren D. Bagatelle --- For
1.2 Elect Director Michael Bode --- For
1.3 Elect Director Thomas R. Casten --- For
1.4 Elect Director James D. Gerson --- For
1.5 Elect Director Thomas L. Kempner --- Withhold
WITHHOLD votes from Thomas L. Kempner for sitting on more than
six boards.
1.6 Elect Director William A. Lawson --- For
1.7 Elect Director Jerry D. Leitman --- For
1.8 Elect Director Charles J. Murphy --- For
1.9 Elect Director George K. Petty --- For
1.10 Elect Director John A. Rolls --- For
04/07/05 - A COHERENT, INC. *COHR* 192479103 02/11/05 3,525
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/18/05 - A PARK NATIONAL CORP. *PRK* 700658107 02/22/05 1,368
1 Elect Directors For For Mgmt
2 Approve Stock Option Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
04/20/05 - A APRIA HEALTHCARE GROUP, INC. *AHG* 037933108 03/11/05 6,070
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/20/05 - A CARLISLE COMPANIES INC. *CSL* 142339100 02/25/05 3,713
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
04/20/05 - A FIRSTFED FINANCIAL CORP. *FED* 337907109 03/01/05 1,985
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/20/05 - A FLIR SYSTEMS, INC. *FLIR* 302445101 02/28/05 8,036
1 Elect Directors For Split Mgmt
1.1 Elect Director John C. Hart --- Withhold
WITHHOLD votes for standing as an affiliated outsider on the
Audit and Corporate Governance committees.
1.2 Elect Director Angus L. Macdonald --- For
2 Increase Authorized Common Stock For For Mgmt
04/20/05 - A THE RYLAND GROUP, INC. *RYL* 783764103 02/07/05 5,581
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common shares sought in
this proposal exceeds guidelines (150%). The company has not
offered a specific purpose for the additional shares.
4 Report on Greenhouse Gas Emissions Against Against ShrHoldr
04/21/05 - S COGNEX CORP. *CGNX* 192422103 03/04/05 4,659
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
04/21/05 - A CYTEC INDUSTRIES INC. *CYT* 232820100 02/23/05 4,301
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A M.D.C. HOLDINGS, INC. *MDC* 552676108 02/22/05 3,670
1 Elect Directors For For Mgmt
04/21/05 - A POLARIS INDUSTRIES, INC. *PII* 731068102 02/22/05 5,130
1 Elect Directors For For Mgmt
2 Approve Outside Director Stock Awards/Options in For For Mgmt
Lieu of Cash
3 Amend Restricted Stock Plan For For Mgmt
4 Other Business For Against Mgmt
Details of other business items not disclosed
04/21/05 - A SILICON LABORATORIES, INC. *SLAB* 826919102 02/21/05 4,661
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A SVB FINANCIAL GROUP *SIVB* 827064106 02/28/05 4,220
1 Elect Directors For Split Mgmt
1.1 Elect Director Eric A. Benhamou --- For
1.2 Elect Director David M. Clapper --- For
1.3 Elect Director Roger F. Dunbar --- For
1.4 Elect Director Joel P. Friedman --- For
1.5 Elect Director G. Felda Hardymon --- Withhold
WITHHOLD votes from Larry W. Sonsini for standing as an
affiliated outsider on the Nominating Committee.
1.6 Elect Director Alex W. 'Pete' Hart --- For
1.7 Elect Director C. Richard Kramlich --- Withhold
C. Richard Kramlich is an affiliated outsider on
the compensation committee.
1.8 Elect Director James R. Porter --- For
1.9 Elect Director Michaela K. Rodeno --- Withhold
Michaela K. Rodeno is an affiliated outsider on the
compensation committee.
1.10 Elect Director Larry W. Sonsini --- For
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------------------
1.11 Elect Director Kenneth P. Wilcox --- For
2 Change Company Name For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants and the total level of potential dilution under
all plans is above the allowable cap of 15%.
4 Approve Stock Award to Executive For For Mgmt
5 Ratify Auditors For For Mgmt
04/21/05 - A TRACTOR SUPPLY CO. *TSCO* 892356106 03/01/05 4,192
1 Declassify the Board of Directors For For Mgmt
2 Amend Articles to Remove Directors Without Cause For For Mgmt
3 Elect Directors For For Mgmt
4 Ratify Auditors For For Mgmt
04/21/05 - A WEBSTER FINANCIAL CORP. *WBS* 947890109 02/25/05 6,396
1 Elect Directors For Split Mgmt
1.1 Elect Director George T. Carpenter --- Withhold
WITHHOLD votes from George T. Carpenter for standing as an
affiliated outsider on the compensation committee.
1.2 Elect Director John J. Crawford --- For
1.3 Elect Director C. Michael Jacobi --- Withhold
WITHHOLD votes from C. Michael Jacobi for standing as an
affiliated outsider on the Audit Committee.
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/22/05 - A GRACO INC. *GGG* 384109104 02/22/05 8,191
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/05 - A LONE STAR TECHNOLOGIES, INC. *LSS* 542312103 03/07/05 3,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------
04/25/05 - A TEXAS REGIONAL BANKSHARES, INC. *TRBS* 882673106 02/28/05 5,399
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Stock Option Plan For For Mgmt
4 Approve Stock Option Plan For For Mgmt
5 Ratify Auditors For For Mgmt
04/26/05 - A AMETEK, INC. *AME* 031100100 03/11/05 8,147
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A BANTA CORP. *BN* 066821109 03/04/05 3,005
1 Elect Directors For Split Mgmt
1.1 Elect Director Jameson A. Baxter --- For
1.2 Elect Director John F. Bergstrom --- For
1.3 Elect Director Henry T. Denero --- For
1.4 Elect Director David T. Gibbons --- For
1.5 Elect Director Paul C. Reyelts --- For
1.6 Elect Director Ray C. Richelsen --- For
1.7 Elect Director Stephanie A. Streeter --- For
1.8 Elect Director Michael J. Winkler --- Withhold
WITHHOLD votes from Michael J. Winkler for standing as an
affiliated outsider on the Nominating Committee.
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
3 Ratify Auditors For For Mgmt
04/26/05 - A BIO-RAD LABORATORIES, INC. *BIO* 090572207 02/25/05 1,945
1 Elect Directors For Split Mgmt
1.1 Elect Director Albert J. Hillman --- Withhold
Class A shareholders WITHHOLD votes from Albert
J. Hillman for standing as an affiliated
outsider on the Audit and Compensation
committees.
1.2 Elect Director Philip L. Padou --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 26
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
04/26/05 - A ERESEARCH TECHNOLOGY, INC. *ERES* 29481V108 03/03/05 5,601
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/05 - A HARSCO CORP. *HSC* 415864107 03/03/05 4,908
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A R.H. DONNELLEY CORP. *RHD* 74955W307 03/04/05 3,726
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of recent
option grants, the size of the requested authorization, the
total level of potential dilution under all plans is above the
allowable cap of 15%, and other terms of the plan.
3 Ratify Auditors For For Mgmt
4 Submit Shareholder Rights Plan (Poison Pill) to Against For ShrHoldr
Shareholder Vote
Because shareholder rights plans greatly alter the balance of
power between shareholders and management, shareholders should
be allowed to make their own evaluation of such plans.
04/26/05 - A THE HOUSTON EXPLORATION CO. *THX* 442120101 03/10/05 3,336
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
04/27/05 - A BORG-WARNER, INC. *BWA* 099724106 03/04/05 6,654
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/27/05 - A DOWNEY FINANCIAL CORP. *DSL* 261018105 02/25/05 2,424
1 Elect Directors For Split Mgmt
Mgmt Rec - Company Management Recommended Vote Page 27
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.1 Elect Director Gerald E. Finnell --- For
1.2 Elect Director Maurice L. Mcalister --- Withhold
WITHHOLD votes from Maurice L. McAlister for standing as an
insider on the Nominating Committee.
1.3 Elect Director Daniel D. Rosenthal --- For
2 Ratify Auditors For For Mgmt
04/27/05 - A ENERGEN CORP. *EGN* 29265N108 03/04/05 3,900
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
04/27/05 - A MILLIPORE CORP. *MIL* 601073109 03/04/05 5,894
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
04/27/05 - A PIPER JAFFRAY COS *PJC* 724078100 03/02/05 2,270
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/05 - A STERICYCLE, INC. *SRCL* 858912108 02/28/05 5,388
1 Elect Directors For Split Mgmt
1.1 Elect Director Jack W. Schuler --- Withhold
WITHHOLD votes from Jack W. Schuler for standing
as an insider on the Audit and Nominating
committees.
1.2 Elect Director Mark C. Miller --- For
1.3 Elect Director Rod F. Dammeyer --- For
1.4 Elect Director Patrick F. Graham --- For
1.5 Elect Director Jonathan T. Lord, M.D. --- For
1.6 Elect Director John Patience --- For
1.7 Elect Director Thomas R. Reusche --- For
1.8 Elect Director Peter Vardy --- For
1.9 Elect Director L. John Wilkerson, Ph.D. --- For
2 Approve Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 28
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
4 Report on Waste Incineration Against Against ShrHoldr
04/28/05 - A ANNTAYLOR STORES CORP. *ANN* 036115103 03/03/05 8,138
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/28/05 - A COVANCE INC. *CVD* 222816100 03/10/05 7,500
1 Elect Directors For For Mgmt
04/28/05 - A FIRST BANCORP(PUERTO RICO) *FBP* 318672102 03/14/05 4,451
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
04/28/05 - A FMC TECHNOLOGIES, INC. *FTI* 30249U101 02/28/05 7,532
1 Elect Directors For For Mgmt
04/28/05 - A MEDIA GENERAL, INC. *MEG* 584404107 03/04/05 2,477
1 Elect Directors For For Mgmt
04/28/05 - A PHILADELPHIA CONSOLIDATED HOLDING CORP. 717528103 03/30/05 2,062
*PHLY*
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable cap
of 15%.
3 Ratify Auditors For For Mgmt
04/28/05 - A WESTAMERICA BANCORPORATION *WABC* 957090103 02/28/05 3,774
1 Elect Directors For For Mgmt
04/29/05 - A BANK OF HAWAII CORP *BOH* 062540109 02/28/05 6,200
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 29
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
04/29/05 - A CUMULUS MEDIA INC. *CMLS* 231082108 03/11/05 6,200
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
04/29/05 - A PAN PACIFIC RETAIL PROPERTIES, INC. *PNP* 69806L104 02/24/05 4,800
1 Elect Directors For For Mgmt
2 Amend Articles of Incorporation Against For ShrHoldr
The authorization and issuance of blank check preferred stock
is not in shareholders' best interests. Intended or not, that
blank check preferred stock can deter takeover attempts and
that empirical evidence supports this. Blank check preferred
stock poses a barrier to a potential favorable acquisition,
thus penalizing shareholders by limiting their options. Such
measures can entrench management and restrict the ability of
shareholders to act, and as such, we recommend that the
creation of such an authorization be subjected to
shareholder approval. Furthermore, Mr. Armstrong's
resolution is a non binding resolution and only asks that
the board take the steps necessary to amend the articles of
incorporation to provide that the authorized preferred stock
be issued only in connection with increasing capital and
making certain acquisitions, and does not state explicitly
that the board should prohibit any issuance that may have a
dilutive effect or serve as an anti-takeover device. As
such, this proposal warrants shareholder approval.
04/29/05 - A TELEFLEX INC. *TFX* 879369106 03/01/05 4,329
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/05 - A TOOTSIE ROLL INDUSTRIES, INC. *TR* 890516107 03/11/05 2,617
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/05 - A COX RADIO, INC. *CXR* 224051102 03/07/05 4,569
1 Elect Directors For Split Mgmt
1.1 Elect Director Juanita P. Baranco --- For
Mgmt Rec - Company Management Recommended Vote Page 30
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------
For
1.2 Elect Director G. Dennis Berry --- For
1.3 Elect Director Richard A. Ferguson --- For
1.4 Elect Director Paul M. Hughes --- For
1.5 Elect Director James C. Kennedy --- For
1.6 Elect Director Marc W. Morgan --- For
1.7 Elect Director Robert F. Neil --- For
1.8 Elect Director Nicholas D. Trigony ---
Withhold
WITHHOLD votes from Nicholas D. Trigony for standing as
an affiliated outsider on the audit committee and the
compensation committee.
2 Amend Omnibus Stock Plan For For Mgmt
05/03/05 - A HILB ROGAL & HOBBS CO *HRH* 431294107 03/15/05 3,711
1 Elect Directors For Split Mgmt
1.1 Elect Director Theodore L. Chandler Jr ---
For
1.2 Elect Director Norwood H. Davis, Jr. ---
Withhold
Norwood H. Davis, Jr. is an affiliated outsider on the
compensation and nominating committees.
1.3 Elect Director Timothy J. Korman --- For
1.4 Elect Director Thomas H. O'Brien --- For
1.5 Elect Director Warren M. Thompson --- For
2 Ratify Auditors For For Mgmt
05/03/05 - A HNI CORP *HNI* 404251100 03/04/05 5,560
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
05/03/05 - A ITT EDUCATIONAL SERVICES, INC. *ESI* 45068B109 03/04/05 5,461
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
05/03/05 - A O'REILLY AUTOMOTIVE, INC. *ORLY* 686091109 02/25/05 6,544
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 31
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Non-Employee Director Omnibus Stock For For Mgmt
Plan
5 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common
shares sought in this proposal exceeds
guidelines (178%). The company has not offered a
specific purpose for the additional shares.
05/03/05 - A PAPA JOHN *PZZA* 698813102 03/23/05 1,311
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
05/03/05 - A REEBOK INTERNATIONAL LTD. *RBK* 758110100 02/22/05 5,872
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/05 - A STRAYER EDUCATION, INC. *STRA* 863236105 03/14/05 1,663
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/03/05 - A UNITED STATES CELLULAR CORP. *USM* 911684108 03/24/05 1,736
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/03/05 - A YOUNG BROADCASTING INC. *YBTVA* 987434107 03/28/05 2,075
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/05 - A APTARGROUP, INC. *ATR* 038336103 03/10/05 4,056
1 Elect Directors For For Mgmt
05/04/05 - S BLACK BOX CORP. *BBOX* 091826107 03/28/05 1,958
1 Amend Stock Option Plan For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 32
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
18%.
05/04/05 - A FEDERAL REALTY INVESTMENT TRUST *FRT* 313747206 03/16/05 6,261
1 Elect Directors For Split Mgmt
1.1 Elect Director Mark S. Ordan --- Withhold
Mark S. Ordan is an affiliated outsider on the
compensation and nominating commmittees.
1.2 Elect Director Donald C. Wood --- For
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/04/05 - A IMATION CORP. *IMN* 45245A107 03/11/05 4,210
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/04/05 - A MCDERMOTT INTERNATIONAL, INC. 580037109 03/28/05 6,600
MEETING FOR HOLDERS OF ADR'S
1 Elect Directors For For Mgmt
2 RATIFICATION OF RETENTION OF For For Mgmt
PRICEWATERHOUSECOOPERS LLP AS MCDERMOTT S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2005.
05/04/05 - A UNIT CORPORATION *UNT* 909218109 03/07/05 4,606
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A AMERICAN MEDICAL SYSTEMS HOLDINGS, 02744M108 03/23/05 3,500
INC. *AMMD*
1 Elect Directors For Split Mgmt
1.1 Elect Director Martin J. Emerson --- For
1.2 Elect Director Richard B. Emmitt --- For
1.3 Elect Director Christopher H. Porter, Ph.D.
--- Withhold
WITHHOLD votes from Christopher H. Porter, Ph.D. for
Mgmt Rec - Company Management Recommended Vote Page 33
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
for standing as an affiliated outsider on the Nominating
Committee.
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/05/05 - A CHURCH & DWIGHT CO., INC. *CHD* 171340102 03/11/05 7,354
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
05/05/05 - A FILENET CORP. *FILE* 316869106 03/14/05 4,653
1 Elect Directors For Split Mgmt
1.1 Elect Director L. George Klaus --- For
1.2 Elect Director Lee. D. Roberts --- For
1.3 Elect Director John C. Savage --- For
1.4 Elect Director Roger S. Siboni --- For
1.5 Elect Director Theodore J. Smith ---
Withhold
WITHHOLD votes from Theodore J. Smith for standing as an
affiliated outsider on the Nominating Committee.
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
18%.
3 Ratify Auditors For For Mgmt
05/05/05 - A GUITAR CENTER, INC. *GTRC* 402040109 03/11/05 2,959
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/05/05 - A LINENS 'N' THINGS, INC *LIN* 535679104 03/07/05 5,387
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 34
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
05/05/05 - A REDWOOD TRUST, INC. *RWT* 758075402 03/31/05 2,592
1 Elect Directors For For Mgmt
05/06/05 - A HUDSON HIGHLAND GROUP, INC. *HHGP* 443792106 03/16/05 2,496
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/06/05 - A LITTELFUSE, INC. *LFUS* 537008104 03/18/05 2,599
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The plan permits repricing.
4 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
05/06/05 - A P.F. CHANG *PFCB* 69333Y108 03/14/05 2,911
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/06/05 - A PEDIATRIX MEDICAL GROUP, INC. *PDX* 705324101 03/15/05 2,826
1 Elect Directors For Split Mgmt
1.1 Elect Director Cesar L. Alvarez --- For
1.2 Elect Director Waldemar A. Carlo, M.D. ---
For
1.3 Elect Director Michael B. Fernandez --- For
1.4 Elect Director Roger K. Freeman, M.D. ---
For
1.5 Elect Director Paul G. Gabos --- For
1.6 Elect Director Roger J. Medel M.D. --- For
1.7 Elect Director Lawrence M. Mullen ---
Withhold
Lawrence M. Mullen is an affiliated outsider on the Audit
comittee.
1.8 Elect Director Enrique J. Sosa, Ph. D. ---
For
Mgmt Rec - Company Management Recommended Vote Page 35
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------
05/06/05 - A WESTERN GAS RESOURCES, INC. *WGR* 958259103 03/15/05 6,968
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/09/05 - A CATHAY GENERAL BANCORP *CATY* 149150104 03/17/05 5,083
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/09/05 - A CBL & ASSOCIATES PROPERTIES, INC. 124830100 03/14/05 3,470
*CBL*
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles B. Lebovitz --- For
1.2 Elect Director Claude M. Ballard --- For
1.3 Elect Director Gary L. Bryenton --- Withhold
WITHHOLD votes from Gary L. Bryenton for standing as an
affiliated outsider on the Audit and Nominating
Committees.
1.4 Elect Director Leo Fields --- For
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/09/05 - A CHARLES RIVER LABORATORIES 159864107 03/11/05 7,210
INTERNATIONAL, INC. *CRL*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/09/05 - A STANCORP FINANCIAL GROUP, INC. *SFG* 852891100 03/04/05 3,406
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A CAL DIVE INTERNATIONAL, INC. *CDIS* 127914109 03/23/05 4,000
1 Elect Directors For For Mgmt
2 Amend Articles For For Mgmt
3 Amend Articles For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 36
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------
05/10/05 - A CLEVELAND-CLIFFS INC. *CLF* 185896107 03/14/05 2,579
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A CORRECTIONS CORPORATION OF AMERICA 22025Y407 03/28/05 3,600
*CXW*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A ESSEX PROPERTY TRUST, INC. *ESS* 297178105 02/28/05 2,496
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A IMAGISTICS INTERNATIONAL INC *IGI* 45247T104 03/14/05 2,022
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A MGI PHARMA, INC. *MOGN* 552880106 03/14/05 8,514
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A NATIONAL INSTRUMENTS CORP. *NATI* 636518102 03/14/05 6,145
1 Elect Directors For For Mgmt
2 Approve Restricted Stock Plan For For Mgmt
05/10/05 - A OCEANEERING INTERNATIONAL, INC. *OII* 675232102 03/21/05 2,980
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/10/05 - A SCP POOL CORP. *POOL* 784028102 03/14/05 6,274
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A STANDARD PACIFIC CORP. *SPF* 85375C101 03/11/05 3,600
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 37
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------
05/10/05 - A TASER INTERNATIONAL INC. *TASR* 87651B104 03/15/05 6,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A UNITED DEFENSE INDS INC 91018B104 03/21/05 5,804
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For Split Mgmt
2.1 Elect Directors Frank C. Carlucci --- For
2.2 Elect Directors Peter J. Clare --- Withhold
Peter J. Clare is an affiliated outsider on the audit
committee.
2.3 Elect Directors William E. Conway, Jr. ---
Withhold
William E. Conway, Jr. is an affiliated outsider on the
compensation and nominating committees.
2.4 Elect Directors C. Thomas Faulders, III ---
For
2.5 Elect Directors Robert J. Natter --- For
2.6 Elect Directors J.H. Binford Peay, III ---
For
2.7 Elect Directors Thomas W. Rabaut --- For
2.8 Elect Directors Francis Raborn --- For
2.9 Elect Directors John M. Shalikashvili ---
For
3 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once their
votes have been cast, there is no justification for
spending more money to continue pressing shareholders for
more votes.
05/11/05 - A AMERIGROUP CORP. *AGP* 03073T102 03/28/05 5,513
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
Mgmt Rec - Company Management Recommended Vote Page 38
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
05/11/05 - A BENCHMARK ELECTRONICS, INC. *BHE* 08160H101 03/31/05 4,297
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - A DENBURY RESOURCES INC. *DNR* 247916208 03/31/05 6,100
1 Elect Directors For For Mgmt
2 Amend Nonqualified Employee Stock Purchase For For Mgmt
Plan
05/11/05 - A MERITAGE HOMES CORP *MTH* 59001A102 03/31/05 2,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - A NETFLIX. INC *NFLX* 64110L106 03/15/05 3,176
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - S PATINA OIL & GAS CORP. 703224105 03/31/05 7,373
1 Approve Merger Agreement For For Mgmt
05/11/05 - A SUNRISE SENIOR LIVING INC. *SRZ* 86768K106 03/15/05 2,151
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
05/11/05 - A UNITED STATIONERS INC. *USTR* 913004107 03/18/05 4,023
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
05/12/05 - A APPLEBEE'S INTERNATIONAL, INC. *APPB* 037899101 03/18/05 9,952
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Feasibility of Improving Animal Against Against ShrHoldr
Welfare Standards
Mgmt Rec - Company Management Recommended Vote Page 39
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
05/12/05 - A EDWARDS LIFESCIENCES CORPORATION *EW* 28176E108 03/18/05 7,201
1 Elect Directors For Split Mgmt
1.1 Elect Director John T. Cardis --- Withhold
John T. Cardis is an affiliated outsider on the audit
committee.
1.2 Elect Director Philip M. Neal --- For
1.3 Elect Director David E.I. Pyott --- For
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/12/05 - A HCC INSURANCE HOLDINGS, INC. *HCC* 404132102 04/04/05 7,600
1 Elect Directors For For Mgmt
05/12/05 - A INTERGRAPH CORP. *INGR* 458683109 03/15/05 4,300
1 Elect Directors For For Mgmt
2 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
Details of other business items not disclosed
05/12/05 - A LANDSTAR SYSTEM, INC. *LSTR* 515098101 03/18/05 7,218
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
05/12/05 - A MACDERMID, INC. *MRD* 554273102 03/14/05 2,965
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Other Business For Against Mgmt
Details of other business items not disclosed
Mgmt Rec - Company Management Recommended Vote Page 40
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------
05/12/05 - A NPS PHARMACEUTICALS, INC. *NPSP* 62936P103 03/30/05 4,546
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/12/05 - A WABASH NATIONAL CORP. *WNC* 929566107 04/01/05 3,430
1 Elect Directors For For Mgmt
05/13/05 - A TEKELEC *TKLC* 879101103 03/24/05 6,945
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert V. Adams --- For
1.2 Elect Director Jean-Claude Asscher --- For
1.3 Elect Director Daniel L. Brenner --- For
1.4 Elect Director Mark A. Floyd --- For
1.5 Elect Director Martin A. Kaplan --- Withhold
WITHHOLD votes from Martin A. Kaplan for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.6 Elect Director Frederick M. Lax --- For
1.7 Elect Director Jon F. Rager --- For
2 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
05/16/05 - A CENTERPOINT PROPERTIES TRUST *CNT* 151895109 03/10/05 5,774
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/16/05 - A CHEMED CORP. *CHE* 16359R103 03/31/05 1,338
1 Elect Directors For Split Mgmt
1.1 Elect Director Edward L. Hutton --- For
1.2 Elect Director Kevin J. McNamara --- For
1.3 Elect Director Donald Breen, Jr. --- For
1.4 Elect Director Charles H. Erhart, Jr. ---
For
1.5 Elect Director Joel F. Gemunder ---
Mgmt Rec - Company Management Recommended Vote Page 41
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
Withhold Joel F. Gemunder is an affiliated outsider
on the nominating comittee.
1.6 Elect Director Patrick P. Grace --- For
1.7 Elect Director Thomas C. Hutton --- For
1.8 Elect Director Walter L. Krebs --- For
1.9 Elect Director Sandra E. Laney --- For
1.10 Elect Director Timothy S. O'Toole --- For
1.11 Elect Director Donald E. Saunders --- For
1.12 Elect Director George J. Walsh III --- For
1.13 Elect Director Frank E. Wood --- For
2 Ratify Auditors For For Mgmt
05/16/05 - A PRIORITY HEALTHCARE CORP. *PHCC* 74264T102 03/14/05 4,387
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A GEORGIA GULF CORP. *GGC* 373200203 03/28/05 3,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A NEW CENTURY FINANCIAL CORP. *NEW* 6435EV108 03/15/05 5,701
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
3 Ratify Auditors For For Mgmt
05/17/05 - A TUESDAY MORNING CORP. *TUES* 899035505 03/21/05 3,160
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A ADTRAN, INC. *ADTN* 00738A106 03/21/05 5,125
1 Elect Directors For Split Mgmt
1.1 Elect Director Mark C. Smith --- For
Mgmt Rec - Company Management Recommended Vote Page 42
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
1.2 Elect Director Howard A. Thrailkill --- For
1.3 Elect Director Richard A. Anderson --- For
1.4 Elect Director W. Frank Blount --- Withhold
WITHHOLD votes from W. Frank Blount for standing as an
affiliated outsider on the Audit, Compensation, and
Nominating committees.
1.5 Elect Director H. Fenwick Huss --- For
1.6 Elect Director William L. Marks --- For
1.7 Elect Director Roy J. Nichols --- For
2 Ratify Auditors For For Mgmt
3 Amend Non-Employee Director Stock Option For Against Mgmt
Plan
The plan contains a history of repricing.
05/18/05 - A CULLEN/FROST BANKERS, INC. *CFR* 229899109 04/08/05 5,733
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
3 Ratify Auditors For For Mgmt
05/18/05 - A FTI CONSULTING, INC. *FCN* 302941109 03/16/05 5,085
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/18/05 - A IDEXX LABORATORIES, INC. *IDXX* 45168D104 03/22/05 4,148
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A PACIFIC SUNWEAR OF CALIFORNIA, INC. 694873100 04/04/05 8,549
*PSUN*
1 Elect Directors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 43
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
05/18/05 - A PERFORMANCE FOOD GROUP CO. *PFGC* 713755106 03/21/05 5,537
1 Elect Directors For For Mgmt
05/18/05 - A PHARMACEUTICAL PRODUCT DEVELOPMENT, 717124101 03/21/05 6,030
INC. *PPDI*
1 Elect Directors For For Mgmt
2 Other Business For Against Mgmt
Details of other business items not disclosed
05/18/05 - A RANGE RESOURCES CORPORATION *RRC* 75281A109 04/01/05 8,300
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For Against Mgmt
The size of the increase (150%) requested falls within
guidelines.
3 Amend Director & Officer For For Mgmt
Indemnification/Liability Provisions
4 Approve Omnibus Stock Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Ratify Auditors For For Mgmt
05/18/05 - A RENT-A-CENTER, INC. *RCII* 76009N100 03/25/05 7,579
1 Elect Directors For Split Mgmt
1.1 Elect Director Mark E. Speese --- For
1.2 Elect Director Richard K. Armey --- Withhold
Richard K. Armey is an affiliated outsider on the audit
and compensation committees.
1.3 Elect Director Laurence M. Berg --- For
05/18/05 - A TAUBMAN CENTERS, INC. *TCO* 876664103 03/23/05 5,200
1 Elect Directors For For Mgmt
2 Approve Restricted Stock Plan For For Mgmt
3 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
4 Ratify Auditors For For Mgmt
05/18/05 - A THE MCCLATCHY COMPANY *MNI* 579489105 03/21/05 2,397
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 44
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
3 Approve Director & Officer For For Mgmt
Indemnification/Liability Provisions
4 Ratify Auditors For For Mgmt
05/19/05 - A ALEXANDRIA REAL ESTATE EQUITIES, INC. 015271109 03/31/05 2,114
*ARE*
1 Elect Directors For Split Mgmt
1.1 Elect Director Jerry M. Sudarsky ---
Withhold
WITHHOLD votes from Jerry M. Sudarsky for standing as an
affiliated outsider on the Audit and Nominating
committees.
1.2 Elect Director Joel S. Marcus --- For
1.3 Elect Director James H. Richardson --- For
1.4 Elect Director Richard B. Jennings --- For
1.5 Elect Director Richard H. Klein --- For
1.6 Elect Director Alan G. Walton --- For
1.7 Elect Director Richmond A. Wolf --- For
2 Ratify Auditors For For Mgmt
05/19/05 - A CEC ENTERTAINMENT, INC. *CEC* 125137109 03/24/05 4,040
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
05/19/05 - A CURTISS-WRIGHT CORP. *CW* 231561408 04/01/05 936
1 Elect Directors For Split Mgmt
1.1 Elect Director Martin R. Benante --- For
1.2 Elect Director James B. Busey IV --- For
1.3 Elect Director David Lasky --- For
1.4 Elect Director Carl G. Miller --- Withhold
Carl G. Miller is an affiliated outsider on the audit
committee.
1.5 Elect Director William B. Mitchell --- For
1.6 Elect Director John R. Myers --- For
1.7 Elect Director William W. Sihler --- For
1.8 Elect Director J. McLain Stewart --- For
2 Eliminate Class of Common Stock For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 45
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
The number of additional authorized common
shares sought in this proposal exceeds
guidelines (122%). The company has not offered a
specific purpose for the additional shares.
4 Approve Omnibus Stock Plan For For Mgmt
5 Approve Non-Employee Director Omnibus Stock For Against Mgmt
Plan
The exercise price is less than FMV.
6 Ratify Auditors For For Mgmt
05/19/05 - S CYBERONICS, INC. *CYBX* 23251P102 04/11/05 2,419
1 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
05/19/05 - A CYMER, INC. *CYMI* 232572107 03/31/05 4,091
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles J. Abbe --- For
1.2 Elect Director Robert P. Akins --- For
1.3 Elect Director Edward H. Braun --- For
1.4 Elect Director Michael R. Gaulke --- For
1.5 Elect Director William G. Oldham --- For
1.6 Elect Director Peter J. Simone --- Withhold
WITHHOLD votes from Peter J. Simone for standing as an
affiliated outsider on the Audit and Nominating
committees.
1.7 Elect Director Young K. Sohn --- For
1.8 Elect Director Jon D. Tompkins --- For
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
3 Ratify Auditors For For Mgmt
05/19/05 - A DELTA AIR LINES, INC. *DAL* 247361108 03/25/05 13,596
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Adopt Policy to Prohibit Discrimination Against Against ShrHoldr
based on Sexual Orientation
Mgmt Rec - Company Management Recommended Vote Page 46
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
5 Limit Executive Compensation Against Against ShrHoldr
6 Company-Specific--Compensation-Related Against Against ShrHoldr
7 Company-Specific--Compensation-Related Against Against ShrHoldr
8 Provide for Cumulative Voting Against Against ShrHoldr
9 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/19/05 - A GEN-PROBE, INC. *GPRO* 36866T103 03/23/05 5,477
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A HUGHES SUPPLY, INC. *HUG* 444482103 03/25/05 7,312
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Other Business For Against Mgmt
Details of other business items not disclosed
05/19/05 - A RAYONIER INC. *RYN* 754907103 03/21/05 5,916
1 Elect Directors For Split Mgmt
1.1 Elect Director James H. Hance, Jr. ---
Withhold
James H. Hance, Jr. is an affiliated outsider on the
audit committee.
1.2 Elect Director Paul G. Kirk, Jr. --- For
1.3 Elect Director Carl S. Sloane --- For
1.4 Elect Director Richard D. Kincaid --- For
05/19/05 - A SL GREEN REALTY CORP. *SLG* 78440X101 03/30/05 4,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/19/05 - A STEEL DYNAMICS, INC. *STLD* 858119100 03/21/05 5,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A THE TIMBERLAND CO. *TBL* 887100105 03/24/05 2,380
1 Fix Number of and Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 47
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------
1 Elect Directors For For Mgmt
05/19/05 - A TRIMBLE NAVIGATION LTD. *TRMB* 896239100 03/21/05 6,251
1 Elect Directors For Split Mgmt
1.1 Elect Director Steven W. Berglund --- For
1.2 Elect Director Robert S. Cooper --- For
1.3 Elect Director John B. Goodrich --- Withhold
WITHHOLD votes from Bradford W. Parkinson for
standing as an affiliated outsider on the Audit
Committee, and from John B. Goodrich for
standing as an affiliated outsider on
Compensation and Nominating committees.
1.4 Elect Director William Hart --- For
1.5 Elect Director Ulf J. Johansson --- For
1.6 Elect Director Bradford W. Parkinson ---
Withhold
1.7 Elect Director Nickolas W. Vande Steeg ---
For
2 Amend Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A UCBH HOLDINGS, INC. *UCBH* 90262T308 03/31/05 4,993
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A YELLOW ROADWAY CORP. *YELL* 985577105 03/31/05 5,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/20/05 - A INTUITIVE SURGICAL INC *ISRG* 46120E602 04/04/05 3,700
1 Elect Directors For For Mgmt
05/20/05 - A THE COMMERCE GROUP, INC. *CGI* 200641108 03/24/05 3,300
1 Fix Number of and Elect Directors For For Mgmt
1 Elect Directors For For Mgmt
05/20/05 - A VICURON PHAMACEUTICALS, INC. *MICU* 926471103 04/07/05 6,682
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 48
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/23/05 - A DADE BEHRING HLDGS INC *DADE* 23342J206 03/31/05 4,781
1 Elect Directors For For Mgmt
2 Increase Authorized Preferred and Common For For Mgmt
Stock
05/23/05 - A JEFFERIES GROUP, INC *JEF* 472319102 04/04/05 5,444
1 Elect Directors For For Mgmt
05/24/05 - A AKAMAI TECHNOLOGIES, INC. *AKAM* 00971T101 03/31/05 13,130
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - A ARBITRON, INC. *ARB* 03875Q108 04/01/05 3,395
1 Elect Directors For For Mgmt
05/24/05 - A ASK JEEVES, INC. 045174109 04/07/05 6,374
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - A ATMI, INC. *ATMI* 00207R101 04/11/05 3,528
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - A CHENIERE ENERGY, INC. *LNG* 16411R208 03/28/05 2,700
1 Elect Directors For Split Mgmt
1.1 Elect Director Charif Souki --- For
1.2 Elect Director Keith F. Carney --- Withhold
WITHHOLD votes from Keith F. Carney for standing as an
affiliated outsider on the Audit and Compensation
committees.
1.3 Elect Director Walter L. Williams --- For
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
Mgmt Rec - Company Management Recommended Vote Page 49
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
05/24/05 - A DELPHI FINANCIAL GROUP, INC. *DFG* 247131105 03/31/05 3,000
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common
shares sought in this proposal exceeds
guidelines (275%). The company has not offered a
specific purpose for the additional shares.
3 Increase Authorized Preferred Stock For Against Mgmt
In this case, management has not specifically stated that
the shares may not be used for antitakeover purposes.
When a company fails to provide a specific financing
purpose for the shares, the possibility that they will be
used for management entrenchment purposes outweighs any
potential benefits that they would bring.
4 Other Business For Against Mgmt
Details of other business items not disclosed
05/24/05 - A IDX SYSTEMS CORP. *IDXC* 449491109 03/24/05 2,330
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
05/24/05 - A MACROVISION CORP. *MVSN* 555904101 03/31/05 5,488
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants, the size of the requested
authorization, the total level of potential dilution
under all plans is above the allowable cap of 18%.
3 Amend Non-Employee Director Stock Option For Against Mgmt
Plan
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
18%.
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 50
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
05/24/05 - A NOVEN PHARMACEUTICALS, INC. *NOVN* 670009109 03/28/05 2,793
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - A PACKETEER, INC. *PKTR* 695210104 03/31/05 3,873
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
18%.
3 Ratify Auditors For For Mgmt
05/24/05 - A PAR PHARMACEUTICAL COS INC *PRX* 69888P106 04/06/05 3,791
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
05/24/05 - A SIERRA HEALTH SERVICES, INC. *SIE* 826322109 04/06/05 2,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - A THE CHEESECAKE FACTORY, INC. *CAKE* 163072101 04/04/05 8,647
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
05/25/05 - A DIGITAL RIVER, INC. *DRIV* 25388B104 03/28/05 3,571
1 Elect Director Thomas F. Madison For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/25/05 - A EAST WEST BANCORP, INC. *EWBC* 27579R104 03/29/05 5,604
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 51
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
05/25/05 - A FOSSIL, INC. *FOSL* 349882100 03/28/05 4,327
1 Elect Directors For For Mgmt
05/25/05 - A INVACARE CORP. *IVC* 461203101 03/31/05 3,301
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/25/05 - A MEDICINES COMPANY (THE) *MDCO* 584688105 04/08/05 4,935
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
05/25/05 - A MINERALS TECHNOLOGIES, INC. *MTX* 603158106 03/28/05 2,253
1 Elect Directors For Split Mgmt
1.1 Elect Director Paula H.J. Cholmondeley ---
For
1.2 Elect Director Duane R. Dunham --- For
1.3 Elect Director Steven J. Golub --- Withhold
WITHHOLD votes from Steven J. Golub for standing
as an affiliated outsider on the Compensation
Committee and Jean-Paul Valles for standing as
an affiliated outsider on the Nominating
Committee.
1.4 Elect Director Jean-Paul Valles --- Withhold
2 Ratify Auditors For For Mgmt
05/25/05 - A NEUROCRINE BIOSCIENCES, INC. *NBIX* 64125C109 04/01/05 4,042
1 Elect Director Gary A. Lyons For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/25/05 - A WASTE CONNECTIONS, INC. *WCN* 941053100 03/28/05 5,312
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 52
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
05/26/05 - A ADVANCED MEDICAL OPTICS, INC. *EYE* 00763M108 04/14/05 4,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - S ADVANCED MEDICAL OPTICS, INC. *EYE* 00763M108 04/20/05 4,000
1 Issue Shares in Connection with an For For Mgmt
Acquisition
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Amend Qualified Employee Stock Purchase Plan For For Mgmt
05/26/05 - A CV THERAPEUTICS INC. *CVTX* 126667104 03/31/05 3,509
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/26/05 - A GENERAL MARITIME CORP *GMR* Y2692M103 04/27/05 4,000
MEETING FOR HOLDERS OF ADR'S
1 Elect Directors For For Mgmt
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT For For Mgmt
ACCOUNTANTS
3 RATIFICATION OF AMENDMENT TO AND For For Mgmt
RESTATEMENT OF THE 2001 STOCK INCENTIVE PLAN TO
INCREASE THE MAXIMUM NUMBER OF SHARES ISSUABLE
UNDER THE PLAN.
05/26/05 - A TELIK, INC. *TELK* 87959M109 03/28/05 5,775
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - S VISX, INC. 92844S105 04/14/05 5,500
1 Approve Merger Agreement For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 53
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------
05/27/05 - A CERNER CORP. *CERN* 156782104 04/01/05 3,107
1 Elect Directors For Split Mgmt
1.1 Elect Director John C. Danforth --- Withhold
WITHHOLD votes from all the other nominees. We
recommend that shareholders WITHHOLD votes from
John C. Danforth for standing as an affiliated
outsider on the Compensation and Nominating
committees.
1.2 Elect Director Neal L. Patterson --- For
1.3 Elect Director William D. Zollars --- For
2 Ratify Auditors For For Mgmt
05/31/05 - A EGL, INC. *EAGL* 268484102 04/20/05 3,800
1 Elect Directors For For Mgmt
06/01/05 - A AFFILIATED MANAGERS GROUP, INC. *AMG* 008252108 04/15/05 3,257
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/01/05 - A BARNES & NOBLE, INC. *BKS* 067774109 04/08/05 6,189
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/01/05 - A ONYX PHARMACEUTICALS, INC. *ONXX* 683399109 04/20/05 3,701
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/01/05 - A PENN NATIONAL GAMING, INC. *PENN* 707569109 04/08/05 6,900
1 Elect Directors For For Mgmt
06/02/05 - A INTERDIGITAL COMMUNICATIONS CORP. 45866A105 04/15/05 6,109
*IDCC*
1 Elect Directors For Split Mgmt
1.1 Elect Director Harry G. Campagna ---
Withhold
Mgmt Rec - Company Management Recommended Vote Page 54
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
WITHHOLD votes from Harry G. Campagna for standing as an
affiliated outsider on the Compensation and Nominating
Committees.
1.2 Elect Director Steven T. Clontz --- For
1.3 Elect Director Edward Kamins --- For
2 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management and
discourage bidders by preventing replacement of the board
in one year. In addition, shareholders are prevented from
removing board members who are not acting in the best
interest of shareholders until their term is completed.
3 Ratify Auditors For For Mgmt
06/02/05 - A NEKTAR THERAPEUTICS *NKTR* 640268108 04/04/05 9,279
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/02/05 - A PANERA BREAD COMPANY *PNRA* 69840W108 04/06/05 3,217
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For Against Mgmt
The plan permits repricing.
3 Ratify Auditors For For Mgmt
06/02/05 - A THE YANKEE CANDLE COMPANY, INC. *YCC* 984757104 04/07/05 5,501
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/03/05 - A FLOWERS FOODS, INC. *FLO* 343498101 04/15/05 4,500
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/03/05 - A POWER INTEGRATIONS, INC. *POWI* 739276103 04/12/05 3,477
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/06/05 - A ROPER INDUSTRIES, INC. *ROP* 776696106 04/15/05 4,653
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 55
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
2 Increase Authorized Common Stock For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
06/06/05 - A VCA ANTECH INC *WOOF* 918194101 05/06/05 9,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/05 - A OVERSEAS SHIPHOLDING GROUP, INC. 690368105 04/15/05 3,000
*OSG*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/05 - A STEIN MART, INC. *SMRT* 858375108 04/08/05 3,000
1 Elect Directors For Split Mgmt
1.1 Elect Director Alvin R. Carpenter --- For
1.2 Elect Director Linda McFarland Farthing ---
For
1.3 Elect Director Michael D. Fisher --- For
1.4 Elect Director Mitchell W. Legler --- For
1.5 Elect Director Michael D. Rose --- For
1.6 Elect Director Richard L. Sisisky --- For
1.7 Elect Director Jay Stein --- For
1.8 Elect Director Martin E. Stein, Jr. ---
Withhold
Martin E. Stein, Jr. is an affiliated outsider on the
compensation and nominating committees.
1.9 Elect Director J. Wayne Weaver --- For
1.10 Elect Director John H. Williams, Jr. --- For
1.11 Elect Director James H. Winston --- For
2 Approve Executive Incentive Bonus Plan For For Mgmt
06/07/05 - A TECH DATA CORP. *TECD* 878237106 04/11/05 6,500
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
06/07/05 - A WEBSENSE, INC. *WBSN* 947684106 04/11/05 2,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 56
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
06/08/05 - A PROTEIN DESIGN LABS, INC. *PDLI* 74369L103 04/25/05 11,387
1 Elect Directors For Split Mgmt
1.1 Elect Director Jon S. Saxe, Esq. ---
Withhold
WITHHOLD votes from Jon S. Saxe, Esq. for sitting on more
than six boards. Jon S. Saxe, Esq. is an affiliated
outsider on the compensation committee.
1.2 Elect Director L. Patrick Gage, Ph.D. ---
For
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Change Company Name For For Mgmt
5 Ratify Auditors For For Mgmt
6 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to
continue pressing shareholders for more votes.
06/08/05 - A RENAL CARE GROUP, INC. *RCI* 759930100 04/15/05 7,480
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
06/09/05 - A JARDEN CORP. *JAH* 471109108 04/28/05 3,000
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants, the total level of potential
dilution under all plans is above the allowable cap of
15%, and other terms of the plan.
3 Ratify Auditors For For Mgmt
4 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common
shares sought in this proposal exceeds
guidelines (200%). The company has not offered a
specific purpose for the additional shares.
5 Approve Conversion of Securities For For Mgmt
6 Amend Articles/Bylaws/Charter-Non-Routine For Against Mgmt
Discriminatory exceptions to a freezeout may put
certain investors at an unfair advantage in any
potential contest for control. If the company is
truly
Mgmt Rec - Company Management Recommended Vote Page 57
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
concerned with the charter's antitakeover
provisions, it should remove the provision
entirely.
06/13/05 - S EMMIS COMMUNICATIONS CORP. *EMMS* 291525103 05/25/05 5,584
1 Approve/Amend Conversion of Securities For For Mgmt
06/14/05 - A SCIENTIFIC GAMES CORPORATION *SGMS* 80874P109 05/19/05 7,245
1 Elect Directors For Split Mgmt
1.1 Elect Director A. Lorne Weil --- For
1.2 Elect Director Peter A. Cohen --- For
1.3 Elect Director Colin J. O'Brien --- For
1.4 Elect Director Ronald O. Perelman --- For
1.5 Elect Director Howard Gittis --- Withhold
WITHHOLD vote from Howard Gittis for sitting on more than
four public boards while serving as CEO of a
publicly-traded company.
1.6 Elect Director Barry F. Schwartz --- For
1.7 Elect Director Eric M. Turner --- For
1.8 Elect Director Sir Brian G. Wolfson --- For
1.9 Elect Director Joseph R. Wright, Jr. --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
06/15/05 - A AEROPOSTALE, INC *ARO* 007865108 04/29/05 6,222
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/15/05 - A HOT TOPIC, INC. *HOTT* 441339108 04/21/05 5,106
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15/%.
3 Amend Non-Employee Director Stock Option For Against Mgmt
Plan
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15/%.
Mgmt Rec - Company Management Recommended Vote Page 58
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
4 Ratify Auditors For For Mgmt
06/15/05 - A SILICON IMAGE, INC. *SIMG* 82705T102 04/25/05 8,342
1 Elect Director Steve Tirado For For Mgmt
2 Ratify Auditors For For Mgmt
06/16/05 - A EMCOR GROUP, INC. *EME* 29084Q100 04/20/05 1,709
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Outside Director Stock Awards in For For Mgmt
Lieu of Cash
4 Ratify Auditors For For Mgmt
06/16/05 - A SEMTECH CORP. *SMTC* 816850101 04/22/05 8,305
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/16/05 - A TAKE-TWO INTERACTIVE SOFTWARE, INC. 874054109 05/09/05 7,443
*TTWO*
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
06/17/05 - A BIOSITE INC *BSTE* 090945106 04/22/05 1,771
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15% and the plan permits repricing.
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
06/17/05 - A CELL THERAPEUTICS, INC. *CTIC* 150934107 04/18/05 6,402
1 Elect Directors For Split Mgmt
1.1 Elect Director Dr. Max E. Link --- Withhold
WITHHOLD votes from Dr. Max E. Link for sitting on more
than six boards.
1.2 Elect Director Dr. James A. Bianco --- For
1.3 Elect Director Dr. Vartan Gregorian --- For
2 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 59
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
06/21/05 - A LAUREATE EDUCATION INC. *LAUR* 518613104 04/15/05 4,986
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/22/05 - A ARMOR HOLDINGS, INC. *AH* 042260109 04/28/05 3,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
06/23/05 - A AVOCENT CORPORATION *AVCT* 053893103 04/30/05 5,459
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
06/23/05 - A THE CHILDREN *PLCE* 168905107 04/29/05 1,548
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
06/27/05 - A SEACOR HOLDINGS, INC *CKH* 811904101 05/18/05 1,880
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles Fabrikant --- For
1.2 Elect Director Andrew R. Morse --- Withhold
WITHHOLD votes from Andrew R. Morse for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.3 Elect Director Michael E. Gellert --- For
1.4 Elect Director Stephen Stamas --- For
1.5 Elect Director R.M. Fairbanks, III --- For
1.6 Elect Director Pierre De Demandolx --- For
Mgmt Rec - Company Management Recommended Vote Page 60
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------
1.7 Elect Director John C. Hadjipateras --- For
1.8 Elect Director Oivind Lorentzen --- For
1.9 Elect Director James A.F. Cowderoy --- For
1.10 Elect Director Steven J. Wisch --- For
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Issue Shares in Connection with an For For Mgmt
Acquisition
06/29/05 - A COST PLUS, INC. *CPWM* 221485105 05/02/05 2,418
1 Elect Directors For Split Mgmt
1.1 Elect Director Joseph H. Coulombe --- For
1.2 Elect Director Barry J. Feld --- For
1.3 Elect Director Danny W. Gurr --- Withhold
WITHHOLD votes from Danny W. Gurr for standing as an
insider on the Nominating Committee.
1.4 Elect Director Kim D. Robbins --- For
1.5 Elect Director Fredric M. Roberts --- For
1.6 Elect Director Thomas D. Willardson --- For
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
06/29/05 - A UNITED THERAPEUTICS CORP. *UTHR* 91307C102 05/02/05 2,354
1 Elect Directors For Split Mgmt
1.1 Elect Director Raymond Dwek --- Withhold
Raymond Dwek, F.R.S is an affiliated outsider on the
nominating committee.
1.2 Elect Director Roger Jeffs --- For
1.3 Elect Director Christopher Patusky --- For
06/30/05 - A LIFEPOINT HOSPITALS, INC. *LPNT* 53219L109 05/16/05 5,447
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 61
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP GROWTH INDEX FUND - J922
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
06/30/05 - A NORTHWEST AIRLINES CORP. *NWAC* 667280101 05/02/05 8,656
1 Elect Directors For Split Mgmt
1.1 Elect Directors Roy J. Bostock --- For
1.2 Elect Directors John M. Engler --- For
1.3 Elect Directors Robert L. Friedman --- For
1.4 Elect Directors Doris Kearns Goodwin --- For
1.5 Elect Directors Dennis F. Hightower --- For
1.6 Elect Directors Jeffrey G. Katz --- For
1.7 Elect Directors Frederic V. Malek ---
Withhold
Frederic V. Malek is an affiliated outsider on the
compensation committee.
1.8 Elect Directors V.A. Ravindran --- For
1.9 Elect Directors Douglas M. Steenland --- For
1.10 Elect Directors Leo M. van Wijk --- For
1.11 Elect Directors Gary L. Wilson --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
Mgmt Rec - Company Management Recommended Vote Page 62
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
07/09/04 - A STEWART & STEVENSON SERVICES, 860342104 05/24/04 5,560
INC. *SVC*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Non-Employee Director Stock
Option Plan For For Mgmt
4 Amend Stock Option Plan For For Mgmt
5 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
07/12/04 - A SAVIENT PHARMACEUTICALS, INC *SVNT* 80517Q100 05/24/04 12,580
1 Elect Directors For Split Mgmt
1.1 Elect Director Christopher Clement --- For
1.2 Elect Director Herbert Conrad --- For
1.3 Elect Director Sim Fass --- For
1.4 Elect Director Jeremy Hayward-Surry --- For
1.5 Elect Director Stephen O. Jaeger --- For
1.6 Elect Director Carl E. Kaplan --- Withhold
WITHHOLD votes from Carl E. Kaplan for standing as an
affiliated outsider on the Compensation & Stock Option
and Nominating/Corporate Governance committees.
1.7 Elect Director David Tendler --- For
1.8 Elect Director Virgil Thompson --- For
1.9 Elect Director Faye Wattleton --- For
1.10 Elect Director Herbert Weissbach --- For
2 Approve Omnibus Stock Plan For For Mgmt
07/15/04 - S BELDEN CDT INC *BDC* 126924109 05/24/04 9,103
1 Issue Shares in Connection with an
Acquisition For For Mgmt
2 Increase Authorized Preferred and
Common Stock For For Mgmt
3 Approve Reverse Stock Split For For Mgmt
4 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions.
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
Once their votes have been cast, there is no justification
for spending more money to continue pressing shareholders
for more votes.
07/21/04 - A KEMET CORPORATION *KEM* 488360108 06/02/04 15,661
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
07/21/04 - A MODINE MANUFACTURING CO. *MOD* 607828100 06/01/04 6,041
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
07/21/04 - A POWERWAVE TECHNOLOGIES, INC. *PWAV* 739363109 06/18/04 21,552
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
07/26/04 - S DUANE READE INC. 263578106 06/03/04 4,574
1 Approve Merger Agreement For Against Mgmt
There are risks in not supporting the merger, such as
the uncertainty of another bid, however, based on the
low premium and conflict of interests, this proposal
does not warrant support
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
07/27/04 - A ANCHOR BANCORP WISCONSIN, INC. *ABCWE* 032839102 06/04/04 4,292
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
07/27/04 - A RF MICRO DEVICES, INC. *RFMD* 749941100 06/04/04 35,916
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
07/28/04 - A AGILYSYS INC. *AGYS* 00847J105 06/17/04 5,788
1 Elect Directors For For Mgmt
2 Establish Range For Board Size For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
07/29/04 - A BALLY TOTAL FITNESS HOLDING 05873K108 06/18/04 6,042
CORP. *BFT*
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management and
discourage bidders by preventing replacement of
the board in one year. In addition, shareholders are
prevented from removing board members who are not
acting in the best interest of shareholders until their
term is completed.
3 Separate Chairman and CEO Positions Against Against ShrHoldr
4 Removal of the Stockholder Rights Plan
Agreement Against For ShrHoldr
Because poison pills greatly alter the balance of power
between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
5 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management and
discourage bidders by preventing replacement of the
board in one year. In addition, shareholders are
prevented from removing board members who are not
acting in the best interest of shareholders until
their term is completed.
6 Other Business For Against Mgmt
Details of other business items not disclosed
08/04/04 - A ACXIOM CORP. *ACXM* 005125109 06/16/04 16,533
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported as the total level
of potential dilution under all plans is above the
allowable cap of 18%.
08/06/04 - A THQ INC. *THQI* 872443403 06/18/04 7,355
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
08/10/04 - A LA-Z-BOY INC. *LZB* 505336107 06/23/04 10,497
1 Elect Directors For Split Mgmt
1.1 Elect Director David K. Hehl --- For
1.2 Elect Director Rocque E. Lipford ---
Withhold
WITHHOLD votes from Rocque E. Lipford for standing as
an affiliated outsider on the Compensation and
Nominating committees.
1.3 Elect Director Mel R. Martinez --- For
1.4 Elect Director Jack L. Thompson --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
08/16/04 - A STRATEX NETWORKS, INC. *STXN* 86279T109 06/18/04 12,943
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard C. Alberding ---
Withhold
WITHHOLD votes from Richard C. Alberding for standing as
an affiliated outsider on the Audit Committee.
1.2 Elect Director John W. Combs --- For
1.3 Elect Director William A. Hasler --- For
1.4 Elect Director Charles D. Kissner --- For
1.5 Elect Director James D. Meindl --- For
1.6 Elect Director V. Frank Mendicino --- For
1.7 Elect Director Edward F. Thompson --- For
2 Ratify Auditors For For Mgmt
08/19/04 - A MANUGISTICS GROUP, INC. *MANU* 565011103 06/04/04 12,613
1 Elect Directors For For Mgmt
2 Approve Employee Stock Purchase For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
08/19/04 - A PSS WORLD MEDICAL, INC. *PSSI* 69366A100 06/14/04 13,017
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director For For Mgmt
Omnibus Stock Plan
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
08/20/04 - S US ONCOLOGY. INC. 90338W103 07/16/04 17,239
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
3 Amend Stock Option Plan For For Mgmt
08/26/04 - A ADAPTEC, INC. *ADPT* 00651F108 06/28/04 21,381
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
3 Ratify Auditors For For Mgmt
08/26/04 - S OCA INC 68750P103 07/19/04 9,427
1 Change Company Name For For Mgmt
2 Require Majority of Independent Against For ShrHoldr
Directors on Board
This proposal sends an important message to management
and is in shareholders' best interests.
08/26/04 - A WEBMETHODS, INC. *WEBM* 94768C108 07/01/04 10,247
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/02/04 - A QUANTUM CORP. *DSS* 747906204 07/06/04 31,005
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/09/04 - A OFFSHORE LOGISTICS, INC. *OLG* 676255102 07/12/04 4,255
1 Elect Directors For Split Mgmt
1.1 Elect Director Peter N. Buckley --- For
1.2 Elect Director Stephen J. Cannon --- For
1.3 Elect Director Jonathan H. Cartwright ---
Withhold
WITHHOLD votes from Jonathan H. Cartwright for standing
as an affiliated outsider on the Audit and
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
Nominating committees.
1.4 Elect Director William E. Chiles --- For
1.5 Elect Director David M. Johnson --- For
1.6 Elect Director Kenneth M. Jones --- For
1.7 Elect Director Pierre H. Jungels, CBE ---
For
1.8 Elect Director Thomas C. Knudson --- For
1.9 Elect Director Ken C. Tamblyn --- For
1.10 Elect Director Robert W. Waldrup --- For
2 Approve Omnibus Stock Plan For For Mgmt
09/09/04 - S SAFEGUARD SCIENTIFICS, INC. *SFE* 786449108 07/06/04 22,521
1 Approve Merger Agreement For For Mgmt
09/10/04 - A JAKKS PACIFIC, INC. *JAKK* 47012E106 07/28/04 4,899
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
09/13/04 - A BOB EVANS FARMS, INC. *BOBE* 096761101 07/15/04 7,029
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/14/04 - A FLEETWOOD ENTERPRISES, INC. *FLE* 339099103 07/26/04 7,777
1 Elect Directors For For Mgmt
09/14/04 - A METHODE ELECTRONICS, INC. *METH* 591520200 07/26/04 7,025
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
09/17/04 - A CASEY'S GENERAL STORES, INC. *CASY* 147528103 07/28/04 9,192
1 Elect Directors For Split Mgmt
1.1 Elect Director Donald F. Lamberti --- For
1.2 Elect Director John R. Fitzgibbon ---
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
Withhold
WITHHOLD votes from Audit Committee members Jack P. Taylor,
Patricia Clare Sullivan, and John R. Fitzgibbon for paying
excessive non-audit fees. Non-audit fees are two-times
greater than audit fees.
1.3 Elect Director Ronald M. Lamb --- For
1.4 Elect Director Patricia Clare Sullivan ---
Withhold
1.5 Elect Director John G. Harmon --- For
1.6 Elect Director Kenneth H. Haynie --- For
1.7 Elect Director Jack P. Taylor --- Withhold
1.8 Elect Director William C. Kimball --- For
1.9 Elect Director Johnny Danos --- For
09/20/04 - S TOWER AUTOMOTIVE, INC. *TWRAQ* 891707101 08/19/04 9,691
1 Approve Conversion of Securities For For Mgmt
09/21/04 - A AGILE SOFTWARE CORP. *AGIL* 00846X105 07/30/04 8,656
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/28/04 - S FIRST NIAGARA FINANCIAL GROUP, 33582V108 08/05/04 15,664
INC. *FNFG*
1 Approve Merger Agreement For For Mgmt
2 Other Business For Against Mgmt
Details of other business items not disclosed
09/30/04 - S COEUR D' ALENE MINES CORP. *CDE* 192108108 08/02/04 42,709
1 Approve Reorganization Plan For For Mgmt
2 Issue Shares of Common Stock For For Mgmt
3 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
09/30/04 - A VERITY, INC. *VRTY* 92343C106 08/11/04 7,368
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
09/30/04 - A WORTHINGTON INDUSTRIES INC. *WOR* 981811102 08/05/04 14,039
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/05/04 - A CASELLA WASTE SYSTEMS, INC. *CWST* 147448104 08/20/04 3,447
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/06/04 - S PRIME HOSPITALITY CORP. 741917108 09/10/04 8,378
1 Approve Merger Agreement For For Mgmt
10/08/04 - A RPM INTERNATIONAL INC. *RPM* 749685103 08/13/04 23,153
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus For For Mgmt
Plan
10/12/04 - A C-COR INC *CCBL* 125010108 08/18/04 8,470
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level
of potential dilution under all plans is above the
allowable cap of 15/%.
3 Ratify Auditors For For Mgmt
10/13/04 - A AAR CORP. *AIR* 000361105 08/16/04 6,123
1 Elect Directors For For Mgmt
10/19/04 - A TEXAS INDUSTRIES, INC. *TXI* 882491103 08/23/04 4,228
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level
of potential dilution under all plans is above the
allowable cap of 15%.
3 Other Business For Against Mgmt
Details of other business items not disclosed
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
10/20/04 - A CONCURRENT COMPUTER CORP. *CCUR* 206710204 08/23/04 12,363
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The plan permits repricing.
10/20/04 - S IMC GLOBAL INC. 449669100 09/03/04 20,948
1 Approve Merger Agreement For For Mgmt
10/20/04 - A WINN-DIXIE STORES, INC. *WNDXQ* 974280109 08/20/04 16,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Shareholder Rights Plan Against For ShrHoldr
(Poison Pill) to Shareholder
Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
10/21/04 - A NUI CORP. 629431107 09/07/04 3,371
1 Elect Directors For For Mgmt
2 Approve Merger Agreement For For Mgmt
3 Ratify Auditors For For Mgmt
10/21/04 - A UNIFI, INC. *UFI* 904677101 09/10/04 9,723
1 Elect Directors For Split Mgmt
1.1 Elect Director William J.
Armfield, IV --- Withhold
WITHHOLD votes from Donald F. Orr for standing as an
affiliated outsider on the Audit and Compensation
committees. WITHHOLD votes from William J. Armfield,
IV for standing as an affiliated outsider on the Audit
Committee and from J.B. Davis for standing as an
affiliated outsider on the Nominating Committee.
1.2 Elect Director R. Wiley Bourne, Jr. ---
For
1.3 Elect Director Charles R. Carter --- For
1.4 Elect Director Sue W. Cole --- For
1.5 Elect Director J.B. Davis --- Withhold
1.6 Elect Director Kenneth G. Langone --- For
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
1.7 Elect Director Donald F. Orr
--- Withhold
1.8 Elect Director Brian R. Parke
--- For
10/25/04 - A CARPENTER TECHNOLOGY CORP. *CRS* 144285103 08/27/04 4,111
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/27/04 - A MCDATA CORPORATION *MCDT* 580031102 09/03/04 5,038
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
10/28/04 - A SOUTHERN UNION CO. *SUG* 844030106 09/08/04 11,407
1 Elect Directors For For Mgmt
10/29/04 - A PERRIGO CO. *PRGO* 714290103 09/01/04 12,245
1 Elect Directors For For Mgmt
2 Approve Increase in Size of For For Mgmt
Board
11/01/04 - A TOMMY HILFIGER CORP. *TOM* G8915Z102 09/17/04 18,107
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/04/04 - A ANAREN INC. *ANEN* 032744104 09/10/04 4,049
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level
of potential dilution under all plans is above the
allowable cap of 18%.
3 Ratify Auditors For For Mgmt
11/05/04 - A ESS TECHNOLOGY, INC. *ESST* 269151106 10/01/04 6,590
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director For Against Mgmt
Stock Option Plan
The initiative cannot be supported due to the number
of shares to be granted initially to each nonemployee
director.
3 Approve Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
4 Ratify Auditors For For Mgmt
11/05/04 - A MATRIXONE, INC. *MONEE* 57685P304 09/10/04 9,482
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/10/04 - A AEROFLEX, INC. *ARXX* 007768104 10/01/04 15,815
1 Elect Directors For For Mgmt
11/10/04 - A SWS GROUP, INC. *SWS* 78503N107 09/23/04 2,860
1 Elect Directors For For Mgmt
2 Approve Deferred Compensation For For Mgmt
Plan
11/17/04 - A THE DRESS BARN, INC. *DBRN* 261570105 10/04/04 4,320
1 Elect Directors For For Mgmt
11/18/04 - A WESTERN DIGITAL CORP. *WDC* 958102105 10/01/04 44,523
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
11/19/04 - A NETIQ CORPORATION *NTIQ* 64115P102 09/24/04 12,187
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/23/04 - A DYCOM INDUSTRIES, INC. *DY* 267475101 10/01/04 10,282
1 Elect Directors For For Mgmt
2 Approve Executive Incentive For For Mgmt
Bonus Plan
11/30/04 - S MILLENNIUM CHEMICALS, INC. 599903101 10/14/04 13,970
1 Approve Merger Agreement For For Mgmt
12/01/04 - A EXTREME NETWORKS, INC. *EXTR* 30226D106 10/22/04 23,952
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/01/04 - A IMMUNOMEDICS, INC. *IMMU* 452907108 10/13/04 7,934
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ----------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
12/02/04 - A THE HAIN CELESTIAL GROUP, INC. *HAIN* 405217100 10/29/04 6,010
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend
of recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
3 Ratify Auditors For For Mgmt
12/08/04 - S MERISTAR HOSPITALITY CORPORATION *MHX* 58984Y103 08/11/04 15,852
1 Increase Authorized Common For For Mgmt
Stock
12/08/04 - A SILICON GRAPHICS, INC. *SGI* 827056102 10/11/04 48,724
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/09/04 - A A. SCHULMAN, INC. *SHLM* 808194104 10/21/04 6,452
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/15/04 - S LONE STAR STEAKHOUSE & SALOON, 542307103 11/04/04 4,158
INC. *STAR*
1 Approve Stock Option Plan For Against Mgmt
The initiative cannot be supported due to the size of
the requested authorization, the total level of potential
dilution under all plans is above the allowable cap of
15%.
12/15/04 - A MRV COMMUNICATIONS, INC. *MRVC* 553477100 10/29/04 21,989
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/16/04 - A PAREXEL INTERNATIONAL CORP. *PRXL* 699462107 10/18/04 5,322
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
12/20/04 - A SYCAMORE NETWORKS, INC. *SCMRE* 871206108 10/27/04 39,297
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/06/05 - A ACUITY BRANDS, INC. *AYI* 00508Y102 11/08/04 10,111
1 Elect Directors For Split Mgmt
1.1 Elect Director John L. Clendenin --- For
1.2 Elect Director Robert F. McCullough ---
Withhold
WITHHOLD votes from Robert F. McCullough for standing as
an affiliated outsider on the Audit and Nominating
committees
1.3 Elect Director Neil Williams --- For
2 Ratify Auditors For For Mgmt
01/19/05 - A WASHINGTON FEDERAL, INC. *WFSL* 938824109 11/26/04 20,482
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common shares sought
in this proposal exceeds guidelines (200%).
3 Ratify Auditors For For Mgmt
01/24/05 - A THE SHAW GROUP INC. *SGR* 820280105 12/01/04 16,645
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Other Business For Against Mgmt
Details of other business items not disclosed
01/24/05 - A VITESSE SEMICONDUCTOR CORP. *VTSS* 928497106 11/29/04 57,312
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/03/05 - A MICROMUSE INC. *MUSE* 595094103 12/10/04 20,524
1 Elect Directors For Split Mgmt
1.1 Elect Director Lloyd A. Carney --- For
1.2 Elect Director David C. Schwab --- Withhold
WITHHOLD votes from independent outsider David
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
C. Schwab. We recommend that shareholders WITHHOLD votes
from Audit Committee member David C. Schwab for paying
excessive non-audit fees.
2 Ratify Auditors For Against Mgmt
Non-audit fees are two-times greater than audit fees.
02/09/05 - A ATMOS ENERGY CORP. *ATO* 049560105 12/15/04 20,173
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
02/09/05 - A PLEXUS CORP. *PLXS* 729132100 12/10/04 11,648
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
02/10/05 - A JACUZZI BRANDS, INC. *JJZ* 469865109 12/23/04 19,502
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
02/14/05 - A JACK IN THE BOX INC. *JBX* 466367109 12/23/04 9,115
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
3 Ratify Auditors For For Mgmt
02/16/05 - A ARVINMERITOR, INC. *ARM* 043353101 12/10/04 18,140
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
02/22/05 - S IONICS, INC. 462218108 01/03/05 4,526
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
votes have been cast, there is no justification for
spending more money to continue pressing shareholders
for more votes.
02/23/05 - A CONEXANT SYSTEMS, INC. *CNXT* 207142100 01/03/05 114,966
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/23/05 - A IKON OFFICE SOLUTIONS, INC. *IKN* 451713101 12/31/04 30,828
1 Elect Directors For For Mgmt
02/23/05 - A UGI CORP. *UGI* 902681105 12/10/04 13,243
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/23/05 - A WGL HOLDINGS, INC. *WGL* 92924F106 01/04/05 12,118
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
02/24/05 - A MINDSPEED TECHNOLOGIES, INC. *MSPD* 602682106 12/27/04 25,918
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
02/25/05 - A PEOPLES ENERGY CORP. *PGL* 711030106 12/31/04 9,375
1 Elect Directors For For Mgmt
2 Submit Shareholder Rights Plan (Poison None For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
03/04/05 - A PIEDMONT NATURAL GAS CO., INC. *PNY* 720186105 01/12/05 17,968
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/08/05 - A MRO SOFTWARE, INC. *MROI* 55347W105 01/20/05 5,146
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Ratify Auditors For For Mgmt
03/10/05 - A ADVANCED DIGITAL INFORMATION CORP. 007525108 01/12/05 15,656
*ADIC*
1 Elect Directors For For Mgmt
03/10/05 - A PARAMETRIC TECHNOLOGY CORP. *PMTC* 699173100 01/17/05 66,828
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Reverse Stock Split For Against Mgmt
The reverse split would have the same effect as increasing
the number of authorized shares by 150 percent which is
above the allowable cap.
4 Ratify Auditors For For Mgmt
03/15/05 - S PERRIGO CO. *PRGO* 714290103 02/15/05 16,667
1 Issue Shares in Connection with an For For Mgmt
Acquisition
03/22/05 - A PHOTRONICS, INC. *PLAB* 719405102 02/10/05 8,622
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/28/05 - S PROVINCE HEALTHCARE CO. 743977100 02/18/05 12,755
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
03/29/05 - S KANSAS CITY SOUTHERN *KSU* 485170302 02/18/05 17,005
1 Issuance of Common Stock For For Mgmt
03/30/05 - A HOLLYWOOD ENTERTAINMENT CORP. 436141105 02/16/05 15,278
1 Elect Directors For For Mgmt
04/05/05 - A STEWART ENTERPRISES, INC. *STEI* 860370105 02/08/05 26,256
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/11/05 - A RYAN'S RESTAURANT GROUP, INC. *RYAN* 783520109 02/02/05 11,189
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles D. Way --- For
1.2 Elect Director G. Edwin McCranie --- For
1.3 Elect Director Barry L. Edwards --- For
1.4 Elect Director Brian S. MacKenzie --- For
1.5 Elect Director Harold K. Roberts, Jr. ---
For
1.6 Elect Director James M. Shoemaker, Jr. ---
Withhold
WITHHOLD votes from James M. Shoemaker, Jr. for standing
as an affiliated outsider on the Nominating Committee.
1.7 Elect Director Vivian A. Wong --- For
2 Adopt or Amend Shareholder Rights Plan For Against Mgmt
(Poison Pill)
SSGA does not support this proposal.
3 Ratify Auditors For For Mgmt
04/13/05 - A FULTON FINANCIAL CORP. *FULT* 360271100 02/24/05 33,135
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
04/14/05 - A H.B. FULLER CO. *FUL* 359694106 02/25/05 7,714
1 Elect Directors For Split Mgmt
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.1 Elect Director J. Michael Losh --- Withhold
J. Michael Losh is an affiliated outsider on the audit
committee.
1.2 Elect Director Lee R. Mitau --- Withhold
Lee R. Mitau is an affiliated outsider on the nominating
and compensation committees.
1.3 Elect Director Robert William Van Sant ---
For
2 Ratify Auditors For For Mgmt
04/14/05 - A THE STRIDE RITE CORP. *SRR* 863314100 02/15/05 10,406
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/15/05 - A ARIBA, INC. *ARBA* 04033V203 02/16/05 16,797
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/15/05 - S COLONIAL PROPERTIES TRUST *CLP* 195872106 02/09/05 7,414
1 Issue Shares in Connection with an For For Mgmt
Acquisition
2 Increase Authorized Preferred and Common For For Mgmt
Stock
3 Approve Authority to Issue Preferred Stock For For Mgmt
4 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
04/15/05 - A CORE LABORATORIES N V *CLB* N22717107 03/10/05 7,061
MEETING FOR THE HOLDERS OF ADRS
1 Elect Supervisory Board Member For For Mgmt
2 CONFIRMATION AND ADOPTION OF ANNUAL For For Mgmt
ACCOUNTS AND DISCHARGE OF DIRECTORS.
3 APPROVAL OF CANCELLATION OF OUR For For Mgmt
REPURCHASED SHARES.
4 APPROVAL OF EXTENSION OF AUTHORITY OF For For Mgmt
MANAGEMENT BOARD TO REPURCHASE UP TO
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
10% OF THE ISSUED SHARE CAPITAL OF
THE COMPANY UNTIL OCTOBER 15, 2006.
5 APPROVAL OF EXTENSION OF AUTHORITY OF For For Mgmt
SUPERVISORY BOARD TO ISSUE SHARES
AND/OR TO GRANT RIGHTS (INCLUDING
OPTIONS TO PURCHASE) WITH RESPECT
TO OUR COMMON AND/OR PREFERENCE
SHARES UNTIL APRIL 15, 2010.
6 APPROVAL OF EXTENSION OF AUTHORITY OF For For Mgmt
SUPERVISORY BOARD TO LIMIT OR
ELIMINATE PREEMPTIVE RIGHTS OF HOLDERS
OF COMMON SHARES UNTIL APRIL 15, 2010.
7 RATIFICATION OF APPOINTMENT OF For For Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE YEAR ENDED
DECEMBER 31, 2005.
04/19/05 - A THE SOUTH FINANCIAL GROUP INC. *TSFG* 837841105 03/01/05 19,213
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/05 - A THORNBURG MORTGAGE, INC. *TMA* 885218107 03/09/05 22,625
1 Elect Directors For For Mgmt
04/19/05 - A TIMKEN CO. (THE) *TKR* 887389104 02/18/05 22,292
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
04/20/05 - A ALBEMARLE CORP. *ALB* 012653101 03/11/05 10,198
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/20/05 - A CHITTENDEN CORP. *CHZ* 170228100 03/04/05 12,518
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
4 Amend Omnibus Stock Plan For For Mgmt
04/20/05 - A FIRSTMERIT CORP. *FMER* 337915102 02/21/05 19,702
1 Elect Directors For For Mgmt
04/20/05 - A RYERSON TULL, INC. *RT* 78375P107 03/02/05 6,034
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/20/05 - A SKY FINANCIAL GROUP, INC. *SKYF* 83080P103 02/21/05 28,797
1 Elect Directors For For Mgmt
04/20/05 - A THE COLONIAL BANCGROUP, INC. *CNB* 195493309 02/22/05 36,468
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Authorize New Class of Preferred Stock For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
04/21/05 - A AGCO CORP. *AG* 001084102 03/11/05 24,535
1 Elect Directors For For Mgmt
04/21/05 - BEVERLY ENTERPRISES, INC. *BEV* 087851309 03/07/05 29,285
PC MANAGEMENT PROPOSALS (WHITE CARD)
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Fix Number of Directors Against Against Mgmt
4 Amend Articles/Bylaws/Charter-Non-Routine Against Against Mgmt
5 Other Business Against Against Mgmt
DISSIDENT PROXY (BLUE CARD)
1 Fix Number of Directors For None Mgmt
2 Amend Articles/Bylaws/Charter-Non-Routine For None Mgmt
3 Elect Directors (Opposition Slate) For None Mgmt
4 Other Business For None Mgmt
5 Ratify Auditors For None Mgmt
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/21/05 - A OCEANFIRST FINANCIAL CORP. *OCFC* 675234108 03/07/05 2,816
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A SENSIENT TECHNOLOGIES CORP. *SXT* 81725T100 03/01/05 11,855
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
04/21/05 - A TIBCO SOFTWARE, INC. *TIBX* 88632Q103 02/22/05 46,807
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A WAUSAU PAPER CORP *WPP* 943315101 02/18/05 13,117
1 Elect Directors For For Mgmt
2 Change Company Name For For Mgmt
04/21/05 - A WOLVERINE WORLD WIDE, INC. *WWW* 978097103 03/01/05 16,011
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the total level
of potential dilution under all plans is above the
allowable cap of 15%.
4 Ratify Auditors For For Mgmt
04/22/05 - A ALLEGHENY TECHNOLOGIES, INC. *ATI* 01741R102 03/03/05 21,148
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Re-Approve Performance-Based Goals under For For Mgmt
Incentive Plan
04/22/05 - A GATX CORP. *GMT* 361448103 02/25/05 11,776
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/22/05 - S HOLLYWOOD ENTERTAINMENT CORP. 436141105 03/18/05 15,678
1 Approve Merger Agreement For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/22/05 - A REGAL-BELOIT CORP. *RBC* 758750103 02/28/05 6,233
1 Elect Directors For For Mgmt
04/22/05 - A SNAP-ON INCORPORATED *SNA* 833034101 02/22/05 14,217
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/05 - A CRANE CO. *CR* 224399105 02/28/05 13,970
1 Elect Directors For Split Mgmt
1.1 Elect Director E.T. Bigelow, Jr. --- For
1.2 Elect Director J. Gaulin --- For
1.3 Elect Director C.J. Queenan, Jr. ---
Withhold
WITHHOLD votes from Charles J. Queenan, Jr. for standing
as an affiliated outsider on the Audit and Nominating
committees.
2 Ratify Auditors For For Mgmt
04/25/05 - A STERLING BANCSHARES, INC. /TX *SBIB* 858907108 02/24/05 12,173
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/05 - A THE LUBRIZOL CORP. *LZ* 549271104 03/04/05 17,793
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A CHEMTURA CORP *CEM* 227116100 02/25/05 31,116
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A HAWAIIAN ELECTRIC INDUSTRIES, INC. 419870100 02/16/05 21,887
*HE*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/26/05 - A INSIGHT COMMUNICATIONS COMPANY, INC. 45768V108 03/18/05 13,893
*ICCI*
1 Elect Directors For Split Mgmt
1.1 Elect Director Sidney R. Knafel --- For
1.2 Elect Director Michael S. Willner --- For
1.3 Elect Director Dinni Jain --- For
1.4 Elect Director Thomas L. Kempner ---
Withhold
WITHHOLD votes from Thomas L. Kempner for sitting on more
than six boards.
1.5 Elect Director Geraldine B. Laybourne ---
For
1.6 Elect Director David C. Lee --- For
1.7 Elect Director James S. Marcus --- For
2 Amend Omnibus Stock Plan For Against Mgmt
The plan permits repricing.
3 Ratify Auditors For For Mgmt
04/26/05 - A PERKINELMER INC. *PKI* 714046109 02/28/05 32,826
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
04/26/05 - A PLATINUM UNDERWRITERS HOLDINGS LTD G7127P100 03/10/05 9,017
*PTP*
MEETING FOR HOLDERS OF ADR'S
1 Elect Directors For For Mgmt
2 TO CONSIDER AND TAKE ACTION UPON A PROPOSAL For For Mgmt
TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2005 FISCAL YEAR.
04/26/05 - A THE GOODYEAR TIRE & RUBBER CO. *GT* 382550101 03/04/05 47,811
1 Elect Directors For For Mgmt
2 Amend Code of Regulations For For Mgmt
3 Declassify the Board of Directors None For Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
5 Ratify Auditors For For Mgmt
6 Review/Limit Executive Compensation Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/27/05 - A AGL RESOURCES INC. *ATG* 001204106 02/18/05 19,326
1 Elect Directors For Split Mgmt
1.1 Elect Director Thomas D. Bell, Jr. ---
Withhold
Thomas D. Bell, Jr. is an affiliated outsider on the
compensation and nominating committees.
1.2 Elect Director Arthur E. Johnson --- For
1.3 Elect Director Paula Rosput Reynolds --- For
1.4 Elect Director James A. Rubright --- For
1.5 Elect Director Bettina M. Whyte --- For
2 Amend Articles For For Mgmt
3 Amend Nonqualified Employee Stock Purchase For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
04/27/05 - A BANCORPSOUTH, INC. *BXS* 059692103 03/07/05 19,619
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
04/27/05 - A CHESAPEAKE CORP. *CSK* 165159104 03/04/05 5,364
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
04/27/05 - A COLONIAL PROPERTIES TRUST *CLP* 195872106 03/08/05 7,414
1 Elect Directors For Split Mgmt
1.1 Elect Director Carl F. Bailey --- For
1.2 Elect Director M. Miller Gorrie --- For
1.3 Elect Director William M. Johnson --- For
1.4 Elect Director Glade M. Knight --- For
1.5 Elect Director James K. Lowder --- For
1.6 Elect Director Thomas H. Lowder --- For
1.7 Elect Director Herbert A. Meisler --- For
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.8 Elect Director Claude B. Nielsen --- For
1.9 Elect Director Harold W. Ripps --- For
1.10 Elect Director Donald T. Senterfitt --- For
1.11 Elect Director John W. Spiegel --- Withhold
John W. Spiegel is an affiliated outsider on the audit and
compensation committee.
2 Ratify Auditors For For Mgmt
04/27/05 - A HUDSON UNITED BANCORP *HU* 444165104 03/11/05 12,255
1 Elect Directors For For Mgmt
04/27/05 - A INSITUFORM TECHNOLOGIES, INC. *INSU* 457667103 03/01/05 7,277
1 Elect Directors For For Mgmt
2 Amend Articles For For Mgmt
3 Ratify Auditors For For Mgmt
04/27/05 - A LEXICON GENETICS, INC. *LEXG* 528872104 03/08/05 11,719
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
04/27/05 - A NATIONWIDE HEALTH PROPERTIES, INC. 638620104 03/04/05 18,039
*NHP*
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
04/27/05 - A PARKER DRILLING CO. *PKD* 701081101 03/10/05 25,174
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert L. Parker --- For
1.2 Elect Director Robert L. Parker Jr. --- For
1.3 Elect Director Roger B. Plank --- Withhold
Roger B. Plank serves as an affiliated outsider on the
audit committee.
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/27/05 - A PROVIDENT FINANCIAL SERVICES, INC. 74386T105 03/04/05 20,451
*PFS*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/05 - A REPUBLIC BANCORP, INC. *RBNC* 760282103 03/08/05 19,088
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
04/27/05 - A RUSSELL CORP. *RML* 782352108 03/11/05 7,896
1 Elect Directors For For Mgmt
04/27/05 - A VECTREN CORP. *VVC* 92240G101 03/04/05 20,676
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/28/05 - A ALEXANDER & BALDWIN, INC. *ALEX* 014482103 02/18/05 11,005
1 Elect Directors For Split Mgmt
1.1 Elect Director M.J. Chun --- For
1.2 Elect Director W.A. Doane --- For
1.3 Elect Director W.A. Dods, Jr. --- For
1.4 Elect Director C.G. King --- For
1.5 Elect Director C.H. Lau --- Withhold
Constance H. Lau is an affiliated outsider on the audit
committee.
1.6 Elect Director C.R. McKissick --- For
1.7 Elect Director D.M. Pasquale --- For
1.8 Elect Director M.G. Shaw --- For
1.9 Elect Director C.M. Stockholm --- For
1.10 Elect Director J.N. Watanabe --- For
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
04/28/05 - A AMERUS GROUP CO. *AMH* 03072M108 03/01/05 10,694
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 26
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/28/05 - A CARRAMERICA REALTY CORP. *CRE* 144418100 03/04/05 14,764
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/28/05 - A CROWN HOLDINGS, INC. *CCK* 228368106 03/15/05 45,071
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Non-Employee Director Stock Plan For For Mgmt
04/28/05 - A FURNITURE BRANDS INTERNATIONAL, INC. 360921100 03/01/05 13,724
*FBN*
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
04/28/05 - A NETBANK, INC. *NTBK* 640933107 03/07/05 13,090
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/28/05 - A OLD NATIONAL BANCORP *ONB* 680033107 02/24/05 18,884
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
04/28/05 - A OLIN CORP. *OLN* 680665205 03/03/05 18,970
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
04/28/05 - A PHOENIX COMPANIES, INC. *PNX* 71902E109 03/07/05 24,455
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 27
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
04/28/05 - A SKYWORKS SOLUTIONS, INC. *SWKS* 83088M102 03/01/05 42,320
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Amend Non-Employee Director Stock Option For Against Mgmt
Plan
The initiative cannot be supported due to the number of
shares to be granted initially to each nonemployee
director.
4 Ratify Auditors For For Mgmt
04/28/05 - A TREDEGAR CORPORATION *TG* 894650100 03/07/05 6,767
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/29/05 - S ASCENTIAL SOFTWARE CORP. 04362P207 03/29/05 16,510
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
04/29/05 - A CINCINNATI BELL INC. *CBB* 171871106 03/04/05 66,430
1 Elect Directors For Split Mgmt
1.1 Elect Director Bruce L. Byrnes --- Withhold
Bruce L. Byrnes is an affiliated outsider on the
compensation and nominating commmitees.
1.2 Elect Director John F. Cassidy --- For
1.3 Elect Director Robert W. Mahoney --- For
1.4 Elect Director Daniel J. Meyer --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 28
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/02/05 - A BRANDYWINE REALTY TRUST *BDN* 105368203 03/23/05 15,075
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/02/05 - A SIERRA PACIFIC RESOURCES *SRP* 826428104 03/18/05 31,838
1 Elect Directors For For Mgmt
2 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
05/03/05 - A AMCORE FINANCIAL, INC. *AMFI* 023912108 03/07/05 6,301
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the size of the
requested authorization, the total level of potential
dilution under all plans is above the allowable cap of
15%, and the plan permits repricing.
05/03/05 - A CATELLUS DEVELOPMENT CORP. *CDX* 149113102 03/15/05 23,963
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Shareholder Rights Plan (Poison Pill) For For Mgmt
05/03/05 - A CHAMPION ENTERPRISES, INC. *CHB* 158496109 03/07/05 19,104
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/03/05 - A CIBER, INC. *CBR* 17163B102 03/07/05 15,161
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 29
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/03/05 - A COOPER TIRE & RUBBER CO. *CTB* 216831107 03/07/05 20,357
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prepare Sustainability Report Against Against ShrHoldr
05/03/05 - A EARTHLINK, INC. *ELNK* 270321102 03/15/05 39,482
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/05 - A FIRST NIAGARA FINANCIAL GROUP, INC. 33582V108 03/09/05 29,853
*FNFG*
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/03/05 - A INFOCUS CORP. *INFS* 45665B106 03/04/05 11,299
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/05 - A LATTICE SEMICONDUCTOR CORP. *LSCC* 518415104 03/17/05 29,693
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/05 - A PINNACLE ENTERTAINMENT, INC. *PNK* 723456109 03/30/05 10,891
1 Elect Directors For Split Mgmt
1.1 Elect Director Daniel R. Lee --- For
1.2 Elect Director John V. Giovenco --- For
1.3 Elect Director Richard J. Goeglein --- For
1.4 Elect Director Bruce A. Leslie --- Withhold
WITHHOLD votes from Bruce A. Leslie for standing as an
affiliated outsider on the Audit Committee.
1.5 Elect Director James L. Martineau --- For
1.6 Elect Director Michael Ornest --- For
1.7 Elect Director Timothy J. Parrott --- For
1.8 Elect Director Lynn P. Reitnouer --- For
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative can be supported due to the size of the
requested authorization, the resulting level of
Mgmt Rec - Company Management Recommended Vote Page 30
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
potential dilution under all plans is within the
allowable cap of 15%, and the reasonable terms of the
plan.
3 Increase Authorized Common Stock For For Mgmt
05/03/05 - A POWER-ONE, INC. *PWER* 739308104 03/11/05 19,927
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
05/03/05 - A PRG-SCHULTZ INTERNATIONAL, INC. *PRGX* 69357C107 03/24/05 14,744
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/05 - A SKYWEST, INC. *SKYW* 830879102 03/31/05 16,382
1 Elect Directors For Split Mgmt
1.1 Elect Director Jerry C. Atkin --- For
1.2 Elect Director J. Ralph Atkin --- Withhold
WITHHOLD votes from Steven F. Udvar-Hazy and J. Ralph
Atkin for standing as affiliated outsiders on the
Compensation Committee and Ian M. Cumming for sitting on
more than four boards.
1.3 Elect Director Steven F. Udvar-Hazy ---
Withhold
1.4 Elect Director Ian M. Cumming --- Withhold
1.5 Elect Director W. Steve Albrecht --- For
1.6 Elect Director Mervyn K. Cox --- For
1.7 Elect Director Sidney J. Atkin --- For
1.8 Elect Director Hyrum W. Smith --- For
1.9 Elect Director Robert G. Sarver --- For
2 Ratify Auditors For For Mgmt
05/03/05 - A STILLWATER MINING CO. *SWC* 86074Q102 03/28/05 12,307
1 Elect Directors For Split Mgmt
1.1 Elect Director Craig L. Fuller --- For
1.2 Elect Director Patrick M. James --- For
1.3 Elect Director Steven S. Lucas --- For
1.4 Elect Director Joseph P. Mazurek ---
Withhold
WITHHOLD votes from Joseph P. Mazurek for standing as an
affiliated outsider on the Nominating Committee.
Mgmt Rec - Company Management Recommended Vote Page 31
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director Francis R. Mcallister --- For
1.6 Elect Director Sheryl K. Pressler --- For
1.7 Elect Director Donald W. Riegle --- For
1.8 Elect Director Todd D. Schafer --- For
1.9 Elect Director Jack E. Thompson --- For
2 Ratify Auditors For For Mgmt
05/03/05 - A UNITED DOMINION REALTY TRUST, INC. 910197102 03/01/05 36,111
*UDR*
1 Elect Directors For Split Mgmt
1.1 Elect Director Eric J. Foss --- For
1.2 Elect Director Robert P. Freeman --- For
1.3 Elect Director Jon A. Grove --- Withhold
Jon A. Grove is an affiliated outsider on the
compensation committee.
1.4 Elect Director James D. Klingbeil ---
Withhold
James D. Klingbeil is an affiliated director on the
compensation committee.
1.5 Elect Director Robert C. Larson --- For
1.6 Elect Director Thomas R. Oliver --- For
1.7 Elect Director Lynne B. Sagalyn --- For
1.8 Elect Director Mark J. Sandler --- For
1.9 Elect Director Robert W. Scharar --- For
1.10 Elect Director Thomas W. Toomey --- For
2 Ratify Auditors For For Mgmt
3 Approve Out-Performance Program For For Mgmt
4 Authorize New Class of Preferred Stock For For Mgmt
05/04/05 - A AQUILA INC. *ILA* 03840P102 03/07/05 63,756
1 Elect Directors For For Mgmt
05/04/05 - A CTS CORP. *CTS* 126501105 03/18/05 9,701
1 Elect Directors For Split Mgmt
1.1 Elect Director Walter S. Catlow --- For
1.2 Elect Director Lawrence J. Ciancia --- For
1.3 Elect Director Thomas G. Cody --- For
1.4 Elect Director Gerald H. Frieling, Jr. ---
For
Mgmt Rec - Company Management Recommended Vote Page 32
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director Roger R. Hemminghaus --- For
1.6 Elect Director Michael A. Henning --- For
1.7 Elect Director Robert A. Profusek ---
Withhold
WITHHOLD votes from Robert A. Profusek for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.8 Elect Director Donald K. Schwanz --- For
1.9 Elect Director Patricia K. Vincent --- For
05/04/05 - A CURAGEN CORP. *CRGN* 23126R101 03/15/05 11,575
1 Elect Directors For For Mgmt
05/04/05 - A EL PASO ELECTRIC CO. *EE* 283677854 03/07/05 12,854
1 Elect Directors For Split Mgmt
1.1 Elect Director Gary R. Hedrick --- For
1.2 Elect Director Kenneth R. Heitz --- Withhold
WITHHOLD votes from Kenneth R. Heitz for standing as an
affiliated outsider on the Compensation Committee.
1.3 Elect Director Michael K. Parks --- For
1.4 Elect Director Eric B. Siegel --- For
05/04/05 - A GLENBOROUGH REALTY TRUST INC. *GLB* 37803P105 02/28/05 9,796
1 Elect Directors For For Mgmt
05/04/05 - A INPUT/OUTPUT, INC. *IO* 457652105 03/18/05 18,756
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
05/04/05 - A NATIONWIDE FINANCIAL SERVICES, INC. 638612101 03/07/05 15,426
*NFS*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 33
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/04/05 - A TESORO CORP. *TSO* 881609101 03/14/05 18,421
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
05/04/05 - A THOMAS & BETTS CORP. *TNB* 884315102 03/07/05 16,067
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A CLECO CORPORATION *CNL* 12561W105 03/07/05 13,351
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/05/05 - A HEALTH CARE REIT, INC. *HCN* 42217K106 03/11/05 14,072
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/05/05 - A KANSAS CITY SOUTHERN *KSU* 485170302 03/07/05 17,005
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/05/05 - A PLAINS EXPLORATION & PRODUCTION CO 726505100 03/21/05 21,005
*PXP*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A POPE & TALBOT, INC. *POP* 732827100 03/17/05 4,192
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/05/05 - A TOLLGRADE COMMUNICATIONS, INC. *TLGD* 889542106 03/04/05 3,501
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/06/05 - A COMMSCOPE, INC. *CTV* 203372107 03/10/05 14,627
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 34
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
05/06/05 - A ENTRUST INC. *ENTU* 293848107 03/11/05 14,550
1 Elect Directors For Withhold Mgmt
1.1 Elect Director Butler C. Derrick, Jr. ---
Withhold
WITHHOLD votes from affiliated outsider Jerry C. Jones for
standing as an affiliated outsider on the Audit and
Compensation committees and from Butler C. Derrick, Jr.
for standing as an affiliated outsider on the Nominating
Committee.
1.2 Elect Director Jerry C. Jones --- Withhold
2 Ratify Auditors For For Mgmt
05/06/05 - A FINISAR CORP. *FNSR* 31787A101 04/01/05 50,800
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/06/05 - A HOME PROPERTIES INC *HME* 437306103 03/11/05 9,081
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Deferred Compensation Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/06/05 - A KAYDON CORP. *KDN* 486587108 03/11/05 7,650
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/06/05 - A RTI INTERNATIONAL METALS, INC. *RTI* 74973W107 04/14/05 5,864
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/06/05 - A SHURGARD STORAGE CENTERS, INC. *SHU* 82567D104 03/11/05 12,487
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
Mgmt Rec - Company Management Recommended Vote Page 35
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/06/05 - A UNISOURCE ENERGY CORP. *UNS* 909205106 03/28/05 9,030
1 Elect Directors For For Mgmt
05/09/05 - A SOUTHERN UNION CO. *SUG* 844030106 03/28/05 27,554
1 Declassify the Board of Directors For For Mgmt
2 Amend Articles For For Mgmt
3 Eliminate Cumulative Voting For For Mgmt
4 Adopt Director Qualifications For Against Mgmt
The presence of former officers on a company's
board in and of itself is not adverse from a
shareholder's perspective, as long as the board
is substantially independent and key board
committees are fully independent. As such, the
proposal does not warrant shareholder approval.
5 Amend Articles For For Mgmt
6 Elect Directors For Split Mgmt
6.1 Elect Director David Brodsky --- For
6.2 Elect Director Frank W. Denius --- Withhold
WITHHOLD votes from Frank W. Denius for standing as an
affiliated outsider on the Audit and Compensation
committees.
6.3 Elect Director Kurt A. Gitter, M.D. --- For
6.4 Elect Director Herbert H. Jacobi --- For
6.5 Elect Director Thomas F. Karam --- For
6.6 Elect Director Adam M. Lindemann --- For
6.7 Elect Director George L. Lindemann --- For
6.8 Elect Director Thomas N. McCarter, III ---
For
6.9 Elect Director George Rountree, III --- For
7 Elect Director David Brodsky For For Mgmt
8 Elect Director Herbert H. Jacobi For For Mgmt
9 Elect Director Thomas F. Karam For For Mgmt
10 Elect Director George L. Lindemann For For Mgmt
11 Amend Omnibus Stock Plan For For Mgmt
05/09/05 - A TRINITY INDUSTRIES, INC. *TRN* 896522109 03/25/05 12,211
1 Elect Directors For Split Mgmt
1.1 Elect Director David W. Biegler --- For
1.2 Elect Director Craig J. Duchossois ---
Mgmt Rec - Company Management Recommended Vote Page 36
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
Withhold
WITHHOLD votes from Jess T. Hay and Craig J. Duchossois
for standing as affiliated outsiders on the Compensation
and Nominating committees.
1.3 Elect Director Ronald J. Gafford --- For
1.4 Elect Director Barry J. Galt --- For
1.5 Elect Director Clifford J. Grum --- For
1.6 Elect Director Jess T. Hay --- Withhold
1.7 Elect Director Diana S. Natalicio --- For
1.8 Elect Director Timothy R. Wallace --- For
2 Ratify Auditors For For Mgmt
05/09/05 - A TRUSTCO BANK CORP NY *TRST* 898349105 03/23/05 20,869
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A ALLETE INC. *ALE* 018522300 03/11/05 7,201
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/10/05 - A CAPITAL AUTOMOTIVE REIT *CARS* 139733109 03/01/05 11,880
1 Elect Directors For Split Mgmt
1.1 Elect Turstee Thomas D. Eckert --- For
1.2 Elect Turstee Craig L. Fuller --- For
1.3 Elect Turstee Paul M. Higbee --- For
1.4 Elect Turstee William E. Hoglund --- For
1.5 Elect Turstee David B. Kay --- For
1.6 Elect Turstee R. Michael McCullough --- For
1.7 Elect Turstee John J. Pohanka --- Withhold
WITHHOLD votes from Vincent A. Sheehy for standing as an
affiliated outsider on the Audit Committee. We also
recommend that shareholders WITHHOLD votes from John J.
Pohanka for standing as an affiliated outsider on the
Compensation and Nominating committees.
1.8 Elect Turstee Robert M. Rosenthal --- For
1.9 Elect Turstee Vincent A. Sheehy --- Withhold
Mgmt Rec - Company Management Recommended Vote Page 37
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
05/10/05 - A COHU, INC. *COHU* 192576106 03/15/05 5,613
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/10/05 - A COMMERCIAL FEDERAL CORP. *CFB* 201647104 03/24/05 11,191
1 Elect Directors For Split Mgmt
1.1 Elect Director William A. Fitzgerald --- For
1.2 Elect Director Robert D. Taylor --- For
1.3 Elect Director Aldo J. Tesi --- For
1.4 Elect Director Frederick R. Kulikowski ---
For
1.5 Elect Director Daniel P. Neary --- Withhold
Daniel P. Neary is an affiliated outsider on the
compensation committee.
2 Ratify Auditors For For Mgmt
05/10/05 - A COUSINS PROPERTIES INC. *CUZ* 222795106 03/22/05 10,661
1 Elect Directors For Split Mgmt
1.1 Elect Director Thomas D. Bell, Jr. --- For
1.2 Elect Director Erskine B. Bowles --- For
1.3 Elect Director Richard W. Courts, II ---
Withhold
Richard W. Courts, II is an affiliated outisder on all key
committees.
1.4 Elect Director Thomas G. Cousins --- For
1.5 Elect Director Lillian C. Giornelli --- For
1.6 Elect Director S. Taylor Glover --- For
1.7 Elect Director James H. Hance, Jr. --- For
1.8 Elect Director Boone A. Knox --- For
1.9 Elect Director John J. Mack --- For
1.10 Elect Director William Porter Payne --- For
2 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 38
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/10/05 - A FOREST OIL CORP. *FST* 346091705 03/14/05 13,840
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/10/05 - A GENERAL CABLE CORP. *BGC* 369300108 03/11/05 10,919
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/10/05 - A HRPT PROPERTIES TRUST *HRP* 40426W101 03/14/05 48,333
1 Elect Directors For For Mgmt
05/10/05 - A INVESTMENT TECHNOLOGY GROUP, INC. 46145F105 03/11/05 12,690
*ITG*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A LOEWS CORP. *LTR* 540424207 03/14/05 14,508
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Provide for Cumulative Voting Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Support Legislation and Make Public Against Against ShrHoldr
Statements on Environmental Tobacco Smoke
8 Apply Fire Safety Standards for Cigarettes Against Against ShrHoldr
05/10/05 - A/S MERIDIAN GOLD INC. *MNG.* 589975101 03/15/05 27,005
1 Elect J.A. Eckersley, R.A. Horn, B.J. For For Mgmt
Kennedy, C.R. Lattanzi, M.W. MacNaught,
G.E. Munera, C.L. Renzoni as Directors
2 Approve KPMG LLP as Auditors and Authorize For For Mgmt
Board to Fix Remuneration of Auditors
3 Amend Shareholder Rights Plan (Poison Pill) For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 39
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/10/05 - A TRUSTMARK CORP. *TRMK* 898402102 03/14/05 13,822
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/10/05 - A VIASYS HEALTHCARE, INC. *VAS* 92553Q209 03/22/05 7,278
1 Elect Directors For For Mgmt
05/10/05 - A VINTAGE PETROLEUM, INC. *VPI* 927460105 03/23/05 15,284
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The plan permits repricing.
3 Ratify Auditors For For Mgmt
4 Report on Greenhouse Gas Emissions Against Against ShrHoldr
05/10/05 - A W.P. STEWART & COMPANY LTD. *WPL* G84922106 03/24/05 6,140
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
3 Elect Director Richard D. Spurling For For Mgmt
2 ESTABLISH THE SIZE OF THE BOARD OF For For Mgmt
DIRECTORS AND AUTHORIZE APPOINTMENT OF NEW
DIRECTORS.
5 Ratify Auditors For For Mgmt
4 RATIFICATION OF ISSUANCE OF COMMON SHARES For For Mgmt
TO DIRECTORS OFFICERS AND EMPLOYEES.
05/10/05 - A WERNER ENTERPRISES, INC. *WERN* 950755108 03/21/05 15,387
1 Elect Directors For For Mgmt
2 Amend Articles For Against Mgmt
Amendments include antitakeover provisions.
3 Make Effort to Locate Women and Minorities Against Against ShrHoldr
for Board Nomination
05/11/05 - A IOMEGA CORP. *IOM* 462030305 03/15/05 14,603
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Stock Option For For Mgmt
Plan
Mgmt Rec - Company Management Recommended Vote Page 40
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/11/05 - A KNIGHT CAPITAL GROUP INC *NITE* 499063105 03/21/05 31,616
1 Change Company Name For For Mgmt
2 Elect Directors For Split Mgmt
2.1 Elect Director William L. Bolster --- For
2.2 Elect Director Charles V. Doherty --- For
2.3 Elect Director Gary R. Griffith --- For
2.4 Elect Director Thomas M. Joyce --- For
2.5 Elect Director Robert M. Lazarowitz ---
Withhold
WITHHOLD votes from Robert M. Lazarowitz and Rodger O.
Riney for standing as affiliated outisiders on the
compensation and nominating committees.
2.6 Elect Director Thomas C. Lockburner --- For
2.7 Elect Director James T. Milde --- For
2.8 Elect Director Rodger O. Riney --- Withhold
3 Ratify Auditors For For Mgmt
05/11/05 - A OWENS-ILLINOIS, INC. *OI* 690768403 03/14/05 27,711
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/11/05 - A PEROT SYSTEMS CORP. *PER* 714265105 03/14/05 20,510
1 Elect Directors For Split Mgmt
1.1 Elect Director Ross Perot --- For
1.2 Elect Director Ross Perot, Jr. --- For
1.3 Elect Director Peter A. Altabef --- For
1.4 Elect Director Steve Blasnik --- For
1.5 Elect Director John S.T. Gallagher --- For
1.6 Elect Director Carl Hahn --- For
1.7 Elect Director Desoto Jordan --- Withhold
WITHHOLD votes from DeSoto Jordan for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.8 Elect Director Thomas Meurer --- For
1.9 Elect Director Cecil H (c.H.) Moore Jr ---
For
1.10 Elect Director Anuroop (tony) Singh --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 41
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/11/05 - A PRENTISS PROPERTIES TRUST *PP* 740706106 03/18/05 10,549
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/11/05 - A TUPPERWARE CORP. *TUP* 899896104 03/14/05 14,156
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
05/11/05 - A USG CORP. *USG* 903293405 03/16/05 8,741
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - A VISTEON CORPORATION *VC* 92839U107 03/15/05 35,170
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
05/12/05 - A ALLEGHENY ENERGY, INC. *AYE* 017361106 03/17/05 34,664
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Management to Retain Stock Against Against ShrHoldr
4 Separate Chairman and CEO Positions Against Against ShrHoldr
5 Adopt Policy on Overboarded Directors Against Against ShrHoldr
6 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
05/12/05 - A AVISTA CORPORATION *AVA* 05379B107 03/11/05 13,072
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/12/05 - A AXCELIS TECHNOLOGIES INC *ACLS* 054540109 03/21/05 27,060
1 Elect Directors For Split Mgmt
1.1 Elect Director H. Brian Thompson --- For
1.2 Elect Director Stephen R. Hardis ---
Withhold
WITHHOLD votes from Stephen R. Hardis for
Mgmt Rec - Company Management Recommended Vote Page 42
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
standing as an affiliated outsider on the Compensation
and Nominating committee and for sitting on more than
six boards.
1.3 Elect Director R. John Fletcher --- For
2 Ratify Auditors For For Mgmt
05/12/05 - A EQUITY INNS, INC. *ENN* 294703103 03/15/05 13,698
1 Elect Directors For For Mgmt
05/12/05 - A KEANE, INC. *KEA* 486665102 03/21/05 14,642
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/12/05 - A S1 CORPORATION *SONE* 78463B101 04/04/05 18,161
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of 18%.
05/12/05 - A SERVICE CORPORATION INTERNATIONAL 817565104 03/22/05 92,013
*SCI*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/12/05 - A SINCLAIR BROADCAST GROUP, INC. *SBGI* 829226109 03/17/05 12,738
1 Elect Directors For Split Mgmt
1.1 Elect Director David D. Smith --- For
1.2 Elect Director Frederick G. Smith --- For
1.3 Elect Director J. Duncan Smith --- For
1.4 Elect Director Robert E. Smith --- For
1.5 Elect Director Basil A. Thomas --- Withhold
WITHHOLD votes from affiliated outsider Basil A. Thomas
for standing as an affiliated outsider on the Audit and
Compensation committees.
1.6 Elect Director Lawrence E. McCanna --- For
1.7 Elect Director Daniel C. Keith --- For
1.8 Elect Director Martin R. Leader --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 43
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/12/05 - A TRIQUINT SEMICONDUCTOR, INC. *TQNT* 89674K103 03/23/05 37,423
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants as the total level of potential
dilution under all plans is above the allowable cap of 18%.
3 Ratify Auditors For For Mgmt
05/12/05 - A WASHINGTON REAL ESTATE INVESTMENT 939653101 03/17/05 11,368
TRUST *WRE*
1 Elect Directors For For Mgmt
2 Limit Awards to Executives Against Against ShrHoldr
05/13/05 - A BORLAND SOFTWARE CORP. *BORL* 099849101 03/31/05 22,645
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of 18%.
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
05/13/05 - A MAXTOR CORP. *MXO* 577729205 04/01/05 69,531
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/13/05 - A NABI BIOPHARMACEUTICALS *NABI* 629519109 03/25/05 16,400
1 Elect Directors For For Mgmt
05/13/05 - A SUPERIOR INDUSTRIES INTERNATIONAL, 868168105 03/28/05 6,021
INC. *SUP*
1 Elect Directors For Split Mgmt
Mgmt Rec - Company Management Recommended Vote Page 44
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
1.1 Elect Director Louis L. Borick --- For
1.2 Elect Director Steven J. Borick --- For
1.3 Elect Director Raymond C. Brown --- Withhold
Raymond C. Brown is an affiliated outsider on the
nominating committee.
2 Approve Executive Incentive Bonus Plan For For Mgmt
05/16/05 - A JDA SOFTWARE GROUP, INC. *JDAS* 46612K108 03/31/05 8,240
1 Elect Director James D. Armstrong For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants, the size of the requested
authorization, the total level of potential dilution under
all plans is above the allowable cap of 18%.
05/16/05 - A NCO GROUP, INC. *NCOG* 628858102 04/06/05 8,293
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/16/05 - A UNITED BANKSHARES, INC. *UBSI* 909907107 03/28/05 11,542
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard M. Adams --- For
1.2 Elect Director Robert G. Astorg --- For
1.3 Elect Director Thomas J. Blair, III --- For
1.4 Elect Director Harry L. Buch --- For
1.5 Elect Director W. Gaston Caperton, III ---
For
1.6 Elect Director Lawrence K. Doll --- For
1.7 Elect Director H. Smoot Fahlgren ---
Withhold
WITHHOLD votes from F. T. Graff, Jr. and H. Smoot Fahlgren
for standing as affiliated outsiders on the Compensation
and Nominating committees.
1.8 Elect Director Theodore J. Georgelas --- For
1.9 Elect Director F. T. Graff, Jr. --- Withhold
1.10 Elect Director Russell L. Isaacs --- For
1.11 Elect Director John M. McMahon --- For
1.12 Elect Director J. Paul McNamara --- For
Mgmt Rec - Company Management Recommended Vote Page 45
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
1.13 Elect Director G. Ogden Nutting --- For
1.14 Elect Director William C. Pitt, III --- For
1.15 Elect Director I. N. Smith, Jr. --- For
1.16 Elect Director Mary K. Weddle --- For
1.17 Elect Director P. Clinton Winter, Jr. ---
For
2 Other Business For Against Mgmt
Details of other business items not disclosed
05/17/05 - A AIRTRAN HOLDINGS, INC. *AAI* 00949P108 03/31/05 24,003
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
05/17/05 - A AK STEEL HOLDING CORP. *AKS* 001547108 03/25/05 29,003
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
05/17/05 - A ALASKA AIR GROUP, INC. *ALK* 011659109 03/18/05 7,519
1 Elect Directors For For Mgmt
2 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
3 Provide for Confidential Voting Against Against ShrHoldr
4 Provide for Cumulative Voting Against Against ShrHoldr
5 Declassify the Board of Directors Against Against ShrHoldr
6 Adopt Simple Majority Vote Requirement Against For ShrHoldr
SSGA supports shareholder proposals seeking to eliminate
supermajority vote requirements, as they serve as
entrenchment devices for management and therefore are not
in the shareholders' best interest.
7 Adopt Comprehensive Committment To Adopt Against For ShrHoldr
Simple Majority Vote
SSGA supports shareholder proposals seeking to eliminate
supermajority vote requirements, as they serve as
entrenchment devices for management and therefore are not
in the shareholders' best interest.
8 Other Business None Against Mgmt
Details of other business items not disclosed
Mgmt Rec - Company Management Recommended Vote Page 46
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/17/05 - A ALLMERICA FINANCIAL CORP. *AFC* 019754100 03/21/05 14,456
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A BIG LOTS INC. *BLI* 089302103 03/25/05 32,425
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/17/05 - A CITIZENS BANKING CORP. *CBCF* 174420109 03/31/05 10,383
1 Elect Directors For For Mgmt
05/17/05 - A GABLES RESIDENTIAL TRUST *GBP* 362418105 03/18/05 7,896
1 Elect Directors For Split Mgmt
1.1 Elect Trustee David D. Fitch --- For
1.2 Elect Trustee John W. McIntyre --- Withhold
John W. McIntyre is an affiliated outsider on all key
committees.
1.3 Elect Trustee Chris D. Wheeler --- For
05/17/05 - A GLOBAL INDUSTRIES, LTD. *GLBL* 379336100 04/01/05 21,573
1 Elect Directors For Split Mgmt
1.1 Elect Director William J. Dore' --- For
1.2 Elect Director James C. Day --- For
1.3 Elect Director Edward P. Djerejian ---
Withhold
WITHHOLD votes from Edward P. Djerejian for standing as an
affiliated outsider on the Nominating Committee.
1.4 Elect Director Edgar G. Hotard --- For
1.5 Elect Director Richard A. Pattarozzi --- For
1.6 Elect Director James L. Payne --- For
1.7 Elect Director Michael J. Pollock ---
Withhold
Michael J. Pollock is an affiliated outsider on the audit
committee.
1.8 Elect Director Luis K. Te'llez --- For
Mgmt Rec - Company Management Recommended Vote Page 47
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/17/05 - A GREY WOLF, INC. *GW* 397888108 03/29/05 47,905
1 Elect Directors For Split Mgmt
1.1 Elect Director Steven A. Webster ---
Withhold
WITHHOLD votes from Steven A. Webster for standing as an
affiliated outsider on the Compensation Committee and for
sitting on more than six boards.
1.2 Elect Director William R. Ziegler --- For
05/17/05 - A KILROY REALTY CORP. *KRC* 49427F108 03/15/05 7,763
1 Elect Directors For For Mgmt
05/17/05 - A LABRANCHE & CO INC. *LAB* 505447102 03/18/05 15,385
1 Elect Director Thomas E. Dooley For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A PNM RESOURCES INC *PNM* 69349H107 03/28/05 15,457
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Votes Per Share of Existing Stock For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
05/17/05 - A RADISYS CORP. *RSYS* 750459109 03/22/05 5,302
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
05/17/05 - A SPHERION CORP. *SFN* 848420105 03/24/05 17,133
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A SUSQUEHANNA BANCSHARES, INC. *SUSQ* 869099101 04/01/05 13,035
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 48
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/17/05 - A VIAD CORP. *VVI* 92552R406 03/23/05 6,154
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A WELLMAN, INC. *WLM* 949702104 03/31/05 8,926
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A WESTAR ENERGY, INC. *WR* 95709T100 03/25/05 23,775
1 Elect Directors For For Mgmt
2 Amend Articles For For Mgmt
3 Ratify Auditors For For Mgmt
4 Shareholder Nomination Procedures Against Against ShrHoldr
05/17/05 - A WILD OATS MARKETS, INC. *OATS* 96808B107 03/18/05 7,154
1 Elect Director David Gallitano For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A ALBANY MOLECULAR RESEARCH, INC. 012423109 03/25/05 5,990
*AMRI*
1 Elect Directors For For Mgmt
05/18/05 - A CARAUSTAR INDUSTRIES, INC. *CSAR* 140909102 03/11/05 8,038
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
3 Ratify Auditors For For Mgmt
05/18/05 - A CRT PROPERTIES INC *CRO* 22876P109 03/25/05 8,568
1 Elect Directors For For Mgmt
2 Change State of Incorporation from Florida For For Mgmt
to Maryland
3 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
05/18/05 - A F.N.B CORP. *FNB* 302520101 03/09/05 13,250
1 Elect Directors For Split Mgmt
1.1 Elect Director Henry M. Ekker ---
Mgmt Rec - Company Management Recommended Vote Page 49
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
Withhold
WITHHOLD votes from Henry M. Ekker for standing as an
affiliated outsider on the Nominating Committee.
1.2 Elect Director Peter Mortensen --- For
1.3 Elect Director Earl K. Wahl, Jr. --- For
1.4 Elect Director David J. Malone --- For
05/18/05 - A FIRST INDUSTRIAL REALTY TRUST, INC. 32054K103 03/22/05 11,223
*FR*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A FIRST MIDWEST BANCORP, INC. *FMBI* 320867104 03/24/05 13,056
1 Elect Directors For For Mgmt
05/18/05 - A MONACO COACH CORP. *MNC* 60886R103 03/21/05 7,465
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A NEWPORT CORP. *NEWP* 651824104 04/01/05 12,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A OHIO CASUALTY CORP. *OCAS* 677240103 03/15/05 16,710
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/18/05 - A PRESIDENTIAL LIFE CORP. *PLFE* 740884101 04/11/05 6,025
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A PROVIDENT BANKSHARES CORP. *PBKS* 743859100 04/01/05 9,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - S REMEC, INC. *REMC* 759543101 03/28/05 17,251
1 Approve Sale of Company Assets For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 50
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
2 Amend Articles For For Mgmt
05/18/05 - A TECHNITROL, INC. *TNL* 878555101 03/04/05 10,189
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Stock Option For For Mgmt
Plan
05/18/05 - A WIRELESS FACILITIES, INC. *WFII* 97653A103 03/25/05 13,300
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants, the total level of potential
dilution under all plans is above the allowable cap of 18%
and the plan permits repricing.
3 Ratify Auditors For For Mgmt
05/19/05 - A AMERICAN FINANCIAL GROUP, INC. *AFG* 025932104 03/31/05 10,781
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A AQUA AMERICA, INC. *WTR* 03836W103 03/28/05 26,681
1 Elect Directors For For Mgmt
05/19/05 - A ASPECT COMMUNICATIONS CORP. *ASPT* 04523Q102 03/21/05 11,445
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A AUDIOVOX CORP. *VOXX* 050757103 03/28/05 5,185
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A BORDERS GROUP, INC. *BGP* 099709107 03/22/05 21,133
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A BRE PROPERTIES, INC. *BRE* 05564E106 03/15/05 13,690
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 51
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
2 Increase Authorized Preferred Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A DIME COMMUNITY BANCSHARES, INC. 253922108 03/31/05 9,500
*DCOM*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A DYNEGY, INC. *DYN* 26816Q101 03/31/05 74,892
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles E. Bayless --- For
1.2 Elect Director David W. Biegler --- For
1.3 Elect Director Linda Walker Bynoe --- For
1.4 Elect Director Thomas D. Clarke, Jr. --- For
1.5 Elect Director Barry J. Galt --- Withhold
WITHHOLD votes from Barry J. Galt for standing as an
affiliated outsider on the Audit and Compensation
committees.
1.6 Elect Director Patricia A. Hammick --- For
1.7 Elect Director George L. Mazanec --- For
1.8 Elect Director Robert C. Oelkers --- For
1.9 Elect Director Joe J. Stewart --- For
1.10 Elect Director William L. Trubeck --- For
1.11 Elect Director Bruce A. Williamson --- For
2 Change State of Incorporation from Illinois For For Mgmt
to Delaware
3 Ratify Auditors For For Mgmt
4 Claw-Back of Awards Under Restatement Against Against ShrHoldr
05/19/05 - A E.PIPHANY, INC. *EPNY* 26881V100 03/31/05 21,114
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A EFUNDS CORPORATION *EFD* 28224R101 03/31/05 13,536
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 52
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
05/19/05 - A GATEWAY INC *GTW* 367626108 03/23/05 65,121
1 Elect Directors For Split Mgmt
1.1 Elect Director George H. Krauss --- For
1.2 Elect Director Joseph G. Parham, Jr. --- For
1.3 Elect Director Richard D. Synder --- Withhold
Richard D. Snyder is an affiliated outside on the audit
and nominating committee.
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election Against Against ShrHoldr
of Directors
05/19/05 - A HANOVER COMPRESSOR CO. *HC* 410768105 04/06/05 18,905
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A IDACORP, INC. *IDA* 451107106 03/31/05 11,698
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
05/19/05 - A INTERFACE, INC. *IFSIA* 458665106 03/14/05 12,636
1 Elect Directors For For Mgmt
05/19/05 - A LA QUINTA CORP. *LQI* 50419U202 03/21/05 44,467
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/19/05 - A MEDAREX, INC. *MEDX* 583916101 03/22/05 21,409
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A MENTOR GRAPHICS CORP. *MENT* 587200106 03/21/05 20,525
1 Elect Directors For For Mgmt
05/19/05 - A MPS GROUP INC *MPS* 553409103 03/31/05 29,570
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 53
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
05/19/05 - A OGE ENERGY CORP. *OGE* 670837103 03/21/05 23,843
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A ONEOK, INC. *OKE* 682680103 03/23/05 27,105
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/19/05 - A PENNSYLVANIA REAL ESTATE 709102107 04/01/05 9,410
INVESTMENT TRUST *PEI*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A POST PROPERTIES, INC. *PPS* 737464107 03/28/05 11,130
1 Elect Directors For For Mgmt
2 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
05/19/05 - A RECKSON ASSOCIATES REALTY CORP. *RA* 75621K106 03/21/05 21,986
1 Elect Directors For Split Mgmt
1.1 Elect Director Scott H. Rechler --- For
1.2 Elect Director Douglas Crocker Ii --- For
1.3 Elect Director Elizabeth Mccaul --- For
1.4 Elect Director Ronald H. Menaker --- For
1.5 Elect Director Peter Quick --- For
1.6 Elect Director Lewis S. Ranieri --- Withhold
Lewis S. Ranieri is an affiliated outsider on the
compensation and nominating committees.
1.7 Elect Director John F. Ruffle --- For
1.8 Elect Director Stanley Steinberg --- For
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 54
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
05/19/05 - A WPS RESOURCES CORP. *WPS* 92931B106 03/24/05 10,322
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
05/19/05 - A XOMA LTD. *XOMA* G9825R107 04/01/05 24,306
MEETING FOR HOLDERS OF ADR'S
1 Elect Directors For Split Mgmt
1.1 Elect Director James G. Andress --- For
1.2 Elect Director William K. Bowes, Jr. --- For
1.3 Elect Director John L. Castello --- For
1.4 Elect Director Peter B. Hutt --- For
1.5 Elect Director Arthur Kornberg, M.D. --- For
1.6 Elect Director P.J. Scannon, Md, Ph.D --- For
1.7 Elect Director W. Denman Van Ness --- For
1.8 Elect Director Patrick J. Zenner --- Withhold
Nominee sits on more than 6 outside boards
2 Ratify Auditors For For Mgmt
3 PROPOSAL TO APPROVE THE For For Mgmt
INCREASE OF THE COMPANY S
AUTHORIZED SHARE CAPITAL BY THE CREATION
OF AN ADDITIONAL 75,000,000 COMMON
SHARES, AS DESCRIBED IN THE PROXY
STATEMENT.
05/20/05 - A ASTEC INDUSTRIES, INC. *ASTE* 046224101 03/15/05 4,243
1 Elect Directors For For Mgmt
2 Other Business For Against Mgmt
Details of other business items not disclosed
05/20/05 - A CMS ENERGY CORP. *CMS* 125896100 03/31/05 53,515
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/21/05 - A DILLARD'S, INC. *DDS* 254067101 03/31/05 19,484
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 55
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
3 Approve Restricted Stock Plan For Against Mgmt
The initiative cannot be supported as the total dilution
under all plans is greater than the allowable cap of 15%.
4 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
5 Approve Non-Employee Director For Against Mgmt
Restricted Stock Plan
The initiative cannot be supported as
the total dilution under all plans is
greater than the allowable cap of 15%
and other terms of the plan.
6 ILO Standards Against Against ShrHoldr
05/23/05 - A GRANITE CONSTRUCTION INC. *GVA* 387328107 03/25/05 9,045
1 Elect Directors For For Mgmt
2 Ratification of Directorship For For Mgmt
3 Ratify Auditors For For Mgmt
05/23/05 - S USF CORP. 91729Q101 04/21/05 7,870
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have
enough information to make their vote
decisions. Once their votes have been
cast, there is no justification
for spending more money to continue
pressing shareholders for more votes.
05/24/05 - A CALLAWAY GOLF CO. *ELY* 131193104 03/25/05 18,331
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - S COMPUTER NETWORK TECHNOLOGY CORP. 204925101 04/12/05 7,873
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no justification for
spending more money to continue pressing
shareholders for more votes.
Mgmt Rec - Company Management Recommended Vote Page 56
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
05/24/05 - A LONGS DRUG STORES CORP. *LDG* 543162101 03/11/05 8,085
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported
due to the trend of recent option
grants and the total level of
potential dilution under all plans is
above the allowable cap of 15%.
3 Ratify Auditors For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management
and discourage bidders by preventing replacement of
the board in one year. In addition, shareholders are
prevented from removing board members who are not
acting in the best interest of shareholders until their
term is completed.
05/24/05 - A MASSEY ENERGY COMPANY *MEE* 576206106 03/31/05 21,174
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Non-Employee Director For For Mgmt
Omnibus Stock Plan
05/24/05 - S MCDATA CORPORATION *MCDT* 580031201 04/12/05 22,986
1 Issue Shares in Connection with an For For Mgmt
Acquisition
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
We believe that all plan participants and former
CMNT optionees should have the same rights
regarding grants made to them under the company's
equity compensation program. However, upon approval
of the amendment, the Compensation Committee would
have the discretion to determine who would be
eligible to receive awards denominated in Class A
common and Class B common stock, which going
forward, may have the effect of disenfanchising
plan participants who receive awards in Class B
common stock. We recognize that a vote against this
amendment would result in two temporary classes of
optionees. However, the Class A option class would
be eliminated once all former CMNT optionees
exercise their options to purchase Class A common
stock. Given: (1) that the company has not
disclosed its intentions regarding the potential
recipients of awards covering Class A common and
Mgmt Rec - Company Management Recommended Vote Page 57
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
Class B common stock and (2) that approval of the
proposed amendment may disenfranchise certain plan
participants going forward, this item does not
warrant shareholder support.
05/24/05 - A TELETECH HOLDINGS, INC. *TTEC* 879939106 04/01/05 10,832
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
3 Ratify Auditors For For Mgmt
4 Adopt MacBride Principles Against Against ShrHoldr
05/24/05 - A VENTAS, INC. *VTR* 92276F100 03/28/05 23,653
1 Elect Directors For Split Mgmt
1.1 Elect Director Debra A. Cafaro --- For
1.2 Elect Director Ronald G. Geary --- Withhold
Ronald G. Geary is an affiliated outsider on the audit committe.
1.3 Elect Director Douglas Crocker II --- For
1.4 Elect Director Christopher T. Hannon --- For
1.5 Elect Director Thomas C. Theobald --- For
1.6 Elect Director Jay M. Gellert --- For
1.7 Elect Director Sheli Z. Rosenberg --- For
2 Ratify Auditors For For Mgmt
3 Approve Qualified Employee Stock For For Mgmt
Purchase Plan
05/25/05 - A ACTUATE CORP. *ACTU* 00508B102 04/04/05 16,468
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/05 - A ARDEN REALTY, INC. *ARI* 039793104 03/31/05 18,374
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to
Shareholder Vote
The compensation committee is not entirely
independent, therefore, this proposal will be
supported.
Mgmt Rec - Company Management Recommended Vote Page 58
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
05/25/05 - A ARRIS GROUP INC *ARRS* 04269Q100 04/08/05 23,163
1 Elect Directors For Split Mgmt
1.1 Elect Director Alex B. Best --- For
1.2 Elect Director Harry L. Bosco --- For
1.3 Elect Director John Anderson Craig --- For
1.4 Elect Director Matthew B. Kearney --- For
1.5 Elect Director William H. Lambert --- Withhold
William H. Lambert is an affiliated outsider on the
compensation and nominating committees.
1.6 Elect Director John R. Petty --- For
1.7 Elect Director Robert J. Stanzione --- For
2 Ratify Auditors For For Mgmt
05/25/05 - A BLACK HILLS CORP. *BKH* 092113109 04/06/05 9,150
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/25/05 - A CALPINE CORP. *CPN* 131347106 04/01/05 125,100
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
05/25/05 - A GRAFTECH INTERNATIONAL, LTD. *GTI* 384313102 03/28/05 27,347
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/25/05 - A HELIX TECHNOLOGY CORP. *HELX* 423319102 05/02/05 7,300
1 Elect Directors For Split Mgmt
1.1 Elect Director Gideon Argov --- For
1.2 Elect Director Frank Gabron --- Withhold
WITHHOLD votes from Frank Gabron for standing as an
affiliated outsider on the Audit Committee.
1.3 Elect Director James Gentilcore --- For
Mgmt Rec - Company Management Recommended Vote Page 59
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
1.4 Elect Director Robert H. Hayes --- For
1.5 Elect Director Robert J. Lepofsky --- For
1.6 Elect Director Marvin G. Schorr --- For
1.7 Elect Director Alfred Woollacott, III --- For
1.8 Elect Director Mark S. Wrighton --- For
05/25/05 - A SAFEGUARD SCIENTIFICS, INC. *SFE* 786449108 04/05/05 33,422
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/05 - A SUPERIOR ENERGY SERVICES, INC. *SPN* 868157108 03/31/05 21,073
1 Elect Directors For Split Mgmt
1.1 Elect Director Enoch L. Dawkins --- Withhold
WITHHOLD votes from Enoch L. Dawkins for standing
as an affiliated outsider on the Compensation and
Nominating committees.
1.2 Elect Director James M. Funk --- For
1.3 Elect Director Terence E. Hall --- For
1.4 Elect Director Ernest E. Howard, III --- For
1.5 Elect Director Richard A. Pattarozzi --- For
1.6 Elect Director Justin L. Sullivan --- For
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/25/05 - A VEECO INSTRUMENTS, INC. *VECO* 922417100 04/01/05 7,300
1 Elect Directors For Split Mgmt
1.1 Elect Director Joel A. Elftmann --- Withhold
Joel A. Elftmann is an affiliated outsider on the
audit committee.
1.2 Elect Director Paul R. Low --- For
1.3 Elect Director Peter J. Simone --- Withhold
Peter J. Simone is an affiliated outisider on the
audit committe.
2 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
3 Amend Omnibus Stock Plan For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 60
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
The initiative cannot be supported due to the trend
of recent option grants and the total level of
potential dilution under all plans is above the
allowable cap of 18%.
4 Ratify Auditors For For Mgmt
05/26/05 - A ANNALY MORTGAGE MANAGEMENT *NLY* 035710409 03/25/05 33,484
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
05/26/05 - A BOWNE & CO., INC. *BNE* 103043105 04/01/05 9,595
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A CHIQUITA BRANDS INTERNATIONAL, 170032809 04/01/05 10,852
INC. *CQB*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A HARMONIC INC. *HLIT* 413160102 04/01/05 20,309
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A HORACE MANN EDUCATORS CORP. *HMN* 440327104 03/28/05 12,068
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/26/05 - A INFORMATICA CORPORATION *INFA* 45666Q102 04/04/05 24,300
1 Elect Directors For Split Mgmt
1.1 Elect Director A. Brooke Seawell --- For
1.2 Elect Director Mark A. Bertelsen --- Withhold
WITHHOLD votes from Mark A. Bertelsen for standing
as an affiliated outsider on the Nominating
Committee.
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 61
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
05/26/05 - A MERISTAR HOSPITALITY CORPORATION *MHX* 58984Y103 04/20/05 24,576
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock For For Mgmt
Option Plan
3 Ratify Auditors For For Mgmt
05/26/05 - A MICREL, INC. *MCRL* 594793101 04/01/05 18,665
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/26/05 - A NORTHWEST NATURAL GAS CO. *NWN* 667655104 04/07/05 7,665
1 Elect Directors For For Mgmt
05/26/05 - A PAYLESS SHOESOURCE, INC. *PSS* 704379106 04/01/05 19,157
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A QUANTA SERVICES, INC. *PWR* 74762E102 03/28/05 28,373
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A RSA SECURITY INC. *RSAS* 749719100 04/05/05 19,596
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
initiative cannot be supported due to the trend of
recent option grants and the total level of
potential dilution under all plans is above the
allowable cap of 18%, and other terms of the plan.
3 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
05/26/05 - A SYBASE, INC. *SY* 871130100 04/01/05 27,000
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend
of recent option grants and the total level of
potential dilution under all plans is above the
allowable cap of 18%.
Mgmt Rec - Company Management Recommended Vote Page 62
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
05/26/05 - A THE CATO CORPORATION *CTR* 149205106 03/29/05 5,618
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert W. Bradshaw, Jr.
---Withhold
WITHHOLD votes from Robert W. Bradshaw, Jr. for
standing as an affiliated outsider on the Audit and
Nominating Committees.
1.2 Elect Director Grant L. Hamrick --- For
1.3 Elect Director Michael O. Moore --- For
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
05/26/05 - A YORK INTERNATIONAL CORP 986670107 03/28/05 11,658
*YRK*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/27/05 - A CSG SYSTEMS INTERNATIONAL, INC. 126349109 03/29/05 13,737
*CSGS*
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants, the size of the requested
authorization, the total level of potential dilution
under all plans is above the allowable cap of 18%.
05/27/05 - A ECHELON CORPORATION *ELON* 27874N105 03/31/05 9,303
1 Elect Directors For Split Mgmt
1.1 Elect Director M. Kenneth Oshman --- For
1.2 Elect Director Larry W. Sonsini --- Withhold
WITHHOLD votes from Larry W. Sonsini for standing
as an affiliated outsider on the Nominating
Committee.
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 63
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------
05/27/05 - A VIGNETTE CORP. *VIGN* 926734104 04/01/05 81,219
1 Elect Directors For For Mgmt
2 Approve Reverse Stock Split For For Mgmt
3 Ratify Auditors For For Mgmt
05/31/05 - A GREATER BAY BANCORP *GBBK* 391648102 04/04/05 14,419
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Amend Articles to Remove Antitakeover Against For ShrHoldr
Provisions
In this case, the company's poison pill has a ten
percent trigger, was not approved by shareholders,
and does not embody favorable features. Therefore,
the preferred shares should not be issued in
connection with the existing shareholder rights plan.
06/01/05 - A INCYTE CORP. *INCY* 45337C102 04/07/05 23,207
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
06/01/05 - A INGRAM MICRO, INC. *IM* 457153104 04/04/05 35,237
1 Elect Directors For Split Mgmt
1.1 Elect Director Kent B. Foster --- For
1.2 Elect Director Howard I. Atkins --- For
1.3 Elect Director Martha R. Ingram --- Withhold
Martha R. Ingram is an affiliate outsider on the
nominating committee.
1.4 Elect Director Linda Fayne Levinson --- For
1.5 Elect Director Kevin M. Murai --- For
1.6 Elect Director G.M.E. Spierkel --- For
06/01/05 - A SAVIENT PHARMACEUTICALS, INC *SVNT* 80517Q100 04/11/05 17,129
1 Elect Directors For Split Mgmt
1.1 Elect Director Christopher Clement --- For
Mgmt Rec - Company Management Recommended Vote Page 64
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------
1.2 Elect Director Herbert Conrad --- For
1.3 Elect Director Jeremy Hayward-Surry --- For
1.4 Elect Director Stephen O. Jaeger --- For
1.5 Elect Director Carl E. Kaplan --- Withhold
WITHHOLD votes from Carl E. Kaplan for standing
as an affiliated outsider on the Compensation
Committee.
1.6 Elect Director David Tendler --- For
1.7 Elect Director Virgil Thompson --- For
1.8 Elect Director Faye Wattleton --- For
1.9 Elect Director Herbert Weissbach --- For
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Seek Sale of Company Against Against ShrHoldr
06/01/05 - A TRIARC COMPANIES, INC. *TRY* 895927309 04/12/05 5,053
1 Elect Directors For Split Mgmt
1.1 Elect Director Nelson Peltz --- For
1.2 Elect Director Peter W. May --- For
1.3 Elect Director Hugh L. Carey --- For
1.4 Elect Director Clive Chajet --- For
1.5 Elect Director Edward P. Garden --- For
1.6 Elect Director Joseph A. Levato --- Withhold
Joseph A. Levato is an affiliated outsider on the audit
and compensation committees.
1.7 Elect Director Gregory H. Sachs --- For
1.8 Elect Director David E. Schwab II --- For
1.9 Elect Director Raymond S. Troubh --- For
1.10 Elect Director Gerald Tsai, Jr. --- For
1.11 Elect Director Jack G. Wasserman --- For
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/02/05 - A ARTESYN TECHNOLOGIES, INC. *ATSN* 043127109 04/08/05 10,654
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 65
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
06/02/05 - A ELECTRONICS FOR IMAGING, INC. *EFII* 286082102 04/12/05 15,100
1 Elect Directors For For Mgmt
06/02/05 - A INTERWOVEN, INC. *IWOV* 46114T508 04/15/05 10,227
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/02/05 - A SILICON STORAGE TECHNOLOGY, INC. 827057100 04/19/05 23,591
*SSTI*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/03/05 - A ACTEL CORP. *ACTL* 004934105 04/15/05 7,200
1 Elect Directors For Split Mgmt
1.1 Elect Director John C. East --- For
1.2 Elect Director James R. Fiebiger --- For
1.3 Elect Director Jacob S. Jacobsson --- For
1.4 Elect Director J. Daniel Mccranie --- For
1.5 Elect Director Henry L. Perret --- Withhold
WITHHOLD votes from Henry L. Perret for standing
as an affiliated outsider on the Audit Committee, and
from Compensation Committee
1.6 Elect Director Robert G. Spencer --- For
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
18%.
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
06/03/05 - A COEUR D' ALENE MINES CORP. *CDE* 192108108 03/25/05 66,943
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
06/03/05 - A OAKLEY, INC. *OO* 673662102 03/31/05 7,293
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 66
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
06/03/05 - A WATCHGUARD TECHNOLOGIES, INC. *WGRD* 941105108 04/06/05 8,287
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/06/05 - A C&D TECHNOLOGIES, INC. *CHP* 124661109 04/18/05 7,071
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/06/05 - A NAUTILUS INC *NLS* 63910B102 04/11/05 8,655
1 Elect Directors For Split Mgmt
1.1 Elect Director Peter A. Allen --- For
1.2 Elect Director Robert S. Falcone --- For
1.3 Elect Director Greggory C. Hammann --- For
1.4 Elect Director Frederick T. Hull --- For
1.5 Elect Director Donald W. Keeble --- For
1.6 Elect Director Paul F. Little --- Withhold
WITHHOLD votes from Paul F. Little for sitting on
more than six boards.
1.7 Elect Director Diane L. Neal --- For
1.8 Elect Director James M. Weber --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level
of potential dilution under all plans is above the
allowable cap of 15%.
06/07/05 - A MAXYGEN, INC. *MAXY* 577776107 04/11/05 7,569
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/05 - A PRESSTEK, INC. *PRST* 741113104 04/18/05 7,913
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/05 - A STEWART & STEVENSON SERVICES, INC. 860342104 04/20/05 7,235
*SVC*
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 67
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
2 Ratify Auditors For For Mgmt
06/08/05 - A CHECKPOINT SYSTEMS, INC. *CKP* 162825103 04/19/05 10,539
1 Elect Directors For For Mgmt
06/08/05 - A NEWPARK RESOURCES, INC. *NR* 651718504 04/15/05 24,119
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/08/05 - A THE PEP BOYS - MANNY, MOE & JACK 713278109 04/08/05 16,283
*PBY*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the
balance of power between shareholders and
management, shareholders should be allowed to
make their own evaluation of such plans.
06/08/05 - A WIND RIVER SYSTEMS, INC. *WIND* 973149107 04/11/05 21,883
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
18%.
3 Ratify Auditors For For Mgmt
06/09/05 - A LEXAR MEDIA, INC. *LEXR* 52886P104 04/14/05 21,100
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/09/05 - A REALNETWORKS, INC. *RNWK* 75605L104 04/12/05 31,636
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
18%.
Mgmt Rec - Company Management Recommended Vote Page 68
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
06/10/05 - A REGENERON PHARMACEUTICALS, INC. 75886F107 04/15/05 9,802
*REGN*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/16/05 - A CONTINENTAL AIRLINES, INC. *CAL* 210795308 04/21/05 18,657
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
Details of other business items not disclosed
06/16/05 - A HERCULES INC. *HPC* 427056106 04/18/05 28,321
1 Elect Directors For Split Mgmt
1.1 Elect Director Anna Cheng Catalano --- For
1.2 Elect Director Burton M. Joyce --- For
1.3 Elect Director Jeffrey M. Lipton ---
Withhold
Jeffrey M. Lipton is an affiliated outsider on the
compensation and nominating committee.
1.4 Elect Director John K. Wulff --- For
2 Ratify Auditors For For Mgmt
06/21/05 - A LONE STAR STEAKHOUSE & SALOON, INC. 542307103 05/09/05 4,594
*STAR*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/21/05 - A SAXON CAPITAL INC. *SAX* 80556T106 03/31/05 14,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/23/05 - A ALPHARMA INC. *ALO* 020813101 04/25/05 11,136
1 Elect Directors For For Mgmt
06/23/05 - A CHARMING SHOPPES, INC. *CHRS* 161133103 05/04/05 29,948
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 69
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
06/23/05 - A MACK-CALI REALTY CORP. *CLI* 554489104 04/22/05 17,138
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
06/23/05 - A STEELCASE INC. *SCS* 858155203 04/27/05 15,142
1 Elect Directors For For Mgmt
06/23/05 - A VALUEVISION MEDIA, INC. *VVTV* 92047K107 04/29/05 7,206
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/24/05 - A AMERICAN GREETINGS CORP. *AM* 026375105 05/02/05 18,028
1 Elect Directors For Split Mgmt
1.1 Elect Director Stephen R. Hardis ---
Withhold
WITHHOLD votes from Stephen R. Hardis for sitting
on more than six boards.
1.2 Elect Director Morry Weiss --- For
06/27/05 - A ESS TECHNOLOGY, INC. *ESST* 269151106 04/29/05 9,944
1 Elect Directors For For Mgmt
2 Change State of Incorporation From For Against Mgmt
California to Delaware
Reincorporation to state with more antitakeover
provisions.
3 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants, the total level of potential
dilution under all plans is above the allowable cap of
18%, and the plan permits repricing.
4 Approve Stock Option Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
18%.
5 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 70
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES U.S. SMALL CAP VALUE INDEX FUND - J923
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------------------------------------------------------------------------------------------------------------
06/28/05 - A IMPAC MORTGAGE HOLDINGS, INC. *IMH* 45254P102 04/25/05 20,949
1 Elect Directors For Split Mgmt
1.1 Elect Director Joseph R. Tomkinson --- For
1.2 Elect Director William S. Ashmore --- For
1.3 Elect Director James Walsh --- For
1.4 Elect Director Frank P. Filipps --- Withhold
Frank P. Filipps is an affiliated outsider on the audit
committee.
1.5 Elect Director Stephan R. Peers --- Withhold
Stephan R. Peers is an affiliated outsider on the audit
and nominating committees.
1.6 Elect Director William E. Rose --- For
1.7 Elect Director Leigh J. Abrams --- For
06/28/05 - A SIX FLAGS, INC. *PKS* 83001P109 04/29/05 20,984
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
06/30/05 - A PIER 1 IMPORTS, INC *PIR* 720279108 04/27/05 22,321
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 71
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- --------------------------------------------------------------------------------------------------------------------
07/16/04 - A DELL INC. *DELL* 24702R101 05/21/04 15,243
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against Against ShrHoldr
07/27/04 - A VODAFONE GROUP PLC 92857W100 06/11/04 60,248
MEETING FOR HOLDERS OF ADRS
1 TO RECEIVE THE REPORT OF THE DIRECTORS AND For For Mgmt
FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Mgmt
3 TO RE-ELECT PETER BAMFORD AS A DIRECTOR For For Mgmt
4 TO RE-ELECT JULIAN HORN-SMITH AS A DIRECTOR For For Mgmt
5 TO RE-ELECT SIR DAVID SCHOLEY AS A DIRECTOR For For Mgmt
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
AND AUDIT COMMITTEE)
6 TO ELECT LUC VANDEVELDE AS A DIRECTOR For For Mgmt
(MEMBER OF THE REMUNERATION COMMITTEE)
7 TO APPROVE A FINAL DIVIDEND OF 1.07800 For For Mgmt
PENCE PER ORDINARY SHARE
8 Ratify Auditors For For Mgmt
9 TO AUTHORIZE THE AUDIT COMMITTEE TO For For Mgmt
DETERMINE THE AUDITORS REMUNERATION
10 TO AUTHORIZE DONATIONS UNDER THE POLITICAL For For Mgmt
PARTIES, ELECTIONS AND REFERENDUMS ACT 2000
11 TO RENEW AUTHORITY TO ALLOT SHARES UNDER For For Mgmt
ARTICLE 16.2 OF THE COMPANY S ARTICLES OF
ASSOCIATION
12 TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION For For Mgmt
RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY S
ARTICLES OF ASSOCIATION+
13 TO AUTHORIZE THE COMPANY S PURCHASE OF ITS For For Mgmt
OWN SHARES+
14 TO AUTHORIZE THE COMPANY S PURCHASE OF ITS For For Mgmt
OWN SHARES PURSUANT TO CONTINGENT PURCHASE
CONTRACTS AND OFF-MARKET PURCHASES+
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
10/12/04 - A THE PROCTER & GAMBLE COMPANY *PG* 742718109 07/30/04 30,594
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Declassify the Board of Directors Against Against Mgmt
5 Implement/ Report on Animal Welfare Against Against ShrHoldr
Standards
11/09/04 - A MICROSOFT CORP. *MSFT* 594918104 09/10/04 141,458
1 Elect Directors For For Mgmt
2 Amend Bundled Compensation Plans For For Mgmt
3 Amend Bundled Compensation Plans For For Mgmt
4 Amend Stock Option Plan For For Mgmt
5 Ratify Auditors For For Mgmt
11/18/04 - A CISCO SYSTEMS, INC. *CSCO* 17275R102 09/20/04 93,918
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
01/27/05 - A SIEMENS AG 826197501 12/10/04 12,625
MEETING FOR HOLDERS OF ADRS
1 TO CONSIDER AND VOTE UPON APPROPRIATION OF For For Mgmt
THE NET INCOME OF SIEMENS AG TO A DIVIDEND
PAYOUT.
2 TO RATIFY THE ACTS OF THE MANAGING BOARD. For For Mgmt
3 TO RATIFY THE ACTS OF THE SUPERVISORY BOARD. For For Mgmt
4 Ratify Auditors For For Mgmt
5 TO CONSIDER AND VOTE UPON AN ELECTION TO For For Mgmt
THE SUPERVISORY BOARD.
6 TO CONSIDER AND VOTE UPON A RESOLUTION For For Mgmt
AUTHORIZING THE ACQUISITION AND USE OF
SIEMENS SHARES AND THE EXCLUSION OF
SHAREHOLDERS PREEMPTIVE AND TENDER RIGHTS.
7 TO CONSIDER AND VOTE UPON ADJUSTMENTS TO For For Mgmt
SUPERVISORY BOARD REMUNERATION AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION.
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
8 TO CONSIDER AND VOTE UPON AN AMENDMENT TO For For Mgmt
THE ARTICLES OF ASSOCIATION TO ADJUST TO
NEW LEGISLATION.
02/11/05 - A THE WALT DISNEY COMPANY *DIS* 254687106 12/17/04 30,780
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Prohibit Greenmail Payments Against For ShrHoldr
SSGA supports proposals that seek to repeal or prohibit
greenmail provisions.
5 Report on Vendor Standards in China Against Against ShrHoldr
02/28/05 - A SAMSUNG ELECTRONICS CO. LTD. 796050888 12/31/04 3,750
MEETING FOR HOLDERS OF ADRS
1 APPROVAL OF THE BALANCE SHEET, INCOME For For Mgmt
STATEMENT AND STATEMENT OF APPROPRIATION
OF RETAINED EARNINGS (DRAFT) FOR THE 36TH
FISCAL YEAR (FROM JANUARY 1, 2004 TO
DECEMBER 31, 2004), AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
2 APPROVAL OF THE APPOINTMENT OF IN-JOO KIM For For Mgmt
AS AN EXECUTIVE DIRECTOR, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
3 APPROVAL OF THE COMPENSATION CEILING FOR For For Mgmt
THE DIRECTORS, AS SET FORTH IN THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
03/01/05 - A NOVARTIS AG 66987V109 01/27/05 45,544
MEETING FOR HOLDERS OF ADRS
1 APPROVAL OF THE ANNUAL REPORT, THE For For Mgmt
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL STATEMENTS
FOR THE YEAR 2004.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD OF For For Mgmt
DIRECTORS.
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Mgmt
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 REDUCTION OF SHARE CAPITAL. For For Mgmt
5 FURTHER SHARE REPURCHASE PROGRAM. For For Mgmt
6 RE-ELECTION OF DR. H.C. BIRGIT BREUEL FOR A For For Mgmt
TWO-YEAR TERM.
7 RE-ELECTION OF PROF. DR. PETER BURCKHARDT For For Mgmt
FOR A THREE-YEAR TERM.
8 RE-ELECTION OF ALEXANDRE F. JETZER FOR A For For Mgmt
THREE-YEAR TERM.
9 RE-ELECTION OF PIERRE LANDOLT FOR A THREE For For Mgmt
YEAR TERM.
10 RE-ELECTION OF PROF. DR. ULRICH LEHNER FOR For For Mgmt
A THREE YEAR TERM.
11 Ratify Auditors For For Mgmt
03/15/05 - A MORGAN STANLEY *MWD* 617446448 01/14/05 15,011
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
04/07/05 - A NOKIA CORP. 654902204 02/02/05 84,761
MEETING FOR HOLDERS OF ADRS
2 APPROVAL OF THE INCOME STATEMENTS AND THE For For Mgmt
BALANCE SHEET.
3 APPROVAL OF A PROPOSAL TO THE ANNUAL For For Mgmt
GENERAL MEETING OF A DIVIDEND OF EUR 0.33
PER SHARE.
4 DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF For For Mgmt
THE BOARD OF DIRECTORS, AND THE PRESIDENT,
FROM LIABILITY.
6 PROPOSAL ON THE COMPOSITION OF THE BOARD AS For For Mgmt
PROPOSED BY THE CORPORATE GOVERNANCE AND
NOMINATION COMMITTEE.
7 Elect Directors For For Mgmt
8 APPROVAL OF THE REMUNERATION TO BE PAID TO For For Mgmt
THE AUDITOR.
9 APPROVAL OF THE RE-ELECTION OF For For Mgmt
PRICEWATERHOUSECOOPERS OY AS THE AUDITORS
FOR FISCAL
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
YEAR 2005.
10 APPROVAL OF THE PROPOSAL TO GRANT STOCK For For Mgmt
OPTIONS TO SELECTED PERSONNEL OF THE
COMPANY.
11 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Mgmt
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY
COMPANY.
12 AUTHORIZATION TO THE BOARD TO INCREASE THE For For Mgmt
SHARE CAPITAL OF THE COMPANY.
13 AUTHORIZATION TO THE BOARD TO REPURCHASE For For Mgmt
NOKIA SHARES.
14 AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA For For Mgmt
SHARES HELD BY THE COMPANY.
15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT For Against Mgmt
NOKIA S LEGAL COUNSELS TO VOTE IN THEIR
DISCRETION ON YOUR BEHALF ONLY UPON ITEM 15.
Details of other business items not disclosed.
04/14/05 - A BP PLC (FORM. BP AMOCO PLC ) 055622104 02/18/05 65,393
MEETING FOR HOLDERS OF ADR'S
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Mgmt
SPECIFIED AMOUNT
4 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Mgmt
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
5 SPECIAL RESOLUTION: TO GIVE LIMITED For For Mgmt
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
6 TO APPROVE THE DIRECTORS REMUNERATION REPORT For For Mgmt
7 TO APPROVE THE RENEWAL OF EXECUTIVE For For Mgmt
DIRECTORS INCENTIVE PLAN
8 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND For For Mgmt
THE ACCOUNTS
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/14/05 - A NESTLE SA H57312466 None 7,365
MANAGEMENT PROPOSALS
1a Accept Financial Statements and Statutory For For Mgmt
Reports
1b Accept Consolidated Financial Statements For For Mgmt
and Statutory Reports
2 Approve Discharge of Board and Senior For For Mgmt
Management
3 Approve Allocation of Income and Dividends For For Mgmt
of CHF 8.00 per Share
SHAREHOLDER PROPOSALS SUBMITTED BY ETHOS
GROUP
4a Amend Articles of Association to Separate Against Against ShrHoldr
Position of CEO and Chairman of the Board
4b Amend Articles of Association to Reduce Against For ShrHoldr
Board Terms from Five Years to Three Years;
Approve Individual Election of Board Members
Though stock performance at Nestle is exemplary,
the company's nominating committee contains an
executive director. Because of the lack of fully
independent board committees, it is recommended
that shareholders vote in support of this
proposal to reduce director terms to three years
from five years.
4c Amend Articles of Association to Reduce Against Against ShrHoldr
Threshold for Submitting Shareholder
Proposals From CHF 1 Million to CHF 100,000
MANAGEMENT PROPOSALS
5 Elect Guenter Blobel as Director For For Mgmt
6 Ratify KPMG Klynveld Peat Marwick Goerdeler For For Mgmt
SA as Auditors
04/18/05 - A ELI LILLY AND CO. *LLY* 532457108 02/15/05 17,504
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
4 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
5 Report on Product Availability in Canada Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Adopt Policy on Performance-based Stock Against For ShrHoldr
Option Grants
SSGA supports proposals that ask for performance-based
compensation.
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
8 Eliminate Animal Testing Against Against ShrHoldr
04/19/05 - A CITIGROUP INC. *C* 172967101 02/25/05 93,699
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Limit/Prohibit Awards to Executives Against Against ShrHoldr
5 Report on Political Contributions Against Against ShrHoldr
6 Prohibit Chairman From Management Duties, Against Against ShrHoldr
Titles or Responsibilities
7 Limit Executive Compensation Against Against ShrHoldr
8 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
9 Review/Limit Executive Compensation Against Against ShrHoldr
10 Adopt Simple Majority Vote Against For ShrHoldr
SSGA supports shareholder proposals seeking to eliminate
supermajority vote requirements, as they may serve as
entrenchment devices for management and therefore are not
in the shareholders' best interest.
04/19/05 - A THE COCA-COLA COMPANY *KO* 191216100 02/22/05 40,808
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Review Labor Rights in Columbia Against Against ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
5 Submit Severance Agreement to Shareholder Against Against ShrHoldr
Vote
04/20/05 - A ROYAL BANK OF SCOTLAND GROUP PLC G76891111 None 0
(The)
1 Accept Financial Statements and Statutory For Not Voted Mgmt
Reports
2 Approve Remuneration Report For Not Voted Mgmt
3 Approve Final Dividend of 41.2 Pence Per For Not Voted Mgmt
Share
4 Re-elect Jim Currie as Director For Not Voted Mgmt
5 Re-elect Sir Fred Goodwin as Director For Not Voted Mgmt
6 Re-elect Sir Steve Robson as Director For Not Voted Mgmt
7 Elect Archie Hunter as Director For Not Voted Mgmt
8 Elect Charles Koch as Director For Not Voted Mgmt
9 Elect Joe MacHale as Director For Not Voted Mgmt
10 Reappoint Deloitte & Touche LLP as Auditors For Not Voted Mgmt
of the Company
11 Authorise Board to Fix Remuneration of
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
the Auditors For Not Voted Mgmt
12 Approve Increase in Authorised Share For Not Voted Mgmt
Capital; Authorise Issue of Equity or
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 264,579,936
13 Authorise Issue of Equity or Equity-Linked For Not Voted Mgmt
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 39,686,990
14 Authorise 317,495,924 Shares for Market For Not Voted Mgmt
Purchase
15 Approve 71 M Category II Non-Cumulative US$ For Not Voted Mgmt
Pref. Shares; Allot the Newly Created and
179.5 M Unissued Category II Non-Cumulative
US$ Pref. Shares, the 64.75 M Unissued
Non-Cumulative Euro Pref. Shares and 300 M
Unissued Non-Cumulative GBP Pref. Shares
16 Approve Citizens Financial Group, Inc. Long For Not Voted Mgmt
Term Incentive Plan
04/21/05 - A UBS AG H8920M855 03/09/05 19,011
MEETING FOR THE HOLDERS OF ADRS
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Mgmt
ACCOUNTS FOR 2004. REPORTS OF THE GROUP AND
STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For For Mgmt
DIVIDEND FOR FINANCIAL YEAR 2004
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Mgmt
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4 RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL For For Mgmt
5 RE-ELECTION OF BOARD MEMBER: LAWRENCE A. For For Mgmt
WEINBACH
6 ELECTION OF NEW BOARD MEMBER: MARCO SUTER For For Mgmt
7 ELECTION OF NEW BOARD MEMBER: PETER R. VOSER For For Mgmt
8 RE-ELECTION OF GROUP AND STATUTORY For For Mgmt
AUDITORS: ERNST & YOUNG LTD., BASEL
9 CANCELLATION OF SHARES REPURCHASED UNDER For For Mgmt
THE 2004/2005 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
ARTICLES OF ASSOCIATION
10 APPROVAL OF A NEW 2005/2006 SHARE BUYBACK For For Mgmt
PROGRAM
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Mgmt
DURING THE ANNUAL GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
There was not enough information available to make an
informed voting decision.
04/21/05 - A WYETH *WYE* 983024100 03/04/05 24,191
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Discontinue Promotion of Premarin and Against Against ShrHoldr
Report on Animal Testing
04/22/05 - A ABBOTT LABORATORIES *ABT* 002824100 02/23/05 28,345
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Link Executive Compensation to Government Against Against ShrHoldr
Fines
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports perforamance-based compensation.
5 Eliminate Animal Testing Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Operational Imact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
8 Separate Chairman and CEO Positions Against Against ShrHoldr
04/25/05 - A BELLSOUTH CORP. *BLS* 079860102 03/07/05 33,291
1 Elect Directors For Split Mgmt
1.1 Elect Director F. Duane Ackerman --- For
1.2 Elect Director Reuben V. Anderson --- For
1.3 Elect Director James H. Blanchard --- For
1.4 Elect Director J. Hyatt Brown --- Withhold
WITHHOLD votes from J. Hyatt Brown for sitting on
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
more than four public boards.
1.5 Elect Director Armando M. Codina --- For
1.6 Elect Director Kathleen F. Feldstein --- For
1.7 Elect Director James P. Kelly --- For
1.8 Elect Director Leo F. Mullin --- For
1.9 Elect Director William S. Stavropoulos ---
For
1.10 Elect Director Robin B. Smith --- For
2 Ratify Auditors For For Mgmt
3 Political Contributions Against Against ShrHoldr
04/26/05 - A ING GROEP NV 456837103 03/21/05 35,403
MEETING FOR HOLDERS OF ADR'S
1 ANNUAL ACCOUNTS FOR 2004. For For Mgmt
2 DIVIDEND FOR 2004. For For Mgmt
3 DISCHARGE OF THE EXECUTIVE BOARD IN RESPECT For For Mgmt
OF THE DUTIES PERFORMED DURING THE YEAR
2004.
4 DISCHARGE OF THE SUPERVISORY BOARD IN For For Mgmt
RESPECT OF THE DUTIES PERFORMED DURING THE
YEAR 2004.
5 ING S RESPONSE TO THE DUTCH CORPORATE For For Mgmt
GOVERNANCE CODE.
6 REAPPOINTMENT OF LUELLA GROSS GOLDBERG. For For Mgmt
7 REAPPOINTMENT OF GODFRIED VAN DER LUGT. For For Mgmt
8 APPOINTMENT OF JAN HOMMEN. For For Mgmt
9 APPOINTMENT OF CHRISTINE LAGARDE. For For Mgmt
10 MAXIMUM NUMBER OF STOCK OPTIONS AND For For Mgmt
PERFORMANCE SHARES TO BE GRANTED TO MEMBERS
OF THE EXECUTIVE BOARD FOR 2004.
11 AUTHORIZATION TO ISSUE ORDINARY SHARES WITH For For Mgmt
OR WITHOUT PREFERENTIAL RIGHTS.
12 AUTHORIZATION TO ISSUE PREFERENCE B SHARES For For Mgmt
WITH OR WITHOUT PREFERENTIAL RIGHTS.
13 AUTHORIZATION TO ACQUIRE SHARES OR For For Mgmt
DEPOSITARY RECEIPTS FOR SHARES IN ITS OWN
CAPITAL.
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/26/05 - A INTERNATIONAL BUSINESS MACHINES CORP. 459200101 02/25/05 31,138
*IBM*
1 Elect Directors For Split Mgmt
1.1 Elect Director Cathleen Black --- For
1.2 Elect Director Kenneth I. Chenault --- For
1.3 Elect Director Juergen Dormann --- For
1.4 Elect Director Michael L. Eskew --- Withhold
WITHHOLD votes for standing as an affiliated outsider on
the Audit Committee.
1.5 Elect Director Carlos Ghosn --- For
1.6 Elect Director Charles F. Knight --- For
1.7 Elect Director Minoru Makihara --- For
1.8 Elect Director Lucio A. Noto --- For
1.9 Elect Director Samuel J. Palmisano --- For
1.10 Elect Director Joan E. Spero --- For
1.11 Elect Director Sidney Taurel --- For
1.12 Elect Director Charles M. Vest --- For
1.13 Elect Director Lorenzo H. Zambrano --- For
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Eliminate Age Discrimination in Retirement Against Against ShrHoldr
Benefits
5 Calculate Executive Salary Without Regard Against Against ShrHoldr
to Pension Income
6 Expense Stock Options Against Against ShrHoldr
7 Report on Executive Compensation Against Against ShrHoldr
8 Report on Outsourcing Against Against ShrHoldr
04/26/05 - A MERCK & CO., INC. *MRK* 589331107 02/25/05 40,320
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Awards to Executives Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
5 Eliminate Animal Testing Against Against ShrHoldr
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Report on Product Availability in Canada Against Against ShrHoldr
8 Report on Political Contributions Against Against ShrHoldr
9 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/27/05 - A BANK OF AMERICA CORP. *BAC* 060505104 03/04/05 73,748
1 Elect Directors For Split Mgmt
1.1 Elect Director William Barnet, III --- For
1.2 Elect Director Charles W. Coker --- For
1.3 Elect Director John T. Collins --- For
1.4 Elect Director Gary L. Countryman ---
Withhold
WITHHOLD votes from Gary L. Countryman for standing as an
affiliated outsider on the Compensation Committee.
1.5 Elect Director Paul Fulton --- For
1.6 Elect Director Charles K. Gifford --- For
1.7 Elect Director W. Steven Jones --- For
1.8 Elect Director Kenneth D. Lewis --- For
1.9 Elect Director Walter E. Massey --- For
1.10 Elect Director Thomas J. May --- For
1.11 Elect Director Patricia E. Mitchell --- For
1.12 Elect Director Edward L. Romero --- For
1.13 Elect Director Thomas M. Ryan --- For
1.14 Elect Director O. Temple Sloan, Jr. --- For
1.15 Elect Director Meredith R. Spangler --- For
1.16 Elect Director Robert L. Tillman --- For
1.17 Elect Director Jackie M. Ward --- For
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions Against Against ShrHoldr
4 Director Nominee Amendment Against Against ShrHoldr
04/27/05 - A CHEVRON CORP *CVX* 166764100 03/01/05 38,668
1 Elect Directors For Split Mgmt
1.1 Elect Director Samuel H. Armacost --- For
1.2 Elect Director Robert E. Denham --- Withhold
Robert E. Denham is an affiliated outsider on the audit
committee.
1.3 Elect Director Robert J. Eaton --- For
1.4 Elect Director Sam Ginn --- For
1.5 Elect Director Carla Anderson Hills --- For
1.6 Elect Director Franklyn G. Jenifer --- For
1.7 Elect Director Sam Nunn --- For
1.8 Elect Director David J. O'Reilly --- For
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.9 Elect Director Peter J. Robertson --- For
1.10 Elect Director Charles R. Shoemate --- For
1.11 Elect Director Ronald D. Sugar --- For
1.12 Elect Director Carl Ware --- For
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
5 Expense Stock Options Against Against ShrHoldr
6 Eliminate Animal Testing Against Against ShrHoldr
7 Report on Drilling in Protected Areas Against Against ShrHoldr
8 Report on Remediation Programs in Ecuador Against Against ShrHoldr
04/27/05 - A GENERAL ELECTRIC CO. *GE* 369604103 02/28/05 191,387
1 Elect Directors For Split Mgmt
1.1 Elect Director James I. Cash, Jr. --- For
1.2 Elect Director William M. Castell --- For
1.3 Elect Director Dennis D. Dammerman --- For
1.4 Elect Director Ann M. Fudge --- For
1.5 Elect Director Claudio X. Gonzalez ---
Withhold
WITHHOLD votes for sitting on more than four boards.
1.6 Elect Director Jeffrey R. Immelt --- For
1.7 Elect Director Andrea Jung --- For
1.8 Elect Director Alan G. Lafley --- For
1.9 Elect Director Ralph S. Larsen --- For
1.10 Elect Director Rochelle B. Lazarus --- For
1.11 Elect Director Sam Nunn --- For
1.12 Elect Director Roger S. Penske --- For
1.13 Elect Director Robert J. Swieringa --- For
1.14 Elect Director Douglas A. Warner III --- For
1.15 Elect Director Robert C. Wright --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Report on Nuclear Fuel Storage Risks Against Against ShrHoldr
5 Report on PCB Clean-up Costs Against Against ShrHoldr
6 Adopt Policy on Overboarded Directors Against Against ShrHoldr
7 Prepare a Sustainability Report Against Against ShrHoldr
8 Political Contributions/Activities Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
9 Eliminate Animal Testing Against Against ShrHoldr
04/27/05 - A HBOS PLC G4364D106 None 69,485
1 Accept Financial Statements and Statutory For For Mgmt
Reports
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend of 22.15 Pence Per For For Mgmt
Ordinary Share
4 Elect Mark Tucker as Director None None Mgmt
5 Re-elect Dennis Stevenson as Director For For Mgmt
6 Re-elect Charles Dunstone as Director For For Mgmt
7 Re-elect Colin Matthew as Director For For Mgmt
8 Re-elect Anthony Hobson as Director For For Mgmt
9 Reappoint KPMG Audit Plc as Auditors and For For Mgmt
Authorise the Board to Determine Their
Remuneration
10 Authorise Issue of Equity or Equity-Linked For For Mgmt
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 49,080,217
11 Authorise 392,565,936 Ordinary Shares for For For Mgmt
Market Purchase
12 Approve EU Political Donations up to GBP For For Mgmt
100,000 and EU Political Expenditure up to
GBP 100,000
13 Approve Increase in Authorised Capital to For For Mgmt
GBP 4,685,000,000, EUR 3,000,000,000 and
USD 4,500,000,000 by the Creation of
Preference Shares
04/28/05 - A ALTRIA GROUP, INC. *MO* 02209S103 03/07/05 37,163
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Eliminate Animal Testing Against Against ShrHoldr
6 Product Warnings for Pregnant Women Against Against ShrHoldr
7 Cease Use of Light and Ultra Light in Against Against ShrHoldr
Cigarette Marketing
8 Apply Fire Safety Standards for Cigarettes Against Against ShrHoldr
04/28/05 - A ASTRAZENECA PLC (FORMERLY ZENECA PLC) 046353108 03/09/05 28,340
MEETING FOR HOLDERS OF ADR'S
1 TO RECEIVE THE DIRECTORS REPORT AND For For Mgmt
ACCOUNTS FOR THE
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
YEAR ENDED DECEMBER 31, 2004
2 TO CONFIRM DIVIDENDS For For Mgmt
3 Ratify Auditors For For Mgmt
4 TO AUTHORIZE THE DIRECTORS TO AGREE THE For For Mgmt
REMUNERATION OF THE AUDITOR
5 Elect Directors For For Mgmt
6 TO APPROVE THE DIRECTORS REMUNERATION For For Mgmt
REPORT FOR THE YEAR ENDED DECEMBER 31, 2004
7 TO APPROVE THE ASTRAZENECA PERFORMANCE For For Mgmt
SHARE PLAN
8 TO AUTHORIZE LIMITED EU POLITICAL DONATIONS For For Mgmt
9 TO AUTHORIZE THE DIRECTORS TO ALLOT For For Mgmt
UNISSUED SHARES
10 TO AUTHORIZE THE DIRECTORS TO DISAPPLY For For Mgmt
PRE-EMPTION RIGHTS
11 TO AUTHORIZE THE COMPANY TO PURCHASE ITS For For Mgmt
OWN SHARES
04/28/05 - A BARCLAYS PLC 06738E204 03/22/05 29,213
MEETING FOR HOLDERS OF ADR'S
1 TO RECEIVE THE DIRECTORS AND AUDITORS For For Mgmt
REPORTS AND THE ACCOUNTS FOR THE YEAR ENDED
31ST DECEMBER 2004.
2 TO APPROVE THE REPORT ON REMUNERATION FOR For For Mgmt
THE YEAR ENDED 31ST DECEMBER 2004.
3 THAT SIR ANDREW LIKIERMAN BE RE-ELECTED A For For Mgmt
DIRECTOR OF THE COMPANY.
4 THAT LEIGH CLIFFORD BE RE-ELECTED A For For Mgmt
DIRECTOR OF THE COMPANY.
5 THAT MATTHEW BARRETT BE RE-ELECTED A For For Mgmt
DIRECTOR OF THE COMPANY.
6 THAT JOHN VARLEY BE RE-ELECTED A DIRECTOR For For Mgmt
OF THE COMPANY.
7 THAT DAVID ARCULUS BE RE-ELECTED A DIRECTOR For For Mgmt
OF THE COMPANY.
8 THAT SIR NIGEL RUDD BE RE-ELECTED A For For Mgmt
DIRECTOR OF THE COMPANY.
9 Ratify Auditors For For Mgmt
10 TO AUTHORISE THE DIRECTORS TO SET THE For For Mgmt
REMUNERATION OF THE
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
AUDITORS.
11 TO APPROVE THE PERFORMANCE SHARE PLAN (PSP). For For Mgmt
12 TO GIVE THE DIRECTORS THE AUTHORITY TO For For Mgmt
ESTABLISH SUPPLEMENTS OR APPENDICES TO THE
PSP.
13 TO RENEW THE AUTHORITY GIVEN TO DIRECTORS For For Mgmt
TO ALLOT SECURITIES.
14 TO RENEW THE AUTHORITY GIVEN TO DIRECTORS For For Mgmt
TO ALLOT SECURITIES FOR CASH OTHER THAN ON
A PRO-RATA BASIS AND SELL TREASURY SHARES
15 TO RENEW THE COMPANY S AUTHORITY TO For For Mgmt
PURCHASE ITS OWN SHARES. *** VOTING CUT-OFF
DATE: NO LATER THAN APRIL 21, 2005
04/28/05 - A JOHNSON & JOHNSON *JNJ* 478160104 03/01/05 53,789
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/28/05 - A PFIZER INC. *PFE* 717081103 03/02/05 136,857
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
4 Report on Pharmaceutical Price Restraint Against Against ShrHoldr
5 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Product Availability in Canada Against Against ShrHoldr
8 Separate Chairman and CEO Positions Against Against ShrHoldr
04/29/05 - A SBC COMMUNICATIONS INC. *SBC* 78387G103 03/01/05 60,164
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Report on Political Contributions Against Against ShrHoldr
5 Report on Executive Compensation Against Against ShrHoldr
6 Performance- Based/Indexed Options Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
7 Adopt Simple Majority Vote Against For ShrHoldr
Supermajority vote requirements generally serve to
lock in provisions that are harmful to shareholders.
Requiring approval by more than a simple majority of
voting shares may entrench management by preventing action
that may benefit shareholders.
05/04/05 - A PEPSICO, INC. *PEP* 713448108 03/11/05 30,764
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Corporate Political Contributions Against Against ShrHoldr
05/05/05 - A VERIZON COMMUNICATIONS *VZ* 92343V104 03/07/05 50,214
1 Elect Directors For Split Mgmt
1.1 Elect Director James R. Barker --- For
1.2 Elect Director Richard L. Carrion ---
Withhold
Richard L. Carrion is an affiliated outsider on the
compensation committee.
1.3 Elect Director Robert W. Lane --- For
1.4 Elect Director Sandra O. Moose --- Withhold
Sandra O. Moose is an affiliated outsider on the audit and
nominating committees.
1.5 Elect Director Joseph Neubauer --- Withhold
WITHHOLD votes for sitting on more than four boards while
serving as CEO.
1.6 Elect Director Thomas H. O' Brien --- For
1.7 Elect Director Hugh B. Price --- For
1.8 Elect Director Ivan G. Seidenberg --- For
1.9 Elect Director Walter V. Shipley --- For
1.10 Elect Director John R. Stafford --- For
1.11 Elect Director Robert D. Storey --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
5 Require Majority of Independent Directors Against For ShrHoldr
on Board
SSGA supports proposals urging a standard of a two-
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
thirds majority independent board, which the company
currently does not meet.
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Amend Director/Officer Against Against ShrHoldr
Liability/Indemnifications Provisions
8 Report on Political Contributions Against Against ShrHoldr
05/17/05 - A JPMORGAN CHASE & CO. *JPM* 46625H100 03/22/05 64,573
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of 15%.
4 Establish Term Limits for Directors Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
7 Adopt Executive Benefit Policy Against Against ShrHoldr
05/17/05 - A TOTAL SA (FORMERLY TOTAL FINA ELF S.A) 89151E109 04/08/05 21,035
MEETING FOR HOLDERS OF ADRS
1 APPROVAL OF THE PARENT COMPANY FINANCIAL For For Mgmt
STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Mgmt
STATEMENTS
3 ALLOCATION OF EARNINGS, DECLARATION OF For For Mgmt
DIVIDEND
4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF For For Mgmt
THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO For For Mgmt
TRADE SHARES OF THE COMPANY
6 RENEWAL OF THE APPOINTMENT OF MR. PAUL For For Mgmt
DESMARAIS JR. AS A DIRECTOR
7 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND For For Mgmt
JACQUILLAT AS A DIRECTOR
8 RENEWAL OF THE APPOINTMENT OF MR. MAURICE For For Mgmt
LIPPENS AS A DIRECTOR
9 APPOINTMENT OF LORD LEVENE OF PORTSOKEN, For For Mgmt
KBE, AS A DIRECTOR
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
10 AUTHORITY TO BOARD TO RAISE CAPITAL BY For For Mgmt
ISSUING EQUITY OR EQUITY- LINKED SECURITIES
WITH PREFERENTIAL SUBSCRIPTION RIGHTS
11 AUTHORITY TO BOARD TO RAISE CAPITAL BY For For Mgmt
ISSUING EQUITY OR EQUITY- LINKED SECURITIES
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
12 AUTHORITY TO THE BOARD FOR THE PURPOSE OF For For Mgmt
CAPITAL INCREASES PURSUANT TO ARTICLE L.
443-5 OF THE FRENCH LABOR CODE
13 AUTHORIZATION TO GRANT SHARES OF THE Against For Mgmt
COMPANY TO EMPLOYEES AND EXECUTIVE OFFICERS
OF THE COMPANY AND GROUP COMPANIES
The initiative can be supported due to the size
of the requested authorization, the resulting
level of potential dilution under all plans and
other favorable terms of the plan. A vote in
favor of this proposal is recommended.
14 AMENDED AUTHORIZATION TO GRANT SHARES TO Against For ShrHoldr
EMPLOYEES AND EXECUTIVE OFFICERS OF THE
COMPANY AND GROUP COMPANIES
05/18/05 - A INTEL CORP. *INTC* 458140100 03/21/05 116,346
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
05/20/05 - A TIME WARNER INC *TWX* 887317105 03/24/05 78,065
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
05/25/05 - A EXXON MOBIL CORP. *XOM* 30231G102 04/06/05 113,847
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Political Contributions/Activities Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Nominate Independent Directors with Against Against ShrHoldr
Industry Experience
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
6 Report on Payments to Indonesian Military Against Against ShrHoldr
7 Adopt Policy Prohibiting Discrimination Against Against ShrHoldr
based on Sexual Orientation
8 Report on Potential Damage of Drilling in Against Against ShrHoldr
Protected Regions
9 Disclose Information Supporting the Company Against Against ShrHoldr
Position on Climate Change
10 Report on Company Policies for Compliance Against Against ShrHoldr
with the Kyoto Protocol
05/25/05 - A GLAXOSMITHKLINE PLC (FORMERLY GLAXO 37733W105 03/11/05 53,298
WELLCOME PLC )
MEETING FOR HOLDERS OF ADR'S
1 DIRECTORS REPORT AND FINANCIAL STATEMENTS For For Mgmt
2 REMUNERATION REPORT For For Mgmt
3 TO ELECT SIR CHRISTOPHER GENT AS A DIRECTOR For For Mgmt
4 TO ELECT SIR DERYCK MAUGHAN AS A DIRECTOR For For Mgmt
5 TO ELECT MR JULIAN HESLOP AS A DIRECTOR For For Mgmt
6 TO RE-ELECT DR JEAN-PIERRE GARNIER AS A For For Mgmt
DIRECTOR
7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR For For Mgmt
8 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR For For Mgmt
9 TO RE-ELECT DR LUCY SHAPIRO AS A DIRECTOR For For Mgmt
10 Ratify Auditors For For Mgmt
11 REMUNERATION OF AUDITORS For For Mgmt
12 TO AUTHORISE THE COMPANY TO MAKE DONATIONS For For Mgmt
TO EU POLITICAL ORGANISATIONS AND INCUR EU
POLITICAL EXPENDITURE
13 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Mgmt
14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Mgmt
OWN SHARES
15 INSERTION OF NEW ARTICLE 48A INTO ARTICLES For For Mgmt
OF ASSOCIATION
16 DELETION OF ARTICLE 154.2 OF ARTICLES OF For For Mgmt
ASSOCIATION
17 AMENDMENT OF ARTICLE 81 OF ARTICLES OF For For Mgmt
ASSOCIATION
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/27/05 - A HSBC HOLDINGS PLC 404280406 03/28/05 39,661
MEETING FOR HOLDERS OF ADR'S
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2004 For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 TO APPROVE THE DIRECTORS REMUNERATION For For Mgmt
REPORT FOR 2004
5 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES For For Mgmt
6 TO DISPLAY PRE-EMPTION RIGHTS (SPECIAL For For Mgmt
RESOLUTION)
7 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Mgmt
OWN ORDINARY SHARES
8 TO AMEND THE HSBC HOLDINGS SAVINGS-RELATED For For Mgmt
SHARE OPTION PLAN.
9 TO AMEND THE HSBC HOLDINGS SAVINGS-RELATED For For Mgmt
SHARE OPTION PLAN: INTERNATIONAL
10 TO APPROVE THE HSBC US EMPLOYEE STOCK PLAN For For Mgmt
11 TO APPROVE THE HSBC SHARE PLAN For For Mgmt
12 TO ALTER THE ARTICLES OF ASSOCIATION For For Mgmt
(SPECIAL RESOLUTION)
06/03/05 - A WAL-MART STORES, INC. *WMT* 931142103 04/05/05 46,092
1 Elect Directors For Split Mgmt
1.1 Elect Director James W. Breyer --- For
1.2 Elect Director M. Michele Burns --- For
1.3 Elect Director Douglas N. Daft --- For
1.4 Elect Director David D. Glass --- For
1.5 Elect Director Roland A. Hernandez ---
Withhold
1.6 Elect Director John D. Opie --- For
1.7 Elect Director J. Paul Reason --- For
1.8 Elect Director H. Lee Scott, Jr. --- For
1.9 Elect Director Jack C. Shewmaker --- For
1.10 Elect Director Jose H. Villarreal --- For
1.11 Elect Director John T. Walton --- For
1.12 Elect Director S. Robson Walton --- For
1.13 Elect Director Christopher J. Williams ---
For
1.14 Elect Director Linda S. Wolf --- For
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Executive Compensation Against Against ShrHoldr
5 Prepare Sustainability Report Against Against ShrHoldr
6 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
7 Report on Political Contributions Against Against ShrHoldr
8 Prepare Equal Opportunity Report Against Against ShrHoldr
9 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
10 Require Majority of Independent Directors Against Against ShrHoldr
on Board
11 Performance- Based/Indexed Options Against Against ShrHoldr
06/23/05 - A TOYOTA MOTOR CORP. 892331307 03/30/05 27,347
MEETING FOR HOLDERS OF ADR'S
1 APPROVAL OF PROPOSED APPROPRIATION OF For For Mgmt
RETAINED EARNINGS FOR THE 101ST TERM
2 ELECTION OF 26 DIRECTORS For For Mgmt
3 ELECTION OF 1 CORPORATE AUDITOR For Against Mgmt
Because nominee began his working life with Denso Corp.,
one of the largest suppliers to Toyota and a key member of
the Toyota keiretsu, in 1960; and he is now the chairman
of Denso, he is not an appropriate candidate.
4 ISSUE OF STOCK ACQUISITION RIGHTS WITHOUT For For Mgmt
CONSIDERATION TO DIRECTORS, MANAGING
OFFICERS AND EMPLOYEES, ETC., OF TOYOTA
MOTOR CORPORATION AND ITS AFFILIATES
5 REPURCHASE OF SHARES For For Mgmt
6 AWARD OF BONUS PAYMENTS TO RETIRING For For Mgmt
DIRECTORS
7 AMENDMENT OF THE ARTICLES OF INCORPORATION Against For ShrHoldr
(PART 1) (DISCLOSURE OF INDIVIDUAL
REMUNERATION AND BONUS PAYMENTS UPON
RETIREMENT, ETC. OF EACH DIRECTOR TO THE
SHAREHOLDERS)
As this is a reasonable request to increase disclosure of
executive compensation, this is a supportable request.
8 AMENDMENT OF THE ARTICLES OF INCORPORATION Against Against ShrHoldr
(PART 2) (DISCLOSURE OF POLITICAL
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
CONTRIBUTIONS)
06/28/05 - A ROYAL DUTCH SHELL PLC (FORMERLY ROYAL 780257804 05/23/05 36,791
DUTCH PETROLEUM CO.)
MEETING FOR HOLDERS OF ADR'S
1 ANNUAL ACCOUNTS 2004 For For Mgmt
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Mgmt
YEAR 2004
3 DISCHARGE OF THE MANAGING DIRECTORS For Against Mgmt
Approving discharge for 2004 at this AGM will make it more
difficult for shareholders to pursue legal action, e.g.,
if the outcome of the class action and other lawsuits
would indicate that the management and supervisory boards
of Royal Dutch could be held accountable. If it turns out
that the latter is not the case, then discharge in this
respect could, for instance, be granted at an EGM. As a
precautionary measure, a vote against Items 4.A and 4.B is
recommended.
4 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY For Against Mgmt
BOARD
See item 3.
5 APPOINTMENT OF MR. L.R. RICCIARDI AS A For For Mgmt
MEMBER OF THE SUPERVISORY BOARD
6 AUTHORIZATION FOR THE ACQUISITION OF For For Mgmt
ORDINARY SHARES
7 CANCELLATION OF THE ORDINARY SHARES HELD BY For For Mgmt
THE COMPANY
8 APPROVAL OF THE IMPLEMENTATION AGREEMENT For For Mgmt
9 PROPOSAL TO AMEND THE ARTICLES OF For Against Mgmt
ASSOCIATION OF THE COMPANY
As mentioned above, the timing of the proposed
indemnification clause is awkward, since Royal
Dutch and its board members are involved in
several court cases following the restatements of
the oil and gas reserves. Because of objections
against the liability clause, a vote against this
item is recommended.
10 APPOINTMENT OF MR A.G. JACOBS AS A For For Mgmt
NON-EXECUTIVE DIRECTOR
11 APPOINTMENT OF MS CH. MORIN-POSTEL AS A For For Mgmt
NON-EXECUTIVE DIRECTOR
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
DOW JONES GLOBAL TITANS INDEX FUND - J927
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
12 APPOINTMENT OF MR A.A. LOUDON AS A For For Mgmt
NON-EXECUTIVE DIRECTOR
13 APPOINTMENT OF MR L.R. RICCIARDI AS A For For Mgmt
NON-EXECUTIVE DIRECTOR
14 ADOPTION OF THE REMUNERATION POLICY FOR THE For For Mgmt
BOARD OF DIRECTORS
15 APPROVAL OF AMENDED LONG-TERM INCENTIVE PLAN For For Mgmt
16 APPROVAL OF AMENDED RESTRICTED SHARE PLAN For For Mgmt
17 APPROVAL OF AMENDED DEFERRED BONUS PLAN For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
07/30/04 - S KEYSTONE PROPERTY TRUST 493596100 07/01/04 73,154
1 Approve Merger Agreement For For Mgmt
10/13/04 - S CHELSEA PROPERTY GROUP, INC. 163421100 08/23/04 84,772
1 Approve Merger Agreement For For Mgmt
11/09/04 - S THE ROUSE CO. 779273101 10/08/04 203,263
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
12/08/04 - S MERISTAR HOSPITALITY CORPORATION 58984Y103 08/11/04 156,451
*MHX*
1 Increase Authorized Common Stock For For Mgmt
02/28/05 - S CAMDEN PROPERTY TRUST *CPT* 133131102 01/24/05 92,623
1 Issue Shares in Connection with an For For Mgmt
Acquisition
02/28/05 - S SUMMIT PROPERTIES INC. 866239106 01/24/05 72,994
1 Approve Merger Agreement For For Mgmt
04/01/05 - S CORNERSTONE REALTY INCOME TRUST, INC. 21922V102 02/09/05 129,772
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
04/15/05 - S COLONIAL PROPERTIES TRUST *CLP* 195872106 02/09/05 63,257
1 Issue Shares in Connection with an For For Mgmt
Acquisition
2 Increase Authorized Preferred and Common For For Mgmt
Stock
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
3 Approve Authority to Issue Preferred Stock For For Mgmt
4 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
04/21/05 - A LASALLE HOTEL PROPERTIES *LHO* 517942108 02/11/05 65,148
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Other Business For Against Mgmt
Details of other business items not disclosed
04/25/05 - A AMLI RESIDENTIAL PROPERTIES TRUST 001735109 03/04/05 67,344
*AML*
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
04/27/05 - A COLONIAL PROPERTIES TRUST *CLP* 195872106 03/08/05 73,273
1 Elect Directors For Split Mgmt
1.1 Elect Director Carl F. Bailey --- For
1.2 Elect Director M. Miller Gorrie --- For
1.3 Elect Director William M. Johnson --- For
1.4 Elect Director Glade M. Knight --- For
1.5 Elect Director James K. Lowder --- For
1.6 Elect Director Thomas H. Lowder --- For
1.7 Elect Director Herbert A. Meisler --- For
1.8 Elect Director Claude B. Nielsen --- For
1.9 Elect Director Harold W. Ripps --- For
1.10 Elect Director Donald T. Senterfitt --- For
1.11 Elect Director John W. Spiegel --- Withhold
John W. Spiegel is an affiliated outsider on the audit and
compensation committee.
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
04/27/05 - A DUKE REALTY CORPORATION *DRE* 264411505 02/28/05 342,534
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Incentive Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
04/28/05 - A CARRAMERICA REALTY CORP. *CRE* 144418100 03/04/05 144,215
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/29/05 - A APARTMENT INVESTMENT & MANAGEMENT CO. 03748R101 03/04/05 251,223
*AIV*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approval of the Sale of High Performance For For Mgmt
Units
04/29/05 - A PAN PACIFIC RETAIL PROPERTIES, INC. 69806L104 02/24/05 97,385
*PNP*
1 Elect Directors For For Mgmt
2 Amend Articles of Incorporation Against For ShrHoldr
The authorization and issuance of blank
check preferred stock is not in
shareholders' best interests. Intended or
not, that blank check preferred stock can
deter takeover attempts and that empirical
evidence supports this. Blank check
preferred stock poses a barrier to a
potential favorable acquisition, thus
penalizing shareholders by limiting their
options. Such measures can entrench
management and restrict the ability of
shareholders to act, and as such, we
recommend that the creation of such an
authorization be subjected to shareholder
approval. Furthermore, Mr. Armstrong's
resolution is a non binding resolution and
only asks that the board take the steps
necessary to amend the articles of
incorporation to provide that the authorized
preferred stock be issued only in connection
with increasing capital and making certain
acquisitions, and does not state explicitly
that the board should prohibit any issuance
that may have a dilutive effect or serve as
an anti-takeover device. As such, this
proposal warrants shareholder approval.
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/02/05 - A BRANDYWINE REALTY TRUST *BDN* 105368203 03/23/05 132,494
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/03/05 - A CATELLUS DEVELOPMENT CORP. *CDX* 149113102 03/15/05 277,142
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Shareholder Rights Plan (Poison Pill) For For Mgmt
05/03/05 - A PS BUSINESS PARKS, INC. *PSB* 69360J107 03/23/05 53,893
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/05 - A REGENCY CENTERS CORP. *REG* 758849103 03/18/05 164,530
1 Elect Directors For Split Mgmt
1.1 Elect Director Martin E. Stein, Jr. --- For
1.2 Elect Director Raymond L. Bank --- For
1.3 Elect Director C. Ronald Blankenship --- For
1.4 Elect Director A. R. Carpenter --- For
1.5 Elect Director J. Dix Druce, Jr. --- For
1.6 Elect Director Mary Lou Fiala --- For
1.7 Elect Director Bruce M. Johnson --- For
1.8 Elect Director Douglas S. Luke --- Withhold
WITHHOLD votes from Douglas S. Luke for standing as an
affiliated outsider on the Compensation Committee.
1.9 Elect Director John C. Schweitzer --- For
1.10 Elect Director Thomas G. Wattles --- For
1.11 Elect Director Terry N. Worrell --- For
05/03/05 - A UNITED DOMINION REALTY TRUST, INC. 910197102 03/01/05 319,218
*UDR*
1 Elect Directors For Split Mgmt
1.1 Elect Director Eric J. Foss --- For
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
1.2 Elect Director Robert P. Freeman --- For
1.3 Elect Director Jon A. Grove --- Withhold
Jon A. Grove is an affiliated outsider on the
compensation committee.
1.4 Elect Director James D. Klingbeil ---
Withhold
James D. Klingbeil is an affiliated director on the
compensation committee.
1.5 Elect Director Robert C. Larson --- For
1.6 Elect Director Thomas R. Oliver --- For
1.7 Elect Director Lynne B. Sagalyn --- For
1.8 Elect Director Mark J. Sandler --- For
1.9 Elect Director Robert W. Scharar --- For
1.10 Elect Director Thomas W. Toomey --- For
2 Ratify Auditors For For Mgmt
3 Approve Out-Performance Program For For Mgmt
4 Authorize New Class of Preferred Stock For For Mgmt
05/03/05 - A WEINGARTEN REALTY INVESTORS *WRI* 948741103 03/07/05 227,193
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
05/03/05 - A WINSTON HOTELS, INC. *WXH* 97563A102 03/09/05 71,046
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles M. Winston --- For
1.2 Elect Director Robert W. Winston, III ---
For
1.3 Elect Director Thomas F. Darden, II, ---
Withhold
WITHHOLD votes from Thomas F. Darden, II for standing as
an affiliated outsider on the Audit, Compensation and
Nominating committees and for failure to establish a
majority independent board.
1.4 Elect Director Richard L. Daugherty --- For
1.5 Elect Director Edwin B. Borden --- For
1.6 Elect Director David C. Sullivan --- For
2 Amend Articles of Incorporation For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/04/05 - A ARCHSTONE SMITH TRUST *ASN* 039583109 03/08/05 527,338
1 Elect Directors For For Mgmt
2 Declassify the Board of Trustees For For Mgmt
3 Ratify Auditors For For Mgmt
05/04/05 - A ASSOCIATED ESTATES REALTY CORP. *AEC* 045604105 03/18/05 53,129
1 Elect Directors For Split Mgmt
1.1 Elect Director Albert T. Adams --- Withhold
WITHHOLD votes from Albert T. Adams for standing as an
affiliated outsider on the Nominating Committee.
1.2 Elect Director James M. Delaney --- For
1.3 Elect Director Jeffrey I. Friedman --- For
1.4 Elect Director Michael E. Gibbons --- For
1.5 Elect Director Mark L. Milstein --- For
1.6 Elect Director Frank E. Mosier --- For
1.7 Elect Director Richard T. Schwarz --- For
2 Amend Omnibus Stock Plan For For Mgmt
05/04/05 - A FEDERAL REALTY INVESTMENT TRUST *FRT* 313747206 03/16/05 139,990
1 Elect Directors For Split Mgmt
1.1 Elect Director Mark S. Ordan --- Withhold
Mark S. Ordan is an affiliated outsider on the
compensation and nominating commmittees.
1.2 Elect Director Donald C. Wood --- For
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/04/05 - A GENERAL GROWTH PROPERTIES, INC. *GGP* 370021107 03/15/05 591,065
1 Elect Directors For Split Mgmt
1.1 Elect Director Matthew Bucksbaum --- For
1.2 Elect Director Bernard Freibaum --- For
1.3 Elect Director Beth Stewart --- Withhold
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
Beth Stewart is an affiliated outsider on the audit and
compensation committee.
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/04/05 - A GLENBOROUGH REALTY TRUST INC. *GLB* 37803P105 02/28/05 86,535
1 Elect Directors For For Mgmt
05/04/05 - A INNKEEPERS USA TRUST *KPA* 4576J0104 03/01/05 101,959
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/04/05 - A THE TOWN AND COUNTRY TRUST *TCT* 892081100 03/18/05 47,102
1 Elect Directors For Split Mgmt
1.1 Elect Director Harvey Schulweis --- For
1.2 Elect Director Nancy F. Lerner --- Withhold
WITHHOLD votes from for standing as an affiliated outsider
on the Compensation and Nominating committees.
1.3 Elect Director James H. Berick --- For
1.4 Elect Director H. Grant Hathaway --- For
2 Ratify Auditors For For Mgmt
05/05/05 - A PARKWAY PROPERTIES, INC. *PKY* 70159Q104 03/22/05 35,167
1 Elect Directors For Split Mgmt
1.1 Elect Director Daniel P. Friedman --- For
1.2 Elect Director Roger P. Friou --- For
1.3 Elect Director Martin L. Garcia --- For
1.4 Elect Director Matthew W. Kaplan --- For
1.5 Elect Director Michael J. Lipsey ---
Withhold
WITHHOLD votes from Michael J. Lipsey for standing as an
affiliated outsider on the Compensation and Nominating
committees.
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
1.6 Elect Director Joe F. Lynch --- For
1.7 Elect Director Steven G. Rogers --- For
1.8 Elect Director Leland R. Speed --- For
1.9 Elect Director Lenore M. Sullivan --- For
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
05/05/05 - A PUBLIC STORAGE, INC. *PSA* 74460D109 03/23/05 318,222
1 Elect Directors For Split Mgmt
1.1 Elect Director B. Wayne Hughes --- For
1.2 Elect Director Ronald L. Havner, Jr. --- For
1.3 Elect Director Harvey Lenkin --- For
1.4 Elect Director Robert J. Abernethy --- For
1.5 Elect Director Dann V. Angeloff --- Withhold
Dann V. Angeloff is an affiliated outsider on the
compensation and nominating committees.
1.6 Elect Director William C. Baker --- For
1.7 Elect Director John T. Evans --- For
1.8 Elect Director Uri P. Harkham --- For
1.9 Elect Director B. Wayne Hughes, Jr. --- For
1.10 Elect Director Daniel C. Staton --- For
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/06/05 - A CAMDEN PROPERTY TRUST *CPT* 133131102 03/14/05 156,557
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard J. Campo --- For
1.2 Elect Director William R. Cooper ---
Withhold
William R. Cooper is an affiliated outsider on the
compensation and nominating comittee.
1.3 Elect Director George A. Hrdlicka --- For
1.4 Elect Director Scott S. Ingraham ---
Withhold
WIHHOLD vote from from Scott S. Ingraham for standing as
an affiliated outsider on the Audit Committee .
1.5 Elect Director Lewis A. Levey --- For
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
1.6 Elect Director William B. McGuire, Jr. ---
For
1.7 Elect Director D. Keith Oden --- For
1.8 Elect Director F. Gardner Parker --- For
1.9 Elect Director William F. Paulsen --- For
1.10 Elect Director Steven A. Webster ---
Withhold
WITHHOLD votes from from Steven A. Webster for sitting on
more than six boards.
05/06/05 - A DIGITAL REALTY TRUST INC. 253868103 03/31/05 53,723
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/06/05 - A GLIMCHER REALTY TRUST *GRT* 379302102 03/14/05 95,777
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
05/06/05 - A HERITAGE PROPERTY INVESTMENT TRUST 42725M107 03/04/05 124,035
INC *HTG*
1 Elect Directors For Split Mgmt
1.1 Elect Director Bernard Cammarata ---
Withhold
Bernard Cammarata is an affiliate outsider on the
compensation committee.
1.2 Elect Director Michael J. Joyce --- For
1.3 Elect Director Thomas C. Prendergast --- For
05/06/05 - A HOME PROPERTIES INC *HME* 437306103 03/11/05 89,775
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Deferred Compensation Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/06/05 - A SAUL CENTERS, INC. *BFS* 804395101 03/11/05 43,909
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/06/05 - A SHURGARD STORAGE CENTERS, INC. *SHU* 82567D104 03/11/05 124,049
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/09/05 - A CBL & ASSOCIATES PROPERTIES, INC. 124830100 03/14/05 83,249
*CBL*
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles B. Lebovitz --- For
1.2 Elect Director Claude M. Ballard --- For
1.3 Elect Director Gary L. Bryenton --- Withhold
WITHHOLD votes from Gary L. Bryenton for standing as an
affiliated outsider on the Audit and Nominating Committees.
1.4 Elect Director Leo Fields --- For
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/10/05 - A COUSINS PROPERTIES INC. *CUZ* 222795106 03/22/05 122,419
1 Elect Directors For Split Mgmt
1.1 Elect Director Thomas D. Bell, Jr. --- For
1.2 Elect Director Erskine B. Bowles --- For
1.3 Elect Director Richard W. Courts, II ---
Withhold
Richard W. Courts, II is an affiliated outisder on all key
committees.
1.4 Elect Director Thomas G. Cousins --- For
1.5 Elect Director Lillian C. Giornelli --- For
1.6 Elect Director S. Taylor Glover --- For
1.7 Elect Director James H. Hance, Jr. --- For
1.8 Elect Director Boone A. Knox --- For
1.9 Elect Director John J. Mack --- For
1.10 Elect Director William Porter Payne --- For
2 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/10/05 - A DEVELOPERS DIVERSIFIED REALTY CORP. 251591103 03/22/05 255,427
*DDR*
1 Fix Number of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
05/10/05 - A EQUITY LIFESTYLE PROPERTIES INC *ELS* 29472R108 03/11/05 61,635
1 Elect Directors For For Mgmt
05/10/05 - A ESSEX PROPERTY TRUST, INC. *ESS* 297178105 02/28/05 55,268
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A HRPT PROPERTIES TRUST *HRP* 40426W101 03/14/05 478,472
1 Elect Directors For For Mgmt
05/11/05 - A AVALONBAY COMMUNITIES, INC. *AVB* 053484101 03/09/05 194,184
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - A BEDFORD PROPERTY INVESTORS, INC. 076446301 03/10/05 43,762
*BED*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - A BOSTON PROPERTIES INC. *BXP* 101121101 03/16/05 292,451
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors Against Against ShrHoldr
05/11/05 - A HOSPITALITY PROPERTIES TRUST *HPT* 44106M102 03/15/05 181,632
1 Elect Directors For For Mgmt
05/11/05 - A NEW PLAN EXCEL REALTY TRUST, INC. 648053106 03/01/05 246,249
*NXL*
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/11/05 - A PRENTISS PROPERTIES TRUST *PP* 740706106 03/18/05 121,298
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/11/05 - A SIMON PROPERTY GROUP, INC. *SPG* 828806109 03/14/05 596,591
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Greenhouse Gas Emissions and Against Against ShrHoldr
Energy Efficiency
05/12/05 - A AMB PROPERTY CORP. *AMB* 00163T109 03/07/05 219,389
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/12/05 - A EQUITY INNS, INC. *ENN* 294703103 03/15/05 135,835
1 Elect Directors For For Mgmt
05/12/05 - A WASHINGTON REAL ESTATE INVESTMENT 939653101 03/17/05 112,988
TRUST *WRE*
1 Elect Directors For For Mgmt
2 Limit Awards to Executives Against Against ShrHoldr
05/13/05 - A KITE REALTY GROUP TRUST *KRG* 49803T102 03/15/05 51,789
1 Elect Directors For Split Mgmt
1.1 Elect Director Alvin E. Kite, Jr. --- For
1.2 Elect Director John A. Kite --- For
1.3 Elect Director William E. Bindley --- For
1.4 Elect Director Dr. Richard A. Cosier --- For
1.5 Elect Director Eugene Golub --- For
1.6 Elect Director Gerald L. Moss --- Withhold
WITHHOLD votes from Gerald L. Moss for standing as an
affiliated outsider on the Audit and Nominating committees.
1.7 Elect Director Michael L. Smith --- For
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/13/05 - A TANGER FACTORY OUTLET CENTERS, INC. 875465106 03/31/05 68,910
*SKT*
1 Elect Directors For For Mgmt
05/16/05 - A CENTERPOINT PROPERTIES TRUST *CNT* 151895109 03/10/05 130,228
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A FELCOR LODGING TRUST INCORPORATED 31430F101 03/21/05 160,521
*FCH*
1 Elect Directors For Split Mgmt
1.1 Elect Director Thomas J. Corcoran, Jr. ---
For
1.2 Elect Director Donald J. McNamara ---
Withhold
WITHHOLD votes from Donald J. McNamara for standing as an
affiliated outsider on the Audit, Compensation and
Nominating committees.
1.3 Elect Director Michael D. Rose --- For
1.4 Elect Director David C. Kloeppel --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/17/05 - A GABLES RESIDENTIAL TRUST *GBP* 362418105 03/18/05 79,092
1 Elect Directors For Split Mgmt
1.1 Elect Trustee David D. Fitch --- For
1.2 Elect Trustee John W. McIntyre --- Withhold
John W. McIntyre is an affiliated outsider on all key
committees.
1.3 Elect Trustee Chris D. Wheeler --- For
05/17/05 - A KILROY REALTY CORP. *KRC* 49427F108 03/15/05 76,823
1 Elect Directors For For Mgmt
05/17/05 - A KIMCO REALTY CORP. *KIM* 49446R109 03/22/05 277,746
1 Elect Directors For Split Mgmt
1.1 Elect Director Martin S. Kimmel --- For
1.2 Elect Director Milton Cooper --- For
1.3 Elect Director Richard G. Dooley ---
Withhold
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
WITHHOLD votes from Richard G. Dooley for standing as an
affiliated outsider on the Audit, Compensation and
Nominating committees. WITHHOLD votes from Frank Lourenso
standing as and affiliated outsiders on the Compensation
and Nominating committees.
1.4 Elect Director Michael J. Flynn --- For
1.5 Elect Director Joe Grills --- For
1.6 Elect Director David B. Henry --- For
1.7 Elect Director F. Patrick Hughes --- For
1.8 Elect Director Frank Lourenso --- Withhold
1.9 Elect Director Richard Saltzman --- For
2 Increase Authorized Common Stock For For Mgmt
05/18/05 - A ACADIA REALTY TRUST *AKR* 004239109 03/31/05 73,585
1 Elect Directors For Split Mgmt
1.1 Elect Director Kenneth F. Bernstein --- For
1.2 Elect Director Douglas Crocker Ii --- For
1.3 Elect Director Alan S. Forman --- For
1.4 Elect Director Suzanne M. Hopgood --- For
1.5 Elect Director Lorrence T. Kellar --- For
1.6 Elect Director Wendy Luscombe --- For
1.7 Elect Director Lee S. Wielansky --- Withhold
WITHHOLD votes from Lee S. Wielansky for standing as an
affiliated outsider on the Nominating Committee.
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
05/18/05 - A BIOMED REALTY TRUST INC *BMR* 09063H107 04/01/05 78,780
1 Elect Directors For For Mgmt
05/18/05 - A CRT PROPERTIES INC *CRO* 22876P109 03/25/05 77,177
1 Elect Directors For For Mgmt
2 Change State of Incorporation from Florida For For Mgmt
to Maryland
3 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/18/05 - A FIRST INDUSTRIAL REALTY TRUST, INC. 32054K103 03/22/05 103,035
*FR*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A PROLOGIS *PLD* 743410102 03/21/05 491,394
1 Elect Directors For For Mgmt
2 Declassify the Board of Trustees For For Mgmt
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
Details of other business items not disclosed
05/18/05 - A SOVRAN SELF STORAGE, INC. *SSS* 84610H108 04/01/05 39,590
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/18/05 - A TAUBMAN CENTERS, INC. *TCO* 876664103 03/23/05 123,461
1 Elect Directors For For Mgmt
2 Approve Restricted Stock Plan For For Mgmt
3 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
4 Ratify Auditors For For Mgmt
05/18/05 - A VORNADO REALTY TRUST *VNO* 929042109 04/15/05 315,967
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A ALEXANDRIA REAL ESTATE EQUITIES, INC. 015271109 03/31/05 48,651
*ARE*
1 Elect Directors For Split Mgmt
1.1 Elect Director Jerry M. Sudarsky ---
Withhold
WITHHOLD votes from Jerry M. Sudarsky for standing as an
affiliated outsider on the Audit and Nominating committees.
1.2 Elect Director Joel S. Marcus --- For
1.3 Elect Director James H. Richardson --- For
1.4 Elect Director Richard B. Jennings --- For
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director Richard H. Klein --- For
1.6 Elect Director Alan G. Walton --- For
1.7 Elect Director Richmond A. Wolf --- For
2 Ratify Auditors For For Mgmt
05/19/05 - A BRE PROPERTIES, INC. *BRE* 05564E106 03/15/05 135,411
1 Elect Directors For For Mgmt
2 Increase Authorized Preferred Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A CORPORATE OFFICE PROPERTIES TRUST, 22002T108 03/15/05 97,608
INC. *OFC*
1 Elect Directors For For Mgmt
05/19/05 - A EQUITY ONE, INC. *EQY* 294752100 04/05/05 178,319
1 Elect Directors For For Mgmt
05/19/05 - A HOST MARRIOTT CORP. *HMT* 44107P104 03/30/05 870,834
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert M. Baylis --- For
1.2 Elect Director Terence C. Golden ---
Withhold
WITHHOLD votes from Terence C. Golden for standing as an
affiliated outsider on the Audit Committee.
1.3 Elect Director Ann McLaughlin Korologos ---
For
1.4 Elect Director Richard E. Marriott --- For
1.5 Elect Director Judith A. McHale --- For
1.6 Elect Director John B. Morse, Jr. --- For
1.7 Elect Director Christopher J. Nassetta ---
For
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/19/05 - A LIBERTY PROPERTY TRUST *LRY* 531172104 03/14/05 228,607
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Establish Other Board Committee Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
05/19/05 - A MID-AMERICA APARTMENT COMMUNITIES, 59522J103 03/18/05 55,159
INC. *MAA*
1 Elect Directors For Split Mgmt
1.1 Elect Director H. Eric Bolton, Jr. --- For
1.2 Elect Director Alan B. Graf, Jr. ---
Withhold
Alan B. Graf, Jr. is an affiliated outsider on the audit
committe.
1.3 Elect Director Ralph Horn --- For
2 Ratify Auditors For For Mgmt
05/19/05 - A PENNSYLVANIA REAL ESTATE INVESTMENT 709102107 04/01/05 90,524
TRUST *PEI*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A POST PROPERTIES, INC. *PPS* 737464107 03/28/05 98,194
1 Elect Directors For For Mgmt
2 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
05/19/05 - A RECKSON ASSOCIATES REALTY CORP. *RA* 75621K106 03/21/05 217,573
1 Elect Directors For Split Mgmt
1.1 Elect Director Scott H. Rechler --- For
1.2 Elect Director Douglas Crocker Ii --- For
1.3 Elect Director Elizabeth Mccaul --- For
1.4 Elect Director Ronald H. Menaker --- For
1.5 Elect Director Peter Quick --- For
1.6 Elect Director Lewis S. Ranieri --- Withhold
Lewis S. Ranieri is an affiliated outsider on the
compensation and nominating committees.
1.7 Elect Director John F. Ruffle --- For
1.8 Elect Director Stanley Steinberg --- For
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/19/05 - A SL GREEN REALTY CORP. *SLG* 78440X101 03/30/05 101,959
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
3 Approve Omnibus Stock Plan For For Mgmt
05/19/05 - A THE MACERICH CO. *MAC* 554382101 03/07/05 156,986
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A TRIZEC PROPERTIES, INC. *TRZ* 89687P107 03/24/05 375,658
1 Elect Directors For Split Mgmt
1.1 Elect Director Peter Munk --- For
1.2 Elect Director Timothy H. Callahan --- For
1.3 Elect Director L. Jay Cross --- For
1.4 Elect Director Brian Mulroney --- For
1.5 Elect Director James J. O'Connor --- For
1.6 Elect Director Glenn J. Rufrano --- For
1.7 Elect Director Richard M. Thomson --- For
1.8 Elect Director Polyvios C. Vintiadis --- For
1.9 Elect Director Stephen R. Volk --- Withhold
Stephen R. Volk is an affiliated outsider on th
compensation and nominating committees.
2 Ratify Auditors For For Mgmt
05/20/05 - A CEDAR SHOPPING CENTERS, INC. *CDR* 150602209 04/07/05 41,367
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - A BOYKIN LODGING COMPANY *BOY* 103430104 03/28/05 42,966
1 Elect Directors For Split Mgmt
1.1 Elect Director Albert T. Adams --- Withhold
WITHHOLD votes from Albert T. Adams for standing as an
affiliated outsider on the Compensation and Corporate
Governance & Nominating committees.
1.2 Elect Director Robert W. Boykin --- For
1.3 Elect Director Lee C. Howley, Jr. --- For
1.4 Elect Director James B. Meathe --- For
1.5 Elect Director Mark J. Nasca --- For
1.6 Elect Director William H. Schecter --- For
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------------
1.7 Elect Director Ivan J. Winfield --- For
2 Approve Omnibus Stock Plan For For Mgmt
05/24/05 - A EQUITY OFFICE PROPERTIES TRUST *EOP* 294741103 03/17/05 1,088,943
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - A SUN COMMUNITIES, INC. *SUI* 866674104 04/19/05 50,062
1 Elect Directors For For Mgmt
05/25/05 - A ARDEN REALTY, INC. *ARI* 039793104 03/31/05 164,452
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
The compensation committee is not entirely independent,
therefore, this proposal will be supported.
05/25/05 - A EDUCATION REALTY TRUST, INC. 28140H104 04/01/05 48,177
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A EQUITY RESIDENTIAL *EQR* 29476L107 03/31/05 703,306
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A MERISTAR HOSPITALITY CORPORATION 58984Y103 04/20/05 230,998
*MHX*
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
05/31/05 - A U-STORE-IT TRUST 91274F104 04/04/05 98,452
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
06/02/05 - A EASTGROUP PROPERTIES, INC. *EGP* 277276101 04/14/05 52,863
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
3 Other Business For Against Mgmt
Details of other business items not disclosed
06/07/05 - A MAGUIRE PROPERTIES, INC. *MPG* 559775101 04/22/05 113,003
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/05 - A RAMCO-GERSHENSON PROPERTIES TRUST 751452202 04/12/05 42,231
*RPT*
1 Elect Directors For For Mgmt
06/07/05 - A THE MILLS CORPORATION *MLS* 601148109 04/22/05 142,080
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/08/05 - A GMH COMMUNITIES TRUST 36188G102 04/21/05 80,401
1 Elect Directors For Split Mgmt
1.1 Elect Director Gary M. Holloway, Sr. --- For
1.2 Elect Director Bruce F. Robinson --- For
1.3 Elect Director Frederick F. Buchholz --- For
1.4 Elect Director RADM J. Eastwood (Ret) ---
For
1.5 Elect Director Steven J. Kessler --- For
1.6 Elect Director Denis J. Nayden --- For
1.7 Elect Director Dennis J. O'Leary --- For
1.8 Elect Director Richard A. Silfen ---
Withhold
Richard A. Silfen is an affiliated outsider on the audit
and nominating committees.
06/13/05 - A CRESCENT REAL ESTATE EQUITIES COMPANY 225756105 04/28/05 263,399
*CEI*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
WILSHIRE REIT INDEX FUND - J926
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -----------------------------------------------------------------------------------------------------------------------------------
06/23/05 - A MACK-CALI REALTY CORP. *CLI* 554489104 04/22/05 160,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
06/30/05 - A AFFORDABLE RESIDENTIAL COMMUNITIES, 008273104 04/15/05 108,406
INC. *ARC*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
Total Market ETF, (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
07/01/04 - A BED BATH & BEYOND INC. *BBBY* 075896100 05/05/04 3,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Glass Ceiling Against Against ShrHoldr
5 Adopt Retention Ratio for Executives Against Against ShrHoldr
07/07/04 - A OXFORD HEALTH PLANS, INC. 691471106 06/11/04 960
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
07/15/04 - A CENTEX CORP. *CTX* 152312104 05/27/04 1,465
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
07/16/04 - A DELL INC. *DELL* 24702R101 05/21/04 29,862
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against Against ShrHoldr
07/28/04 - A MCKESSON CORP. *MCK* 58155Q103 06/01/04 3,438
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
07/28/04 - S REYNOLDS AMERICAN INC *RAI* 76182K105 06/16/04 979
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
07/28/04 - A THE ST. PAUL TRAVELERS COMPANIES, 792860108 06/04/04 7,761
INC. *STA*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
07/29/04 - S ENTERPRISE PRODUCTS PARTNERS L.P. 293792107 06/22/04 2,547
*EPD*
1 Approve Merger Agreement For For Mgmt
2 Approve Conversion of Securities For For Mgmt
08/02/04 - A FISHER SCIENTIFIC INTERNATIONAL INC. 338032204 05/14/04 727
*FSH*
1 Issue Shares in Connection with an For For Mgmt
Acquisition
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
08/09/04 - A COMPUTER SCIENCES CORPORATION *CSC* 205363104 06/11/04 2,206
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
08/17/04 - S COUNTRYWIDE FINANCIAL CORP. *CFC* 222372104 07/09/04 3,211
1 Increase Authorized Common Stock For For Mgmt
08/24/04 - A CONSECO, INC. *CNO* 208464883 07/07/04 1,642
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
08/26/04 - A MEDTRONIC, INC. *MDT* 585055106 07/02/04 14,113
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Charitable Contributions Against Against ShrHoldr
09/01/04 - A SMITHFIELD FOODS, INC. *SFD* 832248108 07/12/04 1,294
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Corporate Political Contributions Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
4 Environmental Performance Against For ShrHoldr
In the case of Smithfield Foods, the proponents'
concerns focus specifically on the environmental
performance of the company's contract farms
rather than requesting a consolidated
sustainability report. This distinction is
important due to the nature of the proposal and
inclusiveness of Smithfield Foods current
disclosure. While the company's Stewardship
Report and other environmental disclosures
provide thorough and insightful information on
certain U.S. operations, it does not provide
similar information on its contract farms.
Collecting and reviewing certain environmental
data from the company's contract farms should not
be overly costly based on Smithfield's current
level of involvement in other facets of its
contract farms' operations. Moreover, since the
company relies on these farms for the majority of
its pork production, the environmental
performance and potential liabilities associated
with these contracts could have significant
impact on the company's performance. As such this
proposal warrants support.
09/08/04 - A H&R BLOCK, INC. *HRB* 093671105 06/30/04 2,117
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Amend Stock Option Plan For For Mgmt
5 Ratify Auditors For For Mgmt
09/08/04 - A H. J. HEINZ CO. *HNZ* 423074103 06/03/04 4,152
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/13/04 - S VALERO ENERGY CORP. *VLO* 91913Y100 07/27/04 1,443
1 Increase Authorized Common Stock For For Mgmt
09/15/04 - S SUNTRUST BANKS, INC. *STI* 867914103 07/30/04 3,336
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
09/20/04 - A NIKE, INC. *NKE* 654106103 07/26/04 3,024
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/23/04 - A CONAGRA FOODS INC. *CAG* 205887102 07/26/04 6,146
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Limit Awards to Executives Against Against ShrHoldr
09/27/04 - A FEDEX CORPORATION *FDX* 31428X106 08/02/04 3,527
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
09/27/04 - A GENERAL MILLS, INC. *GIS* 370334104 07/29/04 4,366
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Range For Board Size For For Mgmt
09/29/04 - A DARDEN RESTAURANTS, INC. *DRI* 237194105 07/26/04 2,011
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
10/12/04 - A THE PROCTER & GAMBLE COMPANY *PG* 742718109 07/30/04 30,022
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Declassify the Board of Directors Against Against Mgmt
5 Implement/ Report on Animal Welfare Against Against ShrHoldr
Standards
10/13/04 - A COLLINS & AIKMAN CORP. *CKCRQ* 194830204 08/30/04 535
1 Elect Directors For Split Mgmt
1.1 Elect Director Anthony Hardwick --- Withhold
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
WITHHOLD votes from Anthony Hardwick for standing as an
affiliated outsider on the Audit Committee.
1.2 Elect Director Timothy D. Leuliette --- For
1.3 Elect Director W. Gerald McConnell --- For
1.4 Elect Director J. Michael Stepp --- For
10/20/04 - A WINN-DIXIE STORES, INC. *WNDXQ* 974280109 08/20/04 1,665
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
10/27/04 - A PARKER-HANNIFIN CORP. *PH* 701094104 08/31/04 1,396
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
10/28/04 - A AFFILIATED COMPUTER SERVICES, INC. 008190100 09/17/04 1,477
*ACS*
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
10/28/04 - A SARA LEE CORP. *SLE* 803111103 09/01/04 9,351
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Charitable Contributions Against Against ShrHoldr
10/28/04 - S WACHOVIA CORP. *WB* 929903102 08/20/04 15,292
1 Approve Merger Agreement For For Mgmt
10/29/04 - A ORACLE CORP. *ORCL* 68389X105 09/02/04 60,607
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Plan
3 Ratify Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Implement China Principles Against Against ShrHoldr
11/04/04 - A ARCHER-DANIELS-MIDLAND COMPANY *ADM* 039483102 09/15/04 7,632
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Employee Stock Purchase Plan For For Mgmt
4 Report on Genetically Engineered Products Against Against ShrHoldr
11/04/04 - A BRINKER INTERNATIONAL, INC. *EAT* 109641100 09/07/04 1,040
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt Smoke-Free Policy at all Against Against ShrHoldr
company-owned restaurants
11/05/04 - A THE ESTEE LAUDER COMPANIES INC. *EL* 518439104 09/15/04 2,742
1 Elect Directors For Split Mgmt
1.1 Elect Director Aerin Lauder --- For
1.2 Elect Director William P. Lauder --- For
1.3 Elect Director Richard D. Parsons ---
Withhold
WITHHOLD votes from Richard D. Parsons for standing as an
affiliated outsider on the Compensation committee.
1.4 Elect Director Lynn F. De Rothschild --- For
2 Ratify Auditors For For Mgmt
11/09/04 - A AUTOMATIC DATA PROCESSING, INC. *ADP* 053015103 09/10/04 6,883
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/09/04 - A MICROSOFT CORP. *MSFT* 594918104 09/10/04 125,944
1 Elect Directors For For Mgmt
2 Amend Bundled Compensation Plans For For Mgmt
3 Amend Bundled Compensation Plans For For Mgmt
4 Amend Stock Option Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 Ratify Auditors For For Mgmt
11/11/04 - A AVNET, INC. *AVT* 053807103 09/13/04 1,390
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/12/04 - A SYSCO CORPORATION *SYY* 871829107 09/14/04 7,517
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Stock Option Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Report on Genetically Engineered Products Against Against ShrHoldr
11/17/04 - A THE CLOROX COMPANY *CLX* 189054109 09/20/04 2,460
1 Elect Directors For For Mgmt
2 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
3 Ratify Auditors For For Mgmt
11/18/04 - A CAMPBELL SOUP CO. *CPB* 134429109 09/21/04 4,852
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
11/18/04 - A CISCO SYSTEMS, INC. *CSCO* 17275R102 09/20/04 78,873
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
11/18/04 - A EL PASO CORP *EP* 28336L109 09/20/04 7,083
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
11/30/04 - S LYONDELL CHEMICAL CO. *LYO* 552078107 10/14/04 2,118
1 Approve Merger Agreement For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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12/08/04 - A CARDINAL HEALTH, INC. *CAH* 14149Y108 10/25/04 5,021
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management
and discourage bidders by preventing replacement
of the board in one year. In addition,
shareholders are prevented from removing board
members who are not acting in the best interest
of shareholders until their term is completed.
12/16/04 - A AUTOZONE, INC. *AZO* 053332102 10/21/04 935
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
12/16/04 - A FIDELITY NATIONAL FINANCIAL, INC. 316326107 11/08/04 2,086
*FNF*
1 Elect Directors For Split Mgmt
1.1 Elect Director William A. Imparato ---
Withhold
WITHHOLD votes from Cary H. Thompson for standing
as an affiliated outsider on the Compensation
Committee, and from William A. Imparato for
standing as an affiliated outsider on the Audit
and Compensation committees.
1.2 Elect Director Donald M. Koll --- For
1.3 Elect Director Gen. William Lyon --- For
1.4 Elect Director Cary H. Thompson --- Withhold
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Amend Stock Option Plan For For Mgmt
5 Amend Stock Option Plan For For Mgmt
6 Ratify Auditors For For Mgmt
01/12/05 - A WALGREEN CO. *WAG* 931422109 11/15/04 12,015
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
01/13/05 - A SOLECTRON CORP. *SLR* 834182107 11/18/04 11,201
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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01/20/05 - A FAMILY DOLLAR STORES, INC. *FDO* 307000109 11/24/04 2,033
1 Elect Directors For Split Mgmt
1.1 Elect Director Mark R. Bernstein ---
Withhold
Mark R. Bernstein is an affiliated director on the
compensation and nominating committees.
1.2 Elect Director Sharon Allred Decker --- For
1.3 Elect Director Edward C. Dolby --- For
1.4 Elect Director Glenn A. Eisenberg --- For
1.5 Elect Director Howard R. Levine --- For
1.6 Elect Director George R. Mahoney, Jr. ---
For
1.7 Elect Director James G. Martin --- For
2 Amend Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
01/20/05 - A JABIL CIRCUIT, INC. *JBL* 466313103 11/22/04 2,345
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/20/05 - A MONSANTO CO. *MON* 61166W101 11/22/04 3,111
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Report on Genetically Modified Organisms Against Against ShrHoldr
5 Report on Export of Hazardous Pesticides Against Against ShrHoldr
6 Adopt Human Rights Policy Against Against ShrHoldr
7 Eliminate Animal Testing Against Against ShrHoldr
01/24/05 - A THE SHAW GROUP INC. *SGR* 820280105 12/01/04 673
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Other Business For Against Mgmt
Details of other business items not disclosed
01/25/05 - A HORMEL FOODS CORP. *HRL* 440452100 11/29/04 1,636
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Report on Environmental Impact of Livestock Against For ShrHoldr
Operations
In the case of Hormel Foods, the proponents'
concerns focus specifically on the environmental
performance of the company's contract farms
rather than requesting a consolidated
sustainability report. This distinction is
important due to the nature of the proposal and
lack of Hormel Foods current disclosure. While
the company's statement of environmental policies
does include general guidelines, the overall
level of environmental disclosure is minimal.
Collecting and reviewing certain environmental
data from the company's contract farms should not
be overly costly based on Hormel's current level
of involvement in other facets of its contract
farms' operations. Moreover, since the company
relies on these farms for the majority of its
pork production, the environmental performance
and potential liabilities associated with these
contracts could have significant impact on the
company's performance.
01/26/05 - A JOHNSON CONTROLS, INC. *JCI* 478366107 11/18/04 2,205
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/27/05 - A AIR PRODUCTS & CHEMICALS, INC. *APD* 009158106 11/30/04 2,685
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/27/05 - A ASHLAND INC. *ASH* 044204105 11/22/04 807
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/27/05 - A COSTCO WHOLESALE CORPORATION *COST* 22160K105 12/03/04 5,389
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Adopt Vendor Standards Against Against ShrHoldr
4 Develop Land Procurement Policy Against Against ShrHoldr
5 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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01/27/05 - A D.R. HORTON, INC. *DHI* 23331A109 12/02/04 2,770
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%, and the plan permits repricing.
3 Other Business For Against Mgmt
Details of other business items not disclosed
02/01/05 - A BECTON, DICKINSON AND COMPANY *BDX* 075887109 12/06/04 3,009
1 Elect Directors For Split Mgmt
1.1 Elect Director Basil L. Anderson ---
Withhold
Basil L. Anderson is an affiliated outsider on the audit
commmittee.
1.2 Elect Director Gary A. Mecklenburg ---
Withhold
Gary A. Mecklenburg is an affiliated outsider on the audit
and nominating commmittees.
1.3 Elect Director James E. Perrella --- For
1.4 Elect Director Alfred Sommer --- For
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Restore or Provide for Cumulative Voting Against Against ShrHoldr
02/01/05 - A EMERSON ELECTRIC CO. *EMR* 291011104 11/24/04 4,974
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Amend Equal Employment Policy Regarding Against For ShrHoldr
Sexual Orientation
Emerson Electric has not been the subject of any
recent, significant controversies related to
discrimination based on sexual orientation. The
company has established annual nondiscrimination
training programs for all employees that
specifically address discrimination based on
sexual orientation. That said; the company has
not included language specifically prohibiting
discrimination based on sexual orientation in its
formal EEO statement. The inclusion
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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of such language in corporate EEO statements has
become the norm at many large companies.
Furthermore, the adoption of an EEO statement that
includes reference to sexual orientation has
proven beneficial to many companies through
improved employee morale and increased access to
certain consumer bases and pools of eligible
candidates for employment. Therefore, considering
the substantial benefits that may be recognized by
amending an EEO statement to include language
prohibiting discrimination based on sexual
orientation, shareholders support for this
proposal is warranted.
02/01/05 - S MOLSON COORS BREWING CO *TAP* 217016104 11/22/04 415
1 Amend Certificate of Incorporation For For Mgmt
2 Increase Authorized Common Stock For None Mgmt
3 Authorize a New Class of Common Stock For None Mgmt
4 Amend Certificate/Governance-Related For None Mgmt
5 Amend Certificate/Dividend Right For None Mgmt
6 Convert Form of Securities For None Mgmt
7 Convert Form of Securities For None Mgmt
8 Company Specific--Board-Related For None Mgmt
9 Amend Certificate/Increase or Decrease For None Mgmt
Authorized Class B Stock
10 Directors May be Removed With/Without Cause For None Mgmt
02/02/05 - A ROCKWELL AUTOMATION INC *ROK* 773903109 12/06/04 2,197
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/04/05 - A TYSON FOODS, INC. *TSN* 902494103 12/10/04 4,152
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Political Contributions Against Against ShrHoldr
6 Report on Environmental Impact of Livestock Against For ShrHoldr
Operations
In the case of Tyson Foods, ISS notes that the
proponents' concerns focus specifically on the
environmental performance of the company's
contract farms rather than requesting a
consolidated sustainability report. This
distinction is important due
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
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to the nature of the proposal and level of fines
and litigation at Tyson's regarding the
environmental performance of certain animal
feeding and processing operations.The company does
have some information on its website regarding its
environmental policies, and commends the company
for taking steps towards implementing a
company-wide EMS program; however, a consolidated
report on the environmental risks and the
potential impact that these risks have on the
company's core business is not publicly available,
and could prove beneficial to the company and its
shareholders. Collecting and reviewing certain
environmental data from the company's contract
farms should not be overly costly based on Tyson's
current level of involvement in other facets of
its contract farms' operations. Moreover, since
the company relies on these farms for the majority
of its poultry production, the environmental
performance and potential liabilities associated
with these contracts could have significant impact
on the company's overall performance. As such we
recommend shareholder support for this resolution.
02/08/05 - A ARAMARK CORP *RMK* 038521100 12/13/04 2,163
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/08/05 - A JACOBS ENGINEERING GROUP INC. *JEC* 469814107 01/03/05 643
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
02/08/05 - A LAIDLAW INTERNATIONAL, INC. *LI* 50730R102 12/16/04 1,243
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
02/09/05 - A STARBUCKS CORP. *SBUX* 855244109 12/02/04 4,688
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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allowable cap of 15%.
3 Ratify Auditors For For Mgmt
4 Commit to Free Trade certified Coffee Against Against ShrHoldr
02/11/05 - A THE WALT DISNEY COMPANY *DIS* 254687106 12/17/04 24,248
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Prohibit Greenmail Payments Against For ShrHoldr
SSGA supports proposals that seek to repeal or prohibit
greenmail provisions.
5 Report on Vendor Standards in China Against Against ShrHoldr
02/15/05 - A AVAYA INC *AV* 053499109 12/20/04 5,283
1 Elect Directors For Split Mgmt
1.1 Elect Director Philip A. Odeen --- Withhold
Philip A. Odeen is an affiliated outsider on the
compensation committee.
1.2 Elect Director Hellene S. Runtagh --- For
1.3 Elect Director Paula Stern --- For
1.4 Elect Director Richard F. Wallman --- For
02/16/05 - A ARVINMERITOR, INC. *ARM* 043353101 12/10/04 824
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
02/23/05 - A DEERE & CO. *DE* 244199105 12/31/04 2,931
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
02/23/05 - A IKON OFFICE SOLUTIONS, INC. *IKN* 451713101 12/31/04 1,711
1 Elect Directors For For Mgmt
02/28/05 - A SANMINA-SCI CORP. *SANM* 800907107 01/03/05 6,117
1 Elect Directors For Split Mgmt
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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1.1 Elect Director Neil R. Bonke --- For
1.2 Elect Director Alain Couder --- For
1.3 Elect Director Randy W. Furr --- For
1.4 Elect Director Mario M. Rosati --- Withhold
WITHHOLD votes from Mario M. Rosati for standing as an
affiliated outsider on the Nominating Committee.
1.5 Elect Director A. Eugene Sapp, Jr. --- For
1.6 Elect Director Wayne Shortridge --- For
1.7 Elect Director Peter J. Simone --- For
1.8 Elect Director Jure Sola --- For
1.9 Elect Director Jacquelyn M. Ward --- For
2 Ratify Auditors For For Mgmt
03/01/05 - A AGILENT TECHNOLOGIES INC. *A* 00846U101 01/03/05 5,675
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
03/04/05 - A AMERISOURCEBERGEN CORP *ABC* 03073E105 01/10/05 1,304
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/08/05 - A QUALCOMM INC. *QCOM* 747525103 01/07/05 19,174
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Kahn --- For
1.2 Elect Director Duane A. Nelles --- Withhold
WITHHOLD votes from Duane A. Nelles for standing as an
affiliated outsider on the Audit and Nominating committees.
1.3 Elect Director Brent Scowcroft --- For
2 Declassify the Board of Directors and For For Mgmt
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Mgmt
4 Amend Articles For For Mgmt
5 Ratify Auditors For For Mgmt
03/11/05 - S CAESARS ENTERTAINMENT, INC 127687101 01/18/05 3,557
1 Approve Merger Agreement For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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03/11/05 - S HARRAH'S ENTERTAINMENT, INC. *HET* 413619107 01/18/05 1,319
1 Issue Shares in Connection with an For For Mgmt
Acquisition
2 Increase Authorized Common Stock For For Mgmt
03/15/05 - A MORGAN STANLEY *MWD* 617446448 01/14/05 12,876
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
03/16/05 - A HEWLETT-PACKARD CO. *HPQ* 428236103 01/18/05 35,679
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
03/22/05 - A FIFTH THIRD BANCORP *FITB* 316773100 01/31/05 6,982
1 Elect Directors For For Mgmt
2 Approve Decrease in Size of Board For For Mgmt
3 Ratify Auditors For For Mgmt
03/23/05 - A APPLIED MATERIALS, INC. *AMAT* 038222105 01/28/05 20,074
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/23/05 - A NAVISTAR INTERNATIONAL CORP. *NAV* 63934E108 02/17/05 807
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
03/24/05 - A SEARS HOLDINGS CORP *SHLD* 498780105 01/26/05 1,037
1 Approve Merger Agreement For For Mgmt
2 Exclusion of Bankruptcy-Related Charter For For Mgmt
Provision
3 Exclude Rights of Designated Stockholders For For Mgmt
to Designate Directors to the Board of
Directors
4 Approve Equity Grants to Aylwin B. Lewis For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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03/24/05 - S SEARS, ROEBUCK & CO. 812387108 01/26/05 2,430
1 Approve Merger Agreement For For Mgmt
03/29/05 - A LENNAR CORP. *LEN* 526057104 02/11/05 1,863
1 Elect Directors For For Mgmt
2 Report on Greenhouse Gas Emissions Against Against ShrHoldr
04/05/05 - A LEHMAN BROTHERS HOLDINGS INC. *LEH* 524908100 02/11/05 3,208
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of 15%.
4 Limit Executive Compensation Against Against ShrHoldr
04/05/05 - A SEMPRA ENERGY *SRE* 816851109 02/18/05 2,663
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Option Expensing Against Against ShrHoldr
4 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management
and discourage bidders by preventing replacement
of the board in one year. In addition,
shareholders are prevented from removing board
members who are not acting in the best interest
of shareholders until their term is completed.
5 Performance-Based/Indexed Options Against Against ShrHoldr
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
04/06/05 - A THE GOLDMAN SACHS GROUP, INC. *GS* 38141G104 02/07/05 5,736
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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04/07/05 - A KB HOME *KBH* 48666K109 02/14/05 567
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
04/07/05 - A THE BEAR STEARNS COMPANIES INC. *BSC* 073902108 02/23/05 1,174
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/11/05 - S TELEPHONE AND DATA SYSTEMS, INC. 879433100 02/28/05 689
*TDS*
1 Increase Authorized Common Stock For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Amend Outside Director Stock in Lieu of Cash For For Mgmt
04/12/05 - S INTERNATIONAL STEEL GROUP, INC 460377104 03/14/05 1,141
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once
their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
04/12/05 - A THE BANK OF NEW YORK CO., INC. *BK* 064057102 02/22/05 9,121
1 Elect Directors For Split Mgmt
1.1 Elect Director Frank J. Biondi Jr. --- For
1.2 Elect Director Nicholas M. Donofrio --- For
1.3 Elect Director Gerald L. Hassell --- For
1.4 Elect Director Richard J. Kogan --- For
1.5 Elect Director Michael J. Kowalski --- For
1.6 Elect Director John A. Luke Jr. --- For
1.7 Elect Director John C. Malone --- Withhold
John C. Malone is an affiliated outsider on the
compensation and nominating committees.
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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1.8 Elect Director Paul Myners --- For
1.9 Elect Director Catherine A. Rein --- For
1.10 Elect Director Thomas A. Renyi --- For
1.11 Elect Director William C. Richardson --- For
1.12 Elect Director Brian L. Roberts --- For
1.13 Elect Director Samuel C. Scott --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
04/13/05 - A CATERPILLAR INC. *CAT* 149123101 02/14/05 3,972
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
4 Report on Equipment Sales to Israel Against Against ShrHoldr
5 Report on Operational Imact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
04/13/05 - A UNITED TECHNOLOGIES CORP. *UTX* 913017109 02/15/05 5,974
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Increase Disclosure of Executive Against Against ShrHoldr
Compensation
5 Adopt Ethical Criteria for Military Against Against ShrHoldr
Contracts
6 Limit Executive Compensation Against Against ShrHoldr
04/14/05 - A GANNETT CO., INC. *GCI* 364730101 03/04/05 2,965
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation proposals.
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
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04/14/05 - A UNITED AUTO GROUP INC. *UAG* 909440109 02/25/05 492
1 Elect Directors For Split Mgmt
1.1 Elect Director John Barr --- For
1.2 Elect Director Michael Eisenson --- For
1.3 Elect Director James Hislop --- For
1.4 Elect Director Hiroshi Ishikawa --- For
1.5 Elect Director William Lovejoy --- For
1.6 Elect Director Kimberly Mcwaters --- For
1.7 Elect Director Eustace Mita --- Withhold
WITHHOLD votes from Eustace W. Mita for standing as an
affiliated outsider on the Nominating Committee.
1.8 Elect Director Lucio Noto --- For
1.9 Elect Director Roger Penske --- For
1.10 Elect Director Richard Peters --- For
1.11 Elect Director Ronald Steinhart --- For
1.12 Elect Director Brian Thompson --- For
04/15/05 - A THE PROGRESSIVE CORP. *PGR* 743315103 02/17/05 2,374
1 Elect Directors For For Mgmt
2 Authorize Board to Fill Vacancies For For Mgmt
3 Ratify Auditors For For Mgmt
04/18/05 - A DANA CORP. *DCN* 235811106 02/22/05 1,756
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/18/05 - A ELI LILLY AND CO. *LLY* 532457108 02/15/05 13,317
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
4 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
5 Report on Product Availability in Canada Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Adopt Policy on Performance-based Stock Against For ShrHoldr
Option Grants
SSGA supports proposals that ask for performance-based
compensation.
8 Eliminate Animal Testing Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
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04/18/05 - A GENUINE PARTS CO. *GPC* 372460105 02/11/05 2,065
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/05 - A CITIGROUP INC. *C* 172967101 02/25/05 61,036
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Limit/Prohibit Awards to Executives Against Against ShrHoldr
5 Report on Political Contributions Against Against ShrHoldr
6 Prohibit Chairman From Management Duties, Against Against ShrHoldr
Titles or Responsibilities
7 Limit Executive Compensation Against Against ShrHoldr
8 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
9 Review/Limit Executive Compensation Against Against ShrHoldr
10 Adopt Simple Majority Vote Against For ShrHoldr
SSGA supports shareholder proposals seeking to eliminate
supermajority vote requirements, as they may serve as
entrenchment devices for management and therefore are not
in the shareholders' best interest.
04/19/05 - A CNF INC. *CNF* 12612W104 03/01/05 588
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/05 - A DOVER CORP. *DOV* 260003108 02/28/05 2,392
1 Elect Directors For For Mgmt
2 Other Business For Against Mgmt
Details of other business items not disclosed
04/19/05 - A GOODRICH CORPORATION *GR* 382388106 02/28/05 1,357
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
04/19/05 - A MELLON FINANCIAL CORP. *MEL* 58551A108 02/11/05 5,092
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/19/05 - A SUNTRUST BANKS, INC. *STI* 867914103 02/25/05 4,336
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Management Incentive Plan For For Mgmt
4 Approve Performance Unit Plan For For Mgmt
04/19/05 - A THE COCA-COLA COMPANY *KO* 191216100 02/22/05 28,459
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Review Labor Rights in Columbia Against Against ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
5 Submit Severance Agreement to Shareholder Against Against ShrHoldr
Vote
04/19/05 - A THE HERSHEY CO *HSY* 427866108 02/22/05 2,892
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
This proposal is bundled with an increase in supervoting
stock.
4 Change Company Name For For Mgmt
04/19/05 - A TIMKEN CO. (THE) *TKR* 887389104 02/18/05 1,037
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
04/19/05 - A U.S. BANCORP *USB* 902973304 02/28/05 21,968
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Reduce Supermajority Vote Requirement For For Mgmt
4 Performance- Based/Indexed Options Against For ShrHoldr
Since the company does not grant a substantial portion of
the awards as performance-based awards, this proposal
warrants support.
5 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
04/19/05 - A WACHOVIA CORP. *WB* 929903102 02/16/05 18,892
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/19/05 - A WASHINGTON MUTUAL, INC *WM* 939322103 02/28/05 10,316
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/05 - A WHIRLPOOL CORP. *WHR* 963320106 02/28/05 808
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Stock Option For For Mgmt
Plan
04/20/05 - A BURLINGTON NORTHERN SANTA FE CORP. 12189T104 02/22/05 4,428
*BNI*
1 Elect Directors For Split Mgmt
1.1 Elect Director A.L. Boeckmann --- For
1.2 Elect Director V.S. Martinez --- Withhold
WITHHOLD votes from Mark F. Racicot and Vilma S.
Martinez for standing as affiliated outsiders on
the Directors and Corporate Governance Committee
which serves as the nominating committee.
1.3 Elect Director M.F. Racicot --- Withhold
1.4 Elect Director R.S. Roberts --- For
1.5 Elect Director M.K. Rose --- For
1.6 Elect Director M.J. Shapiro --- For
1.7 Elect Director J.C. Watts, Jr. --- For
1.8 Elect Director R.H. West --- For
1.9 Elect Director J.S. Whisler --- Withhold
WITHHOLD votes from J. Steven Whisler for standing as
affiliated outsiders on the audit and compensation
committees.
1.10 Elect Director E.E. Whitacre, Jr. --- For
2 Ratify Auditors For For Mgmt
04/20/05 - A PG&E CORP. *PCG* 69331C108 02/22/05 4,727
1 Elect Directors For Split Mgmt
1.1 Elect Director David R. Andrews --- For
1.2 Elect Director Leslie S. Biller --- For
1.3 Elect Director David A. Coulter --- Withhold
WITHHOLD votes from David A. Coulter for standing as an
affiliated outsider on the Nominating, Compensation, and
Governance Committee.
1.4 Elect Director C. Lee Cox --- For
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director Peter A. Darbee --- For
1.6 Elect Director Robert D. Glynn, Jr --- For
1.7 Elect Director Mary S. Metz --- For
1.8 Elect Director Barbara L. Rambo --- For
1.9 Elect Director Barry Lawson Williams --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Expense Stock Options Against Against ShrHoldr
5 Adopt Policy on Nuclear Waste Storage Against Against ShrHoldr
6 Amend Terms of Existing Poison Pill Against Against ShrHoldr
7 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
8 Allow Vote on Golden Parachutes Against For ShrHoldr
The compensation committee is not entirely independent
therefore this proposal will be supported by SSGA
04/20/05 - A STATE STREET CORP. (BOSTON) *STT* 857477103 02/25/05 3,931
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/20/05 - A THE RYLAND GROUP, INC. *RYL* 783764103 02/07/05 620
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common shares
sought in this proposal exceeds guidelines
(150%). The company has not offered a specific
purpose for the additional shares.
4 Report on Greenhouse Gas Emissions Against Against ShrHoldr
04/20/05 - A THE SHERWIN-WILLIAMS CO. *SHW* 824348106 02/28/05 1,665
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A AGCO CORP. *AG* 001084102 03/11/05 937
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/21/05 - A ALLTEL CORP. *AT* 020039103 02/24/05 3,580
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A APPLE COMPUTER, INC. *AAPL* 037833100 03/01/05 4,772
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
6 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
04/21/05 - A PPG INDUSTRIES, INC. *PPG* 693506107 02/22/05 2,004
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A SONIC AUTOMOTIVE, INC. *SAH* 83545G102 02/23/05 500
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
3 Ratify Auditors For For Mgmt
04/21/05 - A TEXAS INSTRUMENTS INC. *TXN* 882508104 02/22/05 20,454
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
4 Amend Stock Option Plan For For Mgmt
04/21/05 - A UNISYS CORP. *UIS* 909214108 02/28/05 3,862
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A WEYERHAEUSER CO. *WY* 962166104 02/25/05 2,823
1 Elect Directors For For Mgmt
2 Expense Stock Options Against Against ShrHoldr
3 Declassify the Board of Directors Against Against ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 Report on Eliminating the Purchase of Against Against ShrHoldr
Timber from National Forests
6 Ratify Auditors For For Mgmt
04/21/05 - A WYETH *WYE* 983024100 03/04/05 15,747
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Discontinue Promotion of Premarin and Against Against ShrHoldr
Report on Animal Testing
04/22/05 - A ABBOTT LABORATORIES *ABT* 002824100 02/23/05 18,376
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Link Executive Compensation to Government Against Against ShrHoldr
Fines
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports perforamance-based compensation.
5 Eliminate Animal Testing Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Operational Imact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
8 Separate Chairman and CEO Positions Against Against ShrHoldr
04/22/05 - A ALCOA INC. *AA* 013817101 01/24/05 10,205
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/22/05 - A DOMINION RESOURCES, INC. *D* 25746U109 02/25/05 3,907
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Greenhouse Gas Emissions Against Against ShrHoldr
04/22/05 - A ELECTRONIC DATA SYSTEMS CORP. *EDS* 285661104 03/01/05 5,939
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 26
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Declassify the Board of Directors For For Mgmt
4 Eliminate Supermajority Vote Requirement For For Mgmt
04/22/05 - A MERRILL LYNCH & CO., INC. *MER* 590188108 02/22/05 11,011
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
4 Provide for Cumulative Voting Against Against ShrHoldr
5 Limit Executive Compensation Against Against ShrHoldr
04/22/05 - A PPL CORP. *PPL* 69351T106 02/28/05 2,277
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/05 - A BELLSOUTH CORP. *BLS* 079860102 03/07/05 21,570
1 Elect Directors For Split Mgmt
1.1 Elect Director F. Duane Ackerman --- For
1.2 Elect Director Reuben V. Anderson --- For
1.3 Elect Director James H. Blanchard --- For
1.4 Elect Director J. Hyatt Brown --- Withhold
WITHHOLD votes from J. Hyatt Brown for sitting on more
than four public boards.
1.5 Elect Director Armando M. Codina --- For
1.6 Elect Director Kathleen F. Feldstein --- For
1.7 Elect Director James P. Kelly --- For
1.8 Elect Director Leo F. Mullin --- For
1.9 Elect Director William S. Stavropoulos ---
For
1.10 Elect Director Robin B. Smith --- For
2 Ratify Auditors For For Mgmt
3 Political Contributions Against Against ShrHoldr
04/25/05 - A HONEYWELL INTERNATIONAL, INC. *HON* 438516106 02/25/05 10,075
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 27
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
4 Amend the Certificate of Incorporation and For For Mgmt
By-laws
5 Establish Other Board Committee Against Against ShrHoldr
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Report on Pay Disparity Against Against ShrHoldr
8 Performance- Based/Indexed Options Against Against ShrHoldr
9 Approve Commonsense Executive Compensation Against Against ShrHoldr
Framework
04/26/05 - A AMEREN CORPORATION *AEE* 023608102 03/04/05 2,307
1 Elect Directors For Split Mgmt
1.1 Elect Director Susan S. Elliott --- For
1.2 Elect Director Gayle P.W. Jackson --- For
1.3 Elect Director James C. Johnson --- For
1.4 Elect Director Richard A. Liddy --- For
1.5 Elect Director Gordon R. Lohman --- For
1.6 Elect Director Richard A. Lumpkin --- For
1.7 Elect Director Paul L. Miller, Jr. --- For
1.8 Elect Director Charles W. Mueller --- For
1.9 Elect Director Douglas R. Oberhelman ---
Withhold
Douglas R. Oberhelman is an affiliated outsider on the
audit committee.
1.10 Elect Director Gary L. Rainwater --- For
1.11 Elect Director Harvey Saligman --- For
1.12 Elect Director Patrick T. Stokes --- For
2 Ratify Auditors For For Mgmt
3 Report on Risks of Nuclear Waste Storage Against Against ShrHoldr
4 Require Independent Director To Serve As Against Against ShrHoldr
Chairman Of The Board
04/26/05 - A AMERICAN ELECTRIC POWER CO. *AEP* 025537101 03/02/05 4,680
1 Elect Directors For Split Mgmt
1.1 Elect Director E.R. Brooks --- Withhold
WITHHOLD votes from E.R. Brooks for standing as an
affiliated outsider on the Compensation Committee.
1.2 Elect Director Donald M. Carlton --- For
1.3 Elect Director John P. DesBarres --- For
1.4 Elect Director Robert W. Fri --- For
Mgmt Rec - Company Management Recommended Vote Page 28
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director William R. Howell --- For
1.6 Elect Director Lester A. Hudson, Jr. --- For
1.7 Elect Director Michael G. Morris --- For
1.8 Elect Director Lionel L. Nowell III --- For
1.9 Elect Director Richard L. Sandor --- For
1.10 Elect Director Donald G. Smith --- For
1.11 Elect Director Kathryn D. Sullivan --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Submit Executive Retirement Plan to Against For ShrHoldr
Shareholder Vote
The compensation committee is not entirely independent,
therefore the proposal will be supported.
04/26/05 - A AUTOLIV INC. *ALV* 052800109 03/01/05 1,120
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/05 - A BB&T CORPORATION *BBT* 054937107 03/07/05 6,530
1 Elect Directors For Split Mgmt
1.1 Elect Director Alfred E. Cleveland ---
Withhold
WITHHOLD votes from Albert F. Zettlemoyer and Alfred E.
Cleveland for standing as affiliated outsiders on the
Compensation Committee and Nominating Committee.
1.2 Elect Director Anna R. Cablik --- For
1.3 Elect Director John P. Howe, III --- For
1.4 Elect Director Nido R. Qubein --- For
1.5 Elect Director Albert F. Zettlemoyer ---
Withhold
2 Ratify Auditors For For Mgmt
04/26/05 - A CENDANT CORPORATION *CD* 151313103 02/28/05 12,409
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
4 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
5 Report on Pay Disparity Against Against ShrHoldr
6 Eliminate or Restrict Severance Agreements Against Against ShrHoldr
(Change-in-Control)
Mgmt Rec - Company Management Recommended Vote Page 29
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/26/05 - A CLEAR CHANNEL COMMUNICATIONS, INC. 184502102 03/11/05 6,747
*CCU*
1 Elect Directors For Split Mgmt
1.1 Elect Director Alan D. Feld --- For
1.2 Elect Director Perry J. Lewis --- For
1.3 Elect Director L. Lowry Mays --- For
1.4 Elect Director Mark P. Mays --- For
1.5 Elect Director Randall T. Mays --- For
1.6 Elect Director B.J. McCombs --- Withhold
WITHHOLD votes from B.J. McCombs for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.7 Elect Director Phyllis B. Riggins --- For
1.8 Elect Director Theodore H. Strauss --- For
1.9 Elect Director J.C. Watts --- For
1.10 Elect Director John H. Williams --- For
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A FORTUNE BRANDS, INC. *FO* 349631101 02/25/05 1,657
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Stock Option For For Mgmt
Plan
04/26/05 - A GOLDEN WEST FINANCIAL CORP. *GDW* 381317106 03/01/05 3,624
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A HUMANA INC. *HUM* 444859102 03/07/05 1,922
1 Elect Directors For For Mgmt
04/26/05 - A INTERNATIONAL BUSINESS MACHINES CORP. 459200101 02/25/05 19,578
*IBM*
1 Elect Directors For Split Mgmt
1.1 Elect Director Cathleen Black --- For
1.2 Elect Director Kenneth I. Chenault --- For
Mgmt Rec - Company Management Recommended Vote Page 30
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.3 Elect Director Juergen Dormann --- For
1.4 Elect Director Michael L. Eskew --- Withhold
WITHHOLD votes for standing as an affiliated outsider on
the Audit Committee.
1.5 Elect Director Carlos Ghosn --- For
1.6 Elect Director Charles F. Knight --- For
1.7 Elect Director Minoru Makihara --- For
1.8 Elect Director Lucio A. Noto --- For
1.9 Elect Director Samuel J. Palmisano --- For
1.10 Elect Director Joan E. Spero --- For
1.11 Elect Director Sidney Taurel --- For
1.12 Elect Director Charles M. Vest --- For
1.13 Elect Director Lorenzo H. Zambrano --- For
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Eliminate Age Discrimination in Retirement Against Against ShrHoldr
Benefits
5 Calculate Executive Salary Without Regard Against Against ShrHoldr
to Pension Income
6 Expense Stock Options Against Against ShrHoldr
7 Report on Executive Compensation Against Against ShrHoldr
8 Report on Outsourcing Against Against ShrHoldr
04/26/05 - A L-3 COMMUNICATIONS HOLDINGS, INC. 502424104 03/18/05 1,329
*LLL*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/05 - A MANPOWER INC. *MAN* 56418H100 02/15/05 1,022
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
04/26/05 - A MEADWESTVACO CORP. *MWV* 583334107 03/01/05 2,375
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
Mgmt Rec - Company Management Recommended Vote Page 31
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/26/05 - A MERCK & CO., INC. *MRK* 589331107 02/25/05 26,163
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Awards to Executives Against Against ShrHoldr
4 Limit Executive Compensation Against Against ShrHoldr
5 Eliminate Animal Testing Against Against ShrHoldr
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Report on Product Availability in Canada Against Against ShrHoldr
8 Report on Political Contributions Against Against ShrHoldr
9 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
04/26/05 - A METLIFE, INC *MET* 59156R108 03/01/05 8,805
1 Elect Directors For Split Mgmt
1.1 Elect Director Cheryl W. Grise --- For
1.2 Elect Director James R. Houghton --- For
1.3 Elect Director Helene L. Kaplan --- Withhold
WITHHOLD votes from Helene L. Kaplan for standing as an
affiliated outsider on the Nominating Committee.
1.4 Elect Director Sylvia M. Mathews --- For
1.5 Elect Director William C. Steere, Jr. ---
For
2 Ratify Auditors For For Mgmt
3 Establish Other Board Committee Against Against ShrHoldr
04/26/05 - A NATIONAL CITY CORP. *NCC* 635405103 03/04/05 7,723
1 Elect Directors For For Mgmt
2 Ratify Auditor For For Mgmt
04/26/05 - A PACCAR INC. *PCAR* 693718108 02/28/05 2,055
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors Against Against ShrHoldr
3 Amend Bylaws to Provide for Director Against Against ShrHoldr
Nominees to be Elected by Majority Vote
04/26/05 - A PNC FINANCIAL SERVICES GROUP, INC. 693475105 02/28/05 3,354
*PNC*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 32
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/26/05 - A PRAXAIR, INC. *PX* 74005P104 03/01/05 3,831
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
04/26/05 - A SCHERING-PLOUGH CORP. *SGP* 806605101 03/04/05 17,341
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
4 Eliminate Animal Testing Against Against ShrHoldr
04/26/05 - A SMITH INTERNATIONAL, INC. *SII* 832110100 03/01/05 1,199
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
04/26/05 - A STRYKER CORP. *SYK* 863667101 02/28/05 4,688
1 Elect Directors For For Mgmt
04/26/05 - A THE BLACK & DECKER CORP. *BDK* 091797100 02/22/05 929
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Performance- Based/Indexed Options Against Against ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
04/26/05 - A THE CHUBB CORP. *CB* 171232101 03/07/05 2,256
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/05 - A THE GOODYEAR TIRE & RUBBER CO. *GT* 382550101 03/04/05 2,073
1 Elect Directors For For Mgmt
2 Amend Code of Regulations For For Mgmt
3 Declassify the Board of Directors None For Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
Mgmt Rec - Company Management Recommended Vote Page 33
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 Ratify Auditors For For Mgmt
6 Review/Limit Executive Compensation Against Against ShrHoldr
04/26/05 - A THE NEW YORK TIMES CO. *NYT* 650111107 02/28/05 1,695
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/26/05 - A UNITED STATES STEEL CORP. *X* 912909108 02/25/05 1,320
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
04/26/05 - A VF CORP. *VFC* 918204108 03/08/05 1,283
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/05 - A WELLS FARGO & COMPANY *WFC* 949746101 03/08/05 19,923
1 Elect Directors For Split Mgmt
1.1 Elect Director J.A. Blanchard III --- For
1.2 Elect Director Susan E. Engel --- For
1.3 Elect Director Enrique Hernandez, Jr. ---
Withhold
Enrique Hernandez, Jr. is an affiliated outsider on the
audit committee.
1.4 Elect Director Robert L. Joss --- For
1.5 Elect Director Reatha Clark King --- For
1.6 Elect Director Richard M. Kovacevich --- For
1.7 Elect Director Richard D. McCormick --- For
1.8 Elect Director Cynthia H. Milligan ---
Withhold
WITHHOLD votes from Cynthia H. Milligan for standing as an
affiliated outsider on the Audit and Nominating committees
and from Judith M. Runstad for standing as an affiliated
outsider on the Audit Committee. WITHHOLD votes from
Michael W. Wright and Donald B. Rice for standing as
affiliated outsiders on the Compensation and Nominating
committees.
Mgmt Rec - Company Management Recommended Vote Page 34
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.9 Elect Director Philip J. Quigley ---
Withhold
1.10 Elect Director Donald B. Rice --- Withhold
1.11 Elect Director Judith M. Runstad ---
Withhold
1.12 Elect Director Stephen W. Sanger --- For
1.13 Elect Director Susan G. Swenson --- For
1.14 Elect Director Michael W. Wright --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Adopt Policy on Payday Lenders Against Against ShrHoldr
5 Link Executive Compensation to Predatory Against Against ShrHoldr
Lending
6 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
7 Limit Executive Compensation Against Against ShrHoldr
8 Separate Chairman and CEO Positions Against Against ShrHoldr
04/27/05 - A AMERICAN EXPRESS CO. *AXP* 025816109 02/28/05 14,797
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Company-Specific--Compensation-Related Against Against ShrHoldr
4 Report on Political Contributions Against Against ShrHoldr
04/27/05 - A ANHEUSER-BUSCH COMPANIES, INC. *BUD* 035229103 02/28/05 9,271
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
04/27/05 - A BALL CORP. *BLL* 058498106 03/01/05 1,346
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Bundled Compensation Plans For For Mgmt
4 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common shares sought
in this proposal exceeds guidelines (129%). The company
has not offered a specific purpose for the additional
shares.
5 Declassify the Board of Directors Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 35
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/27/05 - A BANK OF AMERICA CORP. *BAC* 060505104 03/04/05 47,500
1 Elect Directors For Split Mgmt
1.1 Elect Director William Barnet, III --- For
1.2 Elect Director Charles W. Coker --- For
1.3 Elect Director John T. Collins --- For
1.4 Elect Director Gary L. Countryman ---
Withhold
WITHHOLD votes from Gary L. Countryman for standing as an
affiliated outsider on the Compensation Committee.
1.5 Elect Director Paul Fulton --- For
1.6 Elect Director Charles K. Gifford --- For
1.7 Elect Director W. Steven Jones --- For
1.8 Elect Director Kenneth D. Lewis --- For
1.9 Elect Director Walter E. Massey --- For
1.10 Elect Director Thomas J. May --- For
1.11 Elect Director Patricia E. Mitchell --- For
1.12 Elect Director Edward L. Romero --- For
1.13 Elect Director Thomas M. Ryan --- For
1.14 Elect Director O. Temple Sloan, Jr. --- For
1.15 Elect Director Meredith R. Spangler --- For
1.16 Elect Director Robert L. Tillman --- For
1.17 Elect Director Jackie M. Ward --- For
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions Against Against ShrHoldr
4 Director Nominee Amendment Against Against ShrHoldr
04/27/05 - A BURLINGTON RESOURCES INC. *BR* 122014103 02/28/05 4,556
1 Elect Directors For Split Mgmt
1.1 Elect Director B.T. Alexander --- For
1.2 Elect Director R.V. Anderson --- For
1.3 Elect Director L.I. Grant --- For
1.4 Elect Director R.J. Harding --- For
1.5 Elect Director J.T. LaMacchia --- For
1.6 Elect Director R.L. Limbacher --- For
1.7 Elect Director J.F. McDonald --- For
1.8 Elect Director K.W. Orce --- Withhold
WITHHOLD votes from K.W. Orce for standing as an
affiliated outsider on the Nominating Committee.
1.9 Elect Director D.M. Roberts --- For
Mgmt Rec - Company Management Recommended Vote Page 36
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.10 Elect Director J.A. Runde --- For
1.11 Elect Director J.F. Schwarz --- For
1.12 Elect Director W. Scott, Jr. --- For
1.13 Elect Director B.S. Shackouls --- For
1.14 Elect Director S.J. Shapiro --- For
1.15 Elect Director W.E. Wade, Jr --- For
2 Ratify Auditors For For Mgmt
04/27/05 - A CHEVRON CORP *CVX* 166764100 03/01/05 24,932
1 Elect Directors For Split Mgmt
1.1 Elect Director Samuel H. Armacost --- For
1.2 Elect Director Robert E. Denham --- Withhold
Robert E. Denham is an affiliated outsider on the audit
committee.
1.3 Elect Director Robert J. Eaton --- For
1.4 Elect Director Sam Ginn --- For
1.5 Elect Director Carla Anderson Hills --- For
1.6 Elect Director Franklyn G. Jenifer --- For
1.7 Elect Director Sam Nunn --- For
1.8 Elect Director David J. O'Reilly --- For
1.9 Elect Director Peter J. Robertson --- For
1.10 Elect Director Charles R. Shoemate --- For
1.11 Elect Director Ronald D. Sugar --- For
1.12 Elect Director Carl Ware --- For
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
5 Expense Stock Options Against Against ShrHoldr
6 Eliminate Animal Testing Against Against ShrHoldr
7 Report on Drilling in Protected Areas Against Against ShrHoldr
8 Report on Remediation Programs in Ecuador Against Against ShrHoldr
04/27/05 - A CIGNA CORP. *CI* 125509109 02/28/05 1,550
1 Elect Directors For Split Mgmt
1.1 Elect Director Peter N. Larson --- For
1.2 Elect Director Carol Cox Wait --- For
1.3 Elect Director William D. Zollars ---
Withhold
Mgmt Rec - Company Management Recommended Vote Page 37
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.4 Elect Director Marilyn Ware --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
04/27/05 - A E.I. DU PONT DE NEMOURS & CO. *DD* 263534109 03/07/05 11,707
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Government Service of Employees Against Against ShrHoldr
4 Implement ILO Code of Conduct Against Against ShrHoldr
5 Executive Compensation Against Against ShrHoldr
6 Eliminate Animal Testing Against Against ShrHoldr
7 Report on Genetically Modified Organisms Against Against ShrHoldr
8 Performance- Based/Indexed Options Against Against ShrHoldr
9 Report on PFOA Chemical Remediation Against Against ShrHoldr
04/27/05 - A EATON CORP. *ETN* 278058102 02/28/05 1,762
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/05 - A FLUOR CORP. *FLR* 343412102 03/02/05 950
1 Elect Directors For Split Mgmt
1.1 Elect Director Peter J. Fluor --- Withhold
WITHHOLD votes from Peter J. Fluor for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.2 Elect Director David P. Gardner --- For
1.3 Elect Director Joseph W. Prueher --- For
1.4 Elect Director Suzanne H. Woolsey --- For
2 Ratify Auditors For For Mgmt
3 Amend Governance Documents Regarding Against Against ShrHoldr
Majority Votes for Directors
04/27/05 - A GENERAL ELECTRIC CO. *GE* 369604103 02/28/05 124,323
1 Elect Directors For Split Mgmt
1.1 Elect Director James I. Cash, Jr. --- For
1.2 Elect Director William M. Castell --- For
1.3 Elect Director Dennis D. Dammerman --- For
1.4 Elect Director Ann M. Fudge --- For
1.5 Elect Director Claudio X. Gonzalez ---
Mgmt Rec - Company Management Recommended Vote Page 38
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Withhold
WITHHOLD votes for sitting on more than four boards.
1.6 Elect Director Jeffrey R. Immelt --- For
1.7 Elect Director Andrea Jung --- For
1.8 Elect Director Alan G. Lafley --- For
1.9 Elect Director Ralph S. Larsen --- For
1.10 Elect Director Rochelle B. Lazarus --- For
1.11 Elect Director Sam Nunn --- For
1.12 Elect Director Roger S. Penske --- For
1.13 Elect Director Robert J. Swieringa --- For
1.14 Elect Director Douglas A. Warner III --- For
1.15 Elect Director Robert C. Wright --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Report on Nuclear Fuel Storage Risks Against Against ShrHoldr
5 Report on PCB Clean-up Costs Against Against ShrHoldr
6 Adopt Policy on Overboarded Directors Against Against ShrHoldr
7 Prepare a Sustainability Report Against Against ShrHoldr
8 Political Contributions/Activities Against Against ShrHoldr
9 Eliminate Animal Testing Against Against ShrHoldr
04/27/05 - S GUIDANT CORP. *GDT* 401698105 03/21/05 3,735
1 Approve Merger Agreement For For Mgmt
04/27/05 - A KOHL'S CORP. *KSS* 500255104 03/02/05 3,988
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
04/27/05 - A MARATHON OIL CORP *MRO* 565849106 02/28/05 4,074
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
4 Amend Governance Documents Regarding Against Against ShrHoldr
Director Nominees by Affirmative Votes
Mgmt Rec - Company Management Recommended Vote Page 39
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/27/05 - A NCR CORPORATION *NCR* 62886E108 02/14/05 2,104
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Eliminate Domestic Partner Benefits for Against Against ShrHoldr
Executives
04/27/05 - A NEWMONT MINING CORP. (HOLDING 651639106 03/03/05 4,767
COMPANY) *NEM*
1 Elect Directors For Split Mgmt
1.1 Elect Director Glen A. Barton --- For
1.2 Elect Director Vincent A. Calarco --- For
1.3 Elect Director Michael s. Hamson --- For
1.4 Elect Director Leo I. Higdon, Jr. --- For
1.5 Elect Director Pierre Lassonde --- For
1.6 Elect Director Robert J. Miller --- Withhold
WITHHOLD votes from Robert J. Miller for standing as an
affiliated outsider on the Nominating Committee.
1.7 Elect Director Wayne W. Murdy --- For
1.8 Elect Director Robin A. Plumbridge --- For
1.9 Elect Director John B. Prescott --- For
1.10 Elect Director Donald C. Roth --- For
1.11 Elect Director Seymour Schulich --- For
1.12 Elect Director James V. Taranik --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
04/27/05 - A TEXTRON INC. *TXT* 883203101 03/04/05 1,608
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-bsaed compensation.
04/27/05 - A THE MCGRAW-HILL COMPANIES, INC. *MHP* 580645109 03/08/05 2,185
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
5 Submit Shareholder Rights Plan Against For ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 40
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
(Poison Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
04/27/05 - A W.W. GRAINGER, INC. *GWW* 384802104 03/07/05 1,076
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
04/28/05 - A ADVANCED MICRO DEVICES, INC. *AMD* 007903107 02/28/05 4,147
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Expense Stock Options Against Against ShrHoldr
04/28/05 - A ALTRIA GROUP, INC. *MO* 02209S103 03/07/05 24,109
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Eliminate Animal Testing Against Against ShrHoldr
6 Product Warnings for Pregnant Women Against Against ShrHoldr
7 Cease Use of Light and Ultra Light in Against Against ShrHoldr
Cigarette Marketing
8 Apply Fire Safety Standards for Cigarettes Against Against ShrHoldr
04/28/05 - A AMERICAN AXLE & MANUFACTURING 024061103 03/01/05 580
HOLDINGS, INC. *AXL*
1 Elect Directors For For Mgmt
04/28/05 - A AVERY DENNISON CORP. *AVY* 053611109 02/28/05 1,301
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 41
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/28/05 - A BAKER HUGHES INCORPORATED *BHI* 057224107 02/25/05 3,969
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Act on Shareholder Resolutions that Receive Against For ShrHoldr
Majority Support
The company's Governance Committee evaluates shareholder
proposals (which may include direct communication with the
shareholder proponent) and makes recommendations, as
appropriate, to the board. However, the company's current
process does not mandate direct communication between the
board and the shareholder proponent. Although the company
has recently acted on a majority-supported shareholder
proposal to declassify the board, the company has ignored
this proposal for the last five years. In light of a
majority-supported shareholder proposal which has been
ignored by management, it is best practice to ensure
direct communication with the respective shareholder
proponent(s).
04/28/05 - A CAPITAL ONE FINANCIAL CORP. *COF* 14040H105 02/28/05 2,894
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Report on Pay Disparity Against Against ShrHoldr
04/28/05 - A CROWN HOLDINGS, INC. *CCK* 228368106 03/15/05 1,969
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Non-Employee Director Stock Plan For For Mgmt
04/28/05 - A DTE ENERGY CO. *DTE* 233331107 02/28/05 2,080
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/28/05 - A HARRAH'S ENTERTAINMENT, INC. *HET* 413619107 02/28/05 1,319
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 42
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/28/05 - A JOHNSON & JOHNSON *JNJ* 478160104 03/01/05 34,890
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/28/05 - A KIMBERLY-CLARK CORP. *KMB* 494368103 02/28/05 5,766
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt ILO Based Code of Conduct Against Against ShrHoldr
04/28/05 - A LEXMARK INTERNATIONAL, INC. *LXK* 529771107 03/04/05 1,493
1 Elect Directors For Split Mgmt
1.1 Elect Director B. Charles Ames --- For
1.2 Elect Director Ralph E. Gomory --- For
1.3 Elect Director Marvin L. Mann --- Withhold
WITHHOLD votes from Marvin L. Mann for standing as an
affiliated outsider on the Audit Committee.
1.4 Elect Director Teresa Beck --- For
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
04/28/05 - A LOCKHEED MARTIN CORP. *LMT* 539830109 03/01/05 5,180
1 Elect Directors For Split Mgmt
1.1 Elect Director E.C. 'Pete' Aldridge, Jr.
--- For
1.2 Elect Director Nolan D. Archibald --- For
1.3 Elect Director Marcus C. Bennett --- For
1.4 Elect Director James O. Ellis, Jr. --- For
1.5 Elect Director Gwendolyn S. King --- For
1.6 Elect Director Douglas H. McCorkindale ---
For
1.7 Elect Director Eugene F. Murphy --- For
1.8 Elect Director Joseph W. Ralston ---
Withhold
WITHHOLD votes from Frank Savage for standing as an
affiliated outsider on the Compensation Committee and
Joseph W. Ralston for standing as an affiliated outsider
on the Nominating Committee.
1.9 Elect Director Frank Savage --- Withhold
Mgmt Rec - Company Management Recommended Vote Page 43
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.10 Elect Director Anne Stevens --- For
1.11 Elect Director Robert J. Stevens --- For
1.12 Elect Director James R. Ukropina --- For
1.13 Elect Director Douglas C. Yearley --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Performance-Based/Indexed Options Against Against ShrHoldr
5 Adopt Simple Majority Vote Requirement for Against For ShrHoldr
All Issues
A simple majority of voting shares should be sufficient to
effect changes in a company's corporate governance.
Requiring more than a simple majority may permit
management to entrench itself by blocking amendments that
are in shareholders' best interests.
6 Report on Pay Disparity Against Against ShrHoldr
7 and amend its code of conduct and policies Against Against ShrHoldr
related to bidding Review Code of Conduct
on Military Contracts
04/28/05 - A PEPSIAMERICAS, INC. *PAS* 71343P200 03/04/05 1,762
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
4 Adopt and Report on Recycling Standards Against Against ShrHoldr
04/28/05 - A PFIZER INC. *PFE* 717081103 03/02/05 88,611
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
4 Report on Pharmaceutical Price Restraint Against Against ShrHoldr
5 Review and Report on Drug Reimportation Against Against ShrHoldr
Policy
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Product Availability in Canada Against Against ShrHoldr
8 Separate Chairman and CEO Positions Against Against ShrHoldr
04/28/05 - A THE AES CORP. *AES* 00130H105 03/03/05 7,763
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 44
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/28/05 - A VALERO ENERGY CORP. *VLO* 91913Y100 03/01/05 2,986
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
04/29/05 - A AETNA INC. *AET* 00817Y108 02/25/05 1,780
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Restore or Provide for Cumulative Voting Against Against ShrHoldr
6 Expense Stock Options Against Against ShrHoldr
04/29/05 - A COCA-COLA ENTERPRISES INC. *CCE* 191219104 03/02/05 5,421
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Limit Executive Compensation Against Against ShrHoldr
5 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
6 Amendment of Governance Documents to Against Against ShrHoldr
Require Election of Directors by Majority
Vote
7 Performance and Time-Based Restricted Share Against Against ShrHoldr
Grant Program for Senior Executives
04/29/05 - A KELLOGG CO. *K* 487836108 03/01/05 4,824
1 Elect Directors For Split Mgmt
1.1 Elect Director Claudio X. Gonzalez ---
Withhold
WITHHOLD votes from Claudio X. Gonzalez for sitting on
more than four boards.
1.2 Elect Director A. D. David Mackay --- For
1.3 Elect Director William C. Richardson --- For
1.4 Elect Director John L. Zabriskie --- For
2 Ratify Auditors For For Mgmt
3 Report on Genetically Modified Organisms Against Against ShrHoldr
(GMO)
4 Employ Financial Advisor to Explore Against Against ShrHoldr
Alternatives to Maximize Value
Mgmt Rec - Company Management Recommended Vote Page 45
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/29/05 - A SBC COMMUNICATIONS INC. *SBC* 78387G103 03/01/05 39,074
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Report on Political Contributions Against Against ShrHoldr
5 Report on Executive Compensation Against Against ShrHoldr
6 Performance- Based/Indexed Options Against Against ShrHoldr
7 Adopt Simple Majority Vote Against For ShrHoldr
Supermajority vote requirements generally serve to
lock in provisions that are harmful to shareholders.
Requiring approval by more than a simple majority of
voting shares may entrench management by preventing action
that may benefit shareholders.
04/30/05 - A HARLEY-DAVIDSON, INC. *HDI* 412822108 03/09/05 3,477
1 Elect Directors For Split Mgmt
1.1 Elect Director George H. Conrades ---
Withhold
George H. Conrades is an affiliated outsider on the
compensation and nominating committees.
1.2 Elect Director Sara L. Levinson --- For
1.3 Elect Director George L. Miles, Jr. --- For
2 Approve/Amend Employee Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/02/05 - A AFLAC INCORPORATED *AFL* 001055102 02/23/05 5,981
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/05 - A JEFFERSON-PILOT CORP. *JP* 475070108 03/01/05 1,592
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/05 - A MBNA CORP. *KRB* 55262L100 02/04/05 15,003
1 Elect Directors For Split Mgmt
1.1 Elect Director James H. Berick --- Withhold
WITHHOLD votes from James H. Berick for standing as an
affiliated outsider on the Audit Committee, from Benjamin
R. Civiletti and James H. Berick for
Mgmt Rec - Company Management Recommended Vote Page 46
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
standing as affiliated outsiders on the Compensation
Committee, from Benjamin R. Civiletti and James
H. Berick for standing as affiliated outsiders on
the Nominating Committee.
1.2 Elect Director Mary M. Boies --- For
1.3 Elect Director Benjamin R. Civiletti ---
Withhold
1.4 Elect Director Bruce L. Hammonds --- For
1.5 Elect Director William L. Jews --- For
1.6 Elect Director Randolph D. Lerner --- For
1.7 Elect Director Stuart L. Markowitz, M.D.
--- For
1.8 Elect Director William B. Milstead --- For
1.9 Elect Director Thomas G. Murdough, Jr. ---
For
1.10 Elect Director Laura S. Unger --- For
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against Against ShrHoldr
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
05/02/05 - A MOTOROLA, INC. *MOT* 620076109 03/04/05 28,666
1 Elect Directors For For Mgmt
2 Limit Executive Compensation Against Against ShrHoldr
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/02/05 - A ROHM AND HAAS CO. *ROH* 775371107 03/04/05 2,617
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Stock Option For For Mgmt
Plan
3 Amend 401(k)/Savings Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Other Business For Against Mgmt
Details of other business items not disclosed
05/02/05 - A THE BOEING CO. *BA* 097023105 03/03/05 9,858
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt Human Rights Policy Against Against ShrHoldr
4 Develop Ethical Criteria for Military Against Against ShrHoldr
Contracts
5 Report on Political Contributions Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 47
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
6 Declassify the Board of Directors Against Against ShrHoldr
7 Adopt Simple Majority Vote Requirement Against For ShrHoldr
SSGA supports shareholder proposals seeking to eliminate
supermajority vote requirements, as they may serve as
entrenchment devices for management and therefore are not
in the shareholders' best interest.
8 Establish Other Board Committee Against Against ShrHoldr
9 Separate Chairman and CEO Positions Against Against ShrHoldr
05/03/05 - A AMERICAN STANDARD COMPANIES INC. 029712106 03/10/05 2,565
*ASD*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/05 - A BAXTER INTERNATIONAL INC. *BAX* 071813109 03/04/05 7,226
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
5 Declassify the Board of Directors None Against ShrHoldr
05/03/05 - A BRISTOL-MYERS SQUIBB CO. *BMY* 110122108 03/07/05 22,976
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Articles to Eliminate Certain For For Mgmt
Supermajority Vote Requirements
4 Report on Political Contributions Against Against ShrHoldr
5 Report on Operational Impact of HIV/AIDS, Against Against ShrHoldr
TB, and Malaria Pandemic
6 Eliminate Animal Testing Against Against ShrHoldr
7 Separate Chairman and CEO Positions Against Against ShrHoldr
8 Proposal Regarding Restatement Situations Against Against ShrHoldr
9 Limit/Prohibit Awards to Executives Against For ShrHoldr
SSGA supports performance based compensation.
10 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
Mgmt Rec - Company Management Recommended Vote Page 48
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/03/05 - A COOPER TIRE & RUBBER CO. *CTB* 216831107 03/07/05 868
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prepare Sustainability Report Against Against ShrHoldr
05/03/05 - A GEORGIA-PACIFIC CORP. *GP* 373298108 03/01/05 3,061
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Declassify the Board of Directors Against For Mgmt
05/03/05 - A MGM MIRAGE *MGM* 552953101 03/14/05 1,615
1 Elect Directors For Split Mgmt
1.1 Elect Director James D. Aljian --- Withhold
WITHHOLD votes from from James D. Aljian for standing as
an insider on the compensation committee
1.2 Elect Director Robert H. Baldwin --- For
1.3 Elect Director Terry N. Christensen --- For
1.4 Elect Director Willie D. Davis --- Withhold
WITHHOLD votes from Willie D. Davis for sitting on more
than six boards.
1.5 Elect Director Alexander M. Haig, Jr. ---
For
1.6 Elect Director Alexis M. Herman --- For
1.7 Elect Director Roland Hernandez --- For
1.8 Elect Director Gary N. Jacobs --- For
1.9 Elect Director Kirk Kerkorian --- For
1.10 Elect Director J. Terrence Lanni --- For
1.11 Elect Director George J. Mason --- For
1.12 Elect Director James J. Murren --- For
1.13 Elect Director Ronald M. Popeil --- For
1.14 Elect Director John T. Redmond --- For
1.15 Elect Director Daniel M. Wade --- For
1.16 Elect Director Melvin B. Wolzinger --- For
1.17 Elect Director Alex Yemenidjian --- For
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the
Mgmt Rec - Company Management Recommended Vote Page 49
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
allowable cap of 15%.
4 Ratify Auditors For For Mgmt
05/03/05 - A REEBOK INTERNATIONAL LTD. *RBK* 758110100 02/22/05 706
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/05 - A THE ST. PAUL TRAVELERS COMPANIES, 792860108 03/11/05 7,961
INC. *STA*
1 Elect Directors For Split Mgmt
1.1 Elect Director John H. Dasburg --- For
1.2 Elect Director Leslie B. Disharoon --- For
1.3 Elect Director Janet M. Dolan --- For
1.4 Elect Director Kenneth M. Duberstein --- For
1.5 Elect Director Jay S. Fishman --- For
1.6 Elect Director Lawrence G. Graev ---
Withhold
WITHHOLD votes from Lawrence G. Graev for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.7 Elect Director Thomas R. Hodgson --- For
1.8 Elect Director Robert I. Lipp --- For
1.9 Elect Director Blythe J. McGarvie --- For
1.10 Elect Director Glen D. Nelson, M.D. --- For
1.11 Elect Director Clarence Otis, Jr. --- For
1.12 Elect Director Charles W. Scharf --- For
1.13 Elect Director Laurie J. Thomsen --- For
2 Ratify Auditors For For Mgmt
05/03/05 - A UNITEDHEALTH GROUP INCORPORATED *UNH* 91324P102 03/07/05 7,661
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against For ShrHoldr
Given that: (1) the company currently does not incorporate
a substantial portion of performance-based awards in its
long-term executive compensation program and (2) the
proposal is not overly restrictive as it does not request
that all awards to all employees be performance-based or
that all
Mgmt Rec - Company Management Recommended Vote Page 50
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
awards to top executives must be of a particular
type, this item warrants shareholder support.
4 Performance- Based/Indexed Options Against For ShrHoldr
Given that: (1) the company currently does not incorporate
a substantial portion of performance-based awards in its
long-term executive compensation program and (2) the
proposal is not overly restrictive as it does not request
that all awards to all employees be performance-based or
that all awards to top executives must be of a particular
type, this item warrants shareholder support.
05/04/05 - A AMERADA HESS CORP. *AHC* 023551104 03/14/05 1,055
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/05 - A BRUNSWICK CORP. *BC* 117043109 03/03/05 1,153
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/05 - A COLGATE-PALMOLIVE CO. *CL* 194162103 03/07/05 6,262
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Stock Option Plan For For Mgmt
4 Approve Non-Employee Director Stock Option For For Mgmt
Plan
5 Review/Limit Executive Compensation Against Against ShrHoldr
05/04/05 - A CSX CORP. *CSX* 126408103 03/04/05 2,537
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Subject Non-Deductible Executive Against Against ShrHoldr
Compensation to Shareholder Vote
4 Adopt Simple Majority Vote Requirement Against For ShrHoldr
SSGA support shareholder proposals seeking to eliminate
supermajority vote requirements, as they may serve as
entrenchment devices for management and therefore are not
in the shareholders' best interest.
05/04/05 - A DANAHER CORP. *DHR* 235851102 03/07/05 3,612
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 51
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/04/05 - A GENERAL DYNAMICS CORP. *GD* 369550108 03/11/05 2,368
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Report on Foreign Weapons Sales Against Against ShrHoldr
05/04/05 - A LEGGETT & PLATT, INC. *LEG* 524660107 02/28/05 2,296
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/04/05 - A PEPSICO, INC. *PEP* 713448108 03/11/05 19,798
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Corporate Political Contributions Against Against ShrHoldr
05/04/05 - A RAYTHEON CO. *RTN* 755111507 03/09/05 5,277
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Non-Employee Director Restricted For For Mgmt
Stock Plan
6 Adopt MacBride Principles Against Against ShrHoldr
7 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
8 Require Director Nominee Qualifications Against Against ShrHoldr
05/04/05 - A SAFECO CORP. *SAFC* 786429100 03/07/05 1,538
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
05/04/05 - A TESORO CORP. *TSO* 881609101 03/14/05 735
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
Mgmt Rec - Company Management Recommended Vote Page 52
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
05/05/05 - A APACHE CORP. *APA* 037411105 03/16/05 3,836
1 Elect Directors For For Mgmt
2 Approve Stock Option Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
5 Prohibit Auditor from Providing Non-Audit Against Against ShrHoldr
Services
05/05/05 - A AVON PRODUCTS, INC. *AVP* 054303102 03/16/05 5,570
1 Elect Directors For Split Mgmt
1.1 Elect Director Fred Hassan --- For
1.2 Elect Director Ann S. Moore --- Withhold
Ann S. Moore is an affiliated director on the
compensation and nominating committees.
1.3 Elect Director Lawrence A. Weinbach --- For
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Disclose Charitable Contributions and Against Against ShrHoldr
Fundraising Efforts
6 Reformulate Products to Remove Chemicals Against Against ShrHoldr
Banned by EU
05/05/05 - A CINERGY CORP. *CIN* 172474108 03/04/05 2,067
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A CONOCOPHILLIPS *COP* 20825C104 03/10/05 8,150
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/05/05 - A EASTMAN CHEMICAL CO. *EMN* 277432100 03/15/05 914
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 53
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/05/05 - A EMC CORP. *EMC* 268648102 03/07/05 28,166
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael J. Cronin --- For
1.2 Elect Director W. Paul Fitzgerald ---
Withhold
WITHHOLD votes from W. Paul Fitzgerald for standing as an
affiliated outsider on the audit committee and nominating
committee.
1.3 Elect Director Joseph M. Tucci --- For
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
5 Creation of an Independent Audit Committee Against Against ShrHoldr
05/05/05 - A ENGELHARD CORP. *EC* 292845104 03/15/05 1,505
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A KEYCORP *KEY* 493267108 03/08/05 4,805
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A LEAR CORPORATION *LEA* 521865105 03/18/05 779
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
05/05/05 - A LYONDELL CHEMICAL CO. *LYO* 552078107 03/10/05 2,818
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A SCANA CORPORATION *SCG* 80589M102 03/10/05 1,314
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/05/05 - A STARWOOD HOTELS & RESORTS WORLDWIDE, 85590A203 03/17/05 2,475
INC. *HOT*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 54
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Provide for Confidential Voting Against For ShrHoldr
SSGA supports confidential voting.
5 Expense Stock Options Against Against ShrHoldr
05/05/05 - A SUNOCO, INC. *SUN* 86764P109 02/10/05 910
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A TELEPHONE AND DATA SYSTEMS, INC. 879433100 03/24/05 689
*TDS*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/05/05 - A UNION PACIFIC CORP. *UNP* 907818108 02/25/05 3,104
1 Elect Directors For Split Mgmt
1.1 Elect Director Philip F. Anschutz ---
Withhold
Philip F. Anschutz is a CEO director on the nominating
committee.
1.2 Elect Director Erroll B. Davis, Jr. --- For
1.3 Elect Director Richard K. Davidson --- For
1.4 Elect Director Thomas J. Donohue --- For
1.5 Elect Director Archie W. Dunham --- For
1.6 Elect Director Spencer F. Eccles --- For
1.7 Elect Director Judith Richards Hope --- For
1.8 Elect Director Michael W. McConnell --- For
1.9 Elect Director Steven R. Rogel --- For
1.10 Elect Director James R. Young --- For
1.11 Elect Director Ernesto Zedillo Ponce de
Leon --- For
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Performance- Based/Indexed Options Against Against ShrHoldr
05/05/05 - A UNITED PARCEL SERVICE, INC. *UPS* 911312106 03/07/05 13,137
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 55
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/05/05 - A VERIZON COMMUNICATIONS *VZ* 92343V104 03/07/05 32,611
1 Elect Directors For Split Mgmt
1.1 Elect Director James R. Barker --- For
1.2 Elect Director Richard L. Carrion ---
Withhold
Richard L. Carrion is an affiliated outsider on the
compensation committee.
1.3 Elect Director Robert W. Lane --- For
1.4 Elect Director Sandra O. Moose --- Withhold
Sandra O. Moose is an affiliated outsider on the audit
and nominating committees.
1.5 Elect Director Joseph Neubauer --- Withhold
WITHHOLD votes for sitting on more than four boards while
serving as CEO.
1.6 Elect Director Thomas H. O' Brien --- For
1.7 Elect Director Hugh B. Price --- For
1.8 Elect Director Ivan G. Seidenberg --- For
1.9 Elect Director Walter V. Shipley --- For
1.10 Elect Director John R. Stafford --- For
1.11 Elect Director Robert D. Storey --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
5 Require Majority of Independent Directors Against For ShrHoldr
on Board
SSGA supports proposals urging a standard of a two-thirds
majority independent board, which the company currently
does not meet.
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Amend Director/Officer Against Against ShrHoldr
Liability/Indemnifications Provisions
8 Report on Political Contributions Against Against ShrHoldr
05/05/05 - A WISCONSIN ENERGY CORP. *WEC* 976657106 02/25/05 1,371
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 56
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/06/05 - A ARROW ELECTRONICS, INC. *ARW* 042735100 03/22/05 1,390
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
05/06/05 - A ECOLAB, INC. *ECL* 278865100 03/15/05 3,073
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Ratify Auditors For For Mgmt
05/06/05 - A FISHER SCIENTIFIC INTERNATIONAL INC. 338032204 03/22/05 1,353
*FSH*
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/06/05 - A ILLINOIS TOOL WORKS INC. *ITW* 452308109 03/08/05 3,433
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Implement China Principles Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/06/05 - A MARRIOTT INTERNATIONAL INC. (NEW) 571903202 03/15/05 2,659
*MAR*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
4 Declassify the Board of Directors Against Against ShrHoldr
5 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/06/05 - A OCCIDENTAL PETROLEUM CORP. *OXY* 674599105 03/03/05 4,576
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Proposal Regarding Board Sponsored Proposals Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 57
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
5 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
05/06/05 - A REYNOLDS AMERICAN INC *RAI* 761713106 03/08/05 1,779
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Phase Out Sale of Conventional Cigarettes Against Against ShrHoldr
5 Adopt Policy on Internet Advertising Against Against ShrHoldr
6 Apply Fire Safety Standards for Cigarettes Against Against ShrHoldr
05/06/05 - A RYDER SYSTEM, INC. *R* 783549108 03/11/05 738
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
05/06/05 - A SPX CORP. *SPW* 784635104 03/18/05 944
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/06/05 - A TEMPLE-INLAND INC. *TIN* 879868107 03/09/05 637
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/06/05 - A THE BRINKS COMPANY *BCO* 109696104 03/15/05 644
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
05/06/05 - A THE SERVICEMASTER COMPANY *SVM* 81760N109 03/09/05 3,553
1 Elect Directors For For Mgmt
2 Amend Articles For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 58
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/09/05 - A OFFICEMAX INC *BCC* 67622P101 03/21/05 1,032
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
05/09/05 - A PITNEY BOWES INC. *PBI* 724479100 03/11/05 2,690
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/05 - A 3M CO *MMM* 88579Y101 03/11/05 9,169
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Eliminate Animal Testing Against Against ShrHoldr
5 Implement China Principles Against Against ShrHoldr
05/10/05 - A BOSTON SCIENTIFIC CORP. *BSX* 101137107 03/18/05 9,948
1 Elect Directors For Split Mgmt
1.1 Elect Director Ray J. Groves --- Withhold
Ray J. Groves is an affiliated outsider on the
compensation and nominating committees.
1.2 Elect Director Peter M. Nicholas --- For
1.3 Elect Director Warren B. Rudman --- For
1.4 Elect Director James R. Tobin --- For
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/10/05 - A CUMMINS , INC. *CMI* 231021106 03/21/05 485
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert J. Darnall --- For
1.2 Elect Director John M. Deutch --- For
1.3 Elect Director Alexis M. Herman --- For
1.4 Elect Director William I. Miller ---
Withhold
William I. Miller is an affiliated outsider on the
nominating committee.
1.5 Elect Director Georgia R. Nelson --- For
1.6 Elect Director Theodore M. Solso --- For
1.7 Elect Director Carl Ware --- For
Mgmt Rec - Company Management Recommended Vote Page 59
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.8 Elect Director J. Lawrence Wilson --- For
2 Ratify Auditors For For Mgmt
3 Implement Labor Rights Standards in China Against Against ShrHoldr
05/10/05 - A INTERNATIONAL PAPER CO. *IP* 460146103 03/17/05 5,762
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
05/10/05 - A ITT INDUSTRIES, INC. *ITT* 450911102 03/18/05 1,086
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
05/10/05 - A LOEWS CORP. *LTR* 540424108 03/14/05 2,194
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Provide for Cumulative Voting Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Support Legislation and Make Public Against Against ShrHoldr
Statements on Environmental Tobacco Smoke
8 Apply Fire Safety Standards for Cigarettes Against Against ShrHoldr
05/10/05 - A LOEWS CORP. *LTR* 540424207 03/14/05 666
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Provide for Cumulative Voting Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Support Legislation and Make Public Against Against ShrHoldr
Statements on Environmental Tobacco Smoke
8 Apply Fire Safety Standards for Cigarettes Against Against ShrHoldr
05/10/05 - A MASCO CORP. *MAS* 574599106 03/15/05 5,269
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 60
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/10/05 - A NISOURCE INC. *NI* 65473P105 03/15/05 3,111
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Declassify the Board of Directors Against Against ShrHoldr
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/10/05 - A NORTHEAST UTILITIES *NU* 664397106 03/11/05 1,507
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Articles For For Mgmt
05/10/05 - A QUEST DIAGNOSTICS, INCORPORATED *DGX* 74834L100 03/14/05 1,145
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Non-Employee Director Stock Option For For Mgmt
Plan
05/10/05 - A TENNECO AUTOMOTIVE INC. *TEN* 880349105 03/15/05 517
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles W. Cramb --- For
1.2 Elect Director Timothy R. Donovan --- For
1.3 Elect Director M. Kathryn Eickhoff --- For
1.4 Elect Director Mark P. Frissora --- For
1.5 Elect Director Frank E. Macher --- For
1.6 Elect Director Roger B. Porter --- For
1.7 Elect Director David B. Price, Jr. --- For
1.8 Elect Director Dennis G. Severance --- For
1.9 Elect Director Paul T. Stecko --- Withhold
Paul T. Stecko is an affiliated outsider on the
compensation and nominating committees.
1.10 Elect Director Jane L. Warner --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 61
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/10/05 - A THE GAP, INC. *GPS* 364760108 03/14/05 10,265
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
05/10/05 - A W. R. BERKLEY CORP. *BER* 084423102 03/24/05 1,035
1 Elect Directors For Split Mgmt
1.1 Elect Director Rodney A. Hawes, Jr. --- For
1.2 Elect Director Jack H. Nusbaum --- Withhold
WITHHOLD votes from Jack H. Nusbaum for standing as an
affiliated outsider on the Nominating Committee.
1.3 Elect Director Mark L. Shapiro --- For
2 Ratify Auditors For For Mgmt
05/10/05 - A WELLPOINT INC *WLP* 94973V107 03/18/05 3,524
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
05/11/05 - A AMGEN, INC. *AMGN* 031162100 03/18/05 14,985
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Eliminate Animal Testing Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Adopt Retention Ratio for Executives Against Against ShrHoldr
05/11/05 - A AUTONATION, INC. *AN* 05329W102 03/25/05 3,098
1 Elect Directors For Split Mgmt
1.1 Elect Director Mike Jackson --- For
1.2 Elect Director Robert J. Brown --- For
1.3 Elect Director J.P. Bryan --- For
1.4 Elect Director Rick L. Burdick --- Withhold
WITHHOLD votes from Rick L. Burdick for standing as an
affiliated outsider on the Nominating Committee.
1.5 Elect Director William C. Crowley --- For
1.6 Elect Director Edward S. Lampert --- For
Mgmt Rec - Company Management Recommended Vote Page 62
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.7 Elect Director Irene B. Rosenfeld --- For
2 Ratify Auditors For For Mgmt
05/11/05 - A CAREMARK RX, INC. *CMX* 141705103 03/29/05 5,397
1 Elect Directors For Split Mgmt
1.1 Elect Director Edwin M. Crawford --- For
1.2 Elect Director Kristen Gibney Williams ---
Withhold
Kristen Gibney Williams is an affiliated outsider on the
audit committee.
1.3 Elect Director Edward L. Hardin --- For
2 Report on Political Contributions Against Against ShrHoldr
05/11/05 - A CDW CORP. *CDWC* 12512N105 03/18/05 949
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
05/11/05 - A CIT GROUP INC *CIT* 125581108 03/25/05 2,503
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
05/11/05 - A EASTMAN KODAK CO. *EK* 277461109 03/15/05 3,437
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Declassify the Board of Directors For For Mgmt
6 Amend Articles For For Mgmt
7 Amend Articles For For Mgmt
05/11/05 - A FIRST DATA CORP. *FDC* 319963104 03/14/05 9,734
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Outsourcing Against Against ShrHoldr
6 Amend Director/Officer Against Against ShrHoldr
Liability/Indemnifications Provisions
Mgmt Rec - Company Management Recommended Vote Page 63
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/11/05 - A MCDONALD'S CORP. *MCD* 580135101 03/14/05 14,804
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Genetically Modified Organisms Against Against ShrHoldr
05/11/05 - A MOLSON COORS BREWING CO *TAP* 60871R209 03/28/05 615
1 Elect Directors For For Mgmt
05/11/05 - A MURPHY OIL CORP. *MUR* 626717102 03/15/05 1,083
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For Against Mgmt
The number of additional
authorized common shares sought in
this proposal exceeds guidelines
(125%). The company has not
offered a specific purpose for the
additional shares.
3 Ratify Auditors For For Mgmt
05/11/05 - A NEWELL RUBBERMAID INC. *NWL* 651229106 03/15/05 3,239
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
05/11/05 - A OWENS-ILLINOIS, INC. *OI* 690768403 03/14/05 1,753
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/11/05 - A PROGRESS ENERGY, INC. *PGN* 743263105 03/04/05 2,923
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - A SMURFIT - STONE CONTAINER CORP. 832727101 03/14/05 2,896
*SSCC*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - A UNITED STATIONERS INC. *USTR* 913004107 03/18/05 384
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 64
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/11/05 - A USG CORP. *USG* 903293405 03/16/05 518
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/05 - A VISTEON CORPORATION *VC* 92839U107 03/15/05 1,534
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
05/12/05 - A ANADARKO PETROLEUM CORP. *APC* 032511107 03/14/05 2,943
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Political Contributions Against Against ShrHoldr
05/12/05 - A CVS CORPORATION *CVS* 126650100 03/15/05 4,748
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Performance- Based/Indexed Options Against Against ShrHoldr
5 Review/Limit Executive Compensation Against Against ShrHoldr
05/12/05 - A DUKE ENERGY CORP. *DUK* 264399106 03/14/05 10,989
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
05/12/05 - A FORD MOTOR COMPANY *F* 345370860 03/16/05 21,482
1 Elect Directors For Split Mgmt
1.1 Elect Director John R.H. Bond --- Withhold
Vote FOR the directors with the
exception of affiliated outsiders
Robert E. Rubin and John R.H.
Bond, from whom we recommend
shareholders WITHHOLD votes for
standing as affiliated outsiders
on the Compensation and Nominating
& Corporate Governance committees.
1.2 Elect Director Stephen G. Butler --- For
1.3 Elect Director Kimberly A. Casiano --- For
1.4 Elect Director Edsel B. Ford II --- For
Mgmt Rec - Company Management Recommended Vote Page 65
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director William Clay Ford, Jr. ---
For
1.6 Elect Director Irvine O. Hockaday, Jr. ---
For
1.7 Elect Director Marie-Josee Kravis --- For
1.8 Elect Director Richard A. Manoogian --- For
1.9 Elect Director Ellen R. Marram --- For
1.10 Elect Director Homer A. Neal --- For
1.11 Elect Director Jorma Ollila --- For
1.12 Elect Director James J. Padilla --- For
1.13 Elect Director Carl E. Reichardt --- For
1.14 Elect Director Robert E. Rubin --- Withhold
1.15 Elect Director John L. Thornton --- For
2 Ratify Auditors For For Mgmt
3 Increase Disclosure on Executive Against Against ShrHoldr
Compensation
4 Report on Lobbying Efforts - CAFE Standards Against Against ShrHoldr
5 Prohibit Awards to Executives Against Against ShrHoldr
6 Link Executive Compensation to Greenhouse Against Against ShrHoldr
Gas Reduction
7 Adopt Recapitalization Plan Against For ShrHoldr
SSGA does not support dual-class with unequal voting
rights.
8 Establish Other Board Committee Against Against ShrHoldr
05/12/05 - A HEALTH NET, INC. *HNT* 42222G108 03/18/05 1,345
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/12/05 - A LINCOLN NATIONAL CORP. *LNC* 534187109 03/07/05 2,091
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/12/05 - A MAYTAG CORP. *MYG* 578592107 03/14/05 933
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 66
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
Classified boards serve to
entrench management and discourage
bidders by preventing replacement
of the board in one year. In
addition, shareholders are
prevented from removing board
members who are not acting in the
best interest of shareholders
until their term is completed.
5 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the
balance of power between shareholders and management,
shareholders should be allowed to make their own
evaluation of such plans.
6 Report on Outsourcing Against Against ShrHoldr
7 Adopt ILO-based Code of Conduct Against Against ShrHoldr
05/12/05 - A NORFOLK SOUTHERN CORP. *NSC* 655844108 03/07/05 4,602
1 Elect Directors For Split Mgmt
1.1 Elect Director Gerald L. Baliles ---
Withhold
WITHHOLD votes from Gerald L. Baliles for standing as an
affiliated outsider on the Nominating Committee.
1.2 Elect Director Gene R. Carter --- For
1.3 Elect Director Charles W. Moorman --- For
1.4 Elect Director J. Paul Reason --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
05/12/05 - A NUCOR CORP. *NUE* 670346105 03/14/05 1,852
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
05/12/05 - A PULTE HOMES INC. *PHM* 745867101 03/22/05 1,549
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
Mgmt Rec - Company Management Recommended Vote Page 67
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/12/05 - A THE DOW CHEMICAL COMPANY *DOW* 260543103 03/14/05 11,117
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Persistent Bioaccumulative and Against Against ShrHoldr
Toxic Chemicals
05/12/05 - A THE GILLETTE CO. *G* 375766102 03/14/05 11,696
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/12/05 - A UNUMPROVIDENT CORPORATION *UNM* 91529Y106 03/14/05 3,504
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require a Majority Vote for the Election of None Against ShrHoldr
Directors
5 Establish Board of Directors to Enable Against Against ShrHoldr
Direct Communication on Corporate
Governance Matters
05/13/05 - A ENTERGY CORP. *ETR* 29364G103 03/16/05 2,680
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require the Chairman of the Board Be an Against Against ShrHoldr
Independent Director
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/13/05 - A OFFICE DEPOT, INC. *ODP* 676220106 03/10/05 3,655
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Review/Limit Executive Compensation Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/13/05 - A WASTE MANAGEMENT, INC. *WMI* 94106L109 03/18/05 6,719
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Privatization Against Against ShrHoldr
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
5 Report on Political Contributions Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 68
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
6 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
05/16/05 - A CONSOLIDATED EDISON, INC. *ED* 209115104 03/28/05 2,804
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Executive Compensation Against Against ShrHoldr
05/16/05 - A LIMITED BRANDS *LTD* 532716107 03/31/05 4,586
1 Elect Directors For For Mgmt
05/17/05 - A ALLMERICA FINANCIAL CORP. *AFC* 019754100 03/21/05 640
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A AMAZON.COM, INC. *AMZN* 023135106 04/01/05 4,634
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/17/05 - A BIG LOTS INC. *BLI* 089302103 03/25/05 1,377
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/17/05 - A COMERICA INC. *CMA* 200340107 03/18/05 1,965
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A FIRSTENERGY CORPORATION *FE* 337932107 03/22/05 3,858
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions Against Against ShrHoldr
4 Amend Vote Requirements to Amend Against For ShrHoldr
Articles/Bylaws/Charter
SSGA supports proposals that ask the company to reduce
its supermajority vote requirements.
5 Performance- Based/Indexed Options Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 69
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/17/05 - A JPMORGAN CHASE & CO. *JPM* 46625H100 03/22/05 41,961
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
4 Establish Term Limits for Directors Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Limit Executive Compensation Against Against ShrHoldr
7 Adopt Executive Benefit Policy Against Against ShrHoldr
05/17/05 - A LANDAMERICA FINANCIAL GROUP, INC. 514936103 03/31/05 200
*LFG*
1 Elect Directors For For Mgmt
2 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/17/05 - A NORTHROP GRUMMAN CORP. *NOC* 666807102 03/21/05 4,136
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Amend Nonemployee Director Plan (Stock For For Mgmt
Awards in Lieu of Cash)
5 Adopt Simply Majority Vote Requirement Against For ShrHoldr
SSGA supports shareholder proposals seeking to eliminate
supermajority vote requirements.
05/17/05 - A OMNICARE, INC. *OCR* 681904108 03/30/05 1,199
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/05 - A PREMCOR INC *PCO* 74045Q104 03/22/05 1,019
1 Elect Directors For Split Mgmt
1.1 Elect Director Thomas D. O'Malley --- For
1.2 Elect Director Jefferson F. Allen --- For
1.3 Elect Director Wayne A. Budd --- For
Mgmt Rec - Company Management Recommended Vote Page 70
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.4 Elect Director Stephen I. Chazen --- For
1.5 Elect Director Marshall A. Cohen ---
Withhold
WITHHOLD votes from Marshall A. Cohen for sitting on more
than six boards.
1.6 Elect Director David I. Foley --- For
1.7 Elect Director Robert L. Friedman --- For
1.8 Elect Director Edward F. Kosnik --- For
1.9 Elect Director Richard C. Lappin --- For
1.10 Elect Director Eija Malmivirta --- For
1.11 Elect Director Wilkes McClave III --- For
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/17/05 - A PRINCIPAL FINANCIAL GROUP, INC. *PFG* 74251V102 03/18/05 3,635
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
05/17/05 - A THE ALLSTATE CORP. *ALL* 020002101 03/18/05 8,111
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
05/18/05 - A ADVANCE AUTO PARTS INC *AAP* 00751Y106 03/30/05 819
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt Policy to Prohibit Discrimination Against Against ShrHoldr
based on Sexual Orientation
05/18/05 - A AMR CORP. *AMR* 001765106 03/21/05 1,667
1 Elect Directors For Split Mgmt
1.1 Elect Director Gerard J. Arpey --- For
1.2 Elect Director John W. Bachmann --- For
1.3 Elect Director David L. Boren --- For
1.4 Elect Director Edward A. Brennan --- For
1.5 Elect Director Armando M. Codina --- For
Mgmt Rec - Company Management Recommended Vote Page 71
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.6 Elect Director Earl G. Graves --- For
1.7 Elect Director Ann M. Korologos --- For
1.8 Elect Director Michael A. Miles --- For
1.9 Elect Director Philip J. Purcell ---
Withhold
WITHHOLD votes from Philip J. Purcell for standing as an
affiliated outsider on the Compensation Committee.
1.10 Elect Director Joe M. Rodgers --- For
1.11 Elect Director Judith Rodin --- For
1.12 Elect Director Matthew K. Rose --- For
1.13 Elect Director Roger T. Staubach --- For
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
05/18/05 - A FIRST AMERICAN CORP. *FAF* 318522307 03/31/05 1,022
1 Elect Directors For Split Mgmt
1.1 Elect Director Gary J. Beban --- For
1.2 Elect Director J. David Chatham --- For
1.3 Elect Director Hon. William G. Davis --- For
1.4 Elect Director James L. Doti --- For
1.5 Elect Director Lewis W. Douglas, Jr. --- For
1.6 Elect Director Paul B. Fay, Jr. --- For
1.7 Elect Director D.P. Kennedy --- For
1.8 Elect Director Parker S. Kennedy --- For
1.9 Elect Director Frank E. O'Bryan --- Withhold
WITHHOLD votes from Frank E. O'Bryan for standing as an
affiliated outsider on the Audit Committee.
1.10 Elect Director Roslyn B. Payne --- For
1.11 Elect Director D. Van Skilling --- For
1.12 Elect Director Herbert B. Tasker --- For
1.13 Elect Director Virginia M. Ueberroth --- For
05/18/05 - A HALLIBURTON CO. *HAL* 406216101 03/21/05 5,863
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
Mgmt Rec - Company Management Recommended Vote Page 72
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/18/05 - A INTEL CORP. *INTC* 458140100 03/21/05 74,540
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
05/18/05 - A JONES APPAREL GROUP, INC. *JNY* 480074103 03/18/05 1,527
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/18/05 - A MOHAWK INDUSTRIES, INC. *MHK* 608190104 03/21/05 785
1 Elect Directors For For Mgmt
05/18/05 - A PERFORMANCE FOOD GROUP CO. *PFGC* 713755106 03/21/05 524
1 Elect Directors For For Mgmt
05/18/05 - A SOUTHWEST AIRLINES CO. *LUV* 844741108 03/23/05 9,294
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A TARGET CORPORATION *TGT* 87612E106 03/21/05 10,555
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A THE HARTFORD FINANCIAL SERVICES 416515104 03/22/05 3,509
GROUP, INC. *HIG*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
05/18/05 - A TRIBUNE CO. *TRB* 896047107 03/23/05 3,776
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 73
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/18/05 - A WELLCHOICE INC *WC* 949475107 03/25/05 986
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/05 - A WESCO INTERNATIONAL, INC. *WCC* 95082P105 04/04/05 497
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A AMERICAN FINANCIAL GROUP, INC. *AFG* 025932104 03/31/05 796
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A BORDERS GROUP, INC. *BGP* 099709107 03/22/05 937
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A C.H. ROBINSON WORLDWIDE, INC. *CHRW* 12541W100 03/28/05 1,003
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
05/19/05 - A CABLEVISION SYSTEMS CORP. *CVC* 12686C109 04/04/05 3,373
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A COVENTRY HEALTH CARE INC. *CVH* 222862104 03/21/05 1,257
1 Elect Directors For Split Mgmt
1.1 Elect Director Joel Ackerman --- For
1.2 Elect Director Emerson D. Farley, Jr., M.D.
--- For
1.3 Elect Director Lawrence N. Kugelman ---
Withhold
WITHHOLD votes from Lawrence N. Kugelman for standing as
an affiliated outsider on the Audit Committee.
Mgmt Rec - Company Management Recommended Vote Page 74
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.4 Elect Director Dale B. Wolf --- For
2 Ratify Auditors For For Mgmt
05/19/05 - A EDISON INTERNATIONAL *EIX* 281020107 03/21/05 3,850
1 Elect Directors For For Mgmt
2 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
05/19/05 - A HOST MARRIOTT CORP. *HMT* 44107P104 03/30/05 3,884
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert M. Baylis --- For
1.2 Elect Director Terence C. Golden ---
Withhold
WITHHOLD votes from Terence C. Golden for standing as an
affiliated outsider on the Audit Committee.
1.3 Elect Director Ann McLaughlin Korologos ---
For
1.4 Elect Director Richard E. Marriott --- For
1.5 Elect Director Judith A. McHale --- For
1.6 Elect Director John B. Morse, Jr. --- For
1.7 Elect Director Christopher J. Nassetta ---
For
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/19/05 - A HUGHES SUPPLY, INC. *HUG* 444482103 03/25/05 772
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Other Business For Against Mgmt
Details of other business items not disclosed
05/19/05 - A LIZ CLAIBORNE, INC. *LIZ* 539320101 03/21/05 1,271
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
Mgmt Rec - Company Management Recommended Vote Page 75
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
dilution under all plans is above the allowable cap of
15%.
05/19/05 - A MARSH & MCLENNAN COMPANIES, INC. 571748102 03/21/05 6,141
*MMC*
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael G. Cherkasky --- For
1.2 Elect Director Stephen R. Hardis ---
Withhold
WITHHOLD votes from Stephen R. Hardis for sitting on more
than six boards.
1.3 Elect Director The Rt. Hon. Lord Lang of
Monkton, DL --- For
1.4 Elect Director Morton O. Schapiro --- For
1.5 Elect Director Adele Simmons --- For
2 Ratify Auditors For For Mgmt
3 Approve Option Exchange Program For Against Mgmt
SSGA does not support proposals that seek to approve the
reprcing of options.
4 Limit Executive Compensation Against Against ShrHoldr
5 Request That the Board of Directors Adopt Against For ShrHoldr
an Executive Compensation Policy That All
Future Stock Option Grants to Senior
Executives Shall be Performance-Based
SSGA supports performance-based compensation.
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/19/05 - A MATTEL, INC. *MAT* 577081102 03/23/05 4,862
1 Elect Directors For For Mgmt
2 Ratify Auditor For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
5 Workplace Code of Conduct Against Against ShrHoldr
05/19/05 - A NTL INCORPORATED *NTLI* 62940M104 04/11/05 962
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 76
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/19/05 - A OGE ENERGY CORP. *OGE* 670837103 03/21/05 1,041
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A PACIFICARE HEALTH SYSTEMS, INC. *PHS* 695112102 03/31/05 1,024
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A RADIOSHACK CORP. *RSH* 750438103 03/22/05 1,887
1 Elect Directors For For Mgmt
05/19/05 - A REGIONS FINANCIAL CORP. *RF* 7591EP100 03/24/05 5,468
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A ROSS STORES, INC. *ROST* 778296103 03/25/05 1,827
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A SLM CORP. *SLM* 78442P106 03/21/05 5,095
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A THE CHARLES SCHWAB CORP. *SCH* 808513105 03/21/05 16,003
1 Elect Directors For Split Mgmt
1.1 Elect Director Frank C. Herringer --- For
1.2 Elect Director Stephen T. McLin --- Withhold
WITHHOLD votes from Stephen T. McLin for standing as an
affiliated outsider on the Audit and Nominating
committees.
1.3 Elect Director Charles R. Schwab --- For
1.4 Elect Director Roger O. Walther --- For
1.5 Elect Director Robert N. Wilson --- For
Mgmt Rec - Company Management Recommended Vote Page 77
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to
entrench management and discourage
bidders by preventing replacement
of the board in one year. In
addition, shareholders are
prevented from removing board
members who are not acting in the
best interest of shareholders
until their term is completed.
05/19/05 - A THE WILLIAMS COMPANIES, INC. *WMB* 969457100 03/28/05 6,517
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/19/05 - A XEROX CORP. *XRX* 984121103 03/24/05 11,230
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A YUM BRANDS, INC. *YUM* 988498101 03/21/05 3,490
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For Split Mgmt
2.1 Elect Director David W. Dorman --- Withhold
David W. Dorman is an affiliated outsider on the
compensation committee.
2.2 Elect Director Massimo Ferragamo --- For
2.3 Elect Director J. David Grissom --- For
2.4 Elect Director Bonnie Hill --- For
2.5 Elect Director Robert Holland, Jr. --- For
2.6 Elect Director Kenneth G. Langone --- For
2.7 Elect Director Jonathan S. Linen ---
Withhold
Jonathan S. Linen is an affiliated outsider on the audit
committee.
2.8 Elect Director David C. Novak --- For
2.9 Elect Director Andrall E. Pearson --- For
2.10 Elect Director Thomas M. Ryan --- Withhold
Thomas M. Ryan is an affiliated outsider on the
Mgmt Rec - Company Management Recommended Vote Page 78
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
compensation and nominating committees.
2.11 Elect Director Jackie Trujillo --- For
2.12 Elect Director Robert J. Ulrich --- Withhold
Robert J. Ulrich is an affiliated outsider on the
compensation committee.
3 Elect Directors David W. Dorman, Massimo For Against Mgmt
Ferragamo, Thomas M. Ryan, Robert Ulrich
and Jonathan Linen
4 Ratify Auditors For For Mgmt
5 Sustainability Report Against Against ShrHoldr
6 Prepare a Diversity Report Against Against ShrHoldr
7 Adopt MacBride Principles Against Against ShrHoldr
8 Report on Genetically Modified Organisms Against Against ShrHoldr
(GMO)
9 Report on Animal Welfare Standards Against Against ShrHoldr
05/20/05 - A ALLIED WASTE INDUSTRIES, INC. *AW* 019589308 04/01/05 3,650
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles H. Cotros --- For
1.2 Elect Director Robert M. Agate --- For
1.3 Elect Director Leon D. Black --- For
1.4 Elect Director James W. Crownover --- For
1.5 Elect Director Michael S. Gross --- Withhold
WITHHOLD votes from Michael S. Gross for sitting on more
than four boards.
1.6 Elect Director Dennis R. Hendrix --- For
1.7 Elect Director J. Tomilson Hill --- For
1.8 Elect Director Nolan Lehmann --- For
1.9 Elect Director Howard A. Lipson --- For
1.10 Elect Director Antony P. Ressler --- For
2 Ratify Auditor For For Mgmt
3 Amend Non-Employee Director Omnibus Stock For For Mgmt
Plan
05/20/05 - A AON CORP. *AOC* 037389103 03/23/05 3,668
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/20/05 - A CMS ENERGY CORP. *CMS* 125896100 03/31/05 2,185
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 79
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/20/05 - A CONSTELLATION ENERGY GROUP, INC. 210371100 03/18/05 2,051
*CEG*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/20/05 - A FPL GROUP, INC. *FPL* 302571104 03/22/05 4,322
1 Elect Directors For Split Mgmt
1.1 Elect Director Director H. Jesse Arnelle
--- For
1.2 Elect Director Director Sherry S. Barrat
--- For
1.3 Elect Director Director Robert M. Beall, II
--- For
1.4 Elect Director Director J. Hyatt Brown ---
Withhold
We recommend a vote FOR the director with the exception
of independent outsider J. Hyatt Brown. We recommend that
shareholders WITHHOLD votes from J. Hyatt Brown for
sitting on more than four boards.
1.5 Elect Director Director James L. Camaren
--- For
1.6 Elect Director Director Lewis Hay, III ---
For
1.7 Elect Director Director Rudy E. Schupp ---
For
1.8 Elect Director Director Michael H. Thaman ---
For
1.9 Elect Director Director Hansel E. Tookes, II ---
For
1.10 Elect Director Director Paul R. Tregurtha ---
For
1.11 Elect Director Director Frank G. Zarb ---
For
2 Ratify Auditors For For Mgmt
05/20/05 - A J. C. PENNEY CO., INC (HLDG CO) *JCP* 708160106 03/21/05 3,382
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management and
discourage bidders by preventing replacement of the
board in one year. In addition, shareholders are
prevented from removing board members who are
Mgmt Rec - Company Management Recommended Vote Page 80
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
not acting in the best interest of shareholders
until their term is completed.
05/20/05 - A KEYSPAN CORPORATION *KSE* 49337W100 03/22/05 1,847
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/20/05 - A PEPCO HOLDINGS, INC. *POM* 713291102 03/21/05 2,213
1 Elect Directors For Split Mgmt
1.1 Elect Director Edmund B. Cronin, Jr. --- For
1.2 Elect Director Pauline A. Schneider ---
Withhold
WITHHOLD votes from Pauline A. Schneider for standing as
an affiliated outsider on the Nominating Committee.
1.3 Elect Director Dennis R. Wraase --- For
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/20/05 - A SEALED AIR CORP. *SEE* 81211K100 03/22/05 1,001
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/20/05 - A TIME WARNER INC *TWX* 887317105 03/24/05 55,137
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
05/20/05 - A TXU CORP. *TXU* 873168108 03/21/05 2,910
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/21/05 - A DILLARD'S, INC. *DDS* 254067101 03/31/05 962
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Restricted Stock Plan For Against Mgmt
The initiative cannot be supported as the total dilution
under all plans is greater than the allowable cap of 15%.
Mgmt Rec - Company Management Recommended Vote Page 81
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
4 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
5 Approve Non-Employee Director Restricted For Against Mgmt
Stock Plan
The initiative cannot be supported as the total dilution
under all plans is greater than the allowable cap of 15%
and other terms of the plan.
6 ILO Standards Against Against ShrHoldr
05/23/05 - A UNOCAL CORP. *UCL* 915289102 04/01/05 3,036
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against Against ShrHoldr
05/24/05 - A DEAN FOODS COMPANY *DF* 242370104 04/01/05 1,782
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prepare a Sustainability Report Against Against ShrHoldr
05/24/05 - A DOLLAR GENERAL CORP. *DG* 256669102 03/21/05 3,944
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/24/05 - A EQUITY OFFICE PROPERTIES TRUST *EOP* 294741103 03/17/05 4,738
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - A HENRY SCHEIN, INC. *HSIC* 806407102 04/11/05 964
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
05/24/05 - A LONGS DRUG STORES CORP. *LDG* 543162101 03/11/05 454
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants and the total level of potential
dilution under all plans is above the allowable cap of
15%.
Mgmt Rec - Company Management Recommended Vote Page 82
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
3 Ratify Auditors For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to
entrench management and discourage
bidders by preventing replacement
of the board in one year. In
addition, shareholders are
prevented from removing board
members who are not acting in the
best interest of shareholders
until their term is completed.
05/24/05 - A NORDSTROM, INC. *JWN* 655664100 03/16/05 1,703
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/05 - A OMNICOM GROUP INC. *OMC* 681919106 04/08/05 2,457
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/24/05 - A TRIAD HOSPITALS, INC. *TRI* 89579K109 04/08/05 985
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
05/25/05 - A EXPRESS SCRIPTS, INC. *ESRX* 302182100 03/31/05 889
1 Elect Directors For Split Mgmt
1.1 Elect Director Gary G. Benanav --- For
1.2 Elect Director Frank J. Borelli --- For
1.3 Elect Director Maura C. Breen --- For
1.4 Elect Director Nicholas J. Lahawchic --- For
1.5 Elect Director Thomas P. MacMahon --- For
1.6 Elect Director John O. Parker, Jr. --- For
1.7 Elect Director George Paz --- For
1.8 Elect Director Samuel K. Skinner --- For
1.9 Elect Director Seymour Sternberg ---
Withhold
Seymour Sternberg is an affiliated outsider on the
nominating committee.
1.10 Elect Director Barrett A. Toan --- For
Mgmt Rec - Company Management Recommended Vote Page 83
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.11 Elect Director Howard L. Waltman --- For
2 Ratify Auditors For For Mgmt
05/25/05 - A EXXON MOBIL CORP. *XOM* 30231G102 04/06/05 83,271
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Political Contributions/Activities Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Nominate Independent Directors with Against Against ShrHoldr
Industry Experience
6 Report on Payments to Indonesian Military Against Against ShrHoldr
7 Adopt Policy Prohibiting Discrimination Against Against ShrHoldr
based on Sexual Orientation
8 Report on Potential Damage of Drilling in Against Against ShrHoldr
Protected Regions
9 Disclose Information Supporting the Company Against Against ShrHoldr
Position on Climate Change
10 Report on Company Policies for Compliance Against Against ShrHoldr
with the Kyoto Protocol
05/25/05 - A FOOT LOCKER INC *FL* 344849104 04/01/05 1,802
1 Elect Directors For Split Mgmt
1.1 Elect Director Purdy Crawford --- Withhold
WITHHOLD votes from Purdy Crawford for standing as an
affiliated outsider on the Audit and Compensation
committees.
1.2 Elect Director Nicholas DiPaolo --- For
1.3 Elect Director Philip H. Geier Jr. --- For
1.4 Elect Director Alan D. Feldman --- For
2 Ratify Auditors For For Mgmt
05/25/05 - A SAFEWAY INC. *SWY* 786514208 03/28/05 5,216
1 Elect Directors For Split Mgmt
1.1 Elect Director Steven A. Burd --- For
1.2 Elect Director Janet E. Grove --- For
1.3 Elect Director Mohan Gyani --- For
1.4 Elect Director Paul Hazen --- For
1.5 Elect Director Robert I. MacDonnell ---
Withhold
Robert I. MacDonnell is an affiliated outsider by SSGA
standards, on the Audit and Compensation committees.
1.6 Elect Director Douglas J. MacKenzie --- For
Mgmt Rec - Company Management Recommended Vote Page 84
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.7 Elect Director Rebecca A. Stirn --- For
1.8 Elect Director William Y. Tauscher ---
Withhold
William Y. Tauscher is an affiliated outsider by SSGA
standards, on the compensation committee.
1.9 Elect Director Raymond G. viault --- For
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Seek Sale of Company Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Prepare a Sustainability Report Against Against ShrHoldr
7 Limit Awards to Executives Against Against ShrHoldr
8 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
9 Limit Composition of Committee(s) to Against Against ShrHoldr
Independent Directors
10 Proposal Regarding the Office of The Board Against Against ShrHoldr
of Directors
05/25/05 - A SOUTHERN COMPANY *SO* 842587107 03/28/05 8,667
1 Elect Directors For Split Mgmt
1.1 Elect Director Daniel P. Amos --- For
1.2 Elect Director Dorrit J. Bern --- For
1.3 Elect Director Francis S. Blake --- Withhold
Francis S. Blake is an affiliated outsider on the audit
committee.
1.4 Elect Director Thomas F. Chapman ---
Withhold
Thomas F. Chapman is an affiliated director on the
compensation and nominating committees.
1.5 Elect Director Bruce S. Gordon --- For
1.6 Elect Director Donald M. James --- Withhold
Donald M. James is an affiliated outsider on the audit
committee.
1.7 Elect Director Zack T. Pate --- For
1.8 Elect Director J. Neal Purcell --- For
1.9 Elect Director David M. Ratcliffe --- For
1.10 Elect Director Gerald J. St. Pe --- For
2 Ratify Auditors For For Mgmt
3 Report on Political Contributions Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 85
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
05/25/05 - A THE PEPSI BOTTLING GROUP, INC. *PBG* 713409100 03/31/05 2,885
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
05/25/05 - A XCEL ENERGY INC. *XEL* 98389B100 03/28/05 4,713
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/26/05 - A BJ WHOLESALE CLUB, INC *BJ* 05548J106 04/11/05 764
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A EL PASO CORP *EP* 28336L109 03/28/05 7,583
1 Elect Directors For Withhold Mgmt
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For Against Mgmt
Routine proposal seeking ratification of the company's
auditors.
05/26/05 - A HCA, INC. *HCA* 404119109 03/28/05 5,155
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/26/05 - A HILTON HOTELS CORP. *HLT* 432848109 03/28/05 4,454
1 Elect Directors For Split Mgmt
1.1 Elect Director Stephen F. Bollenbach --- For
1.2 Elect Director Barbara Bell Coleman --- For
1.3 Elect Director Benjamin V. Lambert ---
Withhold
Benjamin V. Lambert is an affiliated outisider on the
nominating committee.
Mgmt Rec - Company Management Recommended Vote Page 86
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.4 Elect Director John L. Notter --- For
1.5 Elect Director Peter V. Ueberroth --- For
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/26/05 - A HOME DEPOT, INC. (THE) *HD* 437076102 03/28/05 25,906
1 Elect Directors For Split Mgmt
1.1 Elect Director Gregory D. Brenneman --- For
1.2 Elect Director Richard H. Brown --- For
1.3 Elect Director John L. Clendenin --- For
1.4 Elect Director Berry R. Cox --- For
1.5 Elect Director Claudio X. Gonzalez ---
Withhold
WITHHOLD votes from Claudio X. Gonzalez for sitting on
more than four boards.
1.6 Elect Director Milledge A. Hart, III --- For
1.7 Elect Director Bonnie G. Hill --- For
1.8 Elect Director Laban P. Jackson, Jr. --- For
1.9 Elect Director Lawrence R. Johnston --- For
1.10 Elect Director Kenneth G. Langone --- For
1.11 Elect Director Robert L. Nardelli --- For
1.12 Elect Director Thomas J. Ridge --- For
2 Ratify Auditors For For Mgmt
3 Amend Nomination Procedures for the Board For Against Mgmt
The proposed time frame for
director nominations is not
appropriate. A reasonable time
frame for submittals would be no
later than 60 days prior to the
meeting with a submittal window of
at least 60 days.
4 Approve Omnibus Stock Plan For For Mgmt
5 Prepare Diversity Report Against Against ShrHoldr
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
7 Limit Executive Compensation Against Against ShrHoldr
8 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
Mgmt Rec - Company Management Recommended Vote Page 87
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
9 Performance- Based/Indexed Options Against Against ShrHoldr
10 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation of this type.
11 Affirm Political Nonpartisanship Against Against ShrHoldr
05/26/05 - A KINDRED HEALTHCARE, INC. *KIND* 494580103 03/31/05 410
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/05 - A MITTAL STL CO N V 60684P101 05/05/05 1,286
MEETING FOR HOLDERS OF ADR'S
1 TO ADOPT THE ANNUAL ACCOUNTS FOR FISCAL For For Mgmt
2004.
2 REPORT ON THE POLICY OF THE COMPANY For For Mgmt
CONCERNING RESERVES AND DIVIDEND PROPOSAL.
3 TO APPROVE THE MANAGEMENT PERFORMED BY THE For For Mgmt
MANAGING BOARD DURING FISCAL 2004
4 TO RE-APPOINT MESSRS. ANDRES ROZENTAL, For For Mgmt
NARAYANAN VAGHUL, MUNI KRISHNA T. REDDY AND
RENE GERARD LOPEZ AS MANAGING DIRECTORS C.
5 TO DESIGNATE MRS. USHA MITTAL, AS THE For For Mgmt
PERSON REFERRED TO IN ARTICLE 23 OF
THE ARTICLES OF ASSOCIATION OF THE
COMPANY.
6 TO RE-APPOINT DELOITTE ACCOUNTANTS AS THE For For Mgmt
REGISTERED ACCOUNTANTS OF THE COMPANY.
7 TO DESIGNATE THE MANAGING BOARD AS For For Mgmt
AUTHORIZED CORPORATE BODY (ORGAAN) TO
REPURCHASE CLASS A SHARES IN THE CAPITAL.
8 TO EXTEND THE AUTHORITY OF THE MANAGING For For Mgmt
BOARD TO ISSUE AND/OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES
9 TO EXTEND THE AUTHORITY OF THE MANAGING For For Mgmt
BOARD TO LIMIT OR EXCLUDE THE PRE-EMPTIVE
RIGHTS TO CLASS A SHARES IN CAPITAL.
Mgmt Rec - Company Management Recommended Vote Page 88
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
10 ADOPTION OF THE REMUNERATION POLICY FOR THE For For Mgmt
MEMBERS OF THE MANAGING BOARD.
11 TO APPROVE AN INCREASE IN THE REMUNERATION For For Mgmt
OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
AND PRESIDENT AND CHIEF FINANCIAL OFFICER.
12 TO AMEND THE ARTICLES OF ASSOCIATION OF THE For For Mgmt
COMPANY.
05/26/05 - A R. R. DONNELLEY & SONS CO. *RRD* 257867101 04/01/05 2,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Limit Executive Compensation Against Against ShrHoldr
05/26/05 - A TENET HEALTHCARE CORP. *THC* 88033G100 04/01/05 5,387
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/26/05 - A VIACOM INC. *VIA* 925524100 03/31/05 19,382
1 Elect Directors For Split Mgmt
1.1 Elect Director George S. Abrams --- For
1.2 Elect Director David R. Andelman --- For
1.3 Elect Director Joseph A. Califano, Jr. ---
For
1.4 Elect Director William S. Cohen --- For
1.5 Elect Director Philippe P. Dauman --- For
1.6 Elect Director Alan C. Greenberg --- For
1.7 Elect Director Charles E. Phillips, Jr. ---
For
1.8 Elect Director Shari Redstone --- For
1.9 Elect Director Sumner M. Redstone --- For
1.10 Elect Director Frederic V. Salerno ---
Withhold
WITHHOLD votes from Frederic V.
Salerno for standing as an
affiliated outsider on the Audit,
Compensation and Nominating
committees. WITHHOLD votes from
William Schwartz for standing as
an affiliated outsider on the
Compensation and Nominating
committees.
Mgmt Rec - Company Management Recommended Vote Page 89
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.11 Elect Director William Schwartz --- Withhold
1.12 Elect Director Robert D. Walter --- For
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
05/26/05 - A YORK INTERNATIONAL CORP *YRK* 986670107 03/28/05 474
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/27/05 - A LOWE'S COMPANIES, INC. *LOW* 548661107 04/01/05 8,809
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
05/27/05 - A OLD REPUBLIC INTERNATIONAL CORP. 680223104 03/21/05 2,176
*ORI*
1 Elect Directors For For Mgmt
05/27/05 - A PHELPS DODGE CORP. *PD* 717265102 04/07/05 1,278
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
05/31/05 - A MEDCO HEALTH SOLUTIONS INC *MHS* 58405U102 04/04/05 3,125
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
5 Approve Executive Incentive Bonus Plan For For Mgmt
06/01/05 - A BARNES & NOBLE, INC. *BKS* 067774109 04/08/05 856
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 90
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
06/01/05 - A COMCAST CORP. *CMCSA* 20030N101 03/24/05 26,160
1 Elect Directors For Split Mgmt
1.1 Elect Director S. Decker Anstrom ---
Withhold
S. Decker Anstrom is an affiliated
outsider on the compensation and
nominating committees.
1.2 Elect Director Kenneth J. Bacon --- For
1.3 Elect Director Sheldon M. Bonovitz --- For
1.4 Elect Director Edward D. Breen --- For
1.5 Elect Director Julian A. Brodsky --- For
1.6 Elect Director Joseph L. Castle, II --- For
1.7 Elect Director Joseph J. Collins --- For
1.8 Elect Director J. Michael Cook --- For
1.9 Elect Director Brian L. Roberts --- For
1.10 Elect Director Ralph J. Roberts --- For
1.11 Elect Director Dr. Judith Rodin --- For
1.12 Elect Director Michael I. Sovern --- For
2 Ratify Auditors For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Report on Political Contributions Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the
balance of power between shareholders and management,
shareholders should be allowed to make their own
evaluation of such plans.
7 Approve Recapitalization Plan Against For ShrHoldr
SSGA supports the request that the company take steps to
develop a recapitalization plan whereby all of the
company's outstanding stock would have one vote.
06/01/05 - A INGRAM MICRO, INC. *IM* 457153104 04/04/05 1,715
1 Elect Directors For Split Mgmt
1.1 Elect Director Kent B. Foster --- For
1.2 Elect Director Howard I. Atkins --- For
1.3 Elect Director Martha R. Ingram --- Withhold
Martha R. Ingram is an affiliate outsider on the
nominating committee.
1.4 Elect Director Linda Fayne Levinson --- For
Mgmt Rec - Company Management Recommended Vote Page 91
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director Kevin M. Murai --- For
1.6 Elect Director G.M.E. Spierkel --- For
06/02/05 - A ALBERTSON'S, INC. *ABS* 013104104 04/13/05 4,044
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Adopt Simply Majority Vote Requirement Against For ShrHoldr
SSGA supports the reduction of a company's voting
requirements.
5 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
6 Separate Chairman and CEO Positions Against Against ShrHoldr
7 Performance- Based/Indexed Options Against For ShrHoldr
The proposal requests that a
significant portion of future
stock option grants to senior
executives shall be
performance-based. This is not
unduly restrictive.
06/02/05 - A CENTERPOINT ENERGY INC *CNP* 15189T107 04/04/05 3,469
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
4 Other Business Against Against Mgmt
06/02/05 - A UNIVERSAL HEALTH SERVICES, INC. *UHS* 913903100 04/22/05 644
1 Elect Directors For For Mgmt
2 Approve Stock Option Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
5 Adopt Policy to Prohibit Discrimination Against Against ShrHoldr
based on Sexual Orientation
06/03/05 - A WAL-MART STORES, INC. *WMT* 931142103 04/05/05 55,188
1 Elect Directors For Split Mgmt
1.1 Elect Director James W. Breyer --- For
1.2 Elect Director M. Michele Burns --- For
1.3 Elect Director Douglas N. Daft --- For
1.4 Elect Director David D. Glass --- For
Mgmt Rec - Company Management Recommended Vote Page 92
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.5 Elect Director Roland A. Hernandez ---
Withhold
1.6 Elect Director John D. Opie --- For
1.7 Elect Director J. Paul Reason --- For
1.8 Elect Director H. Lee Scott, Jr. --- For
1.9 Elect Director Jack C. Shewmaker --- For
1.10 Elect Director Jose H. Villarreal --- For
1.11 Elect Director John T. Walton --- For
1.12 Elect Director S. Robson Walton --- For
1.13 Elect Director Christopher J. Williams ---
For
1.14 Elect Director Linda S. Wolf --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Executive Compensation Against Against ShrHoldr
5 Prepare Sustainability Report Against Against ShrHoldr
6 Report on Stock Option Distribution by Race Against Against ShrHoldr
and Gender
7 Report on Political Contributions Against Against ShrHoldr
8 Prepare Equal Opportunity Report Against Against ShrHoldr
9 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
10 Require Majority of Independent Directors Against Against ShrHoldr
on Board
11 Performance- Based/Indexed Options Against Against ShrHoldr
06/07/05 - A GENERAL MOTORS CORP. *GM* 370442105 04/08/05 7,337
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Prohibit Awards to Executives Against Against ShrHoldr
4 Provide for Cumulative Voting Against Against ShrHoldr
5 Report on Greenhouse Gas Emissions Against Against ShrHoldr
6 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
7 Adopt Simple Majority Vote Requirement for Against Against ShrHoldr
All Issues
06/07/05 - A KERR-MCGEE CORP. *KMG* 492386107 03/11/05 1,794
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Increase Authorized Common Stock For For Mgmt
5 Establish Office of the Board of Directors Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 93
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
06/07/05 - A PRUDENTIAL FINANCIAL INC *PRU* 744320102 04/11/05 5,728
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
06/07/05 - A RELIANT ENERGY INC. *RRI* 75952B105 04/12/05 3,272
1 Elect Directors For Split Mgmt
1.1 Elect Director E. William Barnett ---
Withhold
E. William Barnett is an
affiliated outsider on the Audit
and Compensation committees.
1.2 Elect Director Donald J. Breeding --- For
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to
entrench management and discourage
bidders by preventing replacement
of the board in one year. In
addition, shareholders are
prevented from removing board
members who are not acting in the
best interest of shareholders
until their term is completed.
06/07/05 - A TECH DATA CORP. *TECD* 878237106 04/11/05 620
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
06/07/05 - A THE TJX COMPANIES, INC. *TJX* 872540109 04/18/05 5,368
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Adopt ILO-Based Code of Conduct Against Against ShrHoldr
5 Review Vendor Standards Against Against ShrHoldr
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
06/08/05 - A DEVON ENERGY CORP. *DVN* 25179M103 04/11/05 5,234
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
Mgmt Rec - Company Management Recommended Vote Page 94
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
06/08/05 - A LIBERTY MEDIA CORP. *L* 530718105 04/26/05 29,100
1 Elect Directors For Split Mgmt
1.1 Elect Director David E. Rapley --- For
1.2 Elect Director Larry E. Romrell --- Withhold
Larry E. Romrell is an affiliated outsider on the
compensation and nominating committees.
2 Ratify Auditors For For Mgmt
06/09/05 - A ENERGY EAST CORPORATION *EAS* 29266M109 04/18/05 1,593
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/13/05 - A STAPLES, INC. *SPLS* 855030102 04/19/05 5,405
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the
balance of power between shareholders and management,
shareholders should be allowed to make their own
evaluation of such plans.
06/15/05 - A COUNTRYWIDE FINANCIAL CORP. *CFC* 222372104 04/20/05 6,332
1 Elect Directors For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/15/05 - A SUPERVALU INC. *SVU* 868536103 04/18/05 1,466
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
06/16/05 - A CONTINENTAL AIRLINES, INC. *CAL* 210795308 04/21/05 704
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 95
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
4 Other Business For Against Mgmt
Details of other business items not disclosed
06/20/05 - A WORLD FUEL SERVICES CORP. *INT* 981475106 04/22/05 200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/21/05 - A CARMAX INC *KMX* 143130102 04/29/05 1,155
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Non-Employee Director Omnibus Stock For For Mgmt
Plan
06/21/05 - A CIRCUIT CITY STORES, INC. *CC* 172737108 04/25/05 2,026
1 Elect Directors For Split Mgmt
1.1 Elect Director Carolyn H. Byrd --- For
1.2 Elect Director Ursula O. Fairbairn ---
Withhold
Ursula O. Fairbairn is an affiliated outsider on the
compensation and nominating committees.
1.3 Elect Director Alan Kane --- For
1.4 Elect Director J. Patrick Spainhour --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
06/22/05 - A FIDELITY NATIONAL FINANCIAL, INC. 316326107 04/25/05 1,940
*FNF*
1 Elect Directors For Split Mgmt
1.1 Elect Director William P. Foley, Ii --- For
1.2 Elect Director Frank P. Willey --- For
1.3 Elect Director Terry N. Christensen ---
Withhold
WITHHOLD votes from Terry N. Christensen for standing as
an affiliated outsider on the Nominating Committee.
1.4 Elect Director Thomas M. Hagerty --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 96
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
06/23/05 - A BEST BUY CO., INC. *BBY* 086516101 04/25/05 3,530
1 Elect Directors For Split Mgmt
1.1 Elect Director Ronald James --- Withhold
Ronald James is an affiliated outsider on the nominating
committee.
1.2 Elect Director Elliot S. Kaplan --- For
1.3 Elect Director Matthew H. Paull --- Withhold
Matthew H. Paull is an affiliated outsider on the audit
committee.
1.4 Elect Director Richard M. Schulze --- For
1.5 Elect Director Mary A. Tolan --- For
1.6 Elect Director Hatim A. Tyabji --- For
2 Ratify Auditors For For Mgmt
06/23/05 - A THE KROGER CO. *KR* 501044101 04/25/05 7,978
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Eliminate super-majority provision Against For ShrHoldr
SSGA generally supports a simple
majority vote to effect changes in
a company's corporate governance
or to engage in major
transactions. Requiring a higher
voting threshold could permit
management to entrench itself by
blocking amendments that are in
shareholders' best interests.
5 Report on Feasibility of Improving Animal Against For ShrHoldr
Welfare Standards
6 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
06/23/05 - S TOYS 'R' US, INC. *TOY* 892335100 05/20/05 2,250
1 Approve Merger Agreement For For Mgmt
06/24/05 - A CAESARS ENTERTAINMENT, INC 127687101 04/25/05 3,392
1 Elect Directors For For Mgmt
06/29/05 - S ASHLAND INC. *ASH* 044204105 05/12/05 717
1 Approve Transfer of Interest in Joint For For Mgmt
Venture
Mgmt Rec - Company Management Recommended Vote Page 97
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
06/30/05 - A AT&T CORP. *T* 001957505 05/27/05 8,356
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough
information to make their vote decisions. Once their
votes have been cast, there is no justification for
spending more money to continue pressing shareholders
for more votes.
3 Elect Directors For For Mgmt
4 Ratify Auditors For For Mgmt
5 Limit Awards to Executives Against Against ShrHoldr
6 Performance- Based/Indexed Options Against Against ShrHoldr
7 Report on Executive Compensation Against Against ShrHoldr
8 Redeem or Vote Poison Pill Against For ShrHoldr
SSGA supports proposals that asks the company to submit
it's poison pill to shareholder vote.
9 Review Executive Compensation Against Against ShrHoldr
10 Submit Severance Agreement Against Against ShrHoldr
(Change-in-Control) to Shareholder Vote
06/30/05 - A BED BATH & BEYOND INC. *BBBY* 075896100 05/05/05 3,271
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt ILO-based Code of Conduct Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management and
discourage bidders by preventing replacement of the
board in one year. In addition, shareholders are
prevented from removing board members who are not
acting in the best interest of shareholders until
their term is completed.
06/30/05 - S NEWS CORPORATION *NWS* 65248E203 05/23/05 10,862
1 Approve Omnibus Stock Plan For For Mgmt
06/30/05 - A NORTHWEST AIRLINES CORP. *NWAC* 667280101 05/02/05 949
1 Elect Directors For Split Mgmt
1.1 Elect Directors Roy J. Bostock --- For
1.2 Elect Directors John M. Engler --- For
1.3 Elect Directors Robert L. Friedman --- For
Mgmt Rec - Company Management Recommended Vote Page 98
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
TOTAL MARKET ETF (formerly, the FORTUNE 500 INDEX FUND) - J928
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------------------------------------------------------------------------------------------------------------------------
1.4 Elect Directors Doris Kearns Goodwin --- For
1.5 Elect Directors Dennis F. Hightower --- For
1.6 Elect Directors Jeffrey G. Katz --- For
1.7 Elect Directors Frederic V. Malek ---
Withhold
Frederic V. Malek is an affiliated outsider on the
compensation committee.
1.8 Elect Directors V.A. Ravindran --- For
1.9 Elect Directors Douglas M. Steenland --- For
1.10 Elect Directors Leo M. van Wijk --- For
1.11 Elect Directors Gary L. Wilson --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
Mgmt Rec - Company Management Recommended Vote Page 99
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
10/28/04 - S SOUTHTRUST CORP. 844730101 09/21/04 4,581
1 Approve Merger Agreement For For Mgmt
11/16/04 - A JDS UNIPHASE CORP. *JDSU* 46612J101 09/15/04 20,010
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/18/04 - A CISCO SYSTEMS, INC. *CSCO* 17275R102 09/20/04 93,942
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
11/18/04 - A MAXIM INTEGRATED PRODUCTS, INC. 57772K101 09/27/04 4,476
*MXIM*
1 Elect Directors For Split Mgmt
1.1 Elect Director James R. Bergman --- Withhold
WITHHOLD votes from James R. Bergman for standing as an
affiliated outsider on the Audit, Compensation and
Nominating committees.
1.2 Elect Director John F. Gifford --- For
1.3 Elect Director B. Kipling Hagopian --- For
1.4 Elect Director M.D. Sampels --- For
1.5 Elect Director A.R. Frank Wazzan --- For
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
12/09/04 - A INTUIT INC. *INTU* 461202103 10/11/04 6,205
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
01/27/05 - A COSTCO WHOLESALE CORPORATION *COST* 22160K105 12/03/04 19,782
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Adopt Vendor Standards Against Against ShrHoldr
4 Develop Land Procurement Policy Against Against ShrHoldr
5 Ratify Auditors For For Mgmt
02/08/05 - A ANDREW CORP. *ANDW* 034425108 12/10/04 8,226
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Other Business For Against Mgmt
Details of other business items not disclosed
02/09/05 - A STARBUCKS CORP. *SBUX* 855244109 12/02/04 17,042
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 15%.
3 Ratify Auditors For For Mgmt
4 Commit to Free Trade certified Coffee Against Against ShrHoldr
02/28/05 - A SANMINA-SCI CORP. *SANM* 800907107 01/03/05 17,345
1 Elect Directors For Split Mgmt
1.1 Elect Director Neil R. Bonke --- For
1.2 Elect Director Alain Couder --- For
1.3 Elect Director Randy W. Furr --- For
1.4 Elect Director Mario M. Rosati --- Withhold
WITHHOLD votes from Mario M. Rosati for standing as an
affiliated outsider on the Nominating Committee.
1.5 Elect Director A. Eugene Sapp, Jr. --- For
1.6 Elect Director Wayne Shortridge --- For
1.7 Elect Director Peter J. Simone --- For
1.8 Elect Director Jure Sola --- For
1.9 Elect Director Jacquelyn M. Ward --- For
2 Ratify Auditors For For Mgmt
03/01/05 - A ADC TELECOMMUNICATIONS, INC. *ADCT* 000886101 01/12/05 25,991
1 Elect Directors For For Mgmt
2 Redeem Shareholder Rights Plan Agreement Against For ShrHoldr
SSGA supports shareholder proposal that allow for
shareholder rights plans to be put to a vote or repealed.
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
03/08/05 - A QUALCOMM INC. *QCOM* 747525103 01/07/05 53,406
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Kahn --- For
1.2 Elect Director Duane A. Nelles --- Withhold
WITHHOLD votes from Duane A. Nelles for standing as an
affiliated outsider on the Audit and Nominating committees.
1.3 Elect Director Brent Scowcroft --- For
2 Declassify the Board of Directors and For For Mgmt
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Mgmt
4 Amend Articles For For Mgmt
5 Ratify Auditors For For Mgmt
03/10/05 - A PARAMETRIC TECHNOLOGY CORP. *PMTC* 699173100 01/17/05 8,634
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Reverse Stock Split For Against Mgmt
The reverse split would have the same effect as increasing
the number of authorized shares by 150 percent which is
above the allowable cap.
4 Ratify Auditors For For Mgmt
03/16/05 - A CIENA CORPORATION *CIEN* 171779101 01/18/05 18,267
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
03/22/05 - A FIFTH THIRD BANCORP *FITB* 316773100 01/31/05 24,831
1 Elect Directors For For Mgmt
2 Approve Decrease in Size of Board For For Mgmt
3 Ratify Auditors For For Mgmt
03/23/05 - A APPLIED MATERIALS, INC. *AMAT* 038222105 01/28/05 55,402
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/06/05 - A FISERV, INC. *FISV* 337738108 02/14/05 8,194
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
04/14/05 - A NOVELL, INC. *NOVL* 670006105 02/15/05 15,931
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend By-Laws for Performance-Based Equity Against Against ShrHoldr
Compensation
04/18/05 - A COMPASS BANCSHARES, INC. *CBSS* 20449H109 03/04/05 5,144
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/05 - A NORTHERN TRUST CORP. *NTRS* 665859104 02/28/05 9,217
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/21/05 - A APPLE COMPUTER, INC. *AAPL* 037833100 03/01/05 16,806
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
6 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
04/21/05 - A TELLABS, INC. *TLAB* 879664100 02/22/05 19,654
1 Elect Directors For For Mgmt
2 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
04/23/05 - A CINCINNATI FINANCIAL CORP. *CINF* 172062101 02/25/05 6,975
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Approve Stock Option Plan For For Mgmt
5 Approve Outside Director Stock For For Mgmt
Awards/Options in Lieu of Cash
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/26/05 - A PACCAR INC. *PCAR* 693718108 02/28/05 7,225
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors Against Against ShrHoldr
3 Amend Bylaws to Provide for Director Against Against ShrHoldr
Nominees to be Elected by Majority Vote
04/26/05 - A T. ROWE PRICE GROUP, INC. *TROW* 74144T108 02/25/05 5,377
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Details of other business items not disclosed
04/27/05 - A HUNTINGTON BANCSHARES INC. *HBAN* 446150104 02/18/05 9,732
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/28/05 - A ADOBE SYSTEMS INC. *ADBE* 00724F101 03/01/05 10,014
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Expense Stock Options Against Against ShrHoldr
5 Review/Limit Executive Compensation Against Against ShrHoldr
6 Ratify Auditors For For Mgmt
04/28/05 - A BROADCOM CORP. *BRCM* 111320107 03/04/05 13,807
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants, the total level of potential
dilution under all plans is above the allowable cap of
18%, and the plan permits repricing.
3 Ratify Auditors For For Mgmt
4 Link Executive Compensation to Social and Against Against ShrHoldr
Financial Issues
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/29/05 - A NOVELLUS SYSTEMS, INC. *NVLS* 670008101 03/01/05 5,765
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/03/05 - A POWER-ONE, INC. *PWER* 739308104 03/11/05 2,303
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
05/03/05 - A SIGMA-ALDRICH CORP. *SIAL* 826552101 03/07/05 2,866
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/05 - A SAFECO CORP. *SAFC* 786429100 03/07/05 5,311
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
05/05/05 - A CITRIX SYSTEMS, INC. *CTXS* 177376100 03/15/05 4,863
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
05/06/05 - A ZIONS BANCORPORATION *ZION* 989701107 03/02/05 3,713
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the total level
of potential dilution under all plans is above the
allowable cap of 15%.
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Other Business For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
Details of other business items not disclosed
05/10/05 - A ALTERA CORP. *ALTR* 021441100 03/14/05 10,252
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
6 Expense Stock Options Against Against ShrHoldr
7 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/10/05 - A GILEAD SCIENCES, INC. *GILD* 375558103 03/22/05 8,054
1 Elect Directors For Split Mgmt
1.1 Elect Director Paul Berg --- Withhold
Paul Berg is an affiliated outsider on the nominating
committee.
1.2 Elect Director Etienne F. Davignon --- For
1.3 Elect Director James M. Denny --- For
1.4 Elect Director John C. Martin --- For
1.5 Elect Director Gordon E. Moore --- For
1.6 Elect Director Nicholas G. Moore --- For
1.7 Elect Director George P. Shultz --- For
1.8 Elect Director Gayle E. Wilson --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Report on Impact of HIV/AIDS, TB, and Against Against ShrHoldr
Malaria Pandemics
05/11/05 - A AMGEN, INC. *AMGN* 031162100 03/18/05 35,446
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Eliminate Animal Testing Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Adopt Retention Ratio for Executives Against Against ShrHoldr
05/18/05 - A INTEL CORP. *INTC* 458140100 03/21/05 176,554
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/19/05 - A MEDIMMUNE, INC. *MEDI* 584699102 03/31/05 4,823
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/05 - A MERCURY INTERACTIVE CORP. *MERQ* 589405109 03/22/05 1,582
1 Elect Directors For Split Mgmt
1.1 Elect Director Amnon Landan --- For
1.2 Elect Director Brad Boston --- Withhold
Brad Boston is an affiliated outsider on the audit and
compensation committees.
1.3 Elect Director Igal Kohavi --- For
1.4 Elect Director Clyde Ostler --- Withhold
Clyde Ostler is an affiliated outsider on the audit and
nominating committees.
1.5 Elect Director Yair Shamir --- For
1.6 Elect Director Giora Yaron --- For
1.7 Elect Director Anthony Zingale --- For
2 Ratify Auditors For For Mgmt
05/19/05 - A YAHOO!, INC. *YHOO* 984332106 03/23/05 25,007
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
05/25/05 - A CHIRON CORP. *CHIR* 170040109 03/28/05 2,840
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/05 - A EXPRESS SCRIPTS, INC. *ESRX* 302182100 03/31/05 1,437
1 Elect Directors For Split Mgmt
1.1 Elect Director Gary G. Benanav --- For
1.2 Elect Director Frank J. Borelli --- For
1.3 Elect Director Maura C. Breen --- For
1.4 Elect Director Nicholas J. Lahawchic --- For
1.5 Elect Director Thomas P. MacMahon --- For
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.6 Elect Director John O. Parker, Jr. --- For
1.7 Elect Director George Paz --- For
1.8 Elect Director Samuel K. Skinner --- For
1.9 Elect Director Seymour Sternberg --- Withhold
Seymour Sternberg is an affiliated outsider on the
nominating committee.
1.10 Elect Director Barrett A. Toan --- For
1.11 Elect Director Howard L. Waltman --- For
2 Ratify Auditors For For Mgmt
05/25/05 - A PMC-SIERRA, INC. *PMCS* 69344F106 03/31/05 3,194
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert Bailey --- For
1.2 Elect Director Richard Belluzo --- For
1.3 Elect Director James Diller, Sr --- Withhold
WITHHOLD votes from James Diller, Sr. for standing as an
affiliated outsider on the Compensation and Nominating
committees.
1.4 Elect Director Jonathan Judge --- For
1.5 Elect Director William Kurtz --- For
1.6 Elect Director Frank Marshall --- For
1.7 Elect Director Lewis Wilks --- For
2 Ratify Auditors For For Mgmt
05/26/05 - A GENZYME CORP. *GENZ* 372917104 03/31/05 4,740
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management and
discourage bidders by preventing replacement of the board
in one year. In addition, shareholders are prevented from
removing board members who are not acting in the best
interest of shareholders until their term is completed.
06/01/05 - A COMCAST CORP. *CMCSA* 20030N101 03/24/05 42,478
1 Elect Directors For Split Mgmt
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
1.1 Elect Director S. Decker Anstrom ---
Withhold
S. Decker Anstrom is an affiliated outsider on
the compensation and nominating committees.
1.2 Elect Director Kenneth J. Bacon --- For
1.3 Elect Director Sheldon M. Bonovitz --- For
1.4 Elect Director Edward D. Breen --- For
1.5 Elect Director Julian A. Brodsky --- For
1.6 Elect Director Joseph L. Castle, II --- For
1.7 Elect Director Joseph J. Collins --- For
1.8 Elect Director J. Michael Cook --- For
1.9 Elect Director Brian L. Roberts --- For
1.10 Elect Director Ralph J. Roberts --- For
1.11 Elect Director Dr. Judith Rodin --- For
1.12 Elect Director Michael I. Sovern --- For
2 Ratify Auditors For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Report on Political Contributions Against Against ShrHoldr
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
7 Approve Recapitalization Plan Against For ShrHoldr
SSGA supports the request that the company take steps to
develop a recapitalization plan whereby all of the
company's outstanding stock would have one vote.
06/03/05 - A BIOGEN IDEC, INC. *BIIB* 09062X103 04/06/05 6,332
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
06/08/05 - A SIEBEL SYSTEMS, INC. *SEBL* 826170102 04/18/05 9,701
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
06/09/05 - A AMERICAN POWER CONVERSION CORP. 029066107 04/13/05 3,460
*APCC*
1 Fix Number of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
06/13/05 - A STAPLES, INC. *SPLS* 855030102 04/19/05 14,141
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
Because shareholder rights plans greatly alter the balance
of power between shareholders and management, shareholders
should be allowed to make their own evaluation of such
plans.
06/16/05 - A COMVERSE TECHNOLOGY, INC. *CMVT* 205862402 04/25/05 5,603
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/16/05 - A MONSTER WORLDWIDE, INC. *MNST* 611742107 05/04/05 3,380
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Omnibus Stock For For Mgmt
Plan
06/23/05 - A AUTODESK, INC. *ADSK* 052769106 05/02/05 6,571
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Increase in Common Stock and a For For Mgmt
Stock Split
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
06/23/05 - A EBAY INC. *EBAY* 278642103 04/25/05 34,560
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
5 Performance- Based/Indexed Options Against For ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
SPDR O-STRIP ETF - J907
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
SSGA supports performance-based compensation.
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
06/24/05 - S SYMANTEC CORP. *SYMC* 871503108 05/12/05 20,191
1 Approve Merger Agreement For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
06/24/05 - S VERITAS SOFTWARE CORP. 923436109 05/12/05 12,116
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
06/30/05 - A BED BATH & BEYOND INC. *BBBY* 075896100 05/05/05 8,634
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt ILO-based Code of Conduct Against Against ShrHoldr
4 Review/Limit Executive Compensation Against Against ShrHoldr
5 Declassify the Board of Directors Against For ShrHoldr
Classified boards serve to entrench management and
discourage bidders by preventing replacement of the board
in one year. In addition, shareholders are prevented from
removing board members who are not acting in the best
interest of shareholders until their term is completed.
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
07/16/04 - A DELL INC. *DELL* 24702R101 05/21/04 19,696
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against Against ShrHoldr
07/29/04 - A ELECTRONIC ARTS INC. *ERTS* 285512109 06/08/04 14,199
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Amend Articles to Consolidate Common Stock For For Mgmt
5 Increase Authorized Common Stock For Against Mgmt
The number of additional authorized common shares sought
in this proposal exceeds guidelines (150%).
6 Ratify Auditors For For Mgmt
08/05/04 - A XILINX, INC. *XLNX* 983919101 06/07/04 17,387
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
08/25/04 - A COMPUTER ASSOCIATES INTERNATIONAL, 204912109 06/30/04 26,119
INC. *CA*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Review Executive Compensation Against Against ShrHoldr
08/25/04 - A VERITAS SOFTWARE CORP. 923436109 06/28/04 18,034
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Ratify Auditors For For Mgmt
09/23/04 - A FLEXTRONICS INTERNATIONAL LTD. *FLEX* Y2573F102 08/05/04 43,908
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 RE-APPOINTMENT OF PATRICK FOLEY AS A For For Mgmt
DIRECTOR OF THE COMPANY.
3 Ratify Auditors For For Mgmt
4 TO APPROVE AN AMENDMENT TO THE COMPANYS For For Mgmt
1997 EMPLOYEE SHARE PURCHASE PLAN.
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
5 TO APPROVE AMENDMENTS TO THE COMPANYS 2001 For For Mgmt
EQUITY INCENTIVE PLAN.
6 TO APPROVE AN AMENDMENT TO THE COMPANYS For For Mgmt
2001 EQUITY INCENTIVE PLAN TO ALLOW FOR
ISSUANCES OF STOCK BONUSES.
7 TO APPROVE THE CONSOLIDATION OF ORDINARY For For Mgmt
SHARES AVAILABLE UNDER OUR ASSUMED PLANS
INTO OUR 2001 EQUITY INCENTIVE PLAN.
8 TO APPROVE THE AUTHORIZATION FOR THE For For Mgmt
DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE
ORDINARY SHARES.
9 TO APPROVE THE AUTHORIZATION FOR THE For For Mgmt
COMPANY TO PROVIDE $37,200 OF ANNUAL CASH
COMPENSATION TO EACH OF ITS NON-EMPLOYEE DIRECTORS.
10 TO APPROVE THE AUTHORIZATION FOR THE For For Mgmt
COMPANY TO PROVIDE AN ADDITIONAL $10,000 OF ANNUAL
CASH COMPENSATION FOR EACH OF ITS NON-EMPLOYEE
DIRECTORS FOR COMMITTEE PARTICIPATION.
11 TO APPROVE THE AUTHORIZATION OF THE For For Mgmt
PROPOSED RENEWAL OF THE SHARE REPURCHASE MANDATE
RELATING TO ACQUISITIONS BY THE COMPANY OF ITS OWN
ISSUED ORDINARY SHARES.
12 TO APPROVE THE AUTHORIZATION OF THE For For Mgmt
PROPOSAL APPROVAL OF A BONUS ISSUE.
10/28/04 - A SEAGATE TECHNOLOGY *STX* G7945J104 09/03/04 37,083
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 PROPOSAL TO APPROVE THE SEAGATE TECHNOLOGY For Against Mgmt
2004 STOCK COMPENSATION PLAN.
Excessive potential dilution of 19.8 percent.
3 Ratify Auditors For For Mgmt
4 PROPOSAL TO ADOPT SEAGATE TECHNOLOGYS For For Mgmt
THIRD AMENDED AND RESTATED MEMORANDUM AND ARTICLES
OF ASSOCIATION,
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
WHICH IS BEING PROPOSED AS A SPECIAL RESOLUTION.
10/29/04 - A ORACLE CORP. *ORCL* 68389X105 09/02/04 49,900
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Implement China Principles Against Against ShrHoldr
11/09/04 - A AUTOMATIC DATA PROCESSING, INC. *ADP* 053015103 09/10/04 17,084
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/09/04 - A MICROSOFT CORP. *MSFT* 594918104 09/10/04 23,883
1 Elect Directors For For Mgmt
2 Amend Bundled Compensation Plans For For Mgmt
3 Amend Bundled Compensation Plans For For Mgmt
4 Amend Stock Option Plan For For Mgmt
5 Ratify Auditors For For Mgmt
11/18/04 - A CISCO SYSTEMS, INC. *CSCO* 17275R102 09/20/04 27,477
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Pay Disparity Against Against ShrHoldr
11/18/04 - A MICRON TECHNOLOGY, INC. *MU* 595112103 09/20/04 53,090
1 Elect Directors For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
12/09/04 - A INTUIT INC. *INTU* 461202103 10/11/04 14,089
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
02/02/05 - A ACCENTURE LTD BERMUDA *ACN* G1150G111 12/06/04 30,633
1 Elect Directors For For Mgmt
2 APPROVAL OF BYE-LAW AMENDMENTS TO RELOCATE For For Mgmt
INTO THE BYE-LAWS EXISTING CONTRACTUAL RESTRICTIONS
APPLICABLE TO CLASS A COMMON SHARES OF PARTNERS AND
FORMER PARTNERS BENEFICIALLY OWNED BY THEM PRIOR TO
ACCENTURES INITIAL PUBLIC OFFERING.
3 Ratify Auditors For For Mgmt
03/01/05 - A AGILENT TECHNOLOGIES INC. *A* 00846U101 01/03/05 35,534
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
03/08/05 - A QUALCOMM INC. *QCOM* 747525103 01/07/05 19,701
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Kahn --- For
1.2 Elect Director Duane A. Nelles --- Withhold
WITHHOLD votes from Duane A. Nelles for standing as an
affiliated outsider on the Audit and Nominating committees.
1.3 Elect Director Brent Scowcroft --- For
2 Declassify the Board of Directors and For For Mgmt
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Mgmt
4 Amend Articles For For Mgmt
5 Ratify Auditors For For Mgmt
03/16/05 - A HEWLETT-PACKARD CO. *HPQ* 428236103 01/18/05 40,297
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
03/18/05 - A STMICROELECTRONICS N.V. 861012102 02/22/05 58,912
MEETING FOR THE HOLDERS OF ADR'S
1 Approve Financial Statements and Statutory For For Mgmt
Reports
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
2 INFORMATION ON RETAINED EARNINGS AND None For Mgmt
DIVIDEND POLICY AND ADOPTION OF A DIVIDEND
OF $0.12 PER COMMON SHARE.
3 DISCHARGE OF THE SOLE MEMBER OF THE None For Mgmt
MANAGING BOARD.
4 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY None For Mgmt
BOARD.
5 APPOINTMENT OF THE NEW SOLE MEMBER OF THE None For Mgmt
MANAGING BOARD.
6 Elect Supervisory Board Member For For Mgmt
7 Ratify Auditors None For Mgmt
8 PPROVAL OF THE COMPENSATION POLICY FOR THE For For Mgmt
MANAGING BOARD.
9 APPROVAL OF THE COMPENSATION OF THE MEMBERS None For Mgmt
OF THE SUPERVISORY BOARD.
10 APPROVAL OF THE AMENDMENT TO THE COMPANY S None For Mgmt
EXISTING 2001 EMPLOYEE STOCK OPTION PLAN.
The initiative can be supported due to the size of the
requested authorization, the resulting level of potential
dilution under all plans and other favorable terms of the
plan. A vote in favor of this proposal is
recommended.
11 APPROVAL OF THE NEW THREE-YEAR STOCK-BASED None For Mgmt
COMPENSATION PLAN FOR MEMBERS AND
PROFESSIONALS OF THE SUPERVISORY BOARD.
The initiative can be supported due to the size of the
requested authorization, the resulting level of potential
dilution under all plans and other favorable terms of the
plan. A vote in favor of this proposal is
recommended.
12 AMENDMENT TO THE ARTICLES OF ASSOCIATION None For Mgmt
REQUIRED BY CHANGES IN DUTCH LAW AND
CORPORATE GOVERNANCE STANDARDS.
These are non contentious amendments that warrant
shareholder support.
03/23/05 - A APPLIED MATERIALS, INC. *AMAT* 038222105 01/28/05 50,230
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/07/05 - A NOKIA CORP. 654902204 02/02/05 55,789
MEETING FOR HOLDERS OF ADRS
2 APPROVAL OF THE INCOME STATEMENTS AND THE For For Mgmt
BALANCE SHEET.
3 APPROVAL OF A PROPOSAL TO THE ANNUAL For For Mgmt
GENERAL MEETING OF A DIVIDEND OF EUR 0.33
PER SHARE.
4 DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF For For Mgmt
THE BOARD OF DIRECTORS, AND THE PRESIDENT,
FROM LIABILITY.
6 PROPOSAL ON THE COMPOSITION OF THE BOARD AS For For Mgmt
PROPOSED BY THE CORPORATE GOVERNANCE AND
NOMINATION COMMITTEE.
7 Elect Directors For For Mgmt
8 APPROVAL OF THE REMUNERATION TO BE PAID TO For For Mgmt
THE AUDITOR.
9 APPROVAL OF THE RE-ELECTION OF For For Mgmt
PRICEWATERHOUSECOOPERS OY AS THE AUDITORS
FOR FISCAL YEAR 2005.
10 APPROVAL OF THE PROPOSAL TO GRANT STOCK For For Mgmt
OPTIONS TO SELECTED PERSONNEL OF THE
COMPANY.
11 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Mgmt
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY
COMPANY.
12 AUTHORIZATION TO THE BOARD TO INCREASE THE For For Mgmt
SHARE CAPITAL OF THE COMPANY.
13 AUTHORIZATION TO THE BOARD TO REPURCHASE For For Mgmt
NOKIA SHARES.
14 AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA For For Mgmt
SHARES HELD BY THE COMPANY.
15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT For Against Mgmt
NOKIA S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION
ON YOUR BEHALF ONLY UPON ITEM 15.
Details of other business items not disclosed.
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
04/21/05 - A TEXAS INSTRUMENTS INC. *TXN* 882508104 02/22/05 48,049
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
4 Amend Stock Option Plan For For Mgmt
04/22/05 - A ELECTRONIC DATA SYSTEMS CORP. *EDS* 285661104 03/01/05 38,359
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Eliminate Supermajority Vote Requirement For For Mgmt
04/26/05 - A INTERNATIONAL BUSINESS MACHINES CORP. 459200101 02/25/05 11,758
*IBM*
1 Elect Directors For Split Mgmt
1.1 Elect Director Cathleen Black --- For
1.2 Elect Director Kenneth I. Chenault --- For
1.3 Elect Director Juergen Dormann --- For
1.4 Elect Director Michael L. Eskew --- Withhold
WITHHOLD votes for standing as an affiliated outsider on
the Audit Committee.
1.5 Elect Director Carlos Ghosn --- For
1.6 Elect Director Charles F. Knight --- For
1.7 Elect Director Minoru Makihara --- For
1.8 Elect Director Lucio A. Noto --- For
1.9 Elect Director Samuel J. Palmisano --- For
1.10 Elect Director Joan E. Spero --- For
1.11 Elect Director Sidney Taurel --- For
1.12 Elect Director Charles M. Vest --- For
1.13 Elect Director Lorenzo H. Zambrano --- For
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against Against ShrHoldr
4 Eliminate Age Discrimination in Retirement Against Against ShrHoldr
Benefits
5 Calculate Executive Salary Without Regard Against Against ShrHoldr
to Pension Income
6 Expense Stock Options Against Against ShrHoldr
7 Report on Executive Compensation Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
8 Report on Outsourcing Against Against ShrHoldr
04/28/05 - A BROADCOM CORP. *BRCM* 111320107 03/04/05 27,127
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported due to the trend of
recent option grants, the total level of potential
dilution under all plans is above the allowable cap of
18%, and the plan permits repricing.
3 Ratify Auditors For For Mgmt
4 Link Executive Compensation to Social and Against Against ShrHoldr
Financial Issues
05/02/05 - A MOTOROLA, INC. *MOT* 620076109 03/04/05 49,770
1 Elect Directors For For Mgmt
2 Limit Executive Compensation Against Against ShrHoldr
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/05/05 - A EMC CORP. *EMC* 268648102 03/07/05 59,495
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael J. Cronin --- For
1.2 Elect Director W. Paul Fitzgerald ---
Withhold
WITHHOLD votes from W. Paul Fitzgerald for standing as an
affiliated outsider on the audit committee and nominating
committee.
1.3 Elect Director Joseph M. Tucci --- For
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
5 Creation of an Independent Audit Committee Against Against ShrHoldr
05/11/05 - A FIRST DATA CORP. *FDC* 319963104 03/14/05 20,240
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Outsourcing Against Against ShrHoldr
6 Amend Director/Officer Against Against ShrHoldr
Liability/Indemnifications Provisions
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/12/05 - A GOOGLE INC *GOOG* 38259P508 03/28/05 4,300
1 Elect Directors For Split Mgmt
1.1 Elect Director Eric Schmidt --- For
1.2 Elect Director Larry Page --- For
1.3 Elect Director Sergey Brin --- For
1.4 Elect Director L. John Doerr --- Withhold
WITHHOLD votes from L. John Doerr for sitting on more than
six boards.
1.5 Elect Director John L. Hennessy --- For
1.6 Elect Director Arthur D. Levinson --- For
1.7 Elect Director Michael Moritz --- For
1.8 Elect Director Paul S. Otellini --- For
1.9 Elect Director K. Ram Shriram --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
The plan permits the administrator at any time to
offer to buy out for a payment in cash or shares
an option previously granted based on terms and
conditions as the administrator shall establish
and communicate to the participant at the time
that such offer is made. The buy out of awards
and issuance of cash in substitution is
considered to be repricing.
05/12/05 - A SAP AG 803054204 04/01/05 17,874
MEETING FOR HOLDERS OF ADR'S
1 RESOLUTION ON THE APPROPRIATION OF THE For For Mgmt
RETAINED EARNINGS OF THE FISCAL YEAR 2004
2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Mgmt
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL
YEAR 2004
3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Mgmt
ACTS OF THE SUPERVISORY BOARD IN THE FISCAL
YEAR 2004
4 Ratify Auditors For For Mgmt
5 ELECTION OF MEMBERS OF THE SUPERVISORY BOARD For For Mgmt
6 RESOLUTION ON THE ADJUSTMENT OF THE AMOUNTS For For Mgmt
AND FIGURES STATED IN SECTION 4 (1) OF THE
ARTICLES OF ASSOCIATION (CAPITAL STOCK)
7 RESOLUTION ON THE For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
CANCELLATION OF CONTINGENT CAPITAL IIA AND ON
THE DELETION OF SECTION 4 (5) OF THE ARTICLES OF
ASSOCIATION
8 REDUCTION OF CONTINGENT CAPITAL IIIA AND For For Mgmt
ADJUSTMENT OF THE AMOUNTS AND FIGURES
STATED IN SECTION 4 (7) OF THE ARTICLES
9 RESOLUTION ON THE AMENDMENT OF SECTION 1 For For Mgmt
(1) OF THE ARTICLES OF ASSOCIATION (CORPORATE NAME)
10 RESOLUTION ON THE ADJUSTMENT OF THE For For Mgmt
ARTICLES OF ASSOCIATION TO REFLECT THE
PROVISIONS OF THE GERMAN ACT
11 CANCELLATION OF AUTHORIZED CAPITAL I AND For For Mgmt
CREATION OF A NEW AUTHORIZED CAPITAL I
12 CANCELLATION OF AUTHORIZED CAPITAL II AND For For Mgmt
CREATION OF A NEW AUTHORIZED CAPITAL II
13 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE For For Mgmt
AND USE TREASURY SHARES PURSUANT TO THE
GERMAN STOCK CORPORATION ACT
14 RESOLUTION ON THE AUTHORIZATION TO USE For For Mgmt
EQUITY DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES
05/17/05 - A AMAZON.COM, INC. *AMZN* 023135106 04/01/05 19,201
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
05/18/05 - A INTEL CORP. *INTC* 458140100 03/21/05 37,528
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
05/18/05 - A JUNIPER NETWORKS, INC. *JNPR* 48203R104 03/21/05 31,809
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/19/05 - A YAHOO!, INC. *YHOO* 984332106 03/23/05 25,293
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
The initiative cannot be supported as the total level of
potential dilution under all plans is above the allowable
cap of 18%.
3 Amend Non-Employee Director Stock Option For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
06/23/05 - A EBAY INC. *EBAY* 278642103 04/25/05 13,457
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
5 Performance- Based/Indexed Options Against For ShrHoldr
SSGA supports performance-based compensation.
6 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
06/24/05 - S SYMANTEC CORP. *SYMC* 871503108 05/12/05 31,344
1 Approve Merger Agreement For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Adjourn Meeting For Against Mgmt
In this case, shareholders already have enough information
to make their vote decisions. Once their votes have been
cast, there is no justification for spending more money to
continue pressing shareholders for more votes.
06/29/05 - A NORTEL NETWORKS CORP. *NT.* 656568102 05/02/05 241,334
MANAGEMENT PROPOSALS
1 Elect Directors For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Approve Adoption of the Nortel U.S. Stock For For Mgmt
Purchase Plan, the Nortel Global Stock
Purchase Plan, and the Nortel Stock
Purchase Plan for Members of
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2004 - Jun 30, 2005
MORGAN STANLEY HIGH TECH 35 INDEX FUND - J920
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ---------------------------------------------------------------------------------------------------------------------------------
the Nortel Savings and Retirement
Program
4 Approve Adoption of Nortel 2005 Stock For For Mgmt
Incentive Plan
SHAREHOLDER PROPOSALS
5 Require Shareholder Approval of the Against Against ShrHoldr
Compensation of the Ten Highest Paid
Executives
6 Exclude Senior Executive's Bonuses From Against Against ShrHoldr
Calculation of Pensions
7 Require List of Nominees for Board of Against Against ShrHoldr
Directors To Have a Minimum of 25% More
Candidates Than There Are Spaces to Fill
8 Roll Back the Salary Level of All Senior Against Against ShrHoldr
Executives to Their Salary Level on Jan. 1,
1998
9 Take Legal or other Appropriate Action to Against Against ShrHoldr
Get Back Bonus and Salary Increases Given
to Senior Executives (Past and Present)
From 1998 through 2004
10 Take Legal or other Appropriate Action to Against Against ShrHoldr
Exclude Executives (Past and
Present)Bonuses and Salary Increases from
1998 through 2004 from Their Pensions
Calculation
11 Take Legal or other Appropriate Action to Against Against ShrHoldr
Get Back Compensation and Perks Paid to
Board of Directors (former and present)
From 1998 through 2004
12 Require Economy Class for All Business Against Against ShrHoldr
Travel of All Senior Executives, Company
Employees, and Board of Directors
13 Allow Shareholders in Attendance at AGM to Against Against ShrHoldr
Elect Two Additional Directors to the Board
in Addition to the Slate of Candidates
Proposed by the Existing Board of
Director's Nominating Committee at the AGM
14 Take Legal or other Appropriate Actions to Against Against ShrHoldr
Get Back Fees Paid to External Auditors
From 1998 through 2004; Require Future
Auditor's Fees To Be Approved by
Shareholders at AGM
15 Require Nortel To Provide Letter to Against Against ShrHoldr
Regulatory Agencies With Information The
Agencies Should Have Been Looking For to
Protect Shareholders of Publicly Traded
Companies
Mgmt Rec - Company Management Recommended Vote Page 12
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
streetTRACKS(R) Series Trust
(Registrant)
By: /s/James Ross
James Ross
President
Date: August 30, 2005