Form N - PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
Investment Company
Form N - PX
Investment Company Act file number:
811-07589
(Exact name of registrant as specified in charter)
The Hartford Mutual Funds, Inc.
(Address of principle executive offices)
P. O. Box 2999, Hartford, Connecticut 06104-2999
(Name and address of agent for service)
Edward P. Macdonald, Esquire
Life Law Unit
The Hartford Financial Services Group, Inc.
200 Hopmeadow Street
Simsbury, CT 06089
Registrant 's telephone number, including area code: (860)843-9934
Date of Fiscal year-end: OCTOBER 31
Date of reporting period: 07/01/2005 - 06/30/2006
Item 1. Proxy Voting Record
Page 1
The Hartford Advisers Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 197
UNASSIGNED
3M COMPANY
SECURITY: 88579Y101 AGENDA NUMBER: 932463893
TICKER: MMM MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LINDA G. ALVARADO Mgmt For For
2 EDWARD M. LIDDY Mgmt For For
3 ROBERT S. MORRISON Mgmt For For
4 AULANA L. PETERS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO AUTHORIZE THE ANNUAL
ELECTION OF DIRECTORS
04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Mgmt Against For
COMPENSATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For
ANIMAL WELFARE POLICY
06 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For
BUSINESS OPERATIONS IN CHINA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 197
UNASSIGNED
ABBOTT LABORATORIES
SECURITY: 002824100 AGENDA NUMBER: 932464819
TICKER: ABT MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.S. AUSTIN Mgmt For For
2 W.M. DALEY Mgmt For For
3 W.J. FARRELL Mgmt For For
4 H.L. FULLER Mgmt For For
5 R.A. GONZALEZ Mgmt For For
6 J.M. GREENBERG Mgmt For For
7 D.A.L. OWEN Mgmt For For
8 B. POWELL JR. Mgmt For For
9 W.A. REYNOLDS Mgmt For For
10 R.S. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.D. SMITHBURG Mgmt For For
12 J.R. WALTER Mgmt For For
13 M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For
SUPERIOR-PERFORMANCE
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For
CHAIR AND CEO.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 197
UNASSIGNED
ACCENTURE LTD
SECURITY: G1150G111 AGENDA NUMBER: 932425021
TICKER: ACN MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: DINA DUBLON
1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: WILLIAM D. GREEN
02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2006 FISCAL
YEAR AND AUTHORIZATION OF THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 197
UNASSIGNED
ALCOA INC.
SECURITY: 013817101 AGENDA NUMBER: 932445085
TICKER: AA MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHRYN S. FULLER Mgmt For For
2 JUDITH M. GUERON Mgmt For For
3 ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For
AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 197
UNASSIGNED
ALTRIA GROUP, INC.
SECURITY: 02209S103 AGENDA NUMBER: 932456228
TICKER: MO MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ELIZABETH E. BAILEY Mgmt For For
2 HAROLD BROWN Mgmt For For
3 MATHIS CABIALLAVETTA Mgmt For For
4 LOUIS C. CAMILLERI Mgmt For For
5 J. DUDLEY FISHBURN Mgmt For For
6 ROBERT E. R. HUNTLEY Mgmt For For
7 THOMAS W. JONES Mgmt For For
8 GEORGE MUNOZ Mgmt For For
9 LUCIO A. NOTO Mgmt For For
10 JOHN S. REED Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For
INDEPENDENT BOARD CHAIRMAN
04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For
COMMITMENT TO GLOBAL HUMAN RIGHTS
STANDARDS
05 STOCKHOLDER PROPOSAL 3 - SEEKING TO Shr Against For
ADDRESS HEALTH HAZARDS FOR AFRICAN
AMERICANS ASSOCIATED WITH SMOKING
MENTHOL CIGARETTES
06 STOCKHOLDER PROPOSAL 4 - SEEKING TO Shr Against For
EXTEND NEW YORK FIRE-SAFE PRODUCTS
GLOBALLY
07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For
ADOPTION OF ANIMAL WELFARE POLICY
08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For
SUPPORT FOR LAWS AT ALL LEVELS COMBATING
USE OF TOBACCO
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 STOCKHOLDER PROPOSAL 7 - SEEKING TO Shr Against For
FACILITATE MEDICAL EFFORTS TO DISSUADE
SECONDHAND SMOKE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 197
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932375000
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. AIDINOFF Mgmt For For
2 P. CHIA Mgmt For For
3 M. COHEN Mgmt For For
4 W. COHEN Mgmt For For
5 M. FELDSTEIN Mgmt For For
6 E. FUTTER Mgmt For For
7 S. HAMMERMAN Mgmt For For
8 C. HILLS Mgmt For For
9 R. HOLBROOKE Mgmt For For
10 D. KANAK Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. MILES, JR. Mgmt For For
12 M. OFFIT Mgmt For For
13 M. SULLIVAN Mgmt For For
14 E. TSE Mgmt For For
15 F. ZARB Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 197
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932483857
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PEI-YUAN CHIA Mgmt For For
2 MARSHALL A. COHEN Mgmt For For
3 MARTIN S. FELDSTEIN Mgmt For For
4 ELLEN V. FUTTER Mgmt For For
5 STEPHEN L. HAMMERMAN Mgmt For For
6 RICHARD C. HOLBROOKE Mgmt For For
7 FRED H. LANGHAMMER Mgmt For For
8 GEORGE L. MILES, JR. Mgmt For For
9 MORRIS W. OFFIT Mgmt For For
10 JAMES F. ORR III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARTIN J. SULLIVAN Mgmt For For
12 MICHAEL H. SUTTON Mgmt For For
13 EDMUND S.W. TSE Mgmt For For
14 ROBERT B. WILLUMSTAD Mgmt For For
15 FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AIG S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 197
UNASSIGNED
AMERICAN STANDARD COMPANIES, INC.
SECURITY: 029712106 AGENDA NUMBER: 932453006
TICKER: ASD MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVEN F. GOLDSTONE Mgmt For For
2 KIRK S. HACHIGIAN Mgmt For For
3 EDWARD E. HAGENLOCKER Mgmt For For
4 DALE F. MORRISON Mgmt For For
02 DIRECTORS PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDED DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 197
UNASSIGNED
AMERICAN TOWER CORPORATION
SECURITY: 029912201 AGENDA NUMBER: 932475052
TICKER: AMT MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RAYMOND P. DOLAN Mgmt For For
2 CAROLYN F. KATZ Mgmt For For
3 GUSTAVO LARA CANTU Mgmt For For
4 FRED R. LUMMIS Mgmt For For
5 PAMELA D.A. REEVE Mgmt For For
6 JAMES D. TAICLET, JR. Mgmt For For
7 SAMME L. THOMPSON Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 197
UNASSIGNED
AMGEN INC.
SECURITY: 031162100 AGENDA NUMBER: 932455872
TICKER: AMGN MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. FREDERICK W. GLUCK Mgmt For For
2 ADM. J. PAUL REASON Mgmt For For
3 DR. DONALD B. RICE Mgmt For For
4 MR. LEONARD D SCHAEFFER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2006.
3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For
GUIDELINES).
3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For
COMPENSATION).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against
RIGHTS PLANS).
3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For
POLICY).
3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against
ELECTIONS).
3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For
POLITICAL CONTRIBUTIONS).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 197
UNASSIGNED
APPLIED MATERIALS, INC.
SECURITY: 038222105 AGENDA NUMBER: 932441518
TICKER: AMAT MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL H. ARMACOST Mgmt For For
2 DEBORAH A. COLEMAN Mgmt For For
3 PHILIP V. GERDINE Mgmt For For
4 THOMAS J. IANNOTTI Mgmt For For
5 CHARLES Y.S. LIU Mgmt For For
6 JAMES C. MORGAN Mgmt For For
7 GERHARD H. PARKER Mgmt For For
8 WILLEM P. ROELANDTS Mgmt For For
9 MICHAEL R. SPLINTER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 197
UNASSIGNED
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY: 039483102 AGENDA NUMBER: 932399632
TICKER: ADM MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 G.A. ANDREAS Mgmt Withheld Against
2 A.L. BOECKMANN Mgmt For For
3 M.H. CARTER Mgmt Withheld Against
4 R.S. JOSLIN Mgmt Withheld Against
5 P.J. MOORE Mgmt For For
6 M.B. MULRONEY Mgmt Withheld Against
7 T.F. O'NEILL Mgmt Withheld Against
8 O.G. WEBB Mgmt Withheld Against
9 K.R. WESTBROOK Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 ADOPT STOCKHOLDER S PROPOSAL NO. 1 Shr Against For
(REPORT ON IMPACTS OF GENETICALLY
ENGINEERED FOOD.)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 197
UNASSIGNED
ASTRAZENECA PLC
SECURITY: 046353108 AGENDA NUMBER: 932484683
TICKER: AZN MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For
THE REPORTS OF THE DIRECTORS AND AUDITOR
FOR THE YEAR ENDED DECEMBER 31, 2005
02 TO CONFIRM DIVIDENDS Mgmt For
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For
AUDITOR
04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For
REMUNERATION OF THE AUDITOR
05 DIRECTOR Mgmt For
1 LOUIS SCHWEITZER Mgmt For
2 HAKAN MOGREN Mgmt For
3 DAVID R BRENNAN Mgmt For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4 JONATHAN SYMONDS Mgmt For
5 JOHN PATTERSON Mgmt For
6 SIR PETER BONFIELD Mgmt For
7 JOHN BUCHANAN Mgmt For
8 JANE HENNEY Mgmt Withheld
9 MICHELE HOOPER Mgmt For
10 JOE JIMENEZ Mgmt For
11 ERNA MOLLER Mgmt For
12 MARCUS WALLENBERG Mgmt For
13 DAME NANCY ROTHWELL Mgmt For
06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For
REPORT FOR THE YEAR ENDED DECEMBER 31,
2005
07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For
DONATIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For
UNISSUED SHARES
09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For
PRE-EMPTION RIGHTS
10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 197
UNASSIGNED
AT&T INC.
SECURITY: 00206R102 AGENDA NUMBER: 932448043
TICKER: T MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER III Mgmt For For
2 GILBERT F. AMELIO Mgmt For For
3 AUGUST A. BUSCH III Mgmt For For
4 MARTIN K. EBY, JR. Mgmt For For
5 JAMES A. HENDERSON Mgmt For For
6 CHARLES F. KNIGHT Mgmt For For
7 JON C. MADONNA Mgmt For For
8 LYNN M. MARTIN Mgmt For For
9 JOHN B. MCCOY Mgmt For For
10 MARY S. METZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 TONI REMBE Mgmt For For
12 S. DONLEY RITCHEY Mgmt For For
13 JOYCE M. ROCHE Mgmt For For
14 RANDALL L. STEPHENSON Mgmt For For
15 LAURA D'ANDREA TYSON Mgmt For For
16 PATRICIA P. UPTON Mgmt For For
17 EDWARD E. WHITACRE, JR. Mgmt For For
02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE 2006 INCENTIVE PLAN Mgmt For For
04 APPROVE AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION
05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL B Shr Against For
07 STOCKHOLDER PROPOSAL C Shr Against For
08 STOCKHOLDER PROPOSAL D Shr Against For
09 STOCKHOLDER PROPOSAL E Shr For Against
10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 197
UNASSIGNED
AUTODESK, INC.
SECURITY: 052769106 AGENDA NUMBER: 932514587
TICKER: ADSK MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CAROL A. BARTZ Mgmt For For
2 CARL BASS Mgmt For For
3 MARK A. BERTELSEN Mgmt For For
4 CRAWFORD W. BEVERIDGE Mgmt For For
5 J. HALLAM DAWSON Mgmt For For
6 MICHAEL J. FISTER Mgmt For For
7 PER-KRISTIAN HALVORSEN Mgmt For For
8 STEVEN L. SCHEID Mgmt For For
9 MARY ALICE TAYLOR Mgmt For For
10 LARRY W. WANGBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUTODESK S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY
31, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 197
UNASSIGNED
BANK OF AMERICA CORPORATION
SECURITY: 060505104 AGENDA NUMBER: 932453866
TICKER: BAC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM BARNET, III Mgmt For For
2 FRANK P. BRAMBLE, SR. Mgmt For For
3 JOHN T. COLLINS Mgmt For For
4 GARY L. COUNTRYMAN Mgmt For For
5 TOMMY R. FRANKS Mgmt For For
6 PAUL FULTON Mgmt For For
7 CHARLES K. GIFFORD Mgmt For For
8 W. STEVEN JONES Mgmt For For
9 KENNETH D. LEWIS Mgmt For For
10 MONICA C. LOZANO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WALTER E. MASSEY Mgmt For For
12 THOMAS J. MAY Mgmt For For
13 PATRICIA E. MITCHELL Mgmt For For
14 THOMAS M. RYAN Mgmt For For
15 O. TEMPLE SLOAN, JR. Mgmt For For
16 MEREDITH R. SPANGLER Mgmt For For
17 ROBERT L. TILLMAN Mgmt For For
18 JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For
ASSOCIATE STOCK PLAN.
04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against
DIRECTOR ELECTIONS
06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against
CHAIRMAN
07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 197
UNASSIGNED
BANK TOKYO-MITSUBISHI LTD
SECURITY: J44497105 AGENDA NUMBER: 701002913
TICKER: MEETING TYPE: AGM
ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
Reserves
3 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Company to Repurchase
its Own Shares, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Authorized
Capital
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 197
UNASSIGNED
BEST BUY CO., INC.
SECURITY: 086516101 AGENDA NUMBER: 932537232
TICKER: BBY MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRADBURY H. ANDERSON Mgmt Withheld Against
2 KATHY J. HIGGINS VICTOR Mgmt Withheld Against
3 ALLEN U. LENZMEIER Mgmt Withheld Against
4 FRANK D. TRESTMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 197
UNASSIGNED
BHP BILLITON LIMITED
SECURITY: 088606108 AGENDA NUMBER: 932400233
TICKER: BHP MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For
REPORTS OF BHP BILLITON PLC.
T
02 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For
REPORTS OF BHP BILLITON LIMITED.
T
03 DIRECTOR
T
1 MR C A S CORDEIRO* Mgmt For For
2 MR C A S CORDEIRO** Mgmt For For
3 HON. E G DE PLANQUE* Mgmt For For
4 HON. E G DE PLANQUE** Mgmt For For
5 MR D A CRAWFORD* Mgmt For For
6 MR D A CRAWFORD** Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7 DR D A L JENKINS* Mgmt For For
8 DR D A L JENKINS** Mgmt For For
9 MR M SALAMON* Mgmt For For
10 MR M SALAMON** Mgmt For For
13 TO RE-APPOINT AUDITORS OF BHP BILLITON Mgmt For For
PLC.
T
14 TO RENEW THE GENERAL AUTHORITY TO ALLOT Mgmt For For
SHARES IN BHP BILLITON PLC.
T
15 TO RENEW THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN BHP BILLITON PLC.
T
16 TO APPROVE THE RE-PURCHASE OF Mgmt For For
SHARES IN BHP BILLITON PLC.
T
17 TO APPROVE THE REMUNERATION REPORT. Mgmt For For
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
18 TO APPROVE THE GRANT OF AWARDS OF MR C W Mgmt For For
GOODYEAR UNDER THE GIS AND THE LTIP.
T
19 TO APPROVE THE GRANT OF AWARDS TO MR M Mgmt For For
SALAMON UNDER THE GIS AND THE LTIP.
T
20 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION OF BHP BILLITON
PLC.
T
21 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
CONSTITUTION OF BHP BILLITON LIMITED.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 197
UNASSIGNED
BOSTON SCIENTIFIC CORPORATION
SECURITY: 101137107 AGENDA NUMBER: 932446087
TICKER: BSX MEETING TYPE: Special
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For
SECOND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK OF THE COMPANY FROM
1,200,000,000 TO 2,000,000,000.
02 TO APPROVE OF THE ISSUANCE OF SHARES OF Mgmt For For
COMMON STOCK OF THE COMPANY TO THE
SHAREHOLDERS OF GUIDANT CORPORATION
PURSUANT TO THE TERMS OF THE MERGER
AGREEMENT, DATED AS OF JANUARY 25, 2006,
BETWEEN THE COMPANY, GALAXY MERGER SUB,
INC. AND GUIDANT CORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 197
UNASSIGNED
BOSTON SCIENTIFIC CORPORATION
SECURITY: 101137107 AGENDA NUMBER: 932485825
TICKER: BSX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN E. ABELE Mgmt For For
2 JOEL L. FLEISHMAN Mgmt For For
3 ERNEST MARIO, PH.D. Mgmt For For
4 UWE E. REINHARDT Mgmt For For
02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For
02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For
JOHNSON, PH.D.
03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For
CORPORATION 2006 GLOBAL EMPLOYEE STOCK
OWNERSHIP PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 197
UNASSIGNED
BRISTOL-MYERS SQUIBB COMPANY
SECURITY: 110122108 AGENDA NUMBER: 932457206
TICKER: BMY MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.E. ALLEN Mgmt For For
2 L.B. CAMPBELL Mgmt For For
3 V.D. COFFMAN Mgmt For For
4 J.M. CORNELIUS Mgmt For For
5 P.R. DOLAN Mgmt For For
6 L.J. FREEH Mgmt For For
7 L.H. GLIMCHER, M.D. Mgmt For For
8 L. JOHANSSON Mgmt For For
9 J.D. ROBINSON III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For
04 CUMULATIVE VOTING Shr Against For
05 RECOUPMENT Shr Against For
06 ANIMAL TREATMENT Shr Against For
07 TERM LIMITS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 197
UNASSIGNED
CARDINAL HEALTH, INC.
SECURITY: 14149Y108 AGENDA NUMBER: 932399567
TICKER: CAH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. MICHAEL LOSH Mgmt For For
2 JOHN B. MCCOY Mgmt For For
3 MICHAEL D. O'HALLERAN Mgmt For For
4 JEAN G. SPAULDING, M.D. Mgmt For For
5 MATTHEW D. WALTER Mgmt For For
02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For
INC. 2005 LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For
COMPANY S RESTATED CODE OF REGULATIONS
TO PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 197
UNASSIGNED
CARNIVAL CORPORATION
SECURITY: 143658300 AGENDA NUMBER: 932445162
TICKER: CCL MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICKY ARISON Mgmt For For
2 AMB RICHARD G. CAPEN JR Mgmt For For
3 ROBERT H. DICKINSON Mgmt For For
4 ARNOLD W. DONALD Mgmt For For
5 PIER LUIGI FOSCHI Mgmt For For
6 HOWARD S. FRANK Mgmt For For
7 RICHARD J. GLASIER Mgmt For For
8 BARONESS HOGG Mgmt For For
9 A. KIRK LANTERMAN Mgmt For For
10 MODESTO A. MAIDIQUE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SIR JOHN PARKER Mgmt For For
12 PETER G. RATCLIFFE Mgmt For For
13 STUART SUBOTNICK Mgmt For For
14 UZI ZUCKER Mgmt For For
02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL
CORPORATION.
03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE
REMUNERATION OF THE INDEPENDENT
AUDITORS.
04 TO RECEIVE THE ACCOUNTS AND REPORTS FOR Mgmt For For
CARNIVAL PLC FOR THE FINANCIAL YEAR
ENDED NOVEMBER 30, 2005.
05 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT OF CARNIVAL PLC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For
ALLOT SHARES BY CARNIVAL PLC.
07 TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS FOR CARNIVAL PLC.
08 TO APPROVE A GENERAL AUTHORITY FOR Mgmt For For
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 197
UNASSIGNED
CISCO SYSTEMS, INC.
SECURITY: 17275R102 AGENDA NUMBER: 932399062
TICKER: CSCO MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 CAROL A. BARTZ Mgmt For For
2 M. MICHELE BURNS Mgmt For For
3 LARRY R. CARTER Mgmt For For
4 JOHN T. CHAMBERS Mgmt For For
5 DR. JOHN L. HENNESSY Mgmt For For
6 RICHARD M. KOVACEVICH Mgmt For For
7 RODERICK C. MCGEARY Mgmt For For
8 JAMES C. MORGAN Mgmt For For
9 JOHN P. MORGRIDGE Mgmt For For
10 STEVEN M. WEST Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JERRY YANG Mgmt For For
02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For
STOCK INCENTIVE PLAN.
T
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 29,
2006.
T
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
URGING THE BOARD OF DIRECTORS TO ADOPT A
POLICY THAT A SIGNIFICANT PORTION OF
FUTURE EQUITY COMPENSATION GRANTS TO
SENIOR EXECUTIVES SHALL BE SHARES OF
STOCK THAT REQUIRE THE ACHIEVEMENT OF
PERFORMANCE GOALS AS A PREREQUISITE TO
VESTING, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
T
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
REQUESTING THAT THE BOARD S COMPENSATION
COMMITTEE INITIATE A REVIEW OF CISCO S
EXECUTIVE COMPENSATION POLICIES AND TO
MAKE AVAILABLE, UPON REQUEST, A REPORT
OF THAT REVIEW BY JANUARY 1, 2006, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against
REQUESTING THE BOARD TO PREPARE A REPORT
TO SHAREHOLDERS DESCRIBING THE PROGRESS
TOWARD DEVELOPMENT AND IMPLEMENTATION OF
A COMPANY HUMAN RIGHTS POLICY AND THE
PLAN FOR IMPLEMENTATION WITH PARTNERS
AND RESELLERS BY MAY 31, 2006, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 197
UNASSIGNED
CITIGROUP INC.
SECURITY: 172967101 AGENDA NUMBER: 932447750
TICKER: C MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. MICHAEL ARMSTRONG Mgmt For For
2 ALAIN J.P. BELDA Mgmt For For
3 GEORGE DAVID Mgmt For For
4 KENNETH T. DERR Mgmt For For
5 JOHN M. DEUTCH Mgmt For For
6 R. HERNANDEZ RAMIREZ Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 KLAUS KLEINFELD Mgmt For For
9 ANDREW N. LIVERIS Mgmt For For
10 DUDLEY C. MECUM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MULCAHY Mgmt For For
12 RICHARD D. PARSONS Mgmt For For
13 CHARLES PRINCE Mgmt For For
14 JUDITH RODIN Mgmt For For
15 ROBERT E. RUBIN Mgmt For For
16 FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITIGROUP S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For
FUTURE NEW STOCK OPTION GRANTS AND NO
RENEWAL OR REPRICING OF CURRENT STOCK
OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON CHARITABLE CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
ADOPTION OF A POLICY REGARDING
PERFORMANCE-BASED EQUITY
COMPENSATION FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING Shr Against For
REIMBURSEMENT OF EXPENSES INCURRED BY A
STOCKHOLDER IN A CONTESTED ELECTION OF
DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
RECOUPMENT OF MANAGEMENT BONUSES IN THE
EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 197
UNASSIGNED
CLEAR CHANNEL COMMUNICATIONS, INC.
SECURITY: 184502102 AGENDA NUMBER: 932453450
TICKER: CCU MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAN D. FELD Mgmt For For
2 PERRY J. LEWIS Mgmt For For
3 L. LOWRY MAYS Mgmt For For
4 MARK P. MAYS Mgmt For For
5 RANDALL T. MAYS Mgmt For For
6 B.J. MCCOMBS Mgmt For For
7 PHYLLIS B. RIGGINS Mgmt For For
8 THEODORE H. STRAUSS Mgmt For For
9 J.C. WATTS Mgmt For For
10 JOHN H. WILLIAMS Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOHN B. ZACHRY Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against
PROPOSAL REGARDING CORPORATE POLITICAL
CONTRIBUTIONS.
04 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against
PROPOSAL REGARDING COMPENSATION
COMMITTEE INDEPENDENCE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 197
UNASSIGNED
COMCAST CORPORATION
SECURITY: 20030N101 AGENDA NUMBER: 932467815
TICKER: CMCSA MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S. DECKER ANSTROM Mgmt For For
2 KENNETH J. BACON Mgmt For For
3 SHELDON M. BONOVITZ Mgmt For For
4 EDWARD D. BREEN Mgmt For For
5 JULIAN A. BRODSKY Mgmt For For
6 JOSEPH J. COLLINS Mgmt For For
7 J. MICHAEL COOK Mgmt For For
8 JEFFREY A. HONICKMAN Mgmt For For
9 BRIAN L. ROBERTS Mgmt For For
10 RALPH J. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DR. JUDITH RODIN Mgmt For For
12 MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
04 2002 RESTRICTED STOCK PLAN. Mgmt For For
05 2006 CASH BONUS PLAN. Mgmt For For
06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For
OPTIONS.
07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For
NOT BE AN EMPLOYEE.
08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 ADOPT A RECAPITALIZATION PLAN. Shr For Against
10 ESTABLISH A MAJORITY VOTE Shr Against For
SHAREHOLDER COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 197
UNASSIGNED
CONOCOPHILLIPS
SECURITY: 20825C104 AGENDA NUMBER: 932476383
TICKER: COP MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD L. ARMITAGE Mgmt For For
2 RICHARD H. AUCHINLECK Mgmt For For
3 HARALD J. NORVIK Mgmt For For
4 WILLIAM K. REILLY Mgmt For For
5 VICTORIA J. TSCHINKEL Mgmt For For
6 KATHRYN C. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006
03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 DIRECTOR ELECTION VOTE STANDARD Shr For Against
05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against
EXTRAORDINARY RETIREMENT BENEFITS FOR
SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For
COMMUNITIES
07 EQUITABLE COMPENSATION OF NON-EMPLOYEE Mgmt For Against
DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 197
UNASSIGNED
COSTCO WHOLESALE CORPORATION
SECURITY: 22160K105 AGENDA NUMBER: 932425398
TICKER: COST MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES D. SINEGAL Mgmt No vote
2 JEFFREY H. BROTMAN Mgmt No vote
3 RICHARD A. GALANTI Mgmt No vote
4 DANIEL J. EVANS Mgmt No vote
02 AMENDMENTS TO THE RESTATED 2002 STOCK Mgmt No vote
INCENTIVE PLAN.
03 SHAREHOLDER PROPOSAL TO HOLD ANNUAL Shr No vote
ELECTIONS FOR ALL DIRECTORS.
04 SHAREHOLDER PROPOSAL TO ADOPT A VENDOR Shr No vote
CODE OF CONDUCT.
05 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote
AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 197
UNASSIGNED
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY: 222372104 AGENDA NUMBER: 932513965
TICKER: CFC MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHLEEN BROWN Mgmt For For
2 JEFFREY M. CUNNINGHAM Mgmt For For
3 MARTIN R. MELONE Mgmt For For
4 ROBERT T. PARRY Mgmt For For
02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For
2006 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, URGING OUR BOARD OF
DIRECTORS TO ADOPT A POLICY THAT OUR
STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO
ANNUALLY APPROVE THE REPORT OF OUR
COMPENSATION COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 197
UNASSIGNED
DOLLAR GENERAL CORPORATION
SECURITY: 256669102 AGENDA NUMBER: 932499456
TICKER: DG MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID L. BERE Mgmt For For
2 DENNIS C. BOTTORFF Mgmt For For
3 BARBARA L. BOWLES Mgmt For For
4 REGINALD D. DICKSON Mgmt For For
5 E. GORDON GEE Mgmt For For
6 BARBARA M. KNUCKLES Mgmt For For
7 DAVID A. PERDUE Mgmt For For
8 J. NEAL PURCELL Mgmt For For
9 JAMES D. ROBBINS Mgmt For For
10 DAVID M. WILDS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF AMENDMENTS TO THE DOLLAR Mgmt For For
GENERAL CORPORATION 1998 STOCK INCENTIVE
PLAN
03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 197
UNASSIGNED
DOMINION RESOURCES, INC.
SECURITY: 25746U109 AGENDA NUMBER: 932453032
TICKER: D MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER W. BROWN Mgmt For For
2 RONALD J. CALISE Mgmt For For
3 THOS. E. CAPPS Mgmt For For
4 GEORGE A. DAVIDSON, JR. Mgmt For For
5 THOMAS F. FARRELL, II Mgmt For For
6 JOHN W. HARRIS Mgmt For For
7 ROBERT S. JEPSON, JR. Mgmt For For
8 MARK J. KINGTON Mgmt For For
9 BENJAMIN J. LAMBERT III Mgmt For For
10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARGARET A. MCKENNA Mgmt For For
12 FRANK S. ROYAL Mgmt For For
13 S. DALLAS SIMMONS Mgmt For For
14 DAVID A. WOLLARD Mgmt For For
02 RATIFY THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR THE 2006
FINANCIAL STATEMENTS.
03 SHAREHOLDER PROPOSAL - MAJORITY VOTE Shr For Against
STANDARD
04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL - RETIREMENT Shr Against For
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 197
UNASSIGNED
E*TRADE FINANCIAL CORPORATION
SECURITY: 269246104 AGENDA NUMBER: 932510123
TICKER: ET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL K. PARKS Mgmt For For
2 LEWIS E. RANDALL Mgmt For For
3 STEPHEN H. WILLARD Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR FISCAL
YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 197
UNASSIGNED
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY: 263534109 AGENDA NUMBER: 932457612
TICKER: DD MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAIN J.P. BELDA Mgmt For For
2 RICHARD H. BROWN Mgmt For For
3 CURTIS J. CRAWFORD Mgmt For For
4 JOHN T. DILLON Mgmt For For
5 ELEUTHERE I. DU PONT Mgmt For For
6 CHARLES O. HOLLIDAY, JR Mgmt For For
7 LOIS D. JULIBER Mgmt For For
8 MASAHISA NAITOH Mgmt For For
9 SEAN O'KEEFE Mgmt For For
10 WILLIAM K. REILLY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 CHARLES M. VEST Mgmt For For
02 ON RATIFICATION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ON EXECUTIVE COMPENSATION Shr Against For
04 ON GENETICALLY MODIFIED FOOD Mgmt Against For
05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against
06 ON PFOA Shr Against For
07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 197
UNASSIGNED
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF
SECURITY: D24909109 AGENDA NUMBER: 700895797
TICKER: MEETING TYPE: AGM
ISIN: DE0007614406 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the adopted financial Non-Voting No vote
statements for the 2005 financial year
along with the Combined Review of
Operations for E.ON AG and the E.ON
Group andm Bericht des Aufsichtsrats
sowie Vorlage des gebilligten
Konzernabschlusses ed Consolidated
Financial Statements
2. Verwendung des Bilanzgewinns aus dem Mgmt For *
Geschaeftsjahr 2005 on of the
distributable profit of EUR
4,614,074,864 as follows: payment of a
dividend of EUR 2.75 plus a bonus of EUR
4.25 per entitled share ex-dividend and
payable date: 05 MAY 2006
3. Discharge of the Board of Management for Mgmt For *
the 2005 FY
4. Discharge of the Supervisory Board for Mgmt For *
the 2005 FY
5. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien up
to 10% of its share capital, on or
before 04 NOV 2007 and the shares may be
acquired through the stock exchange at a
price neither more than 10% above nor
more than 20% below the market price of
the shares, by way of a public
repurchase offer to all shareholders or
by means of a public offer for the
exchange of liquid shares which are
admitted to trading on an organized
market at a price not differing more
than 20% from the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
market price of the shares and by using
derivatives in the form of call or put
options if the exercise price is neither
more than 10% above nor more than 20%
below the market price of the shares;
authorize the Board of Managing
Directors to dispose of the shares in a
manner other than the stock exchange or
an offer to all shareholders if the
shares are sold at a price not
materially below their market price, to
use the shares in connection with
mergers and acquisitions or for
satisfying existing convertible or
option rights, to offer the shares to
executives and employees of the Company
and its affiliates and to retire the
shares
6. Consent to the agreement on Domination Mgmt For *
and Distribution of profits and losses
schaft und der E.ON Zwoelfte Verwaltungs
GmbH 1 DEC 2011
7. Consent to the agreement on Domination Mgmt For *
and Distribution of profits and losses
schaft und der E.ON Dreizehnte
Verwaltungs GmbH31 DEC 2011
8. Change of the Articles of Association Mgmt For *
regarding the shareholders right to
speaaufgrund der Einfuegung von
Paragraph 131 Abs. 2 Satz 2 AktG durch
das Gesetz German Stock Corporation Act
AKTG through the Law on Corporate
Integrity and Modernization of the Right
of Avoidane UMAG
9. Elect the Auditors for the 2006 FY: Mgmt For *
PricewaterhouseCoopers AG, Duesseldorf
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 197
UNASSIGNED
ELAN CORPORATION, PLC
SECURITY: 284131208 AGENDA NUMBER: 932502532
TICKER: ELN MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 RECEIVE THE FINANCIAL STATEMENTS Mgmt For For
TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREON.
O2 DIRECTOR
1 MR. LAURENCE CROWLEY Mgmt Withheld Against
2 MR. WILLIAM DANIEL Mgmt For For
3 MR. KELLY MARTIN Mgmt For For
4 DR. GORAN ANDO Mgmt Withheld Against
5 MR. SHANE COOKE Mgmt For For
6 DR. LARS EKMAN Mgmt For For
7 MR. GARY KENNEDY Mgmt For For
8 MS. NANCY LURKER Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O10 AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS.
O11 APPROVE THE ELAN CORPORATION, PLC 2006 Mgmt For For
LONG TERM INCENTIVE PLAN.
O12 APPROVE THE AMENDMENT TO THE EMPLOYEE Mgmt For For
EQUITY PURCHASE PLAN.
O13 AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For
SECURITIES.
S14 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS ON THE ALLOTMENT OF
UP TO 40 MILLION SHARES FOR CASH.
S15 TO REPLACE ARTICLES 58 AND 59 OF THE Mgmt For For
ARTICLES OF ASSOCIATION.
S16 TO REPLACE ARTICLE 62 OF THE ARTICLES OF Mgmt For For
ASSOCIATION.
S17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF OWN SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S18 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt For For
TREASURY SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 197
UNASSIGNED
ELECTRONIC ARTS INC.
SECURITY: 285512109 AGENDA NUMBER: 932370252
TICKER: ERTS MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. RICHARD ASHER Mgmt For For
2 LEONARD S. COLEMAN Mgmt For For
3 GARY M. KUSIN Mgmt For For
4 GREGORY B. MAFFEI Mgmt For For
5 TIMOTHY MOTT Mgmt For For
6 VIVEK PAUL Mgmt For For
7 ROBERT W. PITTMAN Mgmt For For
8 LAWRENCE F. PROBST III Mgmt For For
9 LINDA J. SRERE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For
PLAN
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 197
UNASSIGNED
ELI LILLY AND COMPANY
SECURITY: 532457108 AGENDA NUMBER: 932443803
TICKER: LLY MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.S. FELDSTEIN Mgmt For For
2 J.E. FYRWALD Mgmt For For
3 E.R. MARRAM Mgmt For For
4 S. TAUREL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR 2006.
03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For
THE COMPANY S ANIMAL CARE AND USE POLICY
TO CONTRACT LABS.
04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against
THE ROLES OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against
ELECTION OF EACH DIRECTOR.
06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against
DIRECTORS BY MAJORITY VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 197
UNASSIGNED
EMC CORPORATION
SECURITY: 268648102 AGENDA NUMBER: 932451848
TICKER: EMC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GAIL DEEGAN Mgmt For For
2 OLLI-PEKKA KALLASVUO Mgmt For For
3 WINDLE B. PRIEM Mgmt For For
4 ALFRED M. ZEIEN Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against
RELATING TO ELECTION OF DIRECTORS BY
MAJORITY VOTE, AS DESCRIBED IN EMC S
PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO PAY-FOR- SUPERIOR-
PERFORMANCE, AS DESCRIBED IN EMC S PROXY
STATEMENT.
05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against
RELATING TO ANNUAL ELECTIONS OF
DIRECTORS, AS DESCRIBED IN EMC S PROXY
STATEMENT.
06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO EMC S AUDIT COMMITTEE, AS
DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 197
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932358232
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF SHARE ISSUANCE Mgmt For For
02 DIRECTORS
1 E.A. BRENNAN Mgmt For For
2 B. DEMARS Mgmt For For
3 N.A. DIAZ Mgmt For For
4 J.W. ROWE Mgmt For For
5 R. RUBIN Mgmt For For
03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN
06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN FOR UNINCORPORATED
SUBSIDIARIES
07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For
MEETING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 197
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932538361
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.W. D'ALESSIO Mgmt For For
2 R.B. GRECO Mgmt For For
3 J.M. PALMS Mgmt For For
4 J.W. ROGERS Mgmt For For
5 R.L. THOMAS Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For
03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For
SHAREHOLDER APPROVAL OF FUTURE SEVERANCE
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 197
UNASSIGNED
EXXON MOBIL CORPORATION
SECURITY: 30231G102 AGENDA NUMBER: 932485700
TICKER: XOM MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.J. BOSKIN Mgmt For For
2 W.W. GEORGE Mgmt For For
3 J.R. HOUGHTON Mgmt Withheld Against
4 W.R. HOWELL Mgmt Withheld Against
5 R.C. KING Mgmt Withheld Against
6 P.E. LIPPINCOTT Mgmt For For
7 H.A. MCKINNELL, JR. Mgmt For For
8 M.C. NELSON Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.S. SIMON Mgmt For For
12 R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 32)
03 CUMULATIVE VOTING (PAGE 34) Shr Against For
04 MAJORITY VOTE (PAGE 35) Shr For Against
05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For
07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For
10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For
45)
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For
12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For
13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For
15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 197
UNASSIGNED
FEDERATED DEPARTMENT STORES, INC.
SECURITY: 31410H101 AGENDA NUMBER: 932364540
TICKER: FD MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO AUTHORIZE THE ISSUANCE OF FEDERATED Mgmt For For
COMMON STOCK PURSUANT TO THE TERMS OF
THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF FEBRUARY 27, 2005, BY AND AMONG
THE MAY DEPARTMENT STORES COMPANY,
FEDERATED AND MILAN ACQUISITION LLC.,
PURSUANT TO WHICH MAY WILL MERGE WITH
MILAN ACQUISITION LLC. ON THE TERMS AND
SUBJECT TO THE CONDITIONS CONTAINED IN
THE MERGER AGREEMENT.
02 DIRECTOR
1 MEYER FELDBERG Mgmt For For
2 TERRY J. LUNDGREN Mgmt For For
3 MARNA C. WHITTINGTON Mgmt For For
03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FEDERATED S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 28, 2006.
05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For
OF THE FEDERATED ANNUAL MEETING, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
FEDERATED ANNUAL MEETING TO APPROVE THE
ABOVE PROPOSALS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 197
UNASSIGNED
FEDERATED DEPARTMENT STORES, INC.
SECURITY: 31410H101 AGENDA NUMBER: 932499773
TICKER: FD MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOYCE M. ROCHE Mgmt For For
2 WILLIAM P. STIRITZ Mgmt For For
3 CRAIG E. WEATHERUP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FEDERATED S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2007.
03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For
CERTIFICATE OF INCORPORATION.
04 TO AMEND FEDERATED S 1995 EXECUTIVE Mgmt For For
EQUITY INCENTIVE PLAN.
05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For
ADOPT A POLICY THAT WOULD LIMIT THE
NUMBER OF BOARDS ON WHICH FEDERATED S
DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 197
UNASSIGNED
FOREST LABORATORIES, INC.
SECURITY: 345838106 AGENDA NUMBER: 932372600
TICKER: FRX MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD SOLOMON Mgmt For For
2 WILLIAM J. CANDEE, III Mgmt For For
3 GEORGE S. COHAN Mgmt For For
4 DAN L. GOLDWASSER Mgmt For For
5 LESTER B. SALANS Mgmt For For
6 KENNETH E. GOODMAN Mgmt For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 197
UNASSIGNED
GAP, INC.
SECURITY: 364760108 AGENDA NUMBER: 932463603
TICKER: GPS MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD P. BEHAR Mgmt For For
2 ADRIAN D. P. BELLAMY Mgmt For For
3 DOMENICO DE SOLE Mgmt For For
4 DONALD G. FISHER Mgmt For For
5 DORIS F. FISHER Mgmt For For
6 ROBERT J. FISHER Mgmt For For
7 PENELOPE L. HUGHES Mgmt For For
8 BOB L. MARTIN Mgmt For For
9 JORGE P. MONTOYA Mgmt For For
10 PAUL S. PRESSLER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES M. SCHNEIDER Mgmt For For
12 MAYO A. SHATTUCK III Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF OUR 1996 STOCK OPTION AND AWARD PLAN
TO BE KNOWN THEREAFTER AS THE 2006
LONG-TERM INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 197
UNASSIGNED
GENERAL ELECTRIC COMPANY
SECURITY: 369604103 AGENDA NUMBER: 932446241
TICKER: GE MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 JAMES I. CASH, JR. Mgmt For For
2 SIR WILLIAM M. CASTELL Mgmt For For
3 ANN M. FUDGE Mgmt For For
4 CLAUDIO X. GONZALEZ Mgmt Withheld Against
5 JEFFREY R. IMMELT Mgmt For For
6 ANDREA JUNG Mgmt For For
7 ALAN G. LAFLEY Mgmt For For
8 ROBERT W. LANE Mgmt For For
9 RALPH S. LARSEN Mgmt For For
10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SAM NUNN Mgmt For For
12 ROGER S. PENSKE Mgmt For For
13 ROBERT J. SWIERINGA Mgmt For For
14 DOUGLAS A. WARNER III Mgmt For For
15 ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR
01 CUMULATIVE VOTING Shr Against For
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For
06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 197
UNASSIGNED
GOODRICH CORPORATION
SECURITY: 382388106 AGENDA NUMBER: 932447116
TICKER: GR MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DIANE C. CREEL Mgmt Withheld Against
2 GEORGE A. DAVIDSON, JR. Mgmt For For
3 HARRIS E. DELOACH, JR. Mgmt For For
4 JAMES W. GRIFFITH Mgmt For For
5 WILLIAM R. HOLLAND Mgmt For For
6 JOHN P. JUMPER Mgmt For For
7 MARSHALL O. LARSEN Mgmt For For
8 DOUGLAS E. OLESEN Mgmt For For
9 ALFRED M. RANKIN, JR. Mgmt For For
10 JAMES R. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. THOMAS YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 197
UNASSIGNED
GOOGLE INC.
SECURITY: 38259P508 AGENDA NUMBER: 932490927
TICKER: GOOG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ERIC SCHMIDT Mgmt For For
2 SERGEY BRIN Mgmt For For
3 LARRY PAGE Mgmt For For
4 L. JOHN DOERR Mgmt For For
5 JOHN L. HENNESSY Mgmt For For
6 ARTHUR D. LEVINSON Mgmt For For
7 ANN MATHER Mgmt For For
8 MICHAEL MORITZ Mgmt For For
9 PAUL S. OTELLINI Mgmt For For
10 K. RAM SHRIRAM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against
2004 STOCK PLAN TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF CLASS A COMMON
STOCK ISSUABLE UNDER THE 2004 STOCK PLAN
FROM 13,431,660 TO 17,931,660.
04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS THAT
MAY BE NECESSARY TO ADOPT A
RECAPITALIZATION PLAN THAT WOULD PROVIDE
FOR ALL OF THE COMPANY S OUTSTANDING
STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 197
UNASSIGNED
ILLINOIS TOOL WORKS INC.
SECURITY: 452308109 AGENDA NUMBER: 932467980
TICKER: ITW MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER Mgmt For For
2 MICHAEL J. BIRCK Mgmt For For
3 MARVIN D. BRAILSFORD Mgmt For For
4 SUSAN CROWN Mgmt For For
5 DON H. DAVIS, JR. Mgmt For For
6 ROBERT C. MCCORMACK Mgmt For For
7 ROBERT S. MORRISON Mgmt For For
8 JAMES A. SKINNER Mgmt For For
9 HAROLD B. SMITH Mgmt For For
10 DAVID B. SPEER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF THE AMENDMENT OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
03 APPROVAL OF THE ILLINOIS TOOL WORKS INC. Mgmt For For
2006 STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP.
05 TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGUIRING IMPLEMENTATION OF CERTAIN
BUSINESS PRINCIPLES FOR WORKERS IN
CHINA.
06 TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUIRING A MAJORITY VOTE FOR ELECTION
OF DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 197
UNASSIGNED
INGERSOLL-RAND COMPANY LIMITED
SECURITY: G4776G101 AGENDA NUMBER: 932509625
TICKER: IR MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T.E. MARTIN Mgmt For For
2 P. NACHTIGAL Mgmt For For
3 R.J. SWIFT Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZATION OF BOARD OF DIRECTORS TO
FIX THE AUDITORS REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 197
UNASSIGNED
KLA-TENCOR CORPORATION
SECURITY: 482480100 AGENDA NUMBER: 932391167
TICKER: KLAC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KENNETH LEVY Mgmt For For
2 JON D. TOMPKINS Mgmt For For
3 LIDA URBANEK Mgmt For For
02 TO APPROVE THE COMPANY S INTERNAL Mgmt For For
REVENUE CODE SECTION 162(M) PERFORMANCE
BONUS PLAN.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2006.
04 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING FOR DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 197
UNASSIGNED
LEXMARK INTERNATIONAL, INC.
SECURITY: 529771107 AGENDA NUMBER: 932449590
TICKER: LXK MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL J. MAPLES Mgmt For For
2 STEPHEN R. HARDIS Mgmt For For
3 WILLIAM R. FIELDS Mgmt For For
4 ROBERT HOLLAND, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY S FISCAL
YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 197
UNASSIGNED
LOCKHEED MARTIN CORPORATION
SECURITY: 539830109 AGENDA NUMBER: 932459010
TICKER: LMT MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E.C."PETE"ALDRIDGE, JR. Mgmt For For
2 NOLAN D. ARCHIBALD Mgmt For For
3 MARCUS C. BENNETT Mgmt For For
4 JAMES O. ELLIS, JR. Mgmt For For
5 GWENDOLYN S. KING Mgmt For For
6 JAMES M. LOY Mgmt For For
7 DOUGLAS H. MCCORKINDALE Mgmt For For
8 EUGENE F. MURPHY Mgmt For For
9 JOSEPH W. RALSTON Mgmt For For
10 FRANK SAVAGE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES M. SCHNEIDER Mgmt For For
12 ANNE STEVENS Mgmt For For
13 ROBERT J. STEVENS Mgmt For For
14 JAMES R. UKROPINA Mgmt For For
15 DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For
PERFORMANCE GOALS WITHIN THE 2006
MANAGEMENT INCENTIVE COMPENSATION PLAN
04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For
AMENDMENT AND RESTATEMENT OF THE CHARTER
05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
ST. FRANCIS OF PHILADELPHIA AND OTHER
GROUPS
Shr Against For
08 STOCKHOLDER PROPOSAL BY THE SISTERS OF
MERCY AND OTHER GROUPS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 197
UNASSIGNED
MBNA CORPORATION
SECURITY: 55262L100 AGENDA NUMBER: 932399757
TICKER: KRB MEETING TYPE: Special
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For
AMERICA CORPORATION
02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 197
UNASSIGNED
MEDTRONIC, INC.
SECURITY: 585055106 AGENDA NUMBER: 932380075
TICKER: MDT MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SHIRLEY A. JACKSON, PHD Mgmt For For
2 DENISE M. O'LEARY Mgmt For For
3 JEAN-PIERRE ROSSO Mgmt For For
4 JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC
S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For
EMPLOYEES STOCK PURCHASE PLAN.
04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For
OUTSIDE DIRECTOR STOCK COMPENSATION PLAN
(AS AMENDED AND RESTATED).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 197
UNASSIGNED
MICROSOFT CORPORATION
SECURITY: 594918104 AGENDA NUMBER: 932397981
TICKER: MSFT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. GATES III Mgmt For For
2 STEVEN A. BALLMER Mgmt For For
3 JAMES I. CASH JR. Mgmt For For
4 DINA DUBLON Mgmt For For
5 RAYMOND V. GILMARTIN Mgmt For For
6 A. MCLAUGHLIN KOROLOGOS Mgmt For For
7 DAVID F. MARQUARDT Mgmt For For
8 CHARLES H. NOSKI Mgmt For For
9 HELMUT PANKE Mgmt For For
10 JON A. SHIRLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 197
UNASSIGNED
MITTAL STEEL COMPANY N.V.
SECURITY: 60684P101 AGENDA NUMBER: 932509358
TICKER: MT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO APPROVE THE MIXED CASH AND Mgmt For For
EXCHANGE OFFER FOR THE ISSUED AND
OUTSTANDING SHARE CAPITAL AND EQUITY
SECURITIES OF ARCELOR S.A. PURSUANT TO
ARTICLE 2:107A DUTCH CIVIL CODE (THE
OFFER)
03 PROPOSAL TO REDUCE THE COMPANY S CURRENT Mgmt For For
ISSUED SHARE CAPITAL, SUCH REDUCTION
BEING CONDITIONAL UPON CLOSING OF THE
OFFER AND THE EXCHANGE OF NEWLY ISSUED
CLASS A SHARES FOR CERTAIN ARCELOR
SECURITIES PURSUANT THERETO, AND WITH
EFFECT FROM THE DATE OF AMENDMENT OF THE
COMPANY S ARTICLES OF ASSOCIATION
REFERRED TO IN THE AGENDA ITEM 4, BY
REDUCING THE NOMINAL VALUE OF EACH CLASS
B SHARE FROM EUR 0.10 PER SHARE, TO EURO
0.02 PER SHARE, WITHOUT REPAYMENT OF THE
DIFFERENCE OF EUR 0.08 PER SHARE TO THE
HOLDERS OF CLASS B SHARES.
04 PROPOSAL TO AMEND THE COMPANY S ARTICLES Mgmt For For
OF ASSOCIATION, SUCH AMENDMENT BEING
CONDITIONAL UPON COMPLETION OF THE
OFFER, AND TO AUTHORISE EACH MEMBER OF
THE MANAGING BOARD AS WELL AS EACH
LAWYER AND PARALEGAL PRACTICING WITH
NAUTADUTILH N.V. TO IMPLEMENT THE
AMENDMENT OF THE COMPANY S ARTICLES OF
ASSOCIATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5A PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For
MANAGING BOARD FOR A PERIOD OF ONE (1)
YEAR (UNTIL THE ANNUAL MEETING TO BE
HELD IN 2007) TO ISSUE AND/OR GRANT
RIGHTS TO SUBSCRIBE FOR SHARES WITH
RESPECT TO SUCH NUMBER OF CLASS A SHARES
TO BE ISSUED PURSUANT TO THE OFFER, SUCH
ISSUANCE BEING CONDITIONAL UPON CLOSING
OF THE OFFER.
5B PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For
MANAGING BOARD FOR A PERIOD OF ONE (1)
YEAR (UNTIL THE ANNUAL MEETING TO BE
HELD IN 2007) TO ISSUE AND/OR GRANT
RIGHTS TO SUBSCRIBE FOR SHARES WITH
RESPECT TO TEN PERCENT (10%) OF THE
UNISSUED CLASS A SHARES IN WHICH THE
AUTHORISED SHARE CAPITAL IS DIVIDED INTO
AT THE TIME THE RESOLUTION TO ISSUE
AND/OR GRANT RIGHTS TO SUBSCRIBE FOR
SHARES WILL BE TAKEN BY THE MANAGING
BOARD.
07 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR FISCAL 2005.
09 PROPOSAL TO CONTINUE TO PAY A QUARTERLY Mgmt For For
DIVIDEND OF US$0.125 PER SHARE, SUBJECT
TO FINAL DETERMINATION BY THE MANAGING
BOARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10 PROPOSAL TO APPROVE THE MANAGEMENT Mgmt For For
PERFORMED BY THE DIRECTORS A OF THE
MANAGING BOARD DURING FISCAL
2005,INCLUDING DISCHARGE OF THE
DIRECTORS A OF THE MANAGING BOARD FROM
LIABILITY IN RESPECT OF THE EXERCISE OF
THEIR DUTIES DURING FISCAL 2005.
11 PROPOSAL TO APPROVE THE SUPERVISION Mgmt For For
PERFORMED BY THE DIRECTORS C OF THE
MANAGING BOARD DURING FISCAL 2005,
INCLUDING DISCHARGE OF THE DIRECTORS C
OF THE MANAGING BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES
DURING FISCAL 2005.
12 PROPOSAL BY THE HOLDERS OF THE CLASS B Mgmt For For
SHARES (IN COMPLIANCE WITH ARTICLE 18.4
OF THE COMPANY S ARTICLES OF
ASSOCIATION) TO RE-APPOINT MESSRS.
ANDRES ROZENTAL, NARAYANAN VAGHUL, MUNI
KRISHNA T. REDDY AND RENE GERARD LOPEZ,
LEWIS B. KADEN AND WILBUR LOUIS ROSS AS
DIRECTORS C, ALL FOR A ONE YEAR TERM
ENDING ON THE DATEOF THE ANNUAL MEETING
TO BE HELD IN 2007.
13 PROPOSAL TO DESIGNATE MRS. USHA MITTAL, Mgmt For For
AS THE PERSON REFERRED TO IN ARTICLE 23
OF THE COMPANY S ARTICLES OF
ASSOCIATION.
14 PROPOSAL TO RE-APPOINT DELOITTE Mgmt For For
ACCOUNTANTS AS THE REGISTERED
ACCOUNTANTS OF THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
15 PROPOSAL TO DESIGINATE THE MANAGING Mgmt For For
BOARD AS AUTHORISED CORPORATE BODY
(ORGAAN) TO REPURCHASE CLASS A SHARES IN
THE CAPITAL OF THE COMPANY UNTIL 8
NOVEMBER 2007.
16 PROPOSAL TO AMEND THE COMPANY S STOCK Mgmt For For
OPTION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE FOR
AWARDS GRANTED UNDER THE PLAN TO
20,000,000 CLASS A SHARES.
17 PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For
MANAGING BOARD FOR A PERIOD OF ONE (1)
YEAR (UNTIL THE ANNUAL MEETING TO BE
HELD IN 2007) TO LIMIT OR EXECUTE THE
PRE-EMPTIVE RIGHTS TO CLASS A SHARES IN
THE CAPITAL OF THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 197
UNASSIGNED
MITTAL STEEL COMPANY N.V.
SECURITY: 60684P101 AGENDA NUMBER: 932552549
TICKER: MT MEETING TYPE: Special
ISIN: MEETING DATE: 30-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO APPROVE THE MIXED CASH AND EXCHANGE Mgmt For
OFFER FOR THE ISSUED AND OUTSTANDING
SHARE CAPITAL AND EQUITY SECURITIES OF
ARCELOR S.A.
03 PROPOSAL TO REDUCE THE COMPANY S CURRENT Mgmt For
ISSUED SHARE CAPITAL, SUCH REDUCTION
WITH EFFECT FROM THE DATE OF AMENDMENT
OF THE COMPANY S ARTICLES OF ASSOCIATION
REFERRED TO IN AGENDA ITEM 4.
04 PROPOSAL TO AMEND THE COMPANY S ARTICLES Mgmt For
OF ASSOCIATION AND TO AUTHORIZE EACH
MEMBER OF THE MANAGING BOARD AS WELL AS
EACH LAWYER AND PARALEGAL PRACTICING
WITH NAUTADUTILH N.V. TO IMPLEMENT THE
AMENDMENT OF THE COMPANY S ARTICLES OF
ASSOCIATION.
05 PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For
MANAGING BOARD FOR A PERIOD OF ONE YEAR
TO ISSUE AND/OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES WITH RESPECT TO
SUCH NUMBER OF CLASS A SHARES TO BE
ISSUED PURSUANT TO THE OFFER, SUCH
ISSUANCE BEING CONDITIONAL UPON CLOSING
OF THE OFFER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 PROPOSAL BY THE MANAGING BOARD TO Mgmt For
APPOINT MR. FRANCOIS H. PINAULT AS
DIRECTOR C, FOR A ONE YEAR TERM ENDING
ON THE DATE OF THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN
2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 197
UNASSIGNED
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN,
SECURITY: D55535104 AGENDA NUMBER: 700894822
TICKER: MEETING TYPE: AGM
ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Submission of the adopted Company Non-Voting No vote
financial statements and management
report fchaeftsjahr 2005, des
gebilligten Konzernabschlusses und des
Konzernlageberichts fuer das
Geschaeftsjahr 2005 sowie des Berichts
des Aufsichtsrats the Supervisory Board
2. Resolution on the appropriation of the Mgmt For *
net retained profits from the business
year 2005
3. Resolution to approve the actions of the Mgmt For *
members of the Board of Management in
respect of the business year 2005
4. Resolution to approve the actions of the Mgmt For *
members of the Supervisory Board in
respect of the business year 2005
5. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Aufhebung des bestehenden Genehmigten Mgmt For *
Kapitals 2001 und Schaffung eines neuen
al under Authorised Capital Increase
2001, to replace this with a new
authorien sowie entsprechende
Satzungsaenderung nd to make the
relevant amendments to the Articles of
Association
7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 197
UNASSIGNED
NEWMONT MINING CORPORATION
SECURITY: 651639106 AGENDA NUMBER: 932459123
TICKER: NEM MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 G.A. BARTON Mgmt For For
2 V.A. CALARCO Mgmt For For
3 N. DOYLE Mgmt For For
4 V.M. HAGEN Mgmt For For
5 M.S. HAMSON Mgmt For For
6 L.I. HIGDON, JR. Mgmt For For
7 P. LASSONDE Mgmt For For
8 R.J. MILLER Mgmt For For
9 W.W. MURDY Mgmt For For
10 R.A. PLUMBRIDGE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.B. PRESCOTT Mgmt For For
12 D.C. ROTH Mgmt For For
13 S. SCHULICH Mgmt For For
14 J.V. TARANIK Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
03 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For
INDEPENDENT BOARD CHAIRMAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 197
UNASSIGNED
OCCIDENTAL PETROLEUM CORPORATION
SECURITY: 674599105 AGENDA NUMBER: 932457597
TICKER: OXY MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SPENCER ABRAHAM Mgmt For For
2 RONALD W. BURKLE Mgmt Withheld Against
3 JOHN S. CHALSTY Mgmt For For
4 EDWARD P. DJEREJIAN Mgmt For For
5 R. CHAD DREIER Mgmt For For
6 JOHN E. FEICK Mgmt For For
7 RAY R. IRANI Mgmt For For
8 IRVIN W. MALONEY Mgmt For For
9 RODOLFO SEGOVIA Mgmt For For
10 AZIZ D. SYRIANI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROSEMARY TOMICH Mgmt For For
12 WALTER L. WEISMAN Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
KPMG AS INDEPENDENT AUDITORS.
03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For
CAPITAL STOCK.
04 LIMIT ON EXECUTIVE COMPENSATION. Mgmt Against For
05 SCIENTIFIC REPORT ON GLOBAL Shr Against For
WARMING/COOLING.
06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 197
UNASSIGNED
PEPSICO, INC.
SECURITY: 713448108 AGENDA NUMBER: 932461142
TICKER: PEP MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.F. AKERS Mgmt For For
2 R.E. ALLEN Mgmt For For
3 D. DUBLON Mgmt For For
4 V.J. DZAU Mgmt For For
5 R.L. HUNT Mgmt For For
6 A. IBARGUEN Mgmt For For
7 A.C. MARTINEZ Mgmt For For
8 I.K. NOOYI Mgmt For For
9 S.S REINEMUND Mgmt For For
10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.J. SCHIRO Mgmt For For
12 F.A. THOMAS Mgmt For For
13 C.M. TRUDELL Mgmt For For
14 D. VASELLA Mgmt For For
15 M.D. WHITE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS
03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 23)
04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 197
UNASSIGNED
SAMSUNG ELECTRS LTD
SECURITY: Y74718100 AGENDA NUMBER: 700870517
TICKER: MEETING TYPE: AGM
ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as an
Outside Director
2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For *
at right Law Firm as an Outside Director
2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For *
business at Seoul National University as
an Outside Director
2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For *
Jang Law Firm as an Outside Director
2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
an Outside Director
2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For *
Chief Director at Samsung Electronics as
an Inside Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For *
at Samsung Electronics as an Inside
Director
2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For *
Samsung Electronics as an Inside
Director
2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For *
Samsung Electronics as an Inside
Director
2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as Members
of the Auditors Committee
2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
Members of the Auditors Committee
3. Approve the limit of remuneration for Mgmt For *
the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 197
UNASSIGNED
SANOFI-AVENTIS
SECURITY: 80105N105 AGENDA NUMBER: 932529413
TICKER: SNY MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2005
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2005
O3 APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For
STATUTORY AUDITORS SPECIAL REPORT
PREPARED IN ACCORDANCE WITH ARTICLE
L.225-40 OF THE COMMERCIAL CODE
O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For
O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For
O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For
AUDITOR
O9 DIRECTORS ATTENDANCE FEES Mgmt For For
O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For
TO CARRY OUT TRANSACTIONS IN SHARES
ISSUED BY THE COMPANY
E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For
RHONE COOPER INTO SANOFI- AVENTIS -
APPROVAL OF THE CONSIDERATION FOR THE
MERGER AND OF THE RESULTING CAPITAL
INCREASE
E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For
E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For
THE MERGER ON MAY 31, 2006 AND OF THE
RESULTING CAPITAL INCREASE
E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For
AFTER THE CAPITAL INCREASE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For
BYLAWS
E16 POWERS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 197
UNASSIGNED
SCHERING-PLOUGH CORPORATION
SECURITY: 806605101 AGENDA NUMBER: 932467752
TICKER: SGP MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS J. COLLIGAN Mgmt For For
2 C. ROBERT KIDDER Mgmt For For
3 CARL E. MUNDY, JR. Mgmt For For
4 PATRICIA F. RUSSO Mgmt For For
5 ARTHUR F. WEINBACH Mgmt For For
02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For
TOUCHE LLP TO AUDIT THE BOOKS AND
ACCOUNTS FOR 2006
03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For
INSTRUMENTS TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS
04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For
06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against
STANDARD FOR THE ELECTION OF DIRECTORS
IN CERTIFICATE OF INCORPORATION
07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against
THE GREATEST NUMBER OF GOVERNANCE ISSUES
PRACTICABLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 197
UNASSIGNED
SHARP CORPORATION
SECURITY: J71434112 AGENDA NUMBER: 700984683
TICKER: MEETING TYPE: AGM
ISIN: JP3359600008 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 12, Corporate Officers bonuses JPY
468,000,000 (including JPY 33,000,000 to
the Corporate Auditors)
2 Amend the Articles of Incorporation: Mgmt For *
Expand Business Lines, Allow Use of
Electronic Systems for Public
Notifications, Increase Authorized
Capital, Approve Revisions Related to
the New Commercial Code (Please refer to
the attached PDF files.)
3.1 Appoint a Director Mgmt Against *
3.2 Appoint a Director Mgmt Against *
3.3 Appoint a Director Mgmt Against *
3.4 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt Against *
3.6 Appoint a Director Mgmt Against *
3.7 Appoint a Director Mgmt Against *
3.8 Appoint a Director Mgmt Against *
3.9 Appoint a Director Mgmt Against *
3.10 Appoint a Director Mgmt Against *
3.11 Appoint a Director Mgmt Against *
3.12 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt Against *
3.14 Appoint a Director Mgmt Against *
3.15 Appoint a Director Mgmt Against *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt Against *
3.18 Appoint a Director Mgmt Against *
3.19 Appoint a Director Mgmt Against *
3.20 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt Against *
3.22 Appoint a Director Mgmt Against *
3.23 Appoint a Director Mgmt Against *
3.24 Appoint a Director Mgmt Against *
3.25 Appoint a Director Mgmt Against *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 197
UNASSIGNED
SHIONOGI & CO LTD
SECURITY: J74229105 AGENDA NUMBER: 701006050
TICKER: MEETING TYPE: AGM
ISIN: JP3347200002 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Board Size
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 197
UNASSIGNED
SONY CORPORATION
SECURITY: J76379106 AGENDA NUMBER: 700990484
TICKER: MEETING TYPE: AGM
ISIN: JP3435000009 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Approve Minor Revisions
Related to the New Commercial Code;
Change of Official Company Location
2.1 Appoint a Director Mgmt For *
2.2 Appoint a Director Mgmt For *
2.3 Appoint a Director Mgmt For *
2.4 Appoint a Director Mgmt For *
2.5 Appoint a Director Mgmt For *
2.6 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.7 Appoint a Director Mgmt For *
2.8 Appoint a Director Mgmt For *
2.9 Appoint a Director Mgmt For *
2.10 Appoint a Director Mgmt For *
2.11 Appoint a Director Mgmt For *
2.12 Appoint a Director Mgmt For *
2.13 Appoint a Director Mgmt For *
2.14 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3 Authorize Use of Stock Options Other For *
4 Shareholder Proposal: Amend Articles to Shr For *
Require Company to Disclose Individual
Director Compensation Amounts to
Shareholders
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 197
UNASSIGNED
SOUTHWEST AIRLINES CO.
SECURITY: 844741108 AGENDA NUMBER: 932487704
TICKER: LUV MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 COLLEEN C. BARRETT Mgmt For For
2 GARY C. KELLY Mgmt For For
3 JOHN T. MONTFORD Mgmt For For
4 WILLIAM H. CUNNINGHAM Mgmt For For
5 LOUIS E. CALDERA Mgmt For For
6 NANCY B. LOEFFLER Mgmt For For
7 DAVID W. BIEGLER Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN AS ADOPTED
BY THE BOARD OF DIRECTORS OF THE
COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
04 TAKE ACTION ON A SHAREHOLDER PROPOSAL, Mgmt For Against
IF THE PROPOSAL IS PRESENTED AT THE
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 197
UNASSIGNED
SPRINT CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932364502
TICKER: FON MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF SPRINT SERIES 1
COMMON STOCK.
02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO CREATE THE CLASS OF
NON-VOTING COMMON STOCK AND CREATE THE
NINTH SERIES PREFERRED STOCK AND ADD A
PROVISION STATING THAT STOCKHOLDER
APPROVAL IS NOT REQUIRED FOR THE
ACQUISITION BY SPRINT NEXTEL OF
NON-VOTING COMMON STOCK OR THE NINTH
SERIES PREFERRED STOCK FROM A HOLDER OF
THAT STOCK.
03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION.
04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For
COMMON STOCK, NON-VOTING COMMON STOCK
AND THE NINTH SERIES PREFERRED STOCK IN
THE MERGER.
05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For
ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 DIRECTOR
1 GORDON M. BETHUNE Mgmt For For
2 DR. E. LINN DRAPER, JR. Mgmt For For
3 JAMES H. HANCE, JR. Mgmt For For
4 DEBORAH A. HENRETTA Mgmt For For
5 IRVINE O. HOCKADAY, JR. Mgmt For For
6 LINDA KOCH LORIMER Mgmt For For
7 GERALD L. STORCH Mgmt For For
8 WILLIAM H. SWANSON Mgmt For For
07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR 2005.
08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against
EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 197
UNASSIGNED
SPRINT NEXTEL CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932451773
TICKER: S MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEITH J. BANE Mgmt For For
2 GORDON M. BETHUNE Mgmt For For
3 TIMOTHY M. DONAHUE Mgmt For For
4 FRANK M. DRENDEL Mgmt For For
5 GARY D. FORSEE Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 V. JANET HILL Mgmt For For
8 IRVINE O. HOCKADAY, JR. Mgmt For For
9 WILLIAM E. KENNARD Mgmt For For
10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHANIE M. SHERN Mgmt For For
12 WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SPRINT NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against
VOTING.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 197
UNASSIGNED
STATE STREET CORPORATION
SECURITY: 857477103 AGENDA NUMBER: 932448649
TICKER: STT MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T. ALBRIGHT Mgmt For For
2 K. BURNES Mgmt For For
3 N. DAREHSHORI Mgmt For For
4 A. GOLDSTEIN Mgmt For For
5 D. GRUBER Mgmt For For
6 L. HILL Mgmt For For
7 C. LAMANTIA Mgmt For For
8 R. LOGUE Mgmt For For
9 R. SERGEL Mgmt For For
10 R. SKATES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. SUMME Mgmt For For
12 D. WALSH Mgmt For For
13 R. WEISSMAN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
2006 RESTATED SENIOR EXECUTIVE ANNUAL
INCENTIVE PLAN.
05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against
REQUEST THE DIRECTORS TO REDEEM THE
OUTSTANDING RIGHTS UNDER THE COMPANY S
RIGHTS AGREEMENT, AND TO REQUIRE
SHAREHOLDER RATIFICATION OF ANY FUTURE
RIGHTS AGREEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 197
UNASSIGNED
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
SECURITY: 874039100 AGENDA NUMBER: 932504182
TICKER: TSM MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ACCEPT 2005 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
02 TO APPROVE THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2005 PROFITS.
03 TO APPROVE THE CAPITALIZATION OF 2005 Mgmt For For
DIVIDENDS, 2005 EMPLOYEE PROFIT SHARING,
AND CAPITAL SURPLUS.
04 TO APPROVE REVISIONS TO THE ARTICLES OF Mgmt For For
INCORPORATION.
05 DIRECTOR
1 MORRIS CHANG* Mgmt For For
2 J.C. LOBBEZOO*+ Mgmt For For
3 F.C. TSENG* Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4 STAN SHIH* Mgmt For For
5 CHINTAY SHIH*++ Mgmt For For
6 SIR PETER L. BONFIELD* Mgmt For For
7 LESTER CARL THUROW* Mgmt For For
8 RICK TSAI* Mgmt For For
9 CARLETON S. FIORINA* Mgmt For For
10 JAMES C. HO**++ Mgmt For For
11 MICHAEL E. PORTER** Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 197
UNASSIGNED
THE BOEING COMPANY
SECURITY: 097023105 AGENDA NUMBER: 932457232
TICKER: BA MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. BIGGS Mgmt For For
2 JOHN E. BRYSON Mgmt For For
3 LINDA Z. COOK Mgmt For For
4 WILLIAM M. DALEY Mgmt For For
5 KENNETH M. DUBERSTEIN Mgmt For For
6 JOHN F. MCDONNELL Mgmt For For
7 W. JAMES MCNERNEY, JR. Mgmt For For
8 RICHARD D. NANULA Mgmt For For
9 ROZANNE L. RIDGWAY Mgmt For For
10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For
BOEING COMPANY ELECTED OFFICER ANNUAL
INCENTIVE PLAN.
03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For
AMENDMENT OF THE BOEING COMPANY 2003
INCENTIVE STOCK PLAN.
04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For
CERTAIN SUPERMAJORITY VOTE REQUIREMENTS.
05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
08 PREPARE A REPORT ON CHARITABLE Shr Against For
CONTRIBUTIONS.
09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against
ELECTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 197
UNASSIGNED
THE COCA-COLA COMPANY
SECURITY: 191216100 AGENDA NUMBER: 932417719
TICKER: KO MEETING TYPE: Consent
ISIN: MEETING DATE: 13-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 I WOULD LIKE TO OPT OUT OF RECEIVING THE Mgmt No vote
COCA-COLA COMPANY S SUMMARY ANNUAL
REPORT IN THE MAIL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 197
UNASSIGNED
THE COCA-COLA COMPANY
SECURITY: 191216100 AGENDA NUMBER: 932446570
TICKER: KO MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HERBERT A. ALLEN Mgmt For For
2 RONALD W. ALLEN Mgmt For For
3 CATHLEEN P. BLACK Mgmt For For
4 BARRY DILLER Mgmt For For
5 E. NEVILLE ISDELL Mgmt For For
6 DONALD R. KEOUGH Mgmt For For
7 DONALD F. MCHENRY Mgmt For For
8 SAM NUNN Mgmt For For
9 JAMES D. ROBINSON III Mgmt For For
10 PETER V. UEBERROTH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF AN AMENDMENT TO THE 1989 Mgmt For For
RESTRICTED STOCK AWARD PLAN OF THE
COCA-COLA COMPANY
04 SHAREOWNER PROPOSAL REGARDING CHARITABLE Shr Against For
CONTRIBUTIONS
05 SHAREOWNER PROPOSAL THAT COMPANY REPORT Shr Against For
ON IMPLEMENTATION OF BEVERAGE CONTAINER
RECYCLING STRATEGY
06 SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For
STOCK
07 SHAREOWNER PROPOSAL REGARDING Shr Against For
ENVIRONMENTAL IMPACTS OF OPERATIONS IN
INDIA
08 SHAREOWNER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT DELEGATION OF INQUIRY TO
COLOMBIA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 197
UNASSIGNED
THE DOW CHEMICAL COMPANY
SECURITY: 260543103 AGENDA NUMBER: 932461318
TICKER: DOW MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JACQUELINE K. BARTON Mgmt For For
2 JAMES A. BELL Mgmt For For
3 BARBARA H. FRANKLIN Mgmt For For
4 ANDREW N. LIVERIS Mgmt For For
5 GEOFFERY E. MERSZEI Mgmt For For
6 J. PEDRO REINHARD Mgmt For For
7 RUTH G. SHAW Mgmt For For
8 PAUL G. STERN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 162 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For
ENGINEERED SEED.
05 STOCKHOLDER PROPOSAL ON Shr Against For
CHEMICALS WITH LINKS TO RESPIRATORY
PROBLEMS.
06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For
CHEMICAL FACILITIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 163 of 197
UNASSIGNED
THE GOLDMAN SACHS GROUP, INC.
SECURITY: 38141G104 AGENDA NUMBER: 932442267
TICKER: GS MEETING TYPE: Annual
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LLOYD C. BLANKFEIN Mgmt For For
2 LORD BROWNE OFMADINGLEY Mgmt For For
3 JOHN H. BRYAN Mgmt For For
4 CLAES DAHLBACK Mgmt For For
5 STEPHEN FRIEDMAN Mgmt For For
6 WILLIAM W. GEORGE Mgmt For For
7 JAMES A. JOHNSON Mgmt For For
8 LOIS D. JULIBER Mgmt For For
9 EDWARD M. LIDDY Mgmt For For
10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RUTH J. SIMMONS Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For
SACHS RESTRICTED PARTNER COMPENSATION
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR 2006 FISCAL
YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 165 of 197
UNASSIGNED
THE HOME DEPOT, INC.
SECURITY: 437076102 AGENDA NUMBER: 932490307
TICKER: HD MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GREGORY D. BRENNEMAN Mgmt Withheld Against
2 JOHN L. CLENDENIN Mgmt Withheld Against
3 CLAUDIO X. GONZALEZ Mgmt Withheld Against
4 MILLEDGE A. HART, III Mgmt Withheld Against
5 BONNIE G. HILL Mgmt Withheld Against
6 LABAN P. JACKSON, JR. Mgmt Withheld Against
7 LAWRENCE R. JOHNSTON Mgmt Withheld Against
8 KENNETH G. LANGONE Mgmt Withheld Against
9 ANGELO R. MOZILO Mgmt For For
10 ROBERT L. NARDELLI Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 166 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 THOMAS J. RIDGE Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2006.
03 SHAREHOLDER PROPOSAL REGARDING COMMITTEE Shr For Against
REPORT.
04 SHAREHOLDER PROPOSAL REGARDING Mgmt Against For
EMPLOYMENT DIVERSITY REPORT DISCLOSURE.
05 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN Mgmt Against For
AND CEO.
06 SHAREHOLDER PROPOSAL REGARDING METHOD OF Shr For Against
VOTING FOR DIRECTORS.
07 SHAREHOLDER PROPOSAL REGARDING Shr For Against
RETIREMENT BENEFITS.
08 SHAREHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS.
09 SHAREHOLDER PROPOSAL REGARDING GOVERNING Shr Against For
DOCUMENTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 167 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
NONPARTISANSHIP.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 168 of 197
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932357191
TICKER: PG MEETING TYPE: Special
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 27,
2005, AMONG THE PROCTER & GAMBLE
COMPANY, AQUARIUM ACQUISITION CORP., A
WHOLLY-OWNED SUBSIDIARY OF PROCTER &
GAMBLE, AND THE GILLETTE COMPANY, AND
APPROVE THE ISSUANCE OF PROCTER & GAMBLE
COMMON STOCK IN THE MERGER.
02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE ISSUANCE OF
PROCTER & GAMBLE COMMON STOCK IN THE
MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 169 of 197
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932387889
TICKER: PG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE L. BYRNES Mgmt For For
2 SCOTT D. COOK Mgmt For For
3 CHARLES R. LEE Mgmt For For
4 W. JAMES MCNERNEY, JR. Mgmt For For
5 ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For
INCORPORATION AND CODE OF REGULATIONS TO
ELIMINATE REFERENCES TO THE EXECUTIVE
COMMITTEE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 170 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For
REGULATIONS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For
WITH ANIMAL TESTING POLICY
06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For
COMPANY
07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 171 of 197
UNASSIGNED
THE ST. PAUL TRAVELERS COMPANIES, IN
SECURITY: 792860108 AGENDA NUMBER: 932455810
TICKER: STA MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. DASBURG Mgmt For For
2 LESLIE B. DISHAROON Mgmt For For
3 JANET M. DOLAN Mgmt For For
4 KENNETH M. DUBERSTEIN Mgmt For For
5 JAY S. FISHMAN Mgmt For For
6 LAWRENCE G. GRAEV Mgmt For For
7 THOMAS R. HODGSON Mgmt For For
8 ROBERT I. LIPP Mgmt For For
9 BLYTHE J. MCGARVIE Mgmt For For
10 GLEN D. NELSON, MD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 172 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS ST. PAUL TRAVELERS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against
VOTE REQUIRED TO ELECT DIRECTORS.
04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 173 of 197
UNASSIGNED
THE WALT DISNEY COMPANY
SECURITY: 254687106 AGENDA NUMBER: 932429170
TICKER: DIS MEETING TYPE: Annual
ISIN: MEETING DATE: 10-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN E. BRYSON Mgmt For For
2 JOHN S. CHEN Mgmt For For
3 JUDITH L. ESTRIN Mgmt For For
4 ROBERT A. IGER Mgmt For For
5 FRED H. LANGHAMMER Mgmt For For
6 AYLWIN B. LEWIS Mgmt For For
7 MONICA C. LOZANO Mgmt For For
8 ROBERT W. MATSCHULLAT Mgmt For For
9 GEORGE J. MITCHELL Mgmt For For
10 LEO J. O'DONOVAN, S.J. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 174 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOHN E. PEPPER, JR. Mgmt For For
12 ORIN C. SMITH Mgmt For For
13 GARY L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2006.
03 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO GREENMAIL.
04 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO CHINA LABOR STANDARDS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 175 of 197
UNASSIGNED
THE WILLIAMS COMPANIES, INC.
SECURITY: 969457100 AGENDA NUMBER: 932487968
TICKER: WMB MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 IRL. F. ENGELHARDT Mgmt For For
2 WILLIAM R. GRANBERRY Mgmt For For
3 WILLIAM E. GREEN Mgmt For For
4 W.R. HOWELL Mgmt For For
5 GEORGE A. LORCH Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2006.
03 STOCKHOLDER PROPOSAL ON MAJORITY VOTING Shr For Against
ON DIRECTOR NOMINEES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 176 of 197
UNASSIGNED
TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY
SECURITY: J92676113 AGENDA NUMBER: 701001745
TICKER: MEETING TYPE: AGM
ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Appoint
Independent Auditors, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 177 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 178 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt For *
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt For *
3.18 Appoint a Director Mgmt For *
3.19 Appoint a Director Mgmt For *
3.20 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 179 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt For *
3.22 Appoint a Director Mgmt For *
3.23 Appoint a Director Mgmt For *
3.24 Appoint a Director Mgmt For *
3.25 Appoint a Director Mgmt For *
3.26 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 180 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.3 Appoint a Corporate Auditor Mgmt For *
5 Authorize Use of Stock Options for Other For *
Directors, Senior Executives and
Employees
6 Approve Purchase of Own Shares Mgmt For *
7 Approve Final Payment Associated with Other For *
Abolition of Retirement Benefit System
for Directors and Auditors
8 Amend the Compensation to be Received by Mgmt For *
Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 181 of 197
UNASSIGNED
TYCO INTERNATIONAL LTD.
SECURITY: 902124106 AGENDA NUMBER: 932432773
TICKER: TYC MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A SET THE MAXIMUM NUMBER OF Mgmt For For
DIRECTORS AT 12
1B DIRECTOR
1 DENNIS C. BLAIR Mgmt For For
2 EDWARD D. BREEN Mgmt For For
3 BRIAN DUPERREAULT Mgmt For For
4 BRUCE S. GORDON Mgmt For For
5 RAJIV L. GUPTA Mgmt For For
6 JOHN A. KROL Mgmt For For
7 MACKEY J. MCDONALD Mgmt For For
8 H. CARL MCCALL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 182 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9 BRENDAN R. O'NEILL Mgmt For For
10 SANDRA S. WIJNBERG Mgmt For For
11 JEROME B. YORK Mgmt For For
1C AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For
TO APPOINT AN ADDITIONAL DIRECTOR TO
FILL THE VACANCY PROPOSED TO BE CREATED
ON THE BOARD
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 183 of 197
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 932467598
TICKER: UBS MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ANNUAL REPORT, GROUP AND PARENT Mgmt For For
COMPANY ACCOUNTS FOR FINANCIAL YEAR 2005
REPORTS OF THE GROUP AND STATUTORY
AUDITORS
02 APPROPRIATION OF RETAINED Mgmt For For
EARNINGS DIVIDEND FOR FINANCIAL YEAR
2005
03 DISCHARGE OF THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE GROUP
EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: ROLF Mgmt For For
A. MEYER
4A2 RE-ELECTION OF BOARD MEMBER: Mgmt For For
ERNESTO BERTARELLI
4B1 ELECTION OF NEW BOARD MEMBER: Mgmt For For
GABRIELLE KAUFMANN-KOHLER
4B2 ELECTION OF NEW BOARD MEMBER: Mgmt For For
JOERG WOLLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 184 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4A ELECTION OF THE GROUP AND Mgmt For For
STATUTORY AUDITORS
4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For
5A CANCELLATION OF SHARES Mgmt For For
REPURCHASED UNDER THE 2005/2006
SHARE BUYBACK PROGRAM
5B APPROVAL OF NEW SHARE BUYBACK Mgmt For For
PROGRAM FOR 2006/2007
5C ONE-TIME PAYOUT IN THE FORM OF A Mgmt For For
PAR VALUE REPAYMENT
5D SHARE SPLIT Mgmt For For
5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For
ARTICLE 4A OF THE ARTICLES OF
ASSOCIATION
5E2 REDUCTION OF THE THRESHOLD VALUE Mgmt For For
FOR AGENDA ITEM REQUESTS (ARTICLE 12
PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 185 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For
APPROVAL OF ARTICLE 4A PARA. 2 OF THE
ARTICLES OF ASSOCIATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 186 of 197
UNASSIGNED
UNICREDITO ITALIANO SPA, GENOVA
SECURITY: T95132105 AGENDA NUMBER: 700770781
TICKER: MEETING TYPE: MIX
ISIN: IT0000064854 MEETING DATE: 27-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 28 JUL 2005 AND THIRD
CALL ON 29 JUL 2005. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU
O.1 Approve to state the Internal Auditors Mgmt For *
and their Chairman s salary as per the
Legislative Decree 231/2001
E.1 Approve the capital increase as per the Mgmt For *
Article 2441 comma 4 and 6 of the
Italian Civil Code, for a maximum amount
of EUR 2,343,642,931.00 by issuing
maximum No. 4,687,285,862 ordinary
shares to be paid up through HVB, Bank
of Austria and BPH and amend the Article
5 of the Bylaw
E.2 Amend the Article Bylaw Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 187 of 197
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700838608
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 16 DEC 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Appoint the Directors after having Mgmt No vote
determined how many they are to be for
the 3 year term 2006-2008; approve that
their term will end in combination with
the 2008 shareholders meeting call
2. Approve to determine the Board of Mgmt No vote
Directors and the Executive Committee s
salary for every future year in office
as per Article 26 of the Bylaw,
nevertheless for the internal Auditors
and their President as per the
Legislative Decree 231/01
3. Grant authority for the purchase and Mgmt No vote
sale of own shares as per Article
2357-Ter of the Italian Civil Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 188 of 197
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700917771
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote
APR 2006 HAS BEEN POSTPONED DUE TO LACK
OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 12 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 02
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the financial statements for the Mgmt No vote
YE 31 DEC 2005, accompanied by reports
by the Directors and the Independent
Auditors, report by the Board of
Statutory Auditors and the consolidated
financial statements and the social and
environmental report
O.2 Approve the allocation of net profit for Mgmt No vote
the year
O.3 Approve the Group Personnel long-term Mgmt No vote
Incentive Plan for 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 189 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.1 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 1
year starting from the date of
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to increase the
share capital, with the exclusion of
rights, as allowed by Section 2441.8 of
the Italian Civil Code, for a maximum
nominal amount of EUR 21,000,000 to
service the exercise of options to
subscribe to up to 42,000,000 ordinary
shares in Unicredito Italiano of par
value EUR 0.50 each, to reserve for the
executive personnel in the holding
Company and the Group s Bank and
Companies who hold positions of
particular importance for the purposes
of achieving the Group s overall
objectives, consequently amend the
Articles of Association
E.2 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 5
years starting from the date of the
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to carry out a bonus
capital increase, as allowed by the
Section 2349 of the Italian Civil Code,
for a maximum nominal amount of EUR
6,500,000 corresponding to up to
13,000,000 ordinary shares in Unicredito
Italiano of par value EUR 0.50 each, to
allocate to the executive personnel in
the holding Company and the Group s
Banks and Companies, who hold positions
of particular importance for the
purposes of achieving the Group s
overall objectives, consequently amend
the Articles of Association
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE AND REVISED
NUMBERING. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 190 of 197
UNASSIGNED
WASHINGTON MUTUAL, INC.
SECURITY: 939322103 AGENDA NUMBER: 932456002
TICKER: WM MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KERRY K. KILLINGER* Mgmt For For
2 THOMAS C. LEPPERT* Mgmt For For
3 CHARLES M. LILLIS* Mgmt For For
4 MICHAEL K. MURPHY* Mgmt For For
5 ORIN C. SMITH* Mgmt For For
6 REGINA MONTOYA** Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR
2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 191 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For
AMENDED AND RESTATED 2003 EQUITY
INCENTIVE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES THAT MAY BE SUBJECT
TO AWARDS MADE THEREUNDER
04 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION PLAN
05 TO APPROVE THE COMPANY PROPOSAL TO AMEND Mgmt For For
THE WASHINGTON MUTUAL, INC. ARTICLES OF
INCORPORATION (AS AMENDED) TO DECLASSIFY
THE BOARD OF DIRECTORS AND ESTABLISH
ANNUAL ELECTIONS FOR ALL COMPANY
DIRECTORS COMMENCING WITH THE 2007
ANNUAL MEETING, RATHER THAN THE CURRENT
STAGGERED THREE-YEAR TERMS
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DISCLOSURE OF THE COMPANY S POLITICAL
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 192 of 197
UNASSIGNED
WELLPOINT, INC.
SECURITY: 94973V107 AGENDA NUMBER: 932490941
TICKER: WLP MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LENOX D. BAKER JR., MD Mgmt For For
2 SUSAN B. BAYH Mgmt For For
3 LARRY C. GLASSCOCK Mgmt For For
4 JULIE A. HILL Mgmt For For
5 RAMIRO G. PERU Mgmt For For
02 TO APPROVE THE PROPOSED WELLPOINT 2006 Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 193 of 197
UNASSIGNED
WYETH
SECURITY: 983024100 AGENDA NUMBER: 932450783
TICKER: WYE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R. ESSNER Mgmt For For
2 J.D. FEERICK Mgmt For For
3 F.D. FERGUSSON Mgmt For For
4 V.F. GANZI Mgmt For For
5 R. LANGER Mgmt For For
6 J.P. MASCOTTE Mgmt For For
7 M.L. POLAN Mgmt For For
8 G.L. ROGERS Mgmt For For
9 I.G. SEIDENBERG Mgmt For For
10 W.V. SHIPLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 194 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.R. TORELL III Mgmt For For
02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
INCENTIVE PLAN
04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For
CANADA
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For
07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against
08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For
09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 195 of 197
UNASSIGNED
XM SATELLITE RADIO HOLDINGS INC.
SECURITY: 983759101 AGENDA NUMBER: 932517812
TICKER: XMSR MEETING TYPE: Annual
ISIN: MEETING DATE: 26-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY M. PARSONS Mgmt For For
2 HUGH PANERO Mgmt For For
3 NATHANIEL A. DAVIS Mgmt For For
4 THOMAS J. DONOHUE Mgmt For For
5 EDDY W. HARTENSTEIN Mgmt For For
6 GEORGE W. HAYWOOD Mgmt For For
7 CHESTER A. HUBER, JR. Mgmt For For
8 JOHN MENDEL Mgmt For For
9 JARL MOHN Mgmt For For
10 JACK SHAW Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 196 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JEFFREY D. ZIENTS Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 197 of 197
UNASSIGNED
XTO ENERGY INC.
SECURITY: 98385X106 AGENDA NUMBER: 932497717
TICKER: XTO MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHILLIP R. KEVIL* Mgmt For For
2 HERBERT D. SIMONS* Mgmt For For
3 VAUGHN O VENNERBERG II* Mgmt For For
4 LANE G. COLLINS** Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For
S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, $0.01 PAR VALUE
PER SHARE, TO 1,000,000,000.
03 APPROVAL OF THE XTO ENERGY INC. AMENDED Mgmt For For
AND RESTATED 2004 STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2006.
Item 1. Proxy Voting Record
Account Name: The Hartford Aggressive Growth Allocation Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Balanced Allocation Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
The Hartford Capital Appreciation Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 218
UNASSIGNED
3M COMPANY
SECURITY: 88579Y101 AGENDA NUMBER: 932463893
TICKER: MMM MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LINDA G. ALVARADO Mgmt For For
2 EDWARD M. LIDDY Mgmt For For
3 ROBERT S. MORRISON Mgmt For For
4 AULANA L. PETERS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO AUTHORIZE THE ANNUAL
ELECTION OF DIRECTORS
04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Mgmt Against For
COMPENSATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
3M S ANIMAL WELFARE POLICY
06 STOCKHOLDER PROPOSAL REGARDING Shr Against For
3M S BUSINESS OPERATIONS IN CHINA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 218
UNASSIGNED
ACE LIMITED
SECURITY: G0070K103 AGENDA NUMBER: 932501554
TICKER: ACE MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 MICHAEL G. ATIEH Mgmt For For
2 MARY A. CIRILLO Mgmt For For
3 BRUCE L. CROCKETT Mgmt For For
4 THOMAS J. NEFF Mgmt For For
5 GARY M. STUART Mgmt For For
B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
C RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 218
UNASSIGNED
ADOBE SYSTEMS INCORPORATED
SECURITY: 00724F101 AGENDA NUMBER: 932442697
TICKER: ADBE MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 EDWARD W. BARNHOLT Mgmt For For
2 MICHAEL R. CANNON Mgmt For For
3 BRUCE R. CHIZEN Mgmt For For
4 JAMES E. DALEY Mgmt For For
5 CHARLES M. GESCHKE Mgmt For For
6 DELBERT W. YOCAM Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE AMENDED Mgmt For For
1994 PERFORMANCE AND RESTRICTED STOCK
PLAN TO ENABLE COMPENSATION PAID UNDER
THE PLAN TO QUALIFY AS DEDUCTIBLE
PERFORMANCE-BASED COMPENSATION UNDER
SECTION 162(M) OF THE INTERNAL REVENUE
CODE OF 1986, AS AMENDED.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For
PERFORMANCE BONUS PLAN TO PERMIT THE
PAYMENT OF CASH BONUSES THAT WILL
QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS
AMENDED.
04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 218
UNASSIGNED
AIR CHINA LTD
SECURITY: Y002A6104 AGENDA NUMBER: 700876052
TICKER: MEETING TYPE: EGM
ISIN: CN000A0DNWD6 MEETING DATE: 28-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.1.1 Approve the public offering of A shares Mgmt For *
by the Company in the PRC A Share issue
on the condition of class of shares :
RMB denominated ordinary shares i.e. A
Shares
S.1.2 Approve the public offering of A shares Mgmt For *
by the Company in the PRC A Share issue
on the condition of nominal value : RMB
1.00 each
S.1.3 Approve the public offering of A shares Mgmt For *
by the Company in the PRC A Share issue
on the condition of total number of A
Shares to be issued : not more than
2,700,000,000 A Shares
S.1.4 Approve the public offering of A shares Mgmt For *
by the Company in the PRC A Share issue
on the condition of target subscribers:
qualified institutional investors as
approved by CSRC and the places through
online offering based on market share
value and subscribers allowed by the
regulatory bodies and by the applicable
Laws and regulations at the time of A
Share issue
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.1.5 Approve the public offering of A shares Mgmt For *
by the Company in the PRC A Share Issue
on the condition of issue price : the
issue price shall be determined based on
the PRC securities market conditions at
the time when the A Share Issue takes
place and in accordance with the
applicable regulations
S.1.6 Approve the public offering of A shares Mgmt For *
by the Company in the PRC A Share Issue
on the condition of place of Listing :
Shanghai Stock Exchange
S.1.7 Approve the public offering of A shares Mgmt For *
by the Company in the PRC A Share Issue
on the condition of the existing and new
shareholders of the Company after
completion of the A Share Issue whose
names appear on the register of Members
of the Company shall be entitled to
sharing the Company s undistributed
retained profits immediately prior to
the completion of the A Share Issue
S.1.8 Approve the public offering of A shares Mgmt For *
by the Company in the PRC A Share Issue
on the condition : authorize the Board
of Directors of the Company to determine
and deal with at its discretion and with
full authority, the matters in relation
to the A Share Issue including but not
limited to the specific timing of issue,
number of A Shares to be issued,
offering mechanism, pricing mechanism,
issue mechanism, target subscribers and
the numbers and proportion of A Shares
to be issued to each subscriber
S.1.9 Approve the public offering of A shares Mgmt For *
by the Company in the PRC A Share Issue
on the condition : authorize the Board
of Directors of the Company to at its
discretion and with full authority sign
or execute all necessary documents
including but not limited to the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
preliminary prospectus, the prospectus,
underwriting agreement, listing
agreement and any related announcement,
effect and carry out necessary
formalities including but not limited to
procedures for listing of the A Shares
on Shanghai Stock Exchange, and to take
all other necessary actions in
connection with the A Share Issue, as
well as to handle all registration
requirements in relation to changes in
the registered capital of the Company
following the completion of the A Share
Issue
S1.10 Approve, the public offering of A shares Mgmt For *
by the Company in the PRC A Share Issue
on the condition: Approve the A Share
Issue by the Domestic Shareholders Class
Meeting and Foreign Shareholders Class
Meeting, respectively, shall be
effective for a period of 12 months from
the date of the approval by the EGM,
Domestic Shareholders Class Meeting and
Foreign Shareholders Class Meeting
whichever is the last; the
implementation of S.1.10 is subject to
the approval by the China Securities
Regulatory Commission CSRC
S.2 Approve, subject to the passing Mgmt For *
Resolution S.1 and subject to approval
by China Securities Regulatory
Commission CSRC, the proceeds from the
A Share Issue to be used for the
purchase of 20 Airbus A330-200 aircraft,
15 Boeing 787 aircraft and 10 Boeing
737-800 aircraft and Air China s project
relating to expansion of existing
operating support facilities at the
Beijing Capital International Airport,
by applying to any payment due in
relation to the projects above or to
repay any outstanding bank loan in
relation to the projects above occurred
before the completion of the A Share
issue; after above prescript use of the
proceeds, any balance of it shall apply
to the working capital of the Company,
and authorize the Board of Directors of
the Company, subject to the scope of use
of proceeds set out in this Special
Resolution 2, to determine and adjust
with full authority the projects, the
priority and
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the actual project investment amounts
and bank loan repayment amounts to which
the proceeds from the A Share Issue
shall be applied
S.3 Amend, subject to the passing Resolution Mgmt For *
S.1 and conditional upon the completion
of the A Share Issue, the Articles of
Association as specified and authorize
the Board to make further amendments
which in its opinion may be necessary,
desirable and expedient in accordance
with the mandatory requirements of the
applicable laws and regulations and as
Government authorities of the PRC may
require and to apply for approvals from
the relevant Government authorities
after the completion of the A Share
Issue; the amended Articles of
Association of this resolution will come
into effect after approvals from the
relevant authorities are obtained
S.4.1 Approve and adopt, subject to the Mgmt For *
passing of Resolution S.1 and
conditional upon the completion of the A
Share Issue, the Rules and Procedures
for Shareholders General Meetings, Rules
and Procedures for Board Meetings and
Rules and Procedures for Meetings of
Supervisors, as amended; the amended
Articles of Association and shall come
into effect upon the effectiveness of
the amendments to the Articles of
Association in the Resolution S.3
S.4.2 Approve and adopt, subject to the Mgmt For *
passing of Resolution S.1 and
conditional upon the completion of the A
Share Issue, the Rules and Procedures
for Board Meetings, Rules and Procedures
for Board Meetings and Rules and
Procedures for Meetings of Supervisors,
as amended; the amended
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Articles of Association and shall come
into effect upon the effectiveness of
the amendments to the Articles of
Association in the Resolution S.3
S.4.3 Approve and adopt, subject to the Mgmt For *
passing of Resolution S.1 and
conditional upon the completion of the A
Share Issue, the Rules and Procedures
for Meetings of Supervisors, Rules and
Procedures for Board Meetings and Rules
and Procedures for Meetings of
Supervisors, as amended; the amended
Articles of Association and shall come
into effect upon the effectiveness of
the amendments to the Articles of
Association in the Resolution S.3
S.5 Amend Article 93 of Article of Mgmt For *
Association as specified; the
effectiveness of this resolution is
subject to the approval of PRC
Government authorities
6. Appoint, subject to Resolution S.5 being Mgmt For *
passed at the EGM and approved by PRC
Government Authorities, Mr. Jia Kang as
an Independent Non-Executive Director
for a term from the date of approval of
the amendments to Article 93 relating to
the number of directors by the relevant
Government Authorities to the expiry
date of the term of the current session
of the Board and authorize the Board to
fix Mr. Jia Kangs emoluments
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Approve and adopt the Connected Mgmt For *
Transaction Decision Making System as
specified and that Connected Transaction
Decision Making System shall come into
effect upon the effectiveness of the
amendments to the Articles of
Association in Resolution S.3
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 218
UNASSIGNED
AIR CHINA LTD
SECURITY: Y002A6104 AGENDA NUMBER: 700876139
TICKER: MEETING TYPE: CLS
ISIN: CN000A0DNWD6 MEETING DATE: 28-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.1 Approve, conditional upon the approval Mgmt For *
of the same by the Domestic Shareholders
Class Meeting and by shareholders of the
Company at the EGM, the public offering
of not more than 2.7 billion A Shares by
the Company in the PRC
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 218
UNASSIGNED
AIR CHINA LTD
SECURITY: Y002A6104 AGENDA NUMBER: 700959907
TICKER: MEETING TYPE: AGM
ISIN: CN000A0DNWD6 MEETING DATE: 12-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the report of the Board of Mgmt For *
Directors of the Company for the year
2005
2. Approve the report of the Supervisory Mgmt For *
Committee of the Company for the year
2005
3. Approve the audited consolidated Mgmt For *
financial statements of the Company for
the year 2005
4. Approve the profit distribution for the Mgmt For *
year 2005 as recommended by the Board of
Directors of the Company
5. Elect Mr. Christopher Dale Pratt as a Mgmt For *
Non-Executive Director of the Company
6. Re-appoint Ernst & Young as the Company Mgmt For *
s International Auditors and Ernst &
Young Hua Ming CPAs Limited Company as
the Company s Domestic Auditors for the
YE 31 DEC 2006 and authorize the Board
of Directors of the Company to fix their
remuneration thereof
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.7.A Authorize the Board of Directors of the Mgmt For *
Company to allot, issue and deal with
additional shares of the Company the
Shares and make or grant offers,
agreements and options, during and after
the relevant period, the amount of
additional domestic shares and overseas-
listed foreign invested shares H Shares
as the case may be allotted, issued and
dealt with or agreed conditionally or
unconditionally to be allotted, issued
and dealt with either separately or
concurrently by the Board of Directors
of the Company, otherwise than pursuant
to: i) a Rights Issue as specified ; or
ii) any scrip dividend or similar
arrangement providing for the allotment
of shares in lieu of the whole or part
of a dividend on Shares in accordance
with the Articles of Association of the
Company, shall not exceed 20% of each of
the Company s existing Domestic Shares
and H Shares as the case may be in issue
at the date of passing this special
resolution; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration of
the 12 month period following the
passing of Resolution S.7.A
S.7.B Authorize the Board of Directors of the Mgmt For *
Company to increase the registered
capital of the Company to reflect the
issue of shares authorized under
Resolution S.7.A, and to make such
appropriate and necessary amendments to
the Articles of Association of the
Company as they think fit to reflect
such increases in the registered capital
of the Company and to take any other
action and complete any formality
required to effect such increase of the
registered capital of the Company
S.7.C Amend Article 12 of the Articles of Mgmt For *
Association of the Company as specified
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 218
UNASSIGNED
ALUMINUM CORPORATION OF CHINA LTD
SECURITY: Y0094N109 AGENDA NUMBER: 700899757
TICKER: MEETING TYPE: AGM
ISIN: CN0007659070 MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the report of the Directors of Mgmt For *
the Company for the YE 31 DEC 2005
2. Approve the report of the Supervisory Mgmt For *
Committee of the Company for the YE 31
DEC 2005
3. Approve the report of the International Mgmt For *
Auditors and the audited financial
statements of the Group and the Company
for the YE 31 DEC 2005
4. Approve the Profit Distribution Plan and Mgmt For *
the Final Dividend Distribution Plan of
the Company for the YE 31 DEC 2005 and
authorize the Board of Directors of the
Company to distribute such dividend to
its shareholders
5. Approve to determine the remuneration of Mgmt For *
the Directors and the Supervisors of the
Company for the YE 31 DEC 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Appoint PricewaterhouseCoopers, Hong Mgmt For *
Kong Certified Public Accountatnt, and
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as the Company s
international and PRC Auditors,
respectively, until the conclusion of
the following AGM and authorize the
Audit Committee of the Board of
Directors of the Company to determine
their remuneration
7. Approve the proposals if any put forward Mgmt For *
at such meeting by any shareholder(s)
holding 5% or more of the shares
carrying the right to propose
resolutions at such meeting
S.8 Authorize the Company to issue Mgmt For *
short-term bonds the Short-term Bonds in
the PRC with a principle amount of CNY 5
billion during the period from the date
when approval from the Company s
shareholders is obtained, authority
expires at the conclusion of the AGM of
the Company for the YE 31 DEC 2006 the
Proposed Short-term Bond Issue ;
authorize the Chairman the Chairman of
the Board of Directors of the Company
the Board or any person authorized by
the Chairman to determine and finalize
the terms and conditions of and any
relevant matters in relation to the
Proposed Short-term Bond Issue based on
the needs of the Company and the market
conditions at the time of the issuance,
including determining and finalizing the
final principal amount and interest
rates of the Short-term Bonds; and
Authorize the Board to execute all
necessary documents, to conduct
appropriate information disclosures
and/or to do all such things and acts as
are considered necessary or expedient
and in the interests of the Company and
for the purpose of effecting or
otherwise in connection with its
Proposed Short-term Bond Issue or any
matter incidental thereto
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.9 Approve to issue by the Company of A Mgmt For *
shares, subject to the following
conditions: 1) the Company will issue a
maximum of 1,500,000,000 A Shares 19.35%
of all issued domestic shares of the
Company as at the date of the passing of
this resolution to the PRC public; 2)
the nominal value is CNY 1.00 per A
Share; 3) the A Shares issued under the
proposed issue of A Shares will be
listed on Shanghai Stock Exchange of the
PRC; 4) the target subscribers of the A
Shares are PRC individuals and
institutional investors including
qualified foreign institutional
investors recognized in the PRC having A
Share accounts with Shanghai Stock
Exchange of the PRC, except those
prohibited under PRC laws and
regulations; 5) authorize the Board of
Directors to determined the issue price
per A shares in accordance with market
principles based on the PRC securities
market condition at the time when the
proposed issue of A Shares takes place,
and in compliance with relevant
regulatory requirements; 6) following
completion of the proposed issue of A
Shares, the shares of the Company s
currently in issue and the A Shares to
be issued will rank equally in respect
of all of the Company s undistributed
retained profits at the time when the
proposed issue of A Shares takes place;
7) authorize the Board of Directors of
the Company to determine and deal with
at its discretion: a) all matters in
relation to the proposed issue of A
Shares including but not limited to the
specific timing of issue, number of A
Shares to be issued, issue mechanism,
pricing, issue price, target subscribers
and the number and proportion of A
Shares to be issued to each subscriber ;
b) to sign or execute all necessary
documents including but not limited to
the preliminary prospectus, the
prospectus, underwriting agreement(s),
the listing agreement and various
related announcements); c) to effect and
carry out necessary formalities
including but not limited to procedures
for listing of the A Shares on Shanghai
Stock Exchange ; d) to take all other
necessary actions in connection with the
proposed issue of A Shares, as well as
to handle all registration required in
relation to changes in the registered
capital of the Company following the
completion of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
proposed issue of A Shares; and 8)
authority expires on 12 months from the
date when the respective resolutions are
passed, subject to the approval of China
Securities Regulatory Committee ; and
approve to issue A Shares, subject to
approval of China Securities Regulatory
Committee, as follows: 1) approximately
CNY 1,974 million will be used to fund
an alumina Brownfield Project of the
Company s Henan branch; 2) approximately
CNY 538 million will be used to fund a
project of alumina production-line of
the Company s Zhongzhou branch; 3)
approximately CNY 1,724 million will be
used to fund an alumina Brownfield and
Environmental Enhancement Project of the
Company s Guizhou branch; 4)
approximately CNY 120 million will be
used to invest in Shanxi Huaze Aluminum
and Power Company Limited, which
investment is expected to be used to
fund and develop its aluminium and power
generating project; 5) approximately CNY
2,000 million will be used to fund the
third phase of alumina brown field
project of the Company s Guangxi branch;
6) approximately CNY 98 million will be
used to fund a greenfield project of
pseudoboehmite production of the Company
s Shandong branch; 7) approximately CNY
105 million will be used to fund a
greenfield project of zeolite production
of the Company s Shandong branch; 8)
approximately CNY 150 million will be
used to fund Longmenshan limestone
improvement project of the Company s
Shanxi branch; 9) approximately CNY 150
million will be used to fund an alumina
improvement project of the Company s
Shanxi branch; 10) authorize the Board
of Directors of the Company to adjust
and finalize the Company s proposal
regarding its use of proceeds from the
proposed issue of A Shares including the
specific projects to be invested, the
priority and the relevant amounts
required) by reference to the then
budgeted financing needs of the projects
and the relevant industry and regulatory
approval requirements and other relevant
circumstances; and 11) if the proceeds
from the proposed issue of A Shares are
insufficient to fund all or any of the
intended
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
projects, to fund any deficit will be
funded out of the Company s internal
resources, and any balance of the
proceeds will be used as the Company s
general working capital
S.10 Amend the Articles of Association of the Mgmt For *
Company as specified; and authorize the
Board to make further amendments to the
Article of Association of the Company to
meet the specific conditions of the
public offer of the proposed issue of A
shares and in accordance with the
option, notices and requirements of the
relevant law and regulations in force at
the time of the proposed issue of A
Shares or to make all neccesary fillings
and registrations of the amended Article
of Association for the Company with PRC,
Hong Kong and other authorites
S.11 Authorize the Board of Directors of the Mgmt For *
Company an unconditional general mandate
to issue, allot and deal with additional
H Shares in the capital of the Company,
to make or grant offers, agreements and
options in respect thereof, subject to
the following conditions: a) such
mandate shall not extend beyond the
Relevant Period save that the Board of
Directors of the Company may during the
Relevant Period make or grant offers,
agreements or options which might
require the exercise of such powers
after the end of the Relevant Period; b)
the aggregate nominal amount of shares
allotted or agreed conditionally or
unconditionally to be allotted whether
pursuant to an option or otherwise by
the Board of Directors of the Company
shall not exceed 20% of the aggregate
nominal amount of H Shares in issue as
at the date of this Resolution; and c)
the Board of Directors will only
exercise its power under such mandate in
accordance with the Company Law of the
PRC and the Rules Governing the Listing
of Securities on The Stock Exchange of
Hong Kong Limited and only if all
necessary approvals from the China
Securities Regulatory Commission and/or
other relevant PRC government
authorities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
are obtained; Authorize the Board of
Directors to execute and do or procure
to be executed and done, all such
documents, deeds and things as it may
consider necessary in connection with
the issue of such new shares including,
without limitation, the time and place
of issue, making all necessary
applications to the relevant
authorities, entering into an
underwriting agreement or any other
agreement ; b) to determine the use of
proceeds and to make all necessary
filings and registrations with the
relevant PRC, Hong Kong and other
authorities; and c) to increase the
registered capital of the Company in
accordance with the actual increase of
capital by issuing shares pursuant to
this Resolution, to register the
increased capital with the relevant
authorities in the PRC and to make such
amendments to the Articles of
Association of the Company as it thinks
fit so as to reflect the increase in
registered capital of the Company;
Authority expires earlier of the
conclusion of the next AGM of the
Company following the passing of this
Resolution or the date on which the
authority as specified in this
resolution
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE RECORD DATE. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 218
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932375000
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. AIDINOFF Mgmt For For
2 P. CHIA Mgmt For For
3 M. COHEN Mgmt For For
4 W. COHEN Mgmt For For
5 M. FELDSTEIN Mgmt For For
6 E. FUTTER Mgmt For For
7 S. HAMMERMAN Mgmt For For
8 C. HILLS Mgmt For For
9 R. HOLBROOKE Mgmt For For
10 D. KANAK Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. MILES, JR. Mgmt For For
12 M. OFFIT Mgmt For For
13 M. SULLIVAN Mgmt For For
14 E. TSE Mgmt For For
15 F. ZARB Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 218
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932483857
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PEI-YUAN CHIA Mgmt For For
2 MARSHALL A. COHEN Mgmt For For
3 MARTIN S. FELDSTEIN Mgmt For For
4 ELLEN V. FUTTER Mgmt For For
5 STEPHEN L. HAMMERMAN Mgmt For For
6 RICHARD C. HOLBROOKE Mgmt For For
7 FRED H. LANGHAMMER Mgmt For For
8 GEORGE L. MILES, JR. Mgmt For For
9 MORRIS W. OFFIT Mgmt For For
10 JAMES F. ORR III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARTIN J. SULLIVAN Mgmt For For
12 MICHAEL H. SUTTON Mgmt For For
13 EDMUND S.W. TSE Mgmt For For
14 ROBERT B. WILLUMSTAD Mgmt For For
15 FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AIG S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 218
UNASSIGNED
AMGEN INC.
SECURITY: 031162100 AGENDA NUMBER: 932455872
TICKER: AMGN MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. FREDERICK W. GLUCK Mgmt For For
2 ADM. J. PAUL REASON Mgmt For For
3 DR. DONALD B. RICE Mgmt For For
4 MR. LEONARD D SCHAEFFER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2006.
3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For
GUIDELINES).
3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For
COMPENSATION).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against
RIGHTS PLANS).
3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For
POLICY).
3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against
ELECTIONS).
3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For
POLITICAL CONTRIBUTIONS).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 218
UNASSIGNED
ANALOG DEVICES, INC.
SECURITY: 032654105 AGENDA NUMBER: 932438713
TICKER: ADI MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES A. CHAMPY Mgmt For For
2 KENTON J. SICCHITANO Mgmt For For
3 LESTER C. THUROW Mgmt For For
02 TO APPROVE THE COMPANY S 2006 STOCK Mgmt For For
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING OCTOBER 28, 2006.
04 SHAREHOLDER PROPOSAL TO INITIATE THE Shr For Against
APPROPRIATE PROCESS TO AMEND THE COMPANY
S GOVERNANCE DOCUMENTS (CERTIFICATE OF
INCORPORATION OR BYLAWS) TO PROVIDE THAT
DIRECTOR NOMINEES SHALL BE ELECTED BY
THE AFFIRMATIVE VOTE OF THE MAJORITY OF
VOTES CAST AT AN ANNUAL MEETING OF
SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 218
UNASSIGNED
ARCH COAL, INC.
SECURITY: 039380100 AGENDA NUMBER: 932459173
TICKER: ACI MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FRANK M. BURKE Mgmt For For
2 JOHN W. EAVES Mgmt For For
3 PATRICIA F. GODLEY Mgmt For For
4 THOMAS A. LOCKHART Mgmt For For
5 WESLEY M. TAYLOR Mgmt For For
02 APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE AUTHORIZED
SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 218
UNASSIGNED
ASSURANT, INC.
SECURITY: 04621X108 AGENDA NUMBER: 932492654
TICKER: AIZ MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 H. CARROLL MACKIN Mgmt For For
2 MICHELE COLEMAN MAYES Mgmt For For
3 CHARLES JOHN KOCH Mgmt For For
4 ROBERT B. POLLOCK Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 218
UNASSIGNED
ASTRAZENECA PLC
SECURITY: 046353108 AGENDA NUMBER: 932484683
TICKER: AZN MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For
THE REPORTS OF THE DIRECTORS AND AUDITOR
FOR THE YEAR ENDED DECEMBER 31, 2005
02 TO CONFIRM DIVIDENDS Mgmt For
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For
AUDITOR
04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For
REMUNERATION OF THE AUDITOR
05 DIRECTOR
1 LOUIS SCHWEITZER Mgmt For
2 HAKAN MOGREN Mgmt For
3 DAVID R BRENNAN Mgmt For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4 JONATHAN SYMONDS Mgmt For
5 JOHN PATTERSON Mgmt For
6 SIR PETER BONFIELD Mgmt For
7 JOHN BUCHANAN Mgmt For
8 JANE HENNEY Mgmt Withheld
9 MICHELE HOOPER Mgmt For
10 JOE JIMENEZ Mgmt For
11 ERNA MOLLER Mgmt For
12 MARCUS WALLENBERG Mgmt For
13 DAME NANCY ROTHWELL Mgmt For
06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For
REPORT FOR THE YEAR ENDED DECEMBER 31,
2005
07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For
DONATIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For
UNISSUED SHARES
09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For
PRE-EMPTION RIGHTS
10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 218
UNASSIGNED
AT&T INC.
SECURITY: 00206R102 AGENDA NUMBER: 932448043
TICKER: T MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER III Mgmt For For
2 GILBERT F. AMELIO Mgmt For For
3 AUGUST A. BUSCH III Mgmt For For
4 MARTIN K. EBY, JR. Mgmt For For
5 JAMES A. HENDERSON Mgmt For For
6 CHARLES F. KNIGHT Mgmt For For
7 JON C. MADONNA Mgmt For For
8 LYNN M. MARTIN Mgmt For For
9 JOHN B. MCCOY Mgmt For For
10 MARY S. METZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 TONI REMBE Mgmt For For
12 S. DONLEY RITCHEY Mgmt For For
13 JOYCE M. ROCHE Mgmt For For
14 RANDALL L. STEPHENSON Mgmt For For
15 LAURA D'ANDREA TYSON Mgmt For For
16 PATRICIA P. UPTON Mgmt For For
17 EDWARD E. WHITACRE, JR. Mgmt For For
02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE 2006 INCENTIVE PLAN Mgmt For For
04 APPROVE AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION
05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL B Shr Against For
07 STOCKHOLDER PROPOSAL C Shr Against For
08 STOCKHOLDER PROPOSAL D Shr Against For
09 STOCKHOLDER PROPOSAL E Shr For Against
10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 218
UNASSIGNED
BANK OF AMERICA CORPORATION
SECURITY: 060505104 AGENDA NUMBER: 932453866
TICKER: BAC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM BARNET, III Mgmt For For
2 FRANK P. BRAMBLE, SR. Mgmt For For
3 JOHN T. COLLINS Mgmt For For
4 GARY L. COUNTRYMAN Mgmt For For
5 TOMMY R. FRANKS Mgmt For For
6 PAUL FULTON Mgmt For For
7 CHARLES K. GIFFORD Mgmt For For
8 W. STEVEN JONES Mgmt For For
9 KENNETH D. LEWIS Mgmt For For
10 MONICA C. LOZANO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WALTER E. MASSEY Mgmt For For
12 THOMAS J. MAY Mgmt For For
13 PATRICIA E. MITCHELL Mgmt For For
14 THOMAS M. RYAN Mgmt For For
15 O. TEMPLE SLOAN, JR. Mgmt For For
16 MEREDITH R. SPANGLER Mgmt For For
17 ROBERT L. TILLMAN Mgmt For For
18 JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Mgmt For For
03 ADOPT AN AMENDMENT TO THE 2003 KEY
ASSOCIATE STOCK PLAN.
Shr Against For
04 STOCKHOLDER PROPOSAL- POLITICAL
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against
DIRECTOR ELECTIONS
06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against
CHAIRMAN
07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 218
UNASSIGNED
BANK TOKYO-MITSUBISHI LTD
SECURITY: J44497105 AGENDA NUMBER: 701002913
TICKER: MEETING TYPE: AGM
ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
Reserves
3 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Company to Repurchase
its Own Shares, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Authorized
Capital
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 218
UNASSIGNED
BHP BILLITON LIMITED
SECURITY: 088606108 AGENDA NUMBER: 932400233
TICKER: BHP MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For
REPORTS OF BHP BILLITON PLC.
T
02 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For
REPORTS OF BHP BILLITON LIMITED.
T
03 DIRECTOR
T
1 MR C A S CORDEIRO* Mgmt For For
2 MR C A S CORDEIRO** Mgmt For For
3 HON. E G DE PLANQUE* Mgmt For For
4 HON. E G DE PLANQUE** Mgmt For For
5 MR D A CRAWFORD* Mgmt For For
6 MR D A CRAWFORD** Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7 DR D A L JENKINS* Mgmt For For
8 DR D A L JENKINS** Mgmt For For
9 MR M SALAMON* Mgmt For For
10 MR M SALAMON** Mgmt For For
13 TO RE-APPOINT AUDITORS OF BHP BILLITON Mgmt For For
PLC.
T
14 TO RENEW THE GENERAL AUTHORITY TO ALLOT Mgmt For For
SHARES IN BHP BILLITON PLC.
T
15 TO RENEW THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN BHP BILLITON PLC.
T
16 TO APPROVE THE RE-PURCHASE OF SHARES IN Mgmt For For
BHP BILLITON PLC.
T
17 TO APPROVE THE REMUNERATION REPORT. Mgmt For For
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
18 TO APPROVE THE GRANT OF AWARDS OF MR C W Mgmt For For
GOODYEAR UNDER THE GIS AND THE LTIP.
T
19 TO APPROVE THE GRANT OF AWARDS TO MR M Mgmt For For
SALAMON UNDER THE GIS AND THE LTIP.
T
20 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION OF BHP BILLITON
PLC.
T
21 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
CONSTITUTION OF BHP BILLITON LIMITED.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 218
UNASSIGNED
BOSTON SCIENTIFIC CORPORATION
SECURITY: 101137107 AGENDA NUMBER: 932485825
TICKER: BSX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN E. ABELE Mgmt For For
2 JOEL L. FLEISHMAN Mgmt For For
3 ERNEST MARIO, PH.D. Mgmt For For
4 UWE E. REINHARDT Mgmt For For
02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For
02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For
JOHNSON, PH.D.
03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For
CORPORATION 2006 GLOBAL EMPLOYEE STOCK
OWNERSHIP PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 218
UNASSIGNED
BUNGE LIMITED
SECURITY: G16962105 AGENDA NUMBER: 932495840
TICKER: BG MEETING TYPE: Annual
ISIN: MEETING DATE: 26-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECT CLASS II DIRECTOR: FRANCIS Mgmt For For
COPPINGER
1B ELECT CLASS II DIRECTOR: ALBERTO Mgmt For For
WEISSER
02 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
BUNGE LIMITED S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2006
AND TO AUTHORIZE THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO DETERMINE THE
INDEPENDENT AUDITORS FEES.
03 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
BYE-LAWS OF BUNGE LIMITED AS SET FORTH
IN THE PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 218
UNASSIGNED
CAMECO CORPORATION
SECURITY: 13321L108 AGENDA NUMBER: 932481916
TICKER: CCJ MEETING TYPE: Special
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN S. AUSTON Mgmt For For
2 JOHN H. CLAPPISON Mgmt For For
3 JOE F. COLVIN Mgmt Withheld Against
4 HARRY D. COOK Mgmt Withheld Against
5 JAMES R. CURTISS Mgmt Withheld Against
6 GEORGE S. DEMBROSKI Mgmt For For
7 GERALD W. GRANDEY Mgmt For For
8 NANCY E. HOPKINS Mgmt For For
9 OYVIND HUSHOVD Mgmt For For
10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. NEIL MCMILLAN Mgmt For For
12 ROBERT W. PETERSON Mgmt For For
13 VICTOR J. ZALESCHUK Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For
OPTION PLAN, AS SET OUT IN SCHEDULE B TO
THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain
SHARES REPRESENTED HEREBY ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED BY ONE
OR MORE RESIDENTS (PLEASE MARK THE FOR
BOX) OR ONE OR MORE NON- RESIDENTS
(PLEASE MARK THE ABSTAIN BOX).
05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain
MARK THE FOR BOX, IF THE UNDERSIGNED IS
A NON-RESIDENT PLEASE MARK THE ABSTAIN
BOX.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 218
UNASSIGNED
CANADIAN NATURAL RESOURCES LIMITED
SECURITY: 136385101 AGENDA NUMBER: 932463805
TICKER: CNQ MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CATHERINE M. BEST Mgmt For For
2 N. MURRAY EDWARDS Mgmt For For
3 HON. GARY A. FILMON Mgmt For For
4 AMB. GORDON D. GIFFIN Mgmt For For
5 JOHN G. LANGILLE Mgmt For For
6 KEITH A.J. MACPHAIL Mgmt For For
7 ALLAN P. MARKIN Mgmt For For
8 NORMAN F. MCINTYRE Mgmt For For
9 JAMES S. PALMER Mgmt For For
10 ELDON R. SMITH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DAVID A. TUER Mgmt For For
02 THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, CHARTERED
ACCOUNTANTS, CALGARY, ALBERTA, AS
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX
THEIR REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 218
UNASSIGNED
CAPITAL ONE FINANCIAL CORPORATION
SECURITY: 14040H105 AGENDA NUMBER: 932458777
TICKER: COF MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD D. FAIRBANK Mgmt For For
2 E.R. CAMPBELL Mgmt For For
3 STANLEY WESTREICH Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE CORPORATION
FOR 2006.
03 APPROVAL AND ADOPTION OF THE AMENDED Mgmt For For
AND RESTATED CAPITAL ONE 2004 STOCK
INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 218
UNASSIGNED
CARNIVAL CORPORATION
SECURITY: 143658300 AGENDA NUMBER: 932445162
TICKER: CCL MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICKY ARISON Mgmt For For
2 AMB RICHARD G. CAPEN JR Mgmt For For
3 ROBERT H. DICKINSON Mgmt For For
4 ARNOLD W. DONALD Mgmt For For
5 PIER LUIGI FOSCHI Mgmt For For
6 HOWARD S. FRANK Mgmt For For
7 RICHARD J. GLASIER Mgmt For For
8 BARONESS HOGG Mgmt For For
9 A. KIRK LANTERMAN Mgmt For For
10 MODESTO A. MAIDIQUE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SIR JOHN PARKER Mgmt For For
12 PETER G. RATCLIFFE Mgmt For For
13 STUART SUBOTNICK Mgmt For For
14 UZI ZUCKER Mgmt For For
02 TO RE-APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR
CARNIVAL PLC AND TO RATIFY THE
SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM FOR CARNIVAL
CORPORATION.
03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE
REMUNERATION OF THE INDEPENDENT
AUDITORS.
04 TO RECEIVE THE ACCOUNTS AND REPORTS FOR Mgmt For For
CARNIVAL PLC FOR THE FINANCIAL YEAR
ENDED NOVEMBER 30, 2005.
05 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT OF CARNIVAL PLC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For
ALLOT SHARES BY CARNIVAL PLC.
07 TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS FOR CARNIVAL PLC.
08 TO APPROVE A GENERAL AUTHORITY FOR Mgmt For For
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 218
UNASSIGNED
CATERPILLAR INC.
SECURITY: 149123101 AGENDA NUMBER: 932517379
TICKER: CAT MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID R. GOODE Mgmt For For
2 JAMES W. OWENS Mgmt For For
3 CHARLES D. POWELL Mgmt For For
4 JOSHUA I. SMITH Mgmt For For
02 AMEND ARTICLES OF INCORPORATION Mgmt Against Against
03 APPROVE LONG-TERM INCENTIVE PLAN Mgmt Against Against
04 APPROVE SHORT-TERM INCENTIVE PLAN Mgmt For For
05 RATIFY AUDITORS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL - Mgmt For Against
DECLASSIFY BOARD
07 STOCKHOLDER PROPOSAL - SEPARATE Mgmt For Against
CEO & CHAIR
08 STOCKHOLDER PROPOSAL - MAJORITY Shr For Against
VOTE STANDARD
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 218
UNASSIGNED
CHINA LIFE INSURANCE CO LTD
SECURITY: Y1477R204 AGENDA NUMBER: 700862837
TICKER: MEETING TYPE: EGM
ISIN: CN0003580601 MEETING DATE: 16-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Appoint Mr. Ma Yongwei as an additional Mgmt For *
Director of the Company
2. Appoint Ms. Xia Zhihua as an additional Mgmt For *
Supervisor of the Company
S.3 Amend Article 88 of the Articles of Mgmt For *
Association of the Company as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 218
UNASSIGNED
CISCO SYSTEMS, INC.
SECURITY: 17275R102 AGENDA NUMBER: 932399062
TICKER: CSCO MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 CAROL A. BARTZ Mgmt For For
2 M. MICHELE BURNS Mgmt For For
3 LARRY R. CARTER Mgmt For For
4 JOHN T. CHAMBERS Mgmt For For
5 DR. JOHN L. HENNESSY Mgmt For For
6 RICHARD M. KOVACEVICH Mgmt For For
7 RODERICK C. MCGEARY Mgmt For For
8 JAMES C. MORGAN Mgmt For For
9 JOHN P. MORGRIDGE Mgmt For For
10 STEVEN M. WEST Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JERRY YANG Mgmt For For
02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt Against Against
STOCK INCENTIVE PLAN. T
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 29,
2006. T
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
URGING THE BOARD OF DIRECTORS TO ADOPT A
POLICY THAT A SIGNIFICANT PORTION OF
FUTURE EQUITY COMPENSATION GRANTS TO
SENIOR EXECUTIVES SHALL BE SHARES OF
STOCK THAT REQUIRE THE ACHIEVEMENT OF
PERFORMANCE GOALS AS A PREREQUISITE TO
VESTING, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT. T
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
REQUESTING THAT THE BOARD S COMPENSATION
COMMITTEE INITIATE A REVIEW OF CISCO S
EXECUTIVE COMPENSATION POLICIES AND TO
MAKE AVAILABLE, UPON REQUEST, A REPORT
OF THAT REVIEW BY JANUARY 1, 2006, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT. T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against
REQUESTING THE BOARD TO PREPARE A REPORT
TO SHAREHOLDERS DESCRIBING THE PROGRESS
TOWARD DEVELOPMENT AND IMPLEMENTATION OF
A COMPANY HUMAN RIGHTS POLICY AND THE
PLAN FOR IMPLEMENTATION WITH PARTNERS
AND RESELLERS BY MAY 31, 2006, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 218
UNASSIGNED
CITIGROUP INC.
SECURITY: 172967101 AGENDA NUMBER: 932447750
TICKER: C MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. MICHAEL ARMSTRONG Mgmt For For
2 ALAIN J.P. BELDA Mgmt For For
3 GEORGE DAVID Mgmt For For
4 KENNETH T. DERR Mgmt For For
5 JOHN M. DEUTCH Mgmt For For
6 R. HERNANDEZ RAMIREZ Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 KLAUS KLEINFELD Mgmt For For
9 ANDREW N. LIVERIS Mgmt For For
10 DUDLEY C. MECUM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MULCAHY Mgmt For For
12 RICHARD D. PARSONS Mgmt For For
13 CHARLES PRINCE Mgmt For For
14 JUDITH RODIN Mgmt For For
15 ROBERT E. RUBIN Mgmt For For
16 FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITIGROUP S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For
FUTURE NEW STOCK OPTION GRANTS AND NO
RENEWAL OR REPRICING OF CURRENT STOCK
OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON CHARITABLE CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
ADOPTION OF A POLICY REGARDING
PERFORMANCE-BASED EQUITY COMPENSATION
FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING Shr Against For
REIMBURSEMENT OF EXPENSES INCURRED BY A
STOCKHOLDER IN A CONTESTED ELECTION OF
DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
RECOUPMENT OF MANAGEMENT BONUSES IN THE
EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 218
UNASSIGNED
CLEAR CHANNEL COMMUNICATIONS, INC.
SECURITY: 184502102 AGENDA NUMBER: 932453450
TICKER: CCU MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAN D. FELD Mgmt For For
2 PERRY J. LEWIS Mgmt For For
3 L. LOWRY MAYS Mgmt For For
4 MARK P. MAYS Mgmt For For
5 RANDALL T. MAYS Mgmt For For
6 B.J. MCCOMBS Mgmt For For
7 PHYLLIS B. RIGGINS Mgmt For For
8 THEODORE H. STRAUSS Mgmt For For
9 J.C. WATTS Mgmt For For
10 JOHN H. WILLIAMS Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOHN B. ZACHRY Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against
PROPOSAL REGARDING CORPORATE POLITICAL
CONTRIBUTIONS.
04 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against
PROPOSAL REGARDING COMPENSATION
COMMITTEE INDEPENDENCE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 218
UNASSIGNED
COGNEX CORPORATION
SECURITY: 192422103 AGENDA NUMBER: 932448613
TICKER: CGNX MEETING TYPE: Special
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT J. SHILLMAN Mgmt For For
2 REUBEN WASSERMAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 218
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932377965
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I THE PROPOSAL TO AMEND THE COMPANY S Mgmt For For
BY-LAWS.
II THE REPLACEMENT OF A MEMBER OF A FISCAL Mgmt For For
COUNCIL, AND HIS RESPECTIVE SUBSTITUTE,
NOMINATED BY THE CONTROLLING
SHAREHOLDER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 218
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932458551
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I TO APPROVE THE TERMS, CONDITIONS AND Mgmt For For
REASONS (THE PROTOCOLO E JUSTIFICACAO)
FOR THE MERGER OF ALL THE SHARES OF THE
CAPITAL STOCK OF CAEMI - MINERACAO E
METALURGIA S.A. (CAEMI)) INTO THE ASSETS
OF CVRD IN ORDER TO CONVERT THE FORMER
INTO A WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, PURSUANT TO ARTICLE 252 OF THE
BRAZILIAN CORPORATE LAW.
II TO RATIFY THE APPOINTMENT OF THE Mgmt For For
EXPERTS WHO PREPARED THE VALUE
APPRAISAL OF THE PREFERRED SHARES ISSUED
BY CAEMI TO BE MERGED INTO CVRD ASSETS.
III TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For
PREPARED BY THE EXPERTS.
IV TO APPROVE THE MERGER OF ALL OF THE Mgmt For For
SHARES ISSUED BY CAEMI INTO THE ASSETS
OF THE CVRD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
V TO APPROVE CVRD CAPITAL INCREASE WITHIN Mgmt For For
THE ISSUANCE OF 64,151,361 PREFERRED
CLASS A SHARES, TO BE PAID-IN WITH THE
SHARES OF CAEMI TO BE MERGED INTO THE
COMPANY S ASSETS, AND THE CONSEQUENT
CHANGE OF THE CAPUT OF ARTICLE 5 OF THE
CVRD S BY-LAWS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 218
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932500956
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 APPRECIATION OF THE MANAGEMENTS Mgmt For For
REPORT AND ANALYSIS, DISCUSSION AND VOTE
ON THE FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005
O2 PROPOSAL FOR THE DESTINATION OF Mgmt For For
PROFITS OF THE SAID FISCAL YEAR AND
APPROVAL OF THE INVESTMENT BUDGET FOR
THE COMPANY, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT
O3 APPOINTMENT OF THE MEMBERS OF THE Mgmt For For
FISCAL COUNCIL
O4 ESTABLISHMENT OF THE Mgmt For For
REMUNERATION OF THE SENIOR MANAGEMENT
AND FISCAL COUNCIL MEMBERS
E1 PROPOSAL FOR A FORWARD SPLIT, ALL Mgmt For For
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
E2 PROPOSAL TO MODIFY THE COMPANY S Mgmt For For
BY-LAWS, RELATED TO SECTION II AND
SUBSECTION IV OF CHAPTER IV, IN RELATION
TO THE ADVISORY COMMITTEES, IN THE
FOLLOWING TERMS: A) CHANGE OF THE
HEADING OF ARTICLE 15; B) AMENDMENT TO
ARTICLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16; C) ADD ITEM IV TO ARTICLE 21; AND D)
ALTERATION OF THE HEADING OF ARTICLE 25,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
E3 CONSOLIDATION OF THE AMENDMENTS Mgmt For For
TO CVRD S BY-LAWS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 218
UNASSIGNED
CONOCOPHILLIPS
SECURITY: 20825C104 AGENDA NUMBER: 932476383
TICKER: COP MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD L. ARMITAGE Mgmt For For
2 RICHARD H. AUCHINLECK Mgmt For For
3 HARALD J. NORVIK Mgmt For For
4 WILLIAM K. REILLY Mgmt For For
5 VICTORIA J. TSCHINKEL Mgmt For For
6 KATHRYN C. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006
03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 DIRECTOR ELECTION VOTE STANDARD Shr For Against
05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against
EXTRAORDINARY RETIREMENT BENEFITS FOR
SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For
COMMUNITIES
07 EQUITABLE COMPENSATION OF NON- Mgmt For Against
EMPLOYEE DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 218
UNASSIGNED
CORNING INCORPORATED
SECURITY: 219350105 AGENDA NUMBER: 932445768
TICKER: GLW MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES B. FLAWS Mgmt For For
2 JAMES R. HOUGHTON Mgmt For For
3 JAMES J. O'CONNOR Mgmt For For
4 DEBORAH D. RIEMAN Mgmt For For
5 PETER F. VOLANAKIS Mgmt For For
6 PADMASREE WARRIOR Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE Mgmt For For
2002 WORLDWIDE EMPLOYEE SHARE PURCHASE
PLAN.
03 APPROVAL OF THE ADOPTION OF THE Mgmt For For
2006 VARIABLE COMPENSATION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF THE AMENDMENT OF THE Mgmt For For
2003 EQUITY PLAN FOR NON-EMPLOYEE
DIRECTORS.
05 PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS CORNING S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
06 SHAREHOLDER PROPOSAL RELATING TO Mgmt For Against
THE ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 218
UNASSIGNED
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY: 222372104 AGENDA NUMBER: 932513965
TICKER: CFC MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHLEEN BROWN Mgmt For For
2 JEFFREY M. CUNNINGHAM Mgmt For For
3 MARTIN R. MELONE Mgmt For For
4 ROBERT T. PARRY Mgmt For For
02 TO APPROVE THE ADOPTION OF THE Mgmt For For
COMPANY S 2006 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO CONSIDER A STOCKHOLDER Shr For Against
PROPOSAL, IF PROPERLY PRESENTED, URGING
OUR BOARD OF DIRECTORS TO ADOPT A POLICY
THAT OUR STOCKHOLDERS BE GIVEN AN
OPPORTUNITY TO ANNUALLY APPROVE THE
REPORT OF OUR COMPENSATION COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 218
UNASSIGNED
DOLLAR GENERAL CORPORATION
SECURITY: 256669102 AGENDA NUMBER: 932499456
TICKER: DG MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID L. BERE Mgmt For For
2 DENNIS C. BOTTORFF Mgmt For For
3 BARBARA L. BOWLES Mgmt For For
4 REGINALD D. DICKSON Mgmt For For
5 E. GORDON GEE Mgmt For For
6 BARBARA M. KNUCKLES Mgmt For For
7 DAVID A. PERDUE Mgmt For For
8 J. NEAL PURCELL Mgmt For For
9 JAMES D. ROBBINS Mgmt For For
10 DAVID M. WILDS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF AMENDMENTS TO THE Mgmt For For
DOLLAR GENERAL CORPORATION 1998
STOCK INCENTIVE PLAN
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 218
UNASSIGNED
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF
SECURITY: D24909109 AGENDA NUMBER: 700895797
TICKER: MEETING TYPE: AGM
ISIN: DE0007614406 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the adopted financial Non-Voting No vote
statements for the 2005 financial year
along with the Combined Review of
Operations for E.ON AG and the E.ON
Group andm Bericht des Aufsichtsrats
sowie Vorlage des gebilligten
Konzernabschlusses ed Consolidated
Financial Statements
2. Verwendung des Bilanzgewinns aus dem Mgmt For *
Geschaeftsjahr 2005 on of the
distributable profit of EUR
4,614,074,864 as follows: payment of a
dividend of EUR 2.75 plus a bonus of EUR
4.25 per entitled share ex-dividend and
payable date: 05 MAY 2006
3. Discharge of the Board of Management for Mgmt For *
the 2005 FY
4. Discharge of the Supervisory Board for
the 2005 FY
5. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien
up to 10% of its share capital, on
or before 04 NOV 2007 and the shares
may be acquired through the stock exchange
at a price neither more than 10% above
nor more than 20% below the market price
of the shares, by way of a public
repurchase offer to all shareholders or
by means of a public offer for the exchange
of liquid shares which are admitted to
trading on an organized market at a
price not differing more than 20% from
the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
market price of the shares and by using
derivatives in the form of call or put
options if the exercise price is neither
more than 10% above nor more than 20%
below the market price of the shares;
authorize the Board of Managing
Directors to dispose of the shares in a
manner other than the stock exchange or
an offer to all shareholders if the
shares are sold at a price not
materially below their market price, to
use the shares in connection with
mergers and acquisitions or for
satisfying existing convertible or
option rights, to offer the shares to
executives and employees of the Company
and its affiliates and to retire the
shares
6. Consent to the agreement on Domination Mgmt For *
and Distribution of profits and losses
schaft und der E.ON Zwoelfte Verwaltungs
GmbH 1 DEC 2011
7. Consent to the agreement on Domination Mgmt For *
and Distribution of profits and losses
schaft und der E.ON Dreizehnte
Verwaltungs GmbH 31 DEC 2011
8. Change of the Articles of Association Mgmt For *
regarding the shareholders right to
speaaufgrund der Einfuegung von
Paragraph 131 Abs. 2 Satz 2 AktG durch
das Gesetz German Stock Corporation Act
AKTG through the Law on Corporate
Integrity and Modernization of the Right
of Avoidane UMAG
9. Elect the Auditors for the 2006 FY: Mgmt For *
PricewaterhouseCoopers AG, Duesseldorf
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 218
UNASSIGNED
EBAY INC.
SECURITY: 278642103 AGENDA NUMBER: 932514323
TICKER: EBAY MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM C. FORD, JR. Mgmt For For
2 DAWN G. LEPORE Mgmt For For
3 PIERRE M. OMIDYAR Mgmt For For
4 R.T. SCHLOSBERG, III Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR 2001 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE BY
30,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 2001 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 218
UNASSIGNED
ELECTRONIC ARTS INC.
SECURITY: 285512109 AGENDA NUMBER: 932370252
TICKER: ERTS MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. RICHARD ASHER Mgmt For For
2 LEONARD S. COLEMAN Mgmt For For
3 GARY M. KUSIN Mgmt For For
4 GREGORY B. MAFFEI Mgmt For For
5 TIMOTHY MOTT Mgmt For For
6 VIVEK PAUL Mgmt For For
7 ROBERT W. PITTMAN Mgmt For For
8 LAWRENCE F. PROBST III Mgmt For For
9 LINDA J. SRERE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For
PLAN
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 218
UNASSIGNED
ELI LILLY AND COMPANY
SECURITY: 532457108 AGENDA NUMBER: 932443803
TICKER: LLY MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.S. FELDSTEIN Mgmt For For
2 J.E. FYRWALD Mgmt For For
3 E.R. MARRAM Mgmt For For
4 S. TAUREL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR 2006.
03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For
THE COMPANY S ANIMAL CARE AND USE POLICY
TO CONTRACT LABS.
04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against
THE ROLES OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against
ELECTION OF EACH DIRECTOR.
06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against
DIRECTORS BY MAJORITY VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 218
UNASSIGNED
EMC CORPORATION
SECURITY: 268648102 AGENDA NUMBER: 932451848
TICKER: EMC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GAIL DEEGAN Mgmt For For
2 OLLI-PEKKA KALLASVUO Mgmt For For
3 WINDLE B. PRIEM Mgmt For For
4 ALFRED M. ZEIEN Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against
RELATING TO ELECTION OF DIRECTORS BY
MAJORITY VOTE, AS DESCRIBED IN EMC S
PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO PAY-FOR-SUPERIOR-
PERFORMANCE, AS DESCRIBED IN EMC S PROXY
STATEMENT.
05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against
RELATING TO ANNUAL ELECTIONS OF
DIRECTORS, AS DESCRIBED IN EMC S PROXY
STATEMENT.
06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO EMC S AUDIT COMMITTEE, AS
DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 218
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932538361
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.W. D'ALESSIO Mgmt For For
2 R.B. GRECO Mgmt For For
3 J.M. PALMS Mgmt For For
4 J.W. ROGERS Mgmt For For
5 R.L. THOMAS Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For
03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For
SHAREHOLDER APPROVAL OF FUTURE SEVERANCE
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 218
UNASSIGNED
FEDERATED DEPARTMENT STORES, INC.
SECURITY: 31410H101 AGENDA NUMBER: 932364540
TICKER: FD MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO AUTHORIZE THE ISSUANCE OF FEDERATED Mgmt For For
COMMON STOCK PURSUANT TO THE TERMS OF
THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF FEBRUARY 27, 2005, BY AND AMONG
THE MAY DEPARTMENT STORES COMPANY,
FEDERATED AND MILAN ACQUISITION LLC.,
PURSUANT TO WHICH MAY WILL MERGE WITH
MILAN ACQUISITION LLC. ON THE TERMS AND
SUBJECT TO THE CONDITIONS CONTAINED IN
THE MERGER AGREEMENT.
02 DIRECTOR
1 MEYER FELDBERG Mgmt For For
2 TERRY J. LUNDGREN Mgmt For For
3 MARNA C. WHITTINGTON Mgmt For For
03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FEDERATED S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 28, 2006.
05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For
OF THE FEDERATED ANNUAL MEETING, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
FEDERATED ANNUAL MEETING TO APPROVE THE
ABOVE PROPOSALS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 218
UNASSIGNED
FEDERATED DEPARTMENT STORES, INC.
SECURITY: 31410H101 AGENDA NUMBER: 932499773
TICKER: FD MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOYCE M. ROCHE Mgmt For For
2 WILLIAM P. STIRITZ Mgmt For For
3 CRAIG E. WEATHERUP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FEDERATED S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2007.
03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For
CERTIFICATE OF INCORPORATION.
04 TO AMEND FEDERATED S 1995 EXECUTIVE Mgmt For For
EQUITY INCENTIVE PLAN.
05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For
ADOPT A POLICY THAT WOULD LIMIT THE
NUMBER OF BOARDS ON WHICH FEDERATED S
DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 218
UNASSIGNED
FLUOR CORPORATION
SECURITY: 343412102 AGENDA NUMBER: 932451088
TICKER: FLR MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAN L. BOECKMANN Mgmt For For
2 VILMA S. MARTINEZ Mgmt For For
3 DEAN R. O'HARE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS AUDITORS FOR 2006.
03 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
PERFORMANCE BASED STOCK OPTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 218
UNASSIGNED
FOREST LABORATORIES, INC.
SECURITY: 345838106 AGENDA NUMBER: 932372600
TICKER: FRX MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD SOLOMON Mgmt For For
2 WILLIAM J. CANDEE, III Mgmt For For
3 GEORGE S. COHAN Mgmt For For
4 DAN L. GOLDWASSER Mgmt For For
5 LESTER B. SALANS Mgmt For For
6 KENNETH E. GOODMAN Mgmt For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 218
UNASSIGNED
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY: 35671D857 AGENDA NUMBER: 932463590
TICKER: FCX MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT J. ALLISON, JR. Mgmt For For
2 ROBERT A. DAY Mgmt For For
3 GERALD J. FORD Mgmt For For
4 H. DEVON GRAHAM, JR. Mgmt For For
5 J. BENNETT JOHNSTON Mgmt For For
6 BOBBY LEE LACKEY Mgmt For For
7 GABRIELLE K. MCDONALD Mgmt For For
8 JAMES R. MOFFETT Mgmt For For
9 B.M. RANKIN, JR. Mgmt For For
10 J. STAPLETON ROY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J. TAYLOR WHARTON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED 2006 STOCK Mgmt For For
INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING REVIEW OF Shr Against For
POLICIES RELATING TO FINANCIAL SUPPORT
OF INDONESIAN GOVERNMENT SECURITY
PERSONNEL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 218
UNASSIGNED
GENERAL ELECTRIC COMPANY
SECURITY: 369604103 AGENDA NUMBER: 932446241
TICKER: GE MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 JAMES I. CASH, JR. Mgmt For For
2 SIR WILLIAM M. CASTELL Mgmt For For
3 ANN M. FUDGE Mgmt For For
4 CLAUDIO X. GONZALEZ Mgmt Withheld Against
5 JEFFREY R. IMMELT Mgmt For For
6 ANDREA JUNG Mgmt For For
7 ALAN G. LAFLEY Mgmt For For
8 ROBERT W. LANE Mgmt For For
9 RALPH S. LARSEN Mgmt For For
10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SAM NUNN Mgmt For For
12 ROGER S. PENSKE Mgmt For For
13 ROBERT J. SWIERINGA Mgmt For For
14 DOUGLAS A. WARNER III Mgmt For For
15 ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR
01 CUMULATIVE VOTING Shr Against For
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For
06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 218
UNASSIGNED
GENERAL GROWTH PROPERTIES, INC.
SECURITY: 370021107 AGENDA NUMBER: 932487021
TICKER: GGP MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ADAM METZ Mgmt For For
2 ROBERT MICHAELS Mgmt For For
3 THOMAS NOLAN Mgmt For For
4 JOHN RIORDAN Mgmt For For
02 AMENDMENT OF THE 2003 INCENTIVE STOCK Mgmt For For
PLAN TO PROVIDE FOR AN ANNUAL AWARD OF
RESTRICTED STOCK TO OUR NON-EMPLOYEE
DIRECTORS AND TO PERMIT ISSUANCES UNDER
THE PLAN TO BE EFFECTED ELECTRONICALLY.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 218
UNASSIGNED
GENERAL MOTORS CORPORATION
SECURITY: 370442105 AGENDA NUMBER: 932512139
TICKER: GM MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 P.N. BARNEVIK Mgmt For For
2 E.B. BOWLES Mgmt For For
3 J.H. BRYAN Mgmt For For
4 A.M. CODINA Mgmt For For
5 G.M.C. FISHER Mgmt For For
6 K. KATEN Mgmt For For
7 K. KRESA Mgmt For For
8 E.J. KULLMAN Mgmt For For
9 P.A. LASKAWY Mgmt For For
10 E. PFEIFFER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G.R. WAGONER, JR. Mgmt For For
12 J.B. YORK Mgmt For For
02 DIRECTORS RECOMMEND: A VOTE FOR THE Mgmt For For
RATIFICATION OF AUDITORS. RATIFICATION
OF SELECTION OF DELOITTE & TOUCHE FOR
THE YEAR 2006
03 STOCKHOLDER PROPOSAL - PROHIBITION ON Shr Against For
AWARDING, REPRICING, OR RENEWING STOCK
OPTIONS
04 STOCKHOLDER PROPOSAL - PUBLICATION OF A Shr Against For
REPORT ON GLOBAL WARMING/COOLING
05 STOCKHOLDER PROPOSAL - SEPARATION OF Mgmt Against For
ROLES OF CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
06 STOCKHOLDER PROPOSAL - RECOUPING Mgmt Against For
UNEARNED INCENTIVE BONUSES
07 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shr Against For
08 STOCKHOLDER PROPOSAL - MAJORITY VOTING Shr For Against
FOR ELECTION OF DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 218
UNASSIGNED
GENWORTH FINANCIAL, INC.
SECURITY: 37247D106 AGENDA NUMBER: 932475103
TICKER: GNW MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FRANK J. BORELLI Mgmt For For
2 MICHAEL D. FRAIZER Mgmt For For
3 NANCY J. KARCH Mgmt For For
4 J. ROBERT 'BOB' KERREY Mgmt For For
5 SAIYID T. NAQVI Mgmt For For
6 JAMES A. PARKE Mgmt For For
7 JAMES S. RIEPE Mgmt For For
8 THOMAS B. WHEELER Mgmt For For
02 RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 218
UNASSIGNED
GOOGLE INC.
SECURITY: 38259P508 AGENDA NUMBER: 932490927
TICKER: GOOG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ERIC SCHMIDT Mgmt For For
2 SERGEY BRIN Mgmt For For
3 LARRY PAGE Mgmt For For
4 L. JOHN DOERR Mgmt For For
5 JOHN L. HENNESSY Mgmt For For
6 ARTHUR D. LEVINSON Mgmt For For
7 ANN MATHER Mgmt For For
8 MICHAEL MORITZ Mgmt For For
9 PAUL S. OTELLINI Mgmt For For
10 K. RAM SHRIRAM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against
2004 STOCK PLAN TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF CLASS A COMMON
STOCK ISSUABLE UNDER THE 2004 STOCK PLAN
FROM 13,431,660 TO 17,931,660.
04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS THAT
MAY BE NECESSARY TO ADOPT A
RECAPITALIZATION PLAN THAT WOULD PROVIDE
FOR ALL OF THE COMPANY S OUTSTANDING
STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 218
UNASSIGNED
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
SECURITY: X5967A101 AGENDA NUMBER: 700812399
TICKER: MEETING TYPE: EGM
ISIN: GRS419003009 MEETING DATE: 25-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote
31, 49, 52, 53, 54, 55 and 56 of Company
s Statute
2. Elect the Board of Director s Members Mgmt No vote
according to Paragraphs 2, 3 and 4 of
the Articles 14 of the law 3336/2005
3. Elect the Independent Non-Executive Mgmt No vote
Members of the Board of Director
according to the law 3016/2002
4. Amend the Company s collaboration Mgmt No vote
contract of the Company s Managing
Director
5. Approve to modify the Company s Mgmt No vote
sponsorship programme for the FY 2005
and initial approval of the same for the
FYE 2006
6. Miscellaneous announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 218
UNASSIGNED
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
SECURITY: X5967A101 AGENDA NUMBER: 700826893
TICKER: MEETING TYPE: EGM
ISIN: GRS419003009 MEETING DATE: 14-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote
31, 49, 52, 53, 54, 55 and 56 of Company
s Statute as specified
2. Elect the Board of Director s Members Mgmt No vote
according to Paragraphs 2, 3 and 4 of
the Articles 14 of the Law 3336/2005
3. Elect the Independent Non-Executive Mgmt No vote
Members of the Board of Director
according to the Law 3016/2002
4. Amend the Company s Collaboration Mgmt No vote
Contract of the Company s Managing
Director
5. Approve to modify the Company s Mgmt No vote
sponsorship programme for the FY 2005
and initial approval of the same for the
FYE 2006
6. Miscellaneous announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 218
UNASSIGNED
GUIDANT CORPORATION
SECURITY: 401698105 AGENDA NUMBER: 932445009
TICKER: GDT MEETING TYPE: Special
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 25, 2006,
AMONG BOSTON SCIENTIFIC CORPORATION,
GALAXY MERGER SUB, INC., A WHOLLY OWNED
SUBSIDIARY OF BOSTON SCIENTIFIC
CORPORATION, AND GUIDANT CORPORATION,
PURSUANT TO WHICH GALAXY MERGER SUB,
INC. WILL MERGE WITH AND INTO GUIDANT
CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT/PROSPECTUS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 218
UNASSIGNED
HALLIBURTON COMPANY
SECURITY: 406216101 AGENDA NUMBER: 932505689
TICKER: HAL MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 A.M. BENNETT Mgmt For For
2 J.R. BOYD Mgmt For For
3 R.L. CRANDALL Mgmt For For
4 K.T DERR Mgmt For For
5 S.M. GILLIS Mgmt For For
6 W.R. HOWELL Mgmt For For
7 R.L. HUNT Mgmt For For
8 D.J. LESAR Mgmt For For
9 J.L. MARTIN Mgmt For For
10 J.A. PRECOURT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE Mgmt For For
SELECTION OF AUDITORS.
03 PROPOSAL TO AMEND CERTIFICATE OF Mgmt For For
INCORPORATION.
04 PROPOSAL ON SEVERANCE AGREEMENTS. Mgmt For For
05 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For
06 PROPOSAL ON DIRECTOR ELECTION VOTE Shr For Against
THRESHOLD.
07 PROPOSAL ON POISON PILL. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 218
UNASSIGNED
HEWLETT-PACKARD COMPANY
SECURITY: 428236103 AGENDA NUMBER: 932433876
TICKER: HPQ MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 P.C. DUNN Mgmt For For
2 L.T. BABBIO, JR. Mgmt For For
3 S.M. BALDAUF Mgmt For For
4 R.A. HACKBORN Mgmt For For
5 J.H. HAMMERGREN Mgmt For For
6 M.V. HURD Mgmt For For
7 G.A. KEYWORTH II Mgmt For For
8 T.J. PERKINS Mgmt For For
9 R.L. RYAN Mgmt For For
10 L.S. SALHANY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 R.P. WAYMAN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2006.
03 PROPOSAL TO APPROVE THE HEWLETT-PACKARD Mgmt For For
COMPANY 2005 PAY-FOR-RESULTS PLAN.
04 STOCKHOLDER PROPOSAL ENTITLED DIRECTOR Shr For Against
ELECTION MAJORITY VOTE STANDARD
PROPOSAL.
05 STOCKHOLDER PROPOSAL ENTITLED RECOUP Shr Against For
UNEARNED MANAGEMENT BONUSES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 218
UNASSIGNED
HILTON HOTELS CORPORATION
SECURITY: 432848109 AGENDA NUMBER: 932512216
TICKER: HLT MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHRISTINE GARVEY Mgmt For For
2 PETER M. GEORGE Mgmt For For
3 BARRON HILTON Mgmt For For
4 JOHN L. NOTTER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 A STOCKHOLDER PROPOSAL CONCERNING VOTING Shr For Against
STANDARDS FOR THE ELECTION OF DIRECTORS.
04 A STOCKHOLDER PROPOSAL CONCERNING THE Shr For Against
COMPANY S STOCKHOLDER RIGHTS PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 218
UNASSIGNED
HON HAI PRECISION IND LTD
SECURITY: Y36861105 AGENDA NUMBER: 700942495
TICKER: MEETING TYPE: AGM
ISIN: TW0002317005 MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
a.1 Receive the 2005 business operations Mgmt For *
A.2 Receive the 2005 audited reports Mgmt Against *
A.3 Approve the indirect investment in Mgmt For *
People s Republic of China
A.4 Other Presentations Other For *
B.1.1 Approve the 2005 financial statements Mgmt For *
B.1.2 Approve the 2005 profit distribution; Mgmt For *
cash dividend: TWD 3 per share
B.1.3 Approve the issuance of new shares from Mgmt For *
retained earnings; stock dividend: 200
for 1,000 shares held
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
B.1.4 Approve the capital injection to issue Mgmt For *
global depositary receipt
B.2.1 Approve to revise the procedures of Mgmt Against *
endorsements and guarantees
B.2.2 Approve to revise the procedures of Mgmt Against *
funds lending to third parties
B.2.3 Amend the Articles of Incorporation Mgmt Against *
B.3 Other proposals and extraordinary Other Against *
motions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 218
UNASSIGNED
HUNTSMAN CORPORATION
SECURITY: 447011107 AGENDA NUMBER: 932404849
TICKER: HUN MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JON M. HUNTSMAN Mgmt Withheld Against
2 MARSHA J. EVANS Mgmt Withheld Against
3 DAVID J. MATLIN Mgmt Withheld Against
4 CHRISTOPHER R. PECHOCK Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 218
UNASSIGNED
INCO LIMITED
SECURITY: 453258402 AGENDA NUMBER: 932451925
TICKER: N MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GLEN A. BARTON Mgmt For For
2 ANGUS A. BRUNEAU Mgmt Withheld Against
3 RONALD C. CAMBRE Mgmt For For
4 SCOTT M. HAND Mgmt For For
5 JANICE K. HENRY Mgmt For For
6 CHAVIVA M. HOSEK Mgmt For For
7 PETER C. JONES Mgmt For For
8 JOHN T. MAYBERRY Mgmt For For
9 FRANCIS MER Mgmt For For
10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROGER PHILLIPS Mgmt For For
12 RICHARD E. WAUGH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 218
UNASSIGNED
INGERSOLL-RAND COMPANY LIMITED
SECURITY: G4776G101 AGENDA NUMBER: 932509625
TICKER: IR MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T.E. MARTIN Mgmt For For
2 P. NACHTIGAL Mgmt For For
3 R.J. SWIFT Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZATION OF BOARD OF DIRECTORS TO
FIX THE AUDITORS REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 218
UNASSIGNED
INTERNATIONAL BUSINESS MACHINES CORP
SECURITY: 459200101 AGENDA NUMBER: 932448904
TICKER: IBM MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. BLACK Mgmt For For
2 K.I. CHENAULT Mgmt For For
3 J. DORMANN Mgmt For For
4 M.L. ESKEW Mgmt Withheld Against
5 S.A. JACKSON Mgmt For For
6 M. MAKIHARA Mgmt For For
7 L.A. NOTO Mgmt For For
8 J.W. OWENS Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 J.E. SPERO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 S. TAUREL Mgmt For For
12 C.M. VEST Mgmt For For
13 L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM. (PAGE 26)
03 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For
VOTING (PAGE 27)
04 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 27)
05 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against
COMPENSATION (PAGE 29)
06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
07 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For
(PAGE 30)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For
PRINCIPLES (PAGE 32)
09 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 33)
10 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING Mgmt Against For
FOR DIRECTORS (PAGE 34)
11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY Mgmt For Against
VOTE (PAGE 35)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 218
UNASSIGNED
IVAX CORPORATION
SECURITY: 465823102 AGENDA NUMBER: 932370923
TICKER: IVX MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BETTY G. AMOS Mgmt For For
2 MARK ANDREWS Mgmt For For
3 JACK FISHMAN PH.D. Mgmt For For
4 NEIL FLANZRAICH Mgmt For For
5 PHILLIP FROST M.D. Mgmt For For
6 JANE HSIAO PH.D. Mgmt For For
7 RICHARD M. KRASNO PH.D. Mgmt For For
8 DAVID A. LIEBERMAN Mgmt For For
9 RICHARD C. PFENNIGER JR Mgmt For For
10 BERTRAM PITT M.D. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 Z.P. ZACHARIAH M.D. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 218
UNASSIGNED
JSC MMC NORILSK NICKEL
SECURITY: 46626D108 AGENDA NUMBER: 932393262
TICKER: NILSY MEETING TYPE: Special
ISIN: MEETING DATE: 30-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO CARRY OUT THE RESTRUCTURING OF MMC Mgmt For
NORILSK NICKEL IN THE FORM OF SPINOFF AS
DESCRIBED IN THE SPIN-OFF PROCEDURE AND
CONDITIONS (SEE THE SPIN-OFF SECTION IN
THE INFORMATION STATEMENT).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 218
UNASSIGNED
LAM RESEARCH CORPORATION
SECURITY: 512807108 AGENDA NUMBER: 932401425
TICKER: LRCX MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES W. BAGLEY Mgmt For For
2 DAVID G. ARSCOTT Mgmt For For
3 ROBERT M. BERDAHL Mgmt For For
4 RICHARD J. ELKUS, JR. Mgmt For For
5 JACK R. HARRIS Mgmt For For
6 GRANT M. INMAN Mgmt For For
7 STEPHEN G. NEWBERRY Mgmt For For
8 SEIICHI WATANABE Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENT OF THE LAM Mgmt For For
2004 EXECUTIVE INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 218
UNASSIGNED
LOCKHEED MARTIN CORPORATION
SECURITY: 539830109 AGENDA NUMBER: 932459010
TICKER: LMT MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E.C."PETE"ALDRIDGE, JR. Mgmt For For
2 NOLAN D. ARCHIBALD Mgmt For For
3 MARCUS C. BENNETT Mgmt For For
4 JAMES O. ELLIS, JR. Mgmt For For
5 GWENDOLYN S. KING Mgmt For For
6 JAMES M. LOY Mgmt For For
7 DOUGLAS H. MCCORKINDALE Mgmt For For
8 EUGENE F. MURPHY Mgmt For For
9 JOSEPH W. RALSTON Mgmt For For
10 FRANK SAVAGE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES M. SCHNEIDER Mgmt For For
12 ANNE STEVENS Mgmt For For
13 ROBERT J. STEVENS Mgmt For For
14 JAMES R. UKROPINA Mgmt For For
15 DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For
PERFORMANCE GOALS WITHIN THE 2006
MANAGEMENT INCENTIVE COMPENSATION PLAN
04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For
AMENDMENT AND RESTATEMENT OF THE CHARTER
05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
ST. FRANCIS OF PHILADELPHIA AND OTHER
GROUPS
08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
MERCY AND OTHER GROUPS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 218
UNASSIGNED
LYONDELL CHEMICAL COMPANY
SECURITY: 552078107 AGENDA NUMBER: 932461180
TICKER: LYO MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CAROL A. ANDERSON Mgmt For For
2 WILLIAM T. BUTLER Mgmt For For
3 STEPHEN I. CHAZEN Mgmt For For
4 TRAVIS ENGEN Mgmt For For
5 PAUL S. HALATA Mgmt For For
6 DANNY W. HUFF Mgmt For For
7 DAVID J. LESAR Mgmt For For
8 DAVID J.P. MEACHIN Mgmt For For
9 DANIEL J. MURPHY Mgmt For For
10 DAN F. SMITH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WILLIAM R. SPIVEY Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
THE COMPANY S AUDITORS FOR THE YEAR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 218
UNASSIGNED
MBNA CORPORATION
SECURITY: 55262L100 AGENDA NUMBER: 932399757
TICKER: KRB MEETING TYPE: Special
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For
AMERICA CORPORATION
02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 218
UNASSIGNED
MCKESSON CORPORATION
SECURITY: 58155Q103 AGENDA NUMBER: 932371280
TICKER: MCK MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARIE L. KNOWLES Mgmt For For
2 JANE E. SHAW Mgmt For For
3 RICHARD F. SYRON Mgmt For For
02 THE APPROVAL OF THE 2005 STOCK PLAN. Mgmt For For
03 THE APPROVAL OF THE 2005 MANAGEMENT Mgmt Against Against
INCENTIVE PLAN.
04 RATIFYING OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
05 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
CHAIRMANSHIP OF BOARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 218
UNASSIGNED
MICROSOFT CORPORATION
SECURITY: 594918104 AGENDA NUMBER: 932397981
TICKER: MSFT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. GATES III Mgmt For For
2 STEVEN A. BALLMER Mgmt For For
3 JAMES I. CASH JR. Mgmt For For
4 DINA DUBLON Mgmt For For
5 RAYMOND V. GILMARTIN Mgmt For For
6 A. MCLAUGHLIN KOROLOGOS Mgmt For For
7 DAVID F. MARQUARDT Mgmt For For
8 CHARLES H. NOSKI Mgmt For For
9 HELMUT PANKE Mgmt For For
10 JON A. SHIRLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 218
UNASSIGNED
MOTOROLA, INC.
SECURITY: 620076109 AGENDA NUMBER: 932451610
TICKER: MOT MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For
1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against
1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For
1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For
1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For
1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For
1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For
1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For
1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For
1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For
02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For
INCENTIVE PLAN OF 2006
03 SHAREHOLDER PROPOSAL RE: REDEEM OR VOTE Shr For Against
POISON PILL
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 218
UNASSIGNED
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN,
SECURITY: D55535104 AGENDA NUMBER: 700894822
TICKER: MEETING TYPE: AGM
ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Submission of the adopted Company Non-Voting No vote
financial statements and management
report fchaeftsjahr 2005, des
gebilligten Konzernabschlusses und des
Konzernlageberichts fuer das
Geschaeftsjahr 2005 sowie des Berichts
des Aufsichtsrats the Supervisory Board
2. Resolution on the appropriation of the Mgmt For *
net retained profits from the business
year 2005
3. Resolution to approve the actions of the Mgmt For *
members of the Board of Management in
respect of the business year 2005
4. Resolution to approve the actions of the Mgmt For *
members of the Supervisory Board in
respect of the business year 2005
5. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Aufhebung des bestehenden Genehmigten Mgmt For *
Kapitals 2001 und Schaffung eines neuen
al under Authorised Capital Increase
2001 , to replace this with a new
authorien sowie entsprechende
Satzungsaenderung nd to make the
relevant amendments to the Articles of
Association
7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 218
UNASSIGNED
NABORS INDUSTRIES LTD.
SECURITY: G6359F103 AGENDA NUMBER: 932443687
TICKER: NBR MEETING TYPE: Special
ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO AMENDED AND RESTATED Mgmt For For
BYE-LAWS TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 218
UNASSIGNED
NATIONAL OILWELL VARCO, INC.
SECURITY: 637071101 AGENDA NUMBER: 932371709
TICKER: NOV MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT E. BEAUCHAMP Mgmt For For
2 JEFFERY A. SMISEK Mgmt For For
3 JAMES D. WOODS Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 218
UNASSIGNED
NATIONAL OILWELL VARCO, INC.
SECURITY: 637071101 AGENDA NUMBER: 932493339
TICKER: NOV MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GREG L. ARMSTRONG Mgmt For For
2 DAVID D. HARRISON Mgmt For For
3 MERRILL A. MILLER, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 218
UNASSIGNED
NEWMONT MINING CORPORATION
SECURITY: 651639106 AGENDA NUMBER: 932459123
TICKER: NEM MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 G.A. BARTON Mgmt For For
2 V.A. CALARCO Mgmt For For
3 N. DOYLE Mgmt For For
4 V.M. HAGEN Mgmt For For
5 M.S. HAMSON Mgmt For For
6 L.I. HIGDON, JR. Mgmt For For
7 P. LASSONDE Mgmt For For
8 R.J. MILLER Mgmt For For
9 W.W. MURDY Mgmt For For
10 R.A. PLUMBRIDGE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.B. PRESCOTT Mgmt For For
12 D.C. ROTH Mgmt For For
13 S. SCHULICH Mgmt For For
14 J.V. TARANIK Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
03 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For
INDEPENDENT BOARD CHAIRMAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 218
UNASSIGNED
OCCIDENTAL PETROLEUM CORPORATION
SECURITY: 674599105 AGENDA NUMBER: 932457597
TICKER: OXY MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SPENCER ABRAHAM Mgmt For For
2 RONALD W. BURKLE Mgmt Withheld Against
3 JOHN S. CHALSTY Mgmt For For
4 EDWARD P. DJEREJIAN Mgmt For For
5 R. CHAD DREIER Mgmt For For
6 JOHN E. FEICK Mgmt For For
7 RAY R. IRANI Mgmt For For
8 IRVIN W. MALONEY Mgmt For For
9 RODOLFO SEGOVIA Mgmt For For
10 AZIZ D. SYRIANI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROSEMARY TOMICH Mgmt For For
12 WALTER L. WEISMAN Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
KPMG AS INDEPENDENT AUDITORS.
03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For
CAPITAL STOCK.
04 LIMIT ON EXECUTIVE COMPENSATION. Mgmt Against For
05 SCIENTIFIC REPORT ON GLOBAL Shr Against For
WARMING/COOLING.
06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 218
UNASSIGNED
PARKER-HANNIFIN CORPORATION
SECURITY: 701094104 AGENDA NUMBER: 932396903
TICKER: PH MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM E. KASSLING Mgmt For For
2 PETER W. LIKINS Mgmt For For
3 JOSEPH M. SCAMINACE Mgmt For For
4 WOLFGANG R. SCHMITT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY06.
03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For
CORPORATION PERFORMANCE BONUS PLAN.
04 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against
ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 218
UNASSIGNED
PEABODY ENERGY CORPORATION
SECURITY: 704549104 AGENDA NUMBER: 932471193
TICKER: BTU MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GREGORY H. BOYCE Mgmt For For
2 WILLIAM E. JAMES Mgmt For For
3 ROBERT B. KARN III Mgmt For For
4 HENRY E. LENTZ Mgmt For For
5 BLANCHE M. TOUHILL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For
SHARES OF COMMON STOCK.
04 SHAREHOLDER PROPOSAL REGARDING FORMATION Mgmt Against For
OF SPECIAL COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING.
06 SHAREHOLDER PROPOSAL REGARDING BOARD Mgmt For Against
DECLASSIFICATION.
07 SHAREHOLDER PROPOSAL REGARDING WATER Shr Against For
USE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 218
UNASSIGNED
PIXAR
SECURITY: 725811103 AGENDA NUMBER: 932377561
TICKER: PIXR MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVE JOBS Mgmt For For
2 EDWIN E. CATMULL Mgmt For For
3 SKIP M. BRITTENHAM Mgmt For For
4 SUSAN L. DECKER Mgmt For For
5 JOSEPH A. GRAZIANO Mgmt For For
6 LAWRENCE B. LEVY Mgmt For For
7 JOE ROTH Mgmt For For
8 LARRY W. SONSINI Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS PIXAR S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 218
UNASSIGNED
RIO TINTO PLC
SECURITY: G75754104 AGENDA NUMBER: 700895444
TICKER: MEETING TYPE: AGM
ISIN: GB0007188757 MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Grant authority to issue equity or Mgmt For *
equity linked securities with
pre-emptive rights up to an aggregate
nominal amount of GBP 34,860,000
S.2 Grant authority to issue equity or Mgmt For *
equity linked securities without
pre-emptive rights up to an aggregate
nominal amount of GBP 6,750,000
S.3 Grant authority to purchase 106,500,000 Mgmt For *
Rio Tinto Plc ordinary shares by the
Company or Rio Tinto Limited
S.4 Adopt new Articles of Association of Rio Mgmt Against *
Tinto PLC and amend to constitution of
Rio Tinto Limited
5. Elect Mr. Tom Albanese Mgmt For *
6. Elect Sir Rod Eddington Mgmt For *
7. Re-elect Sir David Clementi Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Mr. Leigh Clifford Mgmt For *
9. Re-elect Mr. Andrew Gould Mgmt Against *
10. Re-elect Mr. David Mayhew Mgmt For *
11. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors and authorize the Audit
Committee to set the Auditors
remuneration
12. Approve the remuneration report Mgmt For *
13. Receive the annual report and the Mgmt For *
financial statements for the YE 31 DEC
2005
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO DETAILED AGENDA. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 218
UNASSIGNED
ROYAL CARIBBEAN CRUISES LTD.
SECURITY: V7780T103 AGENDA NUMBER: 932505590
TICKER: RCL MEETING TYPE: Annual
ISIN: MEETING DATE: 26-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BERNARD W. ARONSON Mgmt For For
2 RICHARD D. FAIN Mgmt For For
3 ARVID GRUNDEKJOEN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 218
UNASSIGNED
SAMSUNG ELECTRS LTD
SECURITY: Y74718100 AGENDA NUMBER: 700870517
TICKER: MEETING TYPE: AGM
ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as an
Outside Director
2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For *
at right Law Firm as an Outside Director
2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For *
business at Seoul National University as
an Outside Director
2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For *
Jang Law Firm as an Outside Director
2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
an Outside Director
2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For *
Chief Director at Samsung Electronics as
an Inside Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For *
at Samsung Electronics as an Inside
Director
2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For *
Samsung Electronics as an Inside
Director
2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For *
Samsung Electronics as an Inside
Director
2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as Members
of the Auditors Committee
2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
Members of the Auditors Committee
3. Approve the limit of remuneration for Mgmt For *
the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 218
UNASSIGNED
SANDISK CORPORATION
SECURITY: 80004C101 AGENDA NUMBER: 932490395
TICKER: SNDK MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DR. ELI HARARI Mgmt For For
2 IRWIN FEDERMAN Mgmt For For
3 STEVEN J. GOMO Mgmt For For
4 EDDY W. HARTENSTEIN Mgmt For For
5 CATHERINE P. LEGO Mgmt For For
6 MICHAEL E. MARKS Mgmt For For
7 DR. JAMES D. MEINDL Mgmt For For
02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against
2005 INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION, INCREASING
THE AUTHORIZED AMOUNT OF COMMON STOCK
FROM 400,000,000 SHARES TO 800,000,000
SHARES.
04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 162 of 218
UNASSIGNED
SCHLUMBERGER LIMITED (SCHLUMBERGER N
SECURITY: 806857108 AGENDA NUMBER: 932447736
TICKER: SLB MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. DEUTCH Mgmt For For
2 J.S. GORELICK Mgmt For For
3 A. GOULD Mgmt For For
4 T. ISAAC Mgmt For For
5 A. LAJOUS Mgmt For For
6 A. LEVY-LANG Mgmt For For
7 M.E. MARKS Mgmt For For
8 D. PRIMAT Mgmt For For
9 T.I. SANDVOLD Mgmt For For
10 N. SEYDOUX Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 163 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 L.G. STUNTZ Mgmt For For
12 R. TALWAR Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For
DIVIDENDS
03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION
04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SCHLUMBERGER 2005 STOCK OPTION PLAN
05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 218
UNASSIGNED
SHINSEI BANK,LIMITED
SECURITY: J7385L103 AGENDA NUMBER: 700949451
TICKER: MEETING TYPE: AGM
ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1.1 Elect a Director Mgmt For *
1.2 Elect a Director Mgmt For *
1.3 Elect a Director Mgmt For *
1.4 Elect a Director Mgmt For *
1.5 Elect a Director Mgmt For *
1.6 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 165 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.7 Elect a Director Mgmt For *
1.8 Elect a Director Mgmt For *
1.9 Elect a Director Mgmt For *
1.10 Elect a Director Mgmt For *
1.11 Elect a Director Mgmt For *
1.12 Elect a Director Mgmt For *
1.13 Elect a Director Mgmt For *
1.14 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 166 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.15 Elect a Director Mgmt For *
2. Amend the Articles of Incorporation: Mgmt For *
Allow Use of Electronic Systems for
Public Notifications, Approve Revisions
Related to the New Commercial Code,
Amend the number of shareholders who
vote as proxies and the method of
election of the chairman of the
committee
3. Approve Issuance of Stock Acquisition Mgmt For *
Rights as Stock Options
4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 167 of 218
UNASSIGNED
SPRINT CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932364502
TICKER: FON MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF SPRINT SERIES 1
COMMON STOCK.
02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO CREATE THE CLASS OF
NON-VOTING COMMON STOCK AND CREATE THE
NINTH SERIES PREFERRED STOCK AND ADD A
PROVISION STATING THAT STOCKHOLDER
APPROVAL IS NOT REQUIRED FOR THE
ACQUISITION BY SPRINT NEXTEL OF
NON-VOTING COMMON STOCK OR THE NINTH
SERIES PREFERRED STOCK FROM A HOLDER OF
THAT STOCK.
03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION.
04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For
COMMON STOCK, NON-VOTING COMMON STOCK
AND THE NINTH SERIES PREFERRED STOCK IN
THE MERGER.
05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For
ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 168 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 DIRECTOR
1 GORDON M. BETHUNE Mgmt For For
2 DR. E. LINN DRAPER, JR. Mgmt For For
3 JAMES H. HANCE, JR. Mgmt For For
4 DEBORAH A. HENRETTA Mgmt For For
5 IRVINE O. HOCKADAY, JR. Mgmt For For
6 LINDA KOCH LORIMER Mgmt For For
7 GERALD L. STORCH Mgmt For For
8 WILLIAM H. SWANSON Mgmt For For
07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR 2005.
08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against
EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 169 of 218
UNASSIGNED
SPRINT NEXTEL CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932451773
TICKER: S MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEITH J. BANE Mgmt For For
2 GORDON M. BETHUNE Mgmt For For
3 TIMOTHY M. DONAHUE Mgmt For For
4 FRANK M. DRENDEL Mgmt For For
5 GARY D. FORSEE Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 V. JANET HILL Mgmt For For
8 IRVINE O. HOCKADAY, JR. Mgmt For For
9 WILLIAM E. KENNARD Mgmt For For
10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 170 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHANIE M. SHERN Mgmt For For
12 WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SPRINT NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against
VOTING.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 171 of 218
UNASSIGNED
STARWOOD HOTELS & RESORTS WORLDWIDE,
SECURITY: 85590A203 AGENDA NUMBER: 932488302
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HEYER Mgmt Withheld Against
2 BARSHEFSKY Mgmt Withheld Against
3 CHAPUS Mgmt Withheld Against
4 DUNCAN Mgmt Withheld Against
5 GALBREATH Mgmt For For
6 HIPPEAU Mgmt Withheld Against
7 QUAZZO Mgmt Withheld Against
8 RYDER Mgmt Withheld Against
9 YIH Mgmt Withheld Against
10 YOUNGBLOOD Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 172 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 173 of 218
UNASSIGNED
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
SECURITY: 881624209 AGENDA NUMBER: 932374945
TICKER: TEVA MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For
CONSOLIDATED BALANCE SHEET AND THE
CONSOLIDATED STATEMENTS OF INCOME
02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For
RECOMMENDATION THAT THE CASH DIVIDEND
FOR THE YEAR ENDED DECEMBER 31, 2004
03 TO APPOINT DR. LEORA (RUBIN) MERIDOR AS Mgmt For For
A STATUTORY INDEPENDENT DIRECTOR FOR AN
ADDITIONAL TERM OF THREE YEARS
4A TO ELECT ELI HURVITZ TO SERVE FOR AN Mgmt For For
ADDITIONAL THREE-YEAR TERM
4B TO ELECT RUTH CHESHIN TO SERVE FOR AN Mgmt For For
ADDITIONAL THREE-YEAR TERM
4C TO ELECT PROF. MICHAEL SELA TO SERVE FOR Mgmt For For
AN ADDITIONAL THREE-YEAR TERM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 174 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4D TO ELECT HAROLD SNYDER TO SERVE FOR AN Mgmt For For
ADDITIONAL THREE-YEAR TERM
05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For
AND OFFICER S LIABILITY INSURANCE FOR
THE DIRECTORS AND OFFICERS OF THE
COMPANY
06 TO APPROVE THE COMPANY S 2005 OMNIBUS Mgmt For For
LONG-TERM SHARE INCENTIVE PLAN
07 TO APPROVE AN AMENDMENT TO PROVISIONS OF Mgmt For For
THE COMPANY S ARTICLES RELATING TO THE
INDEMNIFICATION OF DIRECTORS AND
OFFICERS
08 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
ARTICLES THAT WOULD INCREASE THE
REGISTERED SHARE CAPITAL OF THE COMPANY
09 TO APPOINT KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LTD., AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND TO DETERMINE THEIR COMPENSATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 175 of 218
UNASSIGNED
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
SECURITY: 881624209 AGENDA NUMBER: 932401615
TICKER: TEVA MEETING TYPE: Special
ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE ISSUANCE OF ORDINARY Mgmt For For
SHARES OF TEVA, PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED JULY
25, 2005, BY AND AMONG IVAX CORPORATION,
TEVA AND TWO WHOLLY OWNED SUBSIDIARIES
OF TEVA, IVORY ACQUISITION SUB, INC. AND
IVORY ACQUISITION SUB II, INC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 176 of 218
UNASSIGNED
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
SECURITY: 881624209 AGENDA NUMBER: 932481548
TICKER: TEVA MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For
CONSOLIDATED BALANCE SHEET AS OF
DECEMBER 31, 2005 AND THE CONSOLIDATED
STATEMENTS OF INCOME FOR THE YEAR THEN
ENDED.
02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For
RECOMMENDATION THAT THE CASH DIVIDEND
FOR THE YEAR ENDED DECEMBER 31, 2005 BE
DECLARED FINAL.
03 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For
STATUTORY INDEPENDENT DIRECTOR FOR AN
ADDITIONAL TERM OF THREE YEARS.
4A TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR A THREE-YEAR TERM: DR. PHILLIP FROST
4B TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR A THREE-YEAR TERM: CARLO SALVI
4C TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR A THREE-YEAR TERM: DAVID SHAMIR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 177 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For
AND OFFICER S LIABILITY INSURANCE FOR
THE DIRECTORS AND OFFICERS OF THE
COMPANY.
06 TO APPROVE AN AMENDMENT TO SECTION 60(E) Mgmt For For
OF THE COMPANY S ARTICLES OF
ASSOCIATION.
07 TO APPROVE AN INCREASE IN THE Mgmt For For
REMUNERATION PAID TO THE DIRECTORS OF
THE COMPANY (OTHER THAN THE CHAIRMAN OF
THE BOARD).
08 TO APPOINT KESSELMAN & KESSELMAN, AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND DETERMINE THEIR COMPENSATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 178 of 218
UNASSIGNED
THE BOEING COMPANY
SECURITY: 097023105 AGENDA NUMBER: 932457232
TICKER: BA MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. BIGGS Mgmt For For
2 JOHN E. BRYSON Mgmt For For
3 LINDA Z. COOK Mgmt For For
4 WILLIAM M. DALEY Mgmt For For
5 KENNETH M. DUBERSTEIN Mgmt For For
6 JOHN F. MCDONNELL Mgmt For For
7 W. JAMES MCNERNEY, JR. Mgmt For For
8 RICHARD D. NANULA Mgmt For For
9 ROZANNE L. RIDGWAY Mgmt For For
10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 179 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For
BOEING COMPANY ELECTED OFFICER ANNUAL
INCENTIVE PLAN.
03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For
AMENDMENT OF THE BOEING COMPANY 2003
INCENTIVE STOCK PLAN.
04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For
CERTAIN SUPERMAJORITY VOTE REQUIREMENTS.
05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
08 PREPARE A REPORT ON CHARITABLE Shr Against For
CONTRIBUTIONS.
09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against
ELECTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 180 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 181 of 218
UNASSIGNED
THE DOW CHEMICAL COMPANY
SECURITY: 260543103 AGENDA NUMBER: 932461318
TICKER: DOW MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JACQUELINE K. BARTON Mgmt For For
2 JAMES A. BELL Mgmt For For
3 BARBARA H. FRANKLIN Mgmt For For
4 ANDREW N. LIVERIS Mgmt For For
5 GEOFFERY E. MERSZEI Mgmt For For
6 J. PEDRO REINHARD Mgmt For For
7 RUTH G. SHAW Mgmt For For
8 PAUL G. STERN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 182 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For
ENGINEERED SEED.
05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For
LINKS TO RESPIRATORY PROBLEMS.
06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For
CHEMICAL FACILITIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 183 of 218
UNASSIGNED
THE GILLETTE COMPANY
SECURITY: 375766102 AGENDA NUMBER: 932362774
TICKER: G MEETING TYPE: Special
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 27,
2005, AMONG PROCTER & GAMBLE, AQUARIUM
ACQUISITION CORP., A WHOLLY-OWNED
SUBSIDIARY OF PROCTER & GAMBLE, AND
GILLETTE AND APPROVE THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 184 of 218
UNASSIGNED
THE GOLDMAN SACHS GROUP, INC.
SECURITY: 38141G104 AGENDA NUMBER: 932442267
TICKER: GS MEETING TYPE: Annual
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LLOYD C. BLANKFEIN Mgmt For For
2 LORD BROWNE OFMADINGLEY Mgmt For For
3 JOHN H. BRYAN Mgmt For For
4 CLAES DAHLBACK Mgmt For For
5 STEPHEN FRIEDMAN Mgmt For For
6 WILLIAM W. GEORGE Mgmt For For
7 JAMES A. JOHNSON Mgmt For For
8 LOIS D. JULIBER Mgmt For For
9 EDWARD M. LIDDY Mgmt For For
10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 185 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RUTH J. SIMMONS Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For
SACHS RESTRICTED PARTNER COMPENSATION
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR 2006 FISCAL
YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 186 of 218
UNASSIGNED
THE WALT DISNEY COMPANY
SECURITY: 254687106 AGENDA NUMBER: 932429170
TICKER: DIS MEETING TYPE: Annual
ISIN: MEETING DATE: 10-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN E. BRYSON Mgmt For For
2 JOHN S. CHEN Mgmt For For
3 JUDITH L. ESTRIN Mgmt For For
4 ROBERT A. IGER Mgmt For For
5 FRED H. LANGHAMMER Mgmt For For
6 AYLWIN B. LEWIS Mgmt For For
7 MONICA C. LOZANO Mgmt For For
8 ROBERT W. MATSCHULLAT Mgmt For For
9 GEORGE J. MITCHELL Mgmt For For
10 LEO J. O'DONOVAN, S.J. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 187 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOHN E. PEPPER, JR. Mgmt For For
12 ORIN C. SMITH Mgmt For For
13 GARY L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2006.
03 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO GREENMAIL.
04 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO CHINA LABOR STANDARDS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 188 of 218
UNASSIGNED
TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY
SECURITY: J92676113 AGENDA NUMBER: 701001745
TICKER: MEETING TYPE: AGM
ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Appoint
Independent Auditors , Approve Minor
Revisions Related to the New Commercial
Code
Mgmt For *
3.1 Appoint a Director
Mgmt For *
3.2 Appoint a Director
Mgmt For *
3.3 Appoint a Director
Mgmt For *
3.4 Appoint a Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 189 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 190 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt For *
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt For *
3.18 Appoint a Director Mgmt For *
3.19 Appoint a Director Mgmt For *
3.20 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 191 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt For *
3.22 Appoint a Director Mgmt For *
3.23 Appoint a Director Mgmt For *
3.24 Appoint a Director Mgmt For *
3.25 Appoint a Director Mgmt For *
3.26 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 192 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.3 Appoint a Corporate Auditor Mgmt For *
5 Authorize Use of Stock Options for Other For *
Directors, Senior Executives and
Employees
6 Approve Purchase of Own Shares Mgmt For *
7 Approve Final Payment Associated with Other For *
Abolition of Retirement Benefit System
for Directors and Auditors
8 Amend the Compensation to be Received by Mgmt For *
Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 193 of 218
UNASSIGNED
TURKCELL ILETISIM HIZMETLERI A.S.
SECURITY: 900111204 AGENDA NUMBER: 932482158
TICKER: TKC MEETING TYPE: Special
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 OPENING AND ELECTION OF THE PRESIDENCY Mgmt For For
BOARD.
02 AUTHORIZING THE PRESIDENCY BOARD TO SIGN Mgmt For For
THE MINUTES OF THE MEETING.
04 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
BALANCE SHEET AND PROFITS/LOSS
STATEMENTS RELATING TO FISCAL YEAR 2005.
05 RELEASE OF THE BOARD MEMBERS AND Mgmt For For
AUDITORS FROM ACTIVITIES AND OPERATIONS
OF THE COMPANY IN YEAR 2005.
06 RE-ELECTION OF THE BOARD OF DIRECTORS Mgmt Against Against
MEMBERS AND DETERMINATION OF THEIR
REMUNERATION.
07 ELECTION OF AUDITORS FOR A PERIOD OF ONE Mgmt Against Against
YEAR AND DETERMINATION OF THEIR
REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 194 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 DISCUSSION OF AND DECISION ON THE BOARD Mgmt Against Against
OF DIRECTORS PROPOSAL CONCERNING THE
DISTRIBUTION OF PROFIT FOR YEAR 2005.
10 DISCUSSION OF AND APPROVAL OF THE Mgmt Against Against
ELECTION OF THE INDEPENDENT AUDIT FIRM
REALIZED BY THE BOARD OF DIRECTORS, ALL
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
11 DECISION PERMITTING THE BOARD MEMBERS Mgmt For For
TO, DIRECTLY OR ON BEHALF OF OTHERS, BE
ACTIVE IN AREAS FALLING WITHIN OR
OUTSIDE THE SCOPE OF THE COMPANY S AND
TO PARTICIPATE IN COMPANIES OPERATING IN
THE SAME BUSINESS AND TO PERFORM OTHER
ACTS IN COMPLIANCE WITH ARTICLES 334 AND
335 OF THE TURKISH COMMERCIAL CODE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 195 of 218
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 932467598
TICKER: UBS MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For
ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS
OF THE GROUP AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
DIVIDEND FOR FINANCIAL YEAR 2005
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For
MEYER
4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For
BERTARELLI
4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For
KAUFMANN-KOHLER
4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For
WOLLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 196 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For
AUDITORS
4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For
5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For
THE 2005/2006 SHARE BUYBACK PROGRAM
5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For
FOR 2006/2007
5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For
VALUE REPAYMENT
5D SHARE SPLIT Mgmt For For
5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For
ARTICLE 4A OF THE ARTICLES OF
ASSOCIATION
5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For
AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1
OF THE ARTICLES OF ASSOCIATION)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 197 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For
APPROVAL OF ARTICLE 4A PARA. 2 OF THE
ARTICLES OF ASSOCIATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 198 of 218
UNASSIGNED
UNICREDITO ITALIANO SPA, GENOVA
SECURITY: T95132105 AGENDA NUMBER: 700770781
TICKER: MEETING TYPE: MIX
ISIN: IT0000064854 MEETING DATE: 27-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 28 JUL 2005 AND THIRD
CALL ON 29 JUL 2005. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU
O.1 Approve to state the Internal Auditors Mgmt For *
and their Chairman s salary as per the
Legislative Decree 231/2001
E.1 Approve the capital increase as per the Mgmt For *
Article 2441 comma 4 and 6 of the
Italian Civil Code, for a maximum amount
of EUR 2,343,642,931.00 by issuing
maximum No. 4,687,285,862 ordinary
shares to be paid up through HVB, Bank
of Austria and BPH and amend the Article
5 of the Bylaw
E.2 Amend the Article Bylaw Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 199 of 218
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700838608
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 16 DEC 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Appoint the Directors after having Mgmt No vote
determined how many they are to be for
the 3 year term 2006-2008; approve that
their term will end in combination with
the 2008 shareholders meeting call
2. Approve to determine the Board of Mgmt No vote
Directors and the Executive Committee s
salary for every future year in office
as per Article 26 of the Bylaw,
nevertheless for the internal Auditors
and their President as per the
Legislative Decree 231/01
3. Grant authority for the purchase and Mgmt No vote
sale of own shares as per Article
2357-Ter of the Italian Civil Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 200 of 218
UNASSIGNED
VALERO ENERGY CORPORATION
SECURITY: 91913Y100 AGENDA NUMBER: 932414244
TICKER: VLO MEETING TYPE: Special
ISIN: MEETING DATE: 01-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF AN AMENDMENT TO VALERO S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE TOTAL NUMBER OF SHARES OF
COMMON STOCK, PAR VALUE $0.01 PER SHARE,
THAT VALERO HAS THE AUTHORITY TO ISSUE
FROM 600,000,000 SHARES TO 1,200,000,000
SHARES. T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 201 of 218
UNASSIGNED
VALERO ENERGY CORPORATION
SECURITY: 91913Y100 AGENDA NUMBER: 932460809
TICKER: VLO MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JERRY D. CHOATE Mgmt For For
2 WILLIAM R. KLESSE Mgmt For For
3 DONALD L. NICKLES Mgmt For For
4 SUSAN KAUFMAN PURCELL Mgmt For For
02 RATIFICATION OF KPMG LLP AS AUDITORS FOR Mgmt For For
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 202 of 218
UNASSIGNED
WASHINGTON MUTUAL, INC.
SECURITY: 939322103 AGENDA NUMBER: 932456002
TICKER: WM MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KERRY K. KILLINGER* Mgmt For For
2 THOMAS C. LEPPERT* Mgmt For For
3 CHARLES M. LILLIS* Mgmt For For
4 MICHAEL K. MURPHY* Mgmt For For
5 ORIN C. SMITH* Mgmt For For
6 REGINA MONTOYA** Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR
2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 203 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For
AMENDED AND RESTATED 2003 EQUITY
INCENTIVE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES THAT MAY BE SUBJECT
TO AWARDS MADE THEREUNDER
04 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION PLAN
05 TO APPROVE THE COMPANY PROPOSAL TO AMEND Mgmt For For
THE WASHINGTON MUTUAL, INC. ARTICLES OF
INCORPORATION (AS AMENDED) TO DECLASSIFY
THE BOARD OF DIRECTORS AND ESTABLISH
ANNUAL ELECTIONS FOR ALL COMPANY
DIRECTORS COMMENCING WITH THE 2007
ANNUAL MEETING, RATHER THAN THE CURRENT
STAGGERED THREE-YEAR TERMS
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DISCLOSURE OF THE COMPANY S POLITICAL
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 204 of 218
UNASSIGNED
WEATHERFORD INTERNATIONAL LTD.
SECURITY: G95089101 AGENDA NUMBER: 932481144
TICKER: WFT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 NICHOLAS F. BRADY Mgmt For For
2 WILLIAM E. MACAULAY Mgmt For For
3 DAVID J. BUTTERS Mgmt For For
4 ROBERT B. MILLARD Mgmt For For
5 BERNARD J. DUROC-DANNER Mgmt For For
6 ROBERT K. MOSES, JR. Mgmt For For
7 SHELDON B. LUBAR Mgmt For For
8 ROBERT A. RAYNE Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM (WHICH CONSTITUTES THE AUDITORS FOR
PURPOSES OF BERMUDA LAW) FOR THE YEAR
ENDING DECEMBER 31, 2006, AND
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 205 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AUTHORIZATION OF THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET ERNST &
YOUNG LLP S REMUNERATION.
03 APPROVAL OF THE WEATHERFORD Mgmt For For
INTERNATIONAL LTD. 2006 OMNIBUS
INCENTIVE PLAN.
04 APPROVAL OF AN INCREASE IN THE COMPANY S Mgmt For For
AUTHORIZED SHARE CAPITAL FROM
$510,000,000, CONSISTING OF 500,000,000
COMMON SHARES AND 10,000,000 PREFERENCE
SHARES, TO $1,010,000,000, BY THE
CREATION OF 500,000,000 ADDITIONAL
COMMON SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 206 of 218
UNASSIGNED
WELLPOINT, INC.
SECURITY: 94973V107 AGENDA NUMBER: 932490941
TICKER: WLP MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LENOX D. BAKER JR., MD Mgmt For For
2 SUSAN B. BAYH Mgmt For For
3 LARRY C. GLASSCOCK Mgmt For For
4 JULIE A. HILL Mgmt For For
5 RAMIRO G. PERU Mgmt For For
02 TO APPROVE THE PROPOSED WELLPOINT 2006 Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 207 of 218
UNASSIGNED
WPP GROUP PLC ORD 10P
SECURITY: G9787H105 AGENDA NUMBER: 701004981
TICKER: MEETING TYPE: AGM
ISIN: GB00B0J6N107 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve, to adopt the Mgmt For *
Company s accounts for the FYE 31 DEC
2005 together with the last Directors
report, the last Directors remuneration
report and the Auditors report on those
accounts and the auditable part of the
remuneration report
2. Declare a final dividend of 6.34 pence Mgmt For *
per ordinary share to be payable to the
share owners on the register at the
close of business on 02 JUN 2006 as
recommended by the Directors for the YE
31 DEC 2005
3. Elect Mr. Colin Day as a Director Mgmt For *
4. Elect Mr. Philip Lader as a Director Mgmt For *
5. Elect Mr. Esther Dyson as a Director Mgmt For *
6. Elect Mr. Orit Gadiesh as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 208 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Elect Mr. David Komansky as a Director Mgmt For *
8. Elect Mr. Christopher Mackenzie as a Mgmt For *
Director
9. Elect Mr. Stanley Morten as a Director Mgmt For *
10. Elect Mr. Koichiro Naganuma as a Mgmt For *
Director
11. Elect Mr. Lubna Olayan as a Director Mgmt For *
12. Elect Mr. John Quelch as a Director Mgmt For *
13. Elect Mr. Jeffrey Rosen as a Director Mgmt For *
14. Elect Mr. Paul Spencer as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 209 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
15. Re-appoint Deloitte & Touche LLP, as the Mgmt For *
Auditors of the Company until the
conclusion of the next meeting at which
the accounts are laid before the Company
and authorize the Directors to determine
their remuneration
16. Authorize the Directors, in accordance Mgmt For *
with Article 6 of the Company s Articles
of Association, to allot relevant
securities up to a maximum nominal
amount of GBP 48,704,061.37; Authority
expires on 27 JUN 2011 ; and that all
previous authorities under Section 80 of
the Companies Act 1985 shall cease to
have effect
S.17 Authorize the Company, in accordance Mgmt For *
with Artilce 11 of the Company s
Articles of Association and the
Companies Act 1985, to make market
purchases Section 163(3) of the
Companies Act 1985 of up to 125,022,397
ordinary shares of 10 pence each in the
Company may from time to time determine,
at a minimum price of 10 pence and up to
105% of the average middle market
quotations for an ordinary shares as
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires at the
conclusion of the AGM of the Company
held in 2007 ; the Company, before the
expiry, may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly after such
expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 210 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.18 Authorize the Directors, in accordance Mgmt For *
with Article 7 of the Company s Articles
of Association, to allot equity
securities for cash and that for the
purposes of the Paragraph (1)(b) of
Article 7 up to the nominal amount GBP
6,251,119.84; Authority expires on 27
JUN 2011 ; and all previous authorities
under Section 95 of the Companies Act
1985 shall cease to have effect
19. Approve the WPP Directors remuneration Mgmt For *
report as specified in the report of the
Compensation Committee contained in the
2005 report and the accounts
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 211 of 218
UNASSIGNED
WYETH
SECURITY: 983024100 AGENDA NUMBER: 932450783
TICKER: WYE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R. ESSNER Mgmt For For
2 J.D. FEERICK Mgmt For For
3 F.D. FERGUSSON Mgmt For For
4 V.F. GANZI Mgmt For For
5 R. LANGER Mgmt For For
6 J.P. MASCOTTE Mgmt For For
7 M.L. POLAN Mgmt For For
8 G.L. ROGERS Mgmt For For
9 I.G. SEIDENBERG Mgmt For For
10 W.V. SHIPLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 212 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.R. TORELL III Mgmt For For
02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
INCENTIVE PLAN
04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For
CANADA
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For
07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against
08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For
09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 213 of 218
UNASSIGNED
XEROX CORPORATION
SECURITY: 984121103 AGENDA NUMBER: 932486118
TICKER: XRX MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GLENN A. BRITT Mgmt For For
2 RICHARD J. HARRINGTON Mgmt For For
3 WILLIAM CURT HUNTER Mgmt For For
4 VERNON E. JORDAN, JR. Mgmt For For
5 HILMAR KOPPER Mgmt For For
6 RALPH S. LARSEN Mgmt For For
7 ROBERT A. MCDONALD Mgmt For For
8 ANNE M. MULCAHY Mgmt For For
9 N.J. NICHOLAS, JR. Mgmt For For
10 ANN N. REESE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 214 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARY AGNES WILDEROTTER Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 SHAREHOLDER PROPOSAL RELATING TO Shr For Against
ELECTION OF DIRECTORS BY MAJORITY VOTE.
04 SHAREHOLDER PROPOSAL RELATING TO SENIOR Shr Against For
EXECUTIVE BONUSES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 215 of 218
UNASSIGNED
XM SATELLITE RADIO HOLDINGS INC.
SECURITY: 983759101 AGENDA NUMBER: 932517812
TICKER: XMSR MEETING TYPE: Annual
ISIN: MEETING DATE: 26-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY M. PARSONS Mgmt For For
2 HUGH PANERO Mgmt For For
3 NATHANIEL A. DAVIS Mgmt For For
4 THOMAS J. DONOHUE Mgmt For For
5 EDDY W. HARTENSTEIN Mgmt For For
6 GEORGE W. HAYWOOD Mgmt For For
7 CHESTER A. HUBER, JR. Mgmt For For
8 JOHN MENDEL Mgmt For For
9 JARL MOHN Mgmt For For
10 JACK SHAW Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 216 of 218
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JEFFREY D. ZIENTS Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 217 of 218
UNASSIGNED
XTO ENERGY INC.
SECURITY: 98385X106 AGENDA NUMBER: 932497717
TICKER: XTO MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHILLIP R. KEVIL* Mgmt For For
2 HERBERT D. SIMONS* Mgmt For For
3 VAUGHN O VENNERBERG II* Mgmt For For
4 LANE G. COLLINS** Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For
S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, $0.01 PAR VALUE
PER SHARE, TO 1,000,000,000.
03 APPROVAL OF THE XTO ENERGY INC. AMENDED Mgmt For For
AND RESTATED 2004 STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 218 of 218
UNASSIGNED
ZTE CORPORATION
SECURITY: Y0004F105 AGENDA NUMBER: 700796139
TICKER: MEETING TYPE: EGM
ISIN: CN000A0DNMQ9 MEETING DATE: 12-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Appoint Ernst & Young Hua Ming as the Mgmt For *
PRC Auditors of the Company for 2005 for
a term of one year following the expiry
of the term of appointment for Shenzhen
Dahua Tiancheng Certified Public
Accountants as the Company s PRC
Auditors on 01 SEP 2005 with view to
more effective coordination between the
international and PRC Auditors of the
Company and authorize the Board of
Directors to determine the Auditors fee
of Ernst & Young Hua Ming for 2005 based
on actual circumstances
2. Approve the execution between the Mgmt For *
Company and AIU Insurance Company
Shenzhen Branch of an insurance contract
for a maximum annual indemnity amount of
RMB 10 million for a term of 1 year in
connection with the Company s plan to
purchase liability insurance for
Directors, Supervisors and Senior
Management of the Company with a view to
encouraging better performance of their
duties and authorize the Board of
Directors to negotiate with AIU
Insurance Company Shenzhen Branch the
renewal or amendment of such insurance
contract upon or prior to the expiry of
the same
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
The Hartford Capital Appreciation II Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 127
UNASSIGNED
ACE AVIATION HOLDINGS INC.
SECURITY: 00440P201 AGENDA NUMBER: 932397551
TICKER: ACEAF MEETING TYPE: Annual
ISIN: MEETING DATE: 10-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ELECTION OF DIRECTORS. THE NOMINEES Mgmt Abstain Against
PROPOSED BY THE MANAGEMENT OF ACE
AVIATION ARE DETAILED IN THE MANAGEMENT
PROXY CIRCULAR
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR
03 PASSING A SPECIAL RESOLUTION, ATTACHED Mgmt For For
AS SCHEDULE A TO THE MANAGEMENT PROXY
CIRCULAR, AUTHORIZING THE DIRECTORS TO
EFFECT A REDUCTION IN THE STATED CAPITAL
OF THE CLASS A VARIABLE VOTING SHARES,
CLASS B VOTING SHARES AND PREFERRED
SHARES
04 PASSING A SPECIAL RESOLUTION, ATTACHED Mgmt For For
AS SCHEDULE B TO THE MANAGEMENT PROXY
CIRCULAR, INCREASING THE NUMBER OF
SHARES THAT ARE AVAILABLE FOR ISSUANCE
UNDER THE STOCK OPTION PLAN OF ACE
AVIATION
05 THE UNDERSIGNED CERTIFIES THAT IT HAS Mgmt For Against
MADE REASONABLE INQUIRIES AS TO THE
CANADIAN STATUS OF THE BENEFICIAL OWNER
OF THE SHARES REPRESENTED BY THIS VOTING
INSTRUCTION FORM AND HAS READ THE
DEFINITIONS FOUND ON THE REVERSE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
SIDE SO AS TO MAKE AN ACCURATE
DECLARATION OF CANADIAN STATUS, THE
UNDERSIGNED HEREBY CERTIFIES THAT THE
SHARES REPRESENTED BY THIS VOTING
INSTRUCTION FORM ARE, OWNED AND
CONTROLLED BY A CANADIAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 127
UNASSIGNED
ACE AVIATION HOLDINGS INC.
SECURITY: 00440P201 AGENDA NUMBER: 932486877
TICKER: ACEAF MEETING TYPE: Annual
ISIN: MEETING DATE: 30-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ELECTION OF DIRECTORS - THE NOMINEES Mgmt For For
PROPOSED BY THE MANAGEMENT OF ACE
AVIATION ARE DETAILED IN THE MANAGEMENT
PROXY CIRCULAR
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR
03 DECLARATION OF CANADIAN STATUS - THE Mgmt Abstain Against
UNDERSIGNED CERTIFIES THAT IT HAS MADE
REASONABLE INQUIRIES AS TO THE CANADIAN
STATUS OF THE BENEFICIAL OWNER OF THE
SHARES REPRESENTED BY THIS VOTING
INSTRUCTION FORM (VIF) AND HAS READ
THE DEFINITIONS ENCLOSED SO AS TO MAKE
AN ACCURATE DECLARATION OF CANADIAN
STATUS. THE UNDERSIGNED HEREBY CERTIFIES
THAT THE SHARES REPRESENTED BY THIS VIF
ARE OWNED AND CONTROLLED BY A CANADIAN.
SEE APPLICABLE DEFINITIONS ON INSERT
ACCOMPANYING THIS FORM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 127
UNASSIGNED
ALUMINUM CORPORATION OF CHINA LTD
SECURITY: Y0094N109 AGENDA NUMBER: 700899757
TICKER: MEETING TYPE: AGM
ISIN: CN0007659070 MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the report of the Directors of Mgmt For *
the Company for the YE 31 DEC 2005
2. Approve the report of the Supervisory Mgmt For *
Committee of the Company for the YE 31
DEC 2005
3. Approve the report of the International Mgmt For *
Auditors and the audited financial
statements of the Group and the Company
for the YE 31 DEC 2005
4. Approve the Profit Distribution Plan and Mgmt For *
the Final Dividend Distribution Plan of
the Company for the YE 31 DEC 2005 and
authorize the Board of Directors of the
Company to distribute such dividend to
its shareholders
5. Approve to determine the remuneration of Mgmt For *
the Directors and the Supervisors of the
Company for the YE 31 DEC 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Appoint PricewaterhouseCoopers, Hong Mgmt For *
Kong Certified Public Accountatnt, and
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as the Company s
international and PRC Auditors,
respectively, until the conclusion of
the following AGM and authorize the
Audit Committee of the Board of
Directors of the Company to determine
their remuneration
7. Approve the proposals if any put forward Mgmt Against *
at such meeting by any shareholder(s)
holding 5% or more of the shares
carrying the right to propose
resolutions at such meeting
S.8 Authorize the Company to issue Mgmt For *
short-term bonds the Short-term Bonds in
the PRC with a principle amount of CNY 5
billion during the period from the date
when approval from the Company s
shareholders is obtained, authority
expires at the conclusion of the AGM of
the Company for the YE 31 DEC 2006 the
Proposed Short-term Bond Issue ;
authorize the Chairman the Chairman of
the Board of Directors of the Company
the Board or any person authorized by
the Chairman to determine and finalize
the terms and conditions of and any
relevant matters in relation to the
Proposed Short-term Bond Issue based on
the needs of the Company and the market
conditions at the time of the issuance,
including determining and finalizing the
final principal amount and interest
rates of the Short-term Bonds; and
Authorize the Board to execute all
necessary documents, to conduct
appropriate information disclosures
and/or to do all such things and acts as
are considered necessary or expedient
and in the interests of the Company and
for the purpose of effecting or
otherwise in connection with its
Proposed Short-term Bond Issue or any
matter incidental thereto
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.9 Approve to issue by the Company of A Mgmt For *
shares, subject to the following
conditions: 1) the Company will issue a
maximum of 1,500,000,000 A Shares 19.35%
of all issued domestic shares of the
Company as at the date of the passing of
this resolution to the PRC public; 2)
the nominal value is CNY 1.00 per A
Share; 3) the A Shares issued under the
proposed issue of A Shares will be
listed on Shanghai Stock Exchange of the
PRC; 4) the target subscribers of the A
Shares are PRC individuals and
institutional investors including
qualified foreign institutional
investors recognized in the PRC having A
Share accounts with Shanghai Stock
Exchange of the PRC, except those
prohibited under PRC laws and
regulations; 5) authorize the Board of
Directors to determined the issue price
per A shares in accordance with market
principles based on the PRC securities
market condition at the time when the
proposed issue of A Shares takes place,
and in compliance with relevant
regulatory requirements; 6) following
completion of the proposed issue of A
Shares, the shares of the Company s
currently in issue and the A Shares to
be issued will rank equally in respect
of all of the Company s undistributed
retained profits at the time when the
proposed issue of A Shares takes place;
7) authorize the Board of Directors of
the Company to determine and deal with
at its discretion: a) all matters in
relation to the proposed issue of A
Shares including but not limited to the
specific timing of issue, number of A
Shares to be issued, issue mechanism,
pricing, issue price, target subscribers
and the number and proportion of A
Shares to be issued to each subscriber ;
b) to sign or execute all necessary
documents including but not limited to
the preliminary prospectus, the
prospectus, underwriting agreement(s),
the listing agreement and various
related announcements); c) to effect and
carry out necessary formalities
including but not limited to procedures
for listing of the A Shares on Shanghai
Stock Exchange ; d) to take all other
necessary actions in connection with the
proposed issue of A Shares, as well as
to handle all registration required in
relation to changes in the registered
capital of the Company following the
completion of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
proposed issue of A Shares; and 8)
authority expires on 12 months from the
date when the respective resolutions are
passed, subject to the approval of China
Securities Regulatory Committee ; and
approve to issue A Shares, subject to
approval of China Securities Regulatory
Committee, as follows: 1) approximately
CNY 1,974 million will be used to fund
an alumina Brownfield Project of the
Company s Henan branch; 2) approximately
CNY 538 million will be used to fund a
project of alumina production-line of
the Company s Zhongzhou branch; 3)
approximately CNY 1,724 million will be
used to fund an alumina Brownfield and
Environmental Enhancement Project of the
Company s Guizhou branch; 4)
approximately CNY 120 million will be
used to invest in Shanxi Huaze Aluminum
and Power Company Limited, which
investment is expected to be used to
fund and develop its aluminium and power
generating project; 5) approximately CNY
2,000 million will be used to fund the
third phase of alumina brown field
project of the Company s Guangxi branch;
6) approximately CNY 98 million will be
used to fund a greenfield project of
pseudoboehmite production of the Company
s Shandong branch; 7) approximately CNY
105 million will be used to fund a
greenfield project of zeolite production
of the Company s Shandong branch; 8)
approximately CNY 150 million will be
used to fund Longmenshan limestone
improvement project of the Company s
Shanxi branch; 9) approximately CNY 150
million will be used to fund an alumina
improvement project of the Company s
Shanxi branch; 10) authorize the Board
of Directors of the Company to adjust
and finalize the Company s proposal
regarding its use of proceeds from the
proposed issue of A Shares including the
specific projects to be invested, the
priority and the relevant amounts
required) by reference to the then
budgeted financing needs of the projects
and the relevant industry and regulatory
approval requirements and other relevant
circumstances; and 11) if the proceeds
from the proposed issue of A Shares are
insufficient to fund all or any of the
intended
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
projects, to fund any deficit will be
funded out of the Company s internal
resources, and any balance of the
proceeds will be used as the Company s
general working capital
S.10 Amend the Articles of Association of the Mgmt For *
Company as specified; and authorize the
Board to make further amendments to the
Article of Association of the Company to
meet the specific conditions of the
public offer of the proposed issue of A
shares and in accordance with the
option, notices and requirements of the
relevant law and regulations in force at
the time of the proposed issue of A
Shares or to make all neccesary fillings
and registrations of the amended Article
of Association for the Company with PRC,
Hong Kong and other authorites
S.11 Authorize the Board of Directors of the Mgmt Against *
Company an unconditional general mandate
to issue, allot and deal with additional
H Shares in the capital of the Company,
to make or grant offers, agreements and
options in respect thereof, subject to
the following conditions: a) such
mandate shall not extend beyond the
Relevant Period save that the Board of
Directors of the Company may during the
Relevant Period make or grant offers,
agreements or options which might
require the exercise of such powers
after the end of the Relevant Period; b)
the aggregate nominal amount of shares
allotted or agreed conditionally or
unconditionally to be allotted whether
pursuant to an option or otherwise by
the Board of Directors of the Company
shall not exceed 20% of the aggregate
nominal amount of H Shares in issue as
at the date of this Resolution; and c)
the Board of Directors will only
exercise its power under such mandate in
accordance with the Company Law of the
PRC and the Rules Governing the Listing
of Securities on The Stock Exchange of
Hong Kong Limited and only if all
necessary approvals from the China
Securities Regulatory Commission and/or
other relevant PRC government
authorities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
are obtained; Authorize the Board of
Directors to execute and do or procure
to be executed and done, all such
documents, deeds and things as it may
consider necessary in connection with
the issue of such new shares including,
without limitation, the time and place
of issue, making all necessary
applications to the relevant
authorities, entering into an
underwriting agreement or any other
agreement; b) to determine the use of
proceeds and to make all necessary
filings and registrations with the
relevant PRC, Hong Kong and other
authorities; and c) to increase the
registered capital of the Company in
accordance with the actual increase of
capital by issuing shares pursuant to
this Resolution, to register the
increased capital with the relevant
authorities in the PRC and to make such
amendments to the Articles of
Association of the Company as it thinks
fit so as to reflect the increase in
registered capital of the Company;
Authority expires earlier of the
conclusion of the next AGM of the
Company following the passing of this
Resolution or the date on which the
authority as specified in this
resolution
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE RECORD DATE. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 127
UNASSIGNED
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO
SECURITY: E11805103 AGENDA NUMBER: 700876367
TICKER: MEETING TYPE: AGM
ISIN: ES0113211835 MEETING DATE: 17-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 18 MAR 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1. Approve the annual accounts and the Mgmt For *
Management report of Banco Bilbao
Vizcaya Argentaria, S.A. and its
consolidated Group, application of
profits, distribution of a dividend, the
Company Management all of the foregoing
with reference to the YE 31 DEC 2005
2.1 Appoint Mr. D. Tomas Alfaro Drake as a Mgmt For *
Board Member; approve, according to the
provisions of Article 34, Paragraph 2,
of the Articles of Association, to set
the number of Members of the Board at
the number of directors existing at that
time; information to the general meeting
about such decision
2.2 Re-elect Mr. D. Juan Carlos Alvarez Mgmt For *
Mezquiriz as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.3 Re-elect Mr. D. Carlos Loring Martinez Mgmt For *
De Irujo as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
2.4 Re-elect Mr. Dona Susana Rodriguez Mgmt For *
Vidarte as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
3. Authorize the Board of Directors for the Mgmt For *
issuance of fixed income securities of
any kind and nature, even exchangeable,
not convertible into shares, for a
maximum amount of EUR 105 billion,
setting aside, for the amount not used,
the authorization granted by the general
meeting of shareholders of 28 FEB 2004,
amount that was increased by resolution
adopted on the general meeting of 26 FEB
2005; the authority affecting the amount
already issued continues being effective
4. Authorize the Board of Directors to Mgmt For *
carry out the acquisition of own shares,
either directly or via Group Companies,
according to the provisions of Section
75 of the Spanish Limited Companies
Consolidation Act, Texto Refundido Dela
Ley De Sociedades Anonimas, fixing the
limits and requirements of said
acquisition, with express powers to
reduce the share capital for the
amortization of own shares; for the
execution and delivery
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
of the agreements adopted by the general
meeting concerning the above, rendering
void the resolution granted by the
general meeting of shareholders held on
26 FEB 2005
5. Re-appoint the Auditors for the year Mgmt For *
2006
6. Approve the long term Remuneration Mgmt For *
Program, for both the bank and its
subsidiaries, consisting of distribution
of BBVA shares to the Members of the
Executive Committee, including the
Directors and the Executive Directors
7. Amend the Article 53 of the Articles of Mgmt For *
Association, about application of
profits, in order to include the
possibility to offer to the Directors,
as payment for their services, shares,
stock options or cash payments
equivalent to the value of the shares
8. Approve the deferred remuneration system Mgmt For *
for Non-Executive Directors consisting
of BBVA shares
9. Authorize the powers to the Board, Mgmt For *
including the authority to deputy the
powers granted to it by the meeting, to
execute and deliver, rectify and
construe the resolutions adopted by the
general meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 127
UNASSIGNED
BREAKWATER RESOURCES LTD.
SECURITY: 106902307 AGENDA NUMBER: 932534224
TICKER: BWLRF MEETING TYPE: Special
ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ELECTION OF DIRECTORS FOR ALL OF THE Mgmt For For
NOMINEES SET OUT IN THE ACCOMPANYING
CIRCULAR AS DIRECTORS OF THE
CORPORATION.
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS.
03 TO APPROVE THE SPECIAL RESOLUTIONS Mgmt Against Against
RELATING TO THE AMENDMENT TO THE SHARE
INCENTIVE PLAN AS PARTICULARLY DESCRIBED
IN THE ACCOMPANYING CIRCULAR.
04 TO APPROVE THE SPECIAL RESOLUTIONS Mgmt For For
RELATING TO REDUCTION IN STATED CAPITAL
OF THE CORPORATION AS PERMITTED BY THE
CANADA BUSINESS CORPORATIONS ACT AS
PARTICULARLY DESCRIBED IN THE
ACCOMPANYING CIRCULAR.
05 TO APPROVE THE SPECIAL RESOLUTIONS Mgmt For For
RELATING TO THE AMENDMENT TO THE
ARTICLES OF THE CORPORATION AS
PARTICULARLY DESCRIBED IN THE
ACCOMPANYING CIRCULAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 127
UNASSIGNED
CANADIAN PACIFIC RAILWAY LIMITED
SECURITY: 13645T100 AGENDA NUMBER: 932451329
TICKER: CP MEETING TYPE: Special
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEPHEN E. BACHAND Mgmt For For
2 JOHN E. CLEGHORN Mgmt For For
3 TIM W. FAITHFULL Mgmt For For
4 FREDERIC J. GREEN Mgmt For For
5 HON. JOHN P. MANLEY Mgmt For For
6 LINDA J. MORGAN Mgmt For For
7 DR. JAMES R. NININGER Mgmt For For
8 MADELEINE PAQUIN Mgmt For For
9 MICHAEL E.J. PHELPS Mgmt Withheld Against
10 ROGER PHILLIPS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 HARTLEY T. RICHARDSON Mgmt For For
12 MICHAEL W. WRIGHT Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS.
03 AMENDMENT TO THE MANAGEMENT STOCK OPTION Mgmt For For
INCENTIVE PLAN AS DESCRIBED IN THE
MANAGEMENT PROXY CIRCULAR TO INCREASE
THE MAXIMUM NUMBER OF SHARES THAT MAY BE
ISSUED UNDER THE PLAN.
04 AMENDMENT TO THE MANAGEMENT STOCK OPTION Mgmt For For
INCENTIVE PLAN AS DESCRIBED IN THE
MANAGEMENT PROXY CIRCULAR TO PROHIBIT,
WITHOUT SHAREHOLDER APPROVAL, THE
REDUCTION OF THE PRICE AT WHICH OPTIONS
MAY BE EXERCISED AFTER THEY HAVE BEEN
GRANTED.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 127
UNASSIGNED
CIE GENERALE D'OPTIQUE ESSILOR INTERNATIONAL SA, CHARENTON LE PONT
SECURITY: F31668100 AGENDA NUMBER: 700924257
TICKER: MEETING TYPE: OGM
ISIN: FR0000121667 MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 12 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. ALSO BE ADVISED
THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU.
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
collection process, ADP has a process in
effect which will advise the Global
Custodian of the new account position
available for voting. This will ensure
that the local custodian is instructed
to amend the vote instruction and
release the shares for settlement of the
sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
1. Receive the reports of the Board of Mgmt No vote
Directors, its Chairman and the Auditors
reports and approve the parent Companys
financial statements and the balance
sheet for the YE 31 DEC 2005, as
presented and showing income of EUR
163,518,949.28
2. Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors and
approve the consolidated financial
statements for the said FY, in the form
presented to the meeting and showing an
income of EUR 289,064,000.00 which net
Group part amounts to EUR 287,134,000.00
3. Approve to appropriate the income for Mgmt No vote
the FY as follows: net income for the
FY: EUR 163,518,949.28, prior retained
earnings: EUR 3,751,834.25, allocation
to the legal reserve: EUR 0.00, total to
be allocated: EUR 167,270,783.53
dividends: statutory dividend: EUR
2,139,535.27, complementary dividend:
EUR 93,630,138.81, total dividend: EUR
95,769,674.08, allocation to the other
reserves: EUR 67,000,000.00, retained
earnings: EUR 4,501,109.45; the
shareholders will receive a net dividend
of EUR 0.94 per share, and will entitle
to the 40% allowance provided by the
French Tax Code, payable on 16 MAY 2006;
in the event that the Company holds some
of its own
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
shares on such date, the amount of the
unpaid dividend on such shares shall be
allocated to the retained earnings
account, as required by law
4. Approve the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-38 of the French
Commercial Code, said report and the
agreements referred to therein
5. Appoint Mr. Juan Boix as a Director Mgmt No vote
6. Re-appint Mr. Michel Besson as a Mgmt No vote
Director for a 3-year period
7. Re-appoint Mr. Jean Burelle as a Mgmt No vote
Director for a 3-year period
8. Re-appoint Mr. Philippe Germond as a Mgmt No vote
Director for a 3-year period
9. Re-appoint Mr. Olivier Pecoux as a Mgmt No vote
Director for a 3-year period
10. Acknowledge the resignation of Mr. Mgmt No vote
Jean-Pierre Martin and appoint in
replacement, Mr. Alain Thomas as a
Director for a 2 year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11. Acknowledge the resignation of Mr. Louis Mgmt No vote
Lesperance and appoint in replacement,
Mr. Serge Zins as a Director for a 1
year period
12. Acknowledge the resignation of Mr. Mgmt No vote
Gerard Dantheny and appoint in
replacement, Mr. Etienne Boris as a
Deputy Auditor for a 1 year period
13. Approve the total annual fees of EUR Mgmt No vote
300,000.00 to the Board of Directors
14. Authorize the Board of Directors, to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 105.00, minimum sale price: EUR
30.00, maximum number of shares to be
acquired: 10% of the share capital;
Authority expires at the end of 18-month
period; and to take all necessary
measures and accomplish all necessary
formalities
15. Approve that the authority granted by Mgmt No vote
Resolution 14 can be used by the Board
of Directors, in one or several times,
including in period of public offering
aiming at shares of the Company, in
application of the provisions of Article
232-17, Paragraph 2 of the General
Regulations of the French Financial
Markets Authority; Authority expires at
the end of 18 months period
16. Grant full powers to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 127
UNASSIGNED
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERMONT-FERRAND
SECURITY: F61824144 AGENDA NUMBER: 700908152
TICKER: MEETING TYPE: AGM
ISIN: FR0000121261 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT SHARE BLOCKING DOES NOT Non-Voting No vote
APPLY AS MICHELIN S SHARES ARE IN
REGISTERED FORM.
PLEASE NOTE THAT THIS IS A MIXED Non-Voting No vote
SHAREHOLDERS MEETING. THANK YOU.
PLEASE NOTE THAT THIS IS A MIXED Non-Voting No vote
SHAREHOLDERS MEETING. THANK YOU.
O.1 The Annual Shareholders Meeting, having Mgmt For *
heard the Managing Partners Report, the
Auditors Report and the Report of the
Supervisory Board, hereby approves the
Company s accounts for 2005 and the
resulting profit recorded therein of EUR
270,156,351.29. The Annual Shareholders
Meeting hereby approves the operations
described in the above accounts and
reports, specifically and insofar as
necessary, those affecting the various
reserve accounts
O.2 Appropriation of profits for financial Mgmt For *
year 2005. Upon recommendation by the
Managing Partners and as approved by the
Supervisory Board, The Annual
Shareholders Meeting, in consideration
of a profit for the year of EUR
270,156,351.29 The reserve account will
amount to the minimum statutory 10% or
EUR 120.00 Of capital EUR 8,894,230.50
Less the General Partners statutory
share in the amount of EUR
261,262,000.79 Resulting in a balance of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
EUR 163,141,247.14 Represente Augmented
by profits brought forward of amounting
to a distributable sum of EUR
424,403,247.93 Hereby rules as follows:
I - To distribute a total amount of EUR
193,573,293.75 which amounts to a
dividend of EUR 1.35 per share. The date
of expiry for dividend entitlements
shall be May 16, 2006, upon which date
shares shall be quoted net of their
dividend entitlement for financial year
2005. Note that the proposed dividend is
eligible to a 40% tax rebate to the
benefit of individuals whose fiscal
residence is in France. Dividends
distributed in respect of the 3 previous
financial years are shown in the
following table: Financial Year 2002:
Dividends Distributed: EUR
131,867,238.90; Dividends: 0.93; Tax
Credit: 0.465; Total Earnings: 1.365;
Financial Year 2003: Dividends
Distributed: EUR 133,349,933.25;
Dividends: 0.93; Tax Credit: 0.465;
Total Earnings: 1.365; Financial Year
2004: Dividends Distributed: EUR
179,233,781.25; Dividends: 1.25; II: To
transfer the balance of EUR
230,829,954.18 to Profits carried
forward
O.3 The Annual Shareholders Meeting, having Mgmt For *
heard the Managing Partner s Report, the
Auditors Report and the Report of the
Supervisory Board, hereby approves the
consolidated accounts for 2005 and the
profit recorded therein of EUR
889,423,049.62
O.4 Annual Shareholders Meeting, having Mgmt For *
heard the Special Auditors Report on
regulated agreements pursuant to article
L 226-10 of the French Commercial Code
(Code de Commerce), hereby approves said
reports and duly records that there are
no such agreements to be submitted for
approval
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.5 The Annual Shareholders Meeting, having Mgmt For *
heard the Managing Partners Report and
the Report of the Supervisory Board,
fixes at EUR 320,000 the global annual
fee allocated to the Supervisory Board
O.6 Authorization for the Company to trade Mgmt For *
in its own shares on the Stock Market
The Annual Shareholders Meeting, having
heard the Managing Partners Report and
the Report of the Supervisory Board,
Hereby authorizes the Company to trade
in its own shares, pursuant to article L
225-209 of the French Commercial Code
(Code de Commerce), subject to the
following conditions: the maximum
purchase price shall be EUR 70.00; the
minimum selling price shall be EUR
40.00; the number of shares purchased
shall not exceed 10% of the total number
of equity shares, or a maximum amount of
EUR 1,003,713,340; the term of this
authorization shall be 18 months
starting from the present date. In the
event of a capital increase by way of
incorporation of reserves and the
allotment of free shares, or in the
event of a share split or share
combination, the above prices shall be
adjusted by the application of a
multiplier coefficient which shall be
equal to the ratio between the number of
equity shares before and after the
operation concerned. This authorization
purposes to enable the Company to avail
itself of the right to trade in its own
shares for the purposes of: the custody,
sale or remittance by way of exchange or
transfer of shares in lieu of payment,
specifically for the purposes of
financial transactions such as
acquisitions or the issue of shares
conferring direct or indirect access to
equity capital; the granting of shares
to the Company s senior and executive
managers, or those of Group
subsidiaries, as part of stock option
plans; the cancellation of shares,
whether in all or in part, for the
purposes of optimizing the Company s
share capital and net earnings per
share; The regularization of the Stock
Market share price or share liquidity by
an investment services provider under a
liquidity contract drafted in accordance
with the ethical practices charter
adopted by the French
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Stock Market Regulatory Authorities
(Autorite des Marches Financiers).
Shares may be acquired at any time, on a
single occasion or number of occasions,
whether in the market, by mutual
agreement, or by any other means and
more specifically by way of the transfer
of blocks of shares, the purchase of
share options or the use of derivative
products. For the purposes referred to
above, the Annual Shareholders Meeting
hereby assigns to the Managing Partners,
or any one of the Managing Partners,
full authority to enter into contracts,
complete all declarations and
formalities and, more generally, to
conduct any and all measures as shall be
necessary for the implementation of
decisions taken as a result of this
authorization. This authorization
supersedes the resolution adopted for
the same purpose by the Ordinary Annual
Shareholders Meeting of May 20, 2005
O.7 Authorization for the Company to trade Mgmt For *
in its own shares on the Stock Market
The Annual Shareholders Meeting, having
heard the Managing Partners Report and
the Report of the Supervisory Board,
Hereby authorizes the Company to trade
in its own shares, pursuant to article L
225-209 of the French Commercial Code
(Code de Commerce), subject to the
following conditions: the maximum
purchase price shall be EUR 70.00; the
minimum selling price shall be EUR
40.00; the number of shares purchased
shall not exceed 10% of the total number
of equity shares, or a maximum amount of
EUR 1,003,713,340; the term of this
authorization shall be 18 months
starting from the present date. In the
event of a capital increase by way of
incorporation of reserves and the
allotment of free shares, or in the
event of a share split or share
combination, the above prices shall be
adjusted by the application of a
multiplier coefficient which shall be
equal to the ratio between the number of
equity shares before and after the
operation concerned. This authorization
purposes to enable the Company to avail
itself of the right to trade in its own
shares for the purposes of: the custody,
sale or remittance by way of exchange or
transfer of shares in lieu of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
payment, specifically for the purposes
of financial transactions such as
acquisitions or the issue of shares
conferring direct or indirect access to
equity capital; the granting of shares
to the Company s senior and executive
managers, or those of Group
subsidiaries, as part of stock option
plans; the cancellation of shares,
whether in all or in part, for the
purposes of optimizing the Company s
share capital and net earnings per
share; The regularization of the Stock
Market share price or share liquidity by
an investment services provider under a
liquidity contract drafted in accordance
with the ethical practices charter
adopted by the French Stock Market
Regulatory Authorities (Autorite des
Marches Financiers). Shares may be
acquired at any time, on a single
occasion or number of occasions, whether
in the market, by mutual agreement, or
by any other means and more specifically
by way of the transfer of blocks of
shares, the purchase of share options or
the use of derivative products. For the
purposes referred to above, the Annual
Shareholders Meeting hereby assigns to
the Managing Partners, or any one of the
Managing Partners, full authority to
enter into contracts, complete all
declarations and formalities and, more
generally, to conduct any and all
measures as shall be necessary for the
implementation of decisions taken as a
result of this authorization. This
authorization supersedes the resolution
adopted for the same purpose by the
Ordinary Annual Shareholders Meeting of
May 20, 2005
E.8 Amendment of the Company s by-laws as a Mgmt For *
result of Mr Rene Zingraff s retirement
as Managing Partner and General Partner
The Annual Shareholders Meeting, having
heard the Managing Partners report and
the report of the Supervisory Board,
having taken due note of the consent of
each of the General Partners, and ruling
under the applicable quorum and majority
conditions for Extraordinary
Shareholders Meetings, Takes note of Mr
Rene ZINGRAFF s retirement as Managing
Partner and consequently as General
Partner, And decides accordingly to
amend the text of articles 1 and 3 of
its by-
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
laws as follows: Article 1 - The text of
paragraphs 2 and 3 is changed to read as
follows: Mr Edouard MICHELIN and Mr
Michel ROLLIER, Managing Partners,
SOCIETE AUXILIAIRE DE GESTION - SAGES-,
a simplified stock company, with a
capital of forty thousand euros whose
registered office is at Clermont-Ferrand
(Puy-de-Dome, France), Are appointed as
General Partners for an indefinite
period and with joint and several
liability. Article 3 - Paragraph 6 is
replaced by the following text: Should
the management function exercised by Mr
Edouard MICHELIN cease, for any cause
whatsoever, before those exercised by Mr
Michel ROLLIER, the Company name and
signatory status will, as a direct
result of this fact, revert to: M.
ROLLIER et Cie.
E.9 Increase of the Company s capital by the Mgmt For *
issuance of ordinary shares or
securities giving access to capital with
subscription rights being maintained The
Annual Shareholders Meeting, having
heard the Managing Partners Report, the
Auditors Report and the Report of the
Supervisory Board, having taken due note
of the consent of each of the General
Partners, and ruling under the
applicable quorum and majority
conditions for Extraordinary
Shareholders Meetings, Gives the
Managing Partners, or one of them, the
ability to decide on one or several
capital increases, by issuing, in France
or abroad, ordinary shares or securities
giving access by all means, immediately
and/or after a certain lapse of time, to
the Company s ordinary shares, these
securities can be denominated in foreign
currencies or in whatever basket of
currencies. The term of this
authorization shall be twenty-six months
starting from the date of the present
Meeting. Hereby rules as follows: that
the total amount of capital increases
that could be carried out immediately
and/or over a certain lapse of time,
cannot be in excess of one hundred
million euros (EUR 100,000,000), or 35%
of current issued capital, an amount to
which will be added, as the case may be,
the nominal amount of surplus shares to
be issued in order to
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
protect, as required by law, security
holders interests giving right to the
allocation or the subscription of
shares; the nominal amount of debt
securities giving access, immediately
and/or over a certain lapse of time, to
Company shares that could be issued
pursuant to this delegation, cannot
exceed one billion euros (EUR
1,000,000,000) or its equivalent in any
other currency or basket of currencies;
that the Shareholders have, in
proportion to the amount of shares held,
a preemptive subscription right, as the
case may be, for any shares and/or share
equivalents not taken up by other
Shareholders, ordinary shares and
securities that could be issued
according to the present delegation;
that if the issue is not taken up in
full by Shareholders exercizing their
pre- emptive rights as described above,
the Managing Partners will be able to
offer all or some of the unsubscribed
shares or share equivalents for
subscription by the public. Notes that
the present delegation cancels all
previous delegations to the same purpose
E.10 Increase of the Company s capital by the Mgmt For *
issuance of ordinary shares or
securities giving access to capital with
subscription rights being canceled The
Annual Shareholders Meeting, having
heard the Managing Partners Report, the
Auditors Report and the Report of the
Supervisory Board, having taken due note
of the consent of each of the General
Partners, and ruling under the
applicable quorum and majority
conditions for Extraordinary
Shareholders Meetings, Gives the
Managing Partners, or one of them, the
ability to decide on one or several
capital increases, by issuing, in France
or abroad, ordinary shares or securities
giving access by all means, immediately
and/or after a certain lapse of time, to
the Company s ordinary shares, these
securities can be denominated in foreign
currencies or in whatever basket of
currencies. The term of this
authorization shall be twenty-six months
starting from the date of the present
Meeting. Hereby rules as follows: that
the total amount of capital increases
that can be carried out immediately
and/or over a
Investment Company Report
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Page 27 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
certain lapse of time, cannot be in
excess of forty-three million euros (EUR
43,000,000), or 15% of current issued
capital; the nominal amount of debt
securities giving access, immediately
and/or over a certain lapse of time, to
Company shares that could be issued
pursuant to this delegation, cannot
exceed seven hundred million euros (EUR
700,000,000) or its equivalent in any
other currency or basket of currencies;
to cancel the Shareholders preferential
subscription right to these debt
securities that will be issued according
to the law and to grant the Managing
Partners, pursuant to article L 225- 135
of the French Commercial Code (Code du
Commerce), the power to establish a
priority subscription right to the
benefit of Shareholders; that the share
issue price will be at least equal to
the weighted average of the first prices
quoted in the last three Stock Exchange
days prior to the day when the price was
fixed, reduced, as the case may be, by
maximum 5% statutory below par rating
E.11 Authorization given to the Managing Mgmt For *
Partners to increase the amount of
shares to be issued in the event of
surplus demand within the framework of
capital increases pursuant to the 9th
and 10th resolutions The Annual
Shareholders Meeting, having heard the
Managing Partners Report, the Auditors
Report and the Report of the Supervisory
Board, having taken due note of the
consent of each of the General Partners,
and ruling under the applicable quorum
and majority conditions for
Extraordinary Shareholders Meetings,
Grants the Managing Partners, or one of
them, delegation to raise the amount of
ordinary shares to be issued in the
event of a capital increase with or
without pre-emptive subscription rights
within thirty days of the end of
subscription, within the limit of 15% of
the initial issue and at the same price
as that fixed for the issue, within the
limit of ceilings
Investment Company Report
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Page 28 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
respectively set forth in the above
ninth and tenth resolutions. The term of
this authorization shall be twenty-six
months starting from the date of the
present Meeting
E.12 Authorization given to the Managing Mgmt For *
Partners to determine the issuing price
of ordinary shares or any other
securities giving access to capital, in
the event of the cancellation of the
Shareholders preemptive subscription
rights, capped at 10% per financial year
of the Company s capital The Annual
Shareholders Meeting, having heard the
Managing Partners Report, the Auditors
Report and the Report of the Supervisory
Board, having taken due note of the
consent of each of the General Partners,
and ruling under the applicable quorum
and majority conditions for
Extraordinary Shareholders Meetings,
Authorizes the Managing Partners, or one
of them, pursuant to article L 225-136
of the French Commercial Code (Code de
Commerce), for each issue decided under
the tenth resolution above, capped at
10% of issued capital, over a
twelve-month period, to depart from the
price fixing conditions set forth in the
tenth resolution and to fix the issue
price of ordinary shares and/or
securities to be issued, without
pre-emptive subscription rights,
pursuant to one of the two following
options: weighted average share price
over a maximum period of six months
prior to the issue price fixation date;
weighted average share price of the
trading day preceding the issue price
fixation date, reduced, as the case may
be, in both cases, by a maximum 5% below
par rate. The term of this authorization
shall be twenty-six months starting from
the date of the present Meeting
E.13 Capital increase through incorporation Mgmt For *
of reserves The Annual Shareholders
Meeting, having heard the Managing
Partners Report, the Auditors Report and
the Report of Supervisory Board, having
taken due note of the consent of each of
the General Partners, and ruling under
the applicable quorum and
Investment Company Report
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Page 29 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
majority conditions for Extraordinary
Shareholders Meetings, Grants the
Managing Partners, or one of them,
delegation to make one or several issued
capital increases, through incorporation
of a maximum amount of EUR eighty
million (EUR 80,000,000), of reserves,
profits, issue or contribution premiums,
through free share allocations or
increase in the par value of existing
shares or a combination of the two. The
term of this authorization shall be
twenty- six months starting from the
date of the present Meeting
E.14 Authorization given to the Managing Mgmt For *
Partners to increase the Company s
capital by issuing, without pre-emptive
subscription rights, ordinary shares
used to remunerate share contributions
in the event of public exchange
offerings or contributions in kind) The
Annual Shareholders Meeting, having
heard the Managing Partners Report, the
Auditors Report and the Report of the
Supervisory Board, having taken due note
of the consent of each of the General
Partners, and ruling under the
applicable quorum and majority
conditions for Extraordinary
Shareholders Meetings, Grants the
Managing Partners, or one of them,
delegation to issue ordinary shares:
used to remunerate share contributions
to the Company in the event of public
exchange offerings pursuant to
provisions of article L 225-148 of
French Commercial Code (Code de
Commerce); based on a report from the
Commissaire aux apports (non-cash
contributions auditor) and capped to 10%
of the Company s issued capital, to
remunerate contributions in kind to the
Company made up of equity capital or
securities giving access to capital,
should the provisions of article L
225-148 of French Commercial Code (Code
de Commerce) not apply. In all
circumstances, all capital increases
carried out by virtue of this
authorization will be included in the
calculation of the overall maximum
amount authorized under the above tenth
resolution. The term of this
authorization shall be twenty-
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
six months starting from the date of the
present Meeting. Notes that the present
delegation cancels all previous
delegations to the same purpose
E.15 Issuance of securities giving Mgmt For *
entitlement to debt instruments that do
not give access to capital The Annual
Shareholders Meeting, having heard the
Managing Partners Report, the Auditors
Report and the Report of the Supervisory
Board, having taken due note of the
consent of each of the General Partners,
and ruling under the applicable quorum
and majority conditions for
Extraordinary Shareholders Meetings,
Authorizes the Managing Partners, or one
of them, to make one or several
issue(s), within the limit of a maximum
nominal amount of one billion euros (EUR
1,000,000,000), all securities giving
right to the allocation, immediately
and/or over a certain lapse of time, of
debt instruments that do not give access
to capital, denominated either in euros,
in foreign currencies or in any basket
of currencies. The term of this
authorization shall be twenty-six months
starting from the date of the present
Meeting. Notes that the present
delegation cancels all previous
delegations to the same purpose
E.16 Capital increases reserved for Group and Mgmt For *
Group subsidiary employees The Annual
Shareholders Meeting, having heard the
Managing Partners Report, the Auditors
Report and the Report of the Supervisory
Board, having taken due note of the
consent of each of the General Partners,
and ruling under the applicable quorum
and majority conditions for
Extraordinary Shareholders Meetings,
Grants the Managing Partners, or one of
them, as per the provisions of articles
L 443-1 and following of the Labor Code
and articles L 225-129-6 paragraph 1 and
L 225- 138-1 of French Commercial Code
(Code de Commerce), to make one or
several increase(s) of the Company s
issued capital, by issuing new shares
reserved for the Group s and French or
foreign subsidiaries
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
employees as defined by article L
225-180 of French Commercial Code (Code
de Commerce) and for French employees
having subscribed a Group Savings
Scheme. The term of this delegation
shall be twentysix months starting from
the date of the present Meeting. Hereby
rules as follows: to cancel the
Shareholders pre-emptive rights to
shares issued according to the present
delegation to the benefit of these
employees; to cap to six million euros
(EUR 6,000,000), or 2% of current issued
capital, the total nominal amount of
capital increases allowed under this
delegation. This delegation supersedes
the resolution adopted for the same
purpose by the Ordinary Annual
Shareholders Meeting held on May 14,
2004
E.17 Granting of share subscription options Mgmt For *
to the Company s senior and executive
managers, or those of Group
subsidiaries, as part of stock option
plans The Annual Shareholders Meeting,
having heard the Managing Partners
Report, the Auditors Report and the
Report of the Supervisory Board, having
taken due note of the consent of each of
the General Partners, and ruling under
the applicable quorum and majority
conditions for Extraordinary
Shareholders Meetings, Authorizes the
Managing Partners or one of them, as per
provisions of articles L 225-177 and
following of French Commercial Code
(Code de Commerce) and of the by-laws,
to grant to Company Directors and French
or non-French Group related company
employees as defined by article L
225-180 of French Commercial Code (Code
de Commerce), options giving rights to
the subscription of Company shares to be
issued under capital increases or
options giving a right of calling
existing shares purchased by it. The
term of this authorization shall be
thirty eight months starting from the
date of the present Meeting. Hereby
rules as follows: that the number of
shares issued on account of the share
subscription options granted would be
limited to 3,000,000, that is 2% of the
Company s current issued capital, the
maximum par value of capital increases
so allowed being capped to six million
euros
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
(EUR 6,000,000); that the share
subscription price for the shares to be
issued or the buyback price of existing
shares will be fixed by the Managing
Partners pursuant to the legal or
regulatory provisions in force on the
day when said share subscription or call
options are granted, it being understood
that such prices cannot be lower than
the average of the opening prices in the
twenty trading days prior to the day
when such options are granted, rounded
up to the nearest euro; that the prices
so set by the Managing Partners for the
subscription of new share issues or the
buyback of existing shares will not be
subject to review during the term of the
option plans barring any adjustment,
under the conditions provided by laws or
regulations then in force, of the
subscription price of share issue or
buyback price and of the number of
shares object of the option to take into
account the impact of financial
operations affecting the value of the
rights so granted; that the deadline for
exercising both of these options shall
not exceed ten years after the granting
date. Notes that pursuant to the
provisions of article L 225-178 of
French Commercial Code (Code de
Commerce), this authorization provides,
for the benefit of share subscription
option beneficiaries, an express waiving
by Shareholders of their pre-emptive
share subscription rights for shares
issued as the options are called. Grants
the Managing Partners, or one of them,
all powers to set the other terms and
conditions for granting and calling
options, and in particular to fix the
list of beneficiaries and number of
options granted to each of them, to set
the share subscription or buyback price
of shares object of the options as per
the above, to declare the final
completion of the single or successive
capital increase(s) and to amend the
bylaws accordingly and, more generally,
to take all steps required or necessary
to implement this authorization. This
authorization supersedes, for the unused
nominal amount, the resolution adopted
for the same purpose by the Ordinary
Annual Shareholders Meeting held on May
14, 2004
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.18 Capping of the global nominal amount of Mgmt For *
capital increases and bond or debt
issues The Annual Shareholders Meeting,
having heard the Managing Partners
Report and the Report of the Supervisory
Board, having taken due note of the
consent of each of the General Partners,
and ruling under the applicable quorum
and majority conditions for
Extraordinary Shareholders Meetings,
Decides to set at: one hundred million
euros (EUR 100,000,000) the maximum par
value amount of immediate or future
capital increases liable to be issued
pursuant to the above 9th, 10th and 14th
resolutions, it being understood that
this nominal amount will be increased by
the nominal amount of shares to be
issued to preserve the interests of
holders of rights for allocation or
subscription to other securities, as the
case may be; One billion euros (EUR
1,000,000,000) or its equivalent in any
other currency or basket of currencies,
the maximum nominal amount of debt
securities or instruments, giving access
to capital or not, liable to be issued
pursuant to the above seventh, ninth,
tenth and fifteenth resolutions
E.19 Harmonization of the by-laws with the Mgmt For *
new regulatory requirements The Annual
Shareholders Meeting, having heard the
Managing Partners Report and the Report
of the Supervisory Board, having taken
due note of the consent of each of the
General Partners, and ruling under the
applicable quorum and majority
conditions for Extraordinary
Shareholders Meetings, Decides to
harmonize the Company s bylaws with the
new legal provisions referring to the
laws 2003-706 of August 1, 2003 and
2005-842 of July 26, 2005, and so to
amend the following articles of the
by-laws: Article 19, paragraph 1 - The
text of the first paragraph of this
article dealing with regulated
agreements is replaced by the following
to reflect the new 10% Shareholder
voting right threshold instead of the
previous 5% threshold indicated in the
previous text: Any agreement signed
either directly or via a third party,
between the Company and one of the
Managing Partners, a Supervisory Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
member, a Shareholder, owning more than
10% of the voting rights. (the rest of
the first paragraph remains unchanged)
Article 24, paragraph 2 - The text of
this paragraph that concerns the quorum
required for Ordinary Joint Shareholders
Meetings, on first convening, is
modified as follows: The terms: a
quarter of the shares with voting rights
attached are replaced by the following:
the fifth of the shares with voting
rights attached. Article 26, paragraph 3
- The text of this paragraph that
concerns the quorum required for
Extraordinary Joint Shareholders
Meetings is modified as follows: The
terms: a third, and on second convening,
a quarter of shares with voting rights
attached are replaced by the following:
the quarter, and on second convening,
the fifth of shares with voting rights
attached.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 127
UNASSIGNED
CINRAM INTERNATIONAL INC.
SECURITY: 17252T105 AGENDA NUMBER: 932480534
TICKER: CNRMF MEETING TYPE: Special
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ELECTION OF DIRECTORS. Mgmt For For
02 TO APPOINT KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS THE AUDITORS OF THE
CORPORATION AND AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION.
03 TO APPROVE THE SPECIAL RESOLUTION Mgmt For For
REGARDING THE PLAN OF ARRANGEMENT UNDER
SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT PROVIDING FOR, AMONG
OTHER THINGS, THE CAPITALIZATION OF
CINRAM INTERNATIONAL INCOME FUND, THE
FULL TEXT OF WHICH IS SET OUT IN
APPENDIX A ATTACHED TO THE CIRCULAR.
04 IF THE ARRANGEMENT RESOLUTION IS PASSED, Mgmt For For
TO PASS AN ORDINARY RESOLUTION APPROVING
A LONG-TERM INCENTIVE PLAN, ALL AS MORE
PARTICULARLY SET FORTH AND DESCRIBED IN
THE CIRCULAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 IF THE ARRANGEMENT RESOLUTION IS PASSED, Mgmt For For
TO PASS AN ORDINARY RESOLUTION APPROVING
A DEFERRED UNIT PLAN, ALL AS MORE
PARTICULARLY SET FORTH AND DESCRIBED IN
THE CIRCULAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 127
UNASSIGNED
CSR PLC, CAMBRIDGE
SECURITY: G1790J103 AGENDA NUMBER: 700922873
TICKER: MEETING TYPE: AGM
ISIN: GB0034147388 MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the financial statements for the Mgmt For *
period ended 30 DEC 2005, together with
the reports of the Directors and the
Auditors thereon
2. Approve the remuneration report for the Mgmt For *
period ended 30 DEC 2005, as specified
3. Elect Mr. Anthony Carlisle as a Director Mgmt For *
4. Re-elect Mr. John Whybrow as a Director, Mgmt Against *
who retires by rotation
5. Re-elect Mr. David Tucker as a Director, Mgmt For *
who retires by rotation
6. Re-elect Mr. Paul Goodridge as a Mgmt For *
Director, who retires by rotation
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint Deloitte & Touche LLP as the Mgmt For *
Auditor to hold the office until the
conclusion of the next general meeting
at which the audited accounts are laid
before the Company and authorize the
Directors to determine their
remuneration
8. Authorize the Company and its Mgmt For *
wholly-owned subsidiary Cambridge
Silicon Radio Limited, to make donations
to EU Political Organisations not
exceeding GBP 12,500 in total to incur
EU Political Expenditure not exceeding
GBP 12,500 in total in each case as such
terms are defined in Section 347A of the
Companies Act 1985; Authority expires
earlier at the conclusion of AGM of the
Company in 2007 or 01 MAY 2007
9. Authorize the Directors, in substitution Mgmt For *
for any existing authority and pursuant
to Section 80 of the Companies Act 1985,
to allot relevant securities Section 80
up to an aggregate nominal amount of GBP
42,821.41; Authority expires the earlier
of the AGM of the Company in 2007 or 15
months; and the Directors may make
allotments during the relevant period
which may be exercised after the
relevant period
S.10 Authorize the Directors, in substitution Mgmt For *
for any existing authority, subject to
the passing of Resolution 9 and pursuant
to Section 95(1) of the Companies Act
1985 Act, to allot equity securities
Section 94 for cash pursuant to the
authority conferred by Resolution 9,
and/or to sell Treasury Shares where
such sale is treated as an allotment of
the equity securities by virtue of
Section 94 3A of the Act disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: i) in connection with a
rights issue, open offer or any other
preemptive offer in favor of ordinary
shareholders excluding any Treasury
Shares; ii) up to an aggregate
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
nominal amount of GBP 6,423; Authority
expires at the conclusion of the next
AGM to be held in 2007 or 15 months ;
and the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.11 Authorize the Company, for the purpose Mgmt For *
of Section 166 of the Companies Act 1985
Act, to make market purchases Section
163(3) of up to 6,423,211 ordinary
shares of 0.1p each by way of one or
more market purchases Section 163(3) of
the Act, at a minimum price of 0.1p
equal to the nominal value and not more
than 5% above the average middle market
quotations for such shares derived from
the London Stock Exchange Daily Official
List, over the previous 5 business days;
Authority expires at the conclusion of
the next AGM of the Company in 2007 or
15 months; the Company, before the
expiry, may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly after such
expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 127
UNASSIGNED
EMPRESAS ICA SOCIEDAD CONTRLADORA S A DE C V
SECURITY: P37149104 AGENDA NUMBER: 700904166
TICKER: MEETING TYPE: OGM
ISIN: MXP371491046 MEETING DATE: 06-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the Board of Directors report in Mgmt For *
the terms of Article 172 of the general
Mercantile Companies Law, for the FYE
31 DEC 2005
2. Approve the Internal Auditor s report Mgmt For *
3. Approve the Audit Committee s report Mgmt For *
4. Amend the report referred to in Item I Mgmt Against *
5. Approve the allocation of the results, Mgmt For *
increase of reserves and if relevant,
the declaration of dividends
6. Appoint or ratify, if relevant, of the Mgmt Against *
Members of the Board of Directors and
their respective Substitutes, Secretary
and Vice-Secretary, Internal Auditor and
Substitute Internal Auditor
7. Approve to set the compensation for the Mgmt Against *
Members of the Board of Directors and
the Internal Auditor
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Appoint the Delegates who will carry out Mgmt For *
the decisions made by the general
meeting and if relevant, formalize them
as appropriate
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 127
UNASSIGNED
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN
SECURITY: A19494102 AGENDA NUMBER: 700948651
TICKER: MEETING TYPE: AGM
ISIN: AT0000652011 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the approved annual financial Mgmt No vote
statements and the status report of the
Management Board as well as the report
of the Supervisory Board for the FY
2005, and receive the Group financial
statements and the Group status report
for the FY 2005
2. Approve the distribution of profits Mgmt No vote
3.A Grant discharge to the Members of the Mgmt No vote
Management Board with regard to the FY
2005
3.B Grant discharge to the Supervisory Board Mgmt No vote
with regard to the FY 2005
4. Approve the remuneration of the Members Mgmt No vote
of the Supervisory Board
5. Elect the Supervisory Board Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Appoint an additional Auditor and the Mgmt No vote
Group Auditor for the FY 2007 in
addition to the Savings Banks Auditors
Association as the Statutory Auditor
7. Approve the acquisition, by Erste Bank, Mgmt No vote
of own shares for the purpose of
securities trading
8. Grant authority for the acquisition by Mgmt No vote
Erste Bank of own shares for no
designated purpose, excluding the
acquisition of such shares for trading
purposes, and to use these shares as
consideration for the acquisition of
enterprises, businesses or parts of or
shares in one or more Companies in
Austria or abroad, and thus to dispose
of these shares in a manner other than
via the stock exchange or in a public
offering
9. Authorize the Management Board, for a Mgmt No vote
period of 5 years after the registration
of the amendment of the Articles of
Association, to increase the registered
capital of the Company, also in several
tranches by an amount of up to EUR
180,000,000 by issuing up to 90,000,000
shares as follows, the type of shares,
the issue price, the terms and
conditions of the issue and, to the
extent provided for, the exclusion of
the subscription rights being determined
by the Management Board with the consent
of the Supervisory Board: a) by issuing
shares against cash contribution without
excluding the subscription rights of
shareholder, however, if the capital
increase serves for the issue of shares
to employees, senior employees and
Members of the Management Board of the
Company or a Group Company, by excluding
the subscription rights of shareholders
and b) by
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
issuing shares against contribution in
kind, excluding the subscription rights
of shareholders; and amend Paragraph 4.4
of the Articles of Incorporation as
specified
10. Authorize the Management Board, for a Mgmt No vote
period of 5 years after the registration
of the amendment of the Articles of
Association, to effect a conditional
increase of the registered capital with
the consent of the Supervisory Board by
an nominal amount of up to EUR
20,000,000 by issuing up to 10,000,000
bearer or registered ordinary shares
shares with no par value at an issue
price of at least EUR 2.00 per share
against cash contribution and by
excluding the subscription rights of the
current shareholders; this authorized
conditional capital serves to grant
share options to employees, senior
employees and Members of the Management
Board of the Company or a Group Company;
and amend Paragraph 4.4.3 of the
Articles of Association accordingly
11.A Amend the Articles of Association in Mgmt No vote
Items 2.5.3.4, 17 and 18 alignment with
current provisions of the mortgage bank
act and the act on secured bank bonds
11.B Amend the Articles of Association in Mgmt No vote
Item 10.4 requirement of Supervisory
Board consent to functions of Members of
the Managing Board in unaffiliated
Companies
11.C Approve to delete Item 13.314 of the Mgmt No vote
Articles appointment of the Management
and the Supervisory Board Members of
affiliates
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 127
UNASSIGNED
ESPRIT HOLDINGS LTD
SECURITY: G3122U129 AGENDA NUMBER: 700822794
TICKER: MEETING TYPE: AGM
ISIN: BMG3122U1291 MEETING DATE: 02-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the audited Mgmt For *
consolidated financial statements and
the reports of the Directors and the
Auditors of the Group for the YE 30 JUN
2005
2. Approve a final dividend of 66 Hong Kong Mgmt For *
cents for the YE 30 JUN 2005
3. Approve a special dividend of 84 Hong Mgmt For *
Kong cents for the YE 30 JUN 2005
4.I Re-elect Mr. Michael Ying Lee Yuen as a Mgmt Against *
Director and authorize the Directors to
fix their remuneration
4.II Re-elect Mr. Thomas Johannes Grote as a Mgmt Against *
Director and authorize the Directors to
fix their remuneration
4.III Re-elect Mr. Raymond Or Ching Fai as a Mgmt For *
Director and authorize the Directors to
fix their remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Re-appoint PricewaterhouseCoopers as the Mgmt For *
Auditors and authorize the Directors of
the Company to fix their remuneration
6. Authorize the Directors to purchase Mgmt For *
shares in the capital of the Company
during the relevant period, subject to
and in accordance with all applicable
laws and regulations, not exceeding 10%
of the total nominal amount of the share
capital of the Company, and the total
number of any securities which carry a
right to subscribe for or purchase
shares; Authority expires the earlier of
the conclusion of the next AGM or the
expiration of the period within which
the next AGM is required by the Bye-Laws
of the Company or any applicable laws to
be held
7. Authorize the Directors of the Company Mgmt For *
to allot, issue and deal with additional
shares in the capital of the Company and
make or grant offers, agreements and
options during and after the relevant
period, not exceeding 20% of the nominal
amount of the share capital of the
Company in issue on the date of passing
of this resolution provided that the
aggregate nominal amount of the shares
of any class so allotted or so agreed
conditionally or unconditionally to be
allotted pursuant to this resolution
solely fore cash and unrelated to any
asset acquisition shall not exceed 5% of
the aggregate nominal amount of the
shares of that class in issue at the
date of passing this resolution or
otherwise that pursuant to: i) a rights
issue; or ii) any option scheme or
similar arrangement of the Company for
the granting or issuance of shares or
rights to acquire shares; or iii) the
exercise of any share option scheme or
similar arrangement; or iv) any scrip
dividend or similar arrangement
providing for the allotment of shares in
lieu of the whole or part of a dividend
on shares of the Company in accordance
with the Bye-Laws of the Company;
Authority expires at the conclusion of
the next AGM of the Company or the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
expiration of the period within which
the next AGM of the Company is required
to be held by the Bye-Laws of the
Company or any applicable laws to be
held
8. Approve, subject to the passing of Mgmt For *
Resolutions 6 and 7, to extend the
general mandate granted to the Directors
to allot, issue and deal with the shares
pursuant to Resolution 7, by an amount
representing the aggregate nominal
amount of the share capital repurchased
pursuant to Resolution 6, provided that
such amount does not exceed 10% of the
aggregate nominal amount of the issued
share capital of the Company in issue on
the date of passing this resolution
9. Approve that, subject to and conditional Mgmt For *
upon the Listing Committee of the Stock
Exchange of Hong Kong Limited to refresh
the existing limit under the Share
Option Scheme adopted on 26 NOV 2001,
provided that the aggregate nominal
amount of share capital of the Company
to be allotted and issued pursuant to
the exercise of options under the Scheme
does not exceed 5% of the aggregate
nominal amount of share capital in issue
and authorize the Directors of the
Company, subject to and in accordance
with all applicable laws and
regulations, to grant options under the
existing share option scheme to this
limit and allot, issue and deal with
shares of the Company
S.10 Amend the Bye-Laws 66, 86(2), 87 and 104 Mgmt For *
(2) of the Company as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 127
UNASSIGNED
FIRST QUANTUM MINERALS LTD.
SECURITY: 335934105 AGENDA NUMBER: 932496981
TICKER: FQVLF MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHILIP K. R. PASCALL Mgmt For For
2 G. CLIVE NEWALL Mgmt For For
3 MARTIN R. ROWLEY Mgmt For For
4 RUPERT PENNANT-REA Mgmt For For
5 PETER ST. GEORGE Mgmt For For
6 ANDREW B. ADAMS Mgmt For For
02 THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS
OF THE COMPANY.
03 THE AUTHORITY OF THE AUDIT COMMITTEE OF Mgmt For For
THE COMPANY TO FIX THE REMUNERATION TO
BE PAID TO THE COMPANY S AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 127
UNASSIGNED
GLAXOSMITHKLINE
SECURITY: G3910J112 AGENDA NUMBER: 700909421
TICKER: MEETING TYPE: AGM
ISIN: GB0009252882 MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the Directors report Mgmt For *
and the financial statements for the YE
31 DEC 2005
2. Approve the remuneration report for the Mgmt For *
YE 31 DEC 2005
3. Elect Dr. Moncef Slaoui as a Director of Mgmt For *
the Company
4. Elect Mr. Tom de Swaan as a Director of Mgmt For *
the Company
5. Re-elect Mr. Larry Culp as a Director of Mgmt For *
the Company
6. Re-elect Sir. Crispin Davis as a Mgmt For *
Director of the Company
7. Re-elect Dr. Ronaldo Schmitz as a Mgmt For *
Director of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Authorize the Audit Committee to Mgmt For *
re-appoint PricewaterhousCoopers LLP as
the Auditors to the Company until the
end of the next meeting at which
accounts are laid before the Company
9. Authorize the Audit Committee to Mgmt For *
determine the remuneration of the
Auditors
10. Authorize the Company, in accordance Mgmt For *
with 347C of the Companies Act 1985 the
Act, to make donations to EU political
organizations and to incur EU political
expenditure up to a maximum aggregate
amount of GBP 50,000; Authority expires
the earlier of the conclusion of the
next AGM in 2007 or 16 NOV 2007
11. Authorize the Directors, in substitution Mgmt For *
for all substituting authorities, to
allot relevant securities Section 80 of
the Act up to an aggregate nominal
amount of GBP 485,201,557; Authority
expires the earlier of the conclusion of
the Company s AGM in 2007 or 16 NOV
2007; and the Directors may allot
relevant securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.12 Authorize the Directors, for the Mgmt For *
purposes of Article 12 of the Company s
Articles of Association and pursuant to
Section 95 of the Act, to allot equity
securities Section 94 of the Act for
cash pursuant to the authority conferred
on Directors by Resolution 11 and/or
where such allotment constitutes an
allotment of equity securities by virtue
of Section 94(3A)of the Act, disapplying
the statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue as defined in Article 12.5
of the Company s Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
provided that an offer of equity
securities pursuant to any such rights
issue need not be open to any
shareholder holding ordinary shares as
treasury shares; and b) up to an
aggregate nominal amount of GBP
72,780,233; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2007 or on 16 NOV
2007; and the Directors to allot equity
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.13 Authorize the Company, for the purposes Mgmt For *
of Section 166 of the Act, to make
market purchases Section 163 of the Act
of up to 582,241,869 ordinary shares of
25p each, at a minimum price of 25p and
up to 105% of the average middle market
quotations for such shares derived from
the London Stock Exchange Daily Official
List, over the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company held in 2007 or on 16 NOV 2007;
the Company, before the expiry, may make
a contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 127
UNASSIGNED
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
SECURITY: X5967A101 AGENDA NUMBER: 700812399
TICKER: MEETING TYPE: EGM
ISIN: GRS419003009 MEETING DATE: 25-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote
31, 49, 52, 53, 54, 55 and 56 of Company
s Statute
2. Elect the Board of Director s Members Mgmt No vote
according to Paragraphs 2, 3 and 4 of
the Articles 14 of the law 3336/2005
3. Elect the Independent Non-Executive Mgmt No vote
Members of the Board of Director
according to the law 3016/2002
4. Amend the Company s collaboration Mgmt No vote
contract of the Company s Managing
Director
5. Approve to modify the Company s Mgmt No vote
sponsorship programme for the FY 2005
and initial approval of the same for the
FYE 2006
6. Miscellaneous announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 127
UNASSIGNED
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
SECURITY: X5967A101 AGENDA NUMBER: 700826893
TICKER: MEETING TYPE: EGM
ISIN: GRS419003009 MEETING DATE: 14-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote
31, 49, 52, 53, 54, 55 and 56 of Company
s Statute as specified
2. Elect the Board of Director s Members Mgmt No vote
according to Paragraphs 2, 3 and 4 of
the Articles 14 of the Law 3336/2005
3. Elect the Independent Non-Executive Mgmt No vote
Members of the Board of Director
according to the Law 3016/2002
4. Amend the Company s Collaboration Mgmt No vote
Contract of the Company s Managing
Director
5. Approve to modify the Company s Mgmt No vote
sponsorship programme for the FY 2005
and initial approval of the same for the
FYE 2006
6. Miscellaneous announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 127
UNASSIGNED
IMPERIAL TOBACCO GROUP PLC
SECURITY: G4721W102 AGENDA NUMBER: 700855159
TICKER: MEETING TYPE: AGM
ISIN: GB0004544929 MEETING DATE: 31-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the account for the FYE 30 SEP Mgmt For *
2005, together with the Directors and
the Auditor s report thereon
2. Receive and approve the Directors Mgmt For *
remuneration report for the FYE 30 SEP
2005, together with the Directors and
the Auditor s report thereon
3. Declare a final dividend for the FYE 30 Mgmt For *
SEP 2005 of 39.5 pence per ordinary
share of 10 pence each payable on 17 FEB
2006 to those shareholders on the
register at the close of business on 20
JAN 2006
4. Re-elect Mr. A.G.L. Alexander as a Mgmt Against *
Director of the Company
5. Re-elect Mr. D.C. Bonham as a Director Mgmt For *
of the Company
6. Elect Mr. C.R. Day as a Director of the Mgmt Against *
Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-elect Dr. P.H. Jungles as a Director Mgmt Against *
of the Company
8. Elect Mr. G.L. Blashill as a Director of Mgmt Against *
the Company
9. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company until the
conclusion of the next general meeting
at which accounts are laid before the
Company
10. Authorize the Directors to set the Mgmt For *
remuneration of the Auditors
11. Authorize the Company, in accordance Mgmt For *
with Section 347C of the Companies Act
1985 the Act, as defined in Section
347A of the Act, to make donations to EU
political organizations, not exceeding
GBP 25,000 in total; and to incur EU
political expenditure not exceeding GBP
25,000 in total; Authority expires the
earlier of the conclusion of the AGM of
the Company held in 2007 or 30 APR 2007
12. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Imperial
Tobacco Limited, as defined in Section
347A of the Act, to make donations to EU
political organizations, not exceeding
GBP 25,000 in total; and to incur EU
political expenditure not exceeding GBP
25,000 in total; Authority expires the
earlier of the conclusion of the AGM of
the Company held in 2007 or 30 APR 2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
13. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Imperial
Tobacco International Limited, as
defined in Section 347A of the Act, to
make donations to EU political
organizations, not exceeding GBP 25,000
in total; and to incur EU political
expenditure not exceeding GBP 25,000 in
total; Authority expires the earlier of
the conclusion of the AGM of the Company
held in 2007 or 30 APR 2007
14. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Van Nelle
Tabak Nederland B.V, as defined in
Section 347A of the Act, to make
donations to EU political organizations,
not exceeding GBP 25,000 in total; and
to incur EU political expenditure not
exceeding GBP 25,000 in total; Authority
expires the earlier of the conclusion of
the AGM of the Company held in 2007 or
30 APR 2007
15. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act John Player
& Sons, as defined in Section 347A, to
make donations to EU political
organizations, not exceeding GBP 25,000
in total; and to incur EU political
expenditure not exceeding GBP 25,000 in
total; Authority expires the earlier of
the conclusion of the AGM of the Company
held in 2007 or 30 APR 2007
16. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Reemtsma
Cigarettenfabriken Gmbh, as defined in
Section 347A of the Act, to make
donations to EU political organizations,
not exceeding GBP 25,000 in total; and
to incur EU political expenditure not
exceeding GBP 25,000 in total; Authority
expires the earlier of the conclusion of
the AGM of the Company held in 2007 or
30 APR 2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
17. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Ets L.
Lacroix Fils NV/SA, as defined in
Section 347A of the Act, to make
donations to EU political organizations,
not exceeding GBP 25,000 in total; and
to incur EU political expenditure not
exceeding GBP 25,000 in total; Authority
expires the earlier of the conclusion of
the AGM of the Company held in 2007 or
30 APR 2007
18. Adopt to amend the rules of the Imperial Mgmt For *
Tobacco Group Long Term Incentive Plan
as specified
19. Authorize the Directors, for the purpose Mgmt For *
of Section 80 of the Companies Act 1985
the Act, to allot relevant securities
Section 80(2) of the Act up to an
aggregate nominal amount of GBP
24,300,000; Authority expires at the
earlier of the conclusion of the next
AGM of the Company or on 30 APR 2007 ;
and the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.20 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 19 specified in
the notice of AGM of the Company
convened for 31 JAN 2006, to allot
equity securities Section 94 of the
Companies Act 1985 the ACT whether for
cash pursuant to the authority conferred
by Resolution 19, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 3,645,000;
Authority expires the earlier of the
conclusion of the next AGM of the
Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
or 30 APR 2007; and the Directors may
allot equity securities after the expiry
of this authority in pursuance of such
an offer or agreement made prior to such
expiry
S.21 Authorize the Company, in accordance Mgmt For *
with Article 5 of the Company s Article
of Association and the Companies Act
1985 the Act, for the purpose of
Section 166 of the Act, to make market
purchases Section 163(3) of the Act of
up to 72,900,000 ordinary shares of 10
pence each in the capital of the
Company, at a minimum price of 10 pence
exclusive of expenses and up to an
amount equal to 105% of the average
middle market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the AGM of
the Company held in 2007 or 30 APR 2007
; the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 127
UNASSIGNED
KERRY PROPERTIES LTD
SECURITY: G52440107 AGENDA NUMBER: 700868106
TICKER: MEETING TYPE: SGM
ISIN: BMG524401079 MEETING DATE: 16-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Ratify and approve the Contracts, and Mgmt For *
the transactions contemplated
thereunder; and authorize the Board of
Directors of the Company to take all
such actions as it considers necessary
or desirable to implement and give
effect to the Contracts and the
transactions contemplated thereunder
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 127
UNASSIGNED
KERRY PROPERTIES LTD
SECURITY: G52440107 AGENDA NUMBER: 700929396
TICKER: MEETING TYPE: AGM
ISIN: BMG524401079 MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the approve the audited Mgmt For *
financial statements and the reports of
the Directors and the Auditors for the
YE 31 DEC 2005
2. Declare a final dividend for the YE 31 Mgmt For *
DEC 2005
3.1 Re-elect Mr. Ang Keng Lam, a retiring Mgmt For *
Director, as a Director
3.2 Re-elect Mr. Wong Siu Kong, a retiring Mgmt Against *
Director, as a Director
3.3 Re-elect Mr. Ho Shut Kan, a retiring Mgmt For *
Director, as a Director
3.4 Re-elect Mr. Tse Kai Chi, a retiring Mgmt For *
Director, as a Director
4. Approve to fix the Directors fees Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Re-appoint PricewaterhouseCoopers as the Mgmt For *
Auditors and authorize the Directors of
the Company to fix their remuneration
6.A Authorize the Directors of the Company, Mgmt For *
in substitution of all previous
authorities, to allot, issue and deal
with additional shares in the share
capital of the Company and make or grant
offers, agreements, options and other
rights, or issue warrants and other
securities including bonds, debentures
and notes convertible into shares of the
Company during and after the relevant
period, a) not exceeding 20% of the
aggregate nominal amount of the issued
share capital of the Company at the date
of passing of this resolution; and b)
the nominal amount of any share capital
repurchased by the Company subsequent to
the passing of this resolution up to a
maximum equivalent to 10% of the
aggregate nominal amount of the issued
share capital of the Company , otherwise
than pursuant to i) a rights issue; or
ii) the exercise of any option under any
share option scheme or similar
arrangement; or iii) any scrip dividend
or similar arrangement; or iv) any
adjustment, after the date of grant or
issue of any options, rights to
subscribe or other securities referred
to the above, in the price at which
shares in the Company shall be
subscribed, and/or in the number of
shares in the Company which shall be
subscribed, on exercise of relevant
rights under such options, warrants or
other securities, such adjustment being
made in accordance with or as
contemplated by the terms of such
options, rights to subscribe or other
securities; or v) a specified authority
granted by the shareholders of the
Company in general meeting; Authority
expires by the conclusion of the next
AGM of the Company as required by the
Bye-laws of the Company or any other
applicable laws of Bermuda to be held
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.B Authorize the Directors of the Company Mgmt For *
to repurchase its own shares during the
relevant period, on the Stock Exchange
of Hong Kong Limited the Stock Exchange
or any other stock exchange on which the
shares of the Company may be listed and
recognized by the Securities and Futures
Commission of Hong Kong and the Stock
Exchange for this purpose, not exceeding
10% of the aggregate nominal amount of
the issued share capital of the Company
as at the date of passing of this
resolution; Authority expires by the
conclusion of the next AGM of the
Company as required by the Bye-laws of
the Company or any other applicable laws
of Bermuda to be held
6.C Approve the general mandate granted to Mgmt For *
the Directors of the Company,
conditional upon the passing of
Resolution 6.B, to allot shares pursuant
to Resolution 6.A, by the addition to
the aggregate nominal amount of the
share capital which may be allotted or
agreed to be allotted by the Directors
of the Company pursuant to such general
mandate of an amount representing the
aggregate nominal amount of the share
capital repurchased by the Company
pursuant to Resolution 6.B
S.7 Amend Bye-laws 97(A)(vi),103 and 104 of Mgmt For *
the Company by deleting and replacing
with new one as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 127
UNASSIGNED
KONINKLIJKE NUMICO NV
SECURITY: N56369239 AGENDA NUMBER: 700840499
TICKER: MEETING TYPE: OGM
ISIN: NL0000375616 MEETING DATE: 02-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 29
NOV 2005. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Opening Non-Voting No vote
2. Approve the takeover of the feeding Mgmt For *
division of EAC Ltd A/S
3. Questions Mgmt Abstain *
4. Closing Non-Voting No vote
PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote
YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 127
UNASSIGNED
KONINKLIJKE NUMICO NV
SECURITY: N56369239 AGENDA NUMBER: 700928027
TICKER: MEETING TYPE: AGM
ISIN: NL0000375616 MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 26
APR 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 296572 DUE TO CHANGE IN
AGENDA. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1. Opening Non-Voting No vote
2. Receive the report of the Supervisory Mgmt No vote
Board and the Executive Board for the
year 2005
3.A Adopt the financial statement 2005 Mgmt No vote
3.B Approve the policy on allocation of Mgmt No vote
profit and on dividend
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.C Approve the dividend payment for the Mgmt No vote
year 2005
3.D Grant discharge to the Executive Board Mgmt No vote
3.E Grant discharge to the Supervisory Board Mgmt No vote
4. Appoint PricewaterhouseCoopers Mgmt No vote
Accountants N.V. as the Auditors, in
compliance with Article 28 Clause 1 of
the Company s Articles of Association
5. Appoint Mr. Mark Wilson as a Member to Mgmt No vote
the Executive Board for a term of 4
years
6.A Appoint Ms. Margaret Young as a Member Mgmt No vote
to the Supervisory Board for a term of 4
years
6.B Appoint Ms. Ofra Strauss as a Member to Mgmt No vote
the Supervisory Board for a term of 4
years
7. Re-appoint Mr. Rob Zwartendijk as a Mgmt No vote
Member to the Supervisory Board for a
term of 4 years
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Approve the Corporate Governance Mgmt No vote
9.A Authorize the Executive Board to issue Mgmt No vote
shares, under the approval of the
Supervisory Board, to a maximum of 10%
and an additional 10% of the issued
share capital; Authority expires at the
end of 18 months
9.B Authorize the Executive Board under the Mgmt No vote
approval of the Supervisory Board to
exclude pre-emptive rights
10. Authorize the Executive Board to buy Mgmt No vote
back its own shares on stock exchange
Article 10 of the Article of the
Association, under approval of the
Supervisory Board; Authority expires at
the end of 18 months
11. Any other business Other No vote
12. Closing Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 127
UNASSIGNED
LVMH MOET HENNESSY LOUIS VUITTON, PARIS
SECURITY: F58485115 AGENDA NUMBER: 700947419
TICKER: MEETING TYPE: AGM
ISIN: FR0000121014 MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.1 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors;
and approve the consolidated financial
statements for the FYE 31 DEC 2005
O.2 Receive the reports of the Board of Mgmt No vote
Directors, the President of the Board of
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the YE 31 DEC 2005; grant
discharge to the Members of the Board of
Directors, for the performance of their
duties during the said FY
O.3 Receive and approve the special report Mgmt No vote
of the Auditors on agreements governed
by Article L.225-38 of the French
Commercial Code and the agreements
referred to therein
O.4 Approve the distributable income for the Mgmt No vote
FY be appropriated as follows: income
for the FY: EUR 1,447,528,910.53, legal
reserve: nil retained earnings: EUR
1,493,583,745.61, distributable amount:
EUR 2,941,112,656.14, allocation
proposal: special reserve on long- term
capital gains: nil statutory dividend:
EUR 7,349,061.15, i.e. 0.015 per share
complementary dividend: EUR
556,078,960.35, i.e. 1.135 per share
retained earnings: EUR 2,377,684,634.64
the shareholders will receive a net
dividend of EUR 1.15 per share, and will
entitle to the 40% allowance provided by
the French Tax Code, the shareholders
meeting reminds that an interim dividend
of EUR 0.25 per share was already paid
on 02 DEC 2005, the remaining dividend
of EUR 0.90 will be paid on 18 MAY 2006,
as required by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.5 Approve, pursuant to Article 39 of the Mgmt No vote
Amended Finance Law for 2004,
acknowledges that the special reserve of
long-term capital gains amounts to EUR
340,055,186.70, after transfer of an
amount of EUR 200,000,000.00 to an
ordinary reserve account carried out in
application of Resolution 4 of the
general meeting of 12 MAY 2005, and
decides to transfer all or part of this
reserve to an ordinary reserve account
O.6 Approve to renew the appointment of Mr. Mgmt No vote
Antoine Bernheim as a Director for a
3-year period
O.7 Approve to renew the appointment of Mr. Mgmt No vote
Albert Frere as a Director for a 3-year
period
O.8 Approve to renew the appointment of Mr. Mgmt No vote
Pierre Gode as a Director for a 3-year
period
O.9 Approve to renew the appointment of Mr. Mgmt No vote
Arnaud Lagardere as a Director for a
3-year period
O.10 Approve to renew the appointment of Mr. Mgmt No vote
Lord Bayswater as a Director for a
3-year period
O.11 Appoint Mr. Antoine Arnault as a Mgmt No vote
Director, for a 3-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.12 Authorize the Board of Directors, to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 130.00, maximum number of shares to
be acquired: 10% of the share capital,
i.e. 48,993,741 shares maximum funds
invested in the share buybacks: EUR
6,400,000,000.00; Authority expires
after 18-month period ; and the
Directors to take all necessary measures
and accomplish all necessary formalities
E.13 Authorize the Board of Directors, to Mgmt No vote
reduce the share capital, on one or more
occasions, by canceling all or part of
the shares held by the Company in
connection with a stock repurchase plan,
up to a maximum of 10% of the share
capital over a 24-month period;
Authority expires after 18-month period
; and the Directors to take all
necessary measures and accomplish all
necessary formalities
E.14 Authorize the Board of Directors, to Mgmt No vote
increase the share capital, on one or
more occasions, at its sole discretion,
in France or abroad, in favor of credit
institutions or Companies governed by
the French insurance code or its
equivalent abroad, by issuance of
ordinary shares or securities giving
access to the share capital of the
Company and for an amount that shall not
exceed EUR 30,000,000.00; Authority
expires after 18- month period ; to
cancel the shareholders preferential
subscription rights in favor of credit
institutions and the Companies governed
by the insurance code or its equivalent
abroad, this amount shall count against
the nominal value of capital increase
set forth in Resolutions 13, 14,15, or
18 of the general meeting of 12 MAY
2005, and resolution 16 of the present
meeting; and the Directors to take all
necessary measures and accomplish all
necessary formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.15 Authorize the Board of Directors to Mgmt No vote
grant, in one or more transactions, to
Executives and Employees of the Group,
options giving the right either to
subscribe for new shares in the Company
to be issued through a share capital
increase, or to purchase existing shares
purchased by the Company, it being
provided that the options shall not give
rights to a total number of shares,
which shall not exceed 3% of the share
capital; Authority expires after
38-month period ; and the Directors to
take all necessary general proxy
services
E.16 Authorize the Board of Directors, to Mgmt No vote
increase the capital on one or more
occasions, in favour of the employees of
the Company and related Companies who
are the Members of a Company Savings
Plan, up to 3% of the capital, this
amount shall count against the nominal
value of any capital increase set forth
in Resolutions 13,14,15 or 18 of the
general meeting of 12 MAY 2005 and
Resolution 14 of this meeting; Authority
expires after 26-month period ; and the
Directors to take all necessary measures
and accomplish all necessary formalities
E.17 Amend Articles 11, 12, 13, 16, 18, 23 Mgmt No vote
and 29 of the By-Laws as speicified
PLEASE NOTE THAT THIS A MIX MEETING. Non-Voting No vote
THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 127
UNASSIGNED
NESTLE SA, CHAM UND VEVEY
SECURITY: H57312466 AGENDA NUMBER: 700891472
TICKER: MEETING TYPE: AGM
ISIN: CH0012056047 MEETING DATE: 06-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 292695 DUE TO ADDITION OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
288474, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve to accept the financial Mgmt For *
statements and the Statutory reports
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Grant discharge to the Board of Mgmt For *
Directors and the Management
3. Approve the allocation of incme and Mgmt For *
dividends of CHF 9 per share
4. Approve to reduce the capital and amend Mgmt For *
Article 5 of the Articles of Association
5.1 Re-elect Mr. Jean-Pierre Meyers as a Mgmt For *
Director
5.2 Re-elect Mr. Andre Kudelski as a Mgmt For *
Director
5.3 Elect Mr. Naina Kidwai as a Director Mgmt For *
5.4 Elect Mr. Jean-Rene Fourtou as a Mgmt For *
Director
5.5 Elect Mr. Steven Hoch as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve the mandate by shareholders to Mgmt For *
the Board of Directors to revise the
Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 127
UNASSIGNED
OXIANA LTD
SECURITY: Q7186A100 AGENDA NUMBER: 700904508
TICKER: MEETING TYPE: AGM
ISIN: AU000000OXR0 MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the financial report Non-Voting No vote
of the Company and the economic entity
for the YE 31 DEC 2005 and the related
Directors report, the Directors
declaration and the Auditor s report
2. Adopt the Company s remuneration report Mgmt For *
for the YE 31 DEC 2005
3. Re-elect Mr. Michael Eager as a Director Mgmt For *
of the Company, who retires in
accordance with the Article 6.3(b) of
the Company s Constitution
4. Ratify, pursuant to the ASX Listing Rule Mgmt For *
7.4, the issue of convertible bonds as
specified, being a total of 1,050
convertible bonds at an issue price of
USD 100,000.00 per bond on 15 APR 2005,
convertible into fully paid ordinary
shares at an USD 1.005 per share on the
terms as specified
5. Ratify, pursuant to the ASX Listing Rule Mgmt For *
7.4, the allotment of 81,500,000 fully
paid ordinary shares in the capital of
the Company to the Newmont Capital at
the deemed price of 92 cents per share
on 26 JUL 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Appoint KPMG Chartered Accountants as Mgmt Against *
the Auditors of the Company
7. Approve, pursuant to the ASX Listing Mgmt For *
Rule 10.14, the grant of 2 million
options over unissued ordinary shares in
the capital of the Company to Mr. Owen
Hegarty or his nominee as specified
8. Approve that the maximum total amount of Mgmt For *
the Director s fees paid by the Company
to the Non-Executive Directors be
increased by AUD 400,000 to AUD 800,000
per annum
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 127
UNASSIGNED
PALADIN RESOURCES LTD
SECURITY: Q7264T104 AGENDA NUMBER: 700789095
TICKER: MEETING TYPE: EGM
ISIN: AU000000PDN8 MEETING DATE: 08-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Ratify and approve, for the purposes of Mgmt For *
Listing Rule 7.4 of the Listing Rules of
the Australian Stock Exchange ASX and
for all other purposes, the previous
issuance of 36,000,000 ordinary shares
as specified
2. Grant authority, for the purposes of Mgmt For *
Listing Rule 7.3 of the Listing Rules of
the ASX and for all other purposes, to
issue up to 30,000,000 Ordinary Shares
as specified
Transact any other business Non-Voting No vote
PLEASE NOTE THIS IS AN OGM. THANK YOU. Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 127
UNASSIGNED
PALADIN RESOURCES LTD
SECURITY: Q7264T104 AGENDA NUMBER: 700817046
TICKER: MEETING TYPE: AGM
ISIN: AU000000PDN8 MEETING DATE: 09-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Receive and approve the consolidated Non-Voting No vote
financial statements of the Company for
the FYE 30 JUN 2005, and the Directors
and the Auditors report thereon
1. Elect Mr. Sean Reveille Llewelyn as a Mgmt For *
Director
2. Elect Mr. George Edward Pirie as a Mgmt For *
Director
3. Elect Mr. Ian Urquhart Noble as a Mgmt For *
Director
4. Re-elect Mr. Rick Wayne Crabb as a Mgmt For *
Director
5. Approve, pursuant to Section 200B(1) of Mgmt For *
the Corporations Act and Listing Rule
10.19 of the Listing Rules of Australian
Stock Exchange Limited, the termination
payment to Mr. John Borshoff, specified
in his employement contract dated 27 JUL
2005 with the Company and to making of
the termination payment by the Company
in accordance with the terms of Mr. John
Borshoff s employement contract as
specified
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve that the total pool of fees Mgmt For *
payable to the Directors be increased
from AUD 125,000 to AUD 400,000
7. Appoint Ernst and Young as the Auditor Mgmt For *
of the Company
8. Approve and ratify the Company, for the Mgmt For *
purpose of Listing Rule 7.4 of the
Listing Rules of Australian Stock
Exchange Limited, and for all other
purpose, the allotment and issue of
4,350,000 fully paid ordinary shares to
Balmain Resources Pty. Ltd. at an issue
price of AUD 1.235 per shares, as
specified
9. Adopt the remuneration report for the YE Mgmt For *
30 JUN 2005
Transact any other business Non-Voting No vote
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 127
UNASSIGNED
RIO TINTO PLC
SECURITY: G75754104 AGENDA NUMBER: 700895444
TICKER: MEETING TYPE: AGM
ISIN: GB0007188757 MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Grant authority to issue equity or Mgmt For *
equity linked securities with
pre-emptive rights up to an aggregate
nominal amount of GBP 34,860,000
S.2 Grant authority to issue equity or Mgmt For *
equity linked securities without
pre-emptive rights up to an aggregate
nominal amount of GBP 6,750,000
S.3 Grant authority to purchase 106,500,000 Mgmt For *
Rio Tinto Plc ordinary shares by the
Company or Rio Tinto Limited
S.4 Adopt new Articles of Association of Rio Mgmt Against *
Tinto PLC and amend to constitution of
Rio Tinto Limited
5. Elect Mr. Tom Albanese Mgmt For *
6. Elect Sir Rod Eddington Mgmt For *
7. Re-elect Sir David Clementi Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Mr. Leigh Clifford Mgmt For *
9. Re-elect Mr. Andrew Gould Mgmt Against *
10. Re-elect Mr. David Mayhew Mgmt For *
11. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors and authorize the Audit
Committee to set the Auditors
remuneration
12. Approve the remuneration report Mgmt For *
13. Receive the annual report and the Mgmt For *
financial statements for the YE 31 DEC
2005
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO DETAILED AGENDA. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 127
UNASSIGNED
ROYAL BANK OF SCOTLAND GROUP PLC
SECURITY: G76891111 AGENDA NUMBER: 700903467
TICKER: MEETING TYPE: AGM
ISIN: GB0007547838 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the report and the Mgmt For *
accounts
2. Approve the remuneration report Mgmt For *
3. Declare a final dividend on the ordinary Mgmt For *
shares
4. Re-elect Mr. R.A. Scott as a Director Mgmt For *
5. Re-elect Mr. P.D. Sutherland as a Mgmt For *
Director
6. Re-elect Mr. C.A.M. Buchan as a Director Mgmt For *
7. Elect Sir Tom McKilllop as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Elect Mrs J.C. Kong as a Director Mgmt For *
9. Elect Mr. G. R. Whittaker as a Director Mgmt For *
10. Elect Mr. J.A.N. Cameron as a Director Mgmt For *
11. Elect Mr. M.A. Fisher as a Director Mgmt For *
12. Elect Mr. W.M. Friedrich as a Director Mgmt For *
13. Re-appoint Deloitte and Touche LLP as Mgmt For *
the Auditors
14. Authorize the Audit Committee to fix the Mgmt For *
remuneration of the Auditors
15. Grant authority to issue equity or Mgmt For *
equity-linked securities with
pre-emptive rights up to aggregate
nominal amount of GBP 266,482,100
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.16 Grant authority to issue equity or Mgmt For *
equity-linked securities without
pre-emptive rights up to an aggregate
nominal amount of GBP 39,972,315
S.17 Authorise 319,778,520 ordinary shares Mgmt For *
for market purchase
18. Approve EU Political Donations up to GBP Mgmt For *
250,000 and incur EU Political
Expenditure up to GBP 250,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 127
UNASSIGNED
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN
SECURITY: N6817P109 AGENDA NUMBER: 700883994
TICKER: MEETING TYPE: AGM
ISIN: NL0000009538 MEETING DATE: 30-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote
ROYAL PHILIPS ELECTRONICS. PLEASE NOTE
THAT BLOCKING CONDITIONS MAY APPLY,
HOWEVER, DEPENDING ON THE SYSTEMS OF THE
CUSTODIAN BANK(S). IF APPLIED, BLOCKING
CONDITIONS WILL BE RELAXED AS THEY ARE
LIMITED TO THE PERIOD BETWEEN VOTE
DEADLINE DATE AND ONE DAY FOLLOWING
REGISTRATION DATE. FINALLY, VOTE
INSTRUCTIONS RECEIVED AFTER VOTE
DEADLINE DATE ARE CONSIDERED LATE. LATE
VOTES ARE PROCESSED ON A BEST EFFORT
BASIS. BLOCKING IF APPLICABLE IS APPLIED
TO LATE VOTES BEGINNING ON RECEIPT DATE
OF VOTE INSTRUCTIONS THROUGH THE DAY
FOLLOWING REGISTRATIONS DATE.
1. Speech President Non-Voting No vote
2.a Proposal to adopt the 2005 financial Mgmt No vote
statements
2.b Explanation of policy on additions to Non-Voting No vote
reserves and dividends
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.c Proposal to adopt a dividend of EUR 0.44 Mgmt No vote
per common share
2.d Proposal to discharge the members of the Mgmt No vote
Board of Management for their
responsibilities
2.e Proposal to discharge the members of the Mgmt No vote
Supervisory Board for their
responsibilities
3.a Proposal to appoint Mr T.W.H. van Mgmt No vote
Deursen as a member of the Board of
Management of the Company with effect
from April 1, 2006
3.b Proposal to appoint Mr F.A. van Houten Mgmt No vote
as a member of the Board of Management
of the Company with effect from April 1,
2006
3.c Proposal to appoint Mr J.A. Karvinen as Mgmt No vote
a member of the Board of Management of
the Company with effect from April 1,
2006
3.d Proposal to appoint Mr R.S. Provoost as Mgmt No vote
a member of the Board of Management of
the Company with effect from April 1,
2006
3.e Proposal to appoint Mr A. Ragnetti as a Mgmt No vote
member of the Board of Management of the
Company with effect from April 1, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.a Proposal to re-appoint Mr W. de Kleuver Mgmt No vote
as a member of the Supervisory Board of
the Company with effect from March 30,
2006
4.b Proposal to re-appoint Sir Richard Mgmt No vote
Greenbury as a member of the Supervisory
Board of the Company with effect from
March 30, 2006
5.a Proposal to amend the remuneration Mgmt No vote
policy for the Board of Management
5.b Proposal to amend the maximum percentage Mgmt No vote
of the annual LTIP pool-size to be
allocated to members of the Board of
Management
6.a Proposal to cancel shares held by the Mgmt No vote
Company
6.b Proposal to amend the Articles of Mgmt No vote
Association of the Company
7. Proposal to authorize the Board of Mgmt No vote
Management for a period of 18 months, as
of March 30, 2006, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or
grant rights to acquire shares within
the limits laid down in the Articles of
Association of the Company, as well as
to restrict or exclude the pre-emption
right accruing to shareholders. This
authorization will be limited to a
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
maximum of 10% of the number of issued
shares plus 10% of the issued capital in
connection with or on the occasion of
mergers and acquisitions
8. Proposal to authorize the Board of Mgmt No vote
Management for a period of 18 months, as
of March 30, 2006, within the limits of
the law and the Articles of Association,
to acquire for valuable consideration,
on the stock exchange or otherwise,
shares in the Company at a price
between, on the one hand, an amount
equal to the par value of the shares
and, on the other hand, an amount equal
to 110% of the market price of these
shares on the Official Segment of
Euronext Amsterdam N.V. s stock market
(Euronext Amsterdam); the market price
being the average of the highest price
on each of the five days of trading
prior to the date of acquisition, as
shown in the Official Price List of
Euronext Amsterdam
9. Any other business Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 127
UNASSIGNED
SAMSUNG ELECTRS LTD
SECURITY: Y74718100 AGENDA NUMBER: 700870517
TICKER: MEETING TYPE: AGM
ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as an
Outside Director
2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For *
at right Law Firm as an Outside Director
2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For *
business at Seoul National University as
an Outside Director
2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For *
Jang Law Firm as an Outside Director
2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
an Outside Director
2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For *
Chief Director at Samsung Electronics as
an Inside Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For *
at Samsung Electronics as an Inside
Director
2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For *
Samsung Electronics as an Inside
Director
2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For *
Samsung Electronics as an Inside
Director
2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as Members
of the Auditors Committee
2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
Members of the Auditors Committee
3. Approve the limit of remuneration for Mgmt For *
the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 127
UNASSIGNED
SANOFI-AVENTIS, PARIS
SECURITY: F5548N101 AGENDA NUMBER: 700931618
TICKER: MEETING TYPE: EGM
ISIN: FR0000120578 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
the Company s By-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners:
PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote
ON 19 MAY 2006 HAS BEEN POSTPONED DUE TO
LACK OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 31 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 18
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the report of the Board of Mgmt No vote
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the 2005 FY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.2 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors and
approve the consolidated financial
statements for the said FY
O.3 Approve the income for the FY be Mgmt No vote
appropriated as follows: income for the
FY: EUR 6,146,952,608.18 plus retained
earnings: EUR 1,205,678,019.78,
distributable income: EUR
7,352,630,627.96 allocated to: payment
of dividends: EUR 2,057,005,434.48,
retained earnings: EUR 5,295,625,193.48,
following a capital increase and a
capital reduction, the capital was
brought from EUR 2,802,613,138.00 on 31
DEC 2005, to EUR 2,708,476,850.00
divided in 1,354,238,425 fully paid-up
shares, whose 1,353,293,049 shares are
entitled to the existing dividend, and
945,376 shall bear an accruing dividend
as of 01 JAN 2006; the shareholders will
receive a net dividend of EUR 1.52 per
share, for each of the 1,353,293,049
shares, this dividend will be paid on 07
JUN 2006 as required by law
O.4 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Articles L.225-38 Et Seq. of the French
Commercial Code and approve said report
and the agreements referred to therein
O.5 Approve to renew the appointment of Mr. Mgmt No vote
Lord Douro as a Director for a 4-year
period
O.6 Appoint Mr. Gerard Le Fur as a Director Mgmt No vote
for a 4-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.7 Approve to renew the appointment of the Mgmt No vote
Company Ernst and Young Audit as the
Statutory Auditor for a 6-year period
O.8 Appoint the Company Auditex as the Mgmt No vote
Deputy Auditor for a 6-year period
O.9 Approve the award total annual fees of Mgmt No vote
EUR 1,200,000.00 to the Board of
Directors
O.10 Authorize the Board of Directors, in Mgmt No vote
supersession to all earlier delegations,
to trade in the Company s shares on the
stock market, subject to the conditions
described below: maximum purchase price:
EUR 100.00, maximum number of shares to
be acquired: 10% of the share capital,
i.e. 1,401,306,569 shares, maximum funds
invested in the share buybacks: EUR
14,013,065,700.00; Authority expires at
the end of 18 months; to take all
necessary measures and accomplish all
necessary formalities
E.11 Approve: to review the report of the Mgmt No vote
Board of Directors, the reports of Mr.
De Courcel, the Merger Auditors and the
Merger Agreement as per the private deed
dated 03 APR 2006; all the provisions of
this Merger Agreement, pursuant to which
Rhone Cooper contributes to
Sanofi-Aventis, all of its assets, with
the corresponding taking-over of all its
liabilities: the valuation of the assets
contributed amounting to EUR
460,949,630.75 and the liabilities at
EUR 3,857,602.25, i.e. net assets
contributed of EUR 457,092,028.50; the
consideration for the contributions
according to an exchange ratio of 10
Sanofi-Aventis shares against 1 Rhone
Cooper share; the unconditional
completion date of the Merger, in a
juridical point of view, fixed on 31 MAY
2006 and on 01 JAN 2006 in an accounting
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
and financial point of view; Rhone
Cooper shares held by Sanofi-Aventis
will not be exchanged; to increase the
capital in consideration for the
contribution in connection with the
Merger, by EUR 237,300.00 by the
creation of 118,650 new fully paid-up
shares of a par value of EUR 2.00 each,
carrying rights to the 2006 dividend and
to be distributed among the shareholders
of the acquired Company, according to an
exchange ratio of 10 Sanofi-Aventis
shares against 1 Rhone Cooper share; the
capital will thus increase from EUR
2,708,476,850.00 to EUR
2,708,714,150.00; these new shares
created by Sanofi-Aventis will be
assimilated in all respects to the other
shares comprising the share capital; the
difference between: the amount of the
net assets contributed by Rhone Cooper:
EUR 457,092,028.50; less the quota of
the net assets contributed by Rhone
Cooper corresponding to shares held by
Sanofi-Aventis: EUR 452,475,399.01; and
the amount of the share capital
increase: EUR 237,300.00 represents the
share premium of EUR 4,379,329.49 and
will be allocated to the Merger premium
account to which Sanofi-Aventis
existing and new shareholders will hold
rights; the difference between: the
quota of the net assets contributed by
Rhone Cooper corresponding to shares
held by Sanofi-Aventis: EUR
452,475,399.01; plus the dividend
received by Sanofi-Aventis as a result
of its holding in Rhone Cooper: EUR
3,567,944.70; and the accounting net
value of the Rhone Cooper shares held by
Sanofi-Aventis: EUR 461,177,959.12
represents the capital loss on
transferred shares of EUR 5,134,615.41
and will be allocated to Sanofi-Aventis
balance sheet assets as intangible
assets
E.12 Authorize the Board of Directors to Mgmt No vote
proceed with drawings upon the merger
premium
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.13 Acknowledge the unconditional completion Mgmt No vote
date of the merger will, in a juridical
point of view, be fixed on 31 MAY 2006
and on 01 JAN 2006 in an accounting and
financial point of view; the 118,650 new
fully paid-up shares of a par value of
EUR 2.00 each, created in consideration
for the merger by Sanofi- Aventis will
be distributed among the shareholders of
the acquired Company on 31 MAY 2006,
according to an exchange ratio of 10
Sanofi-Aventis shares against 1 Rhone
Cooper share
E.14 Amend, pursuant to the adoption of the Mgmt No vote
above resolutions, the Article 6 of the
Bylaws as follows: the share capital of
is set at EUR 2,708,714,150.00 and is
divided in to 1,354,357,075 shares of
par value of EUR 2.00 each of the same
class and fully paid in
E.15 Approve to modify the duration of the Mgmt No vote
term of office of the Chairman; amend
the Articles 12 and 16 of the Articles
of the Bylaws
E.16 Grant all powers to the bearer of a copy Mgmt No vote
or an extract of the minutes of this
meeting in order to accomplish all
formalities, filings and registration
prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 127
UNASSIGNED
SMITHS GROUP PLC
SECURITY: G82401103 AGENDA NUMBER: 700822782
TICKER: MEETING TYPE: AGM
ISIN: GB0008182700 MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve to accept the financial Mgmt For *
statements and statutory reports
2. Approve the remuneration report Mgmt For *
3. Approve the final dividend of 19.75 Mgmt For *
pence per ordinary share
4. Re-elect Mr. Robert O Leary as a Mgmt For *
Director
5. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company
6. Authorize the Board to fix the Mgmt For *
remuneration of the Auditors
7. Grant authority to issue equity or Mgmt For *
equity linked securities with
pre-emptive rights up to aggregate
nominal amount of GBP 47,010,371
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.8 Grant authority to issue equity or Mgmt For *
equity linked securities without
pre-emptive rights up to aggregate
nominal amount of GBP 7,051,555
S.9 Grant authority to make a market Mgmt For *
purchase of 56,412,445 ordinary shares
10. Amend the Smiths Industries 1982 SAYE Mgmt For *
Share Option Scheme
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 127
UNASSIGNED
SNC-LAVALIN GROUP INC.
SECURITY: 78460T105 AGENDA NUMBER: 932469996
TICKER: SNCAF MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.E. CLEGHORN Mgmt For For
2 D. GOLDMAN Mgmt For For
3 J. LAMARRE Mgmt For For
4 P.H. LESSARD Mgmt For For
5 E.A. MARCOUX Mgmt For For
6 L.R. MARSDEN Mgmt For For
7 C. MONGEAU Mgmt For For
8 G. MORGAN Mgmt For For
9 H.D. SEGAL Mgmt For For
10 L.N. STEVENSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.P. VETTIER Mgmt For For
02 APPOINTMENT OF AUDITORS. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 127
UNASSIGNED
SOCIETE DES PARTICIPATIONS DU COMMISSARIAT A L'ENERGIE ATOMIQUE - AREVA
SECURITY: F84742109 AGENDA NUMBER: 700910107
TICKER: MEETING TYPE: OGM
ISIN: FR0004275832 MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non- Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the annual and consolidated Mgmt No vote
financial statements balance sheet,
statements of income - appendix for the
FY closed on 31 DEC 2005 final discharge
with the Members of the Directory, Board
of Trustees and the Auditors
2. Approve the conventions governed by Mgmt No vote
Article L225-86 of the French Commercial
Code
3. Approve the allocation of the results Mgmt No vote
and the fixing of dividend
4. Approve to fix the attendance fees Mgmt No vote
5. Approve the appointment and renewal of Mgmt No vote
the Members of the Board of Trustees
6. Grant authority for the accomplishment Mgmt No vote
of formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 127
UNASSIGNED
TALISMAN ENERGY INC.
SECURITY: 87425E103 AGENDA NUMBER: 932459844
TICKER: TLM MEETING TYPE: Special
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DOUGLAS D. BALDWIN Mgmt For For
2 JAMES W. BUCKEE Mgmt For For
3 WILLIAM R.P. DALTON Mgmt For For
4 KEVIN S. DUNNE Mgmt For For
5 LAWRENCE G. TAPP Mgmt For For
6 STELLA M. THOMPSON Mgmt For For
7 ROBERT G. WELTY Mgmt For For
8 CHARLES R. WILLIAMSON Mgmt For For
9 CHARLES W. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
CHARTERED ACCOUNTANTS AS AUDITOR OF THE
COMPANY FOR THE ENSUING YEAR.
03 RESOLUTION TO AMEND THE ARTICLES TO Mgmt For For
EFFECT A THREE FOR ONE DIVISION OF
COMMON SHARES. PLEASE READ THE
RESOLUTION IN FULL IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 127
UNASSIGNED
TECK COMINCO LIMITED
SECURITY: 878742204 AGENDA NUMBER: 932457369
TICKER: TCKBF MEETING TYPE: Special
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ELECT AS DIRECTORS ALL NOMINEES NAMED Mgmt Abstain Against
IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS AND TO AUTHORIZE THE DIRECTORS
TO FIX THE AUDITORS REMUNERATION.
03 TO APPROVE THE AMENDMENT TO THE 2001
STOCK OPTION PLAN. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 127
UNASSIGNED
TOD'S SPA, SANT'ELPIDIO A MARE (AP)
SECURITY: T93619103 AGENDA NUMBER: 700912175
TICKER: MEETING TYPE: OGM
ISIN: IT0003007728 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE
A SECOND CALL ON 05 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Approve the balance sheet of 31 DEC Mgmt No vote
2005, the report of the Board of
Directors on the operations and report
of the Board of Statutory Auditors,
allocation of net profits; consequent
deliberations
2. Receive the yearly report regarding the Mgmt No vote
corporate governance, inherent and
consequent resolutions
3. Approve to renew the Board of Directors Mgmt No vote
for the years 2006/2008, decisions
regarding their remunerations inherent
and consequent resolutions
4. Appoint the auditing firm for the years Mgmt No vote
2006/2011; inherent and consequent
resolutions
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Grant authority to purchase and sell its Mgmt No vote
own shares pursuant to Article 2357 and
following of the Italian Civil Code and
of Article 132 of the Legislative decree
DD 24 FEB 1998 No. 58, prior revocation
of the resolution deliberated by the
meeting DD 27 APR 2005, even if not
used; inherent and consequent
resolutions
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 127
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 700905269
TICKER: MEETING TYPE: OGM
ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
292933, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. Approve the annual report, the Group and Mgmt No vote
the parent Company accounts for FY 2005
reports of the Group and the Statutory
Auditors
2. Approve the appropriation of the Mgmt No vote
retained earnings, dividend for FY 2005
3. Grant discharge to the Members of the Mgmt No vote
Board of Directors and the Group
Executive Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote
Member
4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote
Board Member
4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote
Board Member
4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote
4.3 Ratify Ernst & Young as the Auditors Mgmt No vote
4.4 Ratify BDO Visura as the Special Mgmt No vote
Auditors
5.1 Approve the cancellation of shares Mgmt No vote
repurchased under the 2005/2006 Share
Buyback Program
5.2 Approve the new Share Buy Back Program Mgmt No vote
for 2006/2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.3 Approve 1-time payout in the form of a Mgmt No vote
par value repayment
5.4 Approve the share split Mgmt No vote
5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote
4A of the Articles of Association
5.5.2 Approve the reduction of the threshold Mgmt No vote
value for agenda item requests Article
12 Paragraph 1 of the Articles of
Association
6. Approve to create conditional capital Mgmt No vote
and amend Article 4A Paragraph 2 of the
Articles of Association
PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote
YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF THE NAMES OF THE AUDITORS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 127
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700838608
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 16 DEC 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Appoint the Directors after having Mgmt No vote
determined how many they are to be for
the 3 year term 2006-2008; approve that
their term will end in combination with
the 2008 shareholders meeting call
2. Approve to determine the Board of Mgmt No vote
Directors and the Executive Committee s
salary for every future year in office
as per Article 26 of the Bylaw,
nevertheless for the internal Auditors
and their President as per the
Legislative Decree 231/01
3. Grant authority for the purchase and Mgmt No vote
sale of own shares as per Article
2357-Ter of the Italian Civil Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 127
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700917771
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote
APR 2006 HAS BEEN POSTPONED DUE TO LACK
OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 12 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 02
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the financial statements for the Mgmt No vote
YE 31 DEC 2005, accompanied by reports
by the Directors and the Independent
Auditors, report by the Board of
Statutory Auditors and the consolidated
financial statements and the social and
environmental report
O.2 Approve the allocation of net profit for Mgmt No vote
the year
O.3 Approve the Group Personnel long-term Mgmt No vote
Incentive Plan for 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.1 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 1
year starting from the date of
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to increase the
share capital, with the exclusion of
rights, as allowed by Section 2441.8 of
the Italian Civil Code, for a maximum
nominal amount of EUR 21,000,000 to
service the exercise of options to
subscribe to up to 42,000,000 ordinary
shares in Unicredito Italiano of par
value EUR 0.50 each, to reserve for the
executive personnel in the holding
Company and the Group s Bank and
Companies who hold positions of
particular importance for the purposes
of achieving the Group s overall
objectives, consequently amend the
Articles of Association
E.2 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 5
years starting from the date of the
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to carry out a bonus
capital increase, as allowed by the
Section 2349 of the Italian Civil Code,
for a maximum nominal amount of EUR
6,500,000 corresponding to up to
13,000,000 ordinary shares in Unicredito
Italiano of par value EUR 0.50 each, to
allocate to the executive personnel in
the holding Company and the Group s
Banks and Companies, who hold positions
of particular importance for the
purposes of achieving the Group s
overall objectives, consequently amend
the Articles of Association
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE AND REVISED
NUMBERING. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 127
UNASSIGNED
VEDANTA RESOURCES PLC, LONDON
SECURITY: G9328D100 AGENDA NUMBER: 700768700
TICKER: MEETING TYPE: AGM
ISIN: GB0033277061 MEETING DATE: 03-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the accounts of the Company and Mgmt No vote
the reports of the Directors and the
Auditors thereon for the YE 31 MAR 2005
2. Declare a final dividend of 11.55 US Mgmt No vote
cents per ordinary share in respect of
the YE 31 MAR 2005
3. Re-appoint Mr. Navin Agarwal as a Mgmt No vote
Director, who retires in accordance with
the Article 121
4. Re-appoint Mr. Aman Mehta as a Director, Mgmt No vote
who retires in accordance with the
Article 121
5. Re-appoint Mr. Euan Macdonald as a Mgmt No vote
Director, who retires in accordance with
the Article 121
6. Re-appoint Mr. K.K. Kaura as a Director, Mgmt No vote
who retires in accordance with the
Article 121
7. Re-appoint Mr. Shailendra Kumar Tamotia Mgmt No vote
as a Director, who retires in accordance
with the Article 121
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Mr. Peter Sydney-Smith as a Mgmt No vote
Director, who retires in accordance with
the Article 115
9. Re-appoint Mr. Naresh Chandra as a Mgmt No vote
Director, in accordance with the Article
122
10. Re-appoint Deloitte & Touche LLP as the Mgmt No vote
Auditors until the conclusion of the
next general meeting at which the
accounts are laid, and authorize the
Directors to set the Auditors
remuneration
11. Approve the remuneration report for the Mgmt No vote
YE 31 MAR 2005
S.12 Approve that the powers conferred on the Mgmt No vote
Directors by Article 59 of the Company s
Articles of Association be implemented
and authorize the Directors to make
market purchases of the Company s
ordinary shares in such manner and upon
such terms as the Directors may from
time to time determine, provided that:
(a) the Company does not purchase more
than 28,677,600 ordinary shares pursuant
to this authority; (b) the minimum price
which may be paid for an ordinary share
is 10 US cents being the nominal value
of an ordinary share exclusive of
associated expenses; and (c) the maximum
price which may be paid for an ordinary
share is an amount equal to 105% of the
average middle market quotations for an
ordinary share derived from the London
Stock Exchange Daily Official List for
the five business days immediately
preceding the day on which the ordinary
share is contracted to be purchases
exclusive of the associated expenses;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 15 months; and the Company
may make a contract to purchase ordinary
shares under
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
this authority before the expiry of this
authority which will or may not be
completed wholly or partly thereafter
and a purchase of the shares may be made
in pursuance of any such contract
S.13 Amend Article 217 of the Company s Mgmt No vote
Articles of Association by deleting it
and replacing it with the new one
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 127
UNASSIGNED
VEDANTA RESOURCES PLC, LONDON
SECURITY: G9328D100 AGENDA NUMBER: 700893452
TICKER: MEETING TYPE: EGM
ISIN: GB0033277061 MEETING DATE: 27-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Authorize the Directors to allot Mgmt For *
relevant securities up to an aggregate
nominal amount of USD 3,275,956 or an
aggregate of 32,759,560 ordinary shares
of USD 0.10 each; Authority expires at
the earlier of the conclusion of the AGM
of the Company in 2011 or 26 MAR 2011
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 127
UNASSIGNED
WOODSIDE PETROLEUM LTD
SECURITY: 980228100 AGENDA NUMBER: 700892501
TICKER: MEETING TYPE: AGM
ISIN: AU000000WPL2 MEETING DATE: 11-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the financial report of the Non-Voting No vote
Company and the reports of the Directors
and the Auditors for the YE 31 DEC 2005
2.a Re-elect Ms. Jillian Rosemary Broadbent Mgmt For *
as a Director
2.b Re-elect Mr. Erich Fraunschiel as a Mgmt For *
Director
2.c Re-elect Dr. Pierre Jean-Marie Henri Mgmt For *
Jungles as a Director
2.d Elect Dr. Ashton Trevor Calvert as a Mgmt For *
Director
2.e Elect Mr. David Ian McEvoy as a Director Mgmt For *
2.f Elect Mr. Michael Alfred Chaney as a Mgmt For *
Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.g Elect Mr. Russell Ronald Caplan as a Mgmt For *
Director
3. Adopt the remuneration report for the YE Mgmt For *
31 DEC 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 127
UNASSIGNED
WORLEYPARSONS LTD
SECURITY: Q9857K102 AGENDA NUMBER: 700828114
TICKER: MEETING TYPE: AGM
ISIN: AU000000WOR2 MEETING DATE: 25-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the financial report of the Non-Voting No vote
Company and the reports of the Directors
and of the Auditors for the FYE 30 JUN
2005
2.A Re-elect Mr. Ron McNeilly as a Director Mgmt Against *
of the Company, who retires in
accordance with Rule 8.1(e)(2) of the
Company s Constitution
2.B Re-elect Mr. David Housego as a Director Mgmt Against *
of the Company, who retires in
accordance with Rule 8.1(e)(2) of the
Company s Constitution
2.C Elect Mr. Eric Gwee as a Director of the Mgmt Against *
Company
3. Adopt the remuneration report as Mgmt For *
specified
4. Approve, under the Listing Rule 10.14, Mgmt For *
the grant of Performance Rights to the
Executive Directors of the Company
Messrs. John Grill, William Hall and
David Housego in respect of the 2005/6
FY, being not more than a total of
167,398 Performance Rights, in
accordance with the WorleyParsons
Limited Performance Rights Plan and on
the terms as specified
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Approve, for the purpose of Rule 8.4(a) Mgmt For *
of the Company s Constitution, for the
aggregate amount of remuneration that
may be paid in any FY to the Company s
Non Executive Directors to be increased
by AUD 325,000 from AUD 600,000 to AUD
925,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 127
UNASSIGNED
XSTRATA PLC, LONDON
SECURITY: G9826T102 AGENDA NUMBER: 700910626
TICKER: MEETING TYPE: EGM
ISIN: GB0031411001 MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the proposed acquisition on the Mgmt For *
terms and subject to the conditions of
the Acquisition Agreement and authorize
the Board of Directors of the Company to
take all such steps as it considers
necessary, expedient or desirable to
effect the Proposed Acquisition or
otherwise in connection with the
Proposed Acquisition and any matter
incidental to the Proposed Acquisition
and to waive, amend, vary, revise or
extend any of such terms and conditions
as it may consider to be appropriate
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 127
UNASSIGNED
XSTRATA PLC, LONDON
SECURITY: G9826T102 AGENDA NUMBER: 700935743
TICKER: MEETING TYPE: AGM
ISIN: GB0031411001 MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the annual report and Mgmt For *
financial statements of the Company and
the reports of the Directors and the
Auditors thereon for the YE 31 DEC 2005
2. Declare a final dividend of USD 0.25 Mgmt For *
cents per ordinary share in respect of
the YE 31 DEC 2005
3. Approve the Directors remuneration Mgmt For *
report as specified for the YE 31 DEC
2005
4. Re-elect Mr. Ivan Glasenberg as a Non- Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
5. Re-elect Mr. Robert MacDonnell as a Non- Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
6. Re-elect Dr. Frederik Roux as a Non- Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-elect Mr. Santiago Zaldumbide as a Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
8. Re-appoint Ernst & Young LLP as the Mgmt For *
Auditors of the Company to hold office
until the conclusion of the next general
meeting at which accounts are laid
before the Company and authorize the
Directors to determine the remuneration
of the Auditors
9. Authorize the Directors, in substitution Mgmt For *
for all existing authority, and pursuant
to Section 80 and by Article 14 of the
Company s Articles of Association, to
allot relevant securities Section 80 up
to an amount of USD 108,477,815
equivalent to 216,955,630 ordinary
shares of USD 0.50 each in the capital
of the Company; Authority expires at
the conclusion of the next AGM of the
Company or after the passing of this
resolution
S.10 Authorize the Directors, in substitution Mgmt For *
for all existing authority, pursuant to
Section 89 and by Article 15 of the
Company s Articles of Association, to
allot equity securities, disapplying the
statutory pre-emption rights Section
89(1), and the amount is USD 16,271,672
equivalent to 32,543,344 ordinary shares
of USD 0.50 each in the capital of the
Company; Authority expires the earlier
of the conclusion of the next AGM of the
Company or after the passing of this
resolution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 127
UNASSIGNED
XSTRATA PLC, LONDON
SECURITY: G9826T102 AGENDA NUMBER: 700993961
TICKER: MEETING TYPE: EGM
ISIN: GB0031411001 MEETING DATE: 30-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve, subject to Resolutions 2 and 3 Mgmt For *
being passed, the proposed acquisition
by a wholly- owned indirect subsidiary
of the Company, Xstrata Canada Inc. the
Offeror, of any and all of the issued,
to be issued and outstanding
Falconbridge Shares as specified, other
than any Falconbridge Shares owned
directly or indirectly by the Offeror or
its affiliates, on the terms and subject
to the conditions of the offer document
as specified, a copy of which is
produced to the meeting and for
identification purposes, initialed by
the Chairman of the meeting, or on the
terms and subject to the conditions of
any amended, extended, revised, renewed,
additional or other offer or offers for
shares and/or associated rights in the
capital of Falconbridge Limited approved
by the Board of Directors of the Company
the Board or any duly constituted
committee of the Board a Committee the
Offer, to make waivers, extensions and
amendments or variations to any of the
terms and conditions of the Offer and to
do all such things that it may consider
necessary or desirable to implement and
give effect to, or otherwise in
connection with, the Offer and any
matters incidental to the Offer,
including in respect of options granted
to employees of Falconbridge or its
subsidiaries
2. Approve to increase the share capital of Mgmt For *
the Company from USD 437,500,000.50 and
GBP 50,000 to USD 7,554,974,199.00 and
GBP 50,000 by the creation of an
additional 14,234,948,397 ordinary
shares of USD 0.50 each in the capital
of the Company having the rights and
privileges and being subject to the
restrictions contained in the Articles
of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 127
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Association of the Company and ranking
pari passu in all respects with the
existing ordinary shares of USD 0.50
each in the capital of the Company
3. Authorize the Directors of the Company, Mgmt For *
subject to Resolution 2 being passed, to
renew the authority to allot relevant
securities for a period expiring unless
previously renewed, varied or revoked on
the date which is the 5 anniversary of
the date on which this resolution is
passed and for that period the Section
80 amount shall be i) USD
7,000,000,000.00 equivalent to
14,000,000,000 ordinary shares of USD
0.50 each in the capital of the Company
in connection with 1 or more issues of
relevant securities under one or more
transactions to refinance in whole or in
part any amount outstanding under the
Equity Bridge Facility as specified and
ii) otherwise than in connection with 1
or more issues of relevant securities
under 1 or more transactions to
refinance in whole or in part the Equity
Bridge Facility as specified, USD
117,474,198.50 equivalent to 234,948,397
ordinary shares of USD 0.50 each in the
capital of the Company
S.4 Authorize the Directors of the Company, Mgmt For *
in place of all existing powers, to
allot equity securities as if Section
89(1) of the Companies Act 1985 did not
apply, for that period the Section 89
amount is USD 17,621,129.00 equivalent
to 35,242,258 ordinary shares of USD 0.50
each in the capital of the Company;
Authority expires at the next AGM of the
Company
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 127
UNASSIGNED
ZINIFEX LTD
SECURITY: Q9899H109 AGENDA NUMBER: 700823847
TICKER: MEETING TYPE: AGM
ISIN: AU000000ZFX1 MEETING DATE: 25-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the financial statements for the Non-Voting No vote
Company for the YE 30 JUN 2005, together
with the Directors report and the
Auditor s report as specified
2.A Re-elect Mr. Peter Mansell as a Director Mgmt For *
of the Company, who retires in
accordance with the Rule 46 of the
Company s Constitution
2.B Re-elect Mr. Dean Pritchard as a Mgmt For *
Director of the Company, who retires in
accordance with the Rule 46 of the
Company s Constitution
3. Adopt the remuneration report for the YE Mgmt For *
30 JUN 2005
4. Appoint KPMG as the Auditor of the Mgmt For *
Company with effect for the FY
commencing 01 JUL 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Item 1. Proxy Voting Record
Account Name: The Hartford Conservative Allocation Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
The Hartford Disciplined Equity Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 149
UNASSIGNED
3M COMPANY
SECURITY: 88579Y101 AGENDA NUMBER: 932463893
TICKER: MMM MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LINDA G. ALVARADO Mgmt For For
2 EDWARD M. LIDDY Mgmt For For
3 ROBERT S. MORRISON Mgmt For For
4 AULANA L. PETERS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO AUTHORIZE THE ANNUAL
ELECTION OF DIRECTORS
04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Mgmt Against For
COMPENSATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For
ANIMAL WELFARE POLICY
06 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For
BUSINESS OPERATIONS IN CHINA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 149
UNASSIGNED
ABBOTT LABORATORIES
SECURITY: 002824100 AGENDA NUMBER: 932464819
TICKER: ABT MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.S. AUSTIN Mgmt For For
2 W.M. DALEY Mgmt For For
3 W.J. FARRELL Mgmt For For
4 H.L. FULLER Mgmt For For
5 R.A. GONZALEZ Mgmt For For
6 J.M. GREENBERG Mgmt For For
7 D.A.L. OWEN Mgmt For For
8 B. POWELL JR. Mgmt For For
9 W.A. REYNOLDS Mgmt For For
10 R.S. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.D. SMITHBURG Mgmt For For
12 J.R. WALTER Mgmt For For
13 M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For
SUPERIOR-PERFORMANCE
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For
CHAIR AND CEO.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 149
UNASSIGNED
ACCENTURE LTD
SECURITY: G1150G111 AGENDA NUMBER: 932425021
TICKER: ACN MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: DINA DUBLON
1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: WILLIAM D. GREEN
02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2006 FISCAL
YEAR AND AUTHORIZATION OF THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 149
UNASSIGNED
ACE LIMITED
SECURITY: G0070K103 AGENDA NUMBER: 932501554
TICKER: ACE MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 MICHAEL G. ATIEH Mgmt For For
2 MARY A. CIRILLO Mgmt For For
3 BRUCE L. CROCKETT Mgmt For For
4 THOMAS J. NEFF Mgmt For For
5 GARY M. STUART Mgmt For For
B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
C RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 149
UNASSIGNED
AETNA INC.
SECURITY: 00817Y108 AGENDA NUMBER: 932451519
TICKER: AET MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BETSY Z. COHEN Mgmt For For
2 MOLLY J. COYE, M.D. Mgmt For For
3 BARBARA H. FRANKLIN Mgmt For For
4 JEFFREY E. GARTEN Mgmt For For
5 EARL G. GRAVES Mgmt For For
6 GERALD GREENWALD Mgmt For For
7 ELLEN M. HANCOCK Mgmt For For
8 MICHAEL H. JORDAN Mgmt For For
9 EDWARD J. LUDWIG Mgmt For For
10 JOSEPH P. NEWHOUSE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOHN W. ROWE, M.D. Mgmt For For
12 RONALD A. WILLIAMS Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF 2006 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
04 SHAREHOLDER PROPOSAL ON CUMULATIVE Shr Against For
VOTING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 149
UNASSIGNED
ALLTEL CORPORATION
SECURITY: 020039103 AGENDA NUMBER: 932450872
TICKER: AT MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. CROWN Mgmt For For
2 JOE T. FORD Mgmt For For
3 JOHN P. MCCONNELL Mgmt For For
4 JOSIE C. NATORI Mgmt For For
02 APPROVAL OF AMENDED AND RESTATED ALLTEL Mgmt For For
PERFORMANCE INCENTIVE COMPENSATION PLAN
03 APPROVAL OF AMENDED AND RESTATED ALLTEL Mgmt For For
LONG-TERM PERFORMANCE INCENTIVE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 149
UNASSIGNED
ALTRIA GROUP, INC.
SECURITY: 02209S103 AGENDA NUMBER: 932456228
TICKER: MO MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ELIZABETH E. BAILEY Mgmt For For
2 HAROLD BROWN Mgmt For For
3 MATHIS CABIALLAVETTA Mgmt For For
4 LOUIS C. CAMILLERI Mgmt For For
5 J. DUDLEY FISHBURN Mgmt For For
6 ROBERT E. R. HUNTLEY Mgmt For For
7 THOMAS W. JONES Mgmt For For
8 GEORGE MUNOZ Mgmt For For
9 LUCIO A. NOTO Mgmt For For
10 JOHN S. REED Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For
INDEPENDENT BOARD CHAIRMAN
04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For
COMMITMENT TO GLOBAL HUMAN RIGHTS
STANDARDS
05 STOCKHOLDER PROPOSAL 3 - SEEKING TO Shr Against For
ADDRESS HEALTH HAZARDS FOR AFRICAN
AMERICANS ASSOCIATED WITH SMOKING
MENTHOL CIGARETTES
06 STOCKHOLDER PROPOSAL 4 - SEEKING TO Shr Against For
EXTEND NEW YORK FIRE-SAFE PRODUCTS
GLOBALLY
07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For
ADOPTION OF ANIMAL WELFARE POLICY
08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For
SUPPORT FOR LAWS AT ALL LEVELS COMBATING
USE OF TOBACCO
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 STOCKHOLDER PROPOSAL 7 - SEEKING TO Shr Against For
FACILITATE MEDICAL EFFORTS TO DISSUADE
SECONDHAND SMOKE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 149
UNASSIGNED
AMGEN INC.
SECURITY: 031162100 AGENDA NUMBER: 932455872
TICKER: AMGN MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. FREDERICK W. GLUCK Mgmt For For
2 ADM. J. PAUL REASON Mgmt For For
3 DR. DONALD B. RICE Mgmt For For
4 MR. LEONARD D SCHAEFFER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2006.
3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For
GUIDELINES).
3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For
COMPENSATION).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against
RIGHTS PLANS).
3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For
POLICY).
3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against
ELECTIONS).
3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For
POLITICAL CONTRIBUTIONS).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 149
UNASSIGNED
AMYLIN PHARMACEUTICALS, INC.
SECURITY: 032346108 AGENDA NUMBER: 932497399
TICKER: AMLN MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVEN R. ALTMAN Mgmt For For
2 VAUGHN D. BRYSON Mgmt For For
3 JOSEPH C. COOK, JR. Mgmt For For
4 KARIN EASTHAM Mgmt For For
5 JAMES R. GAVIN III Mgmt For For
6 GINGER L. GRAHAM Mgmt For For
7 HOWARD E. GREENE, JR. Mgmt For For
8 JAY S. SKYLER Mgmt For For
9 JOSEPH P. SULLIVAN Mgmt For For
10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For
SHARES IN THE AGGREGATE NUMBER OF SHARES
OF OUR COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE
PLAN.
03 TO APPROVE AN INCREASE OF 500,000 SHARES Mgmt For For
IN THE AGGREGATE NUMBER OF SHARES OF OUR
COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER OUR 2001 EMPLOYEE STOCK PURCHASE
PLAN.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 149
UNASSIGNED
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY: 039483102 AGENDA NUMBER: 932399632
TICKER: ADM MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 G.A. ANDREAS Mgmt Withheld Against
2 A.L. BOECKMANN Mgmt For For
3 M.H. CARTER Mgmt Withheld Against
4 R.S. JOSLIN Mgmt Withheld Against
5 P.J. MOORE Mgmt For For
6 M.B. MULRONEY Mgmt Withheld Against
7 T.F. O'NEILL Mgmt Withheld Against
8 O.G. WEBB Mgmt Withheld Against
9 K.R. WESTBROOK Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 ADOPT STOCKHOLDER S PROPOSAL NO. 1 Shr Against For
(REPORT ON IMPACTS OF GENETICALLY
ENGINEERED FOOD.)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 149
UNASSIGNED
AT&T INC.
SECURITY: 00206R102 AGENDA NUMBER: 932448043
TICKER: T MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER III Mgmt For For
2 GILBERT F. AMELIO Mgmt For For
3 AUGUST A. BUSCH III Mgmt For For
4 MARTIN K. EBY, JR. Mgmt For For
5 JAMES A. HENDERSON Mgmt For For
6 CHARLES F. KNIGHT Mgmt For For
7 JON C. MADONNA Mgmt For For
8 LYNN M. MARTIN Mgmt For For
9 JOHN B. MCCOY Mgmt For For
10 MARY S. METZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 TONI REMBE Mgmt For For
12 S. DONLEY RITCHEY Mgmt For For
13 JOYCE M. ROCHE Mgmt For For
14 RANDALL L. STEPHENSON Mgmt For For
15 LAURA D'ANDREA TYSON Mgmt For For
16 PATRICIA P. UPTON Mgmt For For
17 EDWARD E. WHITACRE, JR. Mgmt For For
02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE 2006 INCENTIVE PLAN Mgmt For For
04 APPROVE AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION
05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL B Shr Against For
07 STOCKHOLDER PROPOSAL C Shr Against For
08 STOCKHOLDER PROPOSAL D Shr Against For
09 STOCKHOLDER PROPOSAL E Shr For Against
10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 149
UNASSIGNED
BANK OF AMERICA CORPORATION
SECURITY: 060505104 AGENDA NUMBER: 932453866
TICKER: BAC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM BARNET, III Mgmt For For
2 FRANK P. BRAMBLE, SR. Mgmt For For
3 JOHN T. COLLINS Mgmt For For
4 GARY L. COUNTRYMAN Mgmt For For
5 TOMMY R. FRANKS Mgmt For For
6 PAUL FULTON Mgmt For For
7 CHARLES K. GIFFORD Mgmt For For
8 W. STEVEN JONES Mgmt For For
9 KENNETH D. LEWIS Mgmt For For
10 MONICA C. LOZANO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WALTER E. MASSEY Mgmt For For
12 THOMAS J. MAY Mgmt For For
13 PATRICIA E. MITCHELL Mgmt For For
14 THOMAS M. RYAN Mgmt For For
15 O. TEMPLE SLOAN, JR. Mgmt For For
16 MEREDITH R. SPANGLER Mgmt For For
17 ROBERT L. TILLMAN Mgmt For For
18 JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For
ASSOCIATE STOCK PLAN.
04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against
DIRECTOR ELECTIONS
06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against
CHAIRMAN
07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 149
UNASSIGNED
CAPITAL ONE FINANCIAL CORPORATION
SECURITY: 14040H105 AGENDA NUMBER: 932458777
TICKER: COF MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD D. FAIRBANK Mgmt For For
2 E.R. CAMPBELL Mgmt For For
3 STANLEY WESTREICH Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE CORPORATION
FOR 2006.
03 APPROVAL AND ADOPTION OF THE AMENDED AND Mgmt For For
RESTATED CAPITAL ONE 2004 STOCK
INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 149
UNASSIGNED
CARDINAL HEALTH, INC.
SECURITY: 14149Y108 AGENDA NUMBER: 932399567
TICKER: CAH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. MICHAEL LOSH Mgmt For For
2 JOHN B. MCCOY Mgmt For For
3 MICHAEL D. O'HALLERAN Mgmt For For
4 JEAN G. SPAULDING, M.D. Mgmt For For
5 MATTHEW D. WALTER Mgmt For For
02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For
INC. 2005 LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For
COMPANY S RESTATED CODE OF REGULATIONS
TO PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 149
UNASSIGNED
CATERPILLAR INC.
SECURITY: 149123101 AGENDA NUMBER: 932517379
TICKER: CAT MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID R. GOODE Mgmt For For
2 JAMES W. OWENS Mgmt For For
3 CHARLES D. POWELL Mgmt For For
4 JOSHUA I. SMITH Mgmt For For
02 AMEND ARTICLES OF INCORPORATION Mgmt Against Against
03 APPROVE LONG-TERM INCENTIVE PLAN Mgmt Against Against
04 APPROVE SHORT-TERM INCENTIVE PLAN Mgmt For For
05 RATIFY AUDITORS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL - DECLASSIFY BOARD Mgmt For Against
07 STOCKHOLDER PROPOSAL - SEPARATE CEO & Mgmt For Against
CHAIR
08 STOCKHOLDER PROPOSAL - MAJORITY VOTE
STANDARD Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 149
UNASSIGNED
CENTEX CORPORATION
SECURITY: 152312104 AGENDA NUMBER: 932369184
TICKER: CTX MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BARBARA T. ALEXANDER* Mgmt For For
2 JUAN L. ELEK* Mgmt For For
3 TIMOTHY R. ELLER* Mgmt For For
4 JAMES J. POSTL* Mgmt For For
5 URSULA O. FAIRBAIRN** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 149
UNASSIGNED
CENTURYTEL, INC.
SECURITY: 156700106 AGENDA NUMBER: 932481726
TICKER: CTL MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FRED R. NICHOLS Mgmt For For
2 HARVEY P. PERRY Mgmt For For
3 JIM D. REPPOND Mgmt For For
4 JOSEPH R. ZIMMEL Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITOR FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 149
UNASSIGNED
CEPHALON, INC.
SECURITY: 156708109 AGENDA NUMBER: 932494646
TICKER: CEPH MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FRANK BALDINO, JR., PHD Mgmt For For
2 WILLIAM P. EGAN Mgmt For For
3 MARTYN D. GREENACRE Mgmt For For
4 VAUGHN M. KAILIAN Mgmt For For
5 CHARLES A. SANDERS, M.D Mgmt For For
6 GAIL R. WILENSKY, PH.D. Mgmt For For
7 DENNIS L. WINGER Mgmt For For
02 APPROVAL OF AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION INCREASING THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVAL OF AMENDMENT TO THE 2004 EQUITY Mgmt For For
COMPENSATION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 149
UNASSIGNED
CHESAPEAKE ENERGY CORPORATION
SECURITY: 165167107 AGENDA NUMBER: 932517646
TICKER: CHK MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD K. DAVIDSON Mgmt For For
2 BREENE M. KERR Mgmt For For
3 CHARLES T. MAXWELL Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
CHESAPEAKE ENERGY CORPORATION LONG TERM
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 149
UNASSIGNED
CHEVRON CORPORATION
SECURITY: 166764100 AGENDA NUMBER: 932454399
TICKER: CVX MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S.H. ARMACOST Mgmt For For
2 L.F. DEILY Mgmt For For
3 R.E. DENHAM Mgmt For For
4 R.J. EATON Mgmt For For
5 S. GINN Mgmt For For
6 F.G. JENIFER Mgmt For For
7 S. NUNN Mgmt For For
8 D.J. O'REILLY Mgmt For For
9 D.B. RICE Mgmt For For
10 P.J. ROBERTSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 C.R. SHOEMATE Mgmt For For
12 R.D. SUGAR Mgmt For For
13 C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AMEND COMPANY BY-LAWS TO INCLUDE Mgmt Against For
PROPONENT REIMBURSEMENT
04 REPORT ON OIL & GAS DRILLING IN Shr Against For
PROTECTED AREAS
05 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
06 ADOPT AN ANIMAL WELFARE POLICY Shr Against For
07 REPORT ON HUMAN RIGHTS Shr Against For
08 REPORT ON ECUADOR Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 149
UNASSIGNED
CISCO SYSTEMS, INC.
SECURITY: 17275R102 AGENDA NUMBER: 932399062
TICKER: CSCO MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 CAROL A. BARTZ Mgmt For For
2 M. MICHELE BURNS Mgmt For For
3 LARRY R. CARTER Mgmt For For
4 JOHN T. CHAMBERS Mgmt For For
5 DR. JOHN L. HENNESSY Mgmt For For
6 RICHARD M. KOVACEVICH Mgmt For For
7 RODERICK C. MCGEARY Mgmt For For
8 JAMES C. MORGAN Mgmt For For
9 JOHN P. MORGRIDGE Mgmt For For
10 STEVEN M. WEST Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JERRY YANG Mgmt For For
02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For
STOCK INCENTIVE PLAN.
T
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 29,
2006.
T
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
URGING THE BOARD OF DIRECTORS TO ADOPT A
POLICY THAT A SIGNIFICANT PORTION OF
FUTURE EQUITY COMPENSATION GRANTS TO
SENIOR EXECUTIVES SHALL BE SHARES OF
STOCK THAT REQUIRE THE ACHIEVEMENT OF
PERFORMANCE GOALS AS A PREREQUISITE TO
VESTING, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
T
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
REQUESTING THAT THE BOARD S COMPENSATION
COMMITTEE INITIATE A REVIEW OF CISCO S
EXECUTIVE COMPENSATION POLICIES AND TO
MAKE AVAILABLE, UPON REQUEST, A REPORT
OF THAT REVIEW BY JANUARY 1, 2006, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against
REQUESTING THE BOARD TO PREPARE A REPORT
TO SHAREHOLDERS DESCRIBING THE PROGRESS
TOWARD DEVELOPMENT AND IMPLEMENTATION OF
A COMPANY HUMAN RIGHTS POLICY AND THE
PLAN FOR IMPLEMENTATION WITH PARTNERS
AND RESELLERS BY MAY 31, 2006, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 149
UNASSIGNED
CITIGROUP INC.
SECURITY: 172967101 AGENDA NUMBER: 932447750
TICKER: C MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. MICHAEL ARMSTRONG Mgmt For For
2 ALAIN J.P. BELDA Mgmt For For
3 GEORGE DAVID Mgmt For For
4 KENNETH T. DERR Mgmt For For
5 JOHN M. DEUTCH Mgmt For For
6 R. HERNANDEZ RAMIREZ Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 KLAUS KLEINFELD Mgmt For For
9 ANDREW N. LIVERIS Mgmt For For
10 DUDLEY C. MECUM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MULCAHY Mgmt For For
12 RICHARD D. PARSONS Mgmt For For
13 CHARLES PRINCE Mgmt For For
14 JUDITH RODIN Mgmt For For
15 ROBERT E. RUBIN Mgmt For For
16 FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITIGROUP S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For
FUTURE NEW STOCK OPTION GRANTS AND NO
RENEWAL OR REPRICING OF CURRENT STOCK
OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON CHARITABLE CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
ADOPTION OF A POLICY REGARDING
PERFORMANCE-BASED EQUITY COMPENSATION
FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING Shr Against For
REIMBURSEMENT OF EXPENSES INCURRED BY A
STOCKHOLDER IN A CONTESTED ELECTION OF
DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
RECOUPMENT OF MANAGEMENT BONUSES IN THE
EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 149
UNASSIGNED
COMCAST CORPORATION
SECURITY: 20030N101 AGENDA NUMBER: 932467815
TICKER: CMCSA MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S. DECKER ANSTROM Mgmt For For
2 KENNETH J. BACON Mgmt For For
3 SHELDON M. BONOVITZ Mgmt For For
4 EDWARD D. BREEN Mgmt For For
5 JULIAN A. BRODSKY Mgmt For For
6 JOSEPH J. COLLINS Mgmt For For
7 J. MICHAEL COOK Mgmt For For
8 JEFFREY A. HONICKMAN Mgmt For For
9 BRIAN L. ROBERTS Mgmt For For
10 RALPH J. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DR. JUDITH RODIN Mgmt For For
12 MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
04 2002 RESTRICTED STOCK PLAN. Mgmt For For
05 2006 CASH BONUS PLAN. Mgmt For For
06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For
OPTIONS.
07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For
NOT BE AN EMPLOYEE.
08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 ADOPT A RECAPITALIZATION PLAN. Shr For Against
10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For
COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 149
UNASSIGNED
COMPUTER ASSOCIATES INTERNATIONAL, I
SECURITY: 204912109 AGENDA NUMBER: 932382473
TICKER: CA MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KENNETH D. CRON Mgmt For For
2 ALFONSE M. D'AMATO Mgmt For For
3 GARY J. FERNANDES Mgmt For For
4 ROBERT E. LA BLANC Mgmt For For
5 JAY W. LORSCH Mgmt For For
6 WILLIAM E. MCCRACKEN Mgmt For For
7 LEWIS S. RANIERI Mgmt For For
8 WALTER P. SCHUETZE Mgmt For For
9 JOHN A. SWAINSON Mgmt For For
10 LAURA S. UNGER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RON ZAMBONINI Mgmt For For
02 RATIFICATION OF THE COMPANY S CHANGE IN Mgmt For For
CONTROL SEVERANCE POLICY.
03 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2006.
04 APPROVAL OF AMENDMENTS TO THE COMPANY S Mgmt For For
2002 INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 149
UNASSIGNED
CONOCOPHILLIPS
SECURITY: 20825C104 AGENDA NUMBER: 932476383
TICKER: COP MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD L. ARMITAGE Mgmt For For
2 RICHARD H. AUCHINLECK Mgmt For For
3 HARALD J. NORVIK Mgmt For For
4 WILLIAM K. REILLY Mgmt For For
5 VICTORIA J. TSCHINKEL Mgmt For For
6 KATHRYN C. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006
03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 DIRECTOR ELECTION VOTE STANDARD Shr For Against
05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against
EXTRAORDINARY RETIREMENT BENEFITS FOR
SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For
COMMUNITIES
07 EQUITABLE COMPENSATION OF NON-EMPLOYEE Mgmt For Against
DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 149
UNASSIGNED
CORNING INCORPORATED
SECURITY: 219350105 AGENDA NUMBER: 932445768
TICKER: GLW MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES B. FLAWS Mgmt For For
2 JAMES R. HOUGHTON Mgmt For For
3 JAMES J. O'CONNOR Mgmt For For
4 DEBORAH D. RIEMAN Mgmt For For
5 PETER F. VOLANAKIS Mgmt For For
6 PADMASREE WARRIOR Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE 2002 Mgmt For For
WORLDWIDE EMPLOYEE SHARE PURCHASE PLAN.
03 APPROVAL OF THE ADOPTION OF THE 2006 Mgmt For For
VARIABLE COMPENSATION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For
EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
06 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against
ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 149
UNASSIGNED
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY: 222372104 AGENDA NUMBER: 932513965
TICKER: CFC MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHLEEN BROWN Mgmt For For
2 JEFFREY M. CUNNINGHAM Mgmt For For
3 MARTIN R. MELONE Mgmt For For
4 ROBERT T. PARRY Mgmt For For
02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For
2006 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, URGING OUR BOARD OF
DIRECTORS TO ADOPT A POLICY THAT OUR
STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO
ANNUALLY APPROVE THE REPORT OF OUR
COMPENSATION COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 149
UNASSIGNED
D.R. HORTON, INC.
SECURITY: 23331A109 AGENDA NUMBER: 932422556
TICKER: DHI MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DONALD R. HORTON Mgmt For For
2 BRADLEY S. ANDERSON Mgmt For For
3 MICHAEL R. BUCHANAN Mgmt For For
4 RICHARD I. GALLAND Mgmt For For
5 MICHAEL W. HEWATT Mgmt For For
6 DONALD J. TOMNITZ Mgmt For For
7 BILL W. WHEAT Mgmt For For
02 TO APPROVE THE 2006 STOCK INCENTIVE Mgmt For For
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE AN AMENDMENT TO OUR CHARTER Mgmt For For
INCREASING THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
04 TO APPROVE A SHAREHOLDER PROPOSAL Shr Against For
CONCERNING AN ENERGY EFFICIENCY
ASSESSMENT.
05 TO CONDUCT OTHER BUSINESS PROPERLY Mgmt Abstain Against
BROUGHT BEFORE THE MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 149
UNASSIGNED
DELL INC.
SECURITY: 24702R101 AGENDA NUMBER: 932362243
TICKER: DELL MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DONALD J. CARTY Mgmt For For
2 MICHAEL S. DELL Mgmt For For
3 WILLIAM H. GRAY, III Mgmt For For
4 JUDY C. LEWENT Mgmt For For
5 THOMAS W. LUCE, III Mgmt For For
6 KLAUS S. LUFT Mgmt For For
7 ALEX J. MANDL Mgmt For For
8 MICHAEL A. MILES Mgmt For For
9 SAMUEL A. NUNN, JR. Mgmt For For
10 KEVIN B. ROLLINS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
SH1 MAJORITY VOTING FOR DIRECTORS Shr For Against
SH2 EXPENSING STOCK OPTIONS Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 149
UNASSIGNED
DEVON ENERGY CORPORATION
SECURITY: 25179M103 AGENDA NUMBER: 932515743
TICKER: DVN MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT L. HOWARD Mgmt For For
2 MICHAEL M. KANOVSKY Mgmt For For
3 J. TODD MITCHELL Mgmt For For
4 J. LARRY NICHOLS Mgmt For For
02 RATIFY THE APPOINTMENT OF THE COMPANY S Mgmt For For
INDEPENDENT AUDITORS FOR 2006
03 ADOPTION OF THE AMENDMENT TO THE DEVON Mgmt For For
ENERGY CORPORATION 2005 LONG-TERM
INCENTIVE PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 149
UNASSIGNED
EVEREST RE GROUP, LTD.
SECURITY: G3223R108 AGENDA NUMBER: 932497351
TICKER: RE MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARTIN ABRAHAMS Mgmt For For
2 JOHN R. DUNNE Mgmt For For
3 JOHN A. WEBER Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2006 AND
AUTHORIZE THE BOARD OF DIRECTORS ACTING
BY THE AUDIT COMMITTEE OF THE BOARD TO
SET THE FEES FOR THE INDEPENDENT
AUDITORS.
03 TO APPROVE AN AMENDMENT TO THE EVEREST Mgmt For For
RE GROUP, LTD. 2002 STOCK INCENTIVE
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 149
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932358232
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF SHARE ISSUANCE Mgmt For For
02 DIRECTORS
1 E.A. BRENNAN Mgmt For For
2 B. DEMARS Mgmt For For
3 N.A. DIAZ Mgmt For For
4 J.W. ROWE Mgmt For For
5 R. RUBIN Mgmt For For
03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN
06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN FOR UNINCORPORATED
SUBSIDIARIES
07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For
MEETING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 149
UNASSIGNED
EXXON MOBIL CORPORATION
SECURITY: 30231G102 AGENDA NUMBER: 932485700
TICKER: XOM MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.J. BOSKIN Mgmt For For
2 W.W. GEORGE Mgmt For For
3 J.R. HOUGHTON Mgmt Withheld Against
4 W.R. HOWELL Mgmt Withheld Against
5 R.C. KING Mgmt Withheld Against
6 P.E. LIPPINCOTT Mgmt For For
7 H.A. MCKINNELL, JR. Mgmt For For
8 M.C. NELSON Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.S. SIMON Mgmt For For
12 R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 32)
03 CUMULATIVE VOTING (PAGE 34) Shr Against For
04 MAJORITY VOTE (PAGE 35) Shr For Against
05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For
07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For
10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For
45)
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For
12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For
13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For
15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 149
UNASSIGNED
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY: 313400301 AGENDA NUMBER: 932368637
TICKER: FRE MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BARBARA T. ALEXANDER Mgmt For For
2 GEOFFREY T. BOISI Mgmt For For
3 JOAN E. DONOGHUE Mgmt For For
4 MICHELLE ENGLER Mgmt For For
5 RICHARD KARL GOELTZ Mgmt For For
6 THOMAS S. JOHNSON Mgmt For For
7 WILLIAM M. LEWIS, JR. Mgmt For For
8 EUGENE M. MCQUADE Mgmt For For
9 SHAUN F. O'MALLEY Mgmt For For
10 RONALD F. POE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHEN A. ROSS Mgmt For For
12 RICHARD F. SYRON Mgmt For For
13 WILLIAM J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 149
UNASSIGNED
FIRST DATA CORPORATION
SECURITY: 319963104 AGENDA NUMBER: 932465431
TICKER: FDC MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DANIEL P. BURNHAM Mgmt For For
2 JACK M. GREENBERG Mgmt For For
3 COURTNEY F. JONES Mgmt For For
4 CHARLES T. RUSSELL Mgmt For For
02 THE RATIFICATION OF THE ELECTION OF Mgmt For For
DAVID A. COULTER AS A DIRECTOR.
03 THE RATIFICATION OF THE ELECTION OF Mgmt For For
HENRY C. DUQUES AS A DIRECTOR.
04 THE RATIFICATION OF THE ELECTION OF Mgmt For For
PETER B. ELLWOOD AS A DIRECTOR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 149
UNASSIGNED
FIRSTENERGY CORP.
SECURITY: 337932107 AGENDA NUMBER: 932474656
TICKER: FE MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANTHONY J. ALEXANDER Mgmt For For
2 DR. CAROL A. CARTWRIGHT Mgmt For For
3 WILLIAM T. COTTLE Mgmt For For
4 ROBERT B. HEISLER, JR. Mgmt For For
5 RUSSELL W. MAIER Mgmt For For
6 GEORGE M. SMART Mgmt For For
7 WES M. TAYLOR Mgmt For For
8 JESSE T. WILLIAMS, SR. Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 SHAREHOLDER PROPOSAL Shr For Against
04 SHAREHOLDER PROPOSAL Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 149
UNASSIGNED
FOREST LABORATORIES, INC.
SECURITY: 345838106 AGENDA NUMBER: 932372600
TICKER: FRX MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD SOLOMON Mgmt For For
2 WILLIAM J. CANDEE, III Mgmt For For
3 GEORGE S. COHAN Mgmt For For
4 DAN L. GOLDWASSER Mgmt For For
5 LESTER B. SALANS Mgmt For For
6 KENNETH E. GOODMAN Mgmt For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 149
UNASSIGNED
GENERAL DYNAMICS CORPORATION
SECURITY: 369550108 AGENDA NUMBER: 932471876
TICKER: GD MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 N.D. CHABRAJA Mgmt For For
2 J.S. CROWN Mgmt For For
3 W.P. FRICKS Mgmt For For
4 C.H. GOODMAN Mgmt For For
5 J.L. JOHNSON Mgmt For For
6 G.A. JOULWAN Mgmt For For
7 P.G. KAMINSKI Mgmt For For
8 J.M. KEANE Mgmt For For
9 D.J. LUCAS Mgmt For For
10 L.L. LYLES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 C.E. MUNDY, JR. Mgmt For For
12 R. WALMSLEY Mgmt For For
02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against
MAJORITY VOTE STANDARD FOR ELECTION OF
DIRECTORS
04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
AUTOMATIC DISQUALIFICATION OF DIRECTORS
WHO FAIL TO RECEIVE A MAJORITY OF
AFFIRMATIVE VOTES CAST
05 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against For
INDEPENDENT BOARD CHAIRMAN
06 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
CORPORATE POLITICAL CONTRIBUTIONS
07 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
SUSTAINABILITY REPORT
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 149
UNASSIGNED
GENERAL ELECTRIC COMPANY
SECURITY: 369604103 AGENDA NUMBER: 932446241
TICKER: GE MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 JAMES I. CASH, JR. Mgmt For For
2 SIR WILLIAM M. CASTELL Mgmt For For
3 ANN M. FUDGE Mgmt For For
4 CLAUDIO X. GONZALEZ Mgmt Withheld Against
5 JEFFREY R. IMMELT Mgmt For For
6 ANDREA JUNG Mgmt For For
7 ALAN G. LAFLEY Mgmt For For
8 ROBERT W. LANE Mgmt For For
9 RALPH S. LARSEN Mgmt For For
10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SAM NUNN Mgmt For For
12 ROGER S. PENSKE Mgmt For For
13 ROBERT J. SWIERINGA Mgmt For For
14 DOUGLAS A. WARNER III Mgmt For For
15 ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR
01 CUMULATIVE VOTING Shr Against For
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For
06 REPORT ON GLOBAL WARMING SCIENCE
Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 149
UNASSIGNED
GENZYME CORPORATION
SECURITY: 372917104 AGENDA NUMBER: 932491272
TICKER: GENZ MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DR. VICTOR DZAU Mgmt For For
2 SENATOR CONNIE MACK Mgmt For For
3 HENRI A. TERMEER Mgmt For For
02 A PROPOSAL TO AMEND THE 2004 EQUITY Mgmt For For
INCENTIVE PLAN TO PROVIDE FOR THE GRANT
OF RESTRICTED STOCK AND RESTRICTED STOCK
UNITS AND INCREASE THE NUMBER OF SHARES
OF COMMON STOCK COVERED BY THE PLAN BY
7,000,000 SHARES.
03 A PROPOSAL TO AMEND THE 1998 DIRECTOR Mgmt For For
STOCK OPTION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK COVERED BY THE
PLAN BY 300,000 SHARES.
04 THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
RESTATED ARTICLES OF ORGANIZATION TO
DECLASSIFY OUR BOARD SO THAT, BEGINNING
IN 2007, ALL DIRECTORS ARE ELECTED FOR
ONE-YEAR TERMS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 A PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
06 A SHAREHOLDER PROPOSAL THAT EXECUTIVE Shr For Against
SEVERANCE ARRANGEMENTS BE APPROVED BY
SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 149
UNASSIGNED
GILEAD SCIENCES, INC.
SECURITY: 375558103 AGENDA NUMBER: 932465493
TICKER: GILD MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PAUL BERG Mgmt For For
2 JOHN F. COGAN Mgmt For For
3 ETIENNE F. DAVIGNON Mgmt For For
4 JAMES M. DENNY Mgmt For For
5 JOHN W. MADIGAN Mgmt For For
6 JOHN C. MARTIN Mgmt For For
7 GORDON E. MOORE Mgmt For For
8 NICHOLAS G. MOORE Mgmt For For
9 GAYLE E. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
GILEAD FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 TO APPROVE AN AMENDMENT TO GILEAD S 2004 Mgmt For For
EQUITY INCENTIVE PLAN.
04 TO APPROVE GILEAD S CODE SECTION 162(M) Mgmt For For
BONUS PLAN AND CERTAIN PERFORMANCE-BASED
PROVISIONS THEREUNDER.
05 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES
OF GILEAD S COMMON STOCK FROM
700,000,000 TO 1,400,000,000 SHARES.
06 TO APPROVE A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING A REPORT ON THE HIV/AIDS,
TUBERCULOSIS AND MALARIA PANDEMIC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 149
UNASSIGNED
IMS HEALTH INCORPORATED
SECURITY: 449934108 AGENDA NUMBER: 932465974
TICKER: RX MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN P. IMLAY, JR. Mgmt For For
2 ROBERT J. KAMERSCHEN Mgmt For For
3 H. EUGENE LOCKHART Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 AMENDMENT AND RESTATEMENT OF THE 1998 Mgmt For For
IMS HEALTH INCORPORATED EMPLOYEES STOCK
INCENTIVE PLAN TO (I) INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE,
(II) PROVIDE THAT SHARES CAN BE USED FOR
ALL TYPES OF AWARDS, (III) EXTEND THE
TERMINATION DATE OF THE PLAN, AND (IV)
CONFORM THE PLAN TO NEW SECTION 409A OF
THE INTERNAL REVENUE CODE, AS FULLY
DESCRIBED IN THE STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO SHAREHOLDER RIGHTS PLANS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 149
UNASSIGNED
INCO LIMITED
SECURITY: 453258402 AGENDA NUMBER: 932451925
TICKER: N MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GLEN A. BARTON Mgmt For For
2 ANGUS A. BRUNEAU Mgmt Withheld Against
3 RONALD C. CAMBRE Mgmt For For
4 SCOTT M. HAND Mgmt For For
5 JANICE K. HENRY Mgmt For For
6 CHAVIVA M. HOSEK Mgmt For For
7 PETER C. JONES Mgmt For For
8 JOHN T. MAYBERRY Mgmt For For
9 FRANCIS MER Mgmt For For
10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROGER PHILLIPS Mgmt For For
12 RICHARD E. WAUGH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 149
UNASSIGNED
INGERSOLL-RAND COMPANY LIMITED
SECURITY: G4776G101 AGENDA NUMBER: 932509625
TICKER: IR MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T.E. MARTIN Mgmt For For
2 P. NACHTIGAL Mgmt For For
3 R.J. SWIFT Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZATION OF BOARD OF DIRECTORS TO
FIX THE AUDITORS REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 149
UNASSIGNED
INTERNATIONAL BUSINESS MACHINES CORP
SECURITY: 459200101 AGENDA NUMBER: 932448904
TICKER: IBM MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. BLACK Mgmt For For
2 K.I. CHENAULT Mgmt For For
3 J. DORMANN Mgmt For For
4 M.L. ESKEW Mgmt Withheld Against
5 S.A. JACKSON Mgmt For For
6 M. MAKIHARA Mgmt For For
7 L.A. NOTO Mgmt For For
8 J.W. OWENS Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 J.E. SPERO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 S. TAUREL Mgmt For For
12 C.M. VEST Mgmt For For
13 L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM. (PAGE 26)
03 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For
VOTING (PAGE 27)
04 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 27)
05 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against
COMPENSATION (PAGE 29)
06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
07 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For
(PAGE 30)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For
PRINCIPLES (PAGE 32)
09 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 33)
10 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING Mgmt Against For
FOR DIRECTORS (PAGE 34)
11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY
VOTE (PAGE 35) Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 149
UNASSIGNED
KIMBERLY-CLARK CORPORATION
SECURITY: 494368103 AGENDA NUMBER: 932446532
TICKER: KMB MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DENNIS R. BERESFORD Mgmt For For
2 ABELARDO E. BRU Mgmt For For
3 THOMAS J. FALK Mgmt For For
4 MAE C. JEMISON Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
CLASSIFIED BOARD
04 STOCKHOLDER PROPOSAL REGARDING ADOPTION Shr Against For
OF GLOBAL HUMAN RIGHTS STANDARDS BASED
ON INTERNATIONAL LABOR CONVENTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON SUSTAINABLE FORESTRY PRACTICES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 149
UNASSIGNED
LEHMAN BROTHERS HOLDINGS INC.
SECURITY: 524908100 AGENDA NUMBER: 932443435
TICKER: LEH MEETING TYPE: Annual
ISIN: MEETING DATE: 05-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS H. CRUIKSHANK Mgmt For For
2 ROLAND A. HERNANDEZ Mgmt For For
3 HENRY KAUFMAN Mgmt For For
4 JOHN D. MACOMBER Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE 2006 FISCAL YEAR BY THE
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS.
03 ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 600 MILLION TO 1.2
BILLION SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF ALL
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 149
UNASSIGNED
LOCKHEED MARTIN CORPORATION
SECURITY: 539830109 AGENDA NUMBER: 932459010
TICKER: LMT MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E.C."PETE"ALDRIDGE, JR. Mgmt For For
2 NOLAN D. ARCHIBALD Mgmt For For
3 MARCUS C. BENNETT Mgmt For For
4 JAMES O. ELLIS, JR. Mgmt For For
5 GWENDOLYN S. KING Mgmt For For
6 JAMES M. LOY Mgmt For For
7 DOUGLAS H. MCCORKINDALE Mgmt For For
8 EUGENE F. MURPHY Mgmt For For
9 JOSEPH W. RALSTON Mgmt For For
10 FRANK SAVAGE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES M. SCHNEIDER Mgmt For For
12 ANNE STEVENS Mgmt For For
13 ROBERT J. STEVENS Mgmt For For
14 JAMES R. UKROPINA Mgmt For For
15 DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For
PERFORMANCE GOALS WITHIN THE 2006
MANAGEMENT INCENTIVE COMPENSATION PLAN
04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For
AMENDMENT AND RESTATEMENT OF THE CHARTER
05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
ST. FRANCIS OF PHILADELPHIA AND OTHER
GROUPS
08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
MERCY AND OTHER GROUPS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 149
UNASSIGNED
MBIA INC.
SECURITY: 55262C100 AGENDA NUMBER: 932466231
TICKER: MBI MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOSEPH W. BROWN Mgmt For For
2 C. EDWARD CHAPLIN Mgmt For For
3 DAVID C. CLAPP Mgmt For For
4 GARY C. DUNTON Mgmt For For
5 CLAIRE L. GAUDIANI Mgmt For For
6 DANIEL P. KEARNEY Mgmt For For
7 LAURENCE H. MEYER Mgmt For For
8 DEBRA J. PERRY Mgmt For For
9 JOHN A. ROLLS Mgmt For For
10 JEFFERY W. YABUKI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 149
UNASSIGNED
MCKESSON CORPORATION
SECURITY: 58155Q103 AGENDA NUMBER: 932371280
TICKER: MCK MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARIE L. KNOWLES Mgmt For For
2 JANE E. SHAW Mgmt For For
3 RICHARD F. SYRON Mgmt For For
02 THE APPROVAL OF THE 2005 STOCK PLAN. Mgmt For For
03 THE APPROVAL OF THE 2005 MANAGEMENT Mgmt Against Against
INCENTIVE PLAN.
04 RATIFYING OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
05 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
CHAIRMANSHIP OF BOARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 149
UNASSIGNED
MICROSOFT CORPORATION
SECURITY: 594918104 AGENDA NUMBER: 932397981
TICKER: MSFT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. GATES III Mgmt For For
2 STEVEN A. BALLMER Mgmt For For
3 JAMES I. CASH JR. Mgmt For For
4 DINA DUBLON Mgmt For For
5 RAYMOND V. GILMARTIN Mgmt For For
6 A. MCLAUGHLIN KOROLOGOS Mgmt For For
7 DAVID F. MARQUARDT Mgmt For For
8 CHARLES H. NOSKI Mgmt For For
9 HELMUT PANKE Mgmt For For
10 JON A. SHIRLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 149
UNASSIGNED
MOTOROLA, INC.
SECURITY: 620076109 AGENDA NUMBER: 932451610
TICKER: MOT MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For
1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against
1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For
1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For
1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For
1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For
1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For
1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For
1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For
1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For
02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For
INCENTIVE PLAN OF 2006
03 SHAREHOLDER PROPOSAL RE: REDEEM Shr For Against
OR VOTE POISON PILL
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 149
UNASSIGNED
NEXTEL COMMUNICATIONS, INC.
SECURITY: 65332V103 AGENDA NUMBER: 932362394
TICKER: NXTL MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ADOPTION OF THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, AS AMENDED.
02 APPROVAL OF ANY MOTION TO ADJOURN Mgmt For For
THE ANNUAL MEETING.
03 DIRECTOR
1 TIMOTHY M. DONAHUE Mgmt For For
2 FRANK M DRENDEL Mgmt For For
3 WILLIAM E. KENNARD Mgmt For For
04 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS NEXTEL S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
05 APPROVAL OF THE NEXTEL COMMUNICATIONS, Mgmt For For
INC. AMENDED AND RESTATED
INCENTIVE EQUITY PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 149
UNASSIGNED
OFFICE DEPOT, INC.
SECURITY: 676220106 AGENDA NUMBER: 932495181
TICKER: ODP MEETING TYPE: Annual
ISIN: MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LEE A. AULT III Mgmt For For
2 NEIL R. AUSTRIAN Mgmt For For
3 DAVID W. BERNAUER Mgmt For For
4 ABELARDO E. BRU Mgmt For For
5 DAVID I. FUENTE Mgmt Withheld Against
6 BRENDA J. GAINES Mgmt For For
7 MYRA M. HART Mgmt For For
8 W. SCOTT HEDRICK Mgmt For For
9 MICHAEL J. MYERS Mgmt For For
10 STEVE ODLAND Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS.
03 TO CONSIDER A PROPOSAL FROM A Shr For Against
SHAREHOLDER RECOMMENDING THAT OUR BOARD
OF DIRECTORS INITIATE THE APPROPRIATE
PROCESS TO AMEND THE GOVERNANCE
DOCUMENTS (CERTIFICATE OF INCORPORATION
OR BYLAWS) OF THE COMPANY TO PROVIDE
THAT DIRECTOR NOMINEES SHALL BE ELECTED
BY THE AFFIRMATIVE VOTE OF THE MAJORITY
OF THE VOTES CAST AT AN ANNUAL MEETING
OF SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 149
UNASSIGNED
OMNICOM GROUP INC.
SECURITY: 681919106 AGENDA NUMBER: 932513838
TICKER: OMC MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN D. WREN Mgmt For For
2 BRUCE CRAWFORD Mgmt For For
3 ROBERT CHARLES CLARK Mgmt For For
4 LEONARD S. COLEMAN, JR. Mgmt For For
5 ERROL M. COOK Mgmt For For
6 SUSAN S. DENISON Mgmt For For
7 MICHAEL A. HENNING Mgmt For For
8 JOHN R. MURPHY Mgmt For For
9 JOHN R. PURCELL Mgmt For For
10 LINDA JOHNSON RICE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 149
UNASSIGNED
ORACLE CORPORATION
SECURITY 68389X105 AGENDA NUMBER: 932392501
TICKER: ORCL MEETING TYPE: Annual
ISIN: MEETING DATE: 10-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JEFFREY O. HENLEY Mgmt Withheld Against
2 LAWRENCE J. ELLISON Mgmt Withheld Against
3 DONALD L. LUCAS Mgmt For For
4 MICHAEL J. BOSKIN Mgmt Withheld Against
5 JACK F. KEMP Mgmt For For
6 JEFFREY S. BERG Mgmt Withheld Against
7 SAFRA A. CATZ Mgmt Withheld Against
8 HECTOR GARCIA-MOLINA Mgmt For For
9 JOSEPH A. GRUNDFEST Mgmt For For
10 H. RAYMOND BINGHAM Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 CHARLES E. PHILLIPS, JR Mgmt Withheld Against
02 PROPOSAL FOR THE APPROVAL OF THE Mgmt Against Against
ADOPTION OF THE FISCAL YEAR 2006
EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING MAY
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 149
UNASSIGNED
PARKER-HANNIFIN CORPORATION
SECURITY: 701094104 AGENDA NUMBER: 932396903
TICKER: PH MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM E. KASSLING Mgmt For For
2 PETER W. LIKINS Mgmt For For
3 JOSEPH M. SCAMINACE Mgmt For For
4 WOLFGANG R. SCHMITT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY06.
03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For
CORPORATION PERFORMANCE BONUS PLAN.
04 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against
ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 149
UNASSIGNED
PG&E CORPORATION
SECURITY: 69331C108 AGENDA NUMBER: 932446467
TICKER: PCG MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID R. ANDREWS Mgmt For For
2 LESLIE S. BILLER Mgmt For For
3 DAVID A. COULTER Mgmt For For
4 C. LEE COX Mgmt For For
5 PETER A. DARBEE Mgmt For For
6 MARYELLEN C. HERRINGER Mgmt For For
7 MARY S. METZ Mgmt For For
8 BARBARA L. RAMBO Mgmt For For
9 BARRY LAWSON WILLIAMS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
03 POISON PILL Shr For Against
04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 149
UNASSIGNED
PITNEY BOWES INC.
SECURITY: 724479100 AGENDA NUMBER: 932461750
TICKER: PBI MEETING TYPE: Annual
ISIN: MEETING DATE: 08-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANNE SUTHERLAND FUCHS Mgmt For For
2 JAMES H. KEYES Mgmt For For
3 DAVID L. SHEDLARZ Mgmt For For
4 DAVID B. SNOW, JR. Mgmt For For
02 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 APPROVAL OF AMENDED AND RESTATED Mgmt For For
KEY EMPLOYEES INCENTIVE PLAN.
04 APPROVAL OF THE PITNEY BOWES 1998 Mgmt For For
U.K. S.A.Y.E. STOCK OPTION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 149
UNASSIGNED
QUALCOMM, INCORPORATED
SECURITY: 747525103 AGENDA NUMBER: 932430488
TICKER: QCOM MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD C. ATKINSON Mgmt Withheld Against
2 DIANA LADY DOUGAN Mgmt Withheld Against
3 PETER M. SACERDOTE Mgmt Withheld Against
4 MARC I. STERN Mgmt Withheld Against
02 TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE THE
CLASSIFIED BOARD AND CUMULATIVE VOTING.
03 TO APPROVE THE COMBINATION OF THE Mgmt For For
COMPANY S EQUITY COMPENSATION PLANS AS
THE 2006 LONG-TERM INCENTIVE PLAN AND
AN INCREASE IN THE SHARE RESERVE BY
65,000,000 SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE COMPANY S FISCAL YEAR ENDING
SEPTEMBER 24, 2006.
05 TO APPROVE ANY ADJOURNMENTS OF Mgmt Against Against
THE MEETING TO ANOTHER TIME OR PLACE, IF
NECESSARY IN THE JUDGMENT OF THE PROXY
HOLDERS, FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IN FAVOR OF ANY OF
THE FOREGOING PROPOSALS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 149
UNASSIGNED
SCIENTIFIC-ATLANTA, INC.
SECURITY: 808655104 AGENDA NUMBER: 932400473
TICKER: SFA MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID W. DORMAN Mgmt For For
2 WILLIAM E. KASSLING Mgmt For For
3 MYLLE H. MANGUM Mgmt For For
02 RATIFICATION OF THE SELECTION BY Mgmt For For
THE AUDIT COMMITTEE OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2006.
03 RE-APPROVAL OF THE SENIOR OFFICER Mgmt For For
ANNUAL INCENTIVE PLAN, AS AMENDED.
04 APPROVAL AND ADOPTION OF THE 2005 Mgmt For For
EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 149
UNASSIGNED
SPRINT CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932364502
TICKER: FON MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF SPRINT SERIES 1
COMMON STOCK.
02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO CREATE THE CLASS OF
NON-VOTING COMMON STOCK AND CREATE THE
NINTH SERIES PREFERRED STOCK AND ADD A
PROVISION STATING THAT STOCKHOLDER
APPROVAL IS NOT REQUIRED FOR THE
ACQUISITION BY SPRINT NEXTEL OF
NON-VOTING COMMON STOCK OR THE NINTH
SERIES PREFERRED STOCK FROM A HOLDER OF
THAT STOCK.
03 ADOPTION OF THE SPRINT NEXTEL Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION.
04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For
COMMON STOCK, NON-VOTING COMMON STOCK
AND THE NINTH SERIES PREFERRED STOCK IN
THE MERGER.
05 POSSIBLE ADJOURNMENT OF THE Mgmt For For
SPRINT ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 DIRECTOR
1 GORDON M. BETHUNE Mgmt For For
2 DR. E. LINN DRAPER, JR. Mgmt For For
3 JAMES H. HANCE, JR. Mgmt For For
4 DEBORAH A. HENRETTA Mgmt For For
5 IRVINE O. HOCKADAY, JR. Mgmt For For
6 LINDA KOCH LORIMER Mgmt For For
7 GERALD L. STORCH Mgmt For For
8 WILLIAM H. SWANSON Mgmt For For
07 TO RATIFY APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF SPRINT FOR
2005.
08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against
EXECUTIVE RETIREMENT
BENEFITS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 149
UNASSIGNED
STATE STREET CORPORATION
SECURITY: 857477103 AGENDA NUMBER: 932448649
TICKER: STT MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T. ALBRIGHT Mgmt For For
2 K. BURNES Mgmt For For
3 N. DAREHSHORI Mgmt For For
4 A. GOLDSTEIN Mgmt For For
5 D. GRUBER Mgmt For For
6 L. HILL Mgmt For For
7 C. LAMANTIA Mgmt For For
8 R. LOGUE Mgmt For For
9 R. SERGEL Mgmt For For
10 R. SKATES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. SUMME Mgmt For For
12 D. WALSH Mgmt For For
13 R. WEISSMAN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 TO APPROVE THE 2006 EQUITY Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE THE MATERIAL TERMS OF Mgmt For For
THE 2006 RESTATED SENIOR EXECUTIVE
ANNUAL INCENTIVE PLAN.
05 TO VOTE ON A SHAREHOLDER Shr For Against
PROPOSAL TO REQUEST THE DIRECTORS TO
REDEEM THE OUTSTANDING RIGHTS UNDER THE
COMPANY S RIGHTS AGREEMENT, AND TO
REQUIRE SHAREHOLDER RATIFICATION OF ANY
FUTURE RIGHTS AGREEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 149
UNASSIGNED
SUNOCO, INC.
SECURITY: 86764P109 AGENDA NUMBER: 932452458
TICKER: SUN MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.J. DARNALL Mgmt For For
2 J.G. DROSDICK Mgmt For For
3 U.O. FAIRBAIRN Mgmt For For
4 T.P. GERRITY Mgmt For For
5 R.B. GRECO Mgmt For For
6 J.G. KAISER Mgmt For For
7 R.A. PEW Mgmt For For
8 G.J. RATCLIFFE Mgmt For For
9 J.W. ROWE Mgmt For For
10 J.K. WULFF Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF THE SUNOCO, INC. Mgmt For For
EXECUTIVE INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 149
UNASSIGNED
SUPERVALU INC.
SECURITY: 868536103 AGENDA NUMBER: 932517987
TICKER: SVU MEETING TYPE: Special
ISIN: MEETING DATE: 30-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ISSUE SUPERVALU COMMON STOCK Mgmt For For
IN CONNECTION WITH THE SUPERVALU MERGER
02 TO ADJOURN THE SUPERVALU SPECIAL Mgmt Against Against
MEETING INCLUDING, IF NECESSARY, TO
PERMIT FURTHER SOLICITATION OF PROXIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 149
UNASSIGNED
SUPERVALU INC.
SECURITY: 868536103 AGENDA NUMBER: 932546887
TICKER: SVU MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECTION OF DIRECTOR: IRWIN COHEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD E. Mgmt For For
DALY
1C ELECTION OF DIRECTOR: LAWRENCE A. Mgmt For For
DEL SANTO
1D ELECTION OF DIRECTOR: SUSAN E. Mgmt For For
ENGEL
1E ELECTION OF DIRECTOR: PHILIP L. Mgmt For For
FRANCIS
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 149
UNASSIGNED
THE GILLETTE COMPANY
SECURITY: 375766102 AGENDA NUMBER: 932362774
TICKER: G MEETING TYPE: Special
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 A PROPOSAL TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS
OF JANUARY 27, 2005, AMONG PROCTER &
GAMBLE, AQUARIUM ACQUISITION CORP., A
WHOLLY-OWNED SUBSIDIARY OF PROCTER &
GAMBLE, AND GILLETTE AND APPROVE THE
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 149
UNASSIGNED
THE GOLDMAN SACHS GROUP, INC.
SECURITY: 38141G104 AGENDA NUMBER: 932442267
TICKER: GS MEETING TYPE: Annual
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LLOYD C. BLANKFEIN Mgmt For For
2 LORD BROWNE OFMADINGLEY Mgmt For For
3 JOHN H. BRYAN Mgmt For For
4 CLAES DAHLBACK Mgmt For For
5 STEPHEN FRIEDMAN Mgmt For For
6 WILLIAM W. GEORGE Mgmt For For
7 JAMES A. JOHNSON Mgmt For For
8 LOIS D. JULIBER Mgmt For For
9 EDWARD M. LIDDY Mgmt For For
10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RUTH J. SIMMONS Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
GOLDMAN SACHS RESTRICTED PARTNER
COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR 2006 FISCAL
YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 149
UNASSIGNED
THE GOODYEAR TIRE & RUBBER COMPANY
SECURITY: 382550101 AGENDA NUMBER: 932444665
TICKER: GT MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES C. BOLAND* Mgmt For For
2 STEVEN A. MINTER* Mgmt For For
3 MICHAEL R. WESSEL* Mgmt For For
4 JOHN G. BREEN** Mgmt For For
5 WILLIAM J. HUDSON, JR** Mgmt For For
02 PROPOSAL TO AMEND GOODYEAR S Mgmt For For
CODE OF REGULATIONS TO PROVIDE FOR THE
ANNUAL ELECTION OF DIRECTORS.
03 PROPOSAL TO AMEND GOODYEAR S Mgmt For For
AMENDED ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS.
05 SHAREHOLDER PROPOSAL - RE: SIMPLE Mgmt For Against
MAJORITY VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 149
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932357191
TICKER: PG MEETING TYPE: Special
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 A PROPOSAL TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS
OF JANUARY 27, 2005, AMONG THE PROCTER &
GAMBLE COMPANY, AQUARIUM ACQUISITION
CORP., A WHOLLY-OWNED SUBSIDIARY OF
PROCTER & GAMBLE, AND THE GILLETTE
COMPANY, AND APPROVE THE ISSUANCE OF
PROCTER & GAMBLE COMMON STOCK IN THE
MERGER.
02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE ISSUANCE OF
PROCTER & GAMBLE COMMON STOCK IN THE
MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 149
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932387889
TICKER: PG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE L. BYRNES Mgmt For For
2 SCOTT D. COOK Mgmt For For
3 CHARLES R. LEE Mgmt For For
4 W. JAMES MCNERNEY, JR. Mgmt For For
5 ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 APPROVE AMENDMENT TO AMENDED Mgmt For For
ARTICLES OF INCORPORATION AND CODE OF
REGULATIONS TO ELIMINATE REFERENCES TO
THE EXECUTIVE COMMITTEE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For
REGULATIONS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For
WITH ANIMAL TESTING POLICY
06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For
COMPANY
07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 149
UNASSIGNED
THE ST. PAUL TRAVELERS COMPANIES, IN
SECURITY: 792860108 AGENDA NUMBER: 932455810
TICKER: STA MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. DASBURG Mgmt For For
2 LESLIE B. DISHAROON Mgmt For For
3 JANET M. DOLAN Mgmt For For
4 KENNETH M. DUBERSTEIN Mgmt For For
5 JAY S. FISHMAN Mgmt For For
6 LAWRENCE G. GRAEV Mgmt For For
7 THOMAS R. HODGSON Mgmt For For
8 ROBERT I. LIPP Mgmt For For
9 BLYTHE J. MCGARVIE Mgmt For For
10 GLEN D. NELSON, MD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS ST. PAUL TRAVELERS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against
VOTE REQUIRED TO ELECT DIRECTORS.
04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 149
UNASSIGNED
TIME WARNER INC.
SECURITY: 887317105 AGENDA NUMBER: 932481574
TICKER: TWX MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES L. BARKSDALE Mgmt For For
2 STEPHEN F. BOLLENBACH Mgmt For For
3 FRANK J. CAUFIELD Mgmt For For
4 ROBERT C. CLARK Mgmt For For
5 JESSICA P. EINHORN Mgmt For For
6 REUBEN MARK Mgmt For For
7 MICHAEL A. MILES Mgmt For For
8 KENNETH J. NOVACK Mgmt For For
9 RICHARD D. PARSONS Mgmt For For
10 FRANCIS T. VINCENT, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 APPROVAL OF TIME WARNER INC. 2006 STOCK Mgmt For For
INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTE.
05 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING CODE OF Shr Against For
VENDOR CONDUCT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 149
UNASSIGNED
UNITEDHEALTH GROUP INCORPORATED
SECURITY: 91324P102 AGENDA NUMBER: 932481447
TICKER: UNH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES A. JOHNSON Mgmt For For
2 DOUGLAS W. LEATHERDALE Mgmt For For
3 WILLIAM W. MCGUIRE, MD Mgmt For For
4 MARY O. MUNDINGER, PHD Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
03 SHAREHOLDER PROPOSAL CONCERNING DIRECTOR Shr For Against
ELECTION MAJORITY VOTE STANDARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 149
UNASSIGNED
UNIVISION COMMUNICATIONS INC.
SECURITY: 914906102 AGENDA NUMBER: 932459298
TICKER: UVN MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 A. JERROLD PERENCHIO Mgmt For For
2 ANTHONY CASSARA Mgmt Withheld Against
3 HAROLD GABA Mgmt For For
4 ALAN F. HORN Mgmt For For
5 MICHAEL O. JOHNSON Mgmt For For
6 JOHN G. PERENCHIO Mgmt Withheld Against
7 RAY RODRIGUEZ Mgmt Withheld Against
8 MCHENRY T. TICHENOR JR. Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 149
UNASSIGNED
UNOCAL CORPORATION
SECURITY: 915289102 AGENDA NUMBER: 932376280
TICKER: UCL MEETING TYPE: Special
ISIN: MEETING DATE: 10-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL AND ADOPTION OF THE AMENDED Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS
OF APRIL 4, 2005, AND AMENDED AS OF JULY
19, 2005, BY AND AMONG UNOCAL
CORPORATION, CHEVRON CORPORATION AND
BLUE MERGER SUB INC., A WHOLLY OWNED
SUBSIDIARY OF CHEVRON CORPORATION
02 APPROVAL OF ANY ADJOURNMENT OR Mgmt For For
POSTPONEMENT OF THE SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 149
UNASSIGNED
VALERO ENERGY CORPORATION
SECURITY: 91913Y100 AGENDA NUMBER: 932414244
TICKER: VLO MEETING TYPE: Special
ISIN: MEETING DATE: 01-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF AN AMENDMENT TO VALERO S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE TOTAL NUMBER OF SHARES OF
COMMON STOCK, PAR VALUE $0.01 PER SHARE,
THAT VALERO HAS THE AUTHORITY TO ISSUE
FROM 600,000,000 SHARES TO 1,200,000,000
SHARES.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 149
UNASSIGNED
VALERO ENERGY CORPORATION
SECURITY: 91913Y100 AGENDA NUMBER: 932460809
TICKER: VLO MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JERRY D. CHOATE Mgmt For For
2 WILLIAM R. KLESSE Mgmt For For
3 DONALD L. NICKLES Mgmt For For
4 SUSAN KAUFMAN PURCELL Mgmt For For
02 RATIFICATION OF KPMG LLP AS AUDITORS FOR Mgmt For For
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 149
UNASSIGNED
WASTE MANAGEMENT, INC.
SECURITY: 94106L109 AGENDA NUMBER: 932467207
TICKER: WMI MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PASTORA S.J. CAFFERTY Mgmt For For
2 FRANK M. CLARK, JR. Mgmt For For
3 THOMAS I. MORGAN Mgmt For For
4 JOHN C. POPE Mgmt For For
5 W. ROBERT REUM Mgmt For For
6 STEVEN G. ROTHMEIER Mgmt For For
7 DAVID P. STEINER Mgmt For For
8 THOMAS H. WEIDEMEYER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 PROPOSAL TO AMEND THE COMPANY S 1997 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN.
04 PROPOSAL RELATING TO ELECTION OF Shr For Against
DIRECTORS BY MAJORITY VOTE, IF PROPERLY
PRESENTED AT THE MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 149
UNASSIGNED
WEYERHAEUSER COMPANY
SECURITY: 962166104 AGENDA NUMBER: 932449665
TICKER: WY MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD F. HASKAYNE Mgmt For For
2 DONALD F. MAZANKOWSKI Mgmt For For
3 NICOLE W. PIASECKI Mgmt For For
02 SHAREHOLDER PROPOSAL ON DIRECTOR Mgmt For Against
ELECTION BY MAJORITY
03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Mgmt For Against
04 SHAREHOLDER PROPOSAL ON EXECUTIVE Mgmt Against For
COMPENSATION
05 SHAREHOLDER PROPOSAL ON FOREST Shr Against For
STEWARDSHIP COUNCIL (FSC) CERTIFICATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 SHAREHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
CHAIRMAN
07 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
APPOINTMENT OF AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 149
UNASSIGNED
WHIRLPOOL CORPORATION
SECURITY: 963320106 AGENDA NUMBER: 932458931
TICKER: WHR MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY T. DICAMILLO Mgmt For For
2 KATHLEEN J. HEMPEL Mgmt For For
3 ARNOLD G. LANGBO Mgmt For For
4 DAVID L. SWIFT Mgmt For For
5 MICHAEL A. TODMAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 149
UNASSIGNED
WYETH
SECURITY: 983024100 AGENDA NUMBER: 932450783
TICKER: WYE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R. ESSNER Mgmt For For
2 J.D. FEERICK Mgmt For For
3 F.D. FERGUSSON Mgmt For For
4 V.F. GANZI Mgmt For For
5 R. LANGER Mgmt For For
6 J.P. MASCOTTE Mgmt For For
7 M.L. POLAN Mgmt For For
8 G.L. ROGERS Mgmt For For
9 I.G. SEIDENBERG Mgmt For For
10 W.V. SHIPLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.R. TORELL III Mgmt For For
02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
INCENTIVE PLAN
04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For
CANADA
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For
07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against
08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For
09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 149
UNASSIGNED
YUM! BRANDS, INC.
SECURITY: 988498101 AGENDA NUMBER: 932469340
TICKER: YUM MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID W. DORMAN Mgmt For For
2 MASSIMO FERRAGAMO Mgmt For For
3 J. DAVID GRISSOM Mgmt For For
4 BONNIE G. HILL Mgmt For For
5 ROBERT HOLLAND, JR. Mgmt For For
6 KENNETH G. LANGONE Mgmt For For
7 JONATHAN S. LINEN Mgmt For For
8 THOMAS C. NELSON Mgmt For For
9 DAVID C. NOVAK Mgmt For For
10 THOMAS M. RYAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 149
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JACKIE TRUJILLO Mgmt For For
12 ROBERT J. ULRICH Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 16 OF PROXY)
03 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For
DIVERSITY REPORT (PAGE 17 OF PROXY)
04 SHAREHOLDER PROPOSAL RELATING TO THE Shr Against For
MACBRIDE PRINCIPLES (PAGE 20 OF PROXY)
05 SHAREHOLDER PROPOSAL RELATING TO FOOD Mgmt Against For
CONTAINING GENETICALLY ENGINEERED
INGREDIENTS (PAGE 22 OF PROXY)
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANIMAL WELFARE STANDARDS REPORT (PAGE 25
OF PROXY)
The Hartford Dividend and Growth Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 185
UNASSIGNED
ABBOTT LABORATORIES
SECURITY: 002824100 AGENDA NUMBER: 932464819
TICKER: ABT MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.S. AUSTIN Mgmt For For
2 W.M. DALEY Mgmt For For
3 W.J. FARRELL Mgmt For For
4 H.L. FULLER Mgmt For For
5 R.A. GONZALEZ Mgmt For For
6 J.M. GREENBERG Mgmt For For
7 D.A.L. OWEN Mgmt For For
8 B. POWELL JR. Mgmt For For
9 W.A. REYNOLDS Mgmt For For
10 R.S. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.D. SMITHBURG Mgmt For For
12 J.R. WALTER Mgmt For For
13 M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For
SUPERIOR-PERFORMANCE
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For
CHAIR AND CEO.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 185
UNASSIGNED
ACCENTURE LTD
SECURITY: G1150G111 AGENDA NUMBER: 932425021
TICKER: ACN MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: DINA DUBLON
1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: WILLIAM D. GREEN
02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2006 FISCAL
YEAR AND AUTHORIZATION OF THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 185
UNASSIGNED
ACE LIMITED
SECURITY: G0070K103 AGENDA NUMBER: 932501554
TICKER: ACE MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 MICHAEL G. ATIEH Mgmt For For
2 MARY A. CIRILLO Mgmt For For
3 BRUCE L. CROCKETT Mgmt For For
4 THOMAS J. NEFF Mgmt For For
5 GARY M. STUART Mgmt For For
B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
C RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 185
UNASSIGNED
ALCOA INC.
SECURITY: 013817101 AGENDA NUMBER: 932445085
TICKER: AA MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHRYN S. FULLER Mgmt For For
2 JUDITH M. GUERON Mgmt For For
3 ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For
AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 185
UNASSIGNED
ALTRIA GROUP, INC.
SECURITY: 02209S103 AGENDA NUMBER: 932456228
TICKER: MO MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ELIZABETH E. BAILEY Mgmt For For
2 HAROLD BROWN Mgmt For For
3 MATHIS CABIALLAVETTA Mgmt For For
4 LOUIS C. CAMILLERI Mgmt For For
5 J. DUDLEY FISHBURN Mgmt For For
6 ROBERT E. R. HUNTLEY Mgmt For For
7 THOMAS W. JONES Mgmt For For
8 GEORGE MUNOZ Mgmt For For
9 LUCIO A. NOTO Mgmt For For
10 JOHN S. REED Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For
INDEPENDENT BOARD CHAIRMAN
04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For
COMMITMENT TO GLOBAL HUMAN RIGHTS
STANDARDS
05 STOCKHOLDER PROPOSAL 3 - SEEKING TO Shr Against For
ADDRESS HEALTH HAZARDS FOR AFRICAN
AMERICANS ASSOCIATED WITH SMOKING
MENTHOL CIGARETTES
06 STOCKHOLDER PROPOSAL 4 - SEEKING TO Shr Against For
EXTEND NEW YORK FIRE-SAFE PRODUCTS
GLOBALLY
07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For
ADOPTION OF ANIMAL WELFARE POLICY
08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For
SUPPORT FOR LAWS AT ALL LEVELS COMBATING
USE OF TOBACCO
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 STOCKHOLDER PROPOSAL 7 - SEEKING TO Shr Against For
FACILITATE MEDICAL EFFORTS TO DISSUADE
SECONDHAND SMOKE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 185
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932375000
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. AIDINOFF Mgmt For For
2 P. CHIA Mgmt For For
3 M. COHEN Mgmt For For
4 W. COHEN Mgmt For For
5 M. FELDSTEIN Mgmt For For
6 E. FUTTER Mgmt For For
7 S. HAMMERMAN Mgmt For For
8 C. HILLS Mgmt For For
9 R. HOLBROOKE Mgmt For For
10 D. KANAK Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. MILES, JR. Mgmt For For
12 M. OFFIT Mgmt For For
13 M. SULLIVAN Mgmt For For
14 E. TSE Mgmt For For
15 F. ZARB Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 185
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932483857
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PEI-YUAN CHIA Mgmt For For
2 MARSHALL A. COHEN Mgmt For For
3 MARTIN S. FELDSTEIN Mgmt For For
4 ELLEN V. FUTTER Mgmt For For
5 STEPHEN L. HAMMERMAN Mgmt For For
6 RICHARD C. HOLBROOKE Mgmt For For
7 FRED H. LANGHAMMER Mgmt For For
8 GEORGE L. MILES, JR. Mgmt For For
9 MORRIS W. OFFIT Mgmt For For
10 JAMES F. ORR III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARTIN J. SULLIVAN Mgmt For For
12 MICHAEL H. SUTTON Mgmt For For
13 EDMUND S.W. TSE Mgmt For For
14 ROBERT B. WILLUMSTAD Mgmt For For
15 FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AIG S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 185
UNASSIGNED
ANADARKO PETROLEUM CORPORATION
SECURITY: 032511107 AGENDA NUMBER: 932463704
TICKER: APC MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT J. ALLISON, JR. Mgmt For For
2 JOHN W. PODUSKA, SR. Mgmt For For
02 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 185
UNASSIGNED
ASTRAZENECA PLC
SECURITY: 046353108 AGENDA NUMBER: 932484683
TICKER: AZN MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For
THE REPORTS OF THE DIRECTORS AND AUDITOR
FOR THE YEAR ENDED DECEMBER 31, 2005
02 TO CONFIRM DIVIDENDS Mgmt For
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For
AUDITOR
04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For
REMUNERATION OF THE AUDITOR
05 DIRECTOR
1 LOUIS SCHWEITZER Mgmt For
2 HAKAN MOGREN Mgmt For
3 DAVID R BRENNAN Mgmt For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4 JONATHAN SYMONDS Mgmt For
5 JOHN PATTERSON Mgmt For
6 SIR PETER BONFIELD Mgmt For
7 JOHN BUCHANAN Mgmt For
8 JANE HENNEY Mgmt Withheld
9 MICHELE HOOPER Mgmt For
10 JOE JIMENEZ Mgmt For
11 ERNA MOLLER Mgmt For
12 MARCUS WALLENBERG Mgmt For
13 DAME NANCY ROTHWELL Mgmt For
06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For
REPORT FOR THE YEAR ENDED DECEMBER 31,
2005
07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For
DONATIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For
UNISSUED SHARES
09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For
PRE-EMPTION RIGHTS
10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 185
UNASSIGNED
AT&T INC.
SECURITY: 00206R102 AGENDA NUMBER: 932448043
TICKER: T MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER III Mgmt For For
2 GILBERT F. AMELIO Mgmt For For
3 AUGUST A. BUSCH III Mgmt For For
4 MARTIN K. EBY, JR. Mgmt For For
5 JAMES A. HENDERSON Mgmt For For
6 CHARLES F. KNIGHT Mgmt For For
7 JON C. MADONNA Mgmt For For
8 LYNN M. MARTIN Mgmt For For
9 JOHN B. MCCOY Mgmt For For
10 MARY S. METZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 TONI REMBE Mgmt For For
12 S. DONLEY RITCHEY Mgmt For For
13 JOYCE M. ROCHE Mgmt For For
14 RANDALL L. STEPHENSON Mgmt For For
15 LAURA D'ANDREA TYSON Mgmt For For
16 PATRICIA P. UPTON Mgmt For For
17 EDWARD E. WHITACRE, JR. Mgmt For For
02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE 2006 INCENTIVE PLAN Mgmt For For
04 APPROVE AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION
05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL B Shr Against For
07 STOCKHOLDER PROPOSAL C Shr Against For
08 STOCKHOLDER PROPOSAL D Shr Against For
09 STOCKHOLDER PROPOSAL E Shr For Against
10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 185
UNASSIGNED
AVERY DENNISON CORPORATION
SECURITY: 053611109 AGENDA NUMBER: 932455771
TICKER: AVY MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN T. CARDIS Mgmt For For
2 DAVID E.I. PYOTT Mgmt For For
3 DEAN A. SCARBOROUGH Mgmt For For
4 JULIA A. STEWART Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR, WHICH ENDS ON
DECEMBER 30, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 185
UNASSIGNED
BANK OF AMERICA CORPORATION
SECURITY: 060505104 AGENDA NUMBER: 932453866
TICKER: BAC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM BARNET, III Mgmt For For
2 FRANK P. BRAMBLE, SR. Mgmt For For
3 JOHN T. COLLINS Mgmt For For
4 GARY L. COUNTRYMAN Mgmt For For
5 TOMMY R. FRANKS Mgmt For For
6 PAUL FULTON Mgmt For For
7 CHARLES K. GIFFORD Mgmt For For
8 W. STEVEN JONES Mgmt For For
9 KENNETH D. LEWIS Mgmt For For
10 MONICA C. LOZANO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WALTER E. MASSEY Mgmt For For
12 THOMAS J. MAY Mgmt For For
13 PATRICIA E. MITCHELL Mgmt For For
14 THOMAS M. RYAN Mgmt For For
15 O. TEMPLE SLOAN, JR. Mgmt For For
16 MEREDITH R. SPANGLER Mgmt For For
17 ROBERT L. TILLMAN Mgmt For For
18 JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Mgmt For For
03 ADOPT AN AMENDMENT TO THE 2003 KEY
ASSOCIATE STOCK PLAN.
Shr Against For
04 STOCKHOLDER PROPOSAL-POLITICAL
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against
DIRECTOR ELECTIONS
06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against
CHAIRMAN
07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 185
UNASSIGNED
BAXTER INTERNATIONAL INC.
SECURITY: 071813109 AGENDA NUMBER: 932455620
TICKER: BAX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WALTER E. BOOMER Mgmt For For
2 J.R. GAVIN III, MD PHD Mgmt For For
3 PETER S. HELLMAN Mgmt For For
4 K.J. STORM Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO AMEND ARTICLE SIXTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFIED STRUCTURE OF
THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND ARTICLE FIFTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
REDUCING THE MINIMUM AND MAXIMUM NUMBER
OF DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL RELATING TO THE REDEMPTION OF Shr For Against
THE SHAREHOLDER RIGHTS PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 185
UNASSIGNED
BELLSOUTH CORPORATION
SECURITY: 079860102 AGENDA NUMBER: 932450632
TICKER: BLS MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 F.D. ACKERMAN Mgmt For For
2 R.V. ANDERSON Mgmt For For
3 J.H. BLANCHARD Mgmt For For
4 J.H. BROWN Mgmt For For
5 A.M. CODINA Mgmt For For
6 M.L. FEIDLER Mgmt For For
7 K.F. FELDSTEIN Mgmt For For
8 J.P. KELLY Mgmt For For
9 L.F. MULLIN Mgmt For For
10 R.B. SMITH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.S. STAVROPOULOS Mgmt For For
02 RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr Against For
POLITICAL CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 185
UNASSIGNED
BOWATER INCORPORATED
SECURITY: 102183100 AGENDA NUMBER: 932487778
TICKER: BOW MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 TOGO D. WEST, JR. Mgmt For For
2 RICHARD B. EVANS Mgmt For For
3 BRUCE W. VAN SAUN Mgmt For For
4 DAVID J. PATERSON Mgmt For For
02 PROPOSAL TO APPROVE BOWATER S 2006 STOCK Mgmt For For
OPTION AND RESTRICTED STOCK PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2006
FISCAL YEAR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 185
UNASSIGNED
BP P.L.C.
SECURITY: 055622104 AGENDA NUMBER: 932448675
TICKER: BP MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT Mgmt For For
AND THE ACCOUNTS
02 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
03 DIRECTOR
1 DR D C ALLEN Mgmt For For
2 LORD BROWNE Mgmt For For
3 MR J H BRYAN Mgmt For For
4 MR A BURGMANS Mgmt Withheld Against
5 MR I C CONN Mgmt For For
6 MR E B DAVIS, JR Mgmt For For
7 MR D J FLINT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8 DR B E GROTE Mgmt For For
9 DR A B HAYWARD Mgmt For For
10 DR D S JULIUS Mgmt For For
11 SIR TOM MCKILLOP Mgmt For For
12 MR J A MANZONI Mgmt For For
13 DR W E MASSEY Mgmt For For
14 SIR IAN PROSSER Mgmt For For
15 MR M H WILSON Mgmt For For
16 MR P D SUTHERLAND Mgmt For For
04 TO RE-APPOINT ERNST & YOUNG LLP AS Mgmt Against Against
AUDITORS AND AUTHORIZE THE BOARD TO SET
THEIR REMUNERATION
05 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO GIVE AUTHORITY TO ALLOT SHARES UP TO Mgmt For For
A SPECIFIED AMOUNT
07 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For
ALLOT A LIMITED NUMBER OF SHARES FOR
CASH WITHOUT MAKING AN OFFER TO
SHAREHOLDERS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 185
UNASSIGNED
BRISTOL-MYERS SQUIBB COMPANY
SECURITY: 110122108 AGENDA NUMBER: 932457206
TICKER: BMY MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.E. ALLEN Mgmt For For
2 L.B. CAMPBELL Mgmt For For
3 V.D. COFFMAN Mgmt For For
4 J.M. CORNELIUS Mgmt For For
5 P.R. DOLAN Mgmt For For
6 L.J. FREEH Mgmt For For
7 L.H. GLIMCHER, M.D. Mgmt For For
8 L. JOHANSSON Mgmt For For
9 J.D. ROBINSON III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For
04 CUMULATIVE VOTING Shr Against For
05 RECOUPMENT Shr Against For
06 ANIMAL TREATMENT Shr Against For
07 TERM LIMITS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 185
UNASSIGNED
BUNGE LIMITED
SECURITY: G16962105 AGENDA NUMBER: 932495840
TICKER: BG MEETING TYPE: Annual
ISIN: MEETING DATE: 26-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECT CLASS II DIRECTOR: FRANCIS Mgmt For For
COPPINGER
1B ELECT CLASS II DIRECTOR: ALBERTO WEISSER Mgmt For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
BUNGE LIMITED S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2006
AND TO AUTHORIZE THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO DETERMINE THE
INDEPENDENT AUDITORS FEES.
03 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
BYE-LAWS OF BUNGE LIMITED AS SET FORTH
IN THE PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 185
UNASSIGNED
CHEVRON CORPORATION
SECURITY: 166764100 AGENDA NUMBER: 932454399
TICKER: CVX MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S.H. ARMACOST Mgmt For For
2 L.F. DEILY Mgmt For For
3 R.E. DENHAM Mgmt For For
4 R.J. EATON Mgmt For For
5 S. GINN Mgmt For For
6 F.G. JENIFER Mgmt For For
7 S. NUNN Mgmt For For
8 D.J. O'REILLY Mgmt For For
9 D.B. RICE Mgmt For For
10 P.J. ROBERTSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 C.R. SHOEMATE Mgmt For For
12 R.D. SUGAR Mgmt For For
13 C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AMEND COMPANY BY-LAWS TO INCLUDE Mgmt Against For
PROPONENT REIMBURSEMENT
04 REPORT ON OIL & GAS DRILLING IN Shr Against For
PROTECTED AREAS
05 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
06 ADOPT AN ANIMAL WELFARE POLICY Shr Against For
07 REPORT ON HUMAN RIGHTS Shr Against For
08 REPORT ON ECUADOR Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 185
UNASSIGNED
CITIGROUP INC.
SECURITY: 172967101 AGENDA NUMBER: 932447750
TICKER: C MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. MICHAEL ARMSTRONG Mgmt For For
2 ALAIN J.P. BELDA Mgmt For For
3 GEORGE DAVID Mgmt For For
4 KENNETH T. DERR Mgmt For For
5 JOHN M. DEUTCH Mgmt For For
6 R. HERNANDEZ RAMIREZ Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 KLAUS KLEINFELD Mgmt For For
9 ANDREW N. LIVERIS Mgmt For For
10 DUDLEY C. MECUM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MULCAHY Mgmt For For
12 RICHARD D. PARSONS Mgmt For For
13 CHARLES PRINCE Mgmt For For
14 JUDITH RODIN Mgmt For For
15 ROBERT E. RUBIN Mgmt For For
16 FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITIGROUP S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For
FUTURE NEW STOCK OPTION GRANTS AND NO
RENEWAL OR REPRICING OF CURRENT STOCK
OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON CHARITABLE CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
ADOPTION OF A POLICY REGARDING
PERFORMANCE-BASED EQUITY COMPENSATION
FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING Shr Against For
REIMBURSEMENT OF EXPENSES INCURRED BY A
STOCKHOLDER IN A CONTESTED ELECTION OF
DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
RECOUPMENT OF MANAGEMENT BONUSES IN THE
EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 185
UNASSIGNED
COMCAST CORPORATION
SECURITY: 20030N101 AGENDA NUMBER: 932467815
TICKER: CMCSA MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S. DECKER ANSTROM Mgmt For For
2 KENNETH J. BACON Mgmt For For
3 SHELDON M. BONOVITZ Mgmt For For
4 EDWARD D. BREEN Mgmt For For
5 JULIAN A. BRODSKY Mgmt For For
6 JOSEPH J. COLLINS Mgmt For For
7 J. MICHAEL COOK Mgmt For For
8 JEFFREY A. HONICKMAN Mgmt For For
9 BRIAN L. ROBERTS Mgmt For For
10 RALPH J. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DR. JUDITH RODIN Mgmt For For
12 MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
04 2002 RESTRICTED STOCK PLAN. Mgmt For For
05 2006 CASH BONUS PLAN. Mgmt For For
06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For
OPTIONS.
07 REQUIRE THAT THE CHAIRMAN OF THE Mgmt Against For
BOARD NOT BE AN EMPLOYEE.
08 LIMIT COMPENSATION FOR Shr Against For
MANAGEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 ADOPT A RECAPITALIZATION PLAN. Shr For Against
10 ESTABLISH A MAJORITY VOTE Shr Against For
SHAREHOLDER COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 185
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932377965
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I THE PROPOSAL TO AMEND THE Mgmt For For
COMPANY S BY-LAWS.
II THE REPLACEMENT OF A MEMBER OF A FISCAL Mgmt For For
COUNCIL, AND HIS RESPECTIVE SUBSTITUTE,
NOMINATED BY THE CONTROLLING
SHAREHOLDER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 185
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932458551
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I TO APPROVE THE TERMS, CONDITIONS AND Mgmt For For
REASONS (THE PROTOCOLO E JUSTIFICACAO)
FOR THE MERGER OF ALL THE SHARES OF THE
CAPITAL STOCK OF CAEMI - MINERACAO E
METALURGIA S.A. (CAEMI)) INTO THE ASSETS
OF CVRD IN ORDER TO CONVERT THE FORMER
INTO A WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, PURSUANT TO ARTICLE 252 OF THE
BRAZILIAN CORPORATE LAW.
II TO RATIFY THE APPOINTMENT OF THE EXPERTS Mgmt For For
WHO PREPARED THE VALUE APPRAISAL OF THE
PREFERRED SHARES ISSUED BY CAEMI TO BE
MERGED INTO CVRD ASSETS.
III TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For
PREPARED BY THE EXPERTS.
IV TO APPROVE THE MERGER OF ALL OF Mgmt For For
THE SHARES ISSUED BY CAEMI INTO THE
ASSETS OF THE CVRD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
V TO APPROVE CVRD CAPITAL INCREASE WITHIN Mgmt For For
THE ISSUANCE OF 64,151,361 PREFERRED
CLASS A SHARES, TO BE PAID-IN WITH THE
SHARES OF CAEMI TO BE MERGED INTO THE
COMPANY S ASSETS, AND THE CONSEQUENT
CHANGE OF THE CAPUT OF ARTICLE 5 OF THE
CVRD S BY-LAWS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 185
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932500956
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 APPRECIATION OF THE MANAGEMENTS REPORT Mgmt For For
AND ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005
O2 PROPOSAL FOR THE DESTINATION OF PROFITS Mgmt For For
OF THE SAID FISCAL YEAR AND APPROVAL OF
THE INVESTMENT BUDGET FOR THE COMPANY,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
O3 APPOINTMENT OF THE MEMBERS OF THE Mgmt For For
FISCAL COUNCIL
O4 ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt For For
SENIOR MANAGEMENT AND FISCAL COUNCIL
MEMBERS
E1 PROPOSAL FOR A FORWARD SPLIT, ALL AS Mgmt For For
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
E2 PROPOSAL TO MODIFY THE COMPANY S Mgmt For For
BY-LAWS, RELATED TO SECTION II AND
SUBSECTION IV OF CHAPTER IV, IN RELATION
TO THE ADVISORY COMMITTEES, IN THE
FOLLOWING TERMS: A) CHANGE OF THE
HEADING OF ARTICLE 15; B) AMENDMENT TO
ARTICLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16; C) ADD ITEM IV TO ARTICLE 21; AND D)
ALTERATION OF THE HEADING OF ARTICLE 25,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
E3 CONSOLIDATION OF THE AMENDMENTS TO CVRD Mgmt For For
S BY-LAWS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 185
UNASSIGNED
CONOCOPHILLIPS
SECURITY: 20825C104 AGENDA NUMBER: 932476383
TICKER: COP MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD L. ARMITAGE Mgmt For For
2 RICHARD H. AUCHINLECK Mgmt For For
3 HARALD J. NORVIK Mgmt For For
4 WILLIAM K. REILLY Mgmt For For
5 VICTORIA J. TSCHINKEL Mgmt For For
6 KATHRYN C. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006
03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 DIRECTOR ELECTION VOTE STANDARD Shr For Against
05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against
EXTRAORDINARY RETIREMENT BENEFITS FOR
SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For
COMMUNITIES
07 EQUITABLE COMPENSATION OF NON- Mgmt For Against
EMPLOYEE DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 185
UNASSIGNED
CSX CORPORATION
SECURITY: 126408103 AGENDA NUMBER: 932476345
TICKER: CSX MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E.E. BAILEY Mgmt For For
2 SEN. J.B. BREAUX Mgmt For For
3 E.J. KELLY, III Mgmt For For
4 R.D. KUNISCH Mgmt For For
5 S.J. MORCOTT Mgmt For For
6 D.M. RATCLIFFE Mgmt For For
7 W.C. RICHARDSON Mgmt For For
8 F.S. ROYAL, M.D. Mgmt For For
9 D.J. SHEPARD Mgmt For For
10 M.J. WARD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF ERNST & YOUNG AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2006
03 REAPPROVAL OF THE CSX OMNIBUS Mgmt For For
INCENTIVE PLAN
04 ELIMINATION OF SUPERMAJORITY VOTING Mgmt For For
REQUIREMENTS - MERGER OR SHARE EXCHANGE,
CERTAIN SALES OR DISPOSITIONS, AND
DISSOLUTION
05 ELIMINATION OF SUPERMAJORITY VOTING Mgmt For For
REQUIREMENTS - AFFILIATED TRANSACTIONS
06 SHAREHOLDER PROPOSAL REGARDING SEPARATE Mgmt Against For
CHAIRMAN AND CEO
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 185
UNASSIGNED
DEERE & COMPANY
SECURITY: 244199105 AGENDA NUMBER: 932425677
TICKER: DE MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CRANDALL C. BOWLES Mgmt For For
2 VANCE D. COFFMAN Mgmt For For
3 ARTHUR L. KELLY Mgmt For For
4 THOMAS H. PATRICK Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE JOHN Mgmt For For
DEERE OMNIBUS EQUITY AND INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 185
UNASSIGNED
DOMINION RESOURCES, INC.
SECURITY: 25746U109 AGENDA NUMBER: 932453032
TICKER: D MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER W. BROWN Mgmt For For
2 RONALD J. CALISE Mgmt For For
3 THOS. E. CAPPS Mgmt For For
4 GEORGE A. DAVIDSON, JR. Mgmt For For
5 THOMAS F. FARRELL, II Mgmt For For
6 JOHN W. HARRIS Mgmt For For
7 ROBERT S. JEPSON, JR. Mgmt For For
8 MARK J. KINGTON Mgmt For For
9 BENJAMIN J. LAMBERT III Mgmt For For
10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARGARET A. MCKENNA Mgmt For For
12 FRANK S. ROYAL Mgmt For For
13 S. DALLAS SIMMONS Mgmt For For
14 DAVID A. WOLLARD Mgmt For For
02 RATIFY THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR THE 2006
FINANCIAL STATEMENTS.
03 SHAREHOLDER PROPOSAL - MAJORITY Shr For Against
VOTE STANDARD
04 SHAREHOLDER PROPOSAL - Shr Against For
ENVIRONMENTAL REPORT
05 SHAREHOLDER PROPOSAL - Shr Against For
RETIREMENT BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 185
UNASSIGNED
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY: 263534109 AGENDA NUMBER: 932457612
TICKER: DD MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAIN J.P. BELDA Mgmt For For
2 RICHARD H. BROWN Mgmt For For
3 CURTIS J. CRAWFORD Mgmt For For
4 JOHN T. DILLON Mgmt For For
5 ELEUTHERE I. DU PONT Mgmt For For
6 CHARLES O. HOLLIDAY, JR Mgmt For For
7 LOIS D. JULIBER Mgmt For For
8 MASAHISA NAITOH Mgmt For For
9 SEAN O'KEEFE Mgmt For For
10 WILLIAM K. REILLY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 CHARLES M. VEST Mgmt For For
02 ON RATIFICATION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ON EXECUTIVE COMPENSATION Shr Against For
04 ON GENETICALLY MODIFIED FOOD Mgmt Against For
05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against
06 ON PFOA Shr Against For
07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 185
UNASSIGNED
ELI LILLY AND COMPANY
SECURITY: 532457108 AGENDA NUMBER: 932443803
TICKER: LLY MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.S. FELDSTEIN Mgmt For For
2 J.E. FYRWALD Mgmt For For
3 E.R. MARRAM Mgmt For For
4 S. TAUREL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR 2006.
03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For
THE COMPANY S ANIMAL CARE AND USE POLICY
TO CONTRACT LABS.
04 PROPOSAL BY SHAREHOLDERS ON Mgmt For Against
SEPARATING THE ROLES OF CHAIRMAN AND
CHIEF EXECUTIVE OFFICER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL BY SHAREHOLDERS ON Mgmt For Against
ANNUAL ELECTION OF EACH DIRECTOR.
06 PROPOSAL BY SHAREHOLDERS ON Shr For Against
ELECTION OF DIRECTORS BY MAJORITY VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 185
UNASSIGNED
EMC CORPORATION
SECURITY: 268648102 AGENDA NUMBER: 932451848
TICKER: EMC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GAIL DEEGAN Mgmt For For
2 OLLI-PEKKA KALLASVUO Mgmt For For
3 WINDLE B. PRIEM Mgmt For For
4 ALFRED M. ZEIEN Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against
RELATING TO ELECTION OF DIRECTORS BY
MAJORITY VOTE, AS DESCRIBED IN EMC S
PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO PAY-FOR- SUPERIOR-
PERFORMANCE, AS DESCRIBED IN EMC S PROXY
STATEMENT.
05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against
RELATING TO ANNUAL ELECTIONS OF
DIRECTORS, AS DESCRIBED IN EMC S PROXY
STATEMENT.
06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO EMC S AUDIT COMMITTEE, AS
DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 185
UNASSIGNED
EMERSON ELECTRIC CO.
SECURITY: 291011104 AGENDA NUMBER: 932425728
TICKER: EMR MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 A. A. BUSCH III Mgmt For For
2 A. F. GOLDEN Mgmt For For
3 V. R. LOUCKS, JR. Mgmt For For
4 J. B. MENZER Mgmt For For
02 APPROVAL OF THE EMERSON ELECTRIC Mgmt For For
CO. 2006 INCENTIVE SHARES PLAN.
03 RATIFICATION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
04 THE STOCKHOLDER PROPOSAL ON SEVERANCE Shr For Against
AGREEMENTS DESCRIBED IN THE PROXY
STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 185
UNASSIGNED
ENCANA CORPORATION
SECURITY: 292505104 AGENDA NUMBER: 932461243
TICKER: ECA MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL N. CHERNOFF Mgmt For For
2 RALPH S. CUNNINGHAM Mgmt For For
3 PATRICK D. DANIEL Mgmt For For
4 IAN W. DELANEY Mgmt For For
5 RANDALL K. ERESMAN Mgmt For For
6 MICHAEL A. GRANDIN Mgmt For For
7 BARRY W. HARRISON Mgmt For For
8 DALE A. LUCAS Mgmt For For
9 KEN F. MCCREADY Mgmt For For
10 GWYN MORGAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 VALERIE A.A. NIELSEN Mgmt For For
12 DAVID P. O'BRIEN Mgmt For For
13 JANE L. PEVERETT Mgmt For For
14 DENNIS A. SHARP Mgmt For For
15 JAMES M. STANFORD Mgmt For For
02 APPOINTMENT OF AUDITORS - Mgmt For For
PRICEWATERHOUSECOOPERS LLP AT A
REMUNERATION TO BE FIXED BY THE BOARD OF
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 185
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932358232
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF SHARE ISSUANCE Mgmt For For
02 DIRECTORS
1 E.A. BRENNAN Mgmt For For
2 B. DEMARS Mgmt For For
3 N.A. DIAZ Mgmt For For
4 J.W. ROWE Mgmt For For
5 R. RUBIN Mgmt For For
03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVAL OF 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN
06 APPROVAL OF EXELON EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN FOR UNINCORPORATED
SUBSIDIARIES
07 APPROVAL TO ADJOURN OR POSTPONE Mgmt For For
ANNUAL MEETING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 185
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932538361
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.W. D'ALESSIO Mgmt For For
2 R.B. GRECO Mgmt For For
3 J.M. PALMS Mgmt For For
4 J.W. ROGERS Mgmt For For
5 R.L. THOMAS Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For
03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For
SHAREHOLDER APPROVAL OF FUTURE SEVERANCE
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 185
UNASSIGNED
EXXON MOBIL CORPORATION
SECURITY: 30231G102 AGENDA NUMBER: 932485700
TICKER: XOM MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.J. BOSKIN Mgmt For For
2 W.W. GEORGE Mgmt For For
3 J.R. HOUGHTON Mgmt Withheld Against
4 W.R. HOWELL Mgmt Withheld Against
5 R.C. KING Mgmt Withheld Against
6 P.E. LIPPINCOTT Mgmt For For
7 H.A. MCKINNELL, JR. Mgmt For For
8 M.C. NELSON Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.S. SIMON Mgmt For For
12 R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 32)
03 CUMULATIVE VOTING (PAGE 34) Shr Against For
04 MAJORITY VOTE (PAGE 35) Shr For Against
05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For
07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For
10 EXECUTIVE COMPENSATION CRITERIA Mgmt Against For
(PAGE 45)
11 POLITICAL CONTRIBUTIONS REPORT Shr Against For
(PAGE 47)
12 CORPORATE SPONSORSHIPS REPORT Shr Against For
(PAGE 49)
13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For
15 COMMUNITY ENVIRONMENTAL IMPACT Shr Against For
(PAGE 53)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 185
UNASSIGNED
FAMILY DOLLAR STORES, INC.
SECURITY: 307000109 AGENDA NUMBER: 932421009
TICKER: FDO MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARK R. BERNSTEIN Mgmt No vote
2 SHARON ALLRED DECKER Mgmt No vote
3 EDWARD C. DOLBY Mgmt No vote
4 GLENN A. EISENBERG Mgmt No vote
5 HOWARD R. LEVINE Mgmt No vote
6 GEORGE R. MAHONEY, JR. Mgmt No vote
7 JAMES G. MARTIN Mgmt No vote
02 APPROVAL OF FAMILY DOLLAR STORES, INC. Mgmt No vote
2006 INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 185
UNASSIGNED
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY: 313400301 AGENDA NUMBER: 932368637
TICKER: FRE MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BARBARA T. ALEXANDER Mgmt For For
2 GEOFFREY T. BOISI Mgmt For For
3 JOAN E. DONOGHUE Mgmt For For
4 MICHELLE ENGLER Mgmt For For
5 RICHARD KARL GOELTZ Mgmt For For
6 THOMAS S. JOHNSON Mgmt For For
7 WILLIAM M. LEWIS, JR. Mgmt For For
8 EUGENE M. MCQUADE Mgmt For For
9 SHAUN F. O'MALLEY Mgmt For For
10 RONALD F. POE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHEN A. ROSS Mgmt For For
12 RICHARD F. SYRON Mgmt For For
13 WILLIAM J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 185
UNASSIGNED
FIRST DATA CORPORATION
SECURITY: 319963104 AGENDA NUMBER: 932465431
TICKER: FDC MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DANIEL P. BURNHAM Mgmt For For
2 JACK M. GREENBERG Mgmt For For
3 COURTNEY F. JONES Mgmt For For
4 CHARLES T. RUSSELL Mgmt For For
02 THE RATIFICATION OF THE ELECTION OF Mgmt For For
DAVID A. COULTER AS A DIRECTOR.
03 THE RATIFICATION OF THE ELECTION OF Mgmt For For
HENRY C. DUQUES AS A DIRECTOR.
04 THE RATIFICATION OF THE ELECTION OF Mgmt For For
PETER B. ELLWOOD AS A DIRECTOR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 185
UNASSIGNED
GENERAL DYNAMICS CORPORATION
SECURITY: 369550108 AGENDA NUMBER: 932471876
TICKER: GD MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 N.D. CHABRAJA Mgmt For For
2 J.S. CROWN Mgmt For For
3 W.P. FRICKS Mgmt For For
4 C.H. GOODMAN Mgmt For For
5 J.L. JOHNSON Mgmt For For
6 G.A. JOULWAN Mgmt For For
7 P.G. KAMINSKI Mgmt For For
8 J.M. KEANE Mgmt For For
9 D.J. LUCAS Mgmt For For
10 L.L. LYLES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 C.E. MUNDY, JR. Mgmt For For
12 R. WALMSLEY Mgmt For For
02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against
MAJORITY VOTE STANDARD FOR ELECTION OF
DIRECTORS
04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
AUTOMATIC DISQUALIFICATION OF DIRECTORS
WHO FAIL TO RECEIVE A MAJORITY OF
AFFIRMATIVE VOTES CAST
05 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against For
INDEPENDENT BOARD CHAIRMAN
06 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
CORPORATE POLITICAL CONTRIBUTIONS
07 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
SUSTAINABILITY REPORT
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 185
UNASSIGNED
GENERAL ELECTRIC COMPANY
SECURITY: 369604103 AGENDA NUMBER: 932446241
TICKER: GE MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 JAMES I. CASH, JR. Mgmt For For
2 SIR WILLIAM M. CASTELL Mgmt For For
3 ANN M. FUDGE Mgmt For For
4 CLAUDIO X. GONZALEZ Mgmt Withheld Against
5 JEFFREY R. IMMELT Mgmt For For
6 ANDREA JUNG Mgmt For For
7 ALAN G. LAFLEY Mgmt For For
8 ROBERT W. LANE Mgmt For For
9 RALPH S. LARSEN Mgmt For For
10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SAM NUNN Mgmt For For
12 ROGER S. PENSKE Mgmt For For
13 ROBERT J. SWIERINGA Mgmt For For
14 DOUGLAS A. WARNER III Mgmt For For
15 ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR
01 CUMULATIVE VOTING Shr Against For
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF Shr Against For
RETIREES
04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For
06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 185
UNASSIGNED
GENERAL MILLS, INC.
SECURITY: 370334104 AGENDA NUMBER: 932386623
TICKER: GIS MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PAUL DANOS Mgmt For For
2 WILLIAM T. ESREY Mgmt For For
3 RAYMOND V. GILMARTIN Mgmt For For
4 JUDITH RICHARDS HOPE Mgmt For For
5 HEIDI G. MILLER Mgmt For For
6 H. OCHOA-BRILLEMBOURG Mgmt For For
7 STEVE ODLAND Mgmt For For
8 MICHAEL D. ROSE Mgmt For For
9 ROBERT L. RYAN Mgmt For For
10 STEPHEN W. SANGER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. MICHAEL SPENCE Mgmt For For
12 DOROTHY A. TERRELL Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
GENERAL MILLS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADOPT THE 2005 STOCK COMPENSATION PLAN. Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING SALE OF Shr Against For
GENERAL MILLS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 185
UNASSIGNED
GENUINE PARTS COMPANY
SECURITY: 372460105 AGENDA NUMBER: 932445198
TICKER: GPC MEETING TYPE: Annual
ISIN: MEETING DATE: 17-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DR. MARY B. BULLOCK Mgmt For For
2 RICHARD W. COURTS, II Mgmt For For
3 JERRY W. NIX Mgmt For For
4 LARRY L. PRINCE Mgmt For For
5 GARY W. ROLLINS Mgmt For For
02 AMEND THE GENUINE PARTS COMPANY RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO PROVIDE FOR
ANNUAL ELECTION OF DIRECTORS.
03 ADOPT THE GENUINE PARTS COMPANY 2006 Mgmt For For
LONG-TERM INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 185
UNASSIGNED
HARRAH'S ENTERTAINMENT, INC.
SECURITY: 413619107 AGENDA NUMBER: 932458967
TICKER: HET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES L. ATWOOD Mgmt For For
2 R. BRAD MARTIN Mgmt For For
3 GARY G. MICHAEL Mgmt For For
02 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For
RESTATED 2004 EQUITY INCENTIVE AWARD
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR 2006 CALENDAR YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 185
UNASSIGNED
INTERNATIONAL BUSINESS MACHINES CORP
SECURITY: 459200101 AGENDA NUMBER: 932448904
TICKER: IBM MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. BLACK Mgmt For For
2 K.I. CHENAULT Mgmt For For
3 J. DORMANN Mgmt For For
4 M.L. ESKEW Mgmt Withheld Against
5 S.A. JACKSON Mgmt For For
6 M. MAKIHARA Mgmt For For
7 L.A. NOTO Mgmt For For
8 J.W. OWENS Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 J.E. SPERO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 S. TAUREL Mgmt For For
12 C.M. VEST Mgmt For For
13 L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM. (PAGE 26)
03 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For
VOTING (PAGE 27)
04 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 27)
05 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against
COMPENSATION (PAGE 29)
06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
07 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For
(PAGE 30)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For
PRINCIPLES (PAGE 32)
09 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 33)
10 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING Mgmt Against For
FOR DIRECTORS (PAGE 34)
11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY Mgmt For Against
VOTE (PAGE 35)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 185
UNASSIGNED
INTERNATIONAL PAPER COMPANY
SECURITY: 460146103 AGENDA NUMBER: 932474149
TICKER: IP MEETING TYPE: Annual
ISIN: MEETING DATE: 08-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN L. TOWNSEND, III* Mgmt For For
2 JOHN F. TURNER** Mgmt For For
3 ALBERTO WEISSER** Mgmt For For
4 JOHN V. FARACI*** Mgmt For For
5 DONALD F. MCHENRY*** Mgmt For For
6 WILLIAM G. WALTER*** Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
03 PROPOSAL RELATING TO MAJORITY VOTING FOR Shr For Against
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 PROPOSAL RELATING TO SUSTAINABLE Shr Against For
FORESTRY.
05 PROPOSAL RELATING TO ANNUAL ELECTION OF Mgmt For Against
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 185
UNASSIGNED
JPMORGAN CHASE & CO.
SECURITY: 46625H100 AGENDA NUMBER: 932470228
TICKER: JPM MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. BIGGS Mgmt For For
2 STEPHEN B. BURKE Mgmt For For
3 JAMES S. CROWN Mgmt For For
4 JAMES DIMON Mgmt For For
5 ELLEN V. FUTTER Mgmt For For
6 WILLIAM H. GRAY, III Mgmt For For
7 WILLIAM B. HARRISON, JR Mgmt For For
8 LABAN P. JACKSON, JR. Mgmt For For
9 JOHN W. KESSLER Mgmt For For
10 ROBERT I. LIPP Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RICHARD A. MANOOGIAN Mgmt For For
12 DAVID C. NOVAK Mgmt For For
13 LEE R. RAYMOND Mgmt For For
14 WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 STOCK OPTIONS Shr Against For
04 PERFORMANCE-BASED RESTRICTED STOCK Shr Against For
05 SEPARATE CHAIRMAN Mgmt For Against
06 SEXUAL ORIENTATION Shr Against For
07 SPECIAL SHAREHOLDER MEETINGS Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 LOBBYING PRIORITIES REPORT Shr Against For
09 POLITICAL CONTRIBUTIONS REPORT Shr Against For
10 POISON PILL Shr Against For
11 CUMULATIVE VOTING Shr Against For
12 BONUS RECOUPMENT Shr Against For
13 OVERCOMMITTED DIRECTORS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 185
UNASSIGNED
KIMBERLY-CLARK CORPORATION
SECURITY: 494368103 AGENDA NUMBER: 932446532
TICKER: KMB MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DENNIS R. BERESFORD Mgmt For For
2 ABELARDO E. BRU Mgmt For For
3 THOMAS J. FALK Mgmt For For
4 MAE C. JEMISON Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
CLASSIFIED BOARD
04 STOCKHOLDER PROPOSAL REGARDING ADOPTION Shr Against For
OF GLOBAL HUMAN RIGHTS STANDARDS BASED
ON INTERNATIONAL LABOR CONVENTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON SUSTAINABLE FORESTRY PRACTICES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 185
UNASSIGNED
LIMITED BRANDS, INC.
SECURITY: 532716107 AGENDA NUMBER: 932487691
TICKER: LTD MEETING TYPE: Annual
ISIN: MEETING DATE: 22-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E. GORDON GEE Mgmt For For
2 JAMES L. HESKETT Mgmt For For
3 ALLAN R. TESSLER Mgmt For For
4 ABIGAIL S. WEXNER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 185
UNASSIGNED
LOCKHEED MARTIN CORPORATION
SECURITY: 539830109 AGENDA NUMBER: 932459010
TICKER: LMT MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E.C."PETE"ALDRIDGE, JR. Mgmt For For
2 NOLAN D. ARCHIBALD Mgmt For For
3 MARCUS C. BENNETT Mgmt For For
4 JAMES O. ELLIS, JR. Mgmt For For
5 GWENDOLYN S. KING Mgmt For For
6 JAMES M. LOY Mgmt For For
7 DOUGLAS H. MCCORKINDALE Mgmt For For
8 EUGENE F. MURPHY Mgmt For For
9 JOSEPH W. RALSTON Mgmt For For
10 FRANK SAVAGE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES M. SCHNEIDER Mgmt For For
12 ANNE STEVENS Mgmt For For
13 ROBERT J. STEVENS Mgmt For For
14 JAMES R. UKROPINA Mgmt For For
15 DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For
PERFORMANCE GOALS WITHIN THE 2006
MANAGEMENT INCENTIVE COMPENSATION PLAN
04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For
AMENDMENT AND RESTATEMENT OF THE CHARTER
05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
ST. FRANCIS OF PHILADELPHIA AND OTHER
GROUPS
08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
MERCY AND OTHER GROUPS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 185
UNASSIGNED
MARSH & MCLENNAN COMPANIES, INC.
SECURITY: 571748102 AGENDA NUMBER: 932471321
TICKER: MMC MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LESLIE M. BAKER, JR. Mgmt For For
2 GWENDOLYN S. KING Mgmt For For
3 MARC D. OKEN Mgmt For For
4 DAVID A. OLSEN Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
VOTING STANDARD
04 STOCKHOLDER PROPOSAL: POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 185
UNASSIGNED
MBIA INC.
SECURITY: 55262C100 AGENDA NUMBER: 932466231
TICKER: MBI MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOSEPH W. BROWN Mgmt For For
2 C. EDWARD CHAPLIN Mgmt For For
3 DAVID C. CLAPP Mgmt For For
4 GARY C. DUNTON Mgmt For For
5 CLAIRE L. GAUDIANI Mgmt For For
6 DANIEL P. KEARNEY Mgmt For For
7 LAURENCE H. MEYER Mgmt For For
8 DEBRA J. PERRY Mgmt For For
9 JOHN A. ROLLS Mgmt For For
10 JEFFERY W. YABUKI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 185
UNASSIGNED
MBNA CORPORATION
SECURITY: 55262L100 AGENDA NUMBER: 932399757
TICKER: KRB MEETING TYPE: Special
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For
AMERICA CORPORATION
02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 185
UNASSIGNED
MCDONALD'S CORPORATION
SECURITY: 580135101 AGENDA NUMBER: 932476446
TICKER: MCD MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT A. ECKERT Mgmt For For
2 ENRIQUE HERNANDEZ, JR. Mgmt For For
3 JEANNE P. JACKSON Mgmt For For
4 RICHARD H. LENNY Mgmt For For
5 ANDREW J. MCKENNA Mgmt For For
6 SHEILA A. PENROSE Mgmt For For
02 APPROVAL OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF A SHAREHOLDER PROPOSAL Shr Against For
RELATING TO SHAREHOLDER APPROVAL OF
FUTURE SEVERANCE AGREEMENTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO LABELING OF GENETICALLY
ENGINEERED PRODUCTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 185
UNASSIGNED
MERRILL LYNCH & CO., INC.
SECURITY: 590188108 AGENDA NUMBER: 932447279
TICKER: MER MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALBERTO CRIBIORE Mgmt For For
2 AULANA L. PETERS Mgmt For For
3 CHARLES O. ROSSOTTI Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
03 INSTITUTE CUMULATIVE VOTING Shr For Against
04 SUBMIT DIRECTOR COMPENSATION TO Shr Against For
SHAREHOLDERS FOR ANNUAL APPROVAL
05 SUBMIT MANAGEMENT DEVELOPMENT AND Shr For Against
COMPENSATION COMMITTEE REPORT TO
SHAREHOLDERS FOR ANNUAL APPROVAL
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 185
UNASSIGNED
METLIFE, INC.
SECURITY: 59156R108 AGENDA NUMBER: 932454058
TICKER: MET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. ROBERT HENRIKSON Mgmt For For
2 JOHN M. KEANE Mgmt For For
3 HUGH B. PRICE Mgmt For For
4 KENTON J. SICCHITANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 185
UNASSIGNED
MICROSOFT CORPORATION
SECURITY: 594918104 AGENDA NUMBER: 932397981
TICKER: MSFT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. GATES III Mgmt For For
2 STEVEN A. BALLMER Mgmt For For
3 JAMES I. CASH JR. Mgmt For For
4 DINA DUBLON Mgmt For For
5 RAYMOND V. GILMARTIN Mgmt For For
6 A. MCLAUGHLIN KOROLOGOS Mgmt For For
7 DAVID F. MARQUARDT Mgmt For For
8 CHARLES H. NOSKI Mgmt For For
9 HELMUT PANKE Mgmt For For
10 JON A. SHIRLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 185
UNASSIGNED
MOTOROLA, INC.
SECURITY: 620076109 AGENDA NUMBER: 932451610
TICKER: MOT MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For
1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against
1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For
1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For
1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For
1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For
1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For
1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For
1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For
1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For
02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For
INCENTIVE PLAN OF 2006
03 SHAREHOLDER PROPOSAL RE: REDEEM OR VOTE Shr For Against
POISON PILL
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 185
UNASSIGNED
NESTLE S.A.
SECURITY: 641069406 AGENDA NUMBER: 932446190
TICKER: NSRGY MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE 2005 ANNUAL REPORT, OF Mgmt For For
THE ACCOUNTS OF NESTLE S.A. AND OF THE
CONSOLIDATED ACCOUNTS OF THE NESTLE
GROUP.
02 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT.
03 APPROVAL OF THE APPROPRIATION OF PROFIT Mgmt For For
RESULTING FROM THE BALANCE SHEET OF
NESTLE S.A., AS SET FORTH IN THE
INVITATION.
04 CAPITAL REDUCTION AND CONSEQUENT Mgmt For For
AMENDMENT OF ARTICLE 5 OF THE ARTICLES
OF ASSOCIATION, AS SET FORTH IN THE
INVITATION.
5A RE-ELECTION OF MR. JEAN-PIERRE MEYERS TO Mgmt For For
THE BOARD OF DIRECTORS. (FOR THE TERM
STATED IN THE ARTICLES OF ASSOCIATION)
5B RE-ELECTION OF MR. ANDRE KUDELSKI TO THE Mgmt For For
BOARD OF DIRECTORS. (FOR THE TERM STATED
IN THE ARTICLES OF ASSOCIATION)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5C ELECTION OF MRS. NAINA LAL KIDWAI TO THE Mgmt For For
BOARD OF DIRECTORS. (FOR THE TERM STATED
IN THE ARTICLES OF ASSOCIATION)
5D ELECTION OF MR. JEAN-RENE FOURTOU TO THE Mgmt For For
BOARD OF DIRECTORS. (FOR THE TERM STATED
IN THE ARTICLES OF ASSOCIATION)
5E ELECTION OF MR. STEVEN GEORGE HOCH TO Mgmt For For
THE BOARD OF DIRECTORS. (FOR THE TERM
STATED IN THE ARTICLES OF ASSOCIATION)
06 MANDATE BY SHAREHOLDERS TO BOARD OF Mgmt For For
DIRECTORS TO REVISE ARTICLES OF
ASSOCIATION, AS SET FORTH IN THE
INVITATION ENCLOSED.
07 MARK THE FOR BOX AT RIGHT IF YOU WISH TO Mgmt Abstain
GIVE A PROXY TO THE INDEPENDENT
REPRESENTATIVE, MR. JEAN-LUDOVIC
HARTMANN (AS FURTHER DISCUSSED IN THE
COMPANY S INVITATION).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 185
UNASSIGNED
NOVARTIS AG
SECURITY: 66987V109 AGENDA NUMBER: 932438066
TICKER: NVS MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2005.
02 APPROVAL OF THE ACTIVITIES OF THE BOARD Mgmt For For
OF DIRECTORS.
03 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
04 REDUCTION OF SHARE CAPITAL. Mgmt For For
05 AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION.
6A1 RE-ELECTION OF PROF. SRIKANT M. DATAR Mgmt For For
PH.D. FOR A THREE-YEAR TERM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6A2 RE-ELECTION OF WILLIAM W. GEORGE FOR A Mgmt For For
THREE-YEAR TERM.
6A3 RE-ELECTION OF DR.-ING. WENDELIN Mgmt For For
WIEDEKING FOR A THREE-YEAR TERM.
6A4 RE-ELECTION OF PROF. ROLF M. ZINKERNAGEL Mgmt For For
M.D. FOR A THREE-YEAR TERM.
6B THE ELECTION OF ANDREAS VON PLANTA PH.D. Mgmt For For
FOR A THREE-YEAR TERM.
07 APPOINTMENT OF THE AUDITORS AND THE Mgmt For For
GROUP AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 185
UNASSIGNED
PARKER-HANNIFIN CORPORATION
SECURITY: 701094104 AGENDA NUMBER: 932396903
TICKER: PH MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM E. KASSLING Mgmt For For
2 PETER W. LIKINS Mgmt For For
3 JOSEPH M. SCAMINACE Mgmt For For
4 WOLFGANG R. SCHMITT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY06.
03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For
CORPORATION PERFORMANCE BONUS PLAN.
04 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against
ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 185
UNASSIGNED
PEPSICO, INC.
SECURITY: 713448108 AGENDA NUMBER: 932461142
TICKER: PEP MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.F. AKERS Mgmt For For
2 R.E. ALLEN Mgmt For For
3 D. DUBLON Mgmt For For
4 V.J. DZAU Mgmt For For
5 R.L. HUNT Mgmt For For
6 A. IBARGUEN Mgmt For For
7 A.C. MARTINEZ Mgmt For For
8 I.K. NOOYI Mgmt For For
9 S.S REINEMUND Mgmt For For
10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.J. SCHIRO Mgmt For For
12 F.A. THOMAS Mgmt For For
13 C.M. TRUDELL Mgmt For For
14 D. VASELLA Mgmt For For
15 M.D. WHITE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS
03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 23)
04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 185
UNASSIGNED
PINNACLE WEST CAPITAL CORPORATION
SECURITY: 723484101 AGENDA NUMBER: 932487754
TICKER: PNW MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JACK E. DAVIS Mgmt For For
2 PAMELA GRANT Mgmt For For
3 MARTHA O. HESSE Mgmt For For
4 WILLIAM S. JAMIESON, JR Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2006
03 VOTE ON SHAREHOLDER PROPOSAL TO ELECT Mgmt For Against
DIRECTORS ANNUALLY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 185
UNASSIGNED
PITNEY BOWES INC.
SECURITY: 724479100 AGENDA NUMBER: 932461750
TICKER: PBI MEETING TYPE: Annual
ISIN: MEETING DATE: 08-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANNE SUTHERLAND FUCHS Mgmt For For
2 JAMES H. KEYES Mgmt For For
3 DAVID L. SHEDLARZ Mgmt For For
4 DAVID B. SNOW, JR. Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 APPROVAL OF AMENDED AND RESTATED KEY Mgmt For For
EMPLOYEES INCENTIVE PLAN.
04 APPROVAL OF THE PITNEY BOWES 1998 U.K. Mgmt For For
S.A.Y.E. STOCK OPTION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 185
UNASSIGNED
PROGRESS ENERGY, INC.
SECURITY: 743263105 AGENDA NUMBER: 932463196
TICKER: PGN MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 W. FREDERICK* Mgmt For For
2 W. JONES* Mgmt For For
3 T. STONE* Mgmt For For
4 E. BORDEN** Mgmt For For
5 J. BOSTIC** Mgmt For For
6 D. BURNER** Mgmt For For
7 R. DAUGHERTY** Mgmt For For
8 H. DELOACH*** Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS PROGRESS ENERGY
S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 THE PROPOSAL RELATING TO THE Mgmt For For
DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
04 THE PROPOSAL RELATING TO DIRECTOR Mgmt For For
ELECTION BY MAJORITY VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For
RESPONSIBLE CONTRACTOR POLICY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 185
UNASSIGNED
RIO TINTO PLC
SECURITY: 767204100 AGENDA NUMBER: 932460114
TICKER: RTP MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt For For
UNDER SECTION 80 OF THE COMPANIES ACT
1985
02 AUTHORITY TO ALLOT EQUITY SECURITIES FOR Mgmt For For
CASH UNDER SECTION 89 OF THE COMPANIES
ACT 1985
03 AUTHORITY TO PURCHASE RIO TINTO PLC Mgmt For For
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
04 ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt Against Against
OF RIO TINTO PLC AND AMENDMENTS TO
CONSTITUTION OF RIO TINTO LIMITED
05 ELECTION OF TOM ALBANESE * Mgmt For For
06 ELECTION OF SIR ROD EDDINGTON * Mgmt For For
07 RE-ELECTION OF SIR DAVID CLEMENTI * Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 RE-ELECTION OF LEIGH CLIFFORD * Mgmt For For
09 RE-ELECTION OF ANDREW GOULD * Mgmt Against Against
10 RE-ELECTION OF DAVID MAYHEW * Mgmt For For
11 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS AND AUTHORITY FOR AUDIT
COMMITTEE TO SET THE AUDITORS
REMUNERATION*
12 APPROVAL OF THE REMUNERATION REPORT * Mgmt For For
13 RECEIVE THE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31
DECEMBER 2005 *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 185
UNASSIGNED
ROHM AND HAAS COMPANY
SECURITY: 775371107 AGENDA NUMBER: 932457600
TICKER: ROH MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 W.J. AVERY Mgmt For For
2 R.L. GUPTA Mgmt For For
3 D.W. HAAS Mgmt For For
4 T.W. HAAS Mgmt For For
5 R.L. KEYSER Mgmt For For
6 R.J. MILLS Mgmt For For
7 J.P. MONTOYA Mgmt For For
8 S.O. MOOSE Mgmt For For
9 G.S. OMENN Mgmt For For
10 G.L. ROGERS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 R.H. SCHMITZ Mgmt For For
12 G.M. WHITESIDES Mgmt For For
13 M.C. WHITTINGTON Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS ROHM AND HAAS COMPANY S
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 185
UNASSIGNED
ROYAL DUTCH SHELL PLC
SECURITY: 780259206 AGENDA NUMBER: 932491804
TICKER: RDSA MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Mgmt For For
02 APPROVAL OF REMUNERATION REPORT Mgmt For For
03 DIRECTOR
1 JORMA OLLILA# Mgmt For For
2 NICK LAND# Mgmt For For
3 LORD KERR# U + Mgmt For For
4 JEROEN VAN DER VEER Mgmt For For
5 ROB ROUTS Mgmt For For
6 WIM KOK# N Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 RE-APPOINTMENT OF AUDITORS Mgmt For For
10 REMUNERATION OF AUDITORS Mgmt Against Against
11 AUTHORITY TO ALLOT SHARES Mgmt For For
12 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
13 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
14 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt Against Against
EXPENDITURE
15 SHAREHOLDER RESOLUTION Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 185
UNASSIGNED
SCHERING-PLOUGH CORPORATION
SECURITY: 806605101 AGENDA NUMBER: 932467752
TICKER: SGP MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS J. COLLIGAN Mgmt For For
2 C. ROBERT KIDDER Mgmt For For
3 CARL E. MUNDY, JR. Mgmt For For
4 PATRICIA F. RUSSO Mgmt For For
5 ARTHUR F. WEINBACH Mgmt For For
02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For
TOUCHE LLP TO AUDIT THE BOOKS AND
ACCOUNTS FOR 2006
03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For
INSTRUMENTS TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS
04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For
06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against
STANDARD FOR THE ELECTION OF DIRECTORS
IN CERTIFICATE OF INCORPORATION
07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against
THE GREATEST NUMBER OF GOVERNANCE ISSUES
PRACTICABLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 185
UNASSIGNED
SCHLUMBERGER LIMITED (SCHLUMBERGER N
SECURITY: 806857108 AGENDA NUMBER: 932447736
TICKER: SLB MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. DEUTCH Mgmt For For
2 J.S. GORELICK Mgmt For For
3 A. GOULD Mgmt For For
4 T. ISAAC Mgmt For For
5 A. LAJOUS Mgmt For For
6 A. LEVY-LANG Mgmt For For
7 M.E. MARKS Mgmt For For
8 D. PRIMAT Mgmt For For
9 T.I. SANDVOLD Mgmt For For
10 N. SEYDOUX Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 L.G. STUNTZ Mgmt For For
12 R. TALWAR Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For
DIVIDENDS
03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION
04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SCHLUMBERGER 2005 STOCK OPTION PLAN
05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 185
UNASSIGNED
SOUTHWEST AIRLINES CO.
SECURITY: 844741108 AGENDA NUMBER: 932487704
TICKER: LUV MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 COLLEEN C. BARRETT Mgmt For For
2 GARY C. KELLY Mgmt For For
3 JOHN T. MONTFORD Mgmt For For
4 WILLIAM H. CUNNINGHAM Mgmt For For
5 LOUIS E. CALDERA Mgmt For For
6 NANCY B. LOEFFLER Mgmt For For
7 DAVID W. BIEGLER Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN AS ADOPTED
BY THE BOARD OF DIRECTORS OF THE
COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
04 TAKE ACTION ON A SHAREHOLDER PROPOSAL, Mgmt For Against
IF THE PROPOSAL IS PRESENTED AT THE
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 185
UNASSIGNED
SPRINT CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932364502
TICKER: FON MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF SPRINT SERIES 1
COMMON STOCK.
02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO CREATE THE CLASS OF
NON-VOTING COMMON STOCK AND CREATE THE
NINTH SERIES PREFERRED STOCK AND ADD A
PROVISION STATING THAT STOCKHOLDER
APPROVAL IS NOT REQUIRED FOR THE
ACQUISITION BY SPRINT NEXTEL OF
NON-VOTING COMMON STOCK OR THE NINTH
SERIES PREFERRED STOCK FROM A HOLDER OF
THAT STOCK.
03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION.
04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For
COMMON STOCK, NON-VOTING COMMON STOCK
AND THE NINTH SERIES PREFERRED STOCK IN
THE MERGER.
05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For
ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 DIRECTOR
1 GORDON M. BETHUNE Mgmt For For
2 DR. E. LINN DRAPER, JR. Mgmt For For
3 JAMES H. HANCE, JR. Mgmt For For
4 DEBORAH A. HENRETTA Mgmt For For
5 IRVINE O. HOCKADAY, JR. Mgmt For For
6 LINDA KOCH LORIMER Mgmt For For
7 GERALD L. STORCH Mgmt For For
8 WILLIAM H. SWANSON Mgmt For For
07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR 2005.
08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against
EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 185
UNASSIGNED
SPRINT NEXTEL CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932451773
TICKER: S MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEITH J. BANE Mgmt For For
2 GORDON M. BETHUNE Mgmt For For
3 TIMOTHY M. DONAHUE Mgmt For For
4 FRANK M. DRENDEL Mgmt For For
5 GARY D. FORSEE Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 V. JANET HILL Mgmt For For
8 IRVINE O. HOCKADAY, JR. Mgmt For For
9 WILLIAM E. KENNARD Mgmt For For
10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHANIE M. SHERN Mgmt For For
12 WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SPRINT NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against
VOTING.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 185
UNASSIGNED
STATE STREET CORPORATION
SECURITY: 857477103 AGENDA NUMBER: 932448649
TICKER: STT MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T. ALBRIGHT Mgmt For For
2 K. BURNES Mgmt For For
3 N. DAREHSHORI Mgmt For For
4 A. GOLDSTEIN Mgmt For For
5 D. GRUBER Mgmt For For
6 L. HILL Mgmt For For
7 C. LAMANTIA Mgmt For For
8 R. LOGUE Mgmt For For
9 R. SERGEL Mgmt For For
10 R. SKATES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. SUMME Mgmt For For
12 D. WALSH Mgmt For For
13 R. WEISSMAN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
2006 RESTATED SENIOR EXECUTIVE ANNUAL
INCENTIVE PLAN.
05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against
REQUEST THE DIRECTORS TO REDEEM THE
OUTSTANDING RIGHTS UNDER THE COMPANY S
RIGHTS AGREEMENT, AND TO REQUIRE
SHAREHOLDER RATIFICATION OF ANY FUTURE
RIGHTS AGREEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 185
UNASSIGNED
SYNOVUS FINANCIAL CORP.
SECURITY: 87161C105 AGENDA NUMBER: 932467043
TICKER: SNV MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD Y. BRADLEY Mgmt Withheld Against
2 FRANK W. BRUMLEY Mgmt For For
3 ELIZABETH W. CAMP Mgmt For For
4 T. MICHAEL GOODRICH Mgmt For For
5 JOHN P. ILLGES, III Mgmt For For
6 J. NEAL PURCELL Mgmt For For
7 WILLIAM B. TURNER, JR. Mgmt Withheld Against
02 TO AMEND SYNOVUS ARTICLES OF Mgmt For For
INCORPORATION AND BYLAWS TO DECLASSIFY
THE BOARD OF DIRECTORS.
03 TO APPROVE THE SYNOVUS FINANCIAL CORP. Mgmt For For
EXECUTIVE CASH BONUS PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
SYNOVUS INDEPENDENT AUDITOR FOR THE YEAR
2006.
05 TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING DIRECTOR ELECTION BY MAJORITY
VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 185
UNASSIGNED
THE ALLSTATE CORPORATION
SECURITY: 020002101 AGENDA NUMBER: 932460277
TICKER: ALL MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 F. DUANE ACKERMAN Mgmt For For
2 JAMES G. ANDRESS Mgmt For For
3 W. JAMES FARRELL Mgmt For For
4 JACK M. GREENBERG Mgmt For For
5 RONALD T. LEMAY Mgmt For For
6 EDWARD M. LIDDY Mgmt For For
7 J. CHRISTOPHER REYES Mgmt For For
8 H. JOHN RILEY, JR. Mgmt For For
9 JOSHUA I. SMITH Mgmt For For
10 JUDITH A. SPRIESER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARY ALICE TAYLOR Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
2001 EQUITY INCENTIVE PLAN.
04 APPROVAL OF THE 2006 EQUITY COMPENSATION Mgmt For For
PLAN FOR NON- EMPLOYEE DIRECTORS.
05 PROVIDE FOR DIRECTOR ELECTION MAJORITY Shr For Against
VOTE STANDARD.
06 PROVIDE FOR SIMPLE MAJORITY VOTE. Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 185
UNASSIGNED
THE COCA-COLA COMPANY
SECURITY: 191216100 AGENDA NUMBER: 932417719
TICKER: KO MEETING TYPE: Consent
ISIN: MEETING DATE: 13-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 I WOULD LIKE TO OPT OUT OF RECEIVING THE Mgmt No vote
COCA-COLA COMPANY S SUMMARY ANNUAL
REPORT IN THE MAIL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 185
UNASSIGNED
THE COCA-COLA COMPANY
SECURITY: 191216100 AGENDA NUMBER: 932446570
TICKER: KO MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HERBERT A. ALLEN Mgmt For For
2 RONALD W. ALLEN Mgmt For For
3 CATHLEEN P. BLACK Mgmt For For
4 BARRY DILLER Mgmt For For
5 E. NEVILLE ISDELL Mgmt For For
6 DONALD R. KEOUGH Mgmt For For
7 DONALD F. MCHENRY Mgmt For For
8 SAM NUNN Mgmt For For
9 JAMES D. ROBINSON III Mgmt For For
10 PETER V. UEBERROTH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF AN AMENDMENT TO THE 1989 Mgmt For For
RESTRICTED STOCK AWARD PLAN OF THE
COCA-COLA COMPANY
04 SHAREOWNER PROPOSAL REGARDING CHARITABLE Shr Against For
CONTRIBUTIONS
05 SHAREOWNER PROPOSAL THAT COMPANY REPORT Shr Against For
ON IMPLEMENTATION OF BEVERAGE CONTAINER
RECYCLING STRATEGY
06 SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For
STOCK
07 SHAREOWNER PROPOSAL REGARDING Shr Against For
ENVIRONMENTAL IMPACTS OF OPERATIONS IN
INDIA
08 SHAREOWNER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT DELEGATION OF INQUIRY TO
COLOMBIA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 185
UNASSIGNED
THE GILLETTE COMPANY
SECURITY: 375766102 AGENDA NUMBER: 932362774
TICKER: G MEETING TYPE: Special
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 27,
2005, AMONG PROCTER & GAMBLE, AQUARIUM
ACQUISITION CORP., A WHOLLY-OWNED
SUBSIDIARY OF PROCTER & GAMBLE, AND
GILLETTE AND APPROVE THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 185
UNASSIGNED
THE NEW YORK TIMES COMPANY
SECURITY: 650111107 AGENDA NUMBER: 932446291
TICKER: NYT MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RAUL E. CESAN Mgmt For For
2 WILLIAM E. KENNARD Mgmt For For
3 JAMES M. KILTS Mgmt For For
4 DOREEN A. TOBEN Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 185
UNASSIGNED
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY: 693475105 AGENDA NUMBER: 932458892
TICKER: PNC MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. CHELLGREN Mgmt For For
2 MR. CLAY Mgmt For For
3 MR. COOPER Mgmt For For
4 MR. DAVIDSON Mgmt For For
5 MS. JAMES Mgmt For For
6 MR. KELSON Mgmt For For
7 MR. LINDSAY Mgmt For For
8 MR. MASSARO Mgmt For For
9 MR. O'BRIEN Mgmt For For
10 MS. PEPPER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MR. ROHR Mgmt For For
12 MS. STEFFES Mgmt For For
13 MR. STRIGL Mgmt For For
14 MR. THIEKE Mgmt For For
15 MR. USHER Mgmt For For
16 MR. WALLS Mgmt For For
17 MR. WEHMEIER Mgmt For For
02 APPROVAL OF THE PNC FINANCIAL SERVICES Mgmt For For
GROUP, INC. 2006 INCENTIVE AWARD PLAN.
03 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 185
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932357191
TICKER: PG MEETING TYPE: Special
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 27,
2005, AMONG THE PROCTER & GAMBLE
COMPANY, AQUARIUM ACQUISITION CORP., A
WHOLLY-OWNED SUBSIDIARY OF PROCTER &
GAMBLE, AND THE GILLETTE COMPANY, AND
APPROVE THE ISSUANCE OF PROCTER & GAMBLE
COMMON STOCK IN THE MERGER.
02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE ISSUANCE OF
PROCTER & GAMBLE COMMON STOCK IN THE
MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 185
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932387889
TICKER: PG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE L. BYRNES Mgmt For For
2 SCOTT D. COOK Mgmt For For
3 CHARLES R. LEE Mgmt For For
4 W. JAMES MCNERNEY, JR. Mgmt For For
5 ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For
INCORPORATION AND CODE OF REGULATIONS TO
ELIMINATE REFERENCES TO THE EXECUTIVE
COMMITTEE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For
REGULATIONS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For
WITH ANIMAL TESTING POLICY
06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For
COMPANY
07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 185
UNASSIGNED
TIME WARNER INC.
SECURITY: 887317105 AGENDA NUMBER: 932481574
TICKER: TWX MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES L. BARKSDALE Mgmt For For
2 STEPHEN F. BOLLENBACH Mgmt For For
3 FRANK J. CAUFIELD Mgmt For For
4 ROBERT C. CLARK Mgmt For For
5 JESSICA P. EINHORN Mgmt For For
6 REUBEN MARK Mgmt For For
7 MICHAEL A. MILES Mgmt For For
8 KENNETH J. NOVACK Mgmt For For
9 RICHARD D. PARSONS Mgmt For For
10 FRANCIS T. VINCENT, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 APPROVAL OF TIME WARNER INC. 2006 STOCK Mgmt For For
INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTE.
05 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING CODE OF Shr Against For
VENDOR CONDUCT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 185
UNASSIGNED
TOTAL S.A.
SECURITY: 89151E109 AGENDA NUMBER: 932506249
TICKER: TOT MEETING TYPE: Annual
ISIN: MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF PARENT COMPANY FINANCIAL Mgmt For
STATEMENTS
02 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For
STATEMENTS
03 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For
DIVIDEND
04 AUTHORIZATION TO BE GIVEN TO THE BOARD Mgmt For
OF DIRECTORS TO TRANSFER THE SPECIAL
LONG-TERM CAPITAL GAINS RESERVED TO THE
ACCOUNT
05 AGREEMENTS COVERED BY ARTICLE L.225-38 Mgmt For
OF THE FRENCH COMMERCIAL CODE
06 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For
TO TRADE SHARES OF THE COMPANY
07 DIRECTOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 ANNE LAUVERGEON Mgmt For
2 DANIEL BOUTON Mgmt For
3 BERTRAND COLLOMB Mgmt For
4 A JEANCOURT-GALIGNANI Mgmt For
5 MICHEL PEBEREAU Mgmt For
6 PIERRE VAILLAUD Mgmt For
7 CHRISTOPHE DE MARGERIE Mgmt For
14 APPROVAL OF THE ASSET CONTRIBUTION BY Mgmt For
THE COMPANY TO ARKEMA, GOVERNED BY THE
LEGAL REGIME APPLICABLE TO DEMERGERS
15 FOUR-FOR-ONE STOCK SPLIT Mgmt For
16 AMENDMENT OF ARTICLE 11 -3 OF THE Mgmt For
COMPANY S ARTICLES OF ASSOCIATION FIXING
THE NUMBER OF SHARES OF THE COMPANY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
RA RESOLUTION A (NOT APPROVED BY THE BOARD Mgmt For
OF DIRECTORS)
RB RESOLUTION B (NOT APPROVED BY THE BOARD Mgmt For
OF DIRECTORS)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 185
UNASSIGNED
TYSON FOODS, INC.
SECURITY: 902494103 AGENDA NUMBER: 932428635
TICKER: TSN MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DON TYSON Mgmt Withheld Against
2 JOHN TYSON Mgmt Withheld Against
3 RICHARD L. BOND Mgmt Withheld Against
4 SCOTT T. FORD Mgmt For For
5 LLOYD V. HACKLEY Mgmt For For
6 JIM KEVER Mgmt For For
7 JO ANN R. SMITH Mgmt For For
8 LELAND E. TOLLETT Mgmt Withheld Against
9 BARBARA A. TYSON Mgmt Withheld Against
10 ALBERT C. ZAPANTA Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP, REGISTERED PUBLIC ACCOUNTING FIRM,
AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2006.
03 TO CONSIDER AND ACT UPON A SHAREHOLDER Shr Against For
PROPOSAL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 162 of 185
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 932467598
TICKER: UBS MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For
ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS
OF THE GROUP AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
DIVIDEND FOR FINANCIAL YEAR 2005
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For
MEYER
4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For
BERTARELLI
4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For
KAUFMANN-KOHLER
4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For
WOLLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 163 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For
AUDITORS
4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For
5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For
THE 2005/2006 SHARE BUYBACK PROGRAM
5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For
FOR 2006/2007
5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For
VALUE REPAYMENT
5D SHARE SPLIT Mgmt For For
5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For
ARTICLE 4A OF THE ARTICLES OF
ASSOCIATION
5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For
AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1
OF THE ARTICLES OF ASSOCIATION)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For
APPROVAL OF ARTICLE 4A PARA. 2 OF THE
ARTICLES OF ASSOCIATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 165 of 185
UNASSIGNED
UNION PACIFIC CORPORATION
SECURITY: 907818108 AGENDA NUMBER: 932463172
TICKER: UNP MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.K. DAVIDSON Mgmt For For
2 E.B. DAVIS, JR. Mgmt For For
3 T.J. DONOHUE Mgmt For For
4 A.W. DUNHAM Mgmt For For
5 J.R. HOPE Mgmt For For
6 C.C. KRULAK Mgmt For For
7 M.W. MCCONNELL Mgmt For For
8 S.R. ROGEL Mgmt For For
9 J.R. YOUNG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 166 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPOINTMENT OF DELOITTE & TOUCHE AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING.
04 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
05 SHAREHOLDER PROPOSAL REGARDING AN Mgmt For Against
INDEPENDENT CHAIRMAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 167 of 185
UNASSIGNED
UNITED TECHNOLOGIES CORPORATION
SECURITY: 913017109 AGENDA NUMBER: 932449552
TICKER: UTX MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LOUIS R. CHENEVERT Mgmt For For
2 GEORGE DAVID Mgmt For For
3 JOHN V. FARACI Mgmt For For
4 JEAN-PIERRE GARNIER Mgmt For For
5 JAMIE S. GORELICK Mgmt For For
6 CHARLES R. LEE Mgmt For For
7 RICHARD D. MCCORMICK Mgmt For For
8 HAROLD MCGRAW III Mgmt For For
9 FRANK P. POPOFF Mgmt For For
10 H. PATRICK SWYGERT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 168 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANDRE VILLENEUVE Mgmt For For
12 H.A. WAGNER Mgmt For For
13 CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 APPROVAL OF AMENDMENT TO UTC S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION
04 SHAREOWNER PROPOSAL: DIRECTOR TERM Shr Against For
LIMITS
05 SHAREOWNER PROPOSAL: FOREIGN MILITARY Shr Against For
SALES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 169 of 185
UNASSIGNED
VERIZON COMMUNICATIONS INC.
SECURITY: 92343V104 AGENDA NUMBER: 932454313
TICKER: VZ MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.R. BARKER Mgmt For For
2 R.L. CARRION Mgmt For For
3 R.W. LANE Mgmt For For
4 S.O. MOOSE Mgmt For For
5 J. NEUBAUER Mgmt Withheld Against
6 D.T. NICOLAISEN Mgmt For For
7 T.H. O'BRIEN Mgmt For For
8 C. OTIS, JR. Mgmt For For
9 H.B. PRICE Mgmt For For
10 I.G. SEIDENBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 170 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.V. SHIPLEY Mgmt For For
12 J.R. STAFFORD Mgmt For For
13 R.D. STOREY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED ACCOUNTING FIRM
03 CUMULATIVE VOTING Shr For Against
04 MAJORITY VOTE REQUIRED FOR ELECTION OF Shr For Against
DIRECTORS
05 COMPOSITION OF BOARD OF DIRECTORS Mgmt Against For
06 DIRECTORS ON COMMON BOARDS Mgmt Against For
07 SEPARATE CHAIRMAN AND CEO Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 171 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 PERFORMANCE-BASED EQUITY COMPENSATION Shr Against For
09 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 172 of 185
UNASSIGNED
WAL-MART STORES, INC.
SECURITY: 931142103 AGENDA NUMBER: 932506059
TICKER: WMT MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 AIDA M. ALVAREZ Mgmt For For
2 JAMES W. BREYER Mgmt For For
3 M. MICHELE BURNS Mgmt For For
4 JAMES I. CASH, JR. Mgmt For For
5 DOUGLAS N. DAFT Mgmt For For
6 DAVID D. GLASS Mgmt For For
7 ROLAND A. HERNANDEZ Mgmt For For
8 H. LEE SCOTT, JR. Mgmt For For
9 JACK C. SHEWMAKER Mgmt For For
10 JIM C. WALTON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 173 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 S. ROBSON WALTON Mgmt For For
12 CHRISTOPHER J. WILLIAMS Mgmt For For
13 LINDA S. WOLF Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS. Mgmt For For
03 A SHAREHOLDER PROPOSAL REGARDING HUMANE Shr Against For
POULTRY SLAUGHTER
04 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For
POLITICAL CONTRIBUTIONS REPORT
05 A SHAREHOLDER PROPOSAL REGARDING A Shr For Against
DIRECTOR ELECTION MAJORITY VOTE STANDARD
06 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For
SUSTAINABILITY REPORT
07 A SHAREHOLDER PROPOSAL REGARDING Mgmt Against For
COMPENSATION DISPARITY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 174 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 A SHAREHOLDER PROPOSAL REGARDING AN Mgmt Against For
EQUITY COMPENSATION GLASS CEILING
REPORT
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 175 of 185
UNASSIGNED
WARNER MUSIC GROUP CORP.
SECURITY: 934550104 AGENDA NUMBER: 932432761
TICKER: WMG MEETING TYPE: Annual
ISIN: MEETING DATE: 23-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 EDGAR BRONFMAN, JR. Mgmt For For
2 LEN BLAVATNIK Mgmt For For
3 SHELBY W. BONNIE Mgmt For For
4 RICHARD BRESSLER Mgmt For For
5 CHARLES A. BRIZIUS Mgmt For For
6 JOHN P. CONNAUGHTON Mgmt For For
7 SCOTT L. JAECKEL Mgmt For For
8 SETH W. LAWRY Mgmt For For
9 THOMAS H. LEE Mgmt For For
10 IAN LORING Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 176 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JONATHAN M. NELSON Mgmt For For
12 MARK NUNNELLY Mgmt For For
13 SCOTT M. SPERLING Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
SEPTEMBER 30, 2006.
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 177 of 185
UNASSIGNED
WASTE MANAGEMENT, INC.
SECURITY: 94106L109 AGENDA NUMBER: 932467207
TICKER: WMI MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PASTORA S.J. CAFFERTY Mgmt For For
2 FRANK M. CLARK, JR. Mgmt For For
3 THOMAS I. MORGAN Mgmt For For
4 JOHN C. POPE Mgmt For For
5 W. ROBERT REUM Mgmt For For
6 STEVEN G. ROTHMEIER Mgmt For For
7 DAVID P. STEINER Mgmt For For
8 THOMAS H. WEIDEMEYER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 178 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 PROPOSAL TO AMEND THE COMPANY S 1997 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN.
04 PROPOSAL RELATING TO ELECTION OF Shr For Against
DIRECTORS BY MAJORITY VOTE, IF PROPERLY
PRESENTED AT THE MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 179 of 185
UNASSIGNED
WEYERHAEUSER COMPANY
SECURITY: 962166104 AGENDA NUMBER: 932449665
TICKER: WY MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD F. HASKAYNE Mgmt For For
2 DONALD F. MAZANKOWSKI Mgmt For For
3 NICOLE W. PIASECKI Mgmt For For
02 SHAREHOLDER PROPOSAL ON DIRECTOR Mgmt For Against
ELECTION BY MAJORITY
03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Mgmt For Against
04 SHAREHOLDER PROPOSAL ON EXECUTIVE Mgmt Against For
COMPENSATION
05 SHAREHOLDER PROPOSAL ON FOREST Shr Against For
STEWARDSHIP COUNCIL (FSC) CERTIFICATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 180 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 SHAREHOLDER PROPOSAL ON AN INDEPENDENT Shr Against For
CHAIRMAN
07 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
APPOINTMENT OF AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 181 of 185
UNASSIGNED
WHIRLPOOL CORPORATION
SECURITY: 963320106 AGENDA NUMBER: 932458931
TICKER: WHR MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY T. DICAMILLO Mgmt For For
2 KATHLEEN J. HEMPEL Mgmt For For
3 ARNOLD G. LANGBO Mgmt For For
4 DAVID L. SWIFT Mgmt For For
5 MICHAEL A. TODMAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 182 of 185
UNASSIGNED
WYETH
SECURITY: 983024100 AGENDA NUMBER: 932450783
TICKER: WYE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R. ESSNER Mgmt For For
2 J.D. FEERICK Mgmt For For
3 F.D. FERGUSSON Mgmt For For
4 V.F. GANZI Mgmt For For
5 R. LANGER Mgmt For For
6 J.P. MASCOTTE Mgmt For For
7 M.L. POLAN Mgmt For For
8 G.L. ROGERS Mgmt For For
9 I.G. SEIDENBERG Mgmt For For
10 W.V. SHIPLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 183 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.R. TORELL III Mgmt For For
02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
INCENTIVE PLAN
04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For
CANADA
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For
07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against
08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For
09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 184 of 185
UNASSIGNED
XEROX CORPORATION
SECURITY: 984121103 AGENDA NUMBER: 932486118
TICKER: XRX MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GLENN A. BRITT Mgmt For For
2 RICHARD J. HARRINGTON Mgmt For For
3 WILLIAM CURT HUNTER Mgmt For For
4 VERNON E. JORDAN, JR. Mgmt For For
5 HILMAR KOPPER Mgmt For For
6 RALPH S. LARSEN Mgmt For For
7 ROBERT A. MCDONALD Mgmt For For
8 ANNE M. MULCAHY Mgmt For For
9 N.J. NICHOLAS, JR. Mgmt For For
10 ANN N. REESE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 185 of 185
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARY AGNES WILDEROTTER Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 SHAREHOLDER PROPOSAL RELATING TO Shr For Against
ELECTION OF DIRECTORS BY MAJORITY VOTE.
04 SHAREHOLDER PROPOSAL RELATING TO SENIOR Shr Against For
EXECUTIVE BONUSES.
The Hartford Equity Income Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 124
UNASSIGNED
3M COMPANY
SECURITY: 88579Y101 AGENDA NUMBER: 932463893
TICKER: MMM MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LINDA G. ALVARADO Mgmt For For
2 EDWARD M. LIDDY Mgmt For For
3 ROBERT S. MORRISON Mgmt For For
4 AULANA L. PETERS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL TO AMEND THE CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE THE ANNUAL
ELECTION OF DIRECTORS
04 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For
EXECUTIVE COMPENSATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
3M S ANIMAL WELFARE POLICY
06 STOCKHOLDER PROPOSAL REGARDING Shr Against For
3M S BUSINESS OPERATIONS IN CHINA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 124
UNASSIGNED
ABBOTT LABORATORIES
SECURITY: 002824100 AGENDA NUMBER: 932464819
TICKER: ABT MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.S. AUSTIN Mgmt For For
2 W.M. DALEY Mgmt For For
3 W.J. FARRELL Mgmt For For
4 H.L. FULLER Mgmt For For
5 R.A. GONZALEZ Mgmt For For
6 J.M. GREENBERG Mgmt For For
7 D.A.L. OWEN Mgmt For For
8 B. POWELL JR. Mgmt For For
9 W.A. REYNOLDS Mgmt For For
10 R.S. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.D. SMITHBURG Mgmt For For
12 J.R. WALTER Mgmt For For
13 M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS.
03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For
SUPERIOR-PERFORMANCE
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL - THE ROLES Mgmt Against For
OF CHAIR AND CEO.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 124
UNASSIGNED
ACE LIMITED
SECURITY: G0070K103 AGENDA NUMBER: 932501554
TICKER: ACE MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 MICHAEL G. ATIEH Mgmt For For
2 MARY A. CIRILLO Mgmt For For
3 BRUCE L. CROCKETT Mgmt For For
4 THOMAS J. NEFF Mgmt For For
5 GARY M. STUART Mgmt For For
B APPROVAL OF AMENDMENT TO ACE Mgmt For For
LIMITED EMPLOYEE STOCK PURCHASE PLAN.
C RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 124
UNASSIGNED
AIR PRODUCTS AND CHEMICALS, INC.
SECURITY: 009158106 AGENDA NUMBER: 932423116
TICKER: APD MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARIO L. BAEZA Mgmt For For
2 EDWARD E. HAGENLOCKER Mgmt For For
3 TERRENCE MURRAY Mgmt For For
4 CHARLES H. NOSKI Mgmt For For
02 APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS:
RATIFICATION OF APPOINTMENT OF KPMG LLP,
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2006.
03 AMENDMENTS TO THE LONG-TERM Mgmt For For
INCENTIVE PLAN: APPROVAL OF AMENDMENTS
TO THE LONG-TERM INCENTIVE PLAN.
04 APPROVE ANNUAL INCENTIVE PLAN Mgmt For For
TERMS: APPROVE ANNUAL INCENTIVE PLAN
TERMS TO ALLOW DEDUCTIBILITY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 124
UNASSIGNED
ALCOA INC.
SECURITY: 013817101 AGENDA NUMBER: 932445085
TICKER: AA MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHRYN S. FULLER Mgmt For For
2 JUDITH M. GUERON Mgmt For For
3 ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE Mgmt For For
INDEPENDENT AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 124
UNASSIGNED
ALTRIA GROUP, INC.
SECURITY: 02209S103 AGENDA NUMBER: 932456228
TICKER: MO MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ELIZABETH E. BAILEY Mgmt For For
2 HAROLD BROWN Mgmt For For
3 MATHIS CABIALLAVETTA Mgmt For For
4 LOUIS C. CAMILLERI Mgmt For For
5 J. DUDLEY FISHBURN Mgmt For For
6 ROBERT E. R. HUNTLEY Mgmt For For
7 THOMAS W. JONES Mgmt For For
8 GEORGE MUNOZ Mgmt For For
9 LUCIO A. NOTO Mgmt For For
10 JOHN S. REED Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For
INDEPENDENT BOARD CHAIRMAN
04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For
COMMITMENT TO GLOBAL HUMAN
RIGHTS STANDARDS
05 STOCKHOLDER PROPOSAL 3 - SEEKING Shr Against For
TO ADDRESS HEALTH HAZARDS FOR AFRICAN
AMERICANS ASSOCIATED WITH SMOKING
MENTHOL CIGARETTES
06 STOCKHOLDER PROPOSAL 4 - SEEKING Shr Against For
TO EXTEND NEW YORK FIRE-SAFE PRODUCTS
GLOBALLY
07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For
ADOPTION OF ANIMAL WELFARE POLICY
08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For
SUPPORT FOR LAWS AT ALL LEVELS COMBATING
USE OF TOBACCO
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 STOCKHOLDER PROPOSAL 7 - SEEKING Shr Against For
TO FACILITATE MEDICAL EFFORTS TO
DISSUADE SECONDHAND SMOKE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 124
UNASSIGNED
ASTRAZENECA PLC
SECURITY: 046353108 AGENDA NUMBER: 932484683
TICKER: AZN MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE COMPANY S ACCOUNTS Mgmt For
AND THE REPORTS OF THE DIRECTORS AND
AUDITOR FOR THE YEAR ENDED DECEMBER 31,
2005
02 TO CONFIRM DIVIDENDS Mgmt For
03 TO RE-APPOINT KPMG AUDIT PLC, Mgmt For
LONDON AS AUDITOR
04 TO AUTHORIZE THE DIRECTORS TO Mgmt For
AGREE THE REMUNERATION OF THE AUDITOR
05 DIRECTOR
1 LOUIS SCHWEITZER Mgmt For
2 HAKAN MOGREN Mgmt For
3 DAVID R BRENNAN Mgmt For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4 JONATHAN SYMONDS Mgmt For
5 JOHN PATTERSON Mgmt For
6 SIR PETER BONFIELD Mgmt For
7 JOHN BUCHANAN Mgmt For
8 JANE HENNEY Mgmt Withheld
9 MICHELE HOOPER Mgmt For
10 JOE JIMENEZ Mgmt For
11 ERNA MOLLER Mgmt For
12 MARCUS WALLENBERG Mgmt For
13 DAME NANCY ROTHWELL Mgmt For
06 TO APPROVE THE DIRECTORS Mgmt For
REMUNERATION REPORT FOR THE YEAR ENDED
DECEMBER 31, 2005
07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For
DONATIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 TO AUTHORIZE THE DIRECTORS TO Mgmt For
ALLOT UNISSUED SHARES
09 TO AUTHORIZE THE DIRECTORS TO Mgmt For
DISAPPLY PRE-EMPTION RIGHTS
10 TO AUTHORIZE THE COMPANY TO Mgmt For
PURCHASE ITS OWN SHARES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 124
UNASSIGNED
AT&T INC.
SECURITY: 00206R102 AGENDA NUMBER: 932448043
TICKER: T MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER III Mgmt For For
2 GILBERT F. AMELIO Mgmt For For
3 AUGUST A. BUSCH III Mgmt For For
4 MARTIN K. EBY, JR. Mgmt For For
5 JAMES A. HENDERSON Mgmt For For
6 CHARLES F. KNIGHT Mgmt For For
7 JON C. MADONNA Mgmt For For
8 LYNN M. MARTIN Mgmt For For
9 JOHN B. MCCOY Mgmt For For
10 MARY S. METZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 TONI REMBE Mgmt For For
12 S. DONLEY RITCHEY Mgmt For For
13 JOYCE M. ROCHE Mgmt For For
14 RANDALL L. STEPHENSON Mgmt For For
15 LAURA D'ANDREA TYSON Mgmt For For
16 PATRICIA P. UPTON Mgmt For For
17 EDWARD E. WHITACRE, JR. Mgmt For For
02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE 2006 INCENTIVE PLAN Mgmt For For
04 APPROVE AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION
05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL B Shr Against For
07 STOCKHOLDER PROPOSAL C Shr Against For
08 STOCKHOLDER PROPOSAL D Shr Against For
09 STOCKHOLDER PROPOSAL E Shr For Against
10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 124
UNASSIGNED
BANK OF AMERICA CORPORATION
SECURITY: 060505104 AGENDA NUMBER: 932453866
TICKER: BAC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM BARNET, III Mgmt For For
2 FRANK P. BRAMBLE, SR. Mgmt For For
3 JOHN T. COLLINS Mgmt For For
4 GARY L. COUNTRYMAN Mgmt For For
5 TOMMY R. FRANKS Mgmt For For
6 PAUL FULTON Mgmt For For
7 CHARLES K. GIFFORD Mgmt For For
8 W. STEVEN JONES Mgmt For For
9 KENNETH D. LEWIS Mgmt For For
10 MONICA C. LOZANO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WALTER E. MASSEY Mgmt For For
12 THOMAS J. MAY Mgmt For For
13 PATRICIA E. MITCHELL Mgmt For For
14 THOMAS M. RYAN Mgmt For For
15 O. TEMPLE SLOAN, JR. Mgmt For For
16 MEREDITH R. SPANGLER Mgmt For For
17 ROBERT L. TILLMAN Mgmt For For
18 JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For
ASSOCIATE STOCK PLAN.
04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL- MAJORITY Shr For Against
VOTING IN DIRECTOR ELECTIONS
06 STOCKHOLDER PROPOSAL- Mgmt For Against
INDEPENDENT BOARD CHAIRMAN
07 STOCKHOLDER PROPOSAL- EQUAL Shr Against For
EMPLOYMENT OPPORTUNITY POLICY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 124
UNASSIGNED
BAXTER INTERNATIONAL INC.
SECURITY: 071813109 AGENDA NUMBER: 932455620
TICKER: BAX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WALTER E. BOOMER Mgmt For For
2 J.R. GAVIN III, MD PHD Mgmt For For
3 PETER S. HELLMAN Mgmt For For
4 K.J. STORM Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO AMEND ARTICLE SIXTH OF Mgmt For For
THE RESTATED CERTIFICATE OF
INCORPORATION ELIMINATING THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND ARTICLE FIFTH OF Mgmt For For
THE RESTATED CERTIFICATE OF
INCORPORATION REDUCING THE MINIMUM AND
MAXIMUM NUMBER OF DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL RELATING TO THE Shr For Against
REDEMPTION OF THE SHAREHOLDER RIGHTS
PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 124
UNASSIGNED
BELLSOUTH CORPORATION
SECURITY: 079860102 AGENDA NUMBER: 932450632
TICKER: BLS MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 F.D. ACKERMAN Mgmt For For
2 R.V. ANDERSON Mgmt For For
3 J.H. BLANCHARD Mgmt For For
4 J.H. BROWN Mgmt For For
5 A.M. CODINA Mgmt For For
6 M.L. FEIDLER Mgmt For For
7 K.F. FELDSTEIN Mgmt For For
8 J.P. KELLY Mgmt For For
9 L.F. MULLIN Mgmt For For
10 R.B. SMITH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.S. STAVROPOULOS Mgmt For For
02 RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 SHAREHOLDER PROPOSAL RE: Shr Against For
DISCLOSURE OF POLITICAL
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 124
UNASSIGNED
BP P.L.C.
SECURITY: 055622104 AGENDA NUMBER: 932448675
TICKER: BP MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT Mgmt For For
AND THE ACCOUNTS
02 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
03 DIRECTOR
1 DR D C ALLEN Mgmt For For
2 LORD BROWNE Mgmt For For
3 MR J H BRYAN Mgmt For For
4 MR A BURGMANS Mgmt Withheld Against
5 MR I C CONN Mgmt For For
6 MR E B DAVIS, JR Mgmt For For
7 MR D J FLINT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8 DR B E GROTE Mgmt For For
9 DR A B HAYWARD Mgmt For For
10 DR D S JULIUS Mgmt For For
11 SIR TOM MCKILLOP Mgmt For For
12 MR J A MANZONI Mgmt For For
13 DR W E MASSEY Mgmt For For
14 SIR IAN PROSSER Mgmt For For
15 MR M H WILSON Mgmt For For
16 MR P D SUTHERLAND Mgmt For For
04 TO RE-APPOINT ERNST & YOUNG LLP AS Mgmt Against Against
AUDITORS AND AUTHORIZE THE BOARD TO SET
THEIR REMUNERATION
05 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO GIVE AUTHORITY TO ALLOT SHARES UP TO Mgmt For For
A SPECIFIED AMOUNT
07 SPECIAL RESOLUTION: TO GIVE AUTHORITY Mgmt For For
TO ALLOT A LIMITED NUMBER OF SHARES FOR
CASH WITHOUT MAKING AN OFFER TO
SHAREHOLDERS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 124
UNASSIGNED
BRISTOL-MYERS SQUIBB COMPANY
SECURITY: 110122108 AGENDA NUMBER: 932457206
TICKER: BMY MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.E. ALLEN Mgmt For For
2 L.B. CAMPBELL Mgmt For For
3 V.D. COFFMAN Mgmt For For
4 J.M. CORNELIUS Mgmt For For
5 P.R. DOLAN Mgmt For For
6 L.J. FREEH Mgmt For For
7 L.H. GLIMCHER, M.D. Mgmt For For
8 L. JOHANSSON Mgmt For For
9 J.D. ROBINSON III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For
04 CUMULATIVE VOTING Shr Against For
05 RECOUPMENT Shr Against For
06 ANIMAL TREATMENT Shr Against For
07 TERM LIMITS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 124
UNASSIGNED
CAMPBELL SOUP COMPANY
SECURITY: 134429109 AGENDA NUMBER: 932400067
TICKER: CPB MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 JOHN F. BROCK Mgmt For For
2 EDMUND M. CARPENTER Mgmt For For
3 PAUL R. CHARRON Mgmt For For
4 DOUGLAS R. CONANT Mgmt For For
5 BENNETT DORRANCE Mgmt For For
6 KENT B. FOSTER Mgmt For For
7 HARVEY GOLUB Mgmt For For
8 RANDALL W. LARRIMORE Mgmt For For
9 PHILIP E. LIPPINCOTT Mgmt For For
10 MARY ALICE D. MALONE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SARA MATHEW Mgmt For For
12 DAVID C. PATTERSON Mgmt For For
13 CHARLES R. PERRIN Mgmt For For
14 A. BARRY RAND Mgmt For For
15 GEORGE STRAWBRIDGE, JR. Mgmt For For
16 LES C. VINNEY Mgmt For For
17 CHARLOTTE C. WEBER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM T
03 APPROVAL OF THE 2005 LONG-TERM Mgmt For For
INCENTIVE PLAN T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 124
UNASSIGNED
CATERPILLAR INC.
SECURITY: 149123101 AGENDA NUMBER: 932517379
TICKER: CAT MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID R. GOODE Mgmt For For
2 JAMES W. OWENS Mgmt For For
3 CHARLES D. POWELL Mgmt For For
4 JOSHUA I. SMITH Mgmt For For
02 AMEND ARTICLES OF INCORPORATION Mgmt Against Against
03 APPROVE LONG-TERM INCENTIVE PLAN Mgmt Against Against
04 APPROVE SHORT-TERM INCENTIVE PLAN Mgmt For For
05 RATIFY AUDITORS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL - DECLASSIFY BOARD Mgmt For Against
07 STOCKHOLDER PROPOSAL - SEPARATE CEO Mgmt For Against
& CHAIR
08 STOCKHOLDER PROPOSAL - MAJORITY VOTE Shr For Against
STANDARD
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 124
UNASSIGNED
CHUBB CORPORATION
SECURITY: 171232101 AGENDA NUMBER: 932465241
TICKER: CB MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ZOE BAIRD Mgmt For For
2 SHEILA P. BURKE Mgmt For For
3 JAMES I. CASH, JR. Mgmt For For
4 JOEL J. COHEN Mgmt For For
5 JAMES M. CORNELIUS Mgmt For For
6 JOHN D. FINNEGAN Mgmt For For
7 KLAUS J. MANGOLD Mgmt For For
8 SIR DAVID G SCHOLEY CBE Mgmt For For
9 RAYMOND G.H. SEITZ Mgmt For For
10 LAWRENCE M. SMALL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DANIEL E. SOMERS Mgmt For For
12 KAREN HASTIE WILLIAMS Mgmt For For
13 ALFRED W. ZOLLAR Mgmt For For
02 TO VOTE ON THE ADOPTION OF THE Mgmt For For
CHUBB CORPORATION ANNUAL INCENTIVE
COMPENSATION PLAN (2006).
03 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR.
04 TO VOTE ON A SHAREHOLDER Shr For Against
PROPOSAL REGARDING THE MANNER IN WHICH
DIRECTORS ARE ELECTED.
05 TO VOTE ON A SHAREHOLDER Shr Against For
PROPOSAL REGARDING POLITICAL
CONTRIBUTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 124
UNASSIGNED
CITIGROUP INC.
SECURITY: 172967101 AGENDA NUMBER: 932447750
TICKER: C MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. MICHAEL ARMSTRONG Mgmt For For
2 ALAIN J.P. BELDA Mgmt For For
3 GEORGE DAVID Mgmt For For
4 KENNETH T. DERR Mgmt For For
5 JOHN M. DEUTCH Mgmt For For
6 R. HERNANDEZ RAMIREZ Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 KLAUS KLEINFELD Mgmt For For
9 ANDREW N. LIVERIS Mgmt For For
10 DUDLEY C. MECUM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MULCAHY Mgmt For For
12 RICHARD D. PARSONS Mgmt For For
13 CHARLES PRINCE Mgmt For For
14 JUDITH RODIN Mgmt For For
15 ROBERT E. RUBIN Mgmt For For
16 FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION Mgmt For For
OF KPMG LLP AS CITIGROUP S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH Mgmt For For
OF THE RESTATED CERTIFICATE OF
INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH Mgmt For For
OF THE RESTATED CERTIFICATE OF
INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF Mgmt For For
THE RESTATED CERTIFICATE OF
INCORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL REQUESTING Shr Against For
NO FUTURE NEW STOCK OPTION GRANTS AND
NO RENEWAL OR REPRICING OF CURRENT
STOCK OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING Shr Against For
A REPORT ON POLITICAL
CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING Shr Against For
A REPORT ON CHARITABLE
CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING Shr For Against
THE ADOPTION OF A POLICY REGARDING
PERFORMANCE-BASED EQUITY COMPENSATION
FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING Shr Against For
REIMBURSEMENT OF EXPENSES INCURRED BY A
STOCKHOLDER IN A CONTESTED ELECTION OF
DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING Shr Against For
THAT THE CHAIRMAN OF THE BOARD HAVE NO
MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING Shr Against For
THE RECOUPMENT OF MANAGEMENT BONUSES IN
THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 124
UNASSIGNED
COLGATE-PALMOLIVE COMPANY
SECURITY: 194162103 AGENDA NUMBER: 932476155
TICKER: CL MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.T. CAHILL Mgmt For For
2 J.K. CONWAY Mgmt For For
3 E.M. HANCOCK Mgmt For For
4 D.W. JOHNSON Mgmt For For
5 R.J. KOGAN Mgmt For For
6 D.E. LEWIS Mgmt For For
7 R. MARK Mgmt For For
8 J.P. REINHARD Mgmt For For
9 H.B. WENTZ, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFY SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 APPROVAL OF THE COMPANY S 2007 Mgmt For For
STOCK PLAN FOR NON-EMPLOYEE DIRECTORS
04 STOCKHOLDER PROPOSAL ON Mgmt Against For
INDEPENDENT CHAIRMAN
05 STOCKHOLDER PROPOSAL ON Shr Against For
EXECUTIVE COMPENSATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 124
UNASSIGNED
COMERICA INCORPORATED
SECURITY: 200340107 AGENDA NUMBER: 932485596
TICKER: CMA MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LILLIAN BAUDER Mgmt For For
2 ANTHONY F. EARLEY, JR. Mgmt For For
3 ROBERT S. TAUBMAN Mgmt For For
4 REGINALD M. TURNER, JR. Mgmt For For
02 APPROVAL OF THE COMERICA Mgmt For For
INCORPORATED 2006 LONG-TERM INCENTIVE
PLAN
03 APPROVAL OF THE COMERICA Mgmt For For
INCORPORATED 2006 MANAGEMENT INCENTIVE
PLAN
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 124
UNASSIGNED
CONOCOPHILLIPS
SECURITY: 20825C104 AGENDA NUMBER: 932476383
TICKER: COP MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD L. ARMITAGE Mgmt For For
2 RICHARD H. AUCHINLECK Mgmt For For
3 HARALD J. NORVIK Mgmt For For
4 WILLIAM K. REILLY Mgmt For For
5 VICTORIA J. TSCHINKEL Mgmt For For
6 KATHRYN C. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006
03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 DIRECTOR ELECTION VOTE STANDARD Shr For Against
05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against
EXTRAORDINARY RETIREMENT BENEFITS FOR
SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For
COMMUNITIES
07 EQUITABLE COMPENSATION OF NON-EMPLOYEE Mgmt For Against
DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 124
UNASSIGNED
CONSOLIDATED EDISON, INC.
SECURITY: 209115104 AGENDA NUMBER: 932486649
TICKER: ED MEETING TYPE: Annual
ISIN: MEETING DATE: 15-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 K. BURKE Mgmt For For
2 V.A. CALARCO Mgmt For For
3 G. CAMPBELL, JR. Mgmt For For
4 G.J. DAVIS Mgmt For For
5 M.J. DEL GIUDICE Mgmt For For
6 E.V. FUTTER Mgmt For For
7 S. HERNANDEZ Mgmt For For
8 P.W. LIKINS Mgmt For For
9 E.R. MCGRATH Mgmt For For
10 F.V. SALERNO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 L.F. SUTHERLAND Mgmt For For
12 S.R. VOLK Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
03 ADDITIONAL COMPENSATION INFORMATION. Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 124
UNASSIGNED
DOMINION RESOURCES, INC.
SECURITY: 25746U109 AGENDA NUMBER: 932453032
TICKER: D MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER W. BROWN Mgmt For For
2 RONALD J. CALISE Mgmt For For
3 THOS. E. CAPPS Mgmt For For
4 GEORGE A. DAVIDSON, JR. Mgmt For For
5 THOMAS F. FARRELL, II Mgmt For For
6 JOHN W. HARRIS Mgmt For For
7 ROBERT S. JEPSON, JR. Mgmt For For
8 MARK J. KINGTON Mgmt For For
9 BENJAMIN J. LAMBERT III Mgmt For For
10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARGARET A. MCKENNA Mgmt For For
12 FRANK S. ROYAL Mgmt For For
13 S. DALLAS SIMMONS Mgmt For For
14 DAVID A. WOLLARD Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS FOR THE 2006 FINANCIAL
STATEMENTS.
03 SHAREHOLDER PROPOSAL - MAJORITY VOTE Shr For Against
STANDARD
04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL - RETIREMENT Shr Against For
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 124
UNASSIGNED
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY: 263534109 AGENDA NUMBER: 932457612
TICKER: DD MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAIN J.P. BELDA Mgmt For For
2 RICHARD H. BROWN Mgmt For For
3 CURTIS J. CRAWFORD Mgmt For For
4 JOHN T. DILLON Mgmt For For
5 ELEUTHERE I. DU PONT Mgmt For For
6 CHARLES O. HOLLIDAY, JR Mgmt For For
7 LOIS D. JULIBER Mgmt For For
8 MASAHISA NAITOH Mgmt For For
9 SEAN O'KEEFE Mgmt For For
10 WILLIAM K. REILLY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 CHARLES M. VEST Mgmt For For
02 ON RATIFICATION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ON EXECUTIVE COMPENSATION Shr Against For
04 ON GENETICALLY MODIFIED FOOD Mgmt Against For
05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against
06 ON PFOA Shr Against For
07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 124
UNASSIGNED
ENTERGY CORPORATION
SECURITY: 29364G103 AGENDA NUMBER: 932467500
TICKER: ETR MEETING TYPE: Annual
ISIN: MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.S. BATEMAN Mgmt For For
2 W.F. BLOUNT Mgmt For For
3 S.D. DEBREE Mgmt For For
4 G.W. EDWARDS Mgmt For For
5 A.M. HERMAN Mgmt For For
6 D.C. HINTZ Mgmt For For
7 J.W. LEONARD Mgmt For For
8 S.L. LEVENICK Mgmt For For
9 R.V.D. LUFT Mgmt For For
10 J.R. NICHOLS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.A. PERCY, II Mgmt For For
12 W.J. TAUZIN Mgmt For For
13 S.V. WILKINSON Mgmt For For
02 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTE REQUIREMENT WITH RESPECT TO THE
REMOVAL OF DIRECTORS.
03 APPROVAL OF 2007 EQUITY OWNERSHIP AND Mgmt For For
LONG TERM CASH INCENTIVE PLAN.
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
2006.
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 124
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932358232
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF SHARE ISSUANCE Mgmt For For
02 DIRECTORS
1 E.A. BRENNAN Mgmt For For
2 B. DEMARS Mgmt For For
3 N.A. DIAZ Mgmt For For
4 J.W. ROWE Mgmt For For
5 R. RUBIN Mgmt For For
03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN
06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN FOR UNINCORPORATED
SUBSIDIARIES
07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For
MEETING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 124
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932538361
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.W. D'ALESSIO Mgmt For For
2 R.B. GRECO Mgmt For For
3 J.M. PALMS Mgmt For For
4 J.W. ROGERS Mgmt For For
5 R.L. THOMAS Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For
03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For
SHAREHOLDER APPROVAL OF FUTURE SEVERANCE
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 124
UNASSIGNED
EXXON MOBIL CORPORATION
SECURITY: 30231G102 AGENDA NUMBER: 932485700
TICKER: XOM MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.J. BOSKIN Mgmt For For
2 W.W. GEORGE Mgmt For For
3 J.R. HOUGHTON Mgmt Withheld Against
4 W.R. HOWELL Mgmt Withheld Against
5 R.C. KING Mgmt Withheld Against
6 P.E. LIPPINCOTT Mgmt For For
7 H.A. MCKINNELL, JR. Mgmt For For
8 M.C. NELSON Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.S. SIMON Mgmt For For
12 R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 32)
03 CUMULATIVE VOTING (PAGE 34) Shr Against For
04 MAJORITY VOTE (PAGE 35) Shr For Against
05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For
07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For
10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For
45)
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For
12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For
13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For
15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 124
UNASSIGNED
GANNETT CO., INC.
SECURITY: 364730101 AGENDA NUMBER: 932447154
TICKER: GCI MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARJORIE MAGNER Mgmt For For
2 DUNCAN M. MCFARLAND Mgmt For For
3 KAREN HASTIE WILLIAMS Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2006
FISCAL YEAR.
03 PROPOSAL TO RE-APPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE MEASURES IN THE
COMPANY S 2001 OMNIBUS INCENTIVE
COMPENSATION PLAN.
04 SHAREHOLDER PROPOSAL CONCERNING ANNUAL Mgmt For Against
ELECTION OF DIRECTORS.
05 SHAREHOLDER PROPOSAL CONCERNING Mgmt For Against
INDEPENDENT BOARD CHAIRMAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 124
UNASSIGNED
GENERAL ELECTRIC COMPANY
SECURITY: 369604103 AGENDA NUMBER: 932446241
TICKER: GE MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 JAMES I. CASH, JR. Mgmt For For
2 SIR WILLIAM M. CASTELL Mgmt For For
3 ANN M. FUDGE Mgmt For For
4 CLAUDIO X. GONZALEZ Mgmt Withheld Against
5 JEFFREY R. IMMELT Mgmt For For
6 ANDREA JUNG Mgmt For For
7 ALAN G. LAFLEY Mgmt For For
8 ROBERT W. LANE Mgmt For For
9 RALPH S. LARSEN Mgmt For For
10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SAM NUNN Mgmt For For
12 ROGER S. PENSKE Mgmt For For
13 ROBERT J. SWIERINGA Mgmt For For
14 DOUGLAS A. WARNER III Mgmt For For
15 ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR
01 CUMULATIVE VOTING Shr Against For
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For
06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 124
UNASSIGNED
GENERAL MILLS, INC.
SECURITY: 370334104 AGENDA NUMBER: 932386623
TICKER: GIS MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PAUL DANOS Mgmt For For
2 WILLIAM T. ESREY Mgmt For For
3 RAYMOND V. GILMARTIN Mgmt For For
4 JUDITH RICHARDS HOPE Mgmt For For
5 HEIDI G. MILLER Mgmt For For
6 H. OCHOA-BRILLEMBOURG Mgmt For For
7 STEVE ODLAND Mgmt For For
8 MICHAEL D. ROSE Mgmt For For
9 ROBERT L. RYAN Mgmt For For
10 STEPHEN W. SANGER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. MICHAEL SPENCE Mgmt For For
12 DOROTHY A. TERRELL Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
GENERAL MILLS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADOPT THE 2005 STOCK COMPENSATION PLAN. Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING SALE OF Shr Against For
GENERAL MILLS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 124
UNASSIGNED
GOODRICH CORPORATION
SECURITY: 382388106 AGENDA NUMBER: 932447116
TICKER: GR MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DIANE C. CREEL Mgmt Withheld Against
2 GEORGE A. DAVIDSON, JR. Mgmt For For
3 HARRIS E. DELOACH, JR. Mgmt For For
4 JAMES W. GRIFFITH Mgmt For For
5 WILLIAM R. HOLLAND Mgmt For For
6 JOHN P. JUMPER Mgmt For For
7 MARSHALL O. LARSEN Mgmt For For
8 DOUGLAS E. OLESEN Mgmt For For
9 ALFRED M. RANKIN, JR. Mgmt For For
10 JAMES R. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. THOMAS YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 124
UNASSIGNED
H.J. HEINZ COMPANY
SECURITY: 423074103 AGENDA NUMBER: 932373765
TICKER: HNZ MEETING TYPE: Annual
ISIN: MEETING DATE: 23-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 W.R. JOHNSON Mgmt For For
2 C.E. BUNCH Mgmt For For
3 M.C. CHOKSI Mgmt For For
4 L.S. COLEMAN, JR. Mgmt For For
5 P.H. COORS Mgmt For For
6 E.E. HOLIDAY Mgmt For For
7 C. KENDLE Mgmt For For
8 D.R. O'HARE Mgmt For For
9 L.C. SWANN Mgmt For For
10 T.J. USHER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF AUDITORS. Mgmt For For
03 SHAREHOLDER PROPOSAL RECOMMENDING HIRING Shr Against For
AN INVESTMENT BANK TO EXPLORE THE SALE
OF THE COMPANY.
04 SHAREHOLDER PROPOSAL RECOMMENDING THAT Shr For Against
THE BOARD OF DIRECTORS ADOPT A SIMPLE
MAJORITY VOTE ON EACH ISSUE SUBJECT TO
SHAREHOLDER VOTE EXCEPT ELECTION OF
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 124
UNASSIGNED
HOST HOTELS & RESORTS
SECURITY: 44107P104 AGENDA NUMBER: 932507633
TICKER: HST MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT M. BAYLIS Mgmt For For
2 TERENCE C. GOLDEN Mgmt For For
3 ANN M. KOROLOGOS Mgmt For For
4 RICHARD E. MARRIOTT Mgmt For For
5 JUDITH A. MCHALE Mgmt For For
6 JOHN B. MORSE, JR. Mgmt For For
7 CHRISTOPHER J. NASSETTA Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS Shr For For
BY A MAJORITY VOTE STANDARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 124
UNASSIGNED
INTERNATIONAL PAPER COMPANY
SECURITY: 460146103 AGENDA NUMBER: 932474149
TICKER: IP MEETING TYPE: Annual
ISIN: MEETING DATE: 08-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN L. TOWNSEND, III* Mgmt For For
2 JOHN F. TURNER** Mgmt For For
3 ALBERTO WEISSER** Mgmt For For
4 JOHN V. FARACI*** Mgmt For For
5 DONALD F. MCHENRY*** Mgmt For For
6 WILLIAM G. WALTER*** Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
03 PROPOSAL RELATING TO MAJORITY VOTING FOR Shr For Against
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 PROPOSAL RELATING TO SUSTAINABLE Shr Against For
FORESTRY.
05 PROPOSAL RELATING TO ANNUAL ELECTION OF Mgmt For Against
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 124
UNASSIGNED
JPMORGAN CHASE & CO.
SECURITY: 46625H100 AGENDA NUMBER: 932470228
TICKER: JPM MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. BIGGS Mgmt For For
2 STEPHEN B. BURKE Mgmt For For
3 JAMES S. CROWN Mgmt For For
4 JAMES DIMON Mgmt For For
5 ELLEN V. FUTTER Mgmt For For
6 WILLIAM H. GRAY, III Mgmt For For
7 WILLIAM B. HARRISON, JR Mgmt For For
8 LABAN P. JACKSON, JR. Mgmt For For
9 JOHN W. KESSLER Mgmt For For
10 ROBERT I. LIPP Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RICHARD A. MANOOGIAN Mgmt For For
12 DAVID C. NOVAK Mgmt For For
13 LEE R. RAYMOND Mgmt For For
14 WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 STOCK OPTIONS Shr Against For
04 PERFORMANCE-BASED RESTRICTED STOCK Shr Against For
05 SEPARATE CHAIRMAN Mgmt For Against
06 SEXUAL ORIENTATION Shr Against For
07 SPECIAL SHAREHOLDER MEETINGS Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 LOBBYING PRIORITIES REPORT Shr Against For
09 POLITICAL CONTRIBUTIONS REPORT Shr Against For
10 POISON PILL Shr Against For
11 CUMULATIVE VOTING Shr Against For
12 BONUS RECOUPMENT Shr Against For
13 OVERCOMMITTED DIRECTORS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 124
UNASSIGNED
KELLOGG COMPANY
SECURITY: 487836108 AGENDA NUMBER: 932445326
TICKER: K MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN T. DILLON Mgmt For For
2 JAMES M. JENNESS Mgmt For For
3 L. DANIEL JORNDT Mgmt For For
4 WILLIAM D. PEREZ Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR FOR Mgmt For For
2006
03 APPROVAL OF THE KELLOGG COMPANY SENIOR Mgmt For For
EXECUTIVE ANNUAL INCENTIVE PLAN
04 PREPARE SUSTAINABILITY REPORT Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 124
UNASSIGNED
KIMBERLY-CLARK CORPORATION
SECURITY: 494368103 AGENDA NUMBER: 932446532
TICKER: KMB MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DENNIS R. BERESFORD Mgmt For For
2 ABELARDO E. BRU Mgmt For For
3 THOMAS J. FALK Mgmt For For
4 MAE C. JEMISON Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
CLASSIFIED BOARD
04 STOCKHOLDER PROPOSAL REGARDING ADOPTION Shr Against For
OF GLOBAL HUMAN RIGHTS STANDARDS BASED
ON INTERNATIONAL LABOR CONVENTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON SUSTAINABLE FORESTRY PRACTICES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 124
UNASSIGNED
MBNA CORPORATION
SECURITY: 55262L100 AGENDA NUMBER: 932399757
TICKER: KRB MEETING TYPE: Special
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For
AMERICA CORPORATION
02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 124
UNASSIGNED
MERRILL LYNCH & CO., INC.
SECURITY: 590188108 AGENDA NUMBER: 932447279
TICKER: MER MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALBERTO CRIBIORE Mgmt For For
2 AULANA L. PETERS Mgmt For For
3 CHARLES O. ROSSOTTI Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
03 INSTITUTE CUMULATIVE VOTING Shr For Against
04 SUBMIT DIRECTOR COMPENSATION TO Shr Against For
SHAREHOLDERS FOR ANNUAL APPROVAL
05 SUBMIT MANAGEMENT DEVELOPMENT AND Shr For Against
COMPENSATION COMMITTEE REPORT TO
SHAREHOLDERS FOR ANNUAL APPROVAL
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 124
UNASSIGNED
NATIONAL CITY CORPORATION
SECURITY: 635405103 AGENDA NUMBER: 932446671
TICKER: NCC MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.E. BARFIELD Mgmt For For
2 J.S. BROADHURST Mgmt For For
3 C.M. CONNOR Mgmt For For
4 D.A. DABERKO Mgmt For For
5 B.P. HEALY Mgmt For For
6 S.C. LINDNER Mgmt For For
7 P.A. ORMOND Mgmt For For
8 G.L. SHAHEEN Mgmt For For
9 J.S. THORNTON Mgmt For For
10 M. WEISS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 THE RATIFICATION OF THE AUDIT COMMITTEE Mgmt For For
S SELECTION OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 124
UNASSIGNED
PEPSICO, INC.
SECURITY: 713448108 AGENDA NUMBER: 932461142
TICKER: PEP MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.F. AKERS Mgmt For For
2 R.E. ALLEN Mgmt For For
3 D. DUBLON Mgmt For For
4 V.J. DZAU Mgmt For For
5 R.L. HUNT Mgmt For For
6 A. IBARGUEN Mgmt For For
7 A.C. MARTINEZ Mgmt For For
8 I.K. NOOYI Mgmt For For
9 S.S REINEMUND Mgmt For For
10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.J. SCHIRO Mgmt For For
12 F.A. THOMAS Mgmt For For
13 C.M. TRUDELL Mgmt For For
14 D. VASELLA Mgmt For For
15 M.D. WHITE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS
03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 23)
04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 124
UNASSIGNED
PFIZER INC.
SECURITY: 717081103 AGENDA NUMBER: 932449526
TICKER: PFE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL S. BROWN Mgmt For For
2 M. ANTHONY BURNS Mgmt For For
3 ROBERT N. BURT Mgmt For For
4 W. DON CORNWELL Mgmt For For
5 WILLIAM H. GRAY III Mgmt For For
6 CONSTANCE J. HORNER Mgmt For For
7 WILLIAM R. HOWELL Mgmt For For
8 STANLEY O. IKENBERRY Mgmt For For
9 GEORGE A. LORCH Mgmt For For
10 HENRY A. MCKINNELL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DANA G. MEAD Mgmt For For
12 RUTH J. SIMMONS Mgmt For For
13 WILLIAM C. STEERE, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
03 MANAGEMENT PROPOSAL TO AMEND COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTE
REQUIREMENTS AND FAIR PRICE PROVISION.
04 SHAREHOLDER PROPOSAL RELATING TO TERM Shr Against For
LIMITS FOR DIRECTORS.
05 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
REPORTING ON PHARMACEUTICAL PRICE
RESTRAINT.
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
CUMULATIVE VOTING.
07 SHAREHOLDER PROPOSAL REQUESTING Mgmt Against For
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
09 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON THE FEASIBILITY OF AMENDING PFIZER S
CORPORATE POLICY ON LABORATORY ANIMAL
CARE AND USE.
10 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
JUSTIFICATION FOR FINANCIAL
CONTRIBUTIONS WHICH ADVANCE ANIMAL-BASED
TESTING METHODOLOGIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 124
UNASSIGNED
PITNEY BOWES INC.
SECURITY: 724479100 AGENDA NUMBER: 932461750
TICKER: PBI MEETING TYPE: Annual
ISIN: MEETING DATE: 08-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANNE SUTHERLAND FUCHS Mgmt For For
2 JAMES H. KEYES Mgmt For For
3 DAVID L. SHEDLARZ Mgmt For For
4 DAVID B. SNOW, JR. Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 APPROVAL OF AMENDED AND RESTATED KEY Mgmt For For
EMPLOYEES INCENTIVE PLAN.
04 APPROVAL OF THE PITNEY BOWES 1998 U.K. Mgmt For For
S.A.Y.E. STOCK OPTION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 124
UNASSIGNED
PPG INDUSTRIES, INC.
SECURITY: 693506107 AGENDA NUMBER: 932444829
TICKER: PPG MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES E. BUNCH Mgmt For For
2 ROBERT RIPP Mgmt For For
3 THOMAS J. USHER Mgmt For For
4 DAVID R. WHITWAM Mgmt For For
02 PROPOSAL TO APPROVE THE PPG INDUSTRIES, Mgmt For For
INC. OMNIBUS INCENTIVE PLAN.
03 PROPOSAL TO ENDORSE THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 124
UNASSIGNED
PPL CORPORATION
SECURITY: 69351T106 AGENDA NUMBER: 932455757
TICKER: PPL MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN W. CONWAY Mgmt For For
2 E. ALLEN DEAVER Mgmt For For
3 JAMES H. MILLER Mgmt For For
4 SUSAN M. STALNECKER Mgmt For For
02 RE-APPROVAL OF SHORT-TERM INCENTIVE PLAN Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
04 SHAREOWNER PROPOSAL Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 124
UNASSIGNED
R.R. DONNELLEY & SONS COMPANY
SECURITY: 257867101 AGENDA NUMBER: 932516923
TICKER: RRD MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS S. JOHNSON Mgmt For For
2 JOHN C. POPE Mgmt For For
3 LIONEL H. SCHIPPER, CM Mgmt For For
4 NORMAN H. WESLEY Mgmt For For
02 RATIFICATION OF THE COMPANY S AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL TO ELECT EACH Mgmt For Against
DIRECTOR ANNUALLY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 124
UNASSIGNED
ROCKWELL AUTOMATION, INC.
SECURITY: 773903109 AGENDA NUMBER: 932423510
TICKER: ROK MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 BETTY C. ALEWINE Mgmt For For
2 VERNE G. ISTOCK Mgmt For For
3 DAVID B. SPEER Mgmt For For
B APPROVE THE SELECTION OF AUDITORS. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 124
UNASSIGNED
ROYAL DUTCH SHELL PLC
SECURITY: 780259107 AGENDA NUMBER: 932491804
TICKER: RDSB MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Mgmt For For
02 APPROVAL OF REMUNERATION REPORT Mgmt For For
03 DIRECTOR
1 JORMA OLLILA# Mgmt For For
2 NICK LAND# Mgmt For For
3 LORD KERR# U + Mgmt For For
4 JEROEN VAN DER VEER Mgmt For For
5 ROB ROUTS Mgmt For For
6 WIM KOK# N Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 RE-APPOINTMENT OF AUDITORS Mgmt For For
10 REMUNERATION OF AUDITORS Mgmt Against Against
11 AUTHORITY TO ALLOT SHARES Mgmt For For
12 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
13 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
14 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt Against Against
EXPENDITURE
15 SHAREHOLDER RESOLUTION Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 124
UNASSIGNED
SCANA CORPORATION
SECURITY: 80589M102 AGENDA NUMBER: 932456292
TICKER: SCG MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES A. BENNETT* Mgmt For For
2 WILLIAM C. BURKHARDT* Mgmt For For
3 LYNNE M. MILLER* Mgmt For For
4 MACEO K. SLOAN* Mgmt For For
5 SHARON A. DECKER** Mgmt For For
02 APPROVAL OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 124
UNASSIGNED
SPRINT CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932364502
TICKER: FON MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF SPRINT SERIES 1
COMMON STOCK.
02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO CREATE THE CLASS OF
NON-VOTING COMMON STOCK AND CREATE THE
NINTH SERIES PREFERRED STOCK AND ADD A
PROVISION STATING THAT STOCKHOLDER
APPROVAL IS NOT REQUIRED FOR THE
ACQUISITION BY SPRINT NEXTEL OF
NON-VOTING COMMON STOCK OR THE NINTH
SERIES PREFERRED STOCK FROM A HOLDER OF
THAT STOCK.
03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION.
04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For
COMMON STOCK, NON-VOTING COMMON STOCK
AND THE NINTH SERIES PREFERRED STOCK IN
THE MERGER.
05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For
ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 DIRECTOR
1 GORDON M. BETHUNE Mgmt For For
2 DR. E. LINN DRAPER, JR. Mgmt For For
3 JAMES H. HANCE, JR. Mgmt For For
4 DEBORAH A. HENRETTA Mgmt For For
5 IRVINE O. HOCKADAY, JR. Mgmt For For
6 LINDA KOCH LORIMER Mgmt For For
7 GERALD L. STORCH Mgmt For For
8 WILLIAM H. SWANSON Mgmt For For
07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR 2005.
08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against
EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 124
UNASSIGNED
SPRINT NEXTEL CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932451773
TICKER: S MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEITH J. BANE Mgmt For For
2 GORDON M. BETHUNE Mgmt For For
3 TIMOTHY M. DONAHUE Mgmt For For
4 FRANK M. DRENDEL Mgmt For For
5 GARY D. FORSEE Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 V. JANET HILL Mgmt For For
8 IRVINE O. HOCKADAY, JR. Mgmt For For
9 WILLIAM E. KENNARD Mgmt For For
10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHANIE M. SHERN Mgmt For For
12 WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SPRINT NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against
VOTING.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 124
UNASSIGNED
SUNTRUST BANKS, INC.
SECURITY: 867914103 AGENDA NUMBER: 932446582
TICKER: STI MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. HYATT BROWN* Mgmt For For
2 ALSTON D. CORRELL* Mgmt For For
3 DAVID H. HUGHES* Mgmt For For
4 E. NEVILLE ISDELL* Mgmt For For
5 G. GILMER MINOR, III* Mgmt For For
6 THOMAS M. GARROTT** Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2006.
03 SHAREHOLDER PROPOSAL THAT DIRECTORS BE Mgmt For Against
ELECTED ANNUALLY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 124
UNASSIGNED
THE ALLSTATE CORPORATION
SECURITY: 020002101 AGENDA NUMBER: 932460277
TICKER: ALL MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 F. DUANE ACKERMAN Mgmt For For
2 JAMES G. ANDRESS Mgmt For For
3 W. JAMES FARRELL Mgmt For For
4 JACK M. GREENBERG Mgmt For For
5 RONALD T. LEMAY Mgmt For For
6 EDWARD M. LIDDY Mgmt For For
7 J. CHRISTOPHER REYES Mgmt For For
8 H. JOHN RILEY, JR. Mgmt For For
9 JOSHUA I. SMITH Mgmt For For
10 JUDITH A. SPRIESER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARY ALICE TAYLOR Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
2001 EQUITY INCENTIVE PLAN.
04 APPROVAL OF THE 2006 EQUITY COMPENSATION Mgmt For For
PLAN FOR NON- EMPLOYEE DIRECTORS.
05 PROVIDE FOR DIRECTOR ELECTION MAJORITY Shr For Against
VOTE STANDARD.
06 PROVIDE FOR SIMPLE MAJORITY VOTE. Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 124
UNASSIGNED
THE DOW CHEMICAL COMPANY
SECURITY: 260543103 AGENDA NUMBER: 932461318
TICKER: DOW MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JACQUELINE K. BARTON Mgmt For For
2 JAMES A. BELL Mgmt For For
3 BARBARA H. FRANKLIN Mgmt For For
4 ANDREW N. LIVERIS Mgmt For For
5 GEOFFERY E. MERSZEI Mgmt For For
6 J. PEDRO REINHARD Mgmt For For
7 RUTH G. SHAW Mgmt For For
8 PAUL G. STERN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For
ENGINEERED SEED.
05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For
LINKS TO RESPIRATORY PROBLEMS.
06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For
CHEMICAL FACILITIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 124
UNASSIGNED
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY: 693475105 AGENDA NUMBER: 932458892
TICKER: PNC MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. CHELLGREN Mgmt For For
2 MR. CLAY Mgmt For For
3 MR. COOPER Mgmt For For
4 MR. DAVIDSON Mgmt For For
5 MS. JAMES Mgmt For For
6 MR. KELSON Mgmt For For
7 MR. LINDSAY Mgmt For For
8 MR. MASSARO Mgmt For For
9 MR. O'BRIEN Mgmt For For
10 MS. PEPPER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MR. ROHR Mgmt For For
12 MS. STEFFES Mgmt For For
13 MR. STRIGL Mgmt For For
14 MR. THIEKE Mgmt For For
15 MR. USHER Mgmt For For
16 MR. WALLS Mgmt For For
17 MR. WEHMEIER Mgmt For For
02 APPROVAL OF THE PNC FINANCIAL SERVICES Mgmt For For
GROUP, INC. 2006 INCENTIVE AWARD PLAN.
03 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 124
UNASSIGNED
THE SOUTHERN COMPANY
SECURITY: 842587107 AGENDA NUMBER: 932490282
TICKER: SO MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.P. BARANCO Mgmt For For
2 D.J. BERN Mgmt For For
3 F.S. BLAKE Mgmt For For
4 T.F. CHAPMAN Mgmt For For
5 D.M. JAMES Mgmt For For
6 Z.T. PATE Mgmt For For
7 J.N. PURCELL Mgmt For For
8 D.M. RATCLIFFE Mgmt For For
9 W.G. SMITH, JR. Mgmt For For
10 G.J. ST. PE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006
03 APPROVAL OF THE SOUTHERN COMPANY OMNIBUS Mgmt For For
INCENTIVE COMPENSATION PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 124
UNASSIGNED
TXU CORP.
SECURITY: 873168108 AGENDA NUMBER: 932480938
TICKER: TXU MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E. GAIL DE PLANQUE Mgmt For For
2 LELDON E. ECHOLS Mgmt For For
3 KERNEY LADAY Mgmt For For
4 JACK E. LITTLE Mgmt For For
5 GERARDO I. LOPEZ Mgmt For For
6 J. E. OESTERREICHER Mgmt For For
7 MICHAEL W. RANGER Mgmt For For
8 LEONARD H. ROBERTS Mgmt For For
9 GLENN F. TILTON Mgmt For For
10 C. JOHN WILDER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF AUDITOR - DELOITTE & TOUCHE Mgmt For For
LLP.
03 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For
RESTATED BYLAWS.
04 APPROVAL OF THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF FORMATION.
05 SHAREHOLDER PROPOSAL TO ELECT Mgmt For For
DIRECTORS BY MAJORITY VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 124
UNASSIGNED
U.S. BANCORP
SECURITY: 902973304 AGENDA NUMBER: 932447899
TICKER: USB MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER H. COORS Mgmt For For
2 JERRY A. GRUNDHOFER Mgmt For For
3 PATRICK T. STOKES Mgmt For For
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR THE 2006 FISCAL
YEAR.
03 APPROVAL OF THE U.S. BANCORP 2006 Mgmt For For
EXECUTIVE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL: DECLASSIFICATION Mgmt For Against
OF THE BOARD OF DIRECTORS.
05 SHAREHOLDER PROPOSAL: ANNUAL APPROVAL OF Shr Against For
THE COMPENSATION COMMITTEE REPORT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 124
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 932467598
TICKER: UBS MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For
ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS
OF THE GROUP AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
DIVIDEND FOR FINANCIAL YEAR 2005
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For
MEYER
4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For
BERTARELLI
4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For
KAUFMANN-KOHLER
4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For
WOLLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For
AUDITORS
4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For
5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For
THE 2005/2006 SHARE BUYBACK PROGRAM
5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For
FOR 2006/2007
5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For
VALUE REPAYMENT
5D SHARE SPLIT Mgmt For For
5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For
ARTICLE 4A OF THE ARTICLES OF
ASSOCIATION
5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For
AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1
OF THE ARTICLES OF ASSOCIATION)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For
APPROVAL OF ARTICLE 4A PARA. 2 OF THE
ARTICLES OF ASSOCIATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 124
UNASSIGNED
VERIZON COMMUNICATIONS INC.
SECURITY: 92343V104 AGENDA NUMBER: 932454313
TICKER: VZ MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.R. BARKER Mgmt For For
2 R.L. CARRION Mgmt For For
3 R.W. LANE Mgmt For For
4 S.O. MOOSE Mgmt For For
5 J. NEUBAUER Mgmt Withheld Against
6 D.T. NICOLAISEN Mgmt For For
7 T.H. O'BRIEN Mgmt For For
8 C. OTIS, JR. Mgmt For For
9 H.B. PRICE Mgmt For For
10 I.G. SEIDENBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.V. SHIPLEY Mgmt For For
12 J.R. STAFFORD Mgmt For For
13 R.D. STOREY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED ACCOUNTING FIRM
03 CUMULATIVE VOTING Shr For Against
04 MAJORITY VOTE REQUIRED FOR ELECTION OF Shr For Against
DIRECTORS
05 COMPOSITION OF BOARD OF DIRECTORS
Mgmt Against For
06 DIRECTORS ON COMMON BOARDS
Mgmt Against For
07 SEPARATE CHAIRMAN AND CEO
Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 PERFORMANCE-BASED EQUITY COMPENSATION Shr Against For
09 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 124
UNASSIGNED
WACHOVIA CORPORATION
SECURITY: 929903102 AGENDA NUMBER: 932449677
TICKER: WB MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. GOODWIN, JR* Mgmt For For
2 ROBERT A. INGRAM* Mgmt For For
3 MACKEY J. MCDONALD* Mgmt For For
4 LANTY L. SMITH* Mgmt For For
5 RUTH G. SHAW* Mgmt For For
6 ERNEST S. RADY** Mgmt For For
02 A WACHOVIA PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS AUDITORS FOR
THE YEAR 2006.
03 A STOCKHOLDER PROPOSAL REGARDING FUTURE Shr For Against
SEVERANCE ARRANGEMENTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 A STOCKHOLDER PROPOSAL REGARDING Shr Against For
REPORTING OF POLITICAL CONTRIBUTIONS.
05 A STOCKHOLDER PROPOSAL REGARDING Mgmt Against For
SEPARATING THE OFFICES OF CHAIRMAN AND
CHIEF EXECUTIVE OFFICER.
06 A STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
MAJORITY VOTING IN DIRECTOR ELECTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 124
UNASSIGNED
WASHINGTON MUTUAL, INC.
SECURITY: 939322103 AGENDA NUMBER: 932456002
TICKER: WM MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KERRY K. KILLINGER* Mgmt For For
2 THOMAS C. LEPPERT* Mgmt For For
3 CHARLES M. LILLIS* Mgmt For For
4 MICHAEL K. MURPHY* Mgmt For For
5 ORIN C. SMITH* Mgmt For For
6 REGINA MONTOYA** Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR
2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For
AMENDED AND RESTATED 2003 EQUITY
INCENTIVE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES THAT MAY BE SUBJECT
TO AWARDS MADE THEREUNDER
04 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION PLAN
05 TO APPROVE THE COMPANY PROPOSAL TO AMEND Mgmt For For
THE WASHINGTON MUTUAL, INC. ARTICLES OF
INCORPORATION (AS AMENDED) TO DECLASSIFY
THE BOARD OF DIRECTORS AND ESTABLISH
ANNUAL ELECTIONS FOR ALL COMPANY
DIRECTORS COMMENCING WITH THE 2007
ANNUAL MEETING, RATHER THAN THE CURRENT
STAGGERED THREE-YEAR TERMS
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DISCLOSURE OF THE COMPANY S POLITICAL
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 124
UNASSIGNED
WELLS FARGO & COMPANY
SECURITY: 949746101 AGENDA NUMBER: 932450618
TICKER: WFC MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LLOYD H. DEAN Mgmt For For
2 SUSAN E. ENGEL Mgmt For For
3 ENRIQUE HERNANDEZ, JR. Mgmt For For
4 ROBERT L. JOSS Mgmt For For
5 RICHARD M. KOVACEVICH Mgmt For For
6 RICHARD D. MCCORMICK Mgmt For For
7 CYNTHIA H. MILLIGAN Mgmt For For
8 NICHOLAS G. MOORE Mgmt For For
9 PHILIP J. QUIGLEY Mgmt For For
10 DONALD B. RICE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JUDITH M. RUNSTAD Mgmt For For
12 STEPHEN W. SANGER Mgmt For For
13 SUSAN G. SWENSON Mgmt For For
14 MICHAEL W. WRIGHT Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2006.
03 STOCKHOLDER PROPOSAL REGARDING A Shr For Against
DIRECTOR ELECTION BY-LAW AMENDMENT.
04 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
SEPARATION OF BOARD CHAIR AND CEO
POSITIONS.
05 STOCKHOLDER PROPOSAL REGARDING DIRECTOR Shr Against For
COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON HOME MORTGAGE DISCLOSURE ACT (HMDA)
DATA.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 124
UNASSIGNED
WEYERHAEUSER COMPANY
SECURITY: 962166104 AGENDA NUMBER: 932449665
TICKER: WY MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD F. HASKAYNE Mgmt For For
2 DONALD F. MAZANKOWSKI Mgmt For For
3 NICOLE W. PIASECKI Mgmt For For
02 SHAREHOLDER PROPOSAL ON DIRECTOR Mgmt For Against
ELECTION BY MAJORITY
03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Mgmt For Against
04 SHAREHOLDER PROPOSAL ON EXECUTIVE Mgmt Against For
COMPENSATION
05 SHAREHOLDER PROPOSAL ON FOREST Shr Against For
STEWARDSHIP COUNCIL (FSC) CERTIFICATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 SHAREHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
CHAIRMAN
07 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
APPOINTMENT OF AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 124
UNASSIGNED
WYETH
SECURITY: 983024100 AGENDA NUMBER: 932450783
TICKER: WYE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R. ESSNER Mgmt For For
2 J.D. FEERICK Mgmt For For
3 F.D. FERGUSSON Mgmt For For
4 V.F. GANZI Mgmt For For
5 R. LANGER Mgmt For For
6 J.P. MASCOTTE Mgmt For For
7 M.L. POLAN Mgmt For For
8 G.L. ROGERS Mgmt For For
9 I.G. SEIDENBERG Mgmt For For
10 W.V. SHIPLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 124
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.R. TORELL III Mgmt For For
02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
INCENTIVE PLAN
04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For
CANADA
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For
07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against
08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For
09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Item 1. Proxy Voting Record
Account Name: The Hartford Floating Rate Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
The Hartford Focus Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 84
UNASSIGNED
ACCENTURE LTD
SECURITY: G1150G111 AGENDA NUMBER: 932425021
TICKER: ACN MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: DINA DUBLON
1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: WILLIAM D. GREEN
02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2006 FISCAL
YEAR AND AUTHORIZATION OF THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 84
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932375000
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. AIDINOFF Mgmt For For
2 P. CHIA Mgmt For For
3 M. COHEN Mgmt For For
4 W. COHEN Mgmt For For
5 M. FELDSTEIN Mgmt For For
6 E. FUTTER Mgmt For For
7 S. HAMMERMAN Mgmt For For
8 C. HILLS Mgmt For For
9 R. HOLBROOKE Mgmt For For
10 D. KANAK Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. MILES, JR. Mgmt For For
12 M. OFFIT Mgmt For For
13 M. SULLIVAN Mgmt For For
14 E. TSE Mgmt For For
15 F. ZARB Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 84
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932483857
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PEI-YUAN CHIA Mgmt For For
2 MARSHALL A. COHEN Mgmt For For
3 MARTIN S. FELDSTEIN Mgmt For For
4 ELLEN V. FUTTER Mgmt For For
5 STEPHEN L. HAMMERMAN Mgmt For For
6 RICHARD C. HOLBROOKE Mgmt For For
7 FRED H. LANGHAMMER Mgmt For For
8 GEORGE L. MILES, JR. Mgmt For For
9 MORRIS W. OFFIT Mgmt For For
10 JAMES F. ORR III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARTIN J. SULLIVAN Mgmt For For
12 MICHAEL H. SUTTON Mgmt For For
13 EDMUND S.W. TSE Mgmt For For
14 ROBERT B. WILLUMSTAD Mgmt For For
15 FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AIG S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 84
UNASSIGNED
AMGEN INC.
SECURITY: 031162100 AGENDA NUMBER: 932455872
TICKER: AMGN MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. FREDERICK W. GLUCK Mgmt For For
2 ADM. J. PAUL REASON Mgmt For For
3 DR. DONALD B. RICE Mgmt For For
4 MR. LEONARD D SCHAEFFER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2006.
3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For
GUIDELINES).
3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For
COMPENSATION).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against
RIGHTS PLANS).
3D STOCKHOLDER PROPOSAL #4 (ANIMAL Shr Against For
WELFARE POLICY).
3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against
ELECTIONS).
3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For
POLITICAL CONTRIBUTIONS).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 84
UNASSIGNED
APPLIED MATERIALS, INC.
SECURITY: 038222105 AGENDA NUMBER: 932441518
TICKER: AMAT MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL H. ARMACOST Mgmt For For
2 DEBORAH A. COLEMAN Mgmt For For
3 PHILIP V. GERDINE Mgmt For For
4 THOMAS J. IANNOTTI Mgmt For For
5 CHARLES Y.S. LIU Mgmt For For
6 JAMES C. MORGAN Mgmt For For
7 GERHARD H. PARKER Mgmt For For
8 WILLEM P. ROELANDTS Mgmt For For
9 MICHAEL R. SPLINTER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 84
UNASSIGNED
BANK OF AMERICA CORPORATION
SECURITY: 060505104 AGENDA NUMBER: 932453866
TICKER: BAC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM BARNET, III Mgmt For For
2 FRANK P. BRAMBLE, SR. Mgmt For For
3 JOHN T. COLLINS Mgmt For For
4 GARY L. COUNTRYMAN Mgmt For For
5 TOMMY R. FRANKS Mgmt For For
6 PAUL FULTON Mgmt For For
7 CHARLES K. GIFFORD Mgmt For For
8 W. STEVEN JONES Mgmt For For
9 KENNETH D. LEWIS Mgmt For For
10 MONICA C. LOZANO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WALTER E. MASSEY Mgmt For For
12 THOMAS J. MAY Mgmt For For
13 PATRICIA E. MITCHELL Mgmt For For
14 THOMAS M. RYAN Mgmt For For
15 O. TEMPLE SLOAN, JR. Mgmt For For
16 MEREDITH R. SPANGLER Mgmt For For
17 ROBERT L. TILLMAN Mgmt For For
18 JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For
ASSOCIATE STOCK PLAN.
04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against
DIRECTOR ELECTIONS
06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against
CHAIRMAN
07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 84
UNASSIGNED
BANK TOKYO-MITSUBISHI LTD
SECURITY: J44497105 AGENDA NUMBER: 701002913
TICKER: MEETING TYPE: AGM
ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
Reserves
3 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Company to Repurchase
its Own Shares, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Authorized
Capital
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 84
UNASSIGNED
BEST BUY CO., INC.
SECURITY: 086516101 AGENDA NUMBER: 932537232
TICKER: BBY MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRADBURY H. ANDERSON Mgmt Withheld Against
2 KATHY J. HIGGINS VICTOR Mgmt Withheld Against
3 ALLEN U. LENZMEIER Mgmt Withheld Against
4 FRANK D. TRESTMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 84
UNASSIGNED
BOSTON SCIENTIFIC CORPORATION
SECURITY: 101137107 AGENDA NUMBER: 932485825
TICKER: BSX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN E. ABELE Mgmt For For
2 JOEL L. FLEISHMAN Mgmt For For
3 ERNEST MARIO, PH.D. Mgmt For For
4 UWE E. REINHARDT Mgmt For For
02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For
02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For
JOHNSON, PH.D.
03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For
CORPORATION 2006 GLOBAL EMPLOYEE STOCK
OWNERSHIP PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 84
UNASSIGNED
CARNIVAL CORPORATION
SECURITY: 143658300 AGENDA NUMBER: 932445162
TICKER: CCL MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICKY ARISON Mgmt For For
2 AMB RICHARD G. CAPEN JR Mgmt For For
3 ROBERT H. DICKINSON Mgmt For For
4 ARNOLD W. DONALD Mgmt For For
5 PIER LUIGI FOSCHI Mgmt For For
6 HOWARD S. FRANK Mgmt For For
7 RICHARD J. GLASIER Mgmt For For
8 BARONESS HOGG Mgmt For For
9 A. KIRK LANTERMAN Mgmt For For
10 MODESTO A. MAIDIQUE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SIR JOHN PARKER Mgmt For For
12 PETER G. RATCLIFFE Mgmt For For
13 STUART SUBOTNICK Mgmt For For
14 UZI ZUCKER Mgmt For For
02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL
CORPORATION.
03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE
REMUNERATION OF THE INDEPENDENT
AUDITORS.
04 TO RECEIVE THE ACCOUNTS AND REPORTS FOR Mgmt For For
CARNIVAL PLC FOR THE FINANCIAL YEAR
ENDED NOVEMBER 30, 2005.
05 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT OF CARNIVAL PLC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For
ALLOT SHARES BY CARNIVAL PLC.
07 TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS FOR CARNIVAL PLC.
08 TO APPROVE A GENERAL AUTHORITY FOR Mgmt For For
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 84
UNASSIGNED
CISCO SYSTEMS, INC.
SECURITY: 17275R102 AGENDA NUMBER: 932399062
TICKER: CSCO MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 CAROL A. BARTZ Mgmt For For
2 M. MICHELE BURNS Mgmt For For
3 LARRY R. CARTER Mgmt For For
4 JOHN T. CHAMBERS Mgmt For For
5 DR. JOHN L. HENNESSY Mgmt For For
6 RICHARD M. KOVACEVICH Mgmt For For
7 RODERICK C. MCGEARY Mgmt For For
8 JAMES C. MORGAN Mgmt For For
9 JOHN P. MORGRIDGE Mgmt For For
10 STEVEN M. WEST Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JERRY YANG Mgmt For For
02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For
STOCK INCENTIVE PLAN. T
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 29,
2006. T
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
URGING THE BOARD OF DIRECTORS TO ADOPT A
POLICY THAT A SIGNIFICANT PORTION OF
FUTURE EQUITY COMPENSATION GRANTS TO
SENIOR EXECUTIVES SHALL BE SHARES OF
STOCK THAT REQUIRE THE ACHIEVEMENT OF
PERFORMANCE GOALS AS A PREREQUISITE TO
VESTING, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT. T
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
REQUESTING THAT THE BOARD S COMPENSATION
COMMITTEE INITIATE A REVIEW OF CISCO S
EXECUTIVE COMPENSATION POLICIES AND TO
MAKE AVAILABLE, UPON REQUEST, A REPORT
OF THAT REVIEW BY JANUARY 1, 2006, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT. T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against
REQUESTING THE BOARD TO PREPARE A REPORT
TO SHAREHOLDERS DESCRIBING THE PROGRESS
TOWARD DEVELOPMENT AND IMPLEMENTATION OF
A COMPANY HUMAN RIGHTS POLICY AND THE
PLAN FOR IMPLEMENTATION WITH PARTNERS
AND RESELLERS BY MAY 31, 2006, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT. T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 84
UNASSIGNED
CITIGROUP INC.
SECURITY: 172967101 AGENDA NUMBER: 932447750
TICKER: C MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. MICHAEL ARMSTRONG Mgmt For For
2 ALAIN J.P. BELDA Mgmt For For
3 GEORGE DAVID Mgmt For For
4 KENNETH T. DERR Mgmt For For
5 JOHN M. DEUTCH Mgmt For For
6 R. HERNANDEZ RAMIREZ Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 KLAUS KLEINFELD Mgmt For For
9 ANDREW N. LIVERIS Mgmt For For
10 DUDLEY C. MECUM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MULCAHY Mgmt For For
12 RICHARD D. PARSONS Mgmt For For
13 CHARLES PRINCE Mgmt For For
14 JUDITH RODIN Mgmt For For
15 ROBERT E. RUBIN Mgmt For For
16 FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITIGROUP S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For
FUTURE NEW STOCK OPTION GRANTS AND NO
RENEWAL OR REPRICING OF CURRENT STOCK
OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT
ON CHARITABLE CONTRIBUTIONS. Shr Against For
9 STOCKHOLDER PROPOSAL REQUESTING THE
ADOPTION OF A POLICY REGARDING
PERFORMANCE-BASED EQUITY COMPENSATION Shr For Against
FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING
REIMBURSEMENT OF EXPENSES INCURRED BY A
STOCKHOLDER IN A CONTESTED ELECTION OF Shr Against For
DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES. Shr Against For
12 STOCKHOLDER PROPOSAL REQUESTING THE
RECOUPMENT OF MANAGEMENT BONUSES IN THE
EVENT OF A RESTATEMENT OF EARNINGS. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 84
UNASSIGNED
COMCAST CORPORATION
SECURITY: 20030N101 AGENDA NUMBER: 932467815
TICKER: CMCSA MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S. DECKER ANSTROM Mgmt For For
2 KENNETH J. BACON Mgmt For For
3 SHELDON M. BONOVITZ Mgmt For For
4 EDWARD D. BREEN Mgmt For For
5 JULIAN A. BRODSKY Mgmt For For
6 JOSEPH J. COLLINS Mgmt For For
7 J. MICHAEL COOK Mgmt For For
8 JEFFREY A. HONICKMAN Mgmt For For
9 BRIAN L. ROBERTS Mgmt For For
10 RALPH J. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DR. JUDITH RODIN Mgmt For For
12 MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
04 2002 RESTRICTED STOCK PLAN. Mgmt For For
05 2006 CASH BONUS PLAN. Mgmt For For
06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For
OPTIONS.
07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For
NOT BE AN EMPLOYEE.
08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 ADOPT A RECAPITALIZATION PLAN. Shr For Against
10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For
COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 84
UNASSIGNED
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY: 222372104 AGENDA NUMBER: 932513965
TICKER: CFC MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHLEEN BROWN Mgmt For For
2 JEFFREY M. CUNNINGHAM Mgmt For For
3 MARTIN R. MELONE Mgmt For For
4 ROBERT T. PARRY Mgmt For For
02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For
2006 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, URGING OUR BOARD OF
DIRECTORS TO ADOPT A POLICY THAT OUR
STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO
ANNUALLY APPROVE THE REPORT OF OUR
COMPENSATION COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 84
UNASSIGNED
DOLLAR GENERAL CORPORATION
SECURITY: 256669102 AGENDA NUMBER: 932499456
TICKER: DG MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID L. BERE Mgmt For For
2 DENNIS C. BOTTORFF Mgmt For For
3 BARBARA L. BOWLES Mgmt For For
4 REGINALD D. DICKSON Mgmt For For
5 E. GORDON GEE Mgmt For For
6 BARBARA M. KNUCKLES Mgmt For For
7 DAVID A. PERDUE Mgmt For For
8 J. NEAL PURCELL Mgmt For For
9 JAMES D. ROBBINS Mgmt For For
10 DAVID M. WILDS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF AMENDMENTS TO THE DOLLAR Mgmt For For
GENERAL CORPORATION 1998 STOCK INCENTIVE
PLAN
03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 84
UNASSIGNED
ELECTRONIC ARTS INC.
SECURITY: 285512109 AGENDA NUMBER: 932370252
TICKER: ERTS MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. RICHARD ASHER Mgmt For For
2 LEONARD S. COLEMAN Mgmt For For
3 GARY M. KUSIN Mgmt For For
4 GREGORY B. MAFFEI Mgmt For For
5 TIMOTHY MOTT Mgmt For For
6 VIVEK PAUL Mgmt For For
7 ROBERT W. PITTMAN Mgmt For For
8 LAWRENCE F. PROBST III Mgmt For For
9 LINDA J. SRERE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For
PLAN
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 84
UNASSIGNED
ELI LILLY AND COMPANY
SECURITY: 532457108 AGENDA NUMBER: 932443803
TICKER: LLY MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.S. FELDSTEIN Mgmt For For
2 J.E. FYRWALD Mgmt For For
3 E.R. MARRAM Mgmt For For
4 S. TAUREL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR 2006.
03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For
THE COMPANY S ANIMAL CARE AND USE POLICY
TO CONTRACT LABS.
04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against
THE ROLES OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against
ELECTION OF EACH DIRECTOR.
06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against
DIRECTORS BY MAJORITY VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 84
UNASSIGNED
EMC CORPORATION
SECURITY: 268648102 AGENDA NUMBER: 932451848
TICKER: EMC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GAIL DEEGAN Mgmt For For
2 OLLI-PEKKA KALLASVUO Mgmt For For
3 WINDLE B. PRIEM Mgmt For For
4 ALFRED M. ZEIEN Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against
RELATING TO ELECTION OF DIRECTORS BY
MAJORITY VOTE, AS DESCRIBED IN EMC S
PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO PAY-FOR-SUPERIOR-
PERFORMANCE, AS DESCRIBED IN EMC S PROXY
STATEMENT.
05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against
RELATING TO ANNUAL ELECTIONS OF
DIRECTORS, AS DESCRIBED IN EMC S PROXY
STATEMENT.
06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO EMC S AUDIT COMMITTEE, AS
DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 84
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932538361
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.W. D'ALESSIO Mgmt For For
2 R.B. GRECO Mgmt For For
3 J.M. PALMS Mgmt For For
4 J.W. ROGERS Mgmt For For
5 R.L. THOMAS Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For
03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For
SHAREHOLDER APPROVAL OF FUTURE SEVERANCE
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 84
UNASSIGNED
EXXON MOBIL CORPORATION
SECURITY: 30231G102 AGENDA NUMBER: 932485700
TICKER: XOM MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.J. BOSKIN Mgmt For For
2 W.W. GEORGE Mgmt For For
3 J.R. HOUGHTON Mgmt Withheld Against
4 W.R. HOWELL Mgmt Withheld Against
5 R.C. KING Mgmt Withheld Against
6 P.E. LIPPINCOTT Mgmt For For
7 H.A. MCKINNELL, JR. Mgmt For For
8 M.C. NELSON Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.S. SIMON Mgmt For For
12 R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 32)
03 CUMULATIVE VOTING (PAGE 34) Shr Against For
04 MAJORITY VOTE (PAGE 35) Shr For Against
05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For
07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For
10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For
45)
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For
12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For
13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For
15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 84
UNASSIGNED
FEDERATED DEPARTMENT STORES, INC.
SECURITY: 31410H101 AGENDA NUMBER: 932364540
TICKER: FD MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO AUTHORIZE THE ISSUANCE OF FEDERATED Mgmt For For
COMMON STOCK PURSUANT TO THE TERMS OF
THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF FEBRUARY 27, 2005, BY AND AMONG
THE MAY DEPARTMENT STORES COMPANY,
FEDERATED AND MILAN ACQUISITION LLC.,
PURSUANT TO WHICH MAY WILL MERGE WITH
MILAN ACQUISITION LLC. ON THE TERMS AND
SUBJECT TO THE CONDITIONS CONTAINED IN
THE MERGER AGREEMENT.
02 DIRECTOR
1 MEYER FELDBERG Mgmt For For
2 TERRY J. LUNDGREN Mgmt For For
3 MARNA C. WHITTINGTON Mgmt For For
03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FEDERATED S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 28, 2006.
05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For
OF THE FEDERATED ANNUAL MEETING, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
FEDERATED ANNUAL MEETING TO APPROVE THE
ABOVE PROPOSALS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 84
UNASSIGNED
FEDERATED DEPARTMENT STORES, INC.
SECURITY: 31410H101 AGENDA NUMBER: 932499773
TICKER: FD MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOYCE M. ROCHE Mgmt For For
2 WILLIAM P. STIRITZ Mgmt For For
3 CRAIG E. WEATHERUP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FEDERATED S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2007.
03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For
CERTIFICATE OF INCORPORATION.
04 TO AMEND FEDERATED S 1995 EXECUTIVE Mgmt For For
EQUITY INCENTIVE PLAN.
05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For
ADOPT A POLICY THAT WOULD LIMIT THE
NUMBER OF BOARDS ON WHICH FEDERATED S
DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 84
UNASSIGNED
GENERAL ELECTRIC COMPANY
SECURITY: 369604103 AGENDA NUMBER: 932446241
TICKER: GE MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 JAMES I. CASH, JR. Mgmt For For
2 SIR WILLIAM M. CASTELL Mgmt For For
3 ANN M. FUDGE Mgmt For For
4 CLAUDIO X. GONZALEZ Mgmt Withheld Against
5 JEFFREY R. IMMELT Mgmt For For
6 ANDREA JUNG Mgmt For For
7 ALAN G. LAFLEY Mgmt For For
8 ROBERT W. LANE Mgmt For For
9 RALPH S. LARSEN Mgmt For For
10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SAM NUNN Mgmt For For
12 ROGER S. PENSKE Mgmt For For
13 ROBERT J. SWIERINGA Mgmt For For
14 DOUGLAS A. WARNER III Mgmt For For
15 ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR
01 CUMULATIVE VOTING Shr Against For
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For
06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 84
UNASSIGNED
GOOGLE INC.
SECURITY: 38259P508 AGENDA NUMBER: 932490927
TICKER: GOOG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ERIC SCHMIDT Mgmt For For
2 SERGEY BRIN Mgmt For For
3 LARRY PAGE Mgmt For For
4 L. JOHN DOERR Mgmt For For
5 JOHN L. HENNESSY Mgmt For For
6 ARTHUR D. LEVINSON Mgmt For For
7 ANN MATHER Mgmt For For
8 MICHAEL MORITZ Mgmt For For
9 PAUL S. OTELLINI Mgmt For For
10 K. RAM SHRIRAM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against
2004 STOCK PLAN TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF CLASS A COMMON
STOCK ISSUABLE UNDER THE 2004 STOCK PLAN
FROM 13,431,660 TO 17,931,660.
04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS THAT
MAY BE NECESSARY TO ADOPT A
RECAPITALIZATION PLAN THAT WOULD PROVIDE
FOR ALL OF THE COMPANY S OUTSTANDING
STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 84
UNASSIGNED
LEXMARK INTERNATIONAL, INC.
SECURITY: 529771107 AGENDA NUMBER: 932449590
TICKER: LXK MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL J. MAPLES Mgmt For For
2 STEPHEN R. HARDIS Mgmt For For
3 WILLIAM R. FIELDS Mgmt For For
4 ROBERT HOLLAND, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY S FISCAL
YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 84
UNASSIGNED
MBNA CORPORATION
SECURITY: 55262L100 AGENDA NUMBER: 932399757
TICKER: KRB MEETING TYPE: Special
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For
AMERICA CORPORATION
02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 84
UNASSIGNED
MEDTRONIC, INC.
SECURITY: 585055106 AGENDA NUMBER: 932380075
TICKER: MDT MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SHIRLEY A. JACKSON, PHD Mgmt For For
2 DENISE M. O'LEARY Mgmt For For
3 JEAN-PIERRE ROSSO Mgmt For For
4 JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC
S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For
EMPLOYEES STOCK PURCHASE PLAN.
04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For
OUTSIDE DIRECTOR STOCK COMPENSATION PLAN
(AS AMENDED AND RESTATED).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 84
UNASSIGNED
MICROSOFT CORPORATION
SECURITY: 594918104 AGENDA NUMBER: 932397981
TICKER: MSFT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. GATES III Mgmt For For
2 STEVEN A. BALLMER Mgmt For For
3 JAMES I. CASH JR. Mgmt For For
4 DINA DUBLON Mgmt For For
5 RAYMOND V. GILMARTIN Mgmt For For
6 A. MCLAUGHLIN KOROLOGOS Mgmt For For
7 DAVID F. MARQUARDT Mgmt For For
8 CHARLES H. NOSKI Mgmt For For
9 HELMUT PANKE Mgmt For For
10 JON A. SHIRLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 84
UNASSIGNED
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN,
SECURITY: D55535104 AGENDA NUMBER: 700894822
TICKER: MEETING TYPE: AGM
ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Submission of the adopted Company Non-Voting No vote
financial statements and management
report fchaeftsjahr 2005, des
gebilligten Konzernabschlusses und des
Konzernlageberichts fuer das
Geschaeftsjahr 2005 sowie des Berichts
des Aufsichtsrats the Supervisory Board
2. Resolution on the appropriation of the Mgmt For *
net retained profits from the business
year 2005
3. Resolution to approve the actions of the Mgmt For *
members of the Board of Management in
respect of the business year 2005
4. Resolution to approve the actions of the Mgmt For *
members of the Supervisory Board in
respect of the business year 2005
5. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Aufhebung des bestehenden Genehmigten Mgmt For *
Kapitals 2001 und Schaffung eines neuen
al under Authorised Capital Increase
2001, to replace this with a new
authorien sowie entsprechende
Satzungsaenderung nd to make the
relevant amendments to the Articles of
Association
7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 84
UNASSIGNED
SAMSUNG ELECTRS LTD
SECURITY: Y74718100 AGENDA NUMBER: 700870517
TICKER: MEETING TYPE: AGM
ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as an
Outside Director
2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For *
at right Law Firm as an Outside Director
2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For *
business at Seoul National University as
an Outside Director
2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For *
Jang Law Firm as an Outside Director
2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
an Outside Director
2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For *
Chief Director at Samsung Electronics as
an Inside Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For *
at Samsung Electronics as an Inside
Director
2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For *
Samsung Electronics as an Inside
Director
2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For *
Samsung Electronics as an Inside
Director
2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as Members
of the Auditors Committee
2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
Members of the Auditors Committee
3. Approve the limit of remuneration for Mgmt For *
the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 84
UNASSIGNED
SANOFI-AVENTIS
SECURITY: 80105N105 AGENDA NUMBER: 932529413
TICKER: SNY MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2005
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2005
O3 APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For
STATUTORY AUDITORS SPECIAL REPORT
PREPARED IN ACCORDANCE WITH ARTICLE
L.225-40 OF THE COMMERCIAL CODE
O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For
O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For
O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For
AUDITOR
O9 DIRECTORS ATTENDANCE FEES Mgmt For For
O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For
TO CARRY OUT TRANSACTIONS IN SHARES
ISSUED BY THE COMPANY
E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For
RHONE COOPER INTO SANOFI- AVENTIS -
APPROVAL OF THE CONSIDERATION FOR THE
MERGER AND OF THE RESULTING CAPITAL
INCREASE
E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For
E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For
THE MERGER ON MAY 31, 2006 AND OF THE
RESULTING CAPITAL INCREASE
E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For
AFTER THE CAPITAL INCREASE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For
BYLAWS
E16 POWERS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 84
UNASSIGNED
SPRINT CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932364502
TICKER: FON MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF SPRINT SERIES 1
COMMON STOCK.
02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO CREATE THE CLASS OF
NON-VOTING COMMON STOCK AND CREATE THE
NINTH SERIES PREFERRED STOCK AND ADD A
PROVISION STATING THAT STOCKHOLDER
APPROVAL IS NOT REQUIRED FOR THE
ACQUISITION BY SPRINT NEXTEL OF
NON-VOTING COMMON STOCK OR THE NINTH
SERIES PREFERRED STOCK FROM A HOLDER OF
THAT STOCK.
03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION.
04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For
COMMON STOCK, NON-VOTING COMMON STOCK
AND THE NINTH SERIES PREFERRED STOCK IN
THE MERGER.
05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For
ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 DIRECTOR
1 GORDON M. BETHUNE Mgmt For For
2 DR. E. LINN DRAPER, JR. Mgmt For For
3 JAMES H. HANCE, JR. Mgmt For For
4 DEBORAH A. HENRETTA Mgmt For For
5 IRVINE O. HOCKADAY, JR. Mgmt For For
6 LINDA KOCH LORIMER Mgmt For For
7 GERALD L. STORCH Mgmt For For
8 WILLIAM H. SWANSON Mgmt For For
07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR 2005.
08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against
EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 84
UNASSIGNED
SPRINT NEXTEL CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932451773
TICKER: S MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEITH J. BANE Mgmt For For
2 GORDON M. BETHUNE Mgmt For For
3 TIMOTHY M. DONAHUE Mgmt For For
4 FRANK M. DRENDEL Mgmt For For
5 GARY D. FORSEE Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 V. JANET HILL Mgmt For For
8 IRVINE O. HOCKADAY, JR. Mgmt For For
9 WILLIAM E. KENNARD Mgmt For For
10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHANIE M. SHERN Mgmt For For
12 WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SPRINT NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against
VOTING.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 84
UNASSIGNED
STATE STREET CORPORATION
SECURITY: 857477103 AGENDA NUMBER: 932448649
TICKER: STT MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T. ALBRIGHT Mgmt For For
2 K. BURNES Mgmt For For
3 N. DAREHSHORI Mgmt For For
4 A. GOLDSTEIN Mgmt For For
5 D. GRUBER Mgmt For For
6 L. HILL Mgmt For For
7 C. LAMANTIA Mgmt For For
8 R. LOGUE Mgmt For For
9 R. SERGEL Mgmt For For
10 R. SKATES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. SUMME Mgmt For For
12 D. WALSH Mgmt For For
13 R. WEISSMAN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
2006 RESTATED SENIOR EXECUTIVE ANNUAL
INCENTIVE PLAN.
05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against
REQUEST THE DIRECTORS TO REDEEM THE
OUTSTANDING RIGHTS UNDER THE COMPANY S
RIGHTS AGREEMENT, AND TO REQUIRE
SHAREHOLDER RATIFICATION OF ANY FUTURE
RIGHTS AGREEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 84
UNASSIGNED
THE BOEING COMPANY
SECURITY: 097023105 AGENDA NUMBER: 932457232
TICKER: BA MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. BIGGS Mgmt For For
2 JOHN E. BRYSON Mgmt For For
3 LINDA Z. COOK Mgmt For For
4 WILLIAM M. DALEY Mgmt For For
5 KENNETH M. DUBERSTEIN Mgmt For For
6 JOHN F. MCDONNELL Mgmt For For
7 W. JAMES MCNERNEY, JR. Mgmt For For
8 RICHARD D. NANULA Mgmt For For
9 ROZANNE L. RIDGWAY Mgmt For For
10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For
BOEING COMPANY ELECTED OFFICER ANNUAL
INCENTIVE PLAN.
03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For
AMENDMENT OF THE BOEING COMPANY 2003
INCENTIVE STOCK PLAN.
04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For
CERTAIN SUPERMAJORITY VOTE REQUIREMENTS.
05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
08 PREPARE A REPORT ON CHARITABLE Shr Against For
CONTRIBUTIONS.
09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against
ELECTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 84
UNASSIGNED
THE DOW CHEMICAL COMPANY
SECURITY: 260543103 AGENDA NUMBER: 932461318
TICKER: DOW MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JACQUELINE K. BARTON Mgmt For For
2 JAMES A. BELL Mgmt For For
3 BARBARA H. FRANKLIN Mgmt For For
4 ANDREW N. LIVERIS Mgmt For For
5 GEOFFERY E. MERSZEI Mgmt For For
6 J. PEDRO REINHARD Mgmt For For
7 RUTH G. SHAW Mgmt For For
8 PAUL G. STERN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For
ENGINEERED SEED.
05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For
LINKS TO RESPIRATORY PROBLEMS.
06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For
CHEMICAL FACILITIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 84
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932357191
TICKER: PG MEETING TYPE: Special
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 27,
2005, AMONG THE PROCTER & GAMBLE
COMPANY, AQUARIUM ACQUISITION CORP., A
WHOLLY-OWNED SUBSIDIARY OF PROCTER &
GAMBLE, AND THE GILLETTE COMPANY, AND
APPROVE THE ISSUANCE OF PROCTER & GAMBLE
COMMON STOCK IN THE MERGER.
02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE ISSUANCE OF
PROCTER & GAMBLE COMMON STOCK IN THE
MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 84
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932387889
TICKER: PG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE L. BYRNES Mgmt For For
2 SCOTT D. COOK Mgmt For For
3 CHARLES R. LEE Mgmt For For
4 W. JAMES MCNERNEY, JR. Mgmt For For
5 ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For
INCORPORATION AND CODE OF REGULATIONS TO
ELIMINATE REFERENCES TO THE EXECUTIVE
COMMITTEE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For
REGULATIONS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For
WITH ANIMAL TESTING POLICY
06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For
COMPANY
07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 84
UNASSIGNED
THE WILLIAMS COMPANIES, INC.
SECURITY: 969457100 AGENDA NUMBER: 932487968
TICKER: WMB MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 IRL. F. ENGELHARDT Mgmt For For
2 WILLIAM R. GRANBERRY Mgmt For For
3 WILLIAM E. GREEN Mgmt For For
4 W.R. HOWELL Mgmt For For
5 GEORGE A. LORCH Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2006.
03 STOCKHOLDER PROPOSAL ON MAJORITY VOTING Shr For Against
ON DIRECTOR NOMINEES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 84
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 932467598
TICKER: UBS MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For
ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS
OF THE GROUP AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
DIVIDEND FOR FINANCIAL YEAR 2005
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For
MEYER
4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For
BERTARELLI
4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For
KAUFMANN-KOHLER
4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For
WOLLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For
AUDITORS
4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For
5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For
THE 2005/2006 SHARE BUYBACK PROGRAM
5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For
FOR 2006/2007
5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For
VALUE REPAYMENT
5D SHARE SPLIT Mgmt For For
5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For
ARTICLE 4A OF THE ARTICLES OF
ASSOCIATION
5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For
AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1
OF THE ARTICLES OF ASSOCIATION)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For
APPROVAL OF ARTICLE 4A PARA. 2 OF THE
ARTICLES OF ASSOCIATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 84
UNASSIGNED
XM SATELLITE RADIO HOLDINGS INC.
SECURITY: 983759101 AGENDA NUMBER: 932517812
TICKER: XMSR MEETING TYPE: Annual
ISIN: MEETING DATE: 26-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY M. PARSONS Mgmt For For
2 HUGH PANERO Mgmt For For
3 NATHANIEL A. DAVIS Mgmt For For
4 THOMAS J. DONOHUE Mgmt For For
5 EDDY W. HARTENSTEIN Mgmt For For
6 GEORGE W. HAYWOOD Mgmt For For
7 CHESTER A. HUBER, JR. Mgmt For For
8 JOHN MENDEL Mgmt For For
9 JARL MOHN Mgmt For For
10 JACK SHAW Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JEFFREY D. ZIENTS Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
The Hartford Global Communications Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 81
UNASSIGNED
ALAMOSA HOLDINGS, INC.
SECURITY: 011589108 AGENDA NUMBER: 932429473
TICKER: APCS MEETING TYPE: Special
ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF NOVEMBER 21,
2005, AS AMENDED, BY AND AMONG SPRINT
NEXTEL CORPORATION, AHI MERGER SUB INC.
AND ALAMOSA HOLDINGS, INC., AND APPROVE
THE MERGER OF AHI MERGER SUB INC. WITH
AND INTO ALAMOSA HOLDINGS, INC. AND THE
OTHER TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 81
UNASSIGNED
ALLTEL CORPORATION
SECURITY: 020039103 AGENDA NUMBER: 932450872
TICKER: AT MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. CROWN Mgmt For For
2 JOE T. FORD Mgmt For For
3 JOHN P. MCCONNELL Mgmt For For
4 JOSIE C. NATORI Mgmt For For
02 APPROVAL OF AMENDED AND RESTATED ALLTEL Mgmt For For
PERFORMANCE INCENTIVE COMPENSATION PLAN
03 APPROVAL OF AMENDED AND RESTATED ALLTEL Mgmt For For
LONG-TERM PERFORMANCE INCENTIVE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 81
UNASSIGNED
AT&T INC.
SECURITY: 00206R102 AGENDA NUMBER: 932448043
TICKER: T MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER III Mgmt For For
2 GILBERT F. AMELIO Mgmt For For
3 AUGUST A. BUSCH III Mgmt For For
4 MARTIN K. EBY, JR. Mgmt For For
5 JAMES A. HENDERSON Mgmt For For
6 CHARLES F. KNIGHT Mgmt For For
7 JON C. MADONNA Mgmt For For
8 LYNN M. MARTIN Mgmt For For
9 JOHN B. MCCOY Mgmt For For
10 MARY S. METZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 TONI REMBE Mgmt For For
12 S. DONLEY RITCHEY Mgmt For For
13 JOYCE M. ROCHE Mgmt For For
14 RANDALL L. STEPHENSON Mgmt For For
15 LAURA D'ANDREA TYSON Mgmt For For
16 PATRICIA P. UPTON Mgmt For For
17 EDWARD E. WHITACRE, JR. Mgmt For For
02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE 2006 INCENTIVE PLAN Mgmt For For
04 APPROVE AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION
05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL B Shr Against For
07 STOCKHOLDER PROPOSAL C Shr Against For
08 STOCKHOLDER PROPOSAL D Shr Against For
09 STOCKHOLDER PROPOSAL E Shr For Against
10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 81
UNASSIGNED
CHINA TELECOM CORP LTD
SECURITY: Y1505D102 AGENDA NUMBER: 700782483
TICKER: MEETING TYPE: EGM
ISIN: CN0007867483 MEETING DATE: 09-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.1 Re-elect Mr. Wang Xiaochu as a Director Mgmt For *
of the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Mr.
Wang Xiaochu, and authorize the Board of
Directors of the Company to determine
his remuneration
1.2 Re-elect Mr. Leng Rongquan as a Director Mgmt For *
of the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Mr.
Leng Rongquan, and authorize the Board
of Directors of the Company to determine
his remuneration
1.3 Re-elect Ms. Wu Andi as a Director of Mgmt For *
the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Ms. Wu
Andi, and authorize the Board of
Directors of the Company to determine
her remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.4 Re-elect Mr. Zhang Jiping as a Director Mgmt For *
of the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Mr.
Zhang Jiping, and authorize the Board of
Directors of the Company to determine
his remuneration
1.5 Re-elect Ms. Huang Wenlin as a Director Mgmt For *
of the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Ms.
Huang Wenlin, and authorize the Board of
Directors of the Company to determine
her remuneration
1.6 Re-elect Mr. Li Ping as a Director of Mgmt For *
the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Mr. Li
Ping, and authorize the Board of
Directors of the Company to determine
his remuneration
1.7 Re-elect Mr. Wei Leping as a Director of Mgmt For *
the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Mr. Wei
Leping, and authorize the Board of
Directors of the Company to determine
his remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.8 Re-elect Mr. Yang Jie as a Director of Mgmt For *
the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Mr.
Yang Jie, and authorize the Board of
Directors of the Company to determine
his remuneration
1.9 Re-elect Mr. Sun Kangmin as a Director Mgmt For *
of the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Mr. Sun
Kangmin, and authorize the Board of
Directors of the Company to determine
his remuneration
1.10 Re-elect Mr. Li Jinming as a Director of Mgmt For *
the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Director s service contract with Mr. Li
Jinming, and authorize the Board of
Directors of the Company to determine
his remuneration
1.11 Re-elect Mr. Zhang Youcai as an Mgmt For *
Independent Director of the Company,
with effect from 09 SEP 2005 and for a
term of 3 years; authorize any Director
of the Company to sign on behalf of the
Company the Director s service contract
with Mr. Zhang Youcai, and authorize the
Board of Directors of the Company to
determine his remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.12 Re-elect Mr. Vincent Lo Hong Sui as an Mgmt For *
Independent Director of the Company,
with effect from 09 SEP 2005 and for a
term of 3 years; authorize any Director
of the Company to sign on behalf of the
Company the Director s service contract
with Mr. Vincent Lo Hong Sui, and
authorize the Board of Directors of the
Company to determine his remuneration
1.13 Re-elect Mr. Shi Wanpeng as an Mgmt For *
Independent Director of the Company,
with effect from 09 SEP 2005 and for a
term of 3 years; authorize any Director
of the Company to sign on behalf of the
Company the Director s service contract
with Mr. Shi Wanpeng, and authorize the
Board of Directors of the Company to
determine his remuneration
1.14 Re-elect Mr. Xu Erming as an Independent Mgmt For *
Director of the Company, with effect
from 09 SEP 2005 and for a term of 3
years; authorize any Director of the
Company to sign on behalf of the Company
the Director s service contract with Mr.
Xu Erming, and authorize the Board of
Directors of the Company to determine
his remuneration
1.15 Elect Mr. Tse Hau Yin, Aloysius as an Mgmt For *
Independent Director of the Company,
with effect from 09 SEP 2005 and for a
term of 3 years; authorize any Director
of the Company to sign on behalf of the
Company the Director s service contract
with Mr. Tse Hau Yin, Aloysius, and
authorize the Board of Directors of the
Company to determine his remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.1 Re-elect Ms. Zhang Xiuqin as a Mgmt For *
Supervisor of the Company, with effect
from 09 SEP 2005 and for a term of 3
years; authorize any Director of the
Company to sign on behalf of the Company
the Supervisor s service contract with
Ms. Zhang Xiuqin, and authorize the
Supervisory Committee of the Company to
determine her remuneration
2.2 Re-elect Ms. Zhu Lihao as a Supervisor Mgmt For *
of the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Supervisor s service contract with Ms.
Zhu Lihao, and authorize the Supervisory
Committee of the Company to determine
her remuneration
2.3 Elect Mr. Li Jian as a Supervisor of the Mgmt For *
Company, with effect from 09 SEP 2005
and for a term of 3 years; authorize any
Director of the Company to sign on
behalf of the Company the Supervisor s
service contract with Mr. Li Jian, and
authorize the Supervisory Committee of
the Company to determine his
remuneration
2.4 Elect Mr. Xu Cailiao as a Supervisor of Mgmt For *
the Company, with effect from 09 SEP
2005 and for a term of 3 years;
authorize any Director of the Company to
sign on behalf of the Company the
Supervisor s service contract with Mr.
Xu Cailiao, and authorize the
Supervisory Committee of the Company to
determine his remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.3.1 Amend Paragraph 2 of Article 21 of the Mgmt For *
Articles of Association of the Company
Articles of Association as specified and
authorize the Directors of the Company
to take all actions which in their
opinion are necessary or desirable to
complete the procedures for the approval
and/or registration or filing of the
aforementioned amendment of the Articles
of Association
S.3.2 Amend Paragraph 1 of Article 94 of the Mgmt For *
Articles of Association as specified and
authorize the Directors of the Company
to take all actions which in their
opinion are necessary or desirable to
complete the procedures for the approval
and/or registration or filing of the
aforementioned amendment of the Articles
of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 81
UNASSIGNED
CHINA TELECOM CORP LTD
SECURITY: Y1505D102 AGENDA NUMBER: 700799301
TICKER: MEETING TYPE: EGM
ISIN: CN0007867483 MEETING DATE: 18-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.1 Approve and ratify to issue short term Mgmt For *
commercial paper of the Company,
pursuant to which the Company may,
before the date on which the AGM of the
Company for the YE 31 DEC 2005 is held,
issue short term commercial paper, in
one or more tranches, and with a maximum
outstanding repayment amount of RMB 30
billion the Proposal, and the first
tranche of issue of short term
commercial paper under the Proposal,
which is expected to be no more than RMB
10 billion
S.2 Authorize the Board of Directors the Mgmt For *
Board, or any two or more Directors of
the Company the Directors to: a)
determine the specific terms, conditions
and other matters of the Proposal
including, but not limited to, the
determination of the actual aggregate
amount, interest rate, rating, guarantee
arrangements and use of proceeds of the
Proposal; b) do all such acts which are
necessary and incidental to the Proposal
including, but not limited to, the
securing of approvals, the determination
of underwriting arrangements, and the
preparation of relevant application
documents; c) to take all such steps
which are necessary for the purposes of
executing the proposal including, but
not limited to, the execution of all
requisite documentation and the
disclosure of relevant information in
accordance with applicable laws, taking
into consideration the specific needs of
the Company and other market conditions,
and ratify such acts and steps, to
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the extent that any of the
aforementioned acts and steps have
already been undertaken by the Board or
the Directors in connection with the
proposal
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 81
UNASSIGNED
CHINA TELECOM CORP LTD
SECURITY: Y1505D102 AGENDA NUMBER: 700921314
TICKER: MEETING TYPE: AGM
ISIN: CN0007867483 MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the consolidated financial Mgmt For *
statements of the Company, the report of
the Board of Directors, the report of
the Supervisory Committee and the report
of the international auditors for the YE
31 DEC 2005 and authorize the Board of
Directors to prepare the budget of the
Company for the year 2006
2. Approve the profit distribution proposal Mgmt For *
and the declaration payment of a final
dividend for the YE 31 DEC 2005
3. Re-appoint KPMG and KPMG Huazhen as the Mgmt For *
International Auditors and Domestic
Auditors of the Company respectively for
YE 31 DEC 2006 and authorize the Board
of Directors to fix the remuneration of
the Auditors
4. Approve the resignation of Mr. Wei Mgmt For *
Leping from the position as an Executive
Director of the Company
S.5.1 Approve: the Company s issue of Mgmt For *
short-term commercial paper before end
of OCT 2006 pursuant to the notice of
the people s bank of China on the issue
of short-term commercial paper by China
Telecom Corporation Limited Yin Fa 2005
No. 286 and based on the need of the
Company and the market conditions, and
with a maximum outstanding repayment
amount of RMB 30 billion; and the
Company s issue of short-term commercial
paper, in one or more tranches, from end
of OCT 2006 to
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the day before the date on which the AGM
of the Company for the YE 31 DEC 2006 is
held, and with a maximum outstanding
repayment amount of CNY 40 billion
S.5.2 Authorize the Board of Directors of the Mgmt For *
Company the Board or any two or more
Directors of the Company the Directors
duly taking into consideration the
specific needs of the Company and other
market conditions to determine the
specific terms conditions, and other
matter of the issue including but not
limited to, the determination of the
actual aggregate amount, interest rate,
rating guarantee arrangements and use of
proceeds of the issue to do all such
acts which are necessary and incidental
to the issue including, but not limited
to, the securing of approvals, the
determination of underwriting
arrangements and the preparation of
relevant application documents; and to
take all such steps which are necessary
for the purposes of executing the issue
including, but not limited to, the
execution of all requisite documentation
and the disclosure of relevant
information in accordance with
applicable laws
S.6 Approve the Board of Directors of the Mgmt For *
Company, subject to paragraph (c) to
allot, issue and deal with additional
shares of the Company Shares and to make
or grant offers, agreements and options
which might require the exercise of such
powers be hereby generally and
unconditionally; Authorize the Board of
Directors of the Company during the
relevant period to make or grant offers,
agreements and options which might
require the exercise of such powers
after the end of the relevant period;
the amount of additional domestic shares
or overseas-listed foreign invested
shares H Shares as the case may be
allotted, issued and dealt with or
agreed conditionally or unconditionally
to be allotted, issued and dealt with
either separately or concurrently once
every 12 months by the Board of
Directors of the Company pursuant to the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
approval in paragraph (a) otherwise than
pursuant to (i) Right issue (ii) any
scrip dividend or similar arrangement
providing for the allotment of shares in
lieu of the whole or part of a dividend
on Shares in accordance with the
Articles of Association of the Company
shall not exceed 20% of each of the
Company s existing domestic shares of H
shares, in issue at the date of passing
this special resolution; Authority
expires the earlier of the conclusion of
the next AGM of the Company or after
12months period from the date of the
next AGM of the Company as required by
law
S.7 Authorize the Board of Directors of the Mgmt For *
Company to increase the registered
capital of the Company to reflect the
issue of shares in the Company
authorized under special resolution 6,
and to make such appropriate and
necessary amendments to the Articles of
Association of the Company as they think
fit to reflect such increases in the
registered capital of the Company and to
take any other action and complete any
formality required to effect such
increase of the registered capital of
the Company
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 81
UNASSIGNED
CHUNGHWA TELECOM CO., LTD.
SECURITY: 17133Q205 AGENDA NUMBER: 932511125
TICKER: CHT MEETING TYPE: Annual
ISIN: MEETING DATE: 30-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A1 THE COMPANY S OPERATION REPORTS FOR Mgmt For For
2005.
A2 THE SUPERVISORS AUDIT REPORTS ON THE Mgmt Against Against
COMPANY S FINANCIAL STATEMENTS FOR 2005.
A3 THE COMPANY S FINANCIAL STATEMENTS FOR Mgmt For For
2004 APPROVED BY THE MINISTRY OF AUDIT
OF THE REPUBLIC OF CHINA.
A4 THE COMPANY S IMPLEMENTATION OF ITS Mgmt For For
SHARE REPURCHASE PROGRAM.
A5 THE COMPANY S AMENDMENT TO ITS CODE OF Mgmt For For
ETHICS.
A6 THE COMPANY S ISSUANCE OF PREFERRED Mgmt For For
SHARES BASED ON ARTICLE 12 OF THE
TELECOMMUNICATIONS ACT.
B1 THE COMPANY S OPERATION REPORTS AND Mgmt For For
FINANCIAL STATEMENTS FOR YEAR 2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
B2 THE COMPANY S DISTRIBUTION OF EARNINGS Mgmt For For
FOR YEAR 2005.
C1 AMENDMENT TO THE ORDINANCE OF THE Mgmt For For
COMPANY S ANNUAL GENERAL MEETING.
C2 PROPOSAL TO INCREASE THE COMPANY S Mgmt For For
CAPITAL THROUGH EARNINGS.
C3 AMENDMENT TO THE COMPANY S ARTICLES OF Mgmt Against Against
INCORPORATION.
C4 AMENDMENT TO THE COMPANY S PROCEDURES Mgmt Against Against
FOR ACQUISITIONS OR DISPOSITION OF
ASSETS.
C5 PROPOSAL TO DISBURSE REMUNERATIONS TO Mgmt For For
THE COMPANY S DIRECTORS AND SUPERVISORS.
D EXTRAORDINARY MOTIONS. Mgmt Against Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 81
UNASSIGNED
CITIZENS COMMUNICATIONS COMPANY
SECURITY: 17453B101 AGENDA NUMBER: 932498238
TICKER: CZN MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHLEEN Q. ABERNATHY Mgmt For For
2 LEROY T. BARNES, JR. Mgmt For For
3 JERI B. FINARD Mgmt For For
4 LAWTON WEHLE FITT Mgmt For For
5 STANLEY HARFENIST Mgmt For For
6 WILLIAM M. KRAUS Mgmt For For
7 HOWARD L. SCHROTT Mgmt For For
8 LARRAINE D. SEGIL Mgmt For For
9 BRADLEY E. SINGER Mgmt For For
10 EDWIN TORNBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DAVID H. WARD Mgmt For For
12 MYRON A. WICK, III Mgmt For For
13 MARY AGNES WILDEROTTER Mgmt For For
02 TO ADOPT THE NON-EMPLOYEE DIRECTORS Mgmt For For
EQUITY INCENTIVE PLAN.
03 TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PRESENTED AT THE MEETING.
04 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 81
UNASSIGNED
COMCAST CORPORATION
SECURITY: 20030N101 AGENDA NUMBER: 932467815
TICKER: CMCSA MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S. DECKER ANSTROM Mgmt For For
2 KENNETH J. BACON Mgmt For For
3 SHELDON M. BONOVITZ Mgmt For For
4 EDWARD D. BREEN Mgmt For For
5 JULIAN A. BRODSKY Mgmt For For
6 JOSEPH J. COLLINS Mgmt For For
7 J. MICHAEL COOK Mgmt For For
8 JEFFREY A. HONICKMAN Mgmt For For
9 BRIAN L. ROBERTS Mgmt For For
10 RALPH J. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DR. JUDITH RODIN Mgmt For For
12 MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
04 2002 RESTRICTED STOCK PLAN. Mgmt For For
05 2006 CASH BONUS PLAN. Mgmt For For
06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For
OPTIONS.
07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For
NOT BE AN EMPLOYEE.
08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 ADOPT A RECAPITALIZATION PLAN. Shr For Against
10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For
COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 81
UNASSIGNED
DEUTSCHE TELEKOM AG, BONN
SECURITY: D2035M136 AGENDA NUMBER: 700905257
TICKER: MEETING TYPE: AGM
ISIN: DE0005557508 MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the approved financial Non-Voting No vote
statements of Deutsche Telekom AG and
tvom Aufsichtsrat gebilligten
Konzernabschlusses zum 31. Dezember
2005, des Lagecember 31, 2005, the
management report for Deutsche Telekom
AG and management report for the Group,
and the Supervisory Board s report for
the 2005 financial year.
2. Beschlussfassung ueber die Verwendung Mgmt For *
des Bilanzgewinns.
3. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Vorstands fuer das
Geschaeftsjahr 2005.
4. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Aufsichtsrats fuer
das Geschaeftsjahr 2005.
5. Resolution on the appointment of the Mgmt For *
independent auditor and the Group
auditorchlusspruefers fuer das
Geschaeftsjahr 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Beschlussfassung ueber die Ermaechtigung Mgmt For *
zum Erwerb eigener Aktien und deren
Vuding use with the exclusion of
subscription rights.
7. Beschlussfassung ueber die Schaffung Mgmt For *
eines Genehmigten Kapitals 2006 gegen
Bar contributions, with subscription
rights excluded, to grant shares to
employees as well as the relevant
amendment to the Articles of
Incorporation.
8. Resolution on approval of the split off Mgmt For *
and share transfer agreement with
T-Systems Business Services GmbH.
9. Resolution on the approval of the Mgmt For *
control and profit and loss transfer
agreement with SCS Personalberatung
GmbH.
10. Resolution on the approval of the Mgmt For *
control and profit and loss transfer
agreement with Caspar
Telekommunikationsdienste GmbH.
11. Resolution on the approval of the Mgmt For *
control and profit and loss transfer
agreement with Melchior
Telekommunikationsdienste GmbH.
12. Beschlussfassung ueber die Zustimmung Mgmt For *
zum Beherrschungs- und
Ergebnisabfuehrunnt with Balthasar
Telekommunikationsdienste GmbH.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
13. Resolution on approval of the control Mgmt For *
agreement with T-Com
Innovationsgesellscnnovationsgesellschaft
mbH.
14. Beschlussfassung ueber die Aenderung der Mgmt For *
Paragraphen 14 Abs. 2 und 16 der
Satzicles of Incorporation, especially
to bring the Articles of Incorporation
intogritaet und Modernisierung des
Anfechtungsrechts. t of Avoidance
(Gesetz zur Unternehmensintegritaet und
Modernisierung des Anfechtungsrechts).
15. Wahl eines Aufsichtsratsmitglieds. Mgmt For *
Vorschlag des Aufsichtsrats: Herr Dr.
Thomat Dr. Thomas Mirow
16. Wahl eines Aufsichtsratsmitglieds. Mgmt For *
Vorschlag des Aufsichtsrats: Frau Ingrid
Matthaeus- Maier
17. Wahl eines Aufsichtsratsmitglieds. Mgmt For *
Vorschlag des Aufsichtsrats: Herr Dr.
Mathit Dr. Mathias Doepfner
18. Wahl eines Aufsichtsratsmitglieds. Mgmt For *
Vorschlag des Aufsichtsrats: Herr Prof.
Dr.t Prof. Dr. Wulf von Schimmelmann
19. Wahl eines Aufsichtsratsmitglieds. Mgmt For *
Vorschlag des Aufsichtsrats: Herr Dr.
Hubert Dr. Hubertus von Gruenberg
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
20. Wahl eines Aufsichtsratsmitglieds. Mgmt For *
Vorschlag des Aufsichtsrats: Herr
Bernhard t Bernhard Walter
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 81
UNASSIGNED
DOBSON COMMUNICATIONS CORPORATION
SECURITY: 256069105 AGENDA NUMBER: 932343647
TICKER: DCEL MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARK S. FEIGHNER Mgmt For For
2 JUSTIN L. JASCHKE Mgmt For For
3 ALBERT H. PHARIS, JR. Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDMENTS TO Mgmt For For
THE DOBSON COMMUNICATIONS CORPORATION
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION.
03 RATIFY AND APPROVE THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT AUDITORS FOR
DOBSON COMMUNICATIONS CORPORATION FOR
2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 81
UNASSIGNED
DOBSON COMMUNICATIONS CORPORATION
SECURITY: 256069105 AGENDA NUMBER: 932517975
TICKER: DCEL MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 EVERETT R. DOBSON Mgmt For For
2 STEPHEN T. DOBSON Mgmt For For
3 ROBERT A. SCHRIESHEIM Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt For For
DOBSON COMMUNICATIONS CORPORATION 2002
STOCK INCENTIVE PLAN.
03 RATIFY AND APPROVE THE SELECTION OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR DOBSON
COMMUNICATIONS CORPORATION FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 81
UNASSIGNED
EIRCOM GROUP PLC
SECURITY: G3087T109 AGENDA NUMBER: 700770678
TICKER: MEETING TYPE: AGM
ISIN: GB0034341890 MEETING DATE: 25-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the Directors report Mgmt For *
and the financial statements and the
Independent Auditors report on the
financial statements the report and
accounts for the FYE 31 MAR 2005
2. Approve the Directors remuneration Mgmt For *
report for the FYE 31 MAR 2005
3. Re-elect Sir Anthony John Francis O Mgmt For *
Reilly as a Director
4. Re-elect Mr. Con Scanlon as a Director Mgmt For *
5. Re-elect Dr. Philip Michael Gerard Nolan Mgmt For *
as a Director
6. Re-elect Mr. Maurice Alan Pratt as a Mgmt Against *
Director
7. Re-elect Mr. Padraic Joseph O Connor as Mgmt For *
a Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint PricewaterhouseCoopers as the Mgmt For *
Auditors of the Company
9. Authorize the Directors to determine the Mgmt For *
remuneration of the Auditors
10. Declare a final dividend for the YE 31 Mgmt For *
MAR 2005, of 6 cent per issued ordinary
shares
11. Approve to renew the authority conferred Mgmt For *
on the Directors, by the Article 12 of
the Company s Articles of Association
for a period expiring on the earlier of
15 months and the conclusion of the next
AGM, and for that prescribed period the
Section80 amount shall be GBP
25,044,325; being one-third of the
issued ordinary share capital of the
Company
S.12 Approve to renew the authority conferred Mgmt For *
on the Directors by the Article 13 of
the Company s Articles of Association
for a period expiring on the earlier of
15 months and the conclusion of the next
AGM, and for that prescribed period the
Section89 amount shall be GBP 3,756,649;
being 5% of the issued ordinary share
capital of the Company exclusive of
treasury shares held by the Company
S.13 Authorize the Company to purchase its Mgmt For *
own fully-paid a maximum aggregate
number of 75,132,974 ordinary shares of
GBP 0.10 each by way of market purchases
Section 163(3) of the UK Companies Act
1985 , at a minimum price of GBP 0.10
per share and not more than 5% above the
average market value for such shares
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
expires the earlier of the conclusion of
the next AGM of the Company or 15 months
; the Company, before the expiry, may
make a contract to purchase ordinary
shares of GBP 0.10 each where the
purchase will or may be completed,
either wholly or partly after such
expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 81
UNASSIGNED
FAIRPOINT COMMUNICATIONS INC.
SECURITY: 305560104 AGENDA NUMBER: 932463754
TICKER: FRP MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 EUGENE B. JOHNSON Mgmt For For
2 P GARRISON-CORBIN Mgmt For For
02 ON THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 81
UNASSIGNED
FRANCE TELECOM SA, PARIS
SECURITY: F4113C103 AGENDA NUMBER: 700906728
TICKER: MEETING TYPE: MIX
ISIN: FR0000133308 MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 295450 DUE TO CHANGE IN
NUMBER OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
the Company s By- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners:
O.1 Receive the statutory financial Mgmt No vote
statements for the FYE 31 DEC 2005,
which include the balance sheet, the
income statement and the notes, as well
as the transactions reflected in the
statutory financial statements and
summarized in the reports; to determine
the profit for this FY at EUR
5,511,142,538.48; grant final discharge
to the Members of the Board of Directors
for the performance of their term of
office for the said FY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.2 Receive the report of the Board of Mgmt No vote
Directors as well as the report of the
Statutory Auditors on the consolidated
financial statements and approve the
consolidated financial statements for
the FYE 31 DEC 2005, which include the
consolidated balance sheet and the
income statement as well as the notes
and the transactions reflected in the
consolidated financial statements and
summarized in the reports
O.3 Receive the report of the Board of Mgmt No vote
Directors and the report of the
Statutory Auditors on the statutory
financial statements and approve to
decide, with respect to the FY earnings
of EUR 5,511,142,538.48, to allocate EUR
273,959,612.82 to the legal reserve,
which will raise the amount of this
reserve to EUR 1,041,223,918.80;
acknowledges that the distributable
income for the FY, after allocation to
the legal reserve and considering carry
forward retained earnings account of EUR
4,624,606,242.44 amounts comes to EUR
9,861,789,168.10; and to distribute a
dividend of EUR 1.00 per share to the
shareholders and to allocate the balance
of the distributable income to the
retained earnings account; the dividend
will be paid on 10 MAY 2006; authorize
the Board of Directors to determine, in
consideration of the number of shares
held by the Company on the day the
dividend is paid, the total amount of
the dividend, on the understanding that
the shares held by the Company on the
date the dividend is paid will not give
entitlement to a dividend, and
consequently the amount of the balance
of the distributable income that will be
allocated to the retained earnings
account; the amount of income thus
distributed will entitle natural persons
fiscally domiciled in France to the 40%
allowance pursuant to 3-2 in Article 158
of the General Tax Code Code General des
Impots
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.4 Acknowledge the special report of the Mgmt No vote
Statutory Auditors concerning the
agreements referred to in Article L.
225-38 of the French Commercial Code,
and approve the agreements set forth
therein
O.5 Receive the report of the Board of Mgmt No vote
Directors and approve to terminate with
immediate effect, for the unused
portion, the authorization granted by
Resolution 19 in the combined general
meeting of 22 APR 2005, to purchase the
Company s shares; authorize the Company
to buy its own shares up to a maximum of
10% cent of the share capital existing
on the day of this general meeting,
under the following conditions: the
maximum purchase price shall not exceed
EUR 40.00 per share; Consequently, the
maximum amount of funds allocated to the
Share Repurchase Program amounts to EUR
10,412,239,160.00; Authority expires at
the end of 18 months ; the acquisitions
carried out by the Company pursuant to
this authorization can in no event cause
it to hold, directly or indirectly, more
than 10% of the shares comprising the
share capital; the number of actions
acquired by the Company with a view to
their retention or their subsequent
delivery in payment or exchange as part
of a merger, divestment or capital
contribution cannot exceed 5% of its
capital; authorize the Board of
Directors to take all necessary measures
and accomplish all necessary formalities
E.6 Amend the Article 15 of the Company s Mgmt No vote
By - laws - Board decisions, in order to
bring it into conformity with the new
provisions of Article L. 225-37 of the
French Commercial Code, as amended by
Law number 2005-842 of 26 JUL 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.7 Amend the Article 21 of the Company s Mgmt No vote
By- laws - shareholders meetings, in
order to bring it into conformity with
the new provisions of Articles L. 225-96
and L. 225-98 of the French Commercial
Code, as amended by Law number 2005-842
of 26 JUL 2005
E.8 Approve to terminate with immediate Mgmt No vote
effect, for the unused portion, the
delegation granted by Resolution 31 of
the combined general meeting on 22 APR
2005; authorize the Board of Directors
to issue the Company s ordinary shares
which may be subscribed either in cash
or by offsetting of debts; Authority
expires at the end of 18 months ;
approve to waive the preferential
subscription right of shareholders to
these ordinary shares and to reserve the
right to subscribe them to holders of
stock options or shares of Orange S.A.
that are beneficiaries of a liquidity
agreement; the maximum nominal amount of
the capital increase resulting from all
issuances effected pursuant to this
delegation is set at EUR 200,000,000.00;
this amount will be charged against the
maximum set by Resolution 33 of the
combined shareholders meeting on 22 APR
2005; authorize the Board of Directors
to take all necessary measures and
accomplish all necessary formalities
E.9 Approve to terminate with immediate Mgmt No vote
effect, for the unused portion, the
delegation granted by Resolution 32 of
the combined general meeting on 22 APR
2005; authorize the Board of Directors,
proceeding with the issuance and free
allocation of option-based liquidity
instruments ILO comprised of bonds
exercisable for cash; Authority expires
at the end of 18 months ; and/or for
existing ordinary shares and/or to be
issued by the Company and for which the
Company s shares shall be fully paid-up,
if applicable, by offsetting of debts;
to waive the preferential subscription
rights of the shareholders for the
benefit of holders of stock options of
Orange S.A. that are beneficiaries of a
liquidity agreement; the maximum nominal
amount of the capital increase resulting
from all the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
issues that can be carried out pursuant
to this delegation is set at EUR
10,000,000.00; this amount will be
charged against the maximum set by
Resolution 33 of the combined
shareholders meeting on 22 APR 2005; to
take all necessary measures and
accomplish all necessary formalities
E.10 Approve to terminate with immediate Mgmt No vote
effect, for the unused portion, the
delegation granted by Resolution 36 of
the combined general meeting on 22 APR
2005; authorize the Board of Directors
to increase the share capital, at its
discretion, on one or more occasions,
through the issuance of ordinary shares
or securities giving access to the
Company s ordinary shares existing or to
be issued, reserved for employees and
former employees who are Members of the
France Telecom Group Corporate Savings
Plan, including through the free
allocation of ordinary shares or
securities giving access to the Company
s ordinary shares existing or to be
issued, specifically by the
incorporation of reserves, profits or
premiums up to the legal and regulatory
limits; the maximum nominal amount of
the capital increase of France Telecom
resulting from all issuances effected
out pursuant to this delegation is set
at EUR 1,000,000,000.00; Authority
expires at the end of 26 months ; to
take all necessary measures and
accomplish all necessary formalities
E.11 Approve to terminate with immediate Mgmt No vote
effect, for the unused portion, the
delegation granted by Resolution 37 of
the combined shareholders meeting on 22
APR 2005; authorize the Board of
Directors to cancel, on one or more
occasions, up to a maximum of 10% of the
Company s share capital by periods of 24
months, all or part of the France
Telecom ordinary shares acquired as part
of the share purchase programs
authorized in the Resolution O.5, or as
part of share purchase programs
authorized subsequent to
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the date of this Shareholders Meeting;
to take all necessary measures and
accomplish all necessary formalities;
Authority expires at the end of 18
months
E.12 Authorize the Board of Directors, Mgmt No vote
pursuant to Article L. 225-197-1 et seq.
of the French Commercial Code, to
proceed to the allocation, free of
charge, of ordinary shares, reserved for
employees and the Board Members as
defined by Article L.225-197-1 II part 1
, or certain of them, of the Company or
of related companies or groups as
defined by Article L. 225-197-2 of the
French Commercial Code; Authority
expires at the end of 38 months ; the
total number of ordinary shares granted
free of charge pursuant to this
resolution shall not represent more than
1% of the capital of the Company; to
take all necessary measures and
accomplish all necessary formalities
E.13 Grant all powers to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 81
UNASSIGNED
GENERAL COMMUNICATION, INC.
SECURITY: 369385109 AGENDA NUMBER: 932534402
TICKER: GNCMA MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEPHEN M. BRETT* Mgmt For For
2 RONALD A. DUNCAN* Mgmt Withheld Against
3 STEPHEN R. MOONEY* Mgmt Withheld Against
4 SCOTT M. FISHER** Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 81
UNASSIGNED
JSFC SISTEMA
SECURITY: 48122U105 AGENDA NUMBER: 701013574
TICKER: MEETING TYPE: AGM
ISIN: US48122U1051 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the meeting procedure Mgmt For *
2. Approve the Company s annual report and Mgmt For *
annual accounting statements, including
the profit and loss account
unconsolidated, based on Russian
Accounting Standards
3. Approve the disbursement of profits, of Mgmt For *
the amount procedure, manner and terms
of dividend payments for 2005
4. Approve the amount, procedure, manner Mgmt For *
and terms of remuneration payments to
the Corporate Board Member for 2005
PLEASE NOTE THAT FOR THE BELOW Non-Voting No vote
RESOLUTION REGARDING ELECTION OF
DIRECTORS, YOU MAY VOTE THE SHARE AMOUNT
CALCULATED BY MULTIPLYING YOUR
RESPECTIVE SHARE POSITION BY THE NUMBER
OF DIRECTORS THAT WILL BE ELECTED TO THE
BOARD, WHICH IS 11 IN THIS CASE. PLEASE
NOTE THAT STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. THANK
YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.1 Elect Mr. Goncharuk Alexander Yurievitch Mgmt For *
as the Member of the Board of Directors
of Sistema Joint Stock Financial
Corporation
5.2 Elect Mr. Gorbatovskiy Alexander Mgmt For *
Ivanovitch as the Member of the Board of
Directors of Sistema Joint Stock
Financial Corporation
5.3 Elect Mr. Drozdov Sergey Alexeyevitch as Mgmt For *
the Member of the Board of Directors of
Sistema Joint Stock Financial
Corporation
5.4 Elect Mr. Evtushenkov Vladimir Mgmt For *
Petrovitch as the Member of the Board of
Directors of Sistema Joint Stock
Financial Corporation
5.5 Elect Mr. Zubov Dmitriy Lvovitch as the Mgmt For *
Member of the Board of Directors of
Sistema Joint Stock Financial
Corporation
5.6 Elect Mr. Sommer Ron as the Member of Mgmt For *
the Board of Directors of Sistema Joint
Stock Financial Corporation
5.7 Elect Mr. Kopiev Vyacheslav Mgmt For *
Vsevolodovitch as the Member of the
Board of Directors of Sistema Joint
Stock Financial Corporation
5.8 Elect Mr. Leiviman Alexander Lvovitch as Mgmt For *
the Member of the Board of Directors of
Sistema Joint Stock Financial
Corporation
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.9 Elect Mr. Mikhailov Nikolay Vasilievitch Mgmt For *
as the Member of the Board of Directors
of Sistema Joint Stock Financial
Corporation
5.10 Elect Mr. Novitsky Evgeniy Grigorievitch Mgmt For *
as the Member of the Board of Directors
of Sistema Joint Stock Financial
Corporation
5.11 Elect Mr. Newhouse Stephan as the Member Mgmt For *
of the Board of Directors of Sistema
Joint Stock Financial Corporation
6.A Elect Mr. Inozemtsev, Vjacheslav Mgmt For *
Ivanovich to the Internal Audit
Commission
6.B Elect Mr. Rudova, Elena Viktorovna to Mgmt For *
the Internal Audit Commission
6.C Elect Mr. Rosanov, Vsevolod Valerievich Mgmt For *
to the Internal Audit Commission
7. Appoint JSC Audit-Guarantee-M and Mgmt For *
Deloitte & Touche Regional Consulting
Services Limited as the Company s
Auditors in accordance with Russian
Accounting Standards and US GAAP,
respectively
8. Amend the Company Charter Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9. Approve the split of allocated Corporate Mgmt For *
9,650,000 ordinary registered shares at
nominal value of RUB 90 each into
ordinary registered shares at nominal
value RUB 1, 8, as a result of which 1
ordinary registered share of the Company
at nominal value of RUB 90 is converted
into 50 ordinary registered shares at
nominal value of RUB 1, 8 each
10. Approve the regulations on the Corporate Mgmt Against *
Executive Body of Sistema JSFC
11. Approve the regulations on the President Mgmt Against *
of Sistema JSFC
12. Approve the regulations on the Mgmt Against *
remuneration of the Board Member of
Sistema JSFC
13. Approve the regulations on the general Mgmt For *
shareholders meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 81
UNASSIGNED
JSFC SISTEMA
SECURITY: 48122U105 AGENDA NUMBER: 932554721
TICKER: JSFCY MEETING TYPE: Annual
ISIN: MEETING DATE: 30-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE MEETING Mgmt For For
PROCEDURE.
02 APPROVAL OF THE COMPANY S ANNUAL Mgmt For For
REPORT AND ANNUAL ACCOUNTING STATEMENTS,
INCLUDING THE PROFIT AND LOSS ACCOUNT.
03 APPROVAL OF THE DISBURSEMENT OF Mgmt For For
PROFITS.
04 APPROVAL OF THE AMOUNT, Mgmt For For
PROCEDURE, MANNER AND TERMS OF
REMUNERATION PAYMENTS TO THE CORPORATE
BOARD MEMBERS FOR 2005.
05 ELECTION OF DIRECTORS. IF YOU WISH Mgmt For For
TO VOTE SELECTIVELY OR CUMULATE, PLEASE
CONTACT YOUR REPRESENTATIVE.
06 DIRECTOR
1 I. VJACHESLAV IVANOVICH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2 R. ELENA VIKTOROVNA Mgmt For For
3 R. VSEVOLOD VALERIEVICH Mgmt For For
07 APPROVAL OF THE APPOINTMENT OF Mgmt For For
JSC AUDIT-GARANTEE-M AND DELOITTE
& TOUCHE REGIONAL CONSULTING SERVICES
LIMITED AS THE AUDITORS.
08 APPROVAL OF AMENDMENTS IN THE Mgmt Against Against
COMPANY CHARTER.
09 APPROVAL OF THE SPLIT OF ALLOCATED Mgmt For For
CORPORATE 9,650,000 ORDINARY REGISTERED
SHARES.
10 APPROVAL OF REGULATIONS ON THE Mgmt Against Against
CORPORATE EXECUTIVE BODY OF SISTEMA JSFC.
11 APPROVAL OF REGULATIONS ON THE Mgmt Against Against
PRESIDENT OF SISTEMA JSFC.
12 APPROVAL OF REGULATIONS ON Mgmt Against Against
REMUNERATION OF THE BOARD MEMBERS OF
SISTEMA JSFC.
13 APPROVAL OF CHANGES IN THE Mgmt Against Against
REGULATIONS ON THE GENERAL SHAREHOLDERS
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 81
UNASSIGNED
KONGZHONG CORPORATION
SECURITY: 50047P104 AGENDA NUMBER: 932387752
TICKER: KONG MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION TO ALLOW FOR SHAREHOLDER
VOTING BY A SHOW OF HANDS.
02 APPROVAL TO AMEND THE ARTICLES OF Mgmt Against Against
ASSOCIATION TO CREATE A STAGGERED BOARD.
03 APPROVAL TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION TO END DIRECTORS TERMS DUE
TO CONFLICT OF INTEREST.
04 APPROVAL TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION TO AUTHORIZE SHARE
REPURCHASES.
5A HANHUI SUN BE AND HEREBY IS RE- Mgmt For For
ELECTED AS A DIRECTOR FOR A ONE- YEAR
TERM. *
5B YUNFAN ZHOU BE AND HEREBY IS RE- Mgmt For For
ELECTED AS A DIRECTOR FOR A TWO- YEAR
TERM. *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5C YONGQIANG QIAN BE AND HEREBY IS RE- Mgmt For For
ELECTED AS A DIRECTOR FOR A TWO-YEAR
TERM. *
5D NICK YANG BE AND HEREBY IS RE- Mgmt For For
ELECTED AS A DIRECTOR FOR A THREE-YEAR
TERM. *
5E CHARLIE Y. SHI BE AND HEREBY IS RE- Mgmt For For
ELECTED AS A DIRECTOR FOR A THREE-YEAR
TERM. *
6 APPROVAL TO INCREASE THE NUMBER Mgmt For For
OF SHARES THAT MAY BE ISSUED UNDER THE
EQUITY OPTION PLAN.
7 APPROVAL TO REAPPOINT OUR Mgmt For For
INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 81
UNASSIGNED
MAROC TELECOM, MAROC
SECURITY: F6077E108 AGENDA NUMBER: 700898933
TICKER: MEETING TYPE: MIX
ISIN: MA0000011371 MEETING DATE: 30-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 291822 DUE TO CHANGE IN
VOTING STATUS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting No vote
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY
FOR AN ENTRANCE CARD BY CONTACTING YOUR
CLIENT REPRESENTATIVE AT ADP. THANK YOU.
1. Approve the Management report of the Non-Voting No vote
Executive Committee, the remarks of the
Supervisory Board and the Auditors
general report, the Company s financial
statements and the balance sheet for the
YE 31 DEC 2005 and grant permanent
discharge to the Supervisory Board and
Executive Committee Members for the
performance of their duties during the
said FY
2. Approve the consolidated financial Non-Voting No vote
statements for the said FY, in the form
presented to the meeting
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3. Approve the special report of the Non-Voting No vote
Auditors on agreements governed by
Article 95 of Law No. 17-95 and the
agreements referred to therein
4. Approve the income for the FY of MAD Non-Voting No vote
5,871,899,950.67 be appropriated as
follows: regulated reserve: MAD
265,331,741.39; distributable income:
MAD 5,606,568,209.28; drawing upon the
optional reserve: MAD 512,906,728.65;
distributable total amount: MAD
6,119,474,937.93; total dividend: MAD
6,118,503,566.40; retained earnings: MAD
971,371.53; the shareholders will
receive a net dividend of MAD 6.96 per
share comprising the share capital; this
dividend will be paid on 30 APR 2006 as
required By-law, it is recalled that,
for the last 3 FY, the dividends paid,
were as follows: MAD 28.44 and MAD 2.844
after adjustment for FY 2002 the share
par value was reduced from MAD 100.00 to
MAD 10.00 in 2004 MAD 31.28 and MAD
3.128 after adjustment for FY 2003 MAD
5.00 for FY 2004
5. Ratify the co-optation of Mr. Non-Voting No vote
Chakibbenmoussa as a Supervisory Board
Member, to replace Mr. El Mustaphasahel,
for the remainder of Mr. Elmustapha
Sahel s term of office, i.e. until the
ordinary shareholders meeting called to
approve the financial statements for the
FY 2007
6. Approve to reduce the share capital by Non-Voting No vote
MAD 3,516,381,360.00 by reducing from
MAD 10.00 to MAD 6.00 the nominal value
of the shares. the capital will be
reduced from MAD 8,790,953,400.00 split
into 879,095,340 fully paid-up shares of
MAD 10.00 each, to MAD 5,274,,572,040.00
split into 879,095,340 fully
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
paid-up shares of a par value of MAD
6.00; grant all powers to the Executive
Committee to take all necessary measures
and accomplish all necessary formalities
7. Amend, pursuant to the adoption of the Non-Voting No vote
above resolution, Article 4 of the
Bylaws capital stock as follows: the
share capital is set at MAD
5,274,512,040.00 and is divided into
879,095,340 shares, of a par value of
MAD 6.00 each, of the same class and
fully paid in
8. Grant all powers to the Executive Non-Voting No vote
Committee in one or more transactions,
to Corporate Officers, Executives,
Senior Executives or exceptionally,
employees of the Group, options giving
the right either to subscribe for new
shares in the Company to be issued
through a share capital increase, or to
purchase existing shares purchased by
the Company, it being provided that the
options shall not give rights to a total
number of shares, which shall exceed 1%
of the share capital; the present
authorization is granted for a 3-year
period; grant all powers to the
Executive Committee to take all
necessary measures and accomplish all
necessary formalities
9. Grant all powers to the bearer of an Non-Voting No vote
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed By-law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 81
UNASSIGNED
MTN GROUP LTD
SECURITY: S8039R108 AGENDA NUMBER: 700980584
TICKER: MEETING TYPE: AGM
ISIN: ZAE000042164 MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the annual financial Mgmt For *
statements of the Group and the Company
for the period ended 31 DEC 2005,
including the reports of the Directors
and the External Auditors
2.1 Re-elect Mr. R.D. Nisbet as a Director Mgmt For *
of the Company, who retires by rotation
in terms of the Articles of Association
of the Company
2.2 Re-elect Mr. J.H.N. Strydom as a Mgmt For *
Director of the Company, who retires by
rotation in terms of the Articles of
Association of the Company
3.1 Elect Ms. K. Kalyan as a Director in Mgmt For *
terms of the Articles of Association
3.2 Elect Dr. C.O. Kolade as a Director in Mgmt For *
terms of the Articles of Association
3.3 Elect Mr. M.J.N. Njeke as a Director in Mgmt For *
terms of the Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.4 Elect Dr. M. Ramphele as a Director in Mgmt For *
terms of the Articles of Association
3.5 Elect Mr. Sheik A. Sharbatley as a Mgmt For *
Director in terms of the Articles of
Association
3.6 Elect Mr. P.L. Woicke as a Director in Mgmt For *
terms of the Articles of Association
Transact any other business Non-Voting No vote
4.O.1 Approve that all the unissued ordinary Mgmt For *
shares of 0.01 cent each in the share
capital of the Company other than those
which have specifically been reserved
for the Share Incentive Schemes, being
5% of the total issued share capital, in
terms of ordinary resolutions duly
passed at previous AGM of the Company be
placed at the disposal and under the
control of the Directors, and authorize
the Directors to allot, issue and
otherwise to dispose of such shares to
such person or persons on such terms and
conditions and at such times as the
Directors may from time to time at their
discretion deem fit, subject to the
aggregate number of such ordinary shares
able to be allotted, issued and
otherwise disposed of in terms of this
resolution being limited to 10% of the
number of ordinary shares in issue as at
31 DEC 2005 and subject to the
provisions of the Companies Act and the
JSE Listings Requirements
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.O.2 Authorize the Directors of the Company, Mgmt For *
by way of a general authority, to allot
and issue equity securities which shall
include for the purposes of this
Ordinary Resolution Number 2 the grant
or issue of options or convertible
securities that are convertible into an
existing class of securities for cash or
the extinction or payment of any
liability, obligation or commitment,
restraint or settlement of expenses to
such persons on such terms and
conditions and at such times as the
Directors may from time to time at their
discretion deem fit, but subject to the
provisions and conditions of the
Companies Act and the JSE listings
Requirements, being: 1) that the equity
securities shall be of a class already
in issue and be issued to public
shareholders as defined in the JSE
listings Requirements and not to related
parties; 2) that where the Company
subsequent to the passing of this
resolution, issues equity securities
representing, on a cumulative basis
within a FY, 5% or more of the total
number of equity securities in issue
prior to such issue, a press
announcement giving full details of the
issue, including the average discount to
the weighted average traded price of the
equity securities over the 30 days prior
to the date that the price of the issue
was determined or agreed by the
Directors of the Company the number of
equity securities issued, the effect of
the issue on net asset value per share,
net tangible asset value per share,
headline earnings per share and earnings
per share, will be made at the time the
said percentage is reached or exceeded;
3) that general issues of equity
securities for cash: a) In the aggregate
in any one financial year may not exceed
10% of the Company s issued share
capital of that class for the purpose of
determining the securities comprising
the 10% number in any one year, account
shall be taken of the dilution effect,
in the year of issue of
options/convertible securities, by
including the number of any equity
securities which may be issued in future
arising out of the issue or exercise of
such options/convertible securities ; b)
of a particular class will be aggregated
with any securities that are
compulsorily convertible into securities
of that class and in the case of the
issue of compulsorily convertible
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
securities aggregated with the
securities of that class into which they
are compulsorily convertible; c) as
regards the number of securities which
may be issued the 10% number shall be
based on the number of securities of
that class in issue added to those that
may be issued in future arising from the
conversion of options/securities) at the
date of such application: i) less any
securities of the class issued onto be
issued in future arising from
options/convertible securities issued
during the current FY; ii) plus any
securities of that class to be issued
pursuant to a rights issue which has
been announced, is irrevocable and is
fully underwritten, or pursuant to an
acquisition which has had final terms
announced , may be included as though
they were securities in issue at the
date of application; 4) that the maximum
discount at which the equity securities
will be issued for cash will be 10% of
the weighted average traded price of
those equity securities measured over
the 30 business days prior to the date
that the price of the issue is
determined or agreed by the Directors of
the Company and where the equity
securities have not traded in such 30
business day period, the JSE should be
consulted for a ruling; 5) that if the
discount to market price at the time of
exercise of any option or conversion of
a convertible security is not known at
the time of the grant or issue of the
option or convertible security, or if it
is known that the discount will exceed
10% of the 30 day weighted average
traded price of the security at the date
of exercise or conversion, then the
grant or issue will be subject to the
Company providing its holders of
securities with a fair and reasonable
statement complying with the
requirements of the JSE listings
Requirements from an independent
professional expert acceptable to the
JSE, Indicating whether or not the grant
or issue is fair and reasonable to the
Company holders of securities; and 6)
authorize the Directors to allot and
issue equity securities for cash will be
valid until the earlier of the next AGM
of the Company and the expiry of a
period of 15 months from the date of
passing this ordinary resolution
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.O.3 Approve the revised annual fees payable Mgmt For *
quarterly in arrears to each
Non-Executive Director, with effect from
01 MAY 2006 shall be as specified
7.S.1 Authorize the Company, or a subsidiary Mgmt For *
of the Company, by way of a general
authority to repurchase shares issued by
the Company, in terms of Sections 85 and
89 of the Companies Act, 1973 (Act 61 of
1973), as amended, and in terms of the
JSE Listings Requirements, including
those listing requirements regarding
derivative transactions relating to the
repurchase of shares; 1) any such
repurchase of shares shall be
implemented through the order book
operated by the JSE trading system and
done without any prior understanding or
arrangement between such Company and the
counter-party reported trades are
prohibited ; 2) authorization thereto is
given by the Company s Articles of
Association; 3) at any point in time,
such Company may only appoint one agent
to effect any repurchase(s) on its
behalf; 4) the general authority shall
only be valid until the Company s next
AGM, provided that notwithstanding
anything to the contrary contained in
this resolution, this shall not extend
beyond 15 months from the date of
passing of this Special Resolution
Number 1; 5) when the company or a
subsidiary of the Company has
cumulatively repurchased 3% of any class
of the Company s shares in issue on the
date of passing of this Special
Resolution Number 1 the initial number,
and or each 3% in aggregate of that
class of shares acquired thereafter, in
each case in terms of this resolution an
announcement shall be published on SENS
and in the press as soon as possible and
not later than 08:30 on the second
business day on which the relevant
threshold is reached or exceeded, and
the announcement shall comply with the
requirements of the JSE Listings
Requirements; 6) that the general
repurchase by the Company of its own
shares shall not, in aggregate in any
one financial year exceed 10% of the
Company s issued share capital of that
class; 7) that any repurchase by the
Company or a subsidiary of the Company
of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the Company s own shares shall only be
undertaken if, after such repurchase,
the Company still complies with the
shareholder spread requirements as
contained in the JSE Listings
Requirements; 8) that the Company or its
subsidiaries may not purchase any of the
Company s shares during a prohibited
period as defined In the JSE Listings
Requirements; 9) no repurchases may be
made at a price which is greater than
10% above the weighted average of the
market value for the securities for the
5 business days Immediately preceding
the date on which the transaction is
effected the maximum price ; the JSE
will be consulted for a ruling if the
applicant s securities have not traded
in such 5 day period; 10) the Company
enters into derivative transaction that
may or will result in the repurchase of
shares in terms of this general
authority, such transactions will be
subject to the requirements in paragrapg
2, 3, 4, 6, 7 of this Special Resolution
No. 1 and the following requirements: a)
the strike price of any put option
written by the Company less the value of
the premium received by the Company for
that put option may not be greater than
the fair value of a forward agreement
based on a spot price not greater than
the maximum price; b) the strike price
an any call option may be greater than
the maximum price at the time of
entering into the derivative agreements,
but the Company may not exercise the
call option if it is more than 10% out
the money; c) the strike price of the
forward agreement may be greater than
the maximum price but limited to the
fair value of a forward agreement
calculated from a spot price not greater
than the maximum price
8.O.4 Authorize any 2 Directors of the Company Mgmt For *
to do all such things and to sign all
such documents as are necessary so as to
give effect to ordinary Resolution
Number 1 and 2 and Special Resolution
Number 1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 81
UNASSIGNED
MTN GROUP LTD
SECURITY: S8039R108 AGENDA NUMBER: 701013752
TICKER: MEETING TYPE: OGM
ISIN: ZAE000042164 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.O.1 Approve, subject to the passing of Mgmt For *
Resolutions 2.O.2, 3.O.3 and 4.O.4 the
Investcom offer as specified by MTN
International Mauritius Limited a wholly
owned subsidiary of the Company, to
acquire the entire issued and to be
issued share capital in Investcom LLC
Investcom for: a cash consideration of
USD 3.85 ZAR 23.30 for each Investcom
share equivalent to USD 19.25 ZAR 116.50
for each Investcom GDS ; or, at the
election of each Investcom offer, as an
alternative to the cash offer, a part
cash, part share consideration of USD
2.0809 in cash and 0.1807 new MTN Group
shares to be listed on the Securities
Exchange of the JSE Limited JSE for each
Investcom share equivalent to USD
10.4047 ZAR 62.97 in cash and 0.9035 new
MTN Group shares for each Investcom GDS
, subject to a maximum aggregate number
of 204,298,809 new MTN Group shares
being issued pursuant to this MTN Group
partial share alternative; representing
a potential aggregate cash consideration
payable by MTN International Mauritius
Limited of up to USD 5,526 million ZAR
33.5 billion , with an MTN Group partial
share alternative in terms of which
Investcom shareholders are entitled to
elect to receive, as an acquisition
issue under the JSE Listings
Requirements, up to approximately 36% of
the aggregate cash consideration
otherwise available under the Investcom
offer in new MTN Group shares subject to
a maximum aggregate number of
204,298,809 new MTN Group shares being
issued pursuant to this MTN Group
partial share alternative
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.O.2 Authorize the Directors of the Company, Mgmt For *
subject to the passing of Resolution
1.O.1, to allot and issue, as an
acquisition issue under the JSE Listings
Requirements, up to 204,298,809 new MTN
Group shares representing approximately
10.9% of the enlarged share capital of
MTN Group as part of the consideration
to be paid to Investcom shareholders for
their Investcom shares
3.O.3 Approve, subject to the passing of Mgmt For *
Resolutions 1.O.1 and 2.O.2 the Company
make application to the JSE to list the
new MTN Group shares allotted and issued
pursuant to Resolution 2.O.2
4.O.4 Authorize the Director of the Company to Mgmt For *
sign all such documentation and do all
such things as may be necessary for and
incidental to the implementation of
Resolutions 1.O.1, 2.O.2 and 3.O.3
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 81
UNASSIGNED
NEUSTAR, INC.
SECURITY: 64126X201 AGENDA NUMBER: 932512393
TICKER: NSR MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANDRE DAHAN Mgmt For For
2 ROSS IRELAND Mgmt For For
3 PAMELA JOSEPH Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 81
UNASSIGNED
NEXTEL COMMUNICATIONS, INC.
SECURITY: 65332V103 AGENDA NUMBER: 932362394
TICKER: NXTL MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, AS AMENDED.
02 APPROVAL OF ANY MOTION TO ADJOURN THE Mgmt For For
ANNUAL MEETING.
03 DIRECTOR
1 TIMOTHY M. DONAHUE Mgmt For For
2 FRANK M DRENDEL Mgmt For For
3 WILLIAM E. KENNARD Mgmt For For
04 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
NEXTEL S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
05 APPROVAL OF THE NEXTEL COMMUNICATIONS, Mgmt For For
INC. AMENDED AND RESTATED INCENTIVE
EQUITY PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 81
UNASSIGNED
OPEN JOINT STOCK CO VIMPEL-COMMUNICA
SECURITY: 68370R109 AGENDA NUMBER: 932456862
TICKER: VIP MEETING TYPE: Special
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE AMENDMENTS TO THE Mgmt For
CHARTER OF VIMPELCOM., ALL AS MORE FULLY
DESCRIBED IN THE NOTICE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 81
UNASSIGNED
OPEN JOINT STOCK CO VIMPEL-COMMUNICA
SECURITY: 68370R109 AGENDA NUMBER: 932545190
TICKER: VIP MEETING TYPE: Contested Consent
ISIN: MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE 2005 VIMPELCOM ANNUAL Mgmt For
REPORT.
02 TO APPROVE VIMPELCOM S 2005 ACCOUNTING Mgmt For
STATEMENTS, INCLUDING PROFIT AND LOSS
STATEMENT (PREPARED IN ACCORDANCE WITH
RUSSIAN STATUTORY ACCOUNTING PRINCIPLES)
AUDITED BY ROSEXPERTIZA, LLC.
03 TO NOT PAY ANNUAL DIVIDENDS TO HOLDERS Mgmt For
OF COMMON REGISTERED SHARES BASED ON
2005 RESULTS; TO PAY HOLDERS OF
PREFERRED REGISTERED SHARES OF TYPE A
BASED ON 2005 RESULTS IN THE AMOUNT OF
0.1 KOPECK PER SHARE WITHIN 60 DAYS FROM
THE DATE.
05 TO ELECT THE FOLLOWING INDIVIDUALS TO Mgmt For
THE AUDIT COMMISSION: ALEXANDER GERSH,
HALVOR BRU AND NIGEL ROBINSON.
06 TO APPROVE THE FIRM ERNST & YOUNG (CIS) Mgmt For
LTD. AS THE AUDITOR OF THE COMPANY S
U.S. GAAP ACCOUNTS AND THE FIRM
ROSEXPERTIZA, LLC AS THE AUDITOR OF THE
COMPANY S ACCOUNTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
07 TO APPROVE THE PROGRAMS OF COMPENSATION Mgmt For
FOR MEMBERS OF VIMPELCOM S BOARD OF
DIRECTORS.
08 TO APPROVE THE PROGRAMS OF COMPENSATION Mgmt For
FOR MEMBERS OF VIMPELCOM S AUDIT
COMMISSION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 81
UNASSIGNED
P.T. TELEKOMUNIKASI INDONESIA, TBK
SECURITY: 715684106 AGENDA NUMBER: 932423356
TICKER: TLK MEETING TYPE: Special
ISIN: MEETING DATE: 21-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL ON THE AMENDMENT AND RE- Mgmt For
ARRANGEMENT OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY.
T
02 APPROVAL ON THE PLAN OF THE COMPANY S Mgmt For
SHARE BUY BACK.
T
03 DETERMINATION ON CONCEPT/FORMULA OF THE Mgmt For
COMPENSATION FOR THE MANAGEMENT OF THE
COMPANY.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 81
UNASSIGNED
PHILIPPINE LONG DISTANCE TEL CO MEDIUM TERM NTS BOOK ENTRY
SECURITY: 718252109 AGENDA NUMBER: 700919244
TICKER: MEETING TYPE: AGM
ISIN: PH7182521093 MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the call to order Mgmt For *
2. Approve the certification of service of Mgmt For *
notice and quorum
3. Approve the President s report Mgmt For *
4. Approve the audited financial statements Mgmt For *
for the period ended 31 DEC 2005
contained in the Company s 2005 annual
report
5. Elect the Directors including Mgmt For *
Independent Directors for the ensuing
year
6. Other business Other Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO THE CHANGE IN THE FUTURE RECORD DATE
AS PER THE CONFIRMATION RECEIVED. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 81
UNASSIGNED
SAMSUNG ELECTRS LTD
SECURITY: Y74718100 AGENDA NUMBER: 700870517
TICKER: MEETING TYPE: AGM
ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as an
Outside Director
2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For *
at right Law Firm as an Outside Director
2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For *
business at Seoul National University as
an Outside Director
2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For *
Jang Law Firm as an Outside Director
2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
an Outside Director
2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For *
Chief Director at Samsung Electronics as
an Inside Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For *
at Samsung Electronics as an Inside
Director
2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For *
Samsung Electronics as an Inside
Director
2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For *
Samsung Electronics as an Inside
Director
2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as Members
of the Auditors Committee
2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
Members of the Auditors Committee
3. Approve the limit of remuneration for Mgmt For *
the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 81
UNASSIGNED
SPRINT NEXTEL CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932451773
TICKER: S MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEITH J. BANE Mgmt For For
2 GORDON M. BETHUNE Mgmt For For
3 TIMOTHY M. DONAHUE Mgmt For For
4 FRANK M. DRENDEL Mgmt For For
5 GARY D. FORSEE Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 V. JANET HILL Mgmt For For
8 IRVINE O. HOCKADAY, JR. Mgmt For For
9 WILLIAM E. KENNARD Mgmt For For
10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHANIE M. SHERN Mgmt For For
12 WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SPRINT NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against
VOTING.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 81
UNASSIGNED
TELECOMUNICACOES DE SAO PAULO SA-TEL
SECURITY: 87929A102 AGENDA NUMBER: 932491880
TICKER: TSP MEETING TYPE: Special
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I TO APPROVE THE APPOINTMENT AND HIRING OF Mgmt For
THE FOLLOWING SPECIALIZED COMPANIES,
ASSIGNED BY THE MANAGEMENTS OF THE
COMPANY, TELEFONICA DATA BRASIL HOLDING
S.A. ( TDBH ) AND TELEFONICA EMPRESAS
S.A. ( T EMPRESAS ) TO PREPARE THE
NECESSARY APPRAISALS TO DELIBERATE ABOUT
THE MERGER OF TDBH INTO TELESP, ( MERGER
), ALL AS MORE FULLY DESCRIBED IN THE
AGENDA.
II TO ANALYZE AND DELIBERATE ON THE Mgmt For
APPRAISAL OPINIONS ISSUED BY THE
SPECIALIZED COMPANIES MENTIONED IN ITEM
(I) ABOVE THAT ARE ANNEXES TO THE
CONTRACT AND JUSTIFICATION OF THE MERGER
OF TELEFONICA DATA BRASIL HOLDING S.A.
INTO TELECOMUNICACOES DE SAO PAULO S.A.
- TELESP AND PARTIAL SPIN-OFF OF
TELEFONICA EMPRESAS S.A. ( CONTRACT ).
III TO ANALYZE AND DELIBERATE ON THE Mgmt For
CONTRACT, THE MERGER OF TDBH INTO THE
COMPANY AND THE SPIN-OFF OF T EMPRESAS,
BEING THE SPUN-OFF PART OF THE NET
EQUITY MERGED INTO THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
IV TO DELIBERATE ON THE INCREASE OF THE Mgmt For
CAPITAL STOCK OF THE COMPANY AS A RESULT
OF THE MERGER, WITH THE SUBSEQUENT
MODIFICATION OF THE HEADING OF ARTICLES
5 OF THE COMPANY S BYLAWS, AS WELL AS
THE CONSOLIDATION OF THE COMPANY BYLAWS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 81
UNASSIGNED
TELEFONICA, S.A.
SECURITY: 879382208 AGENDA NUMBER: 932548160
TICKER: TEF MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 EXAMINATION AND APPROVAL OF THE Mgmt For For
INDIVIDUAL ANNUAL ACCOUNTS, OF THE
CONSOLIDATED FINANCIAL STATEMENTS AND OF
THE MANAGEMENT REPORT OF BOTH
TELEFONICA, S.A. AND ITS CONSOLIDATED
GROUP OF COMPANIES.*
02 APPROVAL, IF DEEMED APPROPRIATE, OF THE Mgmt For For
MERGER PLAN OF TELEFONICA, S.A. AND
TELEFONICA MOVILES, S.A.*
03 DIRECTOR
1 MR. C.C. CASELLAS*+ Mgmt For For
2 MR. I. FAINE CASAS*+ Mgmt For For
3 MR. A.F. HERRERO*+ Mgmt For For
4 MR. LUIS LADA DIAZ*+ Mgmt For For
5 MR. A.M. LAVILLA*+ Mgmt For For
6 MR. DAVID ARCULUS*# Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7 MR. PETER ERSKINE*# Mgmt For For
8 MR. J. LINARES LOPEZ*# Mgmt For For
9 MR. V.M. NAFRIA AZNAR*# Mgmt For For
04 APPROVAL, IF APPROPRIATE, OF A LONG- Mgmt For For
TERM INCENTIVE PLAN CONSISTING OF THE
DELIVERY OF SHARES OF AND WHICH IS
LINKED TO CHANGES IN THE LISTING PRICE
OF SHARES OF TELEFONICA, S.A.*
05 AUTHORIZATION TO ACQUIRE THE COMPANY S Mgmt For For
OWN SHARES, DIRECTLY OR THROUGH
COMPANIES WITHIN THE GROUP.*
06 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For
TO INCREASE THE SHARE CAPITAL UNDER THE
TERMS AND CONDITIONS OF SECTION 153.1.B)
OF THE BUSINESS CORPORATIONS LAW, WITH A
DELEGATION OF THE POWER TO EXCLUDE
PREEMPTIVE RIGHTS PURSUANT, IN THIS
LATTER CASE, TO THE PROVISIONS OF
SECTION 159.2 OF THE BUSINESS
CORPORATIONS LAW.*
07 DELEGATION OF POWERS TO FORMALIZE, Mgmt For For
INTERPRET, REMEDY AND CARRY OUT THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS
AT THE MEETING.*
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 81
UNASSIGNED
TELKOM SA LIMITED
SECURITY: 879603108 AGENDA NUMBER: 932402756
TICKER: TKG MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE AND ADOPT THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
31 MARCH 2005.
02 TO RE-ELECT THE FOLLOWING DIRECTORS IN Mgmt Against Against
TERMS OF THE COMPANY S ARTICLES OF
ASSOCIATION: MR T F MOSOLOLI; MR B DU
PLESSIS; AND MR P S C LUTHULI.* (SEE
NOTE BELOW)
03 TO RE-APPOINT ERNST & YOUNG AS AUDITORS Mgmt For For
OF THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING.
4A TO GRANT AUTHORITY TO REPURCHASE THE Mgmt For For
COMPANY S SHARES.
4B AMENDMENT OF THE COMPANY S ARTICLES OF Mgmt For For
ASSOCIATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 81
UNASSIGNED
TURKCELL ILETISIM HIZMETLERI A.S.
SECURITY: 900111204 AGENDA NUMBER: 932482158
TICKER: TKC MEETING TYPE: Special
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 OPENING AND ELECTION OF THE PRESIDENCY Mgmt For For
BOARD.
02 AUTHORIZING THE PRESIDENCY BOARD TO SIGN Mgmt For For
THE MINUTES OF THE MEETING.
04 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
BALANCE SHEET AND PROFITS/LOSS
STATEMENTS RELATING TO FISCAL YEAR 2005.
05 RELEASE OF THE BOARD MEMBERS AND Mgmt For For
AUDITORS FROM ACTIVITIES AND OPERATIONS
OF THE COMPANY IN YEAR 2005.
06 RE-ELECTION OF THE BOARD OF DIRECTORS Mgmt Against Against
MEMBERS AND DETERMINATION OF THEIR
REMUNERATION.
07 ELECTION OF AUDITORS FOR A PERIOD OF ONE Mgmt Against Against
YEAR AND DETERMINATION OF THEIR
REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 DISCUSSION OF AND DECISION ON THE BOARD Mgmt Against Against
OF DIRECTORS PROPOSAL CONCERNING THE
DISTRIBUTION OF PROFIT FOR YEAR 2005.
10 DISCUSSION OF AND APPROVAL OF THE Mgmt Against Against
ELECTION OF THE INDEPENDENT AUDIT FIRM
REALIZED BY THE BOARD OF DIRECTORS, ALL
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
11 DECISION PERMITTING THE BOARD MEMBERS Mgmt For For
TO, DIRECTLY OR ON BEHALF OF OTHERS, BE
ACTIVE IN AREAS FALLING WITHIN OR
OUTSIDE THE SCOPE OF THE COMPANY S AND
TO PARTICIPATE IN COMPANIES OPERATING IN
THE SAME BUSINESS AND TO PERFORM OTHER
ACTS IN COMPLIANCE WITH ARTICLES 334 AND
335 OF THE TURKISH COMMERCIAL CODE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 81
UNASSIGNED
VODAFONE EGYPT LTD
SECURITY: M9760T103 AGENDA NUMBER: 701001050
TICKER: MEETING TYPE: OGM
ISIN: EGS48001C019 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the Board of Directors report Mgmt No vote
for the FYE 31 MAR 2006
2. Approve the Auditors report for the FYE Mgmt No vote
31 MAR 2006
3. Approve the financial statements ended Mgmt No vote
in 30 JUN 2004., 45 billions
4. Approve the profit distribution for the Mgmt No vote
FYE 31 MAR 2006; the forecasted dividend
is EGP 3 per share
5. Grant release the Board of Directors of Mgmt No vote
their responsibilities for the FYE 31
MAR 2006
6. Approve the allowance for the Board of Mgmt No vote
Directors for FYE 31 MAR 2007
7. Elect a new Board of Directors for the Mgmt No vote
FYE 31 MAR 2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 81
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Acknowledge with the transactions done Mgmt No vote
with related parties
9. Grant the permission of donations done Mgmt No vote
by the Board of Directors
The Hartford Global Financial Services Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 84
UNASSIGNED
ABN AMRO HOLDING NV
SECURITY: N0030P459 AGENDA NUMBER: 700915943
TICKER: MEETING TYPE: OGM
ISIN: NL0000301109 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Adopt the minutes of the AGM and EGM Non-Voting No vote
held in 2005
2. Receive report of the Managing Board for Non-Voting No vote
the year 2005
3.a Adopt the 2005 financial statements Mgmt No vote
3.b Adopt the proposed 2005 dividend Mgmt No vote
3.c Grant discharge to the Members of the Mgmt No vote
Managing Board in respect of their 2005
Management
3.d Grant discharge to the Members of the Mgmt No vote
Supervisory Board in respect of their
2005 supervision
4. Adopt the Managing Board Compensation Mgmt No vote
Policy
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Approve the proposed changes to the Mgmt No vote
remuneration of the Supervisory Board
Members
6. Approve the Corporate Governance Mgmt No vote
7.a Appoint Mr. G.J. Kramer as a Member of Mgmt No vote
the Supervisory Board
7.b Appoint Mr. G. Randa as a Member of the Mgmt No vote
Supervisory Board
7.c Re-appoint Mr. A.C. Martinez as a Member Mgmt No vote
of the Supervisory Board
8. Authorize the Managing Board, subject to Mgmt No vote
approval of the Supervisory Board, to
have the Company acquire shares
9.a Authorize the Managing Board to issue Mgmt No vote
ordinary shares for a period of 18
months, starting 28 APR 2005
9.b Authorize the Managing Board to exclude Mgmt No vote
or restrict shareholders pre-emptive
rights
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10. Transact any other business Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote
DUE TO RECEIPT OF RECORD DATE. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
PLEASE NOTE THAT BLOCKING Non-Voting No vote
CONDITIONS FOR VOTING AT THIS GENERAL
MEETING ARE RELAXED. BLOCKING PERIOD
ENDS ONE DAY AFTER THE REGISTRATION DATE
SET ON 20 APR 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 84
UNASSIGNED
ACE LIMITED
SECURITY: G0070K103 AGENDA NUMBER: 932501554
TICKER: ACE MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 MICHAEL G. ATIEH Mgmt For For
2 MARY A. CIRILLO Mgmt For For
3 BRUCE L. CROCKETT Mgmt For For
4 THOMAS J. NEFF Mgmt For For
5 GARY M. STUART Mgmt For For
B APPROVAL OF AMENDMENT TO ACE Mgmt For For
LIMITED EMPLOYEE STOCK PURCHASE PLAN.
C RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 84
UNASSIGNED
AMBAC FINANCIAL GROUP, INC.
SECURITY: 023139108 AGENDA NUMBER: 932465138
TICKER: ABK MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHILLIP B. LASSITER Mgmt For For
2 MICHAEL A. CALLEN Mgmt For For
3 JILL M. CONSIDINE Mgmt For For
4 ROBERT J. GENADER Mgmt For For
5 W. GRANT GREGORY Mgmt For For
6 THOMAS C. THEOBALD Mgmt For For
7 LAURA S. UNGER Mgmt For For
8 HENRY D.G. WALLACE Mgmt For For
02 RATIFY SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 84
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932375000
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. AIDINOFF Mgmt For For
2 P. CHIA Mgmt For For
3 M. COHEN Mgmt For For
4 W. COHEN Mgmt For For
5 M. FELDSTEIN Mgmt For For
6 E. FUTTER Mgmt For For
7 S. HAMMERMAN Mgmt For For
8 C. HILLS Mgmt For For
9 R. HOLBROOKE Mgmt For For
10 D. KANAK Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. MILES, JR. Mgmt For For
12 M. OFFIT Mgmt For For
13 M. SULLIVAN Mgmt For For
14 E. TSE Mgmt For For
15 F. ZARB Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 84
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932483857
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PEI-YUAN CHIA Mgmt For For
2 MARSHALL A. COHEN Mgmt For For
3 MARTIN S. FELDSTEIN Mgmt For For
4 ELLEN V. FUTTER Mgmt For For
5 STEPHEN L. HAMMERMAN Mgmt For For
6 RICHARD C. HOLBROOKE Mgmt For For
7 FRED H. LANGHAMMER Mgmt For For
8 GEORGE L. MILES, JR. Mgmt For For
9 MORRIS W. OFFIT Mgmt For For
10 JAMES F. ORR III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARTIN J. SULLIVAN Mgmt For For
12 MICHAEL H. SUTTON Mgmt For For
13 EDMUND S.W. TSE Mgmt For For
14 ROBERT B. W ILLUMSTAD Mgmt For For
15 FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AIG S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE Mgmt For For
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 84
UNASSIGNED
BANCA INTESA SPA, MILANO
SECURITY: T17074104 AGENDA NUMBER: 700900980
TICKER: MEETING TYPE: OGM
ISIN: IT0000072618 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE Non-Voting No vote
MEETING DOES NOT REACH QUORUM, THERE
WILL BE A SECOND CALL ON 20 APR 2006 AT
10:00. CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES
WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
1. Approve to fix the number of Directors Mgmt No vote
on the Board; elect the Directors and
approve to determine their remuneration
2. Approve the balance sheet as of 31 DEC Mgmt No vote
05, Board of Directors management report
and Internal Auditors report;
resolutions related thereto
3. Approve to purchase and allocate own Mgmt No vote
shares in favor of employees as per the
Article 2357, 2357-Ter of the Italian
Civil Code and the Article 132 of
Legislative Decree 58/98
4. Appoint the External Auditors for the Mgmt No vote
year 2006 through 2011 as per the
Article 159 of the Legislative Decree
58/98 amended by the Article 18 of Law
N.262 of 28 DEC 1998
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE ANNUAL Non-Voting No vote
GENERAL MEETING. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote
DUE TO CHANGE IN THE MEETING TYPE AND
REVISED WORDINGS IN RESOLUTION 4. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 84
UNASSIGNED
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO
SECURITY: E11805103 AGENDA NUMBER: 700876367
TICKER: MEETING TYPE: AGM
ISIN: ES0113211835 MEETING DATE: 17-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE Non-Voting No vote
MEETING DOES NOT REACH QUORUM, THERE
WILL BE A SECOND CALL ON 18 MAR 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1. Approve the annual accounts and the Mgmt For *
Management report of Banco Bilbao
Vizcaya Argentaria, S.A. and its
consolidated Group, application of
profits, distribution of a dividend, the
Company Management all of the foregoing
with reference to the YE 31 DEC 2005
2.1 Appoint Mr. D. Tomas Alfaro Drake as a Mgmt For *
Board Member; approve, according to the
provisions of Article 34, Paragraph 2,
of the Articles of Association, to set
the number of Members of the Board at
the number of directors existing at that
time; information to the general meeting
about such decision
2.2 Re-elect Mr. D. Juan Carlos Alvarez Mgmt For *
Mezquiriz as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.3 Re-elect Mr. D. Carlos Loring Martinez Mgmt For *
De Irujo as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
2.4 Re-elect Mr. Dona Susana Rodriguez Mgmt For *
Vidarte as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
3. Authorize the Board of Directors for the Mgmt For *
issuance of fixed income securities of
any kind and nature, even exchangeable,
not convertible into shares, for a
maximum amount of EUR 105 billion,
setting aside, for the amount not used,
the authorization granted by the general
meeting of shareholders of 28 FEB 2004,
amount that was increased by resolution
adopted on the general meeting of 26 FEB
2005; the authority affecting the amount
already issued continues being effective
4. Authorize the Board of Directors to Mgmt For *
carry out the acquisition of own shares,
either directly or via Group Companies,
according to the provisions of Section
75 of the Spanish Limited Companies
Consolidation Act, Texto Refundido Dela
Ley De Sociedades Anonimas, fixing the
limits and requirements of said
acquisition, with express powers to
reduce the share capital for the
amortization of own shares; for the
execution and delivery
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
of the agreements adopted by the general
meeting concerning the above, rendering
void the resolution granted by the
general meeting of shareholders held on
26 FEB 2005
5. Re-appoint the Auditors for the year Mgmt For *
2006
6. Approve the long term Remuneration Mgmt For *
Program, for both the bank and its
subsidiaries, consisting of distribution
of BBVA shares to the Members of the
Executive Committee, including the
Directors and the Executive Directors
7. Amend the Article 53 of the Articles of Mgmt For *
Association, about application of
profits, in order to include the
possibility to offer to the Directors,
as payment for their services, shares,
stock options or cash payments
equivalent to the value of the shares
8. Approve the deferred remuneration system Mgmt For *
for Non-Executive Directors consisting
of BBVA shares
9. Authorize the powers to the Board, Mgmt For *
including the authority to deputy the
powers granted to it by the meeting, to
execute and deliver, rectify and
construe the resolutions adopted by the
general meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 84
UNASSIGNED
BANK OF AMERICA CORPORATION
SECURITY: 060505104 AGENDA NUMBER: 932453866
TICKER: BAC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM BARNET, III Mgmt For For
2 FRANK P. BRAMBLE, SR. Mgmt For For
3 JOHN T. COLLINS Mgmt For For
4 GARY L. COUNTRYMAN Mgmt For For
5 TOMMY R. FRANKS Mgmt For For
6 PAUL FULTON Mgmt For For
7 CHARLES K. GIFFORD Mgmt For For
8 W. STEVEN JONES Mgmt For For
9 KENNETH D. LEWIS Mgmt For For
10 MONICA C. LOZANO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WALTER E. MASSEY Mgmt For For
12 THOMAS J. MAY Mgmt For For
13 PATRICIA E. MITCHELL Mgmt For For
14 THOMAS M. RYAN Mgmt For For
15 O. TEMPLE SLOAN, JR. Mgmt For For
16 MEREDITH R. SPANGLER Mgmt For For
17 ROBERT L. TILLMAN Mgmt For For
18 JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For
ASSOCIATE STOCK PLAN.
04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL- MAJORITY Shr For Against
VOTING IN DIRECTOR ELECTIONS
06 STOCKHOLDER PROPOSAL- Mgmt For Against
INDEPENDENT BOARD CHAIRMAN
07 STOCKHOLDER PROPOSAL- EQUAL Shr Against For
EMPLOYMENT OPPORTUNITY POLICY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 84
UNASSIGNED
BANK TOKYO-MITSUBISHI LTD
SECURITY: J44497105 AGENDA NUMBER: 701002913
TICKER: MEETING TYPE: AGM
ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
Reserves
3 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Company to Repurchase
its Own Shares, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Authorized
Capital
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 84
UNASSIGNED
BARCLAYS PLC
SECURITY: G08036124 AGENDA NUMBER: 700910260
TICKER: MEETING TYPE: AGM
ISIN: GB0031348658 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the reports of the Directors and Mgmt For *
Auditors and the audited accounts of the
Company for the YE 31 DEC 2005
2. Approve the Directors report on Mgmt For *
remuneration for the YE 31 DEC 2005
3. Re-elect Mr. Fulvio Conti as a Director Mgmt For *
of the Company
4. Re-elect Dr. Danie Cronje as a Director Mgmt For *
of the Company
5. Re-elect Mr. Robert E. Diamond Jr as a Mgmt For *
Director of the Company
6. Re-elect Mr. Robert Steel as a Director Mgmt For *
of the Company
7. Re-elect Mr. John Sunderland as a Mgmt For *
Director of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Professor Dame Sandra Mgmt For *
Dawson as a Director of the Company
9. Re-elect Sir Richard Broadbent as a Mgmt For *
Director of the Company
10. Re-elect Mr. Gary Hoffman as a Director Mgmt For *
of the Company
11. Re-elect Mr. Naguib Kheraj as a Director Mgmt For *
of the Company
12. Re-elect Sir Nigel Rudd as a Director of Mgmt For *
the Company
13. Re-appoint PricewaterhouseCoopers LLP, Mgmt For *
Chartered Accountants and Registered
Auditors, as the Auditors of the Company
to hold office until the conclusion of
the next general meeting at which
accounts are laid before the Company
14. Authorize the Directors to set the Mgmt For *
remuneration of the Auditors
15. Authorize the Company to make EU Mgmt For *
political donations not exceeding GBP
25,000 in total and incur EU political
expenditures not exceeding GBP 25,000 in
total
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16. Approve to renew the authority given to Mgmt For *
Barclays Bank PLC to make EU political
donations
17. Approve to renew the authority given to Mgmt For *
the Directors to allot securities
S.18 Approve to renew the authority given to Mgmt For *
the Directors to allot securities for
cash other than on pro-rata basis to
shareholders and to sell treasury shares
S.19 Approve to renew the Companys authority Mgmt For *
to purchase its own shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 84
UNASSIGNED
CANADIAN IMPERIAL BANK OF COMMERCE
SECURITY: 136069101 AGENDA NUMBER: 932432797
TICKER: BCM MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPOINTMENT OF AUDITORS Mgmt For For
02 DIRECTOR
1 B.S. BELZBERG Mgmt For For
2 J.H. BENNETT Mgmt For For
3 G.F. COLTER Mgmt For For
4 W.L. DUKE Mgmt For For
5 I.E.H. DUVAR Mgmt For For
6 W.A. ETHERINGTON Mgmt For For
7 M.A. FRANSSEN Mgmt For For
8 G.D. GIFFIN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9 J.A. GRANT Mgmt For For
10 L.S. HASENFRATZ Mgmt For For
11 P.M. HAYLES Mgmt For For
12 J.S. LACEY Mgmt For For
13 J.P. MANLEY Mgmt For For
14 G.T. MCCAUGHEY Mgmt For For
15 C. SIROIS Mgmt For For
16 S.G. SNYDER Mgmt For For
17 C.M. TRUDELL Mgmt For For
18 R.W. TYSOE Mgmt For For
3A SHAREHOLDER PROPOSAL NO. 1 Shr Against For
3B SHAREHOLDER PROPOSAL NO. 2 Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3C SHAREHOLDER PROPOSAL NO. 3. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 84
UNASSIGNED
CANADIAN WESTERN BANK
SECURITY: 13677F101 AGENDA NUMBER: 932430755
TICKER: CBWBF MEETING TYPE: Special
ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP, AS AUDITORS OF THE BANK
02 THE ELECTION OF DIRECTORS SET OUT IN THE Mgmt For For
MANAGEMENT PROXY CIRCULAR
03 THE AMENDMENT TO THE SHARE INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES
ISSUABLE UNDER THE PLAN AS DESCRIBED IN
THE MANAGEMENT PROXY CIRCULAR
04 THE AMENDMENT TO THE BANK S BY- LAW 2 TO Mgmt For For
INCREASE THE AGGREGATE LIMIT THAT MAY BE
PAID TO DIRECTORS AS REMUNERATION AS SET
OUT IN THE MANAGEMENT PROXY CIRCULAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 84
UNASSIGNED
CAPITAL ONE FINANCIAL CORPORATION
SECURITY: 14040H105 AGENDA NUMBER: 932458777
TICKER: COF MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD D. FAIRBANK Mgmt For For
2 E.R. CAMPBELL Mgmt For For
3 STANLEY WESTREICH Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE CORPORATION
FOR 2006.
03 APPROVAL AND ADOPTION OF THE AMENDED AND Mgmt For For
RESTATED CAPITAL ONE 2004 STOCK
INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 84
UNASSIGNED
CAPITALIA SPA, ROMA
SECURITY: T2432A100 AGENDA NUMBER: 700826932
TICKER: MEETING TYPE: EGM
ISIN: IT0003121495 MEETING DATE: 28-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THE MEETING HELD ON 26 Non-Voting No vote
NOV 2005 HAS BEEN POSTPONED DUE TO LACK
OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 28 NOV 2005.
PLEASE ALSO NOTE THE NEW CUTOFF DATE IS
22 NOV 2005. IF YOU HAVE ALREADY SENT
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
1. Approve the merger by incorporation of Mgmt For *
Fineco S.P.A into Capitalia, consequent
Capitalia capital increase for maximum
EUR 526.263.835 through the issuing of
maximum n. 526.236.835 ordinary shares,
nominal value equal to EUR 1, to be
offered in exchange to fineco
shareholders with a ratio of N.5
Capitalia ordinary shares for every 3
Fineco ordinary shares; further
Capitalia capital increase in favor of
existing fineco stock option plans for a
maximum amount of EUR 14.009.984 through
the issuing of maximum N.14.009.984
Capitalia ordinary shares, nominal value
EUR 1 consequent amendment of Art. 5 of
the Bylaws and the resolutions related
thereto
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Approve partial non proportional MCC Mgmt For *
S.P.A spin off project in favor of
Capitalia and consequent Capitalia
capital increase for a maximum amount of
EUR 75.261.959 through the issuing of
maximum N. 75.261.959 ordinary shares,
nominal value EUR 1, intended for MCC
shareholders with a ratio of N.11
Capitalia ordinary shares for every N.3
MCC ordinary shares; consequent
amendment of Article 5 of the Bylaws and
the resolutions related thereto
3. Approve partial Banca Di Roma S.P.A., Mgmt For *
Banco Di Sicilia S.P.A., Bipop Carire
S.P.A., and capital leasing and
factoring S.P.A. s real estate spin off
and the resolutions related thereto
4. Amend some articles of the Bylaw: Artice Mgmt Against *
5, 3rd comma acknowledgement of Article
2441, 4th comma, 2 of the Italian Civil
Code in terms of a capital increase
without option right when within 10% of
the pre-existing stock Capital and to
add one additional to empower Board of
Directors as per Article 2443 of the
Italian Civil Code to increase capital
in one or more installments by 31 OCT
2010, for a maximum amount of EUR 220
millions intended for italian and
foreign professional investors without
option right as per Art.2441, 4th comma,
2 of the Italian Civil Code Art.12, 1st
comma to increase the number of members
to be in the Board of Directors) art.
17, 2nd comma board of directors
absolute duty to resolve upon
participation status, and 3rd comma to
empower Board of Directors to resolve
upon spin offs as per art.2505 and 2505
bis of the Italian civil code) and the
resolutions related thereto
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Approve to employ property reserves to Mgmt Against *
cover negative reserves resulting from
the first time use of the accounting
principles Ias/Ifrs ordinary meeting
6. Appoint Directors after having Mgmt Against *
determined how many they are going to be
and consequent salary adjustment as per
art. 19 of the Bylaw
7. Approve to revise shareholders meeting Mgmt For *
regulation
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 84
UNASSIGNED
CAPITALIA SPA, ROMA
SECURITY: T2432A100 AGENDA NUMBER: 700919268
TICKER: MEETING TYPE: OGM
ISIN: IT0003121495 MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote
ON 19 APR HAS BEEN POSTPONED TO THE
SECOND CONVOCATION WHICH WILL BE HELD ON
20 APR 2006. PLEASE ALSO NOTE THE NEW
CUTOFF DATE 17 APR 2006. IF YOU HAVE
ALREADY SENT YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 295424 DUE TO ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING W ILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1. Receive the Board of Directors report on Mgmt No vote
management activity and Internal
Auditors reports, and report on balance
sheet as on 31 DEC 2005; and related
resolutions there to
2. Appoint the External Auditors for the Mgmt No vote
balance sheet and the consolidated
balance sheet for the years 2006 -2011,
in accordance with the legislative
decree Number 58 of 24 FEB 1998 and the
External Auditors for the half year
reports for the years2006-2011 and
approve to determine their salary
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3. Grant authority to purchase and sell own Mgmt No vote
shares
4.A Appoint one Director Mgmt No vote
4.B Approve the resolutions as per Article 6 Mgmt No vote
of Decree 18 MAR 1998 N. 161 suspension
of Directors, Internal Auditors or
General Manager from office
PLEASE NOTE THAT IN ADDITION TO BANCA Non-Voting No vote
INTESA S STANDARD FEES FOR THE ISSUING
OF COMMUNICATIONS TO THE COMPANIES TO
ATTEND THE MEETINGS, YOU WILL BE CHARGED
DIRECTLY AND ON A SEPARATE BASIS WITH
THE PROXY AGENT S FEES, WHICH RANGE FROM
EUR 300 TO EUR 500 PER MEETING. THANK
YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 84
UNASSIGNED
CITIGROUP INC.
SECURITY: 172967101 AGENDA NUMBER: 932447750
TICKER: C MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. MICHAEL ARMSTRONG Mgmt For For
2 ALAIN J.P. BELDA Mgmt For For
3 GEORGE DAVID Mgmt For For
4 KENNETH T. DERR Mgmt For For
5 JOHN M. DEUTCH Mgmt For For
6 R. HERNANDEZ RAMIREZ Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 KLAUS KLEINFELD Mgmt For For
9 ANDREW N. LIVERIS Mgmt For For
10 DUDLEY C. MECUM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MULCAHY Mgmt For For
12 RICHARD D. PARSONS Mgmt For For
13 CHARLES PRINCE Mgmt For For
14 JUDITH RODIN Mgmt For For
15 ROBERT E. RUBIN Mgmt For For
16 FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITIGROUP S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For
FUTURE NEW STOCK OPTION GRANTS AND NO
RENEWAL OR REPRICING OF CURRENT STOCK
OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON CHARITABLE CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
ADOPTION OF A POLICY REGARDING
PERFORMANCE-BASED EQUITY COMPENSATION
FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING Shr Against For
REIMBURSEMENT OF EXPENSES INCURRED BY A
STOCKHOLDER IN A CONTESTED ELECTION OF
DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
RECOUPMENT OF MANAGEMENT BONUSES IN THE
EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 84
UNASSIGNED
COMMERZBANK AG, FRANKFURT
SECURITY: D15642107 AGENDA NUMBER: 700919080
TICKER: MEETING TYPE: AGM
ISIN: DE0008032004 MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses und des Lageberichts
der Commerzbank Aktiengesellschaft fuer
das Geschaeftsjahr 2005, Vorlage des
gebilligten Konzernabschlusses und des
Konzernlageberichts fuer das
Geschaeftsjahr 2005 und des Berichts des
Aufsichtsrats roved Financial Statements
and Management Report of the Commerzbank
Group for the 2005 financial year and
the report of the Supervisory Board
2. Resolution on the appropriation of the Mgmt For *
distributable profit- to pay a dividend
of EUR 0.50
3. Resolution on the approval of the Mgmt Against *
actions of the members of the Board of
Managing Directors
4. Beschlussfassung ueber die Entlastung Mgmt Against *
der Mitglieder des Aufsichtsrats Board
5. Resolution on the election of Prof. H.C. Mgmt For *
(CHN) Dr. Rer. Oec. Ulrich Middelmann
oec. Ulrich Middelmann zum Aufsichtsrat
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Resolution on the appointment of the Mgmt For *
PricewaterhouseCoopers as the Auditors
for the 2006 FY
7. Beschlussfassung ueber eine Aenderung Mgmt For *
von Paragraph 11 Absatz 4 der Satzung
8. Beschlussfassung ueber eine Aenderung Mgmt For *
von Paragraph 18 Absatz 2 der Satzung
9. Beschlussfassung ueber die Ermaechtigung Mgmt For *
der Commerzbank Aktiengesellschaft zu
its own shares for the purpose of
securities trading, pursuant to Article
71(1) no. 7 Aktiengesetz
10. Beschlussfassung ueber die Ermaechtigung Mgmt For *
der Commerzbank Aktiengesellschaft zu
and use its own shares pursuant to
Article 71(1) no. 8 Aktiengesetz with
the p Aktiengesetz mit der Moeglichkeit
zum Ausschluss des Bezugsrechts der
Aktionaere
11. Resolution on the authorization for the Mgmt For *
Board of Managing Directors to
increaskapitals (Genehmigtes Kapital
2006/I) mit der Moeglichkeit zum
Ausschluss deexcluding subscription
rights pursuant to Article 186 (3) 4,
Aktiengesetz- and und Satzungsaenderung
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
12. Beschlussfassung ueber die Ermaechtigung Mgmt For *
des Vorstands zur Erhoehung des
Grundkapitals (Genehmigtes Kapital
2006/II) mit der Moeglichkeit zum
Ausschluss des Bezugsrechts der
Aktionaere unter anderem bei Ausnutzung
gegen Sacheinlagen und Satzungsaenderung
13. Beschlussfassung ueber die Ermaechtigung Mgmt For *
des Vorstands zur Erhoehung des
Grundkapitals (Genehmigtes Kapital
2006/III) mit der Moeglichkeit zum
Ausschluss des Bezugsrechts der
Aktionaere zum Zweck der Ausgabe von
Belegschaftsaktien s and amendment of
the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 84
UNASSIGNED
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY: 222372104 AGENDA NUMBER: 932513965
TICKER: CFC MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHLEEN BROWN Mgmt For For
2 JEFFREY M. CUNNINGHAM Mgmt For For
3 MARTIN R. MELONE Mgmt For For
4 ROBERT T. PARRY Mgmt For For
02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For
2006 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, URGING OUR BOARD OF
DIRECTORS TO ADOPT A POLICY THAT OUR
STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO
ANNUALLY APPROVE THE REPORT OF OUR
COMPENSATION COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 84
UNASSIGNED
CREDIT SUISSE GROUP, ZUERICH
SECURITY: H3698D419 AGENDA NUMBER: 700863930
TICKER: MEETING TYPE: AGM
ISIN: CH0012138530 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ------------ ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
PLEASE NOTE THAT THIS IS AN OGM. THANK Non-Voting No vote
YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 84
UNASSIGNED
CREDIT SUISSE GROUP, ZUERICH
SECURITY: H3698D419 AGENDA NUMBER: 700930503
TICKER: MEETING TYPE: AGM
ISIN: CH0012138530 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 301805 DUE TO ADDITIONAL OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
285614 INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS
1. Receive and approve the annual report, Mgmt No vote
the parent Company s 2005 financial
statements and the Group s 2005
consolidated financial statements
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Grant discharge to the acts of the Mgmt No vote
Members of the Board of Directors and
the Executive Board
3.A Approve to reduce the share capital by Mgmt No vote
CHF 17,000,000 from CHF 623,876,083 to
CHF 606,876,083 by canceling 34,000,000
shares with a par value of CHF 0.50
each, which were repurchased in the
period from 09 MAY 2005 to 16 MAR 2006
pursuant to the share repurchase program
approved by the general meeting of
shareholders of 29 APR 2005; acknowledge
that, according to the special report of
the Auditors KPMG Klynveld Peat Marwick
Goerdeler SA, Obligees claims are fully
covered even after the share capital
reduction as required by Article 732
Paragraph 2 Co, amend Article 3
Paragraph 1 of the Articles of
Association, that as of the date of the
entry of the capital reduction in the
commercial register, pursuant to section
3.C below
3.B Approve the cancellation as part of a Mgmt No vote
Share Repurchase Program by the general
meeting of shareholders of 29 APR 2005,
34,000,000 shares were repurchased via a
2nd trading line on the stock exchange
between 09 MAY 2005 and 16 MAR 2006; the
total purchase price was CHF
1,941,055,049, corresponding to an
average purchase price per share of CHF
57.09 rounded; the cancellation of
shares repurchased by 16 MAR 2006 and
amend the Articles of Association
3.C Amend Article 3 Paragraph 1 to the Mgmt No vote
Articles of Association, new version the
fully paid-in share capital amounts to
CHF 606,876,083 and it is divided into
1,213,752,166 fully paid-in registered
shares with a par value of CHF 0.50 each
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Approve the allocation of income and Mgmt No vote
dividends of CHF 2 per share
5.1.A Re-elect Mr. Walter Kielholz and Mr. Mgmt No vote
Hans- Ulrich Doerig as the Directors
5.1.B Elect Mr. Richard Thornburgh as a Mgmt No vote
Director
5.2 Ratify KPMG Klynveld Peat Marwick Mgmt No vote
Geordeler SA as the Auditors
5.3 Ratify BDO Visura as the Special Mgmt No vote
Auditors
6. Approve CHF 3.4 million reduction in Mgmt No vote
pool of capital reserved for Donaldson
Lufkin Jenrette Employee Options
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 84
UNASSIGNED
E*TRADE FINANCIAL CORPORATION
SECURITY: 269246104 AGENDA NUMBER: 932510123
TICKER: ET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL K. PARKS Mgmt For For
2 LEWIS E. RANDALL Mgmt For For
3 STEPHEN H. WILLARD Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR FISCAL
YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 84
UNASSIGNED
EURONEXT NV, AMSTERDAM
SECURITY: N3113K108 AGENDA NUMBER: 700964364
TICKER: MEETING TYPE: AGM
ISIN: NL0000241511 MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 294416 DUE TO CHANGE IN THE
VOTING STATUS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 16
MAY 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Opening by the Chairman of the Non-Voting No vote
Supervisory Board
2. Appointment of a Secretary for the Non-Voting No vote
meeting
3.A Explanation by the chairman of the Non-Voting No vote
Managing board and discussion of the
written annual report of the Managing
Board with respect to the affairs of the
Company and the Management conducted
during the 2005 FY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.B Adopt the 2005 financial statements Mgmt For *
3.C Explanation of the policy on Non-Voting No vote
reservations and dividend
3.D Approve to distribute an ordinary Mgmt For *
dividend of EUR 1 per share
3.E Approve an extraordinary distribution of Mgmt For *
3 EURO per share by way of repayment of
3 EURO in share capital per share in
combination with a proposal to reduce
the issued share capital and to approve
two amendments to the articles of
association, conditional upon all
formalities relating to the reduction of
capital and the amendments of the
articles of association (in so far as
not under the control of the company)
having been completed so as to allow
payment on 11 August 2006(the condition)
and (B) in case the condition has not
been satisfied enabling payment on 11
August 2006, to approve the
extraordinary distribution of 3 EURO by
way of a special dividend payable on
that date.
4.A Grant discharge to the Members of the Mgmt For *
Managing Board from liability in respect
of their management during the 2005 FY
4.B Grant discharge to the Members of the Mgmt For *
Supervisory Board from liability in
respect of supervision during the 2005
FY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Re-appoint the Company s External Mgmt For *
Auditors
6. Discussion of the Corporate Governance Non-Voting No vote
of the Company
7.A Re-appoint Sir George Cox to the Mgmt For *
Supervisory Board as of 23 May 2006
7.B Re-appoint Mr. Ricardo Salgado to the Mgmt For *
Supervisory Board as of 23 May 2006
7.C Re-appoint Sir. Brian Williamson to the Mgmt For *
Supervisory Board as of 23 May 2006
8.A Approve the award of 400,000 Euronext Mgmt For *
N.V. shares for the year 2006
8.B Approve awards of shares to the Mgmt For *
individual Members of the Managing Board
for the year 2006
9.A Authorize the Managing Board to allow Mgmt For *
Euronext N.V. to acquire paid-up shares
in the Company s own capital for a
period of 18 months
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9.B Approve to reduce the issued share Mgmt For *
capital of Euronext N.V. by cancellation
of acquired shares
9.C Approve to designate the Management Mgmt For *
Board as the competent body to issue
shares or rights to subscribe for shares
in the capital of the Company for a
period of 18 months up to a limit of 10%
of the issued capital as at 23 MAY 2006
9.D Approve to designate the Managing Board Mgmt For *
as the competent body to restrict or
exclude the pre-emptive rights accruing
to shareholders under the designation
referred to under agenda item 9c for a
period of 18 months
10.A A discussion on the principle that a Non-Voting No vote
merger betwen Deutsche Borse AG and
Euronext is in the best interests of all
the shareholders of Euronext
10.B PLEASE NOTE THAT THIS IS A SHAREHOLDERS Shr For *
PROPOSAL: Approve the merger between
Deutsche Borse AG and Euronext is in the
best interests of all the shareholders
of Euronext
11. The announcement of Euronexts intention, Non-Voting No vote
as from the 2006 FY, to publish the
annual report and the financial
statements of Euronext N.V. only in the
English language and to no longer
publish French and Dutch language
versions
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
12. Any other business Other For *
13. Closing Non-Voting No vote
BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote
EURONEXT NV.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 84
UNASSIGNED
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY: 313400301 AGENDA NUMBER: 932368637
TICKER: FRE MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BARBARA T. ALEXANDER Mgmt For For
2 GEOFFREY T. BOISI Mgmt For For
3 JOAN E. DONOGHUE Mgmt For For
4 MICHELLE ENGLER Mgmt For For
5 RICHARD KARL GOELTZ Mgmt For For
6 THOMAS S. JOHNSON Mgmt For For
7 WILLIAM M. LEWIS, JR. Mgmt For For
8 EUGENE M. MCQUADE Mgmt For For
9 SHAUN F. O'MALLEY Mgmt For For
10 RONALD F. POE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHEN A. ROSS Mgmt For For
12 RICHARD F. SYRON Mgmt For For
13 WILLIAM J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 84
UNASSIGNED
GOLDEN WEST FINANCIAL CORPORATION
SECURITY: 381317106 AGENDA NUMBER: 932446772
TICKER: GDW MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARYELLEN C. HERRINGER Mgmt For For
2 KENNETH T. ROSEN Mgmt For For
3 HERBERT M. SANDLER Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
COMPANY S INDEPENDENT OUTSIDE AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 84
UNASSIGNED
HIBERNIA CORPORATION
SECURITY: 428656102 AGENDA NUMBER: 932373195
TICKER: HIB MEETING TYPE: Special
ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MARCH 6, 2005,
BETWEEN CAPITAL ONE FINANCIAL
CORPORATION AND HIBERNIA CORPORATION, AS
IT MAY BE AMENDED FROM TIME TO TIME,
PURSUANT TO WHICH HIBERNIA WILL MERGE
WITH AND INTO CAPITAL ONE.
02 TO APPROVE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 84
UNASSIGNED
HIBERNIA CORPORATION
SECURITY: 428656102 AGENDA NUMBER: 932402136
TICKER: HIB MEETING TYPE: Special
ISIN: MEETING DATE: 14-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MARCH 6, 2005, AS
AMENDED BY AMENDMENT NO. 1, DATED AS OF
SEPTEMBER 6, 2005, BETWEEN CAPITAL ONE
FINANCIAL CORPORATION AND HIBERNIA
CORPORATION, AS IT MAY BE FURTHER
AMENDED FROM TIME TO TIME, PURSUANT TO W
HICH HIBERNIA WILL MERGE WITH AND INTO
CAPITAL ONE.
T
02 TO APPROVE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 84
UNASSIGNED
MBIA INC.
SECURITY: 55262C100 AGENDA NUMBER: 932466231
TICKER: MBI MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOSEPH W. BROWN Mgmt For For
2 C. EDWARD CHAPLIN Mgmt For For
3 DAVID C. CLAPP Mgmt For For
4 GARY C. DUNTON Mgmt For For
5 CLAIRE L. GAUDIANI Mgmt For For
6 DANIEL P. KEARNEY Mgmt For For
7 LAURENCE H. MEYER Mgmt For For
8 DEBRA J. PERRY Mgmt For For
9 JOHN A. ROLLS Mgmt For For
10 JEFFERY W. YABUKI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 84
UNASSIGNED
MERRILL LYNCH & CO., INC.
SECURITY: 590188108 AGENDA NUMBER: 932447279
TICKER: MER MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALBERTO CRIBIORE Mgmt For For
2 AULANA L. PETERS Mgmt For For
3 CHARLES O. ROSSOTTI Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
03 INSTITUTE CUMULATIVE VOTING Shr For Against
04 SUBMIT DIRECTOR COMPENSATION TO Shr Against For
SHAREHOLDERS FOR ANNUAL APPROVAL
05 SUBMIT MANAGEMENT DEVELOPMENT AND Shr For Against
COMPENSATION COMMITTEE REPORT TO
SHAREHOLDERS FOR ANNUAL APPROVAL
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 84
UNASSIGNED
METLIFE, INC.
SECURITY: 59156R108 AGENDA NUMBER: 932454058
TICKER: MET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. ROBERT HENRIKSON Mgmt For For
2 JOHN M. KEANE Mgmt For For
3 HUGH B. PRICE Mgmt For For
4 KENTON J. SICCHITANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 84
UNASSIGNED
REINSURANCE GROUP OF AMERICA, INC.
SECURITY: 759351109 AGENDA NUMBER: 932485837
TICKER: RGA MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STUART I. GREENBAUM Mgmt For For
2 LELAND C. LAUNER, JR. Mgmt For For
3 GEORGETTE A. PILIGIAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 84
UNASSIGNED
SHINSEI BANK,LIMITED
SECURITY: J7385L103 AGENDA NUMBER: 700949451
TICKER: MEETING TYPE: AGM
ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1.1 Elect a Director Mgmt For *
1.2 Elect a Director Mgmt For *
1.3 Elect a Director Mgmt For *
1.4 Elect a Director Mgmt For *
1.5 Elect a Director Mgmt For *
1.6 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.7 Elect a Director Mgmt For *
1.8 Elect a Director Mgmt For *
1.9 Elect a Director Mgmt For *
1.10 Elect a Director Mgmt For *
1.11 Elect a Director Mgmt For *
1.12 Elect a Director Mgmt For *
1.13 Elect a Director Mgmt For *
1.14 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.15 Elect a Director Mgmt For *
2. Amend the Articles of Incorporation: Mgmt For *
Allow Use of Electronic Systems for
Public Notifications, Approve Revisions
Related to the New Commercial Code,
Amend the number of shareholders who
vote as proxies and the method of
election of the chairman of the
committee
3. Approve Issuance of Stock Acquisition Mgmt For *
Rights as Stock Options
4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 84
UNASSIGNED
SIGNATURE BANK
SECURITY: 82669G104 AGENDA NUMBER: 932461635
TICKER: SBNY MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALFONSE M. D'AMATO Mgmt For For
2 JEFFREY W. MESHEL Mgmt For For
3 KATHRYN A. BYRNE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 84
UNASSIGNED
STATE STREET CORPORATION
SECURITY: 857477103 AGENDA NUMBER: 932448649
TICKER: STT MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T. ALBRIGHT Mgmt For For
2 K. BURNES Mgmt For For
3 N. DAREHSHORI Mgmt For For
4 A. GOLDSTEIN Mgmt For For
5 D. GRUBER Mgmt For For
6 L. HILL Mgmt For For
7 C. LAMANTIA Mgmt For For
8 R. LOGUE Mgmt For For
9 R. SERGEL Mgmt For For
10 R. SKATES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. SUMME Mgmt For For
12 D. WALSH Mgmt For For
13 R. WEISSMAN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
2006 RESTATED SENIOR EXECUTIVE ANNUAL
INCENTIVE PLAN.
05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against
REQUEST THE DIRECTORS TO REDEEM THE
OUTSTANDING RIGHTS UNDER THE COMPANY S
RIGHTS AGREEMENT, AND TO REQUIRE
SHAREHOLDER RATIFICATION OF ANY FUTURE
RIGHTS AGREEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 84
UNASSIGNED
TAKEFUJI CORP
SECURITY: J81335101 AGENDA NUMBER: 701014792
TICKER: MEETING TYPE: AGM
ISIN: JP3463200000 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 84
UNASSIGNED
THE GOLDMAN SACHS GROUP, INC.
SECURITY: 38141G104 AGENDA NUMBER: 932442267
TICKER: GS MEETING TYPE: Annual
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LLOYD C. BLANKFEIN Mgmt For For
2 LORD BROWNE OFMADINGLEY Mgmt For For
3 JOHN H. BRYAN Mgmt For For
4 CLAES DAHLBACK Mgmt For For
5 STEPHEN FRIEDMAN Mgmt For For
6 WILLIAM W. GEORGE Mgmt For For
7 JAMES A. JOHNSON Mgmt For For
8 LOIS D. JULIBER Mgmt For For
9 EDWARD M. LIDDY Mgmt For For
10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RUTH J. SIMMONS Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For
SACHS RESTRICTED PARTNER COMPENSATION
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR 2006 FISCAL
YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 84
UNASSIGNED
THE ST. PAUL TRAVELERS COMPANIES, IN
SECURITY: 792860108 AGENDA NUMBER: 932455810
TICKER: STA MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. DASBURG Mgmt For For
2 LESLIE B. DISHAROON Mgmt For For
3 JANET M. DOLAN Mgmt For For
4 KENNETH M. DUBERSTEIN Mgmt For For
5 JAY S. FISHMAN Mgmt For For
6 LAWRENCE G. GRAEV Mgmt For For
7 THOMAS R. HODGSON Mgmt For For
8 ROBERT I. LIPP Mgmt For For
9 BLYTHE J. MCGARVIE Mgmt For For
10 GLEN D. NELSON, MD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS ST. PAUL TRAVELERS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against
VOTE REQUIRED TO ELECT DIRECTORS.
04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 84
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 700905269
TICKER: MEETING TYPE: OGM
ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
292933, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. Approve the annual report, the Group and Mgmt No vote
the parent Company accounts for FY 2005
reports of the Group and the Statutory
Auditors
2. Approve the appropriation of the Mgmt No vote
retained earnings, dividend for FY 2005
3. Grant discharge to the Members of the Mgmt No vote
Board of Directors and the Group
Executive Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote
Member
4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote
Board Member
4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote
Board Member
4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote
4.3 Ratify Ernst & Young as the Auditors Mgmt No vote
4.4 Ratify BDO Visura as the Special Mgmt No vote
Auditors
5.1 Approve the cancellation of shares Mgmt No vote
repurchased under the 2005/2006 Share
Buyback Program
5.2 Approve the new Share Buy Back Program Mgmt No vote
for 2006/2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.3 Approve 1-time payout in the form of a Mgmt No vote
par value repayment
5.4 Approve the share split Mgmt No vote
5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote
4A of the Articles of Association
5.5.2 Approve the reduction of the threshold Mgmt No vote
value for agenda item requests Article
12 Paragraph 1 of the Articles of
Association
6. Approve to create conditional capital Mgmt No vote
and amend Article 4A Paragraph 2 of the
Articles of Association
PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote
YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF THE NAMES OF THE AUDITORS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 84
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700838608
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 16 DEC 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Appoint the Directors after having Mgmt No vote
determined how many they are to be for
the 3 year term 2006-2008; approve that
their term will end in combination with
the 2008 shareholders meeting call
2. Approve to determine the Board of Mgmt No vote
Directors and the Executive Committee s
salary for every future year in office
as per Article 26 of the Bylaw,
nevertheless for the internal Auditors
and their President as per the
Legislative Decree 231/01
3. Grant authority for the purchase and Mgmt No vote
sale of own shares as per Article
2357-Ter of the Italian Civil Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 84
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700917771
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote
APR 2006 HAS BEEN POSTPONED DUE TO LACK
OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 12 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 02
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the financial statements for the Mgmt No vote
YE 31 DEC 2005, accompanied by reports
by the Directors and the Independent
Auditors, report by the Board of
Statutory Auditors and the consolidated
financial statements and the social and
environmental report
O.2 Approve the allocation of net profit for Mgmt No vote
the year
Mgmt No vote
O.3 Approve the Group Personnel long-term
Incentive Plan for 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.1 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 1
year starting from the date of
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to increase the
share capital, with the exclusion of
rights, as allowed by Section 2441.8 of
the Italian Civil Code, for a maximum
nominal amount of EUR 21,000,000 to
service the exercise of options to
subscribe to up to 42,000,000 ordinary
shares in Unicredito Italiano of par
value EUR 0.50 each, to reserve for the
executive personnel in the holding
Company and the Group s Bank and
Companies who hold positions of
particular importance for the purposes
of achieving the Group s overall
objectives, consequently amend the
Articles of Association
E.2 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 5
years starting from the date of the
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to carry out a bonus
capital increase, as allowed by the
Section 2349 of the Italian Civil Code,
for a maximum nominal amount of EUR
6,500,000 corresponding to up to
13,000,000 ordinary shares in Unicredito
Italiano of par value EUR 0.50 each, to
allocate to the executive personnel in
the holding Company and the Group s
Banks and Companies, who hold positions
of particular importance for the
purposes of achieving the Group s
overall objectives, consequently amend
the Articles of Association
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE AND REVISED
NUMBERING. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 84
UNASSIGNED
UNITED OVERSEAS BK LTD
SECURITY: V96194127 AGENDA NUMBER: 700827821
TICKER: MEETING TYPE: EGM
ISIN: SG1M31001969 MEETING DATE: 18-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.1 Approve that the authorised share Mgmt For *
capital of United Overseas Bank Limited
the Company be increased by the creation
of 20,000 new Class A preference shares
of USD 0.01 each which shall have the
rights and be subject to the
restrictions set out in the proposed new
Article 7A, 200,000 new Class B
preference shares of SGD 0.01 each which
shall have the rights and be subject to
the restrictions set out in the proposed
new Article 7B and 40,000 new Class C
preference shares of EUR 0.01 each which
shall have the rights and be subject to
the restrictions set out in the proposed
new Article 7C and Articles of
Association of the Company be altered in
the manner as specified
2. Authorize the Directors of the Company, Mgmt For *
subject to and contingent upon the
passing of Resolution 1 above: a) to
allot and issue any of the preference
shares referred to in Articles 7A, 7B
and/or 7C of the Articles of Association
of the Company; and/or to make or grant
offers, agreements or options that might
or would require the preference shares
referred to in Sub-Paragraph (a) above
to be issued, at any time and upon such
terms and conditions and for such
purposes and to such persons as the
Directors may in their absolute
discretion deem fit and notwithstanding
that the authority conferred by this
Resolution may have ceased to be in
force to issue the preference shares
referred to in Sub-Paragraph (a) above
in connection with any offers,
agreements or options made or granted by
the Directors while this Resolution was
in force; and to do all such things and
execute all such documents as they may
consider necessary or appropriate to
give effect to this Resolution as they
may deem fit;
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 84
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
and Authority expires at earlier of the
conclusion of the next AGM of the
Company or the date by which the next
AGM of the Company is required by law to
be held
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 84
UNASSIGNED
UNUMPROVIDENT CORPORATION
SECURITY: 91529Y106 AGENDA NUMBER: 932486017
TICKER: UNM MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PAMELA H. GODWIN Mgmt For For
2 THOMAS KINSER Mgmt For For
3 A.S. (PAT) MACMILLAN JR Mgmt For For
4 EDWARD J. MUHL Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL RE: ESTABLISHING AN Shr Against For
ENGAGEMENT PROCESS FOLLOWING A MAJORITY
VOTE (WITHOUT GIVING EFFECT TO BROKER
NON-VOTES AND ABSTENTIONS) BY
STOCKHOLDERS ON A STOCKHOLDER PROPOSAL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 84
UNASSIGNED
WEBSTER FINANCIAL CORPORATION
SECURITY: 947890109 AGENDA NUMBER: 932445655
TICKER: WBS MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT A. FINKENZELLER Mgmt For For
2 ROGER A. GELFENBIEN Mgmt For For
3 LAURENCE C. MORSE Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD Mgmt For For
OF DIRECTORS OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF WEBSTER FINANCIAL CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 84
UNASSIGNED
WESTPAC BANKING CORP
SECURITY: Q97417101 AGENDA NUMBER: 700835044
TICKER: MEETING TYPE: AGM
ISIN: AU000000WBC1 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the annual financial report, the Non-Voting No vote
Directors report and the audit report of
the Westpac for the YE 30 SEP 2005
2.a Re-elect Mr. Leonard Andrew Davis as a Mgmt For *
Director, who retires in accordance with
Articles 9.2 and 9.3 of the Constitution
2.b Re-elect Mr. David Alexander Crawford as Mgmt For *
a Director, who retires in accordance
with Articles 9.2 and 9.3 of the
Constitution
S.3 Amend Article 9.1 of the Constitution Mgmt For *
4. Adopt the annual remuneration report for Mgmt For *
Westpac for the YE 30 SEP 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
The Hartford Global Health Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 74
UNASSIGNED
ABBOTT LABORATORIES
SECURITY: 002824100 AGENDA NUMBER: 932464819
TICKER: ABT MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.S. AUSTIN Mgmt For For
2 W.M. DALEY Mgmt For For
3 W.J. FARRELL Mgmt For For
4 H.L. FULLER Mgmt For For
5 R.A. GONZALEZ Mgmt For For
6 J.M. GREENBERG Mgmt For For
7 D.A.L. OWEN Mgmt For For
8 B. POWELL JR. Mgmt For For
9 W.A. REYNOLDS Mgmt For For
10 R.S. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.D. SMITHBURG Mgmt For For
12 J.R. WALTER Mgmt For For
13 M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For
SUPERIOR-PERFORMANCE
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For
CHAIR AND CEO.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 74
UNASSIGNED
AETNA INC.
SECURITY: 00817Y108 AGENDA NUMBER: 932451519
TICKER: AET MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BETSY Z. COHEN Mgmt For For
2 MOLLY J. COYE, M.D. Mgmt For For
3 BARBARA H. FRANKLIN Mgmt For For
4 JEFFREY E. GARTEN Mgmt For For
5 EARL G. GRAVES Mgmt For For
6 GERALD GREENWALD Mgmt For For
7 ELLEN M. HANCOCK Mgmt For For
8 MICHAEL H. JORDAN Mgmt For For
9 EDWARD J. LUDWIG Mgmt For For
10 JOSEPH P. NEWHOUSE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOHN W. ROWE, M.D. Mgmt For For
12 RONALD A. WILLIAMS Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF 2006 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
04 SHAREHOLDER PROPOSAL ON CUMULATIVE Shr Against For
VOTING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 74
UNASSIGNED
AMGEN INC.
SECURITY: 031162100 AGENDA NUMBER: 932455872
TICKER: AMGN MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. FREDERICK W. GLUCK Mgmt For For
2 ADM. J. PAUL REASON Mgmt For For
3 DR. DONALD B. RICE Mgmt For For
4 MR. LEONARD D SCHAEFFER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2006.
3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For
GUIDELINES).
3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For
COMPENSATION).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3C STOCKHOLDER PROPOSAL #3 Shr For Against
(SHAREHOLDER RIGHTS PLANS).
3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For
POLICY).
3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against
ELECTIONS).
3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For
POLITICAL CONTRIBUTIONS).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 74
UNASSIGNED
AMYLIN PHARMACEUTICALS, INC.
SECURITY: 032346108 AGENDA NUMBER: 932497399
TICKER: AMLN MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVEN R. ALTMAN Mgmt For For
2 VAUGHN D. BRYSON Mgmt For For
3 JOSEPH C. COOK, JR. Mgmt For For
4 KARIN EASTHAM Mgmt For For
5 JAMES R. GAVIN III Mgmt For For
6 GINGER L. GRAHAM Mgmt For For
7 HOWARD E. GREENE, JR. Mgmt For For
8 JAY S. SKYLER Mgmt For For
9 JOSEPH P. SULLIVAN Mgmt For For
10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For
SHARES IN THE AGGREGATE NUMBER OF SHARES
OF OUR COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE
PLAN.
03 TO APPROVE AN INCREASE OF 500,000 SHARES Mgmt For For
IN THE AGGREGATE NUMBER OF SHARES OF OUR
COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER OUR 2001 EMPLOYEE STOCK PURCHASE
PLAN.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 74
UNASSIGNED
APPLERA CORPORATION
SECURITY: 038020202 AGENDA NUMBER: 932396547
TICKER: CRA MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD H. AYERS Mgmt For For
2 JEAN-LUC BELINGARD Mgmt For For
3 ROBERT H. HAYES Mgmt For For
4 ARNOLD J. LEVINE Mgmt For For
5 WILLIAM H. LONGFIELD Mgmt For For
6 THEODORE E. MARTIN Mgmt For For
7 CAROLYN W. SLAYMAN Mgmt For For
8 ORIN R. SMITH Mgmt For For
9 JAMES R. TOBIN Mgmt For For
10 TONY L. WHITE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 74
UNASSIGNED
ARRAY BIOPHARMA INC.
SECURITY: 04269X105 AGENDA NUMBER: 932400586
TICKER: ARRY MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.H. CARUTHERS, PH.D. Mgmt For For
2 ROBERT E. CONWAY Mgmt For For
3 KYLE A. LEFKOFF Mgmt For For
02 APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA FOR PAYMENT OF
EXECUTIVE INCENTIVE COMPENSATION.
03 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE FISCAL YEAR ENDING JUNE
30, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 74
UNASSIGNED
ASTRAZENECA PLC
SECURITY: 046353108 AGENDA NUMBER: 932484683
TICKER: AZN MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For
THE REPORTS OF THE DIRECTORS AND AUDITOR
FOR THE YEAR ENDED DECEMBER 31, 2005
02 TO CONFIRM DIVIDENDS Mgmt For
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For
AUDITOR
04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For
REMUNERATION OF THE AUDITOR
05 DIRECTOR
1 LOUIS SCHWEITZER Mgmt For
2 HAKAN MOGREN Mgmt For
3 DAVID R BRENNAN Mgmt For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4 JONATHAN SYMONDS Mgmt For
5 JOHN PATTERSON Mgmt For
6 SIR PETER BONFIELD Mgmt For
7 JOHN BUCHANAN Mgmt For
8 JANE HENNEY Mgmt Withheld
9 MICHELE HOOPER Mgmt For
10 JOE JIMENEZ Mgmt For
11 ERNA MOLLER Mgmt For
12 MARCUS WALLENBERG Mgmt For
13 DAME NANCY ROTHWELL Mgmt For
06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For
REPORT FOR THE YEAR ENDED DECEMBER 31,
2005
07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For
DONATIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For
UNISSUED SHARES
09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For
PRE-EMPTION RIGHTS
10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 74
UNASSIGNED
ATHEROGENICS, INC.
SECURITY: 047439104 AGENDA NUMBER: 932460861
TICKER: AGIX MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL A. HENOS Mgmt For For
2 RUSSELL M. MEDFORD Mgmt For For
3 ARTHUR M. PAPPAS Mgmt For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ATHEROGENICS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 74
UNASSIGNED
BAXTER INTERNATIONAL INC.
SECURITY: 071813109 AGENDA NUMBER: 932455620
TICKER: BAX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WALTER E. BOOMER Mgmt For For
2 J.R. GAVIN III, MD PHD Mgmt For For
3 PETER S. HELLMAN Mgmt For For
4 K.J. STORM Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO AMEND ARTICLE SIXTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFIED STRUCTURE OF
THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND ARTICLE FIFTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
REDUCING THE MINIMUM AND MAXIMUM NUMBER
OF DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL RELATING TO THE REDEMPTION OF Shr For Against
THE SHAREHOLDER RIGHTS PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 74
UNASSIGNED
BOSTON SCIENTIFIC CORPORATION
SECURITY: 101137107 AGENDA NUMBER: 932485825
TICKER: BSX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN E. ABELE Mgmt For For
2 JOEL L. FLEISHMAN Mgmt For For
3 ERNEST MARIO, PH.D. Mgmt For For
4 UWE E. REINHARDT Mgmt For For
02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For
02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For
JOHNSON, PH.D.
03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For
CORPORATION 2006 GLOBAL EMPLOYEE STOCK
OWNERSHIP PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 74
UNASSIGNED
BRISTOL-MYERS SQUIBB COMPANY
SECURITY: 110122108 AGENDA NUMBER: 932457206
TICKER: BMY MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.E. ALLEN Mgmt For For
2 L.B. CAMPBELL Mgmt For For
3 V.D. COFFMAN Mgmt For For
4 J.M. CORNELIUS Mgmt For For
5 P.R. DOLAN Mgmt For For
6 L.J. FREEH Mgmt For For
7 L.H. GLIMCHER, M.D. Mgmt For For
8 L. JOHANSSON Mgmt For For
9 J.D. ROBINSON III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For
04 CUMULATIVE VOTING Shr Against For
05 RECOUPMENT Shr Against For
06 ANIMAL TREATMENT Shr Against For
07 TERM LIMITS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 74
UNASSIGNED
BRUKER BIOSCIENCES CORPORATION
SECURITY: 116794108 AGENDA NUMBER: 932549263
TICKER: BRKR MEETING TYPE: Annual
ISIN: MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE THE TRANSACTIONS CONTEMPLATED BY
THE STOCK PURCHASE AGREEMENT, DATED AS
OF APRIL 17, 2006, BY AND AMONG BRUKER
BIOSCIENCES, BRUKEROPTICS INC. AND THE
STOCKHOLDERS OF BRUKER OPTICS, INCLUDING
THE ISSUANCE OF SHARES OF BRUKER
BIOSCIENCES COMMON STOCK AS PART OF THE
PURCHASE CONSIDERATION.
02 TO AMEND THE BRUKER BIOSCIENCES Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE FROM 150,000,000
TO 200,000,000, CONTINGENT ON THE
APPROVAL OF THE TRANSACTIONS
CONTEMPLATED BY THE STOCK PURCHASE
AGREEMENT AND RELATED ISSUANCE OF SHARES
OF COMMON STOCK AS WELL AS THE CLOSING
OF THE ACQUISITION.
03 TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
AMEND THE BRUKER BIOSCIENCES STOCK
OPTION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK FOR WHICH OPTIONS
AND RESTRICTED STOCK MAY BE GRANTED
UNDER THE STOCK OPTION PLAN FROM
6,320,000 TO 8,000,000.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 DIRECTOR
1 RICHARD D. KNISS Mgmt For For
2 JORG C. LAUKIEN Mgmt For For
3 WILLIAM A. LINTON Mgmt For For
05 TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RATIFY, CONFIRM AND APPROVE THE
SELECTION OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF BRUKER BIOSCIENCES FOR FISCAL
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 74
UNASSIGNED
CARDINAL HEALTH, INC.
SECURITY: 14149Y108 AGENDA NUMBER: 932399567
TICKER: CAH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. MICHAEL LOSH Mgmt For For
2 JOHN B. MCCOY Mgmt For For
3 MICHAEL D. O'HALLERAN Mgmt For For
4 JEAN G. SPAULDING, M.D. Mgmt For For
5 MATTHEW D. WALTER Mgmt For For
02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For
INC. 2005 LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For
COMPANY S RESTATED CODE OF REGULATIONS
TO PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 74
UNASSIGNED
CEPHALON, INC.
SECURITY: 156708109 AGENDA NUMBER: 932494646
TICKER: CEPH MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FRANK BALDINO, JR., PHD Mgmt For For
2 WILLIAM P. EGAN Mgmt For For
3 MARTYN D. GREENACRE Mgmt For For
4 VAUGHN M. KAILIAN Mgmt For For
5 CHARLES A. SANDERS, M.D Mgmt For For
6 GAIL R. WILENSKY, PH.D. Mgmt For For
7 DENNIS L. WINGER Mgmt For For
02 APPROVAL OF AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION INCREASING THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVAL OF AMENDMENT TO THE 2004 EQUITY Mgmt For For
COMPENSATION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 74
UNASSIGNED
CIPHERGEN BIOSYSTEMS, INC.
SECURITY: 17252Y104 AGENDA NUMBER: 932519397
TICKER: CIPH MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JUDY BRUNER Mgmt For For
2 GAIL S. PAGE Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 74
UNASSIGNED
CV THERAPEUTICS, INC.
SECURITY: 126667104 AGENDA NUMBER: 932519727
TICKER: CVTX MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LOUIS G. LANGE Mgmt For For
2 PETER BARTON HUTT Mgmt For For
3 THOMAS E. SHENK Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY S EMPLOYEE STOCK PURCHASE
PLAN.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION IN ORDER TO
(I) INCREASE THE COMPANY S AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM
85,000,000 SHARES TO 180,000,000 SHARES
AND (II) AMEND THE LIABILITY AND
INDEMNIFICATION PROVISIONS WITH RESPECT
TO THE COMPANY S DIRECTORS AND OFFICERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 74
UNASSIGNED
CVS CORPORATION
SECURITY: 126650100 AGENDA NUMBER: 932471294
TICKER: CVS MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 W. DON CORNWELL Mgmt For For
2 DAVID W. DORMAN Mgmt For For
3 THOMAS P. GERRITY Mgmt For For
4 MARIAN L. HEARD Mgmt For For
5 WILLIAM H. JOYCE Mgmt For For
6 TERRENCE MURRAY Mgmt For For
7 SHELI Z. ROSENBERG Mgmt For For
8 THOMAS M. RYAN Mgmt For For
9 ALFRED J. VERRECCHIA Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS CVS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 30, 2006.
03 STOCKHOLDER PROPOSAL REGARDING ELECTION Mgmt For Against
OF DIRECTORS.
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
RETIREMENT BENEFITS OF CERTAIN SENIOR
EXECUTIVES.
05 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
INDEPENDENCE OF THE CHAIRMAN OF THE
BOARD.
06 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
FORMULATION OF COSMETICS SOLD AT CVS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 74
UNASSIGNED
CYTOKINETICS, INCORPORATED
SECURITY: 23282W100 AGENDA NUMBER: 932484518
TICKER: CYTK MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES A. SPUDICH Mgmt For For
2 CHARLES HOMCY Mgmt For For
02 SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For
2004 EMPLOYEE STOCK PURCHASE PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 74
UNASSIGNED
DIAGNOSTIC PRODUCTS CORPORATION
SECURITY: 252450101 AGENDA NUMBER: 932384934
TICKER: DP MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SIDNEY A. AROESTY Mgmt For For
2 FREDERICK FRANK Mgmt For For
3 KENNETH A. MERCHANT Mgmt For For
4 JOHN H. REITH Mgmt For For
5 DR. JAMES D. WATSON Mgmt For For
6 IRA ZIERING Mgmt For For
7 MICHAEL ZIERING Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 74
UNASSIGNED
ELAN CORPORATION, PLC
SECURITY: 284131208 AGENDA NUMBER: 932502532
TICKER: ELN MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 RECEIVE THE FINANCIAL STATEMENTS Mgmt For For
TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREON.
O2 DIRECTOR
1 MR. LAURENCE CROWLEY Mgmt Withheld Against
2 MR. WILLIAM DANIEL Mgmt For For
3 MR. KELLY MARTIN Mgmt For For
4 DR. GORAN ANDO Mgmt Withheld Against
5 MR. SHANE COOKE Mgmt For For
6 DR. LARS EKMAN Mgmt For For
7 MR. GARY KENNEDY Mgmt For For
8 MS. NANCY LURKER Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O10 AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS.
O11 APPROVE THE ELAN CORPORATION, PLC 2006 Mgmt For For
LONG TERM INCENTIVE PLAN.
O12 APPROVE THE AMENDMENT TO THE EMPLOYEE Mgmt For For
EQUITY PURCHASE PLAN.
O13 AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For
SECURITIES.
S14 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS ON THE ALLOTMENT OF
UP TO 40 MILLION SHARES FOR CASH.
S15 TO REPLACE ARTICLES 58 AND 59 OF THE Mgmt For For
ARTICLES OF ASSOCIATION.
S16 TO REPLACE ARTICLE 62 OF THE ARTICLES OF Mgmt For For
ASSOCIATION.
S17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF OWN SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S18 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt For For
TREASURY SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 74
UNASSIGNED
ELI LILLY AND COMPANY
SECURITY: 532457108 AGENDA NUMBER: 932443803
TICKER: LLY MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.S. FELDSTEIN Mgmt For For
2 J.E. FYRWALD Mgmt For For
3 E.R. MARRAM Mgmt For For
4 S. TAUREL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR 2006.
03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For
THE COMPANY S ANIMAL CARE AND USE POLICY
TO CONTRACT LABS.
04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against
THE ROLES OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against
ELECTION OF EACH DIRECTOR.
06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against
DIRECTORS BY MAJORITY VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 74
UNASSIGNED
EXELIXIS, INC.
SECURITY: 30161Q104 AGENDA NUMBER: 932460847
TICKER: EXEL MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES COHEN, PH.D. Mgmt For For
2 GEORGE POSTE, DVM, PHD Mgmt For For
3 JACK WYSZOMIERSKI Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 74
UNASSIGNED
FOREST LABORATORIES, INC.
SECURITY: 345838106 AGENDA NUMBER: 932372600
TICKER: FRX MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD SOLOMON Mgmt For For
2 WILLIAM J. CANDEE, III Mgmt For For
3 GEORGE S. COHAN Mgmt For For
4 DAN L. GOLDWASSER Mgmt For For
5 LESTER B. SALANS Mgmt For For
6 KENNETH E. GOODMAN Mgmt For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 74
UNASSIGNED
GENZYME CORPORATION
SECURITY: 372917104 AGENDA NUMBER: 932491272
TICKER: GENZ MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DR. VICTOR DZAU Mgmt For For
2 SENATOR CONNIE MACK Mgmt For For
3 HENRI A. TERMEER Mgmt For For
02 A PROPOSAL TO AMEND THE 2004 EQUITY Mgmt For For
INCENTIVE PLAN TO PROVIDE FOR THE GRANT
OF RESTRICTED STOCK AND RESTRICTED STOCK
UNITS AND INCREASE THE NUMBER OF SHARES
OF COMMON STOCK COVERED BY THE PLAN BY
7,000,000 SHARES.
03 A PROPOSAL TO AMEND THE 1998 DIRECTOR Mgmt For For
STOCK OPTION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK COVERED BY THE
PLAN BY 300,000 SHARES.
04 THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
RESTATED ARTICLES OF ORGANIZATION TO
DECLASSIFY OUR BOARD SO THAT, BEGINNING
IN 2007, ALL DIRECTORS ARE ELECTED FOR
ONE-YEAR TERMS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 A PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
06 A SHAREHOLDER PROPOSAL THAT EXECUTIVE Shr For Against
SEVERANCE ARRANGEMENTS BE APPROVED BY
SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 74
UNASSIGNED
GILEAD SCIENCES, INC.
SECURITY: 375558103 AGENDA NUMBER: 932465493
TICKER: GILD MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PAUL BERG Mgmt For For
2 JOHN F. COGAN Mgmt For For
3 ETIENNE F. DAVIGNON Mgmt For For
4 JAMES M. DENNY Mgmt For For
5 JOHN W. MADIGAN Mgmt For For
6 JOHN C. MARTIN Mgmt For For
7 GORDON E. MOORE Mgmt For For
8 NICHOLAS G. MOORE Mgmt For For
9 GAYLE E. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
GILEAD FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 TO APPROVE AN AMENDMENT TO GILEAD Mgmt For For
S 2004 EQUITY INCENTIVE PLAN.
04 TO APPROVE GILEAD S CODE SECTION 162(M) Mgmt For For
BONUS PLAN AND CERTAIN PERFORMANCE-BASED
PROVISIONS THEREUNDER.
05 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES
OF GILEAD S COMMON STOCK FROM
700,000,000 TO 1,400,000,000 SHARES.
06 TO APPROVE A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING A REPORT ON THE HIV/AIDS,
TUBERCULOSIS AND MALARIA PANDEMIC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 74
UNASSIGNED
HOSPIRA, INC.
SECURITY: 441060100 AGENDA NUMBER: 932469263
TICKER: HSP MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RONALD A. MATRICARIA* Mgmt For For
2 CHRISTOPHER B. BEGLEY** Mgmt For For
3 JOHN C. STALEY** Mgmt For For
4 MARK F. WHEELER*** Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS AUDITORS FOR
HOSPIRA FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 74
UNASSIGNED
HUMAN GENOME SCIENCES, INC.
SECURITY: 444903108 AGENDA NUMBER: 932457270
TICKER: HGSI MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 H. THOMAS WATKINS Mgmt For For
2 AUGUSTINE LAWLOR Mgmt For For
3 WILLIAM D. YOUNG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 74
UNASSIGNED
ICOS CORPORATION
SECURITY: 449295104 AGENDA NUMBER: 932454983
TICKER: ICOS MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES L. FERGUSON Mgmt For For
2 ROBERT J. HERBOLD Mgmt For For
3 DAVID V. MILLIGAN PH.D. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2006.
03 SHAREHOLDER PROPOSAL REGARDING BOARD Mgmt For Against
DECLASSIFICATION.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
ENGAGEMENT WITH CERTAIN SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 74
UNASSIGNED
IMS HEALTH INCORPORATED
SECURITY: 449934108 AGENDA NUMBER: 932465974
TICKER: RX MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN P. IMLAY, JR. Mgmt For For
2 ROBERT J. KAMERSCHEN Mgmt For For
3 H. EUGENE LOCKHART Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 AMENDMENT AND RESTATEMENT OF THE 1998 Mgmt For For
IMS HEALTH INCORPORATED EMPLOYEES STOCK
INCENTIVE PLAN TO (I) INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE,
(II) PROVIDE THAT SHARES CAN BE USED FOR
ALL TYPES OF AWARDS, (III) EXTEND THE
TERMINATION DATE OF THE PLAN, AND (IV)
CONFORM THE PLAN TO NEW SECTION 409A OF
THE INTERNAL REVENUE CODE, AS FULLY
DESCRIBED IN THE STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO SHAREHOLDER RIGHTS PLANS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 74
UNASSIGNED
INCYTE CORPORATION
SECURITY: 45337C102 AGENDA NUMBER: 932498202
TICKER: INCY MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD U. DE SCHUTTER Mgmt For For
2 BARRY M. ARIKO Mgmt For For
3 JULIAN C. BAKER Mgmt For For
4 PAUL A. BROOKE Mgmt For For
5 MATTHEW W. EMMENS Mgmt For For
6 PAUL A. FRIEDMAN Mgmt For For
7 JOHN F. NIBLACK Mgmt For For
8 ROY A. WHITFIELD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO AMEND THE COMPANY S 1997 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER FROM 3,100,000 SHARES TO
3,850,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 74
UNASSIGNED
MCKESSON CORPORATION
SECURITY: 58155Q103 AGENDA NUMBER: 932371280
TICKER: MCK MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARIE L. KNOWLES Mgmt For For
2 JANE E. SHAW Mgmt For For
3 RICHARD F. SYRON Mgmt For For
02 THE APPROVAL OF THE 2005 STOCK PLAN. Mgmt For For
03 THE APPROVAL OF THE 2005 MANAGEMENT Mgmt Against Against
INCENTIVE PLAN.
04 RATIFYING OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
05 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
CHAIRMANSHIP OF BOARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 74
UNASSIGNED
MEDCO HEALTH SOLUTIONS, INC.
SECURITY: 58405U102 AGENDA NUMBER: 932492666
TICKER: MHS MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LAWRENCE S. LEWIN Mgmt For For
2 CHARLES M. LILLIS Mgmt For For
3 EDWARD H. SHORTLIFFE Mgmt For For
4 DAVID D. STEVENS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 30, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 74
UNASSIGNED
MEDIMMUNE, INC.
SECURITY: 584699102 AGENDA NUMBER: 932505300
TICKER: MEDI MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WAYNE T. HOCKMEYER Mgmt For For
2 DAVID M. MOTT Mgmt For For
3 DAVID BALTIMORE Mgmt For For
4 M. JAMES BARRETT Mgmt For For
5 JAMES H. CAVANAUGH Mgmt For For
6 BARBARA H. FRANKLIN Mgmt For For
7 GORDON S. MACKLIN Mgmt Withheld Against
8 GEORGE M. MILNE, JR. Mgmt For For
9 ELIZABETH H.S. WYATT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
NON-EMPLOYEE DIRECTORS STOCK OPTION
PLAN.
03 TO APPROVE AND RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 74
UNASSIGNED
MEDTRONIC, INC.
SECURITY: 585055106 AGENDA NUMBER: 932380075
TICKER: MDT MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SHIRLEY A. JACKSON, PHD Mgmt For For
2 DENISE M. O'LEARY Mgmt For For
3 JEAN-PIERRE ROSSO Mgmt For For
4 JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC
S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For
EMPLOYEES STOCK PURCHASE PLAN.
04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For
OUTSIDE DIRECTOR STOCK COMPENSATION PLAN
(AS AMENDED AND RESTATED).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 74
UNASSIGNED
MILLENNIUM PHARMACEUTICALS, INC.
SECURITY: 599902103 AGENDA NUMBER: 932457395
TICKER: MLNM MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DEBORAH DUNSIRE Mgmt For For
2 ROBERT F. FRIEL Mgmt For For
3 NORMAN C. SELBY Mgmt For For
02 APPROVE AN AMENDMENT TO OUR 1996 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN THAT
RESERVES AN ADDITIONAL 2,000,000 SHARES
OF MILLENNIUM COMMON STOCK FOR ISSUANCE
UNDER THE PLAN TO EMPLOYEES.
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 74
UNASSIGNED
NPS PHARMACEUTICALS, INC.
SECURITY: 62936P103 AGENDA NUMBER: 932474973
TICKER: NPSP MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL W. BONNEY Mgmt For For
2 N. ANTHONY COLES Mgmt For For
3 SANTO J. COSTA Mgmt For For
4 JAMES G. GRONINGER Mgmt For For
5 HUNTER JACKSON Mgmt For For
6 JOSEPH KLEIN III Mgmt For For
7 DONALD E. KUHLA Mgmt For For
8 RACHEL R. SELISKER Mgmt For For
9 CALVIN R. STILLER Mgmt For For
10 PETER G. TOMBROS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF NPS FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 74
UNASSIGNED
PACIFICARE HEALTH SYSTEMS, INC.
SECURITY: 695112102 AGENDA NUMBER: 932408239
TICKER: PHS MEETING TYPE: Special
ISIN: MEETING DATE: 17-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO APPROVE AND ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS
OF JULY 6, 2005, BY AND AMONG
UNITEDHEALTH GROUP INCORPORATED, POINT
ACQUISITION LLC, A WHOLLY OWNED
SUBSIDIARY OF UNITEDHEALTH GROUP
INCORPORATED, AND PACIFICARE HEALTH
SYSTEMS, INC., AND THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT, AS
MORE FULLY DESCRIBED IN PROXY STATEMENT.
T
02 PROPOSAL TO AUTHORIZE THE PROXYHOLDERS Mgmt For For
TO VOTE TO ADJOURN OR POSTPONE THE
SPECIAL MEETING, IN THEIR SOLE
DISCRETION, FOR THE PURPOSE OF
SOLICITING ADDITIONAL VOTES FOR THE
ADOPTION OF THE MERGER AGREEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 74
UNASSIGNED
PANACOS PHARMACEUTICALS, INC.
SECURITY: 69811Q106 AGENDA NUMBER: 932531696
TICKER: PANC MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. HAYWARD-SURRY Mgmt For For
2 MR. FLETCHER Mgmt For For
3 DR. HOOPER Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF OUR 2005 SUPPLEMENTAL EQUITY
COMPENSATION PLAN.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF OUR AMENDED AND RESTATED 1998
EMPLOYEE STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 74
UNASSIGNED
REGENERON PHARMACEUTICALS, INC.
SECURITY: 75886F107 AGENDA NUMBER: 932525542
TICKER: REGN MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES A. BAKER Mgmt For For
2 MICHAEL S. BROWN, M.D. Mgmt For For
3 ARTHUR F. RYAN Mgmt For For
4 GEORGE L. SING Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 74
UNASSIGNED
SANOFI-AVENTIS
SECURITY: 80105N105 AGENDA NUMBER: 932529413
TICKER: SNY MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2005
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2005
O3 APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For
STATUTORY AUDITORS SPECIAL REPORT
PREPARED IN ACCORDANCE WITH ARTICLE
L.225-40 OF THE COMMERCIAL CODE
O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For
O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For
O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For
AUDITOR
O9 DIRECTORS ATTENDANCE FEES Mgmt For For
O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For
TO CARRY OUT TRANSACTIONS IN SHARES
ISSUED BY THE COMPANY
E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For
RHONE COOPER INTO SANOFI- AVENTIS -
APPROVAL OF THE CONSIDERATION FOR THE
MERGER AND OF THE RESULTING CAPITAL
INCREASE
E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For
E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For
THE MERGER ON MAY 31, 2006 AND OF THE
RESULTING CAPITAL INCREASE
E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For
AFTER THE CAPITAL INCREASE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For
BYLAWS
E16 POWERS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 74
UNASSIGNED
SCHERING-PLOUGH CORPORATION
SECURITY: 806605101 AGENDA NUMBER: 932467752
TICKER: SGP MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS J. COLLIGAN Mgmt For For
2 C. ROBERT KIDDER Mgmt For For
3 CARL E. MUNDY, JR. Mgmt For For
4 PATRICIA F. RUSSO Mgmt For For
5 ARTHUR F. WEINBACH Mgmt For For
02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For
TOUCHE LLP TO AUDIT THE BOOKS AND
ACCOUNTS FOR 2006
03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For
INSTRUMENTS TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS
04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 74
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For
06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against
STANDARD FOR THE ELECTION OF DIRECTORS
IN CERTIFICATE OF INCORPORATION
07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against
THE GREATEST NUMBER OF GOVERNANCE ISSUES
PRACTICABLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 74
UNASSIGNED
THE MEDICINES COMPANY
SECURITY: 584688105 AGENDA NUMBER: 932503534
TICKER: MDCO MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ARMIN M. KESSLER Mgmt For For
2 ROBERT G. SAVAGE Mgmt For For
3 MELVIN K. SPIGELMAN Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 APPROVE THE AMENDMENT TO THE Mgmt For For
COMPANY S 2004 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER THE
PLAN FROM 4,400,000 TO 8,800,000.
04 APPROVE THE AMENDMENT TO THE Mgmt For For
COMPANY S 2000 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE PLAN FROM 255,500 TO 505,500.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 74
UNASSIGNED
TRIAD HOSPITALS, INC.
SECURITY: 89579K109 AGENDA NUMBER: 932495078
TICKER: TRI MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BARBARA A. DURAND Mgmt For For
2 DONALD B. HALVERSTADT Mgmt For For
3 WILLIAM J. HIBBITT Mgmt For For
4 DALE V. KESLER Mgmt For For
5 HARRIET R. MICHEL Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP Mgmt For For
AS TRIAD S REGISTERED INDEPENDENT
ACCOUNTING FIRM FOR FISCAL 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 74
UNASSIGNED
UNITEDHEALTH GROUP INCORPORATED
SECURITY: 91324P102 AGENDA NUMBER: 932481447
TICKER: UNH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES A. JOHNSON Mgmt For For
2 DOUGLAS W. LEATHERDALE Mgmt For For
3 WILLIAM W. MCGUIRE, MD Mgmt For For
4 MARY O. MUNDINGER, PHD Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
03 SHAREHOLDER PROPOSAL Shr For Against
CONCERNING DIRECTOR ELECTION MAJORITY
VOTE STANDARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 74
UNASSIGNED
V.I. TECHNOLOGIES, INC.
SECURITY: 917920209 AGENDA NUMBER: 932380760
TICKER: VITX MEETING TYPE: Special
ISIN: MEETING DATE: 15-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO AMEND THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
CHANGE THE COMPANY S NAME FROM V.I.
TECHNOLOGIES, INC. TO PANACOS
PHARMACEUTICALS, INC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 74
UNASSIGNED
VERTEX PHARMACEUTICALS INCORPORATED
SECURITY: 92532F100 AGENDA NUMBER: 932477347
TICKER: VRTX MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ERIC K. BRANDT Mgmt For For
2 BRUCE I. SACHS Mgmt For For
3 EVE E. SLATER Mgmt For For
02 APPROVAL OF THE VERTEX Mgmt For For
PHARMACEUTICALS INCORPORATED
2006 STOCK AND OPTION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 74
UNASSIGNED
WATSON PHARMACEUTICALS, INC.
SECURITY: 942683103 AGENDA NUMBER: 932475494
TICKER: WPI MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JACK MICHELSON Mgmt For For
2 RONALD R. TAYLOR Mgmt For For
3 ANDREW L. TURNER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2006 FISCAL YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 74
UNASSIGNED
WELLCARE HEALTH PLANS, INC.
SECURITY: 94946T106 AGENDA NUMBER: 932519347
TICKER: WCG MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANDREW AGWUNOBI, M.D. Mgmt For For
2 R. JOSE KING-SHAW, JR. Mgmt For For
3 CHRISTIAN P. MICHALIK Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 74
UNASSIGNED
ZYMOGENETICS, INC.
SECURITY: 98985T109 AGENDA NUMBER: 932521986
TICKER: ZGEN MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JUDITH A HEMBERGER PHD* Mgmt For For
2 DAVID I. HIRSH, PH.D.** Mgmt For For
3 DAVID H. MACCALLUM** Mgmt For For
4 KURT ANKER NIELSEN** Mgmt For For
02 APPROVAL OF 2001 STOCK INCENTIVE Mgmt For For
PLAN
03 APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP
The Hartford Global Leaders Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 195
UNASSIGNED
ADOBE SYSTEMS INCORPORATED
SECURITY: 00724F101 AGENDA NUMBER: 932442697
TICKER: ADBE MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 EDWARD W. BARNHOLT Mgmt For For
2 MICHAEL R. CANNON Mgmt For For
3 BRUCE R. CHIZEN Mgmt For For
4 JAMES E. DALEY Mgmt For For
5 CHARLES M. GESCHKE Mgmt For For
6 DELBERT W. YOCAM Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE Mgmt For For
AMENDED 1994 PERFORMANCE AND RESTRICTED
STOCK PLAN TO ENABLE COMPENSATION PAID
UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE
PERFORMANCE-BASED COMPENSATION UNDER
SECTION 162(M) OF THE INTERNAL REVENUE
CODE OF 1986, AS AMENDED.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For
PERFORMANCE BONUS PLAN TO PERMIT THE
PAYMENT OF CASH BONUSES THAT WILL
QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS
AMENDED.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 195
UNASSIGNED
ALLIANZ AG, MUENCHEN
SECURITY: D03080112 AGENDA NUMBER: 700860011
TICKER: MEETING TYPE: EGM
ISIN: DE0008404005 MEETING DATE: 08-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the Merger Plan of 16 DEC 2005, Mgmt For *
between the Company and Riunione
Adriaktiengesellschaft und der RIUNIONE
ADRIATICA DI SICURTA Societa per Azioni,
Mailand, Italien. liquidation pursuant
to Article 17(2a) of Council Regulation
EC No. 2157/2001 of 08 OCT 2001; before
the merger can become effective,
Riunione Adriatica Di Sicurta Societa
per Azioni is obliged to transfer its
business activities to its wholly-owned
subsidiary Ras Italia S.P.A. in order to
ensure that the insurance business of
Riunione Adriatica Di Sicurta Societa
per Azioni will not be transferred to
the Company; as compensation for the
merger shareholders of Riunione
Adriatica Di Sicurta Societa per Azioni
will receive either cash compensation -
ordinary shareholders EUR 16.72 per
share, preferred shareholders EUR 24.24
per share or shares of the company for
every 19 ordinary/preferred shares of
Riunione Adriatica Di Sicurta Societa
per Azioni 3 registered no-par shares of
the Company will be granted to every
shareholder of Ri Unione Adriatica Di
Sicurta Societa per Azioni; upon the
merger becoming effective the company
shall adopt the legal form of a Societas
Europaea SE
2. Kapitalerhoehung zur Durchfuehrung der Mgmt For *
Verschmelzung Company s share capital
shall be increased by up to EUR
64,315,543.04 through the issue of up to
25,123,259 new registered no-par shares
to the outside shareholders of Riunione
Adriatica
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Di Sicurta Societa per Azioni; grant 3
shares of the Company in exchange for
every 19 ordinary/preferred shares of
Riunione Adriatica Di Sicurta Societa
per Azioni
3. Schaffung eines Genehmigten Kapitals Mgmt For *
2006/I, Aufhebung des Genehmigten
Kapitalized capital 2004/I, and the
corresponding amendment to the Articles
of Association; authorize the Board of
Managing Directors, with the consent of
the Supervisory Board, to increase the
share capital by up to EUR 450,000,000
through the issue of new registered
no-par shares against payment in cash
and/or kind, on or before 07 FEB 2011;
approve that the shareholders shall be
granted subscription rights for a
capital increase against cash payment;
shareholders subscription rights may be
excluded for residual amounts, in order
to grant such rights to holders of
convertible or warrant bonds, and for
the issue of share s at a price not
materially below their market price or
against contributions in kind; approve
the authorized capital 2004/I shall be
revoked in respect of its unused portion
of EUR 424,100,864
4. Schaffung eines Genehmigten Kapitals Mgmt For *
2006/II zum Zwecke der Ausgabe von
Aktiened capital 2004/II, and the
corresponding amendment to the Articles
of Association; authorize the Board of
Managing Directors, with the consent of
the Supervisory Board, to increase the
share capital up to EUR 15,000,000
through the issue of new registered
no-par shares against payment in cash,
on or before 07 FEB 2011; approve that
the shareholders subscription rights may
be excluded for the issue of employee
shares, and for residual amounts;
approve the authorized capital 2004/II
shall be revoked in respect of its
unused portion of EUR 4,356,736
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Erteilung einer neuen Ermaechtigung zur Mgmt For *
Ausgabe von Wandel- und/oder
Optionssccapital, and the corresponding;
amend the Article of Association;
authorize thstehenden Ermaechtigung zur
Ausgabe von Wandel- und
Optionsschuldverschreibungnds shall be
revoked and the corresponding contingent
capital 2004 reduced to itals 2004 und
entsprechende Satzungsaenderung the
Supervisory Board, to issue bearer or
registered bonds of up to EUR
10,000,000,000, conferring convertible
and/or option rights for shares of the
Company, once or more than once on or
before 07 FEB 2011; approve the
shareholders subscription rights except
for residual amounts, in order to grant
such rights to holders of previously
issued bonds, for the issue of bond s
conferring convertible and/or option
rights for shares of the Company of up
to 10% of the share capital at a price
not materially below their theoretical
market value, and for the issue of bonds
against contributions in kind; approve
to increase the Company s share capital
accordingly by up to EUR 250,000,000
through the issue of up to 97,656,250
new registered no-par shares, in so far
as convertible and/or option rights are
exercised contingent capital 2006
6. Ermaechtigung zum Erwerb eigener Aktien Mgmt For *
zum Zwecke des Wertpapierhandels rities
trading financial institutions in which
the Company holds a majority interest
shall be authorized to acquire and sell
shares of the Company, at prices not
deviating more than 10% from the market
price of the shares, on or before 07 AUG
2007; the trading portfolio of shares to
be acquired for such purpose shall not
exceed 5% of the Company s share capital
at the end of any day
7. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien zu sonstigen
Zwecketies trading the Company shall be
authorized to acquire own shares of up
to 10% of its share capital, through the
stock exchange at a price not differing
more than
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
15% from the market price of the shares,
or by way of a repurchase offer at a
price not differing more than 20% from
the market price, on or before 07 AUG
2007; authorize the Board of Managing
Directors to dispose of the shares in a
manner other than the stock exchange or
an offer to all shareholders if the
shares are sold at a price not
materially below their market price, to
use the shares for acquisition purposes,
to float the shares on foreign stock
exchanges, to use the shares for the
fulfillment of convertible or option
rights, to offer the shares to employees
of the Company or its affiliates, to use
up to 173,241 shares within the scope of
the 2005 Stock Option Plan of Riunione
Adriatica Di Sicurta Societa Per Azioni,
and to retire the shares
GEGENANTRAEGE SIND JETZT FUER Non-Voting No vote
DIESE HAUPTVERSAMMLUNG VORHANDEN. EINEN
LINK ZU ROPOSAL INFORMATION IS AVAILABLE
IN THE MATERIAL URL SECTION OF THE
APPLICATIORAEGE ABSTIMMEN MOECHTEN,
FORDERN SIE BITTE EINE EINTRITTSKARTE AN
UND STIMMEND AND VOTE YOUR SHARES AT THE
COMPANYS MEETING.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 195
UNASSIGNED
AMERICAN TOWER CORPORATION
SECURITY: 029912201 AGENDA NUMBER: 932475052
TICKER: AMT MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RAYMOND P. DOLAN Mgmt For For
2 CAROLYN F. KATZ Mgmt For For
3 GUSTAVO LARA CANTU Mgmt For For
4 FRED R. LUMMIS Mgmt For For
5 PAMELA D.A. REEVE Mgmt For For
6 JAMES D. TAICLET, JR. Mgmt For For
7 SAMME L. THOMPSON Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 195
UNASSIGNED
APPLE COMPUTER, INC.
SECURITY: 037833100 AGENDA NUMBER: 932447332
TICKER: AAPL MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FRED D. ANDERSON Mgmt For For
2 WILLIAM V. CAMPBELL Mgmt For For
3 MILLARD S. DREXLER Mgmt For For
4 ALBERT A. GORE, JR. Mgmt For For
5 STEVEN P. JOBS Mgmt For For
6 ARTHUR D. LEVINSON Mgmt For For
7 JEROME B. YORK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2006.
03 TO CONSIDER A SHAREHOLDER Shr Against For
PROPOSAL IF PROPERLY PRESENTED AT THE
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 195
UNASSIGNED
ASML HLDG N V
SECURITY: N07059160 AGENDA NUMBER: 700890747
TICKER: MEETING TYPE: AGM
ISIN: NL0000334365 MEETING DATE: 23-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN Non-Voting No vote
AMENDMENT TO MEETING ID 291783 DUE TO
CHANGE IN THE NUMBER OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
PLEASE NOTE THAT BLOCKING Non-Voting No vote
CONDITIONS FOR VOTING AT THIS GENERAL
MEETING ARE RELAXED. BLOCKING PERIOD
ENDS ONE DAY AFTER THE REGISTRATION DATE
SET ON 16 MAR 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU
1. Opening Non-Voting No vote
2. Overview of the Company s business and Non-Voting No vote
the financial situation
3. Receive the annual report 2005 and adopt Mgmt No vote
the financial statements for the FY
2005, as prepared in accordance with
Dutch Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Grant discharge to the Members of the Mgmt No vote
Board of Management from liability for
their responsibilities in the FY 2005
5. Grant discharge the Members of the Mgmt No vote
Supervisory Board from liability of
their responsibilities in the FY 2005
6. Approve the clarification of the Mgmt No vote
reserves and Dividend Policy
7. Amend the Articles of Association of the Mgmt No vote
Company; in relation to the cancellation
of the priority shares and in relation
to a possible amendment of applicable
law to extend the term for the record
date
8. Adopt the Revised Remuneration Policy Mgmt No vote
for the Board of Management
9.A Approve the performance stock Mgmt No vote
arrangement for the Management Board and
authorize the Management Board to issue
the performance stock pursuant to this
performance stock arrangement, subject
to the approval of the Supervisory Board
9.B Approve the performance stock option Mgmt No vote
arrangement for the Management Board and
authorize the Management Board to issue
the stock options pursuant to this
performance stock option arrangement,
subject to the approval of the
Supervisory Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9.C Approve the number of stock options Mgmt No vote
available for ASML employee stock
options arrangements and authorize the
Management Board to issue stock options
pursuant to these stock option
arrangement for the ASML employees,
subject to the approval of the
Supervisory Board
9.D Authorize the Management Board to issue Mgmt No vote
22,000 sign on stock and 22,000 sign on
stock options to Mr. K.P. Fuchs
10. Approve: the composition of the Board of Mgmt No vote
Management; the notification of the
intention of the Supervisory Board to
appoint Mr. K.P. Fuchs as Member of the
Board of Management effective from 23
MAR 2006 - final version 2002062
11. Approve the composition of the Mgmt No vote
Supervisory Board, and re-appoint Mr.
J.A. Dekker to the Supervisory Board,
effective 23 MAR 2006 as nominated by
the Supervisory Board
12. Approve the composition of the Mgmt No vote
Supervisory Board in 2007 and the
notification that Mr. H. Bodt will
retire by rotation in 2007
13.A Authorize the Management Board to issue Mgmt No vote
shares or rights to subscribe for shares
in the capital of the Company, subject
to the approval of the Supervisory
Board, limited to 10% of the issued
capital at the time of the
authorization; Authority expires at the
end of 18 months
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
13.B Authorize the Management Board to Mgmt No vote
restrict or exclude the pre-emption
rights-accruing to shareholders in
connection with the issue of shares or
rights to subscribe for share as
described; Authority expires at the end
of 18 months
13.C Authorize the Management Board to Mgmt No vote
subscribe for shares in the capital of
the Company, subject to the approval of
the Supervisory Board, for an additional
10% of the issued capital at the time of
the authorization, which 10% can only be
issued in connection with or on the
occasion of mergers and/or acquisitions;
Authority expires at the end of 18
months
13.D Authorize the Management Board to Mgmt No vote
restrict or exclude the pre-emption
rights accruing to shareholders in
connection with the issue of shares or
rights to subscribe for shares as
specified, subject to approval from the
Supervisory Board; Authority expires at
the end of 18 months
14. Authorize the Board of Management for a Mgmt No vote
period of 18 months from 23 MAR 2006, to
acquire such a number of shares in the
Company s capital as permitted within
the limits of the law and the Articles
of Association of the Company, for
valuable consideration, on Euronext
Amsterdam N.V. or the Nasdaq National
Market or otherwise, at a price between,
on the one hand, an amount equal to the
nominal value of the shares and, on the
other hand, an amount equal to 110% of
the market price of these shares on
Euronext Amsterdam N.V. or the Nasdaq
National Market; the market price being
the average of the highest price on each
of the five days of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
trading prior to the date of
acquisition, as specified in the
official price list of Euronext
Amsterdam N.V. or as reported on the
Nasdaq National market
15. Any other business Other No vote
16. Closing Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 195
UNASSIGNED
ASTRAZENECA PLC
SECURITY: G0593M107 AGENDA NUMBER: 700904407
TICKER: MEETING TYPE: AGM
ISIN: GB0009895292 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Company s accounts and the Mgmt For *
reports of the Directors and the Auditor
for the YE 31 DEC 2005
2. Approve to confirm the 1st interim Mgmt For *
dividend of USD 0.38 21.9 pence, SEK
2.99 per ordinary share and to confirm
as the final dividend for 2005 the 2nd
interim dividend of USD 0.92 51.8 pence
SEK 7.02 per ordinary share
3. Re-appoint KPMG Audit Plc, London as the Mgmt For *
Auditor
4. Authorize the Directors to agree the Mgmt For *
remuneration of the Auditor
5.A Re-elect Mr. Louis Schweitzer as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.B Re-elect Mr. Hakan Mogren KBE as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.C Re-elect Mr. David R. Brennan as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.D Re-elect Mr. Jonathon Symonds as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.E Re-elect Mr. John Patterson FRCP as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.F Re-elect Sir. Peter Bonfield CBE, FREng Mgmt For *
as a Director, in accordance with the
Article 65 of the Company s Articles of
Association
5.G Re-elect Mr. John Buchanan as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.H Re-elect Ms. Jane Henney as a Director, Mgmt Against *
in accordance with the Article 65 of the
Company s Articles of Association
5.I Re-elect Ms. Michele Hooper as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.J Re-elect Mr. Joe Jimenez as a Director, Mgmt For *
in accordance with the Article 65 of the
Company s Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.K Re-elect Ms. Erna Moller as a Director, Mgmt For *
in accordance with the Article 65 of the
Company s Articles of Association
5.L Re-elect Mr. Marcus Wallenberg as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.M Re-elect Dame Nancy Rothwell FRS as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
6. Approve the Directors remuneration Mgmt For *
report for the YE 31 DEC 2005 as
specified
7. Authorize the Company and any Company Mgmt For *
which is or becomes a Subsidiary of the
Company during the period to which this
resolution relates to, for the purposes
of Part XA of the Companies Act 1985, to
make donations to EU Political
Organizations or incur EU Political
Expenditure during the period ending on
the date the of the Company s AGM in
2006 provided that any such donations
and expenditure made by the Company
together with those made by any
subsidiary Company while it is a
subsidiary of the Company not exceeding
in aggregate of USD 150,000 during that
period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Approve to renew the authority and power Mgmt For *
to allot new shares conferred on the
Directors by Article 7.1 of the Company
s Articles of Association, up to an
aggregate nominal amount of USD
131,364,668 Section 80; Authority
expires at the earlier of the conclusion
of the AGM of the Company in 2007 or on
30 JUN 2007
S.9 Approve to renew the power conferred on Mgmt For *
the Directors by Article 7.2 of the
Company s Articles of Association, up to
an aggregate nominal amount of USD
19,704,700 Section 89; Authority
expires at the earlier of the conclusion
of the AGM of the Company in 2007 or on
30 JUN 2007
S.10 Authorize the Company, for the purposes Mgmt For *
of Section 166 of the Companies Act
1985, to make market purchases Section
163 of that Act of a maximum number of
shares which may be purchased is 10% of
the Company s share capital of USD 0.25
each in the capital of the Company, at a
minimum price of USD 0.25 and up to 105%
of the average of middle market values
of the Company s ordinary shares as
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the AGM of
the Company in 2007 or 30 JUN 2007; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 195
UNASSIGNED
BANK TOKYO-MITSUBISHI LTD
SECURITY: J44497105 AGENDA NUMBER: 701002913
TICKER: MEETING TYPE: AGM
ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
Reserves
3 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Company to Repurchase
its Own Shares, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Authorized
Capital
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 195
UNASSIGNED
BEST BUY CO., INC.
SECURITY: 086516101 AGENDA NUMBER: 932537232
TICKER: BBY MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRADBURY H. ANDERSON Mgmt Withheld Against
2 KATHY J. HIGGINS VICTOR Mgmt Withheld Against
3 ALLEN U. LENZMEIER Mgmt Withheld Against
4 FRANK D. TRESTMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 195
UNASSIGNED
CAMECO CORPORATION
SECURITY: 13321L108 AGENDA NUMBER: 932481916
TICKER: CCJ MEETING TYPE: Special
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN S. AUSTON Mgmt For For
2 JOHN H. CLAPPISON Mgmt For For
3 JOE F. COLVIN Mgmt Withheld Against
4 HARRY D. COOK Mgmt Withheld Against
5 JAMES R. CURTISS Mgmt Withheld Against
6 GEORGE S. DEMBROSKI Mgmt For For
7 GERALD W. GRANDEY Mgmt For For
8 NANCY E. HOPKINS Mgmt For For
9 OYVIND HUSHOVD Mgmt For For
10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. NEIL MCMILLAN Mgmt For For
12 ROBERT W. PETERSON Mgmt For For
13 VICTOR J. ZALESCHUK Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For
OPTION PLAN, AS SET OUT IN SCHEDULE B TO
THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain
SHARES REPRESENTED HEREBY ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED BY ONE
OR MORE RESIDENTS (PLEASE MARK THE FOR
BOX) OR ONE OR MORE NON- RESIDENTS
(PLEASE MARK THE ABSTAIN BOX).
05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain
MARK THE FOR BOX, IF THE UNDERSIGNED IS
A NON-RESIDENT PLEASE MARK THE ABSTAIN
BOX.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 195
UNASSIGNED
CARDINAL HEALTH, INC.
SECURITY: 14149Y108 AGENDA NUMBER: 932399567
TICKER: CAH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. MICHAEL LOSH Mgmt For For
2 JOHN B. MCCOY Mgmt For For
3 MICHAEL D. O'HALLERAN Mgmt For For
4 JEAN G. SPAULDING, M.D. Mgmt For For
5 MATTHEW D. WALTER Mgmt For For
02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For
INC. 2005 LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For
COMPANY S RESTATED CODE OF REGULATIONS
TO PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 195
UNASSIGNED
CELGENE CORPORATION
SECURITY: 151020104 AGENDA NUMBER: 932527976
TICKER: CELG MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN W. JACKSON Mgmt For For
2 SOL J. BARER, PH.D. Mgmt For For
3 ROBERT J. HUGIN Mgmt For For
4 JACK L. BOWMAN Mgmt For For
5 MICHAEL D. CASEY Mgmt For For
6 RODMAN L. DRAKE Mgmt For For
7 A. HULL HAYES, JR., MD Mgmt For For
8 GILLA KAPLAN, PH.D. Mgmt For For
9 RICHARD C.E. MORGAN Mgmt For For
10 WALTER L. ROBB, PH.D. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 AMEND THE 1998 STOCK INCENTIVE PLAN IN Mgmt For For
ORDER TO (I) INCREASE THE AGGREGATE
NUMBER OF SHARES OF OUR COMMON STOCK
FROM 62,000,000 TO 84,000,000, II)
REMOVE THE LIMIT ON THE NUMBER OF SHARES
OF OUR COMMON STOCK AND (III) PROVIDE
THAT EACH SHARE OF OUR COMMON STOCK WILL
BE COUNTED AS 1.6 SHARES AGAINST THE
SHARE LIMIT, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 195
UNASSIGNED
COMMERZBANK AG, FRANKFURT
SECURITY: D15642107 AGENDA NUMBER: 700919080
TICKER: MEETING TYPE: AGM
ISIN: DE0008032004 MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses und des Lageberichts
der Commerzbank Aktiengesellschaft fuer
das Geschaeftsjahr 2005, Vorlage des
gebilligten Konzernabschlusses und des
Konzernlageberichts fuer das
Geschaeftsjahr 2005 und des Berichts des
Aufsichtsrats roved Financial Statements
and Management Report of the Commerzbank
Group for the 2005 financial year and
the report of the Supervisory Board
2. Resolution on the appropriation of the Mgmt For *
distributable profit- to pay a dividend
of EUR 0.50
3. Resolution on the approval of the Mgmt Against *
actions of the members of the Board of
Managing Directors
4. Beschlussfassung ueber die Entlastung Mgmt Against *
der Mitglieder des Aufsichtsrats Board
5. Resolution on the election of Prof. H.C. Mgmt For *
(CHN) Dr. Rer. Oec. Ulrich Middelmann
oec. Ulrich Middelmann zum Aufsichtsrat
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Resolution on the appointment of the Mgmt For *
PricewaterhouseCoopers as the Auditors
for the 2006 FY
7. Beschlussfassung ueber eine Aenderung Mgmt For *
von Paragraph 11 Absatz 4 der Satzung
8. Beschlussfassung ueber eine Aenderung Mgmt For *
von Paragraph 18 Absatz 2 der Satzung
9. Beschlussfassung ueber die Ermaechtigung Mgmt For *
der Commerzbank Aktiengesellschaft zu
its own shares for the purpose of
securities trading, pursuant to Article
71(1) no.7 Aktiengesetz
10. Beschlussfassung ueber die Ermaechtigung Mgmt For *
der Commerzbank Aktiengesellschaft zu
and use its own shares pursuant to
Article 71(1) no.8 Aktiengesetz with the
p Aktiengesetz mit der Moeglichkeit zum
Ausschluss des Bezugsrechts der
Aktionaere
11. Resolution on the authorization for the Mgmt For *
Board of Managing Directors to
increaskapitals (Genehmigtes Kapital
2006/I) mit der Moeglichkeit zum
Ausschluss deexcluding subscription
rights pursuant to Article 186 (3) 4,
Aktiengesetz- and und Satzungsaenderung
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
12. Beschlussfassung ueber die Ermaechtigung Mgmt For *
des Vorstands zur Erhoehung des
Grundkapitals (Genehmigtes Kapital
2006/II) mit der Moeglichkeit zum
Ausschluss des Bezugsrechts der
Aktionaere unter anderem bei Ausnutzung
gegen Sacheinlagen und Satzungsaenderung
13. Beschlussfassung ueber die Ermaechtigung Mgmt For *
des Vorstands zur Erhoehung des
Grundkapitals (Genehmigtes Kapital
2006/III) mit der Moeglichkeit zum
Ausschluss des Bezugsrechts der
Aktionaere zum Zweck der Ausgabe von
Belegschaftsaktien s and amendment of
the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 195
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932377965
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I THE PROPOSAL TO AMEND THE COMPANY S Mgmt For For
BY-LAWS.
II THE REPLACEMENT OF A MEMBER OF A FISCAL Mgmt For For
COUNCIL, AND HIS RESPECTIVE SUBSTITUTE,
NOMINATED BY THE CONTROLLING
SHAREHOLDER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 195
UNASSIGNED
CORNING INCORPORATED
SECURITY: 219350105 AGENDA NUMBER: 932445768
TICKER: GLW MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES B. FLAWS Mgmt For For
2 JAMES R. HOUGHTON Mgmt For For
3 JAMES J. O'CONNOR Mgmt For For
4 DEBORAH D. RIEMAN Mgmt For For
5 PETER F. VOLANAKIS Mgmt For For
6 PADMASREE WARRIOR Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE Mgmt For For
2002 WORLDWIDE EMPLOYEE SHARE PURCHASE
PLAN.
03 APPROVAL OF THE ADOPTION OF THE Mgmt For For
2006 VARIABLE COMPENSATION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF THE AMENDMENT OF THE Mgmt For For
2003 EQUITY PLAN FOR NON-EMPLOYEE
DIRECTORS.
05 PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS CORNING S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
06 SHAREHOLDER PROPOSAL RELATING TO Mgmt For Against
THE ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 195
UNASSIGNED
DELL INC.
SECURITY: 24702R101 AGENDA NUMBER: 932362243
TICKER: DELL MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DONALD J. CARTY Mgmt For For
2 MICHAEL S. DELL Mgmt For For
3 WILLIAM H. GRAY, III Mgmt For For
4 JUDY C. LEWENT Mgmt For For
5 THOMAS W. LUCE, III Mgmt For For
6 KLAUS S. LUFT Mgmt For For
7 ALEX J. MANDL Mgmt For For
8 MICHAEL A. MILES Mgmt For For
9 SAMUEL A. NUNN, JR. Mgmt For For
10 KEVIN B. ROLLINS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF INDEPENDENT Mgmt For For
AUDITOR
SH1 MAJORITY VOTING FOR DIRECTORS Shr For Against
SH2 EXPENSING STOCK OPTIONS Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 195
UNASSIGNED
DENTSU INC, TOKYO
SECURITY: J1207N108 AGENDA NUMBER: 701006579
TICKER: MEETING TYPE: AGM
ISIN: JP3551520004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction Mgmt For *
of Liability System for Outside
Auditors, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Expand Business Lines
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
3.5 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
3.13 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Retirement Benefits to Other For *
Directors and Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 195
UNASSIGNED
E*TRADE FINANCIAL CORPORATION
SECURITY: 269246104 AGENDA NUMBER: 932510123
TICKER: ET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL K. PARKS Mgmt For For
2 LEWIS E. RANDALL Mgmt For For
3 STEPHEN H. WILLARD Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR FISCAL
YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 195
UNASSIGNED
EBAY INC.
SECURITY: 278642103 AGENDA NUMBER: 932514323
TICKER: EBAY MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM C. FORD, JR. Mgmt For For
2 DAWN G. LEPORE Mgmt For For
3 PIERRE M. OMIDYAR Mgmt For For
4 R.T. SCHLOSBERG, III Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR 2001 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE BY
30,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 2001 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 195
UNASSIGNED
EISAI CO.,LTD.
SECURITY: J12852117 AGENDA NUMBER: 700947368
TICKER: MEETING TYPE: AGM
ISIN: JP3160400002 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code
2.1 Elect a Director Mgmt For *
2.2 Elect a Director Mgmt For *
2.3 Elect a Director Mgmt For *
2.4 Elect a Director Mgmt For *
2.5 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.6 Elect a Director Mgmt For *
2.7 Elect a Director Mgmt For *
2.8 Elect a Director Mgmt For *
2.9 Elect a Director Mgmt For *
2.10 Elect a Director Mgmt For *
2.11 Elect a Director Mgmt For *
3. Approve Issuance of Share Acquisition Mgmt For *
Rights to Employees as Stock Options
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 195
UNASSIGNED
ELECTRONIC ARTS INC.
SECURITY: 285512109 AGENDA NUMBER: 932370252
TICKER: ERTS MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. RICHARD ASHER Mgmt For For
2 LEONARD S. COLEMAN Mgmt For For
3 GARY M. KUSIN Mgmt For For
4 GREGORY B. MAFFEI Mgmt For For
5 TIMOTHY MOTT Mgmt For For
6 VIVEK PAUL Mgmt For For
7 ROBERT W. PITTMAN Mgmt For For
8 LAWRENCE F. PROBST III Mgmt For For
9 LINDA J. SRERE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For
PLAN
03 AMENDMENT TO THE 2000 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 195
UNASSIGNED
EMI GROUP PLC
SECURITY: G3035P100 AGENDA NUMBER: 700756262
TICKER: MEETING TYPE: AGM
ISIN: GB0000444736 MEETING DATE: 14-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Directors report and the Mgmt For *
financial statements
2. Declare a final dividend of 6 pence per Mgmt For *
ordinary share
3. Approve the Directors remuneration Mgmt For *
report
4. Re-elect Mr. A.M.J.I. Levy as a Director Mgmt For *
5. Re-elect Mr. P.A. Georgescu as a Mgmt For *
Director
6. Elect Mr. M.D. Stewart as a Director Mgmt For *
7. Re-appoint Ernst & Young LLP as the Mgmt For *
Auditor
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Authorize the Directors to determine the Mgmt For *
remuneration of the Auditor
9. Grant authority to issue equity or Mgmt For *
equity-linked securities with
pre-emptive rights up to aggregate
nominal amount of GBP 42,397,582
S.10 Grant authority to issue equity or Mgmt For *
equity-linked securities without
pre-emptive rights up to aggregate
nominal amount of GBP 5,527,928
S.11 Grant authority for market purchase of Mgmt For *
78,970,403 ordinary shares
S.12 Approve new Articles of Association Mgmt For *
13. Authorize the Scrip Dividend Scheme Mgmt For *
14. Authorize EMI Group PLC to make EU Mgmt For *
political donations up to GBP 50,000
and to incur EU political expenditure up
to GBP 50,000
15. Authorize EMI Music Ltd to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16. Authorize EMI Records Ltd to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
17. Authorize EMI Music Publishing Ltd to Mgmt For *
make EU political donations up to GBP
50,000 and to incur EU political
expenditure up to GBP 50,000
18. Authorize Virgin Records Ltd to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 195
UNASSIGNED
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN
SECURITY: A1952G711 AGENDA NUMBER: 700949944
TICKER: MEETING TYPE: AGM
ISIN: AT0000506217 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the annual financial statements Mgmt No vote
and the status report of the Management
Board as well as the report of the
Supervisory Board for the FY 2005, the
Group financial statements and the Group
status report for the FY 2005
2. Approve to distribute the profits Mgmt No vote
3.A Grant discharge to the Members of the Mgmt No vote
Management Board with regard to the FY
2005
3.B Grant discharge to the Members of the Mgmt No vote
Supervisory Board with regard to the FY
2005
4. Approve the remuneration of the Members Mgmt No vote
of the Supervisory Board
5. Elect the Supervisory Board Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Appoint an additional Auditor and Group Mgmt No vote
Auditor for the FY 2007 in addition to
the Savings Banks Auditors Association
as the Statutory Auditor
7. Approve the acquisition by Erste Bank Mgmt No vote
of own shares for the purpose of
securities trading
8. Grant authority to Erste Bank to acquire Mgmt No vote
own shares for no designated purpose,
excluding the acquisition of such shares
for trading purposes, and to use these
shares as consideration for the
acquisition of enterprises, businesses
or parts of or shares in one or more
companies in Austria or abroad, and thus
to dispose of these shares in a manner
other than via the stock exchange in a
public offering
9. Authorize the Management Board, for a Mgmt No vote
period of 5 years, after the
registration of the amendment of the
Articles of Association, to increase the
registered capital of the Company, in
several tranches by an amount of up to
EUR 180,000,000 by issuing up to
90,000,000 shares, the type of shares,
the issue price, the terms and
conditions of the issue and to the
extent provided for, the exclusion of
the subscription rights being determined
by the Management Board with the consent
of the Supervisory Board: a) by issuing
shares against cash contribution without
excluding the subscription rights of
shareholder, however, if the capital
increase serves for the issue of shares
to employees, senior employees and
Members of the Management Board of the
Company or a Group Company, by excluding
the subscription rights of share holders
and b) by
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
issuing shares against contribution in
kind, excluding the subscription rights
of shareholders; and amend Paragraph 4.4
of the Articles of Incorporation
accordingly
10. Authorize the Management Board, for a Mgmt No vote
period of 5 years after the registration
of the amendment of the Articles of
Association, to effect a consitional
increase of the registered capital with
the consent of the Supervisory Board by
a nominal amount of up to EUR 20,000,000
by issuing up to 10,000,000 bearer or
registered ordinary shares shares with
no par value at an issue price of at
least EUR 2.00 per share against cash
contribution and by excluding the
subscription rights of the current
shareholders; this authorized
conditional capital serves to grant
share options to employees, senior
employees and Members of the Management
Board of the Company or a Group Company;
and amend Paragraph 4.4.3 of the
Articles of Association accordingly
11.A Amend Items 2.5.3.4, 17 and 18 of the Mgmt No vote
Articles of Association as specified
11.B Amend Item 10.4 of the Articles of Mgmt No vote
Association as specified
11.C Approve to delete Item 13.3.14 of the Mgmt No vote
Articles
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 195
UNASSIGNED
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN
SECURITY: A19494102 AGENDA NUMBER: 700948651
TICKER: MEETING TYPE: AGM
ISIN: AT0000652011 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the approved annual financial Mgmt No vote
statements and the status report of the
Management Board as well as the report
of the Supervisory Board for the FY
2005, and receive the Group financial
statements and the Group status report
for the FY 2005
2. Approve the distribution of profits Mgmt No vote
3.A Grant discharge to the Members of the Mgmt No vote
Management Board with regard to the FY
2005
3.B Grant discharge to the Supervisory Board Mgmt No vote
with regard to the FY 2005
4. Approve the remuneration of the Members Mgmt No vote
of the Supervisory Board
5. Elect the Supervisory Board Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Appoint an additional Auditor and the Mgmt No vote
Group Auditor for the FY 2007 in
addition to the Savings Banks Auditors
Association as the Statutory Auditor
7. Approve the acquisition, by Erste Bank, Mgmt No vote
of own shares for the purpose of
securities trading
8. Grant authority for the acquisition by Mgmt No vote
Erste Bank of own shares for no
designated purpose, excluding the
acquisition of such shares for trading
purposes, and to use these shares as
consideration for the acquisition of
enterprises, businesses or parts of or
shares in one or more Companies in
Austria or abroad, and thus to dispose
of these shares in a manner other than
via the stock exchange or in a public
offering
9. Authorize the Management Board, for a Mgmt No vote
period of 5 years after the registration
of the amendment of the Articles of
Association, to increase the registered
capital of the Company, also in several
tranches by an amount of up to EUR
180,000,000 by issuing up to 90,000,000
shares as follows, the type of shares,
the issue price, the terms and
conditions of the issue and, to the
extent provided for, the exclusion of
the subscription rights being determined
by the Management Board with the consent
of the Supervisory Board: a) by issuing
shares against cash contribution without
excluding the subscription rights of
shareholder, however, if the capital
increase serves for the issue of shares
to employees, senior employees and
Members of the Management Board of the
Company or a Group Company, by excluding
the subscription rights of shareholders
and b) by
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
issuing shares against contribution in
kind, excluding the subscription rights
of shareholders; and amend Paragraph 4.4
of the Articles of Incorporation as
specified
10. Authorize the Management Board, for a Mgmt No vote
period of 5 years after the registration
of the amendment of the Articles of
Association, to effect a conditional
increase of the registered capital with
the consent of the Supervisory Board by
an nominal amount of up to EUR
20,000,000 by issuing up to 10,000,000
bearer or registered ordinary shares
shares with no par value at an issue
price of at least EUR 2.00 per share
against cash contribution and by
excluding the subscription rights of the
current shareholders; this authorized
conditional capital serves to grant
share options to employees, senior
employees and Members of the Management
Board of the Company or a Group Company;
and amend Paragraph 4.4.3 of the
Articles of Association accordingly
11.A Amend the Articles of Association in Mgmt No vote
Items 2.5.3.4, 17 and 18 alignment with
current provisions of the mortgage bank
act and the act on secured bank bonds
11.B Amend the Articles of Association in Mgmt No vote
Item 10.4 requirement of Supervisory
Board consent to functions of Members of
the Managing Board in unaffiliated
Companies
11.C Approve to delete Item 13.314 of the Mgmt No vote
Articles appointment of the Management
and the Supervisory Board Members of
affiliates
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 195
UNASSIGNED
EURONEXT NV, AMSTERDAM
SECURITY: N3113K108 AGENDA NUMBER: 700964364
TICKER: MEETING TYPE: AGM
ISIN: NL0000241511 MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 294416 DUE TO CHANGE IN THE
VOTING STATUS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 16
MAY 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Opening by the Chairman of the Non-Voting No vote
Supervisory Board
2. Appointment of a Secretary for the Non-Voting No vote
meeting
3.A Explanation by the chairman of the Non-Voting No vote
Managing board and discussion of the
written annual report of the Managing
Board with respect to the affairs of the
Company and the Management conducted
during the 2005 FY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.B Adopt the 2005 financial statements Mgmt For *
3.C Explanation of the policy on Non-Voting No vote
reservations and dividend
3.D Approve to distribute an ordinary Mgmt For *
dividend of EUR 1 per share
3.E Approve an extraordinary distribution of Mgmt For *
3 EURO per share by way of repayment of
3 EURO in share capital per share in
combination with a proposal to reduce
the issued share capital and to approve
two amendments to the articles of
association, conditional upon all
formalities relating to the reduction of
capital and the amendments of the
articles of association( in so far as
not under the control of the company)
having been completed so as to allow
payment on 11 August 2006(the condition
) and (B) in case the condition has not
been satisfied enabling payment on 11
August 2006, to approve the
extraordinary distribution of 3 EURO by
way of a special dividend payable on
that date.
4.A Grant discharge to the Members of the Mgmt For *
Managing Board from liability in respect
of their management during the 2005 FY
4.B Grant discharge to the Members of the Mgmt For *
Supervisory Board from liability in
respect of supervision during the 2005
FY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Re-appoint the Company s External Mgmt For *
Auditors
6. Discussion of the Corporate Governance Non-Voting No vote
of the Company
7.A Re-appoint Sir George Cox to the Mgmt For *
Supervisory Board as of 23 May 2006
7.B Re-appoint Mr. Ricardo Salgado to the Mgmt For *
Supervisory Board as of 23 May 2006
7.C Re-appoint Sir. Brian Williamson to the Mgmt For *
Supervisory Board as of 23 May 2006
8.A Approve the award of 400,000 Euronext Mgmt For *
N.V. shares for the year 2006
8.B Approve awards of shares to the Mgmt For *
individual Members of the Managing Board
for the year 2006
9.A Authorize the Managing Board to allow Mgmt For *
Euronext N.V. to acquire paid-up shares
in the Company s own capital for a
period of 18 months
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9.B Approve to reduce the issued share Mgmt For *
capital of Euronext N.V. by cancellation
of acquired shares
9.C Approve to designate the Management Mgmt For *
Board as the competent body to issue
shares or rights to subscribe for shares
in the capital of the Company for a
period of 18 months up to a limit of 10%
of the issued capital as at 23 MAY 2006
9.D Approve to designate the Managing Board Mgmt For *
as the competent body to restrict or
exclude the pre-emptive rights accruing
to shareholders under the designation
referred to under agenda item 9c for a
period of 18 months
10.A A discussion on the principle that a Non-Voting No vote
merger betwen Deutsche Borse AG and
Euronext is in the best interests of all
the shareholders of Euronext
10.B PLEASE NOTE THAT THIS IS A SHAREHOLDERS Shr For *
PROPOSAL: Approve the merger between
Deutsche Borse AG and Euronext is in the
best interests of all the shareholders
of Euronext
11. The announcement of Euronexts intention, Non-Voting No vote
as from the 2006 FY, to publish the
annual report and the financial
statements of Euronext N.V. only in the
English language and to no longer
publish French and Dutch language
versions
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
12. Any other business Other For *
13. Closing Non-Voting No vote
BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote
EURONEXT NV.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 195
UNASSIGNED
GOOGLE INC.
SECURITY: 38259P508 AGENDA NUMBER: 932490927
TICKER: GOOG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ERIC SCHMIDT Mgmt For For
2 SERGEY BRIN Mgmt For For
3 LARRY PAGE Mgmt For For
4 L. JOHN DOERR Mgmt For For
5 JOHN L. HENNESSY Mgmt For For
6 ARTHUR D. LEVINSON Mgmt For For
7 ANN MATHER Mgmt For For
8 MICHAEL MORITZ Mgmt For For
9 PAUL S. OTELLINI Mgmt For For
10 K. RAM SHRIRAM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against
2004 STOCK PLAN TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF CLASS A COMMON
STOCK ISSUABLE UNDER THE 2004 STOCK PLAN
FROM 13,431,660 TO 17,931,660.
04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS THAT
MAY BE NECESSARY TO ADOPT A
RECAPITALIZATION PLAN THAT WOULD PROVIDE
FOR ALL OF THE COMPANY S OUTSTANDING
STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 195
UNASSIGNED
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
SECURITY: X5967A101 AGENDA NUMBER: 700959351
TICKER: MEETING TYPE: OGM
ISIN: GRS419003009 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the financial statements for the Mgmt No vote
FY 2005, the reports of the Board of
Directors and the Auditors
2. Approve the profit appropriation Mgmt No vote
3. Approve the exemption of the Board of Mgmt No vote
Directors Members and the Auditors from
any liability for indemnity for the FY
2005
4. Elect the Certified Auditors, 2 Regular Mgmt No vote
and 2 Substitute for FY 2006 and approve
their fees
5. Approve the Board of Director s Chairman Mgmt No vote
and the Managing Directors monthly
remuneration, productivity bonus and
representation expenses, and the Board
of Directors Members and the Secretary s
remuneration for FY 2006
6. Approve the participation of the Members Mgmt No vote
of the Board of Directors in Committees
and their fees for the 7th FY 01 JAN
2006 to 31 DEC 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Amend the Articles 1, 14, 39, 49, 51 and Mgmt No vote
53 of the Company s Articles of
Association as specified
8. Various announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 195
UNASSIGNED
HANA FINANCIAL GROUP INC
SECURITY: Y29975102 AGENDA NUMBER: 700877004
TICKER: MEETING TYPE: AGM
ISIN: KR7086790003 MEETING DATE: 24-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the 65th financial statement Mgmt For *
balance sheet and income statement
2. Approve the 65th statement of retained Mgmt For *
earning
3. Amend the Articles of Incorporation Mgmt For *
4. Amend the conditions on Stock Purchase Mgmt For *
Option
5.1 Elect the Directors Mgmt For *
5.2 Elect the External Directors who will be Mgmt For *
the Members of the Audit Committee
6. Approve the remuneration and bonus limit Mgmt For *
for the Directors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 195
UNASSIGNED
HARRAH'S ENTERTAINMENT, INC.
SECURITY: 413619107 AGENDA NUMBER: 932458967
TICKER: HET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES L. ATWOOD Mgmt For For
2 R. BRAD MARTIN Mgmt For For
3 GARY G. MICHAEL Mgmt For For
02 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For
RESTATED 2004 EQUITY INCENTIVE AWARD
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR 2006 CALENDAR YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 195
UNASSIGNED
HON HAI PRECISION IND LTD
SECURITY: Y36861105 AGENDA NUMBER: 700942495
TICKER: MEETING TYPE: AGM
ISIN: TW0002317005 MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
a.1 Receive the 2005 business operations Mgmt For *
A.2 Receive the 2005 audited reports Mgmt Against *
A.3 Approve the indirect investment in Mgmt For *
People s Republic of China
A.4 Other Presentations Other For *
B.1.1 Approve the 2005 financial statements Mgmt For *
B.1.2 Approve the 2005 profit distribution; Mgmt For *
cash dividend: TWD 3 per share
B.1.3 Approve the issuance of new shares from Mgmt For *
retained earnings; stock dividend: 200
for 1,000 shares held
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
B.1.4 Approve the capital injection to issue Mgmt For *
global depositary receipt
B.2.1 Approve to revise the procedures of Mgmt Against *
endorsements and guarantees
B.2.2 Approve to revise the procedures of Mgmt Against *
funds lending to third parties
B.2.3 Amend the Articles of Incorporation Mgmt Against *
B.3 Other proposals and extraordinary Other Against *
motions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 195
UNASSIGNED
HYUNDAI MTR CO
SECURITY: Y38472109 AGENDA NUMBER: 700869603
TICKER: MEETING TYPE: AGM
ISIN: KR7005380001 MEETING DATE: 10-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2. Amend the Articles of Incorporation Mgmt For *
3. Elect the Directors Mgmt For *
4. Elect the External Directors as Members Mgmt For *
of the Audit Committee
5. Approve the limit of remuneration for Mgmt For *
the Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 195
UNASSIGNED
INCO LIMITED
SECURITY: 453258402 AGENDA NUMBER: 932451925
TICKER: N MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GLEN A. BARTON Mgmt For For
2 ANGUS A. BRUNEAU Mgmt Withheld Against
3 RONALD C. CAMBRE Mgmt For For
4 SCOTT M. HAND Mgmt For For
5 JANICE K. HENRY Mgmt For For
6 CHAVIVA M. HOSEK Mgmt For For
7 PETER C. JONES Mgmt For For
8 JOHN T. MAYBERRY Mgmt For For
9 FRANCIS MER Mgmt For For
10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROGER PHILLIPS Mgmt For For
12 RICHARD E. WAUGH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 195
UNASSIGNED
IVAX CORPORATION
SECURITY: 465823102 AGENDA NUMBER: 932370923
TICKER: IVX MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BETTY G. AMOS Mgmt For For
2 MARK ANDREWS Mgmt For For
3 JACK FISHMAN PH.D. Mgmt For For
4 NEIL FLANZRAICH Mgmt For For
5 PHILLIP FROST M.D. Mgmt For For
6 JANE HSIAO PH.D. Mgmt For For
7 RICHARD M. KRASNO PH.D. Mgmt For For
8 DAVID A. LIEBERMAN Mgmt For For
9 RICHARD C. PFENNIGER JR Mgmt For For
10 BERTRAM PITT M.D. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 Z.P. ZACHARIAH M.D. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 195
UNASSIGNED
JSR CORPORATION
SECURITY: J2856K106 AGENDA NUMBER: 700947116
TICKER: MEETING TYPE: AGM
ISIN: JP3385980002 MEETING DATE: 16-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 10, Directors bonuses JPY 73,000,000
2. Amend the Articles of Incorporation: Mgmt For *
Expand Business Lines, Increase the
Number of Auditors, Allow Use of
Electronic Systems for Public
Notifications, Approve Revisions Related
to the New Commercial Code
3.1 Elect a Director Mgmt For *
3.2 Elect a Director Mgmt For *
3.3 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.4 Elect a Director Mgmt For *
3.5 Elect a Director Mgmt For *
3.6 Elect a Director Mgmt For *
3.7 Elect a Director Mgmt For *
3.8 Elect a Director Mgmt For *
3.9 Elect a Director Mgmt For *
4. Appoint a Corporate Auditor Mgmt For *
5. Approve Revision of remuneration to be Mgmt For *
paid to Directors and determining terms
and conditions of the Stock Options for
Stock- Linked Remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve Entrustment to the Board of Mgmt For *
Directors of the Company of
determination of the terms and
conditions for issuing Stock
Acquisitions Rights to Officers as Stock
Option
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 195
UNASSIGNED
LAS VEGAS SANDS CORP.
SECURITY: 517834107 AGENDA NUMBER: 932523930
TICKER: LVS MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM P. WEIDNER Mgmt Withheld Against
2 MICHAEL A. LEVEN Mgmt For For
02 TO CONSIDER AND ACT UPON THE Mgmt For For
RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 195
UNASSIGNED
LVMH MOET HENNESSY LOUIS VUITTON, PARIS
SECURITY: F58485115 AGENDA NUMBER: 700947419
TICKER: MEETING TYPE: AGM
ISIN: FR0000121014 MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.1 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors;
and approve the consolidated financial
statements for the FYE 31 DEC 2005
O.2 Receive the reports of the Board of Mgmt No vote
Directors, the President of the Board of
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the YE 31 DEC 2005; grant
discharge to the Members of the Board of
Directors, for the performance of their
duties during the said FY
O.3 Receive and approve the special report Mgmt No vote
of the Auditors on agreements governed
by Article L.225-38 of the French
Commercial Code and the agreements
referred to therein
O.4 Approve the distributable income for the Mgmt No vote
FY be appropriated as follows: income
for the FY: EUR 1,447,528,910.53, legal
reserve: nil retained earnings: EUR
1,493,583,745.61, distributable amount:
EUR 2,941,112,656.14, allocation
proposal: special reserve on long-term
capital gains: nil statutory dividend:
EUR 7,349,061.15, i.e. 0.015 per share
complementary dividend: EUR
556,078,960.35, i.e. 1.135 per share
retained earnings: EUR 2,377,684,634.64
the shareholders will receive a net
dividend of EUR 1.15 per share, and will
entitle to the 40% allowance provided by
the French Tax Code, the shareholders
meeting reminds that an interim dividend
of EUR 0.25 per share was already paid
on 02 DEC 2005, the remaining dividend
of EUR 0.90 will be paid on 18 MAY 2006,
as required by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.5 Approve, pursuant to Article 39 of the Mgmt No vote
Amended Finance Law for 2004,
acknowledges that the special reserve of
long-term capital gains amounts to EUR
340,055,186.70, after transfer of an
amount of EUR 200,000,000.00 to an
ordinary reserve account carried out in
application of Resolution 4 of the
general meeting of 12 MAY 2005, and
decides to transfer all or part of this
reserve to an ordinary reserve account
O.6 Approve to renew the appointment of Mr. Mgmt No vote
Antoine Bernheim as a Director for a
3-year period
O.7 Approve to renew the appointment of Mr. Mgmt No vote
Albert Frere as a Director for a 3-year
period
O.8 Approve to renew the appointment of Mr. Mgmt No vote
Pierre Gode as a Director for a 3-year
period
O.9 Approve to renew the appointment of Mr. Mgmt No vote
Arnaud Lagardere as a Director for a
3-year period
O.10 Approve to renew the appointment of Mr. Mgmt No vote
Lord Bayswater as a Director for a
3-year period
O.11 Appoint Mr. Antoine Arnault as a Mgmt No vote
Director, for a 3-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.12 Authorize the Board of Directors, to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 130.00, maximum number of shares to
be acquired: 10% of the share capital,
i.e. 48,993,741 shares maximum funds
invested in the share buybacks: EUR
6,400,000,000.00; Authority expires
after 18-month period; and the
Directors to take all necessary measures
and accomplish all necessary formalities
E.13 Authorize the Board of Directors, to Mgmt No vote
reduce the share capital, on one or more
occasions, by canceling all or part of
the shares held by the Company in
connection with a stock repurchase plan,
up to a maximum of 10% of the share
capital over a 24-month period;
Authority expires after 18-month period;
and the Directors to take all
necessary measures and accomplish all
necessary formalities
E.14 Authorize the Board of Directors, to Mgmt No vote
increase the share capital, on one or
more occasions, at its sole discretion,
in France or abroad, in favor of credit
institutions or Companies governed by
the French insurance code or its
equivalent abroad, by issuance of
ordinary shares or securities giving
access to the share capital of the
Company and for an amount that shall not
exceed EUR 30,000,000.00; Authority
expires after 18-month period; to
cancel the shareholders preferential
subscription rights in favor of credit
institutions and the Companies governed
by the insurance code or its equivalent
abroad, this amount shall count against
the nominal value of capital increase
set forth in Resolutions 13, 14,15, or
18 of the general meeting of 12 MAY
2005, and resolution 16 of the present
meeting; and the Directors to take all
necessary measures and accomplish all
necessary formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.15 Authorize the Board of Directors to Mgmt No vote
grant, in one or more transactions, to
Executives and Employees of the Group,
options giving the right either to
subscribe for new shares in the Company
to be issued through a share capital
increase, or to purchase existing shares
purchased by the Company, it being
provided that the options shall not give
rights to a total number of shares,
which shall not exceed 3% of the share
capital; Authority expires after
38-month period; and the Directors to
take all necessary general proxy
services
E.16 Authorize the Board of Directors, to Mgmt No vote
increase the capital on one or more
occasions, in favour of the employees of
the Company and related Companies who
are the Members of a Company Savings
Plan, up to 3% of the capital, this
amount shall count against the nominal
value of any capital increase set forth
in Resolutions 13,14,15 or 18 of the
general meeting of 12 MAY 2005 and
Resolution 14 of this meeting; Authority
expires after 26-month period; and the
Directors to take all necessary measures
and accomplish all necessary formalities
E.17 Amend Articles 11, 12, 13, 16, 18, 23 Mgmt No vote
and 29 of the By-Laws as speicified
PLEASE NOTE THAT THIS A MIX MEETING. Non-Voting No vote
THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 195
UNASSIGNED
MONSANTO COMPANY
SECURITY: 61166W101 AGENDA NUMBER: 932422582
TICKER: MON MEETING TYPE: Annual
ISIN: MEETING DATE: 17-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HUGH GRANT Mgmt No vote
2 C. STEVEN MCMILLAN Mgmt No vote
3 ROBERT J. STEVENS Mgmt No vote
02 RATIFICATION OF APPOINTMENT OF Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 APPROVAL OF PERFORMANCE GOAL UNDER Mgmt No vote
SECTION 162(M) OF THE INTERNAL REVENUE
CODE
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shr No vote
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shr No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 195
UNASSIGNED
MOTOROLA, INC.
SECURITY: 620076109 AGENDA NUMBER: 932451610
TICKER: MOT MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For
1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against
1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For
1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For
1E ELECTION OF DIRECTOR: N. Mgmt For For
NEGROPONTE
1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For
1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For
1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For
1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For
1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For
02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For
INCENTIVE PLAN OF 2006
03 SHAREHOLDER PROPOSAL RE: REDEEM Shr For Against
OR VOTE POISON PILL
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 195
UNASSIGNED
NASDAQ STOCK MARKET, INC.
SECURITY: 631103108 AGENDA NUMBER: 932510298
TICKER: NDAQ MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL CASEY Mgmt For For
2 DANIEL COLEMAN Mgmt For For
3 JEFFREY N. EDWARDS Mgmt For For
4 LON GORMAN Mgmt For For
5 PATRICK J. HEALY Mgmt For For
6 MERIT E. JANOW Mgmt For For
7 JOHN D. MARKESE Mgmt For For
8 THOMAS F. O'NEILL Mgmt For For
9 JAMES S. RIEPE Mgmt For For
10 THOMAS G. STEMBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DEBORAH L. WINCE-SMITH Mgmt For For
02 APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 195
UNASSIGNED
NOBLE CORPORATION
SECURITY: G65422100 AGENDA NUMBER: 932459058
TICKER: NE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES C. DAY Mgmt For For
2 JULIE H. EDWARDS Mgmt For For
3 MARC E. LELAND Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2006.
03 MEMBER (SHAREHOLDER) PROPOSAL TO Mgmt Against For
SEPARATE THE POSITIONS OF CHAIRMAN/CHIEF
EXECUTIVE OFFICER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 195
UNASSIGNED
PIXAR
SECURITY: 725811103 AGENDA NUMBER: 932377561
TICKER: PIXR MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVE JOBS Mgmt For For
2 EDWIN E. CATMULL Mgmt For For
3 SKIP M. BRITTENHAM Mgmt For For
4 SUSAN L. DECKER Mgmt For For
5 JOSEPH A. GRAZIANO Mgmt For For
6 LAWRENCE B. LEVY Mgmt For For
7 JOE ROTH Mgmt For For
8 LARRY W. SONSINI Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS PIXAR S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 195
UNASSIGNED
QUALCOMM, INCORPORATED
SECURITY: 747525103 AGENDA NUMBER: 932430488
TICKER: QCOM MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD C. ATKINSON Mgmt Withheld Against
2 DIANA LADY DOUGAN Mgmt Withheld Against
3 PETER M. SACERDOTE Mgmt Withheld Against
4 MARC I. STERN Mgmt Withheld Against
02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE CLASSIFIED BOARD AND
CUMULATIVE VOTING.
03 TO APPROVE THE COMBINATION OF THE Mgmt For For
COMPANY S EQUITY COMPENSATION PLANS AS
THE 2006 LONG-TERM INCENTIVE PLAN AND AN
INCREASE IN THE SHARE RESERVE BY
65,000,000 SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE COMPANY S FISCAL YEAR ENDING
SEPTEMBER 24, 2006.
05 TO APPROVE ANY ADJOURNMENTS OF THE Mgmt Against Against
MEETING TO ANOTHER TIME OR PLACE, IF
NECESSARY IN THE JUDGMENT OF THE PROXY
HOLDERS, FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IN FAVOR OF ANY OF
THE FOREGOING PROPOSALS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 195
UNASSIGNED
RECKITT BENCKISER PLC
SECURITY: G7420A107 AGENDA NUMBER: 700922710
TICKER: MEETING TYPE: AGM
ISIN: GB0007278715 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Adopt the annual financial statements Mgmt For *
for the FY 2005, which ended on 31 DEC
2005, and the reports of the Directors
and the Auditors thereon
2. Approve the Director s remuneration Mgmt For *
report and that part of the report of
the Auditors which reports thereon
3. Approve a final dividend of 21p per Mgmt For *
ordinary share be paid on 25 MAY 2006 to
all ordinary shareholders on the
register at the close of business on 03
MAR 2006
4. Re-elect Mr. Bart Becht as a Director, Mgmt For *
who retires by rotation
5. Re-elect Mr. Peter Harf as a Director, Mgmt Against *
who retires by rotation
6. Elect Mr. Gerard Murphy as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company to hold the
office until the conclusion of the next
general meeting at which accounts are
laid before the Company
8. Authorize the Directors to fix the Mgmt For *
Auditors remuneration
9. Authorize the Directors, in substitution Mgmt For *
for all existing authority and for the
purpose of Section 80 of the Companies
Act 1985, to allot relevant securities
up to an aggregate nominal amount of GBP
25,360,000; Authority expires 5 years
from the date of passing of this
resolution; and the Directors may allot
relevant securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.10 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 9 and pursuant to
Section 95 of the Companies Act 1985, to
allot equity securities Section 94 of
the Act for cash pursuant to the
authority conferred by Resolution 9 and
or where such allotment constitute
allotment of equity securities by virtue
of Section 94 (3A) of the Act,
disapplying the statutory pre-emption
rights Section 89(1), provided that this
power is limited to the allotment of
equity securities: a) in connection with
a rights issue in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 3,804,000;
Authority expires at the conclusion of
the next AGM of the Company; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.11 Authorize the Company, pursuant Mgmt For *
authorities contained in the Article 7
of the Articles of Association of the
Company and pursuant Section 166 of
Companies Act 1985, to make market
purchases Section 163(3) of the Act of
up to 72,280,000 ordinary shares of 10
10/19p each in the capital of the
Company ordinary shares representing
less than 10% of the Company s issued
share capital as at 1 MAR 2006, at a
minimum price of 10 10/19p and not more
than 5% above the average market value
for such shares derived from the London
Stock Exchange Daily Official List, over
the previous 5 business days; Authority
expires the earlier of the conclusion of
the next AGM of the Company or 4 NOV
2007; the Company, before the expiry,
may make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
S.12 Amend the Articles of Association as Mgmt For *
specified
13. Approve the rules if the Reckit Mgmt For *
Benckiser Long term Incentive plan the
LTIP as specified and authorize the
Directors, to do all such acts and
things that may consider necessary or
expedient to carry the LTIP into effect
and to establish such further plans for
the benefit of employees outside the UK
whish are based on the LITP subject to
such modification as may be necessary or
desirable to take account of overseas
tax, exchange control or security laws,
provided that any shares made available
under such plans are treated as counting
against any limits on overall
participation in the LTIP
14. Amend the rules of the Reckitt Benckiser Mgmt For *
2005 Savings-Related Share Option Plan,
the Reckitt Benckiser 2005 Global Stock
Profit Plan, the Reckitt Venckiser 2005
USA Savkings-Related Share Option Plan
and the Reckitt Benckiser Senior
Executive Share
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Ownership Policy Plan the Share Plans
and authorize the Directors to do all
acts and things as they may consider
necessary to carry the amendments into
effect
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 195
UNASSIGNED
RESEARCH IN MOTION LIMITED
SECURITY: 760975102 AGENDA NUMBER: 932372319
TICKER: RIMM MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 THE ELECTION OF DIRECTORS REFERRED TO IN Mgmt For For
THE MANAGEMENT INFORMATION CIRCULAR OF
THE COMPANY DATED MAY 31, 2005, NAMELY
MICHAEL LAZARIDIS, JAMES BALSILLIE,
DOUGLAS FREGIN, KENDALL CORK, JAMES
ESTILL, JOHN RICHARDSON AND DR. DOUGLAS
WRIGHT.
02 THE REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING FEBRUARY 25,
2006 AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 THE ESTABLISHMENT OF RESTRICTED SHARE Mgmt For For
UNIT PLAN IN ACCORDANCE WITH THE
RESOLUTION AS SET OUT IN SCHEDULE B TO
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 195
UNASSIGNED
ROCHE HOLDING AG, BASEL
SECURITY: H69293217 AGENDA NUMBER: 700875656
TICKER: MEETING TYPE: AGM
ISIN: CH0012032048 MEETING DATE: 27-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 274753 DUE TO CHANGE IN THE
VOTING STATUS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting No vote
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY
FOR AN ENTRANCE CARD BY CONTACTING YOUR
CLIENT REPRESENTATIVE AT ADP. THANK YOU.
1. Approve the annual report, financial Non-Voting No vote
statements and consolidated financial
statements for 2005
2. Ratify the Board of Directors actions Non-Voting No vote
taken by its Members in 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3. Approve to vote on the appropriation of Non-Voting No vote
available earnings as specified
4.1 Re-elect Mr. Peter Brabeck-Letmathe as a Non-Voting No vote
Director to the Board for a term of 4
years as specified by the Articles of
Incorporation
4.2 Re-elect Dr. DeAnne Julius as a Director Non-Voting No vote
to the Board for a term of 4 years as
provided by the Articles of
Incorporation
4.3 Re-elect Prof. Horst Teltschik as a Non-Voting No vote
Director to the Board for a term of 4
years as provided by the Articles of
Incorporation
4.4 Re-elect Prof. Beatrice Weder di Mauro Non-Voting No vote
as a new Member of the Board for a term
of 4 years as provided by the Articles
of Incorporation
5. Re-elect KPMG Klynveld Peat Marwick Non-Voting No vote
Goerdeler SA as Statutory and Group
Auditors for the FY 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 195
UNASSIGNED
RYANAIR HOLDINGS, PLC
SECURITY: 783513104 AGENDA NUMBER: 932392866
TICKER: RYAAY MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 REPORTS AND ACCOUNTS Mgmt For
O2A RE-ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against
O2B RE-ELECTION OF DIRECTOR: JAMES OSBORNE Mgmt Against
O2C RE-ELECTION OF DIRECTOR: MICHAEL O Mgmt Against
LEARY
O3 AUTHORIZATION OF THE FIXING OF THE Mgmt Against
AUDITOR S REMUNERATION
S4 DIRECTORS AUTHORITY TO ALLOT ORDINARY Mgmt For
SHARES
S5 DISAPPLICATION OF STATUTORY PRE- EMPTION Mgmt For
RIGHTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 195
UNASSIGNED
SAMSUNG ELECTRS LTD
SECURITY: Y74718100 AGENDA NUMBER: 700870517
TICKER: MEETING TYPE: AGM
ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as an
Outside Director
2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For *
at right Law Firm as an Outside Director
2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For *
business at Seoul National University as
an Outside Director
2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For *
Jang Law Firm as an Outside Director
2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
an Outside Director
2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For *
Chief Director at Samsung Electronics as
an Inside Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For *
at Samsung Electronics as an Inside
Director
2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For *
Samsung Electronics as an Inside
Director
2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For *
Samsung Electronics as an Inside
Director
2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as Members
of the Auditors Committee
2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
Members of the Auditors Committee
3. Approve the limit of remuneration for Mgmt For *
the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 195
UNASSIGNED
SANDISK CORPORATION
SECURITY: 80004C101 AGENDA NUMBER: 932490395
TICKER: SNDK MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DR. ELI HARARI Mgmt For For
2 IRWIN FEDERMAN Mgmt For For
3 STEVEN J. GOMO Mgmt For For
4 EDDY W. HARTENSTEIN Mgmt For For
5 CATHERINE P. LEGO Mgmt For For
6 MICHAEL E. MARKS Mgmt For For
7 DR. JAMES D. MEINDL Mgmt For For
02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against
2005 INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION, INCREASING
THE AUTHORIZED AMOUNT OF COMMON STOCK
FROM 400,000,000 SHARES TO 800,000,000
SHARES.
04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 195
UNASSIGNED
SANOFI-AVENTIS, PARIS
SECURITY: F5548N101 AGENDA NUMBER: 700931618
TICKER: MEETING TYPE: EGM
ISIN: FR0000120578 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
the Company s By-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners:
PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote
ON 19 MAY 2006 HAS BEEN POSTPONED DUE TO
LACK OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 31 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 18
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the report of the Board of Mgmt No vote
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the 2005 FY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.2 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors and
approve the consolidated financial
statements for the said FY
O.3 Approve the income for the FY be Mgmt No vote
appropriated as follows: income for the
FY: EUR 6,146,952,608.18 plus retained
earnings: EUR 1,205,678,019.78,
distributable income: EUR
7,352,630,627.96 allocated to: payment
of dividends: EUR 2,057,005,434.48,
retained earnings: EUR 5,295,625,193.48,
following a capital increase and a
capital reduction, the capital was
brought from EUR 2,802,613,138.00 on 31
DEC 2005, to EUR 2,708,476,850.00
divided in 1,354,238,425 fully paid-up
shares, whose 1,353,293,049 shares are
entitled to the existing dividend, and
945,376 shall bear an accruing dividend
as of 01 JAN 2006; the shareholders will
receive a net dividend of EUR 1.52 per
share, for each of the 1,353,293,049
shares, this dividend will be paid on 07
JUN 2006 as required by law
O.4 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Articles L.225-38 Et Seq. of the French
Commercial Code and approve said report
and the agreements referred to therein
O.5 Approve to renew the appointment of Mr. Mgmt No vote
Lord Douro as a Director for a 4-year
period
O.6 Appoint Mr. Gerard Le Fur as a Director Mgmt No vote
for a 4-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.7 Approve to renew the appointment of the Mgmt No vote
Company Ernst and Young Audit as the
Statutory Auditor for a 6-year period
O.8 Appoint the Company Auditex as the Mgmt No vote
Deputy Auditor for a 6-year period
O.9 Approve the award total annual fees of Mgmt No vote
EUR 1,200,000.00 to the Board of
Directors
O.10 Authorize the Board of Directors, in Mgmt No vote
supersession to all earlier delegations,
to trade in the Company s shares on the
stock market, subject to the conditions
described below: maximum purchase price:
EUR 100.00, maximum number of shares to
be acquired: 10% of the share capital,
i.e. 1,401,306,569 shares, maximum funds
invested in the share buybacks: EUR
14,013,065,700.00; Authority expires at
the end of 18 months; to take all
necessary measures and accomplish all
necessary formalities
E.11 Approve: to review the report of the Mgmt No vote
Board of Directors, the reports of Mr.
De Courcel, the Merger Auditors and the
Merger Agreement as per the private deed
dated 03 APR 2006; all the provisions of
this Merger Agreement, pursuant to which
Rhone Cooper contributes to
Sanofi-Aventis, all of its assets, with
the corresponding taking-over of all its
liabilities: the valuation of the assets
contributed amounting to EUR
460,949,630.75 and the liabilities at
EUR 3,857,602.25, i.e. net assets
contributed of EUR 457,092,028.50; the
consideration for the contributions
according to an exchange ratio of 10
Sanofi-Aventis shares against 1 Rhone
Cooper share; the unconditional
completion date of the Merger, in a
juridical point of view, fixed on 31 MAY
2006 and on 01 JAN 2006 in an accounting
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
and financial point of view; Rhone
Cooper shares held by Sanofi-Aventis
will not be exchanged; to increase the
capital in consideration for the
contribution in connection with the
Merger, by EUR 237,300.00 by the
creation of 118,650 new fully paid-up
shares of a par value of EUR 2.00 each,
carrying rights to the 2006 dividend and
to be distributed among the shareholders
of the acquired Company, according to an
exchange ratio of 10 Sanofi-Aventis
shares against 1 Rhone Cooper share; the
capital will thus increase from EUR
2,708,476,850.00 to EUR
2,708,714,150.00; these new shares
created by Sanofi-Aventis will be
assimilated in all respects to the other
shares comprising the share capital; the
difference between: the amount of the
net assets contributed by Rhone Cooper:
EUR 457,092,028.50; less the quota of
the net assets contributed by Rhone
Cooper corresponding to shares held by
Sanofi- Aventis: EUR 452,475,399.01; and
the amount of the share capital
increase: EUR 237,300.00 represents the
share premium of EUR 4,379,329.49 and
will be allocated to the Merger premium
account to which Sanofi-Aventis
existing and new shareholders will hold
rights; the difference between: the
quota of the net assets contributed by
Rhone Cooper corresponding to shares
held by Sanofi-Aventis: EUR
452,475,399.01; plus the dividend
received by Sanofi-Aventis as a result
of its holding in Rhone Cooper: EUR
3,567,944.70; and the accounting net
value of the Rhone Cooper shares held by
Sanofi-Aventis: EUR 461,177,959.12
represents the capital loss on
transferred shares of EUR 5,134,615.41
and will be allocated to Sanofi-Aventis
balance sheet assets as intangible
assets
E.12 Authorize the Board of Directors to Mgmt No vote
proceed with drawings upon the merger
premium
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.13 Acknowledge the unconditional completion Mgmt No vote
date of the merger will, in a juridical
point of view, be fixed on 31 MAY 2006
and on 01 JAN 2006 in an accounting and
financial point of view; the 118,650 new
fully paid-up shares of a par value of
EUR 2.00 each, created in consideration
for the merger by Sanofi-Aventis will
be distributed among the shareholders of
the acquired Company on 31 MAY 2006,
according to an exchange ratio of 10
Sanofi-Aventis shares against 1 Rhone
Cooper share
E.14 Amend, pursuant to the adoption of the Mgmt No vote
above resolutions, the Article 6 of the
Bylaws as follows: the share capital of
is set at EUR 2,708,714,150.00 and is
divided in to 1,354,357,075 shares of
par value of EUR 2.00 each of the same
class and fully paid in
E.15 Approve to modify the duration of the Mgmt No vote
term of office of the Chairman; amend
the Articles 12 and 16 of the Articles
of the Bylaws
E.16 Grant all powers to the bearer of a copy Mgmt No vote
or an extract of the minutes of this
meeting in order to accomplish all
formalities, filings and registration
prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 195
UNASSIGNED
SAP AG, WALLDORF/BADEN
SECURITY: D66992104 AGENDA NUMBER: 700914698
TICKER: MEETING TYPE: OGM
ISIN: DE0007164600 MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses, des gebilligten
Konzernabschlusses, des Lageberichts und
des Konzernlageberichts sowie des
Berichts des Aufsichtsrats fuer das
Geschaeftsjahr 2005
2. Beschlussfassung ueber die Verwendung Mgmt For *
des Bilanzgewinns aus dem
Geschaeftsjahr05
3. Beschlussfassung ueber die Entlastung Mgmt For *
des Vorstands fuer das Geschaeftsjahr 20
2005
4. Beschlussfassung ueber die Entlastung Mgmt For *
des Aufsichtsrats fuer das
GeschaeftsjahFY 2005
5. Appointment of the Auditor of the Mgmt For *
financial statements and group financial
statements for the FY 2006
6. Resolution on capital increase from Mgmt For *
company funds by three times the amount
ofreifachen Betrag des bisherigen
Grundkapitals durch Umwandlung von
Teilbetraegve and the other revenue
reserves as well as on the adjustment of
Section 4 of the Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Beschlussfassung ueber eine Aenderung Mgmt For *
der Aufsichtsratsverguetung und
entsprechende Satzungsaenderung
8. Beschlussfassung ueber die Schaffung Mgmt For *
neuer Genehmigter Kapitalia Ia und IIa
ge Capital IIa against contributions in
cash and in kind with the option to excl
sowie entsprechende Satzungsaenderungen
e Articles of Association
9. Resolution on the authorization to Mgmt For *
acquire and use treasury shares pursuant
to Aktien gemaess Paragraph 71 Abs. 1
Nr. 8 AktG einschliesslich der
Verwendung ject to the exclusion of the
shareholders subscription rights
10. Resolution on the authorization to use Mgmt For *
equity derivatives in connection with t
beim Erwerb eigener Aktien
11. Resolution on the authorization to issue Mgmt For *
convertible and/or warrant-linked
bononsschuldverschreibungen, die
Aufhebung des Bedingten Kapitals IV, die
Schaffutingent Capital IV, and a new
Contingent Capital IVa and on
corresponding amendments of the Articles
of Association as well as on the option
to exclude the shareholders subscription
rights
12. Beschlussfassung ueber die Zustimmung Mgmt For *
zum Beherrschungs- und
Ergebnisabfuehrunnt between SAP AG and
SAP Erste Beteiligungs- und
Vermogensverwaltungs GmbH anrwaltungs
GmbH sowie ueber die Zustimmung zum
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Beherrschungs- und
Ergebnisabfuehrungsvertrag zwischen der
SAP AG und der SAP Zweite Beteiligungs-
und Vermoegensverwaltungs GmbH
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 195
UNASSIGNED
SASOL LTD
SECURITY: 803866102 AGENDA NUMBER: 700836628
TICKER: MEETING TYPE: AGM
ISIN: ZAE000006896 MEETING DATE: 02-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the annual financial Mgmt For *
statements of the Company and of the
Group for the YE 30 JUN 2005, together
with the reports of the Directors and
the Auditors
2.1 Re-elect Mr. Wam Clewlow as a Director, Mgmt Against *
who retires in terms of the Articles
75(d) and 75(e) of the Company s
Articles of Association
2.2 Re-elect Mr. S. Montsi as a Director, Mgmt Against *
who retires in terms of the Articles
75(d) and 75(e) of the Company s
Articles of Association
2.3 Re-elect Mr. T.S. Munday as a Director, Mgmt Against *
who retires in terms of the Articles
75(d) and 75(e) of the Company s
Articles of Association
2.4 Re-elect Mr. M.S.V. Gantsho as a Mgmt Against *
Director, who retires in terms of the
Articles 75(d) and 75(e) of the Company
s Articles of Association
2.5 Re-elect Mr. A. Jain as a Director, who Mgmt For *
retires in terms of the Articles 75(d)
and 75(e) of the Company s Articles of
Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.1 Re-elect Mr. I.N. Mkhize as a Mgmt Against *
Director, who retires in terms of the
Articles 75(h) of the Company s Articles
of Association
3.2 Re-elect Mr. V.N. Fakude as a Director, Mgmt Against *
who retires in terms of the Articles
75(h) of the Company s Articles of
Association
4. Re-appoint KPMG Inc., as the Auditors Mgmt Against *
5.S.1 Amend the Article 75(a) of the Company s Mgmt For *
Articles of Association, as specified
6.O.1 Approve to place all the unissued shares Mgmt For *
in the capital of the Company under the
control of the Directors in terms of
provisions of the Companies Act, 1973 as
amended (the Act), who are authorized to
allot and issue the same, subject to the
provisions that the aggregate number of
ordinary shares to be allotted and
issued in terms of this resolution shall
be limited to 5% of the number of
ordinary shares in issue on 02 DEC 2005
and subject to the provisions of the Act
and the requirements of the JSE
Securities Exchange South Africa (JSE),
and of the Securities Regulation Panel
7.O.2 Approve the revised annual fees payable Mgmt For *
by the Company or subsidiaries of the
Company, as specified, to the
Non-Executive Directors of the Company
with effect from 01 JUL 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8.O.3 Amend the Clause 18.2 of the Trust Deed Mgmt For *
of the Sasol Share Incentive Scheme
approved by the Members of the Company
as the general meeting of 08 APR 1988
Transact any other business Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote
DUE TO RECEIPT OF RECORD DATE. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 195
UNASSIGNED
SCHERING-PLOUGH CORPORATION
SECURITY: 806605101 AGENDA NUMBER: 932467752
TICKER: SGP MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS J. COLLIGAN Mgmt For For
2 C. ROBERT KIDDER Mgmt For For
3 CARL E. MUNDY, JR. Mgmt For For
4 PATRICIA F. RUSSO Mgmt For For
5 ARTHUR F. WEINBACH Mgmt For For
02 RATIFY THE DESIGNATION OF DELOITTE Mgmt For For
& TOUCHE LLP TO AUDIT THE BOOKS AND
ACCOUNTS FOR 2006
03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For
INSTRUMENTS TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS
04 APPROVE THE DIRECTORS Mgmt For For
COMPENSATION PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For
06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against
STANDARD FOR THE ELECTION OF DIRECTORS
IN CERTIFICATE OF INCORPORATION
07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against
ON THE GREATEST NUMBER OF GOVERNANCE
ISSUES PRACTICABLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 195
UNASSIGNED
SCHLUMBERGER LIMITED (SCHLUMBERGER N
SECURITY: 806857108 AGENDA NUMBER: 932447736
TICKER: SLB MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. DEUTCH Mgmt For For
2 J.S. GORELICK Mgmt For For
3 A. GOULD Mgmt For For
4 T. ISAAC Mgmt For For
5 A. LAJOUS Mgmt For For
6 A. LEVY-LANG Mgmt For For
7 M.E. MARKS Mgmt For For
8 D. PRIMAT Mgmt For For
9 T.I. SANDVOLD Mgmt For For
10 N. SEYDOUX Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 L.G. STUNTZ Mgmt For For
12 R. TALWAR Mgmt For For
02 ADOPTION AND APPROVAL OF Mgmt For For
FINANCIALS AND DIVIDENDS
03 ADOPTION OF AMENDMENT TO THE Mgmt For For
ARTICLES OF INCORPORATION
04 APPROVAL OF AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER
2005 STOCK OPTION PLAN
05 APPROVAL OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 195
UNASSIGNED
SES GLOBAL SA, LUXEMBOURG
SECURITY: L8300G135 AGENDA NUMBER: 700843952
TICKER: MEETING TYPE: EGM
ISIN: LU0088087324 MEETING DATE: 08-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the attendance list, quorum and Mgmt No vote
adopt the agenda
2. Approve the nomination of a Secretary Mgmt No vote
and 2 Scrutineers
3. Approve to reduce the share capital of Mgmt No vote
the Company through cancellation of own
shares held by the Company and amend
Article 4 of the Company s Articles of
Incorporation
4. Approve the Company to acquire own FDRs Mgmt No vote
and/or own A, B or C shares
5. Miscellaneous Other No vote
PLEASE NOTE THAT IN ORDER FOR THE Non-Voting No vote
VOTING INSTRUCTIONS TO BE VALID, THE
VOTING CERTIFICATE FORM MUST BE
COMPLETED AND DULY SIGNED BY THE FDR
HOLDER OR, AS THE CASE MAY BE, THE
BENEFICIAL OWNER. UPON THE RECEIPT OF
THE VOTING CERTIFICATE ON OR BEFORE THE
DATE DETERMINED BY THE FIDUCIARY BEING
01 DEC 2005 AT 05:00 P.M. WITH SUCH
CERTIFICATION AND EVIDENCE AS REQUESTED
BY THE FIDUCIARY OR BY THE COMPANY, THE
FIDUCIARY SHALL TRANSMIT TO THE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
COMPANY THE RELEVANT CERTIFICATIONS AND
SUPPORTING EVIDENCE AND THE COMPANY
SHALL VERIFY WHETHER THE RELEVANT
HOLDERS OF FDR S OR THE BENEFICIAL
OWNERS THEREOF WOULD QUALIFY AS AN
A-SHAREHOLDER OF THE COMPANY IF IN LIEU
OF FDRS THEY HOLD THE CORRESPONDING
NUMBER OF A- SHARES. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION Non-Voting No vote
DUE TO AN ADDITIONAL COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Please note that proposals 3 and 4 are Non-Voting No vote
votable.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 195
UNASSIGNED
SES GLOBAL SA, LUXEMBOURG
SECURITY: L8300G135 AGENDA NUMBER: 700903102
TICKER: MEETING TYPE: AGM
ISIN: LU0088087324 MEETING DATE: 06-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT IN ORDER FOR THE Non-Voting No vote
VOTING INSTRUCTIONS TO BE VALID, YOU
WILL NEED TO SEND IN THE COMPLETED
VOTING CERTIFICATE DULY SIGNED BY THE
FDR HOLDER OR, AS THE CASE MAY BE, THE
BENEFICIAL OWNER. YOU CAN ACCESS THIS
DOCUMENT AT THE HYPERLINK MANAGEMENT
INFORMATION. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
YOU.
1. Approve the attendance list, establish Non-Voting No vote
the quorum and adopt the agenda
2. Acknowledge the nomination of a Non-Voting No vote
Secretary and of 2 Scrutineers
3. Receive the presentation of the Chairman Non-Voting No vote
of the Board of Directors of the 2005
activities report of the Board
4. Receive the presentation of the Non-Voting No vote
President and Chief Executive Officer on
the main developments during 2005 and
perspectives
Investment Company Report
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Page 120 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Receive the presentation of the Chief Non-Voting No vote
Financial Officer, Member of the
Executive Committee, of the 2005
financial reports
6. Receive the audit report Non-Voting No vote
7. Approve the balance sheet as of 31 DEC Mgmt No vote
2005 and of the 2005 profit and loss
accounts
8. Approve the allocation of 2005 profits Mgmt No vote
9. Approve the transfers between reserve Mgmt No vote
accounts
10. Grant discharge the Members of the Board Mgmt No vote
of Directors
11. Grant discharge the Auditor Mgmt No vote
12. Appoint the Auditor for the year 2006 and Mgmt No vote
determine its remuneration
Investment Company Report
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Page 121 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
13. Approve to determine the remuneration of Mgmt No vote
the Board Members
14. Miscellaneous Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 195
UNASSIGNED
SEVEN & I HOLDINGS CO LTD, TOKYO
SECURITY: J7165H108 AGENDA NUMBER: 700963893
TICKER: MEETING TYPE: AGM
ISIN: JP3422950000 MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
3 Amend Articles to: Allow Company to Re- Mgmt For *
Issue Repurchased Shares, Allow
Disclosure of Shareholder Meeting
Materials on the Internet, Clarify the
Rights and Responsibilities of Outside
Directors and Auditors, Expand Business
Lines, Allow Use of Treasury Shares for
Odd-Lot Purchases, Approve Minor
Revisions Due to New Commercial Code
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
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Page 123 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
4.16 Appoint a Director Mgmt For *
5.1 Appoint a Corporate Auditor Mgmt For *
5.2 Appoint a Corporate Auditor Mgmt For *
5.3 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.4 Appoint a Corporate Auditor Mgmt For *
5.5 Appoint a Corporate Auditor Mgmt For *
6 Amend the Compensation to be Received by Mgmt For *
Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 195
UNASSIGNED
SHARP CORPORATION
SECURITY: J71434112 AGENDA NUMBER: 700984683
TICKER: MEETING TYPE: AGM
ISIN: JP3359600008 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 12, Corporate Officers bonuses JPY
468,000,000 (including JPY 33,000,000 to
the Corporate Auditors)
2 Amend the Articles of Incorporation: Mgmt For *
Expand Business Lines, Allow Use of
Electronic Systems for Public
Notifications, Increase Authorized
Capital, Approve Revisions Related to
the New Commercial Code (Please refer to
the attached PDF files.)
3.1 Appoint a Director Mgmt Against *
3.2 Appoint a Director Mgmt Against *
3.3 Appoint a Director Mgmt Against *
3.4 Appoint a Director Mgmt Against *
Investment Company Report
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Page 127 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt Against *
3.6 Appoint a Director Mgmt Against *
3.7 Appoint a Director Mgmt Against *
3.8 Appoint a Director Mgmt Against *
3.9 Appoint a Director Mgmt Against *
3.10 Appoint a Director Mgmt Against *
3.11 Appoint a Director Mgmt Against *
3.12 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt Against *
3.14 Appoint a Director Mgmt Against *
3.15 Appoint a Director Mgmt Against *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt Against *
3.18 Appoint a Director Mgmt Against *
3.19 Appoint a Director Mgmt Against *
3.20 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt Against *
3.22 Appoint a Director Mgmt Against *
3.23 Appoint a Director Mgmt Against *
3.24 Appoint a Director Mgmt Against *
3.25 Appoint a Director Mgmt Against *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 195
UNASSIGNED
SHINSEI BANK, LIMITED
SECURITY: J7385L103 AGENDA NUMBER: 700949451
TICKER: MEETING TYPE: AGM
ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1.1 Elect a Director Mgmt For *
1.2 Elect a Director Mgmt For *
1.3 Elect a Director Mgmt For *
1.4 Elect a Director Mgmt For *
1.5 Elect a Director Mgmt For *
1.6 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.7 Elect a Director Mgmt For *
1.8 Elect a Director Mgmt For *
1.9 Elect a Director Mgmt For *
1.10 Elect a Director Mgmt For *
1.11 Elect a Director Mgmt For *
1.12 Elect a Director Mgmt For *
1.13 Elect a Director Mgmt For *
1.14 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.15 Elect a Director Mgmt For *
2. Amend the Articles of Incorporation: Mgmt For *
Allow Use of Electronic Systems for
Public Notifications, Approve Revisions
Related to the New Commercial Code,
Amend the number of shareholders who
vote as proxies and the method of
election of the chairman of the
committee
3. Approve Issuance of Stock Acquisition Mgmt For *
Rights as Stock Options
4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 195
UNASSIGNED
SLM CORPORATION
SECURITY: 78442P106 AGENDA NUMBER: 932474327
TICKER: SLM MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANN TORRE BATES Mgmt For For
2 CHARLES L. DALEY Mgmt For For
3 W.M. DIEFENDERFER III Mgmt For For
4 THOMAS J. FITZPATRICK Mgmt For For
5 DIANE SUITT GILLELAND Mgmt For For
6 EARL A. GOODE Mgmt For For
7 RONALD F. HUNT Mgmt For For
8 BENJAMIN J. LAMBERT III Mgmt For For
9 ALBERT L. LORD Mgmt For For
10 BARRY A. MUNITZ Mgmt For For
Investment Company Report
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Page 134 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. ALEXANDER PORTER, JR Mgmt For For
12 WOLFGANG SCHOELLKOPF Mgmt For For
13 STEVEN L. SHAPIRO Mgmt For For
14 BARRY L. WILLIAMS Mgmt For For
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT ACCOUNTANTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 195
UNASSIGNED
SPRINT NEXTEL CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932451773
TICKER: S MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEITH J. BANE Mgmt For For
2 GORDON M. BETHUNE Mgmt For For
3 TIMOTHY M. DONAHUE Mgmt For For
4 FRANK M. DRENDEL Mgmt For For
5 GARY D. FORSEE Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 V. JANET HILL Mgmt For For
8 IRVINE O. HOCKADAY, JR. Mgmt For For
9 WILLIAM E. KENNARD Mgmt For For
10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHANIE M. SHERN Mgmt For For
12 WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SPRINT NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL Shr For Against
CONCERNING MAJORITY VOTING.
04 SHAREHOLDER PROPOSAL Shr Against For
CONCERNING CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 195
UNASSIGNED
STANDARD CHARTERED PLC
SECURITY: G84228157 AGENDA NUMBER: 700913052
TICKER: MEETING TYPE: AGM
ISIN: GB0004082847 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the annual report for the YE 31 Mgmt For *
DEC 2005
2. Declare a final dividend of 45.06 US Mgmt For *
cents per ordinary share for the YE 31
DEC 2005
3. Approve the Directors remuneration Mgmt For *
report for the YE 31 DEC 2005
4. Re-elect Mr. E. M. Davies as a Director Mgmt For *
5. Re-elect Mr. N. B. DeNoma as a Director Mgmt For *
6. Re-elect Mr. P. A. Sands as a Director Mgmt For *
7. Re-elect Sir C. K. Chow as a Director Mgmt For *
Investment Company Report
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Page 138 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Mr. R. H. P. Markham as a Mgmt For *
Director
9. Re-elect Mr. H. E. Norton as a Director Mgmt For *
10. Re-elect Mr. B. K. Sanderson, the Group Mgmt For *
Chairman, as a Director
11. Re-appoint KPMG Audit Plc as the Auditor Mgmt For *
of the Company until the end of next
year s AGM
12. Authorize the Board to set the Auditor s Mgmt For *
fees
13. Authorize the Board to allot relevant Mgmt For *
securities (as defined in the Companies
Act 1985), such authority is limited to:
a) the allotment of relevant securities
up to a total nominal value of USD
131,986,987 not greater than 20% of the
issued ordinary share capital of the
Company; b) the allotment when combined
with any allotment made as specified of
relevant securities up to a total
nominal value of USD 219,978,312 in
connection with: i) an offer of relevant
securities open for a period decided on
by the Board: A) to ordinary
shareholders on the register on a
particular date excluding any holder
holding shares as treasury shares, in
proportion as nearly as may be to their
existing holdings for this purpose both
any holder holding shares as treasury
shares and the treasury shares held by
him; and B) to people who are
registered on a particular date as
holders of other classes of equity
securities excluding any holder holding
shares as treasury shares, if
Investment Company Report
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Page 139 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
this is required by the rights of those
securities or, if the Board considers it
appropriate, as permitted by the rights
of those securities; and so that the
Board may impose any limits or
restrictions and make any arrangements
which it considers necessary or
appropriate to deal with fractional
entitlements, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter;
and (ii) a scrip dividend scheme or
similar arrangement implemented in
accordance with the Articles of
Association of the Company; c) the
allotment of relevant securities
pursuant to the terms of any existing
share scheme of the Company or any of
its subsidiary undertakings adopted
prior to the date of this meeting; such
authority to apply for the period from
04 MAY 2006 until the earlier of the end
of next year s AGM and 03 AUG 2007, so
that the Company may make offers end
enter into agreements during the
relevant period which would, or might,
require relevant securities to be
allotted after the authority ends and
the Board may allot relevant securities
under any such offer or agreement, as if
the authority had not ended
14. Authorize the Board to allot relevant Mgmt For *
securities up to a total nominal value
of USD 131,986,987 pursuant to
Resolution 13 be extended by the
addition of such number of ordinary
shares of USD 0.50 each representing the
nominal amount of the Company s share
capital repurchased by the Company under
the authority granted pursuant to
Resolution 16
S.15 Authorize the Board, subject to the Mgmt For *
passing of Resolution 13, to allot
equity securities as defined in the
Companies Act 1986 for cash under the
authority given by that resolution
and/or where the allotment constitutes
an allotment of equity securities by
virtue of Section 94(3A) of the
Companies Act 1985, free of the
restriction in Section 89(1) of the
Companies Act 1985, such power to be
limited to: a) the allotment of equity
securities
Investment Company Report
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Page 140 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
in connection with en offer of equity
securities open for a period decided on
by the Board: i) to ordinary
shareholders on the register on a
particular date excluding any holder
holding shares as treasury shares, in
proportion to their existing holdings
ignoring for this purpose both any
holder holding shares as treasury shares
and the treasury shares held by him;
and ii) to people who are registered on
a particular date as holders of other
classes of equity securities excluding
any holder holding shares as treasury
shares, if this is required by the
rights of those securities or; if the
Board considers it appropriate, as
permitted by the rights of those
securities, and so that the Board may
impose any limits or restrictions and
make any arrangements which it considers
necessary or appropriate to deal
fractional entitlements, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter; and b) the allotment
otherwise than under a) above of equity
securities up to a total nominal value
of USD 32,996,746; Authority to apply
from 04 MAY 2006 until the of the end of
next years AGM and 03 AUG 2007, but
during this period the Company may make
offers, and enter into agreements, which
would, or might, require equity
securities to be allotted after the
power ends and the Board may allot
equity securities under any such offer
or agreement as if the power had not
ended
S.16 Authorize the Company, generally and Mgmt For *
without conditions, to make market
purchases as defined in the Companies
Act 1985 of its ordinary shares of USD
0.50 each, provided that: a) the Company
does not purchase more than 131,986,987
shares under this authority b) the
Company does not pay less for each share
before expenses than USD 0.50 or the
equivalent in the currency in which the
purchase is made, calculated by
reference to a spot exchange rate for
the purchase of US dollars with such
other currency as displayed on the
appropriate page of the Reuters screen
at or around 11.00 am London time on the
business day before the day the Company
agrees to buy the shares; and c)
Investment Company Report
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Page 141 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the Company does not pay more for each
share than 5% over the average of the
middle market prices of the ordinary
shares according to the Daily Official
list of the London Stock Exchange for
the five business days immediately
before the date on which the Company to
buy the shares and the price stipulated
by Article 5(1) of the Buy-Back and
Stabilisation Regulation EC No.
2273/2003; Authority expires earlier to
apply from 04 MAY 2006 until the earlier
of the end of next year s AGM and 03 AUG
2007 unless previously cancelled or
varied by the Company general meeting,
but during this period the Company may
agree to purchase shares where the
purchase may not be completed fully or
partly until after the authority ends
and may make a purchase of ordinary
shares in accordance with any such
agreement as if the authority had not
ended
S.17 Authorize the Company, generally and Mgmt For *
without conditions, to make market
purchases as defined in the Companies
Act 1985 of up to 328,388 dollar
preference shares and up to 195,285,000
starling preference shares provided
that: a) the Company does not pay less
for each share before expenses than the
nominal value of the share or the
equivalent in the currency in which the
purchase is made, calculated by
reference to the spot exchange rate for
the purchase of the currency in which
the relevant share is denominated with
such other currency as displayed on the
appropriate page of the Reuters screen
at or around 11.00 am London time on the
business day before the day the Company
agrees to buy the shares; and b) the
Company does not pay more: i) for each
sterling preference share before
expenses than 25% over the average of
the middle market prices of such shares
according to the daily official list of
the London Stock Exchange for the 10
business days immediately before the
date on which the Company agrees to buy
the shares; and ii) for each dollar
preference share before expenses than
25% over the average of the middle
market prices of such shares according
to the daily official list of the London
Investment Company Report
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Page 142 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Stock Exchange for the ten business days
immediately before the date on which the
Company agrees to buy the shares;
Authority to apply from 04 MAY 2006
until the end of next year s AGM and 03
AUG 2007 unless previously cancelled or
varied by the Company in general
meeting, but during this period the
Company may agree to purchase shares
where the purchase may not be completed
fully or partly until after the
authority ends and may make a purchase
of shares in accordance with any such
agreement as if the authority had not
ended
18. Authorize the Company, in accordance Mgmt For *
with Section 347C of the Companies Act
1985, as amended, to make donations to
EU political organizations and/or to
incur EU political expenditure as
specified under Section 347A of the
Companies Act 1985, as amended provided
that; i) such donations to EU political
organizations shall not when aggregated
with any donations to EU political
organizations made by the Standard
Chartered Bank in the relevant period in
total exceed the sum of GBP 100,000 or
the equivalent in 1 or more other
currencies translated at such rates s as
the Directors of the Company shall
consider appropriate; and ii) such EU
political expenditure shall not when
aggregated with any EU political
expenditure incurred by Standard
Chartered Bank in the relevant period in
total exceed the sum of GBP 100,000 or
the equivalent in 1 or more other
currencies translated at such rates(s)
as the Directors of the Company shall
consider appropriate; Authority expires
on the earlier of the end of next year s
AGM and 03 AUG 2007; the Company may
enter into a contract or undertaking
this authority before its expiry which
would or might be performed wholly or
partly after its expiry and may make
donations to political organizations
and/or incur EU political expenditure
pursuant to such contract or
understanding
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
19. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Companies Act
1985, to make donations to EU political
organizations and/or to incur EU
political expenditure as specified under
Section 347A of the Companies Act 1985,
as amended provided that; i) such
donations to EU political organizations
shall not when aggregated with any
donations to EU political organizations
made by the Company in the relevant
period in total exceed the sum of USD
100,000 or the equivalent in 1 or more
other currencies translated at such
rates(s) as the Directors of the Company
shall consider appropriate; and ii)
such EU political expenditure shall not
when aggregated with any EU political
expenditure incurred by Company in the
relevant period in total exceed the sum
of USD 100,000 or the equivalent in 1 or
more other currencies translated at such
rate(s) as the Directors of the Company
shall consider appropriate; Authority
expires on the earlier of the end of
next year s AGM and 03 AUG 2007; the
Company may enter into a contract or
undertaking this authority before its
expiry which would or might be performed
wholly or partly after its expiry and
may make donations to political
organizations and/or incur EU political
expenditure pursuant to such contract or
understanding
20. Amend the rules of the Standard Mgmt For *
Chartered 2001 Performance Share Plan to
reflect the changes as specified and
authorize the Board to do anything which
it considers necessary or desirable to
give effect to these changes
21. Approve the Standard Chartered 2006 Mgmt For *
Restricted Share Scheme as specified and
authorize the Board to do anything which
it considers necessary or desirable to
carry the same into effect and to make
such changes as it may consider
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 195
UNASSIGNED
SUMITOMO REALTY & DEVELOPMENT CO LTD
SECURITY: J77841112 AGENDA NUMBER: 700992868
TICKER: MEETING TYPE: AGM
ISIN: JP3409000001 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 5
2 Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code (Please refer to the
attached PDF files.)
3.1 Appoint a Corporate Auditor Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 195
UNASSIGNED
SUNCOR ENERGY INC.
SECURITY: 867229106 AGENDA NUMBER: 932454616
TICKER: SU MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MEL E. BENSON Mgmt For For
2 BRIAN A. CANFIELD Mgmt For For
3 BRYAN P. DAVIES Mgmt For For
4 BRIAN A. FELESKY Mgmt For For
5 JOHN T. FERGUSON Mgmt For For
6 W. DOUGLAS FORD Mgmt For For
7 RICHARD L. GEORGE Mgmt For For
8 JOHN R. HUFF Mgmt For For
9 M. ANN MCCAIG Mgmt For For
10 MICHAEL W. O'BRIEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JR SHAW Mgmt For For
12 EIRA M. THOMAS Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF THE CORPORATION FOR
THE ENSUING YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 195
UNASSIGNED
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
SECURITY: 881624209 AGENDA NUMBER: 932401615
TICKER: TEVA MEETING TYPE: Special
ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE ISSUANCE OF ORDINARY Mgmt For For
SHARES OF TEVA, PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED JULY
25, 2005, BY AND AMONG IVAX CORPORATION,
TEVA AND TWO WHOLLY OWNED SUBSIDIARIES
OF TEVA, IVORY ACQUISITION SUB, INC. AND
IVORY ACQUISITION SUB II, INC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 195
UNASSIGNED
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
SECURITY: 881624209 AGENDA NUMBER: 932481548
TICKER: TEVA MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For
CONSOLIDATED BALANCE SHEET AS OF
DECEMBER 31, 2005 AND THE CONSOLIDATED
STATEMENTS OF INCOME FOR THE YEAR THEN
ENDED.
02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For
RECOMMENDATION THAT THE CASH DIVIDEND
FOR THE YEAR ENDED DECEMBER 31, 2005 BE
DECLARED FINAL.
03 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For
STATUTORY INDEPENDENT DIRECTOR FOR AN
ADDITIONAL TERM OF THREE YEARS.
4A TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR A THREE-YEAR TERM: DR. PHILLIP FROST
4B TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR A THREE-YEAR TERM: CARLO SALVI
4C TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR A THREE-YEAR TERM: DAVID SHAMIR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For
AND OFFICER S LIABILITY INSURANCE FOR
THE DIRECTORS AND OFFICERS OF THE
COMPANY.
06 TO APPROVE AN AMENDMENT TO SECTION 60(E) Mgmt For For
OF THE COMPANY S ARTICLES OF
ASSOCIATION.
07 TO APPROVE AN INCREASE IN THE Mgmt For For
REMUNERATION PAID TO THE DIRECTORS OF
THE COMPANY (OTHER THAN THE CHAIRMAN OF
THE BOARD).
08 TO APPOINT KESSELMAN & KESSELMAN, AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND DETERMINE THEIR COMPENSATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 195
UNASSIGNED
THE BOEING COMPANY
SECURITY: 097023105 AGENDA NUMBER: 932457232
TICKER: BA MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. BIGGS Mgmt For For
2 JOHN E. BRYSON Mgmt For For
3 LINDA Z. COOK Mgmt For For
4 WILLIAM M. DALEY Mgmt For For
5 KENNETH M. DUBERSTEIN Mgmt For For
6 JOHN F. MCDONNELL Mgmt For For
7 W. JAMES MCNERNEY, JR. Mgmt For For
8 RICHARD D. NANULA Mgmt For For
9 ROZANNE L. RIDGWAY Mgmt For For
10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 ADOPT MANAGEMENT PROPOSAL TO Mgmt For For
APPROVE THE BOEING COMPANY ELECTED
OFFICER ANNUAL INCENTIVE PLAN.
03 ADOPT MANAGEMENT PROPOSAL TO Mgmt For For
APPROVE AMENDMENT OF THE BOEING COMPANY
2003 INCENTIVE STOCK PLAN.
04 ADOPT MANAGEMENT PROPOSAL TO Mgmt For For
ELIMINATE CERTAIN SUPERMAJORITY VOTE
REQUIREMENTS.
05 ADVISE ON APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS.
06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
08 PREPARE A REPORT ON CHARITABLE Shr Against For
CONTRIBUTIONS.
09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against
ELECTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 195
UNASSIGNED
THE CARPHONE WAREHOUSE GROUP PLC, LONDON
SECURITY: G5344S105 AGENDA NUMBER: 700770820
TICKER: MEETING TYPE: AGM
ISIN: GB0008787029 MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the accounts and reports of the Mgmt For *
Directors and the Auditors for the
period ended 02 APR 2005
2. Approve the remuneration report as Mgmt Against *
specified in the annual report 2005
3. Declare a final dividend of 1.25 pence Mgmt For *
per ordinary share for the period ended
02 APR 2005
4. Re-elect Mr. Charles Dunstone as a Mgmt Against *
Director
5. Re-elect Mr. Roger Taylor as a Director Mgmt For *
6. Re-elect Mr. John Gildersleeve as a Mgmt For *
Director
7. Elect Mr. David Goldie as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Deloitte and Touche LLP as Mgmt For *
the Auditors of the Company, until the
conclusion of the next general meeting
at which the accounts are laid before
the Company and authorize the Audit
Committee to determine the Auditors
remuneration
S.9 Authorize the Directors, for the purpose Mgmt For *
of Section 80(1) of the Companies Act
1985 Act to exercise all the powers of
the Company to allot relevant securities
Section 80(2) of the Act up to an
aggregate nominal amount of GBP 292,469
being the aggregate nominal amount of
one third of the issued ordinary share
capital of the Company at 02 APR 2005;
Authority expires at the earlier of
conclusion of the next AGM of the
Company in 2006 or 15 months; and the
Directors may allot relevant securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
S.10 Authorize the Directors, pursuant to Mgmt For *
Section 95 of the Act, to allot equity
securities Section 94(2) of the Act
pursuant to the authority conferred by
Resolution 9, disapplying the statutory
pre-emption rights Section 89(1),
provided that this power is limited to
the allotment of equity securities: 1)
in connection with a rights issue in
favor of holders of ordinary shares of
0.1p each in the capital of the Company;
and 2) up to an aggregate nominal amount
of GBP 43,870 5% of the aggregate
nominal amount of the issued share
capital of the Company as at 02 APR 2005
; Authority expires the earlier of the
conclusion of the next AGM of the
Company in 2006 or 15 months; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.11 Authorize the Company, for the purposes Mgmt For *
of Section 166 of the Act, to make
market purchases Section 163 of the Act
up to aggregate number of 87,740,822
ordinary shares, at a minimum price
equal to 0.1p nominal value and not more
than 5% above the average middle market
quotations of the Company s ordinary
shares derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion of
the next AGM of the Company in 2006 or
15 months; the Company, before the
expiry, may make a contract or contracts
to purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 195
UNASSIGNED
THE GOLDMAN SACHS GROUP, INC.
SECURITY: 38141G104 AGENDA NUMBER: 932442267
TICKER: GS MEETING TYPE: Annual
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LLOYD C. BLANKFEIN Mgmt For For
2 LORD BROWNE OFMADINGLEY Mgmt For For
3 JOHN H. BRYAN Mgmt For For
4 CLAES DAHLBACK Mgmt For For
5 STEPHEN FRIEDMAN Mgmt For For
6 WILLIAM W. GEORGE Mgmt For For
7 JAMES A. JOHNSON Mgmt For For
8 LOIS D. JULIBER Mgmt For For
9 EDWARD M. LIDDY Mgmt For For
10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RUTH J. SIMMONS Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For
SACHS RESTRICTED PARTNER COMPENSATION
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR 2006 FISCAL
YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 195
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932357191
TICKER: PG MEETING TYPE: Special
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 27,
2005, AMONG THE PROCTER & GAMBLE
COMPANY, AQUARIUM ACQUISITION CORP., A
WHOLLY-OWNED SUBSIDIARY OF PROCTER &
GAMBLE, AND THE GILLETTE COMPANY, AND
APPROVE THE ISSUANCE OF PROCTER & GAMBLE
COMMON STOCK IN THE MERGER.
02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE ISSUANCE OF
PROCTER & GAMBLE COMMON STOCK IN THE
MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 195
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932387889
TICKER: PG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE L. BYRNES Mgmt For For
2 SCOTT D. COOK Mgmt For For
3 CHARLES R. LEE Mgmt For For
4 W. JAMES MCNERNEY, JR. Mgmt For For
5 ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVE AMENDMENT TO AMENDED ARTICLES Mgmt For For
OF INCORPORATION AND CODE OF REGULATIONS
TO ELIMINATE REFERENCES TO THE EXECUTIVE
COMMITTEE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For
REGULATIONS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For
WITH ANIMAL TESTING POLICY
06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For
COMPANY
07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 162 of 195
UNASSIGNED
TOKYO ELECTRON LIMITED
SECURITY: J86957115 AGENDA NUMBER: 700949425
TICKER: MEETING TYPE: AGM
ISIN: JP3571400005 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 30, Directors bonuses JPY
215,500,000
2. Amend the Articles of Incorporation: Mgmt For *
Approve the Handling of Distribution of
Surplus Earnings
3. Amend the Articles of Incorporation: Mgmt Against *
Approve the Conclusion of
Liability-Limiting Contracts with
Outside Directors and Outside Auditors
4. Amend the Articles of Incorporation: Mgmt For *
Approve Authority to Convene General
Meeting of Shareholders and Board of
Directors Meeting, and concerning the
Chairman of Those Meetings
5. Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code, Allow Use of Electronic
Systems for Public Notifications
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 163 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.1 Elect a Director Mgmt For *
6.2 Elect a Director Mgmt For *
6.3 Elect a Director Mgmt For *
6.4 Elect a Director Mgmt For *
6.5 Elect a Director Mgmt For *
6.6 Elect a Director Mgmt For *
6.7 Elect a Director Mgmt For *
6.8 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.9 Elect a Director Mgmt For *
6.10 Elect a Director Mgmt For *
6.11 Elect a Director Mgmt For *
7. Approve Issuance of Share Acquisition Mgmt For *
Rights as Stock Options
8. Amend the Compensation to be received by Mgmt For *
Directors
9. Amend the Compensation to be received by Mgmt For *
Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 165 of 195
UNASSIGNED
TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY
SECURITY: J92676113 AGENDA NUMBER: 701001745
TICKER: MEETING TYPE: AGM
ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Appoint
Independent Auditors, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 166 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 167 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt For *
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt For *
3.18 Appoint a Director Mgmt For *
3.19 Appoint a Director Mgmt For *
3.20 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 168 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt For *
3.22 Appoint a Director Mgmt For *
3.23 Appoint a Director Mgmt For *
3.24 Appoint a Director Mgmt For *
3.25 Appoint a Director Mgmt For *
3.26 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 169 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.3 Appoint a Corporate Auditor Mgmt For *
5 Authorize Use of Stock Options for Other For *
Directors, Senior Executives and
Employees
6 Approve Purchase of Own Shares Mgmt For *
7 Approve Final Payment Associated with Other For *
Abolition of Retirement Benefit System
for Directors and Auditors
8 Amend the Compensation to be Received by Mgmt For *
Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 170 of 195
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 700905269
TICKER: MEETING TYPE: OGM
ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
292933, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. Approve the annual report, the Group and Mgmt No vote
the parent Company accounts for FY 2005
reports of the Group and the Statutory
Auditors
2. Approve the appropriation of the Mgmt No vote
retained earnings, dividend for FY 2005
3. Grant discharge to the Members of the Mgmt No vote
Board of Directors and the Group
Executive Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 171 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote
Member
4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote
Board Member
4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote
Board Member
4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote
4.3 Ratify Ernst & Young as the Auditors Mgmt No vote
4.4 Ratify BDO Visura as the Special Mgmt No vote
Auditors
5.1 Approve the cancellation of shares Mgmt No vote
repurchased under the 2005/2006 Share
Buyback Program
5.2 Approve the new Share Buy Back Program Mgmt No vote
for 2006/2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 172 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.3 Approve 1-time payout in the form of a Mgmt No vote
par value repayment
5.4 Approve the share split
5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote
4A of the Articles of Association
5.5.2 Approve the reduction of the threshold Mgmt No vote
value for agenda item requests Article
12 Paragraph 1 of the Articles of
Association
6. Approve to create conditional capital Mgmt No vote
and amend Article 4A Paragraph 2 of the
Articles of Association
PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote
YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF THE NAMES OF THE AUDITORS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 173 of 195
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700838608
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 16 DEC 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Appoint the Directors after having Mgmt No vote
determined how many they are to be for
the 3 year term 2006-2008; approve that
their term will end in combination with
the 2008 shareholders meeting call
2. Approve to determine the Board of Mgmt No vote
Directors and the Executive Committee s
salary for every future year in office
as per Article 26 of the Bylaw,
nevertheless for the internal Auditors
and their President as per the
Legislative Decree 231/01
3. Grant authority for the purchase and Mgmt No vote
sale of own shares as per Article
2357-Ter of the Italian Civil Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 174 of 195
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700917771
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote
APR 2006 HAS BEEN POSTPONED DUE TO LACK
OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 12 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 02
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the financial statements for the Mgmt No vote
YE 31 DEC 2005, accompanied by reports
by the Directors and the Independent
Auditors, report by the Board of
Statutory Auditors and the consolidated
financial statements and the social and
environmental report
O.2 Approve the allocation of net profit for Mgmt No vote
the year
O.3 Approve the Group Personnel long-term Mgmt No vote
Incentive Plan for 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 175 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.1 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 1
year starting from the date of
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to increase the
share capital, with the exclusion of
rights, as allowed by Section 2441.8 of
the Italian Civil Code, for a maximum
nominal amount of EUR 21,000,000 to
service the exercise of options to
subscribe to up to 42,000,000 ordinary
shares in Unicredito Italiano of par
value EUR 0.50 each, to reserve for the
executive personnel in the holding
Company and the Group s Bank and
Companies who hold positions of
particular importance for the purposes
of achieving the Group s overall
objectives, consequently amend the
Articles of Association
E.2 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 5
years starting from the date of the
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to carry out a bonus
capital increase, as allowed by the
Section 2349 of the Italian Civil Code,
for a maximum nominal amount of EUR
6,500,000 corresponding to up to
13,000,000 ordinary shares in Unicredito
Italiano of par value EUR 0.50 each, to
allocate to the executive personnel in
the holding Company and the Group s
Banks and Companies, who hold positions
of particular importance for the
purposes of achieving the Group s
overall objectives, consequently amend
the Articles of Association
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE AND REVISED
NUMBERING. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 176 of 195
UNASSIGNED
UNITEDHEALTH GROUP INCORPORATED
SECURITY: 91324P102 AGENDA NUMBER: 932481447
TICKER: UNH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES A. JOHNSON Mgmt For For
2 DOUGLAS W. LEATHERDALE Mgmt For For
3 WILLIAM W. MCGUIRE, MD Mgmt For For
4 MARY O. MUNDINGER, PHD Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
03 SHAREHOLDER PROPOSAL CONCERNING DIRECTOR Shr For Against
ELECTION MAJORITY VOTE STANDARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 177 of 195
UNASSIGNED
VALERO ENERGY CORPORATION
SECURITY: 91913Y100 AGENDA NUMBER: 932414244
TICKER: VLO MEETING TYPE: Special
ISIN: MEETING DATE: 01-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF AN AMENDMENT TO VALERO S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE TOTAL NUMBER OF SHARES OF
COMMON STOCK, PAR VALUE $0.01 PER SHARE,
THAT VALERO HAS THE AUTHORITY TO ISSUE
FROM 600,000,000 SHARES TO 1,200,000,000
SHARES.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 178 of 195
UNASSIGNED
VALERO ENERGY CORPORATION
SECURITY: 91913Y100 AGENDA NUMBER: 932460809
TICKER: VLO MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JERRY D. CHOATE Mgmt For For
2 WILLIAM R. KLESSE Mgmt For For
3 DONALD L. NICKLES Mgmt For For
4 SUSAN KAUFMAN PURCELL Mgmt For For
02 RATIFICATION OF KPMG LLP AS AUDITORS FOR Mgmt For For
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 179 of 195
UNASSIGNED
VEOLIA ENVIRONNEMENT, PARIS
SECURITY: F9686M107 AGENDA NUMBER: 700919066
TICKER: MEETING TYPE: EGM
ISIN: FR0000124141 MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 180 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.1 Approve the report of the Chairman of Mgmt No vote
the Board of Directors on the Board
works and the internal audit procedures,
the Management of the Board of Directors
and the Auditors general report, and the
company s financial statements and the
balance sheet for the year 2005, as
presented
O.2 Approve the consolidated financial Mgmt No vote
statements for the said FY, in the form
presented to the meeting
O.3 Approve the charges and expenses Mgmt No vote
governed by Article 39-4 of the French
General Tax Code of EUR 2,250,785.00
O.4 Approve the recommendations of the Board Mgmt No vote
of Directors and resolves that the
available income be appropriated as
follows: earnings for the FY: EUR
388,429,495.00 prior retained earnings:
EUR 699,982,668.00 i.e. an amount of:
EUR 1,088,412,163.00 allocated to: legal
reserve: EUR 19,421,475.00 dividend: EUR
333,100,009.00 retained earnings: EUR
735,890,679.00 the shareholders will
receive a net dividend of EUR 0.85 per
share for each of the 391,882,364 shares
entitled to the dividend, and will
entitle to the 40% allowance and to a
basic allowance, the dividend will be
paid on 29 MAY 2006
O.5 Approve, pursuant to Article 39 of the Mgmt No vote
amended finance law for 2004, to
transfer the balance of EUR
118,824,052.00 posted to the special
reserve of long-term capital gains to
the ordinary reserve account; the
special tax resulting from this transfer
amounts to EUR 2,970,601.00. after these
transactions, the ordinary reserve
account will amount to EUR
343,226,042.00
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 181 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.6 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-38 of the French
Commercial Code and approve the
agreement referred to therein
O.7 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-38 of the French
Commercial Code and approve the
agreement referred to therein
O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote
for a 6 year period
O.9 Appoint Mr. Jean-Francois Dehecq as a Mgmt No vote
Director for a 6 year period
O.10 Appoint Mr. Jean-Marc Espalioux as a Mgmt No vote
Director for a 6 year period
O.11 Appoint Mr. Paul Louis Girardot as a Mgmt No vote
Director for a 6 year period
O.12 Appoint Mr. Serge Michel as a Director Mgmt No vote
for a 6 year period
O.13 Appoint Mr. Georges Ralli as a Director Mgmt No vote
for a 6-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 182 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.14 Appoint Mr. Murray Stuart for a 6 year Mgmt No vote
period
O.15 Approve the total annual fees of EUR Mgmt No vote
770,000.00 to the Board of Directors
Members
O.16 Authorize the Board of Directors to buy Mgmt No vote
or buy back the Company s shares on the
open market, subject to the conditions
described as fallows: maximum purchase
price: EUR 60.00, maximum number of
shares to be acquired: 10% of the share
capital, i.e. 40,787,261 shares, maximum
funds invested in the share buybacks:
EUR 1,500,000,000.00; Authority expires
at the end of 18-months; it supersedes,
eventually, the fraction unused of any
and all earlier delegations to the same
effect; and to take all necessary
measures and accomplish all necessary
formalities
E.17 Authorize the Board of Directors, in Mgmt No vote
order to increase the share capital, in
one or more occasions, in France or
abroad, by way of issuing, with
preferred subscription rights
maintained, shares or securities giving
access to the capital, to be subscribed
either in cash or by the offsetting of
debts, or by way of capitalizing
reserves, profits or premiums; the
maximal nominal amount of capital
increases to be carried out under this
delegation of authority shall not exceed
EUR 1,000,000,000.00; it is worth noting
that the overall maximum nominal amount
of capital increases which may be
carried out under this delegation of
authority and the ones of Resolutions
18, 19, 20, 21, 22, 23, 24 and 25 is set
at EUR 2,220,000,000.00; Authority
expires at the end of 26-months it
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 183 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
supersedes, eventually, the fraction
unused of any and all earlier
delegations to the same effect; and to
take all necessary measures and
accomplish all necessary formalities
E.18 Authorize the Board of Directors in Mgmt No vote
order to increase the share capital, in
one or more occasions, in France or
abroad, by way of a public offering,
through issuance, without preferred
subscription rights, of shares or
securities giving access to the capital
or securities giving right to the
allocation of debt securities, to be
subscribed either in cash or by the
offsetting of debts, or by way of
capitalizing reserves, profits or
premiums; these securities may be issued
in consideration for securities tendered
in a public exchange offer carried out
in France or Abroad on securities
complying with the conditions of Article
L.225-148 of the French Commercial Code;
the maximal nominal amount of capital
increases to be carried out under this
delegation of authority shall not exceed
EUR 400,000,000.00 Authority expires at
the end of 26 months
E.19 Authorize the Board of Directors, to Mgmt No vote
increase the share capital, in one or
more occasions, to a maximum nominal
amount of EUR 370,000,000.00 by way of
capitalizing reserves, profits, premiums
or other means, provided that such
capitalization is allowed by law and
under the By-Laws, by issuing bonus
shares or raising the par value of
existing shares, or by a combination of
these methods; Authority expires at the
end of 26-months; and to take all
necessary measures and accomplish all
necessary formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 184 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.20 Authorize the Board of Directors may Mgmt No vote
decide to increase the number of
securities to be issued in the event of
a capital increase in the event of a
capital increase with preferential
subscription right of shareholders, at
the same price as the initial issue;
within 30 days of the closing of the
subscription period and up to a maximum
of 15% of the initial issue; Authority
expires at the end of 26-months
E.21 Authorize the Board op Directors may Mgmt No vote
decide to increase the number of
securities to be issued in the event of
a capital increase in the event of a
capital increase without preferential
subscription right of shareholders, at
the same price as the initial issue,
within 30 days of the closing of the
subscription period and up to a maximum
of 15% of the initial issue; Authority
expires at the end of 26-months
E.22 Approve the Board of Directors to Mgmt No vote
increase the share capital up to 10% of
the share capital in consideration for
the contribu11ons in kind granted to the
company and comprised of capital
securities or securities giving access
to share capital; authority expires at
the end of 26-months it supersedes,
eventually, the fraction unused of any
and all earlier delegations to the same
effect
E.23 Authorize the Board of Directors, to Mgmt No vote
increase the share capital, on one or
more occasions, by way of issuing,
without preferred subscription rights;
shares or securities giving access to
the capital, in favor of the Members of
one or several Company savings plans;
Authority expires at the end of
26-months; and for an amount that shall
not exceed EUR 15,000,000.00 if
supersedes, eventually, the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 185 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
fraction unused of any and all earlier
delegations to the same effect; and to
take all necessary measures and
accomplish all necessary formalities
E.24 Authorize the Board of Directors to Mgmt No vote
grant, in one or more transactions, to
employees and eventually, Corporate
Officers of the Company and related the
Companies, options giving the right
either to subscribe for new shares in
the Company to be issued through a share
capital increase; or to purchase
existing shares purchased by the
company, it being provided that the
options shall not give rights to a total
number of shares, which shall exceed 1%
of the share capital; Authority expires
at the end of 26-months; and to take
all necessary measures and accomplish
all necessary formalities
E.25 Authorize the Board of Directors to Mgmt No vote
grant, for free, on one or more
occasions, existing or future shares, in
favor of the employees of the Company
and related Companies and, or Corporate
Officers or some of them, they may not
represent more than 0.50% of the share
capital; Authority expires at the end of
26- months; and to take all necessary
measures and accomplish all necessary
formalities
E.26 Authorize the Board of Directors to Mgmt No vote
reduce the share capital, on one or more
occasions, by canceling all or part of
self-held shares in accordance with
Articles L.225-209 ET SEQ of the French
Commercial Code, up to a maximum of 10%
of the share capital over a 24-month
period; Authority expires at the end of
26-months; and to take all necessary
measures and accomplish all necessary
formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 186 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.27 Grant all power to the bearer of an Mgmt No vote
original a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by law
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 11 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE NUMBERING OF THE
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 187 of 195
UNASSIGNED
VODAFONE GROUP PLC NEW
SECURITY: G93882101 AGENDA NUMBER: 700766249
TICKER: MEETING TYPE: AGM
ISIN: GB0007192106 MEETING DATE: 26-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the report of the Directors and Mgmt For *
financial statements for the year ended
31 MAR 2005
2. Re-elect Lord MacLaurin of Knebworth, Mgmt For *
DL, as a Director of the Company who
retires voluntarily
3. Re-elect Mr. Paul Hazen as a Director of Mgmt For *
the Company, who retires in accordance
with the Company's Articles of
Association
4. Re-elect Mr. Arun Sarin as a Director of Mgmt For *
the Company, who retires in accordance
with the Company's Articles of
Association
5. Re-elect Sir Julian Horn-Smith as a Mgmt For *
Director of the Company, who retires
voluntarily
6. Re-elect Mr. Peter Bamford as a Director Mgmt For *
of the Company, who retires voluntarily
7. Re-elect Mr. Thomas Geitner as a Mgmt For *
Director of the Company, who retires
voluntarily
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 188 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Dr. Michael Boskin as a Mgmt For *
Director of the Company, who retires in
accordance with the Company's Articles
of Association
9. Re-elect Mr. Lord Broers as a Director Mgmt For *
of the Company, who retires voluntarily
10. Re-elect Mr. John Buchanan as a Director Mgmt For *
of the Company, who retires voluntarily
11. Re-elect Mr. Penny Hughes as a Director Mgmt For *
of the Company, who retires in
accordance with the Company's Articles
of Association
12. Re-elect Professor Jurgen Schrempp as a Mgmt For *
Director of the Company, who retires
voluntarily
13. Re-elect Mr. Luc Vandevelde as a Mgmt For *
Director of the Company, who retires
voluntarily
14. Elect Sir John Bond as a Director of the Mgmt For *
Company, who retires in accordance with
the Company's Articles of Association
15. Elect Mr. Andrew Halford as a Director Mgmt For *
of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 189 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16. Declare a final dividend recommended by Mgmt For *
the Directors of 2.16p per ordinary
share for the year ended 31 MAR 2005
payable on the ordinary shares of the
Company to all members whose names
appeared on the Register of Members on
03 JUN 2005 and that such dividend be
paid on 05 AUG 2005
17. Approve the remuneration report of the Mgmt For *
Board for the year ended 31 MAR 2005
18. Re-appoint Deloitte & Touche LLP as the Mgmt For *
Auditors to the Company until the next
AGM
19. Authorize the Audit Committee to Mgmt For *
determine the remuneration of the
Auditors
20. Authorize the Company and any Company Mgmt For *
which is or becomes a subsidiary of the
Company during the period to which this
Resolution relates, for the purposes of
Part XA of the Companies Act 1985 to: i)
make Donations to EU Political
Organizations not exceeding GBP 50,000
in total; and ii) to incur EU Political
Expenditure not exceeding GBP 50,000 in
total, during the period ending on the
date of the Company's AGM in 2006; for
the purposes of this Resolution, the
expressions 'Donations', 'EU Political
Organizations' and 'EU Political
Expenditure' have the meanings set out
in Part XA of the Companies Act 1985 as
amended by the Political Parties,
Elections and Referendums Act 2000
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 190 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
21. Approve to renew the authority conferred Mgmt For *
on the Directors by Article 16.2 of the
Company's Articles of Association for
this purpose: the Section 80 amount be
USD 900,000,000; and the prescribed
period be the period ending on the date
of the AGM in 2006 or on 26 OCT 2006,
whichever is the earlier
S.22 Approve, subject to the passing of Mgmt For *
Resolution 21, to renew the power
conferred on the Directors by Article
16.3 of the Company's Articles of
Association for the prescribed period
specified in Resolution 21 and for such
period the Section 89 amount be USD
320,000,000 with such amount including
the sale of ordinary shares held in
treasury
S.23 Authorize the Company, for the purposes Mgmt For *
of Section 166 of the Companies Act
1985, to make market purchases as
defined in Section 163 of that Act of
ordinary shares of USD 0.10 each in the
capital of the Company provided that:
the maximum aggregate number of ordinary
shares which may be purchased is
6,400,000,000; the minimum price which
may be paid for each ordinary share is
USD 0.10; the maximum price excluding
expenses which may be paid for any
ordinary share is an amount equal to
105% of the average of the middle market
quotation of the Company's ordinary
shares as derived from the Official List
of the London Stock Exchange for the
five business days immediately preceding
the day on which such share is
contracted to be purchased; and this
authority shall expire at the conclusion
of the AGM of the Company held in 2006
or on 26 OCT 2006, whichever is the
earlier, unless such authority is
renewed prior to that time except in
relation to the purchase of ordinary
shares the contract for which was
concluded before the expiry of such
authority and which might be executed
wholly or partly after such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 191 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.24 Approve that the Company's Memorandum of Mgmt For *
Association be amended to add the
following object 24: "(24) To provide a
Director with funds to meet reasonable
expenditure incurred or to be incurred
by him in defending any civil or
criminal proceedings, or in connection
with any application under those
provisions of the Companies Act 1985
referred to in section 337A of that Act,
and to do anything to enable a Director
to avoid incurring such reasonable
expenditure, to the extent permitted by
law.'; and the following additional
bullet point be added to Article 110.2
to allow Directors to vote on the issue
of indemnification and funding of
Directors' defence costs: 'any proposal
relating to: (i) the granting of an
indemnity to Directors; or (ii) the
funding of reasonable expenditure by one
or more Directors in defending civil or
criminal proceedings, or in connection
with any application under the
provisions of the Companies Act 1985
referred to in Section 337A(2) of that
Act; or (iii) the doing of anything to
enable such a Director or Directors to
avoid incurring such expenditure, by the
Company or any of its subsidiary
undertakings.'; and that Article 152.2
of the Company's Articles of Association
be amended to read as follows: 'So far
as the Companies Acts allow, the
Secretary and other officers of the
Company are exempted from any liability
to the Company where that liability
would be covered by the indemnity in
Article 152.1.' and that the following
Article 152.3 be inserted into the
Company's Articles of Association; 'So
far as the Companies Acts allow, the
Company or any of its subsidiary
undertakings may: (i) provide a Director
with funds to meet expenditure incurred
or to be incurred by him in defending
any civil or criminal proceedings, or in
connection with any application under
the provisions of the Companies Act 1985
referred to in Section 337A(2) of that
Act; and (ii) may do anything to enable
a Director to avoid incurring such
expenditure, but so that the terms set
out in Section 337A(4) of that Act shall
apply to any such provision of funds or
other things done'
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 192 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
25. Approve the Vodafone Global Incentive Mgmt For *
Plan the "Plan" and authorize the
Directors to take all actions that they
consider necessary or desirable to
implement and establish the Plan; and to
implement and establish further plans
based on the Plan modified to take
account of local tax, exchange controls
or securities laws in overseas
territories, provided that any shares
made available under such further plans
are treated as counting against any
limits on individual or overall
participation under the Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 193 of 195
UNASSIGNED
WARNER MUSIC GROUP CORP.
SECURITY: 934550104 AGENDA NUMBER: 932432761
TICKER: WMG MEETING TYPE: Annual
ISIN: MEETING DATE: 23-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 EDGAR BRONFMAN, JR. Mgmt For For
2 LEN BLAVATNIK Mgmt For For
3 SHELBY W. BONNIE Mgmt For For
4 RICHARD BRESSLER Mgmt For For
5 CHARLES A. BRIZIUS Mgmt For For
6 JOHN P. CONNAUGHTON Mgmt For For
7 SCOTT L. JAECKEL Mgmt For For
8 SETH W. LAWRY Mgmt For For
9 THOMAS H. LEE Mgmt For For
10 IAN LORING Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 194 of 195
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JONATHAN M. NELSON Mgmt For For
12 MARK NUNNELLY Mgmt For For
13 SCOTT M. SPERLING Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
SEPTEMBER 30, 2006.
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 195 of 195
UNASSIGNED
XTO ENERGY INC.
SECURITY: 98385X106 AGENDA NUMBER: 932497717
TICKER: XTO MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHILLIP R. KEVIL* Mgmt For For
2 HERBERT D. SIMONS* Mgmt For For
3 VAUGHN O VENNERBERG II* Mgmt For For
4 LANE G. COLLINS** Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY Mgmt For For
S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, $0.01 PAR VALUE
PER SHARE, TO 1,000,000,000.
03 APPROVAL OF THE XTO ENERGY INC. AMENDED Mgmt For For
AND RESTATED 2004 STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2006.
The Hartford Global Technology Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 53
UNASSIGNED
ACCENTURE LTD
SECURITY: G1150G111 AGENDA NUMBER: 932425021
TICKER: ACN MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: DINA DUBLON
1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: WILLIAM D. GREEN
02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2006 FISCAL
YEAR AND AUTHORIZATION OF THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 53
UNASSIGNED
ADOBE SYSTEMS INCORPORATED
SECURITY: 00724F101 AGENDA NUMBER: 932442697
TICKER: ADBE MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 EDWARD W. BARNHOLT Mgmt For For
2 MICHAEL R. CANNON Mgmt For For
3 BRUCE R. CHIZEN Mgmt For For
4 JAMES E. DALEY Mgmt For For
5 CHARLES M. GESCHKE Mgmt For For
6 DELBERT W. YOCAM Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE AMENDED Mgmt For For
1994 PERFORMANCE AND RESTRICTED STOCK
PLAN TO ENABLE COMPENSATION PAID UNDER
THE PLAN TO QUALIFY AS DEDUCTIBLE
PERFORMANCE-BASED COMPENSATION UNDER
SECTION 162(M) OF THE INTERNAL REVENUE
CODE OF 1986, AS AMENDED.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For
PERFORMANCE BONUS PLAN TO PERMIT THE
PAYMENT OF CASH BONUSES THAT WILL
QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS
AMENDED.
04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 53
UNASSIGNED
ALTERA CORPORATION
SECURITY: 021441100 AGENDA NUMBER: 932475230
TICKER: ALTR MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN P. DAANE Mgmt For For
2 ROBERT W. REED Mgmt For For
3 ROBERT J. FINOCCHIO, JR Mgmt For For
4 KEVIN MCGARITY Mgmt For For
5 PAUL NEWHAGEN Mgmt For For
6 WILLIAM E. TERRY Mgmt For For
7 SUSAN WANG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2005 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE BY
10,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
BY 1,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN.
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
29, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 53
UNASSIGNED
AUTODESK, INC.
SECURITY: 052769106 AGENDA NUMBER: 932514587
TICKER: ADSK MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CAROL A. BARTZ Mgmt For For
2 CARL BASS Mgmt For For
3 MARK A. BERTELSEN Mgmt For For
4 CRAWFORD W. BEVERIDGE Mgmt For For
5 J. HALLAM DAWSON Mgmt For For
6 MICHAEL J. FISTER Mgmt For For
7 PER-KRISTIAN HALVORSEN Mgmt For For
8 STEVEN L. SCHEID Mgmt For For
9 MARY ALICE TAYLOR Mgmt For For
10 LARRY W. WANGBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUTODESK S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY
31, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 53
UNASSIGNED
AUTOMATIC DATA PROCESSING, INC.
SECURITY: 053015103 AGENDA NUMBER: 932396927
TICKER: ADP MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GREGORY D. BRENNEMAN Mgmt For For
2 LESLIE A. BRUN Mgmt For For
3 GARY C. BUTLER Mgmt For For
4 LEON G. COOPERMAN Mgmt For For
5 R. GLENN HUBBARD Mgmt For For
6 JOHN P. JONES Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 HARVEY M. KRUEGER Mgmt For For
9 FREDERIC V. MALEK Mgmt For For
10 HENRY TAUB Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ARTHUR F. WEINBACH Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 53
UNASSIGNED
CHOICEPOINT INC.
SECURITY: 170388102 AGENDA NUMBER: 932467271
TICKER: CPS MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. ANNE SZOSTAK* Mgmt For For
2 E. RENAE CONLEY** Mgmt For For
3 DOUGLAS C. CURLING** Mgmt For For
4 KENNETH G. LANGONE** Mgmt For For
5 CHARLES I. STORY** Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY S ARTICLES OF INCORPORATION AND
THE AMENDED AND RESTATED BYLAWS TO
DECLASSIFY THE BOARD OF DIRECTORS.
03 PROPOSAL TO APPROVE CHOICEPOINT INC. Mgmt For For
2006 OMNIBUS INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
CHOICEPOINT FOR THE YEAR ENDING DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 53
UNASSIGNED
CISCO SYSTEMS, INC.
SECURITY: 17275R102 AGENDA NUMBER: 932399062
TICKER: CSCO MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 CAROL A. BARTZ Mgmt For For
2 M. MICHELE BURNS Mgmt For For
3 LARRY R. CARTER Mgmt For For
4 JOHN T. CHAMBERS Mgmt For For
5 DR. JOHN L. HENNESSY Mgmt For For
6 RICHARD M. KOVACEVICH Mgmt For For
7 RODERICK C. MCGEARY Mgmt For For
8 JAMES C. MORGAN Mgmt For For
9 JOHN P. MORGRIDGE Mgmt For For
10 STEVEN M. WEST Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JERRY YANG Mgmt For For
02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For
STOCK INCENTIVE PLAN.
T
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 29,
2006.
T
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
URGING THE BOARD OF DIRECTORS TO ADOPT A
POLICY THAT A SIGNIFICANT PORTION OF
FUTURE EQUITY COMPENSATION GRANTS TO
SENIOR EXECUTIVES SHALL BE SHARES OF
STOCK THAT REQUIRE THE ACHIEVEMENT OF
PERFORMANCE GOALS AS A PREREQUISITE TO
VESTING, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
T
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
REQUESTING THAT THE BOARD S COMPENSATION
COMMITTEE INITIATE A REVIEW OF CISCO S
EXECUTIVE COMPENSATION POLICIES AND TO
MAKE AVAILABLE, UPON REQUEST, A REPORT
OF THAT REVIEW BY JANUARY 1, 2006, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against
REQUESTING THE BOARD TO PREPARE A REPORT
TO SHAREHOLDERS DESCRIBING THE PROGRESS
TOWARD DEVELOPMENT AND IMPLEMENTATION OF
A COMPANY HUMAN RIGHTS POLICY AND THE
PLAN FOR IMPLEMENTATION WITH PARTNERS
AND RESELLERS BY MAY 31, 2006, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 53
UNASSIGNED
CORNING INCORPORATED
SECURITY: 219350105 AGENDA NUMBER: 932445768
TICKER: GLW MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES B. FLAWS Mgmt For For
2 JAMES R. HOUGHTON Mgmt For For
3 JAMES J. O'CONNOR Mgmt For For
4 DEBORAH D. RIEMAN Mgmt For For
5 PETER F. VOLANAKIS Mgmt For For
6 PADMASREE WARRIOR Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE 2002 Mgmt For For
WORLDWIDE EMPLOYEE SHARE PURCHASE PLAN.
03 APPROVAL OF THE ADOPTION OF THE 2006 Mgmt For For
VARIABLE COMPENSATION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For
EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
06 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against
ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 53
UNASSIGNED
DST SYSTEMS, INC.
SECURITY: 233326107 AGENDA NUMBER: 932452648
TICKER: DST MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS A. MCCULLOUGH Mgmt For For
2 WILLIAM C. NELSON Mgmt For For
3 TRAVIS E. REED Mgmt For For
02 RATIFICATION OF THE DST AUDIT COMMITTEE Mgmt For For
S SELECTION OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 53
UNASSIGNED
ELECTRONIC ARTS INC.
SECURITY: 285512109 AGENDA NUMBER: 932370252
TICKER: ERTS MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. RICHARD ASHER Mgmt For For
2 LEONARD S. COLEMAN Mgmt For For
3 GARY M. KUSIN Mgmt For For
4 GREGORY B. MAFFEI Mgmt For For
5 TIMOTHY MOTT Mgmt For For
6 VIVEK PAUL Mgmt For For
7 ROBERT W. PITTMAN Mgmt For For
8 LAWRENCE F. PROBST III Mgmt For For
9 LINDA J. SRERE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For
PLAN
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 53
UNASSIGNED
EMC CORPORATION
SECURITY: 268648102 AGENDA NUMBER: 932451848
TICKER: EMC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GAIL DEEGAN Mgmt For For
2 OLLI-PEKKA KALLASVUO Mgmt For For
3 WINDLE B. PRIEM Mgmt For For
4 ALFRED M. ZEIEN Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against
RELATING TO ELECTION OF DIRECTORS BY
MAJORITY VOTE, AS DESCRIBED IN EMC S
PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO PAY-FOR- SUPERIOR-
PERFORMANCE, AS DESCRIBED IN EMC S PROXY
STATEMENT.
05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against
RELATING TO ANNUAL ELECTIONS OF
DIRECTORS, AS DESCRIBED IN EMC S PROXY
STATEMENT.
06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO EMC S AUDIT COMMITTEE, AS
DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 53
UNASSIGNED
FAIRCHILD SEMICONDUCTOR INTL., INC.
SECURITY: 303726103 AGENDA NUMBER: 932457319
TICKER: FCS MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD A. AURELIO Mgmt For For
2 CHARLES P. CARINALLI Mgmt For For
3 CHARLES M. CLOUGH Mgmt For For
4 ROBERT F. FRIEL Mgmt For For
5 THOMAS L. MAGNANTI Mgmt For For
6 KEVIN J. MCGARITY Mgmt For For
7 KIRK P. POND Mgmt For For
8 BRYAN R. ROUB Mgmt For For
9 RONALD W. SHELLY Mgmt For For
10 WILLIAM N. STOUT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARK S. THOMPSON Mgmt For For
02 PROPOSAL TO AMEND AND APPROVE THE Mgmt For For
FAIRCHILD SEMICONDUCTOR STOCK PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 53
UNASSIGNED
FIRST DATA CORPORATION
SECURITY: 319963104 AGENDA NUMBER: 932465431
TICKER: FDC MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DANIEL P. BURNHAM Mgmt For For
2 JACK M. GREENBERG Mgmt For For
3 COURTNEY F. JONES Mgmt For For
4 CHARLES T. RUSSELL Mgmt For For
02 THE RATIFICATION OF THE ELECTION OF Mgmt For For
DAVID A. COULTER AS A DIRECTOR.
03 THE RATIFICATION OF THE ELECTION OF Mgmt For For
HENRY C. DUQUES AS A DIRECTOR.
04 THE RATIFICATION OF THE ELECTION OF Mgmt For For
PETER B. ELLWOOD AS A DIRECTOR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 53
UNASSIGNED
GOOGLE INC.
SECURITY: 38259P508 AGENDA NUMBER: 932490927
TICKER: GOOG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ERIC SCHMIDT Mgmt For For
2 SERGEY BRIN Mgmt For For
3 LARRY PAGE Mgmt For For
4 L. JOHN DOERR Mgmt For For
5 JOHN L. HENNESSY Mgmt For For
6 ARTHUR D. LEVINSON Mgmt For For
7 ANN MATHER Mgmt For For
8 MICHAEL MORITZ Mgmt For For
9 PAUL S. OTELLINI Mgmt For For
10 K. RAM SHRIRAM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against
2004 STOCK PLAN TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF CLASS A COMMON
STOCK ISSUABLE UNDER THE 2004 STOCK PLAN
FROM 13,431,660 TO 17,931,660.
04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS THAT
MAY BE NECESSARY TO ADOPT A
RECAPITALIZATION PLAN THAT WOULD PROVIDE
FOR ALL OF THE COMPANY S OUTSTANDING
STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 53
UNASSIGNED
INTERNATIONAL BUSINESS MACHINES CORP
SECURITY: 459200101 AGENDA NUMBER: 932448904
TICKER: IBM MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. BLACK Mgmt For For
2 K.I. CHENAULT Mgmt For For
3 J. DORMANN Mgmt For For
4 M.L. ESKEW Mgmt Withheld Against
5 S.A. JACKSON Mgmt For For
6 M. MAKIHARA Mgmt For For
7 L.A. NOTO Mgmt For For
8 J.W. OWENS Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 J.E. SPERO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 S. TAUREL Mgmt For For
12 C.M. VEST Mgmt For For
13 L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM. (PAGE 26)
03 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For
VOTING (PAGE 27)
04 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 27)
05 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against
COMPENSATION (PAGE 29)
06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
07 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For
(PAGE 30)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS Shr Against For
PRINCIPLES (PAGE 32)
09 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 33)
10 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING Mgmt Against For
FOR DIRECTORS (PAGE 34)
11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY Mgmt For Against
VOTE (PAGE 35)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 53
UNASSIGNED
IRON MOUNTAIN INCORPORATED
SECURITY: 462846106 AGENDA NUMBER: 932516151
TICKER: IRM MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CLARKE H. BAILEY Mgmt For For
2 CONSTANTIN R. BODEN Mgmt For For
3 KENT P. DAUTEN Mgmt For For
4 JOHN F. KENNY, JR. Mgmt For For
5 ARTHUR D. LITTLE Mgmt For For
6 C. RICHARD REESE Mgmt For For
7 VINCENT J. RYAN Mgmt For For
02 APPROVE AN AMENDMENT TO THE Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
200,000,000 TO 400,000,000.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVE AN AMENDMENT TO THE 2002 Mgmt For For
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE THEREUNDER FROM
3,352,543 TO 8,352,543.
04 APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
SENIOR EXECUTIVE INCENTIVE PROGRAM TO
INCREASE THE MAXIMUM COMPENSATION
PAYABLE THEREUNDER AND TO MODIFY AND
REAPPROVE THE PAYMENT CRITERIA
THEREUNDER.
05 APPROVE THE ADOPTION OF THE 2006 Mgmt For For
SENIOR EXECUTIVE INCENTIVE PROGRAM.
06 RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS
THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 53
UNASSIGNED
JABIL CIRCUIT, INC.
SECURITY: 466313103 AGENDA NUMBER: 932422885
TICKER: JBL MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LAURENCE S. GRAFSTEIN Mgmt For For
2 MEL S. LAVITT Mgmt For For
3 TIMOTHY L. MAIN Mgmt For For
4 WILLIAM D. MOREAN Mgmt For For
5 LAWRENCE J. MURPHY Mgmt For For
6 FRANK A. NEWMAN Mgmt For For
7 STEVEN A. RAYMUND Mgmt For For
8 THOMAS A. SANSONE Mgmt For For
9 KATHLEEN A. WALTERS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO APPROVE AMENDMENTS TO THE JABIL Mgmt For For
CIRCUIT, INC. 2002 STOCK INCENTIVE PLAN.
03 TO APPROVE THE JABIL CIRCUIT, INC. Mgmt For For
ANNUAL INCENTIVE PLAN
04 TO APPROVE AMENDMENTS TO THE Mgmt For For
JABIL CIRCUIT, INC. 2002 EMPLOYEE STOCK
PURCHASE PLAN.
05 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR JABIL.
06 WITH DISCRETIONARY AUTHORITY ON Mgmt Abstain Against
SUCH OTHER MATTERS AS MAY PROPERLY COME
BEFORE THE ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 53
UNASSIGNED
LAM RESEARCH CORPORATION
SECURITY: 512807108 AGENDA NUMBER: 932401425
TICKER: LRCX MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES W. BAGLEY Mgmt For For
2 DAVID G. ARSCOTT Mgmt For For
3 ROBERT M. BERDAHL Mgmt For For
4 RICHARD J. ELKUS, JR. Mgmt For For
5 JACK R. HARRIS Mgmt For For
6 GRANT M. INMAN Mgmt For For
7 STEPHEN G. NEWBERRY Mgmt For For
8 SEIICHI WATANABE Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENT OF Mgmt For For
THE LAM 2004 EXECUTIVE INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 53
UNASSIGNED
MANPOWER INC.
SECURITY: 56418H100 AGENDA NUMBER: 932447813
TICKER: MAN MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JEFFREY A. JOERRES Mgmt For For
2 JOHN R. WALTER Mgmt For For
3 MARC J. BOLLAND Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR
2006.
03 APPROVAL OF THE INCREASE IN THE Mgmt For For
NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
UNDER THE 2003 EQUITY INCENTIVE PLAN OF
MANPOWER INC.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
IMPLEMENTATION OF THE MACBRIDE
PRINCIPLES IN NORTHERN IRELAND.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 53
UNASSIGNED
MARVELL TECHNOLOGY GROUP LTD.
SECURITY: G5876H105 AGENDA NUMBER: 932527572
TICKER: MRVL MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SEHAT SUTARDJA, PH.D. Mgmt For For
2 WEILI DAI Mgmt For For
3 PANTAS SUTARDJA, PH.D. Mgmt For For
4 ARTURO KRUEGER Mgmt For For
02 TO RE-APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM AND TO
AUTHORIZE THE AUDIT COMMITTEE TO FIX
THEIR REMUNERATION FOR THE 2007 FISCAL
YEAR ENDING JANUARY 27, 2007.
03 TO APPROVE AN INCREASE TO THE Mgmt For For
COMPANY S AUTHORIZED SHARE CAPITAL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt Against Against
SECOND AMENDED AND RESTATED BYE-LAWS TO
AMEND THE PROVISION RELATED TO
INDEMNIFICATION OF DIRECTORS AND
OFFICERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 53
UNASSIGNED
MAXIM INTEGRATED PRODUCTS, INC.
SECURITY: 57772K101 AGENDA NUMBER: 932404344
TICKER: MXIM MEETING TYPE: Annual
ISIN: MEETING DATE: 10-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 JAMES BERGMAN Mgmt Withheld Against
2 MICHAEL J. BYRD Mgmt Withheld Against
3 PETER DE ROETTH Mgmt Withheld Against
4 JOHN F. GIFFORD Mgmt Withheld Against
5 B. KIPLING HAGOPIAN Mgmt Withheld Against
6 A.R. FRANK WAZZAN Mgmt Withheld Against
02 TO RATIFY AND APPROVE THE AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE 1996 STOCK INCENTIVE
PLAN, AS AMENDED, INCLUDING WITHOUT
LIMITATION, TO (A) INCREASE THE NUMBER
OF SHARES AVAILABLE FOR ISSUANCE BY
10,800,000 SHARES FROM 117,600,000
SHARES TO 128,400,000 SHARES, (B) PERMIT
THE AWARD OF RESTRICTED STOCK UNITS AND
RESTRICTED STOCK AND (C) EXTEND THE TERM
THROUGH 2015.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO RATIFY AND APPROVE THE AMENDMENT TO Mgmt For For
THE COMPANY S 1987 EMPLOYEE STOCK
PARTICIPATION PLAN, AS AMENDED, TO
INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE BY 1,500,000 SHARES FROM
16,551,567 SHARES TO 18,051,567 SHARES.
T
04 TO RATIFY THE RETENTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 24, 2006.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 53
UNASSIGNED
MICROSOFT CORPORATION
SECURITY: 594918104 AGENDA NUMBER: 932397981
TICKER: MSFT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. GATES III Mgmt For For
2 STEVEN A. BALLMER Mgmt For For
3 JAMES I. CASH JR. Mgmt For For
4 DINA DUBLON Mgmt For For
5 RAYMOND V. GILMARTIN Mgmt For For
6 A. MCLAUGHLIN KOROLOGOS Mgmt For For
7 DAVID F. MARQUARDT Mgmt For For
8 CHARLES H. NOSKI Mgmt For For
9 HELMUT PANKE Mgmt For For
10 JON A. SHIRLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 53
UNASSIGNED
QUALCOMM, INCORPORATED
SECURITY: 747525103 AGENDA NUMBER: 932430488
TICKER: QCOM MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD C. ATKINSON Mgmt Withheld Against
2 DIANA LADY DOUGAN Mgmt Withheld Against
3 PETER M. SACERDOTE Mgmt Withheld Against
4 MARC I. STERN Mgmt Withheld Against
02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE CLASSIFIED BOARD AND
CUMULATIVE VOTING.
03 TO APPROVE THE COMBINATION OF THE Mgmt For For
COMPANY S EQUITY COMPENSATION PLANS AS
THE 2006 LONG-TERM INCENTIVE PLAN AND AN
INCREASE IN THE SHARE RESERVE BY
65,000,000 SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE COMPANY S FISCAL YEAR ENDING
SEPTEMBER 24, 2006.
05 TO APPROVE ANY ADJOURNMENTS OF THE Mgmt Against Against
MEETING TO ANOTHER TIME OR PLACE, IF
NECESSARY IN THE JUDGMENT OF THE PROXY
HOLDERS, FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IN FAVOR OF ANY OF
THE FOREGOING PROPOSALS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 53
UNASSIGNED
RED HAT, INC.
SECURITY: 756577102 AGENDA NUMBER: 932374159
TICKER: RHAT MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM S. KAISER Mgmt For For
2 EDWARD R. KOZEL Mgmt For For
3 ROBERT F. YOUNG Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING FEBRUARY 28,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 53
UNASSIGNED
SALESFORCE.COM
SECURITY: 79466L302 AGENDA NUMBER: 932358345
TICKER: CRM MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARC BENIOFF Mgmt For For
2 ALAN HASSENFELD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JANUARY 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 53
UNASSIGNED
SANDISK CORPORATION
SECURITY: 80004C101 AGENDA NUMBER: 932490395
TICKER: SNDK MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DR. ELI HARARI Mgmt For For
2 IRWIN FEDERMAN Mgmt For For
3 STEVEN J. GOMO Mgmt For For
4 EDDY W. HARTENSTEIN Mgmt For For
5 CATHERINE P. LEGO Mgmt For For
6 MICHAEL E. MARKS Mgmt For For
7 DR. JAMES D. MEINDL Mgmt For For
02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against
2005 INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION, INCREASING
THE AUTHORIZED AMOUNT OF COMMON STOCK
FROM 400,000,000 SHARES TO 800,000,000
SHARES.
04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 53
UNASSIGNED
SERENA SOFTWARE, INC.
SECURITY: 817492101 AGENDA NUMBER: 932438939
TICKER: SRNA MEETING TYPE: Special
ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF NOVEMBER 11, 2005,
BETWEEN SERENA SOFTWARE, INC. AND
SPYGLASS MERGER CORP.
02 TO APPROVE THE ADJOURNMENT OF THE Mgmt Against Against
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE PROPOSAL 1.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 53
UNASSIGNED
THE BISYS GROUP, INC.
SECURITY: 055472104 AGENDA NUMBER: 932532080
TICKER: BSG MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT J. CASALE Mgmt For For
2 DENIS A. BOVIN Mgmt For For
3 THOMAS A. COOPER Mgmt For For
4 DONI L. FORDYCE Mgmt For For
5 RUSSELL P. FRADIN Mgmt For For
6 RICHARD J. HAVILAND Mgmt For For
7 JOSEPH J. MELONE Mgmt For For
02 THE PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2006 EMPLOYEE STOCK PURCHASE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 53
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 30, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 53
UNASSIGNED
VARIAN SEMICONDUCTOR EQUIP. ASSOC.,
SECURITY: 922207105 AGENDA NUMBER: 932425033
TICKER: VSEA MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY E. DICKERSON Mgmt For For
02 TO APPROVE OUR 2006 STOCK INCENTIVE Mgmt For For
PLAN.
03 TO APPROVE OUR 2006 MANAGEMENT INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE AN AMENDMENT TO OUR EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
AVAILABLE FOR ISSUANCE THEREUNDER BY
500,000 SHARES.
05 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN
SEMICONDUCTOR S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING SEPTEMBER 29,
2006.
Item 1. Proxy Voting Record
Account Name: The Hartford Growth Allocation Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Item 1. Proxy Voting Record
Account Name: The Hartford High Yield Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Income Allocation Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Income Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Inflation Plus Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
The Hartford International Capital Appreciation Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 239
UNASSIGNED
ALLIANZ AG, MUENCHEN
SECURITY: D03080112 AGENDA NUMBER: 700860011
TICKER: MEETING TYPE: EGM
ISIN: DE0008404005 MEETING DATE: 08-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the Merger Plan of 16 DEC 2005, Mgmt For *
between the Company and Riunione
Adriaktiengesellschaft und der RIUNIONE
ADRIATICA DI SICURTA Societa per Azioni,
Mailand, Italien. liquidation pursuant
to Article 17(2a) of Council Regulation
EC No. 2157/2001 of 08 OCT 2001; before
the merger can become effective,
Riunione Adriatica Di Sicurta Societa
per Azioni is obliged to transfer its
business activities to its wholly-owned
subsidiary Ras Italia S.P.A. in order to
ensure that the insurance business of
Riunione Adriatica Di Sicurta Societa
per Azioni will not be transferred to
the Company; as compensation for the
merger shareholders of Riunione
Adriatica Di Sicurta Societa per Azioni
will receive either cash compensation -
ordinary shareholders EUR 16.72 per
share, preferred shareholders EUR 24.24
per share or shares of the company for
every 19 ordinary/preferred shares of
Riunione Adriatica Di Sicurta Societa
per Azioni 3 registered no-par shares of
the Company will be granted to every
shareholder of Ri Unione Adriatica Di
Sicurta Societa per Azioni; upon the
merger becoming effective the company
shall adopt the legal form of a Societas
Europaea SE
2. Kapitalerhoehung zur Durchfuehrung der Mgmt For *
Verschmelzung Company s share capital
shall be increased by up to EUR
64,315,543.04 through the issue of up to
25,123,259 new registered no-par shares
to the outside shareholders of Riunione
Adriatica
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Di Sicurta Societa per Azioni; grant 3
shares of the Company in exchange for
every 19 ordinary/preferred shares of
Riunione Adriatica Di Sicurta Societa
per Azioni
3. Schaffung eines Genehmigten Kapitals Mgmt For *
2006/I, Aufhebung des Genehmigten
Kapitalized capital 2004/I, and the
corresponding amendment to the Articles
of Association; authorize the Board of
Managing Directors, with the consent of
the Supervisory Board, to increase the
share capital by up to EUR 450,000,000
through the issue of new registered
no-par shares against payment in cash
and/or kind, on or before 07 FEB 2011;
approve that the shareholders shall be
granted subscription rights for a
capital increase against cash payment;
shareholders subscription rights may be
excluded for residual amounts, in order
to grant such rights to holders of
convertible or warrant bonds, and for
the issue of share s at a price not
materially below their market price or
against contributions in kind; approve
the authorized capital 2004/I shall be
revoked in respect of its unused portion
of EUR 424,100,864
4. Schaffung eines Genehmigten Kapitals Mgmt For *
2006/II zum Zwecke der Ausgabe von
Aktiened capital 2004/II, and the
corresponding amendment to the Articles
of Association; authorize the Board of
Managing Directors, with the consent of
the Supervisory Board, to increase the
share capital up to EUR 15,000,000
through the issue of new registered
no-par shares against payment in cash,
on or before 07 FEB 2011; approve that
the shareholders subscription rights may
be excluded for the issue of employee
shares, and for residual amounts;
approve the authorized capital 2004/II
shall be revoked in respect of its
unused portion of EUR 4,356,736
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Erteilung einer neuen Ermaechtigung zur Mgmt For *
Ausgabe von Wandel- und/oder
Optionssccapital, and the corresponding;
amend the Article of Association;
authorize thstehenden Ermaechtigung zur
Ausgabe von Wandel- und
Optionsschuldverschreibungnds shall be
revoked and the corresponding contingent
capital 2004 reduced to itals 2004 und
entsprechende Satzungsaenderung the
Supervisory Board, to issue bearer or
registered bonds of up to EUR
10,000,000,000, conferring convertible
and/or option rights for shares of the
Company, once or more than once on or
before 07 FEB 2011; approve the
shareholders subscription rights except
for residual amounts, in order to grant
such rights to holders of previously
issued bonds, for the issue of bond s
conferring convertible and/or option
rights for shares of the Company of up
to 10% of the share capital at a price
not materially below their theoretical
market value, and for the issue of bonds
against contributions in kind; approve
to increase the Company s share capital
accordingly by up to EUR 250,000,000
through the issue of up to 97,656,250
new registered no-par shares, in so far
as convertible and/or option rights are
exercised contingent capital 2006
6. Ermaechtigung zum Erwerb eigener Aktien Mgmt For *
zum Zwecke des Wertpapierhandels rities
trading financial institutions in which
the Company holds a majority interest
shall be authorized to acquire and sell
shares of the Company, at prices not
deviating more than 10% from the market
price of the shares, on or before 07 AUG
2007; the trading portfolio of shares to
be acquired for such purpose shall not
exceed 5% of the Company s share capital
at the end of any day
7. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien zu sonstigen
Zwecketies trading the Company shall be
authorized to acquire own shares of up
to 10% of its share capital, through the
stock exchange at a price not differing
more than
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
15% from the market price of the shares,
or by way of a repurchase offer at a
price not differing more than 20% from
the market price, on or before 07 AUG
2007; authorize the Board of Managing
Directors to dispose of the shares in a
manner other than the stock exchange or
an offer to all shareholders if the
shares are sold at a price not
materially below their market price, to
use the shares for acquisition purposes,
to float the shares on foreign stock
exchanges, to use the shares for the
fulfillment of convertible or option
rights, to offer the shares to employees
of the Company or its affiliates, to use
up to 173,241 shares within the scope of
the 2005 Stock Option Plan of Riunione
Adriatica Di Sicurta Societa Per Azioni,
and to retire the shares
GEGENANTRAEGE SIND JETZT FUER DIESE Non-Voting No vote
HAUPTVERSAMMLUNG VORHANDEN. EINEN LINK
ZU ROPOSAL INFORMATION IS AVAILABLE IN
THE MATERIAL URL SECTION OF THE
APPLICATIORAEGE ABSTIMMEN MOECHTEN,
FORDERN SIE BITTE EINE EINTRITTSKARTE AN
UND STIMMEND AND VOTE YOUR SHARES AT THE
COMPANYS MEETING.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 239
UNASSIGNED
ANGLO AMERN PLC
SECURITY: G03764100 AGENDA NUMBER: 700904192
TICKER: MEETING TYPE: AGM
ISIN: GB0004901517 MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the financial statements of the Mgmt No vote
Company and the Group and the reports of
the Directors and the Auditors for the
YE 31 DEC 2005
2. Approve to declare a final dividend of Mgmt No vote
95 US cents including a special dividend
of 33 US cents per ordinary share
3. Elect Mr. Peter Woicke as a Director of Mgmt No vote
the Company
4. Elect Mr. Mamphela Ramphele as a Mgmt No vote
Director of the Company
5. Re-elect Mr. David Challen as a Director Mgmt No vote
of the Company
6. Re-elect Mr. Fred Phaswana as a Director Mgmt No vote
of the Company
7. Re-elect Sir Mark Moody-Stuart as a Mgmt No vote
Director of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Deloitte & Touche LLP as the Mgmt No vote
Auditors of the Company for the ensuing
year
9. Authorize the Directors to determine the Mgmt No vote
remuneration of the Auditors
10. Approve the Directors remuneration Mgmt No vote
report for the YE 31 DEC 2005
11. Approve to renew the authority to allot Mgmt No vote
relevant securities conferred on the
Directors by Article 9.2 of the Company
s Articles of Association, up to an
aggregate nominal amount of USD
248,750,000 497.5 million ordinary
shares; Authority expires at the AGM of
the Company in 2007
s.12 Approve to renew the power, subject to Mgmt No vote
the passing of ordinary Resolution 11,
to allot equity securities wholly for
cash conferred on the Directors by
Article 9.3 of the Company s Articles of
Association, up to an aggregate nominal
amount of USD 37,250,000 74.5 million
ordinary shares; Authority expires at
the AGM of the Company in 2007
s.13 Authorize the Company, for the purpose Mgmt No vote
of Section 166 of the Companies Act
1985, to make market purchases Section
163(3) of the Companies Act 1985 of 149
million ordinary shares of USD 0.50 each
in the capital of the Company, at a
minimum price of USD 0.50 and up to 105%
of the average middle market quotations
for such shares derived from the London
Stock Exchange Daily Official List, over
the previous 5 business days, on which
such ordinary share is contracted to be
purchased and the amount stipulated by
Article 5(1) of the buy back and
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
stabilization regulations 2003;
Authority expires at the conclusion of
the AGM of the Company in 2007; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
s.14 Amend Article 70 of the Company s Mgmt No vote
Articles of Association by increasing
the maximum number of Directors from 16
to 18
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 239
UNASSIGNED
ARM HOLDINGS PLC, CAMBRIDGE
SECURITY: G0483X122 AGENDA NUMBER: 700902770
TICKER: MEETING TYPE: AGM
ISIN: GB0000595859 MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Company s annual report and Mgmt For *
the accounts for YE 31 DEC 2005
2. Declare a final dividend of 0.5 pence Mgmt For *
per share in respect of the YE 31 DEC
2005
3. Approve the Directors remuneration Mgmt For *
report as specified for the FYE 31 DEC
2005
4. Re-elect Mr. Mike Inglis as a Director Mgmt For *
5. Re-elect Mr. Peter Cawdron as a Director Mgmt For *
6. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company until the
conclusion of the next general meeting
at which accounts are laid before the
Company
7. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.8 Authorize the Company, for the purpose Mgmt For *
of Section 166 of the Companies Act
1985, to make market purchases Section
163 of the Act of up to 137,878,500
ordinary shares of 0.05p each in the
capital of the Company, at a minimum
price to be paid for each share equal to
the nominal value and equal to 105% of
the average of closing mid price of the
Company s ordinary shares as derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the AGM of
the Company in 2007 or 25 JUL 2007; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
9. Approve the rules of the new ARM Mgmt For *
Holdings PLC Deferred Annual Bonus Plan
the new DAB Plan and the French sub-plan
thereto summarised as specified and
authorize the Directors to make
modifications to the draft rules of the
new DAB Plan and the French sub-plan as
they may consider necessary or desirable
to take account of the requirements of
the UK Listing Authority, the London
Stock Exchange PLC and best practice and
to adopt the new DAB Plan and to
establish such further plans for the
benefit of employees outside the UK
based on the new DAB Plan and French
sub-plan subject to such modifications
as may be necessary or desirable to take
account of the securities laws, exchange
control or tax legislation of any
country, provided that any shares made
available under the new DAB Plan are
treated as counting against any limits
on individual participation in any such
further plans, and any new shares made
available under such further plans are
treated as counting against any limits
on overall participation in the new DAB
Plan and French sub-plan
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10. Approve the rules of the new ARM Mgmt For *
Holdings PLC Employee Equity Plan the
EEP and three related overseas sub-plans
the EEP Overseas Plans summarised as
specified and authorize the Directors to
make modifications to the draft rules as
they may consider necessary or desirable
to take account of the requirements of
the UK Lisiting Authority, the London
Stock Exchange PLC and best practice and
to adopt the new EEP Plan and EEP
Overseas Plan as so modified and do all
things necessary to operate the EEP and
the EEP Overseas Plans and to establish
such further plans for the benefit of
employees outside the UK based on the
EEP subject to such modifications as may
be necessary or desirable to take
account of the securities laws, exchange
control or tax legislation of any
country, provided that any shares made
available under the EEP and EEP Overseas
Plans are treated as counting against
any limits on individual participation
in any such further plans, and any new
shares made available under such further
plans are treated as counting against
any limits on overall participation in
the EEP and EEP Overseas Plan
11. Approve the rules of the new ARM Mgmt For *
Holdings PLC US Employee Stock Purchase
Plan the ESPP summarised as specified
and authorize the Directors to make
modifications to the draft rules as they
may consider necessary or desirable to
take account of the requirements of the
UK Listing authority, the London Stock
Exchange PLC and best practice and to
adopt the new ESPP Plan as so modified
and do all things necessary to operate
the ESPP and to establish such further
plans for the benefit of employees
outside the UK based on the ESPP subject
to such modifications as may be
necessary or desirable to take account
of the securities laws, exchange control
or tax legislation of any country,
provided that any shares made available
under the ESPP is treated as counting
against any limits on individual
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
participation in any such further plans,
and any new shares made available under
such further plans are treated as
counting against any limits on overall
participation in the ESPP
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 239
UNASSIGNED
ASML HLDG N V
SECURITY: N07059160 AGENDA NUMBER: 700890747
TICKER: MEETING TYPE: AGM
ISIN: NL0000334365 MEETING DATE: 23-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 291783 DUE TO CHANGE IN THE
NUMBER OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 16
MAR 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU
1. Opening Non-Voting No vote
2. Overview of the Company s business and Non-Voting No vote
the financial situation
3. Receive the annual report 2005 and adopt Mgmt No vote
the financial statements for the FY
2005, as prepared in accordance with
Dutch Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Grant discharge to the Members of the Mgmt No vote
Board of Management from liability for
their responsibilities in the FY 2005
5. Grant discharge the Members of the Mgmt No vote
Supervisory Board from liability of
their responsibilities in the FY 2005
6. Approve the clarification of the Mgmt No vote
reserves and Dividend Policy
7. Amend the Articles of Association of the Mgmt No vote
Company; in relation to the cancellation
of the priority shares and in relation
to a possible amendment of applicable
law to extend the term for the record
date
8. Adopt the Revised Remuneration Policy Mgmt No vote
for the Board of Management
9.A Approve the performance stock Mgmt No vote
arrangement for the Management Board and
authorize the Management Board to issue
the performance stock pursuant to this
performance stock arrangement, subject
to the approval of the Supervisory Board
9.B Approve the performance stock option Mgmt No vote
arrangement for the Management Board and
authorize the Management Board to issue
the stock options pursuant to this
performance stock option arrangement,
subject to the approval of the
Supervisory Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9.C Approve the number of stock options Mgmt No vote
available for ASML employee stock
options arrangements and authorize the
Management Board to issue stock options
pursuant to these stock option
arrangement for the ASML employees,
subject to the approval of the
Supervisory Board
9.D Authorize the Management Board to issue Mgmt No vote
22,000 sign on stock and 22,000 sign on
stock options to Mr. K.P. Fuchs
10. Approve: the composition of the Board of Mgmt No vote
Management; the notification of the
intention of the Supervisory Board to
appoint Mr. K.P. Fuchs as Member of the
Board of Management effective from 23
MAR 2006 - final version 2002062
11. Approve the composition of the Mgmt No vote
Supervisory Board, and re-appoint Mr.
J.A. Dekker to the Supervisory Board,
effective 23 MAR 2006 as nominated by
the Supervisory Board
12. Approve the composition of the Mgmt No vote
Supervisory Board in 2007 and the
notification that Mr. H. Bodt will
retire by rotation in 2007
13.A Authorize the Management Board to issue Mgmt No vote
shares or rights to subscribe for shares
in the capital of the Company, subject
to the approval of the Supervisory
Board, limited to 10% of the issued
capital at the time of the
authorization; Authority expires at the
end of 18 months
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
13.B Authorize the Management Board to Mgmt No vote
restrict or exclude the pre-emption
rights-accruing to shareholders in
connection with the issue of shares or
rights to subscribe for share as
described; Authority expires at the end
of 18 months
13.C Authorize the Management Board to Mgmt No vote
subscribe for shares in the capital of
the Company, subject to the approval of
the Supervisory Board, for an additional
10% of the issued capital at the time of
the authorization, which 10% can only be
issued in connection with or on the
occasion of mergers and/or acquisitions;
Authority expires at the end of 18
months
13.D Authorize the Management Board to Mgmt No vote
restrict or exclude the pre-emption
rights accruing to shareholders in
connection with the issue of shares or
rights to subscribe for shares as
specified, subject to approval from the
Supervisory Board; Authority expires at
the end of 18 months
14. Authorize the Board of Management for a Mgmt No vote
period of 18 months from 23 MAR 2006, to
acquire such a number of shares in the
Company s capital as permitted within
the limits of the law and the Articles
of Association of the Company, for
valuable consideration, on Euronext
Amsterdam N.V. or the Nasdaq National
Market or otherwise, at a price between,
on the one hand, an amount equal to the
nominal value of the shares and, on the
other hand, an amount equal to 110% of
the market price of these shares on
Euronext Amsterdam N.V. or the Nasdaq
National Market; the market price being
the average of the highest price on each
of the five days of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
trading prior to the date of
acquisition, as specified in the
official price list of Euronext
Amsterdam N.V. or as reported on the
Nasdaq National market
15. Any other business Other No vote
16. Closing Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 239
UNASSIGNED
ASTRAZENECA PLC
SECURITY: G0593M107 AGENDA NUMBER: 700904407
TICKER: MEETING TYPE: AGM
ISIN: GB0009895292 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Company s accounts and the Mgmt For *
reports of the Directors and the Auditor
for the YE 31 DEC 2005
2. Approve to confirm the 1st interim Mgmt For *
dividend of USD 0.38 21.9 pence, SEK
2.99 per ordinary share and to confirm
as the final dividend for 2005 the 2nd
interim dividend of USD 0.92 51.8 pence
SEK 7.02 per ordinary share
3. Re-appoint KPMG Audit Plc, London as the Mgmt For *
Auditor
4. Authorize the Directors to agree the Mgmt For *
remuneration of the Auditor
5.A Re-elect Mr. Louis Schweitzer as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.B Re-elect Mr. Hakan Mogren KBE as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.C Re-elect Mr. David R. Brennan as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.D Re-elect Mr. Jonathon Symonds as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.E Re-elect Mr. John Patterson FRCP as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.F Re-elect Sir. Peter Bonfield CBE, FREng Mgmt For *
as a Director, in accordance with the
Article 65 of the Company s Articles of
Association
5.G Re-elect Mr. John Buchanan as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.H Re-elect Ms. Jane Henney as a Director, Mgmt Against *
in accordance with the Article 65 of the
Company s Articles of Association
5.I Re-elect Ms. Michele Hooper as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.J Re-elect Mr. Joe Jimenez as a Director, Mgmt For *
in accordance with the Article 65 of the
Company s Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.K Re-elect Ms. Erna Moller as a Director, Mgmt For *
in accordance with the Article 65 of the
Company s Articles of Association
5.L Re-elect Mr. Marcus Wallenberg as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.M Re-elect Dame Nancy Rothwell FRS as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
6. Approve the Directors remuneration Mgmt For *
report for the YE 31 DEC 2005 as
specified
7. Authorize the Company and any Company Mgmt For *
which is or becomes a Subsidiary of the
Company during the period to which this
resolution relates to, for the purposes
of Part XA of the Companies Act 1985, to
make donations to EU Political
Organizations or incur EU Political
Expenditure during the period ending on
the date the of the Company s AGM in
2006 provided that any such donations
and expenditure made by the Company
together with those made by any
subsidiary Company while it is a
subsidiary of the Company not exceeding
in aggregate of USD 150,000 during that
period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Approve to renew the authority and power Mgmt For *
to allot new shares conferred on the
Directors by Article 7.1 of the Company
s Articles of Association, up to an
aggregate nominal amount of USD
131,364,668 Section 80; Authority
expires at the earlier of the conclusion
of the AGM of the Company in 2007 or on
30 JUN 2007
S.9 Approve to renew the power conferred on Mgmt For *
the Directors by Article 7.2 of the
Company s Articles of Association, up to
an aggregate nominal amount of USD
19,704,700 Section 89; Authority
expires at the earlier of the conclusion
of the AGM of the Company in 2007 or on
30 JUN 2007
S.10 Authorize the Company, for the purposes Mgmt For *
of Section 166 of the Companies Act
1985, to make market purchases Section
163 of that Act of a maximum number of
shares which may be purchased is 10% of
the Company s share capital of USD 0.25
each in the capital of the Company, at a
minimum price of USD 0.25 and up to 105%
of the average of middle market values
of the Company s ordinary shares as
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the AGM of
the Company in 2007 or 30 JUN 2007; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 239
UNASSIGNED
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO
SECURITY: E11805103 AGENDA NUMBER: 700876367
TICKER: MEETING TYPE: AGM
ISIN: ES0113211835 MEETING DATE: 17-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 18 MAR 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1. Approve the annual accounts and the Mgmt For *
Management report of Banco Bilbao
Vizcaya Argentaria, S.A. and its
consolidated Group, application of
profits, distribution of a dividend, the
Company Management all of the foregoing
with reference to the YE 31 DEC 2005
2.1 Appoint Mr. D. Tomas Alfaro Drake as a Mgmt For *
Board Member; approve, according to the
provisions of Article 34, Paragraph 2,
of the Articles of Association, to set
the number of Members of the Board at
the number of directors existing at that
time; information to the general meeting
about such decision
2.2 Re-elect Mr. D. Juan Carlos Alvarez Mgmt For *
Mezquiriz as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.3 Re-elect Mr. D. Carlos Loring Martinez Mgmt For *
De Irujo as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
2.4 Re-elect Mr. Dona Susana Rodriguez Mgmt For *
Vidarte as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
3. Authorize the Board of Directors for the Mgmt For *
issuance of fixed income securities of
any kind and nature, even exchangeable,
not convertible into shares, for a
maximum amount of EUR 105 billion,
setting aside, for the amount not used,
the authorization granted by the general
meeting of shareholders of 28 FEB 2004,
amount that was increased by resolution
adopted on the general meeting of 26 FEB
2005; the authority affecting the amount
already issued continues being effective
4. Authorize the Board of Directors to Mgmt For *
carry out the acquisition of own shares,
either directly or via Group Companies,
according to the provisions of Section
75 of the Spanish Limited Companies
Consolidation Act, Texto Refundido Dela
Ley De Sociedades Anonimas, fixing the
limits and requirements of said
acquisition, with express powers to
reduce the share capital for the
amortization of own shares; for the
execution and delivery
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
of the agreements adopted by the general
meeting concerning the above, rendering
void the resolution granted by the
general meeting of shareholders held on
26 FEB 2005
5. Re-appoint the Auditors for the year Mgmt For *
2006
6. Approve the long term Remuneration Mgmt For *
Program, for both the bank and its
subsidiaries, consisting of distribution
of BBVA shares to the Members of the
Executive Committee, including the
Directors and the Executive Directors
7. Amend the Article 53 of the Articles of Mgmt For *
Association, about application of
profits, in order to include the
possibility to offer to the Directors,
as payment for their services, shares,
stock options or cash payments
equivalent to the value of the shares
8. Approve the deferred remuneration system Mgmt For *
for Non-Executive Directors consisting
of BBVA shares
9. Authorize the powers to the Board, Mgmt For *
including the authority to deputy the
powers granted to it by the meeting, to
execute and deliver, rectify and
construe the resolutions adopted by the
general meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 239
UNASSIGNED
BANK TOKYO-MITSUBISHI LTD
SECURITY: J44497105 AGENDA NUMBER: 701002913
TICKER: MEETING TYPE: AGM
ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
Reserves
3 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Company to Repurchase
its Own Shares, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Authorized
Capital
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 239
UNASSIGNED
CAMECO CORPORATION
SECURITY: 13321L108 AGENDA NUMBER: 932481916
TICKER: CCJ MEETING TYPE: Special
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN S. AUSTON Mgmt For For
2 JOHN H. CLAPPISON Mgmt For For
3 JOE F. COLVIN Mgmt Withheld Against
4 HARRY D. COOK Mgmt Withheld Against
5 JAMES R. CURTISS Mgmt Withheld Against
6 GEORGE S. DEMBROSKI Mgmt For For
7 GERALD W. GRANDEY Mgmt For For
8 NANCY E. HOPKINS Mgmt For For
9 OYVIND HUSHOVD Mgmt For For
10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. NEIL MCMILLAN Mgmt For For
12 ROBERT W. PETERSON Mgmt For For
13 VICTOR J. ZALESCHUK Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For
OPTION PLAN, AS SET OUT IN SCHEDULE B TO
THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain
SHARES REPRESENTED HEREBY ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED BY ONE
OR MORE RESIDENTS (PLEASE MARK THE FOR
BOX) OR ONE OR MORE NON-RESIDENTS
(PLEASE MARK THE ABSTAIN BOX).
05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain
MARK THE FOR BOX, IF THE UNDERSIGNED IS
A NON-RESIDENT PLEASE MARK THE ABSTAIN
BOX.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 239
UNASSIGNED
CHI MEI OPTOELECTRONICS CORP
SECURITY: Y1371Q104 AGENDA NUMBER: 700876773
TICKER: MEETING TYPE: EGM
ISIN: TW0003009007 MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve to issue new shares through Mgmt For *
Private Placement
2. Amend the Articles of Incorporation Mgmt Against *
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE RECORD DATE. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 239
UNASSIGNED
CIE GENERALE D'OPTIQUE ESSILOR INTERNATIONAL SA, CHARENTON LE PONT
SECURITY: F31668100 AGENDA NUMBER: 700924257
TICKER: MEETING TYPE: OGM
ISIN: FR0000121667 MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 12 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. ALSO BE ADVISED
THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU.
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
collection process, ADP has a process in
effect which will advise the Global
Custodian of the new account position
available for voting. This will ensure
that the local custodian is instructed
to amend the vote instruction and
release the shares for settlement of the
sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
1. Receive the reports of the Board of Mgmt No vote
Directors, its Chairman and the Auditors
reports and approve the parent Company s
financial statements and the balance
sheet for the YE 31 DEC 2005, as
presented and showing income of EUR
163,518,949.28
2. Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors and
approve the consolidated financial
statements for the said FY, in the form
presented to the meeting and showing an
income of EUR 289,064,000.00 which net
Group part amounts to EUR 287,134,000.00
3. Approve to appropriate the income for Mgmt No vote
the FY as follows: net income for the
FY: EUR 163,518,949.28, prior retained
earnings: EUR 3,751,834.25, allocation
to the legal reserve: EUR 0.00, total to
be allocated: EUR 167,270,783.53
dividends: statutory dividend: EUR
2,139,535.27, complementary dividend:
EUR 93,630,138.81, total dividend: EUR
95,769,674.08, allocation to the other
reserves: EUR 67,000,000.00, retained
earnings: EUR 4,501,109.45; the
shareholders will receive a net dividend
of EUR 0.94 per share, and will entitle
to the 40% allowance provided by the
French Tax Code, payable on 16 MAY 2006;
in the event that the Company holds some
of its own
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
shares on such date, the amount of the
unpaid dividend on such shares shall be
allocated to the retained earnings
account, as required by law
4. Approve the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-38 of the French
Commercial Code, said report and the
agreements referred to therein
5. Appoint Mr. Juan Boix as a Director Mgmt No vote
6. Re-appint Mr. Michel Besson as a Mgmt No vote
Director for a 3-year period
7. Re-appoint Mr. Jean Burelle as a Mgmt No vote
Director for a 3-year period
8. Re-appoint Mr. Philippe Germond as a Mgmt No vote
Director for a 3-year period
9. Re-appoint Mr. Olivier Pecoux as a Mgmt No vote
Director for a 3-year period
10. Acknowledge the resignation of Mr. Jean- Mgmt No vote
Pierre Martin and appoint in
replacement, Mr. Alain Thomas as a
Director for a 2 year period
Investment Company Report
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Page 33 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11. Acknowledge the resignation of Mr. Louis Mgmt No vote
Lesperance and appoint in replacement,
Mr. Serge Zins as a Director for a 1
year period
12. Acknowledge the resignation of Mr. Mgmt No vote
Gerard Dantheny and appoint in
replacement, Mr. Etienne Boris as a
Deputy Auditor for a 1 year period
13. Approve the total annual fees of EUR Mgmt No vote
300,000.00 to the Board of Directors
14. Authorize the Board of Directors, to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 105.00, minimum sale price: EUR
30.00, maximum number of shares to be
acquired: 10% of the share capital;
Authority expires at the end of 18-month
period; and to take all necessary
measures and accomplish all necessary
formalities
15. Approve that the authority granted by Mgmt No vote
Resolution 14 can be used by the Board
of Directors, in one or several times,
including in period of public offering
aiming at shares of the Company, in
application of the provisions of Article
232-17, Paragraph 2 of the General
Regulations of the French Financial
Markets Authority; Authority expires at
the end of 18 months period
16. Grant full powers to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 239
UNASSIGNED
COMMERZBANK AG, FRANKFURT
SECURITY: D15642107 AGENDA NUMBER: 700919080
TICKER: MEETING TYPE: AGM
ISIN: DE0008032004 MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses und des Lageberichts
der Commerzbank Aktiengesellschaft fuer
das Geschaeftsjahr 2005, Vorlage des
gebilligten Konzernabschlusses und des
Konzernlageberichts fuer das
Geschaeftsjahr 2005 und des Berichts des
Aufsichtsrats roved Financial Statements
and Management Report of the Commerzbank
Group for the 2005 financial year and
the report of the Supervisory Board
2. Resolution on the appropriation of the Mgmt For *
distributable profit- to pay a dividend
of EUR 0.50
3. Resolution on the approval of the Mgmt Against *
actions of the members of the Board of
Managing Directors
4. Beschlussfassung ueber die Entlastung Mgmt Against *
der Mitglieder des Aufsichtsrats Board
5. Resolution on the election of Prof. H.C. Mgmt For *
(CHN) Dr. Rer. Oec. Ulrich Middelmann
oec. Ulrich Middelmann zum Aufsichtsrat
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Resolution on the appointment of the Mgmt For *
PricewaterhouseCoopers as the Auditors
for the 2006 FY
7. Beschlussfassung ueber eine Aenderung Mgmt For *
von Paragraph 11 Absatz 4 der Satzung
8. Beschlussfassung ueber eine Aenderung Mgmt For *
von Paragraph 18 Absatz 2 der Satzung
9. Beschlussfassung ueber die Ermaechtigung Mgmt For *
der Commerzbank Aktiengesellschaft zu
its own shares for the purpose of
securities trading, pursuant to Article
71(1) no.7 Aktiengesetz
10. Beschlussfassung ueber die Ermaechtigung Mgmt For *
der Commerzbank Aktiengesellschaft zu
and use its own shares pursuant to
Article 71(1) no.8 Aktiengesetz with the
p Aktiengesetz mit der Moeglichkeit zum
Ausschluss des Bezugsrechts der
Aktionaere
11. Resolution on the authorization for the Mgmt For *
Board of Managing Directors to
increaskapitals (Genehmigtes Kapital
2006/I) mit der Moeglichkeit zum
Ausschluss deexcluding subscription
rights pursuant to Article 186 (3) 4,
Aktiengesetz- and und Satzungsaenderung
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
12. Beschlussfassung ueber die Ermaechtigung Mgmt For *
des Vorstands zur Erhoehung des
Grundkapitals (Genehmigtes Kapital
2006/II) mit der Moeglichkeit zum
Ausschluss des Bezugsrechts der
Aktionaere unter anderem bei Ausnutzung
gegen Sacheinlagen und Satzungsaenderung
13. Beschlussfassung ueber die Ermaechtigung Mgmt For *
des Vorstands zur Erhoehung des
Grundkapitals (Genehmigtes Kapital
2006/III) mit der Moeglichkeit zum
Ausschluss des Bezugsrechts der
Aktionaere zum Zweck der Ausgabe von
Belegschaftsaktien s and amendment of
the Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 239
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932377965
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I THE PROPOSAL TO AMEND THE COMPANY S Mgmt For For
BY-LAWS.
II THE REPLACEMENT OF A MEMBER OF A FISCAL Mgmt For For
COUNCIL, AND HIS RESPECTIVE SUBSTITUTE,
NOMINATED BY THE CONTROLLING
SHAREHOLDER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 239
UNASSIGNED
CREDIT SAISON CO LTD (FORMERLY SEIBU CREDIT CO LTD)
SECURITY: J7007M109 AGENDA NUMBER: 700990814
TICKER: MEETING TYPE: AGM
ISIN: JP3271400008 MEETING DATE: 24-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Adopt Reduction of Liability System for
Outside Directors, Allow Disclosure of
Shareholder Meeting Materials on the
Internet
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5 Approve Provision of Retirement Mgmt Against *
Allowance for Directors and Corporate
Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 239
UNASSIGNED
DENTSU INC, TOKYO
SECURITY: J1207N108 AGENDA NUMBER: 701006579
TICKER: MEETING TYPE: AGM
ISIN: JP3551520004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Appoint
Independent Auditors, Expand Business
Lines
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
3.5 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
3.13 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Retirement Benefits to Directors Other For *
and Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 239
UNASSIGNED
EISAI CO.,LTD.
SECURITY: J12852117 AGENDA NUMBER: 700947368
TICKER: MEETING TYPE: AGM
ISIN: JP3160400002 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code
2.1 Elect a Director Mgmt For *
2.2 Elect a Director Mgmt For *
2.3 Elect a Director Mgmt For *
2.4 Elect a Director Mgmt For *
2.5 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.6 Elect a Director Mgmt For *
2.7 Elect a Director Mgmt For *
2.8 Elect a Director Mgmt For *
2.9 Elect a Director Mgmt For *
2.10 Elect a Director Mgmt For *
2.11 Elect a Director Mgmt For *
3. Approve Issuance of Share Acquisition Mgmt For *
Rights to Employees as Stock Options
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 239
UNASSIGNED
EMI GROUP PLC
SECURITY: G3035P100 AGENDA NUMBER: 700756262
TICKER: MEETING TYPE: AGM
ISIN: GB0000444736 MEETING DATE: 14-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Directors report and the Mgmt For *
financial statements
2. Declare a final dividend of 6 pence per Mgmt For *
ordinary share
3. Approve the Directors remuneration Mgmt For *
report
4. Re-elect Mr. A.M.J.I. Levy as a Director Mgmt For *
5. Re-elect Mr. P.A. Georgescu as a Mgmt For *
Director
6. Elect Mr. M.D. Stewart as a Director Mgmt For *
7. Re-appoint Ernst & Young LLP as the Mgmt For *
Auditor
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Authorize the Directors to determine the Mgmt For *
remuneration of the Auditor
9. Grant authority to issue equity or Mgmt For *
equity-linked securities with
pre-emptive rights up to aggregate
nominal amount of GBP 42,397,582
S.10 Grant authority to issue equity or Mgmt For *
equity-linked securities without
pre-emptive rights up to aggregate
nominal amount of GBP 5,527,928
S.11 Grant authority for market purchase of Mgmt For *
78,970,403 ordinary shares
S.12 Approve new Articles of Association Mgmt For *
13. Authorize the Scrip Dividend Scheme Mgmt For *
14. Authorize EMI Group PLC to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
15. Authorize EMI Music Ltd to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16. Authorize EMI Records Ltd to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
17. Authorize EMI Music Publishing Ltd to Mgmt For *
make EU political donations up to GBP
50,000 and to incur EU political
expenditure up to GBP 50,000
18. Authorize Virgin Records Ltd to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 239
UNASSIGNED
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN
SECURITY: A1952G711 AGENDA NUMBER: 700949944
TICKER: MEETING TYPE: AGM
ISIN: AT0000506217 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the annual financial statements Mgmt No vote
and the status report of the Management
Board as well as the report of the
Supervisory Board for the FY 2005, the
Group financial statements and the Group
status report for the FY 2005
2. Approve to distribute the profits Mgmt No vote
3.A Grant discharge to the Members of the Mgmt No vote
Management Board with regard to the FY
2005
3.B Grant discharge to the Members of the Mgmt No vote
Supervisory Board with regard to the FY
2005
4. Approve the remuneration of the Members Mgmt No vote
of the Supervisory Board
5. Elect the Supervisory Board Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Appoint an additional Auditor and Group Mgmt No vote
Auditor for the FY 2007 in addition to
the Savings Banks Auditors Association
as the Statutory Auditor
7. Approve the acquisition by Erste Bank of Mgmt No vote
own shares for the purpose of securities
trading
8. Grant authority to Erste Bank to acquire Mgmt No vote
own shares for no designated purpose,
excluding the acquisition of such shares
for trading purposes, and to use these
shares as consideration for the
acquisition of enterprises, businesses
or parts of or shares in one or more
companies in Austria or abroad, and thus
to dispose of these shares in a manner
other than via the stock exchange in a
public offering
9. Authorize the Management Board, for a Mgmt No vote
period of 5 years, after the
registration of the amendment of the
Articles of Association, to increase the
registered capital of the Company, in
several tranches by an amount of up to
EUR 180,000,000 by issuing up to
90,000,000 shares, the type of shares,
the issue price, the terms and
conditions of the issue and to the
extent provided for, the exclusion of
the subscription rights being determined
by the Management Board with the consent
of the Supervisory Board: a) by issuing
shares against cash contribution without
excluding the subscription rights of
shareholder, however, if the capital
increase serves for the issue of shares
to employees, senior employees and
Members of the Management Board of the
Company or a Group Company, by excluding
the subscription rights of share holders
and b) by
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
issuing shares against contribution in
kind, excluding the subscription rights
of shareholders; and amend Paragraph 4.4
of the Articles of Incorporation
accordingly
10. Authorize the Management Board, for a Mgmt No vote
period of 5 years after the registration
of the amendment of the Articles of
Association, to effect a consitional
increase of the registered capital with
the consent of the Supervisory Board by
a nominal amount of up to EUR 20,000,000
by issuing up to 10,000,000 bearer or
registered ordinary shares shares with
no par value at an issue price of at
least EUR 2.00 per share against cash
contribution and by excluding the
subscription rights of the current
shareholders; this authorized
conditional capital serves to grant
share options to employees, senior
employees and Members of the Management
Board of the Company or a Group Company;
and amend Paragraph 4.4.3 of the
Articles of Association accordingly
11.A Amend Items 2.5.3.4, 17 and 18 of the Mgmt No vote
Articles of Association as specified
11.B Amend Item 10.4 of the Articles of Mgmt No vote
Association as specified
11.C Approve to delete Item 13.3.14 of the Mgmt No vote
Articles
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 239
UNASSIGNED
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN
SECURITY: A19494102 AGENDA NUMBER: 700948651
TICKER: MEETING TYPE: AGM
ISIN: AT0000652011 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the approved annual financial Mgmt No vote
statements and the status report of the
Management Board as well as the report
of the Supervisory Board for the FY
2005, and receive the Group financial
statements and the Group status report
for the FY 2005
2. Approve the distribution of profits Mgmt No vote
3.A Grant discharge to the Members of the Mgmt No vote
Management Board with regard to the FY
2005
3.B Grant discharge to the Supervisory Board Mgmt No vote
with regard to the FY 2005
4. Approve the remuneration of the Members Mgmt No vote
of the Supervisory Board
5. Elect the Supervisory Board Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Appoint an additional Auditor and the Mgmt No vote
Group Auditor for the FY 2007 in
addition to the Savings Banks Auditors
Association as the Statutory Auditor
7. Approve the acquisition, by Erste Bank, Mgmt No vote
of own shares for the purpose of
securities trading
8. Grant authority for the acquisition by Mgmt No vote
Erste Bank of own shares for no
designated purpose, excluding the
acquisition of such shares for trading
purposes, and to use these shares as
consideration for the acquisition of
enterprises, businesses or parts of or
shares in one or more Companies in
Austria or abroad, and thus to dispose
of these shares in a manner other than
via the stock exchange or in a public
offering
9. Authorize the Management Board, for a Mgmt No vote
period of 5 years after the registration
of the amendment of the Articles of
Association, to increase the registered
capital of the Company, also in several
tranches by an amount of up to EUR
180,000,000 by issuing up to 90,000,000
shares as follows, the type of shares,
the issue price, the terms and
conditions of the issue and, to the
extent provided for, the exclusion of
the subscription rights being determined
by the Management Board with the consent
of the Supervisory Board: a) by issuing
shares against cash contribution without
excluding the subscription rights of
shareholder, however, if the capital
increase serves for the issue of shares
to employees, senior employees and
Members of the Management Board of the
Company or a Group Company, by excluding
the subscription rights of shareholders
and b) by
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
issuing shares against contribution in
kind, excluding the subscription rights
of shareholders; and amend Paragraph 4.4
of the Articles of Incorporation as
specified
10. Authorize the Management Board, for a Mgmt No vote
period of 5 years after the registration
of the amendment of the Articles of
Association, to effect a conditional
increase of the registered capital with
the consent of the Supervisory Board by
an nominal amount of up to EUR
20,000,000 by issuing up to 10,000,000
bearer or registered ordinary shares
shares with no par value at an issue
price of at least EUR 2.00 per share
against cash contribution and by
excluding the subscription rights of the
current shareholders; this authorized
conditional capital serves to grant
share options to employees, senior
employees and Members of the Management
Board of the Company or a Group Company;
and amend Paragraph 4.4.3 of the
Articles of Association accordingly
11.A Amend the Articles of Association in Mgmt No vote
Items 2.5.3.4, 17 and 18 alignment with
current provisions of the mortgage bank
act and the act on secured bank bonds
11.B Amend the Articles of Association in Mgmt No vote
Item 10.4 requirement of Supervisory
Board consent to functions of Members of
the Managing Board in unaffiliated
Companies
11.C Approve to delete Item 13.314 of the Mgmt No vote
Articles appointment of the Management
and the Supervisory Board Members of
affiliates
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 239
UNASSIGNED
EURONEXT NV, AMSTERDAM
SECURITY: N3113K108 AGENDA NUMBER: 700964364
TICKER: MEETING TYPE: AGM
ISIN: NL0000241511 MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 294416 DUE TO CHANGE IN THE
VOTING STATUS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 16
MAY 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Opening by the Chairman of the Non-Voting No vote
Supervisory Board
2. Appointment of a Secretary for the Non-Voting No vote
meeting
3.A Explanation by the chairman of the Non-Voting No vote
Managing Non-Voting No vote board and
discussion of the written annual report
of the Managing Board with respect to
the affairs of the Company and the
Management conducted during the 2005 FY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.B Adopt the 2005 financial statements Mgmt For *
3.C Explanation of the policy on Non-Voting No vote
reservations and dividend
3.D Approve to distribute an ordinary Mgmt For *
dividend of EUR 1 per share
3.E Approve an extraordinary distribution of Mgmt For *
3 EURO per share by way of repayment of
3 EURO in share capital per share in
combination with a proposal to reduce
the issued share capital and to approve
two amendments to the articles of
association, conditional upon all
formalities relating to the reduction of
capital and the amendments of the
articles of association(in so far as
not under the control of the company)
having been completed so as to allow
payment on 11 August 2006(the condition)
and (B) in case the condition has not
been satisfied enabling payment on 11
August 2006, to approve the
extraordinary distribution of 3 EURO by
way of a special dividend payable on
that date.
4.A Grant discharge to the Members of the Mgmt For *
Managing Board from liability in respect
of their management during the 2005 FY
4.B Grant discharge to the Members of the Mgmt For *
Supervisory Board from liability in
respect of supervision during the 2005
FY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Re-appoint the Company s External Mgmt For *
Auditors
6. Discussion of the Corporate Governance Non-Voting No vote
of the Company
7.A Re-appoint Sir George Cox to the Mgmt For *
Supervisory Board as of 23 May 2006
7.B Re-appoint Mr. Ricardo Salgado to the Mgmt For *
Supervisory Board as of 23 May 2006
7.C Re-appoint Sir. Brian Williamson to the Mgmt For *
Supervisory Board as of 23 May 2006
8.A Approve the award of 400,000 Euronext Mgmt For *
N.V. shares for the year 2006
8.B Approve awards of shares to the Mgmt For *
individual Members of the Managing Board
for the year 2006
9.A Authorize the Managing Board to allow Mgmt For *
Euronext N.V. to acquire paid-up shares
in the Company s own capital for a
period of 18 months
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9.B Approve to reduce the issued share Mgmt For *
capital of Euronext N.V. by cancellation
of acquired shares
9.C Approve to designate the Management Mgmt For *
Board as the competent body to issue
shares or rights to subscribe for shares
in the capital of the Company for a
period of 18 months up to a limit of 10%
of the issued capital as at 23 MAY 2006
9.D Approve to designate the Managing Board Mgmt For *
as the competent body to restrict or
exclude the pre-emptive rights accruing
to shareholders under the designation
referred to under agenda item 9c for a
period of 18 months
10.A A discussion on the principle that a Non-Voting No vote
merger betwen Deutsche Borse AG and
Euronext is in the best interests of all
the shareholders of Euronext
10.B PLEASE NOTE THAT THIS IS A SHAREHOLDERS Shr For *
PROPOSAL: Approve the merger between
Deutsche Borse AG and Euronext is in the
best interests of all the shareholders
of Euronext
11. The announcement of Euronexts intention, Non-Voting No vote
as from the 2006 FY, to publish the
annual report and the financial
statements of Euronext N.V. only in the
English language and to no longer
publish French and Dutch language
versions
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
12. Any other business Other For *
13. Closing Non-Voting No vote
BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote
EURONEXT NV.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 239
UNASSIGNED
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
SECURITY: X5967A101 AGENDA NUMBER: 700959351
TICKER: MEETING TYPE: OGM
ISIN: GRS419003009 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the financial statements for the Mgmt No vote
FY 2005, the reports of the Board of
Directors and the Auditors
2. Approve the profit appropriation Mgmt No vote
3. Approve the exemption of the Board of Mgmt No vote
Directors Members and the Auditors from
any liability for indemnity for the FY
2005
4. Elect the Certified Auditors, 2 Regular Mgmt No vote
and 2 Substitute for FY 2006 and approve
their fees
5. Approve the Board of Director s Chairman Mgmt No vote
and the Managing Directors monthly
remuneration, productivity bonus and
representation expenses, and the Board
of Directors Members and the Secretary s
remuneration for FY 2006
6. Approve the participation of the Members Mgmt No vote
of the Board of Directors in Committees
and their fees for the 7th FY 01 JAN
2006 to 31 DEC 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Amend the Articles 1, 14, 39, 49, 51 and Mgmt No vote
53 of the Company s Articles of
Association as specified
8. Various announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 239
UNASSIGNED
GROUPE DANONE, PARIS
SECURITY: F12033134 AGENDA NUMBER: 700894846
TICKER: MEETING TYPE: AGM
ISIN: FR0000120644 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE MEETING DATE. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
voting. This will ensure that the local
custodian is instructed to amend the
vote instruction and release the shares
for settlement of the sale transaction.
This procedure pertains to sale
transactions with a settlement date
prior to Meeting Date + 1
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
O.1 Receive the report of the Board of Mgmt No vote
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the YE 31 DEC 2005
O.2 Receive the reports of the Board of Mgmt No vote
Directors and the statutory Auditors,
and approve the consolidated financial
statements for the said FY in the form
presented to the meeting
O.3 Acknowledge the earnings for the FY 2005 Mgmt No vote
amount to EUR 809,932,308.20 retained
earnings for the FY amount to EUR
1,360,276,241.26 an available amount for
distribution of EUR 2,170,208,549.46 to
be appropriated as follows: dividend:
EUR 449,199,823.00 retained earnings:
EUR 1,721,008,726.46 the shareholders
will receive a net dividend of EUR 1.70
per share, and will entitle to the 40%
allowance provided by the French tax
code, this dividend will be paid on 10
MAY 2006 the amount of the dividend on
self-held shares will be allocated to
the retained earnings account as
required by law, it is reminded that,
for the last three FY the dividends paid
per share, were as follows: EUR 1.15 for
FY 2002 with a tax credit of EUR 0.575
EUR 1.225 for FY 2003 with a tax credit
of EUR 0.6125 EUR 1.35 for FY 2004
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.4 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Articles l-225-38 ET sequence of the
French Commercial Code, and approve the
said report and the agreements referred
to therein
O.5 Approve to renew the appointment of Mr. Mgmt No vote
Richard Goblet D Alviella as a Director,
for a 3 year period
O.6 Approve to renew the appointment of Mr. Mgmt No vote
Christian Laubie as a Director, for a 3
year period
O.7 Approve to renew the appointment of Mr. Mgmt No vote
Jean Laurent as a Director, for a 3 year
period
O.8 Approve to renew the appointment of Mr. Mgmt No vote
Hakan Mogren as a Director, for a 3 year
period
O.9 Approve to renews the appointment of Mr. Mgmt No vote
Benoit Potier as a Director, for a 3
year period
O.10 Authorize the Board of Directors, in Mgmt No vote
substitution for the authority of the
general meeting of 22 APR 2005, to sell,
keep or transfer the Company shares on
the stock market, pursuant to a share
repurchase program, in accordance with
the French Commercial Code and subject
to the following conditions: maximum
purchase price: EUR 120.00; maximum
number of shares to be acquired:
18,000,000 shares; and total funds
invested in the share buyback: EUR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2,16,000,000.00; Authority expires at
the end of 18 months; and authorize the
Board of Directors to take all necessary
measures and accomplish all necessary
formalities
O.11 Authorize the Board of Directors, in Mgmt No vote
substitution for the authority of the
general meeting of 22 APR 2005, to
proceed, in France or abroad, with
issuing ordinary bonds or similar
fixed-term or unfixed-term subordinated
securities, of maximum nominal amount of
EUR 4,000,000,000.00; Authority expires
at the end of 5 years; and authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
E.12 Authorize the Board of Directors, in Mgmt No vote
substitution for the authority of the
general meeting of 22 APR 2005, to
increase the share capital, on one or
more occasions, by issuing ordinary
shares or securities, not exceeding a
nominal amount of EUR 3,000,000.00,
giving access to the Company ordinary
shares in favour of employees of the
Company, who are members of a Company s
savings plan and Companies in which
Groupe Danone, holds at least 10% of the
capital or the voting rights; Authority
expires at the end of 26 months; and
authorize the Board of Directors to take
all necessary measures and accomplish
all necessary formalities
E.13 Grant all powers to the bearer of an Mgmt No vote
original, a copy or an extract of the
minutes of the meeting to accomplish all
filings, publications and other
formalities prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE NUMBERING OF THE
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 239
UNASSIGNED
HANA FINANCIAL GROUP INC
SECURITY: Y29975102 AGENDA NUMBER: 700877004
TICKER: MEETING TYPE: AGM
ISIN: KR7086790003 MEETING DATE: 24-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the 65th financial statement Mgmt For *
balance sheet and income statement
2. Approve the 65th statement of retained Mgmt For *
earning
3. Amend the Articles of Incorporation Mgmt For *
4. Amend the conditions on Stock Purchase Mgmt For *
Option
5.1 Elect the Directors Mgmt For *
5.2 Elect the External Directors who will be Mgmt For *
the Members of the Audit Committee
6. Approve the remuneration and bonus limit Mgmt For *
for the Directors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 239
UNASSIGNED
HON HAI PRECISION IND LTD
SECURITY:Y36861105 AGENDA NUMBER: 700942495
TICKER: MEETING TYPE: AGM
ISIN: TW0002317005 MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
a.1 Receive the 2005 business operations Mgmt For *
A.2 Receive the 2005 audited reports Mgmt Against *
A.3 Approve the indirect investment in Mgmt For *
Peoples Republic of China
A.4 Other Presentations Other For *
B.1.1 Approve the 2005 financial statements Mgmt For *
B.1.2 Approve the 2005 profit distribution; Mgmt For *
cash dividend: TWD 3 per share
B.1.3 Approve the issuance of new shares from Mgmt For *
retained earnings; stock dividend: 200
for 1,000 shares held
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
B.1.4 Approve the capital injection to issue Mgmt For *
global depositary receipt
B.2.1 Approve to revise the procedures of Mgmt Against *
endorsements and guarantees
B.2.2 Approve to revise the procedures of Mgmt Against *
funds lending to third parties
B.2.3 Amend the Articles of Incorporation Mgmt Against *
B.3 Other proposals and extraordinary Other Against *
motions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 239
UNASSIGNED
HYPO REAL ESTATE HOLDING AG, MUENCHEN
SECURITY: D3449E108 AGENDA NUMBER: 700910866
TICKER: MEETING TYPE: AGM
ISIN: DE0008027707 MEETING DATE: 08-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the financial statements Non-Voting No vote
and annual report for the 2005 FY with
the report of the Supervisory Board, the
Group financial statements and the Group
annual report fsichtsrats und des
Vorstands ueber das Geschaeftsjahr 2005
2. Beschlussfassung ueber die Verwendung Mgmt For *
des Bilanzgewinns follows: payment of a
dividend of EUR 1 per no-par share EUR
113,500,000 shall be allocated to the
other revenue reserves, EUR 681,088.99
shall be carried forward, ex-dividend
and payable date: 09 MAY 2006
3. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Vorstands fuer das
Geschaeftsjahr 2005
4. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Aufsichtsrats fuer
das Geschaeftsjahr 2005
5. Beschlussfassung ueber die Aufhebung des Mgmt For *
bestehenden genehmigten Kapitals, Sch
Board, to increase the Company s share
capital by up to EUR 201,108,261 through
the issue of up to 67,036,087 new bearer
no-par shares against payment in cash or
kind, on or before 07 MAY 2011;
shareholders shall be granted
subscription rights except for a capital
increase of up to 10% of the Company s
share capital against payment in cash if
the new shares are issued at a price not
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
materially below their market price, for
a capital increase against payment in
kind, for the issue of up to 70,000
shares annually to executives and
employees of the Company and its
affiliates, for residual amounts, and
for the granting of such rights to
bondholders; and amend the Articles of
Association
6. Authorize: the Company to acquire own Mgmt For *
shares of up to 10% of its share capital
Aktien gemaess Paragraph 71 Abs. 1 Nr. 8
AktG es if they are acquired through the
stock exchange, nor more than 20% if
they are acquired by way of a repurchase
offer, on or before 08 NOV 2007;
Authorize the Board of Managing
Directors to dispose of the shares in a
manner other than the stock exchange or
an offer to all shareholders if the
shares are sold at a price not
materially below the market price of
identical shares, to use the shares for
acquisition purposes or for satisfying
option or convertible rights, and to
retire the shares
7. Approve that each Member of the Mgmt For *
Supervisory Board shall receive a fixed
annualder Aufsichtsratsmitglieder y
Chairman EUR 105,000, Members of the
Executive Committee shall receive an
additional annual remuneration of EUR
10,000, the Chairman of this committee
shall receive EUR 20,000; Members of the
Audit Committee shall receive an
additional annual remuneration of EUR
20,000, the Chairman of this Committee
shall receive EUR 40,000; and amend the
Articles of Association
8. Beschlussfassung ueber die Aenderung der Mgmt For *
Satzung zur Anpassung an Paragraph 13
communication for the issue of
proxy-voting instructions
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9. Wahl des Abschlusspruefers fuer das Mgmt For *
Geschaeftsjahr 2006 ditors for the 2006
FY
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 239
UNASSIGNED
INCO LIMITED
SECURITY: 453258402 AGENDA NUMBER: 932451925
TICKER: N MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GLEN A. BARTON Mgmt For For
2 ANGUS A. BRUNEAU Mgmt Withheld Against
3 RONALD C. CAMBRE Mgmt For For
4 SCOTT M. HAND Mgmt For For
5 JANICE K. HENRY Mgmt For For
6 CHAVIVA M. HOSEK Mgmt For For
7 PETER C. JONES Mgmt For For
8 JOHN T. MAYBERRY Mgmt For For
9 FRANCIS MER Mgmt For For
10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROGER PHILLIPS Mgmt For For
12 RICHARD E. WAUGH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 239
UNASSIGNED
JSR CORPORATION
SECURITY: J2856K106 AGENDA NUMBER: 700947116
TICKER: MEETING TYPE: AGM
ISIN: JP3385980002 MEETING DATE: 16-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary
Dividend JPY 10, Directors bonuses JPY
73,000,000
2. Amend the Articles of Incorporation: Mgmt For *
Expand Business Lines, Increase the
Number of Auditors, Allow Use of
Electronic Systems for Public
Notifications, Approve Revisions Related
to the New Commercial Code
3.1 Elect a Director Mgmt For *
3.2 Elect a Director Mgmt For *
3.3 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.4 Elect a Director Mgmt For *
3.5 Elect a Director Mgmt For *
3.6 Elect a Director Mgmt For *
3.7 Elect a Director Mgmt For *
3.8 Elect a Director Mgmt For *
3.9 Elect a Director Mgmt For *
4. Appoint a Corporate Auditor Mgmt For *
5. Approve Revision of remuneration to be Mgmt For *
paid to Directors and determining terms
and conditions of the Stock Options for
Stock- Linked Remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve Entrustment to the Board of Mgmt For *
Directors of the Company of
determination of the terms and
conditions for issuing Stock
Acquisitions Rights to Officers as Stock
Option
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 239
UNASSIGNED
JTEKT CORP
SECURITY: J2946V104 AGENDA NUMBER: 701011328
TICKER: MEETING TYPE: AGM
ISIN: JP3292200007 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Adopt Reduction of Liability System for
Outside Directors, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Approve Minor Revisions
Related to the New Commercial Code,
Clarify the Rights and Responsibilities
of Directors and Internal Auditors,
Reduce Term of Office of Directors
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt For *
3.14 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
4.2 Appoint a Corporate Auditor Mgmt For *
4.3 Appoint a Corporate Auditor Mgmt For *
4.4 Appoint a Corporate Auditor Mgmt For *
4.5 Appoint a Corporate Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors and Corporate
Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 239
UNASSIGNED
KONINKLIJKE NUMICO NV
SECURITY: N56369239 AGENDA NUMBER: 700840499
TICKER: MEETING TYPE: OGM
ISIN: NL0000375616 MEETING DATE: 02-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 29
NOV 2005. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Opening Non-Voting No vote
2. Approve the takeover of the feeding Mgmt For *
division of EAC Ltd A/S
3. Questions Mgmt Abstain *
4. Closing Non-Voting No vote
PLEASE NOTE THAT THIS IS AN AGM. Non-Voting No vote
THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 239
UNASSIGNED
KUEHNE + NAGEL INTERNATIONAL AG, NAGEL INTERNATIONAL AG
SECURITY: H4673L137 AGENDA NUMBER: 700933561
TICKER: MEETING TYPE: OGM
ISIN: CH0012541816 MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS. THANK YOU
1. Approve the annual report, the annual Mgmt No vote
accounts and the consolidated accounts
of the group 2005
2. Approve the appropriation on the Mgmt No vote
balance profit
3. Grant discharge to the Board of Mgmt No vote
Directors and the Management
4.A Elect Dr. Joachim Hausser, Minich as a Mgmt No vote
Board of Directors
4.B Elect Dr. Willy R. Kissling, Pfaeffikon Mgmt No vote
as a Board of Directors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.C Elect Mr. Klaus Michael Kuehne, Mgmt No vote
Schindellegi as a Board of Directors
4.D Elect Dr. George Obermaier, Minich as a Mgmt No vote
Board of Directors
4.E Elect Dr. Thomas Staehelin, Basel as a Mgmt No vote
Board of Directors
5. Approve that the Board of Directors Mgmt No vote
applies to split each registered share
in a ratio of 1:5
6. Approve the authorized share capital Mgmt No vote
7. Elect the Auditors and the Group Auditor Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 239
UNASSIGNED
KUEHNE + NAGEL INTERNATIONAL AG, NAGEL INTERNATIONAL AG
SECURITY: H4673L137 AGENDA NUMBER: 700931884
TICKER: MEETING TYPE: OGM
ISIN: CH0012541816 MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS. THANK YOU
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 239
UNASSIGNED
LG ELECTRONICS INC
SECURITY: Y5275H177 AGENDA NUMBER: 700877852
TICKER: MEETING TYPE: AGM
ISIN: KR7066570003 MEETING DATE: 10-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated retained earnings -
expected cash dividend: KRW 1,250 per 1
ordinary share, KRW 1,300 per 1
preference share
2. Elect the Directors Mgmt For *
3. Elect the Members of the Auditors Mgmt For *
Committee
4. Approve the remuneration limit for the Mgmt For *
Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 239
UNASSIGNED
LOGITECH INTERNATIONAL SA, APPLES
SECURITY: H50430224 AGENDA NUMBER: 700998062
TICKER: MEETING TYPE: OGM
ISIN: CH0021655334 MEETING DATE: 16-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 319178 DUE TO DELETION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THE NOTICE FOR THIS Non-Voting No vote
MEETING WAS RECEIVED AFTER THE
REGISTRATION DEADLINE. IF YOUR SHARES
WERE REGISTERED PRIOR TO THE DEADLINE OF
26 MAY 2006 BOOK CLOSING/REGISTRATION
DEADLINE DATE, YOUR VOTING INSTRUCTIONS
WILL BE ACCEPTED FOR THIS MEETING.
HOWEVER, VOTING INSTRUCTIONS FOR SHARES
THAT WERE NOT REGISTERED PRIOR TO THE
REGISTRATION DEADLINE WILL NOT BE
ACCEPTED. THANK YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. Receive the annual report Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Receive the annual report, annual Mgmt No vote
financial statements and consolidated
annual financial statements and the
reports of the Auditors and the Group
Auditors
3. Approve the share split in the Mgmt No vote
circumstance 2 to 1
4. Approve the appropriation of retained Mgmt No vote
earnings
5. Approve the Stock Option Plan for key Mgmt No vote
employees
6. Approve the creation of CHF 10 million Mgmt No vote
pool of capital with out preemptive
rights
7. Authorize the Company to hold in excess Mgmt No vote
of 10 % of shares in treasury
8. Amend the Articles of Incorporation Mgmt No vote
9. Grant discharge to the Board of Mgmt No vote
Directors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
101.1 Elect Mr. Erh-Hsun Chang to the Board of Mgmt No vote
Directors
101.2 Elect Mr. Kee-Lock Chua to the Board of Mgmt No vote
Directors
10.2 Elect PricewaterhouseCoopers SA as the Mgmt No vote
Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 239
UNASSIGNED
LONDON STOCK EXCHANGE PLC
SECURITY: G8502Z119 AGENDA NUMBER: 700906968
TICKER: MEETING TYPE: EGM
ISIN: GB00B0167W72 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.1 A) Approve the Scheme of Arrangement Mgmt For *
dated 14 MAR 2006, subject to any
modification, addition or condition
approved or imposed by the Court Scheme
between the Company and the Scheme
Shareholders as prescribed; and
authorize the Directors of the Company
to take all such action as they may
consider necessary or appropriate to
give effect to the Scheme; B) for the
purpose of giving effect to the Scheme:
a) to reduce the issued share capital of
the Company by canceling and
extinguishing the existing ordinary
shares, as specified; b) forthwith and
contingently upon such reduction of
capital taking effect: i) the authorized
share capital of the Company be
increased to its former amount by the
creation of such number of new exchange
ordinary shares as specified, shall be
equal to the aggregate nominal amount of
the existing ordinary shares canceled
pursuant to Paragraph (B) of this
Resolution; and ii) the Company shall
apply the credit arising in its books of
account as a result of such reduction of
capital in paying up in full, at par,
such new exchange ordinary shares which
shall be allotted and issued, credited
as fully paid, to Exchange Group, as
specified and/ or its nominee or
nominees; and iii) Authorize the
Directors, for the purpose of Section 80
of the Companies Act 1985, to allot new
exchange ordinary shares up to an
aggregate nominal amount of GBP
25,000,000; Authority expires on 15 MAY
2006 (or such later date by when the
Court has allowed the Scheme to become
effective); C) amend the Articles of
Association of the Company by adopting
new Article 45A, as prescribed; and D)
amend the rules of the London Stock
Exchange Long Term Incentive Plan 2004,
SAYE Option Scheme and Share Incentive
Plan as prescribed
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 239
UNASSIGNED
LONDON STOCK EXCHANGE PLC
SECURITY: G8502Z119 AGENDA NUMBER: 700907819
TICKER: MEETING TYPE: CRT
ISIN: GB00B0167W72 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve, with or without modification, Mgmt For *
the Scheme of Arrangement to be made
between the Company and the shareholders
regarding the cancellation of the
existing ordinary shares and subsequent
increase of the authorized share capital
by the issue of equity with rights up to
GBP 25 million; and amend the Articles
of Association, the Company s LTIP 2004,
SAYE Option Scheme and the share
incentive
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 239
UNASSIGNED
LVMH MOET HENNESSY LOUIS VUITTON, PARIS
SECURITY: F58485115 AGENDA NUMBER: 700947419
TICKER: MEETING TYPE: AGM
ISIN: FR0000121014 MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.1 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors;
and approve the consolidated financial
statements for the FYE 31 DEC 2005
O.2 Receive the reports of the Board of Mgmt No vote
Directors, the President of the Board of
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the YE 31 DEC 2005; grant
discharge to the Members of the Board of
Directors, for the performance of their
duties during the said FY
O.3 Receive and approve the special report Mgmt No vote
of the Auditors on agreements governed
by Article L.225-38 of the French
Commercial Code and the agreements
referred to therein
O.4 Approve the distributable income for the Mgmt No vote
FY be appropriated as follows: income
for the FY: EUR 1,447,528,910.53, legal
reserve: nil retained earnings: EUR
1,493,583,745.61, distributable amount:
EUR 2,941,112,656.14, allocation
proposal: special reserve on long- term
capital gains: nil statutory dividend:
EUR 7,349,061.15, i.e. 0.015 per share
complementary dividend: EUR
556,078,960.35, i.e. 1.135 per share
retained earnings: EUR 2,377,684,634.64
the shareholders will receive a net
dividend of EUR 1.15 per share, and will
entitle to the 40% allowance provided by
the French Tax Code, the shareholders
meeting reminds that an interim dividend
of EUR 0.25 per share was already paid
on 02 DEC 2005, the remaining dividend
of EUR 0.90 will be paid on 18 MAY 2006,
as required by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.5 Approve, pursuant to Article 39 of the Mgmt No vote
Amended Finance Law for 2004,
acknowledges that the special reserve of
long-term capital gains amounts to EUR
340,055,186.70, after transfer of an
amount of EUR 200,000,000.00 to an
ordinary reserve account carried out in
application of Resolution 4 of the
general meeting of 12 MAY 2005, and
decides to transfer all or part of this
reserve to an ordinary reserve account
O.6 Approve to renew the appointment of Mr. Mgmt No vote
Antoine Bernheim as a Director for a
3-year period
O.7 Approve to renew the appointment of Mr. Mgmt No vote
Albert Frere as a Director for a 3-year
period
O.8 Approve to renew the appointment of Mr. Mgmt No vote
Pierre Gode as a Director for a 3-year
period
O.9 Approve to renew the appointment of Mr. Mgmt No vote
Arnaud Lagardere as a Director for a
3-year period
Mgmt No vote
O.10 Approve to renew the appointment of Mr.
Lord Bayswater as a Director for a
3-year period
O.11 Appoint Mr. Antoine Arnault as a Mgmt No vote
Director, for a 3-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.12 Authorize the Board of Directors, to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 130.00, maximum number of shares to
be acquired: 10% of the share capital,
i.e. 48,993,741 shares maximum funds
invested in the share buybacks: EUR
6,400,000,000.00; Authority expires
after 18-month period; and the
Directors to take all necessary measures
and accomplish all necessary formalities
E.13 Authorize the Board of Directors, to Mgmt No vote
reduce the share capital, on one or more
occasions, by canceling all or part of
the shares held by the Company in
connection with a stock repurchase plan,
up to a maximum of 10% of the share
capital over a 24-month period;
Authority expires after 18-month period;
and the Directors to take all necessary
measures and accomplish all necessary
formalities
E.14 Authorize the Board of Directors, to Mgmt No vote
increase the share capital, on one or
more occasions, at its sole discretion,
in France or abroad, in favor of credit
institutions or Companies governed by
the French insurance code or its
equivalent abroad, by issuance of
ordinary shares or securities giving
access to the share capital of the
Company and for an amount that shall not
exceed EUR 30,000,000.00; Authority
expires after 18- month period; to
cancel the shareholders preferential
subscription rights in favor of credit
institutions and the Companies governed
by the insurance code or its equivalent
abroad, this amount shall count against
the nominal value of capital increase
set forth in Resolutions 13, 14,15, or
18 of the general meeting of 12 MAY
2005, and resolution 16 of the present
meeting; and the Directors to take all
necessary measures and accomplish all
necessary formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.15 Authorize the Board of Directors to Mgmt No vote
grant, in one or more transactions, to
Executives and Employees of the Group,
options giving the right either to
subscribe for new shares in the Company
to be issued through a share capital
increase, or to purchase existing shares
purchased by the Company, it being
provided that the options shall not give
rights to a total number of shares,
which shall not exceed 3% of the share
capital; Authority expires after
38-month period; and the Directors to
take all necessary general proxy
services
E.16 Authorize the Board of Directors, to Mgmt No vote
increase the capital on one or more
occasions, in favour of the employees of
the Company and related Companies who
are the Members of a Company Savings
Plan, up to 3% of the capital, this
amount shall count against the nominal
value of any capital increase set forth
in Resolutions 13,14,15 or 18 of the
general meeting of 12 MAY 2005 and
Resolution 14 of this meeting; Authority
expires after 26-month period; and the
Directors to take all necessary measures
and accomplish all necessary formalities
E.17 Amend Articles 11, 12, 13, 16, 18, 23 Mgmt No vote
and 29 of the By-Laws as speicified
PLEASE NOTE THAT THIS A MIX MEETING. Non-Voting No vote
THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 239
UNASSIGNED
MATSUSHITA ELEC.IND CO.,LTD.
SECURITY: J41121104 AGENDA NUMBER: 701010857
TICKER: MEETING TYPE: AGM
ISIN: JP3866800000 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
3.5 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
3.13 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt For *
4 Appoint a Corporate Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors and Final
Payment Associated with Abolition of
Retirement Benefit System for Directors
and Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 239
UNASSIGNED
NESTLE SA, CHAM UND VEVEY
SECURITY: H57312466 AGENDA NUMBER: 700891472
TICKER: MEETING TYPE: AGM
ISIN: CH0012056047 MEETING DATE: 06-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 292695 DUE TO ADDITION OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
288474, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve to accept the financial Mgmt For *
statements and the Statutory reports
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Grant discharge to the Board of Mgmt For *
Directors and the Management
3. Approve the allocation of incme and Mgmt For *
dividends of CHF 9 per share
4. Approve to reduce the capital and amend Mgmt For *
Article 5 of the Articles of Association
5.1 Re-elect Mr. Jean-Pierre Meyers as a Mgmt For *
Director
5.2 Re-elect Mr. Andre Kudelski as a Mgmt For *
Director
5.3 Elect Mr. Naina Kidwai as a Director Mgmt For *
5.4 Elect Mr. Jean-Rene Fourtou as a Mgmt For *
Director
5.5 Elect Mr. Steven Hoch as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve the mandate by shareholders to Mgmt For *
the Board of Directors to revise the
Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 239
UNASSIGNED
NIPPON ELECTRIC GLASS CO.,LTD.
SECURITY: J53247110 AGENDA NUMBER: 700993846
TICKER: MEETING TYPE: AGM
ISIN: JP3733400000 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 5, Directors bonuses JPY 99,090,000
2 Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code (Please refer to the
attached PDF files.)
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
3.5 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Appoint a Substitute Corporate Auditor Other For *
6 Approve Policy toward Large-scale Other For *
Purchases of Company Shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 239
UNASSIGNED
PEARSON PLC
SECURITY: G69651100 AGENDA NUMBER: 700906653
TICKER: MEETING TYPE: AGM
ISIN: GB0006776081 MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the accounts of the Mgmt For *
Company and the reports of the Directors
of the Company and the Auditors of the
Company for the YE 31 DEC 2005
2. Declare a final dividend of 17 pence per Mgmt For *
share
3. Re-elect Mr. David Bell as a Director Mgmt For *
4. Re-elect Mr. Terry Burns as a Director Mgmt For *
5. Re-elect Mr. Rana Talwar as a Director Mgmt For *
6. Re-appoint Mr. Glen Moreno as a Director Mgmt For *
7. Re-appoint Mr. David Arculus as a Mgmt For *
Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Mr. Ken Hydon as a Director Mgmt For *
9. Receive and approve the report on Mgmt For *
Directors remuneration
10. Reappoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors for the ensuing year
11. Authorize the Directors to determine the Mgmt For *
remuneration of the Auditors
12. Authorize the Directors, in substitution Mgmt For *
for the authority conferred on the
Directors pursuant to Resolution 12
passed at the AGM of the Company held on
29 APR 2005 and subject to the passing
of Resolution 13 as set out in notice of
AGM dated 21 MAR 2006 to allot relevant
securities Section 80 of the Companies
Act 1985 the Act up to an aggregate
nominal amount of GBP 67,028,171;
Authority expires at the conclusion of
the next AGM of the Company unless
previously reviewed varied or revoked by
the Company in general meeting; and the
Directors may allot relevant securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
13. Approve to increase the authorised Mgmt For *
ordinary share capital of the Company of
GBP 296,500,000 by GBP 1,000,000 to GBP
297,500,000 by the creation of 4,000,000
ordinary shares of 25p each
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
s.14 Authorize the Board of Directors of the Mgmt For *
Company Board, subject to the passing
of Resolution 12 and pursuant to Section
95 of the Act, to allot equity
securities Section 94 of the Act for
cash pursuant to the authority conferred
by Resolution 12 in the notice of AGM
dated 21 MAR 2006 or, if Resolution 12
is not passed or does not become
unconditional, pursuant to the authority
conferred by Resolution 12 passed at the
AGM held on 29 APR 2005 disapplying the
statutory pre-emption rights Section
89(1) of the Act, provided that this
power is limited to the allotment of
equity securities: i) in connection with
a rights issue in favor of ordinary
shareholders; and ii) up to an aggregate
nominal amount of GBP 10,040,000;
Authority expires at the conclusion of
the next AGM of the Company unless
previously reviewed varied or revoked by
the Company in general meeting; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
S.15 Authorize the Company, pursuant to Mgmt For *
Article 9 of the Company s Articles, to
make market purchases Section 163(3) of
the Act of up to 80,000,000 ordinary
shares of 25 pence each in the capital
of the Company, at a minimum price of
25p per share which amount shall be
exclusive of expenses and maximum price
shall be the higher of: a) an amount
exclusive of expenses equal to 105% of
the average market value of ordinary
shares of the Company derived from the
London Stock Exchange Daily Official
List, over the previous 5 business days;
and b) an amount equal to the higher of
the price of the last independent trade
of an ordinary share and the highest
current independent bid for an ordinary
share as derived from London Stock
Exchange Trading System; Authority
expires the earlier of the conclusion of
the next AGM or 18
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
months; the Company, before the expiry,
may make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
16. Approve and adopt the Pearson Long-Term Mgmt For *
Incentive Plan, as specified and
authorize the Directors to do all such
acts and things as they may consider
necessary or expedient to carry the Plan
into effect
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 239
UNASSIGNED
PETRO-CANADA
SECURITY: 71644E102 AGENDA NUMBER: 932451836
TICKER: PCZ MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RON A. BRENNEMAN Mgmt For For
2 ANGUS A. BRUNEAU Mgmt For For
3 GAIL COOK-BENNETT Mgmt For For
4 RICHARD J. CURRIE Mgmt For For
5 CLAUDE FONTAINE Mgmt For For
6 PAUL HASELDONCKX Mgmt For For
7 THOMAS E. KIERANS Mgmt For For
8 BRIAN F. MACNEILL Mgmt For For
9 MAUREEN MCCAW Mgmt For For
10 PAUL D. MELNUK Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 GUYLAINE SAUCIER Mgmt For For
12 JAMES W. SIMPSON Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS OF THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 239
UNASSIGNED
PEUGEOT SA, PARIS
SECURITY: F72313111 AGENDA NUMBER: 700962675
TICKER: MEETING TYPE: MIX
ISIN: FR0000121501 MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Verification Period: Registered Shares: Non-Voting No vote
1 to 5 days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners must
complete, sign and forward the Proxy
Card directly to the sub custodian.
Please contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A.1 Receive the annual financial statements, Mgmt No vote
the report of the Managing Board, the
report of the Supervisory Board and the
Auditors; report on the annual
financial statements, the report of the
Managing Board
A.2 Receive the consolidated financial Mgmt No vote
statements, the report of the Managing
Board, and the Auditors Report on the
consolidated financial statements, the
consolidated financial statements for
the YE 31 DEC 2005, as presented
A.3 Approve the distributable income, Mgmt No vote
representing net income for the year of
EUR 904,989,652.92 plus retained
earnings brought forward from the prior
year in an amount of EUR 597,606,604.94,
totals EUR: 1,502,596,257.86; and
appropriate distributable income as
follows: the payment of a dividend: EUR
316,734,659.10, other reserves: EUR
500,000,000.00, and un- appropriated
retained earnings: EUR: 685,861,598.76;
the dividend of EUR 1.35 per share, of
which the entire amount is eligible for
the 40% tax relief stipulated in Article
158, 3-2 to 4 of the General Tax Code
for eligible stockholders, will be paid
as from 31 MAY 2006
A.4 Receive the Auditors report on Mgmt No vote
agreements with Companies that have
common Directors, and the transactions
referred to therein
A.5 Re-elect Mr. Ernest-Antoine Seilli re as Mgmt No vote
the Member of the Supervisory Board for
a six- year term ending at the annual
stockholders meeting to be called in
2012 to approve the accounts for the YE
31 DEC 2011
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A.6 Re-elects Mr. Joseph Frederick Toot, Jr. Mgmt No vote
as the Member of the Supervisory Board
for a six-year term ending at the annual
stockholders meeting to be called in
2012 to approve the accounts for the YE
31 DEC 2011
A.7 Elect Mr. Jean-Louis Silvant as the Mgmt No vote
Member of the Supervisory Board for a
six-year term ending at the annual
stockholders meeting to be called in
2012 to approve the accounts for the YE
31 DEC 2011, to replace Mr. Francois
Michelin, whose term ends at this Annual
Meeting
A.8 Receive the report of the Managing Mgmt No vote
Board, and authorize the Managing Board
to buy back the Company s shares on the
stock market in order to reduce the
Company s issued capital, or for
attribution on exercise of stock options
granted to employees, Executives or
Officers of the Company or any related
entity, or for attribution on
redemption, conversion, exchange or
exercise of share equivalents; the
shares may be purchased by any
appropriate means and at any time, on-
or off-market, including through the use
of put options and any and all other
derivatives traded on a regulated market
or over-the- counter; the maximum
purchase price is set at EUR 65 per
share; if any shares acquired under this
authorization are attributed on exercise
of stock options, as provided for in
Articles L. 225-179 Et Seq. of the
French Commercial Code, the price at
which the shares are attributed to
option holders will be determined in
accordance with the applicable legal
provisions; the Managing Board may
acquire up to a maximum of 23,000,000
issued shares outstanding under this
authorization, Authority is granted for
a period of 18 months from 24 MAY 2006,
and replaces with immediate effect the
previous authorization granted by the
Annual Meeting held on 25 MAY 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.9 Receive the report of the Managing Board Mgmt No vote
and the report of the Supervisory Board,
and authorize the Managing Board to
grant, on one or several occasions,
employees, Executives or Officers of the
Company, its subsidiaries or any related
entity options to purchase existing
shares of Peugeot S.A. stock that the
Company holds in treasury following
their purchase on the open market; the
Managing Board will use the
authorization as provided for by Law, in
particular as concerns the price of the
shares to be purchased upon exercise of
the options; the number of shares to be
issued upon exercise of the options may
not exceed 2,000,000; the option
exercise period may not exceed 8 years;
and to act on this authorization, and in
particular to set the maximum number of
options that may be granted to a single
grantee, determine the terms and
conditions of said grant and make the
necessary adjustments in the event of
corporate actions undertaken after the
date of grant; Authority expires on 31
AUG 2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 239
UNASSIGNED
RECKITT BENCKISER PLC
SECURITY: G7420A107 AGENDA NUMBER: 700922710
TICKER: MEETING TYPE: AGM
ISIN: GB0007278715 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Adopt the annual financial statements Mgmt For *
for the FY 2005, which ended on 31 DEC
2005, and the reports of the Directors
and the Auditors thereon
2. Approve the Director s remuneration Mgmt For *
report and that part of the report of
the Auditors which reports thereon
3. Approve a final dividend of 21p per Mgmt For *
ordinary share be paid on 25 MAY 2006 to
all ordinary shareholders on the
register at the close of business on 03
MAR 2006
4. Re-elect Mr. Bart Becht as a Director, Mgmt For *
who retires by rotation
5. Re-elect Mr. Peter Harf as a Director, Mgmt Against *
who retires by rotation
6. Elect Mr. Gerard Murphy as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company to hold the
office until the conclusion of the next
general meeting at which accounts are
laid before the Company
8. Authorize the Directors to fix the Mgmt For *
Auditors remuneration
9. Authorize the Directors, in substitution Mgmt For *
for all existing authority and for the
purpose of Section 80 of the Companies
Act 1985, to allot relevant securities
up to an aggregate nominal amount of GBP
25,360,000; Authority expires 5 years
from the date of passing of this
resolution; and the Directors may allot
relevant securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.10 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 9 and pursuant to
Section 95 of the Companies Act 1985, to
allot equity securities Section 94 of
the Act for cash pursuant to the
authority conferred by Resolution 9 and
or where such allotment constitute
allotment of equity securities by virtue
of Section 94 (3A) of the Act,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: a) in connection
with a rights issue in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 3,804,000;
Authority expires at the conclusion of
the next AGM of the Company; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.11 Authorize the Company, pursuant Mgmt For *
authorities contained in the Article 7
of the Articles of Association of the
Company and pursuant Section 166 of
Companies Act 1985, to make market
purchases Section 163(3) of the Act of
up to 72,280,000 ordinary shares of 10
10/19p each in the capital of the
Company ordinary shares representing
less than 10% of the Company s issued
share capital as at 1 MAR 2006, at a
minimum price of 10 10/19p and not more
than 5% above the average market value
for such shares derived from the London
Stock Exchange Daily Official List, over
the previous 5 business days; Authority
expires the earlier of the conclusion of
the next AGM of the Company or 4 NOV
2007; the Company, before the expiry,
may make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
S.12 Amend the Articles of Association as Mgmt For *
specified
13. Approve the rules if the Reckit Mgmt For *
Benckiser Long term Incentive plan the
LTIP as specified and authorize the
Directors, to do all such acts and
things that may consider necessary or
expedient to carry the LTIP into effect
and to establish such further plans for
the benefit of employees outside the UK
whish are based on the LITP subject to
such modification as may be necessary or
desirable to take account of overseas
tax, exchange control or security laws,
provided that any shares made available
under such plans are treated as counting
against any limits on overall
participation in the LTIP
14. Amend the rules of the Reckitt Benckiser Mgmt For *
2005 Savings-Related Share Option Plan,
the Reckitt Benckiser 2005 Global Stock
Profit Plan, the Reckitt Venckiser 2005
USA Savkings-Related Share Option Plan
and the Reckitt Benckiser Senior
Executive Share
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Ownership Policy Plan the Share Plans
and authorize the Directors to do all
acts and things as they may consider
necessary to carry the amendments into
effect
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 239
UNASSIGNED
RESEARCH IN MOTION LIMITED
SECURITY: 760975102 AGENDA NUMBER: 932372319
TICKER: RIMM MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 THE ELECTION OF DIRECTORS REFERRED TO IN Mgmt For For
THE MANAGEMENT INFORMATION CIRCULAR OF
THE COMPANY DATED MAY 31, 2005, NAMELY
MICHAEL LAZARIDIS, JAMES BALSILLIE,
DOUGLAS FREGIN, KENDALL CORK, JAMES
ESTILL, JOHN RICHARDSON AND DR. DOUGLAS
WRIGHT.
02 THE REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING FEBRUARY 25,
2006 AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 THE ESTABLISHMENT OF RESTRICTED SHARE Mgmt For For
UNIT PLAN IN ACCORDANCE WITH THE
RESOLUTION AS SET OUT IN SCHEDULE B TO
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 239
UNASSIGNED
ROCHE HOLDING AG, BASEL
SECURITY: H69293217 AGENDA NUMBER: 700875656
TICKER: MEETING TYPE: AGM
ISIN: CH0012032048 MEETING DATE: 27-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 274753 DUE TO CHANGE IN THE
VOTING STATUS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting No vote
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY
FOR AN ENTRANCE CARD BY CONTACTING YOUR
CLIENT REPRESENTATIVE AT ADP. THANK YOU.
1. Approve the annual report, financial Non-Voting No vote
statements and consolidated financial
statements for 2005
2. Ratify the Board of Directors actions Non-Voting No vote
taken by its Members in 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3. Approve to vote on the appropriation of Non-Voting No vote
available earnings as specified
4.1 Re-elect Mr. Peter Brabeck-Letmathe as a Non-Voting No vote
Director to the Board for a term of 4
years as specified by the Articles of
Incorporation
4.2 Re-elect Dr. DeAnne Julius as a Director Non-Voting No vote
to the Board for a term of 4 years as
provided by the Articles of
Incorporation
4.3 Re-elect Prof. Horst Teltschik as a Non-Voting No vote
Director to the Board for a term of 4
years as provided by the Articles of
Incorporation
4.4 Re-elect Prof. Beatrice Weder di Mauro Non-Voting No vote
as a new Member of the Board for a term
of 4 years as provided by the Articles
of Incorporation
5. Re-elect KPMG Klynveld Peat Marwick Non-Voting No vote
Goerdeler SA as Statutory and Group
Auditors for the FY 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 239
UNASSIGNED
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN
SECURITY: N6817P109 AGENDA NUMBER: 700883994
TICKER: MEETING TYPE: AGM
ISIN: NL0000009538 MEETING DATE: 30-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote
ROYAL PHILIPS ELECTRONICS. PLEASE NOTE
THAT BLOCKING CONDITIONS MAY APPLY,
HOWEVER, DEPENDING ON THE SYSTEMS OF THE
CUSTODIAN BANK(S). IF APPLIED, BLOCKING
CONDITIONS WILL BE RELAXED AS THEY ARE
LIMITED TO THE PERIOD BETWEEN VOTE
DEADLINE DATE AND ONE DAY FOLLOWING
REGISTRATION DATE. FINALLY, VOTE
INSTRUCTIONS RECEIVED AFTER VOTE
DEADLINE DATE ARE CONSIDERED LATE. LATE
VOTES ARE PROCESSED ON A BEST EFFORT
BASIS. BLOCKING IF
APPLICABLE IS APPLIED TO LATE VOTES
BEGINNING ON RECEIPT DATE OF VOTE
INSTRUCTIONS THROUGH THE DAY FOLLOWING
REGISTRATIONS DATE.
1. Speech President Non-Voting No vote
2.a Proposal to adopt the 2005 financial Mgmt No vote
statements
2.b Explanation of policy on additions to Non-Voting No vote
reserves and dividends
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.c Proposal to adopt a dividend of EUR 0.44 Mgmt No vote
per common share
2.d Proposal to discharge the members of the Mgmt No vote
Board of Management for their
responsibilities
2.e Proposal to discharge the members of the Mgmt No vote
Supervisory Board for their
responsibilities
3.a Proposal to appoint Mr T.W.H. van Mgmt No vote
Deursen as a member of the Board of
Management of the Company with effect
from April 1, 2006
3.b Proposal to appoint Mr F.A. van Houten Mgmt No vote
as a member of the Board of Management
of the Company with effect from April 1,
2006
3.c Proposal to appoint Mr J.A. Karvinen as Mgmt No vote
a member of the Board of Management of
the Company with effect from April 1,
2006
3.d Proposal to appoint Mr R.S. Provoost as Mgmt No vote
a member of the Board of Management of
the Company with effect from April 1,
2006
3.e Proposal to appoint Mr A. Ragnetti as a Mgmt No vote
member of the Board of Management of the
Company with effect from April 1, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.a Proposal to re-appoint Mr W. de Kleuver Mgmt No vote
as a member of the Supervisory Board of
the Company with effect from March 30,
2006
4.b Proposal to re-appoint Sir Richard Mgmt No vote
Greenbury as a member of the Supervisory
Board of the Company with effect from
March 30, 2006
5.a Proposal to amend the remuneration Mgmt No vote
policy for the Board of Management
5.b Proposal to amend the maximum percentage Mgmt No vote
of the annual LTIP pool-size to be
allocated to members of the Board of
Management
6.a Proposal to cancel shares held by the Mgmt No vote
Company
6.b Proposal to amend the Articles of Mgmt No vote
Association of the Company
7. Proposal to authorize the Board of Mgmt No vote
Management for a period of 18 months, as
of March 30, 2006, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or
grant rights to acquire shares within
the limits laid down in the Articles of
Association of the Company, as well as
to restrict or exclude the pre-emption
right accruing to shareholders. This
authorization will be limited to a
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
maximum of 10% of the number of issued
shares plus 10% of the issued capital in
connection with or on the occasion of
mergers and acquisitions
8. Proposal to authorize the Board of Mgmt No vote
Management for a period of 18 months, as
of March 30, 2006, within the limits of
the law and the Articles of Association,
to acquire for valuable consideration,
on the stock exchange or otherwise,
shares in the Company at a price
between, on the one hand, an amount
equal to the par value of the shares
and, on the other hand, an amount equal
to 110% of the market price of these
shares on the Official Segment of
Euronext Amsterdam N.V. s stock market
(Euronext Amsterdam); the market price
being the average of the highest price
on each of the five days of trading
prior to the date of acquisition, as
shown in the Official Price List of
Euronext Amsterdam
9. Any other business Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 239
UNASSIGNED
RYANAIR HOLDINGS, PLC
SECURITY: 783513104 AGENDA NUMBER: 932392866
TICKER: RYAAY MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 REPORTS AND ACCOUNTS Mgmt For
O2A RE-ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against
O2B RE-ELECTION OF DIRECTOR: JAMES OSBORNE Mgmt Against
O2C RE-ELECTION OF DIRECTOR: MICHAEL O LEARY Mgmt Against
O3 AUTHORIZATION OF THE FIXING OF THE Mgmt Against
AUDITOR S REMUNERATION
S4 DIRECTORS AUTHORITY TO ALLOT ORDINARY Mgmt For
SHARES
S5 DISAPPLICATION OF STATUTORY PRE- EMPTION Mgmt For
RIGHTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 239
UNASSIGNED
SAMSUNG ELECTRS LTD
SECURITY: Y74718100 AGENDA NUMBER: 700870517
TICKER: MEETING TYPE: AGM
ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as an
Outside Director
2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For *
at right Law Firm as an Outside Director
2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For *
business at Seoul National University as
an Outside Director
2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For *
Jang Law Firm as an Outside Director
2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
an Outside Director
2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For *
Chief Director at Samsung Electronics as
an Inside Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For *
at Samsung Electronics as an Inside
Director
2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For *
Samsung Electronics as an Inside
Director
2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For *
Samsung Electronics as an Inside
Director
2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as Members
of the Auditors Committee
2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
Members of the Auditors Committee
3. Approve the limit of remuneration for Mgmt For *
the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 239
UNASSIGNED
SANOFI-AVENTIS, PARIS
SECURITY: F5548N101 AGENDA NUMBER: 700931618
TICKER: MEETING TYPE: EGM
ISIN: FR0000120578 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
the Company s By-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners:
PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote
ON 19 MAY 2006 HAS BEEN POSTPONED DUE TO
LACK OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 31 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 18
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the report of the Board of Mgmt No vote
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the 2005 FY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.2 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors and
approve the consolidated financial
statements for the said FY
O.3 Approve the income for the FY be Mgmt No vote
appropriated as follows: income for the
FY: EUR 6,146,952,608.18 plus retained
earnings: EUR 1,205,678,019.78,
distributable income: EUR
7,352,630,627.96 allocated to: payment
of dividends: EUR 2,057,005,434.48,
retained earnings: EUR 5,295,625,193.48,
following a capital increase and a
capital reduction, the capital was
brought from EUR 2,802,613,138.00 on 31
DEC 2005, to EUR 2,708,476,850.00
divided in 1,354,238,425 fully paid-up
shares, whose 1,353,293,049 shares are
entitled to the existing dividend, and
945,376 shall bear an accruing dividend
as of 01 JAN 2006; the shareholders will
receive a net dividend of EUR 1.52 per
share, for each of the 1,353,293,049
shares, this dividend will be paid on 07
JUN 2006 as required by law
O.4 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Articles L.225-38 Et Seq. of the French
Commercial Code and approve said report
and the agreements referred to therein
O.5 Approve to renew the appointment of Mr. Mgmt No vote
Lord Douro as a Director for a 4-year
period
O.6 Appoint Mr. Gerard Le Fur as a Director Mgmt No vote
for a 4-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.7 Approve to renew the appointment of the Mgmt No vote
Company Ernst and Young Audit as the
Statutory Auditor for a 6-year period
O.8 Appoint the Company Auditex as the Mgmt No vote
Deputy Auditor for a 6-year period
O.9 Approve the award total annual fees of Mgmt No vote
EUR 1,200,000.00 to the Board of
Directors
O.10 Authorize the Board of Directors, in Mgmt No vote
supersession to all earlier delegations,
to trade in the Company s shares on the
stock market, subject to the conditions
described below: maximum purchase price:
EUR 100.00, maximum number of shares to
be acquired: 10% of the share capital,
i.e. 1,401,306,569 shares, maximum funds
invested in the share buybacks: EUR
14,013,065,700.00; Authority expires at
the end of 18 months; to take all
necessary measures and accomplish all
necessary formalities
E.11 Approve: to review the report of the Mgmt No vote
Board of Directors, the reports of Mr.
De Courcel, the Merger Auditors and the
Merger Agreement as per the private deed
dated 03 APR 2006; all the provisions of
this Merger Agreement, pursuant to which
Rhone Cooper contributes to
Sanofi-Aventis, all of its assets, with
the corresponding taking-over of all its
liabilities: the valuation of the assets
contributed amounting to EUR
460,949,630.75 and the liabilities at
EUR 3,857,602.25, i.e. net assets
contributed of EUR 457,092,028.50; the
consideration for the contributions
according to an exchange ratio of 10
Sanofi-Aventis shares against 1 Rhone
Cooper share; the unconditional
completion date of the Merger, in a
juridical point of view, fixed on 31 MAY
2006 and on 01 JAN 2006 in an accounting
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
and financial point of view; Rhone
Cooper shares held by Sanofi-Aventis
will not be exchanged; to increase the
capital in consideration for the
contribution in connection with the
Merger, by EUR 237,300.00 by the
creation of 118,650 new fully paid-up
shares of a par value of EUR 2.00 each,
carrying rights to the 2006 dividend and
to be distributed among the shareholders
of the acquired Company, according to an
exchange ratio of 10 Sanofi- Aventis
shares against 1 Rhone Cooper share; the
capital will thus increase from EUR
2,708,476,850.00 to EUR
2,708,714,150.00; these new shares
created by Sanofi-Aventis will be
assimilated in all respects to the other
shares comprising the share capital; the
difference between: the amount of the
net assets contributed by Rhone Cooper:
EUR 457,092,028.50; less the quota of
the net assets contributed by Rhone
Cooper corresponding to shares held by
Sanofi- Aventis: EUR 452,475,399.01; and
the amount of the share capital
increase: EUR 237,300.00 represents the
share premium of EUR 4,379,329.49 and
will be allocated to the Merger premium
account to which Sanofi- Aventis
existing and new shareholders will hold
rights; the difference between: the
quota of the net assets contributed by
Rhone Cooper corresponding to shares
held by Sanofi-Aventis: EUR
452,475,399.01; plus the dividend
received by Sanofi-Aventis as a result
of its holding in Rhone Cooper: EUR
3,567,944.70; and the accounting net
value of the Rhone Cooper shares held by
Sanofi- Aventis: EUR 461,177,959.12
represents the capital loss on
transferred shares of EUR 5,134,615.41
and will be allocated to Sanofi- Aventis
balance sheet assets as intangible
assets
E.12 Authorize the Board of Directors to Mgmt No vote
proceed with drawings upon the merger
premium
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.13 Acknowledge the unconditional completion Mgmt No vote
date of the merger will, in a juridical
point of view, be fixed on 31 MAY 2006
and on 01 JAN 2006 in an accounting and
financial point of view; the 118,650 new
fully paid-up shares of a par value of
EUR 2.00 each, created in consideration
for the merger by Sanofi- Aventis will
be distributed among the shareholders of
the acquired Company on 31 MAY 2006,
according to an exchange ratio of 10
Sanofi-Aventis shares against 1 Rhone
Cooper share
E.14 Amend, pursuant to the adoption of the Mgmt No vote
above resolutions, the Article 6 of the
Bylaws as follows: the share capital of
is set at EUR 2,708,714,150.00 and is
divided in to 1,354,357,075 shares of
par value of EUR 2.00 each of the same
class and fully paid in
E.15 Approve to modify the duration of the Mgmt No vote
term of office of the Chairman; amend
the Articles 12 and 16 of the Articles
of the Bylaws
E.16 Grant all powers to the bearer of a copy Mgmt No vote
or an extract of the minutes of this
meeting in order to accomplish all
formalities, filings and registration
prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 239
UNASSIGNED
SAP AG, WALLDORF/BADEN
SECURITY: D66992104 AGENDA NUMBER: 700914698
TICKER: MEETING TYPE: OGM
ISIN: DE0007164600 MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses, des gebilligten
Konzernabschlusses, des Lageberichts und
des Konzernlageberichts sowie des
Berichts des Aufsichtsrats fuer das
Geschaeftsjahr 2005
2. Beschlussfassung ueber die Verwendung Mgmt For *
des Bilanzgewinns aus dem
Geschaeftsjahr05
3. Beschlussfassung ueber die Entlastung Mgmt For *
des Vorstands fuer das Geschaeftsjahr 20
2005
4. Beschlussfassung ueber die Entlastung Mgmt For *
des Aufsichtsrats fuer das
GeschaeftsjahFY 2005
5. Appointment of the Auditor of the Mgmt For *
financial statements and group financial
statements for the FY 2006
6. Resolution on capital increase from Mgmt For *
company funds by three times the amount
ofreifachen Betrag des bisherigen
Grundkapitals durch Umwandlung von
Teilbetraegve and the other revenue
reserves as well as on the adjustment of
Section 4 of the Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Beschlussfassung ueber eine Aenderung Mgmt For *
der Aufsichtsratsverguetung und
entsprechende Satzungsaenderung
8. Beschlussfassung ueber die Schaffung Mgmt For *
neuer Genehmigter Kapitalia Ia und IIa
ge Capital IIa against contributions in
cash and in kind with the option to excl
sowie entsprechende Satzungsaenderungen
e Articles of Association
9. Resolution on the authorization to Mgmt For *
acquire and use treasury shares pursuant
to Aktien gemaess Paragraph 71 Abs. 1
Nr. 8 AktG einschliesslich der
Verwendung ject to the exclusion of the
shareholders subscription rights
10. Resolution on the authorization to use Mgmt For *
equity derivatives in connection with t
beim Erwerb eigener Aktien
11. Resolution on the authorization to issue Mgmt For *
convertible and/or warrant-linked
bononsschuldverschreibungen, die
Aufhebung des Bedingten Kapitals IV, die
Schaffutingent Capital IV, and a new
Contingent Capital IVa and on
corresponding amendments of the Articles
of Association as well as on the option
to exclude the shareholders subscription
rights
12. Beschlussfassung ueber die Zustimmung Mgmt For *
zum Beherrschungs- und
Ergebnisabfuehrunnt between SAP AG and
SAP Erste Beteiligungs- und
Vermogensverwaltungs GmbH anrwaltungs
GmbH sowie ueber die Zustimmung zum
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Beherrschungs- und
Ergebnisabfuehrungsvertrag zwischen der
SAP AG und der SAP Zweite Beteiligungs-
und Vermoegensverwaltungs GmbH
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 239
UNASSIGNED
SASOL LTD
SECURITY: 803866102 AGENDA NUMBER: 700836628
TICKER: MEETING TYPE: AGM
ISIN: ZAE000006896 MEETING DATE: 02-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the annual financial Mgmt For *
statements of the Company and of the
Group for the YE 30 JUN 2005, together
with the reports of the Directors and
the Auditors
2.1 Re-elect Mr. Wam Clewlow as a Director, Mgmt Against *
who retires in terms of the Articles
75(d) and 75(e) of the Company s
Articles of Association
2.2 Re-elect Mr. S. Montsi as a Director, Mgmt Against *
who retires in terms of the Articles
75(d) and 75(e) of the Company s
Articles of Association
2.3 Re-elect Mr. T.S. Munday as a Director, Mgmt Against *
who retires in terms of the Articles
75(d) and 75(e) of the Company s
Articles of Association
2.4 Re-elect Mr. M.S.V. Gantsho as a Mgmt Against *
Director, who retires in terms of the
Articles 75(d) and 75(e) of the Company
s Articles of Association
2.5 Re-elect Mr. A. Jain as a Director, who Mgmt For *
retires in terms of the Articles 75(d)
and 75(e) of the Company s Articles of
Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.1 Re-elect Mr. I.N. Mkhize as a Director, Mgmt Against *
who retires in terms of the Articles
75(h) of the Company s Articles of
Association
3.2 Re-elect Mr. V.N. Fakude as a Director, Mgmt Against *
who retires in terms of the Articles
75(h) of the Company s Articles of
Association
4. Re-appoint KPMG Inc., as the Auditors Mgmt Against *
5.S.1 Amend the Article 75(a) of the Company s Mgmt For *
Articles of Association, as specified
6.O.1 Approve to place all the unissued shares Mgmt For *
in the capital of the Company under the
control of the Directors in terms of
provisions of the Companies Act, 1973 as
amended (the Act), who are authorized to
allot and issue the same, subject to the
provisions that the aggregate number of
ordinary shares to be allotted and
issued in terms of this resolution shall
be limited to 5% of the number of
ordinary shares in issue on 02 DEC 2005
and subject to the provisions of the Act
and the requirements of the JSE
Securities Exchange South Africa (JSE),
and of the Securities Regulation Panel
7.O.2 Approve the revised annual fees payable Mgmt For *
by the Company or subsidiaries of the
Company, as specified, to the
Non-Executive Directors of the Company
with effect from 01 JUL 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8.O.3 Amend the Clause 18.2 of the Trust Deed Mgmt For *
of the Sasol Share Incentive Scheme
approved by the Members of the Company
as the general meeting of 08 APR 1988
Transact any other business Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 239
UNASSIGNED
SES GLOBAsL SA, LUXEMBOURG
SECURITY: L8300G135 AGENDA NUMBER: 700843952
TICKER: MEETING TYPE: EGM
ISIN: LU0088087324 MEETING DATE: 08-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the attendance list, quorum and Mgmt No vote
adopt the agenda
2. Approve the nomination of a Secretary Mgmt No vote
and 2 Scrutineers
3. Approve to reduce the share capital of Mgmt No vote
the Company through cancellation of own
shares held by the Company and amend
Article 4 of the Company s Articles of
Incorporation
4. Approve the Company to acquire own FDRs Mgmt No vote
and/or own A, B or C shares
5. Miscellaneous Other No vote
PLEASE NOTE THAT IN ORDER FOR THE VOTING Non-Voting No vote
INSTRUCTIONS TO BE VALID, THE VOTING
CERTIFICATE FORM MUST BE COMPLETED AND
DULY SIGNED BY THE FDR HOLDER OR, AS THE
CASE MAY BE, THE BENEFICIAL OWNER. UPON
THE RECEIPT OF THE VOTING CERTIFICATE ON
OR BEFORE THE DATE DETERMINED BY THE
FIDUCIARY BEING 01 DEC 2005 AT 05:00
P.M. WITH SUCH CERTIFICATION AND
EVIDENCE AS REQUESTED BY THE FIDUCIARY
OR BY THE COMPANY, THE FIDUCIARY SHALL
TRANSMIT TO THE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
COMPANY THE RELEVANT CERTIFICATIONS AND
SUPPORTING EVIDENCE AND THE COMPANY
SHALL VERIFY WHETHER THE RELEVANT
HOLDERS OF FDR S OR THE BENEFICIAL
OWNERS THEREOF WOULD QUALIFY AS AN
A-SHAREHOLDER OF THE COMPANY IF IN LIEU
OF FDRS THEY HOLD THE CORRESPONDING
NUMBER OF A-SHARES. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO AN ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Please note that proposals 3 and 4 are Non-Voting No vote
votable.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 239
UNASSIGNED
SES GLOBAL SA, LUXEMBOURG
SECURITY: L8300G135 AGENDA NUMBER: 700903102
TICKER: MEETING TYPE: AGM
ISIN: LU0088087324 MEETING DATE: 06-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT IN ORDER FOR THE VOTING Non-Voting No vote
INSTRUCTIONS TO BE VALID, YOU WILL NEED
TO SEND IN THE COMPLETED VOTING
CERTIFICATE DULY SIGNED BY THE FDR
HOLDER OR, AS THE CASE MAY BE, THE
BENEFICIAL OWNER. YOU CAN ACCESS THIS
DOCUMENT AT THE HYPERLINK MANAGEMENT
INFORMATION. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
YOU.
1. Approve the attendance list, establish Non-Voting No vote
the quorum and adopt the agenda
2. Acknowledge the nomination of a Non-Voting No vote
Secretary and of 2 Scrutineers
3. Receive the presentation of the Chairman Non-Voting No vote
of the Board of Directors of the 2005
activities report of the Board
4. Receive the presentation of the Non-Voting No vote
President and Chief Executive Officer on
the main developments during 2005 and
perspectives
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Receive the presentation of the Chief Non-Voting No vote
Financial Officer, Member of the
Executive Committee, of the 2005
financial reports
6. Receive the audit report Non-Voting No vote
7. Approve the balance sheet as of 31 DEC Mgmt No vote
2005 and of the 2005 profit and loss
accounts
8. Approve the allocation of 2005 profits Mgmt No vote
9. Approve the transfers between reserve Mgmt No vote
accounts
10. Grant discharge the Members of the Board Mgmt No vote
of Directors
11. Grant discharge the Auditor Mgmt No vote
12. Appoint the Auditor for the year 2006 Mgmt No vote
and determine its remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
13. Approve to determine the remuneration of Mgmt No vote
the Board Members
14. Miscellaneous Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 239
UNASSIGNED
SEVEN & I HOLDINGS CO LTD, TOKYO
SECURITY: J7165H108 AGENDA NUMBER: 700963893
TICKER: MEETING TYPE: AGM
ISIN: JP3422950000 MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
3 Amend Articles to: Allow Company to Re- Mgmt For *
Issue Repurchased Shares, Allow
Disclosure of Shareholder Meeting
Materials on the Internet, Clarify the
Rights and Responsibilities of Outside
Directors and Auditors, Expand Business
Lines, Allow Use of Treasury Shares for
Odd-Lot Purchases, Approve Minor
Revisions Due to New Commercial Code
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
4.16 Appoint a Director Mgmt For *
5.1 Appoint a Corporate Auditor Mgmt For *
5.2 Appoint a Corporate Auditor Mgmt For *
5.3 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.4 Appoint a Corporate Auditor Mgmt For *
5.5 Appoint a Corporate Auditor Mgmt For *
6 Amend the Compensation to be Received by Mgmt For *
Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 239
UNASSIGNED
SHARP CORPORATION
SECURITY: J71434112 AGENDA NUMBER: 700984683
TICKER: MEETING TYPE: AGM
ISIN: JP3359600008 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 12, Corporate Officers bonuses JPY
468,000,000 (including JPY 33,000,000 to
the Corporate Auditors)
2 Amend the Articles of Incorporation: Mgmt For *
Expand Business Lines, Allow Use of
Electronic Systems for Public
Notifications, Increase Authorized
Capital, Approve Revisions Related to
the New Commercial Code (Please refer to
the attached PDF files.)
3.1 Appoint a Director Mgmt Against *
3.2 Appoint a Director Mgmt Against *
3.3 Appoint a Director Mgmt Against *
3.4 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt Against *
3.6 Appoint a Director Mgmt Against *
3.7 Appoint a Director Mgmt Against *
3.8 Appoint a Director Mgmt Against *
3.9 Appoint a Director Mgmt Against *
3.10 Appoint a Director Mgmt Against *
3.11 Appoint a Director Mgmt Against *
3.12 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt Against *
3.14 Appoint a Director Mgmt Against *
3.15 Appoint a Director Mgmt Against *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt Against *
3.18 Appoint a Director Mgmt Against *
3.19 Appoint a Director Mgmt Against *
3.20 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt Against *
3.22 Appoint a Director Mgmt Against *
3.23 Appoint a Director Mgmt Against *
3.24 Appoint a Director Mgmt Against *
3.25 Appoint a Director Mgmt Against *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 239
UNASSIGNED
SHINSEI BANK,LIMITED
SECURITY: J7385L103 AGENDA NUMBER: 700949451
TICKER: MEETING TYPE: AGM
ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1.1 Elect a Director Mgmt For *
1.2 Elect a Director Mgmt For *
1.3 Elect a Director Mgmt For *
1.4 Elect a Director Mgmt For *
1.5 Elect a Director Mgmt For *
1.6 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.7 Elect a Director Mgmt For *
1.8 Elect a Director Mgmt For *
1.9 Elect a Director Mgmt For *
1.10 Elect a Director Mgmt For *
1.11 Elect a Director Mgmt For *
1.12 Elect a Director Mgmt For *
1.13 Elect a Director Mgmt For *
1.14 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.15 Elect a Director Mgmt For *
2. Amend the Articles of Incorporation: Mgmt For *
Allow Use of Electronic Systems for
Public Notifications, Approve Revisions
Related to the New Commercial Code,
Amend the number of shareholders who
vote as proxies and the method of
election of the chairman of the
committee
3. Approve Issuance of Stock Acquisition Mgmt For *
Rights as Stock Options
4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 239
UNASSIGNED
SHUN TAK HOLDINGS LTD
SECURITY: Y78567107 AGENDA NUMBER: 700966306
TICKER: MEETING TYPE: AGM
ISIN: HK0242001243 MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve and receive the audited Mgmt For *
financialstatements and the reports of
the Directors and the Auditors for the
FY 31 DEC 2005
2. Declare a final dividend for the YE 31 Mgmt For *
DEC 2005
3.i.1 Re-elect Sir Roger Lobo as a Director of Mgmt For *
the Company
3.i.2 Re-elect Dato Dr. Cheng Yu Tung as a Mgmt For *
Director of the Company
3.i.3 Re-elect Mrs. Mok Ho Yuen Wing, Louise Mgmt For *
as a Director of the Company
3.i.4 Re-elect Mr. Huen Wing Ming, Patrick as Mgmt For *
a Director of the Company
3.i.5 Re-elect Ms. Ho Chiu Ha, Maisy as a Mgmt For *
Director of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.ii Approve to fix the Directors Mgmt For *
remuneration
4. Re-appoint H.C. Watt & Company Limited Mgmt For *
as the Auditors and approve to fix their
remuneration
5. Authorize the Directors of the Company, Mgmt For *
subject to this resolution, to
repurchase shares of the Company during
the relevant period, on The Stock
Exchange of Hong Kong Limited or any
other stock exchange recognized for this
purpose by the Securities and Futures
Commission under the Hong Kong Code on
share repurchases for such purposes, not
exceeding 10% of the aggregate nominal
amount of the issued share capital of
the Company; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration of
the period within which the next AGM of
the Company is required to be held by
the Companies Ordinance
6.I Authorize the Directors of the Company, Mgmt For *
subject to this resolution and pursuant
to Section 57B of the Companies
Ordinance, to allot, issue and deal with
additional shares in the capital of the
Company and make or grant offers,
agreements and options during and after
the relevant period, not exceeding the
aggregate of a) 20% of the aggregate
nominal amount of the issued share
capital of the Company; b) the nominal
amount of share capital repurchased up
to 10% of the aggregate nominal amount
of the issued share capital, otherwise
than pursuant to i) a rights issue; or
ii) the exercise of any rights of
subscription or conversion under any
existing warrants, bonds, debentures,
notes and other securities issued by the
Company which carry rights to subscribe
for or are convertible into shares of
the Company; iii) any option scheme or
similar arrangement; or iii) any scrip
dividend or similar arrangement;
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the period
within which the next AGM of the Company
is required to be held by the Companies
Ordinance
6.II Authorize the Directors of the Company Mgmt For *
to exercise the powers of the Company
referred to Resolution 6.I in respect of
the share capital of the Company
referred to in sub-paragraph (bb) of
paragraph (c) of such resolution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 239
UNASSIGNED
SIEMENS AG, MUENCHEN
SECURITY: D69671218 AGENDA NUMBER: 700853294
TICKER: MEETING TYPE: OGM
ISIN: DE0007236101 MEETING DATE: 26-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the report of the Non-Voting No vote
Supervisory Board, the corporate
governancuetungsberichts zum
Geschaeftsjahr 2004/2005
2. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses und Konzernabschlusses
sowie der Lageberichte fuer die Siemens
Aktiengesellschaft und den Konzern zum
30. Septeiscussion and analysis of
Siemens AG and the consolidated Group
for the FYE 30 SEP 2005
3. Approve the unappropriated net income of Mgmt For *
Siemens AG for the FYE 30 SEP 2005
amounts to EUR1,202,965,372.35; this net
income shall be used to pay a dividend
of EUR 1.35 on each no-par value share
entitled to the dividend; the amount
attributable to shares of stock of
Siemens AG held in treasury by the
Company at the date of the Annual
Shareholders Meeting shall be carried
forward
4. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Vorstands
5. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Aufsichtsrats
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Beschlussfassung ueber die Bestellung Mgmt For *
des Abschlusspruefers und
Konzernabschluungsgesellschaft, Berlin
and Frankfurt on Main, as the Company s
Independent Auditors for the annual
audit of the annual financial statements
and the consolidated financial
statements for the FYE 30 SEP 2006
7. Beschlussfassung ueber die Ermaechtigung Mgmt For *
zum Erwerb und zur Verwendung eigener of
shares acquired and any other shares
previously acquired and still held by
the Company or to be attributed to the
Company pursuant to Section 71 d and
Section 71 e of the German Stock
Corporation Act (AktG) shall at no time
exceed 10% of the existing capital
stock; authorization be implemented
wholly or in part, once or several
times, by the Company or any of its
subsidiaries, or by third parties on
behalf of the Company or its
subsidiaries; authorization shall be
effective as of 01 MAR 2006 and shall
remain in full force and effect through
25 JUL 2007, in substitution for the
existing authority granted on 27 JAN
2005; any acquisition of Siemens shares
shall be accomplished at the discretion
of the Managing Board either by purchase
over the stock exchange or through a
public share purchase offer if the
shares are acquired by purchase over the
Stock Exchange, the purchase price paid
per share excluding incidental
transaction charges may neither exceed
nor fall below the market price of the
stock on the trading day, as determined
at the opening auction of XETRA trading
or a comparable successor trading system
by more than 10%; if the shares are
acquired through a public share purchase
offer, the Company may publicly issue a
formal offer or publicly solicit
shareholders to submit offers; if a
formal offer is publicly issued by the
Company, the Company shall state a
purchase price or purchase price range
per share; if a purchase price range is
stated, the final price shall be
determined from all available acceptance
declarations; the purchase offer may
provide for an acceptance period, terms
and conditions, and the possibility of
adjusting the purchase price
Investment Company Report
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Page 162 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
range during the acceptance period if
after publication of a formal offer
significant market price fluctuations
occur during the acceptance period; the
purchase price or purchase price range
per Siemens share excluding incidental
transaction charges may neither exceed
nor fall below the average closing price
of the Siemens stock in XETRA trading or
a comparable successor trading system
during the last 5 trading days prior to
the relevant date by more than 20%; the
relevant date shall be the date on which
the final Managing Board decision about
the formal offer is made; in the event
of an adjustment to the offer, the
relevant date shall be replaced by the
date on which the final Managing Board
decision is made about the adjustment;
if the number of shares tendered by
shareholders exceeds the total volume of
shares which the Company intend ed to
reacquire, the shareholders right to
tender may be excluded to the extent
that acquisition shall be in proportion
to the Siemens shares tendered;
furthermore, the tender of small lots of
up to 150 Siemens shares per shareholder
may receive preferential treatment; if
the Company publicly solicits submission
of offers to sell Siemens shares, the
Company may state in its solicitation a
purchase price range within which offers
may be submitted; the solicitation may
provide for a submission period, terms
and conditions, and the possibility of
adjusting the purchase price range
during the submission period if after
publication of the solicitation
significant market price fluctuations
occur during the submission period; upon
acceptance, the final purchase price
shall be determined from all available
sales offers; the purchase price per
share excluding incidental transaction
charges may neither exceed nor fall
below the average closing price of the
stock in XETRA trading or a comparable
successor trading system during the last
5 trading days prior to the relevant
date by more than 20%; the relevant date
shall be the date on which the offers
are accepted by the Company; if the
number of Siemens shares offered for
sale exceeds the total volume of shares
which the Company intended to reacquire,
the shareholders right to tender may be
excluded to the extent that acceptance
shall be in proportion to the shares
tendered;
Investment Company Report
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Page 163 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
furthermore, the acceptance of small
lots of up to 150 shares tendered per
shareholder may receive priority
consideration; and authorize the
Managing Board to also use Siemens
shares reacquired on the basis of this
or any previously given authorization as
follows: such shares of stock may be
retired with the approval of the
Supervisory Board without an additional
resolution by a shareholders meeting
being required for such retirement or
its implementation; such shares of stock
may be used to service conversion or
option rights granted by the Company or
any of its subsidiaries; if the Siemens
shares are used to service such
conversion or option rights issued by
applying, mutatis mutandis, the
provisions of Section 1863, 4th
sentence, of the German Stock
Corporation Act against contributions in
cash approximating the market price,
with preemptive rights of shareholders
excluded, the aggregate number of
shares must not exceed 10% of the
capital stock at the time when such
shares are used; this limit includes
shares issued or disposed of by direct
or mutatis mutandis application of these
provisions during the term of this
authorization at the time when the
shares are used; the limit also includes
shares that were or are to be issued to
service conversion or option rights that
were or will be granted in accordance
with the above provisions at the time
when the shares are used; preemptive
rights of shareholders relating to
reacquired Siemens shares shall be
excluded to the extent to which such
shares are used
8. Approve the creation of an authorized Mgmt For *
capital 2006; the authorized capital
curAusgabe an Mitarbeiter, die
Ermaechtigung zur Verwendung eigener
Aktien sowie 01/Il will expire on 01 FEB
2006; the Managing Board shall again
receive the authorization to transfer
shares of stock to employees of Siemens
AG and its subsidiaries; accordingly,
authorize the Managing Board to
increase, with the approval of the
Supervisory Board, the capital stock
until 25 JAN 2011 by up to EUR
75,000,000 nominal through the issuance
of up to 25,000,000 shares of no par
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
value registered in the names of the
holders against contributions in cash;
the authorization may be implemented in
installments; preemptive rights of
existing shareholders shall be excluded;
the new shares shall be issued under the
condition that they are offered
exclusively to employees of Siemens AG
and its subsidiaries, provided these
subsidiaries are not listed companies
themselves and do not have their own
employee stock schemes; authorize the
Managing Board to determine, with the
approval of the Supervisory Board, the
further content of the rights embodied
in the shares and the terms and
conditions of the share issue; amend
Section 4 of the Articles of Association
by including the new Section 4 10;
authorize the Supervisory Board to amend
Section 4 of the Articles of Association
depending on the utilization of the
Authorized Capital 2006 and upon
expiration of the term of the
authorization; authorize the Company to
also use shares reacquired on the basis
of the authorization to be given
pursuant to: such shares of stock may be
used to meet the Company s obligations
under the 1999 and 2001 Siemens Stock
Option Plans, both as amended, in
accordance with the resolutions passed
at the annual shareholders meetings on
18 FEB 1999 and 22 FEB 2001; the key
points of the 1999 and 2001 Siemens
Stock Option Plans, as approved at the
respective annual shareholders meetings,
can be examined as an integral part of
the notarized minutes of the respective
annual shareholders meetings at the
Commercial Registries in Berlin and
Munich; they can also be inspected at
the registered offices of Siemens AG,
Wittelsbacherplatz 2, 80333 Munich, and
Nonnendammallee 101, 13629 Berlin, and
on the Internet; such shares of stock
may be offered for purchase to
individuals currently or formerly
employed by the Company or any of its
subsidiaries, or they may be granted and
transferred with a holding period of at
least 2 years; such shares of stock may
be offered by the Supervisory Board as
stock-based compensation for purchase to
the Members of the Managing Board of
Siemens AG under the same terms and
conditions as those offered to employees
of the Company, or they may be granted
and transferred with a holding period of
at least 2
Investment Company Report
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Page 165 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
years; the details regarding stock-based
compensation for Managing Board members
are determined by the Supervisory Board;
authorization be implemented once or
several times, severally or jointly,
whole or in part; preemptive rights of
shareholders relating to reacquired
Siemens shares shall be excluded to the
extent to which such shares are used
pursuant to the above authorization
9. Beschlussfassung ueber Mgmt For *
Satzungsaenderungen zur Anpassung an ein
neues Gesetz Articles of Association of
the Company
GEGENANTRAEGE SIND JETZT FUER DIESE Non-Voting No vote
HAUPTVERSAMMLUNG VORHANDEN. EINEN LINK
ZU ROPOSAL INFORMATION IS AVAILABLE IN
THE MATERIAL URL SECTION OF THE
APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES AT
THE COMPANYS MEETING.
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO DETAILED AGENDA.PLEASE ALSO NOTE THE
NEW CUTOFF DATE 18 JAN 2006. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 166 of 239
UNASSIGNED
SNC-LAVALIN GROUP INC.
SECURITY: 78460T105 AGENDA NUMBER: 932469996
TICKER: SNCAF MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.E. CLEGHORN Mgmt For For
2 D. GOLDMAN Mgmt For For
3 J. LAMARRE Mgmt For For
4 P.H. LESSARD Mgmt For For
5 E.A. MARCOUX Mgmt For For
6 L.R. MARSDEN Mgmt For For
7 C. MONGEAU Mgmt For For
8 G. MORGAN Mgmt For For
9 H.D. SEGAL Mgmt For For
10 L.N. STEVENSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 167 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.P. VETTIER Mgmt For For
02 APPOINTMENT OF AUDITORS. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 168 of 239
UNASSIGNED
STANDARD CHARTERED PLC
SECURITY: G84228157 AGENDA NUMBER: 700913052
TICKER: MEETING TYPE: AGM
ISIN: GB0004082847 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the annual report for the YE 31 Mgmt For *
DEC 2005
2. Declare a final dividend of 45.06 US Mgmt For *
cents per ordinary share for the YE 31
DEC 2005
3. Approve the Directors remuneration Mgmt For *
report for the YE 31 DEC 2005
4. Re-elect Mr. E. M. Davies as a Director Mgmt For *
5. Re-elect Mr. N. B. DeNoma as a Director Mgmt For *
6. Re-elect Mr. P. A. Sands as a Director Mgmt For *
7. Re-elect Sir C. K. Chow as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 169 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Mr. R. H. P. Markham as a Mgmt For *
Director
9. Re-elect Mr. H. E. Norton as a Director Mgmt For *
10. Re-elect Mr. B. K. Sanderson, the Group Mgmt For *
Chairman, as a Director
11. Re-appoint KPMG Audit Plc as the Auditor Mgmt For *
of the Company until the end of next
year s AGM
12. Authorize the Board to set the Auditor s Mgmt For *
fees
13. Authorize the Board to allot relevant Mgmt For *
securities (as defined in the Companies
Act 1985), such authority is limited to:
a) the allotment of relevant securities
up to a total nominal value of USD
131,986,987 not greater than 20% of the
issued ordinary share capital of the
Company; b) the allotment when combined
with any allotment made as specified of
relevant securities up to a total
nominal value of USD 219,978,312 in
connection with: i) an offer of relevant
securities open for a period decided on
by the Board: A) to ordinary
shareholders on the register on a
particular date excluding any holder
holding shares as treasury shares, in
proportion as nearly as may be to their
existing holdings for this purpose both
any holder holding shares as treasury
shares and the treasury shares held by
him; and B) to people who are
registered on a particular date as
holders of other classes of equity
securities excluding any holder holding
shares as treasury shares, if
Investment Company Report
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Page 170 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
this is required by the rights of those
securities or, if the Board considers it
appropriate, as permitted by the rights
of those securities; and so that the
Board may impose any limits or
restrictions and make any arrangements
which it considers necessary or
appropriate to deal with fractional
entitlements, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter;
and (ii) a scrip dividend scheme or
similar arrangement implemented in
accordance with the Articles of
Association of the Company; c) the
allotment of relevant securities
pursuant to the terms of any existing
share scheme of the Company or any of
its subsidiary undertakings adopted
prior to the date of this meeting; such
authority to apply for the period from
04 MAY 2006 until the earlier of the end
of next year s AGM and 03 AUG 2007, so
that the Company may make offers end
enter into agreements during the
relevant period which would, or might,
require relevant securities to be
allotted after the authority ends and
the Board may allot relevant securities
under any such offer or agreement, as if
the authority had not ended
14. Authorize the Board to allot relevant Mgmt For *
securities up to a total nominal value
of USD 131,986,987 pursuant to
Resolution 13 be extended by the
addition of such number of ordinary
shares of USD 0.50 each representing the
nominal amount of the Company s share
capital repurchased by the Company under
the authority granted pursuant to
Resolution 16
S.15 Authorize the Board, subject to the Mgmt For *
passing of Resolution 13, to allot
equity securities as defined in the
Companies Act 1986 for cash under the
authority given by that resolution
and/or where the allotment constitutes
an allotment of equity securities by
virtue of Section 94(3A) of the
Companies Act 1985, free of the
restriction in Section 89(1) of the
Companies Act 1985, such power to be
limited to: a) the allotment of equity
securities
Investment Company Report
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Page 171 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
in connection with en offer of equity
securities open for a period decided on
by the Board: i) to ordinary
shareholders on the register on a
particular date excluding any holder
holding shares as treasury shares, in
proportion to their existing holdings
ignoring for this purpose both any
holder holding shares as treasury shares
and the treasury shares held by him;
and ii) to people who are registered on
a particular date as holders of other
classes of equity securities excluding
any holder holding shares as treasury
shares, if this is required by the
rights of those securities or; if the
Board considers it appropriate, as
permitted by the rights of those
securities, and so that the Board may
impose any limits or restrictions and
make any arrangements which it considers
necessary or appropriate to deal
fractional entitlements, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter; and b) the allotment
otherwise than under a) above of equity
securities up to a total nominal value
of USD 32,996,746; Authority to apply
from 04 MAY 2006 until the of the end of
next years AGM and 03 AUG 2007, but
during this period the Company may make
offers, and enter into agreements, which
would, or might, require equity
securities to be allotted after the
power ends and the Board may allot
equity securities under any such offer
or agreement as if the power had not
ended
S.16 Authorize the Company, generally and Mgmt For *
without conditions, to make market
purchases as defined in the Companies
Act 1985 of its ordinary shares of USD
0.50 each, provided that: a) the Company
does not purchase more than 131,986,987
shares under this authority b) the
Company does not pay less for each share
before expenses than USD 0.50 or the
equivalent in the currency in which the
purchase is made, calculated by
reference to a spot exchange rate for
the purchase of US dollars with such
other currency as displayed on the
appropriate page of the Reuters screen
at or around 11.00 am London time on the
business day before the day the Company
agrees to buy the shares; and c)
Investment Company Report
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Page 172 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the Company does not pay more for each
share than 5% over the average of the
middle market prices of the ordinary
shares according to the Daily Official
list of the London Stock Exchange for
the five business days immediately
before the date on which the Company to
buy the shares and the price stipulated
by Article 5(1) of the Buy-Back and
Stabilisation Regulation EC No.
2273/2003; Authority expires earlier to
apply from 04 MAY 2006 until the earlier
of the end of next year s AGM and 03 AUG
2007 unless previously cancelled or
varied by the Company general meeting,
but during this period the Company may
agree to purchase shares where the
purchase may not be completed fully or
partly until after the authority ends
and may make a purchase of ordinary
shares in accordance with any such
agreement as if the authority had not
ended
S.17 Authorize the Company, generally and Mgmt For *
without conditions, to make market
purchases as defined in the Companies
Act 1985 of up to 328,388 dollar
preference shares and up to 195,285,000
starling preference shares provided
that: a) the Company does not pay less
for each share before expenses than the
nominal value of the share or the
equivalent in the currency in which the
purchase is made, calculated by
reference to the spot exchange rate for
the purchase of the currency in which
the relevant share is denominated with
such other currency as displayed on the
appropriate page of the Reuters screen
at or around 11.00 am London time on the
business day before the day the Company
agrees to buy the shares; and b) the
Company does not pay more: i) for each
sterling preference share before
expenses than 25% over the average of
the middle market prices of such shares
according to the daily official list of
the London Stock Exchange for the 10
business days immediately before the
date on which the Company agrees to buy
the shares; and ii) for each dollar
preference share before expenses than
25% over the average of the middle
market prices of such shares according
to the daily official list of the London
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 173 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Stock Exchange for the ten business days
immediately before the date on which the
Company agrees to buy the shares;
Authority to apply from 04 MAY 2006
until the end of next years AGM and 03
AUG 2007 unless previously cancelled or
varied by the Company in general
meeting, but during this period the
Company may agree to purchase shares
where the purchase may not be completed
fully or partly until after the
authority ends and may make a purchase
of shares in accordance with any such
agreement as if the authority had not
ended
18. Authorize the Company, in accordance Mgmt For *
with Section 347C of the Companies Act
1985, as amended, to make donations to
EU political organizations and/or to
incur EU political expenditure as
specified under Section 347A of the
Companies Act 1985, as amended provided
that; i) such donations to EU political
organizations shall not when aggregated
with any donations to EU political
organizations made by the Standard
Chartered Bank in the relevant period in
total exceed the sum of GBP 100,000 or
the equivalent in 1 or more other
currencies translated at such rates s as
the Directors of the Company shall
consider appropriate; and ii) such EU
political expenditure shall not when
aggregated with any EU political
expenditure incurred by Standard
Chartered Bank in the relevant period in
total exceed the sum of GBP 100,000 or
the equivalent in 1 or more other
currencies translated at such rates(s)
as the Directors of the Company shall
consider appropriate; Authority expires
on the earlier of the end of next years
AGM and 03 AUG 2007; the Company may
enter into a contract or undertaking
this authority before its expiry which
would or might be performed wholly or
partly after its expiry and may make
donations to political organizations
and/or incur EU political expenditure
pursuant to such contract or
understanding
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 174 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
19. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Companies Act
1985, to make donations to EU political
organizations and/or to incur EU
political expenditure as specified under
Section 347A of the Companies Act 1985,
as amended provided that; i) such
donations to EU political organizations
shall not when aggregated with any
donations to EU political organizations
made by the Company in the relevant
period in total exceed the sum of USD
100,000 or the equivalent in 1 or more
other currencies translated at such
rates(s) as the Directors of the Company
shall consider appropriate; and ii)
such EU political expenditure shall not
when aggregated with any EU political
expenditure incurred by Company in the
relevant period in total exceed the sum
of USD 100,000 or the equivalent in 1 or
more other currencies translated at such
rate(s) as the Directors of the Company
shall consider appropriate; Authority
expires on the earlier of the end of
next year s AGM and 03 AUG 2007; the
Company may enter into a contract or
undertaking this authority before its
expiry which would or might be performed
wholly or partly after its expiry and
may make donations to political
organizations and/or incur EU political
expenditure pursuant to such contract or
understanding
20. Amend the rules of the Standard Mgmt For *
Chartered 2001 Performance Share Plan to
reflect the changes as specified and
authorize the Board to do anything which
it considers necessary or desirable to
give effect to these changes
21. Approve the Standard Chartered 2006 Mgmt For *
Restricted Share Scheme as specified and
authorize the Board to do anything which
it considers necessary or desirable to
carry the same into effect and to make
such changes as it may consider
Investment Company Report
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Page 175 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 176 of 239
UNASSIGNED
SUMITOMO REALTY & DEVELOPMENT CO LTD
SECURITY: J77841112 AGENDA NUMBER: 700992868
TICKER: MEETING TYPE: AGM
ISIN: JP3409000001 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 5
2 Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code (Please refer to the
attached PDF files.)
3.1 Appoint a Corporate Auditor Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 177 of 239
UNASSIGNED
SUNCOR ENERGY INC.
SECURITY: 867229106 AGENDA NUMBER: 932454616
TICKER: SU MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MEL E. BENSON Mgmt For For
2 BRIAN A. CANFIELD Mgmt For For
3 BRYAN P. DAVIES Mgmt For For
4 BRIAN A. FELESKY Mgmt For For
5 JOHN T. FERGUSON Mgmt For For
6 W. DOUGLAS FORD Mgmt For For
7 RICHARD L. GEORGE Mgmt For For
8 JOHN R. HUFF Mgmt For For
9 M. ANN MCCAIG Mgmt For For
10 MICHAEL W. O'BRIEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 178 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JR SHAW Mgmt For For
12 EIRA M. THOMAS Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF THE CORPORATION FOR
THE ENSUING YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 179 of 239
UNASSIGNED
TENARIS, S.A.
SECURITY: 88031M109 AGENDA NUMBER: 932519068
TICKER: TS MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A1 CONSIDERATION OF THE BOARD OF DIRECTORS Mgmt For For
AND INDEPENDENT AUDITOR S REPORTS ON THE
CONSOLIDATED FINANCIAL STATEMENTS.
A2 CONSIDERATION OF THE BOARD OF DIRECTORS Mgmt For For
AND INDEPENDENT AUDITORS REPORTS ON THE
UNCONSOLIDATED ANNUAL ACCOUNTS.
A3 ALLOCATION OF RESULTS AND APPROVAL OF Mgmt For For
DIVIDEND PAYMENT.
A4 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS.
A5 ELECTION OF THE BOARD OF DIRECTORS Mgmt For For
MEMBERS.
A6 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For
TO DELEGATE THE DAY-TO- DAY MANAGEMENT
OF THE COMPANY S BUSINESS AND THE POWER
TO REPRESENT THE COMPANY AS
ADMINISTRATEUR DELEGUE (CHIEF EXECUTIVE
OFFICER) TO MR. PAOLO ROCCA.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 180 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A7 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For
TO APPOINT ANY OR ALL OF ITS MEMBERS AS
THE COMPANY S ATTORNEYS-IN-FACT.
A8 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For
TO CAUSE THE DISTRIBUTION OF ALL
SHAREHOLDER COMMUNICATIONS..
A9 BOARD OF DIRECTORS COMPENSATION. Mgmt For For
A10 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For
APPROVAL OF THEIR FEES.
E1 AMENDMENT OF ARTICLE 11 OF THE ARTICLES Mgmt For For
OF ASSOCIATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 181 of 239
UNASSIGNED
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
SECURITY: 881624209 AGENDA NUMBER: 932401615
TICKER: TEVA MEETING TYPE: Special
ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE ISSUANCE OF ORDINARY Mgmt For For
SHARES OF TEVA, PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED JULY
25, 2005, BY AND AMONG IVAX CORPORATION,
TEVA AND TWO WHOLLY OWNED SUBSIDIARIES
OF TEVA, IVORY ACQUISITION SUB, INC. AND
IVORY ACQUISITION SUB II, INC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 182 of 239
UNASSIGNED
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
SECURITY: 881624209 AGENDA NUMBER: 932481548
TICKER: TEVA MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For
CONSOLIDATED BALANCE SHEET AS OF
DECEMBER 31, 2005 AND THE CONSOLIDATED
STATEMENTS OF INCOME FOR THE YEAR THEN
ENDED.
02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For
RECOMMENDATION THAT THE CASH DIVIDEND
FOR THE YEAR ENDED DECEMBER 31, 2005 BE
DECLARED FINAL.
03 TO APPOINT PROF. GABRIELA SHALEV AS A Mgmt For For
STATUTORY INDEPENDENT DIRECTOR FOR AN
ADDITIONAL TERM OF THREE YEARS.
4A TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR A THREE-YEAR TERM: DR. PHILLIP FROST
4B TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR A THREE-YEAR TERM: CARLO SALVI
4C TO ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt For For
FOR A THREE-YEAR TERM: DAVID SHAMIR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 183 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For
AND OFFICER S LIABILITY INSURANCE FOR
THE DIRECTORS AND OFFICERS OF THE
COMPANY.
06 TO APPROVE AN AMENDMENT TO SECTION 60(E) Mgmt For For
OF THE COMPANY S ARTICLES OF
ASSOCIATION.
07 TO APPROVE AN INCREASE IN THE Mgmt For For
REMUNERATION PAID TO THE DIRECTORS OF
THE COMPANY (OTHER THAN THE CHAIRMAN OF
THE BOARD).
08 TO APPOINT KESSELMAN & KESSELMAN, AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND DETERMINE THEIR COMPENSATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 184 of 239
UNASSIGNED
THE CARPHONE WAREHOUSE GROUP PLC, LONDON
SECURITY: G5344S105 AGENDA NUMBER: 700770820
TICKER: MEETING TYPE: AGM
ISIN: GB0008787029 MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the accounts and reports of the Mgmt For *
Directors and the Auditors for the
period ended 02 APR 2005
2. Approve the remuneration report as Mgmt Against *
specified in the annual report 2005
3. Declare a final dividend of 1.25 pence Mgmt For *
per ordinary share for the period ended
02 APR 2005
4. Re-elect Mr. Charles Dunstone as a Mgmt Against *
Director
5. Re-elect Mr. Roger Taylor as a Director Mgmt For *
6. Re-elect Mr. John Gildersleeve as a Mgmt For *
Director
7. Elect Mr. David Goldie as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 185 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Deloitte and Touche LLP as Mgmt For *
the Auditors of the Company, until the
conclusion of the next general meeting
at which the accounts are laid before
the Company and authorize the Audit
Committee to determine the Auditors
remuneration
S.9 Authorize the Directors, for the purpose Mgmt For *
of Section 80(1) of the Companies Act
1985 Act to exercise all the powers of
the Company to allot relevant securities
Section 80(2) of the Act up to an
aggregate nominal amount of GBP 292,469
being the aggregate nominal amount of
one third of the issued ordinary share
capital of the Company at 02 APR 2005;
Authority expires at the earlier of
conclusion of the next AGM of the
Company in 2006 or 15 months; and the
Directors may allot relevant securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
S.10 Authorize the Directors, pursuant to Mgmt For *
Section 95 of the Act, to allot equity
securities Section 94(2) of the Act
pursuant to the authority conferred by
Resolution 9, disapplying the statutory
pre-emption rights Section 89(1),
provided that this power is limited to
the allotment of equity securities: 1)
in connection with a rights issue in
favor of holders of ordinary shares of
0.1p each in the capital of the Company;
and 2) up to an aggregate nominal amount
of GBP 43,870 5% of the aggregate
nominal amount of the issued share
capital of the Company as at 02 APR
2005; Authority expires the earlier of
the conclusion of the next AGM of the
Company in 2006 or 15 months; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 186 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.11 Authorize the Company, for the purposes Mgmt For *
of Section 166 of the Act, to make
market purchases Section 163 of the Act
up to aggregate number of 87,740,822
ordinary shares, at a minimum price
equal to 0.1p nominal value and not more
than 5% above the average middle market
quotations of the Company s ordinary
shares derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion of
the next AGM of the Company in 2006 or
15 months; the Company, before the
expiry, may make a contract or contracts
to purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 187 of 239
UNASSIGNED
THE SWATCH GROUP AG, NEUENBURG
SECURITY: H83949133 AGENDA NUMBER: 700943699
TICKER: MEETING TYPE: AGM
ISIN: CH0012255144 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 188 of 239
UNASSIGNED
THE SWATCH GROUP AG, NEUENBURG
SECURITY: H83949133 AGENDA NUMBER: 700945148
TICKER: MEETING TYPE: AGM
ISIN: CH0012255144 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS. THANK YOU.
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
306645, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Receive the 2005 annual report of the Mgmt No vote
Board of Directors
1.2 Receive the 2005 financial statements Mgmt No vote
balance sheet, income statement and
notes and 2005 consolidated financial
statements
1.3 Receive Statutory Auditors report and Mgmt No vote
report of the Group Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 189 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.4 Approve the reports and the financial Mgmt No vote
statements
2. Grant discharge to the Board of Mgmt No vote
Directors
3. Approve the allocation of income and Mgmt No vote
dividends of CHF 0.50 per registered
share and CHF 2.50 per bearer share
4. Approve to reduce the share capital Mgmt No vote
adaptation of Article 4 of the Statutes
from CHF 135,089,359.65 to CHF
132,007,500.00
5. Ratify PricewaterhouseCoopers AG as the Mgmt No vote
Auditors and approve the Group Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 190 of 239
UNASSIGNED
TOKYO ELECTRON LIMITED
SECURITY: J86957115 AGENDA NUMBER: 700949425
TICKER: MEETING TYPE: AGM
ISIN: JP3571400005 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 30, Directors bonuses JPY
215,500,000
2. Amend the Articles of Incorporation: Mgmt For *
Approve the Handling of Distribution of
Surplus Earnings
3. Amend the Articles of Incorporation: Mgmt Against *
Approve the Conclusion of
Liability-Limiting Contracts with
Outside Directors and Outside Auditors
4. Amend the Articles of Incorporation: Mgmt For *
Approve Authority to Convene General
Meeting of Shareholders and Board of
Directors Meeting, and concerning the
Chairman of Those Meetings
5. Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code, Allow Use of Electronic
Systems for Public Notifications
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 191 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.1 Elect a Director Mgmt For *
6.2 Elect a Director Mgmt For *
6.3 Elect a Director Mgmt For *
6.4 Elect a Director Mgmt For *
6.5 Elect a Director Mgmt For *
6.6 Elect a Director Mgmt For *
6.7 Elect a Director Mgmt For *
6.8 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 192 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.9 Elect a Director Mgmt For *
6.10 Elect a Director Mgmt For *
6.11 Elect a Director Mgmt For *
7. Approve Issuance of Share Acquisition Mgmt For *
Rights as Stock Options
8. Amend the Compensation to be received by Mgmt For *
Directors
9. Amend the Compensation to be received by Mgmt For *
Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 193 of 239
UNASSIGNED
TOTAL SA, COURBEVOIE
SECURITY: F92124100 AGENDA NUMBER: 700946710
TICKER: MEETING TYPE: MIX
ISIN: FR0000120271 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 194 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 296923 DUE TO ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
O.1 Receive the report of the Directors and Mgmt No vote
the Auditor s general report; approves
the Company s financial statements and
the balance sheet for the YE 31 DEC 2005
O.2 Approve the report of the Board of Mgmt No vote
Directors and the Statutory Auditors and
the consolidated financial statements
for the said FY
O.3 Approve that the income for the FY be Mgmt No vote
appropriated as follows: earnings for
the FY: 4,142,954,352.00; available
retained earnings: EUR 1,458,995,601.00;
amount to be allocated: EUR
5,601,949,953.00; total dividend: EUR
4,005,393,598.00 retained earnings: EUR
1,596,556,355.00; the shareholders will
receive a net dividend of EUR 6.48 per
share of EUR 10.00 face value; the
shareholders meeting reminds an interim
dividend of EUR 3.00, entitling natural
persons domiciled in France to the 50%
allowance provided by the French Tax
Code, was already paid on 24 NOV 2005
and the remaining dividend of EUR 3.48
will be paid on 18 MAY, 2006, and will
entitle natural persons domiciled in
France to the 40% allowance provided by
the French Tax Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 195 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.4 Authorize the Board of Directors to Mgmt No vote
transfer the amount of EUR
2,807,661,894.50 posted to the special
reserve of long-term capital gains to
the retained earnings account, in the
event of an option exercise pursuant to
Article 39 of the amended Finance Law
for the year 2004
O.5 Acknowledge the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-38 of the French
Commercial Code; and approve said report
and the agreements referred to therein
O.6 Authorizes the Board of Directors, in Mgmt No vote
supersession of the fraction unused of
the authorization granted by the
combined shareholders meeting of 17 MAY
2005 in its Resolution No. 5, to
purchase or sell company s shares in
connection with the implementation of a
Stock Repurchase Plan, subject to the
conditions described below: maximum
purchase price: EUR 300.00 per share of
a par value of EUR 10.00, maximum number
of shares to be acquired: 10% of the
share capital, i.e. 27,262,297 shares of
a par value of EUR 10.00; maximum funds
invested in the share buybacks: EUR
8,178,689,100.00; Authority expires at
the end of 18 months; to take all
necessary measures and accomplish all
necessary formalities this authorization
O.7 Appoint Ms. Anne Lauvergeon as a Mgmt No vote
Director for a 3-year period
O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote
for a 3-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 196 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.9 Appoint Mr. Bertrand Collomb as a Mgmt No vote
Director for a 3-year period
O.10 Appoint Mr. Antoine Jeancourt-Galignani Mgmt No vote
as a Director for a 3-year period
O.11 Appoint Mr. Michel Pebereau as a Mgmt No vote
Director for a 3-year period
O.12 Appoint Mr. Pierre Vaillaud as a Mgmt No vote
Director for a 3-year period
O.13 Appoint Mr. Christophe De Margerie as a Mgmt No vote
Director for a 3-year period
E.14 Acknowledge the Contribution Agreement Mgmt No vote
based on the spin-offs legal framework,
established by private agreement on 15
MAR 2006, under which it is stated that
Total S.A. shall grant its shares to
Arkema in the Companies Arkema France,
Societe De Development Arkema S.D.A,
Arkema Finance France, Mimosa and Arkema
Europe holdings BV; and approve all the
terms of the Contribution Agreement and
the contribution of a net value of EUR
1,544,175,344.82 that will come into
effect on its effective date in
consideration for this contribution,
Arkema will increase the share capital
by a nominal amount of EUR
605,670,910.00, by the creation of
60,567,091 shares, according to an
exchange ratio of 1 Arkema share against
10 Total S.A. shares the number of
shares and the nominal amount of capital
increase will be adjusted according to
then number of Company shares entitled
to the allocation of Arkema shares, as
the amount of capital increase is equal
to the number of Arkema
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 197 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
shares allocated by the Company to its
own shareholders multiplied by the par
value of the Arkema share, within the
limit of a maximum nominal amount of
capital increase in consideration for
the contribution of EUR 609,670,910.00
by way of issuing a maximum number of
60,967,091 new Arkema shares these new
shares will be assimilated in all
respects to the existing shares, will be
subject to the statutory provisions and
will grant entitlement to any
distribution of dividend as from 01 Jan
2005; the Arkema shares contribution of
EUR 1,544,175,344.82 shall count against
the issuance and contribution premium
account which amounted to EUR
34,563,052,123.17 and will amount to EUR
33,018,876,778.35; and to the Chairman
of the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
E.15 Approve to reduce the nominal value of Mgmt No vote
the shares from EUR 10.00 to EUR 2.50;
the number of exiting share will be
multiplied by 4; authorize the Board of
the Directors to all necessary measure;
and amend Article 6
E.16 Amend Article 11-3 of the By-Laws: each Mgmt No vote
Directors shall hold at least 1,000
shares during his/her term of office
A. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Amend Article
Number 11 of the Bylaws, as specified
B. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Approve to grant a
second seat as an employee-shareholder
to the Board of Total S.A
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 198 of 239
UNASSIGNED
TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY
SECURITY: J92676113 AGENDA NUMBER: 701001745
TICKER: MEETING TYPE: AGM
ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Appoint
Independent Auditors, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 199 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 200 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt For *
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt For *
3.18 Appoint a Director Mgmt For *
3.19 Appoint a Director Mgmt For *
3.20 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 201 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt For *
3.22 Appoint a Director Mgmt For *
3.23 Appoint a Director Mgmt For *
3.24 Appoint a Director Mgmt For *
3.25 Appoint a Director Mgmt For *
3.26 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 202 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.3 Appoint a Corporate Auditor Mgmt For *
5 Authorize Use of Stock Options for Other For *
Directors, Senior Executives and
Employees
6 Approve Purchase of Own Shares Mgmt For *
7 Approve Final Payment Associated with Other For *
Abolition of Retirement Benefit System
for Directors and Auditors
8 Amend the Compensation to be Received by Mgmt For *
Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 203 of 239
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 700905269
TICKER: MEETING TYPE: OGM
ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
292933, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. Approve the annual report, the Group and Mgmt No vote
the parent Company accounts for FY 2005
reports of the Group and the Statutory
Auditors
2. Approve the appropriation of the Mgmt No vote
retained earnings, dividend for FY 2005
3. Grant discharge to the Members of the Mgmt No vote
Board of Directors and the Group
Executive Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 204 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote
Member
4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote
Board Member
4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote
Board Member
4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote
4.3 Ratify Ernst & Young as the Auditors Mgmt No vote
4.4 Ratify BDO Visura as the Special Mgmt No vote
Auditors
5.1 Approve the cancellation of shares Mgmt No vote
repurchased under the 2005/2006 Share
Buyback Program
5.2 Approve the new Share Buy Back Program Mgmt No vote
for 2006/2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 205 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.3 Approve 1-time payout in the form of a Mgmt No vote
par value repayment
5.4 Approve the share split Mgmt No vote
5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote
4A of the Articles of Association
5.5.2 Approve the reduction of the threshold Mgmt No vote
value for agenda item requests Article
12 Paragraph 1 of the Articles of
Association
6. Approve to create conditional capital Mgmt No vote
and amend Article 4A Paragraph 2 of the
Articles of Association
PLEASE NOTE THAT THIS IS AN AGM. Non-Voting No vote
THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF THE NAMES OF THE AUDITORS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 206 of 239
UNASSIGNED
UNIBAIL HOLDING, PARIS
SECURITY: F95094110 AGENDA NUMBER: 700902629
TICKER: MEETING TYPE: MIX
ISIN: FR0000124711 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Registered Shares: 1 to 5 days prior to Non-Voting No vote
the meeting date, depends on company s
by-laws.Bearer Shares: 6 days prior to
the meeting date. French Resident
Shareowners must complete, sign and
forward the Proxy Card directly to the
sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions.The following applies to Non-
Resident Shareowners: Proxy Cards: ADP
will forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 207 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 27 APR 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
O.1 Receive the report of the Board of Mgmt No vote
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the YE 31 DEC 2005
O.2 Receive the report of the Auditors and Mgmt No vote
the Statutory Auditors and approve the
consolidated financial statements for
the said FY
O.3 Approve to appropriate the income of the Mgmt No vote
FY as follows: income for the FY: EUR
222,969,186.00; previous retained
earnings: EUR 229,226,170.00;
distributable income: EUR
452,195,356.00; total dividend: EUR
182,924,576.00; to appropriate the
profit for the year of EUR
269,270,780.00 to the retained earnings
account; acknowledge that 3 interim
dividends for an amount of EUR 2.85 were
already paid, and the remaining dividend
of EUR 1.15 will be paid on 17 JUL 2006;
i.e. total dividend: EUR 4.00
O.4 Acknowledge the special report of the Mgmt No vote
Auditors on the agreements governed by
the Articles L. 225-38 ET SEQ of the
French Commercial Code and approve the
said report and the agreements referred
to therein
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 208 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.5 Approve to renew the appointment of Mr. Mgmt No vote
Francois Jaclot as a Director for a
period of 3 years
O.6 Approve to renew the appointment of Mr. Mgmt No vote
Claude Tendil as a Director for a period
of 3 years
O.7 Appoint Mr. Guillaume Poitrinal as a Mgmt No vote
Director for a period of 3 years
O.8 Appoint Mr. Bernard Michel as a Director Mgmt No vote
for a period of 3 years
O.9 Authorize the Board of Directors, in Mgmt No vote
supersession of the authorization
granted by the shareholders meeting of
28 APR 2005 set forth in Resolution
Number 14, to buy back the Company s
shares on the open market, subject to
the conditions as follows: maximum
purchase price: EUR 140.00; minimum sale
price: EUR 100.00; maximum number of
shares that may be acquired: 10% of the
share capital, maximum funds invested in
the share buy backs: EUR 500,000,000.00;
Authority expires at the end of 18
months; and to take all necessary
measures and accomplish all necessary
formalities
E.10 Authorize the Board of Directors, in Mgmt No vote
supersession of the authorization
granted by the shareholders meeting of
28 APR 2005 in its Resolution Number 16,
to reduce the share capital, by
canceling all or part of the shares held
by the Company in connection with the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 209 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Stock Repurchase Plan decided in the 9
Resolution, up to a maximum of 10% of
the share capital over a 24 month
period; Authority is given for 18 months
E.11 Authorize the Board of Directors, in Mgmt No vote
supersession of the authorization
granted by the shareholders meeting of
17 JUN 2003 in its Resolution Number 9,
to increase the share capital, on one or
more occasions, in favor of the
employees and the Executives of the
Company; Authority expires at the end of
38 months; and for an amount that shall
not exceed 3% of the share capital; the
shareholders meeting decides to cancel
the shareholders preferential
subscription rights
E.12 Grant all powers to the bearer of an Mgmt No vote
original, a copy or an extract of the
minutes of this meeting to carry our all
fillings, publications and other
formalities prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 210 of 239
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700838608
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 16 DEC 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Appoint the Directors after having Mgmt No vote
determined how many they are to be for
the 3 year term 2006-2008; approve that
their term will end in combination with
the 2008 shareholders meeting call
2. Approve to determine the Board of Mgmt No vote
Directors and the Executive Committee s
salary for every future year in office
as per Article 26 of the Bylaw,
nevertheless for the internal Auditors
and their President as per the
Legislative Decree 231/01
3. Grant authority for the purchase and Mgmt No vote
sale of own shares as per Article
2357-Ter of the Italian Civil Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 211 of 239
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700917771
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote
APR 2006 HAS BEEN POSTPONED DUE TO LACK
OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 12 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 02
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the financial statements for the Mgmt No vote
YE 31 DEC 2005, accompanied by reports
by the Directors and the Independent
Auditors, report by the Board of
Statutory Auditors and the consolidated
financial statements and the social and
environmental report
O.2 Approve the allocation of net profit for Mgmt No vote
the year
O.3 Approve the Group Personnel long-term Mgmt No vote
Incentive Plan for 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 212 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.1 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 1
year starting from the date of
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to increase the
share capital, with the exclusion of
rights, as allowed by Section 2441.8 of
the Italian Civil Code, for a maximum
nominal amount of EUR 21,000,000 to
service the exercise of options to
subscribe to up to 42,000,000 ordinary
shares in Unicredito Italiano of par
value EUR 0.50 each, to reserve for the
executive personnel in the holding
Company and the Group s Bank and
Companies who hold positions of
particular importance for the purposes
of achieving the Group s overall
objectives, consequently amend the
Articles of Association
E.2 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 5
years starting from the date of the
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to carry out a bonus
capital increase, as allowed by the
Section 2349 of the Italian Civil Code,
for a maximum nominal amount of EUR
6,500,000 corresponding to up to
13,000,000 ordinary shares in Unicredito
Italiano of par value EUR 0.50 each, to
allocate to the executive personnel in
the holding Company and the Group s
Banks and Companies, who hold positions
of particular importance for the
purposes of achieving the Group s
overall objectives, consequently amend
the Articles of Association
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE AND REVISED
NUMBERING. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 213 of 239
UNASSIGNED
VALLOUREC USINES A TUBES DE LORRAINE ESCAUT ET VALLOUREC REUNIES, BOULOGNE BILLA
SECURITY: F95922104 AGENDA NUMBER: 700945732
TICKER: MEETING TYPE: MIX
ISIN: FR0000120354 MEETING DATE: 01-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN EGM Non-Voting No vote
Registered Shares: 1 to 5 days prior to Non-Voting No vote
the meeting date, depends on company s
by-laws. Bearer Shares: 6 days prior to
the meeting date. French Resident
Shareowners must complete, sign and
forward the Proxy Card directly to the
sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 214 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
instruction and release the shares for
settlement of the sale transaction. This
procedure pertains to sale transactions
with a settlement date prior to Meeting
Date + 1
1. Approve to split the nominal value of Mgmt No vote
each share into 5, reducing from EUR
20.00 to EUR 4.00 the nominal value of
the shares; the 53,001,660 new shares
will be allocated to the shareholders of
the Company as follows: 5 new shares for
1 held share; this division will be
effective as of 18 JUL 2006;
consequently, and amend Article 6 of the
By-Laws capital stock as follows: the
share capital is set at EUR
212,006,640.00 and is divided into
53,001,660 shares, of a par value of EUR
4.00 each; this splitting of shares will
multiply by 5 the number of free shares
allocated by the Executive Committee on
16 JAN 2006, by decision of the
Supervisory Board of 14 DEC 2005, within
the framework of the authorization given
by the resolution 9 of the combined
shareholders meeting of 07 JUN 2005 to
the employees and Corporate officers of
the Company
2. Amend Article number 8 of the By-Laws Mgmt No vote
relating to the exceeding of thresholds
by adding a new paragraph to the end of
the Article: paragraph 5 - exceeding of
statutory thresholds
3. Approve to dismiss the Members of the Mgmt No vote
Executive Committee by the extraordinary
shareholders meeting and amend Article
number 9, 10 and 13 of the By-laws
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 215 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Amend Article number 9 of the By-laws: Mgmt No vote
Article 9 - composition of the Executive
Committee; the Members are elected for a
maximum period of 6 years; the age limit
for the term of Member of the Executive
Committee is 65 years
5. Approve to change the age limit for the Mgmt No vote
Members of the Supervisory Board and
consequently and Amend Article number 10
of the By-Laws: (-) Article 10 -
composition
6. Approve to create the function of Mgmt No vote
control agent and resolves to complete
the By-Laws of the Company by the
Article 10 a; Article 10 a: Control
agents
7. Appoint, subject to the adoption of the Mgmt No vote
previous resolution, Mr. Arnaud
Leenhardt as Control Agent, for a period
of 4 years
8. Approve that the shareholders meetings Mgmt No vote
will take place at the head office or in
any other place of metropolitan France
and resolves to amend Article number 12
of the By-laws; Article 12-Participation
9. Amend Article number 13 of the By-laws Mgmt No vote
relating to the quorum of ordinary
shareholders meetings; Article 13 -
quorum and majority
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 216 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10. Amend Article number 14 of the By-laws Mgmt No vote
relating to the quorum of extraordinary
shareholders meetings: Article 14 -
quorum and majority
11. Authorize the Executive Committee all Mgmt No vote
powers to grant, in one or more
transactions, to Employees, Managers and
Corporate Officers of the Company and
the related Companies, options giving
the right to purchase existing shares
purchased by the Company, it being
provided that the options shall not give
rights to a total number of shares,
which shall exceed 10% of the share
capital; the present authorization is
granted for a period of 38 months; and
to take all necessary measures and
accomplish all necessary formalities.
12. Approve to grant full powers to the Mgmt No vote
bearer of an original, a copy or extract
of the minutes of this meeting to carry
out all filings, publications and other
formalities prescribed by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 217 of 239
UNASSIGNED
VALLOUREC USINES A TUBES DE LORRAINE ESCAUT ET VALLOUREC REUNIES, BOULOGNE BILLA
SECURITY: F95922104 AGENDA NUMBER: 700948699
TICKER: MEETING TYPE: OGM
ISIN: FR0000120354 MEETING DATE: 01-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 218 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-86 of the French
Commercial Code and acknowledges the
agreements entered into and which
remained in force during the FY
2. Receive the reports of the Executive Mgmt No vote
Committee, the report of the Chairman of
the Supervisory Board on the internal
controle, the report of the Supervisory
Board and the Auditors general report
and approve the Company s financial
statements and the balance sheet for the
YE 31 DEC 2005, as presented
3. Receive the reports of the Executive Mgmt No vote
Committee, the Supervisory Board and the
Statutory Auditors and approve the
consolidated financial statements for
the said FY, in the form presented to
the meeting and earnings: EUR
632,389,000.00
4. Receive the recommendations of the Mgmt No vote
Executive Committee and the income for
the FY be appropriated as follows: EUR
14,144,934.26 allocated to the legal
reserve for EUR 1,460,752.00 allocation
of the balance, EUR 12,684,182.26, added
to a sum of EUR 106,039,536.14 withdrawn
from the retained earnings for EUR
101,916,198.73, and on the general
reserves account for EUR 4,123,337.41,
i.e. a total amount of EUR
118,723,718.40, to the payment of a
dividend and an interim dividend of EUR
4.00, i.e. a global amount of EUR
41,322,332.00, the remaining dividend of
EUR 7.20, corresponding to a total
dividend of EUR 11.20, for each of the
10,600,332 shares, the dividend will be
paid on 05 JUL 2006, and will entitle
natural persons to the 40% allowance as
required by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 219 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Ratify the appointment of Mr. Heinz-Jorg Mgmt No vote
Fuhrmann as a Member of the Supervisory
Board, until the end of this
shareholders meeting
6. Approve to renew the appointment of Mr. Mgmt No vote
Patrick Boissier as a Member of the
Supervisory Board for a period of 5-year
7. Approve to renew the appointment of Mr. Mgmt No vote
Wolfgang Eging as a Member of the
Supervisory Board for a period of 5-year
8. Approve to renew the appointment of Mr. Mgmt No vote
Heinz-Jorg Fuhrmann as a Member of the
Supervisory Board for a period of 5-year
9. Approve to renew the appointment of Mr. Mgmt No vote
Denis Gautier-Savagnac as a Member of
the Supervisory Board for a period of
5-year
10. Approve to renew the appointment of Mr. Mgmt No vote
Jean-Paul Parayre as a Member of the
Supervisory Board for a period of 5-year
11. Appoint KPMG as the Statutory Auditor Mgmt No vote
for a period of 6-year
12. Appoint Deloitte ET Associes as the Mgmt No vote
Statutory Auditor for a period of 6-year
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 220 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
13. Appoint SCP Jean-Claude Andre ET Autres Mgmt No vote
as a Deputy Auditor for a period of
6-year
14. Approve to renew appointment of Mr. Beas Mgmt No vote
Sarl as a Deputy Auditor of Deloitte
Associs for a period of 6-year
15. Approve to award total annual fees of Mgmt No vote
EUR 400,000.00 to the Supervisory Board
16. Authorize the Executive Committee, in Mgmt No vote
supersession of the authorization
granted by the shareholders meeting of
07 JUN 2005, to buy back the Company s
shares on the open market, subject to
the following: maximum number of shares
to be acquired: 10% of the share
capital, maximum funds invested in the
share buybacks: EUR 750,000,000.00;
Authority expires at the end of 18 month;
and to take all necessary measures and
accomplish all necessary formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 221 of 239
UNASSIGNED
VEOLIA ENVIRONNEMENT, PARIS
SECURITY: F9686M107 AGENDA NUMBER: 700919066
TICKER: MEETING TYPE: EGM
ISIN: FR0000124141 MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 222 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.1 Approve the report of the Chairman of Mgmt No vote
the Board of Directors on the Board
works and the internal audit procedures,
the Management of the Board of Directors
and the Auditors general report, and the
company s financial statements and the
balance sheet for the year 2005, as
presented
O.2 Approve the consolidated financial Mgmt No vote
statements for the said FY, in the form
presented to the meeting
O.3 Approve the charges and expenses Mgmt No vote
governed by Article 39-4 of the French
General Tax Code of EUR 2,250,785.00
O.4 Approve the recommendations of the Board Mgmt No vote
of Directors and resolves that the
available income be appropriated as
follows: earnings for the FY: EUR
388,429,495.00 prior retained earnings:
EUR 699,982,668.00 i.e. an amount of:
EUR 1,088,412,163.00 allocated to: legal
reserve: EUR 19,421,475.00 dividend: EUR
333,100,009.00 retained earnings: EUR
735,890,679.00 the shareholders will
receive a net dividend of EUR 0.85 per
share for each of the 391,882,364 shares
entitled to the dividend, and will
entitle to the 40% allowance and to a
basic allowance, the dividend will be
paid on 29 MAY 2006
O.5 Approve, pursuant to Article 39 of the Mgmt No vote
amended finance law for 2004, to
transfer the balance of EUR
118,824,052.00 posted to the special
reserve of long-term capital gains to
the ordinary reserve account; the
special tax resulting from this transfer
amounts to EUR 2,970,601.00. after these
transactions, the ordinary reserve
account will amount to EUR
343,226,042.00
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 223 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.6 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-38 of the French
Commercial Code and approve the
agreement referred to therein
O.7 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-38 of the French
Commercial Code and approve the
agreement referred to therein
O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote
for a 6 year period
O.9 Appoint Mr. Jean-Francois Dehecq as a Mgmt No vote
Director for a 6 year period
O.10 Appoint Mr. Jean-Marc Espalioux as a Mgmt No vote
Director for a 6 year period
O.11 Appoint Mr. Paul Louis Girardot as a Mgmt No vote
Director for a 6 year period
O.12 Appoint Mr. Serge Michel as a Director Mgmt No vote
for a 6 year period
O.13 Appoint Mr. Georges Ralli as a Director Mgmt No vote
for a 6-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 224 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.14 Appoint Mr. Murray Stuart for a 6 year Mgmt No vote
period
O.15 Approve the total annual fees of EUR Mgmt No vote
770,000.00 to the Board of Directors
Members
O.16 Authorize the Board of Directors to buy Mgmt No vote
or buy back the Company s shares on the
open market, subject to the conditions
described as fallows: maximum purchase
price: EUR 60.00, maximum number of
shares to be acquired: 10% of the share
capital, i.e. 40,787,261 shares, maximum
funds invested in the share buybacks:
EUR 1,500,000,000.00; Authority expires
at the end of 18-months; it supersedes,
eventually, the fraction unused of any
and all earlier delegations to the same
effect; and to take all necessary
measures and accomplish all necessary
formalities
E.17 Authorize the Board of Directors, in Mgmt No vote
order to increase the share capital, in
one or more occasions, in France or
abroad, by way of issuing, with
preferred subscription rights
maintained, shares or securities giving
access to the capital, to be subscribed
either in cash or by the offsetting of
debts, or by way of capitalizing
reserves, profits or premiums; the
maximal nominal amount of capital
increases to be carried out under this
delegation of authority shall not exceed
EUR 1,000,000,000.00; it is worth noting
that the overall maximum nominal amount
of capital increases which may be
carried out under this delegation of
authority and the ones of Resolutions
18, 19, 20, 21, 22, 23, 24 and 25 is set
at EUR 2,220,000,000.00; Authority
expires at the end of 26-months it
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 225 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
supersedes, eventually, the fraction
unused of any and all earlier
delegations to the same effect; and to
take all necessary measures and
accomplish all necessary formalities
E.18 Authorize the Board of Directors in Mgmt No vote
order to increase the share capital, in
one or more occasions, in France or
abroad, by way of a public offering,
through issuance, without preferred
subscription rights, of shares or
securities giving access to the capital
or securities giving right to the
allocation of debt securities, to be
subscribed either in cash or by the
offsetting of debts, or by way of
capitalizing reserves, profits or
premiums; these securities may be issued
in consideration for securities tendered
in a public exchange offer carried out
in France or Abroad on securities
complying with the conditions of Article
L.225-148 of the French Commercial Code;
the maximal nominal amount of capital
increases to be carried out under this
delegation of authority shall not exceed
EUR 400,000,000.00 Authority expires at
the end of 26 months
E.19 Authorize the Board of Directors, to Mgmt No vote
increase the share capital, in one or
more occasions, to a maximum nominal
amount of EUR 370,000,000.00 by way of
capitalizing reserves, profits, premiums
or other means, provided that such
capitalization is allowed by law and
under the By-Laws, by issuing bonus
shares or raising the par value of
existing shares, or by a combination of
these methods; Authority expires at the
end of 26- months; and to take all
necessary measures and accomplish all
necessary formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 226 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.20 Authorize the Board of Directors may Mgmt No vote
decide to increase the number of
securities to be issued in the event of
a capital increase in the event of a
capital increase with preferential
subscription right of shareholders, at
the same price as the initial issue;
within 30 days of the closing of the
subscription period and up to a maximum
of 15% of the initial issue; Authority
expires at the end of 26-months
E.21 Authorize the Board of Directors may Mgmt No vote
decide to increase the number of
securities to be issued in the event of
a capital increase in the event of a
capital increase without preferential
subscription right of shareholders, at
the same price as the initial issue,
within 30 days of the closing of the
subscription period and up to a maximum
of 15% of the initial issue; Authority
expires at the end of 26-months
E.22 Approve the Board of Directors to Mgmt No vote
increase the share capital up to 10% of
the share capital in consideration for
the contributions in kind granted to the
company and comprised of capital
securities or securities giving access
to share capital; authority expires at
the end of 26-months it supersedes,
eventually, the fraction unused of any
and all earlier delegations to the same
effect
E.23 Authorize the Board of Directors, to Mgmt No vote
increase the share capital, on one or
more occasions, by way of issuing,
without preferred subscription rights;
shares or securities giving access to
the capital, in favor of the Members of
one or several Company savings plans;
Authority expires at the end of
26-months; and for an amount that shall
not exceed EUR 15,000,000.00 if
supersedes, eventually, the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 227 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
fraction unused of any and all earlier
delegations to the same effect; and to
take all necessary measures and
accomplish all necessary formalities
E.24 Authorize the Board of Directors to Mgmt No vote
grant, in one or more transactions, to
employees and eventually, Corporate
Officers of the Company and related the
Companies, options giving the right
either to subscribe for new shares in
the Company to be issued through a share
capital increase; or to purchase
existing shares purchased by the
company, it being provided that the
options shall not give rights to a total
number of shares, which shall exceed 1%
of the share capital; Authority expires
at the end of 26-months; and to take
all necessary measures and accomplish
all necessary formalities
E.25 Authorize the Board of Directors to Mgmt No vote
grant, for free, on one or more
occasions, existing or future shares, in
favor of the employees of the Company
and related Companies and, or Corporate
Officers or some of them, they may not
represent more than 0.50% of the share
capital; Authority expires at the end of
26-months; and to take all necessary
measures and accomplish all necessary
formalities
E.26 Authorize the Board of Directors to Mgmt No vote
reduce the share capital, on one or more
occasions, by canceling all or part of
self-held shares in accordance with
Articles L.225-209 ET SEQ of the French
Commercial Code, up to a maximum of 10%
of the share capital over a 24-month
period; Authority expires at the end of
26-months; and to take all necessary
measures and accomplish all necessary
formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 228 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.27 Grant all power to the bearer of an Mgmt No vote
original a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by law
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 11 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE NUMBERING OF THE
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 229 of 239
UNASSIGNED
VODAFONE GROUP PLC NEW
SECURITY: G93882101 AGENDA NUMBER: 700766249
TICKER: MEETING TYPE: AGM
ISIN: GB0007192106 MEETING DATE: 26-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the report of the Directors and Mgmt For *
financial statements for the year ended
31 MAR 2005
2. Re-elect Lord MacLaurin of Knebworth, Mgmt For *
DL, as a Director of the Company who
retires voluntarily
3. Re-elect Mr. Paul Hazen as a Director of Mgmt For *
the Company, who retires in accordance
with the Company's Articles of
Association
4. Re-elect Mr. Arun Sarin as a Director of Mgmt For *
the Company, who retires in accordance
with the Company's Articles of
Association
5. Re-elect Sir Julian Horn-Smith as a Mgmt For *
Director of the Company, who retires
voluntarily
6. Re-elect Mr. Peter Bamford as a Director Mgmt For *
of the Company, who retires voluntarily
7. Re-elect Mr. Thomas Geitner as a Mgmt For *
Director of the Company, who retires
voluntarily
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 230 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Dr. Michael Boskin as a Mgmt For *
Director of the Company, who retires in
accordance with the Company's Articles
of Association
9. Re-elect Mr. Lord Broers as a Director Mgmt For *
of the Company, who retires voluntarily
10. Re-elect Mr. John Buchanan as a Director Mgmt For *
of the Company, who retires voluntarily
11. Re-elect Mr. Penny Hughes as a Director Mgmt For *
of the Company, who retires in
accordance with the Company's Articles
of Association
12. Re-elect Professor Jurgen Schrempp as a Mgmt For *
Director of the Company, who retires
voluntarily
13. Re-elect Mr. Luc Vandevelde as a Mgmt For *
Director of the Company, who retires
voluntarily
14. Elect Sir John Bond as a Director of the Mgmt For *
Company, who retires in accordance with
the Company's Articles of Association
15. Elect Mr. Andrew Halford as a Director Mgmt For *
of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 231 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16. Declare a final dividend recommended by Mgmt For *
the Directors of 2.16p per ordinary
share for the year ended 31 MAR 2005
payable on the ordinary shares of the
Company to all members whose names
appeared on the Register of Members on
03 JUN 2005 and that such dividend be
paid on 05 AUG 2005
17. Approve the remuneration report of the Mgmt For *
Board for the year ended 31 MAR 2005
18. Re-appoint Deloitte & Touche LLP as the Mgmt For *
Auditors to the Company until the next
AGM
19. Authorize the Audit Committee to Mgmt For *
determine the remuneration of the
Auditors
20. Authorize the Company and any Company Mgmt For *
which is or becomes a subsidiary of the
Company during the period to which this
Resolution relates, for the purposes of
Part XA of the Companies Act 1985 to: i)
make Donations to EU Political
Organizations not exceeding GBP 50,000
in total; and ii) to incur EU Political
Expenditure not exceeding GBP 50,000 in
total, during the period ending on the
date of the Company's AGM in 2006; for
the purposes of this Resolution, the
expressions 'Donations', 'EU Political
Organizations' and 'EU Political
Expenditure' have the meanings set out
in Part XA of the Companies Act 1985 as
amended by the Political Parties,
Elections and Referendums Act 2000
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 232 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
21. Approve to renew the authority conferred Mgmt For *
on the Directors by Article 16.2 of the
Company's Articles of Association for
this purpose: the Section 80 amount be
USD 900,000,000; and the prescribed
period be the period ending on the date
of the AGM in 2006 or on 26 OCT 2006,
whichever is the earlier
S.22 Approve, subject to the passing of Mgmt For *
Resolution 21, to renew the power
conferred on the Directors by Article
16.3 of the Company's Articles of
Association for the prescribed period
specified in Resolution 21 and for such
period the Section 89 amount be USD
320,000,000 with such amount including
the sale of ordinary shares held in
treasury
S.23 Authorize the Company, for the purposes Mgmt For *
of Section 166 of the Companies Act
1985, to make market purchases as
defined in Section 163 of that Act of
ordinary shares of USD 0.10 each in the
capital of the Company provided that:
the maximum aggregate number of ordinary
shares which may be purchased is
6,400,000,000; the minimum price which
may be paid for each ordinary share is
USD 0.10; the maximum price excluding
expenses which may be paid for any
ordinary share is an amount equal to
105% of the average of the middle market
quotation of the Company's ordinary
shares as derived from the Official List
of the London Stock Exchange for the
five business days immediately preceding
the day on which such share is
contracted to be purchased; and this
authority shall expire at the conclusion
of the AGM of the Company held in 2006
or on 26 OCT 2006, whichever is the
earlier, unless such authority is
renewed prior to that time except in
relation to the purchase of ordinary
shares the contract for which was
concluded before the expiry of such
authority and which might be executed
wholly or partly after such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 233 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.24 Approve that the Company's Memorandum of Mgmt For *
Association be amended to add the
following object 24: "(24) To provide a
Director with funds to meet reasonable
expenditure incurred or to be incurred
by him in defending any civil or
criminal proceedings, or in connection
with any application under those
provisions of the Companies Act 1985
referred to in section 337A of that Act,
and to do anything to enable a Director
to avoid incurring such reasonable
expenditure, to the extent permitted by
law.'; and the following additional
bullet point be added to Article 110.2
to allow Directors to vote on the issue
of indemnification and funding of
Directors' defence costs: 'any proposal
relating to: (i) the granting of an
indemnity to Directors; or (ii) the
funding of reasonable expenditure by one
or more Directors in defending civil or
criminal proceedings, or in connection
with any application under the
provisions of the Companies Act 1985
referred to in Section 337A(2) of that
Act; or (iii) the doing of anything to
enable such a Director or Directors to
avoid incurring such expenditure, by the
Company or any of its subsidiary
undertakings.'; and that Article 152.2
of the Company's Articles of Association
be amended to read as follows: 'So far
as the Companies Acts allow, the
Secretary and other officers of the
Company are exempted from any liability
to the Company where that liability
would be covered by the indemnity in
Article 152.1.' and that the following
Article 152.3 be inserted into the
Company's Articles of Association; 'So
far as the Companies Acts allow, the
Company or any of its subsidiary
undertakings may: (i) provide a Director
with funds to meet expenditure incurred
or to be incurred by him in defending
any civil or criminal proceedings, or in
connection with any application under
the provisions of the Companies Act 1985
referred to in Section 337A(2) of that
Act; and (ii) may do anything to enable
a Director to avoid incurring such
expenditure, but so that the terms set
out in Section 337A(4) of that Act shall
apply to any such provision of funds or
other things done'
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 234 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
25. Approve the Vodafone Global Incentive Mgmt For *
Plan the "Plan" and authorize the
Directors to take all actions that they
consider necessary or desirable to
implement and establish the Plan; and to
implement and establish further plans
based on the Plan modified to take
account of local tax, exchange controls
or securities laws in overseas
territories, provided that any shares
made available under such further plans
are treated as counting against any
limits on individual or overall
participation under the Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 235 of 239
UNASSIGNED
XSTRATA PLC, LONDON
SECURITY: G9826T102 AGENDA NUMBER: 700910626
TICKER: MEETING TYPE: EGM
ISIN: GB0031411001 MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the proposed acquisition on the Mgmt For *
terms and subject to the conditions of
the Acquisition Agreement and authorize
the Board of Directors of the Company to
take all such steps as it considers
necessary, expedient or desirable to
effect the Proposed Acquisition or
otherwise in connection with the
Proposed Acquisition and any matter
incidental to the Proposed Acquisition
and to waive, amend, vary, revise or
extend any of such terms and conditions
as it may consider to be appropriate
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 236 of 239
UNASSIGNED
XSTRATA PLC, LONDON
SECURITY: G9826T102 AGENDA NUMBER: 700935743
TICKER: MEETING TYPE: AGM
ISIN: GB0031411001 MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the annual report and Mgmt For *
financial statements of the Company and
the reports of the Directors and the
Auditors thereon for the YE 31 DEC 2005
2. Declare a final dividend of USD 0.25 Mgmt For *
cents per ordinary share in respect of
the YE 31 DEC 2005
3. Approve the Directors remuneration Mgmt For *
report as specified for the YE 31 DEC
2005
4. Re-elect Mr. Ivan Glasenberg as a Non- Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
5. Re-elect Mr. Robert MacDonnell as a Non- Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
6. Re-elect Dr. Frederik Roux as a Non- Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 237 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-elect Mr. Santiago Zaldumbide as a Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
8. Re-appoint Ernst & Young LLP as the Mgmt For *
Auditors of the Company to hold office
until the conclusion of the next general
meeting at which accounts are laid
before the Company and authorize the
Directors to determine the remuneration
of the Auditors
9. Authorize the Directors, in substitution Mgmt For *
for all existing authority, and pursuant
to Section 80 and by Article 14 of the
Company s Articles of Association, to
allot relevant securities Section 80 up
to an amount of USD 108,477,815
equivalent to 216,955,630 ordinary
shares of USD 0.50 each in the capital
of the Company; Authority expires at
the conclusion of the next AGM of the
Company or after the passing of this
resolution
S.10 Authorize the Directors, in substitution Mgmt For *
for all existing authority, pursuant to
Section 89 and by Article 15 of the
Company s Articles of Association, to
allot equity securities, disapplying the
statutory pre-emption rights Section
89(1), and the amount is USD 16,271,672
equivalent to 32,543,344 ordinary shares
of USD 0.50 each in the capital of the
Company; Authority expires the earlier
of the conclusion of the next AGM of the
Company or after the passing of this
resolution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 238 of 239
UNASSIGNED
XSTRATA PLC, LONDON
SECURITY: G9826T102 AGENDA NUMBER: 700993961
TICKER: MEETING TYPE: EGM
ISIN: GB0031411001 MEETING DATE: 30-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve, subject to Resolutions 2 and 3 Mgmt For *
being passed, the proposed acquisition
by a wholly- owned indirect subsidiary
of the Company, Xstrata Canada Inc. the
Offeror, of any and all of the issued,
to be issued and outstanding
Falconbridge Shares as specified, other
than any Falconbridge Shares owned
directly or indirectly by the Offeror or
its affiliates, on the terms and subject
to the conditions of the offer document
as specified, a copy of which is
produced to the meeting and for
identification purposes, initialed by
the Chairman of the meeting, or on the
terms and subject to the conditions of
any amended, extended, revised, renewed,
additional or other offer or offers for
shares and/or associated rights in the
capital of Falconbridge Limited approved
by the Board of Directors of the Company
the Board or any duly constituted
committee of the Board a Committee the
Offer, to make waivers, extensions and
amendments or variations to any of the
terms and conditions of the Offer and to
do all such things that it may consider
necessary or desirable to implement and
give effect to, or otherwise in
connection with, the Offer and any
matters incidental to the Offer,
including in respect of options granted
to employees of Falconbridge or its
subsidiaries
2. Approve to increase the share capital of Mgmt For *
the Company from USD 437,500,000.50 and
GBP 50,000 to USD 7,554,974,199.00 and
GBP 50,000 by the creation of an
additional 14,234,948,397 ordinary
shares of USD 0.50 each in the capital
of the Company having the rights and
privileges and being subject to the
restrictions contained in the Articles
of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 239 of 239
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Association of the Company and ranking
pari passu in all respects with the
existing ordinary shares of USD 0.50
each in the capital of the Company
3. Authorize the Directors of the Company, Mgmt For *
subject to Resolution 2 being passed, to
renew the authority to allot relevant
securities for a period expiring unless
previously renewed, varied or revoked on
the date which is the 5 anniversary of
the date on which this resolution is
passed and for that period the Section
80 amount shall be i) USD
7,000,000,000.00 equivalent to
14,000,000,000 ordinary shares of USD
0.50 each in the capital of the Company
in connection with 1 or more issues of
relevant securities under one or more
transactions to refinance in whole or in
part any amount outstanding under the
Equity Bridge Facility as specified and
ii) otherwise than in connection with 1
or more issues of relevant securities
under 1 or more transactions to
refinance in whole or in part the Equity
Bridge Facility as specified, USD
117,474,198.50 equivalent to 234,948,397
ordinary shares of USD 0.50 each in the
capital of the Company
S.4 Authorize the Directors of the Company, Mgmt For *
in place of all existing powers, to
allot equity securities as if Section
89(1) of the Companies Act 1985 did not
apply, for that period the Section 89
amount is USD 17,621,129.00 equivalent
to 35,242,258 ordinary hares of USD 0.50
each in the capital of the Company;
Authority expires at the next AGM of the
Company
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
The Hartford International Opportunities Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 276
UNASSIGNED
ABN AMRO HOLDING NV
SECURITY: N0030P459 AGENDA NUMBER: 700915943
TICKER: MEETING TYPE: OGM
ISIN: NL0000301109 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Adopt the minutes of the AGM and EGM Non-Voting No vote
held in 2005
2. Receive report of the Managing Board for Non-Voting No vote
the year 2005
3.a Adopt the 2005 financial statements Mgmt No vote
3.b Adopt the proposed 2005 dividend Mgmt No vote
3.c Grant discharge to the Members of the Mgmt No vote
Managing Board in respect of their 2005
Management
3.d Grant discharge to the Members of the Mgmt No vote
Supervisory Board in respect of their
2005 supervision
4. Adopt the Managing Board Compensation Mgmt No vote
Policy
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Approve the proposed changes to the Mgmt No vote
remuneration of the Supervisory Board
Members
6. Approve the Corporate Governance Mgmt No vote
7.a Appoint Mr. G.J. Kramer as a Member of Mgmt No vote
the Supervisory Board
7.b Appoint Mr. G. Randa as a Member of the Mgmt No vote
Supervisory Board
7.c Re-appoint Mr. A.C. Martinez as a Member Mgmt No vote
of the Supervisory Board
8. Authorize the Managing Board, subject to Mgmt No vote
approval of the Supervisory Board, to
have the Company acquire shares
9.a Authorize the Managing Board to issue Mgmt No vote
ordinary shares for a period of 18
months, starting 28 APR 2005
9.b Authorize the Managing Board to exclude Mgmt No vote
or restrict shareholders pre-emptive
rights
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10. Transact any other business Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 20
APR 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 276
UNASSIGNED
ASTELLAS PHARMA INC.
SECURITY: J03393105 AGENDA NUMBER: 700947077
TICKER: MEETING TYPE: AGM
ISIN: JP3942400007 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 40, Directors bonuses JPY
83,600,000 (excluding Outside
Directors), Corporate Auditors bonuses
JPY 10,320,000 (excluding Outside
Auditors)
2. Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code, Allow Use of Electronic
Systems for Public Notifications
3.1 Elect a Director Mgmt For *
3.2 Elect a Director Mgmt For *
3.3 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Appoint a Corporate Auditor Mgmt For *
5. Determine Remuneration, etc., for Stock Mgmt For *
Option Scheme as Stock - Linked
Compensation Plan for Directors of the
Board
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 276
UNASSIGNED
ASTRAZENECA PLC
SECURITY: G0593M107 AGENDA NUMBER: 700904407
TICKER: MEETING TYPE: AGM
ISIN: GB0009895292 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Company s accounts and the Mgmt For *
reports of the Directors and the Auditor
for the YE 31 DEC 2005
2. Approve to confirm the 1st interim Mgmt For *
dividend of USD 0.38 21.9 pence, SEK
2.99 per ordinary share and to confirm
as the final dividend for 2005 the 2nd
interim dividend of USD 0.92 51.8 pence
SEK 7.02 per ordinary share
3. Re-appoint KPMG Audit Plc, London as the Mgmt For *
Auditor
4. Authorize the Directors to agree the Mgmt For *
remuneration of the Auditor
5.A Re-elect Mr. Louis Schweitzer as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.B Re-elect Mr. Hakan Mogren KBE as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.C Re-elect Mr. David R. Brennan as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.D Re-elect Mr. Jonathon Symonds as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.E Re-elect Mr. John Patterson FRCP as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.F Re-elect Sir. Peter Bonfield CBE, FREng Mgmt For *
as a Director, in accordance with the
Article 65 of the Company s Articles of
Association
5.G Re-elect Mr. John Buchanan as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.H Re-elect Ms. Jane Henney as a Director, Mgmt Against *
in accordance with the Article 65 of the
Company s Articles of Association
5.I Re-elect Ms. Michele Hooper as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.J Re-elect Mr. Joe Jimenez as a Director, Mgmt For *
in accordance with the Article 65 of the
Company s Articles of Association
Investment Company Report
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Page 8 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.K Re-elect Ms. Erna Moller as a Director, Mgmt For *
in accordance with the Article 65 of the
Company s Articles of Association
5.L Re-elect Mr. Marcus Wallenberg as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
5.M Re-elect Dame Nancy Rothwell FRS as a Mgmt For *
Director, in accordance with the Article
65 of the Company s Articles of
Association
6. Approve the Directors remuneration Mgmt For *
report for the YE 31 DEC 2005 as
specified
7. Authorize the Company and any Company Mgmt For *
which is or becomes a Subsidiary of the
Company during the period to which this
resolution relates to, for the purposes
of Part XA of the Companies Act 1985, to
make donations to EU Political
Organizations or incur EU Political
Expenditure during the period ending on
the date the of the Company s AGM in
2006 provided that any such donations
and expenditure made by the Company
together with those made by any
subsidiary Company while it is a
subsidiary of the Company not exceeding
in aggregate of USD 150,000 during that
period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Approve to renew the authority and power Mgmt For *
to allot new shares conferred on the
Directors by Article 7.1 of the Company
s Articles of Association, up to an
aggregate nominal amount of USD
131,364,668 Section 80; Authority
expires at the earlier of the conclusion
of the AGM of the Company in 2007 or on
30 JUN 2007
S.9 Approve to renew the power conferred on Mgmt For *
the Directors by Article 7.2 of the
Company s Articles of Association, up to
an aggregate nominal amount of USD
19,704,700 Section 89; Authority expires
at the earlier of the conclusion of the
AGM of the Company in 2007 or on 30 JUN
2007
S.10 Authorize the Company, for the purposes Mgmt For *
of Section 166 of the Companies Act
1985, to make market purchases Section
163 of that Act of a maximum number of
shares which may be purchased is 10% of
the Company s share capital of USD 0.25
each in the capital of the Company, at a
minimum price of USD 0.25 and up to 105%
of the average of middle market values
of the Company s ordinary shares as
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the AGM of
the Company in 2007 or 30 JUN 2007; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 276
UNASSIGNED
ASTRO ALL ASIA NETWORKS PLC
SECURITY: G0594A110 AGENDA NUMBER: 700769562
TICKER: MEETING TYPE: AGM
ISIN: GB0066981209 MEETING DATE: 20-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the annual report Mgmt For *
and the audited financial statements of
the Company and of the Group for the FYE
31 JAN 2005 and the reports of the
Directors and the Auditors thereon
2. Declare a first and final tax-exempt Mgmt For *
dividend of 2.5 sen per share of 10
pence each for the FYE 31 JAN 2005
3. Re-elect Mr. Dato Haji Badri Bin Haji Mgmt For *
Masri as a Director, who retires by
rotation in accordance with Articles 83
and 84 of the Company s Articles of
Association
4. Re-elect Mr. Tan Poh Ching as a Mgmt For *
Director, who retires by rotation in
accordance with Articles 83 and 84 of
the Company s Articles of Association
5. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company and
authorize the Directors to fix their
remuneration
Transact any other business Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 276
UNASSIGNED
ASTRO ALL ASIA NETWORKS PLC
SECURITY: G0594A110 AGENDA NUMBER: 700777204
TICKER: MEETING TYPE: EGM
ISIN: GB0066981209 MEETING DATE: 20-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with UTSB Management Sdn Bhd, SRG
Asia Pacific Sdn Bhd, Bonuskad Loyalty
Sn Bhd and Light Style Sdn Bhd
2. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with Maxis Communications Berhad,
Maxis Mobile Sdn Bhd, Maxis Broadband
Sdn Bhd and Malaysian Mobile Services
Sdn Bhd
3. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with Pan Malaysian Pools Sdn Bhd
and TGV Cinemas Sdn Bhd
4. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with Valuelabs
5. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with MEASAT Satellite Systems Sdn
Bhd
6. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with Malaysian Airline System
Berhad, VADS Berhad and Celcom
(Malaysia) Berhad
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with PT Direct Vision
8. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with PT Broadband Multimedia Tbk,
PT Multipolar Corporation TBk and/or
Affiliates
9. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with Goal TV International
(Mauritius) Ltd
10. Approve the recurrent related party Mgmt No vote
transactions of a revenue or trading
nature with Yes Television (Hong Kong)
Limited
S.11 Approve the cancellation of the amount Mgmt No vote
standing to the credit of the Share
Premium Account
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 276
UNASSIGNED
BANCA INTESA SPA, MILANO
SECURITY: T17074104 AGENDA NUMBER: 700900980
TICKER: MEETING TYPE: OGM
ISIN: IT0000072618 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 20 APR 2006 AT 10:00.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
1. Approve to fix the number of Directors Mgmt No vote
on the Board; elect the Directors and
approve to determine their remuneration
2. Approve the balance sheet as of 31 DEC Mgmt No vote
05, Board of Directors management report
and Internal Auditors report;
resolutions related thereto
3. Approve to purchase and allocate own Mgmt No vote
shares in favor of employees as per the
Article 2357, 2357-Ter of the Italian
Civil Code and the Article 132 of
Legislative Decree 58/98
4. Appoint the External Auditors for the Mgmt No vote
year 2006 through 2011 as per the
Article 159 of the Legislative Decree
58/98 amended by the Article 18 of Law
N.262 of 28 DEC 1998
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE ANNUAL Non-Voting No vote
GENERAL MEETING. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE MEETING TYPE AND
REVISED WORDINGS IN RESOLUTION 4. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 276
UNASSIGNED
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO
SECURITY: E11805103 AGENDA NUMBER: 700876367
TICKER: MEETING TYPE: AGM
ISIN: ES0113211835 MEETING DATE: 17-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 18 MAR 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1. Approve the annual accounts and the Mgmt For *
Management report of Banco Bilbao
Vizcaya Argentaria, S.A. and its
consolidated Group, application of
profits, distribution of a dividend, the
Company Management all of the foregoing
with reference to the YE 31 DEC 2005
2.1 Appoint Mr. D. Tomas Alfaro Drake as a Mgmt For *
Board Member; approve, according to the
provisions of Article 34, Paragraph 2,
of the Articles of Association, to set
the number of Members of the Board at
the number of directors existing at that
time; information to the general meeting
about such decision
2.2 Re-elect Mr. D. Juan Carlos Alvarez Mgmt For *
Mezquiriz as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
Investment Company Report
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Page 17 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.3 Re-elect Mr. D. Carlos Loring Martinez Mgmt For *
De Irujo as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
2.4 Re-elect Mr. Dona Susana Rodriguez Mgmt For *
Vidarte as a Board Member; approve,
according to the provisions of Article
34, Paragraph 2, of the Articles of
Association, to set the number of
Members of the Board at the number of
directors existing at that time;
information to the general meeting about
such decision
3. Authorize the Board of Directors for the Mgmt For *
issuance of fixed income securities of
any kind and nature, even exchangeable,
not convertible into shares, for a
maximum amount of EUR 105 billion,
setting aside, for the amount not used,
the authorization granted by the general
meeting of shareholders of 28 FEB 2004,
amount that was increased by resolution
adopted on the general meeting of 26 FEB
2005; the authority affecting the amount
already issued continues being effective
4. Authorize the Board of Directors to Mgmt For *
carry out the acquisition of own shares,
either directly or via Group Companies,
according to the provisions of Section
75 of the Spanish Limited Companies
Consolidation Act, Texto Refundido Dela
Ley De Sociedades Anonimas, fixing the
limits and requirements of said
acquisition, with express powers to
reduce the share capital for the
amortization of own shares; for the
execution and delivery
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
of the agreements adopted by the general
meeting concerning the above, rendering
void the resolution granted by the
general meeting of shareholders held on
26 FEB 2005
5. Re-appoint the Auditors for the year Mgmt For *
2006
6. Approve the long term Remuneration Mgmt For *
Program, for both the bank and its
subsidiaries, consisting of distribution
of BBVA shares to the Members of the
Executive Committee, including the
Directors and the Executive Directors
7. Amend the Article 53 of the Articles of Mgmt For *
Association, about application of
profits, in order to include the
possibility to offer to the Directors,
as payment for their services, shares,
stock options or cash payments
equivalent to the value of the shares
8. Approve the deferred remuneration system Mgmt For *
for Non-Executive Directors consisting
of BBVA shares
9. Authorize the powers to the Board, Mgmt For *
including the authority to deputy the
powers granted to it by the meeting, to
execute and deliver, rectify and
construe the resolutions adopted by the
general meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 276
UNASSIGNED
BANK TOKYO-MITSUBISHI LTD
SECURITY: J44497105 AGENDA NUMBER: 701002913
TICKER: MEETING TYPE: AGM
ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
Reserves
3 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Company to Repurchase
its Own Shares, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Authorized
Capital
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
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Page 20 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
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Page 21 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 276
UNASSIGNED
BHP BILLITON PLC
SECURITY: G10877101 AGENDA NUMBER: 700808011
TICKER: MEETING TYPE: AGM
ISIN: GB0000566504 MEETING DATE: 20-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the financial statements for BHP Mgmt For *
Billiton Plc for the YE 30 JUN 2005,
together with the Directors report, the
Auditors report and the remuneration
report as set out in the annual report
2. Receive the financial statements for BHP Mgmt For *
Billiton Limited for the YE 30 JUN 2005,
together with the Directors report, the
Auditors report and remuneration report
as set out in the annual report
3. Elect Mr. Carlos A.S. Cordeiro as a Mgmt For *
Director of BHP Billiton Plc
4. Elect Mr. Carlos A.S. Cordeiro as a Mgmt For *
Director of BHP Billiton Limited
5. Elect Hon. E. Gail de Planque as a Mgmt For *
Director of BHP Billiton Plc
6. Elect Hon. E. Gail de Planque as a Mgmt For *
Director of BHP Billiton Limited
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-elect Mr. David A. Crawford as a Mgmt For *
Director of BHP Billiton Plc
8. Re-elect Mr. David A. Crawford as a Mgmt For *
Director of BHP Billiton Limited
9. Re-elect Dr. David A.L. Jenkins as a Mgmt For *
Director of BHP Billiton Plc, who
retires by rotation
10. Re-elect Dr. David A.L. Jenkins as a Mgmt For *
Director of BHP Billiton Limited, who
retires by rotation
11. Re-elect Mr. Mike Salomon as a Director Mgmt For *
of BHP Billiton Plc, who retires by
rotation
12. Re-elect Mr. Mike Salomon as a Director Mgmt For *
of BHP Billiton Limited, who retires by
rotation
13. Re-appoint KPMG Audit Plc as the Mgmt For *
Auditors of BHP Billiton Plc and
authorize the Directors to agree their
remuneration
14. Approve that the authority and power to Mgmt For *
allot relevant securities conferred on
the Directors by Article 9 of BHP
Billiton Plc s Articles of Association
be renewed for the period ending on the
earlier of 19 JAN 2007 and the later of
the AGM of BHP Billinton Plc and the AGM
of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
BHP Billiton Limited in 2006, and for
such period the Section 80 amount under
the United Kingdom Companies Act 1985
shall be USD 265,926,499.00
S.15 Approve that the authority and power to Mgmt For *
allot equity securities for cash
conferred on the Directors by Article 9
of BHP Billiton Plc s Articles of
Association be renewed for the period
ending on the earlier of 19 JAN 2007 and
the later of the AGM of BHP Billiton Plc
and the AGM of BHP Billiton Limited in
2006, and for such period the Section 80
amount under the United Kingdom
Companies Act 1985 shall be USD
61,703,675.00
S.16 Authorize BHP Billiton Plc, in Mgmt For *
accordance with Article 6 of its
Articles of Association and Section 166
of the United Kingdom Companies Act
1985, to make market purchases as
defined in Section 163 of that Act of
ordinary shares of USD 0.50 nominal
value each in the capital of BHP
Billiton Plc shares provided that: a)
the maximum aggregate number of shares
hereby authorized to be purchased shall
be 246,814,700, being 10% of issued
capital; b) the minimum price which may
be paid for each share is USD 0.50,
being the nominal value of the shares;
c) the maximum price which may be paid
for any share is not more than 5% above
the average of the middle market
quotations for a share taken from the
London Stock Exchange Daily Official
List for the 5 business days immediately
preceding the date of purchase of the
shares; Authority expires on the earlier
of 19 JAN 2007 and the later of the AGM
of BHP Billiton Limited in 2006;
provided that BHP Billiton Plc may enter
into a contract for the purchase of
shares before the expiry of this
authority which would or might be
completed wholly or partly after such
expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
17. Approve the remuneration report for the Mgmt For *
YE 30 JUN 2005
18. Approve, for the purpose of ASX Listing Mgmt For *
Rule 10.14, the grant of Deferred Shares
and the Options under the amended BHP
Billiton Limited Group Incentive Scheme
and the grant of Performance Shares
under the BHP Billiton Limited Long Term
Incentive Plan to the Executive Director
and Chief Executive Officer, Mr. C.W.
Goodyear, in the manner as specified
19. Approve, for the purposes of ASX Listing Mgmt For *
Rule 10.14, the grant of Deferred Shares
and Options under the amended BHP
Billiton Plc Group Incentive Scheme and
the grant of Performance Shares under
the BHP Billiton PLC Long Term Incentive
Plan to the Executive Director and the
Group President Non-Ferrous Materials,
Mr. M. Salamon, in the manner as
specified
S.20 Amend the Articles of Association of BHP Mgmt For *
Billiton Plc as specified
S.21 Amend the Articles of Association of BHP Mgmt For *
Billiton Limited as specified
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 276
UNASSIGNED
BULGARI SPA, ROMA
SECURITY: T23079113 AGENDA NUMBER: 700912341
TICKER: MEETING TYPE: OGM
ISIN: IT0001119087 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 02 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Approve the balance sheet as of 31 DEC Mgmt No vote
2005, report of the Directors of the
Board on the operations, report of the
Board of Statutory Auditors and of the
auditing Company, allotment of the
Company s net profit and receive the
consolidated financial statements as of
31 DEC 2005
2. Grant authority to purchase and sale its Mgmt No vote
own shares by the Company through
financial instruments put and call
options
3. Appoint the Auditing Firm for the years Mgmt No vote
2006- 2011, pursuant to Consob
Communication
4. Receive the yearly report on the Mgmt No vote
Corporate Governance
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 276
UNASSIGNED
CAMECO CORPORATION
SECURITY: 13321L108 AGENDA NUMBER: 932481916
TICKER: CCJ MEETING TYPE: Special
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN S. AUSTON Mgmt For For
2 JOHN H. CLAPPISON Mgmt For For
3 JOE F. COLVIN Mgmt Withheld Against
4 HARRY D. COOK Mgmt Withheld Against
5 JAMES R. CURTISS Mgmt Withheld Against
6 GEORGE S. DEMBROSKI Mgmt For For
7 GERALD W. GRANDEY Mgmt For For
8 NANCY E. HOPKINS Mgmt For For
9 OYVIND HUSHOVD Mgmt For For
10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. NEIL MCMILLAN Mgmt For For
12 ROBERT W. PETERSON Mgmt For For
13 VICTOR J. ZALESCHUK Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For
OPTION PLAN, AS SET OUT IN SCHEDULE B TO
THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain
SHARES REPRESENTED HEREBY ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED BY ONE
OR MORE RESIDENTS (PLEASE MARK THE FOR
BOX) OR ONE OR MORE NON- RESIDENTS
(PLEASE MARK THE ABSTAIN BOX).
05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain
MARK THE FOR BOX, IF THE UNDERSIGNED IS
A NON-RESIDENT PLEASE MARK THE ABSTAIN
BOX.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 276
UNASSIGNED
CANON INC
SECURITY: J05124144 AGENDA NUMBER: 700886469
TICKER: MEETING TYPE: AGM
ISIN: JP3242800005 MEETING DATE: 30-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Allocation of Income, Including Mgmt For *
the Following Dividends: Interim JY
32.5, Final JY 67.5, Special JY 0
2 Amend Articles to: Increase Number of Mgmt Against *
Internal Auditors
3.1 Elect Director Mgmt Against *
3.2 Elect Director Mgmt Against *
3.3 Elect Director Mgmt Against *
3.4 Elect Director Mgmt Against *
3.5 Elect Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Elect Director Mgmt Against *
3.7 Elect Director Mgmt Against *
3.8 Elect Director Mgmt Against *
3.9 Elect Director Mgmt Against *
3.10 Elect Director Mgmt Against *
3.11 Elect Director Mgmt Against *
3.12 Elect Director Mgmt Against *
3.13 Elect Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.14 Elect Director Mgmt Against *
3.15 Elect Director Mgmt Against *
3.16 Elect Director Mgmt Against *
3.17 Elect Director Mgmt Against *
3.18 Elect Director Mgmt Against *
3.19 Elect Director Mgmt Against *
3.20 Elect Director Mgmt Against *
3.21 Elect Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.22 Elect Director Mgmt Against *
3.23 Elect Director Mgmt Against *
3.24 Elect Director Mgmt Against *
3.25 Elect Director Mgmt Against *
3.26 Elect Director Mgmt Against *
4.1 Appoint Internal Statutory Mgmt For *
Auditor
4.2 Appoint Internal Statutory Mgmt For *
Auditor
5 Approve Retirement Bonuses for Mgmt For *
Directors and Statutory
Auditor
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 276
UNASSIGNED
CHI MEI OPTOELECTRONICS CORP
SECURITY: Y1371Q104 AGENDA NUMBER: 700876773
TICKER: MEETING TYPE: EGM
ISIN: TW0003009007 MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve to issue new shares through Mgmt For *
Private Placement
2. Amend the Articles of Incorporation Mgmt Against *
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE RECORD DATE. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 276
UNASSIGNED
CHUNGHWA TELECOM CO LTD
SECURITY: Y1613J108 AGENDA NUMBER: 700910905
TICKER: MEETING TYPE: AGM
ISIN: TW0002412004 MEETING DATE: 30-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 289844 DUE TO ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1.1 Receive the 2005 business reports Mgmt For *
1.2 Receive the 2005 audited reports Mgmt Against *
1.3 Receive the audit number of the 2004 Mgmt Against *
financial statements
1.4 Receive the report on the status of Mgmt For *
buyback treasury stock
1.5 Approve to revise the code of conduct Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.6 Approve the Company s issuance of Mgmt For *
preferred shares based on Article 12-8
of the Telecommunications Act and
Article 6-1 of the Articles of
Incorporation of the Company
2.1 Approve the 2005 business reports and Mgmt For *
financial statements
2.2 Approve the 2005 profit distribution: Mgmt For *
proposed cash dividend: TWD 4.3 per
share
3.1 Approve the revision to the rules of Mgmt For *
shareholder meeting
3.2 Approve the issuance of new shares from Mgmt For *
retained earnings; proposed stock
dividend: 20 for 1000 shares held
3.3 Amend the Articles of Incorporation Mgmt Against *
3.4 Approve the revision to the procedures Mgmt Against *
of asset acquisition or disposal
3.5 Approve the proposal of the fixed Mgmt For *
disbursement of remuneration to the
Directors and the Supervisors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Extraordinary motions Other Against *
PLEASE NOTE THAT UNDER LATEST AMENDMENT Non-Voting No vote
TO ARTICLE 172-1 AND 192- 1 OF THE
COMPANY LAW, ANY SHAREHOLDER POSSESSING
1% OR MORE OF TOTAL ISSUED SHARES IS
GIVEN THE RIGHTS SUBJECT TO CERTAIN
CONDITIONS AND LIMITATIONS :1) SUBMIT
ONE PROPOSAL, CONSTRAINED WITHIN 300
CHINESE CHARACTERS, TO SHAREHOLDERS
MEETING FOR THE DISCUSSION AND2)
NOMINNATE TO THE COMPANY CANDIDATES FOR
ELECTION OF DIRECTORS AT SHAREHOLDERS
MEETING. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE NUMBERING OF THE
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 276
UNASSIGNED
CHUNGHWA TELECOM CO., LTD.
SECURITY: 17133Q205 AGENDA NUMBER: 932511125
TICKER: CHT MEETING TYPE: Annual
ISIN: MEETING DATE: 30-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A1 THE COMPANY S OPERATION REPORTS FOR Mgmt For For
2005.
A2 THE SUPERVISORS AUDIT REPORTS ON THE Mgmt Against Against
COMPANY S FINANCIAL STATEMENTS FOR 2005.
A3 THE COMPANY S FINANCIAL STATEMENTS FOR Mgmt For For
2004 APPROVED BY THE MINISTRY OF AUDIT
OF THE REPUBLIC OF CHINA.
A4 THE COMPANY S IMPLEMENTATION OF ITS Mgmt For For
SHARE REPURCHASE PROGRAM.
A5 THE COMPANY S AMENDMENT TO ITS CODE OF Mgmt For For
ETHICS.
A6 THE COMPANY S ISSUANCE OF PREFERRED Mgmt For For
SHARES BASED ON ARTICLE 12 OF THE
TELECOMMUNICATIONS ACT.
B1 THE COMPANY S OPERATION REPORTS AND Mgmt For For
FINANCIAL STATEMENTS FOR YEAR 2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
B2 THE COMPANY S DISTRIBUTION OF EARNINGS Mgmt For For
FOR YEAR 2005.
C1 AMENDMENT TO THE ORDINANCE OF THE Mgmt For For
COMPANY S ANNUAL GENERAL MEETING.
C2 PROPOSAL TO INCREASE THE COMPANY S Mgmt For For
CAPITAL THROUGH EARNINGS.
C3 AMENDMENT TO THE COMPANY S ARTICLES OF Mgmt Against Against
INCORPORATION.
C4 AMENDMENT TO THE COMPANY S PROCEDURES Mgmt Against Against
FOR ACQUISITIONS OR DISPOSITION OF
ASSETS.
C5 PROPOSAL TO DISBURSE REMUNERATIONS TO Mgmt For For
THE COMPANY S DIRECTORS AND SUPERVISORS.
D EXTRAORDINARY MOTIONS. Mgmt Against Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 276
UNASSIGNED
CIE GENERALE D'OPTIQUE ESSILOR INTERNATIONAL SA, CHARENTON LE PONT
SECURITY: F31668100 AGENDA NUMBER: 700924257
TICKER: MEETING TYPE: OGM
ISIN: FR0000121667 MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 12 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. ALSO BE ADVISED
THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU.
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
collection process, ADP has a process in
effect which will advise the Global
Custodian of the new account position
available for voting. This will ensure
that the local custodian is instructed
to amend the vote instruction and
release the shares for settlement of the
sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
1. Receive the reports of the Board of Mgmt No vote
Directors, its Chairman and the Auditors
reports and approve the parent Company s
financial statements and the balance
sheet for the YE 31 DEC 2005, as
presented and showing income of EUR
163,518,949.28
2. Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors and
approve the consolidated financial
statements for the said FY, in the form
presented to the meeting and showing an
income of EUR 289,064,000.00 which net
Group part amounts to EUR 287,134,000.00
3. Approve to appropriate the income for Mgmt No vote
the FY as follows: net income for the
FY: EUR 163,518,949.28, prior retained
earnings: EUR 3,751,834.25, allocation
to the legal reserve: EUR 0.00, total to
be allocated: EUR 167,270,783.53
dividends: statutory dividend: EUR
2,139,535.27, complementary dividend:
EUR 93,630,138.81, total dividend: EUR
95,769,674.08, allocation to the other
reserves: EUR 67,000,000.00, retained
earnings: EUR 4,501,109.45; the
shareholders will receive a net dividend
of EUR 0.94 per share, and will entitle
to the 40% allowance provided by the
French Tax Code, payable on 16 MAY 2006;
in the event that the Company holds some
of its own
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
shares on such date, the amount of the
unpaid dividend on such shares shall be
allocated to the retained earnings
account, as required by law
4. Approve the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-38 of the French
Commercial Code, said report and the
agreements referred to therein
5. Appoint Mr. Juan Boix as a Director Mgmt No vote
6. Re-appint Mr. Michel Besson as a Mgmt No vote
Director for a 3-year period
7. Re-appoint Mr. Jean Burelle as a Mgmt No vote
Director for a 3-year period
8. Re-appoint Mr. Philippe Germond as a Mgmt No vote
Director for a 3-year period
9. Re-appoint Mr. Olivier Pecoux as a Mgmt No vote
Director for a 3-year period
10. Acknowledge the resignation of Mr. Jean- Mgmt No vote
Pierre Martin and appoint in
replacement, Mr. Alain Thomas as a
Director for a 2 year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11. Acknowledge the resignation of Mr. Louis Mgmt No vote
Lesperance and appoint in replacement,
Mr. Serge Zins as a Director for a 1
year period
12. Acknowledge the resignation of Mr. Mgmt No vote
Gerard Dantheny and appoint in
replacement, Mr. Etienne Boris as a
Deputy Auditor for a 1 year period
13. Approve the total annual fees of EUR Mgmt No vote
300,000.00 to the Board of Directors
14. Authorize the Board of Directors, to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 105.00, minimum sale price: EUR
30.00, maximum number of shares to be
acquired: 10% of the share capital;
Authority expires at the end of 18-month
period; and to take all necessary
measures and accomplish all necessary
formalities
15. Approve that the authority granted by Mgmt No vote
Resolution 14 can be used by the Board
of Directors, in one or several times,
including in period of public offering
aiming at shares of the Company, in
application of the provisions of Article
232-17, Paragraph 2 of the General
Regulations of the French Financial
Markets Authority; Authority expires at
the end of 18 months period
16. Grant full powers to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 276
UNASSIGNED
CNP ASSURANCES, PARIS
SECURITY: F1876N318 AGENDA NUMBER: 700959464
TICKER: MEETING TYPE: EGM
ISIN: FR0000120222 MEETING DATE: 30-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU.
O.1 Receive the report of the Executive Mgmt No vote
Committee, the observations of the
Supervisory Board, the report of the
Chairman of the Supervisory Board on the
organization of the Supervisory Board
and internal audit procedures, the
balance sheet, the annual and the
consolidated accounts, the general
report and the special report of the
Statutory Auditors; and approves the
Company s financial statements and the
balance sheet for the YE 2005, as
presented, showing a profit of: EUR
605,145,997.80 and the transfer of the
amount of EUR 1,616,647.00 from the
optional reserves to the reserve of the
guarantee fund constituted within the
framework of the Law of 25 JUN 1999
O.2 Receive the reports of the Executive Mgmt No vote
Committee, the Supervisory Board and the
Statutory Auditors and approve the
consolidated financial statements for
the said FY, showing a net profit Group
share of EUR 952,300,000.00
O.3 Approve the earnings for the FY: EUR Mgmt No vote
605,145,997.80 retained earnings: EUR
426,394.30 distributable result: EUR
605,572,392.10 and the recommendations
of the Executive Committee and resolves
that the income for the FY be
appropriated as follows: to the optional
reserves: EUR 340,778,000.00 and
resolves to withdraw as a dividend the
amount of: EUR 264,793,426.82 and to
post the balance to the retained
earnings: EUR 965.28 the global amount
of the distributable dividend will be
reduced by the amount corresponding to
the shares held by the Company, this
amount will be allocated to the retained
earnings; the shareholders will
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
receive a net dividend of EUR 1.91 per
share, and will entitle to the 40%
allowance provided by the French Tax
Code, this dividend will be paid on 01
JUN 2006
O.4 Approve the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-88 of the French
Commercial Code and the said report and
the agreements referred to therein
O.5 Ratify the co-optation of Mr. Andre Mgmt No vote
Laurent Michelson as a Member of the
Supervisory Board until the shareholders
meeting called to approve the financial
statements for the FYE in 31 DEC 2005
O.6 Approve to renew the appointment of Mr. Mgmt No vote
Andre Laurent Michelson as the Member of
the Supervisory Board for a 5-year
period
O.7 Approve to award total annual fees of Mgmt No vote
EUR 550,000.00 to the Supervisory Board
O.8 Authorize the Executive Committee, the Mgmt No vote
authorization granted by the
shareholders meeting of 07 JUN 2005 in
its Resolution 7, to trade in the
Company s shares on the stock market,
subject to the conditions described as
follows: maximum purchase price: EUR
130.00, maximum funds invested in the
share buybacks: EUR 1,802,258,926.00;
Authority expires at the end of 18-month
period; and to take all necessary
measures and accomplish all necessary
formalities
Investment Company Report
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Page 48 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.9 Approve to bring the Articles of the Mgmt No vote
Bylaws into conformity with the
provisions of the Act No.2005-842 of 26
JUL 2005 and amend the following
Articles of the Bylaws: Article 26:
Board meetings, quorum and majority;
Article 30: agreements concluded between
the Company and one the Members of the
Supervisory Board or the Executive
Committee submitted to an authorization
E.10 Approve to bring the Articles of the Mgmt No vote
Bylaws into conformity with the
provisions of the Article 136 of the
Decree No. 67-236 of 23 MAR 1967 and
with the Act No. 2005-842 of 26 JUL 2005
and amend the Article 34 of the Bylaws:
meetings
E.11 Grant full powers to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 276
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932377965
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I THE PROPOSAL TO AMEND THE COMPANY S Mgmt For For
BY-LAWS.
II THE REPLACEMENT OF A MEMBER OF A FISCAL Mgmt For For
COUNCIL, AND HIS RESPECTIVE SUBSTITUTE,
NOMINATED BY THE CONTROLLING
SHAREHOLDER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 276
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932458551
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I TO APPROVE THE TERMS, CONDITIONS AND Mgmt For For
REASONS (THE PROTOCOLO E JUSTIFICACAO )
FOR THE MERGER OF ALL THE SHARES OF THE
CAPITAL STOCK OF CAEMI - MINERACAO E
METALURGIA S.A. (CAEMI)) INTO THE ASSETS
OF CVRD IN ORDER TO CONVERT THE FORMER
INTO A WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, PURSUANT TO ARTICLE 252 OF THE
BRAZILIAN CORPORATE LAW.
II TO RATIFY THE APPOINTMENT OF THE EXPERTS Mgmt For For
WHO PREPARED THE VALUE APPRAISAL OF THE
PREFERRED SHARES ISSUED BY CAEMI TO BE
MERGED INTO CVRD ASSETS.
III TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For
PREPARED BY THE EXPERTS.
IV TO APPROVE THE MERGER OF ALL OF THE Mgmt For For
SHARES ISSUED BY CAEMI INTO THE ASSETS
OF THE CVRD.
Investment Company Report
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Page 51 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
V TO APPROVE CVRD CAPITAL INCREASE WITHIN Mgmt For For
THE ISSUANCE OF 64,151,361 PREFERRED
CLASS A SHARES, TO BE PAID-IN WITH THE
SHARES OF CAEMI TO BE MERGED INTO THE
COMPANY S ASSETS, AND THE CONSEQUENT
CHANGE OF THE CAPUT OF ARTICLE 5 OF THE
CVRD S BY-LAWS.
Investment Company Report
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Page 52 of 276
UNASSIGNED
COMPANHIA VALE DO RIO DOCE
SECURITY: 204412209 AGENDA NUMBER: 932500956
TICKER: RIO MEETING TYPE: Special
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 APPRECIATION OF THE MANAGEMENTS REPORT Mgmt For For
AND ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005
O2 PROPOSAL FOR THE DESTINATION OF PROFITS Mgmt For For
OF THE SAID FISCAL YEAR AND APPROVAL OF
THE INVESTMENT BUDGET FOR THE COMPANY,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
O3 APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt For For
COUNCIL
O4 ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt For For
SENIOR MANAGEMENT AND FISCAL COUNCIL
MEMBERS
E1 PROPOSAL FOR A FORWARD SPLIT, ALL AS Mgmt For For
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
E2 PROPOSAL TO MODIFY THE COMPANY S Mgmt For For
BY-LAWS, RELATED TO SECTION II AND
SUBSECTION IV OF CHAPTER IV, IN RELATION
TO THE ADVISORY COMMITTEES, IN THE
FOLLOWING TERMS: A) CHANGE OF THE
HEADING OF ARTICLE 15; B) AMENDMENT TO
ARTICLE
Investment Company Report
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Page 53 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16; C) ADD ITEM IV TO ARTICLE 21; AND D)
ALTERATION OF THE HEADING OF ARTICLE 25,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
E3 CONSOLIDATION OF THE AMENDMENTS TO CVRD Mgmt For For
S BY-LAWS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 276
UNASSIGNED
CREDIT AGRICOLE SA, PARIS
SECURITY: F22797108 AGENDA NUMBER: 700910462
TICKER: MEETING TYPE: MIX
ISIN: FR0000045072 MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 287415 DUE TO ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
the Company s By-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local
Investment Company Report
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Page 55 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
custodian is instructed to amend the
vote instruction and release the shares
for settlement of the sale transaction.
This procedure pertains to sale
transactions with a settlement date
prior to Meeting Date + 1
O.1 Receive the management report of the Mgmt No vote
Board of Directors and the Auditors
general report, and approve the Company
s financial statements and the balance
sheet for the YE 31 DEC 2005; approve
the charges and expenses that were not
tax-deductible of EUR 44,109.00 with a
corresponding tax of EUR 15,408.74
O.2 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors and
approve the consolidated financial
statements for the said FY
O.3 Acknowledge that: the net income for the Mgmt No vote
FY is of EUR 2,450,087,502.11, the prior
retained earnings is of EUR
232,213,796.33 i.e. a total of EUR
2,682,301,298.44; approve that this
distributable income be appropriated as
follows: to the legal reserve, 5% of the
net income, i.e. EUR 122,504,375.11, to
the total dividend: EUR
1,407,482,962.94, to the retained
earnings: EUR 1,152,313,960.39; the
shareholders will receive a net dividend
of EUR 0.94 per share, and will entitle
to the 40% allowance provided by the
French tax code; this dividend will be
paid on 29 MAY 2006; in the event that
the Company holds some of its own shares
on such date, the amount of the unpaid
dividend on such shares shall be
allocated to the retained earnings
account
Investment Company Report
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Page 56 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.4 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Articles L. 225-38 et seq. of the French
Commercial Code and approve said report
and the agreements referred to therein
O.5 Ratify the co-optation of Mr. Jean-Roger Mgmt No vote
Drouet as a Director, to replace Mr.
Jean-Claude Pichon, for the remainder
of Mr. Jean-Claude Pichon s term of
office, i.e. until the shareholders
meeting called to approve the financial
statements for the FYE 31 DEC 2007
O.6 Acknowledge Mr. Pierre Kerfriden s Mgmt No vote
resignation and appoint Mr. Bruno De
Laage as a Director, for the remainder
of Mr. Pierre Kerfriden s term of
office, i.e. until the shareholders
meeting called to approve the financial
statements for the FYE 31 DEC 2006
O.7 Approve to renew the appointment of Mr. Mgmt No vote
Noel Dupuy as a Director for a 3-year
period
O.8 Approve to renew the appointment of Mrs. Mgmt No vote
Carole Giraud as a Director for a 3-year
period
O.9 Approve to renew the appointment of Mr. Mgmt No vote
Roger Gobin as a Director for a 3 year
period
Investment Company Report
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Page 57 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.10 Approve to renew the appointment of Mr. Mgmt No vote
Bernard Mary as a Director for a 3-year
period
O.11 Approve to renew the appointment of Mr. Mgmt No vote
Jean-Pierre Pargade as a Director for a
3-year period
O.12 Approve to renew the appointment of the Mgmt No vote
Company Sas Rue La Boetie as a Director
for a 3-year period
O.13 Acknowledge that the term of office, as Mgmt No vote
the Statutory Auditor, of the Company,
Barbier, Frinault Et Autres is over at
the end of the present meeting and
approve to renew the appointment of
Barbier, Frinault Et Autres as the
Statutory Auditor for a 6-year period
O.14 Acknowledge that the term of office of Mgmt No vote
the Company PricewaterhouseCoopers
Audit, as the Statutory Auditor, is over
at the end of the present meeting and
approve to renew the appointment of
PricewaterhouseCoopers Audit as the
Statutory Auditor for a 6-year period
O.15 Acknowledge that the term of office, as Mgmt No vote
the Deputy Auditor, of Mr. Pierre Coll
is over at the end of the present
meeting and approve to renew the
appointment of Mr. Pierre Coll as the
Deputy Auditor of the Company
PricewaterhouseCoopers Audit for a
6-year period
Investment Company Report
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Page 58 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.16 Acknowledge that the term of office of Mgmt No vote
Mr. Alain Grosman, as the Deputy
Auditor, is over at the end of the
present meeting and appoint as the
Deputy Auditor of the Company Barbier,
Frinault Et Autres, the Company Picarle
Et Associes for a 6-year period
O.17 Approve to award total annual fees of Mgmt No vote
EUR 850,000.00 to the Directors
O.18 Authorize the Board of Directors, in Mgmt No vote
supersession to the authorization
granted by the ordinary shareholders
meeting of 18 MAY 2005, to trade in the
Company s shares on the stock market,
subject to the conditions described
below: maximum purchase price: EUR
45.00; maximum number of shares to be
acquired: 10% of the share capital, or
5% of its capital when the share are
acquired by the Company with a view to
their retention or their subsequent
delivery in payment or exchange as part
of a merger, divestment or capital
contribution; maximum funds invested in
the share buybacks: EUR
3,000,000,000.00; Authority expires the
earlier of the renewal by another
ordinary shareholders meeting or 18
months; to take all necessary measures
and accomplish all necessary formalities
E.19 Authorize the Board of Directors, in Mgmt No vote
supersession of the unused part of the
authorization granted by the
shareholders meeting of 18 MAY 2005, the
necessary powers to increase the
capital, on one or more occasions, in
France or abroad, by a maximum nominal
amount of EUR 4,000,000,000.00, by
issuance, with preferred subscription
rights maintained, of ordinary shares of
the Company and, or of any other
securities giving right by all means to
the share capital; the maximum nominal
amount of debt securities which may be
issued shall not exceed EUR
5,000,000,000.00; Authority expires at
the end of 26 months; to take all
necessary measures and accomplish all
Investment Company Report
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Page 59 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
necessary formalities, to charges the
issuance costs, rights and fees against
the related premiums and deduct from the
premiums the amounts necessary to raise
the legal reserve to one-tenth of the
new capital after each increase
E.20 Authorize the Board of Directors, in Mgmt No vote
supersession of the unused part of the
authorization granted on 18 MAY 2005, to
increase the capital, in one or more
occasions, in France or abroad, by a
maximum nominal amount of EUR
900,000,000.00, by issuance, with out
pre-emptive subscription rights, of
ordinary shares of the Company and/or of
any other securities giving access by
all means to the share capital, the
maximum nominal amount of debt
securities which may be issued shall not
exceed EUR 5,000,000,000.00; the whole
with in the limit of the fraction unused
of the ceilings set forth in Resolution
E.19 being specified that any issue
carried out as per the present
resolution shall count against the or
the said corresponding ceiling ceilings;
Authority expires at the end of 26
months; to take all necessary measures
and accomplish all necessary
formalities; to charge the issuance
costs, rights and fees against the
related and fees against the related
premiums and deduct from the premiums
the amounts necessary to raise the legal
reserve to 1/10 of the new capital after
each increase
E.21 Authorize the Board of Directors to Mgmt No vote
increase the number of securities to be
issued in the event of a capital
increase, for each of the issues with or
without preferential subscription right
of shareholders, at the same price as
the initial issue, within 30 days of the
closing of the subscription period and
up to a maximum of 15% of the initial
issue; Authority expires at the
conclusion of 26 months; the maximum
amount of the capital increases realized
Investment Company Report
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Page 60 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
accordingly to the present delegation,
shall count against the limit of the
overall ceilings of capital increase set
forth in Resolutions E.19 and E.20
E.22 Authorize the Board of Directors to Mgmt No vote
increase the share capital up to 10% of
the share capital, in consideration for
the contributions in kind granted to the
Company and comprised of capital
securities or securities giving access
to share capital; Authority expires at
the conclusion of 26 months; and to
take all necessary measures and
accomplish all necessary formalities;
the maximum amount of the capital
increases realized accordingly to the
present delegation, shall count against
the limit of the overall ceilings set
forth in Resolution E.20
E.23 Authorize the Board of Directors within Mgmt No vote
the limit of 5% of the Company s share
capital per year, to set the issue price
of the ordinary shares or securities to
be issued, in accordance with the terms
and conditions determined by the
shareholder s meeting
E.24 Authorize the Board of Directors, in Mgmt No vote
supersession of the unused fraction of
the authorization granted by the
combined shareholders meeting of 18 MAY
2005, to increase the share capital, in
one or more occasions, to a maximum
nominal amount of EUR 3,000,000,000.00,
by way of capitalizing reserves,
profits, premiums or other means,
provided that such capitalization is
allowed by law and under the By-Laws, by
issuing bonus shares or raising the par
value of existing shares, or by a
combination of these methods; this
amount is independent from the overall
ceiling fixed in Resolutions E.19 and
Investment Company Report
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Page 61 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.20 of the present meeting; Authority
expires at the conclusion of 26 months;
and to take all necessary measures and
accomplish all necessary formalities
E.25 Authorize the Board of Directors, in Mgmt No vote
supersession to the authorization
granted by Resolution 21 of the combined
shareholders meeting of 21 MAY 2003, to
grant in one or more transactions, to
employees and corporate officers of the
Company and of related Companies,
options giving the right either to
subscribe for shares, or to purchase
existing shares purchased by the
Company, it being provided that the
options shall not give rights to a total
number of shares, which shall exceed 2%
of the share capital; Authority expires
at the conclusion of 38 months; and to
take all necessary measures and
accomplish all necessary formalities
E.26 Authorize the Board of Directors, in Mgmt No vote
supersession to the authorization
granted by Resolution 20 of the
shareholders meeting of 18 MAY 2005, to
increase the share capital, on one or
more occasions, at its sole discretion,
by way of issuing shares in favor of
employees of the Group Credit Agricole
who are members of a Company Savings
Plan; Authority expires at the
conclusion of 26 months; for an amount
that shall not exceed EUR
150,000,000.00; this amount shall not
count against the amount of capital
increases resulting from the previous
resolutions; and to take all necessary
measures and accomplish all necessary
formalities
E.27 Authorize the Board of Directors to Mgmt No vote
increase the share capital, on one or
more occasions, by way of issuing new
shares in favor of the Company Credit
Agricole International employees;
Authority is given for a period expiring
on the day of shareholder s meeting;
approve the 2006 financial statements
and for
Investment Company Report
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Page 62 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
an amount that shall not exceed EUR
40,000,000.00; to take all necessary
measures and accomplish all necessary
formalities
E.28 Authorize the Board of Directors to Mgmt No vote
increase the share capital, on one or
more occasions, by way of issuing shares
to be paid in cash in favor of employees
of the Group Credit Agricole, who are
members of the Company Savings Plan in
the United States; Authority expires at
the conclusion of 18 months; and for an
amount that shall not exceed EUR
40,000,000.00; to take all necessary
measures and accomplish all necessary
formalities
E.29 Authorize the Board of Directors, in Mgmt No vote
supersession to the authorization
granted by the shareholder s meeting of
18 MAY 2005, to reduce the share
capital, on one or more occasions, at
its sole discretion, by canceling all or
part of the shares held by the Company
in connection with the Stock Repurchase
Plan decided in Resolution O.18 or
future authorizations, up to a maximum
of 10% of the share capital over a 24
months period; Authority expires at the
conclusion of 24 months; to take all
necessary measures and accomplish all
necessary formalities
E.30 Amend the quorum required for the Mgmt No vote
validity of the ordinary and the
extraordinary shareholders meetings, in
order to bring it into conformity with
the current legal and regulatory
requirements and the Articles of the By
Laws: 26 ordinary shareholder s meeting,
27 extraordinary shareholders meeting
Investment Company Report
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Page 63 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.31 Grant full powers to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 276
UNASSIGNED
CREDIT SUISSE GROUP, ZUERICH
SECURITY: H3698D419 AGENDA NUMBER: 700863930
TICKER: MEETING TYPE: AGM
ISIN: CH0012138530 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ------------ ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
PLEASE NOTE THAT THIS IS AN OGM. THANK Non-Voting No vote
YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 276
UNASSIGNED
CREDIT SUISSE GROUP, ZUERICH
SECURITY: H3698D419 AGENDA NUMBER: 700930503
TICKER: MEETING TYPE: AGM
ISIN: CH0012138530 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 301805 DUE TO ADDITIONAL OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
285614 INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS
1. Receive and approve the annual report, Mgmt No vote
the parent Company s 2005 financial
statements and the Group s 2005
consolidated financial statements
Investment Company Report
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Page 66 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Grant discharge to the acts of the Mgmt No vote
Members of the Board of Directors and
the Executive Board
3.A Approve to reduce the share capital by Mgmt No vote
CHF 17,000,000 from CHF 623,876,083 to
CHF 606,876,083 by canceling 34,000,000
shares with a par value of CHF 0.50
each, which were repurchased in the
period from 09 MAY 2005 to 16 MAR 2006
pursuant to the share repurchase program
approved by the general meeting of
shareholders of 29 APR 2005; acknowledge
that, according to the special report of
the Auditors KPMG Klynveld Peat Marwick
Goerdeler SA, Obligees claims are fully
covered even after the share capital
reduction as required by Article 732
Paragraph 2 Co, amend Article 3
Paragraph 1 of the Articles of
Association, that as of the date of the
entry of the capital reduction in the
commercial register, pursuant to section
3.C below
3.B Approve the cancellation as part of a Mgmt No vote
Share Repurchase Program by the general
meeting of shareholders of 29 APR 2005,
34,000,000 shares were repurchased via a
2nd trading line on the stock exchange
between 09 MAY 2005 and 16 MAR 2006; the
total purchase price was CHF
1,941,055,049, corresponding to an
average purchase price per share of CHF
57.09 rounded; the cancellation of
shares repurchased by 16 MAR 2006 and
amend the Articles of Association
3.C Amend Article 3 Paragraph 1 to the Mgmt No vote
Articles of Association, new version the
fully paid-in share capital amounts to
CHF 606,876,083 and it is divided into
1, 213,752,166 fully paid- in registered
shares with a par value of CHF 0.50 each
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Approve the allocation of income and Mgmt No vote
dividends of CHF 2 per share
5.1.A Re-elect Mr. Walter Kielholz and Mr. Mgmt No vote
Hans- Ulrich Doerig as the Directors
5.1.B Elect Mr. Richard Thornburgh as a Mgmt No vote
Director
5.2 Ratify KPMG Klynveld Peat Marwick Mgmt No vote
Geordeler SA as the Auditors
5.3 Ratify BDO Visura as the Special Mgmt No vote
Auditors
6. Approve CHF 3.4 million reduction in Mgmt No vote
pool of capital reserved for Donaldson
Lufkin Jenrette Employee Options
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 276
UNASSIGNED
DAIICHI SANKYO COMPANY,LIMITED
SECURITY: J11257102 AGENDA NUMBER: 700947267
TICKER: MEETING TYPE: AGM
ISIN: JP3475350009 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 25
2. Approve Reduction of Legal Reserve Mgmt For *
3. Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code, Allow Use of Electronic
Systems for Public Notifications
4.1 Elect a Director Mgmt For *
4.2 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.3 Elect a Director Mgmt For *
4.4 Elect a Director Mgmt For *
4.5 Elect a Director Mgmt For *
4.6 Elect a Director Mgmt For *
4.7 Elect a Director Mgmt For *
4.8 Elect a Director Mgmt For *
4.9 Elect a Director Mgmt For *
4.10 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.1 Appoint a Corporate Auditor Mgmt For *
5.2 Appoint a Corporate Auditor Mgmt For *
5.3 Appoint a Corporate Auditor Mgmt For *
5.4 Appoint a Corporate Auditor Mgmt For *
6. Appoint a Substitute Corporate Auditor Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 276
UNASSIGNED
DENSO CORP
SECURITY: J12075107 AGENDA NUMBER: 701002898
TICKER: MEETING TYPE: AGM
ISIN: JP3551500006 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Purchase of Own Shares Mgmt For *
3 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Adopt Reduction of Liability System for
Outside Directors, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Approve Minor Revisions
Related to the New Commercial Code
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
5 Authorize Use of Stock Options Other For *
6 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 276
UNASSIGNED
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF
SECURITY: D24909109 AGENDA NUMBER: 700895797
TICKER: MEETING TYPE: AGM
ISIN: DE0007614406 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the adopted financial Non-Voting No vote
statements for the 2005 financial year
along with the Combined Review of
Operations for E.ON AG and the E.ON
Group andm Bericht des Aufsichtsrats
sowie Vorlage des gebilligten
Konzernabschlusses ed Consolidated
Financial Statements
2. Verwendung des Bilanzgewinns aus dem Mgmt For *
Geschaeftsjahr 2005 on of the
distributable profit of EUR
4,614,074,864 as follows: payment of a
dividend of EUR 2.75 plus a bonus of EUR
4.25 per entitled share ex-dividend and
payable date: 05 MAY 2006
3. Discharge of the Board of Management for Mgmt For *
the 2005 FY
4. Discharge of the Supervisory Board for Mgmt For *
the 2005 FY
5. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien up to 10% of
its share capital, on or before 04 NOV
2007 and the shares may be acquired
through the stock exchange at a price
neither more than 10% above nor more
than 20% below the market price of the
shares, by way of a public repurchase
offer to all shareholders or by means of
a public offer for the exchange of
liquid shares which are admitted to
trading on an organized market at a
price not differing more than 20% from
the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
market price of the shares and by using
derivatives in the form of call or put
options if the exercise price is neither
more than 10% above nor more than 20%
below the market price of the shares;
authorize the Board of Managing
Directors to dispose of the shares in a
manner other than the stock exchange or
an offer to all shareholders if the
shares are sold at a price not
materially below their market price, to
use the shares in connection with
mergers and acquisitions or for
satisfying existing convertible or
option rights, to offer the shares to
executives and employees of the Company
and its affiliates and to retire the
shares
6. Consent to the agreement on Domination Mgmt For *
and Distribution of profits and losses
schaft und der E.ON Zwoelfte Verwaltungs
GmbH 1 DEC 2011
7. Consent to the agreement on Domination Mgmt For *
and Distribution of profits and losses
schaft und der E.ON Dreizehnte
Verwaltungs GmbH 31 DEC 2011
8. Change of the Articles of Association Mgmt For *
regarding the shareholders right to
speaaufgrund der Einfuegung von
Paragraph 131 Abs. 2 Satz 2 AktG durch
das Gesetz German Stock Corporation Act
AKTG through the Law on Corporate
Integrity and Modernization of the Right
of Avoidane UMAG
9. Elect the Auditors for the 2006 FY: Mgmt For *
PricewaterhouseCoopers AG, Duesseldorf
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 276
UNASSIGNED
EISAI CO.,LTD.
SECURITY: J12852117 AGENDA NUMBER: 700947368
TICKER: MEETING TYPE: AGM
ISIN: JP3160400002 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code
2.1 Elect a Director Mgmt For *
2.2 Elect a Director Mgmt For *
2.3 Elect a Director Mgmt For *
2.4 Elect a Director Mgmt For *
2.5 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.6 Elect a Director Mgmt For *
2.7 Elect a Director Mgmt For *
2.8 Elect a Director Mgmt For *
2.9 Elect a Director Mgmt For *
2.10 Elect a Director Mgmt For *
2.11 Elect a Director Mgmt For *
3. Approve Issuance of Share Acquisition Mgmt For *
Rights to Employees as Stock Options
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 276
UNASSIGNED
ELECTRICITE DE FRANCE EDF
SECURITY: F2940H113 AGENDA NUMBER: 700859133
TICKER: MEETING TYPE: MIX
ISIN: FR0010242511 MEETING DATE: 14-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Registered Shares: 1 to 5 days prior to Non-Voting No vote
the meeting date, depends on company s
by-Laws.Bearer Shares: 6 days prior to
the meeting date. French Resident
Shareowners must complete, sign and
forward the Proxy Card directly to the
sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the resignation of Mr. Pierre Mgmt No vote
Gadonneix as Administrator and appoint
Mr. Pierre Gadonneix as a Administrator
until 22 NOV 2009
2. Approve the resignation of Mr. Frank E. Mgmt No vote
Dangeard as Administrator and appoint
Mr. Frank E. Dangeard as a Administrator
until 22 NOV 2009
3. Approve the resignation of Mr. Daniel Mgmt No vote
Foundoulis as Administrator and appoint
Mr. Daniel Foundoulis as a Administrator
until 22 NOV 2009
4. Approve the resignation of Mr. Claude Mgmt No vote
Moreau as Administrator and appoint Mr.
Claude Moreau as a Administrator until
22 NOV 2009
5. Approve the resignation of Mr. Henri Mgmt No vote
Proglio as Administrator and appoint Mr.
Henri Proglio as a Administrator until
22 NOV 2009
6. Approve the resignation of Mr. Louis Mgmt No vote
Schweitzer as Administrator and appoint
Mr. Louis Schweitzer as a Administrator
until 22 NOV 2009
7. Amend the Articles 3, 6, 9, 10, 13, 14, Mgmt No vote
15, 18, 20, 21 and cancel the Article 29
of the By-Laws
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Grant all powers to the bearer of a copy Mgmt No vote
or an extract of the minutes of the
present to accomplish all deposits and
publications prescribed by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 276
UNASSIGNED
EMI GROUP PLC
SECURITY: G3035P100 AGENDA NUMBER: 700756262
TICKER: MEETING TYPE: AGM
ISIN: GB0000444736 MEETING DATE: 14-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Directors report and the Mgmt For *
financial statements
2. Declare a final dividend of 6 pence per Mgmt For *
ordinary share
3. Approve the Directors remuneration Mgmt For *
report
4. Re-elect Mr. A.M.J.I. Levy as a Director Mgmt For *
5. Re-elect Mr. P.A. Georgescu as a Mgmt For *
Director
6. Elect Mr. M.D. Stewart as a Director Mgmt For *
7. Re-appoint Ernst & Young LLP as the Mgmt For *
Auditor
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Authorize the Directors to determine the Mgmt For *
remuneration of the Auditor
9. Grant authority to issue equity or Mgmt For *
equity-linked securities with
pre-emptive rights up to aggregate
nominal amount of GBP 42,397,582
S.10 Grant authority to issue equity or Mgmt For *
equity-linked securities without
pre-emptive rights up to aggregate
nominal amount of GBP 5,527,928
S.11 Grant authority for market purchase of Mgmt For *
78,970,403 ordinary shares
S.12 Approve new Articles of Association Mgmt For *
13. Authorize the Scrip Dividend Scheme Mgmt For *
14. Authorize EMI Group PLC to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
15. Authorize EMI Music Ltd to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16. Authorize EMI Records Ltd to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
17. Authorize EMI Music Publishing Ltd to Mgmt For *
make EU political donations up to GBP
50,000 and to incur EU political
expenditure up to GBP 50,000
18. Authorize Virgin Records Ltd to make EU Mgmt For *
political donations up to GBP 50,000 and
to incur EU political expenditure up to
GBP 50,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 276
UNASSIGNED
ESPRIT HOLDINGS LTD
SECURITY: G3122U129 AGENDA NUMBER: 700822794
TICKER: MEETING TYPE: AGM
ISIN: BMG3122U1291 MEETING DATE: 02-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the audited Mgmt For *
consolidated financial statements and
the reports of the Directors and the
Auditors of the Group for the YE 30 JUN
2005
2. Approve a final dividend of 66 Hong Kong Mgmt For *
cents for the YE 30 JUN 2005
3. Approve a special dividend of 84 Hong Mgmt For *
Kong cents for the YE 30 JUN 2005
4.I Re-elect Mr. Michael Ying Lee Yuen as a Mgmt Against *
Director and authorize the Directors to
fix their remuneration
4.II Re-elect Mr. Thomas Johannes Grote as a Mgmt Against *
Director and authorize the Directors to
fix their remuneration
4.III Re-elect Mr. Raymond Or Ching Fai as a Mgmt For *
Director and authorize the Directors to
fix their remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Re-appoint PricewaterhouseCoopers as the Mgmt For *
Auditors and authorize the Directors of
the Company to fix their remuneration
6. Authorize the Directors to purchase Mgmt For *
shares in the capital of the Company
during the relevant period, subject to
and in accordance with all applicable
laws and regulations, not exceeding 10%
of the total nominal amount of the share
capital of the Company, and the total
number of any securities which carry a
right to subscribe for or purchase
shares; Authority expires the earlier of
the conclusion of the next AGM or the
expiration of the period within which
the next AGM is required by the Bye-Laws
of the Company or any applicable laws to
be held
7. Authorize the Directors of the Company Mgmt For *
to allot, issue and deal with additional
shares in the capital of the Company and
make or grant offers, agreements and
options during and after the relevant
period, not exceeding 20% of the nominal
amount of the share capital of the
Company in issue on the date of passing
of this resolution provided that the
aggregate nominal amount of the shares
of any class so allotted or so agreed
conditionally or unconditionally to be
allotted pursuant to this resolution
solely fore cash and unrelated to any
asset acquisition shall not exceed 5% of
the aggregate nominal amount of the
shares of that class in issue at the
date of passing this resolution or
otherwise that pursuant to: i) a rights
issue; or ii) any option scheme or
similar arrangement of the Company for
the granting or issuance of shares or
rights to acquire shares; or iii) the
exercise of any share option scheme or
similar arrangement; or iv) any scrip
dividend or similar arrangement
providing for the allotment of shares in
lieu of the whole or part of a dividend
on shares of the Company in accordance
with the Bye-Laws of the Company;
Authority expires at the conclusion of
the next AGM of the Company or the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
expiration of the period within which
the next AGM of the Company is required
to be held by the Bye-Laws of the
Company or any applicable laws to be
held
8. Approve, subject to the passing of Mgmt For *
Resolutions 6 and 7, to extend the
general mandate granted to the Directors
to allot, issue and deal with the shares
pursuant to Resolution 7, by an amount
representing the aggregate nominal
amount of the share capital repurchased
pursuant to Resolution 6, provided that
such amount does not exceed 10% of the
aggregate nominal amount of the issued
share capital of the Company in issue on
the date of passing this resolution
9. Approve that, subject to and conditional Mgmt For *
upon the Listing Committee of the Stock
Exchange of Hong Kong Limited to refresh
the existing limit under the Share
Option Scheme adopted on 26 NOV 2001,
provided that the aggregate nominal
amount of share capital of the Company
to be allotted and issued pursuant to
the exercise of options under the Scheme
does not exceed 5% of the aggregate
nominal amount of share capital in issue
and authorize the Directors of the
Company, subject to and in accordance
with all applicable laws and
regulations, to grant options under the
existing share option scheme to this
limit and allot, issue and deal with
shares of the Company
S.10 Amend the Bye-Laws 66, 86(2), 87 and 104 Mgmt For *
(2) of the Company as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 276
UNASSIGNED
FAST RETAILING CO LTD
SECURITY: J1346E100 AGENDA NUMBER: 700801372
TICKER: MEETING TYPE: EGM
ISIN: JP3802300008 MEETING DATE: 22-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Adoption of Holding Company Mgmt For *
Structure and Transfer of Company s
Uniqlo Business Operations to
Wholly-Owned Subsidiary Sunroad Co.
2 Amend Articles to: Expand Business Lines Mgmt For *
- Abolish Retirement Bonus System
3.1 Elect Director Mgmt For *
3.2 Elect Director Mgmt For *
3.3 Elect Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 276
UNASSIGNED
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
SECURITY: X5967A101 AGENDA NUMBER: 700812399
TICKER: MEETING TYPE: EGM
ISIN: GRS419003009 MEETING DATE: 25-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote
31, 49, 52, 53, 54, 55 and 56 of Company
s Statute
2. Elect the Board of Director s Members Mgmt No vote
according to Paragraphs 2, 3 and 4 of
the Articles 14 of the law 3336/2005
3. Elect the Independent Non-Executive Mgmt No vote
Members of the Board of Director
according to the law 3016/2002
4. Amend the Company s collaboration Mgmt No vote
contract of the Company s Managing
Director
5. Approve to modify the Company s Mgmt No vote
sponsorship programme for the FY 2005
and initial approval of the same for the
FYE 2006
6. Miscellaneous announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 276
UNASSIGNED
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
SECURITY: X5967A101 AGENDA NUMBER: 700826893
TICKER: MEETING TYPE: EGM
ISIN: GRS419003009 MEETING DATE: 14-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Amend the Articles 1, 11, 12, 13, 16, Mgmt No vote
31, 49, 52, 53, 54, 55 and 56 of Company
s Statute as specified
2. Elect the Board of Director s Members Mgmt No vote
according to Paragraphs 2, 3 and 4 of
the Articles 14 of the Law 3336/2005
3. Elect the Independent Non-Executive Mgmt No vote
Members of the Board of Director
according to the Law 3016/2002
4. Amend the Company s Collaboration Mgmt No vote
Contract of the Company s Managing
Director
5. Approve to modify the Company s Mgmt No vote
sponsorship programme for the FY 2005
and initial approval of the same for the
FYE 2006
6. Miscellaneous announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 276
UNASSIGNED
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
SECURITY: X5967A101 AGENDA NUMBER: 700959351
TICKER: MEETING TYPE: OGM
ISIN: GRS419003009 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the financial statements for the Mgmt No vote
FY 2005, the reports of the Board of
Directors and the Auditors
2. Approve the profit appropriation Mgmt No vote
3. Approve the exemption of the Board of Mgmt No vote
Directors Members and the Auditors from
any liability for indemnity for the FY
2005
4. Elect the Certified Auditors, 2 Regular Mgmt No vote
and 2 Substitute for FY 2006 and approve
their fees
5. Approve the Board of Director s Chairman Mgmt No vote
and the Managing Directors monthly
remuneration, productivity bonus and
representation expenses, and the Board
of Directors Members and the Secretary s
remuneration for FY 2006
6. Approve the participation of the Members Mgmt No vote
of the Board of Directors in Committees
and their fees for the 7th FY 01 JAN
2006 to 31 DEC 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Amend the Articles 1, 14, 39, 49, 51 and Mgmt No vote
53 of the Company s Articles of
Association as specified
8. Various announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 276
UNASSIGNED
GRUPO TELEVISA SA
SECURITY: P4987V137 AGENDA NUMBER: 700930604
TICKER: MEETING TYPE: OGM
ISIN: MXP4987V1378 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX Non-Voting No vote
MEETING. THANK YOU.
O.1 Receive the report of the Board of Mgmt For *
Directors regarding the progress of the
Company in the FYE 31 DEC 2005, in
accordance with the terms of the main
part of the Article 172 of the General
Mercantile Companies Law, including the
financial statements for 31 DEC 2005 and
the report of the Commissioners and the
resolutions in this regard
O.2 Receive the report of the Audit Mgmt For *
Committee in accordance with the terms
of Article 14(A)(3)(IV)(C) of the
Securities Market Law and the
resolutions in this regard
O.3 Approve the allocation of the results of Mgmt For *
the FYE 31 DEC 2005
O4.1 Approve the amount that can be allocated Mgmt For *
for the purchase of own shares in
accordance with the terms of the Article
14(A)(3)(I) of the Securities Market Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O4.2 Receive the report regarding the Mgmt For *
policies and decisions made by the Board
of Directors and the Company, in
relation to the purchase and share of
those shares
O.5 Appoint and ratify, if relevant, the Mgmt For *
people who will form the Board of
Directors, of the Secretary and of the
Vice Secretaries as well as of the
Officers and of the Commissioners
O.6 Appoint and ratify, if relevant, the Mgmt For *
people who will form the Executive
Committee
O.7 Appoint and ratify, if relevant, the Mgmt For *
people who will form the Audit Committee
O.8 Approve the remuneration of the Members Mgmt Against *
of the Board of Directors, the Executive
Committee and the Audit Committee as
well as of the Commissioners and the
Secretary and the Vice Secretaries
O.9 Appoint the delegates to carry out and Mgmt For *
formalize the resolutions passed by the
meeting
E.1 Approve the cancellation of shares and Mgmt For *
the consequent reduction of Capital and
amend the Article 6 of the Corporate
Bylaws
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.2 Appoint the delegates to carry out and Mgmt For *
formalize the resolutions passed by the
meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 276
UNASSIGNED
GRUPO TELEVISA SA
SECURITY: P4987V137 AGENDA NUMBER: 700944184
TICKER: MEETING TYPE: EGM
ISIN: MXP4987V1378 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A SGM. Non-Voting No vote
THANK YOU.
1. Appoint the Members of the Board of Mgmt No vote
Directors, in accordance with the terms
of Articles 26, 27 and other applicable
Articles of the Corporate Bylaws
2. Appoint the Delegates to carry out and Mgmt No vote
formalize the resolutions passed by this
meeting
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 276
UNASSIGNED
HONG KONG EXCHANGES AND CLEARING LTD
SECURITY: Y3506N105 AGENDA NUMBER: 700933749
TICKER: MEETING TYPE: AGM
ISIN: HK0388009489 MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 297857 DUE TO ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1. Receive and approve the audited accounts Mgmt For *
for the YE 31 DEC 2005 together with the
reports of the Directors and Auditors
thereon
2. Declare a final dividend Mgmt For *
3.I Elect Mr. Dannis J H Lee as Director Mgmt For *
3.II Elect Mr. David M Webb as Director Mgmt For *
3.III Elect Mr. Gilbert K T Chu as Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.IV Elect Mr. Lawrence Y L Ho as Director Mgmt For *
3.V Elect Dr. Christine K W Loh as Director Mgmt For *
4. Re-appoint PricewaterhouseCoopers as the Mgmt For *
Auditors of HKEx and to authorize the
Directors to fix their remuneration
5. Authorize the Directors of the HKEx, to Mgmt For *
repurchase shares of the Company during
the relevant period, on the Stock
Exchange of Hong Kong Limited or any
other stock exchange on which the shares
of the Company may be listed and
recognized by the Securities and Futures
Commission and the stock exchange for
this purpose, subject to and in
accordance with all applicable Laws
and/or requirements of the Rules
Governing the Listing of Securities on
the stock exchange of Hong Kong Limited
or of any stock exchange as amended from
time to time, the aggregate nominal
amount of shares which HKEx is
authorized to purchase not exceeding 10%
of the aggregate nominal amount of the
issued share capital of the Company;
Authority expires the earlier of the
conclusion of the AGM of the HKEx or the
expiration of the period within which
the next AGM of the Company is to be
held By-law or passing of an ordinary
Resolution by shareholders of HKEx in
general meeting or varying the authority
given to the Directors of HKEx by this
Resolution
6. Approve that until the shareholders of Mgmt For *
HKEx in general meeting otherwise
determines, a remuneration of HKD
240,000 be paid to each of the
Non-Executive Directors of HKEx in
office time to time at the conclusion of
the each AGM of HKEx to the conclusion
of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AGM of HKEx to be held in the
immediately following year, provided
that such remuneration be paid in
proportion to the period of service in
the case if a Director who has not
served the entire period
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 276
UNASSIGNED
IBERIA LINEAS AEREAS DE ESPANA SA
SECURITY: E6167M102 AGENDA NUMBER: 700956913
TICKER: MEETING TYPE: OGM
ISIN: ES0147200036 MEETING DATE: 29-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 30 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU
1. Approve the annual accounts and the Mgmt For *
Management report of Iberia, Lineas
Aereas De Espana, Sociedad Anonima, and
its consolidated Group, as well as the
application of profits and the
Management of the Board of Directors,
all of the foregoing with reference to
the year 2005
2. Re-elect the Directors Mgmt For *
3. Re-elect the Auditors of the Company and Mgmt For *
its consolidated Group for the year 2006
4. Amend Articles 31 and 47 of the Articles Mgmt For *
of Association, as specified
5. Amend Article 10 of the General Meeting Mgmt For *
Regulations
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve the Directors remuneration Mgmt For *
7. Authorize the Board of Directors to Mgmt For *
carry out the derivative acquisition of
Iberia Lineas Aereas De Espana, Sociedad
Anonima shares, either directly or via
subsidiary; Authority expires after 18
months, rendering void the
authorization granted by the general
meeting of stockholders held on 26 MAY
2005
8. Authorize the Board of Directors, with Mgmt For *
authority to depute such powers, to
execute and deliver, construe, develop
and implement the resolutions adopted by
the meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 276
UNASSIGNED
IMPERIAL TOBACCO GROUP PLC
SECURITY: G4721W102 AGENDA NUMBER: 700855159
TICKER: MEETING TYPE: AGM
ISIN: GB0004544929 MEETING DATE: 31-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the account for the FYE 30 SEP Mgmt For *
2005, together with the Directors and
the Auditor s report thereon
2. Receive and approve the Directors Mgmt For *
remuneration report for the FYE 30 SEP
2005, together with the Directors and
the Auditor s report thereon
3. Declare a final dividend for the FYE 30 Mgmt For *
SEP 2005 of 39.5 pence per ordinary
share of 10 pence each payable on 17 FEB
2006 to those shareholders on the
register at the close of business on 20
JAN 2006
4. Re-elect Mr. A.G.L. Alexander as a Mgmt Against *
Director of the Company
5. Re-elect Mr. D.C. Bonham as a Director Mgmt For *
of the Company
6. Elect Mr. C.R. Day as a Director of the Mgmt Against *
Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-elect Dr. P.H. Jungles as a Director Mgmt Against *
of the Company
8. Elect Mr. G.L. Blashill as a Director of Mgmt Against *
the Company
9. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company until the
conclusion of the next general meeting
at which accounts are laid before the
Company
10. Authorize the Directors to set the Mgmt For *
remuneration of the Auditors
11. Authorize the Company, in accordance Mgmt For *
with Section 347C of the Companies Act
1985 the Act, as defined in Section
347A of the Act, to make donations to EU
political organizations, not exceeding
GBP 25,000 in total; and to incur EU
political expenditure not exceeding GBP
25,000 in total; Authority expires the
earlier of the conclusion of the AGM of
the Company held in 2007 or 30 APR 2007
12. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Imperial
Tobacco Limited, as defined in Section
347A of the Act, to make donations to EU
political organizations, not exceeding
GBP 25,000 in total; and to incur EU
political expenditure not exceeding GBP
25,000 in total; Authority expires the
earlier of the conclusion of the AGM of
the Company held in 2007 or 30 APR 2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
13. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Imperial
Tobacco International Limited, as
defined in Section 347A of the Act, to
make donations to EU political
organizations, not exceeding GBP 25,000
in total; and to incur EU political
expenditure not exceeding GBP 25,000 in
total; Authority expires the earlier of
the conclusion of the AGM of the Company
held in 2007 or 30 APR 2007
14. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Van Nelle
Tabak Nederland B.V, as defined in
Section 347A of the Act, to make
donations to EU political organizations,
not exceeding GBP 25,000 in total; and
to incur EU political expenditure not
exceeding GBP 25,000 in total; Authority
expires the earlier of the conclusion of
the AGM of the Company held in 2007 or
30 APR 2007
15. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act John Player
& Sons, as defined in Section 347A, to
make donations to EU political
organizations, not exceeding GBP 25,000
in total; and to incur EU political
expenditure not exceeding GBP 25,000 in
total; Authority expires the earlier of
the conclusion of the AGM of the Company
held in 2007 or 30 APR 2007
16. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Reemtsma
Cigarettenfabriken Gmbh, as defined in
Section 347A of the Act, to make
donations to EU political organizations,
not exceeding GBP 25,000 in total; and
to incur EU political expenditure not
exceeding GBP 25,000 in total; Authority
expires the earlier of the conclusion of
the AGM of the Company held in 2007 or
30 APR 2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
17. Authorize the Company, in accordance Mgmt For *
with Section 347D of the Act Ets L.
Lacroix Fils NV/SA, as defined in
Section 347A of the Act, to make
donations to EU political organizations,
not exceeding GBP 25,000 in total; and
to incur EU political expenditure not
exceeding GBP 25,000 in total; Authority
expires the earlier of the conclusion of
the AGM of the Company held in 2007 or
30 APR 2007
18. Adopt to amend the rules of the Imperial Mgmt For *
Tobacco Group Long Term Incentive Plan
as specified
19. Authorize the Directors, for the purpose Mgmt For *
of Section 80 of the Companies Act 1985
the Act, to allot relevant securities
Section 80(2) of the Act up to an
aggregate nominal amount of GBP
24,300,000; Authority expires at the
earlier of the conclusion of the next
AGM of the Company or on 30 APR 2007;
and the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.20 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 19 specified in
the notice of AGM of the Company
convened for 31 JAN 2006, to allot
equity securities Section 94 of the
Companies Act 1985 the ACT whether for
cash pursuant to the authority conferred
by Resolution 19, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 3,645,000;
Authority expires the earlier of the
conclusion of the next AGM of the
Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
or 30 APR 2007; and the Directors may
allot equity securities after the expiry
of this authority in pursuance of such
an offer or agreement made prior to such
expiry
S.21 Authorize the Company, in accordance Mgmt For *
with Article 5 of the Company s Article
of Association and the Companies Act
1985 the Act, for the purpose of
Section 166 of the Act, to make market
purchases Section 163(3) of the Act of
up to 72,900,000 ordinary shares of 10
pence each in the capital of the
Company, at a minimum price of 10 pence
exclusive of expenses and up to an
amount equal to 105% of the average
middle market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the AGM of
the Company held in 2007 or 30 APR 2007;
the Company, before the expiry, may make
a contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 276
UNASSIGNED
INFOSYS TECHNOLOGIES LTD
SECURITY: Y4082C133 AGENDA NUMBER: 700977727
TICKER: MEETING TYPE: AGM
ISIN: INE009A01021 MEETING DATE: 10-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
1. Receive and adopt the balance sheet as Mgmt For *
at 31 MAR 2006 and the profit and loss
account for the YE on that date and the
report of the Directors and the Auditors
thereon
2. Declare a final dividend and a Silver Mgmt For *
Jubilee special dividend for the FYE 31
MAR 2006
3. Re-appoint Dr. Omkar Goswami as a Mgmt For *
Director, who retires by rotation
4. Re-appoint Mr. Sridar A. Iyengar as a Mgmt For *
Director, who retires by rotation
5. Re-appoint Mr. Srinath Batni as a Mgmt For *
Director, who retires by rotation
6. Re-appoint Ms. Rama Bijapurkar as a Mgmt For *
Director, who retires by rotation
7. Approve not to fill the vacancy, for the Mgmt For *
time being, caused but he retirement of
Sen. Larry Pressler, who retires by
rotation
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Messrs. BSR & Company, Mgmt For *
Chartered Accountants, as the Auditors
of the Company, until the conclusion of
this AGM to the conclusion of the next
AGM on such remuneration as determined
by the Board of Directors in
consultation with the Auditors, which
remuneration will be paid on a
progressive billing basis to be agreed
between the Auditors and the Board of
Directors
9. Appoint Mr. David L. Boyles, who was Mgmt For *
appointed as an Additional Director of
the Company until the date of the AGM,
pursuant to Section 260 of the Companies
Act, 1956 and Article 114 of the
Articles of Association of the Company
and in respect of whom the Company has
received a notice from a member under
Section 257 of the Companies Act, 1956,
proposing his candidature, as a Director
of the Company, liable to retire by
rotation
10. Appoint Mr. Jeffrey Lehman, who was Mgmt For *
appointed as an Additional Director of
the Company until the date of the AGM,
pursuant to Section 260 of the Companies
Act, 1956 and Article 114 of the
Articles of Association of the Company
and in respect of whom the Company has
received a notice from a member under
Section 257 of the Companies Act, 1956,
proposing his candidature, as a Director
of the Company, liable to retire by
rotation
11. Approve, pursuant to the provisions of Mgmt For *
Sections 198, 309, 310 and other
applicable provisions, if any, read with
schedule of the Companies Act, 1956
including any statutory modifications or
re-enactment thereof, for the time being
in force, the payment of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
revised remuneration to Mr. S.D.
Shibulal, Whole-time Director with
effect from 01 JAN 2006 till the expiry
of the present term of the office
12. Approve, pursuant to the provisions of Mgmt For *
Sections 198, 309, 310 and other
applicable provisions, if any, read with
schedule of the Companies Act, 1956
including any statutory modifications or
re-enactment thereof, for the time being
in force, the payment of the revised
remuneration to Mr. T.V. Mohandas Pai,
Whole-time Director and Mr. Srinath
Batni, Whole-time Director with effect
from 01 APR 2006 till the expiry of the
present term of the office
13. Approve, pursuant to Section 16 and Mgmt For *
Section 94 of the Companies Act, 1956,
and other applicable provisions of the
Companies Act, 1956, the authorized
share capital of the Company be and it
is hereby increased from INR
150,00,00,000 divided into 30,00,00,000
equity shares of INR 5 each to INR
300,00,00,000 divided Into 60,00,00,000
equity shaves of INR 5 and consequently
amend the existing Clause V of the
Memorandum of Association of the
Company, as specified
S.14 Amend, pursuant to the provisions of Mgmt For *
Section 31 and other applicable
provisions of the Companies Act, 1956
the Article 3 of the Articles of
Association as specified
15. Authorize, in accordance with the Mgmt For *
relevant provisions of the Memorandum
and Articles of Association of the
Company and recommendation of the Board
of Directors and subject to the
guidelines issued by the Securities and
Exchange Board of India and such
approvals as may be required at this
regard, the Board of Directors for
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
capitalization of such sum standing to
the credit of the general reserves of
the Company, as may be considered
necessary y the Board, for the purpose
of issue of bonus shares of INR 5 each,
credited as fully paid up shares to the
holders of the existing equity shares of
the Company whose names appear in the
register of Members, on such date as may
be fixed in this regard by the Board of
Directors, In the proportion of one
equity shares for every one existing
equity share held by them; and authorize
the Board of Directors of the Company,
consequent to the issue of bonus shares
herein before resolved, in accordance
with the relevant provisions of the
Memorandum and Articles of Association
of the Company and subject to any
registration statement to be filed with
the Securities and Exchange Commission,
USA, and any other requirement under any
law, for the purpose of issue of stock
dividend Bonus, credited as fully paid
up American Depositary Shares to the
holders of the existing American
Depositary Shares of the Company whose
names appear on such date as may be
fixed in this regard by the Board of
Directors, in the proportion of one
American Depositary Share for every one
existing American Depositary Share held
by them; and no allotment letters shall
be issued to the allottees of the bonus
shares and that the certificates in
respect of bonus shares shall he
completed and thereafter be dispatched
to the allottees thereof within the
period prescribed or that may be
prescribed in this behalf form time to
time, except in respect of those
allottees who hold shares in
dematerialized form; and the issue and
allotment of the said bonus shares to
the extent they relate to Non-Resident
Indians NRIs, Persons of Indian Origin
PIO/Overseas Corporate Bodies OCBs and
other foreign investors of the Company
will be subject to the approval of the
Reserve Bank of India RBI as may be
necessary; and authorize, for the
purposes of giving effect to the bonus
issue of equity shares and American
Depositary Shares resolved herein
before, the issuance of equity shares
and/or American Depositary Shares or
instruments or securities representing
the same, the Board and other designated
officers of the Company to do all such
acts, deeds, matters
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
and it may at its discretion deem
necessary or desirable for such purpose,
including without limitation, filing a
registration statement, if any, and
other documents with the Securities and
Exchange Commission, USA and/or the
Securities and Exchange Board of India,
listing the additional equity shares
and/or American Depositary Shares on the
Bombay Stock Exchange Limited, National
Stock Exchange of India, and the NASDAQ
national market as the case may be,
amending, if necessary, the relevant
sections of the Agreement entered into
between the Company, Deutsche Bank Trust
Company Americas New York the depository
to the Companys ADSs and the American
Depositary Holders the Depositary
Agreement in connection with the
Companys ADS offering, listing on NASDAQ
and entering into any of the depositary
agreements in regard to any such bonus
as it may in its absolute discretion
deem fit; and authorize the Board to
take all other steps as may be necessary
to give effect to the aforesaid
resolution and determine all other terms
and conditions of the issue of bonus
shares as the Board may in its absolute
discretion deem fit
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 276
UNASSIGNED
JAPAN PETROLEUM EXPLORATION CO LTD, TOKYO
SECURITY: J2740Q103 AGENDA NUMBER: 700999139
TICKER: MEETING TYPE: AGM
ISIN: JP3421100003 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Approve Minor Revisions
Related to the New Commercial Code,
Change of Official Company Location,
Appoint Accounting Auditors
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors and Corporate
Auditors
6 Amend the Compensation to be Received by Mgmt For *
Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 276
UNASSIGNED
JSC MMC NORILSK NICKEL
SECURITY: 46626D108 AGENDA NUMBER: 932393262
TICKER: NILSY MEETING TYPE: Special
ISIN: MEETING DATE: 30-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO CARRY OUT THE RESTRUCTURING OF MMC Mgmt For
NORILSK NICKEL IN THE FORM OF SPINOFF AS
DESCRIBED IN THE SPIN- OFF PROCEDURE AND
CONDITIONS (SEE THE SPIN-OFF SECTION IN
THE INFORMATION STATEMENT).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 276
UNASSIGNED
LAFARGE SA, PARIS
SECURITY: F54432111 AGENDA NUMBER: 700909407
TICKER: MEETING TYPE: OGM
ISIN: FR0000120537 MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
the Company s By- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Acknowledge the report of the Board of Mgmt No vote
Directors, the report of the Chairman on
the Internal Audit procedures set up by
the Company and the Auditors general
report, and approve the Company s
financial statements and the balance
sheet for the year 2005, showing income
for the FY of EUR 708,387,424.02
2. Receive the report of the Board of Mgmt No vote
Directors on the Group management, the
report of the Chairman on the Internal
Audit PROCEDURES set up by the Company
and the Statutory Auditors report, and
approve the consolidated financial
statements for the said FY, showing net
income group share of EUR
1,096,000,000.00
3. Approve the recommendations of the Board Mgmt No vote
of Directors and resolve that the income
for the FY be appropriated as follows:
earnings for the FY: EUR 708,387,424.02,
retained earnings for the last FY: EUR
130,553,025.17, total: EUR
838,940,449.19 to be allocated as
follows: legal reserve: EUR
2,026,490.00, dividend: first dividend
5% of the share par value : EUR
34,840,045.80, additional dividend total
dividend - first dividend : EUR
409,370,538.15, maximum amount of the
10% increase: EUR 2,568,780.00, total
dividend: EUR 446,779,363.95, retained
earnings: EUR 390,134,595.24, the
shareholders will receive a net dividend
of EUR 2.55 per share and a loyalty
dividend of EUR 2.80 per share, and will
entitle to the 40% allowance provided by
the French tax code; the dividend will
be paid on 08 JUN 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Articles L.225-38 et seq. of the French
Commercial Code, and approve the said
report and the agreements referred to
therein
5. Approve to renew the appointment of Mr. Mgmt No vote
Bernard Kasriel as a Director for a
4-year period
6. Approve to renew the appointment of Mr. Mgmt No vote
Jacques Lefevre as a Director for a
4-year period
7. Approve to renew the appointment of Mgmt No vote
Deloitte and Associes as the Statutory
Auditor for a 6- year period
8. Appoint Ernst and Young as the Statutory Mgmt No vote
Auditor, for a 6-year period
9. Approve to renew the appointment of BEAS Mgmt No vote
as the Deputy Auditor for a 6-year
period
10. Authorize the Board of Directors, in Mgmt No vote
substitution to the authority granted by
Resolution 14 of the ordinary
shareholders meeting of 25 MAY 2005, to
buy Company s shares on the stock
market, subject to the conditions
described below: maximum purchase price:
EUR 130.00, maximum number of shares to
be acquired: 10% of the share capital,
maximum funds invested in the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
share buybacks: EUR 1,000,000,000.00;
Authority expires at the end of 18
months; to take all necessary measures
and accomplish all necessary formalities
11. Grant full powers to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 276
UNASSIGNED
LONDON STOCK EXCHANGE PLC
SECURITY: G8502Z119 AGENDA NUMBER: 700906968
TICKER: MEETING TYPE: EGM
ISIN: GB00B0167W72 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.1 A) Approve the Scheme of Arrangement Mgmt For *
dated 14 MAR 2006, subject to any
modification, addition or condition
approved or imposed by the Court Scheme
between the Company and the Scheme
Shareholders as prescribed; and
authorize the Directors of the Company
to take all such action as they may
consider necessary or appropriate to
give effect to the Scheme; B) for the
purpose of giving effect to the Scheme:
a) to reduce the issued share capital of
the Company by canceling and
extinguishing the existing ordinary
shares, as specified; b) forthwith and
contingently upon such reduction of
capital taking effect: i) the authorized
share capital of the Company be
increased to its former amount by the
creation of such number of new exchange
ordinary shares as specified, shall be
equal to the aggregate nominal amount of
the existing ordinary shares canceled
pursuant to Paragraph (B) of this
Resolution; and ii) the Company shall
apply the credit arising in its books of
account as a result of such reduction of
capital in paying up in full, at par,
such new exchange ordinary shares which
shall be allotted and issued, credited
as fully paid, to Exchange Group, as
specified and/ or its nominee or
nominees; and iii) Authorize the
Directors, for the purpose of Section 80
of the Companies Act 1985, to allot new
exchange ordinary shares up to an
aggregate nominal amount of GBP
25,000,000; Authority expires on 15 MAY
2006 (or such later date by when the
Court has allowed the Scheme to become
effective); C) amend the Articles of
Association of the Company by adopting
new Article 45A, as prescribed; and D)
amend the rules of the London Stock
Exchange Long Term Incentive Plan 2004,
SAYE Option Scheme and Share Incentive
Plan as prescribed
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 276
UNASSIGNED
LONDON STOCK EXCHANGE PLC
SECURITY: G8502Z119 AGENDA NUMBER: 700907819
TICKER: MEETING TYPE: CRT
ISIN: GB00B0167W72 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve, with or without modification, Mgmt For *
the Scheme of Arrangement to be made
between the Company and the shareholders
regarding the cancellation of the
existing ordinary shares and subsequent
increase of the authorized share capital
by the issue of equity with rights up to
GBP 25 million; and amend the Articles
of Association, the Company s LTIP 2004,
SAYE Option Scheme and the share
incentive
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 276
UNASSIGNED
LVMH MOET HENNESSY LOUIS VUITTON, PARIS
SECURITY: F58485115 AGENDA NUMBER: 700947419
TICKER: MEETING TYPE: AGM
ISIN: FR0000121014 MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.1 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors;
and approve the consolidated financial
statements for the FYE 31 DEC 2005
O.2 Receive the reports of the Board of Mgmt No vote
Directors, the President of the Board of
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the YE 31 DEC 2005; grant
discharge to the Members of the Board of
Directors, for the performance of their
duties during the said FY
O.3 Receive and approve the special report Mgmt No vote
of the Auditors on agreements governed
by Article L.225-38 of the French
Commercial Code and the agreements
referred to therein
O.4 Approve the distributable income for the Mgmt No vote
FY be appropriated as follows: income
for the FY: EUR 1,447,528,910.53, legal
reserve: nil retained earnings: EUR
1,493,583,745.61, distributable amount:
EUR 2,941,112,656.14, allocation
proposal: special reserve on longterm
capital gains: nil statutory dividend:
EUR 7,349,061.15, i.e. 0.015 per share
complementary dividend: EUR
556,078,960.35, i.e. 1.135 per share
retained earnings: EUR 2,377,684,634.64
the shareholders will receive a net
dividend of EUR 1.15 per share, and will
entitle to the 40% allowance provided by
the French Tax Code, the shareholders
meeting reminds that an interim dividend
of EUR 0.25 per share was already paid
on 02 DEC 2005, the remaining dividend
of EUR 0.90 will be paid on 18 MAY 2006,
as required by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.5 Approve, pursuant to Article 39 of the Mgmt No vote
Amended Finance Law for 2004,
acknowledges that the special reserve of
long-term capital gains amounts to EUR
340,055,186.70, after transfer of an
amount of EUR 200,000,000.00 to an
ordinary reserve account carried out in
application of Resolution 4 of the
general meeting of 12 MAY 2005, and
decides to transfer all or part of this
reserve to an ordinary reserve account
O.6 Approve to renew the appointment of Mr. Mgmt No vote
Antoine Bernheim as a Director for a
3-year period
O.7 Approve to renew the appointment of Mr. Mgmt No vote
Albert Frere as a Director for a 3-year
period
O.8 Approve to renew the appointment of Mr. Mgmt No vote
Pierre Gode as a Director for a 3-year
period
O.9 Approve to renew the appointment of Mr. Mgmt No vote
Arnaud Lagardere as a Director for a
3-year period
O.10 Approve to renew the appointment of Mr. Mgmt No vote
Lord Bayswater as a Director for a
3-year period
O.11 Appoint Mr. Antoine Arnault as a Mgmt No vote
Director, for a 3-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.12 Authorize the Board of Directors, to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 130.00, maximum number of shares to
be acquired: 10% of the share capital,
i.e. 48,993,741 shares maximum funds
invested in the share buybacks: EUR
6,400,000,000.00; Authority expires
after 18-month period; and the
Directors to take all necessary measures
and accomplish all necessary formalities
E.13 Authorize the Board of Directors, to Mgmt No vote
reduce the share capital, on one or more
occasions, by canceling all or part of
the shares held by the Company in
connection with a stock repurchase plan,
up to a maximum of 10% of the share
capital over a 24-month period;
Authority expires after 18-month period;
and the Directors to take all necessary
measures and accomplish all necessary
formalities
E.14 Authorize the Board of Directors, to Mgmt No vote
increase the share capital, on one or
more occasions, at its sole discretion,
in France or abroad, in favor of credit
institutions or Companies governed by
the French insurance code or its
equivalent abroad, by issuance of
ordinary shares or securities giving
access to the share capital of the
Company and for an amount that shall not
exceed EUR 30,000,000.00; Authority
expires after 18- month period; to
cancel the shareholders preferential
subscription rights in favor of credit
institutions and the Companies governed
by the insurance code or its equivalent
abroad, this amount shall count against
the nominal value of capital increase
set forth in Resolutions 13, 14, 15, or
18 of the general meeting of 12 MAY
2005, and resolution 16 of the present
meeting; and the Directors to take all
necessary measures and accomplish all
necessary formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.15 Authorize the Board of Directors to Mgmt No vote
grant, in one or more transactions, to
Executives and Employees of the Group,
options giving the right either to
subscribe for new shares in the Company
to be issued through a share capital
increase, or to purchase existing shares
purchased by the Company, it being
provided that the options shall not give
rights to a total number of shares,
which shall not exceed 3% of the share
capital; Authority expires after
38-month period; and the Directors to
take all necessary general proxy
services
E.16 Authorize the Board of Directors, to Mgmt No vote
increase the capital on one or more
occasions, in favour of the employees of
the Company and related Companies who
are the Members of a Company Savings
Plan, up to 3% of the capital, this
amount shall count against the nominal
value of any capital increase set forth
in Resolutions 13,14,15 or 18 of the
general meeting of 12 MAY 2005 and
Resolution 14 of this meeting; Authority
expires after 26-month period; and the
Directors to take all necessary measures
and accomplish all necessary formalities
E.17 Amend Articles 11, 12, 13, 16, 18, 23 Mgmt No vote
and 29 of the By-Laws as speicified
PLEASE NOTE THAT THIS A MIX MEETING. Non-Voting No vote
THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 276
UNASSIGNED
MATSUI SECURITIES CO LTD, TOKYO
SECURITY: J4086C102 AGENDA NUMBER: 701006101
TICKER: MEETING TYPE: AGM
ISIN: JP3863800003 MEETING DATE: 25-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
3.5 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Appoint a Supplementary Auditor Other For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 276
UNASSIGNED
MITSUBISHI ESTATE COMPANY,LIMITED
SECURITY: J43916113 AGENDA NUMBER: 700949069
TICKER: MEETING TYPE: AGM
ISIN: JP3899600005 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 5
2. Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code
3.1 Elect a Director Mgmt For *
3.2 Elect a Director Mgmt For *
3.3 Elect a Director Mgmt For *
3.4 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Elect a Director Mgmt For *
3.6 Elect a Director Mgmt For *
3.7 Elect a Director Mgmt For *
4. Approve Retirement Bonus for retiring Mgmt For *
Directors; Due to the abolishment of
the Retirement Bonus System, Grant
accrued benefits to continuing Directors
5. Approve Retirement Bonus for retiring Mgmt For *
Corporate Auditors; Due to the
abolishment of the Retirement Bonus
System, Grant accrued benefits to
continuing Corporate Auditors
6. Approve to amend the Compensation to be Mgmt For *
received by Directors as Stock Option
7. Amend the Compensation to be received by Mgmt For *
Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 276
UNASSIGNED
MITSUBISHI HEAVY INDUSTRIES, LTD.
SECURITY: J44002129 AGENDA NUMBER: 700993858
TICKER: MEETING TYPE: AGM
ISIN: JP3900000005 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 4, Corporate Officers bonuses JPY
110,000,000 (including JPY 9,400,000 to
the Corporate Auditors)(excluding
Outside Directors and Auditors)
2 Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code, Allow Use of Electronic
Systems for Public Notifications,
Institute new provisions relating to the
Bylaws of the Board of Directors and the
Board of Statutory Auditors, Limit
Liabilities of Outside Directors (Please
refer to the attached PDF files.)
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt For *
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt For *
4 Grant of Retirement Allowance to Mgmt For *
Retiring Directors and Final Payment to
Directors and Statutory Auditors upon
Termination of Retirement Allowance
System
5 Amend the Compensation to be Received by Mgmt For *
Directors and Corporate Auditors
6 Grant of Stock Acquisition Rights to Mgmt For *
Directors as Stock Options for
Stock-linked Compensation
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 276
UNASSIGNED
MOL MAGYAR OLAJ- ES GAZIPARI RT
SECURITY: X5462R112 AGENDA NUMBER: 700925576
TICKER: MEETING TYPE: AGM
ISIN: HU0000068952 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 27 APR 2006 AT 11:OO A.M.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting No vote
A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF
A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
MARKET RULES REQUIRE ADP TO DISCLOSE Non-Voting No vote
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE
POSITION TO YOUR ADP CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS
REQUIRED IN ORDER FOR ADP TO LODGE YOUR
VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 297079 DUE TO ADDITIONAL OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1. Approve the electronic vote collection Mgmt No vote
method
2. Approve the election of the keeper of Mgmt No vote
the minutes and the shareholders to
authenticate the minutes and the elect
the Counter of the votes
3. Approve the annual report of MOL Rt. Mgmt No vote
prepared in accordance with Hungarian
statutory accounting legislation and the
related Auditor s report with total
assets of HUF 1.965 bn, profit after
taxation of HUF 399 bn and tied up
reserve of HUF 195 bn; and the
consolidated annual report of MOL Group
prepared based on Paragraph 10 of the
accounting law, in accordance with IFRS
and the related Auditor s report with
total assets of HUF 2,029 bn and profit
attributable to equity holders of HUF
245 bn
4. Approve to pay 35bn HUF as a dividend in Mgmt No vote
2006 connected to the YE 31 DEC 2005;
and the profit after dividend payment
shall be booked as retained earnings
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Approve the Supervisory Board agrees to Mgmt No vote
propose the AGM the approval of
declaration on the Corporate Governance
recommendations of the Budapest Stock
Exchange as follows
6. Elect Ernst & Young as the Independent Mgmt No vote
Auditor of MOL Rt. for the Year 2006,
until the AGM closing the year but
latest 30 APR 2007; approve the audit
fee for MOL Rt. for 2006 to HUF 81.5
million plus VAT
7. Authorize the Board of Directors of the Mgmt No vote
Company to acquire treasury shares.
simultaneously setting aside the
Resolution No 14 of the 27 APR 2005 AGM,
pursuant to the following terms and
conditions: a) supporting the
achievement of the strategic goals of
MOL, particularly use of treasury shares
as consideration in acquisition
transaction; b) operation of Share-Based
Incentive Schemes; c) adding a new
potential measure to optimize the
capital structure through the repurchase
of outstanding share capital eventually,
if justified by later cancellation of
share re-purchased; d) facilitating the
implementation of potentially attractive
share-based or hybrid financing
instruments; mode of acquisition of
treasury shares: with or without
consideration, either on the stock
exchange or through public offer or on
the OTC market if not prohibited by
legal regulations; authorize the Board
of Directors to acquire ordinary shares
of the Company with a par value of HUF
1,000 each, the amount number of shares
that can be acquired: the total number
of treasury shares acquired or owned by
the Company simultaneously may not
exceed 10% of the share capital of the
Company, authority expires on the AGM
for an 18 months, if the acquisitions
of the treasury shares is in return for
a consideration, the minimum amount can
be paid in return for 1 piece of share
is HUF 1, while the maximum amount is
highest amount of the effective stock
exchange price level of the day of the
transaction, or of the volume weighted
average daily stock
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
exchange prices of 90 trading days
before the date of the transaction or of
the volume weighted average stock
exchange price of 90 trading days before
the date of signing the agreement for
acquiring the treasury shares
Particularly purchase agreement, call
option agreement or other collateral
agreement
8. Amend Article 3 of the Articles of Mgmt No vote
Association as specified
9. Amend the Article 5 of the Articles of Mgmt No vote
Association as specified
10. Amend the Annexure 2 of the Articles of Mgmt No vote
Association as specified
11. Amend Articles 13.1 and 26 of the Mgmt No vote
Articles of Association effective as of
01 JUL 2006 as specified
12. Amend the Article 13.3 of the Articles Mgmt No vote
of Association and the inclusion of a
new Article 13.6 into the Articles of
Association as of 01 JUL 2006 as
specified
13. Amend the Articles 8.3 and 8.7 of the Mgmt No vote
Articles of Association as specified
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
14. Amend the Articles 11.3 and 13.4 of the Mgmt No vote
Articles of Association effective as of
01 JUL 2006 as specified
15. Amend the Article 11.2 of the Articles Mgmt No vote
of Association effective as of 01 JUL
2006 as specified
16. Approve to include a new Article 14.4 Mgmt No vote
into the Articles of Association as
specified
17. Amend Article 13.5 of the Articles of Mgmt No vote
Association as of 01 JUL 2006 as
specified
18. Amend Article 15.4 of the Articles of Mgmt No vote
Association as specified
19. Amend Article 22.1 of the Articles of Mgmt No vote
Association as specified
20. Approve to include a new Article 22.7 Mgmt No vote
into the Articles of Association as
specified
21. Approve to include a new paragraph into Mgmt No vote
Article 15.2 of the Articles of
Association effective as of 01 JUL 2006
as specified
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
22. Amend Article 24.1 of the Articles of Mgmt No vote
Association as of 01 JUL 2006 as
specified
23. Approve the extension of the Charter of Mgmt No vote
Supervisory Board with a new Chapter V
regarding the Audit Committee as
specified
24. Elect Messrs. John I. Charody, Attila Mgmt No vote
Chikan dr., Kupa Mihaly dr., and
Lamfalussy Sandor dr. as back up to the
Audit Committee of the Company
25. Approve the guidelines and framework of Mgmt No vote
long-term incentive system of senior
employees of MOL as specified
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 276
UNASSIGNED
MTN GROUP LTD
SECURITY: S8039R108 AGENDA NUMBER: 700980584
TICKER: MEETING TYPE: AGM
ISIN: ZAE000042164 MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the annual financial Mgmt For *
statements of the Group and the Company
for the period ended 31 DEC 2005,
including the reports of the Directors
and the External Auditors
2.1 Re-elect Mr. R.D. Nisbet as a Director Mgmt For *
of the Company, who retires by rotation
in terms of the Articles of Association
of the Company
2.2 Re-elect Mr. J.H.N. Strydom as a Mgmt For *
Director of the Company, who retires by
rotation in terms of the Articles of
Association of the Company
3.1 Elect Ms. K. Kalyan as a Director in Mgmt For *
terms of the Articles of Association
3.2 Elect Dr. C.O. Kolade as a Director in Mgmt For *
terms of the Articles of Association
3.3 Elect Mr. M.J.N. Njeke as a Director in Mgmt For *
terms of the Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.4 Elect Dr. M. Ramphele as a Director in Mgmt For *
terms of the Articles of Association
3.5 Elect Mr. Sheik A. Sharbatley as a Mgmt For *
Director in terms of the Articles of
Association
3.6 Elect Mr. P.L. Woicke as a Director in Mgmt For *
terms of the Articles of Association
Transact any other business Non-Voting No vote
4.O.1 Approve that all the unissued ordinary Mgmt For *
shares of 0.01 cent each in the share
capital of the Company other than those
which have specifically been reserved
for the Share Incentive Schemes, being
5% of the total issued share capital, in
terms of ordinary resolutions duly
passed at previous AGM of the Company be
placed at the disposal and under the
control of the Directors, and authorize
the Directors to allot, issue and
otherwise to dispose of such shares to
such person or persons on such terms and
conditions and at such times as the
Directors may from time to time at their
discretion deem fit, subject to the
aggregate number of such ordinary shares
able to be allotted, issued and
otherwise disposed of in terms of this
resolution being limited to 10% of the
number of ordinary shares in issue as at
31 DEC 2005 and subject to the
provisions of the Companies Act and the
JSE Listings Requirements
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.O.2 Authorize the Directors of the Company, Mgmt For *
by way of a general authority, to allot
and issue equity securities which shall
include for the purposes of this
Ordinary Resolution Number 2 the grant
or issue of options or convertible
securities that are convertible into an
existing class of securities for cash or
the extinction or payment of any
liability, obligation or commitment,
restraint or settlement of expenses to
such persons on such terms and
conditions and at such times as the
Directors may from time to time at their
discretion deem fit, but subject to the
provisions and conditions of the
Companies Act and the JSE listings
Requirements, being: 1) that the equity
securities shall be of a class already
in issue and be issued to public
shareholders as defined in the JSE
listings Requirements and not to related
parties; 2) that where the Company
subsequent to the passing of this
resolution, issues equity securities
representing, on a cumulative basis
within a FY, 5% or more of the total
number of equity securities in issue
prior to such issue, a press
announcement giving full details of the
issue, including the average discount to
the weighted average traded price of the
equity securities over the 30 days prior
to the date that the price of the issue
was determined or agreed by the
Directors of the Company the number of
equity securities issued, the effect of
the issue on net asset value per share,
net tangible asset value per share,
headline earnings per share and earnings
per share, will be made at the time the
said percentage is reached or exceeded;
3) that general issues of equity
securities for cash: a) In the aggregate
in any one financial year may not exceed
10% of the Company s issued share
capital of that class for the purpose of
determining the securities comprising
the 10% number in any one year, account
shall be taken of the dilution effect,
in the year of issue of
options/convertible securities, by
including the number of any equity
securities which may be issued in future
arising out of the issue or exercise of
such options/convertible securities ; b)
of a particular class will be aggregated
with any securities that are
compulsorily convertible into securities
of that class and in the case of the
issue of compulsorily convertible
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
securities aggregated with the
securities of that class into which they
are compulsorily convertible; c) as
regards the number of securities which
may be issued the 10% number shall be
based on the number of securities of
that class in issue added to those that
may be issued in future arising from the
conversion of options/securities) at the
date of such application: i) less any
securities of the class issued onto be
issued in future arising from
options/convertible securities issued
during the current FY; ii) plus any
securities of that class to be issued
pursuant to a rights issue which has
been announced, is irrevocable and is
fully underwritten, or pursuant to an
acquisition which has had final terms
announced, may be included as though
they were securities in issue at the
date of application; 4) that the maximum
discount at which the equity securities
will be issued for cash will be 10% of
the weighted average traded price of
those equity securities measured over
the 30 business days prior to the date
that the price of the issue is
determined or agreed by the Directors of
the Company and where the equity
securities have not traded in such 30
business day period, the JSE should be
consulted for a ruling; 5) that if the
discount to market price at the time of
exercise of any option or conversion of
a convertible security is not known at
the time of the grant or issue of the
option or convertible security, or if it
is known that the discount will exceed
10% of the 30 day weighted average
traded price of the security at the date
of exercise or conversion, then the
grant or issue will be subject to the
Company providing its holders of
securities with a fair and reasonable
statement complying with the
requirements of the JSE listings
Requirements from an independent
professional expert acceptable to the
JSE, Indicating whether or not the grant
or issue is fair and reasonable to the
Company holders of securities; and 6)
authorize the Directors to allot and
issue equity securities for cash will be
valid until the earlier of the next AGM
of the Company and the expiry of a
period of 15 months from the date of
passing this ordinary resolution
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.O.3 Approve the revised annual fees payable Mgmt For *
quarterly in arrears to each
Non-Executive Director, with effect from
01 MAY 2006 shall be as specified
7.S.1 Authorize the Company, or a subsidiary Mgmt For *
of the Company, by way of a general
authority to repurchase shares issued by
the Company, in terms of Sections 85 and
89 of the Companies Act, 1973 (Act 61 of
1973), as amended, and in terms of the
JSE Listings Requirements, including
those listing requirements regarding
derivative transactions relating to the
repurchase of shares; 1) any such
repurchase of shares shall be
implemented through the order book
operated by the JSE trading system and
done without any prior understanding or
arrangement between such Company and the
counter-party reported trades are
prohibited ; 2) authorization thereto is
given by the Company s Articles of
Association; 3) at any point in time,
such Company may only appoint one agent
to effect any repurchase(s) on its
behalf; 4) the general authority shall
only be valid until the Company s next
AGM, provided that notwithstanding
anything to the contrary contained in
this resolution, this shall not extend
beyond 15 months from the date of
passing of this Special Resolution
Number 1; 5) when the company or a
subsidiary of the Company has
cumulatively repurchased 3% of any class
of the Company s shares in issue on the
date of passing of this Special
Resolution Number 1 the initial number,
and or each 3% in aggregate of that
class of shares acquired thereafter, in
each case in terms of this resolution an
announcement shall be published on SENS
and in the press as soon as possible and
not later than 08:30 on the second
business day on which the relevant
threshold is reached or exceeded, and
the announcement shall comply with the
requirements of the JSE Listings
Requirements; 6) that the general
repurchase by the Company of its own
shares shall not, in aggregate in any
one financial year exceed 10% of the
Company s issued share capital of that
class; 7) that any repurchase by the
Company or a subsidiary of the Company
of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the Company s own shares shall only be
undertaken if, after such repurchase,
the Company still complies with the
shareholder spread requirements as
contained in the JSE Listings
Requirements; 8) that the Company or its
subsidiaries may not purchase any of the
Company s shares during a prohibited
period as defined In the JSE Listings
Requirements; 9) no repurchases may be
made at a price which is greater than
10% above the weighted average of the
market value for the securities for the
5 business days Immediately preceding
the date on which the transaction is
effected the maximum price; the JSE
will be consulted for a ruling if the
applicant s securities have not traded
in such 5 day period; 10) the Company
enters into derivative transaction that
may or will result in the repurchase of
shares in terms of this general
authority, such transactions will be
subject to the requirements in paragrapg
2, 3, 4, 6, 7 of this Special Resolution
No. 1 and the following requirements: a)
the strike price of any put option
written by the Company less the value of
the premium received by the Company for
that put option may not be greater than
the fair value of a forward agreement
based on a spot price not greater than
the maximum price; b) the strike price
an any call option may be greater than
the maximum price at the time of
entering into the derivative agreements,
but the Company may not exercise the
call option if it is more than 10% out
the money; c) the strike price of the
forward agreement may be greater than
the maximum price but limited to the
fair value of a forward agreement
calculated from a spot price not greater
than the maximum price
8.O.4 Authorize any 2 Directors of the Company Mgmt For *
to do all such things and to sign all
such documents as are necessary so as to
give effect to ordinary Resolution
Number 1 and 2 and Special Resolution
Number 1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 276
UNASSIGNED
MTN GROUP LTD
SECURITY: S8039R108 AGENDA NUMBER: 701013752
TICKER: MEETING TYPE: OGM
ISIN: ZAE000042164 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.O.1 Approve, subject to the passing of Mgmt For *
Resolutions 2.O.2, 3.O.3 and 4.O.4 the
Investcom offer as specified by MTN
International Mauritius Limited a wholly
owned subsidiary of the Company, to
acquire the entire issued and to be
issued share capital in Investcom LLC
Investcom for: a cash consideration of
USD 3.85 ZAR 23.30 for each Investcom
share equivalent to USD 19.25 ZAR 116.50
for each Investcom GDS; or, at the
election of each Investcom offer, as an
alternative to the cash offer, a part
cash, part share consideration of USD
2.0809 in cash and 0.1807 new MTN Group
shares to be listed on the Securities
Exchange of the JSE Limited JSE for each
Investcom share equivalent to USD
10.4047 ZAR 62.97 in cash and 0.9035 new
MTN Group shares for each Investcom GDS,
subject to a maximum aggregate number
of 204,298,809 new MTN Group shares
being issued pursuant to this MTN Group
partial share alternative; representing
a potential aggregate cash consideration
payable by MTN International Mauritius
Limited of up to USD 5,526 million ZAR
33.5 billion, with an MTN Group partial
share alternative in terms of which
Investcom shareholders are entitled to
elect to receive, as an acquisition
issue under the JSE Listings
Requirements, up to approximately 36% of
the aggregate cash consideration
otherwise available under the Investcom
offer in new MTN Group shares subject to
a maximum aggregate number of
204,298,809 new MTN Group shares being
issued pursuant to this MTN Group
partial share alternative
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.O.2 Authorize the Directors of the Company, Mgmt For *
subject to the passing of Resolution
1.O.1, to allot and issue, as an
acquisition issue under the JSE Listings
Requirements, up to 204,298,809 new MTN
Group shares representing approximately
10.9% of the enlarged share capital of
MTN Group as part of the consideration
to be paid to Investcom shareholders for
their Investcom shares
3.O.3 Approve, subject to the passing of Mgmt For *
Resolutions 1.O.1 and 2.O.2 the Company
make application to the JSE to list the
new MTN Group shares allotted and issued
pursuant to Resolution 2.O.2
4.O.4 Authorize the Director of the Company to Mgmt For *
sign all such documentation and do all
such things as may be necessary for and
incidental to the implementation of
Resolutions 1.O.1, 2.O.2 and 3.O.3
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 276
UNASSIGNED
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN,
SECURITY: D55535104 AGENDA NUMBER: 700894822
TICKER: MEETING TYPE: AGM
ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Submission of the adopted Company Non-Voting No vote
financial statements and management
report fchaeftsjahr 2005, des
gebilligten Konzernabschlusses und des
Konzernlageberichts fuer das
Geschaeftsjahr 2005 sowie des Berichts
des Aufsichtsrats the Supervisory Board
2. Resolution on the appropriation of the Mgmt For *
net retained profits from the business
year 2005
3. Resolution to approve the actions of the Mgmt For *
members of the Board of Management in
respect of the business year 2005
4. Resolution to approve the actions of the Mgmt For *
members of the Supervisory Board in
respect of the business year 2005
5. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Aufhebung des bestehenden Genehmigten Mgmt For *
Kapitals 2001 und Schaffung eines neuen
al under Authorised Capital Increase
2001, to replace this with a new
authorien sowie entsprechende
Satzungsaenderung nd to make the
relevant amendments to the Articles of
Association
7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 276
UNASSIGNED
NESTLE SA, CHAM UND VEVEY
SECURITY: H57312466 AGENDA NUMBER: 700793208
TICKER: MEETING TYPE: OGM
ISIN: CH0012056047 MEETING DATE: 26-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note that in this process, the Non-Voting No vote
Board is seeking your opinion on certain
of the Nestle Articles of Association
through the attached survey. The
Articles of Association are the rules by
which your company is managed: any
change to those Articles deserves your
attention and finally your approval. We
would be grateful if you could return
the survey to share your thoughts with
us. The deadline for returning the
survey to Nestle is 26 August 2005.Thank
you in advance for your contribution,
which will help to shape the Boards
opinion on important governance issues,
such as - one of the most important
issues - the 3% vote restriction. In
this respect, I would like just to
remind you of the historical context
which resulted both in the Board
recommending these Articles of
Association to shareholders in 1989, and
in the approval of the Articles by
shareholders at that time. The measures,
which the shareholders of the day voted
for, were designed to prevent the
majority of our shareholders becoming
hostage to a surprise hostile takeover
by company raiders. Other major Swiss
companies introduced similar measures at
that time. Therefore, the shareholders
voted to put in place limitations of
voting rights to 3% of the share capital
for a single shareholder, as well as a
specific quorum (75% of acceptance with
a minimum of 2/3 of the capital present)
for the amendment of some articles
relating to this protection framework.
PLEASE NOTE THAT IS IS A SURVEY. Non-Voting No vote
THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Share capital Shares Restrictions Non-Voting No vote
Article 6.6 No natural person or legal
entity may be registered as a
shareholder with the right to vote for
shares which it holds, directly or
indirectly, in excess of 3% of the share
capital
Please tick the box corresponding to Non-Voting No vote
your choice
1.1 No change required Mgmt Against *
1.2 No opinion Mgmt Against *
1.3 Abolish the Article Mgmt For *
2. Organisation of the Company Special Non-Voting No vote
Quorum Article 16 Shareholders
representing at least one half of the
share capital shall have to be present
in order to change the corporate name,
broaden or restrict the scope of the
Company s business, transfer the
registered offices, merge with another
company, issue preference shares, cancel
or modify the preferential rights
attached to such shares, issue or cancel
profit sharing certificates
Please tick the box corresponding to Non-Voting No vote
your choice
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.1 No change required Mgmt Against *
2.2 No opinion Mgmt Against *
2.3 Abolish the Article Mgmt For *
3. Organisation of the Company Qualified Non-Voting No vote
Majorities Article 17 1. Shareholders
representing at least two thirds of the
total share capital shall have to be
present in order to amend the provisions
of the Articles of Association relating
to the registration of the voting right
(Art. 6 par. 6), the limit on voting
rights at General Meetings (Art. 14 par.
3, 4 and 5), the number of Directors
(Art. 22) and the term of office (Art.
23), as well as to transfer the
registered offices abroad, wind up the
Company and remove more than one third
of the Directors. 2. Such decisions
require a majority of three quarters of
the shares represented at the General
Meeting
Please tick the box corresponding to Non-Voting No vote
your choice
3.1 No change required Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.2 No opinion Mgmt Against *
3.3 Abolish the Article Mgmt For *
4. Board of Directors Term of office Non-Voting No vote
Article 23 The members of the Board of
Directors shall be elected for five
years. Nestle is the biggest and most
diverse and complex food company in the
world. As such, it takes a number of
years for Directors to become completely
conversant with the Company. Your Board
therefore believes a longer-term period
of office is appropriate to ensure that
the company achieves an optimal
contribution from its Directors.
Please tick the box corresponding to Non-Voting No vote
your choice.
4.1 5 years Mgmt Against *
4.2 4 years Mgmt Against *
4.3 3 years Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Auditor Term of Office Article 30 The Non-Voting No vote
General Meeting shall appoint, for a
term of three years, one or more
Auditors of the annual financial
statements of the Company Due to the
complexity of the Company, your
Directors feel that a term of office
for the Auditors of 3 years is
appropriate.
Please tick the box corresponding to Non-Voting No vote
your choice.
5.1 3 years Mgmt Against *
5.2 2 years Mgmt Against *
5.3 1 year Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 276
UNASSIGNED
NESTLE SA, CHAM UND VEVEY
SECURITY: H57312466 AGENDA NUMBER: 700891472
TICKER: MEETING TYPE: AGM
ISIN: CH0012056047 MEETING DATE: 06-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 292695 DUE TO ADDITION OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
288474, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve to accept the financial Mgmt For *
statements and the Statutory reports
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Grant discharge to the Board of Mgmt For *
Directors and the Management
3. Approve the allocation of incme and Mgmt For *
dividends of CHF 9 per share
4. Approve to reduce the capital and amend Mgmt For *
Article 5 of the Articles of Association
5.1 Re-elect Mr. Jean-Pierre Meyers as a Mgmt For *
Director
5.2 Re-elect Mr. Andre Kudelski as a Mgmt For *
Director
5.3 Elect Mr. Naina Kidwai as a Director Mgmt For *
5.4 Elect Mr. Jean-Rene Fourtou as a Mgmt For *
Director
5.5 Elect Mr. Steven Hoch as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve the mandate by shareholders to Mgmt For *
the Board of Directors to revise the
Articles of Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 276
UNASSIGNED
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
SECURITY: J59396101 AGENDA NUMBER: 700990422
TICKER: MEETING TYPE: AGM
ISIN: JP3735400008 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 3,000, Corporate Officers bonuses
JPY 69,000,000 (including JPY 17,100,000
to the Corporate Auditors)
2. Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code, Allow Company to
Repurchase Its Own Shares, Allow the
additional Purchase of Fractional
Shares, Exempt Directors and Corporate
Auditors from Liabilities, Limit
Liabilities of Outside Directors and
Outside Auditors
3.1 Elect a Director Mgmt For *
3.2 Elect a Director Mgmt For *
3.3 Elect a Director Mgmt For *
3.4 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Elect a Director Mgmt For *
3.6 Elect a Director Mgmt For *
3.7 Elect a Director Mgmt For *
3.8 Elect a Director Mgmt For *
3.9 Elect a Director Mgmt For *
3.10 Elect a Director Mgmt For *
3.11 Elect a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 162 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.2 Appoint a Corporate Auditor Mgmt For *
5. Appoint Accounting Auditors Mgmt For *
6. Approve Provision of Retirement Mgmt For *
Allowance for Directors and Corporate
Auditors
7. Amend the Compensation to be received by Mgmt For *
Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 163 of 276
UNASSIGNED
OBAYASHI CORP (FORMERLY OHBAYASHI CORP)
SECURITY: J59826107 AGENDA NUMBER: 701002494
TICKER: MEETING TYPE: AGM
ISIN: JP3190000004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Approve Minor
Revisions Related to the New Commercial
Code
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 276
UNASSIGNED
OLD MUTUAL PLC, LONDON
SECURITY: G67395106 AGENDA NUMBER: 700912543
TICKER: MEETING TYPE: AGM
ISIN: GB0007389926 MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the Directors report Mgmt For *
and the audited financial statements of
the Group for the YE 31 DEC 2005
2. Declare a final dividend of 3.65p per Mgmt For *
ordinary share
3.1 Elect Mr. R.J. Khoza as a Director of Mgmt For *
the Company
3.2 Re-elect Mr. N.D.T. Andrews as a
Director of the Company
3.3 Re-elect Mr. R. Bogni as a Director of Mgmt For *
the Company
3.4 Re-elect Mr. N.N. Broadhurst as a Mgmt For *
Director of the Company
4. Re-appoint KPMG Audit Plc as the Mgmt For *
Auditors to the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 165 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Authorize the Audit Committee to settle Mgmt For *
the Auditors remuneration
6. Approve the remuneration report in the Mgmt For *
Company s report and accounts for the YE
31 DEC 2005
7. Authorize the Directors, pursuant to Mgmt For *
Section 80 of the Companies Act 1985 and
in substitution for the authority
granted under that Section at the AGM of
the Company held on 11 MAY 2005 but in
addition and without prejudice to the
authority granted at the EGM of the
Company held on 14 NOV 2005, in so far
as not already used, to allot relevant
securities Section 80 up to an aggregate
nominal amount of GBP 53,563,000;
Authority expires at the next AGM of the
Company; and the Directors may allot
relevant securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
s.8 Authorize the Directors, subject to the Mgmt For *
passing of the Resolution 7, to allot
equity securities Section 94 of the
Companies Act 1985 up to a maximum
nominal aggregate amount of GBP
26,781,000 for cash and/or where such
allotments constitutes on allotment of
equity securities by virtue of Section
94(3A) of the Act, disapplying the
statutory pre-emption rights Section
89(1) of that Act did not apply to any
such allotment; Authority expires at the
next AGM of the Company; and authorize
the Directors to allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 166 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
s.9 Authorize the Company, in accordance Mgmt For *
with Section 166 of the Companies Act
1985, to make market purchases of up to
535,630,000 ordinary shares of 10p each
in the Company, at a minimum price of
10p and not more than 5% above the
average of the middle market values for
such shares derived from the London
Stock Exchange Daily Official List, over
the previous 5 business days; Authority
expires the earlier of the conclusion of
the AGM of the Company in 2007 or 12
months; the Company, before the expiry,
may make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry and
iv)all ordinary shares purchased
pursuant to the said authority shall
either: a) be cancelled immediately upon
completion of the purchase or b) be
held, sold, transferred or otherwise
dealt with as treasury shares in
accordance with the provisions of the
Companies Act 1985
s.10 Approve, in accordance with Section 164 Mgmt For *
of the Companies Act 1985 and authorize
the Company to make off-market purchases
of its shares pursuant to each such
contract as follows: i) contract between
the Company and Merrill Lynch South
Africa (Pty) Limited relating to
ordinary shares of 10p each in the
Company Ordinary Shares traded on the
JSE Limited, pursuant to which the
Company may make off-market purchases
from Merrill Lynch South Attica (Pty)
Limited of up to a maximum of
535,630,000 ordinary shares in aggregate
such maximum number to be reduced by any
purchases made pursuant to the authority
in Resolution 9 above or any of the
other contingent purchase contracts
referred to in this Resolution 10 ; ii)
contract between the Company and
Deutsche Securities relating to ordinary
shares traded on the JSE Limited
pursuant 10 which the Company may make
off-market purchases from Deutsche
Securities of up to a maximum of
535,630,000 ordinary shares in aggregate
such maximum number to be reduced by any
purchases made pursuant to the authority
in Resolution 9 above or any of the
other contingent purchase Contracts
referred to in this Resolution 10; iii)
contract between the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 167 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Company and Stockbrokers Malawi Limited
relating to ordinary shares traded on
the Malawi Stock Exchange, pursuant to
which the Company may make off-market
purchases from Stockbrokers Malawi
Limited up to a maximum of 535,630,000
ordinary shares in a such maximum number
to be reduced by any purchases made
pursuant to the authority in Resolution
S.9 or any of the other contingent
purchase contracts referred to in this
Resolution 10; iv) contract between the
Company and Investment House Namibia
(Pty) limited relating to ordinary
shares traded on the Namibian Stock
Exchange pursuant in which the Company
may make oft-market purchases from
Investment House Namibia (Pty) Limited
of up to a maximum of 535,630,000
ordinary shares in aggregate such
maximum number to be reduced by arty
purchases made pursuant to the authority
in Resolution S.9 or any of the other
contingent purchase contracts this
Resolution; v) contract between the
Company and Merrill Lynch International
relating to ordinary shares traded on
the Stockholm Stock Exchange, pursuant
to which the Company may make off-market
purchases from Merrill Lynch
International of up to a maximum of
535,630,000 ordinary shares in aggregate
such maximum number in be reduced by any
purchases made pursuant in the authority
in Resolution 9 above or any of the
other contingent purchase contracts in
this Resolution ; vi) contract between
the Company and Deutsche Securities
relating to ordinary shares traded on
the Stockholm Stock Exchange pursuant to
which the Company may make off-market
purchases from Deutsche Securities of up
to a maximum of 535,630,000 ordinary
shares in aggregate such maximum number
to be reduced by any purchases made
pursuant to the authority in Resolution
S.9 or any of the other contingent
purchase contracts in this Resolution;
and vii) contract between the Company
and Imara Edwards Securities (Private)
Limited relating to ordinary shares
traded on the Zimbabwe Stock Exchange,
pursuant 10 which the Company may make
oft-market purchases from Imara Edwards
Securities (Private) limited of up to a
maximum of 535,630,000 ordinary shares
in aggregate such maximum number to be
reduced by any purchases
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 168 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
made pursuant to the authority In
Resolution S.9 or any of the other
contingent purchase contracts in this
Resolution; Authority expires at
earlier of the conclusion of the Company
s AGM in 2007 or 12 months
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 169 of 276
UNASSIGNED
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY: 71654V408 AGENDA NUMBER: 932377989
TICKER: PBR MEETING TYPE: Special
ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE 300% STOCK SPLIT OF Mgmt For For
COMPANY SHARES, RESULTING IN THE
DISTRIBUTION, AT NO COST, OF 3 (THREE)
NEW SHARES OF THE SAME TYPE FOR 1 (ONE)
SHARE HELD ON AUGUST 31, 2005, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
02 APPROVAL TO CHANGE ARTICLE 4 OF THE Mgmt For For
COMPANY S BYLAWS IN LIGHT OF ITEM I, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 170 of 276
UNASSIGNED
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY: 71654V408 AGENDA NUMBER: 932389693
TICKER: PBR MEETING TYPE: Special
ISIN: MEETING DATE: 30-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE PROTOCOL AND Mgmt For For
JUSTIFICATION OF THE OPERATION FOR THE
PARTIAL AND DISPROPORTIONAL SPINNING OFF
OF DOWNSTREAM PARTICIPACOES LTDA AND THE
INCORPORATION OF THE DIVESTED PORTION BY
PETROLEO BRASILEIRO S.A. - PETROBRAS ,
DATED JULY 31, 2005
02 RATIFICATION AND NOMINATION OF THE Mgmt For For
SPECIALIZED COMPANY FOR APPRAISING THE
ASSETS TO BE SPUN OFF AND SUBSEQUENTLY
INCORPORATED
03 APPROVAL OF THE VALUATION REPORT OF THE Mgmt For For
SPUN OFF PORTION TO BE INCORPORATED BY
PETROBRAS
04 APPROVAL OF THE SPINNING OFF FOLLOWED BY Mgmt For For
INCORPORATION OF THE ASSETS OF THE
DIVESTED PART OF THE COMPANY ACCORDING
TO THE PROCEDURE IN THE DOCUMENT TO
WHICH ITEM 1 ABOVE REFERS
05 AUTHORIZATION FOR THE EXECUTIVE BOARD TO Mgmt For For
PRACTICE ALL NECESSARY ACTS FOR THE
EXECUTION OF THE ABOVE ITEMS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 171 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 APPROVAL OF THE ELECTION OF JOSE SERGIO Mgmt For For
GABRIELLI DE AZEVEDO, CHIEF EXECUTIVE
OFFICER, AS A MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 172 of 276
UNASSIGNED
PETROLEO BRASILEIRO S.A. - PETROBRAS
SECURITY: 71654V408 AGENDA NUMBER: 932452080
TICKER: PBR MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A1 APPROVAL OF THE MANAGEMENT REPORT, Mgmt For For
FINANCIAL STATEMENTS AND AUDIT COMMITTEE
S OPINION FOR THE FISCAL YEAR 2005.
A2 APPROVAL OF THE CAPITAL EXPENDITURE Mgmt For For
BUDGET FOR THE FISCAL YEAR 2006.
A3 APPROVAL OF THE DISTRIBUTION OF RESULTS Mgmt For For
FOR THE FISCAL YEAR 2005.
A4 APPROVAL OF THE ELECTION OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS.*
A5 APPROVAL OF THE ELECTION OF CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS.*
A6 APPROVAL OF THE ELECTION OF MEMBERS OF Mgmt For For
THE FISCAL COUNCIL AND THEIR RESPECTIVE
SUBSTITUTES.*
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 173 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A7 APPROVAL OF THE ESTABLISHMENT OF THE Mgmt For For
MANAGEMENT COMPENSATION, AS WELL AS
THEIR PARTICIPATION IN THE PROFITS
PURSUANT TO ARTICLES 41 AND 56 OF THE
COMPANY S BYLAWS, AS WELL OF MEMBERS OF
THE FISCAL COUNCIL.
E1 APPROVAL OF THE INCREASE IN THE CAPITAL Mgmt For For
STOCK THROUGH THE INCORPORATION OF PART
OF THE REVENUE RESERVES CONSTITUTED IN
PREVIOUS FISCAL YEARS AMOUNTING TO R$
15.352 MILLION, INCREASING THE CAPITAL
STOCK FROM R$ 32,896 MILLION TO R$
48.248 MILLION WITHOUT ANY CHANGE TO THE
NUMBER OF ISSUED SHARES PURSUANT TO
ARTICLE 40, ITEM III OF THE COMPANY S
BYLAWS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 174 of 276
UNASSIGNED
PEUGEOT SA, PARIS
SECURITY: F72313111 AGENDA NUMBER: 700962675
TICKER: MEETING TYPE: MIX
ISIN: FR0000121501 MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Verification Period: Registered Shares: Non-Voting No vote
1 to 5 days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners must
complete, sign and forward the Proxy
Card directly to the sub custodian.
Please contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 175 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A.1 Receive the annual financial statements, Mgmt No vote
the report of the Managing Board, the
report of the Supervisory Board and the
Auditors; report on the annual
financial statements, the report of the
Managing Board
A.2 Receive the consolidated financial Mgmt No vote
statements, the report of the Managing
Board, and the Auditors Report on the
consolidated financial statements, the
consolidated financial statements for
the YE 31 DEC 2005, as presented
A.3 Approve the distributable income, Mgmt No vote
representing net income for the year of
EUR 904,989,652.92 plus retained
earnings brought forward from the prior
year in an amount of EUR 597,606,604.94,
totals EUR: 1,502,596,257.86; and
appropriate distributable income as
follows: the payment of a dividend: EUR
316,734,659.10, other reserves: EUR
500,000,000.00, and un- appropriated
retained earnings: EUR: 685,861,598.76;
the dividend of EUR 1.35 per share, of
which the entire amount is eligible for
the 40% tax relief stipulated in Article
158, 3-2 to 4 of the General Tax Code
for eligible stockholders, will be paid
as from 31 MAY 2006
A.4 Receive the Auditors report on Mgmt No vote
agreements with Companies that have
common Directors, and the transactions
referred to therein
A.5 Re-elect Mr. Ernest-Antoine Seilli re as Mgmt No vote
the Member of the Supervisory Board for
a six- year term ending at the annual
stockholders meeting to be called in
2012 to approve the accounts for the YE
31 DEC 2011
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 176 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A.6 Re-elects Mr. Joseph Frederick Toot, Jr. Mgmt No vote
as the Member of the Supervisory Board
for a six-year term ending at the annual
stockholders meeting to be called in
2012 to approve the accounts for the YE
31 DEC 2011
A.7 Elect Mr. Jean-Louis Silvant as the Mgmt No vote
Member of the Supervisory Board for a
six-year term ending at the annual
stockholders meeting to be called in
2012 to approve the accounts for the YE
31 DEC 2011, to replace Mr. Francois
Michelin, whose term ends at this Annual
Meeting
A.8 Receive the report of the Managing Mgmt No vote
Board, and authorize the Managing Board
to buy back the Company s shares on the
stock market in order to reduce the
Company s issued capital, or for
attribution on exercise of stock options
granted to employees, Executives or
Officers of the Company or any related
entity, or for attribution on
redemption, conversion, exchange or
exercise of share equivalents; the
shares may be purchased by any
appropriate means and at any time, on-
or off-market, including through the use
of put options and any and all other
derivatives traded on a regulated market
or over-the-counter; the maximum
purchase price is set at EUR 65 per
share; if any shares acquired under this
authorization are attributed on exercise
of stock options, as provided for in
Articles L. 225-179 Et Seq. of the
French Commercial Code, the price at
which the shares are attributed to
option holders will be determined in
accordance with the applicable legal
provisions; the Managing Board may
acquire up to a maximum of 23,000,000
issued shares outstanding under this
authorization, Authority is granted for
a period of 18 months from 24 MAY 2006,
and replaces with immediate effect the
previous authorization granted by the
Annual Meeting held on 25 MAY 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 177 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.9 Receive the report of the Managing Board Mgmt No vote
and the report of the Supervisory Board,
and authorize the Managing Board to
grant, on one or several occasions,
employees, Executives or Officers of the
Company, its subsidiaries or any related
entity options to purchase existing
shares of Peugeot S.A. stock that the
Company holds in treasury following
their purchase on the open market; the
Managing Board will use the
authorization as provided for by Law, in
particular as concerns the price of the
shares to be purchased upon exercise of
the options; the number of shares to be
issued upon exercise of the options may
not exceed 2,000,000; the option
exercise period may not exceed 8 years;
and to act on this authorization, and in
particular to set the maximum number of
options that may be granted to a single
grantee, determine the terms and
conditions of said grant and make the
necessary adjustments in the event of
corporate actions undertaken after the
date of grant; Authority expires on 31
AUG 2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 178 of 276
UNASSIGNED
POWERTECH TECHNOLOGY INC
SECURITY: Y7083Y103 AGENDA NUMBER: 700878575
TICKER: MEETING TYPE: AGM
ISIN: TW0006239007 MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.1 Approve the business operating results Mgmt For *
for 2005
1.2 Approve the financial statements of 2005 Mgmt Against *
by the Company Supervisors
1.3 Approve the status of the distribution Mgmt For *
of employees Bonus
2.1 Approve the business reports and Mgmt For *
financial statements of 2005
2.2 Approve the distribution of profits of Mgmt For *
2005; cash dividend TWD 3 per share,
stock dividend 150 shares per 1,000
shares from retain earnings subject to
20% withholding tax
Mgmt For *
3.1 Approve the issuing new shares from
distribution of profits
Mgmt For *
3.2 Approve the issuing rights shares for
issuing Global Depository receipt s
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 179 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.3 Amend the Articles of Incorporation Mgmt For *
3.4 Amend the procedures of endorsements and Mgmt For *
guarantees
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 180 of 276
UNASSIGNED
PROMISE CO.,LTD.
SECURITY: J64083108 AGENDA NUMBER: 700983566
TICKER: MEETING TYPE: AGM
ISIN: JP3833750007 MEETING DATE: 20-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 52.5, Corporate Officers bonuses JPY
67,300,000 (including JPY 15,200,000 to
the Corporate Auditors)
2 Amend the Articles of Incorporation: Mgmt For *
Approve Revisions Related to the New
Commercial Code (Please refer to the
attached PDF files.)
Mgmt For *
3.1 Appoint a Director
Mgmt For *
3.2 Appoint a Director
Mgmt For *
3.3 Appoint a Director
Mgmt For *
3.4 Appoint a Director
Mgmt For *
3.5 Appoint a Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 181 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors and Corporate
Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 182 of 276
UNASSIGNED
PUBLISHING AND BROADCASTING LIMITED PBL
SECURITY: Q7788C108 AGENDA NUMBER: 700810357
TICKER: MEETING TYPE: AGM
ISIN: AU000000PBL6 MEETING DATE: 27-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Receive the financial statements of the Non-Voting No vote
Company and its controlled entities for
the YE 30 JUN 2005 and the reports of
the Directors and the Auditors thereon
1.A Re-elect Mrs. Rowena Danziger as a Mgmt For *
Director of the Company, who retires by
rotation in accordance with Clause
6.1(f) of the Company s Constitution
1.B Re-elect Mr. Ashok Jacob as a Director Mgmt Against *
of the Company, who retires by rotation
in accordance with Clause 6.1(f) of the
Company s Constitution
1.C Re-elect Mr. Robert Whyte as a Director Mgmt For *
of the Company, who retires by rotation
in accordance with Clause 6.1(f) of the
Company s Constitution
2. Adopt the remuneration report for the YE Mgmt For *
30 JUN 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 183 of 276
UNASSIGNED
RECKITT BENCKISER PLC
SECURITY: G7420A107 AGENDA NUMBER: 700922710
TICKER: MEETING TYPE: AGM
ISIN: GB0007278715 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Adopt the annual financial statements Mgmt For *
for the FY 2005, which ended on 31 DEC
2005, and the reports of the Directors
and the Auditors thereon
2. Approve the Director s remuneration Mgmt For *
report and that part of the report of
the Auditors which reports thereon
3. Approve a final dividend of 21p per Mgmt For *
ordinary share be paid on 25 MAY 2006 to
all ordinary shareholders on the
register at the close of business on 03
MAR 2006
4. Re-elect Mr. Bart Becht as a Director, Mgmt For *
who retires by rotation
5. Re-elect Mr. Peter Harf as a Director, Mgmt Against *
who retires by rotation
6. Elect Mr. Gerard Murphy as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 184 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company to hold the
office until the conclusion of the next
general meeting at which accounts are
laid before the Company
8. Authorize the Directors to fix the Mgmt For *
Auditors remuneration
9. Authorize the Directors, in substitution Mgmt For *
for all existing authority and for the
purpose of Section 80 of the Companies
Act 1985, to allot relevant securities
up to an aggregate nominal amount of GBP
25,360,000; Authority expires 5 years
from the date of passing of this
resolution; and the Directors may allot
relevant securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.10 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 9 and pursuant to
Section 95 of the Companies Act 1985, to
allot equity securities Section 94 of
the Act for cash pursuant to the
authority conferred by Resolution 9 and
or where such allotment constitute
allotment of equity securities by virtue
of Section 94 (3A) of the Act,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: a) in connection
with a rights issue in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 3,804,000;
Authority expires at the conclusion of
the next AGM of the Company; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 185 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.11 Authorize the Company, pursuant Mgmt For *
authorities contained in the Article 7
of the Articles of Association of the
Company and pursuant Section 166 of
Companies Act 1985, to make market
purchases Section 163(3) of the Act of
up to 72,280,000 ordinary shares of 10
10/19p each in the capital of the
Company ordinary shares representing
less than 10% of the Company s issued
share capital as at 1 MAR 2006, at a
minimum price of 10 10/19p and not more
than 5% above the average market value
for such shares derived from the London
Stock Exchange Daily Official List, over
the previous 5 business days; Authority
expires the earlier of the conclusion of
the next AGM of the Company or 4 NOV
2007; the Company, before the expiry,
may make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
S.12 Amend the Articles of Association as Mgmt For *
specified
13. Approve the rules if the Reckit Mgmt For *
Benckiser Long term Incentive plan the
LTIP as specified and authorize the
Directors, to do all such acts and
things that may consider necessary or
expedient to carry the LTIP into effect
and to establish such further plans for
the benefit of employees outside the UK
whish are based on the LITP subject to
such modification as may be necessary or
desirable to take account of overseas
tax, exchange control or security laws,
provided that any shares made available
under such plans are treated as counting
against any limits on overall
participation in the LTIP
14. Amend the rules of the Reckitt Benckiser Mgmt For *
2005 Savings-Related Share Option Plan,
the Reckitt Benckiser 2005 Global Stock
Profit Plan, the Reckitt Venckiser 2005
USA Savkings-Related Share Option Plan
and the Reckitt Benckiser Senior
Executive Share
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 186 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Ownership Policy Plan the Share Plans
and authorize the Directors to do all
acts and things as they may consider
necessary to carry the amendments into
effect
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 187 of 276
UNASSIGNED
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN
SECURITY: N6817P109 AGENDA NUMBER: 700883994
TICKER: MEETING TYPE: AGM
ISIN: NL0000009538 MEETING DATE: 30-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
BLOCKING IS NOT A REQUIREMENT IMPOSED BY Non-Voting No vote
Non-Voting No vote ROYAL PHILIPS
ELECTRONICS. PLEASE NOTE THAT BLOCKING
CONDITIONS MAY APPLY, HOWEVER, DEPENDING
ON THE SYSTEMS OF THE CUSTODIAN BANK(S).
IF APPLIED, BLOCKING CONDITIONS WILL BE
RELAXED AS THEY ARE LIMITED TO THE
PERIOD BETWEEN VOTE DEADLINE DATE AND
ONE DAY FOLLOWING REGISTRATION DATE.
FINALLY, VOTE INSTRUCTIONS RECEIVED
AFTER VOTE DEADLINE DATE ARE CONSIDERED
LATE. LATE VOTES ARE PROCESSED ON A BEST
EFFORT BASIS. BLOCKING IF APPLICABLE IS
APPLIED TO LATE VOTES BEGINNING ON
RECEIPT DATE OF VOTE INSTRUCTIONS
THROUGH THE DAY FOLLOWING REGISTRATIONS
DATE.
1. Speech President Non-Voting No vote
2.a Proposal to adopt the 2005 financial Mgmt No vote
statements
2.b Explanation of policy on additions to Non-Voting No vote
reserves and dividends
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 188 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.c Proposal to adopt a dividend of EUR 0.44 Mgmt No vote
per common share
2.d Proposal to discharge the members of the Mgmt No vote
Board of Management for their
responsibilities
2.e Proposal to discharge the members of the Mgmt No vote
Supervisory Board for their
responsibilities
3.a Proposal to appoint Mr T.W.H. van Mgmt No vote
Deursen as a member of the Board of
Management of the Company with effect
from April 1, 2006
3.b Proposal to appoint Mr F.A. van Houten Mgmt No vote
as a member of the Board of Management
of the Company with effect from April 1,
2006
3.c Proposal to appoint Mr J.A. Karvinen as Mgmt No vote
a member of the Board of Management of
the Company with effect from April 1,
2006
3.d Proposal to appoint Mr R.S. Provoost as Mgmt No vote
a member of the Board of Management of
the Company with effect from April 1,
2006
3.e Proposal to appoint Mr A. Ragnetti as a Mgmt No vote
member of the Board of Management of the
Company with effect from April 1, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 189 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.a Proposal to re-appoint Mr W. de Kleuver Mgmt No vote
as a member of the Supervisory Board of
the Company with effect from March 30,
2006
4.b Proposal to re-appoint Sir Richard Mgmt No vote
Greenbury as a member of the Supervisory
Board of the Company with effect from
March 30, 2006
5.a Proposal to amend the remuneration Mgmt No vote
policy for the Board of Management
5.b Proposal to amend the maximum percentage Mgmt No vote
of the annual LTIP pool-size to be
allocated to members of the Board of
Management
6.a Proposal to cancel shares held by the Mgmt No vote
Company
6.b Proposal to amend the Articles of Mgmt No vote
Association of the Company
7. Proposal to authorize the Board of Mgmt No vote
Management for a period of 18 months, as
of March 30, 2006, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or
grant rights to acquire shares within
the limits laid down in the Articles of
Association of the Company, as well as
to restrict or exclude the pre-emption
right accruing to shareholders. This
authorization will be limited to a
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 190 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
maximum of 10% of the number of issued
shares plus 10% of the issued capital in
connection with or on the occasion of
mergers and acquisitions
8. Proposal to authorize the Board of Mgmt No vote
Management for a period of 18 months, as
of March 30, 2006, within the limits of
the law and the Articles of Association,
to acquire for valuable consideration,
on the stock exchange or otherwise,
shares in the Company at a price
between, on the one hand, an amount
equal to the par value of the shares
and, on the other hand, an amount equal
to 110% of the market price of these
shares on the Official Segment of
Euronext Amsterdam N.V. s stock market
(Euronext Amsterdam); the market price
being the average of the highest price
on each of the five days of trading
prior to the date of acquisition, as
shown in the Official Price List of
Euronext Amsterdam
9. Any other business Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 191 of 276
UNASSIGNED
RYANAIR HLDGS PLC
SECURITY: G7727C137 AGENDA NUMBER: 700798272
TICKER: MEETING TYPE: AGM
ISIN: IE0031117611 MEETING DATE: 22-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the reports and accounts Mgmt For *
2.a Re-elect Mr. David Bonderman as a Mgmt Against *
Director
2.b Re-elect Mr. James Osborne as a Director Mgmt Against *
2.c Re-elect Mr. Michael O Leary as a Mgmt Against *
Director
3. Grant authority to fix the Auditors Mgmt Against *
remuneration
4. Authorise the Directors to allot Mgmt For *
ordinary shares
5. Approve to disapply the statutory Mgmt For *
pre-emption rights
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 192 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 193 of 276
UNASSIGNED
RYANAIR HOLDINGS, PLC
SECURITY: 783513104 AGENDA NUMBER: 932392866
TICKER: RYAAY MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 REPORTS AND ACCOUNTS Mgmt For
O2A RE-ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against
O2B RE-ELECTION OF DIRECTOR: JAMES OSBORNE Mgmt Against
O2C RE-ELECTION OF DIRECTOR: MICHAEL O LEARY Mgmt Against
O3 AUTHORIZATION OF THE FIXING OF THE Mgmt Against
AUDITOR S REMUNERATION
S4 DIRECTORS AUTHORITY TO ALLOT ORDINARY Mgmt For
SHARES
S5 DISAPPLICATION OF STATUTORY PRE-EMPTION Mgmt For
RIGHTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 194 of 276
UNASSIGNED
SAMSUNG ELECTRS LTD
SECURITY: Y74718100 AGENDA NUMBER: 700870517
TICKER: MEETING TYPE: AGM
ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as an
Outside Director
2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For *
at right Law Firm as an Outside Director
2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For *
business at Seoul National University as
an Outside Director
2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For *
Jang Law Firm as an Outside Director
2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
an Outside Director
2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For *
Chief Director at Samsung Electronics as
an Inside Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 195 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For *
at Samsung Electronics as an Inside
Director
2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For *
Samsung Electronics as an Inside
Director
2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For *
Samsung Electronics as an Inside
Director
2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as Members
of the Auditors Committee
2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
Members of the Auditors Committee
3. Approve the limit of remuneration for Mgmt For *
the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 196 of 276
UNASSIGNED
SANOFI-AVENTIS, PARIS
SECURITY: F5548N101 AGENDA NUMBER: 700931618
TICKER: MEETING TYPE: EGM
ISIN: FR0000120578 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
the Company s By-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners:
PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote
ON 19 MAY 2006 HAS BEEN POSTPONED DUE TO
LACK OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 31 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 18
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the report of the Board of Mgmt No vote
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the 2005 FY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 197 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.2 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors and
approve the consolidated financial
statements for the said FY
O.3 Approve the income for the FY be Mgmt No vote
appropriated as follows: income for the
FY: EUR 6,146,952,608.18 plus retained
earnings: EUR 1,205,678,019.78,
distributable income: EUR
7,352,630,627.96 allocated to: payment
of dividends: EUR 2,057,005,434.48,
retained earnings: EUR 5,295,625,193.48,
following a capital increase and a
capital reduction, the capital was
brought from EUR 2,802,613,138.00 on 31
DEC 2005, to EUR 2,708,476,850.00
divided in 1,354,238,425 fully paid-up
shares, whose 1,353,293,049 shares are
entitled to the existing dividend, and
945,376 shall bear an accruing dividend
as of 01 JAN 2006; the shareholders will
receive a net dividend of EUR 1.52 per
share, for each of the 1,353,293,049
shares, this dividend will be paid on 07
JUN 2006 as required by law
O.4 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Articles L.225-38 Et Seq. of the French
Commercial Code and approve said report
and the agreements referred to therein
O.5 Approve to renew the appointment of Mr. Mgmt No vote
Lord Douro as a Director for a 4-year
period
O.6 Appoint Mr. Gerard Le Fur as a Director Mgmt No vote
for a 4-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 198 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.7 Approve to renew the appointment of the Mgmt No vote
Company Ernst and Young Audit as the
Statutory Auditor for a 6-year period
O.8 Appoint the Company Auditex as the Mgmt No vote
Deputy Auditor for a 6-year period
O.9 Approve the award total annual fees of Mgmt No vote
EUR 1,200,000.00 to the Board of
Directors
O.10 Authorize the Board of Directors, in Mgmt No vote
supersession to all earlier delegations,
to trade in the Company s shares on the
stock market, subject to the conditions
described below: maximum purchase price:
EUR 100.00, maximum number of shares to
be acquired: 10% of the share capital,
i.e. 1,401,306,569 shares, maximum funds
invested in the share buybacks: EUR
14,013,065,700.00; Authority expires at
the end of 18 months ; to take all
necessary measures and accomplish all
necessary formalities
E.11 Approve: to review the report of the Mgmt No vote
Board of Directors, the reports of Mr.
De Courcel, the Merger Auditors and the
Merger Agreement as per the private deed
dated 03 APR 2006; all the provisions of
this Merger Agreement, pursuant to which
Rhone Cooper contributes to
Sanofi-Aventis, all of its assets, with
the corresponding taking-over of all its
liabilities: the valuation of the assets
contributed amounting to EUR
460,949,630.75 and the liabilities at
EUR 3,857,602.25, i.e. net assets
contributed of EUR 457,092,028.50; the
consideration for the contributions
according to an exchange ratio of 10
Sanofi-Aventis shares against 1 Rhone
Cooper share; the unconditional
completion date of the Merger, in a
juridical point of view, fixed on 31 MAY
2006 and on 01 JAN 2006 in an accounting
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 199 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
and financial point of view; Rhone
Cooper shares held by Sanofi-Aventis
will not be exchanged; to increase the
capital in consideration for the
contribution in connection with the
Merger, by EUR 237,300.00 by the
creation of 118,650 new fully paid-up
shares of a par value of EUR 2.00 each,
carrying rights to the 2006 dividend and
to be distributed among the shareholders
of the acquired Company, according to an
exchange ratio of 10 Sanofi-Aventis
shares against 1 Rhone Cooper share; the
capital will thus increase from EUR
2,708,476,850.00 to EUR
2,708,714,150.00; these new shares
created by Sanofi-Aventis will be
assimilated in all respects to the other
shares comprising the share capital; the
difference between: the amount of the
net assets contributed by Rhone Cooper:
EUR 457,092,028.50; less the quota of
the net assets contributed by Rhone
Cooper corresponding to shares held by
Sanofi-Aventis: EUR 452,475,399.01; and
the amount of the share capital
increase: EUR 237,300.00 represents the
share premium of EUR 4,379,329.49 and
will be allocated to the Merger premium
account to which Sanofi-Aventis
existing and new shareholders will hold
rights; the difference between: the
quota of the net assets contributed by
Rhone Cooper corresponding to shares
held by Sanofi-Aventis: EUR
452,475,399.01; plus the dividend
received by Sanofi-Aventis as a result
of its holding in Rhone Cooper: EUR
3,567,944.70; and the accounting net
value of the Rhone Cooper shares held by
Sanofi- Aventis: EUR 461,177,959.12
represents the capital loss on
transferred shares of EUR 5,134,615.41
and will be allocated to Sanofi-Aventis
balance sheet assets as intangible
assets
E.12 Authorize the Board of Directors to Mgmt No vote
proceed with drawings upon the merger
premium
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 200 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.13 Acknowledge the unconditional completion Mgmt No vote
date of the merger will, in a juridical
point of view, be fixed on 31 MAY 2006
and on 01 JAN 2006 in an accounting and
financial point of view; the 118,650 new
fully paid-up shares of a par value of
EUR 2.00 each, created in consideration
for the merger by Sanofi-Aventis will
be distributed among the shareholders of
the acquired Company on 31 MAY 2006,
according to an exchange ratio of 10
Sanofi-Aventis shares against 1 Rhone
Cooper share
E.14 Amend, pursuant to the adoption of the Mgmt No vote
above resolutions, the Article 6 of the
Bylaws as follows: the share capital of
is set at EUR 2,708,714,150.00 and is
divided in to 1,354,357,075 shares of
par value of EUR 2.00 each of the same
class and fully paid in
E.15 Approve to modify the duration of the Mgmt No vote
term of office of the Chairman; amend
the Articles 12 and 16 of the Articles
of the Bylaws
E.16 Grant all powers to the bearer of a copy Mgmt No vote
or an extract of the minutes of this
meeting in order to accomplish all
formalities, filings and registration
prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 201 of 276
UNASSIGNED
SANTOS LTD
SECURITY: Q82869118 AGENDA NUMBER: 700914991
TICKER: MEETING TYPE: AGM
ISIN: AU000000STO6 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the approve the financial report Non-Voting No vote
for the YE 31 DEC 2005 and the reports
of the Directors and the Auditors
thereon
2.a Re-elect Professor Judith Sloan as a Mgmt For *
Director, who retires by rotation in
accordance with Article 99 of the
Company s Constitution
2.b Re-elect Mr. Richard Michael Harding as Mgmt For *
a Director, who retires by rotation in
accordance with Article 99 of the
Company s Constitution
S.3 Amend the Constitution of the Company by Mgmt For *
deleting the Company s Memorandum of
Association and existing Articles 1-20
and 21- 178 and renumbering the existing
Article 20A as Rule 6
S.4 Adopt Rule 70 of the Company s Mgmt For *
Constitution in the prescribed form
5. Appoint Ernst & Young as Auditors of the Mgmt For *
Company with effect from the FY
commencing 01 JAN 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 202 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Adopt the remuneration report for the YE Mgmt For *
31 DEC 2005
7. Approve the grant of 2,500,000 options Mgmt For *
to Mr. John Charles Ellice-Flint, under
the Santos Executive Share Option Plan
as prescribed
8. Approve the provision of an interest Mgmt Against *
free loan of AUD 500,000 per annum to
the Company s CEO and Managing Director,
Mr. John Charles Ellice-Flint, in each
of 2006, 2007 and 2008 as prescribed
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 203 of 276
UNASSIGNED
SAP AG, WALLDORF/BADEN
SECURITY: D66992104 AGENDA NUMBER: 700914698
TICKER: MEETING TYPE: OGM
ISIN: DE0007164600 MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses, des gebilligten
Konzernabschlusses, des Lageberichts und
des Konzernlageberichts sowie des
Berichts des Aufsichtsrats fuer das
Geschaeftsjahr 2005
2. Beschlussfassung ueber die Verwendung Mgmt For *
des Bilanzgewinns aus dem
Geschaeftsjahr05
3. Beschlussfassung ueber die Entlastung Mgmt For *
des Vorstands fuer das Geschaeftsjahr 20
2005
4. Beschlussfassung ueber die Entlastung Mgmt For *
des Aufsichtsrats fuer das
GeschaeftsjahFY 2005
5. Appointment of the Auditor of the Mgmt For *
financial statements and group financial
statements for the FY 2006
6. Resolution on capital increase from Mgmt For *
company funds by three times the amount
ofreifachen Betrag des bisherigen
Grundkapitals durch Umwandlung von
Teilbetraegve and the other revenue
reserves as well as on the adjustment of
Section 4 of the Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 204 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Beschlussfassung ueber eine Aenderung Mgmt For *
der Aufsichtsratsverguetung und
entsprechende Satzungsaenderung
8. Beschlussfassung ueber die Schaffung Mgmt For *
neuer Genehmigter Kapitalia Ia und IIa
ge Capital IIa against contributions in
cash and in kind with the option to excl
sowie entsprechende Satzungsaenderungen
e Articles of Association
9. Resolution on the authorization to Mgmt For *
acquire and use treasury shares pursuant
to Aktien gemaess Paragraph 71 Abs. 1
Nr. 8 AktG einschliesslich der
Verwendung ject to the exclusion of the
shareholders subscription rights
10. Resolution on the authorization to use Mgmt For *
equity derivatives in connection with t
beim Erwerb eigener Aktien
11. Resolution on the authorization to issue Mgmt For *
convertible and/or warrant-linked
bononsschuldverschreibungen, die
Aufhebung des Bedingten Kapitals IV, die
Schaffutingent Capital IV, and a new
Contingent Capital IVa and on
corresponding amendments of the Articles
of Association as well as on the option
to exclude the shareholders subscription
rights
12. Beschlussfassung ueber die Zustimmung Mgmt For *
zum Beherrschungs- und
Ergebnisabfuehrunnt between SAP AG and
SAP Erste Beteiligungs- und
Vermogensverwaltungs GmbH anrwaltungs
GmbH sowie ueber die Zustimmung zum
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 205 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Beherrschungs- und
Ergebnisabfuehrungsvertrag zwischen der
SAP AG und der SAP Zweite Beteiligungs-
und Vermoegensverwaltungs GmbH
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 206 of 276
UNASSIGNED
SCHLUMBERGER LIMITED (SCHLUMBERGER N
SECURITY: 806857108 AGENDA NUMBER: 932447736
TICKER: SLB MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR Mgmt For For
1 J. DEUTCH Mgmt For For
2 J.S. GORELICK Mgmt For For
3 A. GOULD Mgmt For For
4 T. ISAAC Mgmt For For
5 A. LAJOUS Mgmt For For
6 A. LEVY-LANG Mgmt For For
7 M.E. MARKS Mgmt For For
8 D. PRIMAT Mgmt For For
9 T.I. SANDVOLD Mgmt For For
10 N. SEYDOUX Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 207 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 L.G. STUNTZ Mgmt For For
12 R. TALWAR Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For
DIVIDENDS
03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION
04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SCHLUMBERGER 2005 STOCK OPTION PLAN
05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 208 of 276
UNASSIGNED
SEVEN & I HOLDINGS CO LTD, TOKYO
SECURITY: J7165H108 AGENDA NUMBER: 700963893
TICKER: MEETING TYPE: AGM
ISIN: JP3422950000 MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
3 Amend Articles to: Allow Company to Re- Mgmt For *
Issue Repurchased Shares, Allow
Disclosure of Shareholder Meeting
Materials on the Internet, Clarify the
Rights and Responsibilities of Outside
Directors and Auditors, Expand Business
Lines, Allow Use of Treasury Shares for
Odd-Lot Purchases, Approve Minor
Revisions Due to New Commercial Code
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 209 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 210 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
4.16 Appoint a Director Mgmt For *
5.1 Appoint a Corporate Auditor Mgmt For *
5.2 Appoint a Corporate Auditor Mgmt For *
5.3 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 211 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.4 Appoint a Corporate Auditor Mgmt For *
5.5 Appoint a Corporate Auditor Mgmt For *
6 Amend the Compensation to be Received by Mgmt For *
Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 212 of 276
UNASSIGNED
SHINSEI BANK,LIMITED
SECURITY: J7385L103 AGENDA NUMBER: 700949451
TICKER: MEETING TYPE: AGM
ISIN: JP3729000004 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1.1 Elect a Director Mgmt For *
1.2 Elect a Director Mgmt For *
1.3 Elect a Director Mgmt For *
1.4 Elect a Director Mgmt For *
1.5 Elect a Director Mgmt For *
1.6 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 213 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.7 Elect a Director Mgmt For *
1.8 Elect a Director Mgmt For *
1.9 Elect a Director Mgmt For *
1.10 Elect a Director Mgmt For *
1.11 Elect a Director Mgmt For *
1.12 Elect a Director Mgmt For *
1.13 Elect a Director Mgmt For *
1.14 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 214 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.15 Elect a Director Mgmt For *
2. Amend the Articles of Incorporation: Mgmt For *
Allow Use of Electronic Systems for
Public Notifications, Approve Revisions
Related to the New Commercial Code,
Amend the number of shareholders who
vote as proxies and the method of
election of the chairman of the
committee
3. Approve Issuance of Stock Acquisition Mgmt For *
Rights as Stock Options
4. Approve Acquisition of Treasury Shares Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 215 of 276
UNASSIGNED
SMITHS GROUP PLC
SECURITY: G82401103 AGENDA NUMBER: 700822782
TICKER: MEETING TYPE: AGM
ISIN: GB0008182700 MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve to accept the financial Mgmt For *
statements and statutory reports
2. Approve the remuneration report Mgmt For *
3. Approve the final dividend of 19.75 Mgmt For *
pence per ordinary share
4. Re-elect Mr. Robert O Leary as a Mgmt For *
Director
5. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company
6. Authorize the Board to fix the Mgmt For *
remuneration of the Auditors
7. Grant authority to issue equity or Mgmt For *
equity linked securities with
pre-emptive rights up to aggregate
nominal amount of GBP 47,010,371
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 216 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.8 Grant authority to issue equity or Mgmt For *
equity linked securities without
pre-emptive rights up to aggregate
nominal amount of GBP 7,051,555
S.9 Grant authority to make a market Mgmt For *
purchase of 56,412,445 ordinary shares
10. Amend the Smiths Industries 1982 SAYE Mgmt For *
Share Option Scheme
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 217 of 276
UNASSIGNED
SONY CORPORATION
SECURITY: J76379106 AGENDA NUMBER: 700990484
TICKER: MEETING TYPE: AGM
ISIN: JP3435000009 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Approve Minor Revisions
Related to the New Commercial Code;
Change of Official Company Location
2.1 Appoint a Director Mgmt For *
2.2 Appoint a Director Mgmt For *
2.3 Appoint a Director Mgmt For *
2.4 Appoint a Director Mgmt For *
2.5 Appoint a Director Mgmt For *
2.6 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 218 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.7 Appoint a Director Mgmt For *
2.8 Appoint a Director Mgmt For *
2.9 Appoint a Director Mgmt For *
2.10 Appoint a Director Mgmt For *
2.11 Appoint a Director Mgmt For *
2.12 Appoint a Director Mgmt For *
2.13 Appoint a Director Mgmt For *
2.14 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 219 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3 Authorize Use of Stock Options Other For *
4 Shareholder Proposal: Amend Articles to Shr For *
Require Company to Disclose Individual
Director Compensation Amounts to
Shareholders
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 220 of 276
UNASSIGNED
STANDARD BANK GROUP LIMITED
SECURITY: S80605132 AGENDA NUMBER: 700954616
TICKER: MEETING TYPE: AGM
ISIN: ZAE000057378 MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the financial statements and Mgmt For *
statutory reports for the YE 31 DEC 2005
2.1 Approve the remuneration of the Group Mgmt For *
Chairman: ZAR 2,587,310 per annum
2.2 Approve the remuneration of the Group Mgmt For *
Director: ZAR 10,500 per annum
2.3 Approve the remuneration of the Group Mgmt For *
International Director: GBP 25,200 per
annum
2.4 Approve the remuneration of the Group Mgmt For *
Credit Committee Member: ZAR 12,000 per
annum
2.5 Approve the remuneration of the Africa Mgmt For *
Credit Committee Member: ZAR 12,000 per
annum
2.6 Approve the remuneration of the Mgmt For *
Directors in the Directors Affairs
Committee: ZAR 23,100 per annum
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 221 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.7 Approve the remuneration of the Risk Mgmt For *
Management Committee Chairman: ZAR
136,800 per annum and Members: ZAR
68,400 per annum
2.8 Approve the remuneration of the Group Mgmt For *
Remuneration Committee Chairman: ZAR
105,000 per annum and Members: ZAR
52,500 per annum
2.9 Approve the remuneration of the Mgmt For *
Transformation Committee Chairman: ZAR
90,300 per annum and Members: ZAR 45,150
per annum
2.10 Approve the remuneration of the Group Mgmt For *
Audit Committee Chairman: ZAR 188,100
per annum and Members: ZAR 94,050 per
annum
2.11 Approve the remuneration of the Mgmt For *
Directors for Ad Hoc meeting attendance
- ZAR 10,500
3.1 Re-elect Mr. Doug Band as a Director Mgmt Against *
3.2 Re-elect Mr. Buddy Hawton as a Director Mgmt For *
3.3 Elect Mr. Sam Jonah KBE as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 222 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.4 Re-elect Sir Paul Judge as a Director Mgmt For *
3.5 Re-elect Mr. Adv Kgomotso Moroka as a Mgmt For *
Director
3.6 Re-elect Mr. Chris Nissen as a Director Mgmt For *
4.1 Approve the issuance of shares pursuant Mgmt For *
to the Standard Bank Equity Growth
Scheme
4.2 Approve the issuance of shares pursuant Mgmt For *
to the Standard Bank Group Share
Incentive Scheme
4.3 Approve to place authorized but unissued Mgmt For *
shares under the control of the
Directors
4.4 Approve to place authorized but unissued Mgmt For *
Preference shares under the control of
the Directors
4.5 Approve the cash distribution to Mgmt For *
shareholders by way of reduction of
share premium account
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
` Page 223 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.5 Authorize the Company or its Mgmt For *
subsidiaries to repurchase of up to 10%
of issued share capital; Authority
expires at the next general meeting
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 224 of 276
UNASSIGNED
SUN HUNG KAI PROPERTIES LTD
SECURITY: Y82594121 AGENDA NUMBER: 700817527
TICKER: MEETING TYPE: AGM
ISIN: HK0016000132 MEETING DATE: 08-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the report of the Mgmt For *
Directors and the audited accounts for
the YE 30 JUN 2005
2. Declare a final dividend Mgmt For *
3.1.A Re-elect Dr. Li Ka-Cheung, Eric as a Mgmt Against *
Director
3.1.B Re-elect Professor Wong Yue-Chim, Mgmt Against *
Richard as a Director
3.1.C Re-elect Dr. Lee Shau-Kee as a Director Mgmt Against *
3.1.D Re-elect Mr. Chan Kui-Yuen, Thomas as a Mgmt Against *
Director
3.1.E Re-elect Mr. Chan Kui-Ming as a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 225 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.1.F Re-elect Mr. Kwong Chun as a Director Mgmt Against *
3.1.G Re-elect Mr. Wong Yick-Kam, Michael as a Mgmt Against *
Director
3.1.H Re-elect Mr. Wong Chik-Wing, Mike as a Mgmt Against *
Director
3.2 Approve to fix the Directors Mgmt For *
remuneration
4. Re-appoint the Auditors and authorize Mgmt Against *
the Board of Directors of the Company to
fix their remuneration
5. Authorize the Directors of the Company Mgmt For *
to repurchase shares of the Company
during the relevant period, on The Stock
Exchange of Hong Kong Limited or any
other stock exchange recognized for this
purpose by the Securities and Futures
Commission of Hong Kong and The Stock
Exchange of Hong Kong Limited under the
Hong Kong Code on share repurchases,
pursuant to the approval of this
resolution, not exceeding 10% of the
aggregate nominal amount of the issued
share capital of the Company; Authority
expires the earlier of the conclusion of
next AGM of the Company or the
expiration of the period within which
the next AGM of the Company is to be
held by its Articles of Association or
by the Laws of Hong Kong
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 226 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Authorize the Directors, in addition to Mgmt For *
any other authority, to allot, issue and
deal with additional shares in the
capital of the Company and make or grant
offers, agreements and options,
including warrants, during and after the
relevant period, not exceeding 10% of
the aggregate nominal amount of the
issued share capital of the Company;
plus b) the nominal amount of share
capital repurchased by the Company up to
10% of the aggregate nominal amount of
the issued share capital of the Company,
otherwise than pursuant to i) a rights
issue; or ii) any option scheme or
similar arrangement for the time being
adopted for the grant or issue to
officers and/or employees of the Company
and/or any of its subsidiaries of shares
or rights to acquire shares of the
Company; or iii) any scrip dividend or
similar arrangement providing for the
allotment of shares in lieu of the whole
or part of a dividend on shares of the
Company in accordance with the Articles
of Association of the Company; Authority
expires the earlier of the conclusion of
the next AGM of the Company or the
expiration of the period within which
the next AGM is required by its Articles
of Association or by the Laws of Hong
Kong to be held
7. Authorize the Directors to exercise the Mgmt For *
powers of the Company referred to in
Resolution 6 in the notice convening
this meeting in respect of the share
capital of the Company
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 227 of 276
UNASSIGNED
TAKEFUJI CORP
SECURITY: J81335101 AGENDA NUMBER: 701014792
TICKER: MEETING TYPE: AGM
ISIN: JP3463200000 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 228 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 229 of 276
UNASSIGNED
TERNIUM S.A.
SECURITY: 880890108 AGENDA NUMBER: 932532066
TICKER: TX MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 CONSIDERATION OF THE BOARD OF DIRECTORS Mgmt For
AND INDEPENDENT AUDITOR S REPORTS ON THE
CONSOLIDATED FINANCIAL STATEMENTS.
APPROVAL OF THE COMPANY S CONSOLIDATED
FINANCIAL STATEMENTS AS OF, AND FOR THE
FISCAL YEAR ENDED, DECEMBER 31, 2005.
02 CONSIDERATION OF THE BOARD OF DIRECTORS Mgmt For
AND INDEPENDENT AUDITOR S REPORTS ON THE
UNCONSOLIDATED ANNUAL ACCOUNTS. APPROVAL
OF THE COMPANY S UNCONSOLIDATED ANNUAL
ACCOUNTS AS OF, AND FOR THE FISCAL YEAR
ENDED, DECEMBER 31, 2005.
03 ALLOCATION OF RESULTS. Mgmt For
04 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS AND TO THE FORMER MEMBERS OF
THE BOARD OF DIRECTORS MESSRS. CARLOS M.
FRANCK AND FERNANDO R. MANTILLA FOR THE
EXERCISE OF THEIR MANDATE THROUGHOUT THE
YEAR ENDED DECEMBER 31, 2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 230 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 ELECTION OF THE BOARD OF DIRECTORS Mgmt For
MEMBERS.
06 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For
TO DELEGATE THE DAY-TO-DAY MANAGEMENT
OF THE COMPANY S BUSINESS TO ONE OR MORE
OF ITS MEMBERS.
07 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For
TO APPOINT ONE OR MORE OF ITS MEMBERS AS
THE COMPANY S ATTORNEY-IN-FACT.
08 BOARD OF DIRECTORS COMPENSATION. Mgmt For
09 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For
APPROVAL OF THEIR FEES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 231 of 276
UNASSIGNED
TERUMO CORP
SECURITY: J83173104 AGENDA NUMBER: 700990509
TICKER: MEETING TYPE: AGM
ISIN: JP3546800008 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the profit appropriation for No. Mgmt For *
91 Term: dividends for the current term
has been as JPY 14 per share JPY 24 on
an yearly basis
2. Amend the Company s Articles of Mgmt For *
Incorporation: according to the new
Company Law, the Company has proposed to
amend partially the Company s Articles
of Incorporation
3.1 Elect Mr. Takashi Wachi as a Director Mgmt For *
3.2 Elect Mr. Akira Takahashi as a Director Mgmt For *
3.3 Elect Mr. Takahiro Kugo as a Director Mgmt For *
3.4 Elect Mr. Hachirou Hara as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 232 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Elect Mr. Kouji Nakao as a Director Mgmt For *
3.6 Elect Mr. Hiroshi Matsumura as a Mgmt For *
Director
3.7 Elect Mr. Takayoshi Mimura as a Director Mgmt For *
3.8 Elect Mr. Akira Oguma as a Director Mgmt For *
3.9 Elect Mr. Shougo Ninomiya as a Director Mgmt For *
3.10 Elect Mr. Yuutarou Shintaku as a Mgmt For *
Director
3.11 Elect Mr. Takeshi Isayama as a Director Mgmt For *
3.12 Elect Mr. Tetsuo Seki as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 233 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Elect Nobuyuki Takai as a Statutory Mgmt For *
Auditor
5. Elect Eizaburou Sano as an Alternate Mgmt For *
Statutory Auditor
6. Grant retirement allowance to the Mgmt For *
retired Director, Mr. Tooru Nonoyama and
the Statutory Auditor, Eizaburou Sano,
who retire during the current term the
Company has proposed to grant retirement
allowances to them according to the
Company rule
7. Grant retirement allowances, subject to Mgmt For *
the approval of Resolution 3, to 10
re-appointed Directors: Messrs. Takashi
Wachi, Akira Takahashi, Takahiro Kugo,
Hachirou Hara, Kouji Nakao, Hiroshi
Matsumura, Takayoshi Mimura, Akira
Oguma, Shougo Ninomiya, Takeshi Isayama
and to the current Statutory Auditors
Shigeru Miura, Kenji Tada and Fumio
Sugisaki
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 234 of 276
UNASSIGNED
TOD'S SPA, SANT'ELPIDIO A MARE (AP)
SECURITY: T93619103 AGENDA NUMBER: 700912175
TICKER: MEETING TYPE: OGM
ISIN: IT0003007728 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 05 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Approve the balance sheet of 31 DEC Mgmt No vote
2005, the report of the Board of
Directors on the operations and report
of the Board of Statutory Auditors,
allocation of net profits; consequent
deliberations
2. Receive the yearly report regarding the Mgmt No vote
corporate governance, inherent and
consequent resolutions
3. Approve to renew the Board of Directors Mgmt No vote
for the years 2006/2008, decisions
regarding their remunerations inherent
and consequent resolutions
4. Appoint the auditing firm for the years Mgmt No vote
2006/2011; inherent and consequent
resolutions
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 235 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Grant authority to purchase and sell its Mgmt No vote
own shares pursuant to Article 2357 and
following of the Italian Civil Code and
of Article 132 of the Legislative decree
DD 24 FEB 1998 No. 58, prior revocation
of the resolution deliberated by the
meeting DD 27 APR 2005, even if not
used; inherent and consequent
resolutions
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 236 of 276
UNASSIGNED
TOTAL SA, COURBEVOIE
SECURITY: F92124100 AGENDA NUMBER: 700946710
TICKER: MEETING TYPE: MIX
ISIN: FR0000120271 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 237 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 296923 DUE TO ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
O.1 Receive the report of the Directors and Mgmt No vote
the Auditor s general report; approves
the Company s financial statements and
the balance sheet for the YE 31 DEC 2005
O.2 Approve the report of the Board of Mgmt No vote
Directors and the Statutory Auditors and
the consolidated financial statements
for the said FY
0.3 Approve that the income for the FY be Mgmt No vote
appropriated as follows: earnings for
the FY: 4,142,954,352.00; available
retained earnings: EUR 1,458,995,601.00;
amount to be allocated: EUR
5,601,949,953.00; total dividend: EUR
4,005,393,598.00 retained earnings: EUR
1,596,556,355.00; the shareholders will
receive a net dividend of EUR 6.48 per
share of EUR 10.00 face value; the
shareholders meeting reminds an interim
dividend of EUR 3.00, entitling natural
persons domiciled in France to the 50 %
allowance provided by the French Tax
Code, was already paid on 24 NOV 2005
and the remaining dividend of EUR 3.48
will be paid on 18 MAY, 2006, and will
entitle natural persons domiciled in
France to the 40% allowance provided by
the French Tax Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 238 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.4 Authorize the Board of Directors to Mgmt No vote
transfer the amount of EUR
2,807,661,894.50 posted to the special
reserve of long-term capital gains to
the retained earnings account, in the
event of an option exercise pursuant to
Article 39 of the amended Finance Law
for the year 2004
O.5 Acknowledge the special report of the Mgmt No vote
Auditors on agreements governed by
Article L.225-38 of the French
Commercial Code; and approve said report
and the agreements referred to therein
O.6 Authorizes the Board of Directors, in Mgmt No vote
supersession of the fraction unused of
the authorization granted by the
combined shareholders meeting of 17 MAY
2005 in its Resolution No. 5, to
purchase or sell company s shares in
connection with the implementation of a
Stock Repurchase Plan, subject to the
conditions described below: maximum
purchase price: EUR 300.00 per share of
a par value of EUR 10.00, maximum number
of shares to be acquired: 10 % of the
share capital, i.e. 27,262,297 shares of
a par value of EUR 10.00; maximum funds
invested in the share buybacks: EUR
8,178,689,100.00; Authority expires at
the end of 18 months; to take all
necessary measures and accomplish all
necessary formalities this authorization
O.7 Appoint Ms. Anne Lauvergeon as a Mgmt No vote
Director for a 3-year period
O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote
for a 3-year period
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 239 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.9 Appoint Mr. Bertrand Collomb as a Mgmt No vote
Director for a 3-year period
O.10 Appoint Mr. Antoine Jeancourt-Galignani Mgmt No vote
as a Director for a 3-year period
O.11 Appoint Mr. Michel Pebereau as a Mgmt No vote
Director for a 3-year period
O.12 Appoint Mr. Pierre Vaillaud as a Mgmt No vote
Director for a 3-year period
O.13 Appoint Mr. Christophe De Margerie as a Mgmt No vote
Director for a 3-year period
E.14 Acknowledge the Contribution Agreement Mgmt No vote
based on the spin-offs legal framework,
established by private agreement on 15
MAR 2006, under which it is stated that
Total S.A. shall grant its shares to
Arkema in the Companies Arkema France,
Societe De Development Arkema S.D.A,
Arkema Finance France, Mimosa and Arkema
Europe holdings BV; and approve all the
terms of the Contribution Agreement and
the contribution of a net value of EUR
1,544,175,344.82 that will come into
effect on its effective date in
consideration for this contribution,
Arkema will increase the share capital
by a nominal amount of EUR
605,670,910.00, by the creation of
60,567,091 shares, according to an
exchange ratio of 1 Arkema share against
10 Total S.A. shares the number of
shares and the nominal amount of capital
increase will be adjusted according to
then number of Company shares entitled
to the allocation of Arkema shares, as
the amount of capital increase is equal
to the number of Arkema
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 240 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
shares allocated by the Company to its
own shareholders multiplied by the par
value of the Arkema share, within the
limit of a maximum nominal amount of
capital increase in consideration for
the contribution of EUR 609,670,910.00
by way of issuing a maximum number of
60,967,091 new Arkema shares these new
shares will be assimilated in all
respects to the existing shares, will be
subject to the statutory provisions and
will grant entitlement to any
distribution of dividend as from 01 Jan
2005; the Arkema shares contribution of
EUR 1,544,175,344.82 shall count against
the issuance and contribution premium
account which amounted to EUR
34,563,052,123.17 and will amount to EUR
33,018,876,778.35; and to the Chairman
of the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
E.15 Approve to reduce the nominal value of Mgmt No vote
the shares from EUR 10.00 to EUR 2.50;
the number of exiting share will be
multiplied by 4; authorize the Board of
the Directors to all necessary measure;
and amend Article 6
E.16 Amend Article 11-3 of the By-Laws: each Mgmt No vote
Directors shall hold at least 1,000
shares during his/her term of office
A. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Amend Article
Number 11 of the Bylaws, as specified
B. PLEASE NOTE THAT THIS RESOLUTION IS Shr No vote
SHAREHOLDER PROPOSAL: Approve to grant a
second seat as an employee- shareholder
to the Board of Total S.A
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 241 of 276
UNASSIGNED
TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY
SECURITY: J92676113 AGENDA NUMBER: 701001745
TICKER: MEETING TYPE: AGM
ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Appoint
Independent Auditors, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 242 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 243 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt For *
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt For *
3.18 Appoint a Director Mgmt For *
3.19 Appoint a Director Mgmt For *
3.20 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 244 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt For *
3.22 Appoint a Director Mgmt For *
3.23 Appoint a Director Mgmt For *
3.24 Appoint a Director Mgmt For *
3.25 Appoint a Director Mgmt For *
3.26 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 245 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.3 Appoint a Corporate Auditor Mgmt For *
5 Authorize Use of Stock Options for Other For *
Directors, Senior Executives and
Employees
6 Approve Purchase of Own Shares Mgmt For *
7 Approve Final Payment Associated with Other For *
Abolition of Retirement Benefit System
for Directors and Auditors
8 Amend the Compensation to be Received by Mgmt For *
Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 246 of 276
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 700905269
TICKER: MEETING TYPE: OGM
ISIN: CH0012032030 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
292933, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. Approve the annual report, the Group and Mgmt No vote
the parent Company accounts for FY 2005
reports of the Group and the Statutory
Auditors
2. Approve the appropriation of the Mgmt No vote
retained earnings, dividend for FY 2005
3. Grant discharge to the Members of the Mgmt No vote
Board of Directors and the Group
Executive Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 247 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.1.1 Re-elect Mr. Rolf A. Meyer as a Board Mgmt No vote
Member
4.1.2 Re-elect Mr. Ernesto Bertarelli as a Mgmt No vote
Board Member
4.2.1 Elect Mr. Gabrielle Kaufmann-Kohler as a Mgmt No vote
Board Member
4.2.2 Elect Mr. Joerg Wolle as a Board Member Mgmt No vote
4.3 Ratify Ernst & Young as the Auditors Mgmt No vote
4.4 Ratify BDO Visura as the Special Mgmt No vote
Auditors
5.1 Approve the cancellation of shares Mgmt No vote
repurchased under the 2005/2006 Share
Buyback Program
5.2 Approve the new Share Buy Back Program Mgmt No vote
for 2006/2007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 248 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.3 Approve 1-time payout in the form of a Mgmt No vote
par value repayment
5.4 Approve the share split Mgmt No vote
5.5.1 Amend Article 4 Paragraph 1 and Article Mgmt No vote
4A of the Articles of Association
5.5.2 Approve the reduction of the threshold Mgmt No vote
value for agenda item requests Article
12 Paragraph 1 of the Articles of
Association
6. Approve to create conditional capital Mgmt No vote
and amend Article 4A Paragraph 2 of the
Articles of Association
PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote
YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF THE NAMES OF THE AUDITORS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 249 of 276
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700838608
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 16 DEC 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Appoint the Directors after having Mgmt No vote
determined how many they are to be for
the 3 year term 2006-2008; approve that
their term will end in combination with
the 2008 shareholders meeting call
2. Approve to determine the Board of Mgmt No vote
Directors and the Executive Committee s
salary for every future year in office
as per Article 26 of the Bylaw,
nevertheless for the internal Auditors
and their President as per the
Legislative Decree 231/01
3. Grant authority for the purchase and Mgmt No vote
sale of own shares as per Article
2357-Ter of the Italian Civil Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 250 of 276
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700917771
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote
APR 2006 HAS BEEN POSTPONED DUE TO LACK
OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 12 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 02
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the financial statements for the Mgmt No vote
YE 31 DEC 2005, accompanied by reports
by the Directors and the Independent
Auditors, report by the Board of
Statutory Auditors and the consolidated
financial statements and the social and
environmental report
O.2 Approve the allocation of net profit for Mgmt No vote
the year
O.3 Approve the Group Personnel long-term Mgmt No vote
Incentive Plan for 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 251 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.1 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 1
year starting from the date of
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to increase the
share capital, with the exclusion of
rights, as allowed by Section 2441.8 of
the Italian Civil Code, for a maximum
nominal amount of EUR 21,000,000 to
service the exercise of options to
subscribe to up to 42,000,000 ordinary
shares in Unicredito Italiano of par
value EUR 0.50 each, to reserve for the
executive personnel in the holding
Company and the Group s Bank and
Companies who hold positions of
particular importance for the purposes
of achieving the Group s overall
objectives, consequently amend the
Articles of Association
E.2 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 5
years starting from the date of the
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to carry out a bonus
capital increase, as allowed by the
Section 2349 of the Italian Civil Code,
for a maximum nominal amount of EUR
6,500,000 corresponding to up to
13,000,000 ordinary shares in Unicredito
Italiano of par value EUR 0.50 each, to
allocate to the executive personnel in
the holding Company and the Group s
Banks and Companies, who hold positions
of particular importance for the
purposes of achieving the Group s
overall objectives, consequently amend
the Articles of Association
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE AND REVISED
NUMBERING. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 252 of 276
UNASSIGNED
VEDANTA RESOURCES PLC, LONDON
SECURITY: G9328D100 AGENDA NUMBER: 700768700
TICKER: MEETING TYPE: AGM
ISIN: GB0033277061 MEETING DATE: 03-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the accounts of the Company and Mgmt For *
the reports of the Directors and the
Auditors thereon for the YE 31 MAR 2005
2. Declare a final dividend of 11.55 US Mgmt For *
cents per ordinary share in respect of
the YE 31 MAR 2005
3. Re-appoint Mr. Navin Agarwal as a Mgmt For *
Director, who retires in accordance with
the Article 121
4. Re-appoint Mr. Aman Mehta as a Director, Mgmt For *
who retires in accordance with the
Article 121
5. Re-appoint Mr. Euan Macdonald as a Mgmt For *
Director, who retires in accordance with
the Article 121
6. Re-appoint Mr. K.K. Kaura as a Director, Mgmt For *
who retires in accordance with the
Article 121
7. Re-appoint Mr. Shailendra Kumar Tamotia Mgmt For *
as a Director, who retires in accordance
with the Article 121
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 253 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Mr. Peter Sydney-Smith as a Mgmt For *
Director, who retires in accordance with
the Article 115
9. Re-appoint Mr. Naresh Chandra as a Mgmt For *
Director, in accordance with the Article
122
10. Re-appoint Deloitte & Touche LLP as the Mgmt For *
Auditors until the conclusion of the
next general meeting at which the
accounts are laid, and authorize the
Directors to set the Auditors
remuneration
11. Approve the remuneration report for the Mgmt For *
YE 31 MAR 2005
S.12 Approve that the powers conferred on the Mgmt For *
Directors by Article 59 of the Company s
Articles of Association be implemented
and authorize the Directors to make
market purchases of the Company s
ordinary shares in such manner and upon
such terms as the Directors may from
time to time determine, provided that:
(a) the Company does not purchase more
than 28,677,600 ordinary shares pursuant
to this authority; (b) the minimum price
which may be paid for an ordinary share
is 10 US cents being the nominal value
of an ordinary share exclusive of
associated expenses; and (c) the maximum
price which may be paid for an ordinary
share is an amount equal to 105% of the
average middle market quotations for an
ordinary share derived from the London
Stock Exchange Daily Official List for
the five business days immediately
preceding the day on which the ordinary
share is contracted to be purchases
exclusive of the associated expenses ;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 15 months ; and the Company
may make a contract to purchase ordinary
shares under
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 254 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
this authority before the expiry of this
authority which will or may not be
completed wholly or partly thereafter
and a purchase of the shares may be made
in pursuance of any such contract
S.13 Amend Article 217 of the Company s Mgmt For *
Articles of Association by deleting it
and replacing it with the new one
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 255 of 276
UNASSIGNED
VODAFONE GROUP PLC NEW
SECURITY: G93882101 AGENDA NUMBER: 700766249
TICKER: MEETING TYPE: AGM
ISIN: GB0007192106 MEETING DATE: 26-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the report of the Directors and Mgmt For *
financial statements for the year ended
31 MAR 2005
2. Re-elect Lord MacLaurin of Knebworth, Mgmt For *
DL, as a Director of the Company who
retires voluntarily
3. Re-elect Mr. Paul Hazen as a Director of Mgmt For *
the Company, who retires in accordance
with the Company's Articles of
Association
4. Re-elect Mr. Arun Sarin as a Director of Mgmt For *
the Company, who retires in accordance
with the Company's Articles of
Association
5. Re-elect Sir Julian Horn-Smith as a Mgmt For *
Director of the Company, who retires
voluntarily
6. Re-elect Mr. Peter Bamford as a Director Mgmt For *
of the Company, who retires voluntarily
7. Re-elect Mr. Thomas Geitner as a Mgmt For *
Director of the Company, who retires
voluntarily
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 256 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Dr. Michael Boskin as a Mgmt For *
Director of the Company, who retires in
accordance with the Company's Articles
of Association
9. Re-elect Mr. Lord Broers as a Director Mgmt For *
of the Company, who retires voluntarily
10. Re-elect Mr. John Buchanan as a Director Mgmt For *
of the Company, who retires voluntarily
11. Re-elect Mr. Penny Hughes as a Director Mgmt For *
of the Company, who retires in
accordance with the Company's Articles
of Association
12. Re-elect Professor Jurgen Schrempp as a Mgmt For *
Director of the Company, who retires
voluntarily
13. Re-elect Mr. Luc Vandevelde as a Mgmt For *
Director of the Company, who retires
voluntarily
14. Elect Sir John Bond as a Director of the Mgmt For *
Company, who retires in accordance with
the Company's Articles of Association
15. Elect Mr. Andrew Halford as a Director Mgmt For *
of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 257 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16. Declare a final dividend recommended by Mgmt For *
the Directors of 2.16p per ordinary
share for the year ended 31 MAR 2005
payable on the ordinary shares of the
Company to all members whose names
appeared on the Register of Members on
03 JUN 2005 and that such dividend be
paid on 05 AUG 2005
17. Approve the remuneration report of the Mgmt For *
Board for the year ended 31 MAR 2005
18. Re-appoint Deloitte & Touche LLP as the Mgmt For *
Auditors to the Company until the next
AGM
19. Authorize the Audit Committee to Mgmt For *
determine the remuneration of the
Auditors
20. Authorize the Company and any Company Mgmt For *
which is or becomes a subsidiary of the
Company during the period to which this
Resolution relates, for the purposes of
Part XA of the Companies Act 1985 to: i)
make Donations to EU Political
Organizations not exceeding GBP 50,000
in total; and ii) to incur EU Political
Expenditure not exceeding GBP 50,000 in
total, during the period ending on the
date of the Company's AGM in 2006; for
the purposes of this Resolution, the
expressions 'Donations', 'EU Political
Organizations' and 'EU Political
Expenditure' have the meanings set out
in Part XA of the Companies Act 1985 as
amended by the Political Parties,
Elections and Referendums Act 2000
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 258 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
21. Approve to renew the authority conferred Mgmt For *
on the Directors by Article 16.2 of the
Company's Articles of Association for
this purpose: the Section 80 amount be
USD 900,000,000; and the prescribed
period be the period ending on the date
of the AGM in 2006 or on 26 OCT 2006,
whichever is the earlier
S.22 Approve, subject to the passing of Mgmt For *
Resolution 21, to renew the power
conferred on the Directors by Article
16.3 of the Company's Articles of
Association for the prescribed period
specified in Resolution 21 and for such
period the Section 89 amount be USD
320,000,000 with such amount including
the sale of ordinary shares held in
treasury
S.23 Authorize the Company, for the purposes Mgmt For *
of Section 166 of the Companies Act
1985, to make market purchases as
defined in Section 163 of that Act of
ordinary shares of USD 0.10 each in the
capital of the Company provided that:
the maximum aggregate number of ordinary
shares which may be purchased is
6,400,000,000; the minimum price which
may be paid for each ordinary share is
USD 0.10; the maximum price excluding
expenses which may be paid for any
ordinary share is an amount equal to
105% of the average of the middle market
quotation of the Company's ordinary
shares as derived from the Official List
of the London Stock Exchange for the
five business days immediately preceding
the day on which such share is
contracted to be purchased; and this
authority shall expire at the conclusion
of the AGM of the Company held in 2006
or on 26 OCT 2006, whichever is the
earlier, unless such authority is
renewed prior to that time except in
relation to the purchase of ordinary
shares the contract for which was
concluded before the expiry of such
authority and which might be executed
wholly or partly after such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 259 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.24 Approve that the Company's Memorandum of Mgmt For *
Association be amended to add the
following object 24: "(24) To provide a
Director with funds to meet reasonable
expenditure incurred or to be incurred
by him in defending any civil or
criminal proceedings, or in connection
with any application under those
provisions of the Companies Act 1985
referred to in section 337A of that Act,
and to do anything to enable a Director
to avoid incurring such reasonable
expenditure, to the extent permitted by
law.'; and the following additional
bullet point be added to Article 110.2
to allow Directors to vote on the issue
of indemnification and funding of
Directors' defence costs: 'any proposal
relating to: (i) the granting of an
indemnity to Directors; or (ii) the
funding of reasonable expenditure by one
or more Directors in defending civil or
criminal proceedings, or in connection
with any application under the
provisions of the Companies Act 1985
referred to in Section 337A(2) of that
Act; or (iii) the doing of anything to
enable such a Director or Directors to
avoid incurring such expenditure, by the
Company or any of its subsidiary
undertakings.'; and that Article 152.2
of the Company's Articles of Association
be amended to read as follows: 'So far
as the Companies Acts allow, the
Secretary and other officers of the
Company are exempted from any liability
to the Company where that liability
would be covered by the indemnity in
Article 152.1.' and that the following
Article 152.3 be inserted into the
Company's Articles of Association; 'So
far as the Companies Acts allow, the
Company or any of its subsidiary
undertakings may: (i) provide a Director
with funds to meet expenditure incurred
or to be incurred by him in defending
any civil or criminal proceedings, or in
connection with any application under
the provisions of the Companies Act 1985
referred to in Section 337A(2) of that
Act; and (ii) may do anything to enable
a Director to avoid incurring such
expenditure, but so that the terms set
out in Section 337A(4) of that Act shall
apply to any such provision of funds or
other things done'
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 260 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
25. Approve the Vodafone Global Incentive Mgmt For *
Plan the "Plan" and authorize the
Directors to take all actions that they
consider necessary or desirable to
implement and establish the Plan; and to
implement and establish further plans
based on the Plan modified to take
account of local tax, exchange controls
or securities laws in overseas
territories, provided that any shares
made available under such further plans
are treated as counting against any
limits on individual or overall
participation under the Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 261 of 276
UNASSIGNED
WAL-MART DE MEXICO SA DE CV, MEXICO
SECURITY: P98180105 AGENDA NUMBER: 700875555
TICKER: MEETING TYPE: MIX
ISIN: MXP810081010 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.1 Approve the report of the Administrative Mgmt No vote
Council
O.2 Approve the report of the Auditory Mgmt No vote
Committee
O.3 Approve the Commissioners report Mgmt No vote
O.4 Approve the document of financial Mgmt No vote
information that correspond to FY from
01 JAN 2005 to 31 DEC 2005
O.5 Approve the report on the repurchase of Mgmt No vote
shares account
E.6 Approve the project to cancel Mgmt No vote
201,523,800 Company shares, that are
currently held in treasure
E.7 Approve the project to reform Clause 5 Mgmt No vote
of the Company Bylaws, in virtue of the
adjustment that were made between the
fix and variable capital
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 262 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.8 Approve the project to allocate the Mgmt No vote
profits
O.9 Approve the dividend to be paid at the Mgmt No vote
option of this shareholder, as a cash
dividend of MXN 0.38 per share, or as a
stock dividend at a ratio to be
determined based on the closing price of
series on 22 MAR 2006, the proposed pay
date of this dividend is 07 APR 2006
O.10 Approve the increase of the Company s Mgmt No vote
variable capital, through the issuance
of up to 164,272,409 common shares, to
be used exclusively for the payment of
the stock dividend, the increase of
capital will be up to maximum
3,285,448,180; all shares that are not
subscribed as part of the dividend
payment will be cancelled; the increase
in capital will also be cancelled in
proportion with the shares cancelled
O.11 Approve the employee stock purchase Mgmt No vote
report
O.12 Approve the Wal-Mart of Mexico Mgmt No vote
Foundations report
O.13 Ratify the performance of the Mgmt No vote
Administrative Council during the FY
beginning on 01 JAN 2005 and ending on
31 DEC 2005
O.14 Elect or ratify the Members of the Mgmt No vote
Administrative Council
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 263 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.15 Approve the minutes of the meeting Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 264 of 276
UNASSIGNED
WPP GROUP PLC
SECURITY: G97974102 AGENDA NUMBER: 700800192
TICKER: MEETING TYPE: CRT
ISIN: GB0009740423 MEETING DATE: 26-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the Scheme of Arrangement Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 265 of 276
UNASSIGNED
WPP GROUP PLC
SECURITY: G97974102 AGENDA NUMBER: 700800205
TICKER: MEETING TYPE: EGM
ISIN: GB0009740423 MEETING DATE: 26-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
s.1 Authorize the Directors to take all such Mgmt For *
action as they consider necessary or
appropriate for carrying the scheme into
effect and approve to: the scheme of
arrangement; reduce and subsequent
increase in the share capital of the
Company; authorize the Directors for the
purpose of Section 80 of the Companies
Act 1985 to issue equity with
pre-emption rights up to GBP 175
million; amend, conditional on the
scheme becoming effective, to the
Articles of Association; authorize the
Directors of WPP 2005 Plc to be renamed
WPP Group Plc new WPP, conditional on
the scheme becoming effective, to
approve and adopt certain changes to
certain Incentives Schemes for the
purpose of satisfying outstanding
awards; approve :to reduce of capital of
new WPP; the change of the Company s
name to WPP 2005 Plc, conditional on the
scheme becoming effective; and the
de-listing of the Company s shares from
the Official List, conditional on the
scheme becoming effective
o.1 Authorize the Directors of new WPP, Mgmt For *
conditional on the scheme becoming
effective, to approve and adopt the WPP
2005 Executive Stock Option Plan
o.2 Authorize the Directors of new WPP, Mgmt For *
conditional on the scheme becoming
effective, to approve and adopt the WPP
2005 Worldwide Ownership Plan
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 266 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
o.3 Authorize the Directors of new WPP, Mgmt For *
conditional on the scheme becoming
effective, to adopt the WPP 2004
Leadership Equity Acquisition Plan
o.4 Authorize the Directors of new WPP, Mgmt For *
conditional on the scheme becoming
effective, to adopt the WPP Performance
Share Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 267 of 276
UNASSIGNED
XSTRATA PLC, LONDON
SECURITY: G9826T102 AGENDA NUMBER: 700910626
TICKER: MEETING TYPE: EGM
ISIN: GB0031411001 MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the proposed acquisition on the Mgmt For *
terms and subject to the conditions of
the Acquisition Agreement and authorize
the Board of Directors of the Company to
take all such steps as it considers
necessary, expedient or desirable to
effect the Proposed Acquisition or
otherwise in connection with the
Proposed Acquisition and any matter
incidental to the Proposed Acquisition
and to waive, amend, vary, revise or
extend any of such terms and conditions
as it may consider to be appropriate
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 268 of 276
UNASSIGNED
XSTRATA PLC, LONDON
SECURITY: G9826T102 AGENDA NUMBER: 700935743
TICKER: MEETING TYPE: AGM
ISIN: GB0031411001 MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the annual report and Mgmt For *
financial statements of the Company and
the reports of the Directors and the
Auditors thereon for the YE 31 DEC 2005
2. Declare a final dividend of USD 0.25 Mgmt For *
cents per ordinary share in respect of
the YE 31 DEC 2005
3. Approve the Directors remuneration Mgmt For *
report as specified for the YE 31 DEC
2005
4. Re-elect Mr. Ivan Glasenberg as a Non- Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
5. Re-elect Mr. Robert MacDonnell as a Non- Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
6. Re-elect Dr. Frederik Roux as a Non- Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 269 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-elect Mr. Santiago Zaldumbide as a Mgmt For *
Executive Director, who retires in
accordance with Article 128 of the
Company s Articles of Association
8. Re-appoint Ernst & Young LLP as the Mgmt For *
Auditors of the Company to hold office
until the conclusion of the next general
meeting at which accounts are laid
before the Company and authorize the
Directors to determine the remuneration
of the Auditors
9. Authorize the Directors, in substitution Mgmt For *
for all existing authority, and pursuant
to Section 80 and by Article 14 of the
Company s Articles of Association, to
allot relevant securities Section 80 up
to an amount of USD 108,477,815
equivalent to 216,955,630 ordinary
shares of USD 0.50 each in the capital
of the Company; Authority expires at
the conclusion of the next AGM of the
Company or after the passing of this
resolution
S.10 Authorize the Directors, in substitution Mgmt For *
for all existing authority, pursuant to
Section 89 and by Article 15 of the
Company s Articles of Association, to
allot equity securities, disapplying the
statutory pre-emption rights Section
89(1), and the amount is USD 16,271,672
equivalent to 32,543,344 ordinary shares
of USD 0.50 each in the capital of the
Company; Authority expires the earlier
of the conclusion of the next AGM of the
Company or after the passing of this
resolution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 270 of 276
UNASSIGNED
XSTRATA PLC, LONDON
SECURITY: G9826T102 AGENDA NUMBER: 700993961
TICKER: MEETING TYPE: EGM
ISIN: GB0031411001 MEETING DATE: 30-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve, subject to Resolutions 2 and 3 Mgmt For *
being passed, the proposed acquisition
by a wholly- owned indirect subsidiary
of the Company, Xstrata Canada Inc. the
Offeror, of any and all of the issued,
to be issued and outstanding
Falconbridge Shares as specified, other
than any Falconbridge Shares owned
directly or indirectly by the Offeror or
its affiliates, on the terms and subject
to the conditions of the offer document
as specified, a copy of which is
produced to the meeting and for
identification purposes, initialed by
the Chairman of the meeting, or on the
terms and subject to the conditions of
any amended, extended, revised, renewed,
additional or other offer or offers for
shares and/or associated rights in the
capital of Falconbridge Limited approved
by the Board of Directors of the Company
the Board or any duly constituted
committee of the Board a Committee the
Offer, to make waivers, extensions and
amendments or variations to any of the
terms and conditions of the Offer and to
do all such things that it may consider
necessary or desirable to implement and
give effect to, or otherwise in
connection with, the Offer and any
matters incidental to the Offer,
including in respect of options granted
to employees of Falconbridge or its
subsidiaries
2. Approve to increase the share capital of Mgmt For *
the Company from USD 437,500,000.50 and
GBP 50,000 to USD 7,554,974,199.00 and
GBP 50,000 by the creation of an
additional 14,234,948,397 ordinary
shares of USD 0.50 each in the capital
of the Company having the rights and
privileges and being subject to the
restrictions contained in the Articles
of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 271 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Association of the Company and ranking
pari passu in all respects with the
existing ordinary shares of USD 0.50
each in the capital of the Company
3. Authorize the Directors of the Company, Mgmt For *
subject to Resolution 2 being passed, to
renew the authority to allot relevant
securities for a period expiring unless
previously renewed, varied or revoked on
the date which is the 5 anniversary of
the date on which this resolution is
passed and for that period the Section
80 amount shall be i) USD
7,000,000,000.00 equivalent to
14,000,000,000 ordinary shares of USD
0.50 each in the capital of the Company
in connection with 1 or more issues of
relevant securities under one or more
transactions to refinance in whole or in
part any amount outstanding under the
Equity Bridge Facility as specified and
ii) otherwise than in connection with 1
or more issues of relevant securities
under 1 or more transactions to
refinance in whole or in part the Equity
Bridge Facility as specified, USD
117,474,198.50 equivalent to 234,948,397
ordinary shares of USD 0.50 each in the
capital of the Company
S.4 Authorize the Directors of the Company, Mgmt For *
in place of all existing powers, to
allot equity securities as if Section
89(1) of the Companies Act 1985 did not
apply, for that period the Section 89
amount is USD 17,621,129.00 equivalent
to 35,242,258 ordinary hares of USD 0.50
each in the capital of the Company;
Authority expires at the next AGM of the
Company
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 272 of 276
UNASSIGNED
YUANTA CORE PACIFIC SECURITIES CO LTD
SECURITY: Y98639100 AGENDA NUMBER: 700951254
TICKER: MEETING TYPE: AGM
ISIN: TW0006004005 MEETING DATE: 12-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 292997 DUE TO ADDITIONAL
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1.1 Receive the report on business operating Mgmt For *
results of the FY 2005
1.2 Receive the Supervisors review financial Mgmt For *
reports for the FY 2005
1.3 Approve to stipulate the criterion of Mgmt For *
moral behavior of Directors, Supervisors
and Managers
2. Ratify the financial reports for the FY Mgmt For *
2005
3.1 Approve the net profit allocation for Mgmt For *
the FY 2005 cash dividend: TWD 0.27 per
share
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 273 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.2 Amend Article 15, 16, 19, 27 and 28 of Mgmt Against *
the Articles of Incorporation
4. Others and extraordinary proposals Other Against *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 274 of 276
UNASSIGNED
ZURICH FINANCIAL SERVICES, ZUERICH
SECURITY: H9870Y105 AGENDA NUMBER: 700905790
TICKER: MEETING TYPE: OGM
ISIN: CH0011075394 MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
278739, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.THANK YOU
1. Approve the annual report, the annual Mgmt No vote
financial statements and the
consolidated financial statements for
2005
2. Approve the allocation of income and Mgmt No vote
dividends of CHF 4.60 per share
3. Approve the share capital reduction, Mgmt No vote
repayment of reduction in nominal value,
and amend the Articles of Incorporation,
to effect a further payout in cash to
shareholders of CHF 2.40 per registered
share by reducing the nominal value of
each registered share from CHF 2.50 to
CHF 0.10 in order to preserve
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 275 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
proportional shareholders rights, and
amend the threshold for requesting items
on the agenda in accordance with Article
12 Paragraph 2 of the Articles of
Incorporation proportionally to the
reduced nominal value a part of summary,
this entails the following: that the
share capital, in accordance with the
Article 5 of the Articles of
Incorporation be reduced by CHF
345,616,692 from CHF 360,017,387.50 to a
new total of CHF 14,400,695.50 by
reducing
4. Amend the Articles of Incorporation; Mgmt No vote
authorized share capital
5. Amend the Articles of Incorporation Mgmt No vote
6. Grant release to the Members of the Mgmt No vote
Board of Directors and the Group
Executive Committee
7.1.1 Elect Mr. Don Nicolaisen as a Director Mgmt No vote
7.1.2 Elect Mr. Fred kindle as a Director Mgmt No vote
7.1.3 Elect Mr. Tom De Swaan as a Director Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 276 of 276
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7.1.4 Re-elect Mr. Thomas Escher as a Director Mgmt No vote
7.1.5 Re-elect Mr. Philippe Pidoux as a Mgmt No vote
Director
7.1.6 Re-elect Mr. Venon Sankey as a Director Mgmt No vote
7.2 Ratify PriceWaterhouseCoopers Ltd. as Mgmt No vote
the Auditors
The Hartford International Small Company Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 349
UNASSIGNED
ABB GRAIN LTD
SECURITY: Q0010P104 AGENDA NUMBER: 700876456
TICKER: MEETING TYPE: AGM
ISIN: AU000000ABB9 MEETING DATE: 24-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 288545 DUE TO ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1. Approve the Company s financial report Non-Voting No vote
and reports of the Directors and the
Auditors in respect of the FYE 30 SEP
2005
2.a Elect Mr. Andrew Barr as a Director Non-Voting No vote
2.b Elect Mr. Max Venning as a Director Non-Voting No vote
2.c Elect Mr. Max Wilksch as a Director Non-Voting No vote
2.d Elect Mr. Paul Daniel as a Director Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.e Elect Mr. Adrian Glover as a Director Non-Voting No vote
2.f Elect Mr. Andrew Inglis as a Director Non-Voting No vote
3. Re-elect Mr. Ross Johns as a A-Class Non-Voting No vote
Director for Victoria, who retires in
accordance with the Constitution
4. Re-elect Mr. Trevor Day as a A-Class Non-Voting No vote
Director for all jurisdictions, who
retires in accordance with the
Constitution
5. Re-elect Mr. Perry Gunner as a B-Class Mgmt For *
Director, who retires in accordance with
the Constitution
6. Elect Mr. Kevin Osborn as a B-Class Mgmt For *
Director, who retires in accordance with
the Constitution
7. Elect Mr. Timothy Ryan as a B-Class Mgmt For *
Director, who retires in accordance with
the Constitution
8. Adopt the remuneration report for the Non-Voting No vote
FYE 30 SEP 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9. Approve the B-Class shareholders passing Non-Voting No vote
the ordinary resolution as specified,
for the purpose of ASX Listing Rule
10.14 to authorize the acquisition by
Mr. Michael Iwaniw of up to 180,000
b-Class shares in the Company by 23 FEB
2009 under the existing ABB Grain Ltd
Deferred Employees Share Plan
1. Adopt the remuneration report for the Mgmt For *
FYE 30 SEP 2005
2. Approve the B-Class shareholders passing Mgmt For *
the ordinary resolution as specified,
for the purpose of ASX Listing Rule
10.14 to authorize the acquisition by
Mr. Michael Iwaniw of up to 180,000
b-Class shares in the Company by 23 FEB
2009 under the existing ABB Grain Ltd
Deferred Employees Share Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 349
UNASSIGNED
ADSTEAM MARINE LIMITED
SECURITY: Q0138Y110 AGENDA NUMBER: 700815989
TICKER: MEETING TYPE: AGM
ISIN: AU000000ADZ4 MEETING DATE: 08-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the financial report and reports Non-Voting No vote
of the Directors and the Auditor for the
YE 30 JUN 2005
2. Adopt the remuneration report for the YE Mgmt For *
30 JUN 2005
3. Re-elect Mr. David Mortimer as a Mgmt For *
Director, who retires by rotation
4. Approve that for all purpose, pursuant Mgmt For *
to rule 6.3(a) of the Company s
Constitution, that with effect from 01
JUL 2005, the maximum aggregate
remuneration payable to Non- Executive
Directors in any FY be increased from
AUD 200,000 to AUD 600,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 349
UNASSIGNED
AEM SPA
SECURITY: T0140L103 AGENDA NUMBER: 700811258
TICKER: MEETING TYPE: OGM
ISIN: IT0001233417 MEETING DATE: 28-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 04 NOV 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Appoint one Director and the resolutions Mgmt No vote
related thereto
2. Approve to inform shareholders of Mgmt No vote
current Company s performance and the
future plans as per Article 12, 2nd
Comma of the Bylaw
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 349
UNASSIGNED
AEM SPA
SECURITY: T0140L103 AGENDA NUMBER: 700914446
TICKER: MEETING TYPE: OGM
ISIN: IT0001233417 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 05 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Receive the balance sheet report as of Mgmt No vote
31 DEC 2005, the Board of Directors
report on the Management activity; the
Internal Auditors report; resolutions
related thereto
PLEASE NOTE THAT IN ADDITION TO BANCA Non-Voting No vote
INTESA S STANDARD FEES FOR THE ISSUING
OF COMMUNICATIONS TO THE COMPANIES TO
ATTEND THE MEETINGS, YOU WILL BE CHARGED
DIRECTLY AND ON A SEPARATE BASIS WITH
THE PROXY AGENT S FEES, WHICH RANGE FROM
EUR 300 TO EUR 500 PER MEETING. THANK
YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 349
UNASSIGNED
AIR NEW ZEALAND LTD
SECURITY: Q0169V100 AGENDA NUMBER: 700801423
TICKER: MEETING TYPE: AGM
ISIN: NZAIRE0001S2 MEETING DATE: 19-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Elect Mr. Ken Douglas as a Director Mgmt For *
2. Elect Mr. Roger France as a Director Mgmt For *
3. Elect Mr. John Palmer as a Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 349
UNASSIGNED
AKTOR SA
SECURITY: X0031L118 AGENDA NUMBER: 700843748
TICKER: MEETING TYPE: EGM
ISIN: GRS185213006 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve, according to Articles 23a and Mgmt No vote
34 Paragraph 1 Code Law 2190/1920, the
contract plan and the breaking up
instrument of the Company Aktor SA by
absorption by the Companies Hellenic
Technodomiki Tev Sa and Trigonon Sa
after the certificates and reports of
the Chartered Auditors the rest of
documents and the financial statements
of the according to Article 82 Paragraph
5 Code Law 2190/1920, Board of Directors
report and their relevant statements and
authorize the Company s Board of
Director for the signing of the notary
deed and accomplishment of any other
statement, instrument or legal
transaction for the purpose of the
completion of this breaking up
2. Approve of, up to now, the Companys Mgmt No vote
Board of Directors acts, actions and
statements of added and attornies for
the purposes of the Companys breaking up
by absorption from the Societe Anonyme
Hellenic Technodomiki Tev Sa and
Trigonon Sa
3. Approve the election from the Board of Mgmt No vote
Director of temporary consultants in
replacement of resigned ones
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 349
UNASSIGNED
ALSTOM, PARIS
SECURITY: F02594103 AGENDA NUMBER: 700746615
TICKER: MEETING TYPE: MIX
ISIN: FR0000120198 MEETING DATE: 05-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 12 JUL 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
collection process, ADP has a process in
effect which will advise the Global
Custodian of the new account position
available for voting. This will ensure
that the local custodian is instructed
to amend the vote instruction and
release the shares for settlement of the
sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
O.1 Acknowledge, following the Mgmt No vote
merge-absorption of the Company Deloitte
Touche Tohmatsu by Deloitte Touche
Tohmatsu Audit, that the term of office
of the Company Deloitte Touche Tohmatsu
as the Statutory Auditor is continued by
Deloitte Touche Tohmatsu Audit with its
new Corporate name: Deloitte Et
Associes, until the OGM called to
deliberate on the financial statements
for the year 2008- 2009; the term of
office of the Company Beas As Deloitte
and Associes Deputy Auditor is also
carried on until the OGM called to
deliberate on the financial statements
for the year 2008-2009
O.2 Receive the report of the Board of Mgmt No vote
Directors and the general report of the
Statutory Auditors, approve the
Corporate financial statements and the
balance sheet for the FYE 31 MAR 2005,
and approve the non- deductible fees and
expenses
O.3 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors,
approve the consolidated financial
statements for the said FY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.4 Approve the recommendations of the Board Mgmt No vote
of Directors and to appropriate the
earnings of EUR 83,421,190.96 as
follows: income for the FY: EUR
83,421,190.96, prior retained earnings:
EUR (-)115,006,359.66, carry forward
account: EUR (-)31,585,168.70, in
accordance with the regulations in
force, the general meeting is reminded
that no dividend will be paid
O.5 Receive the special report of the Mgmt No vote
Auditors on agreements governed by
Article L. 225-38 of the French
Commercial Code, approve the said report
and the agreements referred to therein
O.6 Ratify the appointment of Mr. Francis Mgmt No vote
Mer as a Director until the close of the
OGM called to rule on the financial
statements for the year 2007-2008
O.7 Authorize the Board of Directors, in Mgmt No vote
substitution for the one set forth in
Resolution Number 10 and given by the
CGM of 09 JUL 2004, to trade in the
Company s shares on the stock market, as
per the following conditions: maximum
purchase price: EUR 5.00, maximum number
of shares to be traded: 10% of Company s
share capital, i.e. 549,721,140 shares,
maximum amount liable to be used for
such repurchases: EUR 2,748,605,700.00;
Authority expires at the general meeting
called to approve the financial
statements for the year began on 01 APR
2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.8 Receive the Board of Directors report, Mgmt No vote
approve to consolidate the Company s
shares of a par value of EUR 0.35 each,
with a ratio of exchange of 40 shares of
a par value of EUR 0.35 against 1 new
share of a par value of EUR 14.00; and
amend the Articles of Association Number
6 Registered Capital and 15.3
Functioning of the General Meetings -
Voting Right
E.9 Authorize the Board of Directors in Mgmt No vote
order to increase the share capital in
one or more transactions, in France or
abroad, by a maximum nominal amount of
EUR 600,000,000.00: by way of issuing,
with preferred subscription rights
maintained, ordinary shares and any
other securities giving access to
existing shares or shares to be issued
of the Company, or of a Company in which
it owns over half of the capital, to be
subscribed either in cash or by the
offsetting of debts, or giving right to
the allocation of debt securities, and
by way of capitalizing reserves,
profits, premiums or other means,
provided that such capitalization is
allowed, to be carried out through the
issue of bonus shares or the raise of
the par value of the existing shares;
Authority expires at the end of 26
months; the nominal value of debt
securities issued shall not exceed EUR
1,500,000,000.00; the number of
securities to be issued can be increased
under the terms of Article L. 225-135-1
of the French Commercial Code and within
the limit of the aggregate ceiling of
the share capital of EUR 600,000,000.00;
and to take all necessary measures and
accomplish all necessary formalities
E.10 Authorize the Board of Directors in Mgmt No vote
order to increase the share capital in
one or more transactions, in France or
abroad, by a maximum nominal amount of
EUR 600,000,000.00, by way of issuing,
without preferred subscription right,
ordinary shares and any other securities
giving access to existing shares or
shares to be issued of the Company, or
of a Company in which it owns
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
over half of the capital, to be
subscribed either in cash or by the
offsetting of debts, or giving right to
the allocation of debt securities;
Authority expires at the end of 26
months; the nominal value of debt
securities issued shall not exceed EUR
1,500,000,000.00; and to issue, within
the limit of the aggregate ceiling of
the share capital of EUR 600,000,000.00,
the Company s ordinary shares and, or
securities giving access to the existing
shares or shares to be issued, in
consideration for securities tendered in
a public exchange offer initiated by the
Company under the terms of Article L.
225- 148 of the French Commercial Code;
the number of securities to be issued
can be increased under the terms of
Article L. 225- 135-1 of the French
Commercial Code and with in the limit of
the aggregate ceiling of the share
capital of EUR 600,000,000.00; and
authorize the Board of Directors to take
all necessary measures and accomplish
all necessary formalities
O.11 Authorize the Board of Directors to Mgmt No vote
increase the share capital, within the
limit of 10% of the share capital, by
way of issuing ordinary shares or
securities giving access to giving
access to the Company s shares, in
consideration for the contributions in
kind granted to the Company and
comprised of equity securities or
securities giving access to share
capital, without the shareholders
preferential subscription rights; this
amount shall not count against the
ceiling of the capital increase set
forth in Resolutions Number 9 and 10;
Authority expires at the end of 26
months; and authorize the Board of
Directors to take all necessary measures
and accomplish all necessary formalities
O.12 Authorize the Board of Directors to Mgmt No vote
proceed with allocations free of charge
of the Company s existing ordinary
shares or to be issued, in favour of the
employees or the Officers of the Company
or its subsidiaries, provided that they
shall not represent more than 2.5% of
the share capital; Authority
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
expires at the end of 38 months; and
authorize the Board of Directors to take
all necessary measures and accomplish
all necessary formalities
E.13 Authorize the Board of Directors, in Mgmt No vote
substitution for the balance unused, the
authorization set forth in Resolution
Number 17 and given by the CGM of 09 JUL
2004 to increase the share capital, in
one or more transactions, in favour of
the Company and its subsidiaries members
of a Company Savings Plan; Authority
expires at the end of 26 months, for an
amount, which shall not exceed 2.5% of
the Company capital
O.14 Authorize the Board of Directors to Mgmt No vote
reduce the share capital by cancelling
all or part of the shares held by the
Company in connection with a Stock
Repurchase Plan, provided that the total
number of shares cancelled does not
exceed 10% of the capital, and in
accordance with the legal and statutory
provisions in force; Authority expires
at the end of 24 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
O.15 Amend the Articles of Association Number Mgmt No vote
9 Board of Directors in order to adapt
it to the next ruling the representation
of the French state in the Company s
Board of Directors and to modify the
minimum number of shares to be held by
the Directors, but the French state
representative, consequently to the
shares consolidation set forth in
Resolution Number 8
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.16 Grant all powers to the bearer of a copy Mgmt No vote
or an extract of the minutes of this
meeting in order to accomplish all
formalities, filings and registrations
prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 349
UNASSIGNED
ALTANA AG, BAD HOMBURG
SECURITY: D03304108 AGENDA NUMBER: 700906780
TICKER: MEETING TYPE: AGM
ISIN: DE0007600801 MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the approved annual Non-Voting No vote
financial statements and the management
rebilligten Konzernabschlusses und des
Konzernlageberichts fuer das
Geschaeftsjafor the fiscal year 2005
with the report of the Supervisory Board
2. Verwendung des Bilanzgewinns fuer das Mgmt For *
Geschaeftsjahr 2005
3. Entlastung des Vorstands fuer das Mgmt For *
Geschaeftsjahr 2005
4. Entlastung des Aufsichtsrats fuer das Mgmt For *
Geschaeftsjahr 2005
5.a Wahl des Herrn Dr. Uwe-Ernst Bufe in den Mgmt For *
Aufsichtsrat
5.b Wahl des Herrn Prof. Dr. Heinz Mgmt For *
Riesenhuber in den Aufsichtsrat
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.c Re-elect Dr. Klaus-Jurgen Schmieder as a Mgmt For *
Member of the Supervisory Board
6. Wahl des Abschlusspruefers fuer das Mgmt For *
Geschaeftsjahr 2006
7. Decision on the authorization of the Mgmt For *
company to acquire treasury shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 349
UNASSIGNED
AMVESCAP PLC
SECURITY: G4917N106 AGENDA NUMBER: 700815408
TICKER: MEETING TYPE: SEP
ISIN: GB0001282697 MEETING DATE: 01-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.1 Approve the passing of the Resolution of Mgmt For *
the EGM of the Company dated 04 OCT 2005
as prescribed; and each and every
alteration or abrogation of the special
rights and privileges attached to the
ordinary shares involved in or effected
by the passing and implementation of
such Resolution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 349
UNASSIGNED
AMVESCAP PLC
SECURITY: G4917N106 AGENDA NUMBER: 700816006
TICKER: MEETING TYPE: EGM
ISIN: GB0001282697 MEETING DATE: 01-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.1 Approve the Company: 1.a) to increased Mgmt No vote
the authorised share capital from GBP
262,500,000 to GBP 262,550,000 by the
creation of 50,000 redeemable preference
shares of GBP 1 each, such shares to
carry the rights set out in the Articles
of Association as amended in accordance
with Paragraph 1(c) of this Resolution
the Preference Shares; b) in addition
to the authority granted to the
Directors at the most recent AGM of the
Company, authorize the Directors,
pursuant to Section 80 of the Companies
Act 1985, to allot 50,000 Preference
Shares with a maximum nominal amount of
GBP 50,000, authority expire on 31 DEC
2005; c) amend the Articles of
Association of the Company; 2) subject
to: a) the /USD Rate as specified being
no less than 1/USD 0.40, and b) the
passing as an extraordinary resolution
at a SEP of the holders of the ordinary
shares in the capital of the Company or
any adjournment thereof of the
resolution set out in the notice dated
04 OCT 2005 convening such meeting, the
ordinary share capital of the Company be
reduced by canceling and extinguishing
all of the issued and unissued ordinary
shares of 25p each each ordinary share,
a Relevant Ordinary Share and the credit
arising in the Company s books of
account as a result of such cancellation
and extinction be transferred to a
special reserve of the Company the
Cancellation Reserve and the amount
standing to the credit of the Company s
share premium account be cancelled and
the credit arising in the Company s
books of account as a result of such
cancellation be transferred to a special
reserve of the Company the Special
Reserve together with the cancellation
and extinction of the Relevant Ordinary
Shares, the Reduction; 3.a) Approve the
Company, to increased the authorised
share capital from GBP 50,000.25 to GBP
50,000.25 and USD 105,000,000 by the
creation of 1,050,000,000
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
new ordinary shares with a nominal value
of 10 US cents each each such share, a
USD Share, such USD Shares to have the
same rights and restrictions attached
thereto save as to the amount paid up on
each share as are attached by the
Articles of Association of the Company
as amended in accordance with Paragraph
7 of this Resolution; b) the sums
standing to the credit of each of the
Cancellation Reserve and the Special
Reserve be converted into USD at the
spot rate of exchange for the purchase
of USD with sterling at 8:00 a.m. on the
day on which the Court Order confirming
the Reduction is made the /USD Rate, c)
the sum standing to the credit of the
Cancellation Reserve as a result of the
conversion referred to in Sub-Paragraph
(3)(b) be applied in paying up such
number of USD Shares as is equal to the
aggregate number of issued Relevant
Ordinary Shares the Required Number in
full at par, provided that if there
would otherwise be any surplus amount
remaining in the Cancellation Reserve,
such surplus amount shall be transferred
to the Special Reserve; d) the Required
Number of USD Shares be allotted and
issued credited as fully paid to those
persons who appeared on the register of
the Members of the Company as the
holders of the issued Relevant Ordinary
Shares at 6:30 a.m. on the date on which
the Reduction takes effect in the
proportion of one USD Share for each
issued Relevant Ordinary Share then held
by them; and e) authorize the Director,
to allot relevant securities of the
Company, pursuant to and for the
purposes of Section 80 of the Act to
allot the Required Number of USD Shares
involving a maximum nominal amount in
USD of relevant securities as is equal
to the Required Number multiplied by 10
US cents and authority expire on 31 DEC
2005; 4) Authorize the Directors of the
Company, in accordance with Section 80
of the Companies Act 1985, to allot
relevant securities as defined in
Sub-Section (2) of that section) up to
an aggregate nominal amount of USD
23,900,000, authority, expire on 27 APR
2010, and the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry;
5.a) Approve the Directors of the
Company, pursuant to Section
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
95 of the Companies Act 1985, to allot
equity securities Section 94 of the
Companies Act 1985 for cash as if
Section 89(1) of that Act, disapplying
the statutory pre-emption rights Section
89(1) of the Act, provided that the
power conferred by this Resolution shall
be limited to: i) any allotment of
equity securities in connection with a
rights issue, being an offer of equity
securities to: 1) the holders other than
the Company of USD Shares on the
relevant register on a fixed record date
in proportion as nearly as may be to
their respective holdings of USD Shares
for which purpose holdings in
certificated and uncertificated form may
be treated as separate holdings; and 2)
other persons so entitled by virtue of
the rights attaching to any other
securities held by them but subject in
both cases to such exclusions or other
arrangements as the Directors may deem
necessary or expedient in relation to
fractional entitlements or record dates
or legal or practical problems under the
laws of any territory or the
requirements of any recognized
regulatory body or stock exchange; and
ii) any allotments otherwise than
pursuant to Sub-Paragraph (i) above of
equity securities up to an aggregate
nominal value not exceeding USD
4,050,000; b) authority expire on 27 APR
2010; c) the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry;
6) Authorize the Company, pursuant to
Section 166 of the Companies Act 1985,
to make market purchases Section 163 of
the Act of up to 81,076,000 USD Shares
of 10 cents, at a minimum price of USD
Shares and up to 105% of the average
middle market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 27 JUL 2006; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry; and 7) Amend
the Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 349
UNASSIGNED
ANTOFAGASTA P L C
SECURITY: G0398N128 AGENDA NUMBER: 700974353
TICKER: MEETING TYPE: AGM
ISIN: GB0000456144 MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the financial statements and Mgmt For *
statutory reports
2. Approve the remuneration report Mgmt For *
3. Approve the final dividend of USD 0.94 Mgmt For *
per ordinary share
4. Re-elect Mr. Ramon Jara as a Director Mgmt For *
5. Re-elect Mr. Charles Bailey as a Mgmt For *
Director
6. Re-elect Mr. Gonzalo Menendez as a Mgmt For *
Director
7. Re-elect Mr. Philip Adeane as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Deloitte Touche LLP as the Mgmt For *
Auditors and authorize the Board to
determine their remuneration
S.9 Approve to increase the authorized Mgmt For *
capital to GBP 67 millions and authorize
the Directors to capitalize GBP
39,434,267.80 in paying up new ordinary
shares of 5p each issue of equity with
pre-emptive rights up to GBP
39,434,267.80, amend rights attached to
the 5 cumulative preference shares
S.10 Adopt the new Articles of Association Mgmt For *
S.11 Authorize 98,581,669 ordinary shares for Mgmt For *
market purchase
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN NUMBERING OF RESOLUTIONS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 349
UNASSIGNED
ANTOFAGASTA P L C
SECURITY: G0398N128 AGENDA NUMBER: 700978173
TICKER: MEETING TYPE: EGM
ISIN: GB0000456144 MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN OGM. THANK Non-Voting No vote
YOU.
E.1 Adopt the revised Articles of Mgmt For *
Association
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 349
UNASSIGNED
AWB LTD
SECURITY: Q12332104 AGENDA NUMBER: 700874262
TICKER: MEETING TYPE: AGM
ISIN: AU000000AWB5 MEETING DATE: 23-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 286078 DUE TO CHANGE IN
VOTING STATUS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1. Receive the Company s Financial report, Non-Voting No vote
Director s report and Auditor s report
for the FYE 30 SEP 2005
1.2A Elect Mr. Keith Perrett as a Director by Non-Voting No vote
AWB Limited A class shareholders from
NSW/ACT
1.2B Elect Mr. Brendan Fitzgerald as a Non-Voting No vote
Director by AWB Limited A class
shareholders from SA
1.2C Elect Mr. Brendan Stewart as a Director Non-Voting No vote
by AWB Limited A class shareholders from
QLD/NT
1.3 Approve to increase the maximum Mgmt For *
aggregate remuneration for all
non-executive Directors of AWB Limited
by AUD 400,000 to AUD 1,600,000 per year
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1.4 Adopt the remuneration report which Mgmt For *
forms part of the Directors report for
the YE 30 SEP 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 349
UNASSIGNED
AWD HOLDING AG, HANNOVER
SECURITY: D0460P103 AGENDA NUMBER: 700948601
TICKER: MEETING TYPE: AGM
ISIN: DE0005085906 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses, des gebilligten
Konzernabschlussh the report of the
Supervisory Board, the Group financial
statements and the Group annual report
2. Beschlussfassung ueber die Verwendung Mgmt For *
des Bilanzgewinns 82 as follows: payment
of a dividend of EUR 1 per no-par share
EUR 57,174,319.82 shall be carried
forward ex-dividend and payable date: 01
JUN 2006
3. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Vorstands
4. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Aufsichtsrats
5. Beschlussfassung ueber die Bestellung Mgmt For *
des Abschlusspruefers fuer das
Geschaeftnover
6. Beschlussfassung ueber die Ermaechtigung Mgmt For *
zum Erwerb und zur Verwendung eigener
Aktien ering neither more than 15% from
the market price of the shares if they
are acquired through the stock exchange,
nor more than 20% if they are acquired
by way of a repurchase offer, on or
before 30 NOV 2007;
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the Board of Managing Directors shall be
authorized to sell the shares against
payment in cash if the shares are sold
at a price not materially below their
market price, to use the shares in
connection with mergers and acquisitions
or within the scope of the Company s
Stock Option Plans, to use the shares as
employee shares, and to retire the
shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 349
UNASSIGNED
BACHEM HOLDING AG, BUBENDORF
SECURITY: H04002129 AGENDA NUMBER: 700929473
TICKER: MEETING TYPE: OGM
ISIN: CH0012530207 MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ------------ ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS. THANK YOU
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 349
UNASSIGNED
BACHEM HOLDING AG, BUBENDORF
SECURITY: H04002129 AGENDA NUMBER: 700929485
TICKER: MEETING TYPE: OGM
ISIN: CH0012530207 MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS. THANK YOU
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
303835, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
1. Approve the consolidated financial Mgmt No vote
statements 2005 and the report of the
Group Auditors
2. Approve the annual report and annual Mgmt No vote
financial statements 2005 and the report
of the Auditors
3. Approve the appropriation of retained Mgmt No vote
earnings
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Grant discharge to the Board of Directors Mgmt No vote
5.1 Elect Dr. Peter Grogg as a Member of the Mgmt No vote
Board of Directors
5.2 Elect Mr. Gottlieb Knoch as a Member of Mgmt No vote
the Board of Directors
5.3 Elect Dr. Thomas Burckhardt as a Member Mgmt No vote
of the Board of Directors
5.4 Elect Prof. Hans Hengartner as a Member Mgmt No vote
of the Board of Directors
5.5 Elect Dr. Francois Leplattenier as a Mgmt No vote
Member of the Board of Directors
6. Elect the Auditors and the Group Mgmt No vote
Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 349
UNASSIGNED
BALOISE-HOLDING, BASEL
SECURITY: H04530202 AGENDA NUMBER: 700889390
TICKER: MEETING TYPE: OGM
ISIN: CH0012410517 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 349
UNASSIGNED
BALOISE-HOLDING, BASEL
SECURITY: H04530202 AGENDA NUMBER: 700925603
TICKER: MEETING TYPE: AGM
ISIN: CH0012410517 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
292746, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the 2005 annual financial Mgmt For *
statements and the 2005 consolidated
financial statements
2. Grant discharge the Board of Directors Mgmt For *
and the Management
3. Approve the allocation of income and the Mgmt For *
dividends of CHF 2.20 per share
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.1 Re-elect Mr. Christoph J.C. Albrecht as Mgmt For *
a Board of Director
4.2 Re-elect Mr. Andreas Burckhardt as a Mgmt For *
Board of Director
4.3 Re-elect Mr. Klaus Jenny as a Board of Mgmt For *
Director
5. Appoint PricewaterhouseCoopers LTD as Mgmt For *
the Statutory Auditors and the Group
Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 349
UNASSIGNED
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD
SECURITY: Y07717104 AGENDA NUMBER: 700869401
TICKER: MEETING TYPE: EGM
ISIN: CN0009324749 MEETING DATE: 15-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve: a) and ratify the conditional Mgmt For *
agreement dated 22 DEC 2005 the BGS
Equity Interests Transfer Agreement
entered into between the Company and
Capital Airports Holding Company Parent
Company for the transfer of the 60%
equity interests in Beijing Aviation
Ground Services Company Ltd. BGS by the
Company to Parent Company and the
connected transactions contemplated
thereunder; b) and ratify the execution
of the BGS Equity Interests Transfer
Agreement by a Director of the Company
for and on behalf of the Company; and c)
to authorize the Directors of the
Company to do such other acts and
things, enter into all such transactions
and arrangements, execute such other
documents and/or deeds and/or take all
such steps, which in their opinion may
be necessary, desirable or expedient to
implement the BGS Equity Interests
Transfer Agreement and the connected
transactions contemplated thereunder
with such changes as the Directors of
the Company may consider necessary,
desirable or expedient
2. Approve: a) and ratify the conditional Mgmt For *
agreement dated 22 DEC 2005 the BAIK
Equity Interests Transfer Agreement
entered into between the Company and
parent Company for the transfer of the
60% equity interests in Beijing Airport
Inflight Kitchen Ltd. BAIK by the
Company to parent Company and the
connected transactions contemplated
thereunder; b) and ratify the execution
of the BAIK Equity Interests Transfer
Agreement by a Director of the Company
for and on behalf of the Company; and c)
to authorize the Directors of the
Company to do such other acts and
things, enter into all such transactions
and arrangements, execute such
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
other documents and/or deeds and/or take
all such steps, which in their opinion
may be necessary, desirable or expedient
to implement the BAIK Equity Interests
Transfer Agreement and the connected
transactions contemplated thereunder
with such changes as the Directors of
the Company may consider necessary,
desirable or expedient
3. Approve: a) and ratify the conditional Mgmt For *
agreement dated 22 DEC 2005 the Aviation
Safety and Security Assets Transfer
Agreement entered into between the
Company and parent Company for the
transfer of certain small sized fixed
assets related to the aviation safety
and security business including certain
cars, hand held metal detectors, and
office facilities by the Company to
parent Company and the connected
transactions contemplated thereunder; b)
and ratify the execution of the Aviation
Safety and Security Assets Transfer
Agreement by a Director of the Company
for and on behalf of the Company; and c)
to authorize the Directors of the
Company to do such other acts and
things, enter into all such transactions
and arrangements, execute such other
documents and/or deeds and/or take all
such steps, which in their opinion may
be necessary, desirable or expedient to
implement the Aviation Safety and
Security Assets Transfer Agreement and
the connected transactions contemplated
thereunder with such changes as the
Directors of the Company may consider
necessary, desirable or expedient
4. Approve: a) and ratify the conditional Mgmt For *
agreement dated 22 DEC 2005 the Energy,
Power, Garbage and Sewage Disposal
Assets Transfer Agreement entered into
between the Company and parent Company
for the transfer of certain moveable
assets including cleaning machines,
electric welding machines, air
compressors, cars and office facilities
by the Company to parent Company and the
connected transactions contemplated
thereunder; b) and ratify the execution
of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Energy, Power, Garbage and Sewage
Disposal Assets Transfer Agreement by a
Director of the Company for and on
behalf of the Company; and c) to
authorize the Directors of the Company
to do such other acts and things, enter
into all such transactions and
arrangements, execute such other
documents and/or deeds and/or take all
such steps, which in their opinion may
be necessary, desirable or expedient to
implement the Energy, Power, Garbage and
Sewage Disposal Assets Transfer
Agreement and the connected transactions
contemplated thereunder with such
changes as the Directors of the Company
may consider necessary, desirable or
expedient
5. Approve: a) and ratify the supply of Mgmt For *
Aviation Safety and Security Guard
Services Agreement dated 22 December
2005 entered into between the Company
and parent Company in relation to the
provision of aviation safety and
security guard services by parent
Company to the Company for a term from 1
JAN 2006 to 31 DEC 2007 both dates
inclusive the Supply of Aviation Safety
and Security Guard Services Agreement;
b) and ratify the continuing connected
transactions contemplated under the
Supply of Aviation Safety and Security
Guard Services Agreement and the
proposed annual caps therefor; c) and
ratify the execution of the Supply of
Aviation Safety and Security Guard
Services Agreement by a Director of the
Company for and on behalf of the
Company; and d) to authorize the
Directors of the Company to do such
other acts and things, enter into all
such transactions and arrangements,
execute such other documents and/or
deeds and/or take all such steps, which
in their opinion may be necessary,
desirable or expedient to implement the
Supply of Aviation Safety and Security
Guard Services Agreement and the
continuing
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
connected transactions contemplated
thereunder with such changes as the
Directors of the Company may consider
necessary, desirable or expedient
6. Approve: a) and ratify the supply of Mgmt For *
Greening and Environmental Maintenance
Services Agreement dated 22 DEC 2005
entered into between the Company and
Beijing Capital Airport Property
Management Company Limited Property
Management Company in relation to the
provision of greening and environmental
maintenance services by Property
Management Company to the Company for a
term from 1 JAN 2006 to 31 DEC 2007 both
dates inclusive the Supply of Greening
and Environmental Maintenance Services
Agreement; b) and ratify the continuing
connected transactions contemplated
under the Supply of Greening and
Environmental Maintenance Services
Agreement and the proposed annual caps
therefor; c) and ratify the execution of
the Supply of Greening and Environmental
Maintenance Services Agreement by a
Director of the Company for and on
behalf of the Company; and d) to
authorize the Directors of the Company
to do such other acts and things, enter
into all such transactions and
arrangements, execute such other
documents and/or deeds and/or take all
such steps, which in their opinion may
be necessary, desirable or expedient to
implement the Supply of Greening and
Environmental Maintenance Services
Agreement and the continuing connected
transactions contemplated thereunder
with such changes as the Directors of
the Company may consider necessary,
desirable or expedient
7. Approve: a) and ratify the Supply of Mgmt For *
Accessorial Power and Energy Services
Agreement dated 22 DEC 2005 entered into
between the Company and parent Company
in relation to the provision of
accessorial power and energy services by
parent Company to the Company for a term
from 1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
JAN 2006 to 31 DEC 2007 both dates
inclusive the Supply of Accessorial
Power and Energy Services Agreement; b)
and ratify the continuing connected
transactions contemplated under the
Supply of Accessorial Power and Energy
Services Agreement and the proposed
annual caps therefor; c) and ratify the
execution of the Supply of Accessorial
Power and Energy Services Agreement by a
Director of the Company for and on
behalf of the Company; and d) to
authorize the Directors of the Company
to do such other acts and things, enter
into all such transactions and
arrangements, execute such other
documents and/or deeds and/or take all
such steps, which in their opinion may
be necessary, desirable or expedient to
implement the Supply of Accessorial
Power and Energy Services Agreement and
the continuing connected transactions
contemplated thereunder with such
changes as the Directors of the Company
may consider necessary, desirable or
expedient
8. Approve: a) and ratify the Supply of Mgmt For *
Power and Energy Services Agreement
dated 15 JAN 2006 entered into between
the Company and parent Company in
relation to the provision of water,
electricity, steam, natural gas,
air-conditioning and heating by parent
Company to the Company, its joint
ventures and subsidiaries for a term
from 1 JAN 2006 to 31 DEC 2007 (both
dates inclusive) the Supply of Power and
Energy Services Agreement; b) and
ratify the continuing connected
transactions contemplated under the
Supply of Power and Energy Services
Agreement and the proposed annual caps
therefor; c) and ratify the execution of
the Supply of Power and Energy Services
Agreement by a Director of the Company
for and on behalf of the Company; and d)
to authorize the Directors of the
Company to do such other acts and
things, enter into all such transactions
and arrangements, execute such other
documents and/or deeds and/or take all
such steps, which in their opinion may
be necessary, desirable or expedient to
implement the Supply of Power and Energy
Services Agreement and the continuing
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
connected transactions contemplated
thereunder with such changes as the
Directors of the Company may consider
necessary, desirable or expedient
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 349
UNASSIGNED
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD
SECURITY: Y07717104 AGENDA NUMBER: 700947964
TICKER: MEETING TYPE: AGM
ISIN: CN0009324749 MEETING DATE: 08-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the report of the Board of Mgmt For *
Directors of the Company the Board for
the YE 31 DEC 2005
2. Approve the report of the Supervisory Mgmt For *
Committee of the Company for the YE 31
DEC 2005
3. Approve the audited financial statements Mgmt For *
and the Auditors report for the YE 31
DEC 2005
4. Approve the profit appropriation and the Mgmt For *
relevant declaration and payment of a
final dividends for the YE 31 DEC 2005
5. Elect Mr. Wang Tiefeng as an Executive Mgmt For *
Director of the Company, until the date
of the AGM of the Company for the YE 31
DEC 2008, the date of expiry of the
Board for the third term and authorize
the Board to determine his remuneration
and to enter into service contract
between the Company and Mr. Wang
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Re-appoint PricewaterhouseCoopers Zhong Mgmt For *
Tian Certified Public Accountants
Limited Company, and
PricewaterhouseCoopers, respectively, as
the Company s PRC and International
Auditors for the YE 31 DEC 2006 and
authorize the Board of Directors of the
Company to determine their remuneration
S.7 Authorize the Directors of the Company Mgmt For *
to allot and issue new shares in
accordance with the rules governing the
Listing Securities on the Stock Exchange
of Hong Kong Limited, the Company Law
PRC, and other applicable rules and
regulations in each case as amended from
time to time to exercise once or more
than once during the relevant period,
the authority of the Board of Directors
shall include; (i) the determination of
the class and number of shares to be
issued; (ii) the determination of the
issue price of the new shares; (iii) the
determination of the opening and closing
dates of the new issue; (iv) the
determination of the class and number of
new shares if any to be issued to the
existing shareholders; (v) the
determination of the use of proceeds of
the new issue; (vi) to make or grant
offers, agreements and options which
might require the exercise of such
powers, and; (vii) in the event of
prohibitions or requirements of overseas
laws or regulation or for some other
reasons as the Board of Directors may
consider expedient and, in the case of
an invitation to subscribe for or
allotment of shares to the shareholders
of the Company, the exclusion of
shareholders who are resident outside
the PRC or the Hong Kong Special
Administrative Region; the aggregate
number of domestic shares and overseas
listed foreign shares to be allotted or
conditionally or unconditionally agreed
to be allotted whether pursuant to the
exercise of options or otherwise by the
Board of Directors pursuant to the
authority granted under paragraph (a)
above excluding any shares allotted
pursuant to the arrangement for the
transfer of the statutory accumulation
fund into capital in accordance with the
Company Law of the PRC or the Articles
of Association of the Company shall not
exceed 20% of the respective aggregate
amount of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the issued domestic shares and overseas
listed foreign shares of the Company at
the date of the passing this resolution;
the Board of Directors shall exercise
the authority granted under paragraph
(a) above subject to the approval of the
China Securities Regulatory Commission
and relevant authorities of the PRC;
relevant period means the period from
the passing of this resolution;
Authority expires at the conclusion of
the next AGM of the Company for
12-months period; and approve, upon the
exercise by the Board of Directors of
the authority granted under this
resolution having been approved by the
relevant authorities and in accordance
with the Company Law of the PRC and
other applicable rules and regulations,
that the Company s registered share
capital be increased by an amount
corresponding to the amount of the
relevant shares allotted pursuant to the
exercise if the authority granted under
this resolution; and subject to the
allotment and issue of new shares
pursuant to the exercise of the
authority granted under this resolution
having been approved by the relevant
authorities and in accordance with the
Company Law of the PRC and other
applicable rules and regulations, to
authorize the Board of Directors to
amend as they may deem appropriate and
necessary relevant Articles of the
Articles of Association of the Company
to reflect the change in the share
capital structure of the Company
resulting from the allotment and issue
of new shares pursuant to the exercise
of the authority granted this resolution
to allot and issue new shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 349
UNASSIGNED
BENFIELD GROUP LTD
SECURITY: G0985D103 AGENDA NUMBER: 700921770
TICKER: MEETING TYPE: AGM
ISIN: BMG0985D1039 MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the report of the Directors, the Mgmt For *
financial statements and the Auditors
report for the YE 31 December 2005
2. Declare a final dividend of 7 pence per Mgmt For *
common share of GBP 0.01 each, such
dividend to be paid on 03 MAY 2006 to
holders on the register of Members at
the close of business on 31 MAR 2005
3.i Re-appoint Mr. John Coldman, who retires Mgmt For *
pursuant to the Bye-Law 12(2) of the
Company s Bye-Laws
3.ii Re-appoint Mr. Grahame Chilton, who Mgmt For *
retires pursuant to the Bye-Law 12(2) of
the Company s Bye-Laws
3.iii Re-appoint Rt. Hon Francis Maude PCMP, Mgmt For *
who retires pursuant to the Bye-Law
12(7) of the Company s Bye-Laws
4. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company until the
next general meeting at which financial
statements are laid before the Company
and authorize the Directors to fix their
remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Authorize the Directors in accordance Mgmt For *
with Bye-Law 51.B of the Company s
Bye-Laws to allot relevant securities
within the meaning of that Bye-Law up to
a maximum nominal amount of GBP 781,829
representing approximately one third of
the issued common share capital of the
Company at the date of this notice of
AGM; Authority shall expire on the
conclusion of the next AGM of the
Company, save that the Company may
before such expiry make an offer or
agreement which would or might require
relevant securities to be allotted after
such expiry and the Directors may allot
relevant securities pursuant to any such
offer or agreement as if the authority
conferred hereby had not expired
6. Authorize the Directors in accordance Mgmt For *
with Bye-Law 51.D of the Company s
Bye-Laws to allot relevant securities
for cash, as if the provisions of
Bye-Law 51.C (1) did not apply to such
allotments up to an aggregate nominal
amount equal to GBP 117,274 representing
approximately 5% of the common share
capital of the Company in issue at the
date of this notice of AGM
7. Approve the Directors remuneration Mgmt For *
report
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 349
UNASSIGNED
BIOMERIEUX, MARCY L'ETOILE
SECURITY: F1149Y109 AGENDA NUMBER: 700960671
TICKER: MEETING TYPE: AGM
ISIN: FR0010096479 MEETING DATE: 08-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS MIX MEETING. Non-Voting No vote
THANK YOU.
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
instruction and release the shares for
settlement of the sale transaction. This
procedure pertains to sale transactions
with a settlement date prior to Meeting
Date + 1
O.1 Receive the Management report of the Mgmt No vote
Board of Directors and the report of the
Auditors and approve the annual
financial statements for the YE 31 DEC
2005, showing income of EUR
51,277,249.16, the report of the
Chairman of the Board of Directors on
the works preparation and on the
internal audit procedures set up by the
Company and the reports of the Auditors
O.2 Receive the report of the Board of Mgmt No vote
Directors on the Group Management
included in the Management report and
the report of the Statutory Auditors on
the consolidated financial statements,
approves the consolidated financial
statements for the said FY
O.3 Acknowledge the balance sheet for the Mgmt No vote
FYE 31 DEC 2005 shows earnings of EUR
51,277,249.16, plus retained earnings of
EUR 16,005,723.97, representing a
distributable income of EUR
67,282,973.13, and the distributable
income be appropriated as follows: an
amount of EUR 69,756.32 will be
transferred to the special reserve for
sponsorship account, thus increased from
EUR 191,282.29 to EUR 261,038.61, an
amount of EUR 29,000,000.00 will be
transferred to the general reserve
account, thus increased from EUR
145,000,000.00 to EUR 174,000,000.00,
EUR 18,148,720.40 as dividends, i.e. EUR
0.46 for each of the 39,453,740 shares
comp rising the share capital, the
balance, i.e. EUR 20,064,496.41, to the
retained earnings account. as required
by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.4 Approve, as a result of the new Mgmt No vote
regulation on assets implementation CRC
2002-10 and CRC 2004-06 in force since
01 JAN 2005, the to transfer to the
retained earnings account, an amount of
EUR -3,272,551.74 corresponding to the
result due to this change of method
O.5 Receive and approve the special report Mgmt No vote
of the Auditors on agreements governed
by Articles L.225-38 ET Sequence of the
French Commercial Code and the
agreements referred to therein
O.6 Approve to renew the appointment of the Mgmt No vote
Company Deloitte ET Associes as
Statutory Auditor for a 6-year period
O.7 Approve to renew the appointment of the Mgmt No vote
Company Mr. Beas as Deputy Auditor of
the Company Deloitte ET Associes for a
6-year period
O.8 Authorize the Board of Directors to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 80.00, maximum funds invested in the
share buybacks: EUR 315,629,920.00, to
take all necessary measures and
accomplish all necessary formalities
this authorization is given for a period
expiring at the close of the annual
ordinary shareholders meeting to be
called to approve the financial
statements for the YE 31 DEC 2006;
Authority expires at the end of 18
months; it supersedes any and all
earlier delegations to the same effect.
it may
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
be used at any moment, even during
periods when cash and, or stock tender
offers are in effect, within the limits
of the regulation in force
E.9 Authorize the Board of Directors, Mgmt No vote
subject to the adoption of Resolution 8,
to reduce the share capital, on one or
more occasions and at its sole
discretion, by canceling all or part of
the shares held by the Company in
connection with the Stock Repurchase
Plan authorized by the Resolution 8, up
to a maximum of 10% of the share capital
over a 24-month period; Authority
expires at the next shareholders meeting
to be called to approve the financial
statement for the 2006 FY; it
supersedes the previous authorization
granted by the shareholders meeting of
09 JUN 2005
E.10 Authorize the Board of Directors to Mgmt No vote
increase on one or more occasions, the
share capital by issuance of shares,
with cancellation of the shareholders
preferred subscription rights in favour
of qualified investor belonging to a
limited circle of investors, the maximal
nominal amount of capital increases to
be carried out under this delegation of
authority shall not exceed 35% of the
share capital, the maximal nominal
amount of capital increases shall count
against the ceiling fixed in the
Resolution 17 of the combined
shareholders meeting of 09 JUN 2005;
Authority expires at the next AGM; the
Directors to take all necessary measures
and accomplish all necessary formalities
E.11 Authorize the Board of Directors to Mgmt No vote
increase the share capital, on one or
more occasions, at its sole discretion,
by way of issuing shares or other
securities giving access to the capital,
in favour of employees who are members
of a Company Savings Plan of the French
or Foreign Companies related to the
Company; Authority is given for 26-month
period; and for a nominal amount that
shall
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
not exceed 5% of the capital; this
authorization supersedes the fraction
unused of the earlier authorizations to
the same effect; the Directors to take
all necessary measures and accomplish
all necessary formalities and this
authorization supersedes the fraction
unused of the earlier authorizations to
the same effect
E.12 Grant authority to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 349
UNASSIGNED
BREMBO SPA, CURNEO
SECURITY: T2204N108 AGENDA NUMBER: 700914105
TICKER: MEETING TYPE: MIX
ISIN: IT0001050910 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 05 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
O.1 Appoint the Director as per Article 2386 Mgmt No vote
of the Italian Civil Code and approve
the Directors emolument as Article 21 of
the Bylaws; resolutions related thereto
O.2 Receive the balance sheet report as of Mgmt No vote
31 DEC 2005, the Board of Directors
report on Management activity, and the
Internal and External Auditors reports,
resolutions related thereto
O.3 Receive the consolidated balance sheet Mgmt No vote
report as of 31 DEC 2005, the Board of
Directors report of on Management
activity, and the Internal and External
Auditors reports, resolutions related
thereto
O.4 Approve the purchase and sale of own Mgmt No vote
shares
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.5 Approve Integrate PWC S.P.A. Translated Mgmt No vote
to audit the balance sheet and the
consolidated balance sheet reports for
the FY 2005 according to IAS Principles;
resolutions related thereto
O.6 Ratify the Directors and top Managers 3 Mgmt No vote
year Form Promotion Plan
E.1 Approve to specify Article 4 of the Mgmt No vote
Bylaws Corporate Purpose related to the
possibility for Brembo S.P.A. to loan or
borrow credit lines among the Companies
of the Group
PLEASE NOTE THAT IN ADDITION TO BANCA Non-Voting No vote
INTESA S STANDARD FEES FOR THE ISSUING
OF COMMUNICATIONS TO THE COMPANIES TO
ATTEND THE MEETINGS, YOU WILL BE CHARGED
DIRECTLY AND ON A SEPARATE BASIS WITH
THE PROXY AGENT S FEES, WHICH RANGE FROM
EUR 300 TO EUR 500 PER MEETING. THANK YOU
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 349
UNASSIGNED
CAMBRIDGE ANTIBODY TECHNOLOGY GROUP PLC, CAMBRIDGE
SECURITY: G17794101 AGENDA NUMBER: 700859715
TICKER: MEETING TYPE: AGM
ISIN: GB0001662252 MEETING DATE: 03-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the audited accounts of the Mgmt For *
Company for the FYE 30 SEP 2005, the
Directors report and the Auditors report
on those accounts
2. Approve the report on the Directors Mgmt For *
remuneration as specified for the FYE 30
SEP 2005
3. Re-appoint Mr. Peter Chambre as a Mgmt For *
Director of the Company, who retires by
rotation in accordance with the Company
s Articles of Association
4. Re-appoint Mr. John Stocker as a Mgmt For *
Director of the Company, who retires by
rotation in accordance with the Company
s Articles of Association
5. Re-appoint Mr. Ake Stavling as a Mgmt For *
Director of the Company, who retires by
rotation in accordance with the Company
s Articles of Association
6. Re-appoint Mr. Paul Nicholson as a Mgmt For *
Director of the Company, who retires by
rotation in accordance with the Company
s Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint Mr. Diane Mellett as a Mgmt For *
Director of the Company
8. Re-appoint Mr. John Brown as a Director Mgmt For *
of the Company
9. Re-appoint Messrs. Deloitte & Touche as Mgmt For *
the Auditors of the Company, until the
conclusion of the next general meeting
of the Company at which the accounts are
laid and authorize the Directors to fix
their remuneration
10. Authorize the Directors, in substitution Mgmt For *
for any existing authority and pursuant
to Section 80 of the Companies Act 1985
the Act, to allot relevant securities
Section 80(2) of the Act up to an
aggregate nominal amount of GBP
1,764,532; Authority expires the earlier
of the conclusion of the AGM of the
Company or 15 months; and the Directors
may allot relevant securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
S.11 Authorize the Directors, in substitution Mgmt For *
for any existing authority and subject
to the passing of Resolution Numbered 10
above and pursuant to Section 95 of the
Act, to allot equity securities Section
94(2) of the Act for cash pursuant to
the authority conferred by Resolution 10
above, disapplying the statutory
pre-emption rights Section 89(1)of the
Act, provided that this power is
limited to the allotment of equity
securities a) in connection with a
rights issue, open offer or other offers
in favor of ordinary shareholders; and
b) up to an aggregate nominal amount not
exceeding of GBP 529,360; Authority
expires the earlier of the conclusion of
the AGM of the Company or 15 months;
and the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Directors to allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
S.12 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 11, in
substitution for any existing
authority,and subject to the passing of
the Resolution Numbered 10 above,
pursuant to Section 95 of the Act, to
allot equity securities Section 94(2) of
the Act for cash pursuant to the
authority conferred by Resolution 10
above, disapplying the statutory
pre-emption rights Section 89(1) of the
Act, provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue, open offer or other offers
in favor of ordinary shareholders; and
b) up to an aggregate nominal amount not
exceeding of GBP 264,680; Authority
expires the earlier of the conclusion of
the AGM of the Company or 15 months;
and the Directors to allot equity
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
13. Authorize the Company: a) to make Mgmt For *
donations to EU Political organizations;
and b) incur EU Political expenditure,
in an aggregate amount not exceeding GBP
5,000 during the period ending on the
date of the Company s next AGM
S.14 Amend the Company s Articles of Mgmt For *
Association as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 349
UNASSIGNED
CATTLES PLC
SECURITY: G19684102 AGENDA NUMBER: 700931202
TICKER: MEETING TYPE: AGM
ISIN: GB0001803666 MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Directors report, the Mgmt For *
audited financial statements and the
Auditors report in respect of the YE 31
DEC 2005
2. Declare a final dividend of 10.65 pence Mgmt For *
per share
3.A Re-appoint Mr. A.J. McWalter as a Mgmt For *
Director
3.B Re-appoint Mr. M.A. Young as a Director Mgmt For *
3.C Re-elect Mr. N.N. Broadhurst as a Mgmt For *
Director
3.D Re-elect Mr. M.W.G.Collins as a Director Mgmt For *
4. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Authorize the Directors to determine the Mgmt For *
Auditors remuneration
6. Approve the Directors remuneration Mgmt For *
report
S.7 Grant authority to issue equity or Mgmt For *
equity-linked securities with
pre-emptive rights up to aggregate
nominal amount of GBP 10,964,170
S.8 Approve to renew the Directors powers to Mgmt For *
allot equity securities pursuant to
Section 95 of the Companies Act
S.9 Approve to renew the Company s authority Mgmt For *
to make market purchases of 32,892,511
ordinary shares for the purposes of
Section 166 of the Companies Act
S.10 Amend the Company s Articles of Mgmt For *
Association so as to increase the
Directors borrowing powers
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 349
UNASSIGNED
CEGEDIM SA
SECURITY: F1453Y109 AGENDA NUMBER: 700985899
TICKER: MEETING TYPE: AGM
ISIN: FR0000053506 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN MIX MEETING. Non-Voting No vote
THANK YOU
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non- Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
instruction and release the shares for
settlement of the sale transaction. This
procedure pertains to sale transactions
with a settlement date prior to Meeting
Date + 1
O.1 Receive the report of the Board of Mgmt No vote
Directors and the Auditors general
report, approve the Company s financial
statements and the balance sheet for the
YE 31 DEC 2005, showing earnings of EUR
13,134,710.68; accordingly, grant
permanent discharge to the Directors for
the performance of their duties during
the said FY; approve the charges and
expenses that were not tax-deductible of
EUR 220,182.13 with a corresponding tax
of EUR 76,954.00
O.2 Approve the appropriation of income for Mgmt No vote
the FY which amounts to EUR
13,134,710.68, as follows: as dividend:
EUR 7,185,215.73 balance to the other
reserves account: EUR 5,949,494.95, the
shareholders will receive a net dividend
of EUR 0.77 per share, and will entitle
to the 50% allowance provided by the
French Tax Code; this dividend will be
paid on 19 JUL 2006; in the event that
the Company holds some of its own shares
on such date, the amount of the unpaid
dividend on such shares shall be
allocated to the retained earnings
account
O.3 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors,
and approve the consolidated financial
statements for the said FY, showing
earnings Group share of EUR
37,627,000.00
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.4 Approve the special report of the Mgmt No vote
Auditors on agreements Governed by
Articles L.225-38 of the French
Commercial Code, and approve the said
report and the Agreements referred to
therein
O.5 Approve to award total annual fees of Mgmt No vote
EUR 37,500.00 to the Directors
O.6 Appoint Cabinet Grant Thornton as a Mgmt No vote
Corporate Auditor, to replace the
Company revision Et Commissariat, for
the remainder of the Company revision Et
Commissariat s term of office, i.e.
until to approve the financial
statements for the 2006 FY; appoint the
Company IGEC as an Alternate Auditor, to
replace the Company Fidus Audit, for the
remainder of the Company Fidus Audit s
term of office, i.e. until to approve
the financial statements for the 2006 FY
E.7 Authorize the Board of Directors to Mgmt No vote
increase the capital, on one or more
occasions, by a maximum nominal amount
of EUR 3,811,200.00, with preferred
subscription rights maintained, of by
way of creating and issuing, with or
without share premium, ordinary shares;
moreover, approve the number of shares
to be issued in the framework of the
capital increases which may be decided
by virtue of the present delegation may
be increased within 30 days of the
closing of the subscription period, to
face possible additional shares
requests; Authority expires at the end
of 26 month; and to take all necessary
measures and accomplish all necessary
formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.8 Authorize the Board of Directors to Mgmt No vote
increase the capital, on one or more
occasions, by a maximum nominal amount
of EUR 3,811,200.00, with preferred
subscription rights cancelled, of by way
of creating and issuing, with or without
contribution premium, ordinary shares;
moreover, approve the number of shares
to be issued in the framework of the
capital increases, which may be decided
by virtue of the present delegation may
be increased within 30 days of the
closing of the subscription period, to
face possible additional shares
requests; Authority expires at the end
of 26 month; and to take all necessary
measures and accomplish all necessary
formalities
E.9 Authorize the Board of Directors to Mgmt No vote
increase the share capital, on one or
more occasions, in favour of employees
of the Company who are Members of a
Company Savings Plan; Authority expires
at the end of 5 year and for a nominal
amount that shall not exceed 3% of the
share capital; and to take all
necessary measures and accomplish all
necessary formalities
E.10 Approve the delegations of powers Mgmt No vote
supersede any and all earlier
delegations to the same effect
E.11 Grant full powers to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carryout all
filings, publications and other
formalities prescribed Bylaw
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 349
UNASSIGNED
CHARLES VOEGELE HOLDING AG, FREIENBACH
SECURITY: H1383H117 AGENDA NUMBER: 700907895
TICKER: MEETING TYPE: AGM
ISIN: CH0006937772 MEETING DATE: 05-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 293970 DUE TO ADDITIONAL OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1. Receive the business report with annual Mgmt No vote
report, annual accounts and accounts of
the Group 2005, reports of the Auditors
and the Group Auditor
2. Approve the appropriation of the balance Mgmt No vote
profit
3. Approve CHF 17.6 million reduction of Mgmt No vote
the share capital, capital repayment of
CHF 2 per share and reduction of the par
value of the shares, modification of
By-Laws
4. Grant discharge the Management Mgmt No vote
5.1 Elect Mr. Felix Ehrat as a Board of Mgmt No vote
Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.2 Elect Mr. Daniel Sauter as a Board of Mgmt No vote
Director
5.3 Elect Dr. Peter Littmann as a Board of Mgmt No vote
Director
6. Elect PricewaterhouseCoopers AG as the Mgmt No vote
Auditors and the Group Auditor
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 349
UNASSIGNED
CHINA OILFIELD SVCS LTD
SECURITY: Y15002101 AGENDA NUMBER: 700798246
TICKER: MEETING TYPE: EGM
ISIN: CN0007789299 MEETING DATE: 26-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the distribution of 2005 special Mgmt For *
interim dividend
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 349
UNASSIGNED
CHINA OILFIELD SVCS LTD
SECURITY: Y15002101 AGENDA NUMBER: 700847506
TICKER: MEETING TYPE: EGM
ISIN: CN0007789299 MEETING DATE: 12-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.1 Approve the issue of a short-term Mgmt For *
debenture in the People s Republic of
China in an aggregate principal amount
not exceeding RMB 2,000,000,000; the
capital raised through the issue will be
used to supplement COSL s short-term
cashflow requirements, primarily for
procurement expenses of fuels,
lubricants, marine accessories, etc. to
ensure that the Company can continue to
smoothly carry out its various operating
activities; authorize the Board of
Directors of COSL the Board to,
depending on the Company s needs and
then existing market conditions,
determine the terms and conditions and
related matters regarding the issue of
the short-term debenture, including the
actual amount within the aforesaid range
of such issue of short-term debenture,
and to sign all the necessary legal
documents and to make appropriate
disclosure of information as required by
the relevant regulations; approve that
the Board of Directors may, subject to
the scope of their authority, delegate
such power to the Management or the
Executive Directors of COSL to determine
the matters regarding the issue of the
short-term debenture or to sign any
necessary legal documents and/or
instrument
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 349
UNASSIGNED
CHINA OILFIELD SVCS LTD
SECURITY: Y15002101 AGENDA NUMBER: 700928887
TICKER: MEETING TYPE: AGM
ISIN: CN0007789299 MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the audited financial statements Mgmt For *
and the report of the Auditors for the
YE 31 DEC 2005
2. Approve the annual dividend for the YE Mgmt For *
31 DEC 2005
3. Approve the budget for the FY 2006 Mgmt For *
4. Approve the report of the Directors and Mgmt For *
the Corporate Governance report of the
Company for the YE 31 DEC 2005
5. Approve the report of the Supervisory Mgmt For *
Committee of the Company for the YE 31
DEC 2005
6. Appoint Mr. Li Yong as a new Director Mgmt For *
and re- appoint Mr. Zhang Dunjie as an
Independent Supervisor
7. Approve the remuneration of the Mgmt For *
Independent Non-Executive Directors and
the Independent Supervisor
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Ernst & Young Hua Ming and Mgmt For *
Ernst & Young as the Domestic and
International Auditors of the Company
for the YE 31 DEC 2006 and authorize the
Board of Directors to fix the
remuneration thereof
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 349
UNASSIGNED
CHINESE ESTATES HOLDINGS LTD
SECURITY: G2108M176 AGENDA NUMBER: 700960203
TICKER: MEETING TYPE: AGM
ISIN: BMG2108M1762 MEETING DATE: 01-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the financial Mgmt For *
statements, Directors report and the
Auditors report for the YE 31 DEC 2005
2. Approve a final dividend for the YE 31 Mgmt For *
DEC 2005
3.A Re-elect Ms. Phillips Loh, Lai-ping as a Mgmt For *
Director
3.B Re-elect Mr. Thomas Lau, Luen-hung as a Mgmt For *
Director
3.C Authorize the Directors to fix the Mgmt For *
remuneration of the Directors
4. Re-appoint the Auditors and authorize Mgmt For *
the Directors to fix the remuneration of
the Auditors
5. Authorize the Directors of the Company Mgmt For *
to purchase issued shares of HKD 0.10
each in the capital of the Company
during the relevant period, subject to
and in accordance with all applicable
laws and the requirements of the rules
governing the listing of securities on
The Stock Exchange of Hong Kong
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Limited as amended from time to time,
not exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company on the date of
this resolution; Authority expires the
earlier of the conclusion of the AGM of
the Company; or the expiration of the
period within which the next AGM of the
Company is required by law and/or the
Company s Bye-laws to be held
6. Authorize the Directors of the Company Mgmt For *
to allot, issue or deal with additional
shares in the capital of the Company,
and to make or grant offers, agreements,
options and rights of exchange or
conversion during the relevant period,
not exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company on the date of
this resolution; otherwise than pursuant
to i) a Rights Issue; or ii) the share
option scheme of the Company; or iii)
any scrip dividend or similar
arrangement; Authority expires the
earlier of the conclusion of the AGM of
the Company; or the expiration of the
period within which the next AGM of the
Company is required by law and/or the
Company s Bye-laws to be held
7. Approve, conditional upon the passing of Mgmt For *
Resolution No. 5 and 6 as specified, to
extend the general mandate granted to
the Directors of the Company, pursuant
to Resolution 6 as specified, by an
amount representing the aggregate
nominal amount of the share capital of
the Company purchased by the Company
pursuant to Resolution No. 5 as
specified, provided that such amount
does not exceed 10% of the aggregate
nominal amount of the issued share
capital of the Company on the date of
this resolution
Transact any other business Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO CHANGE IN THE RECORD DATE. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 349
UNASSIGNED
CIBA SPEZIALITAETENCHEMIE HOLDING AG, BASEL
SECURITY: H14405106 AGENDA NUMBER: 700873234
TICKER: MEETING TYPE: OGM
ISIN: CH0005819724 MEETING DATE: 02-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS. THANK YOU.
1. Approve the annual report, the annual Mgmt No vote
financial statements and of the
consolidated statements for 2005;
acknowledge the reports of the Auditors
and of the Independent Group Auditors
2. Approve the allocation of income and Mgmt No vote
dividends of CHF 3 per share
3. Grant discharge to the Board of Mgmt No vote
Directors and the Senior Management from
the liability
4. Approve to renew CHF 4 million pool of Mgmt No vote
capital for 2 years
5. Elect Mr. Beat Hess as a Director Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Re-elect Prof. Dr. Jean-Marie Pierre Mgmt No vote
Lehn as a Director
7. Re-elect Prof. Dr. Peter Littmann as a Mgmt No vote
Director
8. Re-elect Ernst & Young AG as the Mgmt No vote
Auditors
9. Re-elect OBT AG as the Special Auditors Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 349
UNASSIGNED
COCA-COLA WEST JAPAN CO LTD, FUKUOKA
SECURITY: J0814U109 AGENDA NUMBER: 700892739
TICKER: MEETING TYPE: AGM
ISIN: JP3293200006 MEETING DATE: 24-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Allocation of Income, Including Mgmt For *
the Following Dividends: Interim JY 20,
Final JY 20, Special JY 0
2 Amend Articles to: Abolish Retirement Mgmt For *
Bonus System - Reduce Directors Term in
Office - Authorize Public Announcements
in Electronic Format
3 Approve Transfer of Sales Operations to Mgmt For *
Wholly-owned Subsidiary
4 Approve Acquisition of Kinki Coca-Cola Mgmt For *
Bottling by Coca-Cola West Japan
5.1 Elect Director Mgmt For *
5.2 Elect Director Mgmt For *
5.3 Elect Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.1 Appoint Internal Statutory Auditor Mgmt For *
6.2 Appoint Internal Statutory Auditor Mgmt For *
7 Approve Special Payments to Continuing Mgmt For *
Directors and Continuing Statutory
Auditors in Connection with Abolition of
Retirement Bonus System
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 349
UNASSIGNED
DASSAULT SYS S A
SECURITY: F2457H100 AGENDA NUMBER: 700967637
TICKER: MEETING TYPE: MIX
ISIN: FR0000130650 MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the special report of the Mgmt No vote
Auditors on agreements governed by
Articles L.225-38 ET Sequence of the
French Commercial Code; and approve the
said report and the agreements referred
to therein
2. Receive the Management report of the Mgmt No vote
Board of Directors and the Auditors
general report; and approve the
Company s financial statements and the
balance sheet for the YE 31 DEC 2005
and the charges and expenses that were
not tax-deductible of EUR 313,459.00
with a corresponding tax of
EUR 109,491.00
3. Receive the Group Management report of Mgmt No vote
the Board of Directors and the report of
the Statutory Auditors; and approve the
consolidated financial statements for
the FYE on 31 DEC 2005
4. Approve the recommendations of the Board Mgmt No vote
of Directors and resolves that the
income for the FY be appropriated as
follows: income for the FY: EUR
123,372,773.00 added to the profit
retained earnings of the previous FY:
EUR 721,730,505.00 represents a
distributable sum of: EUR 845,103,278.00
allocated as follows: allocation to the
legal reserve: EUR 46,754.00 allotment
to the 115,038,378 shares making up the
share capital on 31 DEC 2005, of a
dividend of: EUR 48,316,118.76 retained
earnings: EUR 75,009,900.24 which,
taking in to account the profit retained
earnings of the previous FYs amounting
to: EUR 721,730,505.00 brings the
retained earnings to: EUR
796,740,405.24 in the event that the
Company holds some of its own shares on
such date, the amount of the unpaid
dividend on such shares shall be
allocated to the retained earnings
account; the shareholders will receive a
net dividend of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
EUR 0.42 per share, and will entitle to
the 40% allowance provided by the French
Tax Code; this dividend will be paid on
05 JUL 2006
5. Authorizes the Board of Directors to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 60.00, maximum number of shares to
be acquired 10% of the share capital,
maximum funds invested in the share
buybacks: EUR 400,000,000.00; Authority
expires until the shareholders meeting
called to approve the financial
statements of the FYE on 01 DEC 2006;
and to take all necessary measures and
accomplish all necessary formalities;
this authorization supersedes the
authorization granted by the
shareholders meeting of 08 JUN 2005 in
its Resolution 5
6. Approve to award the total annual fees Mgmt No vote
of EUR 250,000.00 to the Directors and
grant all powers to the Board of
Directors to take all necessary measures
and accomplish all necessary formalities
7. Approve to bring the Articles 13, 31, Mgmt No vote
32, 33 of the Bylaws into conformity
with the Articles L.225-96, L.225-98,
L.225-99, L.233-7 of the French Commerce
Code as changed by the Law number
2005-842 of 26 JUL 2005
8. Authorize the Board of Directors to Mgmt No vote
reduce the share capital, on one or more
occasions, by cancelling all or part of
the shares held by the Company in
connection with the Stock Repurchase
Plan authorized by Resolution 5, up to a
maximum of 10% of the share capital over
a 24-month period; Authority expires
until the general meeting called to
approve
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the financial statements of the FYE on
31 DEC 2006; and to take all necessary
measures and accomplish all necessary
formalities
9. Grant all powers to the bearer of a copy Mgmt No vote
or an extract of the minutes of the
present to accomplish all deposits and
publications prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 349
UNASSIGNED
DE LA RUE PLC
SECURITY: G6448X107 AGENDA NUMBER: 700769827
TICKER: MEETING TYPE: EGM
ISIN: GB0009380592 MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the sub-division of ordinary Mgmt For *
shares into intermediate ordinary shares
of 2 7/9 pence each and consolidation of
intermediate ordinary shares into new
ordinary shares of 27 7/9 pence each
2. Grant authority to make market purchases Mgmt For *
of 24,914,683 new ordinary shares o be
held in treasury
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 349
UNASSIGNED
DE LA RUE PLC
SECURITY: G6448X107 AGENDA NUMBER: 700769839
TICKER: MEETING TYPE: AGM
ISIN: GB0009380592 MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the Directors report Mgmt For *
and the financial statements
2. Approve the remuneration report Mgmt For *
3. Approve the final dividend of 10.6 pence Mgmt For *
per share
4. Elect Sir Jeremy Greenstock as a Mgmt For *
Director
5. Re-elect Mr. Nicholas Brookes as a Mgmt For *
Director
6. Re-elect Mr. Stephen King as a Director Mgmt For *
7. Re-appoint PricewaterCoopers as the Mgmt For *
Auditors of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Authorize the Directors to fix the Mgmt For *
Auditors remuneration
9. Grant authority to issue equity shares Mgmt For *
or equity-linked securities with
pre-emptive rights up to an aggregate
nominal amount of GBP 15,351,671
10. Grant authority to issue equity shares Mgmt For *
or equity-linked securities without
pre-emptive rights up to an aggregate
nominal amount of GBP 2,302,750
11. Authorize the Directors to establish the Mgmt For *
De La Rue Deferred Bonus and Matching
Share Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 349
UNASSIGNED
DEUTSCHE EUROSHOP AG, ESCHBORN
SECURITY: D1854M102 AGENDA NUMBER: 700970052
TICKER: MEETING TYPE: OGM
ISIN: DE0007480204 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses zum 31.12.2005, des
vom Aufsichtsh the report of the
Supervisory Board, the Group financial
statements and Grouhts ueber die Lage
der Gesellschaft und des Konzerns mit
dem Bericht des Aufsichtsrats.
2. Verwendung des Bilanzgewinns as follows: Mgmt No vote
Payment of a dividend of EUR 2 per
no-par share Ex-dividend and payable
date: 23 JUN 2006
3. Entlastung des Vorstands Mgmt No vote
4. Entlastung des Aufsichtsrats Mgmt No vote
5. Verguetung des Aufsichtsrats 005 FY, Mgmt No vote
each Member of the Supervisory Board
shall receive a fixed remuneration of
EUR 15,000, the Chairman shall receive
EUR 30,000, the Deputy Chairman EUR
22,500
6. Ermaechtigung zur Ausgabe von Mgmt No vote
Wandelschuldverschreibungen, Schaffung
eines bedntingent capital, and the
corresponding amendment to the Articles
of Association; the Board of Managing
Directors shall be authorized, with the
consent of the Supervisory Board, to
issue bonds of up to
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
EUR 150,000,000, having a term of up to
7 years and conferring convertible
rights for new registered shares of the
Company, on or before 21 JUN 2011
Shareholders shall be granted
subscription rights except for the issue
of bonds conferring convertible rights
for shares of the company of up to 10%
of its share capital if such bonds are
issued at a price not materially below
their theoretical market value, for
residual amounts, and for the granting
of such rights to other bondholders; the
Company s share capital shall be
increased accordingly by up to EUR
4,800,000 through the issue of up to
3,750,000 new registered shares, insofar
as convertible rights are exercised
7. Satzungsaenderungen zu Paragraph 4 der Mgmt No vote
Satzung (Grundkapital und Aktien) e
distributable profit
8. Amendments to the Articles of Mgmt No vote
Association in connection with the Law
on Company Integrity and the
Modernization of the Right to Set Aside
Resolutions UMAG as follows: Section
11(1), regarding the shareholders
meeting being held at the Company s
domicile, within a distance of 50 km or
at the seat of a German Stock exchange
Section 11(2), regarding the shareholder
s meeting being held within 8 months
after the end of the FY Section 11(3),
regarding shareholders meetings being
convened at least 30 days before the
shareholder deadline for registering to
attend the meeting Section 11(4),
regarding the deadline for registering
to attend the shareholder s meeting
being the seventh day prior to the
meeting date Section 11(5), regarding
amendments to the Company s share
register being excluded six days prior
to the shareholders meeting Section
11(6), regarding the Chairman of the
shareholders meeting being the Chairman
of the shareholders meeting
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9. Appointment of Auditors for the 2006 FY: Mgmt No vote
BDO Deutsche Warentreuhand AG, Hamburg
PLEASE NOTE THAT THESE SHARES MAY BE Non-Voting No vote
BLOCKED DEPENDING ON SOME SUBCUSTODIANS
ER WEISUNG GESPERRT WERDEN. FUER
GENAUERE INFORMATIONEN BEZUEGLICH DER
SPERRUNE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 349
UNASSIGNED
DISCO CORP
SECURITY: J12327102 AGENDA NUMBER: 700992527
TICKER: MEETING TYPE: AGM
ISIN: JP3548600000 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code
3 Amend the Compensation to be Received by Mgmt For *
Corporate Officers
4 Approve Special Compensation Payment to Other For *
Retiring Directors
5 Approve Issuance of Stock Options to Other For *
Directors of Wholly-Owned Subsidiaries
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 349
UNASSIGNED
DR. REDDY'S LABORATORIES LIMITED
SECURITY: 256135203 AGENDA NUMBER: 932442534
TICKER: RDY MEETING TYPE: Consent
ISIN: MEETING DATE: 27-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ORDINARY RESOLUTION UNDER SECTION Mgmt No vote
293(1)(D) OF THE COMPANIES ACT, 1956 FOR
ENHANCING THE BORROWING LIMITS OF THE
BOARD
02 ORDINARY RESOLUTION UNDER SECTION Mgmt No vote
293(1)(A) OF THE COMPANIES ACT, 1956 FOR
CREATION FOR MORTGAGE/CHARGES
03 SPECIAL RESOLUTION UNDER SECTION 372A OF Mgmt No vote
THE COMPANIES ACT, 1956 FOR GIVING
LOANS/ CORPORATE GUARANTEES/MAKING
INVESTMENTS IN EXCESS OF LIMITS
PRESCRIBED UNDER SAID SECTION
04 SPECIAL RESOLUTION UNDER SECTION 81(1A) Mgmt No vote
FOR ISSUE OF SECURITIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 349
UNASSIGNED
DUFRY AG, BASEL
SECURITY: H2082J107 AGENDA NUMBER: 700960758
TICKER: MEETING TYPE: OGM
ISIN: CH0023405456 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ------------ ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 349
UNASSIGNED
DUFRY AG, BASEL
SECURITY: H2082J107 AGENDA NUMBER: 700960760
TICKER: MEETING TYPE: OGM
ISIN: CH0023405456 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
311795, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Receive the results for the FY 2005 Mgmt No vote
2. Approve the annual report, consolidated Mgmt No vote
financial statements and the annual
financial statements for 2005
3. Approve the appropriation of available Mgmt No vote
earnings of Dufry Limited
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Grant discharge to the Board of Mgmt No vote
Directors and the persons entrusted with
Management
5. Elect the Statutory Auditors and the Mgmt No vote
Group Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 349
UNASSIGNED
EFG INTERNATIONAL, ZUERICH
SECURITY: H2078C108 AGENDA NUMBER: 700927532
TICKER: MEETING TYPE: AGM
ISIN: CH0022268228 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ------------ ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 349
UNASSIGNED
EFG INTERNATIONAL, ZUERICH
SECURITY: H2078C108 AGENDA NUMBER: 700928053
TICKER: MEETING TYPE: AGM
ISIN: CH0022268228 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE PART II Non-Voting No vote
OF THE MEETING NOTICE SENT UNDER MEETING
302718, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
THE PRACTICE OF SHARE BLOCKING Non-Voting No vote
VARIES WIDELY IN THIS MARKET. PLEASE
CONTACT YOUR ADP CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING
INFORMATION FOR YOUR ACCOUNTS.
1. Approve the annual report, annual Mgmt No vote
financial statements and the
consolidated financial statements for FY
2005; and acknowledge the reports of the
Auditors and the Group Auditors
2. Approve the appropriation of the balance Mgmt No vote
profit
3. Grant discharge to the Board Members and Mgmt No vote
of the Executive Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Approve the allocation of a preference Mgmt No vote
dividend in favour of the holder of
Glass B shares of the EFG Finance
Guernsey Limited
5.A Re-elect Mr. Jean Pierre Cuoni as a Mgmt No vote
Director
5.B Re-elect Mr. Emmanuel Leonar D Bussetil Mgmt No vote
as a Director
5.C Re-elect Mr. Spiro J. Latsis as a Mgmt No vote
Director
5.D Re-elect Mr. Hugh Napier Mathews as a Mgmt No vote
Director
5.E Re-elect Mr. Pericles-Paul Petalas as a Mgmt No vote
Director
5.F Re-elect Mr. Hans Niederer as a Director Mgmt No vote
6. Elect the Auditors and of the
Supervisory Committee Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Amend to the Articles of Incorporation: Mgmt No vote
Approved participation capital
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 349
UNASSIGNED
ELMOS SEMICONDUCTOR AG, DORTMUND
SECURITY: D2462G107 AGENDA NUMBER: 700904205
TICKER: MEETING TYPE: AGM
ISIN: DE0005677108 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses und des gebilligten
Konzernabschlusses zum 31.12.2005, des
Lageberichts des Vorstands fuer die
ELMOS Semiconductor AG und des
Lageberichts fuer den Konzern sowie des
Berichts des Aufsichtsrats fuer das
Geschaeftsjahr 2005
2. Approve to appropriate the distributable Mgmt For *
profit of EUR 42,532,947.25 as follows:
EUR 42,532,947.25 shall be carried
forward
3. Beschlussfassung ueber die Entlastung Mgmt For *
des Vorstands fuer das Geschaeftsjahr
2005
4. Beschlussfassung ueber die Entlastung Mgmt For *
des Aufsichtsrats fuer das
Geschaeftsjahr 2005
5. Appoint Ernst & Young AG, Dortmund, as Mgmt For *
the Auditors for the 2006 FY
6. Amend the Articles of Association in Mgmt For *
connection with the Law on Company
Integrrung des Anfechtungsrechts ows:
Section 10(2), regarding shareholders
meetings being convened at least 30 days
before the shareholder deadline for
registering to attend the meeting,
Section 11(1) and (2), regarding the
deadline for registering to attend the
shareholders meeting
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
being the 7th day prior to the meeting
date and registration including proof of
shareholding as per the statutory record
date, Section 12(4), regarding the
Chairman of the shareholders meeting
being authorized to limit the time for
questions and answers at shareholders
meetings
7. Authorize: the Company to acquire own Mgmt For *
shares of up to 10% of its share
capital, at prices not deviating more
than 10% from the market price of the
shares, on or before 18 NOV 2007; the
Board of Managing Directors to use the
shares within the scope of the Company s
Stock Option Plans 1999 and 2004 or in
connection with mergers and
acquisitions, to use the shares as
partial remuneration for the Members of
the Board of Managing Directors or of
the Supervisory Board, and to retire the
shares
8. Authorize the Board of Managing Mgmt For *
Directors, with the consent of the
Supervisory Board, to increase the
Company s share capital by up to EUR
9,650,000 through the issue of up to
9,650,000 new bearer no-par shares
against payment in cash or kind, on or
before 18 MAY 2011; Shareholders
subscription rights shall be excluded
for a capital increase against payment
in kind in connection with acquisitions,
for a capital increase of up to 10% of
the Company s share capital against
payment in cash if the new shares are
issued at a price not materially below
their market price, for the issue of
employee shares, and for residual
amounts; amend the Articles of
Association
9. Aenderung der Beschlussfassung zu Mgmt For *
Tagesordnungspunkt 6 der
Hauptversammlung vo 2004
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10. Beschlussfassung ueber das Unterbleiben Mgmt Against *
der in Paragraph 285 und Paragraph
314naging Directors for a period of 5
years
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 349
UNASSIGNED
EMAP PLC
SECURITY: G30268109 AGENDA NUMBER: 700764853
TICKER: MEETING TYPE: AGM
ISIN: GB0002993037 MEETING DATE: 14-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Company s accounts for the Mgmt For *
YE 31 MAR 2005
2. Approve the Directors remuneration Mgmt For *
report of the annual report and accounts
2005
3. Declare a final dividend of 1.69 pence Mgmt For *
per ordinary share
4. Re-appoint Mr. Alun Cathcart as a Mgmt For *
Director of the Company
5. Re-appoint Mr. Rita Clifton as a Mgmt For *
Director of the Company
6. Re-appoint Mr. Andrew Harrison as a Mgmt For *
Director of the Company
7. Re-appoint Mr. Paul Keenan as a Director Mgmt For *
of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Mr. Tom Moloney as a Director Mgmt For *
of the Company
9. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company to hold
office until the conclusion of the next
GM at which accounts are laid and
authorize the Directors to determine
their remuneration
10. Authorize the Board, in substitution for
any existing authority and for the Mgmt For *
purpose of Section 80 of the Companies
Act 1985, to allot relevant securities
up to an aggregate nominal amount of GBP
21.36 millions; Authority expires at the
conclusion of the next AGM; and the
Directors may allot relevant securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
S.11 Authorize the Board, in substitution for Mgmt For *
any existing authority, subject to the
passing of Resolution 10 and pursuant to
Section 95(1) of the Companies Act 1985,
to allot equity securities Section 94
for cash pursuant to the authority
conferred by Resolution 10, disapplying
the statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue, open offer or any other
pre-emptive offer in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 3.22 millions;
Authority expires the earlier of the
conclusion of the next AGM of the
Company; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.12 Authorize the Company, for the purpose Mgmt For *
of Section 166 of the Companies Act
1985, to make market purchases Section
163(3) of up to 25.78 millions 10% of
the issued share capital at 26 MAY 2005
at a minimum price of 25 pence and up to
105% of the average middle market
quotations for ordinary shares derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2006; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry; if the shares
are purchased as treasury stock, the
Company shall act in accordance with the
provisions contained in the Companies
act Acquisition of Own Shares Treasury
Stock Regulations 2003
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 349
UNASSIGNED
EMS-CHEMIE HOLDING AG, DOMAT/EMS
SECURITY: H22206199 AGENDA NUMBER: 700781796
TICKER: MEETING TYPE: AGM
ISIN: CH0016440353 MEETING DATE: 13-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. Approve the annual report and the Mgmt No vote
financial statements for the year
2004/2005 and the Group consolidated
financial statements for the year 2004
2. Approve the appropriation of the net
profit Mgmt No vote
3. Grant discharge to the Board of Mgmt No vote
Directors
4.1 Re-elect Ms. Magdalena Martullo-Blocher, Mgmt No vote
Egbert Appel, Mr. Hansjoerg Frei and Mr.
Albert Reich as the Directors
4.2 Ratify KPMG Fides Peat as the Auditors Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 349
UNASSIGNED
ENPLAS CORP (FORMERLY DAI-ICHI SEIKO LTD)
SECURITY: J09744103 AGENDA NUMBER: 700996854
TICKER: MEETING TYPE: AGM
ISIN: JP3169800004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Approve Minor
Revisions Related to the New Commercial
Code, Reduce Term of Office of Directors
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
4 Approve Retirement Benefits to Directors Other For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 349
UNASSIGNED
F&C ASSET MANAGEMENT PLC
SECURITY: G81386107 AGENDA NUMBER: 700948726
TICKER: MEETING TYPE: AGM
ISIN: GB0004658141 MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the accounts and the reports of Mgmt For *
the Directors and the Independent
Auditors for the YE 31 DEC 2005
2. Declare a final dividend of 7.0 pence Mgmt For *
per share on the ordinary shares of the
Company
3. Re-elect Mr. Robert Jenkins as a Mgmt For *
Director, who retires by rotation
4. Re-elect Mr. Dick De Beus as a Director, Mgmt For *
who retires by rotation
5. Re-elect Mr. Keith Bedell-Pearce as a Mgmt Against *
Director, who retires by rotation
6. Re-elect Mr. Keith Satchell as a Mgmt For *
Director, who retires by rotation
7. Approve the Directors remuneration Mgmt For *
report for the YE 31 DEC 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Ernst & Young LLP as the Mgmt Against *
Auditors of the Company until the
conclusion of the next general meeting
and authorize the Directors to determine
their remuneration
9. Re-approve and renew the authorization Mgmt For *
of the terms of the Relationship
Agreement between the Company and
Friends Provident Plc dated 04 OCT 2004,
such approval and renewal will expire on
the conclusion of the AGM of the Company
in 2007
10. Approve to augment the contractual Mgmt Against *
separation terms payable to Mr. Paterson
Brown the Company s Chief Financial
Officer, who retires from the Board on
conclusion of the AGM as prescribed
11. Authorize the Remuneration Committee of Mgmt For *
the Company, that in light of the
exceptional circumstances surrounding
the decision by Resolution Life to
terminate the contracts relating to the
management of its funds by the Company,
to exercise the discretions conferred on
it by the rules of: a the F&C Asset
Management Plc Long Term Remuneration
Plan; b the ISIS Asset Management Plc
Reinvestment Plan; c the ISIS Asset
Management Plc 1995 Share Option Scheme;
and d the ISIS Asset Management Plc 2002
Executive Share Option Scheme together,
Relevant Plans, so as to make a one-off
adjustment to the Company s reported
underlying earnings per ordinary share
for the FYE 31 DEC 2006 for the purposes
of determining the extent to which the
performance conditions attaching to
awards and/or options granted under
relevant plans have been satisfied, such
adjustment, which will not exceed 3.0
pence per ordinary share, to be carried
as prescribed
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
12. Approve that, the amendments to the F&C Mgmt For *
Asset Management Plc Long Term
Remuneration Plan which seek to allow
the granting of awards to employees
below Executive Director level that are
not subject to ongoing performance
conditions as prescribed, and authorize
the Directors of the Company or a duly
authorize Committee to take such steps
as are necessary or expedient to carry
the same into effect for awards made
after the date of the meeting
13. Authorize the Directors of the Company, Mgmt For *
in substitution for any existing
authority under Section 80 of the
Companies Act 1985 Act, to allot
relevant securities Section 80(2) of the
Act up to an aggregate nominal amount of
GBP 159,249.76; Authority expires
earlier at the conclusion of the AGM of
the Company in 2007; and the Directors
may allot relevant securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
S.14 Authorize the Directors of the Company, Mgmt For *
in substitution for any existing power
under Section 95 of the Companies Act
1985 Act, pursuant to Section 95(1) of
the Act, a) to allot equity securities
Section 94(2) of the Act for cash
pursuant to the authority conferred
under Section 80 of the Act conferred on
the Directors of the Company and
contained in Resolution 13 as specified
in the notice convening the AGM of the
Company at which this resolution is
proposed and b sell relevant shares
Section 94(5) of the Act in the Company
if immediately before the sale, such
shares are held by the Company as
treasury shares Section 162A(3) of the
Act treasury shares for cash Section
162D(2) of the Act, disapplying the
statutory pre-emption rights Section
89(1) did not apply for any such
allotment or sale, up to an aggregate
nominal amount of GBP 159,246.76,
provided that this power is limited to
the allotment of equity securities and
sale of treasury shares: i) in
accordance with the terms of the
Relationship Agreement between the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Company and the Friends Provident PLC
dated 04 OCT 2004, provided that
Resolution 9 relating to the re-approval
and renewal of such Relationship
Agreement as specified in the notice
convening the AGM of the Company at
which this resolution is passed; ii)
pursuant to satisfy options or awards
under any Share Scheme for employees or
Share Incentive Plan approved by the
Company in general meeting; iii) in
connection with an offer of equity
securities open for acceptance for a
period fixed by the Directors of the
Company to the holders of ordinary
shareholders; and iv) other than
pursuant to this resolution, up to an
aggregate nominal amount of GBP
24,218.05; Authority expires at the
conclusion of the next AGM of the
Company in 2007; and the Directors
might require equity securities to be
allotted after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.15 Authorize the Company, in substitution Mgmt For *
for any existing power under Section 166
of the Companies Act 1985 Act, pursuant
to and in accordance with Section 166 of
the Act, to make market purchases
Section 163(3) of the Act of fully paid
ordinary shares 10% of the issued
ordinary share capital of 0.1 pence each
in the capital of the Company, at a
minimum price which may be paid for an
ordinary share of 0.1 pence each in the
capital of the Company and the maximum
price which may be paid for an ordinary
share is an amount equal to 105% of the
average of the middle market quotations
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires at the
conclusion of the next AGM of the
Company in 2007; the Company, before
the expiry, may make a contract or
contracts to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 349
UNASSIGNED
FAMILYMART CO LTD
SECURITY: J13398102 AGENDA NUMBER: 700959577
TICKER: MEETING TYPE: AGM
ISIN: JP3802600001 MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 21.5, Corporate Officers bonuses JPY
47,000,000 (including JPY 11,000,000 to
the Corporate Auditors)
2. Amend the Articles of Incorporation Mgmt For *
3.1 Elect a Director Mgmt For *
3.2 Elect a Director Mgmt For *
3.3 Elect a Director Mgmt For *
3.4 Elect a Director Mgmt For *
3.5 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Elect a Director Mgmt For *
3.7 Elect a Director Mgmt For *
3.8 Elect a Director Mgmt For *
3.9 Elect a Director Mgmt For *
3.10 Elect a Director Mgmt For *
3.11 Elect a Director Mgmt For *
3.12 Elect a Director Mgmt For *
4. Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Approve Provision of Retirement Mgmt For *
Allowance for Directors and Corporate
Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 349
UNASSIGNED
FKI PLC
SECURITY: G35280109 AGENDA NUMBER: 700769613
TICKER: MEETING TYPE: AGM
ISIN: GB0003294591 MEETING DATE: 20-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve and adopt the Directors report Mgmt For *
and the financial statements for the YE
31 MAR 2005
2. Approve the remuneration report for the Mgmt For *
YE 31 MAR 2005
3. Approve the FKI 2005 Long-Term Incentive Mgmt For *
Plan and the FKI 2005 Deferred Bonus
Plan the; and authorize the Directors of
the Company to do all such acts and
things as they may consider necessary or
expedient to carry the LTIP and DBP into
effect and secure Inland Revenue to
schedule 1 of the LTIP; and to vote and
be counted in the quorum, an any matter
connected with the LTIP and DBP,
notwithstanding that they may be
interested in the same and the
provisions of the Articles of
Association of the Company be relaxed
accordingly to that extent except that
no director may be counted in a quorum
or vote in respect of his own
participation
4. Declare a final dividend for the YE 31 Mgmt For *
MAR 2005 which the Directors recommend
should be 3.0p per ordinary share
5. Re-appoint Mr. G. Page as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Re-appoint Mr. P Heiden as a Director Mgmt For *
7. Re-appoint Mr. C. Clark as a Director Mgmt For *
8. Re-appoint Ernst & Young LLP as the Mgmt For *
Auditors of the Company
9. Authorize the Directors to determine the Mgmt For *
remuneration of the Auditors
10. Authorize the Directors, pursuant to Mgmt For *
Section 80 of the Companies Act 1985 the
Act, to exercise all the powers of the
Company to allot relevant securities of
the Company Section 80(2) of the Act up
to an aggregate nominal amount of GBP
16,300,000; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 15 months; and
the Company may before such expiry make
an offer, agreement or other arrangement
which would or might require relevant
securities to be allotted after such
expiry and the Directors of the Company
may allot relevant securities pursuant
to any such offer, agreement or
arrangement as if the authority hereby
conferred had not expired
S.11 Grant authority to allot equity or Mgmt For *
equity linked securities without
pre-emption rights up to an aggregate
nominal amount of GBP 2,900,000
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.12 Authorize the Company to purchase Mgmt For *
29,000,000 ordinary shares for market
purchase
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 349
UNASSIGNED
GCAP MEDIA
SECURITY: G18648108 AGENDA NUMBER: 700809049
TICKER: MEETING TYPE: AGM
ISIN: GB0001742393 MEETING DATE: 20-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the accounts for the Mgmt For *
year 01 OCT 2004 to 30 MAR 2005 and the
reports of the Directors and the
Auditors
2. Approve the Directors remuneration Mgmt For *
report for the period 01 OCT 2004 to 31
MAR 2005
3. Re-elect Mr. Peter Cawdron as a Director Mgmt For *
of the Company, who retires by rotation
under the provisions of the Articles of
Association
4. Re-elect Mr. Tony Illsley as a Director Mgmt Against *
of the Company, who retires by rotation
under the provisions of the Articles of
Association
5. Re-elect Mr. Peter Mitchell as a Mgmt For *
Director of the Company, who retires by
rotation under the provisions of Section
293(3) of the Companies Act 1985
6. Elect Mr. Ralph Bernard as a Director of Mgmt For *
the Company, who retires in accordance
with the Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Elect Mr. Wendy Pallot as a Director of Mgmt For *
the Company, who retires in accordance
with the Articles of Association
8. Elect Mr. Alastair Ross Goobey as a Mgmt For *
Director of the Company, who retires in
accordance with the Articles of
Association
9. Elect Mr. Patricia Hodgson as a Director Mgmt For *
of the Company, who retires in
accordance with the Articles of
Association
10. Elect Mr. Peter Michael as a Director of Mgmt For *
the Company, who retires in accordance
with the Articles of Association
11. Elect Mr. Stella Pirie as a Director of Mgmt For *
the Company, who retires in accordance
with the Articles of Association
12. Elect Mr. Peter Williams as a Director Mgmt For *
of the Company, who retires in
accordance with the Articles of
Association
13. Appoint KPMG Audit PLC as the Auditors Mgmt For *
of the Company until the conclusion of
the next general meeting at which
accounts are laid before the Company
14. Authorize the Directors to determine the Mgmt For *
remuneration of the Auditors of the
Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
15. Authorize the Directors, in substitution Mgmt For *
for all existing authorities and for the
purposes of Section 80 of the Companies
Act 1985 the Act, to allot relevant
securities Section 80 up to an aggregate
nominal amount of GBP 1,373,741;
Authority expires after 5 years; and
authorize the Directors to allot
relevant securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
16. Approve, the rules of the GCap Media PLC Mgmt For *
2005 Long Term Incentive Plan the 2005
LTIP, the main features of which are
summarized in Appendix 1 to the notice
of AGM dated 19 SEP 2005, in the form or
substantially in the form of the draft
produced to this meeting and initialed
by the Chairman hereof for the purposes
of identification marked A and authorize
the Remuneration Committee of GCap Media
PLC to do all acts and things necessary
or expedient to carry the same into
effect and in addition that the
Remuneration Committee be authorized to
establish such further plans for the
benefit of employees outside the UK
based on the 2005 LTIP subject to such
modifications as may be necessary or
expedient to take account of local tax,
exchange control or securities laws in
any one or more overseas territories
provided that any shares made available
under such further plans are treated as
counting against any limits on
individual or overall participation in
the 2005 LTIP
17. Approve, the rules of the GCap Media PLC Mgmt For *
Deferred Annual Bonus Scheme the DABS,
the main features of which are
summarized in Appendix 2 to the notice
of AGM dated 19 SEP 2005, in the form or
substantially in the form of the draft
produced to this meeting and initialed
by the Chairman hereof for the purposes
of identification marked B and authorize
the Remuneration Committee of GCap Media
PLC to do all acts and things necessary
or expedient to carry the same into
effect and in addition that the
Remuneration Committee be authorized to
establish such
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
further plans for the benefit of
employees outside the UK based on the
DABS subject to such modifications as
may be necessary or expedient to take
account of local tax, exchange control
or securities laws in any one or more
overseas territories provided that any
shares made available under such further
plans are treated as counting against
any limits on individual or overall
participation in the DABS
18. Approve, the rules of the GCap Media PLC Mgmt For *
Merger Scheme the Scheme, the main
features of which are summarized in
Appendix 3 to the notice of AGM dated 19
SEP 2005, in the form or substantially
in the form of the draft produced to
this meeting and initialed by the
Chairman hereof for the purposes of
identification marked C and authorize
the Remuneration Committee of GCap Media
PLC to do all acts and things necessary
or expedient to carry the same into
effect and in addition that the
Remuneration Committee be authorized to
establish such further plans for the
benefit of employees outside the UK
based on the Scheme subject to such
modifications as may be necessary or
expedient to take account of local tax,
exchange control or securities laws in
any one or more overseas territories
provided that any shares made available
under such further plans are treated as
counting against any limits on
individual or overall participation in
the Scheme
S.19 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 15 of AGM dated 19
SEP 2005 Section 80 and pursuant to
Section 95, to allot equity securities
Section 94(2) of the Act pursuant to the
authority conferred by the Section 80,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities in connection with
a rights issue, open offer or otherwise
in favor of ordinary shareholders, up to
an aggregate nominal amount of GBP
206,061; Authority expires the earlier
of the conclusion of the next AGM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
of the Company or 20 JAN 2007; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
S.20 Authorize the Company, pursuant to Mgmt For *
Article 9 of the Company s Articles of
Association, to make market purchases
Section 163 of the Act of up to
16,484,900 ordinary shares of 2.5p each
in the capital of the Company, at a
minimum price of 2.5p exclusive of
expenses and up to 105% of the average
closing middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List, over
the previous 5 business days; Authority
expires the earlier of the conclusion of
the next AGM of the Company or 20 APR
2007; the Company, before the expiry,
may make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
S.21 Amend Article 112 of the Company s Mgmt For *
Articles of Association as specified
S.22 Amend, conditional upon the passing of Mgmt For *
resolution21 set out in the notice of
AGM dated 19 SEP 2005, that the Company s
Articles of Association by deleting
the existing sub-paragraph (h) of the
Articles 108 and inserting a new Article
as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 349
UNASSIGNED
GEA GROUP AG, BOCHUM
SECURITY: D28304109 AGENDA NUMBER: 700909318
TICKER: MEETING TYPE: AGM
ISIN: DE0006602006 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses der GEA Group
Aktiengesellschaft the consolidated
financial statements as at 31 DEC 2005
approved by the Super des Lageberichts
und des Konzernlageberichts sowie des
Berichts des Aufsichtsrats fuer das
Geschaeftsjahr 2005.
2. Resolution on the appropriation of the Mgmt For *
unappropriated retained earnings
3. Ratification of the acts of the Mgmt For *
Executive Board in the 2005 fiscal year
4. Ratification of the acts of the Mgmt For *
Supervisory Board in the 2005 fiscal
year
5. Wahl des Abschlusspruefers fuer das Mgmt For *
Geschaeftsjahr 2006
6. Ermaechtigung zum Erwerb eigener Aktien Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7.1 Wahl des Herrn Dr. Juergen Heraeus in Mgmt For *
den Aufsichtsrat
7.2 Wahl des Herrn Dieter Ammer in den Mgmt For *
Aufsichtsrat
7.3 Wahl des Herrn Ahmad M. A. Bastaki in Mgmt For *
den Aufsichtsrat
7.4 Wahl des Herrn Louis Graf von Zech in Mgmt For *
den Aufsichtsrat
7.5 Elect Dr. Dietmar Kuhnt to the Mgmt For *
Supervisory Board
7.6 Wahl des Herrn Dr. Helmut Perlet in den Mgmt For *
Aufsichtsrat
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 349
UNASSIGNED
GEBERIT AG, JONA
SECURITY: H2942E108 AGENDA NUMBER: 700908049
TICKER: MEETING TYPE: OGM
ISIN: CH0008038223 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ------------ ------------- -----------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 349
UNASSIGNED
GEBERIT AG, JONA
SECURITY: H2942E108 AGENDA NUMBER: 700912721
TICKER: MEETING TYPE: OGM
ISIN: CH0008038223 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
297216, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS
1. Approve the annual report, the financial Mgmt No vote
statements and the consolidated
financial statements for 2005 and
acceptance of the Auditors report and
the Group Auditors report
2. Approve the appropriation of earning for Mgmt No vote
distribution of CHF 25 per share
3. Approve the actions to the Board of Mgmt No vote
Directors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.1 Re-elect Dr. Robert Heberlein as a Mgmt No vote
Director
4.2 Elect Mr. Randolf Hanslin as a Director Mgmt No vote
4.3 Elect Mr. Hans Hess as a Director Mgmt No vote
5. Appoint PricewaterhouseCoopers as the Mgmt No vote
Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 349
UNASSIGNED
GFK AG, NUERNBERG
SECURITY: D2823H109 AGENDA NUMBER: 700959248
TICKER: MEETING TYPE: AGM
ISIN: DE0005875306 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the financial statements Non-Voting No vote
and annual report for the 2005 FY
witchaeftsjahr 2005 mit dem Bericht des
Aufsichtsrates, Vorlage des gebilligten
Kp annual report
2. Resolution on the appropriation of the Mgmt For *
distributable profit of EUR
50,015,972.32 as follows: payment of a
dividend of EUR 0.33 per no-par share
EUR 38,450,233.96 shall be carried
forward ex-dividend and payable date: 30
JUN 2006
3. Beschlussfassung ueber die Entlastung Mgmt For *
des Vorstands fuer das Geschaeftsjahr
2005
4. Beschlussfassung ueber die Entlastung Mgmt For *
des Aufsichtsrats fuer das
Geschaeftsjahr 2005
5. Wahl des Abschlusspruefers fuer das Mgmt For *
Geschaeftsjahr 2006 ft AG, Nuremberg
6. Wahl von Aufsichtsratsmitgliedern ch, Mgmt For *
Dr. Wolfgang Berndt, Mr. Stefan Pfander
and Mr. Jurgen Schreiber
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Beschlussfassung ueber die Schaffung Mgmt For *
eines neuen bedingten Kapitals II zur
Bedthorized to increase the Company s
share capital by up to EUR 3,400,000
through the issue of up to 780,000
shares, insofar as stock options within
the scope of the 2004 Stock Option Plan
are exercised
8. Beschlussfassung ueber die Ermaechtigung Mgmt For *
zum Erwerb und zur Verwendung
eigenerrized to acquire own shares of up
to 10% of its share capital, at a price
differing neither more than 5% from the
market price of the shares if they are
acquired through the stock exchange, nor
more than 10% if they are acquired by
way of a repurchase offer, on or before
28 DEC 2007; the Board of Managing
Directors shall be authorized to sell
the shares on the stock exchange or to
offer them to all shareholders, to
dispose of the shares in a manner other
than the stock exchange or an offer to
all shareholders if the shares are sold
at a price not materially below their
market price, to use the shares in
connection with mergers and acquisitions
or within the scope of the Company s
Stock Option Plan 2004 and to retire the
shares
9. Beschlussfassung ueber die Zustimmung Mgmt For *
zum Verschmelzungsvertrag zwischen der
Gidiary GPI Kom-Munikationsforschung
Gesellschaft Fuer Pharma-
Informationssystenssysteme mbH e MBH
shall transfer its entire assets to the
Company with retrospective effect from
01 JAN 2006
10. Beschlussfassung ueber die Aenderung der Mgmt For *
Satzung in Paragraph 17 (Einberufung y
integrity and the modernization of the
right to set aside resolutions UMAG as
follows: Section 17(3), regarding
shareholders meetings being convened at
least 30 days before the shareholder
deadline for registering to attend the
meeting; Section 18,
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
regarding the deadline for registering
to attend the shareholders meeting being
the 7 day prior to the meeting date and
registration including proof of
shareholding as per the 21st day prior
to the meeting date
11. Beschlussfassung ueber die Aenderung der Mgmt For *
Satzung integrity and the modernization
of the right to set aside resolutions
UMAG as follows: Section 19(2)2,
regarding the Chairman of the
shareholders meeting being authorized to
limit the time for questions and answers
at shareholders meetings
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 349
UNASSIGNED
GS HOLDINGS CORP
SECURITY: Y2901P103 AGENDA NUMBER: 700872915
TICKER: MEETING TYPE: AGM
ISIN: KR7078930005 MEETING DATE: 17-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated retained earnings
2. Approve the limit of the remuneration Mgmt For *
and bonus for the Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 349
UNASSIGNED
GUNMA BANK LTD
SECURITY: J17766106 AGENDA NUMBER: 701004020
TICKER: MEETING TYPE: AGM
ISIN: JP3276400003 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code
3.1 Appoint a Corporate Auditor Mgmt For *
4 Amend the Compensation to be Received by Mgmt For *
Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 349
UNASSIGNED
HAGEMEYER NV
SECURITY: N38537234 AGENDA NUMBER: 700929613
TICKER: MEETING TYPE: AGM
ISIN: NL0000355477 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 281608 DUE TO ADDITIONAL
RESOLUTIONS ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 21
APR 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Opening Non-Voting No vote
2. Receive the report of the Board of Mgmt No vote
Management over the FY 2005 and approve
the 2005 annual report
3. Adopt the 2005 financial statements Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Approve the reserves and dividend policy Mgmt No vote
5. Declare a dividend for 2005 Mgmt No vote
6. Grant discharge to the Members of the Mgmt No vote
Board of Management
7. Grant discharge to the Members of the Mgmt No vote
Supervisory Board
8. Appoint Deloitte Accountants B.V as the Mgmt No vote
External Auditor for the FY 2006
9.1 Appoint Mr. R.M.J Van der Meer as the Mgmt No vote
Members to the Supervisory Board
9.2 Appoint Mr. P.H.J.M. Visee as the Mgmt No vote
Members to the Supervisory Board
10.A Adopt the revised remuneration policy Mgmt No vote
for the Board of Management
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10.B Approve the revised Option Plan for the Mgmt No vote
Board of Management
11. Authorize the Board of Management of Mgmt No vote
Hagemeyer N.V. to acquire shares in its
capital
12.A Approve to extend the designation of the Mgmt No vote
Board of Management as the competent
body to resolve an issuance of ordinary
shares
12.B Approve to extend the designation of the Mgmt No vote
Board of Management as the competent
body to resolve restricting or excluding
the pre-emptive rights upon issuance of
ordinary shares
13. Transact any other business Other No vote
14. Closing of the meeting Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 349
UNASSIGNED
HAKUHODO DY HOLDINGS INCORPORATED
SECURITY: J19174101 AGENDA NUMBER: 701007901
TICKER: MEETING TYPE: AGM
ISIN: JP3766550002 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Approve Minor Revisions
Related to the New Commercial Code;
Expand Business Lines, Appoint
Independent Auditors
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
3.5 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
3.13 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 349
UNASSIGNED
HAMAMATSU PHOTONICS KK
SECURITY: J18270108 AGENDA NUMBER: 700855197
TICKER: MEETING TYPE: AGM
ISIN: JP3771800004 MEETING DATE: 20-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 278232 DUE TO ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1. Approve the appropriation of retained Mgmt For *
earnings
2.1 Elect Mr. Teruo Hiruma as a Director Mgmt For *
2.2 Elect Mr. Haruji Ootsuka as a Director Mgmt For *
2.3 Elect Mr. Kouei Yamamoto as a Director Mgmt For *
2.4 Elect Mr. Hideo Hiruma as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.5 Elect Mr. Junichi Takeuchi as a Director Mgmt For *
2.6 Elect Mr. Yoshiji Suzuki as a Director Mgmt For *
2.7 Elect Mr. Yukiaki Suzuki as a Director Mgmt For *
2.8 Elect Mr. Hirofumi Uchiyama as a Mgmt For *
Director
2.9 Elect Mr. Takashi Koike as a Director Mgmt For *
2.10 Elect Mr. Tetsuo Hattori as a Director Mgmt For *
3. Grant retirement allowances to the Mgmt For *
retiring Directors Mr. Nobuyuki
Takashita and Mr. Hiroyuki Watanabe
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 349
UNASSIGNED
HARMONY GOLD MINING CO LTD
SECURITY: S34320101 AGENDA NUMBER: 700808972
TICKER: MEETING TYPE: AGM
ISIN: ZAE000015228 MEETING DATE: 04-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Adopt the audited financial statements Mgmt For *
of the Company for the YE 30 JUN 2005,
including the reports of the Directors
and Auditors
2. Approve to fix the remuneration of the Mgmt For *
Directors
3. Elect Mr. J.A. Chissano as a Director in Mgmt For *
terms of the Company s Article of
Association
4. Re-elect Mr. Frank Abbott, Mr. Patrice Mgmt Against *
Motsepe and Mr. Cedric M.A. Savage as
the Directors in terms of Harmony s
Articles of Association
5.S.1 Approve, that the Company may, as a Mgmt For *
general approval in terms of Section 85
(2) of the Companies Act, 1973 (Act 61
of 1973), as amended, acquire, from time
to time, such number of its securities
at such price or prices and on such
other terms and conditions as the
Directors may from time to time
determine, but subject to the
requirements from time to time of any
stock exchange upon which the Company s
securities may be quoted or listed and
to the following requirements of the JSE
Limited OSE): the repurchase of
securities shall be effected through the
order book operated by the JSE trading
system and done without any prior
understanding or arrangement between the
Company and the counter party; the
repurchase of securities must be
authorized
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
by the Company s Articles of
Association; repurchases may not be made
at a price more than 10% above the
weighted average of the market value for
the securities for the five business
days immediately preceding the date on
which the transaction is effected; at
any point in time, the Company may only
appoint one agent to effect any
repurchase(s) on the Company s behalf;
the Company may only undertake a
repurchase of the securities if, after
such repurchase, it still complies with
the Listings Requirements of the JSE
concerning shareholder spread
requirements; and the Company or its
subsidiaries may not repurchase the
Company s shares during a prohibited
period, as defined in the Listings
Requirements of the JSE; Authority
expires the earlier of the conclusion of
the next AGM or for 15 months from the
date
6.O1 Amend, subject to the approval of the Mgmt For *
JSE and the Directors of the Company,
the Harmony (2003) Share Option Scheme
(approved by shareholders on 14 NOV
2003) be amended by the deletion of
Clause 3.2 and the substitution thereof
by new clause
7.O2 Authorize the Directors of the Company Mgmt For *
to allot and issue, after providing for
the requirements of the Harmony (1994)
Share Option Scheme, the Harmony (2001)
Share Option Scheme and the Harmony
(2003) Share Option Scheme, 10% of the
remaining unissued securities in the
capital of the Company, being 80,665,881
ordinary shares of 50 cents each as at
01 SEP 2005, at such time or times to
such person or persons; or Bodies
Corporate upon such terms and conditions
as the Directors may from time to time
at their sole discretion determine,
subject to the provisions of the
Companies Act, 1973 (Act 61 of 1973), as
amended, and the Listings Requirements
of JSE Limited
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8.O3 Authorize the Directors of the Company Mgmt For *
to allot and issue equity securities
including the grant or issue of options
or securities that are convertible into
an existing class of equity securities
for cash (or the extinction of a
liability, o or commitment,
restraint(s), of expenses) on such terms
a as the directors may from time to time
at their sole discretion deem fit, as
and when suitable o arise therefore, but
subject t requirements of the JSE: the
equity securities which are the subject
of the issue for cash must be of a class
already in issue, or re this is not the
case, must be limited to such securities
or rights that are convertible into a
class in issue; the equity securities
must be issued to public shareholders,
as defined Listings Requirements of the
JSE, and not to related parties; equity
securities which are the subject of
general issues for cash: i) in the
aggregate, in any one FY, may not exceed
15% of the relevant number of equity
securities in issue of that class (for
purposes of determining the securities
comprising the 15% number in any one
year, account must be taken of the
dilution effect, in the year of issue of
options/convertible securities, by
including the number of any equity
securities which may be issued in future
arising out of the issue of such
options/convertible securities); ii) of
a particular class, will be aggregated
with any securities that are
compulsorily convertible into securities
of that class, and, in the case of the
issue of compulsorily convertible
securities, aggregated with the
securities of that class into which they
are compulsorily convertible; iii) as
regards the number of securities which
may be issued (the 15% number), shall be
based on the number of securities of
that class in issue added to those that
may be issued in future (arising from
the conversion of options/convertible
securities), at the date of such
application: 1) less any securities of
the class issued, or to be issued in
future arising from options/ convertible
securities issued, during the current
financial year; 2) plus any securities
of that class to be issued pursuant to:
(aa)a rights issue which has been
announced, is irrevocable and is fully
underwritten; or (bb)an acquisition
which has had final terms announced may
be induced, as though they were
securities in
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
issue as at the date of application; d)
the maximum discount at which equity
securities may be issued is 10% of the
weighted average traded price of such
securities measured over the 30 business
days prior to the date that the price of
the issue is determined or agreed by the
Directors of the Company; the JSE will
be consulted for a ruling if the Company s
securities have not traded in such 30
business day period; the Company will
only transact in derivative transactions
relating to the repurchase of securities
if, with regard to the price of the
derivative: i) the strike price of any
put option written by the Company less
the. value of the premium received by
the Company for that put option may not
be greater than the fair value of a
forward agreement based on a spot price
not greater than 10% above the weighted
average of the market value for the
securities for the five business days
immediately preceding the date on which
the transaction is effected; ii) the
strike price of any call option may be
greater than 10% above the weighted
average of the market value for the
securities for the five business days
immediately preceding the date on which
the transaction is effected at the time
of entering into the derivative
agreement, but the company may exercise
the call option if it is more than 10%
out of the money iii) the strike price
of the forward agreement may be greater
than 10% above the weighted average of
the market value for the securities for
the five business days immediately
preceding the date on which the
transaction is effected but limited to
the fair value of a forward agreement
calculated from a spot price not greater
than 10% above the weighted average of
the market value for the securities for
the five business days immediately
preceding the date on which the
transaction is effected
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 349
UNASSIGNED
HARVEY NORMAN HOLDINGS LTD
SECURITY: Q4525E117 AGENDA NUMBER: 700810624
TICKER: MEETING TYPE: AGM
ISIN: AU000000HVN7 MEETING DATE: 22-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the financial Mgmt For *
statements for the Company and the
consolidated entities for the YE
30 JUN 2005, together with the Directors
report including remunaration report and
the Auditor s report as specified
2. Approve to declare a final dividend as Mgmt For *
recommended by the Board
3. Elect Mr. Graham Charles Paton as a Mgmt Against *
Director
4. Re-elect Mr. Ian John Norman as a Mgmt Against *
Director, who retires by rotation
5. Re-elect Mr. Michael John Harvey as a Mgmt Against *
Director, who retires by rotation
6. Re-elect Mr. John Evyn Slack-Smith as a Mgmt Against *
Director, who retires by rotation
7. Re-elect Mr. Kenneth William Mgmt Against *
Gunderson-Briggs as a Director, who
retires by rotation
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Approve the remunaration report included Mgmt For *
in the Directors report, for the YE 30
JUN 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 349
UNASSIGNED
HEIDELBERGER DRUCKMASCHINEN AG, HEIDELBERG
SECURITY: D3166C103 AGENDA NUMBER: 700743506
TICKER: MEETING TYPE: OGM
ISIN: DE0007314007 MEETING DATE: 20-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the financial statements and the Mgmt No vote
annual report for the 2004/2005 FY with
the report of the Supervisory Board, the
Group financial statements and the Group
annual report
2. Approve the appropriation of the Mgmt No vote
distribution profit of EUR 26,797,241.89
as follows: payment of a dividend of EUR
0.30 per no-par share EUR 1,000,000
shall be allocated to the revenue
reserves EUR 24,697.89 shall be carried
forward ex-dividend and payable date 21
JUL 2005
3. Ratify the Acts of the Board of Managing Mgmt No vote
Directors
4. Ratify the Acts of the Supervisory Board Mgmt No vote
5. Appoint PWC Deutsche Revision AG, Essen Mgmt No vote
as the Auditors for the 2005/2006 FY
lschaft, Frankfurt Am Main,
Zweigniederlassung Essen as the Auditors
for the year 2005/2006
6. Authorize the Board of Managing Mgmt No vote
Directors to acquire own shares of the
Company of up to 10% of the share
capital, at prices not differing more
than 10% from the market price of the
shares, on or before 19 JAN 2007; the
shares may be disposed of in a manner
other
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
than the stock exchange or a rights
offering, sold at a price not materially
below their market price, used for
acquisition purposes or within the scope
of the Company's stock option plan, or
retired
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR Non-Voting No vote
THIS MEETING. A LINK TO THE COUNTER
PROPOSAL INFORMATION IS AVAILABLE IN THE
MATERIAL URL SECTION OF THE APPLICATION.
IF YOU WISH TO ACT ON THESE ITEMS, YOU
WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 349
UNASSIGNED
HELLENIC TECHNODOMIKI TEV SA
SECURITY: X32578118 AGENDA NUMBER: 700983794
TICKER: MEETING TYPE: OGM
ISIN: GRS191213008 MEETING DATE: 21-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the annual financial statements Mgmt No vote
and the consolidated financial
statements for the FY 2005 after hearing
the Board of Directors and the Charted
Auditors relevant reports
2. Grant discharge to the Board of Mgmt No vote
Directors Members and the Charted
Auditor from any liability for indemnity
for the FY 2005
3. Approve the cash dividend distribution Mgmt No vote
to the shareholders and the Board of
Directors remuneration for the FY 2005
4. Approve the profits appropriation of the Mgmt No vote
Company s personnel
5. Elect the Charted Auditors, regular and Mgmt No vote
substitute for the year 2006 and approve
to determine their remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Authorize the Board of Directors Mgmt No vote
Members, Senior Managers and the
Managers, according to Article 23
Paragraph 1 of C.L. 219 0/1920, as
currently in force, for their
participation in subsidiary Companies or
associated Companies Board of Directors
or the Management, according to Article
42e Paragraph 5 of C.L. 2190/19 20, as
currently in force
7. Grant authority, according to Article Mgmt No vote
23a of C.L.2190/1920, as currently in
force, for contracts between the Company
and associated Companies
8. Elect the Members of the Board of Mgmt No vote
Directors in replacement of a resigned
Members
9. Approve Aktor s SA financial statements Mgmt No vote
of 30 SEP 2005 transformation balance
sheet included, after the termination
of Aktor SA due to breaking up and
absorption by Hellenic Technodomiki SA
10. Grant discharge to the Board of Mgmt No vote
Directors Members and the Auditors of
Aktor SA from any liability for the
fiscal period 01 JAN 2005 until 15 DEC
2005 after Aktor s termination due to
breaking up and absorption of the Aktor
s assets by Hellenic Technodomiki SA
11. Approve, according to Article 23a Mgmt No vote
Paragraph 2 of C.L.2190/1920, of Aktor s
SA Board of Directors Members
remuneration after the termination of
Aktor SA due to breaking up and
absorption of the Aktor s assets by
Hellenic Technodomiki SA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
12. Miscellaneous announcements Other No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 349
UNASSIGNED
HOGY MEDICAL CO LTD
SECURITY: J21042106 AGENDA NUMBER: 701002836
TICKER: MEETING TYPE: AGM
ISIN: JP3840800001 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Appoint
Independent Auditors, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
4 Appoint a Supplementary Auditor Other For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 349
UNASSIGNED
IBERIA LINEAS AEREAS DE ESPANA SA
SECURITY: E6167M102 AGENDA NUMBER: 700956913
TICKER: MEETING TYPE: OGM
ISIN: ES0147200036 MEETING DATE: 29-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 30 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU
1. Approve the annual accounts and the Mgmt For *
Management report of Iberia, Lineas
Aereas De Espana, Sociedad Anonima, and
its consolidated Group, as well as the
application of profits and the
Management of the Board of Directors,
all of the foregoing with reference to
the year 2005
2. Re-elect the Directors Mgmt For *
3. Re-elect the Auditors of the Company and Mgmt For *
its consolidated Group for the year 2006
4. Amend Articles 31 and 47 of the Articles Mgmt For *
of Association, as specified
5. Amend Article 10 of the General Meeting Mgmt For *
Regulations
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve the Directors remuneration Mgmt For *
7. Authorize the Board of Directors to Mgmt For *
carry out the derivative acquisition of
Iberia Lineas Aereas De Espana, Sociedad
Anonima shares, either directly or via
subsidiary; Authority expires after 18
months, rendering void the
authorization granted by the general
meeting of stockholders held on 26 MAY
2005
8. Authorize the Board of Directors, with Mgmt For *
authority to depute such powers, to
execute and deliver, construe, develop
and implement the resolutions adopted by
the meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 349
UNASSIGNED
IGD - IMMOBILIARE GRANDE DISTRIBUZIONE SPA, VILLANOVA DI CASTENASO (BO)
SECURITY: T5331M109 AGENDA NUMBER: 700914535
TICKER: MEETING TYPE: MIX
ISIN: IT0003745889 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM THERE WILL BE A
SECOND CALL ON 29 APR 2006. YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES
WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU
PLEASE NOTE THAT IN ADDITONAL TO BANCA Non-Voting No vote
INTESA S STANDARD FEES FOR THE ISSUING
OF COMMUNICATIONS TO THE COMPANIES TO
ATTEND THE MEETINGS, YOU WILL BE CHARGED
DIRECTLY AND ON A SEPARATE BASIS WITH
THE PROXY AGENT S FEES, WHICH RANGE FROM
EUR 300 TO EUR 500 PER MEETING, THANK
YOU.
O.1 Approve the financial statements as at Mgmt No vote
31 DEC 2005, Board of Directors report
on management activity, Internal and
External Auditors report; resolutions
related thereto and receive the
consolidated balance as at 31 DEC 2005
o.2 Appoint Board of Directors Members and Mgmt No vote
after stating the number of the Members
and of their remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
o.3 Appoint the Internal Auditors and their Mgmt No vote
Chairman and approve their emolument
o.4 Grant authority to buy and sell own Mgmt No vote
shares
e.1 Approve the merger for Incorporation Mgmt No vote
Plan of the Company IGD S.P.A. into the
Company Gescom SRL, consequent
deliberations
e.2 Amend Article 11.2 of the By-laws Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 349
UNASSIGNED
IMPALA PLATINUM HLDGS LTD
SECURITY: S37840105 AGENDA NUMBER: 700809190
TICKER: MEETING TYPE: AGM
ISIN: ZAE000003554 MEETING DATE: 19-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 263074 DUE TO ADDITIONAL
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
Receive and approve the financial Non-Voting No vote
statements for the YE 30 JUN 2005
1.1 Re-elect Mr. D.H. Brown as a Director Mgmt Against *
1.2 Re-elect Mr. M.V. Mennell as a Director Mgmt Against *
1.3 Re-elect Mr. T.V. Mokgatiha as a Mgmt Against *
Director
1.4 Re-elect Mr. I.J. Patan as a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Approve to place all the unissued shares Mgmt For *
of the Company under the control of the
Directors of the Company and authorize
the Directors, subject to a maximum of
10% of the issued share capital to
Section 221(2) of the Companies Act
No.61 of 1973, and the Listing
Requirement of the JSE Limited, to
allot, issue and otherwise dispose
thereof to such person or persons on
such terms and conditions as they
determine
S.3 Authorized the Directors in terms of the Mgmt For *
Company s Articles of Association, by
way of a general authority to repurchase
issued shares in the Company or to
permit a subsidiary of the Company to
purchase shares in the Company as and
when deemed appropriate, subject to the
following initiatives: a) that this
authority shall be valid until the
company next AGM provided that it shall
not extend beyond 15 months from the
date of this AGM; b) that any such
repurchase be effected through the order
book operated the by JSE trading system
and done without any prior understanding
or agreement between the Company and the
counterparty; c) that a paid press
release giving such details as may be
required in terms of JSE listings
requirements be published when the
company or its subsidiaries have
repurchased in aggregate 3% of the
initial number of shares in issue, as at
the time that the general authority was
granted, and for each 3% in aggregate of
the initial number of shares which are
acquired thereafter; d) that a general
repurchase may not in the aggregate in
any one financial year exceed 10% of the
number of shares in the Company s issued
share capitol at the time this authority
is given, provided that a subsidiary of
the company may not hold at any one time
more than 10% of the number of issued
shores of the Company; e) that no
repurchases will be effected during a
prohibited period as defined by the JSE
listings Requirements); f) that at any
one point in time, the Company may only
appoint one agent to effected
repurchases on the Company s behalf; g)
that the Company may only undertake a
repurchase of securities if,
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
after such repurchase, the spread
requirements of the Company comply with
JSE listings requirements; h) that, in
determining the price at which shares
may be repurchased in terms of this
authority the maximum premium permitted
is 10% above the weighted average traded
price of the shares as determined over
the 5 days pear to the date of
repurchase; and i) that such repurchase
shall be subject to the Companies Act
and the applicable provisions of the JSE
Listings Requirements; the Board of
directors, as at the date of this
notice, has stated its intention to
examine methods of returning capital to
shareholders in terms of the general
authority granted at the last AGM the
Board believes it to be in the best
interest of Implats that shareholders
pass a special resolution granting the
Company and/or its subsidiaries a last
general authority to acquire Implats
shares Such general authority will
provide Implats with the flexibility,
subject to the requirements of the
Companies Act and the JSE, to purchase
shares should it be in the interest of
Implats and/or its subsidiaries at any
time while the general authority
subsists
S.4 Amend the Articles of Association by Mgmt For *
deleting Article 13.2 and substituting
with the new Article 13.2 as specified
5. Approve, in terms of the Articles of Mgmt For *
Association to increase the Directors
fees by 5% in each instance as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 349
UNASSIGNED
INDESIT COMPANY SPA, FABRIA
SECURITY: T52684106 AGENDA NUMBER: 700911262
TICKER: MEETING TYPE: OGM
ISIN: IT0000076197 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THE MEETING TO BE HELD Non-Voting No vote
ON 27 APR HAS BEEN POSTPONED AND WILL BE
HELD ON 04 MAY 2006. PLEASE ALSO NOTE
THE NEW CUTOFF DATE 25 APR 2006. IF YOU
HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1. Approve the financial statements at 31 Mgmt No vote
DEC 2005, Directors annual report,
Statutory Audit Committee s and
Independent Auditors reports, and
receive the consolidated statements at
31 DEC 2005
2. Grant authority to purchase and dispose Mgmt No vote
of own shares on the Treasury Stock
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE AND CHANGE IN
THE MEETING TYPE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote
YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 349
UNASSIGNED
JAPAN PETROLEUM EXPLORATION CO LTD, TOKYO
SECURITY: J2740Q103 AGENDA NUMBER: 700999139
TICKER: MEETING TYPE: AGM
ISIN: JP3421100003 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Approve Minor Revisions
Related to the New Commercial Code,
Change of Official Company Location,
Appoint Accounting Auditors
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors and Corporate
Auditors
6 Amend the Compensation to be Received by Mgmt For *
Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 349
UNASSIGNED
JARDINE LLOYD THOMPSON GROUP PLC
SECURITY: G55440104 AGENDA NUMBER: 700914701
TICKER: MEETING TYPE: AGM
ISIN: GB0005203376 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the audited consolidated Mgmt For *
accounts of the Group and the reports of
the Directors and Auditors for the YE 31
DEC 2005
2. Approve the final dividend of 12p net Mgmt For *
per ordinary share
3. Re-elect Mr. C.G.R. Leach as a Director, Mgmt Against *
who retires in accordance with the
Company s Articles of Association
4. Re-elect Mr. A.D.J.B. Collins as a Mgmt For *
Director, who retires in accordance with
the Company s Articles of Association
5. Re-elect Mr. C.A. Keljik, who retires in Mgmt For *
accordance with the Company s Articles
of Association
6. Re-elect Mr. N.R. MacAndrew as a Mgmt For *
Director, who retires in accordance with
the Company s Articles of Association
7. Re-elect Mrs. V.Y.A.C. Wade as a Mgmt Against *
Director, who retires in accordance with
the Company s Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Approve the remuneration report for the Mgmt For *
YE 31 DEC 2005
9. Re-appoint PricewaterhouseCoopers LLP, Mgmt For *
Chartered Accountants and Registered
Auditors, as the Auditors to the Company
until the conclusion of the next general
meeting at which accounts are laid
before the shareholders and authorize
the Directors to determine the
remuneration of the Auditors
S.10 Authorize the Company, subject to the Mgmt For *
passing of Resolution 11 of the meeting
and for the purpose of Section 166 of
the Companies Act 1985, to make market
purchases Section 163(3) of the
Companies Act 1985 of up to 21,232,007
million ordinary shares of 5p each
representing approximately 10% of the
issued share capital of the Company as
at 20 MAR 2006, at a minimum price of
5p and up to 105% of the average middle
market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 26 JUL 2007; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
11. Approve the waiver of the Panel on Mgmt For *
Takeovers and Mergers of any obligation
which might otherwise fall on Jardine
Matheson Holdings Limited or any of its
subsidiaries, collectively or
individually, to make a general offer
pursuant to Rule 9 of the City Code on
Takeovers and Mergers as a result of any
increase in their aggregate %
shareholding from approximately 30.39%
to a maximum of 33.76% following the
purchase by the Company of up to a
maximum of 21,232,007
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 162 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Ordinary Shares in the Company in the
market; Authority expires the earlier of
the conclusion of the next AGM of the
Company or 26 JUL 2007
12. Authorize the Directors, in substitution Mgmt For *
for any existing authority and for the
purpose of Section 80 of the Companies
Act 1985 Act, to allot relevant
securities up to an aggregate nominal
amount of GBP 1,883,996; Authority
expires the earlier of the conclusion of
the next AGM of the Company in 2007 or
26 JUL 2007; and the Directors may
allot relevant securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
s.13 Authorize the Directors to allot equity Mgmt For *
securities, in connection with a rights
issue, for cash pursuant to the
authority conferred by Resolution 4,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities up to an aggregate
nominal amount of GBP 530,800
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 163 of 349
UNASSIGNED
JUPITER TELECOMMUNICATIONS CO LTD, TOKYO
SECURITY: J28710101 AGENDA NUMBER: 700896460
TICKER: MEETING TYPE: AGM
ISIN: JP3392750000 MEETING DATE: 28-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Handling of Net Loss Mgmt For *
2 Approve Reduction in Legal Reserves Mgmt For *
3 Amend Articles to: Allow Limitation of Mgmt For *
Legal Liability of Non-Executive
Statutory Auditors and Outside Audit
Firms
4.1 Elect Director Mgmt For *
4.2 Elect Director Mgmt For *
4.3 Elect Director Mgmt For *
4.4 Elect Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.5 Elect Director Mgmt For *
4.6 Elect Director Mgmt For *
4.7 Elect Director Mgmt For *
4.8 Elect Director Mgmt For *
4.9 Elect Director Mgmt For *
4.10 Elect Director Mgmt For *
4.11 Elect Director Mgmt For *
4.12 Elect Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 165 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.13 Elect Director Mgmt For *
5 Appoint Internal Statutory Auditor Mgmt For *
6 Approve Retirement Bonus for Director Mgmt For *
7 Approve Special Payments to Continuing Mgmt For *
Directors and Statutory Auditor in
Connection with Abolition of Retirement
Bonus System
8 Approve Deep Discount Stock Option Plan Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 166 of 349
UNASSIGNED
KLEPIERRE (EX-COMPAGNIE FONCIERE KLEPIERRE), PARIS
SECURITY: F5396X102 AGENDA NUMBER: 700909560
TICKER: MEETING TYPE: MIX
ISIN: FR0000121964 MEETING DATE: 07-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non- Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. THANK YOU. Trades/Vote
Instructions: Since France maintains a
Verification Period, for vote
instructions submitted that have a trade
transacted (sell) for either the full
security position or a partial amount
after the vote instruction has been
submitted to ADP and the Global
Custodian advises ADP of the position
change via the account position
collection process, ADP has a process in
effect which will advise the Global
Custodian of the new account position
available for voting. This will ensure
that the local custodian is instructed
to amend the vote instruction and
release the shares for settlement of the
sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 167 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.1 Acknowledge the report of the Executive Mgmt No vote
Committee, the Supervisory Board and the
Auditors general report; approve the
Company s financial statements and the
balance sheet resulting in a profit of
EUR 171,752,138.53 for the YE 31 DEC
2005
O.2 Acknowledge the report of the Executive Mgmt No vote
Committee, the Supervisory Board and the
Statutory Auditors; approve the
consolidated financial statements for
the said FY resulting in a profit of EUR
145,902,000.00 in the form presented to
the meeting
O.3 Acknowledge the special report of the Mgmt No vote
Auditors on Agreements, governed by the
Article L. 225-86 of the French
Commercial Law; approve the said report
and the Agreements referred to therein
O.4 Approve the appropriation of the income Mgmt No vote
for the FY as follows: income for the
FY: EUR 171,752,138.53; retained
earnings: EUR 203,304,721.23;
distributable income EUR 375,056,859.76;
total dividend: EUR 124,643,418.30;
balance to the carry forward account:
EUR 250,413,441.46 the shareholders will
receive a net dividend of EUR 2.70 per
share which will be paid on 13 APR 2006
as required by law
O.5 Approve to renew the appointment of Mr. Mgmt No vote
M. Bertrand Jacquillat as a Member of
the Supervisory Board for a period of 3
years
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 168 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.6 Approve to renew the appointment of Mr. Mgmt No vote
M. Bertrand Letamendia as a Member of
the Supervisory Board for a period of 3
years
O.7 Appoint Mr. M. Philippe Thel as a Member Mgmt No vote
of the Supervisory Board for a 3-year
period
O.8 Approve to award total annual fees of Mgmt No vote
EUR 210,000.00 to the Members of the
Supervisory Board
O.9 Authorize the Executive Committee to Mgmt No vote
trade in the Company s shares on the
stock market, subject to: maximum
purchase price: EUR 150.00 for each
share of a par value of EUR 4.00;
maximum number of shares to be acquired:
4,616,422 i.e., 10% of the share
capital; total funds invested in the
share buybacks: EUR 692,463,300.00;
Authority is valid for a period of 18
months; this authorization supersedes
the fraction unused of the authorization
granted by the shareholders meeting of
07 APR 2005 in its Resolution 9; and to
take all necessary measures and
accomplish all necessary formalities
E.10 Approve to grant all powers to the Mgmt No vote
Executive Committee to reduce the share
capital, on one or more occasions, by
canceling all or part of the shares held
by the Company in connection with a
Stock Repurchase Plan, provided that the
total number of shares cancelled in the
24 months does not exceed 10% of the
share capital; Authority is given for a
period of 24 months; to take all
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 169 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
necessary measures and accomplish all
necessary formalities; this delegation
of powers supersedes any and all earlier
delegations to the same effect
E.11 Approve the Merger Agreement, pursuant Mgmt No vote
to a Private Deed signed on 24 FEB 2006
between Klepierre and the following
Companies: SAS 192 Avenue Charles de
Gaulle, SAS Espace Dumont D urville, SAS
21 La Perouse, SAS 21 Kleber, SAS Kleber
Levallois, SAS 43 Grenelle, SAS Concorde
Puteaux, SAS 46 Rue Notre-Dame Des
Victoires, SAS Espace Kleber, SAS Issy
Desmoulins, SAS 23 Avenue De Marignan,
records that, since the Company
Klepierre owns the totality of the
shares making up the Company s capital,
there shall be no capital increase as a
result of the Merger; the assets
contributions by these Companies to
Klepierre
E.12 Approve the Merger which has been Mgmt No vote
carried-out, and that the
Amalgamation-Merger of the Companies SAS
shall be final and that the said
Companies shall be dissolved without
liquidation
E.13 Authorize the Executive Committee to Mgmt No vote
grant, in one or more transactions, to
employees and officers of the Company,
options giving the right to purchase
share in the Company being provided that
the options shall not give rights to a
total number of shares, which shall
exceed 1.1% of the share capital of the
Company; Authority is valid for 38
months; to take all necessary measures
and accomplish all necessary formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 170 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.14 Approve to grant all powers to the Mgmt No vote
bearer of a copy or an extract of the
minutes of this meeting in order to
accomplish all formalities, filings and
registrations prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 171 of 349
UNASSIGNED
KLEPIERRE (EX-COMPAGNIE FONCIERE KLEPIERRE), PARIS
SECURITY: F5396X102 AGENDA NUMBER: 700987401
TICKER: MEETING TYPE: OGM
ISIN: FR0000121964 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 172 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Appoint Deloitte Et Associes as the Mgmt No vote
Statutory Auditor, to replace the
Cabinet Ernts Et Young Audit who
resigned, for the remainder of the
Cabinet Ernts Et Young Audit s term of
office, i.e. until the shareholders
meeting called in 2010 to approve the
financial statements for the FYE in
2009, the Company be as a Deputy Auditor
to replace Mr. Christian Mouillon who
resigned, for the remainder of Mr.
Christian Mouillon s term of office,
i.e. until the shareholders meeting
called in 2010 to approve the financial
statements for the FYE in 2009
2. Grant full powers to the bearer of an Mgmt No vote
original, a copy or extract of the
minutes of this meeting to carryout all
filings, publications and other
formalities prescribed by Law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 173 of 349
UNASSIGNED
KOBAYASHI PHARMACEUTICAL CO LTD, OSAKA
SECURITY: J3430E103 AGENDA NUMBER: 701007052
TICKER: MEETING TYPE: AGM
ISIN: JP3301100008 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Approve Minor
Revisions Related to the New Commercial
Code, Reduce Term of Office of Directors
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 174 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors and Corporate
Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 175 of 349
UNASSIGNED
KRUNG THAI BANK PUBLIC COMPANY LIMITED (FORMERLY KRUNG THAI BANK LTD)
SECURITY: Y49885208 AGENDA NUMBER: 700909394
TICKER: MEETING TYPE: AGM
ISIN: TH0150010Z11 MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 295231 DUE TO ADDITIONAL
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THE COMPANY ALLOWS Non-Voting No vote
PARTIAL AND SPLIT VOTING. THANK YOU
1. Adopt the minutes of the 12th AGM on 22 Mgmt For *
APR 2005
2. Acknowledge the Board of Directors Mgmt For *
annual report
3. Approve the balance sheet and profit and Mgmt For *
loss statements for the YE 31 DEC 2005
4. Approve the allocation of income and Mgmt For *
payment of dividend of THB 0.6545 per
share for preferred shareholders and THB
0.5 per share for ordinary shareholders
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 176 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Approve the Directors remuneration Mgmt For *
6.a Re-elect Mr. Apisak Tantiworawong as a Mgmt For *
Director
6.b Re-elect Mr. Uttama Savanayana as a Mgmt For *
Director
6.c Re-elect Ms. Sima Simananta as a Mgmt Against *
Director
6.d Re-elect Mr. Jamlong Atikul as a Mgmt For *
Director
6.e Elect Mr. Visuit Montrivat as a Director Mgmt Against *
7. Approve the banks issuance and offering Mgmt For *
of various types of debenture within the
total amount of increasing not more than
THB 100,000 million or other equivalent
currency within the period of 5 years
8. Elect the Banks Auditor and fix the Mgmt For *
audit fee
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 177 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9. Amend Clause 3 of the Banks Memorandum Mgmt Against *
of Association regarding objectives of
the Company from Clauses 22 to 26
10. Other business Other Against *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 178 of 349
UNASSIGNED
KT FREETEL LTD
SECURITY: Y4991F102 AGENDA NUMBER: 700888247
TICKER: MEETING TYPE: AGM
ISIN: KR7032390007 MEETING DATE: 23-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the 9th balance sheet, income Mgmt For *
statement and the proposed disposition
of retained earning for FY 2005
2. Amend the Articles of Incorporation Mgmt For *
3. Elect the External Director, who will be Mgmt For *
the Audit Committee Member
4. Elect the External Director Mgmt For *
5. Elect the Internal Director Mgmt For *
6. Approve the remuneration limit for the Mgmt For *
Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 179 of 349
UNASSIGNED
LEIGHTON HOLDINGS LTD
SECURITY: Q55190104 AGENDA NUMBER: 700815117
TICKER: MEETING TYPE: AGM
ISIN: AU000000LEI5 MEETING DATE: 10-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the financial report Mgmt For *
and reports of the Directors and the
Auditor for the YE 30 JUN 2005
2. Adopt the remuneration report for the YE Mgmt For *
30 JUN 2005
3.1 Re-elect Mr. D.S. Adamsas as a Director, Mgmt For *
who retires by rotation in accordance
with Clause 18 of the Company s
Constitution
3.2 Re-elect Mr. M.C. Albrecht as a Mgmt Against *
Director, who retires by rotation in
accordance with Clause 18 of the Company
s Constitution
3.3 Re-elect Mr. G.J. Dixon as a Director, Mgmt Against *
who retires by rotation in accordance
with Clause 18 of the Company s
Constitution
3.4 Re-elect Mr. G.J. Ashton as a Director, Mgmt For *
who retires by rotation in accordance
with Clause 18 of the Company s
Constitution
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 180 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Approve to increase, in accordance with Mgmt For *
ASX Listing Rule 10.17 and Clause 20 of
the Company s Constitution, the maximum
aggregate yearly sum that may be paid by
the Company as remuneration for the
services of the Company s Non-Executive
Directors by AUD 700,000 from AUD
1,300,000 to AUD 2,000,000 with effect
on and from 01 JUL 2005
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 181 of 349
UNASSIGNED
LOGITECH INTERNATIONAL SA, APPLES
SECURITY: H50430224 AGENDA NUMBER: 700998062
TICKER: MEETING TYPE: OGM
ISIN: CH0021655334 MEETING DATE: 16-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 319178 DUE TO DELETION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THE NOTICE FOR THIS Non-Voting No vote
MEETING WAS RECEIVED AFTER THE
REGISTRATION DEADLINE. IF YOUR SHARES
WERE REGISTERED PRIOR TO THE DEADLINE OF
26 MAY 2006 BOOK CLOSING/REGISTRATION
DEADLINE DATE, YOUR VOTING INSTRUCTIONS
WILL BE ACCEPTED FOR THIS MEETING.
HOWEVER, VOTING INSTRUCTIONS FOR SHARES
THAT WERE NOT REGISTERED PRIOR TO THE
REGISTRATION DEADLINE WILL NOT BE
ACCEPTED. THANK YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. Receive the annual report Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 182 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Receive the annual report, annual Mgmt No vote
financial statements and consolidated
annual financial statements and the
reports of the Auditors and the Group
Auditors
3. Approve the share split in the Mgmt No vote
circumstance 2 to 1
4. Approve the appropriation of retained Mgmt No vote
earnings
5. Approve the Stock Option Plan for key Mgmt No vote
employees
6. Approve the creation of CHF 10 million Mgmt No vote
pool of capital with out preemptive
rights
7. Authorize the Company to hold in excess Mgmt No vote
of 10% of shares in treasury
8. Amend the Articles of Incorporation Mgmt No vote
9. Grant discharge to the Board of Mgmt No vote
Directors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 183 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
101.1 Elect Mr. Erh-Hsun Chang to the Board of Mgmt No vote
Directors
101.2 Elect Mr. Kee-Lock Chua to the Board of Mgmt No vote
Directors
10.2 Elect PricewaterhouseCoopers SA as the Mgmt No vote
Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 184 of 349
UNASSIGNED
LONMIN PUB LTD CO
SECURITY: G56350112 AGENDA NUMBER: 700850680
TICKER: MEETING TYPE: AGM
ISIN: GB0031192486 MEETING DATE: 26-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the audited accounts and the Mgmt For *
reports of the Directors and Auditors
for the YE 30 SEP 2005
2. Receive and approve the Directors Mgmt For *
remuneration report for the YE 30 SEP
2005
3. Declare a final divided 42 US cents per Mgmt For *
share in respect of the YE 30 SEP 2005,
payable on 08 FEB 2006 to shareholders
on the register at the close of business
on 13 JAN 2006
4. Re-appoint KPMG Audit Plc as the Company Mgmt Against *
s Auditors and authorize the Directors
to agree the Auditors remuneration
5. Re-elect Sir John Craven as a Director Mgmt For *
of the Company
6. Re-elect Mr. Michael Hartnell as a Mgmt For *
Director of the Company
7. Re-elect Mr. Sivi Gounden as a Director Mgmt For *
of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 185 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Mr. Karen de Segundo as a Mgmt For *
Director of the Company
9. Authorize the Directors, for the purpose Mgmt For *
of Section 80 of the Companies Act 1985
the Act, to allot relevant securities
Section 80(2) of the Act up to an
aggregate nominal amount of USD
47,350,000; Authority expires on the
date of the next AGM of the Company;
and the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.10. Authorize the Directors, pursuant to Mgmt For *
Section 95 of the Companies Act 1985 the
Act, to allot equity securities Section
94 of the Act for cash pursuant to the
authority conferred by Resolution 9,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities a) in connection
with a rights issue, open offer or other
offers in favor of ordinary
shareholders; and b) up to an aggregate
nominal amount of USD 7,100,000;
Authority expires on the date of the
next AGM of the Company; and, authorize
the Directors to allot equity securities
after the expiry of this authority in
pursuance of such an offer or agreement
made prior to such expiry
S.11 Authorize the Company, pursuant to Mgmt For *
Article 9 of the Articles of Association
of the Company, to make market purchases
Section 163(3) of the Companies Act 1985
of up to 14,200,000 ordinary shares of 1
USD in the capital of the Company, at a
minimum price of USD 1 and the maximum
price that may be paid is equal to 105%
above the average market value for such
shares derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires at the conclusion of the next
AGM of the Company;
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 186 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the Company, before the expiry, may make
a contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 187 of 349
UNASSIGNED
LUMINAR PLC
SECURITY: G5696A108 AGENDA NUMBER: 700768293
TICKER: MEETING TYPE: AGM
ISIN: GB0005382444 MEETING DATE: 19-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the audited accounts for the Mgmt Against *
period ended 27 FEB 2005 together with
the reports of the Directors and
Auditors thereon
2. Approve the Directors report on Mgmt For *
remuneration
3. Declare a final dividend of 9.76p per Mgmt For *
ordinary share
4. Re-elect Mr. S. Thomas as a Director Mgmt For *
5. Re-elect Mr. B. McLoughlin as a Director Mgmt For *
6. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company to hold the
office until the conclusion of the next
general meeting and approve that their
remuneration be fixed by the Directors
7. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 188 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Authorize the Directors, to exercise all Mgmt For *
powers of the Company to allot relevant
securities within the meaning of Section
80 of the Companies Act 1985 up to an
aggregate nominal amount of GBP
6,036,960; Authority expires the earlier
of the conclusion of the next AGM of the
Company or 15 months after passing of
this resolution; and the Directors may
allot relevant securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
S.9 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 8 and pursuant to
Section 95 of the Companies Act 1985, to
allot equity securities within the
meaning of Section 94 of that Act for
cash pursuant to the authority conferred
by Resolution 8, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities a) in connection with a
rights issue, open offer or other offers
in favor of ordinary shareholders; and
b) up to an aggregate nominal amount of
GBP 914,691; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 15 months after
the passing of this resolution; and,
authorize the Directors to allot equity
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.10 Authorize the Company, subject to the Mgmt For *
Company s Articles of Association from
time to time and for the purpose of
Section 166 of the Companies Act 1985,
to make one or more market purchases
within the meaning of Section 163(3)of
that Act of up to 7,317,528 ordinary
shares 10% of the Company s issued
ordinary share capital at a price upto
105% of the average middle market
quotations for such shares derived from
the London Stock Exchange Daily Official
List, over the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 12 months after the passing
of this
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 189 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
resolution; the Company, before the
expiry, may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly after such
expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 190 of 349
UNASSIGNED
M6 METROPOLE TELEVISION SA, NEUILLY SUR SEINE
SECURITY: F6160D108 AGENDA NUMBER: 700907136
TICKER: MEETING TYPE: AGM
ISIN: FR0000053225 MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU.
REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO Non-Voting No vote
THE MEETING DATE, DEPENDS ON COMPANY S
BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO
THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND
FORWARD THE PROXY CARD DIRECTLY TO THE
SUB CUSTODIAN. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO
NON-RESIDENT SHAREOWNERS: PROXY CARDS:
ADP WILL FORWARD VOTING INSTRUCTIONS TO
THE GLOBAL CUSTODIANS THAT HAVE BECOME
REGISTERED INTERMEDIARIES, ON ADP VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL
SIGN THE PROXY CARD AND FORWARD TO THE
LOCAL CUSTODIAN. IF YOU ARE UNSURE
WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE
FRANCE MAINTAINS A VERIFICATION PERIOD,
FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR
EITHER THE FULL SECURITY POSITION OR A
PARTIAL AMOUNT AFTER THE VOTE
INSTRUCTION HAS BEEN SUBMITTED TO ADP
AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT
POSITION COLLECTION PROCESS, ADP HAS A
PROCESS IN EFFECT WHICH WILL
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 191 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
ADVISE THE GLOBAL CUSTODIAN OF THE NEW
ACCOUNT POSITION AVAILABLE FOR VOTING.
THIS WILL ENSURE THAT THE LOCAL
CUSTODIAN IS INSTRUCTED TO AMEND THE
VOTE INSTRUCTION AND RELEASE THE SHARES
FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE
TRANSACTIONS WITH A SETTLEMENT DATE
PRIOR TO MEETING DATE + 1
O.1 Approve the report of the Executive Mgmt No vote
Committee and the Auditors general
report, the Company s financial
statements and the balance sheet for the
FYE 31 DEC 2005, as presented showing
the earnings of EUR 166,217,030.00 and
the charges and expenses of EUR
20,776.00 for the FY with a
corresponding tax of EUR 7,257.00
O.2 Approve the Special Auditor s report, in Mgmt No vote
accordance with the provisions of
Article L.225-86 and following of the
Law French Company Act; approve the
said report and the agreements referred
to therein
O.3 Approve the result for the FY amounts to Mgmt No vote
EUR 166,217,030.04 retained earnings for
the previous FY: EUR 429,130,207.95,
total distributable amount: EUR
595,347,237.99; allocation: payment of
dividend of EUR 0.95 per share for each
of the 131,888,690 shares comprising the
capital: EUR 125,294,255.50; the balance
to the retained earnings: EUR
470,052,982.49 and approve the proposal
of the Executive Committee and
subsequently the shareholders will
receive a net dividend of EUR 0.95 per
share, and will entitle to the 40%
allowance provided by the French Tax
Code, this dividend will be paid on 28
APR 2006 in the event that the Company
holds
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 192 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
some of its own shares on such date, the
amount of the unpaid dividend on such
shares shall be allocated to the
retained earnings account
O.4 Approve the report of the Executive Mgmt No vote
Committee and the Statutory Auditors;
approve the reports of the consolidated
financial statements showing earnings of
EUR 156,200,000.00
O.5 Ratify the co-optation of Mr. Ignace Van Mgmt No vote
Meenen to replace Mr. Jean-Charles De
Keyser as the Member of the Supervisory
Board until the shareholders meeting
called to approve the financial
statements for the 2007 FY
O.6 Ratify the co-optation of Mr. Constantin Mgmt No vote
Lange to replace Mr. Thomas Rabe as the
Member of the Supervisory Board until
the shareholders meeting called to
approve the financial statements for the
FY 2007
O.7 Authority the Executive Committee in Mgmt No vote
order to trade the Company s shares
subject to the conditions described
below: maximum purchase price: EUR
40.00, maximum number of shares to be
acquired: 10% of the share capital,
maximum funds invested in the share
buybacks: EUR 507,786,907.00; Authority
is valid for 18 months; and authorize
the Executive Committee to take all
necessary measures and accomplish all
necessary formalities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 193 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.8 Authorizes the Executive Committee, at Mgmt No vote
its sole discretion, in one or more
occasions, to issue, in France and or
abroad, fixed-term or unfixed-term
bonds, whether subordinated or not, and
warrants to subscribe to bonds, up to a
maximum nominal amount of EUR
300,000,000.00; Authority is valid for a
5-year period; and authorize the
Executive Committee to take all
necessary measures and accomplish all
necessary formalities
E.1 Authorize the Executive Committee, Mgmt No vote
depending on the adoption of the 7th
resolution, to reduce the share capital,
by cancelling all or part of the shares
held by the company and which she could
eventually hold following buybacks
achieved in the framework of the 7th
resolution, up to a maximum of 10% of
the share capital; authority expires
following the shareholders meeting
called to approve the financial
statements for the FYE 2006
E.2 Grant all powers to the bearer of a copy Mgmt No vote
or an extract of the minutes of the
present to accomplish all deposits and
publications prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 194 of 349
UNASSIGNED
MAPELEY LTD
SECURITY: G58216105 AGENDA NUMBER: 700944817
TICKER: MEETING TYPE: AGM
ISIN: GB00B0BHCR03 MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the balance sheet of Mgmt For *
the Company and the consolidated
accounts of the group for the YE 31 DEC
2005 together with the reports of the
Directors and the Auditors
2. Approve the report of the Remuneration Mgmt For *
Committee in relation to remuneration
policy and practice as specified for the
FYE 31 DEC 2005
3. Re-elect Mr. Roger Carey as a Director Mgmt Against *
4. Re-elect Mr. Wes Edens as a Director Mgmt For *
5. Re-elect Mr. Micheal Fascitelli as a Mgmt For *
Director
6. Re-elect Mr. John Harris as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 195 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-elect Mr. Jamie Hopkins as a Director Mgmt For *
8. Re-elect Mr. Charles Parkinson as a Mgmt Against *
Director
9. Re-appoint Ernst & Young LLP as the Mgmt For *
Auditors of the Company until the next
AGM of the Company and authorize the
Audit Committee to fix their
remuneration
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 196 of 349
UNASSIGNED
MILBON CO LTD
SECURITY: J42766105 AGENDA NUMBER: 700888108
TICKER: MEETING TYPE: AGM
ISIN: JP3910650005 MEETING DATE: 17-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Allocation of Income, Including Mgmt For *
the Following Dividends: Interim JY 25,
Final JY 25, Special JY 0
2.1 Elect Director Mgmt For *
2.2 Elect Director Mgmt For *
2.3 Elect Director Mgmt For *
2.4 Elect Director Mgmt For *
2.5 Elect Director Mgmt For *
2.6 Elect Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 197 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.7 Elect Director Mgmt For *
2.8 Elect Director Mgmt For *
2.9 Elect Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 198 of 349
UNASSIGNED
MIRVAC GROUP
SECURITY: Q62377108 AGENDA NUMBER: 700813404
TICKER: MEETING TYPE: MIX
ISIN: AU000000MGR9 MEETING DATE: 10-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Receive and approve the financial Non-Voting No vote
reports of Mirvac Group, Mirvac and MPT,
and the reports of the Directors and of
the Auditors for each entity for the YE
30 JUN 2005
1. Approve the Mirvac Limited s Mgmt For *
remuneration report for the FYE 30 JUN
2005
2. Elect Mr. James MacKenzie as a Director Mgmt For *
of Mirvac Limited
3. Elect Mr. Richard Turner as a Director Mgmt For *
of Mirvac Limited
4. Approve that Mirvac Limited Mirvac and Mgmt For *
Mirvac Funds Limited MFL as responsible
entity of Mirvac Property Trust MPT be
permitted to make the deed of
Co-operation in the form as specified by
the Chairman of the meeting for the
purposes of identification Deed of
Co-Operation, and to give financial
benefits under or contemplated by the
Deed of Co-operation to any of their
related parties including, without
limitation, to each other and any of
their controlled entities, and to the
Directors of Mirvac and MFL receiving
consequential indirect financial
benefits from holding stapled securities
comprising shares in Mirvac and units in
MPT
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 199 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Approve the participation in the Mgmt For *
Employee Incentive Scheme EIS by the
issue of stapled securities to a value
of AUD 250,000 to Mr. Gregory Paramor,
Managing Director of Mirvac Limited, in
accordance with the terms of the EIS and
on the terms of explanatory statement as
specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 200 of 349
UNASSIGNED
MISYS PLC
SECURITY: G61572148 AGENDA NUMBER: 700791824
TICKER: MEETING TYPE: AGM
ISIN: GB0003857850 MEETING DATE: 13-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the report of the Directors and Mgmt For *
the audited financial statements for the
YE 31 MAY 2005
2. Approve the remuneration report for the Mgmt For *
YE 31 MAY 2005
3. Declare a final dividend of 4.28p per Mgmt For *
ordinary share, payable in cash to all
shareholders on the register at the
close of business on 29 JUL 2005
4. Elect Mr. AI-Noor Ramji as a Director of Mgmt For *
the Company
5. Re-elect Mr. Tony Alexander as a Mgmt Against *
Director of the Company
6. Re-elect Dr. Jurgen Zech as a Director Mgmt For *
of the Company
7. Re-elect Mr. Ivan Martin as a Director Mgmt For *
of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 201 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Mr. Jasper McMahon as a Mgmt For *
Director of the Company
9. Re-elect Mr. Tom Skelton as a Director Mgmt For *
of the Company
10 Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company until the
conclusion of the next general meeting
at which accounts are laid before the
Company and authorize the Directors to
determine their remuneration
11. Authorize the Directors, in accordance Mgmt For *
with Article 6 of the Articles of
Association of the Company, to allot
relevant securities of up to a maximum
nominal amount of GBP 1,694,560;
Authority expires at the conclusion of
the AGM in 2006
S.12 Authorize the Directors, in accordance Mgmt For *
with Article 7 of the Articles of
Association of the Company, to allot
equity securities for cash and for the
purposes of Paragraph (1)(b) of that
Article, this power shall be limited to
a nominal amount of GBP 279,863;
Authority expires at the conclusion of
the AGM in 2006; and the authority
given to the Directors by this
resolution be extended to sales for cash
for any shares which the Company may
hold as treasury shares
S.13 Authorize the Company, to make market Mgmt For *
purchases Section 163(3) of the
Companies Act 1985 of up to a maximum
nominal value of GBP 508,345 ordinary
shares in the capital of the Company, at
a minimum price which may be paid for an
ordinary share is an amount exclusive of
expenses equal to the
Investment Company Report
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Page 202 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
nominal value of such a share and equal
to 105% of the average middle market
quotations for an ordinary share, as
derived from the London Stock Exchange
Daily Official List, for each of the
previous 5 dealing days; Authority
expires at the conclusion of the AGM of
the Company in 2006; the Company,
before the expiry, may make a contract
to purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
14. Authorize the Company and any Company Mgmt For *
which is or becomes a wholly owned
subsidiary of the Company during the
period to which this resolution relates,
in accordance with Section 347C of the
Companies Act 1985 the Act: a) to make
donations to EU political organizations
not exceeding GBP 50,000 in total; and
b) to incur EU political expenditure not
exceeding GBP 50,000 in total; Authority
expires at the conclusion of the AGM of
the Company in 2006
15. Approve that the limit on the annual Mgmt For *
aggregate fees for their services
payable to Non-Executive Directors of
the Company set out in Article 63 of the
Company s Articles of Association be
raised from GBP 300,000 to GBP 500,000
16. Approve the rules of the Misys Retention Mgmt For *
Long-Tem Incentive Plan
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 203 of 349
UNASSIGNED
MLP AG, HEIDELBERG
SECURITY: D5388S105 AGENDA NUMBER: 700919751
TICKER: MEETING TYPE: AGM
ISIN: DE0006569908 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the financial statements Non-Voting No vote
and annual report for the 2005 FY with
the report of the Supervisory Board, the
Group financial statements and the Group
annual report tsrats
2. Beschlussfassung ueber die Verwendung Mgmt For *
des Bilanzgewinns zum 31. Dezember 2005
.92 as follows: payment of a dividend of
EUR 0.30 per no-par share, EUR
211,910,000 shall be allocated to the
revenue reserves, EUR 2,055.32 shall be
carried forward ex-dividend and payable
date: 01 JUN 2006
3. Ratify the acts of the Board of Managing Mgmt For *
Directors schaeftsjahr 2005
4. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Aufsichtsrats fuer
das Geschaeftsjahr 2005
5. Appoint Ernst & Young AG, Stuttgart as Mgmt For *
the Auditors for the 2006 FY pruefers
fuer das Geschaeftsjahr 2006
6. Beschlussfassung ueber die Ermaechtigung Mgmt For *
zum Erwerb eigener Aktien o acquire own
shares of up to 10% of its share
capital, at prices not deviating more
than 10% from the market price of the
shares, on or before 29 NOV 2007; and
authorize the Board of
Investment Company Report
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Page 204 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Managing Directors to dispose of the
shares in a manner other than the stock
exchange or an offer to all shareholders
if the shares are sold at a price not
materially below their market price, to
use the shares in connection with
mergers and acquisitions, and to retire
the shares
7. Beschlussfassung ueber die Schaffung Mgmt For *
eines genehmigten Kapitals und
Satzungsaent to the Articles of
Association; and authorize the Board of
Managing Directors, with the consent of
the Supervisory Board, to increase the
Company s share capital by up to EUR
21,000,000 through the issue of new
bearer no-par shares against payment in
cash or kind, on or before 30 MAY 2011;
shareholders shall be granted
subscription rights except for a capital
increase of up to 10% of the Company s
share capital against payment in cash if
the new shares are issued at a price not
materially below their market price, for
a capital increase against payment in
kind, and for residual amounts
8. Aenderung der Satzung wegen Mgmt For *
Sitzverlegung ransferred to Wiesloch
9. Aenderung der Satzung wegen Anpassung an Mgmt For *
das UMAG ity and the Modernization of
the Right to Set Aside Resolutions UMAG
as follows: Section 14(4), regarding
shareholders meetings being convened at
least 30 days before the shareholder
deadline for registering to attend the
meeting Section 15, regarding the
deadline for registering to attend the
shareholders meeting being the 7th day
prior to the meeting date and
registration including proof of
shareholding as per the statutory record
date
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 205 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 206 of 349
UNASSIGNED
MOCHIDA PHARMACEUTICAL CO LTD
SECURITY: J46152104 AGENDA NUMBER: 701016114
TICKER: MEETING TYPE: AGM
ISIN: JP3922800002 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Approve Minor Revisions
Related to the New Commercial Code,
Increase Authorized Capital from 192.625
Million to 300 Million Shares
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 207 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 208 of 349
UNASSIGNED
MORINAGA & CO LTD
SECURITY: J46367108 AGENDA NUMBER: 701003472
TICKER: MEETING TYPE: AGM
ISIN: JP3926400007 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt No vote
2 Amend Articles to: Allow Company to Mgmt No vote
Repurchase its Own Shares, Allow
Disclosure of Shareholder Meeting
Materials on the Internet, Allow Use of
Electronic Systems for Public
Notifications, Approve Minor Revisions
Related to the New Commercial Code,
Reduce Board Size
3.1 Appoint a Director Mgmt No vote
3.2 Appoint a Director Mgmt No vote
3.3 Appoint a Director Mgmt No vote
3.4 Appoint a Director Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 209 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt No vote
3.6 Appoint a Director Mgmt No vote
3.7 Appoint a Director Mgmt No vote
3.8 Appoint a Director Mgmt No vote
4 Appoint a Supplementary Auditor Other No vote
5 Approve Provision of Retirement Mgmt No vote
Allowance for Directors
6 Amend the Compensation to be Received by Mgmt No vote
Directors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 210 of 349
UNASSIGNED
MOTA-ENGIL SGPS SA, LINDA-A-VELHA
SECURITY: X5588N110 AGENDA NUMBER: 700875543
TICKER: MEETING TYPE: OGM
ISIN: PTMEN0AE0005 MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AGM, THANK Non-Voting No vote
YOU.
1. Approve the 2005 individual management Mgmt No vote
report, balance sheet, profit and Loss
account, cash-flow statement, notes to
the accounts as submitted by the Board
of Directors, as well as legal
certification of the accounts and the
report and the opinion of the Statutory
Auditor, pursuant to the terms of
Article 376 of the Companies Code
2. Approve the appropriation of the profit, Mgmt No vote
pursuant to the terms of Article 376 of
the Companies Code
3. Approve the 2005 consolidated management Mgmt No vote
report, consolidated balance sheet,
consolidated profit and loss account,
consolidated cash flow statements and
the notes to the consolidated financial
statements as submitted by the Board of
Directors, as well as the legal
certification of accounts and the report
and opinion of the Statutory Auditor
under the terms of Article 508-A of the
Companies Code
4. Approve to review the Management and Mgmt No vote
Supervision of the Company, pursuant to
the provisos of Article 371.1.C and of
Article 455 of the Companies Code
Investment Company Report
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Page 211 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Approve to issue bond loan of up a total Mgmt No vote
value of EUR 100.000.000,00
6. Grant authority to the Board of Mgmt No vote
Directors to put into practice, issuing
one or more series of bonds
7. Elect the Board of Directors, general Mgmt No vote
meeting Members and the Commission for
remuneration fixing for the years
2006-2009
PLEASE NOTE THAT 100 SHARES CORRESPOND Non-Voting No vote
TO ONE VOTING RIGHT FOR THIS
MEETING. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 212 of 349
UNASSIGNED
MTU AERO ENGINES HOLDINGS AG
SECURITY: D5565H104 AGENDA NUMBER: 700910892
TICKER: MEETING TYPE: AGM
ISIN: DE000A0D9PT0 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Vorlage des festgestellten Non-Voting No vote
Jahresabschlusses und Lageberichts der
MTU Aero Enge report of the Supervisory
Board, the Group financial statements
and the Group annual report eftsjahr
2005
2. Beschlussfassung ueber die Verwendung Mgmt For *
des Bilanzgewinns llows: payment of a
dividend of EUR 0.73 per no-par share
ex-dividend and payable date: 15 MAY
2006
3. Beschlussfassung ueber die Entlastung Mgmt For *
des Vorstands fuer das Geschaeftsjahr
2005
4. Ratify the acts of the Supervisory Board Mgmt For *
r 2005
5a. Wahl von Herrn Dr.-Ing. Juergen M. Mgmt For *
Geissinger zum Mitglied des
Aufsichtsrats
5b. Elect Mr. Louis R. Hughes to the Mgmt For *
Supervisory Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 213 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Beschlussfassung ueber die Bestellung Mgmt For *
des Abschlusspruefers und des
Konzernabschlusspruefers fuer das
Geschaeftsjahr 2006
7. Beschlussfassung ueber die Ermaechtigung Mgmt For *
zum Erwerb und zur Verwendung eigener
Aktien gemaess Paragraph 71 Abs. 1 Nr. 8
Aktiengesetz und zum Ausschluss des or
before 11 NOV 2007 and authorize the
Board of Managing Directors to dispose
of the shares in a manner other than the
Stock Exchange or an offer to all
shareholders if the shares are used
within the Company s matching stock
programms, to use the shares in
connection with mergers and acquisitions
or for satisfying existing conv. or
option rights, and to retire the shares
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR Non-Voting No vote
THIS MEETING. A LINK TO THE COUNTER
PGEGENANTRAEGEN FINDEN SIE IM DROP DOWN
URL ZU MATERIAL. WENN SIE UEBER GEGENN.
IF YOU WISH TO ACT ON THESE ITEMS, YOU
WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS
MEETING.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 214 of 349
UNASSIGNED
MULTIPLEX GROUP
SECURITY: Q6271K114 AGENDA NUMBER: 700810523
TICKER: MEETING TYPE: AGM
ISIN: AU000000MXG7 MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Receive the Director s report and Non-Voting No vote
financial statements for the YE 30 JUN
2005 together with the Auditor s report
1. Adopt the Director s remuneration report Mgmt For *
for the YE 30 JUN 2005 in accordance
with Section 250R(2) of the Corporations
Act 2001
2. Re-elect Mr. Peter Dransfield as a Mgmt Against *
Director, who retires by rotation in
accordance with the Company s
Constitution
3. Re-elect Mr. John Poynton AM as a Mgmt Against *
Director, who retires by rotation in
accordance with the Company s
Constitution
4. Re-elect Ms. Barbara Ward as a Director, Mgmt Against *
who retires by rotation in accordance
with the Company’s Constitution
5. Elect Mr. James Tuckey as a Director Mgmt For *
Transact any other business Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 215 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 216 of 349
UNASSIGNED
NORTHERN FOODS PLC
SECURITY: G66304109 AGENDA NUMBER: 700769093
TICKER: MEETING TYPE: AGM
ISIN: GB0006466089 MEETING DATE: 21-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the accounts for the FYE 02 APR Mgmt For *
2005 and the Directors' report and the
Auditors' report thereon
2. Declare a final dividend of 5.7 pence Mgmt For *
per ordinary share
3. Re-elect Mr. Colin Dyer as a Director Mgmt For *
4. Re-elect Mr. Matthew T. Gribbin as a Mgmt For *
Director
5. Re-elect Mr. Anthony J. Hobson as a Mgmt For *
Director
6. Re-elect Mr. Orna G. Ni-Chionna as a Mgmt For *
Director
7. Elect Mr. David T. Nish as a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 217 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-appoint Deloitte & Touche LLP as the Mgmt For *
Auditors and authorize the Audit
Committee to determine their
remuneration
9. Approve the Directors' remuneration Mgmt For *
report
10. Grant authority to issue of equity or Mgmt For *
equity-linked securities with
pre-emptive rights up to aggregate
nominal amount of GBP 40,719,787
S.11 Grant authority to issue of equity or Mgmt For *
equity-linked securities without
pre-emptive rights up to aggregate
nominal amount of GBP 6,107,968
S.12 Approve to renew the Company's authority Mgmt For *
to make on-market purchases of
48,863,744 ordinary shares
S.13 Amend the Company's Articles of Mgmt For *
Association, regarding Company's
borrowing powers
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 218 of 349
UNASSIGNED
OBIC BUSINESS CONSULTANTS CO LTD, TOKYO
SECURITY: J59469106 AGENDA NUMBER: 700998896
TICKER: MEETING TYPE: AGM
ISIN: JP3173500004 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Adopt Reduction of Liability System for
Outside Directors, Allow Company to
Repurchase its Own Shares, Allow
Disclosure of Shareholder Meeting
Materials on the Internet, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 219 of 349
UNASSIGNED
OBIC CO LTD, TOKYO
SECURITY: J5946V107 AGENDA NUMBER: 701007963
TICKER: MEETING TYPE: AGM
ISIN: JP3173400007 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Adopt Reduction of Liability System for
Outside Directors, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code, Expand Business
Lines
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt Against *
Allowance for Directors and Corporate
Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 220 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 221 of 349
UNASSIGNED
PAPERLINX LTD
SECURITY: Q73258107 AGENDA NUMBER: 700806637
TICKER: MEETING TYPE: AGM
ISIN: AU000000PPX1 MEETING DATE: 25-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the financial Non-Voting No vote
statements and the Directors declaration
and report for the YE 30 JUN 2005,
together with the Auditor s report to
the shareholders of the Company
2.a Re-elect Mr. B.J. Jackson as a Director, Mgmt For *
who retires in accordance with the
Company s Constitution
2.b Re-elect Mr. D.A. Walsh as a Director, Mgmt For *
who retires in accordance with the
Company s Constitution
2.c Re-elect Mr. L.J. Yelland as a Director, Mgmt For *
who retires in accordance with the
Company s Constitution
3. Approve the remuneration report for the Mgmt For *
YE 30 JUN 2005 as required by Section
250R of the Corporations Act
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 222 of 349
UNASSIGNED
PETROFAC LTD, LONDON
SECURITY: G7052T101 AGENDA NUMBER: 700945009
TICKER: MEETING TYPE: AGM
ISIN: GB00B0H2K534 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the audited financial statements Mgmt For *
of the Company for the YE 31 DEC 2005
2. Declare a final dividend of USD 0.0187 Mgmt For *
per share in respect of the YE 31 DEC
2005
3. Approve the Director s remuneration Mgmt For *
report prepared by the Remuneration
Committee and approved by the Board for
the YE 31 DEC 2005
4. Re-appoint Mr. Ayman Asfari as a Mgmt For *
Director, who retires by rotation
pursuant to the Article 33 of the
Company s Articles of Association
5. Re-appoint Mr. Keith Roberts as a Mgmt For *
Director, who retires by rotation
pursuant to the Article 33 of the
Company s Articles of Association
6. Re-appoint Mr. Maroun Semaan as a Mgmt For *
Director, who retires by rotation
pursuant to the Article 33 of the
Company s Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 223 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint Ernst & Young LLP as the Mgmt For *
Auditors of the Company, to hold the
office until the conclusion of the next
AGM of the Company
8. Authorize the Directors to fix the Mgmt For *
remuneration of the Auditors
S.9 Authorize the Directors, in accordance Mgmt For *
with the Article 2.16 of the Company s
Articles of Association, and in
substitution for any existing power to
allot without any rights of pre-emption,
up to 17,257,996 ordinary shares of USD
0.025 each being 5% of the total number
of issued ordinary shares as they in
their absolute discretion see fit in any
number of tranches Authority expires the
earlier of the conclusion of the next
AGM of the Company or 18 AUG 2007 and
the Company, before the expiry, may make
an offer or enter into an agreement or
may allot equity securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 224 of 349
UNASSIGNED
PRAKTIKER BAU- UND HEIMWERKERMAERKTE HOLDING AG, KIRKEL
SECURITY: D6174B108 AGENDA NUMBER: 700975280
TICKER: MEETING TYPE: AGM
ISIN: DE000A0F6MD5 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the financial statements Non-Voting No vote
and the annual report for the
abbreviated 2005 FY with the report of
the Supervisory Board, the Group
financial statements and the Group
annual report ernlagebericht sowie des
Berichts des Aufsichtsrats
2. Resolution on the appropriation of the Mgmt For *
distributable profit of EUR 26,362,626.
Heimwerkermaerkte Holding AG fuer das
Rumpfgeschaeftsjahr 2005 l be carried
forward ex-dividend and payable date: 28
JUN 2006
3. Ratification of the acts of the Board of Mgmt For *
Managing Directors mpfgeschaeftsjahr
2005
4. Beschlussfassung ueber die Entlastung Mgmt For *
der Mitglieder des Aufsichtsrats fuer
das Rumpfgeschaeftsjahr 2005
5. Beschlussfassung ueber die Bestellung Mgmt For *
des Abschlusspruefers fuer den
Jahresabschluss und den Konzernabschluss
fuer das Geschaeftsjahr 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 225 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.1 Wahl des Herrn Dr. Kay Hafner zum Mgmt For *
Aufsichtsrat
6.2 Elect Mr. Ulrich Grillo as a member of Mgmt For *
the Supervisory Board
7. Zustimmung zum Beherrschungs- und Mgmt For *
Ergebnisabfuehrungsvertrag zwischen der
Praktiker Bau- und Heimwerkermaerkte
Holding AG und der Praktiker Services
Holding, until at least 31 DEC 2010
8. Beschlussfassung ueber die Ermaechtigung Mgmt For *
des Vorstands zur Ausgabe von Options
creation of contingent capital, and the
corresponding amendment s to the Arti
die Schaffung eines bedingten Kapitals
und Aenderung der Satzung in Paragraph
4.4 rring an option or conversion right
for new shares of the Company, on or
before 26 JUN 2011, shareholders
subscription rights may be excluded if
the bonds are issued at a price not
materially below their market price, as
well as for residual amounts and for the
issue of bonds against payment in kind,
and insofar as subscription rights are
granted to holders of previously issued
bonds; the share capital shall be
increase d by up to EUR 29,000,000
through the issue of up to 29,000,000
new bearer shares, insofar as conversion
or option rights are exercised
9. Various amendments to the Articles of Mgmt For *
Associations, including the provision th
Paragraph 14.2 Satz 2, Paragraph 15,
Paragraph 16.1 Satz 2, Paragraph 17.2
und Paragraph 18.2 der Satzung viding
evidence of their shareholding as per
the 21st day before the meeting
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 226 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 227 of 349
UNASSIGNED
PROSEGUR COMPANIA DE SEGURIDAD SA
SECURITY: E83453162 AGENDA NUMBER: 700985825
TICKER: MEETING TYPE: OGM
ISIN: ES0175438235 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 30 JUN 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1. Approve the annual accounts of Prosegur Mgmt For *
Compania De Seguridad, Socied Adanonima,
and its consolidated Group, the proposed
application of profits and the
Management of the Boa rd of Directors,
all with reference to the FY 2005
2. Approve the distribution of profits to Mgmt For *
shareholders dividend payment chargeable
to 2005 profits
3. Approve the merger of Nordes Vigilancia, Mgmt For *
Sociedad Anonima Unipersonal, into
Prosegur Compania De Seguridad, Sociedad
Anonima, adopting the annual balance
sheet of the Company on 31 DEC 2005 as
the consolidated balance sheet f or the
merger; and the merger of Nordes
Vigilancia, Sociedad Anonima
Unipersonal, into Prosegur Compania De
Seguridad, Sociedad Anonima, with
dissolution of the former and en bloc
transfer of its Corporate assets to the
latter, all of it in conformity with the
merger plan; and adopt the merger the
special tax regime described in title
VII, Chapter VIII of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 228 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
the Spanish Corporate Tax consolidation
act, Texto Refundido De Laley
Delimpuesto De Sociedades, as approved
by the Royal Decree 4-2004
4. Approve the merger of Prosegur Mgmt For *
Seguridad, Sociedad Anonima, into
Prosegur Compania De Seguridad, Sociedad
Anonima, adopting the annual balance
sheet of the Company on 31 DEC 2005 as
the consolidated balance sheet for the
merger and the merger of Prosegur
Seguridad, Sociedad Anonima, into
Prosegur Compania De Seguridad, Sociedad
Anonima, with dissolution of the former
and en bloc transfer of its Corporate
assets to the latter, all of it in
conformity with the merger plan; adopt
the merger the special tax regime
described in title VII, Chapter VIII of
the Spanish Corporate Tax Consolidation
Act, Texto Refundido De Laley
Delimpuesto De Sociedades, as approved
by the Royal Decree 4-2004
5. Approve the resignation, dismissal, re- Mgmt For *
appointment and appointment of the
Directors, as the case may be
6. Authorize the Board of Directors to Mgmt For *
carry out the acquisition of own shares,
either directly or via Group Companies
7. Re-appoint the Auditors for the purpose Mgmt For *
of examining the accounts of the Company
and its consolidated Group for the FY
2006
8. Approve to set the Directors Mgmt For *
remuneration, under the provisions of
Article 22.3 of the Articles of
Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 229 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9. Grant powers for the execution, Mgmt For *
construction, rectification and
implementation of the resolutions
adopted by the general meeting
10. Any other business Other Against *
11. Approve the minutes of the proceedings Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 230 of 349
UNASSIGNED
QIAGEN NV
SECURITY: N72482107 AGENDA NUMBER: 700987122
TICKER: MEETING TYPE: AGM
ISIN: NL0000240000 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Opening Non-Voting No vote
2. Receive the Managing Board report for Non-Voting No vote
the YE 31 DEC 2005 FY 2005
3. Receive the Supervisory Board report on Non-Voting No vote
the Company s annual accounts the Annual
Accounts for FY 2005
4. Adopt the annual accounts for FY 2005 Mgmt No vote
5. Approve the reservation and dividend Mgmt No vote
policy
6. Approve the performance of the Managing Mgmt No vote
Board during the FY 2005, including a
discharge from liability respect to the
exercise of their duties during the FY
2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 231 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Approve the performance of the Mgmt No vote
Supervisory Board during the FY 2005,
including a discharge from liability
respect to the exercise of their duties
during the FY 2005
8. Re-appoint 6 Supervisory Directors of Mgmt No vote
the Company for a term ending on the
date of the AGM in 2007
9. Re-appoint 4 Managing Directors of the Mgmt No vote
Company for a terms ending on the date
of the AGM in 2007
10. Re-appoint Ernst & Young LLP as the Mgmt No vote
Auditors of the Company for the FYE 31
DEC 2006
11. Approve to extend the Managing Boards Mgmt No vote
authority, pursuant to Article 6 of the
Articles of Association of the Company
to acquire shares in the Company s own
share capital until 22 DEC 2007
12. Questions Non-Voting No vote
13. Closing Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 232 of 349
UNASSIGNED
RENTOKIL INITIAL PLC
SECURITY: G7494G105 AGENDA NUMBER: 700937785
TICKER: MEETING TYPE: AGM
ISIN: GB00B082RF11 MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the reports of the Directors, Mgmt For *
the accounts for 2005 and the
Independent Auditors report thereon
2. Approve the remuneration report Mgmt For *
3. Declare a dividend 5.25 pence per share Mgmt For *
4.i Re-elect Mr. D. Flynn Chief Executive as Mgmt For *
a Director who retires by rotation
4.ii Re-elect Mr. P. Long a Non-Executive as Mgmt For *
a Director who retires by rotation
5.i Elect Mr. A. Macfarlane as a Director Mgmt For *
Chief Financial Officer
5.ii Elect Mr. D. Tatton-Brown as a Director Mgmt For *
Non-Executive Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 233 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Re-appoint PricewaterhouseCoopers LLP as Mgmt For *
the Auditors of the Company to hold the
office until the conclusion of the next
general meeting at which the accounts
are laid before the Company and
authorize the Directors to fix their
remuneration
7. Approve and adopt the Rentokil Initial Mgmt For *
PLC Performance Share Plan the PSP, and
authorize the Directors to do all acts
and things necessary and desirable to
implement the PSP and to make such
changes as they may consider appropriate
for that purpose and to establish
further Plans based on the PSP but
modified to account of local tax,
exchange control or Securities Laws in
overseas territories, provided that any
shares made available under any such
further Plans are treated as counting
against any limits on individual or
overall participation in the PSP
S.8 Authorize the Company in substitution Mgmt For *
for existing authorities, for the
purpose of Section 166 of the Company,
to make market purchases Section 163 of
the Act of up to 90,692,862 ordinary
shares of exclusive of expenses 1p each
in the capital of the Company, at a
minimum price of exclusive of expenses
1p and not more than 105% above the
average market value for such shares
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 18 AUG 2007; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
Transact any other business Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 234 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 235 of 349
UNASSIGNED
RESORTS WORLD BHD
SECURITY: Y7368M113 AGENDA NUMBER: 700990345
TICKER: MEETING TYPE: AGM
ISIN: MYL4715OO008 MEETING DATE: 21-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the financial Mgmt For *
statements for the FYE 31 DEC 2005 and
the Directors and the Auditors reports
thereon
2. Declare a final dividend Mgmt For *
3. Approve the Directors fees of MYR Mgmt For *
564,083 for the FYE 31 DEC 2005
4. Re-elect Mr. Tun Mohammed Hanif bin Omar Mgmt For *
as a Director of the Company, pursuant
to Article 99 of the Articles of
Association of the Company
5. Re-elect Mr. Quah Chek Tin as a Director Mgmt For *
of the Company, pursuant to Article 99
of the Articles of Association of the
Company
6. Re-elect General (R) Tan Sri Mohd Zahidi Mgmt For *
bin Hj Zainuddin as a Director of the
Company, pursuant to Article 104 of the
Articles of Association of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 236 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint Mr. Tan Sri Alwi Jantan as a Mgmt For *
Director, who retires in accordance with
Section 129 of the Companies Act, 1965,
until the next AGM
8. Re-appoint Mr. Tan Sri Wan Sidek bin Hj Mgmt For *
Wan Abdul Rahman as a Director, who
retires in accordance with Section 129
of the Companies Act, 1965, until the
next AGM
9. Re-appoint the Auditors and authorize Mgmt For *
the Directors to fix their remuneration
10. Authorize the Director, subject to the Mgmt For *
Companies Act 1965, the Articles of
Association of the Company and the
approval of any relevant Governmental
and/or regulatory authorities and
pursuant to Section 132D of the
Companies Act, 1965, to issue and allot
shares in the Company from time to time
and upon such terms and conditions and
for such purposes as the Directors may
deem fit provided that the aggregate
number of shares issued does not exceed
10% of the issued and paid-up share
capital of the Company for the time
being and to obtain the approval for the
listing of and quotation for the
additional shares so issued on Bursa
Malaysia Securities Berhad; Authority
expires until the conclusion of the next
AGM of the Company
11. Authorize the Company, subject to Mgmt For *
compliance with the Companies Act, 1965,
the Articles of Association of the
Company, regulations and guidelines
issued from time to time by Bursa
Malaysia Securities Berhad Bursa
Malaysia or any other regulatory
authorities, to utilize an amount not
exceeding the total retained profits and
share premium of the Company to purchase
such amount of ordinary shares of MYR
0.50 each in the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 237 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Company as may be determined by the
Directors of the Company from time to
time on Bursa Malaysia upon such terms
and conditions as the Directors may deem
fit and expedient in the interest of the
Company provided that the aggregate
number of shares to be purchased
pursuant to this resolution dose not
exceed 109,294,000 ordinary shares of
MYR 0.50 each representing 10% of the
issued and paid-up share capital of the
Company as at 02 MAY 2006 based on the
audited financial statements for the FYE
31 DEC 2005, the Company s retained
profits and share premium accounts were
MYR 6,366.2 million and MYR 33.7 million
respectively; Authority expires until
the conclusion of the next AGM of the
Company; and the Directors of the
Company to decide in their discretion to
retain the ordinary shares in the
Company so purchased by the Company as
treasury shares and/or cancel them
and/or resell the treasury shares or to
distribute them as share dividend and/or
subsequently cancel them; and authorize
the Directors of the Company to take all
such steps as are necessary including
the appointment of up to 2 Participating
Organizations as specified in the Bursa
Malaysia Listing Requirements and the
opening and maintaining of Central
Depository Accounts designated as Share
Buy-Back Accounts and to enter into any
agreements and arrangements with any
party or parties to implement, finalize
and give full effect to the aforesaid
with full powers to assent to any
conditions, modifications, variations
and/or amendments if any as may be
imposed by the relevant authorities
Transact any other business Non-Voting No vote
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 238 of 349
UNASSIGNED
SAFILO GROUP SPA, VICENZA
SECURITY: T7890K102 AGENDA NUMBER: 700912214
TICKER: MEETING TYPE: OGM
ISIN: IT0003430813 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 03 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Receive the balance sheet as at 31 DEC Mgmt No vote
2005, the consolidated balance sheet as
of 31 DEC 2005, report of the Directors,
report of the Board of Statutory
Auditors, report of the Auditing Firm,
inherent and consequent resolutions
2. Approve to state the number of the Mgmt No vote
Members of the Board of Directors and
appoint the Directors
PLEASE NOTE THAT IN ADDITION TO BANCA Non-Voting No vote
INTESA S STANDARD FEES FOR THE ISSUING
OF COMMUNICATIONS TO THE COMPANIES TO
ATTEND THE MEETINGS, YOU WILL BE CHARGED
DIRECTLY AND ON A SEPARATE BASIS WITH
THE PROXY AGENT S FEES, WHICH RANGE FROM
EUR 300 TO EUR 500 PER MEETING. THANK
YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 239 of 349
UNASSIGNED
SANTOS LTD
SECURITY: Q82869118 AGENDA NUMBER: 700914991
TICKER: MEETING TYPE: AGM
ISIN: AU000000STO6 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the approve the financial report Non-Voting No vote
for the YE 31 DEC 2005 and the reports
of the Directors and the Auditors
thereon
2.a Re-elect Professor Judith Sloan as a Mgmt No vote
Director, who retires by rotation in
accordance with Article 99 of the
Company s Constitution
2.b Re-elect Mr. Richard Michael Harding as Mgmt No vote
a Director, who retires by rotation in
accordance with Article 99 of the
Company s Constitution
S.3 Amend the Constitution of the Company by Mgmt No vote
deleting the Company s Memorandum of
Association and existing Articles 1-20
and 21-178 and renumbering the existing
Article 20A as Rule 6
S.4 Adopt Rule 70 of the Company s Mgmt No vote
Constitution in the prescribed form
5. Appoint Ernst & Young as Auditors of the Mgmt No vote
Company with effect from the FY
commencing 01 JAN 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 240 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Adopt the remuneration report for the YE Mgmt No vote
31 DEC 2005
7. Approve the grant of 2,500,000 options Mgmt No vote
to Mr. John Charles Ellice-Flint, under
the Santos Executive Share Option Plan
as prescribed
8. Approve the provision of an interest Mgmt No vote
free loan of AUD 500,000 per annum to
the Company s CEO and Managing Director,
Mr. John Charles Ellice-Flint, in each
of 2006, 2007 and 2008 as prescribed
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 241 of 349
UNASSIGNED
SBM OFFSHORE NV
SECURITY: N7752F122 AGENDA NUMBER: 700959111
TICKER: MEETING TYPE: OGM
ISIN: NL0000360600 MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Opening Non-Voting No vote
2.a Receive the report of the Managing Non-Voting No vote
Directors on the FY 2005
2.b Receive the report of the Supervisory Non-Voting No vote
Board
2.c Adopt the financial statements 2005 Mgmt No vote
3. Approve the profit that remains after Mgmt No vote
transfers to reserves have been made in
accordance with Paragraph 29.4 of the
Articles of Association; in accordance
with the usual practice of the Company
these transfers to reserves amount to
50% of net income, which leaves the
remaining 50% available for
shareholders, equivalent to a dividend
USD 3.30 per ordinary share; also in
line with the usual practice it is
proposed to create the possibility for
shareholders to select either a cash
dividend or a stock dividend; since the
share is quoted in Euros, the cash
dividend will also be paid in Euros
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 242 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.a Grant discharge to the Managing Mgmt No vote
Directors for their conduct of the
business in 2005
4.b Grant discharge to the Members of the Mgmt No vote
Supervisory Board for their supervision
in 2005
5. Approve the Corporate Governance Non-Voting No vote
6.a Re-appoint Mr. R.H. Matzke as a Member Mgmt No vote
of the Supervisory Board, in accordance
with the Articles 23 and 17.1 of the of
Articles of Association for a period of
4 years
6.b Approve the retirement Mr. A.G. Jacobs, Non-Voting No vote
Vice-Chairman of the Supervisory Board
7. Approve the remuneration of the Members Mgmt No vote
of the Supervisory Board; Chairman EUR:
37,000, Vice-Chairman: EUR 33,000,
Members: EUR 29,000
8. Amend the Articles of Association to Mgmt No vote
split shares in a 4 for 1 ratio
9. Grant authority to redeem own shares Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 243 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10.a Approve to issue new ordinary shares Mgmt No vote
10.b Approve to restrict or withdraw the Mgmt No vote
preferential right of shareholders when
new ordinary shares are issued
11. Any other business Non-Voting No vote
12. Closure Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 12
MAY 2006. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 244 of 349
UNASSIGNED
SEB SA, ECULLY
SECURITY: F82059100 AGENDA NUMBER: 700932925
TICKER: MEETING TYPE: MIX
ISIN: FR0000121709 MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Verification Period: Registered Shares: Non-Voting No vote
1 to 5 days prior to the meeting date,
depends on company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners must
complete, sign and forward the Proxy
Card directly to the sub custodian.
Please contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 245 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.1 Receive the report of the Board of Mgmt No vote
Directors and the President and the
Auditors general report, approve the
Company s financial statements and the
balance sheet for the YE 31 DEC 2005,
showing net earnings of EUR
84,505,416.03; the shareholders meeting
approves the charges and expenses that
were not tax-deductible of EUR
242,155.00
O.2 Approve the recommendations of the Board Mgmt No vote
of Directors and resolves that the
income for the FY be appropriated as
follows: net earnings: EUR 84,505,416.03
retained earnings: EUR 357,901,290.58
amount of the dividends on own shares
recorded in the retained earnings
account: EUR 2,106,518.40 total
available: EUR 444,513,225.01 dividend:
EUR 40,752,096.00 loyalty premium: EUR
1,996,579.44 retained earnings: EUR
401,764,549.57 the shareholders will
receive a net dividend of EUR 2.40 per
share, and will entitle to the 40%
allowance provided by the French Tax
Code; this dividend will be paid on 23
MAY 2006; moreover, a 10% increase, i.e.
EUR 0.24 per share, will be allocated to
the shares which had been recorded in
the registered form on the date of 31
DEC 2003 and which will remain so until
23 MAY 2006, date on which the dividend
shall be paid for one and same
shareholder, the loyalty premium shall
not apply to a number of securities
representing over 0.5% of the capital;
as required by law
O.3 Receive the reports of the Board of Mgmt No vote
Directors and the Statutory Auditors,
approve the Consolidated financial
statements for the said FY, in the form
presented to the meeting, showing net
earnings Group share of EUR
102,700,000.00
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 246 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.4 Approve the special report of the Mgmt No vote
Auditors on Agreements Governed by
Article L.225-38 of the French
Commercial Code, approve the said report
and the Agreements referred to therein
O.5 Approve to renew the appointment of Mr. Mgmt No vote
Tristan Boiteux as a Director for a
4-year period
O.6 Approve to renew the appointment of Mr. Mgmt No vote
Norbert Dentressangle as a Director for
a 4-year period
O.7 Approve to renew the appointment of Mr. Mgmt No vote
Philippe Des Marescaux as a Director for
a 4-year period
O.8 Ratify the co-optation of Mr. Feder Mgmt No vote
Active as a Director, to replace Mr.
Cedric Lescure, for the remainder of Mr.
Cedric Lescure s term of office, i.e.
until the end of the present meeting
O.9 Approve to renew the appointment of Mr. Mgmt No vote
Feder Active as a Director for a 4-year
period
O.10 Authorize the Board of Directors to buy Mgmt No vote
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 150.00,maximum funds invested in the
share buybacks: EUR 254,700,600.00; to
take all necessary measures and
accomplish all necessary formalities;
this authorization is given until the
shareholders meeting called to approve
the financial statements for the FYE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 247 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
31 DEC 2006; Authority expires at the
end of 18 months; this authorization
supersedes the authorization granted by
the shareholders meeting of 11 MAY 2005
E.11 Authorize the Board of Directors to Mgmt No vote
cancel, on one or more occasions and at
its sole discretion, all or part of the
shares held by the Company in connection
with a Stock Repurchase Plan, up to a
maximum of 10% of the share capital over
a 24-month period. Authority expires at
the end of 18 months; this authorization
supersedes the authorization granted by
the shareholders meeting of 11 MAY 2005;
to take all necessary measures and
accomplish all necessary formalities
E.12 Authorize the Board of Directors to Mgmt No vote
grant, in one or more transactions, to
some employees and Corporate Officers of
the Companies and its subsidiaries,
shares purchase options. the options
shall not exceed a10 year period and the
number of shares shall not exceed 3 of
the capital; Authority expires at the
end of 38 months; to take all necessary
measures and accomplish all necessary
formalities; this authorization
supersedes the authorization granted by
the shareholders meeting of 06 MAY 2004
E.13 Authorize the Board of Directors to Mgmt No vote
increase the capital, on one or more
occasions, in France or abroad, by a
maximum nominal amount of EUR
20,000,000.00, by issuance, with
preferred subscription rights
maintained, of shares of the Company and
securities giving access to the capital;
the maximum nominal amount of debt
securities which may be issued shall not
exceed EUR 600,000,000.00; Authority
expires at the end
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 248 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
of 14 months; to take all necessary
measures and accomplish all necessary
formalities; this delegation of powers
supersedes any and all earlier
delegations to the same effect
E.14 Authorize the Board of Directors to Mgmt No vote
increase the capital, on one or more
occasions, in France or abroad, by a
maximum nominal amount of EUR
20,000,000.00, by issuance, with
preferred subscription rights cancelled,
of shares of the Company and securities,
giving access to the capital; the
maximum nominal amount of debt
securities which may be issued shall not
exceed EUR 600,000,000.00; Authority
expires at the end of 18 months;
Authority expires at the end of 14
months; to take all necessary measures
and accomplish all necessary
formalities; this delegation of powers
supersedes any and all earlier
delegations to the same effect
E.15 Authorize the Board of Directors to Mgmt No vote
increase the share capital, in one or
more occasions, up to a maximum nominal
amount of EUR 10,000,000.00 by way of
capitalizing reserves, profits, premiums
or additional paid in capital, provided
that such capitalization is allowed by
Law and under the By-laws, to be carried
out through the issue of bonus shares or
the raise of the par value of the
existing shares or by utilizing all or
some of these methods, successively or
simultaneously, Authority expires in 14
months
E.16 Approve, subject to the resolutions 13 Mgmt No vote
and 14, to increase number of securities
to be issued in the event of a capital
increase, for each of the issued with or
without preferential subscription right
of shareholders, at the same price as
the initial issue, within 30 of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 249 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
closing of the subscription period and
up to a maximum of 15% of the initial
issue and within the overall ceiling
fixed in the Resolution 17, Authority
expires in 14 months
E.17 Approve the overall nominal amount Mgmt No vote
pertaining to the capital increases to
be carried out with the use of the
delegations given by the above-mentioned
resolutions shall not exceed EUR
40,000,000.00
E.18 Amend Article 8 of the By-Laws into Mgmt No vote
conformity with the current legal and
regulatory requirements- share capital
E.19 Amend Article 8 of the By-Laws into Mgmt No vote
conformity with the current legal and
regulatory requirements
E.20 Amend Article 39 of the By-Laws into Mgmt No vote
conformity with the current legal and
regulatory requirements quorum and
majority of the ordinary shareholders
meeting
E.21 Amend Article 41 of the By-Laws into Mgmt No vote
conformity with the current legal and
regulatory requirements quorum and
majority of the extraordinary
shareholders meeting
E.22 Grants all powers to the bearer of a Mgmt No vote
copy or an extract of the minutes of
this meeting in order to accomplish all
formalities, filings and registrations
prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 250 of 349
UNASSIGNED
SEVENTY-SEVEN (77) BANK LTD
SECURITY: J71348106 AGENDA NUMBER: 701004537
TICKER: MEETING TYPE: AGM
ISIN: JP3352000008 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 251 of 349
UNASSIGNED
SGL CARBON AG
SECURITY: D6949M108 AGENDA NUMBER: 700902871
TICKER: MEETING TYPE: AGM
ISIN: DE0007235301 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the financial statements Non-Voting No vote
and annual report for the 2005 FY with
the report of the Supervisory Board, the
Group financial statements and Groues
Konzerns fuer das Geschaeftsjahr 2005
mit dem Bericht des Aufsichtsrats.
2. Beschlussfassung ueber die Verwendung Mgmt For *
des Bilanzgewinns. EUR 10,992,000 shall
be allocated to the other revenue
reserves; EUR 10,992,000 shall be
carried forward
3. Beschlussfassung ueber die Entlastung Mgmt For *
des Vorstands fuer das Geschaeftsjahr
2005.
4. Beschlussfassung ueber die Entlastung Mgmt For *
des Aufsichtsrats fuer das
Geschaeftsjahr 2005.
5. Appoint Ernst and Young AG, Frankfurt, Mgmt For *
as the Auditors for the 2006 FY sjahr
2006.
6. Beschlussfassung ueber die Aufhebung des Mgmt For *
bestehenden Bedingten Kapitals in Parof
the Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 252 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Authorize the Board of Managing Mgmt For *
Directors, with the consent of the
Supervisoryabe von Aktien an Mitarbeiter
sowie Aenderungen der Satzung. ugh the
issue of up to 1,830,438 new bearer
no-par shares against payment in cash
and/or kind, on or before 27 APR 2011;
the new shares shall be issued to
employees of the Company and its
affiliates; shareholders subscription
rights shall be excluded; and amend the
Articles of Association
8. Beschlussfassung ueber die Ermaechtigung Mgmt For *
zum Erwerb eigener Aktien und zur
Veraeusserung eigener Aktien unter
Ausschluss des Bezugsrechts gemaess
Paragraph s if they are acquired through
the stock exchange, nor more than 15% if
they are acquired by way of a repurchase
offer, on or before 27 OCT 2007; the
Board of Managing Directors to dispose
of the shares in a manner other than the
stock exchange or an offer to all
shareholders if the shares are sold
against payment in cash at a price not
materially below the market price of
identical shares, to use up to 36,000
own shares within the scope of the
Company s matching share plan or as
employee shares, and to retire the
shares
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 253 of 349
UNASSIGNED
SHANGRI-LA ASIA LTD
SECURITY: G8063F106 AGENDA NUMBER: 700955860
TICKER: MEETING TYPE: AGM
ISIN: BMG8063F1068 MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the audited accounts Mgmt For *
and the reports of the Directors and the
Auditors of the Company for the YE 31
DEC 2005
2. Declare a final dividend for the YE 31 Mgmt For *
DEC 2005
3.1 Re-elect Mr. Kuok Khoon Loong, Edward as Mgmt Against *
a Director
3.2 Re-elect Mr. Lui Man Shing as a Director Mgmt Against *
3.3 Re-elect Mr. Ng Si Fong, Alan as a Mgmt For *
Director
3.4 Re-elect Madam Kuok Oon Kwong as a Mgmt For *
Director
4. Approve the Director s fees including Mgmt For *
fees payable to Members of Audit and
Remuneration Committees
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 254 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Re-appoint Messrs PricewaterhouseCoopers Mgmt For *
as the Auditors and authorize the
Directors of the Company to fix their
remuneration
6.A Authorize the Directors of the Company Mgmt For *
to allot, issue and deal with additional
shares in the capital of the Company and
make or grant offers, agreements and
options during and after the relevant
period, shall not exceed 20% of the
aggregate nominal amount of the issued
share capital of the Company whether
pursuant to an option or otherwise; i)
a rights issue; or ii) the exercise of
any share option scheme or similar
arrangement for the grant or issue to
option holders of shares in the Company;
or iii) any scrip dividend or similar
arrangement providing for the allotment
of shares in lieu of the whole or part
of a dividend on shares of the Company
in accordance with the By-Laws of the
Company; iv) the exercise of any
conversion rights attaching to the Zero
Coupon Guaranteed Convertible Bonds due
2009 issued by Shangri-La finance
Limited and v) any specific authority;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the period
within which the next AGM is to be held
by law or required by the By-Laws of the
Company
6.B Authorize the Directors of the Company Mgmt For *
to repurchase its own shares of the
Company during the relevant period, on
The Stock Exchange of Hong Kong Limited
HKSE or any other stock exchange on
which the shares of the Company have
been or may be listed and recognized by
the Securities and Futures Commission of
Hong Kong and the HKSE for such purposes
or on the Singapore Exchange Securities
Trading Limited, subject to and in
accordance with all applicable laws and
regulations of the Rules Governing the
Listing of Securities on the HKSE, not
exceeding 10% of the aggregate nominal
amount of the issued share capital of
the Company; Authority expires the
earlier of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 255 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
conclusion of the AGM of the Company or
the expiration of the period within
which the next AGM of the Company is to
be held by law or required by the
By-Laws of the Company
6.C Approve to extend the general mandate Mgmt For *
granted to the Directors of the Company
to allot shares and to make or grant
offers, agreements and options,
conditional upon the passing of
Resolution 6.B, by an amount
representing the aggregate nominal
amount of the share capital repurchased
by the Company pursuant to Resolution
6.B, provided that such amount does not
exceed 10% of the aggregate nominal
amount of the issued share capital of
the Company at the date of passing this
resolution
S.7 Amend Bye Laws 90, 91, 97(A)(vi), Mgmt For *
102(A), 102(B), 104 and 182(i) of the
Company; as prescribed
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 256 of 349
UNASSIGNED
SHIONOGI & CO LTD
SECURITY: J74229105 AGENDA NUMBER: 701006050
TICKER: MEETING TYPE: AGM
ISIN: JP3347200002 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Board Size
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 257 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 258 of 349
UNASSIGNED
SODEXHO ALLIANCE SA, MONTIGNY-LE-BRETONNEUX
SECURITY: F84941123 AGENDA NUMBER: 700859626
TICKER: MEETING TYPE: MIX
ISIN: FR0000121220 MEETING DATE: 31-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A Verification Period exists in France. Non-Voting No vote
Please see
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by- laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete, sign
and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
ADP will forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 259 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the reports of the Board of Mgmt For *
Directors and the Auditors; approve the
Company s financial statements for the
year 2004-2005, as presented, earnings
of EUR 77,098,733.34; approve the
consolidated financial statements for
the said FY in the form presented to the
meeting, showing net income, group share
of EUR 159,000,000.00; grant discharge
to the Directors for the performance of
their duties during the said FY
2. Approve the recommendations of the Board Mgmt For *
of Directors and resolves that the
income for the FY be appropriated as
follows: income for the FY: EUR
77,098,733.34 plus retained earnings for
FYE 2004-2005: EUR 655,360,021.74 i.e. a
total of EUR 732,458,755.08, net
dividend: EUR 119,269,809.75, retained
earnings: EUR 613,188,945.33, total: EUR
732,458,755.08; the shareholders will
receive a net dividend of EUR 0.75 per
share, and will entitle natural persons
living in france to the 50% allowance;
this dividend will be paid on 07 MAR
2006; in the event that the Company
holds some of its own shares on such
date, the amount of the unpaid dividend
on such shares shall be allocated to the
retained earnings account
3. Approve, pursuant to the Article 39 of Mgmt For *
the amended Finance Law for 2004, to
transfer the amount of EUR 29,404,174.79
posted to the special reserve of
long-term capital gains to the other
reserves account and to deduct from this
account the extraordinary tax of 2.5%
4. Receive the special report of the Mgmt For *
Auditors on agreements governed by
Article L. 225-38 of the French
Commercial Code; approve the said report
and the agreements referred to therein
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 260 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Authorize the Board of Directors to buy Mgmt For *
back the Company s shares on the open
market, subject to the conditions
described below: maximum purchase price:
EUR 45.00, maximum number of shares to
be acquired: 10% of the share capital,
i.e. 15,902,641 shares, total funds
invested in the share buybacks: EUR
636,000,000.00; Authority is given for
an 18-month period; authorize the Board
of Directors to take all necessary
measures and accomplish all necessary
formalities; this delegation of powers
supersedes any and all earlier
delegations to the same effect and the
one given by the 4th resolution of the
OGM of 08 FEB 2005
6. Appoint Mr. Bernard Bellon as a Director Mgmt Against *
for a 3-year period
7. Appoint Mr. Charles Milhaud as a Mgmt Against *
Director for a 3-year period
8. Approve to award the total annual fees Mgmt For *
of EUR 450,000.00 to the Directors
9. Authorize the Board of Directors in Mgmt For *
order to increase the share capital, in
one or more occasions up to a maximum
nominal amount of EUR 63,000,000.00 by
way of issuing, with the shareholders
preferential subscription rights
maintained, shares, bonds and, or
securities giving access to Company s
ordinary shares; the nominal amount of
debt securities issued shall not exceed
EUR 540,000,000.00, up to a maximum
nominal amount which cannot exceed the
overall amount of the sums that can be
capitalized, by way of capitalizing
reserves, profits, premiums or other
means, provided that such capitalization
is allowed by law and under the bylaws,
to be carried out through the issue of
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 261 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
bonus shares or the raise of the par
value of the existing shares; Authority
is given for a 26-month period;
authorize the Board of Directors all
powers to charge the share issuance
costs against the related premiums and
deduct from the premiums the amounts
necessary to raise the legal reserve to
1/10th of the new capital after each
increase and to take all necessary
measures and accomplish all necessary
formalities; this delegation of power
supersedes the part unused of any and
all earlier delegations to the same
effect
10. Authorize the Board of Directors in Mgmt For *
order to increase the share capital by
way of a public offering, in one or more
occasions, up to a maximum nominal
amount of EUR 63,000,000.00 by way of
issuing, without the shareholders
preferential subscription rights,
shares, bonds and, or securities giving
access to Company s ordinary shares; the
nominal amount of debt securities issued
shall not exceed EUR 540,000,000.00;
these securities can be issued in
consideration for securities tendered in
a public exchange offer initiated by the
company; Authority is given for a
26-month period; authorize the Board of
Directors all powers to charge the share
issuance costs against the related
premiums and deduct from the premiums
the amounts necessary to raise the legal
reserve to one of the new capital after
each increase and to take all necessary
measures and accomplish all necessary
formalities; this delegation of powers
supersedes the part unused of any and
all earlier delegations to the same
effect
11. Authorize the Board of Directors to Mgmt For *
issue securities in consideration for
securities tendered in a public exchange
offer initiated by the Company
concerning the shares of another
Company; authorize the Board of
Directors to issue, up to 10% of the
share capital, the Company s ordinary
shares or securities giving access to
existing or future shares of the Company
in consideration for the contributions
in kind granted to the Company and
comprised of capital securities
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 262 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
or securities giving access to share
capital; Authority is granted for a
26-month period; the amount of the
capital increases shall count against
the overall value set forth in
Resolution 10
12. Authorize the Board of Directors to Mgmt For *
increase the share capital in favor of
employees of the Company and related
Companies who are Members of a Company
Savings Plan; Authority is given for an
18 month period; and for an amount that
shall not exceed 10% of the capital
increase carried out with the
authorizations given by the 9th and 10th
resolutions
13. Authorize the Board of Directors to Mgmt For *
grant in 1 or more transactions, to
employees or some of them or some
categories of them and corporate
officers, options giving the right
either to subscribe for new shares in
the Company to be issued through a share
capital increase, or to purchase
existing purchased by the Company, it
being provided that the options shall
not give rights the options shall not
give rights to a total number of shares,
which shall exceed 10% of the share
capital; Authority is given for a 38
month period; authorize the Board of
Directors to charge the share issuance
costs against the related premiums and
deduct from the premiums the amounts
necessary to raise the legal reserve to
1/10th of the new capital after each
increase and to take all necessary
measures and accomplish all necessary
formalities; this delegation supersedes
the part and all earlier delegations to
the same effect
14. Grant, subject to the adoption of the Mgmt For *
5th resolution, all powers to the Board
of Directors to reduce the share
capital, on 1 or more occasions, by
canceling all or part of the shares held
by the Company in connection with the
Stock Repurchase Plan authorized by the
5th resolution, up to a maximum of 10%
of the share capital over a 24 month
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 263 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
period; Authority is given for a period
of 24 months; authorize the Board of
Directors to take all necessary measures
and accomplish all necessary formalities
15. Grant all powers to the bearer of an Mgmt For *
original, a copy or extract of the
minutes of this meeting to carry out all
filings, publications and other
formalities prescribed by law
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 264 of 349
UNASSIGNED
SORIN SPA, MILANO
SECURITY: T8782F102 AGENDA NUMBER: 700805015
TICKER: MEETING TYPE: EGM
ISIN: IT0003544431 MEETING DATE: 13-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 14 OCT 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Approve the capital increase for a Mgmt No vote
maximum amount of EUR 150 million
through the issuing of N. 150 million
ordinary shares of EUR 1 nominal value,
to state the new shares issuing price,
the shares are to be offered to
shareholders as per the Article 2441,
Comma 1 of the Italian Civil Code,
consequent amend the Article 5 of the
Bylaw
2. Amend the Article 11 Board of Directors Mgmt No vote
of the Bylaw, resolutions related
thereto
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 265 of 349
UNASSIGNED
SORIN SPA, MILANO
SECURITY: T8782F102 AGENDA NUMBER: 700944413
TICKER: MEETING TYPE: MIX
ISIN: IT0003544431 MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 25 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU
O.1 Approve the financial statements at 31 Mgmt No vote
DEC 2005, the report on the operations,
inherent and consequent resolutions
O.2 Approve the provisions pursuant to Mgmt No vote
Article 2364, Comma 2 of the Italian
Civil Code, inherent resolutions
O.3 Approve the integration of compensation Mgmt No vote
to the Independent Auditors Ernst &
Young SPA for their activity of auditing
according to the application of IFRS
principles
E.4 Authorize the Directors to increase Mgmt No vote
against payment, the capital to a
maximum amount of EUR 19 million through
issuing a maximum 19,000,000.00 ordinary
shares to be assigned to the Chairman,
the Managing Director and to SORIN and
its Subsidiaries Managers, without
option right as per Article 2441,
Subsection 5 and 8 of the Italian Civil
Code and as per Article 134, Sub Section
2 of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 266 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Legislative Decree 58/98, according to
criteria established by the Board of
Directors; consequent amendment of the
Article 5 of the Bylaws
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE AND REVISED
WORDINGS IN RESOLUTION E.4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 267 of 349
UNASSIGNED
SSL INTERNATIONAL PLC
SECURITY: G8401X108 AGENDA NUMBER: 700768281
TICKER: MEETING TYPE: AGM
ISIN: GB0007981128 MEETING DATE: 20-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Director s reports and the Mgmt For *
Company s annual accounts for the YE 31
MAR 2005 together with the Auditors
report on those accounts and the
auditable part of the Directors
remuneration report
2. Approve the Directors remuneration Mgmt For *
report as contained in the report and
accounts for the YE 31 MAR 2005
3. Approve that the final dividend Mgmt For *
recommended by the Directors of 4.2
pence per ordinary share, for the YE 31
MAR 2005, be declared payable on 08 SEP
2005 to holders of ordinary shares on
the register on 19 AUG 2005
4. Re-elect Mr. Garry Watts as a Director Mgmt For *
who retires by rotation
5. Re-elect Mr. Richard Adam as a Director Mgmt For *
who retires by rotation
6. Re-elect Mr. Peter Read as a Director Mgmt For *
who retires by rotation
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 268 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Elect Mr. Anna Catalano as a Director Mgmt For *
who was appointed to the Board since the
last AGM
8. Elect Mr. Susan Murray as a Director who Mgmt For *
was appointed to the Board since the
last AGM
9. Re-appoint KPMG Audit Plc as the Mgmt For *
Auditors of the Company to hold office
until the conclusion of the next AGM at
which accounts are laid
10. Authorize the Directors to set the Mgmt Against *
Auditors remuneration
11. Approve the Performance Share Plan Mgmt For *
12. Authorize the Directors, in substitution Mgmt For *
of all existing authorities and in
accordance with Section 80 of the
Companies Act 1985 the Act, to exercise
all powers of the Company and to allot
relevant securities Section 80(2) up to
an aggregate nominal amount of GBP
6,000,000; Authority expires the earlier
of the conclusion of the next AGM of the
Company or 15 months; and the Directors
may allot relevant securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 269 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
s.13 Authorize the Directors, in substitution Mgmt For *
for any existing authority, subject to
the passing of Resolution 12, to allot
equity securities Section 94(2) wholly
for cash pursuant to the authority
conferred by Resolution 12 and to sell
equity securities Section 94(2) for cash
which before the sale were held by the
Company as treasury shares Sections 162A
of the Act, disapplying the statutory
pre-emption rights Section 89(1),
provided that this power is limited to
the allotment or sale of equity
securities: i) by way of rights issue,
open offer or otherwise to the holders
of ordinary shares; ii) up to an
aggregate nominal amount of GBP 947,573;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 15 months; and the Directors
may allot equity securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
s.14 Amend the Company s Memorandum of Mgmt For *
Association by the insertion of a new
Paragraph 4(Z
s.15 Amend the Company s Articles of Mgmt For *
Association by deleting the existing
Paragraph 140 and inserting with a new
Paragraph 140(a) to (c)
s.16 Authorize the Company, pursuant to Mgmt For *
Article 45 of the Company s Articles of
Association and for the purpose of
Section 166 of the Companies Act 1985,
to make one or more market purchases
Section 163(3) of up to 18,959,000
ordinary shares of 10 pence each in the
capital of the Company, at a minimum
price which may be paid for each
ordinary shares is the amount of that
share exclusive of expenses payable by
the Company and up to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List, over
the previous 5 business days; Authority
expires the earlier of the conclusion of
the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 270 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
next AGM of the Company or 20 JAN 2007;
the Company, before the expiry, may make
a contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 271 of 349
UNASSIGNED
STAR ENERGY GROUP PLC, LONDON
SECURITY: G8440H106 AGENDA NUMBER: 700948207
TICKER: MEETING TYPE: AGM
ISIN: GB00B00W1F70 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Adopt the report of the Directors and Mgmt For *
the audited accounts of the Company for
the YE 31 DEC 2005 together with the
report of the Auditors
2. Adopt the Directors remuneration report Mgmt For *
for the YE 31 DEC 2005
3. Re-elect Mr. Colin Judd as the Director, Mgmt For *
pursuant to Article 94 of the Articles
of Association of the Company
4. Re-elect Mr. Roland Wessel as the Mgmt For *
Director, pursuant to Article 94 of the
Articles
5. Re-elect Mr. David Wertheim as the Mgmt For *
Director, pursuant to Article 94 of the
Articles
6. Elect Mr. Roger Pearson as the Director, Mgmt For *
pursuant to Article 89 of the Articles
7. Appoint BDO Stoy Hayward LLP as Auditors Mgmt For *
and authorize the Directors of the
Company to fix their remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 272 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Authorize the Directors, in substitution Mgmt For *
for any existing authority and for the
purpose of Section 80 of the Companies
Act 1985, to allot relevant securities
Section 80(2) of the Act up to an
aggregate nominal amount of GBP
2,645,815; Authority expires at the
earlier of the conclusion of the AGM of
the Company next year or 22 SEP 2007;
and the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.9 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 8 and pursuant to
Section 95 of the Act, to allot equity
securities Section 94 of the Act for
cash pursuant to the authority conferred
by Resolution 8, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities a) in connection with a
rights issue, open offer or other offers
in favor of ordinary shareholders; and
b) up to an aggregate nominal amount of
GBP 396,872; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 22 SEP 2007; and,
authorize the Directors to allot equity
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 273 of 349
UNASSIGNED
SULZER AG, WINTERTHUR
SECURITY: H83580128 AGENDA NUMBER: 700891004
TICKER: MEETING TYPE: OGM
ISIN: CH0002376454 MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
290372, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
1. Approve the annual report, consolidated Mgmt No vote
financial statements and annual
financial statements 2005, report of the
Auditors and the Group Auditors
2. Approve the appropriation of retained Mgmt No vote
earnings
3. Grant discharge to the Board of Mgmt No vote
Directors and the Executive Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 274 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Elect Mr. Daniel J. Sauter as a Member Mgmt No vote
of the Board
5. Elect the Auditors and the Group Mgmt No vote
Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 275 of 349
UNASSIGNED
SUMITOMO FORESTRY CO LTD
SECURITY: J77454122 AGENDA NUMBER: 700996462
TICKER: MEETING TYPE: AGM
ISIN: JP3409800004 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
3.5 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 276 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
4 Appoint 1 Supplementary Auditor Other For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 277 of 349
UNASSIGNED
SUMITOMO OSAKA CEMENT CO LTD
SECURITY: J77734101 AGENDA NUMBER: 701002456
TICKER: MEETING TYPE: AGM
ISIN: JP3400900001 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Adopt Reduction of Liability System for
Outside Directors, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code, Clarify the Maximum
Number of Directors, Appoint Independent
Auditors
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 278 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Final Payment Associated with Other For *
Abolition of Retirement Benefit System
for Directors and Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 279 of 349
UNASSIGNED
SURFCONTROL PLC
SECURITY: G85850108 AGENDA NUMBER: 700809328
TICKER: MEETING TYPE: AGM
ISIN: GB0002901790 MEETING DATE: 20-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the accounts for the YE 30 JUN Mgmt For *
2005 and the reports of the Directors
and the Auditors thereon
2. Receive and adopt the report to the Mgmt For *
shareholders on Directors remuneration
and related matters for the YE 30 JUN
2005
3. Re-elect Mr. Greg Lock as a Director, Mgmt Against *
who retires by rotation in accordance
with the Company s Articles of
Association
4. Re-elect Mr. George Hayter as a Mgmt Against *
Director, who retires by rotation in
accordance with the Company s Articles
of Association
5. Re-elect Mr. Steve Purdham as a Mgmt Against *
Director, who retires by rotation in
accordance with the Company s Articles
of Association
6. Re-elect Mr. Pat Sueltz as a Director Mgmt Against *
7. Re-appoint KPMG Audit Plc as the Mgmt Against *
Auditors to the Company and authorize
the Directors to determine their
remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 280 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Authorize the Directors, in substitution Mgmt Against *
for any existing authority and unexpired
authorities in accordance with Section
80 of the Companies Act 1985 the Act,
to allot relevant securities up to an
aggregate nominal amount of GBP
1,659,443; Authority expires the earlier
at the conclusion of the next AGM of the
Company or 15 months; and the Directors
may allot relevant securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
S.9 Authorize the Directors, in substitution Mgmt For *
for any existing powers and unexpired
authority, subject to the passing of
Resolution 8 and pursuant to Section 95
of the Companies Act 1985, to allot
equity securities Section 94(2) of the
Act wholly for cash pursuant to the
authority conferred by Resolution 8,
disapplying the statutory pre-emption
rights Section 89(1) of the Act,
provided that this power is limited to
the allotment of equity securities: a)
in connection with a rights issue, open
offer or other offers in favor of
ordinary shareholders; b) up to an
aggregate nominal value of GBP 155,572;
Authority expires the earlier at the
conclusion of the next AGM of the
Company or 15 months; and the Directors
may allot equity securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
S.10 Authorize the Company, for the purpose Mgmt For *
of Section 166 of the Companies Act
1985, to make one or more market
purchases Section 163(3) of the Act of
up to 3,111,457 shares representing 10%
of the Company s issued ordinary share
capital of ordinary shares of 10p each
in the capital of the Company shares,
at a minimum price of 10p and not more
than 5% of the average middle market
quotations for such shares derived from
the London Stock Exchange Daily Official
List, over the previous 5 business days
preceding the date on which the share is
purchased; Authority expires the earlier
at the conclusion of the next AGM of the
Company or 15
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 281 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
months; the Company, before the expiry,
may make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 282 of 349
UNASSIGNED
TAIYO INK MFG CO LTD
SECURITY: J80013105 AGENDA NUMBER: 701009789
TICKER: MEETING TYPE: AGM
ISIN: JP3449100001 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Use of Mgmt For *
Electronic Systems for Public
Notifications, Appoint Independent
Auditors, Approve Minor Revisions
Related to the New Commercial Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
3.5 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 283 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
4.1 Appoint a Supplementary Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Corporate Auditors
6 Amend the Compensation to be Received by Mgmt For *
Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 284 of 349
UNASSIGNED
TELEFONICA PUBLICIDAD E INFORMACION SA, MADRID
SECURITY: E9016X113 AGENDA NUMBER: 700890963
TICKER: MEETING TYPE: AGM
ISIN: ES0178419117 MEETING DATE: 08-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the annual accounts and the Mgmt For *
Management report of Telefonica Public
Idad E Informacion, Ciedad Anoni MA, the
consolidated financial statements, the
proposed application of profits and the
Company Management with the reference to
the year 2005
2. Approve the payments of shareholders: Mgmt For *
distribution of dividends chargeable to
profits and liquid reserves for the year
2005
3. Approve the re-appointment, ratification Mgmt For *
and appointment, as the case may be, of
the Directors
4. Authorize the acquisition of own shares, Mgmt For *
either directly or via Group Companies
5. Authorize the Board of Directors to Mgmt For *
increase the corporate capital within
the terms and conditions provided by
Section 153.1B. of the Spanish Limited
Companies Act, Ley De Sociedades
Anonimas, with in a 5-year period, with
authority to exclude the preferential
subscription right, the latter under the
provisions of Section 159.2 of the
Spanish Limited Companies Act, rendering
void the authority granted thereto by
the general meeting of 02 JUN 2001
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 285 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve the delegation of powers to Mgmt For *
execute and deliver, construe, rectify
and put into effect the resolutions
adopted by the general meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 286 of 349
UNASSIGNED
THE FUJI FIRE AND MARINE INSURANCE COMPANY, LIMITED
SECURITY: J14238117 AGENDA NUMBER: 700949261
TICKER: MEETING TYPE: AGM
ISIN: JP3808000008 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Amend the Articles of Incorporation: Mgmt For *
Allow Use of Electronic Systems for
Public Notifications, Increase Board
Size, Approve Revisions Related to the
New Commercial Code
2.1 Elect a Director Mgmt For *
2.2 Elect a Director Mgmt For *
2.3 Elect a Director Mgmt For *
2.4 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 287 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.5 Elect a Director Mgmt For *
2.6 Elect a Director Mgmt For *
2.7 Elect a Director Mgmt For *
2.8 Elect a Director Mgmt For *
2.9 Elect a Director Mgmt For *
2.10 Elect a Director Mgmt For *
2.11 Elect a Director Mgmt For *
2.12 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 288 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.13 Elect a Director Mgmt For *
3. Approve Issuance of Share Acquisition Mgmt For *
Rights as Stock Options to Employees of
Company; and Directors (excluding
Outside Directors) / Corporate Auditors
(excluding Outside Auditors) / Employees
of Subsidiaries
4. Appoint Accounting Auditors Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 289 of 349
UNASSIGNED
THIELERT AG, HAMBURG
SECURITY: D28498109 AGENDA NUMBER: 700939878
TICKER: MEETING TYPE: AGM
ISIN: DE0006052079 MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
ABHAENGIG VON DER ABWICKLUNG IHRER Non-Voting No vote
DEPOTBANK KOENNEN DIESE AKTIEN BEI
ERHALT DER WEISUNG GESPERRT WERDEN. FUER
GENAUERE INFORMATIONEN BEZUEGLICH DER
SPERRUNOU.
1. Presentation of the financial statements Non-Voting No vote
and annual report for the 2005 FY witnd
des gebilligten Konzernabschlusses zum
31. Dezember 2005, der Lageberichte p
annual report ufsichtsrates ueber das
Geschaeftsjahr 2005
2. Ratification of the acts of the Board of Mgmt For *
Managing Directors
3. Ratification of the acts of the Mgmt For *
Supervisory Board
4. Bestellung des Abschlusspruefers 2006 FY Mgmt For *
5.1 Wahl des Herrn Dr. Georg A. Wittuhn in Mgmt For *
den Aufsichtsrat
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 290 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5.2 Wahl des Herrn Achim von Quistorp in den Mgmt For *
Aufsichtsrat
5.3 Wahl des Herrn Dr. Ing. Wolfgang Mgmt For *
Warnecke in den Aufsichtsrat
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 291 of 349
UNASSIGNED
TMB BANK PUBLIC CO LTD
SECURITY: Y57710116 AGENDA NUMBER: 700796153
TICKER: MEETING TYPE: EGM
ISIN: TH0068010014 MEETING DATE: 29-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve and adopt the minutes of Mgmt For *
shareholders AGM held on 28 APR 05
2. Approve the purchase of ordinary shares Mgmt For *
of Macquarie Securities Thailand Ltd, in
the proportion of 51% of its total
issued shares
3. Approve the debenture issue and offer in Mgmt For *
an amount of up to USD 1.8 billion
4. Approve the decrease in number of Mgmt For *
Directors by 2 positions form 17 to 15
5. Other business if any Other Abstain *
PLEASE NOTE THAT PARTIAL AND SPLIT Non-Voting No vote
VOTING ARE ALLOWED FOR THIS MEETING.
THANK YOU.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 292 of 349
UNASSIGNED
TOCALO CO LTD, KOBE
SECURITY: J84227123 AGENDA NUMBER: 700996690
TICKER: MEETING TYPE: AGM
ISIN: JP3552290003 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code
3.1 Appoint a Corporate Auditor Mgmt For *
4 Approve Retirement Benefits to Auditors Other Against *
5 Amend the Compensation to be Received by Mgmt For *
Corporate Officers
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 293 of 349
UNASSIGNED
TOD'S SPA, SANT'ELPIDIO A MARE (AP)
SECURITY: T93619103 AGENDA NUMBER: 700912175
TICKER: MEETING TYPE: OGM
ISIN: IT0003007728 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 05 MAY 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Approve the balance sheet of 31 DEC Mgmt No vote
2005, the report of the Board of
Directors on the operations and report
of the Board of Statutory Auditors,
allocation of net profits; consequent
deliberations
2. Receive the yearly report regarding the Mgmt No vote
corporate governance, inherent and
consequent resolutions
3. Approve to renew the Board of Directors Mgmt No vote
for the years 2006/2008, decisions
regarding their remunerations inherent
and consequent resolutions
4. Appoint the auditing firm for the years Mgmt No vote
2006/2011; inherent and consequent
resolutions
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 294 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5. Grant authority to purchase and sell its Mgmt No vote
own shares pursuant to Article 2357 and
following of the Italian Civil Code and
of Article 132 of the Legislative decree
DD 24 FEB 1998 No. 58, prior revocation
of the resolution deliberated by the
meeting DD 27 APR 2005, even if not
used; inherent and consequent
resolutions
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 295 of 349
UNASSIGNED
TOPPAN FORMS CO LTD, TOKYO
SECURITY: J8931G101 AGENDA NUMBER: 701014778
TICKER: MEETING TYPE: AGM
ISIN: JP3629200001 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Internal Auditors,
Adopt Reduction of Liability System for
Directors, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Appoint Independent Auditors, Approve
Minor Revisions Related to the New
Commercial Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 296 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 297 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt For *
3.14 Appoint a Director Mgmt For *
4 Approve Final Payment Associated with Other For *
Abolition of Retirement Benefit System
for Directors and Auditors
5 Amend the Compensation to be Received by Mgmt For *
Directors and Auditors
6 Authorize Use of Stock Options for Other For *
Directors
7 Authorize Use of Stock Options for Other For *
Employees
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 298 of 349
UNASSIGNED
TRAVIS PERKINS PLC
SECURITY: G90202105 AGENDA NUMBER: 700907681
TICKER: MEETING TYPE: AGM
ISIN: GB0007739609 MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Company s financial Mgmt For *
statements for YE 31 DEC 2005, together
with the Directors report, Director s
remuneration report, the Auditors report
on those accounts and on the auditable
part of the Directors remuneration
report
2. Declare a final dividend for the FYE 31 Mgmt For *
DEC 2005 of 23.0 pence per ordinary
share, payable to shareholders on the
register at the close of business on 21
APR 2006
3. Appoint, pursuant to Article 71 of the Mgmt For *
Company s Articles of Association, Mr.
Andrew Simon as a Executive Director by
the Board on 20 FEB 2006
4. Re-appoint Mr. Chris Bunker, who retires Mgmt For *
by rotation pursuant to Article 76 of
the Company s Articles of Association
5. Re-appoint Mr. Paul Hampden Smith, who Mgmt For *
retires by rotation pursuant to Article
76 of the Company s Articles of
Association
6. Re-appoint Mr. Tim Stevenson, who Mgmt For *
retires by rotation pursuant to Article
76 of the Company s Articles of
Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 299 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint Deloitte & Touche LLP, Mgmt For *
Chartered Accountants, as the Auditors
of the Company until the conclusion of
next general meeting of the Company and
authorize the Directors to fix their
remuneration
8. Approve the Directors remuneration Mgmt For *
report for the FYE 31 DEC 2005
9. Approve to renew the authority conferred Mgmt For *
on the Directors by Article 4 B of the
Company s Articles of Association;
Authority expires earlier of the
conclusion of next AGM or 15 months;
for that period the Section 80 amount
being GBP 1,364,633
S.10 Approve, subject to the passing of Mgmt For *
Resolution 9, to renew the power
conferred on the Directors by Article
4(C) of the Company s Article of
Association; Authority expires earlier
of the conclusion of the next AGM or 15
months; and for that period the Section
89 amount being GBP 406,534
S.11 Authorize the Company, to make one or Mgmt For *
more market purchases Section 163(3) of
the Companies Act 1985 of up to
12,135,366 representing 10% of the
issued share capital of the Company as
at 07 MAR 2006 of ordinary shares of 10
pence each in the capital of the
Company, at a minimum price of 10 pence,
exclusive of expenses and not more than
105% of the average middle market
quotations for an ordinary share as
derived from the London Stock Exchange
Daily Official List, for each of the 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 300 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
or 15 months; the Company, before the
expiry, may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly after such
expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 301 of 349
UNASSIGNED
ULTRA ELECTRONICS HOLDINGS PLC
SECURITY: G9187G103 AGENDA NUMBER: 700913014
TICKER: MEETING TYPE: AGM
ISIN: GB0009123323 MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and adopt the Company s annual Mgmt For *
accounts fro the FYE 31 DEC 2005
together with the Directors report and
the Auditors report on those accounts
2. Declare a final dividend for the YE 31 Mgmt For *
DEC 2005 of 10.7p per ordinary share,
payable to shareholders on the register
at the close of business on 18 APR 2006
3. Receive and adopt the remuneration Mgmt For *
report for the FYE 31 DEC 2005
4. Re-elect Mr. A. Walker as a Director, in Mgmt For *
accordance with the combined code of the
Corporate Governance
5. Re-elect Mr. D. Caster as a Director, Mgmt For *
who retires by rotation in accordance
with Article 76 of the Company s
Articles of Association
6. Re-elect Mr. A. Hamment as a Director, Mgmt For *
who retires by rotation in accordance
with Article 76 of the Company s
Articles of Association
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 302 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Appoint Deloitte & Touche LLP as the Mgmt For *
Auditors of the Company until the
conclusion of the next general meeting
at which accounts before the Company and
authorize the Directors to fix their
remuneration
8. Authorize the Directors, in substitution Mgmt For *
for any existing authority and pursuant
to Section 80 of the Companies Act 1985,
to allot relevant securities Section 80
up to an aggregate nominal amount of GBP
1,120,357 approximately one third of the
allotted and fully paid share capital of
the Company; Authority expires 15
months from the passing of this
resolution or at the conclusion of the
AGM of the Company; and the Directors
may allot relevant securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
S.9 Amend Article 103 (C) (i) of the Mgmt Against *
Company s Articles of Association by the
addition of the Article 103 (C) (i) (f)
as specified
S.10 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 8, in accordance
with Article 4 of the Articles of
Association, to allot equity securities
for cash provided that this power is
limited to the allotment of equity
securities a) in connection with a
rights issue, open offer or other offers
in favor of ordinary shareholders; and
b) up to an aggregate nominal amount of
GBP 168,053; Authority expires the
earlier of the conclusion of the AGM of
the Company in 2003 or 15 months; and
the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 303 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.11 Authorize the Company, to make one or Mgmt For *
more market purchases Section 163(3) of
the Companies Act 1985 of up to
3,361,054 ordinary shares of 5p each in
the capital of the Company, at a minimum
price of 5p and not more than 105% above
the average of the middle market
quotations for an ordinary share as
derived from the London Stock Exchange
Daily Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 12 months; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
12. Amend the Companies Memorandum and the Mgmt For *
Articles of Association as follows: (A)
the Company s Memorandum of Association:
(i) by inserting in the Clause 4(V) with
the specified words; (ii) by inserting
the new Clause 4(W) as specified; (B)
the Company s Articles of Association:
(i) by inserting the new Articles
105(C)(vii) and (viii) as specified;
(ii) by deleting the word and at the end
of Article 1058(c)(v) and by deleting
the full stop at the end of Article
105(c)(v) and inserting the; in its
place; (iii) by deleting the Article 143
by inserting a new Article 143 as
specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 304 of 349
UNASSIGNED
UNI-CHARM CORP
SECURITY: J94104114 AGENDA NUMBER: 701003939
TICKER: MEETING TYPE: AGM
ISIN: JP3951600000 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Adopt Reduction of Liability System for
Outside Directors, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
3.5 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 305 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.6 Appoint a Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 306 of 349
UNASSIGNED
UNIBAIL HOLDING, PARIS
SECURITY: F95094110 AGENDA NUMBER: 700902629
TICKER: MEETING TYPE: MIX
ISIN: FR0000124711 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Registered Shares: 1 to 5 days prior to Non-Voting No vote
the meeting date, depends on company s
by-laws. Bearer Shares: 6 days prior to
the meeting date. French Resident
Shareowners must complete, sign and
forward the Proxy Card directly to the
sub custodian. Please contact your
Client Service Representative to obtain
the necessary card, account details and
directions.The following applies to Non-
Resident Shareowners: Proxy Cards: ADP
will forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure
whether your Global Custodian acts as
Registered Intermediary, please contact
ADP. Trades/Vote Instructions: Since
France maintains a Verification Period,
for vote instructions submitted that
have a trade transacted (sell) for
either the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP of
the position change via the account
position collection process, ADP has a
process in effect which will advise the
Global Custodian of the new account
position available for voting. This will
ensure that the local custodian is
instructed to amend the vote instruction
and release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
settlement date prior to Meeting Date +
1
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 307 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 27 APR 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
O.1 Receive the report of the Board of Mgmt No vote
Directors and the Auditors general
report and approve the Company s
financial statements and the balance
sheet for the YE 31 DEC 2005
O.2 Receive the report of the Auditors and Mgmt No vote
the Statutory Auditors and approve the
consolidated financial statements for
the said FY
O.3 Approve to appropriate the income of the Mgmt No vote
FY as follows: income for the FY: EUR
222,969,186.00; previous retained
earnings: EUR 229,226,170.00;
distributable income: EUR
452,195,356.00; total dividend: EUR
182,924,576.00; to appropriate the
profit for the year of EUR
269,270,780.00 to the retained earnings
account; acknowledge that 3 interim
dividends for an amount of EUR 2.85 were
already paid, and the remaining dividend
of EUR 1.15 will be paid on 17 JUL 2006;
i.e. total dividend: EUR 4.00
O.4 Acknowledge the special report of the Mgmt No vote
Auditors on the agreements governed by
the Articles L. 225-38 ET SEQ of the
French Commercial Code and approve the
said report and the agreements referred
to therein
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 308 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O.5 Approve to renew the appointment of Mr. Mgmt No vote
Francois Jaclot as a Director for a
period of 3 years
O.6 Approve to renew the appointment of Mr. Mgmt No vote
Claude Tendil as a Director for a period
of 3 years
O.7 Appoint Mr. Guillaume Poitrinal as a Mgmt No vote
Director for a period of 3 years
O.8 Appoint Mr. Bernard Michel as a Director Mgmt No vote
for a period of 3 years
O.9 Authorize the Board of Directors, in Mgmt No vote
supersession of the authorization
granted by the shareholders meeting of
28 APR 2005 set forth in Resolution
Number 14, to buy back the Company s
shares on the open market, subject to
the conditions as follows: maximum
purchase price: EUR 140.00; minimum sale
price: EUR 100.00; maximum number of
shares that may be acquired: 10% of the
share capital, maximum funds invested in
the share buy backs: EUR 500,000,000.00;
Authority expires at the end of 18
months ; and to take all necessary
measures and accomplish all necessary
formalities
E.10 Authorize the Board of Directors, in Mgmt No vote
supersession of the authorization
granted by the shareholders meeting of
28 APR 2005 in its Resolution Number 16,
to reduce the share capital, by
canceling all or part of the shares held
by the Company in connection with the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 309 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Stock Repurchase Plan decided in the 9
Resolution, up to a maximum of 10% of
the share capital over a 24 month
period; Authority is given for 18 months
E.11 Authorize the Board of Directors, in Mgmt No vote
supersession of the authorization
granted by the shareholders meeting of
17 JUN 2003 in its Resolution Number 9,
to increase the share capital, on one or
more occasions, in favor of the
employees and the Executives of the
Company; Authority expires at the end of
38 months ; and for an amount that shall
not exceed 3% of the share capital; the
shareholders meeting decides to cancel
the shareholders preferential
subscription rights
E.12 Grant all powers to the bearer of an Mgmt No vote
original, a copy or an extract of the
minutes of this meeting to carry our all
fillings, publications and other
formalities prescribed by law
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 310 of 349
UNASSIGNED
UNION TOOL CO
SECURITY: J9425L101 AGENDA NUMBER: 700873880
TICKER: MEETING TYPE: AGM
ISIN: JP3950600001 MEETING DATE: 23-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Allocation of Income, Including Mgmt For *
the Following Dividends: Interim JY 17,
Final JY 23, Special JY 0
2.1 Elect Director Mgmt For *
2.2 Elect Director Mgmt For *
2.3 Elect Director Mgmt For *
2.4 Elect Director Mgmt For *
3 Approve Retirement Bonus for Director Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 311 of 349
UNASSIGNED
UNY CO.,LTD.
SECURITY: J94368149 AGENDA NUMBER: 700900649
TICKER: MEETING TYPE: AGM
ISIN: JP3949600005 MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review.
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 9
2. Amend the Articles of Incorporation Mgmt For *
3.1 Elect a Director Mgmt For *
3.2 Elect a Director Mgmt For *
3.3 Elect a Director Mgmt For *
3.4 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 312 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Elect a Director Mgmt For *
3.6 Elect a Director Mgmt For *
3.7 Elect a Director Mgmt For *
3.8 Elect a Director Mgmt For *
3.9 Elect a Director Mgmt For *
3.10 Elect a Director Mgmt For *
3.11 Elect a Director Mgmt For *
3.12 Elect a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 313 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Appoint a Substitute Corporate Auditor Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 314 of 349
UNASSIGNED
USS CO.,LTD.
SECURITY: J9446Z105 AGENDA NUMBER: 700947243
TICKER: MEETING TYPE: AGM
ISIN: JP3944130008 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
Please note this announcement is being Non-Voting No vote
provided to inform you that the true
agenda has been released and is
available for your review. (Please refer
to the attached PDF files.)
1. Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 47.5, Corporate Officers bonuses JPY
51,320,000 (including JPY 3,600,000 to
the Corporate Auditors)
2. Amend the Articles of Incorporation: Add Mgmt For *
the Company Name in English, Allow Use
of Electronic Systems for Public
Notifications, Change the Convener,
Reduce Term of Office of Directors,
Establish the Post of Vice Chairman as
Titled Directors, Apply Board of
Directors Rules to Matters of the Board
of Directors, Apply Board of Auditors
Rules to Meetings of the Board of
Auditors, Approve Revisions Related to
the New Commercial Code
3.1 Elect a Director Mgmt Against *
3.2 Elect a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 315 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.3 Elect a Director Mgmt Against *
3.4 Elect a Director Mgmt Against *
3.5 Elect a Director Mgmt Against *
3.6 Elect a Director Mgmt Against *
3.7 Elect a Director Mgmt Against *
3.8 Elect a Director Mgmt Against *
3.9 Elect a Director Mgmt Against *
3.10 Elect a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 316 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.11 Elect a Director Mgmt Against *
3.12 Elect a Director Mgmt Against *
3.13 Elect a Director Mgmt Against *
3.14 Elect a Director Mgmt Against *
3.15 Elect a Director Mgmt Against *
3.16 Elect a Director Mgmt Against *
3.17 Elect a Director Mgmt Against *
3.18 Elect a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 317 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Appoint a Substitute Corporate Auditor Mgmt For *
5. Amend the Compensation to be received by Mgmt For *
Directors and Corporate Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 318 of 349
UNASSIGNED
VERWALTUNGS- UND PRIVAT-BANK AG, VADUZ
SECURITY: H91164162 AGENDA NUMBER: 700925879
TICKER: MEETING TYPE: OGM
ISIN: LI0010737216 MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the annual reports, annual Mgmt For *
financial statements and consolidated
financial statements of VP Bank Group
and the Head Office Vaduz for 2005 and
acknowledge the reports of the Auditors
and the Group Auditors
2. Approve the appropriation of retained Mgmt For *
earnings of the Head Office Vaduz
3. Grant discharge to the Members of the Mgmt For *
Board of Directors
4.1 Elect the Board of Directors Mgmt For *
4.2 Elect the Auditors and the Group Mgmt For *
Auditors
Miscellaneous Non-Voting No vote
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 319 of 349
UNASSIGNED
WH SMITH PLC
SECURITY: G8927V115 AGENDA NUMBER: 700848697
TICKER: MEETING TYPE: AGM
ISIN: GB00B02Q4M50 MEETING DATE: 02-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the accounts and the reports of Mgmt For *
the Directors and the Auditors for the
YE 31 AUG 2005
2. Approve the Directors remuneration Mgmt For *
report for the YE 31 AUG 2005
3. Declare a final dividend of 9.2p per Mgmt For *
share on the ordinary shares
4. Elect Mr. Mike Ellis as a Director of Mgmt For *
the Company
5. Elect Mr. Luke Mayhew as a Director of Mgmt For *
the Company
6. Elect Mr. Alan Stewart as a Director of Mgmt For *
the Company
7. Re-appoint Deloitte & Touche LLP as the Mgmt For *
Auditors and authorize the Board to
determine their remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 320 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Authorize the Company to make donations Mgmt For *
to EU political organizations and to
incur EU political expenditure as
specified as amended CA 1985 in an
aggregate amount not exceeding GBP
50,000; Authority expires the earlier of
the conclusion of the next AGM of the
Company or 01 MAY 2007
9. Authorize the WH Smith Retail Limited to Mgmt For *
make donations to EU political
organizations and to incur EU political
expenditure as specified in an aggregate
amount not exceeding GBP 50,000;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 01 MAY 2007
10. Authorize the WH Smith Trading Limited Mgmt For *
to make donations to EU political
organizations and to incur EU political
expenditure as specified in an aggregate
amount not exceeding GBP 50,000;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 01 MAY 2007
11. Authorize the Directors to amend the Mgmt For *
Rules of the WH Smith 2004 L-TIP the
L-TIP to increase, from 100 to 200% of a
participant s basic annual salary, the
limit which, save in exceptional
circumstances, shall apply to the value
of shares in the Company over which
awards may be made to a participant in
any year taking into the account the
value of shares over which any options
may be granted to such participant in
that year under the WH Smith Executive
Share Option Scheme 1999
12. Authorize the Directors, pursuant to Mgmt For *
Section 80 of the Companies Act 1985, to
allot relevant securities Section 80(2)
of the Companies Act 1985 up to an
aggregate nominal amount of GBP
1,303,149; Authority expires the earlier
of the conclusion of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 321 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
next AGM of the Company or 01 MAY 2007;
and the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.13 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 12 and pursuant to
Section 95(2) of the Companies Act 1985,
to allot equity securities Section 94(2)
of the Companies Act 1985 for cash
pursuant to the authority conferred by
Resolution 12, disapplying the statutory
pre-emption rights Section 89(1) of the
Companies Act 1985, provided that this
power is limited to the allotment of
equity securities: i) in connection with
a rights issue in favor of ordinary
shareholders; ii) up to an aggregate
nominal amount of GBP 195,472; Authority
expires the earlier of the conclusion of
the next AGM of the Company or 01 MAY
2007; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.14 Authorize the Company, in accordance Mgmt For *
with Article 42 of the Company s
Articles of Association and Section 166
of the Companies Act 1985, to make
market purchases Section 163(3) of the
Companies Act 1985 of up to 18,095,163
ordinary shares, at a minimum price of 2
13/81p exclusive of all expenses and
equal to 105% of the average middle
market quotations for an ordinary share
as derived from the London Stock
Exchange Daily Official List, for the 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 01 MAY 2007; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 322 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.15 Authorize the Company, in accordance Mgmt For *
with Article 3B(D) (a) of the Company s
Articles of Association and Section 166
of the Companies Act 1985, to make
market purchases Section 163(3) of the
Companies Act 1985 of non cumulative
preference shares of 85p each in the
capital of the Company C shares,
provided that, maximum number of C
shares up to 9,693,148 at a minimum
price for each C share of 5p exclusive
of all expenses and maximum price for
each C share is the amount exclusive of
all expenses to which the holder of such
C share would be entitled were the
Company to wound up on the date of
purchase; Authority expires the earlier
of the conclusion of the next AGM of the
Company or 01 MAY 2007; the Company,
before the expiry, may make a contract
to purchase its own shares which will or
may be executed wholly or partly after
such expiry
S.16 Approve, that to resolve the terms of Mgmt For *
the proposed contract between (1) Ian
Houghton acting on behalf of all holders
of deferred shares of 85p each in the
capital of the Company deferred shares
pursuant to Article 3B(G) (f) (i) of the
Company s Articles of Association and
(2) the Company providing for the
purchase by the Company of all of its
deferred shares as specified, for the
purposes of Section 164 of the Companies
Act 1985; Authority expires the earlier
of the conclusion of the next AGM of the
Company or 01 MAY 2007
S.17 Amend the existing Articles 137 of the Mgmt For *
Articles of Association of the Company
and by replacing with as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 323 of 349
UNASSIGNED
WILLIS GROUP HOLDINGS LIMITED
SECURITY: G96655108 AGENDA NUMBER: 932457915
TICKER: WSH MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GORDON M. BETHUNE Mgmt For For
2 WILLIAM W. BRADLEY Mgmt For For
3 JOSEPH A. CALIFANO, JR. Mgmt For For
4 ERIC G. FRIBERG Mgmt For For
5 SIR ROY GARDNER Mgmt For For
6 PERRY GOLKIN Mgmt For For
7 SIR JEREMY HANLEY Mgmt For For
8 PAUL M. HAZEN Mgmt For For
9 WENDY E. LANE Mgmt For For
10 JAMES F. MCCANN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 324 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOSEPH J. PLUMERI Mgmt For For
12 DOUGLAS B. ROBERTS Mgmt For For
02 REAPPOINTMENT AND REMUNERATION OF Mgmt For For
DELOITTE & TOUCHE AS INDEPENDENT
AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 325 of 349
UNASSIGNED
WOLFSON MICROELECTRONICS PLC, EDINBURGH
SECURITY: G97272101 AGENDA NUMBER: 700909988
TICKER: MEETING TYPE: AGM
ISIN: GB0033563130 MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the accounts of the Company for Mgmt For *
the FYE 31 DEC 2005 together with the
Directors report, the Directors
remuneration report and the Auditors
report on those accounts and that part
of the Directors remuneration which is
required to be audited
2. Approve the Directors remuneration Mgmt For *
report set out in the annual report and
the accounts for the FYE 31 DEC 2005
3. Re-elect Mr. Barry Michael Rose as the Mgmt For *
Director of the Company
4. Re-appoint KPMG Audit Plc as the Mgmt For *
Auditors of the Company to hold office
until the conclusion of the next general
meeting at which the accounts of the
Company are laid
5. Authorize the Directors of the Company Mgmt For *
to determine the remuneration of the
Auditors for the ensuing year
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 326 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Approve the increase of the authorized Mgmt For *
share capital of the Company from GBP
125,000.00 to GBP 135,000.00 by the
creation of 10,000,000 ordinary shares
of 0.1 pence each ranking pari passu in
all respects with the existing ordinary
shares of 0.1 pence each in the capital
of the Company
7. Authorize the Directors of the Company, Mgmt For *
in substitution for all existing
authority subject to passing of
Resolution 6 and pursuant to Section 80
of the Companies Act 1985 the Act, to
allot relevant securities Section 80(2)
of the Act up to an aggregate nominal
amount of GBP 13,907; Authority expires
the earlier of the conclusion AGM of the
Company in 2007 or after 15 months; and
the Directors may allot relevant
securities pursuant to any such offer,
agreement or other arrangements as if
the authority conferred hereby had not
expired
S.8 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 7 pursuant to
Section 95 of the Act and in
substitution for any existing authority,
to allot equity securities Section 94(2)
to Section 94(3A) of the Act of the
Company for cash pursuant to the
authority conferred by Resolution 7,
disapplying the statutory pre-emption
rights Section 89(1) of the Act,
provided that this power is limited to
the allotment of equity securities: a)
in connection with a rights issue, open
offer or otherwise to holders of equity
securities; and b) up to an aggregate
nominal amount of GBP 5,674; Authority
expires the earlier of the conclusion of
the AGM of the Company in 2007 or after
15 months ; and the Directors to allot
equity securities in pursuance of such
offer, agreement or other arrangement as
if the power hereby conferred had not
expired
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 327 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S.9 Authorize the Company, to make market Mgmt For *
purchases Section 163(3) of the Act of
up to 11,349,502 ordinary shares 10% of
the issued share capital of the Company
as at 14 MAR 2006 of 0.1 pence each in
the capital of the Company, at a minimum
price of 0.1 pence and not more than
105% of the average of the middle market
closing quotations for an ordinary share
as derived from the Daily Official List
of the London Stock Exchange, for the 5
business days immediately preceding the
day of purchase; Authority expires at
the conclusion of the AGM of the Company
in 2007 or after 15 months; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly thereafter
S.10 Amend the Articles 2, 9, 49.11, 49.5, Mgmt For *
69, 70, 71, 72 as specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 328 of 349
UNASSIGNED
WOLTERS KLUWER NV
SECURITY: N9643A114 AGENDA NUMBER: 700783396
TICKER: MEETING TYPE: AGM
ISIN: NL0000395887 MEETING DATE: 15-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Opening Non-Voting No vote
2. Appoint Mr. L.P. Forman as a Member of Mgmt No vote
the Supervisory Board
3. Any other business Non-Voting No vote
4. Closing Non-Voting No vote
PLEASE NOTE THAT BLOCKING CONDITIONS FOR Non-Voting No vote
VOTING AT THIS GENERAL MEETING ARE
RELAXED. BLOCKING PERIOD ENDS ONE DAY
AFTER THE REGISTRATION DATE SET ON 09
AUG 2005. SHARES CAN BE TRADED
THEREAFTER. THANK YOU
PLEASE NOTE THAT THIS IS AN EGM. THANK Non-Voting No vote
YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 329 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO AN ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 330 of 349
UNASSIGNED
WOLTERS KLUWER NV
SECURITY: N9643A114 AGENDA NUMBER: 700906932
TICKER: MEETING TYPE: OGM
ISIN: NL0000395887 MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AGM. THANK Non-Voting No vote
YOU
PLEASE NOTE THAT IN ACCORDANCE WITH THE Non-Voting No vote
ARTICLES OF ASSOCIATION OF WOLTERS
KLUWER N.V.(WOLTERS KLUWER), BLOCKING
OF (DEPOSTORY RECEIPTS OF) ORDINARY
SHARES (THE SHARES) SHOULD NOT BE
NECESSARY AS WOLTERS KLUWER HAS
INTRODUCED A RECORD DATE. HOWEVER, IN
THE PAST, BANKS AND BROKERS WERE STILL
BLOCKING SHARES, MAINLY FOR
ADMINISTRATIVE PURPOSES. CONSULTATION
WITH ALL MAJOR DUTCH BANKS AND BROKERS
RESULTED THAT NON BLOCKING OF SHARES ON
BEHALF OF (INSTITUTIONAL) INVESTORS WITH
RESPECT TO ANNUAL GENERAL MEETINGS
SHOULD BE POSSIBLE, IN PARTICULAR IN
VIEW OF THE RECENT DUTCH AND EU
DEVELOPMENTS ON CORPORATE GOVERNANCE AND
THE FURTHER PROPOSED AMENDMENTS IN
LEGISLATION IN THIS RESPECT. IF
FEASIBLE, YOU ARE THEREFORE REQUESTED TO
COMMUNICATE THIS NON-BLOCKING PROCESS TO
YOUR CLIENTS. IF YOUR CLIENTS ARE SUB
CUSTODIANS, PLEASE REQUEST THEM TO
FORWARD THE NON-BLOCKING POSSIBILITY TO
THEIR OWN CLIENTS.
1. Opening Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 331 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.a Report of the Executive Board for 2005 Non-Voting No vote
2.b Report of the Supervisory Board for 2005 Non-Voting No vote
3.a Proposal to adopt the financial Mgmt No vote
statements for 2005 as included in the
annual report for 2005
3.b Proposal to distribute a dividend of EUR Mgmt No vote
0.55 per ordinary share in cash or, at
the option of the holders of (depositary
receipts for) ordinary shares, in the
form of (depositary receipts for)
ordinary shares
4.a Proposal to release the members of the Mgmt No vote
Executive Board from liability for their
duties, as stipulated in Article 28 of
the Articles of Association
4.b Proposal to release the members of the Mgmt No vote
Supervisory Board from liability for
their duties, as stipulated in Article
28 of the Articles of Association
5. Proposal to amend the Articles of Mgmt No vote
Association
6.a Proposal to reappoint Mr. A. Baan as Mgmt No vote
member of the Supervisory Board
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 332 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6.b Proposal to appoint Mr. S.B. James as Mgmt No vote
member of the Supervisory Board
7.a To issue shares and/or grant rights to Mgmt No vote
subscribe for shares
7.b To restrict or exclude pre-emptive Mgmt No vote
rights
8. Proposal to authorize the Executive Mgmt No vote
Board to acquire own shares
9. Language of the annual report and the Mgmt No vote
financial statements included therein
10. Any other business Non-Voting No vote
11. Closing Non-Voting No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 333 of 349
UNASSIGNED
YANZHOU COAL MINING CO LTD
SECURITY: Y97417102 AGENDA NUMBER: 700874577
TICKER: MEETING TYPE: EGM
ISIN: CN0009131243 MEETING DATE: 24-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve and ratify that the entering of Mgmt For *
the provision of Materials and Water
Supply Agreement between the company and
Yankuang Group Corporation Limited
Parent Company and the continuing
connected transactions contemplated
there under together with the associated
proposed maximum aggregate annual
amounts in respect of such transactions
for each of the FYE 31 DEC 2006 to 2008
as specified; and authorize the
Directors of the Company to do all such
acts and things and to sign all
documents and to take any steps which in
their absolute discretion considered to
be necessary, desirable or expedient for
the purpose of implementing and/or
giving effect to and the transactions
contemplated under the provision of
Material and Water Supply Agreement
2. Approve and ratify that the entering of Mgmt For *
the Provision of Labour and Services
Agreement between the company and the
Parent Company and the continuing
connected transactions contemplated
there under together with the associated
proposed maximum aggregate annual
amounts in respect of such transactions
for each of the FYE 31 DEC 2006 to 2008
as specified; and authorize the
Directors of the Company to do all such
acts and things and to sign all
documents and to take any steps which in
their absolute discretion considered to
be necessary, desirable or expedient for
the purpose of implementing and/or
giving effect to and the transactions
contemplated under the Provision of
Labour and Services Agreement
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 334 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3. Approve and ratify that the entering of Mgmt For *
Provision of Electricity Agreement
between the company and the Parent
Company and the continuing connected
transactions contemplated there under
together with the associated proposed
maximum aggregate annual amounts in
respect of such transactions for each of
the FYE 31 DEC 2006 to 2008 as
specified; and authorize the Directors
of the Company to do all such acts and
things and to sign all documents and to
take any steps which in their absolute
discretion considered to be necessary,
desirable or expedient for the purpose
of implementing and/or giving effect to
and the transactions contemplated under
the provision of Electricity Agreement
4. Approve and ratify that the entering of Mgmt For *
the Provision of Equipment Maintenance
and Repair Works Agreement between the
company and the Parent Company and the
continuing connected transactions
contemplated there under together with
the associated proposed maximum
aggregate annual amounts in respect of
such transactions for each of the FYE 31
DEC 2006 to 2008 as specified; and
authorize the Directors of the Company
to do all such acts and things and to
sign all documents and to take any steps
which in their absolute discretion
considered to be necessary, desirable or
expedient for the purpose of
implementing and/or giving effect to and
the transactions contemplated under the
provision of Equipment Maintenance and
Repair Works Agreement
5. Approve and ratify that the entering of Mgmt For *
the Provision of Products and Materials
Agreement between the company and the
Parent Company and the continuing
connected transactions contemplated
there under together with the associated
proposed maximum aggregate annual
amounts in respect of such transactions
for each of the FYE 31 DEC 2006 to 2008
as specified; and authorize the
Directors of the Company to do
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 335 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
all such acts and things and to sign all
documents and to take any steps which in
their absolute discretion considered to
be necessary, desirable or expedient for
the purpose of implementing and/or
giving effect to and the transactions
contemplated under the provision of
Products and Materials Agreement
6. Amend the Rule 20 of The Procedural Mgmt Against *
Rules of the Supervisory Committee of
the Company as specified
s.7 Amend the paragraph 1 of Article 89 of Mgmt For *
the Articles of Association of the
Company as specified; and authorize the
Directors of the Company to do all
things in connection with the amendments
including the filing of the amendments
with the relevant authorities as
specified
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 336 of 349
UNASSIGNED
YPSOMED HOLDING AG, BURGDORF
SECURITY: H9725B102 AGENDA NUMBER: 700990080
TICKER: MEETING TYPE: AGM
ISIN: CH0019396990 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ------------ ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS.
PLEASE NOTE THAT THIS IS AN ORDINARY Non-Voting No vote
GENERAL MEETING. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 337 of 349
UNASSIGNED
YPSOMED HOLDING AG, BURGDORF
SECURITY: H9725B102 AGENDA NUMBER: 700990092
TICKER: MEETING TYPE: AGM
ISIN: CH0019396990 MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ------------ ------------- -----------
PLEASE NOTE THAT THIS IS AN OGM. Non-Voting No vote
THANK YOU.
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
321698, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Receive the annual report, the financial Mgmt No vote
statements and the consolidated
financial statements for the year
2005/2006
2. Approve the allocation of retained Mgmt No vote
earnings for the year 2005/2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 338 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3. Approve CHF 14.1 million reduction in Mgmt No vote
the capital and capital repayment of CHF
1.25 per share
4. Approve the reduction of the conditional Mgmt No vote
capital
5. Grant discharge to the Members of the Mgmt No vote
Board of Directors and other Managers
for the year 2005/2006
6. Ratify PricewaterhouseCoopers AG as the Mgmt No vote
Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 339 of 349
UNASSIGNED
YTL CORP BHD
SECURITY: Y98610101 AGENDA NUMBER: 700776125
TICKER: MEETING TYPE: EGM
ISIN: MYL4677OO000 MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve YTL Corporation, subject to the Mgmt For *
approvals being obtained from the
relevant authorities and parties, for
the proposed disposals and upon the
terms and conditions as set out in the
Sale and Purchase Agreement to be
entered into between YTL Land Sdn Bhd
and Mayban Trustees Berhad and authorize
the Board of Directors of the Company to
give effect to the proposed disposals
with full power to assent to any
conditions, variations, modifications,
revaluations and/or amendments as they
may consider to be in the best interest
of the Company and YTL Land Sdn Bhd
and/or that maybe required by any
relevant authorities and to take all
such steps and to execute all such
documents se they may deem necessary or
expedient in order to implement,
finalize and give full effect to the
proposed disposals
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 340 of 349
UNASSIGNED
YTL CORP BHD
SECURITY: Y98610101 AGENDA NUMBER: 700840590
TICKER: MEETING TYPE: AGM
ISIN: MYL4677OO000 MEETING DATE: 08-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the audited financial statements Mgmt For *
for the FYE 30 JUN 2005 together with
the reports of the Directors and the
Auditors thereon
2. Approve to sanction the declaration of a Mgmt For *
first and final dividend of 15% gross
less Malaysian Income Tax in respect of
the FYE 30 JUN 2005
3. Re-elect Mr. Dato Yeoh Soo Min, who Mgmt Against *
retires pursuant to Article 84 of the
Company s Articles of Association
4. Re-elect Mr. Dato Yeoh Seok Hong, who Mgmt Against *
retires pursuant to Article 84 of the
Company s Articles of Association
5. Re-elect Mr. Syed Abdullah Bin Syed Abd. Mgmt Against *
Kadir, who retires pursuant to Article
84 of the Company s Articles of
Association
6. Re-appoint Mr. Tan Sri Dato Seri Dr Yeoh Mgmt Against *
Tiong Lay, who retires pursuant to
Section 129 6 of the Companies Act, 1965
and to hold office until the next AGM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 341 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint Mr. Dato Dr Yahya Bin Ismail, Mgmt For *
who retires pursuant to Section 129 6 of
the Companies Act, 1965 and to hold
office until the next AGM
8. Re-appoint Mr. Mej Jen B Dato Haron Bin Mgmt For *
Mohd Taib, who retires pursuant to
Section 129 6 of the Companies Act, 1965
and to hold office until the next AGM
9. Re-appoint Mr. Eu Peng Meng @ Leslie Eu, Mgmt For *
who retires pursuant to Section 129 6 of
the Companies Act, 1965 and to hold
office until the next AGM
10. Approve the payment of the Directors Mgmt For *
fees amounting to MYR 260,000.00 for the
FYE 30 June 2005
11. Re-appoint the Auditors and authorize Mgmt For *
the Directors to fix their remuneration
12. Authorize the Directors, pursuant to Mgmt For *
Section 132D of the Companies Act, 1965,
to allot and issue shares in the Company
at any time until the conclusion of the
next Annual General Meeting and upon
such terms and conditions and for such
purposes as the Directors may, in their
absolute discretion, deem fit provided
that the aggregate number of shares to
be issued does not exceed 10% of the
issued and paid-up share capital of the
Company for the time being; and to
obtain the approval for the listing of
and quotation for the additional shares
so issued on Bursa Malaysia Securities
Berhad
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 342 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
13. Authorize the Company, subject to the Mgmt For *
Company s compliance with all applicable
rules, regulations, orders and
guidelines made pursuant to the
Companies Act, 1965, the provisions of
the Company s Memorandum and Articles of
Association and the Listing Requirements
of Bursa Malaysia Securities Berhad
Bursa Securities and the approvals of
all relevant authorities, to the fullest
extent permitted by law, to buy-back
and/or hold from time to time and at any
time such amount of ordinary shares of
MYR 0.50 each in the Company as may be
determined by the Directors of the
Company from time to time through Bursa
Securities upon such terms and
conditions as the Directors may deem fit
and expedient in the interests of the
Company the Proposed Share Buy-Back
provided that: i) the maximum number of
shares which may be purchased and/or
held by the Company at any point of time
pursuant to the Proposed Share Buy-Back
shall not exceed 10% of the total issued
and paid-up share capital of the Company
for the time being quoted on Bursa
Securities provided always that in the
event that the Company ceases to hold
all or any part of such shares as a
result of, amongst others, cancellation
of shares, sale of shares on the market
of Bursa Securities or distribution of
treasury shares to shareholders as
dividend in respect of shares bought
back under the previous shareholders
mandate for share buy-back which was
obtained at the AGM held on 09 DEC 2004,
the Company shall be entitled to further
purchase and/or hold such additional
number of shares as shall in aggregate
with the shares then still held by the
Company not exceed 10% of the total
issued and paid-up share capital of the
Company for the time being quoted on
Bursa Securities; ii) the maximum amount
of funds to be allocated by the Company
pursuant to the Proposed Share Buy-Back
shall not exceed the sum of retained
profits and the share premium account of
the Company based on its latest audited
financial statements available up to the
date of a transaction pursuant to the
Proposed Share Buy-Back; as at 30 JUN
2005, the audited retained profits and
share premium account of the Company
were MYR 2,126,489,167.00 and MYR
290,759,325.00
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 343 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
respectively; and iii) the shares
purchased by the Company pursuant to the
Proposed Share Buy-Back may be dealt
with by the Directors in all or any of
the following: the shares so purchased
may be cancelled; and/or the shares so
purchased may be retained in treasury
for distribution as dividend to the
shareholders and/or resold on the market
of Bursa Securities and/or subsequently
cancelled; and/or part of the shares so
purchased may be retained as treasury
shares with the remainder being
cancelled; Authority shall commence upon
the passing of this resolution, until
the conclusion of the next AGM of the
Company or the expiry of the period
within which the next AGM is required by
law to be held unless revoked or varied
by ordinary resolution of the
shareholders of the Company in general
meeting but so as not to prejudice the
completion of a purchase made before
such expiry date; and authorize the
Directors of the Company to take all
steps as are necessary or expedient to
implement or to give effect to the
Proposed Share Buy-Back with full powers
to amend and/or assent to any
conditions, modifications, variations or
amendments (if any) as may be imposed by
the relevant governmental/regulatory
authorities from time to time and with
full power to do all such acts and
things thereafter in accordance with the
Companies Act, 1965, the provisions of
the Company s Memorandum and Articles of
Association and the Listing Requirements
of Bursa Securities and all other
relevant governmental/regulatory
authorities
14. Authorize the Company and/or its Mgmt For *
subsidiaries to enter into recurrent
related party transactions from time to
time with Related Parties who may be a
Director, a major shareholder of the
Company and/or its subsidiaries or a
person connected with such a Director or
a major shareholder, as specified,
subject to the following: i) the
transactions are of a revenue or trading
in nature which are necessary for the
day-today operations of the Company
and/or its subsidiaries and are
transacted on terms consistent or
comparable with market or
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 344 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
normal trade practices and/or based on
normal commercial terms not more
favorable to the Related Parties than
those generally available to the public
and/or are not to the detriment of the
minority shareholders; and ii)
disclosure is made in the annual report
of the aggregate value of transactions
conducted pursuant to the shareholders
mandate together with a breakdown of the
aggregate value of the transactions
during the FY based on the type of
transactions, names of the Related
Parties and their relationship;
Authority shall only continue to be in
force until the conclusion of the next
AGM of the Company or the expiry of the
period within which the next AGM is
required to be held pursuant to Section
143 1 of the Companies Act, 1965 the Act
but shall not extend to such extension
as may be allowed pursuant to Section
143 2 of the Act, whichever is the
earlier; and authorize the Directors of
the Company to complete and do such acts
and things as they may consider
expedient or necessary to give full
effect to the shareholders mandate
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 345 of 349
UNASSIGNED
YTL CORP BHD
SECURITY: Y98610101 AGENDA NUMBER: 701013358
TICKER: MEETING TYPE: EGM
ISIN: MYL4677OO000 MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Authorize the Company, subject to all Mgmt For *
relevant authorities including the
Securities Commission, Labuan Offshore
Financial Services Authority and Bursa
Malaysia Securities Berhad to: i) issue
up to USD 300 million nominal value of
the bonds, via YTL Corporation Finance
Labuan Limited YTLCF (Labuan), with a
coupon rate and issue price to be
determined, which will be guaranteed by
the Company and that the bonds shall be
exchangeable into new ordinary shares of
MYR 0.50 each in YTL Corp YTL Corp
Shares at an exchange price to be
determined, subject to further terms and
conditions as the Directors may
determine and as provided in the trust
deed to be entered into by YTLCF Labuan
and the Company Trust Deed or such other
documents to be entered into
constituting the Bonds; (ii) allot and
issue such number of new YTL Corp
Shares, credited as fully paid- up, to
or to the order of the holders of the
bonds which are required to be issued
upon the exchange of the bonds into new
YTL Corporation Shares subject to the
terms and conditions of the Trust Deed
and that such new YTL Corporation Shares
shall, upon allotment and issue, rank
pari passu in all respects with the
existing issued and paid-up ordinary
shares of the Company save and except
that the holders of the new YTL Corp
Shares will not be entitled to any
dividends, rights, allotments and/or
other distribution, the record date for
which precedes the date of the allotment
of the new YTL Corporation Shares; and
(iii) allot and issue such number of new
YTL Corp Shares, credited as fully
paid-up, to or to the order of the
holders of the bonds which are required
to be issued upon any adjustment or
reset of the exchange price of the bonds
in accordance with the terms of
adjustment of the exchange price as
provided in the Trust Deed and that such
new YTL Corporation Shares shall, upon
allotment and
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 346 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
issue, rank pari passu in all respects
with the existing issued and paid-up
ordinary shares of the Company save and
except that the holders of the new YTL
Corporation Shares will not be entitled
to any dividends, rights, allotments
and/or other distribution, the record
date for which precedes the date of the
allotment of the new YTL Corp Shares;
and authorize the Directors of the
Company to give effect to the above with
full powers to amend and/or assent to
any conditions, modifications,
variations and/or amendments (if any) as
may be imposed by the relevant
government/authorities and to take all
steps and enter into and execute all
commitments, transactions, arrangements,
deeds, agreements, undertakings,
indemnities, transfers, assignments and
guarantees as they may deem fit,
necessary, expedient and/or appropriate
in order to implement, finalize and give
full effect in connection with the above
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 347 of 349
UNASSIGNED
YULE CATTO & CO PLC
SECURITY: G98811105 AGENDA NUMBER: 700946431
TICKER: MEETING TYPE: AGM
ISIN: GB0009887422 MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the annual report and accounts Mgmt For *
for the YE 31 DEC 2005
2. Declare a final dividend Mgmt For *
3. Approve the remuneration report Mgmt For *
4. Re-elect Honorable. A.G. Catto as a Mgmt For *
Director or re-elect retiring Director
5. Re-elect Mr. R.H. Hunting as a Director Mgmt For *
or re-elect retiring Director
6. Re-elect Mr. Dato Lee Hau Hian as a Mgmt For *
Director or re-elect retiring Director
7. Re-elect Mr. Dato Lee Oi Hian as a Mgmt For *
Director or re-elect retiring Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 348 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
8. Re-elect Mr. S.V. Cummins as a Director Mgmt For *
or re-elect retiring Director
9. Re-elect Mr. A. Walker as a Director or Mgmt For *
re-elect retiring Director
10. Re-appoint Mr. C.J. Williams as a Mgmt For *
Director
11. Re-appoint Mr. A.M. Whitfield as a Mgmt For *
Director
12. Re-appoint the Auditors Mgmt For *
13. Authorize the Directors to fix the Mgmt For *
Auditors remuneration
14. Approve to renew the authority given to Mgmt For *
the Directors to allot securities for
cash other than a pro-rata basis
15. Authorize the Directors to purchase the Mgmt For *
Companys shares
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 349 of 349
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
16. Approve to cancel the authorized Mgmt For *
cumulative redeemable share capital
17. Approve to re-designate the unclassified Mgmt For *
shares
18. Approve to increase the maximum Mgmt For *
aggregate annual sum payable to the
Directors
19. Approve and adopt the new Articles of Mgmt For *
Association
20. Amend the Memorandum of Association of Mgmt For *
the Company
21. Approve the performance conditions Mgmt For *
relating to the Yule Catto Performance
Share Plan 2006
22. Approve the Yule Catto Deferred Bonus Mgmt For *
Plan 2006
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
The Hartford MidCap Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 165
UNASSIGNED
ABERCROMBIE & FITCH CO.
SECURITY: 002896207 AGENDA NUMBER: 932530391
TICKER: ANF MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES B. BACHMANN Mgmt For For
2 LAUREN J. BRISKY Mgmt For For
3 MICHAEL S. JEFFRIES Mgmt For For
4 JOHN W. KESSLER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 165
UNASSIGNED
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY: 018581108 AGENDA NUMBER: 932517343
TICKER: ADS MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT A. MINICUCCI Mgmt For For
2 J. MICHAEL PARKS Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA
SYSTEMS CORPORATION FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 165
UNASSIGNED
ALTERA CORPORATION
SECURITY: 021441100 AGENDA NUMBER: 932475230
TICKER: ALTR MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN P. DAANE Mgmt For For
2 ROBERT W. REED Mgmt For For
3 ROBERT J. FINOCCHIO, JR Mgmt For For
4 KEVIN MCGARITY Mgmt For For
5 PAUL NEWHAGEN Mgmt For For
6 WILLIAM E. TERRY Mgmt For For
7 SUSAN WANG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2005 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE BY
10,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
BY 1,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN.
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
29, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 165
UNASSIGNED
AMBAC FINANCIAL GROUP, INC.
SECURITY: 023139108 AGENDA NUMBER: 932465138
TICKER: ABK MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHILLIP B. LASSITER Mgmt For For
2 MICHAEL A. CALLEN Mgmt For For
3 JILL M. CONSIDINE Mgmt For For
4 ROBERT J. GENADER Mgmt For For
5 W. GRANT GREGORY Mgmt For For
6 THOMAS C. THEOBALD Mgmt For For
7 LAURA S. UNGER Mgmt For For
8 HENRY D.G. WALLACE Mgmt For For
02 RATIFY SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 165
UNASSIGNED
AMDOCS LIMITED
SECURITY: G02602103 AGENDA NUMBER: 932424423
TICKER: DOX MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE K. ANDERSON Mgmt For For
2 ADRIAN GARDNER Mgmt For For
3 CHARLES E. FOSTER Mgmt For For
4 JAMES S. KAHAN Mgmt For For
5 DOV BAHARAV Mgmt For For
6 JULIAN A. BRODSKY Mgmt For For
7 ELI GELMAN Mgmt For For
8 NEHEMIA LEMELBAUM Mgmt For For
9 JOHN T. MCLENNAN Mgmt For For
10 ROBERT A. MINICUCCI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SIMON OLSWANG Mgmt For For
12 MARIO SEGAL Mgmt For For
02 APPROVAL OF AMENDMENT OF THE 1998 STOCK Mgmt For For
OPTION AND INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE THEREUNDER, TO CONTINUE THE
TERM OF THE PLAN FOR AN ADDITIONAL 10-
YEAR TERM AND TO MAKE OTHER CHANGES AS
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
03 APPROVAL OF SPECIAL RESOLUTION TO PERMIT Mgmt For For
DIRECT REPURCHASE BY THE COMPANY OF
UNVESTED SHARES OF RESTRICTED STOCK
GRANTED UNDER THE 1998 STOCK OPTION AND
INCENTIVE PLAN UPON TERMINATION OF
EMPLOYMENT OR SERVICE.
04 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR FISCAL YEAR 2005.
05 RATIFICATION AND APPROVAL OF ERNST & Mgmt For For
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 165
UNASSIGNED
AMERICAN STANDARD COMPANIES, INC.
SECURITY: 029712106 AGENDA NUMBER: 932453006
TICKER: ASD MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVEN F. GOLDSTONE Mgmt For For
2 KIRK S. HACHIGIAN Mgmt For For
3 EDWARD E. HAGENLOCKER Mgmt For For
4 DALE F. MORRISON Mgmt For For
02 DIRECTORS PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDED DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 165
UNASSIGNED
AMERICAN TOWER CORPORATION
SECURITY: 029912201 AGENDA NUMBER: 932372282
TICKER: AMT MEETING TYPE: Special
ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
SHARES OF AMERICAN TOWER CLASS A COMMON
STOCK PURSUANT TO THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF MAY 3, 2005, BY
AND AMONG AMERICAN TOWER CORPORATION,
ASTEROID MERGER SUB, LLC AND
SPECTRASITE, INC.
02 PROPOSAL TO AMEND AND RESTATE AMERICAN Mgmt For For
TOWER S RESTATED CERTIFICATE OF
INCORPORATION IF THE MERGER IS
CONSUMMATED, AS MORE FULLY DESCRIBED IN
THE JOINT PROXY STATEMENT/PROSPECTUS,
WHICH APPROVAL IS NOT A CONDITION TO
PROPOSAL NUMBER ONE.
03 PROPOSAL TO PERMIT AMERICAN TOWER S Mgmt For For
BOARD OF DIRECTORS OR ITS CHAIRMAN, IN
THEIR DISCRETION, TO ADJOURN OR POSTPONE
THE SPECIAL MEETING IF NECESSARY FOR
FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE
ORIGINALLY SCHEDULED TIME OF THE SPECIAL
MEETING TO APPROVE ANY OF THE FOREGOING
PROPOSALS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 165
UNASSIGNED
AMERICAN TOWER CORPORATION
SECURITY: 029912201 AGENDA NUMBER: 932475052
TICKER: AMT MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RAYMOND P. DOLAN Mgmt For For
2 CAROLYN F. KATZ Mgmt For For
3 GUSTAVO LARA CANTU Mgmt For For
4 FRED R. LUMMIS Mgmt For For
5 PAMELA D.A. REEVE Mgmt For For
6 JAMES D. TAICLET, JR. Mgmt For For
7 SAMME L. THOMPSON Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 165
UNASSIGNED
AMR CORPORATION
SECURITY: 001765106 AGENDA NUMBER: 932503394
TICKER: AMR MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GERARD J. ARPEY Mgmt For For
2 JOHN W. BACHMANN Mgmt For For
3 DAVID L. BOREN Mgmt For For
4 EDWARD A. BRENNAN Mgmt For For
5 ARMANDO M. CODINA Mgmt For For
6 EARL G. GRAVES Mgmt For For
7 ANN M. KOROLOGOS Mgmt For For
8 MICHAEL A. MILES Mgmt For For
9 PHILIP J. PURCELL Mgmt For For
10 RAY M. ROBINSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JUDITH RODIN Mgmt For For
12 MATTHEW K. ROSE Mgmt For For
13 ROGER T. STAUBACH Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR 2006.
03 STOCKHOLDER PROPOSAL RELATING TO TERM Mgmt Against For
LIMITS FOR NON-EMPLOYEE DIRECTORS.
04 STOCKHOLDER PROPOSAL RELATING TO A Shr For Against
DIRECTOR ELECTION VOTE THRESHOLD.
05 STOCKHOLDER PROPOSAL RELATING TO AN Mgmt Against For
INDEPENDENT BOARD CHAIRMAN.
06 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 165
UNASSIGNED
AMYLIN PHARMACEUTICALS, INC.
SECURITY: 032346108 AGENDA NUMBER: 932497399
TICKER: AMLN MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVEN R. ALTMAN Mgmt For For
2 VAUGHN D. BRYSON Mgmt For For
3 JOSEPH C. COOK, JR. Mgmt For For
4 KARIN EASTHAM Mgmt For For
5 JAMES R. GAVIN III Mgmt For For
6 GINGER L. GRAHAM Mgmt For For
7 HOWARD E. GREENE, JR. Mgmt For For
8 JAY S. SKYLER Mgmt For For
9 JOSEPH P. SULLIVAN Mgmt For For
10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For
SHARES IN THE AGGREGATE NUMBER OF SHARES
OF OUR COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE
PLAN.
03 TO APPROVE AN INCREASE OF 500,000 SHARES Mgmt For For
IN THE AGGREGATE NUMBER OF SHARES OF OUR
COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER OUR 2001 EMPLOYEE STOCK PURCHASE
PLAN.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 165
UNASSIGNED
ASSURANT, INC.
SECURITY: 04621X108 AGENDA NUMBER: 932492654
TICKER: AIZ MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 H. CARROLL MACKIN Mgmt For For
2 MICHELE COLEMAN MAYES Mgmt For For
3 CHARLES JOHN KOCH Mgmt For For
4 ROBERT B. POLLOCK Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 165
UNASSIGNED
AUTODESK, INC.
SECURITY: 052769106 AGENDA NUMBER: 932514587
TICKER: ADSK MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CAROL A. BARTZ Mgmt For For
2 CARL BASS Mgmt For For
3 MARK A. BERTELSEN Mgmt For For
4 CRAWFORD W. BEVERIDGE Mgmt For For
5 J. HALLAM DAWSON Mgmt For For
6 MICHAEL J. FISTER Mgmt For For
7 PER-KRISTIAN HALVORSEN Mgmt For For
8 STEVEN L. SCHEID Mgmt For For
9 MARY ALICE TAYLOR Mgmt For For
10 LARRY W. WANGBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUTODESK S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY
31, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 165
UNASSIGNED
BLACKROCK, INC.
SECURITY: 09247X101 AGENDA NUMBER: 932517444
TICKER: BLK MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM O. ALBERTINI Mgmt For For
2 KENNETH B. DUNN Mgmt For For
3 LAURENCE D. FINK Mgmt For For
4 FRANK T. NICKELL Mgmt Withheld Against
5 THOMAS H. O'BRIEN Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE BLACKROCK, Mgmt For For
INC. 1999 STOCK AWARD AND INCENTIVE PLAN
03 APPROVAL OF AN AMENDMENT TO THE AMENDED
AND RESTATED BLACKROCK, INC. 1999 ANNUAL Mgmt For For
INCENTIVE PERFORMANCE PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 165
UNASSIGNED
BORGWARNER INC.
SECURITY: 099724106 AGENDA NUMBER: 932463362
TICKER: BWA MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHYLLIS O. BONANNO Mgmt For For
2 ALEXIS P. MICHAS Mgmt For For
3 RICHARD O. SCHAUM Mgmt For For
4 THOMAS T. STALLKAMP Mgmt For For
02 TO VOTE UPON A PROPOSAL TO APPROVE THE Mgmt For For
AMENDMENT TO THE BORGWARNER INC. 2004
STOCK INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 165
UNASSIGNED
BOSTON SCIENTIFIC CORPORATION
SECURITY: 101137107 AGENDA NUMBER: 932446087
TICKER: BSX MEETING TYPE: Special
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For
SECOND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK OF THE COMPANY FROM
1,200,000,000 TO 2,000,000,000.
02 TO APPROVE OF THE ISSUANCE OF SHARES OF Mgmt For For
COMMON STOCK OF THE COMPANY TO THE
SHAREHOLDERS OF GUIDANT CORPORATION
PURSUANT TO THE TERMS OF THE MERGER
AGREEMENT, DATED AS OF JANUARY 25, 2006,
BETWEEN THE COMPANY, GALAXY MERGER SUB,
INC. AND GUIDANT CORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 165
UNASSIGNED
BOSTON SCIENTIFIC CORPORATION
SECURITY: 101137107 AGENDA NUMBER: 932485825
TICKER: BSX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN E. ABELE Mgmt For For
2 JOEL L. FLEISHMAN Mgmt For For
3 ERNEST MARIO, PH.D. Mgmt For For
4 UWE E. REINHARDT Mgmt For For
02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For
02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For
JOHNSON, PH.D.
03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For
CORPORATION 2006 GLOBAL EMPLOYEE STOCK
OWNERSHIP PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 165
UNASSIGNED
C.H. ROBINSON WORLDWIDE, INC.
SECURITY: 12541W100 AGENDA NUMBER: 932396535
TICKER: CHRW MEETING TYPE: Special
ISIN: MEETING DATE: 14-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE AMENDMENT TO C.H. Mgmt For For
ROBINSON S CERTIFICATE OF INCORPORATION
TO EFFECT A 2-FOR-1 STOCK SPLIT OF THE
OUTSTANDING SHARES OF COMMON STOCK.
02 APPROVAL OF THE AMENDMENT TO C.H. Mgmt For For
ROBINSON S CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 130,000,000
SHARES TO 480,000,000 SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 165
UNASSIGNED
C.H. ROBINSON WORLDWIDE, INC.
SECURITY: 12541W209 AGENDA NUMBER: 932493327
TICKER: CHRW MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEN KEISER Mgmt For For
2 JERRY SCHWALBACH Mgmt For For
3 JOHN WIEHOFF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
1997 OMNIBUS STOCK PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 165
UNASSIGNED
CADENCE DESIGN SYSTEMS, INC.
SECURITY: 127387108 AGENDA NUMBER: 932475038
TICKER: CDNS MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL J. FISTER Mgmt For For
2 DONALD L. LUCAS Mgmt For For
3 A.S. VINCENTELLI Mgmt For For
4 GEORGE M. SCALISE Mgmt For For
5 JOHN B. SHOVEN Mgmt For For
6 ROGER S. SIBONI Mgmt For For
7 LIP-BU TAN Mgmt For For
8 JOHN A.C. SWAINSON Mgmt For For
02 APPROVAL OF THE CADENCE DESIGN SYSTEMS, Mgmt For For
INC. AMENDED AND RESTATED SENIOR
EXECUTIVE BONUS PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVAL OF AMENDMENT TO THE CADENCE Mgmt For For
DESIGN SYSTEMS, INC. AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF CADENCE FOR ITS
FISCAL YEAR ENDING DECEMBER 30, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 165
UNASSIGNED
CAMECO CORPORATION
SECURITY: 13321L108 AGENDA NUMBER: 932481916
TICKER: CCJ MEETING TYPE: Special
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN S. AUSTON Mgmt For For
2 JOHN H. CLAPPISON Mgmt For For
3 JOE F. COLVIN Mgmt Withheld Against
4 HARRY D. COOK Mgmt Withheld Against
5 JAMES R. CURTISS Mgmt Withheld Against
6 GEORGE S. DEMBROSKI Mgmt For For
7 GERALD W. GRANDEY Mgmt For For
8 NANCY E. HOPKINS Mgmt For For
9 OYVIND HUSHOVD Mgmt For For
10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. NEIL MCMILLAN Mgmt For For
12 ROBERT W. PETERSON Mgmt For For
13 VICTOR J. ZALESCHUK Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For
OPTION PLAN, AS SET OUT IN SCHEDULE B TO
THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain
SHARES REPRESENTED HEREBY ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED BY ONE
OR MORE RESIDENTS (PLEASE MARK THE FOR
BOX) OR ONE OR MORE NON- RESIDENTS
(PLEASE MARK THE ABSTAIN BOX).
05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain
MARK THE FOR BOX, IF THE UNDERSIGNED IS
A NON-RESIDENT PLEASE MARK THE ABSTAIN
BOX.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 165
UNASSIGNED
CENTEX CORPORATION
SECURITY: 152312104 AGENDA NUMBER: 932369184
TICKER: CTX MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BARBARA T. ALEXANDER* Mgmt For For
2 JUAN L. ELEK* Mgmt For For
3 TIMOTHY R. ELLER* Mgmt For For
4 JAMES J. POSTL* Mgmt For For
5 URSULA O. FAIRBAIRN** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 165
UNASSIGNED
CEPHALON, INC.
SECURITY: 156708109 AGENDA NUMBER: 932494646
TICKER: CEPH MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FRANK BALDINO, JR., PHD Mgmt For For
2 WILLIAM P. EGAN Mgmt For For
3 MARTYN D. GREENACRE Mgmt For For
4 VAUGHN M. KAILIAN Mgmt For For
5 CHARLES A. SANDERS, M.D Mgmt For For
6 GAIL R. WILENSKY, PH.D. Mgmt For For
7 DENNIS L. WINGER Mgmt For For
02 APPROVAL OF AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION INCREASING THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVAL OF AMENDMENT TO THE 2004 EQUITY Mgmt For For
COMPENSATION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 165
UNASSIGNED
CERTEGY INC.
SECURITY: 156880106 AGENDA NUMBER: 932426465
TICKER: CEY MEETING TYPE: Special
ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED SEPTEMBER 14, 2005, AMONG
CERTEGY INC., FIDELITY NATIONAL
INFORMATION SERVICES, INC. (FIS), AND
C CO MERGER SUB, LLC (MERGER SUB),
INCLUDING THE MERGER OF FIS WITH AND
INTO MERGER SUB, AND THE ISSUANCE OF
SHARES OF CERTEGY COMMON STOCK TO THE
STOCKHOLDERS OF FIS IN CONNECTION WITH
THE MERGER.
02 APPROVAL OF THE AMENDMENT AND Mgmt For For
RESTATEMENT OF CERTEGY S AMENDED AND
RESTATED ARTICLES OF INCORPORATION TO
INCREASE THE AUTHORIZED SHARES OF
CAPITAL STOCK FROM 400,000,000 TO
800,000,000 WITH 600,000,000 SHARES
DESIGNATED AS COMMON STOCK AND
200,000,000 DESIGNATED AS PREFERRED
STOCK, AND TO CHANGE CERTEGY S NAME TO
FIDELITY NATIONAL INFORMATION SERVICES,
INC.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
CERTEGY INC. STOCK INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 165
UNASSIGNED
CHECKFREE CORPORATION
SECURITY: 162813109 AGENDA NUMBER: 932397880
TICKER: CKFR MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM P. BOARDMAN Mgmt For For
2 JAMES D. DIXON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 165
UNASSIGNED
CHESAPEAKE ENERGY CORPORATION
SECURITY: 165167107 AGENDA NUMBER: 932517646
TICKER: CHK MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD K. DAVIDSON Mgmt For For
2 BREENE M. KERR Mgmt For For
3 CHARLES T. MAXWELL Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
CHESAPEAKE ENERGY CORPORATION LONG TERM
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 165
UNASSIGNED
CHICO'S FAS, INC.
SECURITY: 168615102 AGENDA NUMBER: 932519981
TICKER: CHS MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SCOTT A. EDMONDS Mgmt Withheld Against
2 CHARLES J. KLEMAN Mgmt Withheld Against
3 ROSS E. ROEDER Mgmt Withheld Against
4 MICHAEL A. WEISS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 165
UNASSIGNED
CITY NATIONAL CORPORATION
SECURITY: 178566105 AGENDA NUMBER: 932453828
TICKER: CYN MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KENNETH L. COLEMAN Mgmt Withheld Against
2 PETER M. THOMAS Mgmt For For
3 CHRISTOPHER J. WARMUTH Mgmt Withheld Against
02 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 165
UNASSIGNED
CNX GAS CORPORATION
SECURITY: 12618H101 AGENDA NUMBER: 932459490
TICKER: CNXYY MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHILIP W. BAXTER Mgmt For For
2 J. BRETT HARVEY Mgmt Withheld Against
3 JAMES E. ALTMEYER, SR. Mgmt Withheld Against
4 WILLIAM J. LYONS Mgmt Withheld Against
5 NICHOLAS J. DEIULIIS Mgmt Withheld Against
6 JOHN R. PIPSKI Mgmt For For
7 RAJ K. GUPTA Mgmt For For
02 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 165
UNASSIGNED
COACH, INC.
SECURITY: 189754104 AGENDA NUMBER: 932400081
TICKER: COH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOSEPH ELLIS Mgmt For For
2 LEW FRANKFORT Mgmt For For
3 GARY LOVEMAN Mgmt For For
4 IVAN MENEZES Mgmt For For
5 IRENE MILLER Mgmt For For
6 KEITH MONDA Mgmt For For
7 MICHAEL MURPHY Mgmt For For
02 AMENDMENT OF THE COACH, INC. Mgmt For For
PERFORMANCE-BASED ANNUAL INCENTIVE PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 165
UNASSIGNED
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
SECURITY: 192446102 AGENDA NUMBER: 932519967
TICKER: CTSH MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 VENETIA KONTOGOURIS Mgmt For For
2 THOMAS M. WENDEL Mgmt For For
02 TO AMEND AND RESTATE OUR 1999 INCENTIVE Mgmt For For
COMPENSATION PLAN, AS AMENDED (THE
INCENTIVE PLAN), TO (I) INCREASE THE
MAXIMUM NUMBER OF SHARES OF CLASS A
COMMON STOCK, AND (II) RE-APPROVE THE
SERIES OF PERFORMANCE CRITERIA WHICH MAY
BE UTILIZED IN ESTABLISHING SPECIFIC
TARGETS TO BE ATTAINED AS A CONDITION TO
THE VESTING OF CASH OR STOCK AWARDS
UNDER THE INCENTIVE PLAN.
03 TO AMEND OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO INCREASE
THE MAXIMUM NUMBER OF AUTHORIZED SHARES
OF THE COMPANY S STOCK, ALL CLASSES,
FROM: 340,000,000 AUTHORIZED SHARES,
CONSISTING OF (I) 325,000,000 SHARES OF
CLASS A COMMON STOCK, AND (II)
15,000,000 SHARES OF PREFERRED STOCK, TO
515,000,000 AUTHORIZED SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 165
UNASSIGNED
CONSECO, INC.
SECURITY: 208464883 AGENDA NUMBER: 932503471
TICKER: CNO MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DEBRA J. PERRY Mgmt For For
2 PHILIP R. ROBERTS Mgmt For For
3 WILLIAM S. KIRSCH Mgmt For For
4 MICHAEL T. TOKARZ Mgmt Withheld Against
5 R. GLENN HILLIARD Mgmt For For
6 MICHAEL S. SHANNON Mgmt Withheld Against
7 NEAL C. SCHNEIDER Mgmt For For
8 JOHN G. TURNER Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CONSECO FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 165
UNASSIGNED
CONSTELLATION BRANDS, INC.
SECURITY: 21036P108 AGENDA NUMBER: 932372422
TICKER: STZ MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GEORGE BRESLER Mgmt For For
2 JEANANNE K. HAUSWALD Mgmt For For
3 JAMES A. LOCKE III Mgmt For For
4 RICHARD SANDS Mgmt For For
5 ROBERT SANDS Mgmt For For
6 THOMAS C. MCDERMOTT Mgmt For For
7 PAUL L. SMITH Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS
THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 PROPOSAL TO AMEND THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY S CLASS A COMMON STOCK FROM
275,000,000 TO 300,000,000 SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 165
UNASSIGNED
COVENTRY HEALTH CARE, INC.
SECURITY: 222862104 AGENDA NUMBER: 932507429
TICKER: CVH MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. AUSTIN, M.D. Mgmt For For
2 DANIEL N. MENDELSON Mgmt For For
3 R. W. MOORHEAD, III Mgmt For For
4 TIMOTHY T.WEGLICKI Mgmt For For
02 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE AUTHORIZED
SHARES OF COMMON STOCK FROM 200,000,000
TO 570,000,000.
03 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO DELETE ALL REFERENCES
TO SERIES A CONVERTIBLE PREFERRED STOCK.
04 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO PROVIDE THAT DIRECTORS
ELECTED BY THE BOARD OF DIRECTORS MUST
STAND FOR ELECTION AT THE NEXT ANNUAL
MEETING OF SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVAL TO AMEND THE 2004 INCENTIVE Mgmt For For
PLAN.
06 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG, LLP, AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 165
UNASSIGNED
D.R. HORTON, INC.
SECURITY: 23331A109 AGENDA NUMBER: 932422556
TICKER: DHI MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DONALD R. HORTON Mgmt For For
2 BRADLEY S. ANDERSON Mgmt For For
3 MICHAEL R. BUCHANAN Mgmt For For
4 RICHARD I. GALLAND Mgmt For For
5 MICHAEL W. HEWATT Mgmt For For
6 DONALD J. TOMNITZ Mgmt For For
7 BILL W. WHEAT Mgmt For For
02 TO APPROVE THE 2006 STOCK INCENTIVE Mgmt For For
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE AN AMENDMENT TO OUR CHARTER Mgmt For For
INCREASING THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
04 TO APPROVE A SHAREHOLDER PROPOSAL Shr Against For
CONCERNING AN ENERGY EFFICIENCY
ASSESSMENT.
05 TO CONDUCT OTHER BUSINESS PROPERLY Mgmt Abstain Against
BROUGHT BEFORE THE MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 165
UNASSIGNED
DAVITA INC.
SECURITY: 23918K108 AGENDA NUMBER: 932493149
TICKER: DVA MEETING TYPE: Annual
ISIN: MEETING DATE: 15-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 NANCY-ANN DEPARLE Mgmt For For
2 RICHARD B. FONTAINE Mgmt For For
3 PETER T. GRAUER Mgmt For For
4 C. RAYMOND LARKIN, JR. Mgmt For For
5 JOHN M. NEHRA Mgmt For For
6 WILLIAM L. ROPER, M.D. Mgmt For For
7 KENT J. THIRY Mgmt For For
8 RICHARD C. VAUGHAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 165
UNASSIGNED
E*TRADE FINANCIAL CORPORATION
SECURITY: 269246104 AGENDA NUMBER: 932510123
TICKER: ET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL K. PARKS Mgmt For For
2 LEWIS E. RANDALL Mgmt For For
3 STEPHEN H. WILLARD Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR FISCAL
YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 165
UNASSIGNED
ECHOSTAR COMMUNICATIONS CORPORATION
SECURITY: 278762109 AGENDA NUMBER: 932389770
TICKER: DISH MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES DEFRANCO Mgmt Withheld Against
2 MICHAEL T. DUGAN Mgmt Withheld Against
3 CANTEY ERGEN Mgmt Withheld Against
4 CHARLES W. ERGEN Mgmt Withheld Against
5 STEVEN R. GOODBARN Mgmt Withheld Against
6 DAVID K. MOSKOWITZ Mgmt Withheld Against
7 TOM A. ORTOLF Mgmt Withheld Against
8 C. MICHAEL SCHROEDER Mgmt Withheld Against
9 CARL E. VOGEL Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 TO AMEND AND RESTATE THE 1999 STOCK Mgmt For For
INCENTIVE PLAN.
04 TO AMEND AND RESTATE THE 2001 Mgmt For For
NONEMPLOYEE DIRECTOR STOCK OPTION PLAN.
05 THE SHAREHOLDER PROPOSAL TO AMEND THE Shr For Against
CORPORATION S EQUAL OPPORTUNITY POLICY.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Abstain Against
PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENT THEREOF.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 165
UNASSIGNED
ECHOSTAR COMMUNICATIONS CORPORATION
SECURITY: 278762109 AGENDA NUMBER: 932481245
TICKER: DISH MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES DEFRANCO Mgmt Withheld Against
2 MICHAEL T. DUGAN Mgmt Withheld Against
3 CANTEY ERGEN Mgmt Withheld Against
4 CHARLES W. ERGEN Mgmt Withheld Against
5 STEVEN R. GOODBARN Mgmt For For
6 GARY S. HOWARD Mgmt For For
7 DAVID K. MOSKOWITZ Mgmt Withheld Against
8 TOM A. ORTOLF Mgmt For For
9 C. MICHAEL SCHROEDER Mgmt For For
10 CARL E. VOGEL Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 TO AMEND AND RESTATE THE 2001 Mgmt Against Against
NONEMPLOYEE DIRECTOR STOCK OPTION PLAN.
04 TO AMEND AND RESTATE THE 1997 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENT THEREOF.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 165
UNASSIGNED
EDUCATION MANAGEMENT CORPORATION
SECURITY: 28139T101 AGENDA NUMBER: 932404243
TICKER: EDMC MEETING TYPE: Annual
ISIN: MEETING DATE: 10-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 THOMAS J. COLLIGAN Mgmt For For
2 ROBERT B. KNUTSON Mgmt For For
3 JOHN R. MCKERNAN Mgmt For For
02 THE PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY S 2003 INCENTIVE PLAN.
T
03 THE PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT PUBLIC
AUDITORS FOR THE COMPANY.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 165
UNASSIGNED
EDUCATION MANAGEMENT CORPORATION
SECURITY: 28139T101 AGENDA NUMBER: 932513282
TICKER: EDMC MEETING TYPE: Special
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED OF MARCH 3, 2006, BY AND
BETWEEN EDUCATION MANAGEMENT CORPORATION
AND EM ACQUISITION CORPORATION AS IT MAY
BE AMENDED FROM TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE AGREEMENT
AND PLAN OF MERGER DESCRIBED IN PROPOSAL
1.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 165
UNASSIGNED
EDWARDS LIFESCIENCES CORPORATION
SECURITY: 28176E108 AGENDA NUMBER: 932483528
TICKER: EW MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MIKE R. BOWLIN Mgmt For For
2 DR. BARBARA J. MCNEIL Mgmt For For
3 MICHAEL A. MUSSALLEM Mgmt For For
02 APPROVAL OF THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE LONG-TERM STOCK
INCENTIVE COMPENSATION PROGRAM
03 RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 165
UNASSIGNED
ELECTRONIC ARTS INC.
SECURITY: 285512109 AGENDA NUMBER: 932370252
TICKER: ERTS MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. RICHARD ASHER Mgmt For For
2 LEONARD S. COLEMAN Mgmt For For
3 GARY M. KUSIN Mgmt For For
4 GREGORY B. MAFFEI Mgmt For For
5 TIMOTHY MOTT Mgmt For For
6 VIVEK PAUL Mgmt For For
7 ROBERT W. PITTMAN Mgmt For For
8 LAWRENCE F. PROBST III Mgmt For For
9 LINDA J. SRERE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For
PLAN
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 165
UNASSIGNED
EOG RESOURCES, INC.
SECURITY: 26875P101 AGENDA NUMBER: 932471282
TICKER: EOG MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GEORGE A. ALCORN Mgmt For For
2 CHARLES R. CRISP Mgmt For For
3 MARK G. PAPA Mgmt For For
4 EDMUND P. SEGNER, III Mgmt For For
5 WILLIAM D. STEVENS Mgmt For For
6 H. LEIGHTON STEWARD Mgmt For For
7 DONALD F. TEXTOR Mgmt For For
8 FRANK G. WISNER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 165
UNASSIGNED
EQUIFAX INC.
SECURITY: 294429105 AGENDA NUMBER: 932490167
TICKER: EFX MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARRY BETTY Mgmt For For
2 LARRY L. PRINCE Mgmt For For
3 RICHARD F. SMITH Mgmt For For
4 JACQUELYN M. WARD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EQUIFAX S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE EQUIFAX INC.
KEY MANAGEMENT INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 165
UNASSIGNED
EVEREST RE GROUP, LTD.
SECURITY: G3223R108 AGENDA NUMBER: 932497351
TICKER: RE MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARTIN ABRAHAMS Mgmt For For
2 JOHN R. DUNNE Mgmt For For
3 JOHN A. WEBER Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2006 AND
AUTHORIZE THE BOARD OF DIRECTORS ACTING
BY THE AUDIT COMMITTEE OF THE BOARD TO
SET THE FEES FOR THE INDEPENDENT
AUDITORS.
03 TO APPROVE AN AMENDMENT TO THE EVEREST Mgmt For For
RE GROUP, LTD. 2002 STOCK INCENTIVE
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 165
UNASSIGNED
EXPEDITORS INT'L OF WASHINGTON, INC.
SECURITY: 302130109 AGENDA NUMBER: 932467562
TICKER: EXPD MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 P.J. ROSE Mgmt For For
2 J.L.K. WANG Mgmt For For
3 R.J. GATES Mgmt For For
4 J.J. CASEY Mgmt For For
5 D.P. KOURKOUMELIS Mgmt For For
6 M.J. MALONE Mgmt For For
7 J.W. MEISENBACH Mgmt For For
02 APPROVAL OF THE 2006 STOCK OPTION PLAN Mgmt For For
AS DESCRIBED IN THE COMPANY S PROXY
STATEMENT DATED MARCH 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVAL OF APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
04 SHAREHOLDER PROPOSAL TO AMEND THE Shr Against For
COMPANY S EQUAL EMPLOYMENT OPPORTUNITY
POLICY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 165
UNASSIGNED
FASTENAL COMPANY
SECURITY: 311900104 AGENDA NUMBER: 932447243
TICKER: FAST MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT A. KIERLIN Mgmt For For
2 STEPHEN M. SLAGGIE Mgmt For For
3 MICHAEL M. GOSTOMSKI Mgmt For For
4 JOHN D. REMICK Mgmt For For
5 HENRY K. MCCONNON Mgmt For For
6 ROBERT A. HANSEN Mgmt For For
7 WILLARD D. OBERTON Mgmt For For
8 MICHAEL J. DOLAN Mgmt For For
9 REYNE K. WISECUP Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE 2006
FISCAL YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 165
UNASSIGNED
FOSTER WHEELER LTD.
SECURITY: G36535139 AGENDA NUMBER: 932479024
TICKER: FWLT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DIANE C. CREEL Mgmt For For
2 ROBERT C. FLEXON Mgmt For For
3 JAMES D. WOODS Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS FOSTER WHEELER LTD. S INDEPENDENT
AUDITORS FOR 2006 AND AUTHORIZATION OF
THE BOARD, THROUGH THE AUDIT COMMITTEE,
TO APPROVE AUDITOR REMUNERATION.
03 TO APPROVE THE SHAREHOLDER RESOLUTION Mgmt For For
SET FORTH ON ANNEX A PROVIDING FOR AN
INCREASE IN THE AUTHORIZED SHARE CAPITAL
OF THE COMPANY BY 73,610,000 ADDITIONAL
COMMON SHARES.
04 TO APPROVE THE FOSTER WHEELER LTD. Mgmt For For
OMNIBUS INCENTIVE PLAN, ATTACHED AS
ANNEX B.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 TO APPROVE AN AMENDMENT TO BYE-LAW Mgmt For For
44(1) PURSUANT TO THE SHAREHOLDER
RESOLUTION SET FORTH IN ANNEX C,
DELETING REFERENCES TO SPECIFIC NUMBERS
OF SHARES IN THE BYE-LAW REGARDING
AUTHORIZED CAPITAL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 165
UNASSIGNED
GENERAL GROWTH PROPERTIES, INC.
SECURITY: 370021107 AGENDA NUMBER: 932487021
TICKER: GGP MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ADAM METZ Mgmt For For
2 ROBERT MICHAELS Mgmt For For
3 THOMAS NOLAN Mgmt For For
4 JOHN RIORDAN Mgmt For For
02 AMENDMENT OF THE 2003 INCENTIVE STOCK Mgmt For For
PLAN TO PROVIDE FOR AN ANNUAL AWARD OF
RESTRICTED STOCK TO OUR NON-EMPLOYEE
DIRECTORS AND TO PERMIT ISSUANCES UNDER
THE PLAN TO BE EFFECTED ELECTRONICALLY.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 165
UNASSIGNED
GILDAN ACTIVEWEAR INC.
SECURITY: 375916103 AGENDA NUMBER: 932432014
TICKER: GIL MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT M. BAYLIS Mgmt For For
2 GLENN J. CHAMANDY Mgmt For For
3 SHEILA O'BRIEN Mgmt For For
4 PIERRE ROBITAILLE Mgmt For For
5 RICHARD P. STRUBEL Mgmt For For
6 GONZALO F. VALDES-FAULI Mgmt For For
02 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS FOR THE ENSUING
YEAR.
03 RESOLUTION (THE FULL TEXT OF WHICH IS Mgmt For For
REPRODUCED AS SCHEDULE A TO THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
AMENDING THE CORPORATION S LONG TERM
INCENTIVE PLAN IN ORDER TO, AMONG
OTHERS, FIX THE NUMBER OF COMMON SHARES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
ISSUABLE THEREUNDER AT 3,000,158, THE
WHOLE AS DESCRIBED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 165
UNASSIGNED
GLOBALSANTAFE CORPORATION
SECURITY: G3930E101 AGENDA NUMBER: 932493187
TICKER: GSF MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS W. CASON Mgmt For For
2 JON A. MARSHALL Mgmt For For
3 CARROLL W. SUGGS Mgmt For For
2A AMEND THE COMPANY S AMENDED AND RESTATED Mgmt Against Against
ARTICLES OF ASSOCIATION, AS AMENDED TO
DATE; TO PROVIDE THAT THE ISSUANCE OF
PREFERENCE SHARES IS NOT A VARIATION OF
THE RIGHTS OF THE HOLDERS OF ORDINARY
SHARES AND TO MAKE A RELATED CLARIFYING
CHANGE, AND AMEND THE COMPANY S AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION
TO MAKE A RELATED CLARIFYING CHANGE.
2B AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION TO INCREASE THE COMPANY S
FLEXIBILITY IN REPURCHASING ITS SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2C AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION TO DELETE OBSOLETE
PROVISIONS RELATING TO KUWAIT PETROLEUM
CORPORATION AND ITS AFFILIATES.
2D AMEND THE EXISTING MEMORANDUM OF Mgmt For For
ASSOCIATION AND THE EXISTING ARTICLES OF
ASSOCIATION TO CLARIFY, UPDATE AND MAKE
MINOR CHANGES TO CERTAIN PROVISIONS.
2E AMEND AND RESTATE THE EXISTING Mgmt For For
MEMORANDUM OF ASSOCIATION AND THE
EXISTING ARTICLES OF ASSOCIATION TO
INCORPORATE ALL PREVIOUS AMENDMENTS
THERETO.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 165
UNASSIGNED
GOLDEN WEST FINANCIAL CORPORATION
SECURITY: 381317106 AGENDA NUMBER: 932446772
TICKER: GDW MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARYELLEN C. HERRINGER Mgmt For For
2 KENNETH T. ROSEN Mgmt For For
3 HERBERT M. SANDLER Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
COMPANY S INDEPENDENT OUTSIDE AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 165
UNASSIGNED
HARRAH'S ENTERTAINMENT, INC.
SECURITY: 413619107 AGENDA NUMBER: 932458967
TICKER: HET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES L. ATWOOD Mgmt For For
2 R. BRAD MARTIN Mgmt For For
3 GARY G. MICHAEL Mgmt For For
02 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For
RESTATED 2004 EQUITY INCENTIVE AWARD
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR 2006 CALENDAR YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 165
UNASSIGNED
HOST HOTELS & RESORTS
SECURITY: 44107P104 AGENDA NUMBER: 932444994
TICKER: HST MEETING TYPE: Special
ISIN: MEETING DATE: 05-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ISSUANCE OF SHARES OF HOST MARRIOTT Mgmt For For
CORPORATION COMMON STOCK IN THE
TRANSACTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 165
UNASSIGNED
HOST HOTELS & RESORTS
SECURITY: 44107P104 AGENDA NUMBER: 932507633
TICKER: HST MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT M. BAYLIS Mgmt For For
2 TERENCE C. GOLDEN Mgmt For For
3 ANN M. KOROLOGOS Mgmt For For
4 RICHARD E. MARRIOTT Mgmt For For
5 JUDITH A. MCHALE Mgmt For For
6 JOHN B. MORSE, JR. Mgmt For For
7 CHRISTOPHER J. NASSETTA Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS Shr For For
BY A MAJORITY VOTE STANDARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 165
UNASSIGNED
ICOS CORPORATION
SECURITY: 449295104 AGENDA NUMBER: 932454983
TICKER: ICOS MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES L. FERGUSON Mgmt For For
2 ROBERT J. HERBOLD Mgmt For For
3 DAVID V. MILLIGAN PH.D. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2006.
03 SHAREHOLDER PROPOSAL REGARDING BOARD Mgmt For Against
DECLASSIFICATION.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
ENGAGEMENT WITH CERTAIN SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 165
UNASSIGNED
INCO LIMITED
SECURITY: 453258402 AGENDA NUMBER: 932451925
TICKER: N MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GLEN A. BARTON Mgmt For For
2 ANGUS A. BRUNEAU Mgmt Withheld Against
3 RONALD C. CAMBRE Mgmt For For
4 SCOTT M. HAND Mgmt For For
5 JANICE K. HENRY Mgmt For For
6 CHAVIVA M. HOSEK Mgmt For For
7 PETER C. JONES Mgmt For For
8 JOHN T. MAYBERRY Mgmt For For
9 FRANCIS MER Mgmt For For
10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROGER PHILLIPS Mgmt For For
12 RICHARD E. WAUGH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 165
UNASSIGNED
INTUIT INC.
SECURITY: 461202103 AGENDA NUMBER: 932409813
TICKER: INTU MEETING TYPE: Annual
ISIN: MEETING DATE: 16-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 STEPHEN M. BENNETT Mgmt For For
2 CHRISTOPHER W. BRODY Mgmt For For
3 WILLIAM V. CAMPBELL Mgmt For For
4 SCOTT D. COOK Mgmt For For
5 L. JOHN DOERR Mgmt For For
6 DONNA L. DUBINSKY Mgmt For For
7 MICHAEL R. HALLMAN Mgmt For For
8 DENNIS D. POWELL Mgmt For For
9 STRATTON D. SCLAVOS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2006.
T
03 APPROVE THE AMENDMENT TO OUR 2005 EQUITY Mgmt Against Against
INCENTIVE PLAN.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 165
UNASSIGNED
IVAX CORPORATION
SECURITY: 465823102 AGENDA NUMBER: 932370923
TICKER: IVX MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BETTY G. AMOS Mgmt For For
2 MARK ANDREWS Mgmt For For
3 JACK FISHMAN PH.D. Mgmt For For
4 NEIL FLANZRAICH Mgmt For For
5 PHILLIP FROST M.D. Mgmt For For
6 JANE HSIAO PH.D. Mgmt For For
7 RICHARD M. KRASNO PH.D. Mgmt For For
8 DAVID A. LIEBERMAN Mgmt For For
9 RICHARD C. PFENNIGER JR Mgmt For For
10 BERTRAM PITT M.D. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 Z.P. ZACHARIAH M.D. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 165
UNASSIGNED
IVAX CORPORATION
SECURITY: 465823102 AGENDA NUMBER: 932399808
TICKER: IVX MEETING TYPE: Special
ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JULY 25,
2005, BY AND AMONG IVAX CORPORATION,
TEVA PHARMACEUTICALS INDUSTRIES LIMITED,
IVORY ACQUISITION SUB, INC. AND IVORY
ACQUISITION SUB II, INC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 165
UNASSIGNED
JABIL CIRCUIT, INC.
SECURITY: 466313103 AGENDA NUMBER: 932422885
TICKER: JBL MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LAURENCE S. GRAFSTEIN Mgmt For For
2 MEL S. LAVITT Mgmt For For
3 TIMOTHY L. MAIN Mgmt For For
4 WILLIAM D. MOREAN Mgmt For For
5 LAWRENCE J. MURPHY Mgmt For For
6 FRANK A. NEWMAN Mgmt For For
7 STEVEN A. RAYMUND Mgmt For For
8 THOMAS A. SANSONE Mgmt For For
9 KATHLEEN A. WALTERS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO APPROVE AMENDMENTS TO THE JABIL Mgmt For For
CIRCUIT, INC. 2002 STOCK INCENTIVE PLAN.
03 TO APPROVE THE JABIL CIRCUIT, INC. Mgmt For For
ANNUAL INCENTIVE PLAN
04 TO APPROVE AMENDMENTS TO THE JABIL Mgmt For For
CIRCUIT, INC. 2002 EMPLOYEE STOCK
PURCHASE PLAN.
05 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR JABIL.
06 WITH DISCRETIONARY AUTHORITY ON SUCH Mgmt Abstain Against
OTHER MATTERS AS MAY PROPERLY COME
BEFORE THE ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 165
UNASSIGNED
LEGG MASON, INC.
SECURITY: 524901105 AGENDA NUMBER: 932371646
TICKER: LM MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DENNIS R. BERESFORD Mgmt For For
2 EDWARD I. O'BRIEN Mgmt For For
3 ROGER W. SCHIPKE Mgmt For For
4 NICHOLAS J. ST. GEORGE Mgmt For For
02 RE-APPROVAL OF THE LEGG MASON, INC. Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION PLAN.
03 APPROVAL OF THE LEGG MASON, INC. Mgmt For For
NON-EMPLOYEE DIRECTOR EQUITY PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 165
UNASSIGNED
LENNAR CORPORATION
SECURITY: 526057104 AGENDA NUMBER: 932443524
TICKER: LEN MEETING TYPE: Annual
ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVEN L. GERARD Mgmt For For
2 SIDNEY LAPIDUS Mgmt For For
02 THE STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
DECLASSIFYING THE BOARD OF DIRECTORS.
PROXIES EXECUTED AND RETURNED WILL BE SO
VOTED UNLESS CONTRARY INSTRUCTIONS ARE
INDICATED ON THIS PROXY.
03 THE STOCKHOLDER PROPOSAL REGARDING Shr Against For
INDEXED OPTIONS. PROXIES EXECUTED AND
RETURNED WILL BE SO VOTED UNLESS
CONTRARY INSTRUCTIONS ARE INDICATED ON
THIS PROXY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 165
UNASSIGNED
LINCARE HOLDINGS INC.
SECURITY: 532791100 AGENDA NUMBER: 932488186
TICKER: LNCR MEETING TYPE: Annual
ISIN: MEETING DATE: 15-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.P. BYRNES Mgmt For For
2 S.H. ALTMAN, PH.D. Mgmt For For
3 C.B. BLACK Mgmt For For
4 F.D. BYRNE, M.D. Mgmt For For
5 W.F. MILLER, III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 165
UNASSIGNED
LINEAR TECHNOLOGY CORPORATION
SECURITY: 535678106 AGENDA NUMBER: 932399961
TICKER: LLTC MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT H. SWANSON, JR. Mgmt For For
2 DAVID S. LEE Mgmt For For
3 LOTHAR MAIER Mgmt For For
4 LEO T. MCCARTHY Mgmt For For
5 RICHARD M. MOLEY Mgmt For For
6 THOMAS S. VOLPE Mgmt For For
02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For
EQUITY INCENTIVE PLAN AND THE
RESERVATION OF SHARES FOR ISSUANCE
THEREUNDER.
03 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN AND THE
RESERVATION OF SHARES FOR ISSUANCE
THEREUNDER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO REAPPROVE THE 1996 SENIOR EXECUTIVE Mgmt For For
BONUS PLAN.
05 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JULY 2, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 165
UNASSIGNED
MANOR CARE, INC.
SECURITY: 564055101 AGENDA NUMBER: 932476408
TICKER: HCR MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARY TAYLOR BEHRENS Mgmt For For
2 JOSEPH F. DAMICO Mgmt For For
3 JOHN T. SCHWIETERS Mgmt For For
4 RICHARD C. TUTTLE Mgmt For For
5 M. KEITH WEIKEL Mgmt For For
6 GAIL R. WILENSKY Mgmt For For
7 THOMAS L. YOUNG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 165
UNASSIGNED
MANPOWER INC.
SECURITY: 56418H100 AGENDA NUMBER: 932447813
TICKER: MAN MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JEFFREY A. JOERRES Mgmt For For
2 JOHN R. WALTER Mgmt For For
3 MARC J. BOLLAND Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
03 APPROVAL OF THE INCREASE IN THE NUMBER Mgmt For For
OF SHARES AUTHORIZED FOR ISSUANCE UNDER
THE 2003 EQUITY INCENTIVE PLAN OF
MANPOWER INC.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
IMPLEMENTATION OF THE MACBRIDE
PRINCIPLES IN NORTHERN IRELAND.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 165
UNASSIGNED
MCKESSON CORPORATION
SECURITY: 58155Q103 AGENDA NUMBER: 932371280
TICKER: MCK MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARIE L. KNOWLES Mgmt For For
2 JANE E. SHAW Mgmt For For
3 RICHARD F. SYRON Mgmt For For
02 THE APPROVAL OF THE 2005 STOCK PLAN. Mgmt For For
03 THE APPROVAL OF THE 2005 MANAGEMENT Mgmt Against Against
INCENTIVE PLAN.
04 RATIFYING OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
05 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
CHAIRMANSHIP OF BOARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 165
UNASSIGNED
MICHAELS STORES, INC.
SECURITY: 594087108 AGENDA NUMBER: 932520198
TICKER: MIK MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES J. WYLY, JR. Mgmt For For
2 SAM WYLY Mgmt For For
3 RICHARD E. HANLON Mgmt For For
4 RICHARD C. MARCUS Mgmt For For
5 LIZ MINYARD Mgmt For For
6 CECE SMITH Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 165
UNASSIGNED
MILLENNIUM PHARMACEUTICALS, INC.
SECURITY: 599902103 AGENDA NUMBER: 932457395
TICKER: MLNM MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DEBORAH DUNSIRE Mgmt For For
2 ROBERT F. FRIEL Mgmt For For
3 NORMAN C. SELBY Mgmt For For
02 APPROVE AN AMENDMENT TO OUR 1996 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN THAT
RESERVES AN ADDITIONAL 2,000,000 SHARES
OF MILLENNIUM COMMON STOCK FOR ISSUANCE
UNDER THE PLAN TO EMPLOYEES.
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 165
UNASSIGNED
MOHAWK INDUSTRIES, INC.
SECURITY: 608190104 AGENDA NUMBER: 932483530
TICKER: MHK MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. BRUCKMANN Mgmt Withheld Against
2 MR. DE COCK Mgmt For For
3 MR. MCCURDY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 165
UNASSIGNED
MONSTER WORLDWIDE, INC.
SECURITY: 611742107 AGENDA NUMBER: 932521772
TICKER: MNST MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANDREW J. MCKELVEY Mgmt For For
2 GEORGE R. EISELE Mgmt For For
3 JOHN GAULDING Mgmt For For
4 MICHAEL KAUFMAN Mgmt For For
5 RONALD J. KRAMER Mgmt For For
6 DAVID A. STEIN Mgmt For For
7 JOHN SWANN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For
SEIDMAN, LLP AS MONSTER WORLDWIDE, INC.
S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 STOCKHOLDER PROPOSAL PERTAINING TO BOARD Shr Against
DIVERSITY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 165
UNASSIGNED
NABORS INDUSTRIES LTD.
SECURITY: G6359F103 AGENDA NUMBER: 932443687
TICKER: NBR MEETING TYPE: Special
ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO AMENDED AND RESTATED Mgmt For For
BYE-LAWS TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 165
UNASSIGNED
NETWORK APPLIANCE, INC.
SECURITY: 64120L104 AGENDA NUMBER: 932378121
TICKER: NTAP MEETING TYPE: Annual
ISIN: MEETING DATE: 31-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DANIEL J. WARMENHOVEN Mgmt For For
2 DONALD T. VALENTINE Mgmt For For
3 JEFFRY R. ALLEN Mgmt For For
4 CAROL A. BARTZ Mgmt For For
5 ALAN L. EARHART Mgmt For For
6 MARK LESLIE Mgmt For For
7 NICHOLAS G. MOORE Mgmt For For
8 SACHIO SEMMOTO Mgmt For For
9 GEORGE T. SHAHEEN Mgmt For For
10 ROBERT T. WALL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVE THE COMPANY S AMENDED 1999 STOCK Mgmt For For
INCENTIVE PLAN, WHICH INCLUDES A
PROPOSED INCREASE OF THE MAXIMUM NUMBER
OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED THEREUNDER BY 10,600,000.
03 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE SHARES RESERVE UNDER THE PURCHASE
PLAN BY AN ADDITIONAL 1,500,000 SHARES
OF COMMON STOCK.
04 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR ENDING
APRIL 28, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 165
UNASSIGNED
NOBLE CORPORATION
SECURITY: G65422100 AGENDA NUMBER: 932459058
TICKER: NE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES C. DAY Mgmt For For
2 JULIE H. EDWARDS Mgmt For For
3 MARC E. LELAND Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2006.
03 MEMBER (SHAREHOLDER) PROPOSAL TO Mgmt For For
SEPARATE THE POSITIONS OF CHAIRMAN/CHIEF
EXECUTIVE OFFICER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 165
UNASSIGNED
NORTHEAST UTILITIES
SECURITY: 664397106 AGENDA NUMBER: 932476117
TICKER: NU MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD H. BOOTH Mgmt For For
2 COTTON MATHER CLEVELAND Mgmt For For
3 SANFORD CLOUD, JR. Mgmt For For
4 JAMES F. CORDES Mgmt For For
5 E. GAIL DE PLANQUE Mgmt For For
6 JOHN G. GRAHAM Mgmt For For
7 ELIZABETH T. KENNAN Mgmt For For
8 ROBERT E. PATRICELLI Mgmt For For
9 CHARLES W. SHIVERY Mgmt For For
10 JOHN F. SWOPE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 165
UNASSIGNED
NRG ENERGY, INC.
SECURITY: 629377508 AGENDA NUMBER: 932465455
TICKER: NRG MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN F. CHLEBOWSKI Mgmt For For
2 HOWARD E. COSGROVE Mgmt For For
3 WILLIAM E. HANTKE Mgmt For For
4 ANNE C. SCHAUMBURG Mgmt For For
02 AMENDMENT TO ARTICLE FOUR, SECTION 2, OF Mgmt Against Against
THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
03 AMENDMENT TO THE LONG-TERM INCENTIVE Mgmt Against Against
PLAN
04 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 165
UNASSIGNED
NVIDIA CORPORATION
SECURITY: 67066G104 AGENDA NUMBER: 932532686
TICKER: NVDA MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 TENCH COXE Mgmt For For
2 MARK L. PERRY Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 28, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 165
UNASSIGNED
OSHKOSH TRUCK CORPORATION
SECURITY: 688239201 AGENDA NUMBER: 932426251
TICKER: OSK MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. WILLIAM ANDERSEN Mgmt For For
2 ROBERT G. BOHN Mgmt For For
3 ROBERT A. CORNOG Mgmt For For
4 RICHARD M. DONNELLY Mgmt For For
5 DONALD V. FITES Mgmt For For
6 FREDERICK M. FRANKS, JR Mgmt For For
7 MICHAEL W. GREBE Mgmt For For
8 KATHLEEN J. HEMPEL Mgmt For For
9 HARVEY N. MEDVIN Mgmt For For
10 J. PETER MOSLING, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RICHARD G. SIM Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 165
UNASSIGNED
PACCAR INC
SECURITY: 693718108 AGENDA NUMBER: 932447914
TICKER: PCAR MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES C. PIGOTT Mgmt For For
2 MARK C. PIGOTT Mgmt For For
3 WILLIAM G. REED, JR. Mgmt For For
02 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE LONG TERM INCENTIVE PLAN
03 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SENIOR EXECUTIVE YEARLY INCENTIVE
COMPENSATION PLAN
04 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
ANNUAL ELECTION OF ALL DIRECTORS
05 STOCKHOLDER PROPOSAL REGARDING Shr For Against
A DIRECTOR VOTE THRESHOLD
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 165
UNASSIGNED
PACIFIC SUNWEAR OF CALIFORNIA, INC.
SECURITY: 694873100 AGENDA NUMBER: 932497767
TICKER: PSUN MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL WEISS* Mgmt For For
2 SETH R. JOHNSON** Mgmt For For
3 SALLY FRAME KASAKS** Mgmt For For
4 THOMAS M. MURNANE** Mgmt For For
5 PETER STARRETT** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
3, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 165
UNASSIGNED
PACIFICARE HEALTH SYSTEMS, INC.
SECURITY: 695112102 AGENDA NUMBER: 932408239
TICKER: PHS MEETING TYPE: Special
ISIN: MEETING DATE: 17-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO APPROVE AND ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS
OF JULY 6, 2005, BY AND AMONG
UNITEDHEALTH GROUP INCORPORATED, POINT
ACQUISITION LLC, A WHOLLY OWNED
SUBSIDIARY OF UNITEDHEALTH GROUP
INCORPORATED, AND PACIFICARE HEALTH
SYSTEMS, INC., AND THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT, AS
MORE FULLY DESCRIBED IN PROXY STATEMENT.
T
02 PROPOSAL TO AUTHORIZE THE PROXYHOLDERS Mgmt For For
TO VOTE TO ADJOURN OR POSTPONE THE
SPECIAL MEETING, IN THEIR SOLE
DISCRETION, FOR THE PURPOSE OF
SOLICITING ADDITIONAL VOTES FOR THE
ADOPTION OF THE MERGER AGREEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 165
UNASSIGNED
PEABODY ENERGY CORPORATION
SECURITY: 704549104 AGENDA NUMBER: 932471193
TICKER: BTU MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GREGORY H. BOYCE Mgmt For For
2 WILLIAM E. JAMES Mgmt For For
3 ROBERT B. KARN III Mgmt For For
4 HENRY E. LENTZ Mgmt For For
5 BLANCHE M. TOUHILL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For
SHARES OF COMMON STOCK.
04 SHAREHOLDER PROPOSAL REGARDING Mgmt Against For
FORMATION OF SPECIAL COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING.
06 SHAREHOLDER PROPOSAL REGARDING Mgmt For Against
BOARD DECLASSIFICATION.
07 SHAREHOLDER PROPOSAL REGARDING Shr Against For
WATER USE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 165
UNASSIGNED
PETSMART, INC.
SECURITY: 716768106 AGENDA NUMBER: 932525617
TICKER: PETM MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RITA V. FOLEY* Mgmt For For
2 JOSEPH S. HARDIN, JR.* Mgmt For For
3 AMIN I. KHALIFA* Mgmt For For
4 RONALD KIRK* Mgmt For For
5 RAKESH GANGWAL** Mgmt For For
03 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, FOR OUR FISCAL
YEAR 2006, ENDING JANUARY 28, 2007.
04 TO APPROVE OUR 2006 EQUITY INCENTIVE Mgmt For For
PLAN, AN AMENDMENT AND RESTATEMENT OF
OUR STOCKHOLDER APPROVED 2003 EQUITY
INCENTIVE PLAN, AND OUR NON-STOCKHOLDER
APPROVED 1997 EQUITY INCENTIVE PLAN, TO
CREATE A SINGLE COMPREHENSIVE
STOCKHOLDER APPROVED PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 165
UNASSIGNED
PHELPS DODGE CORPORATION
SECURITY: 717265102 AGENDA NUMBER: 932492589
TICKER: PD MEETING TYPE: Annual
ISIN: MEETING DATE: 26-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. KRULAK Mgmt For For
2 D. MCCOY Mgmt For For
3 W. POST Mgmt For For
4 M. RICHENHAGEN Mgmt For For
5 J. THOMPSON Mgmt For For
02 APPROVE THE PHELPS DODGE CORPORATION Mgmt For For
DIRECTORS 2007 STOCK UNIT PLAN
03 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR THE YEAR
2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 165
UNASSIGNED
PIXAR
SECURITY: 725811103 AGENDA NUMBER: 932377561
TICKER: PIXR MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVE JOBS Mgmt For For
2 EDWIN E. CATMULL Mgmt For For
3 SKIP M. BRITTENHAM Mgmt For For
4 SUSAN L. DECKER Mgmt For For
5 JOSEPH A. GRAZIANO Mgmt For For
6 LAWRENCE B. LEVY Mgmt For For
7 JOE ROTH Mgmt For For
8 LARRY W. SONSINI Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS PIXAR S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 165
UNASSIGNED
PIXAR
SECURITY: 725811103 AGENDA NUMBER: 932485003
TICKER: PIXR MEETING TYPE: Special
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO APPROVE THE PRINCIPAL TERMS Mgmt For For
OF THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JANUARY 24, 2006, BY AND
AMONG THE WALT DISNEY COMPANY (DISNEY),
LUX ACQUISITION CORP., A WHOLLY-OWNED
SUBSIDIARY OF DISNEY, AND PIXAR,
PURSUANT TO WHICH LUX ACQUISITION CORP.
WILL MERGE WITH AND INTO PIXAR, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 165
UNASSIGNED
PRECISION CASTPARTS CORP.
SECURITY: 740189105 AGENDA NUMBER: 932374490
TICKER: PCP MEETING TYPE: Annual
ISIN: MEETING DATE: 17-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DEAN T. DUCRAY Mgmt For For
2 DON R. GRABER Mgmt For For
3 BYRON O. POND, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 165
UNASSIGNED
PREMCOR INC.
SECURITY: 74045Q104 AGENDA NUMBER: 932380380
TICKER: PCO MEETING TYPE: Special
ISIN: MEETING DATE: 30-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 24, 2005, BY
AND BETWEEN VALERO ENERGY CORPORATION
AND PREMCOR INC., WHICH PROVIDES FOR,
AMONG OTHER THINGS, THE MERGER OF
PREMCOR INTO VALERO.
02 TO ADJOURN THE SPECIAL MEETING, IF Mgmt Abstain Against
NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF ADOPTION OF THE MERGER
AGREEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 165
UNASSIGNED
PROVIDIAN FINANCIAL CORPORATION
SECURITY: 74406A102 AGENDA NUMBER: 932384299
TICKER: PVN MEETING TYPE: Special
ISIN: MEETING DATE: 31-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JUNE 5, 2005, BY AND
BETWEEN WASHINGTON MUTUAL, INC. AND
PROVIDIAN FINANCIAL CORPORATION, AS IT
MAY BE AMENDED FROM TIME TO TIME,
PURSUANT TO WHICH PROVIDIAN WILL MERGE
WITH AND INTO WASHINGTON MUTUAL.
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 165
UNASSIGNED
ROBERT HALF INTERNATIONAL INC.
SECURITY: 770323103 AGENDA NUMBER: 932461320
TICKER: RHI MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANDREW S. BERWICK, JR. Mgmt For For
2 FREDERICK P. FURTH Mgmt For For
3 EDWARD W. GIBBONS Mgmt For For
4 HAROLD M. MESSMER, JR. Mgmt For For
5 THOMAS J. RYAN Mgmt For For
6 J. STEPHEN SCHAUB Mgmt For For
7 M. KEITH WADDELL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF AUDITOR. Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING SEXUAL Shr Against For
ORIENTATION AND GENDER IDENTITY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 165
UNASSIGNED
ROCKWELL COLLINS, INC.
SECURITY: 774341101 AGENDA NUMBER: 932421972
TICKER: COL MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 A.J. CARBONE Mgmt For For
2 C.M. JONES Mgmt For For
3 C.L. SHAVERS Mgmt For For
02 FOR THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR AUDITORS FOR FISCAL YEAR
2006.
03 FOR THE APPROVAL OF THE 2006 LONG-TERM Mgmt For For
INCENTIVES PLAN.
04 FOR THE APPROVAL OF THE 2006 ANNUAL Mgmt For For
INCENTIVE COMPENSATION PLAN FOR SENIOR
EXECUTIVE OFFICERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 165
UNASSIGNED
ROHM AND HAAS COMPANY
SECURITY: 775371107 AGENDA NUMBER: 932457600
TICKER: ROH MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 W.J. AVERY Mgmt For For
2 R.L. GUPTA Mgmt For For
3 D.W. HAAS Mgmt For For
4 T.W. HAAS Mgmt For For
5 R.L. KEYSER Mgmt For For
6 R.J. MILLS Mgmt For For
7 J.P. MONTOYA Mgmt For For
8 S.O. MOOSE Mgmt For For
9 G.S. OMENN Mgmt For For
10 G.L. ROGERS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 R.H. SCHMITZ Mgmt For For
12 G.M. WHITESIDES Mgmt For For
13 M.C. WHITTINGTON Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS ROHM AND HAAS COMPANY S
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 165
UNASSIGNED
ROPER INDUSTRIES, INC.
SECURITY: 776696106 AGENDA NUMBER: 932527914
TICKER: ROP MEETING TYPE: Contested Annual
ISIN: MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILBUR J. PREZZANO Mgmt No vote
2 ROBERT D. JOHNSON Mgmt No vote
02 THE APPROVAL OF THE ROPER INDUSTRIES, Mgmt No vote
INC. 2006 INCENTIVE PLAN.
03 THE APPROVAL OF THE PROPOSED AMENDMENT Mgmt No vote
TO THE COMPANY S RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO ELIMINATE
TIME PHASE VOTING AND GIVE ALL
OUSTANDING SHARES OF COMMON STOCK OF THE
COMPANY ONE VOTE ON MATTERS PROPERLY
SUBMITTED TO THE SHAREHOLDERS OF THE
COMPANY FOR THEIR VOTE.
04 THE RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 TO TRANSACT ANY OTHER BUSINESS PROPERLY Mgmt No vote
BROUGHT BEFORE THE MEETING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 165
UNASSIGNED
SANDISK CORPORATION
SECURITY: 80004C101 AGENDA NUMBER: 932490395
TICKER: SNDK MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DR. ELI HARARI Mgmt For For
2 IRWIN FEDERMAN Mgmt For For
3 STEVEN J. GOMO Mgmt For For
4 EDDY W. HARTENSTEIN Mgmt For For
5 CATHERINE P. LEGO Mgmt For For
6 MICHAEL E. MARKS Mgmt For For
7 DR. JAMES D. MEINDL Mgmt For For
02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against
2005 INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION, INCREASING
THE AUTHORIZED AMOUNT OF COMMON STOCK
FROM 400,000,000 SHARES TO 800,000,000
SHARES.
04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 165
UNASSIGNED
SIRIUS SATELLITE RADIO INC.
SECURITY: 82966U103 AGENDA NUMBER: 932503370
TICKER: SIRI MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LEON D. BLACK Mgmt For For
2 JOSEPH P. CLAYTON Mgmt For For
3 LAWRENCE F. GILBERTI Mgmt For For
4 JAMES P. HOLDEN Mgmt For For
5 MEL KARMAZIN Mgmt For For
6 WARREN N. LIEBERFARB Mgmt For For
7 MICHAEL J. MCGUINESS Mgmt For For
8 JAMES F. MOONEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 165
UNASSIGNED
SOUTHWESTERN ENERGY COMPANY
SECURITY: 845467109 AGENDA NUMBER: 932472753
TICKER: SWN MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LEWIS E. EPLEY, JR. Mgmt For For
2 ROBERT L. HOWARD Mgmt For For
3 HAROLD M. KORELL Mgmt For For
4 VELLO A. KUUSKRAA Mgmt For For
5 KENNETH R. MOURTON Mgmt For For
6 CHARLES E. SCHARLAU Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP (PWC) TO
SERVE AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2006.
03 THE APPROVAL OF THE REINCORPORATION OF Mgmt For For
THE COMPANY IN THE STATE OF DELAWARE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 THE APPROVAL OF AN INCREASE IN THE Mgmt For For
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 220,000,000 SHARES TO
540,000,000 SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 165
UNASSIGNED
STARWOOD HOTELS & RESORTS WORLDWIDE,
SECURITY: 85590A203 AGENDA NUMBER: 932488302
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HEYER Mgmt Withheld Against
2 BARSHEFSKY Mgmt Withheld Against
3 CHAPUS Mgmt Withheld Against
4 DUNCAN Mgmt Withheld Against
5 GALBREATH Mgmt For For
6 HIPPEAU Mgmt Withheld Against
7 QUAZZO Mgmt Withheld Against
8 RYDER Mgmt Withheld Against
9 YIH Mgmt Withheld Against
10 YOUNGBLOOD Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 165
UNASSIGNED
STATE STREET CORPORATION
SECURITY: 857477103 AGENDA NUMBER: 932448649
TICKER: STT MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T. ALBRIGHT Mgmt For For
2 K. BURNES Mgmt For For
3 N. DAREHSHORI Mgmt For For
4 A. GOLDSTEIN Mgmt For For
5 D. GRUBER Mgmt For For
6 L. HILL Mgmt For For
7 C. LAMANTIA Mgmt For For
8 R. LOGUE Mgmt For For
9 R. SERGEL Mgmt For For
10 R. SKATES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. SUMME Mgmt For For
12 D. WALSH Mgmt For For
13 R. WEISSMAN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
2006 RESTATED SENIOR EXECUTIVE ANNUAL
INCENTIVE PLAN.
05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against
REQUEST THE DIRECTORS TO REDEEM THE
OUTSTANDING RIGHTS UNDER THE COMPANY S
RIGHTS AGREEMENT, AND TO REQUIRE
SHAREHOLDER RATIFICATION OF ANY FUTURE
RIGHTS AGREEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 165
UNASSIGNED
SUPERVALU INC.
SECURITY: 868536103 AGENDA NUMBER: 932517987
TICKER: SVU MEETING TYPE: Special
ISIN: MEETING DATE: 30-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ISSUE SUPERVALU COMMON STOCK IN Mgmt For For
CONNECTION WITH THE SUPERVALU MERGER
02 TO ADJOURN THE SUPERVALU SPECIAL MEETING Mgmt Against Against
INCLUDING, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 165
UNASSIGNED
SUPERVALU INC.
SECURITY: 868536103 AGENDA NUMBER: 932546887
TICKER: SVU MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECTION OF DIRECTOR: IRWIN COHEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD E. DALY Mgmt For For
1C ELECTION OF DIRECTOR: LAWRENCE A. DEL Mgmt For For
SANTO
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: PHILIP L. FRANCIS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 165
UNASSIGNED
TD AMERITRADE HOLDING CORPORATION
SECURITY: 03074K100 AGENDA NUMBER: 932423039
TICKER: MEETING TYPE: Special
ISIN: MEETING DATE: 04-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE ISSUANCE OF 196,300,000 Mgmt For For
SHARES OF AMERITRADE COMMON STOCK TO THE
TORONTO-DOMINION BANK, OR TD, IN
ACCORDANCE WITH THE AGREEMENT OF SALE
AND PURCHASE BETWEEN TD AND AMERITRADE,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt Against
OF THE CERTIFICATE OF INCORPORATION OF
AMERITRADE. (SEE NOTES BELOW)
2A TO APPROVE PROVISIONS RESTRICTING THE Mgmt Against
AUTHORITY OF TD AMERITRADE TO IMPLEMENT
ANTI-TAKEOVER MEASURES.
2B TO APPROVE THE INCREASE OF THE Mgmt Against
AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK OF TD AMERITRADE TO 1,000,000,000.
2C TO APPROVE A PROVISION WHICH PROHIBITS Mgmt Against
ACTION BY WRITTEN CONSENT OF
STOCKHOLDERS OF TD AMERITRADE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2D TO APPROVE A PROVISION INCREASING THE Mgmt Against
SIZE OF THE BOARD OF DIRECTORS FROM NINE
MEMBERS TO TWELVE MEMBERS.
2E TO APPROVE A PROVISION SETTING FORTH Mgmt Against
PROCEDURES FOR THE NOMINATION OR
APPOINTMENT OF OUTSIDE INDEPENDENT
DIRECTORS.
2F TO APPROVE A PROVISION WHICH ALLOCATES Mgmt Against
CORPORATE OPPORTUNITIES BETWEEN TD
AMERITADE AND TD.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt Against Against
OF THE AMERITRADE HOLDING CORPORATION
1996 LONG-TERM INCENTIVE PLAN.
04 TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMERITRADE HOLDING CORPORATION
1996 DIRECTORS INCENTIVE PLAN.
05 TO ADJOURN THE SPECIAL MEETING OF Mgmt Against Against
STOCKHOLDERS TO A LATER DATE OR DATES IF
NECESSARY TO PERMIT FURTHER SOLICITATION
OF PROXIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 165
UNASSIGNED
TD AMERITRADE HOLDING CORPORATION
SECURITY: 03074K100 AGENDA NUMBER: 932438383
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 W. EDMUND CLARK* Mgmt Withheld Against
2 MICHAEL D. FLEISHER* Mgmt For For
3 GLENN H. HUTCHINS** Mgmt For For
4 JOSEPH H. MOGLIA* Mgmt Withheld Against
5 THOMAS S. RICKETTS* Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING SEPTEMBER 29,
2006.
03 AMENDMENT AND RESTATEMENT OF THE COMPANY Mgmt For For
S 1996 LONG-TERM INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO VOTE, IN ITS DISCRETION, UPON ANY Mgmt Against Against
OTHER BUSINESS THAT MAY PROPERLY COME
BEFORE THE ANNUAL MEETING OR ANY
POSTPONEMENT OR ADJOURNMENT THEREOF.
MANAGEMENT IS NOT AWARE OF ANY OTHER
MATTERS THAT SHOULD COME BEFORE THE
ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 165
UNASSIGNED
THE BISYS GROUP, INC.
SECURITY: 055472104 AGENDA NUMBER: 932532080
TICKER: BSG MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT J. CASALE Mgmt For For
2 DENIS A. BOVIN Mgmt For For
3 THOMAS A. COOPER Mgmt For For
4 DONI L. FORDYCE Mgmt For For
5 RUSSELL P. FRADIN Mgmt For For
6 RICHARD J. HAVILAND Mgmt For For
7 JOSEPH J. MELONE Mgmt For For
02 THE PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2006 EMPLOYEE STOCK PURCHASE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 30, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 165
UNASSIGNED
THE COOPER COMPANIES, INC.
SECURITY: 216648402 AGENDA NUMBER: 932440528
TICKER: COO MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 A. THOMAS BENDER Mgmt For For
2 JOHN D. FRUTH Mgmt For For
3 MICHAEL H. KALKSTEIN Mgmt For For
4 JODY LINDELL Mgmt For For
5 MOSES MARX Mgmt For For
6 DONALD PRESS Mgmt For For
7 STEVEN ROSENBERG Mgmt For For
8 A.E. RUBENSTEIN, M.D. Mgmt For For
9 ROBERT S. WEISS Mgmt For For
10 STANLEY ZINBERG, M.D. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS OF THE COOPER COMPANIES,
INC. FOR THE FISCAL YEAR ENDING OCTOBER
31, 2006.
03 THE APPROVAL OF THE COMPANY S SECOND Mgmt For For
AMENDED AND RESTATED 2001 LONG-TERM
INCENTIVE PLAN TO ADD 600,000 SHARES TO
THOSE AVAILABLE FOR ISSUANCE, AND TO
INCREASE BY 150,000 THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE AS RESTRICTED
STOCK AWARDS.
04 THE APPROVAL OF THE 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN FOR NON-EMPLOYEE
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 165
UNASSIGNED
THE CORPORATE EXECUTIVE BOARD COMPAN
SECURITY: 21988R102 AGENDA NUMBER: 932539135
TICKER: EXBD MEETING TYPE: Annual
ISIN: MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES J. MCGONIGLE Mgmt For For
2 THOMAS L. MONAHAN III Mgmt For For
3 RUSSELL P. FRADIN Mgmt For For
4 ROBERT C. HALL Mgmt For For
5 NANCY J. KARCH Mgmt For For
6 DAVID W. KENNY Mgmt For For
7 DANIEL O. LEEMON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 165
UNASSIGNED
THE E.W. SCRIPPS COMPANY
SECURITY: 811054204 AGENDA NUMBER: 932471535
TICKER: SSP MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID A. GALLOWAY Mgmt For For
2 NICHOLAS B. PAUMGARTEN Mgmt For For
3 RONALD W. TYSOE Mgmt For For
4 JULIE A. WRIGLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 165
UNASSIGNED
THE SCOTTS MIRACLE-GRO CO.
SECURITY: 810186106 AGENDA NUMBER: 932426237
TICKER: SMG MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ARNOLD W. DONALD Mgmt For For
2 MINDY F. GROSSMAN Mgmt For For
3 GORDON F. BRUNNER Mgmt For For
02 APPROVAL OF THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCOTTS MIRACLE-GRO
COMPANY DISCOUNTED STOCK PURCHASE PLAN.
03 APPROVAL OF THE SCOTTS MIRACLE-GRO Mgmt For For
COMPANY 2006 LONG-TERM INCENTIVE PLAN.
04 APPROVAL OF THE SCOTTS COMPANY LLC Mgmt For For
EXECUTIVE/MANAGEMENT INCENTIVE PLAN.
05 ADOPTION OF THE SHAREHOLDER PROPOSAL TO Shr For Against
DECLASSIFY THE COMPANY S BOARD OF
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 165
UNASSIGNED
TIFFANY & CO.
SECURITY: 886547108 AGENDA NUMBER: 932493353
TICKER: TIF MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL J. KOWALSKI Mgmt For For
2 ROSE MARIE BRAVO Mgmt For For
3 WILLIAM R. CHANEY Mgmt For For
4 SAMUEL L. HAYES III Mgmt For For
5 ABBY F. KOHNSTAMM Mgmt For For
6 CHARLES K. MARQUIS Mgmt For For
7 J. THOMAS PRESBY Mgmt For For
8 JAMES E. QUINN Mgmt For For
9 WILLIAM A. SHUTZER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY S FISCAL 2006
FINANCIAL STATEMENTS.
03 APPROVAL OF AN AMENDMENT TO THE 2005 Mgmt For For
EMPLOYEE INCENTIVE PLAN TO INCLUDE
ADDITIONAL LIMITS ON AWARDS THAT MAY BE
MADE THEREUNDER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 165
UNASSIGNED
UNIVISION COMMUNICATIONS INC.
SECURITY: 914906102 AGENDA NUMBER: 932459298
TICKER: UVN MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 A. JERROLD PERENCHIO Mgmt For For
2 ANTHONY CASSARA Mgmt Withheld Against
3 HAROLD GABA Mgmt For For
4 ALAN F. HORN Mgmt For For
5 MICHAEL O. JOHNSON Mgmt For For
6 JOHN G. PERENCHIO Mgmt Withheld Against
7 RAY RODRIGUEZ Mgmt Withheld Against
8 MCHENRY T. TICHENOR JR. Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 165
UNASSIGNED
UTI WORLDWIDE INC.
SECURITY: G87210103 AGENDA NUMBER: 932537383
TICKER: UTIW MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRIAN D. BELCHERS Mgmt For For
2 ROGER I. MACFARLANE Mgmt For For
3 MATTHYS J. WESSELS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 165
UNASSIGNED
VENTAS, INC.
SECURITY: 92276F100 AGENDA NUMBER: 932483287
TICKER: VTR MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DEBRA A. CAFARO Mgmt For For
2 DOUGLAS CROCKER II Mgmt For For
3 JAY M. GELLERT Mgmt For For
4 RONALD G. GEARY Mgmt For For
5 CHRISTOPHER T. HANNON Mgmt For For
6 SHELI Z. ROSENBERG Mgmt For For
7 THOMAS C. THEOBALD Mgmt For For
02 DIRECTORS PROPOSAL: TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS FOR FISCAL YEAR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 DIRECTORS PROPOSAL: TO APPROVE THE Mgmt For For
ADOPTION OF THE VENTAS, INC. 2006
INCENTIVE PLAN.
04 DIRECTORS PROPOSAL: TO APPROVE THE Mgmt For For
ADOPTION OF THE VENTAS, INC. 2006 STOCK
PLAN FOR DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 165
UNASSIGNED
VERTEX PHARMACEUTICALS INCORPORATED
SECURITY: 92532F100 AGENDA NUMBER: 932477347
TICKER: VRTX MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ERIC K. BRANDT Mgmt For For
2 BRUCE I. SACHS Mgmt For For
3 EVE E. SLATER Mgmt For For
02 APPROVAL OF THE VERTEX PHARMACEUTICALS Mgmt For For
INCORPORATED 2006 STOCK AND OPTION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 165
UNASSIGNED
WALTER INDUSTRIES, INC.
SECURITY: 93317Q105 AGENDA NUMBER: 932471268
TICKER: WLT MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD L. CLARK, JR. Mgmt Withheld Against
2 GREGORY E. HYLAND Mgmt For For
3 JERRY W. KOLB Mgmt For For
4 PATRICK A. KRIEGSHAUSER Mgmt For For
5 JOSEPH B. LEONARD Mgmt For For
6 MARK J. O'BRIEN Mgmt For For
7 BERNARD G. RETHORE Mgmt For For
8 MICHAEL T. TOKARZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2006.
03 PROPOSAL TO APPROVE THE WALTER Mgmt For For
INDUSTRIES, INC. EXECUTIVE INCENTIVE
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 165
UNASSIGNED
WEBSTER FINANCIAL CORPORATION
SECURITY: 947890109 AGENDA NUMBER: 932445655
TICKER: WBS MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT A. FINKENZELLER Mgmt For For
2 ROGER A. GELFENBIEN Mgmt For For
3 LAURENCE C. MORSE Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD Mgmt For For
OF DIRECTORS OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF WEBSTER FINANCIAL CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 165
UNASSIGNED
WILLIAMS-SONOMA, INC.
SECURITY: 969904101 AGENDA NUMBER: 932490547
TICKER: WSM MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 W. HOWARD LESTER Mgmt For For
2 EDWARD A. MUELLER Mgmt For For
3 SANJIV AHUJA Mgmt For For
4 ADRIAN D.P. BELLAMY Mgmt For For
5 PATRICK J. CONNOLLY Mgmt For For
6 ADRIAN T. DILLON Mgmt For For
7 JEANNE P. JACKSON Mgmt For For
8 MICHAEL R. LYNCH Mgmt For For
9 RICHARD T. ROBERTSON Mgmt For For
10 DAVID B. ZENOFF Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 162 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 AMENDMENT AND RESTATEMENT OF THE 2001 Mgmt For For
LONG-TERM INCENTIVE PLAN TO (I) INCREASE
THE SHARES ISSUABLE BY 6,000,000 SHARES,
PLUS 705,743 SHARES REMAINING IN OUR
1993 STOCK OPTION PLAN AND 2000
NONQUALIFIED STOCK OPTION PLAN, PLUS UP
TO 754,160 SHARES UNDER THESE PLANS THAT
SUBSEQUENTLY EXPIRE UNEXERCISED AND (II)
TO MAKE CERTAIN OTHER AMENDMENTS.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JANUARY 28, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 163 of 165
UNASSIGNED
WISCONSIN ENERGY CORPORATION
SECURITY: 976657106 AGENDA NUMBER: 932448637
TICKER: WEC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN F. AHEARNE Mgmt For For
2 JOHN F. BERGSTROM Mgmt For For
3 BARBARA L. BOWLES Mgmt For For
4 ROBERT A. CORNOG Mgmt For For
5 CURT S. CULVER Mgmt For For
6 THOMAS J. FISCHER Mgmt For For
7 GALE E. KLAPPA Mgmt For For
8 ULICE PAYNE, JR. Mgmt For For
9 F.P. STRATTON, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 165
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 165 of 165
UNASSIGNED
ZEBRA TECHNOLOGIES CORPORATION
SECURITY: 989207105 AGENDA NUMBER: 932482526
TICKER: ZBRA MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROSS W. MANIRE Mgmt For For
2 DR. ROBERT J. POTTER Mgmt For For
02 PROPOSAL TO APPROVE THE 2006 Mgmt For For
ZEBRA TECHNOLOGIES CORPORATION INCENTIVE
COMPENSATION PLAN.
03 PROPOSAL TO RATIFY ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
The Hartford MidCap Value Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 125
UNASSIGNED
ACUITY BRANDS, INC.
SECURITY: 00508Y102 AGENDA NUMBER: 932417769
TICKER: AYI MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER C. BROWNING Mgmt For For
2 EARNEST W. DEAVENPORT Mgmt For For
3 RAY M. ROBINSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 125
UNASSIGNED
AFFILIATED MANAGERS GROUP, INC.
SECURITY: 008252108 AGENDA NUMBER: 932520150
TICKER: AMG MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD E. FLOOR Mgmt For For
2 SEAN M. HEALEY Mgmt For For
3 HAROLD J. MEYERMAN Mgmt For For
4 WILLIAM J. NUTT Mgmt For For
5 RITA M. RODRIGUEZ Mgmt For For
6 PATRICK T. RYAN Mgmt For For
7 JIDE J. ZEITLIN Mgmt For For
02 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
COMPANY S 2006 STOCK INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO AMEND THE COMPANY S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES
OF VOTING COMMON STOCK OF THE COMPANY.
04 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 125
UNASSIGNED
ALBEMARLE CORPORATION
SECURITY: 012653101 AGENDA NUMBER: 932458816
TICKER: ALB MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. ALFRED BROADDUS, JR. Mgmt For For
2 FLOYD D. GOTTWALD, JR. Mgmt For For
3 JOHN D. GOTTWALD Mgmt For For
4 WILLIAM M. GOTTWALD Mgmt For For
5 R. WILLIAM IDE III Mgmt For For
6 RICHARD L. MORRILL Mgmt For For
7 SEYMOUR S. PRESTON III Mgmt For For
8 MARK C. ROHR Mgmt For For
9 JOHN SHERMAN, JR. Mgmt For For
10 CHARLES E. STEWART Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MARIE WHITTEMORE Mgmt For For
02 THE PROPOSAL TO APPROVE THE 2006 STOCK Mgmt For For
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS OF ALBEMARLE CORPORATION.
03 THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 125
UNASSIGNED
AMBAC FINANCIAL GROUP, INC.
SECURITY: 023139108 AGENDA NUMBER: 932465138
TICKER: ABK MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHILLIP B. LASSITER Mgmt For For
2 MICHAEL A. CALLEN Mgmt For For
3 JILL M. CONSIDINE Mgmt For For
4 ROBERT J. GENADER Mgmt For For
5 W. GRANT GREGORY Mgmt For For
6 THOMAS C. THEOBALD Mgmt For For
7 LAURA S. UNGER Mgmt For For
8 HENRY D.G. WALLACE Mgmt For For
02 RATIFY SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 125
UNASSIGNED
AMERICAN AXLE & MANUFACTURING HLDGS,
SECURITY: 024061103 AGENDA NUMBER: 932457561
TICKER: AXL MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FOREST J. FARMER Mgmt For For
2 RICHARD C. LAPPIN Mgmt For For
3 THOMAS K. WALKER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 125
UNASSIGNED
APOLLO INVESTMENT COPORATION
SECURITY: 03761U106 AGENDA NUMBER: 932392765
TICKER: AINV MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARTIN E. FRANKLIN Mgmt For For
2 CARL SPIELVOGEL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 125
UNASSIGNED
ARCH COAL, INC.
SECURITY: 039380100 AGENDA NUMBER: 932459173
TICKER: ACI MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FRANK M. BURKE Mgmt For For
2 JOHN W. EAVES Mgmt For For
3 PATRICIA F. GODLEY Mgmt For For
4 THOMAS A. LOCKHART Mgmt For For
5 WESLEY M. TAYLOR Mgmt For For
02 APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE AUTHORIZED
SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 125
UNASSIGNED
ARRIS GROUP, INC.
SECURITY: 04269Q100 AGENDA NUMBER: 932506112
TICKER: ARRS MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALEX B. BEST Mgmt For For
2 HARRY L. BOSCO Mgmt For For
3 JOHN ANDERSON CRAIG Mgmt For For
4 MATTHEW B. KEARNEY Mgmt For For
5 WILLIAM H. LAMBERT Mgmt For For
6 JOHN R. PETTY Mgmt For For
7 ROBERT J. STANZIONE Mgmt For For
02 APPROVAL OF PERFORMANCE GOALS WITH Mgmt For For
RESPECT TO THE 2001 STOCK INCENTIVE
PLAN.
03 APPROVAL OF PERFORMANCE GOALS WITH Mgmt For For
RESPECT TO THE 2004 STOCK INCENTIVE
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF PERFORMANCE GOALS WITH Mgmt For For
RESPECT TO THE MANAGEMENT INCENTIVE
PLAN.
05 APPROVAL OF THE RETENTION OF ERNST & Mgmt For For
YOUNG AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 125
UNASSIGNED
ARROW ELECTRONICS, INC.
SECURITY: 042735100 AGENDA NUMBER: 932477551
TICKER: ARW MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DANIEL W. DUVAL Mgmt For For
2 JOHN N. HANSON Mgmt For For
3 RICHARD S. HILL Mgmt For For
4 M.F. (FRAN) KEETH Mgmt For For
5 ROGER KING Mgmt For For
6 KAREN GORDON MILLS Mgmt For For
7 WILLIAM E. MITCHELL Mgmt For For
8 STEPHEN C. PATRICK Mgmt For For
9 BARRY W. PERRY Mgmt For For
10 JOHN C. WADDELL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS ARROW S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 125
UNASSIGNED
BARR PHARMACEUTICALS, INC.
SECURITY: 068306109 AGENDA NUMBER: 932399163
TICKER: BRL MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE L. DOWNEY Mgmt For For
2 PAUL M. BISARO Mgmt For For
3 CAROLE S. BEN-MAIMON Mgmt For For
4 GEORGE P. STEPHAN Mgmt For For
5 JACK M. KAY Mgmt For For
6 HAROLD N. CHEFITZ Mgmt For For
7 RICHARD R. FRANKOVIC Mgmt For For
8 PETER R. SEAVER Mgmt For For
9 JAMES S. GILMORE, III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 INCREASE OF AUTHORIZED SHARES FOR THE Mgmt For For
BARR PHARMACEUTICALS, INC. EMPLOYEE
STOCK PURCHASE PLAN.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING JUNE 30,
2006.
04 ELIMINATION OF ANIMAL-BASED TEST Shr Against For
METHODS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 125
UNASSIGNED
BIO-RAD LABORATORIES, INC.
SECURITY: 090572207 AGENDA NUMBER: 932471600
TICKER: BIO MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALBERT J. HILLMAN Mgmt For For
2 PHILIP L. PADOU Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
COMPANY S INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 125
UNASSIGNED
BORGWARNER INC.
SECURITY: 099724106 AGENDA NUMBER: 932463362
TICKER: BWA MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHYLLIS O. BONANNO Mgmt For For
2 ALEXIS P. MICHAS Mgmt For For
3 RICHARD O. SCHAUM Mgmt For For
4 THOMAS T. STALLKAMP Mgmt For For
02 TO VOTE UPON A PROPOSAL TO APPROVE THE Mgmt For For
AMENDMENT TO THE BORGWARNER INC. 2004
STOCK INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 125
UNASSIGNED
BUNGE LIMITED
SECURITY: G16962105 AGENDA NUMBER: 932495840
TICKER: BG MEETING TYPE: Annual
ISIN: MEETING DATE: 26-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECT CLASS II DIRECTOR: FRANCIS Mgmt For For
COPPINGER
1B ELECT CLASS II DIRECTOR: ALBERTO WEISSER Mgmt For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
BUNGE LIMITED S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2006
AND TO AUTHORIZE THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO DETERMINE THE
INDEPENDENT AUDITORS FEES.
03 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
BYE-LAWS OF BUNGE LIMITED AS SET FORTH
IN THE PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 125
UNASSIGNED
CARLISLE COMPANIES INCORPORATED
SECURITY: 142339100 AGENDA NUMBER: 932455997
TICKER: CSL MEETING TYPE: Contested Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PAUL J. CHOQUETTE, JR. Mgmt For For
2 STEPHEN P. MUNN Mgmt For For
3 LAWRENCE A. SALA Mgmt For For
4 MAGALEN C. WEBERT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 125
UNASSIGNED
CB RICHARD ELLIS GROUP, INC.
SECURITY: 12497T101 AGENDA NUMBER: 932507796
TICKER: CBG MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD C. BLUM Mgmt For For
2 JEFFREY A. COZAD Mgmt For For
3 PATRICE MARIE DANIELS Mgmt For For
4 SENATOR T. A. DASCHLE Mgmt For For
5 BRADFORD M. FREEMAN Mgmt For For
6 MICHAEL KANTOR Mgmt For For
7 FREDERIC V. MALEK Mgmt For For
8 JOHN G. NUGENT Mgmt For For
9 BRETT WHITE Mgmt For For
10 GARY L. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RAY WIRTA Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE AMENDED EXECUTIVE BONUS Mgmt For For
PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 125
UNASSIGNED
CBRL GROUP, INC.
SECURITY: 12489V106 AGENDA NUMBER: 932409445
TICKER: CBRL MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTORS
T
1 JAMES D. CARREKER Mgmt For For
2 ROBERT V. DALE Mgmt For For
3 RICHARD J. DOBKIN Mgmt For For
4 ROBERT C. HILTON Mgmt For For
5 CHARLES E. JONES, JR. Mgmt For For
6 B.F. (JACK) LOWERY Mgmt For For
7 MARTHA M. MITCHELL Mgmt For For
8 ERIK VONK Mgmt For For
9 ANDREA M. WEISS Mgmt For For
10 JIMMIE D. WHITE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MICHAEL A. WOODHOUSE Mgmt For For
02 TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2006.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 125
UNASSIGNED
CIT GROUP INC.
SECURITY: 125581108 AGENDA NUMBER: 932470456
TICKER: CIT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JEFFREY M. PEEK Mgmt For For
2 GARY C. BUTLER Mgmt For For
3 WILLIAM M. FREEMAN Mgmt For For
4 HON. THOMAS H. KEAN Mgmt For For
5 MARIANNE MILLER PARRS Mgmt For For
6 TIMOTHY M. RING Mgmt For For
7 JOHN R. RYAN Mgmt For For
8 SEYMOUR STERNBERG Mgmt For For
9 PETER J. TOBIN Mgmt For For
10 LOIS M. VAN DEUSEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS.
03 APPROVAL OF THE CIT GROUP INC. LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 APPROVAL OF THE CIT GROUP INC. EXECUTIVE Mgmt For For
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 125
UNASSIGNED
CITIZENS COMMUNICATIONS COMPANY
SECURITY: 17453B101 AGENDA NUMBER: 932498238
TICKER: CZN MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHLEEN Q. ABERNATHY Mgmt For For
2 LEROY T. BARNES, JR. Mgmt For For
3 JERI B. FINARD Mgmt For For
4 LAWTON WEHLE FITT Mgmt For For
5 STANLEY HARFENIST Mgmt For For
6 WILLIAM M. KRAUS Mgmt For For
7 HOWARD L. SCHROTT Mgmt For For
8 LARRAINE D. SEGIL Mgmt For For
9 BRADLEY E. SINGER Mgmt For For
10 EDWIN TORNBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DAVID H. WARD Mgmt For For
12 MYRON A. WICK, III Mgmt For For
13 MARY AGNES WILDEROTTER Mgmt For For
02 TO ADOPT THE NON-EMPLOYEE DIRECTORS Mgmt For For
EQUITY INCENTIVE PLAN.
03 TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PRESENTED AT THE MEETING.
04 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 125
UNASSIGNED
CITY NATIONAL CORPORATION
SECURITY: 178566105 AGENDA NUMBER: 932453828
TICKER: CYN MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KENNETH L. COLEMAN Mgmt Withheld Against
2 PETER M. THOMAS Mgmt For For
3 CHRISTOPHER J. WARMUTH Mgmt Withheld Against
02 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 125
UNASSIGNED
CONTINENTAL AIRLINES, INC.
SECURITY: 210795308 AGENDA NUMBER: 932494709
TICKER: CAL MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS J. BARRACK, JR. Mgmt For For
2 KIRBYJON H. CALDWELL Mgmt For For
3 LAWRENCE W. KELLNER Mgmt For For
4 DOUGLAS H. MCCORKINDALE Mgmt For For
5 HENRY L. MEYER III Mgmt For For
6 OSCAR MUNOZ Mgmt For For
7 GEORGE G.C. PARKER Mgmt For For
8 JEFFERY A. SMISEK Mgmt For For
9 KAREN HASTIE WILLIAMS Mgmt For For
10 RONALD B. WOODARD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 CHARLES A. YAMARONE Mgmt For For
02 PROPOSAL TO AMEND THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED CLASS B COMMON
STOCK
03 PROPOSAL TO AMEND THE INCENTIVE PLAN Mgmt For For
2000 TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK ISSUABLE UNDER THE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
05 PROPOSAL OF STOCKHOLDER REGARDING Shr Against For
POLITICAL ACTIVITIES
06 PLEASE MARK FOR IF STOCK OWNED Mgmt Against
BENEFICIALLY BY YOU IS OWNED OR
CONTROLLED BY PERSONS WHO ARE NOT U.S.
CITIZENS (AS DEFINED IN THE PROXY
STATEMENT)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 125
UNASSIGNED
CYTEC INDUSTRIES INC.
SECURITY: 232820100 AGENDA NUMBER: 932456406
TICKER: CYT MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BARRY C. JOHNSON Mgmt For For
2 JAMES R. STANLEY Mgmt For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY Mgmt For For
S AUDITORS FOR 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 125
UNASSIGNED
DEX MEDIA, INC.
SECURITY: 25212E100 AGENDA NUMBER: 932428471
TICKER: DEX MEETING TYPE: Special
ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED AS OF OCTOBER 3, 2005,
BY AND AMONG DEX MEDIA, INC., R.H.
DONNELLEY CORPORATION AND FORWARD
ACQUISITION CORP., A WHOLLY OWNED
SUBSIDIARY OF R.H. DONNELLEY
CORPORATION, AND APPROVE THE MERGER OF
DEX MEDIA WITH AND INTO FORWARD
ACQUISITION CORP.
02 PROPOSAL TO APPROVE ADJOURNMENTS OR Mgmt Abstain Against
POSTPONEMENTS OF THE SPECIAL MEETING, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 125
UNASSIGNED
ENDO PHARMACEUTICALS HOLDINGS INC.
SECURITY: 29264F205 AGENDA NUMBER: 932518422
TICKER: ENDP MEETING TYPE: Annual
ISIN: MEETING DATE: 30-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CAROL A. AMMON Mgmt For For
2 JOHN J. DELUCCA Mgmt For For
3 MICHEL DE ROSEN Mgmt For For
4 MICHAEL HYATT Mgmt Withheld Against
5 ROGER H. KIMMEL Mgmt Withheld Against
6 PETER A. LANKAU Mgmt Withheld Against
7 C.A. MEANWELL, M.D. PHD Mgmt Withheld Against
8 J.T. O'DONNELL, JR. Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY S
FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 125
UNASSIGNED
ENGELHARD CORPORATION
SECURITY: 292845104 AGENDA NUMBER: 932533955
TICKER: EC MEETING TYPE: Contested Annual
ISIN: MEETING DATE: 30-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JULIAN A. BRODSKY Mgmt For *
2 JOHN C. LINEHAN Mgmt For *
3 A.M. DE GRAFFENRIED III Mgmt For *
4 WILLIAM T. VINSON Mgmt For *
5 STANFORD S. WARSHAWSKY Mgmt For *
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For *
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 125
UNASSIGNED
EVEREST RE GROUP, LTD.
SECURITY: G3223R108 AGENDA NUMBER: 932497351
TICKER: RE MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARTIN ABRAHAMS Mgmt For For
2 JOHN R. DUNNE Mgmt For For
3 JOHN A. WEBER Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2006 AND
AUTHORIZE THE BOARD OF DIRECTORS ACTING
BY THE AUDIT COMMITTEE OF THE BOARD TO
SET THE FEES FOR THE INDEPENDENT
AUDITORS.
03 TO APPROVE AN AMENDMENT TO THE EVEREST Mgmt For For
RE GROUP, LTD. 2002 STOCK INCENTIVE
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 125
UNASSIGNED
FAIRCHILD SEMICONDUCTOR INTL., INC.
SECURITY: 303726103 AGENDA NUMBER: 932457319
TICKER: FCS MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD A. AURELIO Mgmt For For
2 CHARLES P. CARINALLI Mgmt For For
3 CHARLES M. CLOUGH Mgmt For For
4 ROBERT F. FRIEL Mgmt For For
5 THOMAS L. MAGNANTI Mgmt For For
6 KEVIN J. MCGARITY Mgmt For For
7 KIRK P. POND Mgmt For For
8 BRYAN R. ROUB Mgmt For For
9 RONALD W. SHELLY Mgmt For For
10 WILLIAM N. STOUT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARK S. THOMPSON Mgmt For For
02 PROPOSAL TO AMEND AND APPROVE THE Mgmt For For
FAIRCHILD SEMICONDUCTOR STOCK PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 125
UNASSIGNED
FOOT LOCKER, INC.
SECURITY: 344849104 AGENDA NUMBER: 932485976
TICKER: FL MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAN D. FELDMAN* Mgmt For For
2 JAROBIN GILBERT JR.* Mgmt For For
3 DAVID Y. SCHWARTZ* Mgmt For For
4 CHERYL NIDO TURPIN* Mgmt For For
5 MATTHEW M. MCKENNA** Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
03 REAPPROVAL OF THE PERFORMANCE GOALS Mgmt For For
UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 125
UNASSIGNED
FOSSIL, INC.
SECURITY: 349882100 AGENDA NUMBER: 932497200
TICKER: FOSL MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAN J. GOLD Mgmt For For
2 KOSTA N. KARTSOTIS Mgmt Withheld Against
3 MICHAEL STEINBERG Mgmt Withheld Against
4 CADEN WANG Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JANUARY 6, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 125
UNASSIGNED
GOODRICH CORPORATION
SECURITY: 382388106 AGENDA NUMBER: 932447116
TICKER: GR MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DIANE C. CREEL Mgmt Withheld Against
2 GEORGE A. DAVIDSON, JR. Mgmt For For
3 HARRIS E. DELOACH, JR. Mgmt For For
4 JAMES W. GRIFFITH Mgmt For For
5 WILLIAM R. HOLLAND Mgmt For For
6 JOHN P. JUMPER Mgmt For For
7 MARSHALL O. LARSEN Mgmt For For
8 DOUGLAS E. OLESEN Mgmt For For
9 ALFRED M. RANKIN, JR. Mgmt For For
10 JAMES R. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. THOMAS YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 125
UNASSIGNED
GRAFTECH INTERNATIONAL LTD.
SECURITY: 384313102 AGENDA NUMBER: 932501807
TICKER: GTI MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R. EUGENE CARTLEDGE Mgmt For For
2 MARY B. CRANSTON Mgmt For For
3 JOHN R. HALL Mgmt For For
4 HAROLD E. LAYMAN Mgmt For For
5 FERRELL P. MCCLEAN Mgmt For For
6 MICHAEL C. NAHL Mgmt For For
7 FRANK A. RIDDICK III Mgmt For For
8 CRAIG S. SHULAR Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 125
UNASSIGNED
HUNTSMAN CORPORATION
SECURITY: 447011107 AGENDA NUMBER: 932404849
TICKER: HUN MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JON M. HUNTSMAN Mgmt Withheld Against
2 MARSHA J. EVANS Mgmt Withheld Against
3 DAVID J. MATLIN Mgmt Withheld Against
4 CHRISTOPHER R. PECHOCK Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 125
UNASSIGNED
HUNTSMAN CORPORATION
SECURITY: 447011107 AGENDA NUMBER: 932487843
TICKER: HUN MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER R. HUNTSMAN Mgmt For For
2 WAYNE A. REAUD Mgmt For For
3 ALVIN V. SHOEMAKER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 125
UNASSIGNED
IMS HEALTH INCORPORATED
SECURITY: 449934108 AGENDA NUMBER: 932465974
TICKER: RX MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN P. IMLAY, JR. Mgmt For For
2 ROBERT J. KAMERSCHEN Mgmt For For
3 H. EUGENE LOCKHART Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 AMENDMENT AND RESTATEMENT OF THE 1998 Mgmt For For
IMS HEALTH INCORPORATED EMPLOYEES STOCK
INCENTIVE PLAN TO (I) INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE,
(II) PROVIDE THAT SHARES CAN BE USED FOR
ALL TYPES OF AWARDS, (III) EXTEND THE
TERMINATION DATE OF THE PLAN, AND (IV)
CONFORM THE PLAN TO NEW SECTION 409A OF
THE INTERNAL REVENUE CODE, AS FULLY
DESCRIBED IN THE STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO SHAREHOLDER RIGHTS PLANS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 125
UNASSIGNED
INCO LIMITED
SECURITY: 453258402 AGENDA NUMBER: 932451925
TICKER: N MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GLEN A. BARTON Mgmt For For
2 ANGUS A. BRUNEAU Mgmt Withheld Against
3 RONALD C. CAMBRE Mgmt For For
4 SCOTT M. HAND Mgmt For For
5 JANICE K. HENRY Mgmt For For
6 CHAVIVA M. HOSEK Mgmt For For
7 PETER C. JONES Mgmt For For
8 JOHN T. MAYBERRY Mgmt For For
9 FRANCIS MER Mgmt For For
10 DAVID P. O'BRIEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROGER PHILLIPS Mgmt For For
12 RICHARD E. WAUGH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 125
UNASSIGNED
INDYMAC BANCORP, INC.
SECURITY: 456607100 AGENDA NUMBER: 932448853
TICKER: NDE MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL W. PERRY Mgmt For For
2 LOUIS E. CALDERA Mgmt For For
3 LYLE E. GRAMLEY Mgmt For For
4 HUGH M. GRANT Mgmt For For
5 PATRICK C. HADEN Mgmt For For
6 TERRANCE G. HODEL Mgmt For For
7 ROBERT L. HUNT II Mgmt For For
8 SENATOR JOHN SEYMOUR Mgmt For For
9 BRUCE G. WILLISON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF THE INDYMAC BANCORP, INC. Mgmt For For
2002 INCENTIVE PLAN, AS AMENDED AND
RESTATED.
03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDYMAC S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 125
UNASSIGNED
INTERNATIONAL RECTIFIER CORPORATION
SECURITY: 460254105 AGENDA NUMBER: 932404926
TICKER: IRF MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 ALEXANDER LIDOW Mgmt For For
2 ROCHUS E. VOGT Mgmt For For
02 AMENDMENT OF EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN. TO APPROVE THE PROPOSED AMENDMENT
AND RESTATEMENT OF THE COMPANY S
EMPLOYEE STOCK PURCHASE PLAN.
T
03 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY TO SERVE
FOR FISCAL YEAR 2006.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 125
UNASSIGNED
KKR FINANCIAL CORP.
SECURITY: 482476306 AGENDA NUMBER: 932483908
TICKER: KFN MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER Mgmt For For
2 PATRICK COWELL Mgmt For For
3 KENNETH M. DEREGT Mgmt For For
4 VINCENT PAUL FINIGAN Mgmt For For
5 SATURNINO S. FANLO Mgmt For For
6 PAUL M. HAZEN Mgmt For For
7 R. GLENN HUBBARD Mgmt For For
8 ROSS J. KARI Mgmt For For
9 ELY L. LICHT Mgmt For For
10 DEBORAH H. MCANENY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SCOTT C. NUTTALL Mgmt For For
02 TO RATIFY THE BOARD OF DIRECTOR S Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS
KKR FINANCIAL CORP. S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 125
UNASSIGNED
LAM RESEARCH CORPORATION
SECURITY: 512807108 AGENDA NUMBER: 932401425
TICKER: LRCX MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES W. BAGLEY Mgmt For For
2 DAVID G. ARSCOTT Mgmt For For
3 ROBERT M. BERDAHL Mgmt For For
4 RICHARD J. ELKUS, JR. Mgmt For For
5 JACK R. HARRIS Mgmt For For
6 GRANT M. INMAN Mgmt For For
7 STEPHEN G. NEWBERRY Mgmt For For
8 SEIICHI WATANABE Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENT OF THE LAM Mgmt For For
2004 EXECUTIVE INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 125
UNASSIGNED
NCR CORPORATION
SECURITY: 62886E108 AGENDA NUMBER: 932451608
TICKER: NCR MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM R. NUTI Mgmt For For
2 JAMES M. RINGLER Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 APPROVAL OF THE NCR MANAGEMENT INCENTIVE Mgmt For For
PLAN.
04 APPROVAL OF THE NCR STOCK INCENTIVE Mgmt For For
PLAN.
05 APPROVAL OF THE NCR EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 125
UNASSIGNED
NEWELL RUBBERMAID INC.
SECURITY: 651229106 AGENDA NUMBER: 932474416
TICKER: NWL MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS E. CLARKE Mgmt Withheld Against
2 E. CUTHBERT MILLETT Mgmt Withheld Against
3 STEVEN J. STROBEL Mgmt For For
02 APPROVAL OF AMENDED AND RESTATED NEWELL Mgmt For For
RUBBERMAID INC. 2003 STOCK PLAN
03 APPROVAL OF NEWELL RUBBERMAID INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006
05 APPROVAL OF STOCKHOLDER PROPOSAL - Shr For Against
REDEEM OR VOTE POISON PILL, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 APPROVAL OF STOCKHOLDER PROPOSAL - Mgmt For Against
REPEAL CLASSIFIED BOARD, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 125
UNASSIGNED
NEWFIELD EXPLORATION COMPANY
SECURITY: 651290108 AGENDA NUMBER: 932457864
TICKER: NFX MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID A. TRICE Mgmt For For
2 DAVID F. SCHAIBLE Mgmt For For
3 HOWARD H. NEWMAN Mgmt For For
4 THOMAS G. RICKS Mgmt For For
5 DENNIS R. HENDRIX Mgmt For For
6 C.E. (CHUCK) SHULTZ Mgmt For For
7 PHILIP J. BURGUIERES Mgmt For For
8 JOHN RANDOLPH KEMP III Mgmt For For
9 J. MICHAEL LACEY Mgmt For For
10 JOSEPH H. NETHERLAND Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J. TERRY STRANGE Mgmt For For
12 PAMELA J. GARDNER Mgmt For For
13 JUANITA F. ROMANS Mgmt For For
02 APPROVAL OF FIRST AMENDMENT TO NEWFIELD Mgmt For For
EXPLORATION COMPANY 2000 NON-EMPLOYEE
DIRECTOR RESTRICTED STOCK PLAN
03 APPROVAL OF SECOND AMENDMENT TO NEWFIELD Mgmt For For
EXPLORATION COMPANY 2001 EMPLOYEE STOCK
PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 125
UNASSIGNED
NOBLE ENERGY, INC.
SECURITY: 655044105 AGENDA NUMBER: 932460835
TICKER: NBL MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JEFFREY L. BERENSON Mgmt For For
2 MICHAEL A. CAWLEY Mgmt For For
3 EDWARD F. COX Mgmt For For
4 CHARLES D. DAVIDSON Mgmt For For
5 THOMAS J. EDELMAN Mgmt For For
6 KIRBY L. HEDRICK Mgmt For For
7 BRUCE A. SMITH Mgmt For For
8 WILLIAM T. VAN KLEEF Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
AUDITOR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 STOCKHOLDER PROPOSAL THAT THE BOARD OF Mgmt Against For
DIRECTORS REVISE THE CORPORATE
GOVERNANCE GUIDELINES OF THE COMPANY TO
ESTABLISH A POLICY OF SEPARATING THE
POSITIONS OF CHAIRMAN OF THE BOARD OF
DIRECTORS AND CHIEF EXECUTIVE OFFICER SO
THAT THE CHAIRMAN OF THE BOARD OF
DIRECTORS WILL BE AN INDEPENDENT MEMBER
OF THE BOARD, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 125
UNASSIGNED
NORTHEAST UTILITIES
SECURITY: 664397106 AGENDA NUMBER: 932476117
TICKER: NU MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD H. BOOTH Mgmt For For
2 COTTON MATHER CLEVELAND Mgmt For For
3 SANFORD CLOUD, JR. Mgmt For For
4 JAMES F. CORDES Mgmt For For
5 E. GAIL DE PLANQUE Mgmt For For
6 JOHN G. GRAHAM Mgmt For For
7 ELIZABETH T. KENNAN Mgmt For For
8 ROBERT E. PATRICELLI Mgmt For For
9 CHARLES W. SHIVERY Mgmt For For
10 JOHN F. SWOPE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 125
UNASSIGNED
OFFICE DEPOT, INC.
SECURITY: 676220106 AGENDA NUMBER: 932495181
TICKER: ODP MEETING TYPE: Annual
ISIN: MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LEE A. AULT III Mgmt For For
2 NEIL R. AUSTRIAN Mgmt For For
3 DAVID W. BERNAUER Mgmt For For
4 ABELARDO E. BRU Mgmt For For
5 DAVID I. FUENTE Mgmt Withheld Against
6 BRENDA J. GAINES Mgmt For For
7 MYRA M. HART Mgmt For For
8 W. SCOTT HEDRICK Mgmt For For
9 MICHAEL J. MYERS Mgmt For For
10 STEVE ODLAND Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS.
03 TO CONSIDER A PROPOSAL FROM A Shr For Against
SHAREHOLDER RECOMMENDING THAT OUR BOARD
OF DIRECTORS INITIATE THE APPROPRIATE
PROCESS TO AMEND THE GOVERNANCE
DOCUMENTS (CERTIFICATE OF INCORPORATION
OR BYLAWS) OF THE COMPANY TO PROVIDE
THAT DIRECTOR NOMINEES SHALL BE ELECTED
BY THE AFFIRMATIVE VOTE OF THE MAJORITY
OF THE VOTES CAST AT AN ANNUAL MEETING
OF SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 125
UNASSIGNED
PACTIV CORP.
SECURITY: 695257105 AGENDA NUMBER: 932473933
TICKER: PTV MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LARRY D. BRADY Mgmt For For
2 K. DANE BROOKSHER Mgmt For For
3 ROBERT J. DARNALL Mgmt For For
4 M.R. (NINA) HENDERSON Mgmt For For
5 N. THOMAS LINEBARGER Mgmt For For
6 ROGER B. PORTER Mgmt For For
7 RICHARD L. WAMBOLD Mgmt For For
8 NORMAN H. WESLEY Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 125
UNASSIGNED
PALL CORPORATION
SECURITY: 696429307 AGENDA NUMBER: 932406893
TICKER: PLL MEETING TYPE: Annual
ISIN: MEETING DATE: 16-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 ULRICH HAYNES, JR. Mgmt For For
2 EDWIN W. MARTIN, JR. Mgmt For For
3 MARCUS WILSON Mgmt For For
02 APPROVAL OF THE PROPOSED AMENDMENT TO Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 125
UNASSIGNED
PARKER-HANNIFIN CORPORATION
SECURITY: 701094104 AGENDA NUMBER: 932396903
TICKER: PH MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM E. KASSLING Mgmt For For
2 PETER W. LIKINS Mgmt For For
3 JOSEPH M. SCAMINACE Mgmt For For
4 WOLFGANG R. SCHMITT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY06.
03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For
CORPORATION PERFORMANCE BONUS PLAN.
04 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against
ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 RPORT DATE: 02-Aug-2006
Page 71 of 125
UNASSIGNED
PLATINUM UNDERWRITERS HOLDINGS, LTD.
SECURITY: G7127P100 AGENDA NUMBER: 932460784
TICKER: PTP MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 H. FURLONG BALDWIN Mgmt For For
2 JONATHAN F. BANK Mgmt For For
3 DAN R. CARMICHAEL Mgmt For For
4 ROBERT V. DEUTSCH Mgmt For For
5 STEVEN H. NEWMAN Mgmt For For
6 MICHAEL D. PRICE Mgmt For For
7 PETER T. PRUITT Mgmt For For
02 TO CONSIDER AND TAKE ACTION ON A Mgmt For For
PROPOSAL TO AMEND THE BYE-LAWS OF THE
COMPANY BY REMOVING BYE-LAW 51(4), WHICH
WOULD LIMIT THE VOTING RIGHTS OF THE
COMPANY S 6% SERIES A MANDATORY
CONVERTIBLE PREFERRED SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO CONSIDER AND TAKE ACTION ON A Mgmt Against Against
PROPOSAL TO APPROVE THE 2006 SHARE
INCENTIVE PLAN.
04 TO CONSIDER AND TAKE ACTION UPON A Mgmt For For
PROPOSAL TO RATIFY THE SELECTION OF KPMG
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2006 FISCAL YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 125
UNASSIGNED
PPL CORPORATION
SECURITY: 69351T106 AGENDA NUMBER: 932455757
TICKER: PPL MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN W. CONWAY Mgmt For For
2 E. ALLEN DEAVER Mgmt For For
3 JAMES H. MILLER Mgmt For For
4 SUSAN M. STALNECKER Mgmt For For
02 RE-APPROVAL OF SHORT-TERM INCENTIVE PLAN Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
04 SHAREOWNER PROPOSAL Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 125
UNASSIGNED
QLOGIC CORPORATION
SECURITY: 747277101 AGENDA NUMBER: 932377509
TICKER: QLGC MEETING TYPE: Annual
ISIN: MEETING DATE: 23-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 H.K. DESAI Mgmt For For
2 JOEL S. BIRNBAUM Mgmt For For
3 LARRY R. CARTER Mgmt For For
4 JAMES R. FIEBIGER Mgmt For For
5 BALAKRISHNAN S. IYER Mgmt For For
6 CAROL L. MILTNER Mgmt For For
7 GEORGE D. WELLS Mgmt For For
02 APPROVAL OF THE QLOGIC CORPORATION 2005 Mgmt For For
PERFORMANCE INCENTIVE PLAN
03 RATIFICATION OF APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 125
UNASSIGNED
R.H. DONNELLEY CORPORATION
SECURITY: 74955W307 AGENDA NUMBER: 932427885
TICKER: RHD MEETING TYPE: Special
ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER (THE MERGER AGREEMENT), DATED AS
OF OCTOBER 3, 2005, BY AND AMONG DEX
MEDIA, INC., DONNELLEY AND FORWARD
ACQUISITION CORP., A WHOLLY OWNED
SUBSIDIARY OF DONNELLEY, PURSUANT TO
WHICH DEX MEDIA WILL MERGE WITH AND INTO
FORWARD ACQUISITION CORP., AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE ADJOURNMENTS AND Mgmt Abstain Against
POSTPONEMENTS OF THE DONNELLEY SPECIAL
MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
DONNELLEY SPECIAL MEETING TO APPROVE
PROPOSAL ONE (1).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 125
UNASSIGNED
R.H. DONNELLEY CORPORATION
SECURITY: 74955W307 AGENDA NUMBER: 932512836
TICKER: RHD MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: NANCY E. COOPER
1B ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: R. GLENN HUBBARD
1C ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: ROBERT KAMERSCHEN
1D ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: DAVID C. SWANSON
02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 125
UNASSIGNED
R.R. DONNELLEY & SONS COMPANY
SECURITY: 257867101 AGENDA NUMBER: 932516923
TICKER: RRD MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS S. JOHNSON Mgmt For For
2 JOHN C. POPE Mgmt For For
3 LIONEL H. SCHIPPER, CM Mgmt For For
4 NORMAN H. WESLEY Mgmt For For
02 RATIFICATION OF THE COMPANY S AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL TO ELECT EACH Mgmt For Against
DIRECTOR ANNUALLY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 125
UNASSIGNED
RADIAN GROUP INC.
SECURITY: 750236101 AGENDA NUMBER: 932496979
TICKER: RDN MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HERBERT WENDER Mgmt For For
2 DAVID C. CARNEY Mgmt For For
3 HOWARD B. CULANG Mgmt For For
4 STEPHEN T. HOPKINS Mgmt For For
5 SANFORD A. IBRAHIM Mgmt For For
6 JAMES W. JENNINGS Mgmt For For
7 RONALD W. MOORE Mgmt For For
8 JAN NICHOLSON Mgmt For For
9 ROBERT W. RICHARDS Mgmt For For
10 ANTHONY W. SCHWEIGER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO AMEND RADIAN S EQUITY COMPENSATION Mgmt For For
PLAN TO EXTEND THE TERM OF THE PLAN FROM
DECEMBER 31, 2006 THROUGH DECEMBER 31,
2008.
03 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS RADIAN S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 125
UNASSIGNED
RALCORP HOLDINGS, INC.
SECURITY: 751028101 AGENDA NUMBER: 932423762
TICKER: RAH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JACK W. GOODALL Mgmt For For
2 JOE R. MICHELETTO Mgmt For For
3 DAVID P. SKARIE Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS RALCORP HOLDINGS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 125
UNASSIGNED
REINSURANCE GROUP OF AMERICA, INC.
SECURITY: 759351109 AGENDA NUMBER: 932485837
TICKER: RGA MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STUART I. GREENBAUM Mgmt For For
2 LELAND C. LAUNER, JR. Mgmt For For
3 GEORGETTE A. PILIGIAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 125
UNASSIGNED
RUBY TUESDAY, INC.
SECURITY: 781182100 AGENDA NUMBER: 932388285
TICKER: RI MEETING TYPE: Annual
ISIN: MEETING DATE: 05-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BERNARD LANIGAN, JR. Mgmt For For
2 JAMES A. HASLAM, III Mgmt Withheld Against
3 STEPHEN I. SADOVE Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
2003 STOCK INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP TO Mgmt For For
SERVE AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 6, 2006.
04 TO CONSIDER THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT AN INDEPENDENT COMMITTEE
OF THE BOARD OF DIRECTORS REVIEW THE
COMPANY S POLICIES FOR MONITORING FOOD
PRODUCTS CONTAINING GENETICALLY
ENGINEERED
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
INGREDIENTS AND ISSUE A REPORT TO
SHAREHOLDERS WITHIN SIX MONTHS, AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 125
UNASSIGNED
SCIENTIFIC-ATLANTA, INC.
SECURITY: 808655104 AGENDA NUMBER: 932400473
TICKER: SFA MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID W. DORMAN Mgmt For For
2 WILLIAM E. KASSLING Mgmt For For
3 MYLLE H. MANGUM Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2006.
03 RE-APPROVAL OF THE SENIOR OFFICER ANNUAL Mgmt For For
INCENTIVE PLAN, AS AMENDED.
04 APPROVAL AND ADOPTION OF THE 2005 EQUITY Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 125
UNASSIGNED
SEAGATE TECHNOLOGY
SECURITY: G7945J104 AGENDA NUMBER: 932396941
TICKER: STX MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM W. BRADLEY Mgmt Withheld Against
2 JAMES G. COULTER Mgmt Withheld Against
3 JAMES A. DAVIDSON Mgmt Withheld Against
4 GLENN H. HUTCHINS Mgmt Withheld Against
5 DONALD E. KIERNAN Mgmt For For
6 STEPHEN J. LUCZO Mgmt Withheld Against
7 DAVID F. MARQUARDT Mgmt Withheld Against
8 LYDIA M. MARSHALL Mgmt Withheld Against
9 GREGORIO REYES Mgmt For For
10 JOHN W. THOMPSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WILLIAM D. WATKINS Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP TO SERVE AS
INDEPENDENT REGISTERED ACCOUNTING FIRM
OF SEAGATE TECHNOLOGY FOR THE FISCAL
YEAR ENDING JUNE 30, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 125
UNASSIGNED
SEAGATE TECHNOLOGY
SECURITY: G7945J104 AGENDA NUMBER: 932498884
TICKER: STX MEETING TYPE: Special
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
SEAGATE COMMON SHARES PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS
OF DECEMBER 20, 2005 (AS AMENDED,
SUPPLEMENTED OR MODIFIED FROM TIME TO
TIME, THE MERGER AGREEMENT) BY AND
AMONG SEAGATE TECHNOLOGY, MD MERGER
CORPORATION AND MAXTOR CORPORATION
02 PROPOSAL TO APPROVE ADJOURNMENT OF THE Mgmt Against Against
EXTRAORDINARY GENERAL MEETING TO A LATER
DATE OR DATES, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
EXTRAORDINARY GENERAL MEETING TO APPROVE
THE ISSUANCE OF SEAGATE COMMON SHARES IN
THE MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 125
UNASSIGNED
SMITHFIELD FOODS, INC.
SECURITY: 832248108 AGENDA NUMBER: 932384100
TICKER: SFD MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT L. BURRUS, JR. Mgmt For For
2 CAROL T. CRAWFORD Mgmt For For
3 FRANK S. ROYAL, M.D. Mgmt For For
02 PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt For For
SMITHFIELD FOODS, INC. 2005 NON-EMPLOYEE
DIRECTORS STOCK INCENTIVE PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING APRIL 30, 2006
04 SHAREHOLDER PROPOSAL REGARDING A Shr Against For
SUSTAINABILITY REPORT
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 125
UNASSIGNED
SMURFIT-STONE CONTAINER CORPORATION
SECURITY: 832727101 AGENDA NUMBER: 932469201
TICKER: SSCC MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES R. BORIS Mgmt For For
2 CONNIE K. DUCKWORTH Mgmt For For
3 ALAN E. GOLDBERG Mgmt For For
4 WILLIAM T. LYNCH, JR. Mgmt For For
5 PATRICK J. MOORE Mgmt For For
6 JAMES J. O'CONNOR Mgmt For For
7 JERRY K. PEARLMAN Mgmt For For
8 THOMAS A. REYNOLDS, III Mgmt For For
9 EUGENE C. SIT Mgmt For For
10 WILLIAM D. SMITHBURG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 125
UNASSIGNED
TEKTRONIX, INC.
SECURITY: 879131100 AGENDA NUMBER: 932386293
TICKER: TEK MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PAULINE LO ALKER Mgmt For For
2 A. GARY AMES Mgmt For For
3 GERRY B. CAMERON Mgmt For For
4 DAVID N. CAMPBELL Mgmt For For
5 FRANK C. GILL Mgmt For For
6 MERRILL A. MCPEAK Mgmt For For
7 ROBIN L. WASHINGTON Mgmt For For
8 RICHARD H. WILLS Mgmt For For
9 CYRIL J. YANSOUNI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2006.
03 APPROVAL OF THE COMPANY S 2005 STOCK Mgmt For For
INCENTIVE PLAN.
04 APPROVAL OF THE COMPANY S EMPLOYEE SHARE Mgmt For For
PURCHASE PLAN, AS AMENDED.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 125
UNASSIGNED
TEMPLE-INLAND INC.
SECURITY: 879868107 AGENDA NUMBER: 932457991
TICKER: TIN MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CASSANDRA C. CARR Mgmt For For
2 JAMES T. HACKETT Mgmt For For
3 ARTHUR TEMPLE, III Mgmt For For
4 LARRY E. TEMPLE Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS REGISTERED
INDEPENDENT PUBLIC ACCOUNTING FIRM OF
TEMPLE-INLAND INC. FOR THE FISCAL YEAR
ENDING DECEMBER 30, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 125
UNASSIGNED
TEREX CORPORATION
SECURITY: 880779103 AGENDA NUMBER: 932534870
TICKER: TEX MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RONALD M. DEFEO Mgmt For For
2 G. CHRIS ANDERSEN Mgmt For For
3 PAULA H.J. CHOLMONDELEY Mgmt For For
4 DON DEFOSSET Mgmt For For
5 WILLIAM H. FIKE Mgmt For For
6 DR. DONALD P. JACOBS Mgmt For For
7 DAVID A. SACHS Mgmt For For
8 J.C. WATTS, JR. Mgmt For For
9 HELGE H. WEHMEIER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
03 APPROVAL OF SHAREHOLDER PROPOSAL Shr Against For
REQUESTING TEREX ISSUE ANNUAL
SUSTAINABILITY REPORTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 125
UNASSIGNED
THE COOPER COMPANIES, INC.
SECURITY: 216648402 AGENDA NUMBER: 932440528
TICKER: COO MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 A. THOMAS BENDER Mgmt For For
2 JOHN D. FRUTH Mgmt For For
3 MICHAEL H. KALKSTEIN Mgmt For For
4 JODY LINDELL Mgmt For For
5 MOSES MARX Mgmt For For
6 DONALD PRESS Mgmt For For
7 STEVEN ROSENBERG Mgmt For For
8 A.E. RUBENSTEIN, M.D. Mgmt For For
9 ROBERT S. WEISS Mgmt For For
10 STANLEY ZINBERG, M.D. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS OF THE COOPER COMPANIES,
INC. FOR THE FISCAL YEAR ENDING OCTOBER
31, 2006.
03 THE APPROVAL OF THE COMPANY S SECOND Mgmt For For
AMENDED AND RESTATED 2001 LONG-TERM
INCENTIVE PLAN TO ADD 600,000 SHARES TO
THOSE AVAILABLE FOR ISSUANCE, AND TO
INCREASE BY 150,000 THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE AS RESTRICTED
STOCK AWARDS.
04 THE APPROVAL OF THE 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN FOR NON-EMPLOYEE
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 125
UNASSIGNED
THE MOSAIC COMPANY
SECURITY: 61945A107 AGENDA NUMBER: 932387714
TICKER: MOS MEETING TYPE: Annual
ISIN: MEETING DATE: 05-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID B. MATHIS Mgmt For For
2 BERNARD M. MICHEL Mgmt For For
3 JAMES T. PROKOPANKO Mgmt Withheld Against
4 STEVEN M. SEIBERT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 125
UNASSIGNED
THE REYNOLDS AND REYNOLDS COMPANY
SECURITY: 761695105 AGENDA NUMBER: 932542017
TICKER: REY MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CLEVE L. KILLINGSWORTH Mgmt For For
2 FINBARR J. O'NEILL Mgmt For For
3 RENATO ZAMBONINI Mgmt For For
02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 125
UNASSIGNED
THERAVANCE, INC.
SECURITY: 88338T104 AGENDA NUMBER: 932449792
TICKER: THRX MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 P. ROY VAGELOS, M.D. Mgmt For For
2 RICK E. WINNINGHAM Mgmt For For
3 JULIAN C. BAKER Mgmt For For
4 JEFFREY M. DRAZAN Mgmt For For
5 ROBERT V. GUNDERSON, JR Mgmt Withheld Against
6 ARNOLD J. LEVINE, PH.D. Mgmt For For
7 RONN C. LOEWENTHAL Mgmt For For
8 EVE E. SLATER, M.D. Mgmt For For
9 WILLIAM H. WALTRIP Mgmt Withheld Against
10 G.M. WHITESIDES, PH.D. Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WILLIAM D. YOUNG Mgmt Withheld Against
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THERAVANCE, INC. FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 125
UNASSIGNED
TRINITY INDUSTRIES, INC.
SECURITY: 896522109 AGENDA NUMBER: 932493973
TICKER: TRN MEETING TYPE: Annual
ISIN: MEETING DATE: 15-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RHYS J. BEST Mgmt For For
2 DAVID W. BIEGLER Mgmt For For
3 RONALD J. GAFFORD Mgmt For For
4 CLIFFORD J. GRUM Mgmt For For
5 RONALD W. HADDOCK Mgmt For For
6 JESS T. HAY Mgmt Withheld Against
7 DIANA S. NATALICIO Mgmt For For
8 TIMOTHY R. WALLACE Mgmt For For
02 TO APPROVE RATIFICATION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 125
UNASSIGNED
TRW AUTOMOTIVE HOLDINGS CORP.
SECURITY: 87264S106 AGENDA NUMBER: 932458880
TICKER: TRW MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT L. FRIEDMAN Mgmt Withheld Against
2 J. MICHAEL LOSH Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS TO AUDIT
THE CONSOLIDATED FINANCIAL STATEMENTS OF
TRW AUTOMOTIVE HOLDINGS CORP. FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 125
UNASSIGNED
TYSON FOODS, INC.
SECURITY: 902494103 AGENDA NUMBER: 932428635
TICKER: TSN MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DON TYSON Mgmt Withheld Against
2 JOHN TYSON Mgmt Withheld Against
3 RICHARD L. BOND Mgmt Withheld Against
4 SCOTT T. FORD Mgmt For For
5 LLOYD V. HACKLEY Mgmt For For
6 JIM KEVER Mgmt For For
7 JO ANN R. SMITH Mgmt For For
8 LELAND E. TOLLETT Mgmt Withheld Against
9 BARBARA A. TYSON Mgmt Withheld Against
10 ALBERT C. ZAPANTA Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP, REGISTERED PUBLIC ACCOUNTING FIRM,
AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
2006.
03 TO CONSIDER AND ACT UPON A SHAREHOLDER Shr Against For
PROPOSAL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 125
UNASSIGNED
UGI CORPORATION
SECURITY: 902681105 AGENDA NUMBER: 932429942
TICKER: UGI MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.W. STRATTON Mgmt For For
2 S.D. BAN Mgmt For For
3 R.C. GOZON Mgmt For For
4 L.R. GREENBERG Mgmt For For
5 M.O. SCHLANGER Mgmt For For
6 A. POL Mgmt For For
7 E.E. JONES Mgmt For For
8 J.L. WALSH Mgmt For For
9 R.B. VINCENT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 125
UNASSIGNED
UNIONBANCAL CORPORATION
SECURITY: 908906100 AGENDA NUMBER: 932464821
TICKER: UB MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 AIDA M. ALVAREZ Mgmt For For
2 DAVID R. ANDREWS Mgmt For For
3 L. DALE CRANDALL Mgmt For For
4 RICHARD D. FARMAN Mgmt For For
5 STANLEY F. FARRAR Mgmt For For
6 PHILIP B. FLYNN Mgmt For For
7 MICHAEL J. GILLFILLAN Mgmt For For
8 RONALD L. HAVNER, JR Mgmt For For
9 NORIMICHI KANARI Mgmt For For
10 MARY S. METZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SHIGEMITSU MIKI Mgmt Withheld Against
12 TAKASHI MORIMURA Mgmt For For
13 J. FERNANDO NIEBLA Mgmt For For
14 MASASHI OKA Mgmt For For
15 TETSUO SHIMURA Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED 1997 Mgmt For For
UNIONBANCAL CORPORATION PERFORMANCE
SHARE PLAN TO ENABLE AWARDS UNDER THE
PLAN TO QUALIFY AS DEDUCTIBLE,
PERFORMANCE-BASED COMPENSATION UNDER
SECTION 162 (M) OF THE INTERNAL REVENUE
CODE.
03 TO APPROVE THE UNION BANK OF CALIFORNIA Mgmt For For
SENIOR EXECUTIVE BONUS PLAN TO ENABLE
BONUSES PAID UNDER THE PLAN TO QUALIFY
AS DEDUCTIBLE, PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162 (M) OF
THE INTERNAL REVENUE CODE.
04 TO RATIFY THE SELECTION OF UNIONBANCAL Mgmt For For
CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, DELOITTE &
TOUCHE LLP, FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 125
UNASSIGNED
UNISYS CORPORATION
SECURITY: 909214108 AGENDA NUMBER: 932451684
TICKER: UIS MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RANDALL J. HOGAN Mgmt For For
2 EDWIN A. HUSTON Mgmt For For
3 LESLIE F. KENNE Mgmt For For
4 JOSEPH W. MCGRATH Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 125
UNASSIGNED
UNITED STATIONERS INC.
SECURITY: 913004107 AGENDA NUMBER: 932479113
TICKER: USTR MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES K. CROVITZ Mgmt For For
2 ILENE S. GORDON Mgmt For For
3 FREDERICK B. HEGI, JR. Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2006.
03 APPROVAL OF THE AMENDED 2004 LONG- TERM Mgmt For For
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 125
UNASSIGNED
UNUMPROVIDENT CORPORATION
SECURITY: 91529Y106 AGENDA NUMBER: 932486017
TICKER: UNM MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PAMELA H. GODWIN Mgmt For For
2 THOMAS KINSER Mgmt For For
3 A.S. (PAT) MACMILLAN JR Mgmt For For
4 EDWARD J. MUHL Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL RE: ESTABLISHING AN Shr Against For
ENGAGEMENT PROCESS FOLLOWING A MAJORITY
VOTE (WITHOUT GIVING EFFECT TO BROKER
NON-VOTES AND ABSTENTIONS) BY
STOCKHOLDERS ON A STOCKHOLDER PROPOSAL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 125
UNASSIGNED
URS CORPORATION
SECURITY: 903236107 AGENDA NUMBER: 932507948
TICKER: URS MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 H. JESSE ARNELLE Mgmt For For
2 BETSY J. BERNARD Mgmt For For
3 ARMEN DER MARDEROSIAN Mgmt For For
4 MICKEY P. FORET Mgmt For For
5 MARTIN M. KOFFEL Mgmt For For
6 JOSEPH W. RALSTON Mgmt For For
7 JOHN D. ROACH Mgmt For For
8 WILLIAM D. WALSH Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE URS Mgmt For For
CORPORATION 1999 EQUITY INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO VOTE ON THE STOCKHOLDER PROPOSAL Shr For Against
RECOMMENDING THAT THE BOARD OF DIRECTORS
INITIATE THE APPROPRIATE PROCESS TO
AMEND THE COMPANY S GOVERNANCE DOCUMENTS
(CERTIFICATE OF INCORPORATION OR BYLAWS)
TO PROVIDE THAT DIRECTOR NOMINEES SHALL
BE ELECTED BY THE AFFIRMATIVE VOTE OF
THE MAJORITY OF THE VOTES CAST AT AN
ANNUAL MEETING OF STOCKHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 125
UNASSIGNED
VARIAN SEMICONDUCTOR EQUIP. ASSOC.,
SECURITY: 922207105 AGENDA NUMBER: 932425033
TICKER: VSEA MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY E. DICKERSON Mgmt For For
02 TO APPROVE OUR 2006 STOCK INCENTIVE Mgmt For For
PLAN.
03 TO APPROVE OUR 2006 MANAGEMENT INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE AN AMENDMENT TO OUR EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
AVAILABLE FOR ISSUANCE THEREUNDER BY
500,000 SHARES.
05 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN
SEMICONDUCTOR S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING SEPTEMBER 29,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 125
UNASSIGNED
VF CORPORATION
SECURITY: 918204108 AGENDA NUMBER: 932463350
TICKER: VFC MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT J. HURST Mgmt For For
2 W. ALAN MCCOLLOUGH Mgmt For For
3 M. RUST SHARP Mgmt For For
4 RAYMOND G. VIAULT Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VF S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
30, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 125
UNASSIGNED
VISHAY INTERTECHNOLOGY, INC.
SECURITY: 928298108 AGENDA NUMBER: 932486031
TICKER: VSH MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ZIV SHOSHANI Mgmt For For
2 THOMAS C. WERTHEIMER Mgmt For For
3 MARC ZANDMAN Mgmt For For
4 RUTA ZANDMAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS VISHAY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 TO AMEND THE COMPANY S CHARTER DOCUMENTS Mgmt Against Against
TO PROVIDE THAT THE NUMBER OF DIRECTORS
WILL BE DETERMINED BY THE BOARD OF
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO AMEND ARTICLE FOURTH OF THE COMPOSITE Mgmt Against Against
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF VISHAY INTERTECHNOLOGY,
INC. AS SET FORTH IN APPENDIX A.
05 STOCKHOLDER PROPOSAL: TO ASK THE BOARD Shr For Against
OF DIRECTORS TO RETAIN AN INVESTMENT
BANKER TO DEVELOP A PLAN FOR A
RECAPITALIZATION TO RESULT IN ONE VOTE
PER SHARE FOR ALL OUTSTANDING STOCK OF
THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 125
UNASSIGNED
WALTER INDUSTRIES, INC.
SECURITY: 93317Q105 AGENDA NUMBER: 932471268
TICKER: WLT MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD L. CLARK, JR. Mgmt Withheld Against
2 GREGORY E. HYLAND Mgmt For For
3 JERRY W. KOLB Mgmt For For
4 PATRICK A. KRIEGSHAUSER Mgmt For For
5 JOSEPH B. LEONARD Mgmt For For
6 MARK J. O'BRIEN Mgmt For For
7 BERNARD G. RETHORE Mgmt For For
8 MICHAEL T. TOKARZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2006.
03 PROPOSAL TO APPROVE THE WALTER Mgmt For For
INDUSTRIES, INC. EXECUTIVE INCENTIVE
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 125
UNASSIGNED
WEBSTER FINANCIAL CORPORATION
SECURITY: 947890109 AGENDA NUMBER: 932445655
TICKER: WBS MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT A. FINKENZELLER Mgmt For For
2 ROGER A. GELFENBIEN Mgmt For For
3 LAURENCE C. MORSE Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD Mgmt For For
OF DIRECTORS OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF WEBSTER FINANCIAL CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 125
UNASSIGNED
WHIRLPOOL CORPORATION
SECURITY: 963320106 AGENDA NUMBER: 932458931
TICKER: WHR MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY T. DICAMILLO Mgmt For For
2 KATHLEEN J. HEMPEL Mgmt For For
3 ARNOLD G. LANGBO Mgmt For For
4 DAVID L. SWIFT Mgmt For For
5 MICHAEL A. TODMAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 125
UNASSIGNED
WISCONSIN ENERGY CORPORATION
SECURITY: 976657106 AGENDA NUMBER: 932448637
TICKER: WEC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN F. AHEARNE Mgmt For For
2 JOHN F. BERGSTROM Mgmt For For
3 BARBARA L. BOWLES Mgmt For For
4 ROBERT A. CORNOG Mgmt For For
5 CURT S. CULVER Mgmt For For
6 THOMAS J. FISCHER Mgmt For For
7 GALE E. KLAPPA Mgmt For For
8 ULICE PAYNE, JR. Mgmt For For
9 F.P. STRATTON, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 125
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 125
UNASSIGNED
YRC WORLDWIDE INC.
SECURITY: 984249102 AGENDA NUMBER: 932481295
TICKER: YRCW MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CASSANDRA C. CARR Mgmt For For
2 HOWARD M. DEAN Mgmt For For
3 JOHN F. FIEDLER Mgmt For For
4 DENNIS E. FOSTER Mgmt For For
5 JOHN C. MCKELVEY Mgmt For For
6 PHILLIP J. MEEK Mgmt For For
7 WILLIAM L. TRUBECK Mgmt For For
8 CARL W. VOGT Mgmt For For
9 WILLIAM D. ZOLLARS Mgmt For For
Item 1. Proxy Voting Record
Account Name: The Hartford Money Market Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Retirement Income Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
******************************* FORM N-Px REPORT *******************************
Hartford Select MidCap Growth Fund
Reporting Period: 07/01/2005 - 06/30/2006
===================== HARTFORD SELECT MID CAP GROWTH FUND ======================
ADVANCED MEDICAL OPTICS, INC.
Ticker: EYE Security ID: 00763M108
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director William J. Link, Ph.D. For For Management
1.2 Elect Director Michael A. Mussallem For For Management
1.3 Elect Director Deborah J. Neff For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 5, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Hector de J. Ruiz For For Management
1.2 Elect Director W. Michael Barnes For For Management
1.3 Elect Director Bruce L. Claflin For For Management
1.4 Elect Director H. Paulett Eberhart For For Management
1.5 Elect Director Robert B. Palmer For For Management
1.6 Elect Director Leonard M. Silverman For For Management
1.7 Elect Director Morton L. Topfer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORP.
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 6, 2006 Meeting Type: Annual
Record Date: APR 13, 2006
Page 1
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director J. Michael Parks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: AUG 2, 2005 Meeting Type: Annual
Record Date: JUN 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Frances D. Cook For For Management
1.2 Elect Director Gilbert F. Decker For For Management
1.3 Elect Director General Ronald R. For For Management
Fogleman
1.4 Elect Director Admiral David E. Jeremiah For For Management
1.5 Elect Director Roman Martinez, IV For For Management
1.6 Elect Director Daniel J. Murphy For For Management
1.7 Elect Director General Robert W. For For Management
RisCassi
1.8 Elect Director Michael T. Smith For For Management
1.9 Elect Director William G. Van Dyke For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Steven F. Goldstone For For Management
1.2 Elect Director Kirk S. Hachigian For For Management
1.3 Elect Director Edward E. Hagenlocker For For Management
1.4 Elect Director Dale F. Morrison For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMPHENOL CORP.
Ticker: APH Security ID: 032095101
Meeting Date: MAY 24, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Edward G. Jepsen For For Management
1.2 Elect Director John R. Lord For Withhold Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
Page 2
ARAMARK CORP
Ticker: RMK Security ID: 038521100
Meeting Date: FEB 7, 2006 Meeting Type: Annual
Record Date: DEC 12, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Patricia C. Barron For For Management
1.2 Elect Director Ronald R. Davenport For For Management
1.3 Elect Director Ronald L. Sargent For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVOCENT CORPORATION
Ticker: AVCT Security ID: 053893103
Meeting Date: JUN 15, 2006 Meeting Type: Annual
Record Date: MAY 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director F.A.('Fran') Dramis Jr For For Management
1.2 Elect Director Stephen F. Thornton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BIOMET, INC.
Ticker: BMET Security ID: 090613100
Meeting Date: SEP 23, 2005 Meeting Type: Annual
Record Date: JUL 26, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director C. Scott Harrison For For Management
1.2 Elect Director Sandra A. Lamb For For Management
1.3 Elect Director Kenneth V. Miller For For Management
1.4 Elect Director Niles L. Noblitt For For Management
1.5 Elect Director Marilyn Tucker Quayle For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Marc C. Breslawsky For For Management
1.2 Elect Director Herbert L. Henkel For For Management
1.3 Elect Director Timothy M. Ring For For Management
1.4 Elect Director Tommy G. Thompson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
Page 3
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify Auditors For For Management
6 Adopt ILO Standards Against For Shareholder
- --------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORP
Ticker: CAM Security ID: 216640102
Meeting Date: MAY 5, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Nathan M. Avery For For Management
1.2 Elect Director C. Baker Cunningham For For Management
1.3 Elect Director Sheldon R. Erikson For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Harris Diamond For For Management
1.3 Elect Director C.A. Lance Piccolo For For Management
1.4 Elect Director Michael D. Ware For For Management
2 Report Policies For Political Against For Shareholder
Contributions
- --------------------------------------------------------------------------------
CERIDIAN CORPORATION
Ticker: CEN Security ID: 156779100
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director Ronald T. Lemay For For Management
1.3 Elect Director George R. Lewis For For Management
1.4 Elect Director L. White Matthews III For For Management
1.5 Elect Director Ronald L. Turner For For Management
1.6 Elect Director Alan F. White For For Management
- --------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Page 4
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Stephen D. Chubb For For Management
1.3 Elect Director George E. Massaro For For Management
1.4 Elect Director Linda Mcgoldrick For For Management
1.5 Elect Director George M. Milne, Jr. For For Management
1.6 Elect Director Douglas E. Rogers For For Management
1.7 Elect Director Samuel O. Thier For For Management
1.8 Elect Director William H. Waltrip For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORP.
Ticker: CHK Security ID: 165167107
Meeting Date: JUN 9, 2006 Meeting Type: Annual
Record Date: APR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Richard K. Davidson For For Management
1.2 Elect Director Breene M. Kerr For For Management
1.3 Elect Director Charles T. Maxwell For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CHICOS FAS INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 20, 2006 Meeting Type: Annual
Record Date: APR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Scott A. Edmonds For For Management
1.2 Elect Director Charles J. Kleman For For Management
1.3 Elect Director Ross E. Roeder For For Management
1.4 Elect Director Michael A. Weiss For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHOICEPOINT INC.
Ticker: CPS Security ID: 170388102
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director M. Anne Szostak For For Management
1.2 Elect Director E. Renae Conley For For Management
1.3 Elect Director Douglas C. Curling For For Management
1.4 Elect Director Kenneth G. Langone For For Management
1.5 Elect Director Charles I. Story For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
Page 5
- --------------------------------------------------------------------------------
CITY NATIONAL CORP.
Ticker: CYN Security ID: 178566105
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Kenneth L. Coleman For For Management
1.2 Elect Director Peter M. Thomas For For Management
1.3 Elect Director Christopher J. Warmuth For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CNET NETWORKS, INC.
Ticker: CNET Security ID: 12613R104
Meeting Date: MAY 24, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Shelby W. Bonnie For For Management
1.2 Elect Director Eric Robison For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 13, 2006 Meeting Type: Annual
Record Date: APR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Venetia Kontogouris For For Management
1.2 Elect Director Thomas M. Wendel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMMERCE BANCORP, INC.
Ticker: CBH Security ID: 200519106
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Vernon W. Hill, II For For Management
1.2 Elect Director Jack R. Bershad For For Management
1.3 Elect Director Joseph E. Buckelew For For Management
1.4 Elect Director Donald T. DiFrancesco For For Management
1.5 Elect Director Morton N. Kerr For For Management
1.6 Elect Director Steven M. Lewis For For Management
1.7 Elect Director John K. Lloyd For For Management
Page 6
1.8 Elect Director George E. Norcross, III For For Management
1.9 Elect Director Daniel J. Ragone For For Management
1.10 Elect Director William A. Schwartz, Jr. For For Management
1.11 Elect Director Joseph T. Tarquini, Jr. For For Management
1.12 Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COVANCE INC.
Ticker: CVD Security ID: 222816100
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Robert Barchi For For Management
1.2 Elect Director Sandra L. Helton For For Management
- --------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Ari Q. Fitzgerald For Withhold Management
1.2 Elect Director John P. Kelly For For Management
1.3 Elect Director Robert E. Garrison, II For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 14, 2006 Meeting Type: Annual
Record Date: JAN 9, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Ray Dolby For For Management
1.2 Elect Director Bill Jasper For For Management
1.3 Elect Director Peter Gotcher For For Management
1.4 Elect Director Sanford Robertson For For Management
1.5 Elect Director Roger Siboni For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E.W. SCRIPPS CO. (THE)
Ticker: SSP Security ID: 811054204
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
Page 7
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director David Galloway For For Management
1.2 Elect Director Nicholas B. Paumgarten For For Management
1.3 Elect Director Ronald W. Tysoe For For Management
1.4 Elect Director Julie A. Wrigley For For Management
- --------------------------------------------------------------------------------
ENTRAVISION COMMUNICATION
Ticker: EVC Security ID: 29382R107
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: APR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Walter F. Ulloa For For Management
1.2 Elect Director Philip C. Wilkinson For For Management
1.3 Elect Director Paul A. Zevnik For For Management
1.4 Elect Director Darryl B. Thompson For For Management
1.5 Elect Director Michael S. Rosen For For Management
1.6 Elect Director Esteban E. Torres For For Management
1.7 Elect Director Jesse Casso, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FISHER SCIENTIFIC INTERNATIONAL INC.
Ticker: FSH Security ID: 338032204
Meeting Date: MAY 5, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Paul M. Montrone For For Management
1.2 Elect Director Simon B. Rich For For Management
1.3 Elect Director Scott M. Sterling For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director William W. Crouch For For Management
1.2 Elect Director Earl R. Lewis For For Management
1.3 Elect Director Steven E. Wynne For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FORMFACTOR, INC.
Ticker: FORM Security ID: 346375108
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Page 8
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Joseph R. Bronson For For Management
1.2 Elect Director James A. Prestridge For For Management
1.3 Elect Director Harvey A. Wagner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
Ticker: FO Security ID: 349631101
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Patricia O. Ewers For For Management
1.2 Elect Director Eugene A. Renna For For Management
1.3 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
- --------------------------------------------------------------------------------
GEN-PROBE, INC.
Ticker: GPRO Security ID: 36866T103
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director John W. Brown For For Management
1.2 Elect Director Henry L. Nordhoff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENTEX CORP.
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Fred Bauer For For Management
1.2 Elect Director Gary Goode For For Management
1.3 Elect Director J. Terry Moran For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GRANT PRIDECO INC
Ticker: GRP Security ID: 38821G101
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Page 9
Record Date: MAR 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director David J. Butters For For Management
1.2 Elect Director Eliot M. Fried For For Management
1.3 Elect Director Dennis R. Hendrix For For Management
1.4 Elect Director Harold E. Layman For For Management
1.5 Elect Director Sheldon B. Lubar For For Management
1.6 Elect Director Michael McShane For For Management
1.7 Elect Director Robert K. Moses, Jr. For For Management
1.8 Elect Director Joseph E. Reid For For Management
1.9 Elect Director David A. Trice For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
GTECH HOLDINGS CORP.
Ticker: GTK Security ID: 400518106
Meeting Date: AUG 1, 2005 Meeting Type: Annual
Record Date: JUN 10, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Paget L. Alves For For Management
1.2 Elect Director The Rt. Hon. Sir Jeremy For For Management
Hanley
1.3 Elect Director Anthony Ruys For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: NOV 2, 2005 Meeting Type: Annual
Record Date: SEP 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Sidney Harman For For Management
1.2 Elect Director Shirley M. Hufstedler For For Management
- --------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC.
Ticker: HET Security ID: 413619107
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Charles L. Atwood For For Management
1.2 Elect Director R. Brad Martin For For Management
1.3 Elect Director Gary G. Michael For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Page 10
HERSHEY CO, THE
Ticker: HSY Security ID: 427866108
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Jon A. Boscia For For Management
1.2 Elect Director Robert H. Campbell For For Management
1.3 Elect Director Robert F. Cavanaugh For For Management
1.4 Elect Director Gary P. Coughlan For For Management
1.5 Elect Director Harriet Edelman For For Management
1.6 Elect Director Bonnie G. Hill For For Management
1.7 Elect Director Alfred F. Kelly, Jr. For For Management
1.8 Elect Director Richard H. Lenny For For Management
1.9 Elect Director Mackey J. McDonald For Withhold Management
1.10 Elect Director Marie J. Toulantis For For Management
2 Ratify Auditors For For Management
3 Report on Cocoa Supply Against Against Shareholder
- --------------------------------------------------------------------------------
IRON MOUNTAIN INC.
Ticker: IRM Security ID: 462846106
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: APR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Clarke H. Bailey For Withhold Management
1.2 Elect Director Constantin R. Boden For For Management
1.3 Elect Director Kent P. Dauten For For Management
1.4 Elect Director John F. Kenny, Jr. For For Management
1.5 Elect Director Arthur D. Little For For Management
1.6 Elect Director C. Richard Reese For For Management
1.7 Elect Director Vincent J. Ryan For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: MAR 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Scott Kriens For For Management
1.2 Elect Director Stratton Sclavos For Withhold Management
1.3 Elect Director William R. Stensrud For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Page 11
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 4, 2005 Meeting Type: Annual
Record Date: SEP 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Kenneth Levy For For Management
1.2 Elect Director Jon D. Tompkins For For Management
1.3 Elect Director Lida Urbanek For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512815101
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director John Maxwell Hamilton For For Management
1.2 Elect Director Robert M. Jelenic For For Management
1.3 Elect Director Stephen P. Mumblow For For Management
1.4 Elect Director Thomas V. Reifenheiser For For Management
1.5 Elect Director Anna Reilly For For Management
1.6 Elect Director Kevin P. Reilly, Jr. For For Management
1.7 Elect Director Wendell Reilly For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 2, 2005 Meeting Type: Annual
Record Date: SEP 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director David S. Lee For Withhold Management
1.3 Elect Director Lothar Maier For For Management
1.4 Elect Director Leo T. McCarthy For For Management
1.5 Elect Director Richard M. Moley For For Management
1.6 Elect Director Thomas S. Volpe For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL INC.
Ticker: MAR Security ID: 571903202
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
Page 12
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Richard S. Braddock For For Management
1.2 Elect Director Floretta Dukes McKenzie For For Management
1.3 Elect Director Lawrence M. Small For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Require a Majority Vote for the Election For For Shareholder
of Directors
- --------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUN 9, 2006 Meeting Type: Annual
Record Date: APR 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Sehat Sutardja, Ph.D. For Withhold Management
1.2 Elect Director Weili Dai For Withhold Management
1.3 Elect Director Pantas Sutardja, Ph.D. For For Management
1.4 Elect Director Arturo Krueger For For Management
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP For For Management
AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM AND TO AUTHORIZE
THE AUDIT COMMITTEE TO FIX THEIR
REMUNERATION FOR THE 2007 FISCAL YEAR
ENDING JANUARY 27, 2007.
3 TO APPROVE AN INCREASE TO THE COMPANY S For For Management
AUTHORIZED SHARE CAPITAL.
4 TO APPROVE AN AMENDMENT TO THE COMPANY S For Against Management
SECOND AMENDED AND RESTATED BYE-LAWS TO
AMEND THE PROVISION RELATED TO
INDEMNIFICATION OF DIRECTORS AND
OFFICERS.
- --------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS INC
Ticker: MHS Security ID: 58405U102
Meeting Date: MAY 24, 2006 Meeting Type: Annual
Record Date: MAR 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Lawrence S. Lewin For For Management
1.2 Elect Director Charles M. Lillis For For Management
1.3 Elect Director Edward H. Shortliffe, For For Management
M.D., Ph.D.
1.4 Elect Director David D. Stevens For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDIMMUNE, INC.
Ticker: MEDI Security ID: 584699102
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
Page 13
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Wayne T. Hockmeyer For For Management
1.2 Elect Director David M. Mott For For Management
1.3 Elect Director David Baltimore For For Management
1.4 Elect Director M. James Barrett For Withhold Management
1.5 Elect Director James H. Cavanaugh For For Management
1.6 Elect Director Barbara Hackman Franklin For For Management
1.7 Elect Director Gordon S. Macklin For For Management
1.8 Elect Director George M. Milne, Jr. For For Management
1.9 Elect Director Elizabeth H.S. Wyatt For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC.
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 15, 2005 Meeting Type: Annual
Record Date: JUN 16, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC.
Ticker: MGI Security ID: 60935Y109
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Robert H. Bohannon For For Management
1.2 Elect Director Donald E. Kiernan For For Management
1.3 Elect Director Douglas L. Rock For For Management
1.4 Elect Director Othon Ruiz Montemayor For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NAVTEQ CORPORATION
Ticker: NVT Security ID: 63936L100
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Richard J.A. De Lange For For Management
1.2 Elect Director Christopher Galvin For For Management
1.3 Elect Director Andrew J. Green For For Management
1.4 Elect Director Judson C. Green For For Management
1.5 Elect Director William L. Kimsey For For Management
Page 14
1.6 Elect Director Scott D. Miller For For Management
1.7 Elect Director Dirk-Jan Van Ommeren For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
NEUSTAR, INC
Ticker: NSR Security ID: 64126X201
Meeting Date: JUN 14, 2006 Meeting Type: Annual
Record Date: APR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Andre Dahan For For Management
1.2 Elect Director Ross Ireland For For Management
1.3 Elect Director Pamela Joseph For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OMNICARE, INC.
Ticker: OCR Security ID: 681904108
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Edward L. Hutton For For Management
1.2 Elect Director Joel F. Gemunder For For Management
1.3 Elect Director John T. Crotty For For Management
1.4 Elect Director Charles H. Erhart, Jr. For For Management
1.5 Elect Director Sandra E. Laney For For Management
1.6 Elect Director Andrea R. Lindell, Dnsc For For Management
1.7 Elect Director John H. Timoney For For Management
1.8 Elect Director Amy Wallman For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OSI PHARMACEUTICALS, INC.
Ticker: OSIP Security ID: 671040103
Meeting Date: JUN 14, 2006 Meeting Type: Annual
Record Date: APR 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Robert A. Ingram For For Management
1.2 Elect Director Colin Goddard, Ph.D. For For Management
1.3 Elect Director G. Morgan Browne For For Management
1.4 Elect Director Santo J. Costa For For Management
1.5 Elect Director Daryl K. Granner, M.D. For For Management
1.6 Elect Director Joseph Klein, III For For Management
1.7 Elect Director Walter M. Lovenberg,
Ph.D. For For Management
1.8 Elect Director Viren Mehta For For Management
1.9 Elect Director David W. Niemiec For For Management
1.10 Elect Director Herbert Pinedo, M.D., For For Management
Ph.D.
1.11 Elect Director Sir Mark Richmond, Ph.D. For For Management
1.12 Elect Director Katharine B. Stevenson For For Management
Page 15
1.13 Elect Director John P. White For For Management
2 Amend Articles/Bylaws For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
P.F. CHANG'S CHINA BISTRO, INC.
Ticker: PFCB Security ID: 69333Y108
Meeting Date: MAY 5, 2006 Meeting Type: Annual
Record Date: MAR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Richard L. Federico For For Management
1.2 Elect Director F. Lane Cardwell, Jr. For For Management
1.3 Elect Director Lesley H. Howe For For Management
1.4 Elect Director M. Ann Rhoades For For Management
1.5 Elect Director James G. Shennan, Jr. For For Management
1.6 Elect Director R. Michael Welborn For For Management
1.7 Elect Director Kenneth J. Wessels For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
PENTAIR, INC.
Ticker: PNR Security ID: 709631105
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Charles A. Haggerty For For Management
1.2 Elect Director Randall J. Hogan For For Management
1.3 Elect Director David A. Jones For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PETCO ANIMAL SUPPLIES, INC.
Ticker: PETC Security ID: 716016209
Meeting Date: JUL 28, 2005 Meeting Type: Annual
Record Date: JUN 3, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director David B. Appel For For Management
1.2 Elect Director Sandra N. Bane For For Management
1.3 Elect Director Julian C. Day For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUICKSILVER RESOURCES INC.
Ticker: KWK Security ID: 74837R104
Meeting Date: MAY 23, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
Page 16
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Glenn Darden For For Management
1.2 Elect Director James A. Hughes For For Management
1.3 Elect Director W. Yandell Rogers, III For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 1, 2006 Meeting Type: Annual
Record Date: DEC 5, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Betty C. Alewine For For Management
1.2 Elect Director Verne G. Istock For For Management
1.3 Elect Director David B. Speer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUL 14, 2005 Meeting Type: Annual
Record Date: MAY 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Marc Benioff For For Management
1.2 Elect Director Alan Hassenfeld For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Robert Kelley For For Management
1.2 Elect Director Doug Rock For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TCF FINANCIAL CORP.
Ticker: TCB Security ID: 872275102
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
Page 17
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director William F. Bieber For For Management
1.2 Elect Director Gerald A. Schwalbach For For Management
1.3 Elect Director Douglas A. Scovanner For For Management
2 Amend Nonqualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TESSERA TECHNOLOGIES, INC.
Ticker: TSRA Security ID: 88164L100
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Robert J. Boehlke For For Management
1.2 Elect Director John B. Goodrich For For Management
1.3 Elect Director Al S. Joseph, Ph.D. For For Management
1.4 Elect Director Bruce M. McWilliams Ph.D. For For Management
1.5 Elect Director David C. Nagel, Ph.D. For For Management
1.6 Elect Director Henry R. Nothhaft For For Management
1.7 Elect Director Robert A. Young, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC.
Ticker: UVN Security ID: 914906102
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director A. Jerrold Perenchio For Withhold Management
1.2 Elect Director Anthony Cassara For Withhold Management
1.3 Elect Director Harold Gaba For For Management
1.4 Elect Director Alan F. Horn For For Management
1.5 Elect Director Michael O. Johnson For For Management
1.6 Elect Director John G. Perenchio For Withhold Management
1.7 Elect Director Ray Rodriguez For Withhold Management
1.8 Elect Director McHenry T. Tichenor, Jr. For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 23, 2006 Meeting Type: Annual
Record Date: MAR 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Richard A. Hayne For Withhold Management
1.2 Elect Director Scott A. Belair For For Management
1.3 Elect Director Harry S. Cherken, Jr. For Withhold Management
1.4 Elect Director Joel S. Lawson, III For For Management
1.5 Elect Director Glen T. Senk For Withhold Management
1.6 Elect Director Robert H. Strouse For For Management
Page 18
- --------------------------------------------------------------------------------
VCA ANTECH, INC.
Ticker: WOOF Security ID: 918194101
Meeting Date: JUN 5, 2006 Meeting Type: Annual
Record Date: APR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director John M. Baumer For For Management
1.2 Elect Director Frank Reddick For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Wilbur H. Gantz For For Management
1.3 Elect Director David W. Grainger For For Management
1.4 Elect Director V. Ann Hailey For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director Richard L. Keyser For For Management
1.7 Elect Director Stuart L. Levenick For For Management
1.8 Elect Director John W. Mccarter, Jr. For For Management
1.9 Elect Director Neil S. Novich For For Management
1.10 Elect Director Michael J. Roberts For For Management
1.11 Elect Director Gary L. Rogers For For Management
1.12 Elect Director James D. Slavik For For Management
1.13 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD
Ticker: WFT Security ID: G95089101
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Nicholas F. Brady For For Management
1.2 Elect Director William E. Macaulay For For Management
1.3 Elect Director David J. Butters For For Management
1.4 Elect Director Robert B. Millard For For Management
1.5 Elect Director Bernard J. Duroc-Danner For For Management
1.6 Elect Director Robert K. Moses, Jr. For For Management
1.7 Elect Director Sheldon B. Lubar For For Management
1.8 Elect Director Robert A. Rayne For For Management
2 Ratify Auditors For For Management
3 APPROVAL OF THE WEATHERFORD For Against Management
INTERNATIONAL LTD. 2006 OMNIBUS
INCENTIVE PLAN.
4 APPROVAL OF AN INCREASE IN THE COMPANY S For For Management
Page 19
AUTHORIZED SHARE CAPITAL FROM
$510,000,000, CONSISTING OF 500,000,000
COMMON SHARES AND 10,000,000 PREFERENCE
SHARES, TO $1,010,000,000, BY THE
CREATION OF 500,000,000 ADDITIONAL
COMMON SHARES.
- --------------------------------------------------------------------------------
WEIGHT WATCHERS INTERNATIONAL, INC.
Ticker: WTW Security ID: 948626106
Meeting Date: MAY 2, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Marsha Johnson Evans For For Management
1.2 Elect Director Sacha Lainovic For For Management
1.3 Elect Director Christopher J. Sobecki For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: MAY 23, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director W. Howard Lester For For Management
1.2 Elect Director Edward A. Mueller For For Management
1.3 Elect Director Sanjiv Ahuja For For Management
1.4 Elect Director Adrian D.P. Bellamy For For Management
1.5 Elect Director Patrick J. Connolly For For Management
1.6 Elect Director Adrian T. Dillon For For Management
1.7 Elect Director Jeanne P. Jackson For For Management
1.8 Elect Director Michael R. Lynch For For Management
1.9 Elect Director Richard T. Robertson For For Management
1.10 Elect Director David B. Zenoff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LTD
Ticker: WSH Security ID: G96655108
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director William W. Bradley For For Management
1.3 Elect Director Joseph A. Califano, Jr. For For Management
1.4 Elect Director Eric G. Friberg For For Management
1.5 Elect Director Sir Roy Gardner For For Management
1.6 Elect Director Perry Golkin For For Management
1.7 Elect Director Sir Jeremy Hanley For For Management
1.8 Elect Director Paul M. Hazen For For Management
Page 20
1.9 Elect Director Wendy E. Lane For For Management
1.10 Elect Director James F. Mccann For For Management
1.11 Elect Director Joseph J. Plumeri For For Management
1.12 Elect Director Douglas B. Roberts For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC.
Ticker: XMSR Security ID: 983759101
Meeting Date: MAY 26, 2006 Meeting Type: Annual
Record Date: APR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Gary M. Parsons For For Management
1.2 Elect Director Hugh Panero For For Management
1.3 Elect Director Nathaniel A. Davis For For Management
1.4 Elect Director Thomas J. Donohue For For Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director George W. Haywood For For Management
1.7 Elect Director Chester A. Huber, Jr. For For Management
1.8 Elect Director John Mendel For Withhold Management
1.9 Elect Director Jarl Mohn For For Management
1.10 Elect Director Jack Shaw For For Management
1.11 Elect Director Jeffrey D. Zients For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XTO ENERGY INC
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Phillip R. Kevil For For Management
1.2 Elect Director Herbert D. Simons For For Management
1.3 Elect Director Vaughn O. Vennerberg, II For For Management
1.4 Elect Director Lane G. Collins For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORP.
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- ---- -------- -------- --------- -----------
1.1 Elect Director Ross W. Manire For For Management
1.2 Elect Director Dr. Robert J. Potter For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
Page 21
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
08/24/05 - S ADOBE SYSTEMS INC. *ADBE* 00724F101 07/19/05
1 Issue Shares in Connection with an Acquisition For For Mgmt
2 Adjourn Meeting For For Mgmt
05/31/06 - A AFFILIATED MANAGERS GROUP, INC. *AMG* 008252108 04/19/06
1 Elect Directors For For Mgmt
2 Approve Stock Option Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
05/23/06 - A AKAMAI TECHNOLOGIES, INC. *AKAM* 00971T101 03/31/06
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/02/06 - A ALLERGAN, INC. *AGN* 018490102 03/15/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
06/06/06 - A ALLIANCE DATA SYSTEMS CORP. *ADS* 018581108 04/13/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/06 - A AMERICAN TOWER CORP. *AMT* 029912201 03/23/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/06 - A AMETEK, INC. *AME* 031100100 03/10/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/14/06 - A ANALOG DEVICES, INC. *ADI* 032654105 01/13/06
1 Elect Directors For Split Mgmt
1.1 Elect Director James A. Champy --- Withhold
1.2 Elect Director Kenton J. Sicchitano ---
Mgmt Rec - Company Management Recommended Vote
Page 1
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
For
1.3 Elect Director Lester C. Thurow --- For
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
05/03/06 - A ARCH CAPITAL GROUP LTD *ACGL* G0450A105 03/28/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 TO RATIFY THE SELECTION OF For For Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
05/25/06 - A ASPEN INSURANCE HOLDINGS, LTD. *AHL* G05384105 03/28/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For Split Mgmt
1.1 Elect Director P. Myners-Cl Ii --- Withhold
1.2 Elect Director J. Cusack-Cl Ii --- For
1.3 Elect Director Dr. N. Rosenthal-Cl Ii --- For
1.4 Elect Director P. Myners-Uk Ltd --- For
1.5 Elect Director C. O'Kane-Uk Ltd --- For
1.6 Elect Director I. Cdampbell-Uk Ltd --- For
1.7 Elect Director I. Cormack-Uk Ltd --- For
1.8 Elect Director M. Gumlenny-Uk Ltd --- For
1.9 Elect Director R. Keeling-Uk Ltd --- For
1.10 Elect Director D. May-Uk Ltd --- For
1.11 Elect Director Ms.S. Davies-Uk Ltd --- For
1.12 Elect Director Ms.H. Hutter-Uk Ltd --- For
1.13 Elect Director C. O'Kane-Uk Svc Ltd --- For
1.14 Elect Director J. Cusack-Uk Svc Ltd --- For
1.15 Elect Director I. Campbell-Uk Svc Ltd --- For
1.16 Elect Director D. May-Uk Svc Ltd --- For
Mgmt Rec - Company Management Recommended Vote
Page 2
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
1.17 Elect Director Ms.S. Davies-Uk Svc Ltd --- For
1.18 Elect Director C. O'Kane-Uk Hld Ltd --- For
1.19 Elect Director J. Cusack-Uk Hld Ltd --- For
1.20 Elect Director I. Campell-Uk Hld Ltd --- For
1.21 Elect Director Ms.S. Davies-Uk Hld Ltd --- For
1.22 Elect Director I. Campbell-Aiuk Ltd --- For
1.23 Elect Director D. Curtin-Aiuk Ltd --- For
1.24 Elect Director D. May-Aiuk Ltd --- For
1.25 Elect Director R. Mankiewitz-Aiuk Ltd --- For
1.26 Elect Director C. Woodman-Aiuk Ltd --- For
1.27 Elect Director C. O'Kane-Ins Ltd --- For
1.28 Elect Director J. Cusack-Ins Ltd --- For
1.29 Elect Director J. Few-Ins Ltd --- For
1.30 Elect Director D. Skinner-Ins Ltd --- For
1.31 Elect Director Ms.S. Davies-Ins Ltd --- For
1.32 Elect Director Ms.K. Vacher-Ins Ltd --- For
2 TO APPOINT KPMG AUDIT PLC, LONDON, ENGLAND, TO For For Mgmt
ACT AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006 AND TO AUTHORIZE THE
BOARD OF DIRECTORS THROUGH THE AUDIT COMMITTEE
TO SET REMUNERATION FOR THE
3 TO AMEND BYE-LAW87. For For Mgmt
4 TO APPROVE THE ADOPTION OF THE ASPEN INSURANCE For For Mgmt
HOLDINGS LIMITED 2006 STOCK OPTION PLAN FOR
NON-EMPLOYEE DIRECTORS.
5 TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE For Against Mgmt
UK LIMITED TO ALLOT SHARES PURSUANT TO SECTION
80 OF THE UNITED KINGDOM S COMPANIES ACT.
6 Ratify Auditors For For Mgmt
7 TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE For Against Mgmt
UK SERVICES LIMITED TO ALLOT SHARES PURSUANT TO
SECTION 80 OF THE
Mgmt Rec - Company Management Recommended Vote
Page 3
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
UNITED KINGDOM S COMPANIES ACT.
8 Ratify Auditors For For Mgmt
9 TO AUTHORIZE THE DIRECTORS OF ASPEN (UK) For Against Mgmt
HOLDINGS LIMITED TO ALL ALLOT SHARES PURUSANT
TO SECTION 80 OF THE UNITED KINGDOM S COMPANIES
ACT.
10 Ratify Auditors For For Mgmt
11 TO AUTHORIZE THE DIRECTORS OF AIUK TRUSTEES For Against Mgmt
LIMITED TO ALLOT SHARES PURUSANT TO SECTION 80
OF THE UNITED KINGDOM S COMPANIES ACT.
12 Ratify Auditors For For Mgmt
13 TO AUTHORIZE THE AMENDMENT AND REPLACEMENT OF For For Mgmt
AIUK TRUSTEES LIMITED S ARTICLES OF ASSOCIATION
SO THEY ARE CONSISTENT WITH THE COMPANY S
BYE-LAWS.
14 Ratify Auditors For For Mgmt
11/10/05 - S AUTODESK, INC. *ADSK* 052769106 09/15/05
1 Approve Stock Option Plan For For Mgmt
2 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
06/08/06 - A AUTODESK, INC. *ADSK* 052769106 04/17/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/29/06 - A BED BATH & BEYOND INC. *BBBY* 075896100 05/02/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Board Diversity Against Against ShrHoldr
4 Adopt ILO-Based Code of Conduct Against For ShrHoldr
5 Report on Energy Efficiency Against For ShrHoldr
6 Declassify the Board of Directors For For Mgmt
04/27/06 - A BROADCOM CORP. *BRCM* 111320107 02/28/06
1 Elect Directors For For Mgmt
2 Amend Articles/Bylaws/Charter-Non-Routine For For Mgmt
3 Establish Range For Board Size For For Mgmt
4 Amend Non-Employee Director For Against Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 4
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
Omnibus Stock Plan
5 Ratify Auditors For For Mgmt
06/01/06 - A CB RICHARD ELLIS GROUP INC *CBG* 12497T101 04/10/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
02/16/06 - S CELGENE CORP. *CELG* 151020104 01/17/06
1 Increase Authorized Common Stock For For Mgmt
06/14/06 - A CELGENE CORP. *CELG* 151020104 04/27/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/25/06 - A CHOICEPOINT INC. *CPS* 170388102 03/07/06
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/18/06 - A CITRIX SYSTEMS, INC. *CTXS* 177376100 03/20/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/13/06 - A COGNIZANT TECHNOLOGY SOLUTIONS CORP. *CTSH* 192446102 04/20/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
06/10/06 - A COLDWATER CREEK INC. *CWTR* 193068103 04/19/06
1 Elect Directors For For Mgmt
2 Approve Qualified Employee Stock Purchase Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 5
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/23/06 - A COMMUNITY HEALTH SYSTEMS, INC. *CYH* 203668108 03/31/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
08/18/05 - A CORPORATE EXECUTIVE BOARD CO. (THE) *EXBD* 21988R102 06/21/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/23/06 - A CORPORATE EXECUTIVE BOARD CO. (THE) *EXBD* 21988R102 05/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/06 - A COVANCE INC. *CVD* 222816100 03/20/06
1 Elect Directors For For Mgmt
01/26/06 - A D.R. HORTON, INC. *DHI* 23331A109 12/01/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Report on Energy Efficiency Against Against ShrHoldr
5 Other Business For Against Mgmt
05/15/06 - A DAVITA INC. *DVA* 23918K108 03/23/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/09/06 - A DST SYSTEMS, INC. *DST* 233326107 03/13/06
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
05/25/06 - A E*TRADE FINANCIAL CORP. *ET* 269246104 04/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/30/06 - A ENDO PHARMACEUTICALS HOLDINGS INC *ENDP* 29264F205 04/19/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Carol A. Ammon --- For
Mgmt Rec - Company Management Recommended Vote
Page 6
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
1.2 Elect Director John J. Delucca --- For
1.3 Elect Director Michel De Rosen --- For
1.4 Elect Director Michael Hyatt --- Withhold
1.5 Elect Director Roger H. Kimmel --- For
1.6 Elect Director Peter A. Lankau --- For
1.7 Elect Director C.A. Meanwell, M.D. Phd --- For
1.8 Elect Director J.T. O'Donnell, Jr. --- For
2 Ratify Auditors For For Mgmt
05/09/06 - A ENSCO INTERNATIONAL, INC. *ESV* 26874Q100 03/10/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/02/06 - A F5 NETWORKS, INC. *FFIV* 315616102 12/23/05
1 Elect Directors For For Mgmt
05/10/06 - A FOREST OIL CORP. *FST* 346091705 03/22/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/06 - A FORMFACTOR, INC. *FORM* 346375108 03/31/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/06 - A FORTUNE BRANDS, INC. *FO* 349631101 02/24/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
4 Performance-Based and/or Time-Based Equity Against For ShrHoldr
Awards
05/04/06 - A GAYLORD ENTERTAINMENT CO. *GET* 367905106 03/14/06
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/17/06 - A GEN-PROBE, INC. *GPRO* 36866T103 03/24/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 7
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
04/27/06 - A GLOBAL CASH ACCESS HOLDINGS INC *GCA* 378967103 03/08/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/21/05 - A GLOBAL PAYMENTS, INC. *GPN* 37940X102 08/05/05
1 Elect Directors For For Mgmt
05/10/06 - A GRANT PRIDECO INC *GRP* 38821G101 03/21/06
1 Elect Directors For Split Mgmt
1.1 Elect Director David J. Butters --- For
1.2 Elect Director Eliot M. Fried --- For
1.3 Elect Director Dennis R. Hendrix --- For
1.4 Elect Director Harold E. Layman --- For
1.5 Elect Director Sheldon B. Lubar --- For
1.6 Elect Director Michael McShane --- For
1.7 Elect Director Robert K. Moses, Jr. --- For
1.8 Elect Director Joseph E. Reid --- For
1.9 Elect Director David A. Trice --- Withhold
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
04/25/06 - A HARRAH'S ENTERTAINMENT, INC. *HET* 413619107 02/27/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
10/28/05 - A HARRIS CORP. *HRS* 413875105 08/31/05
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve/Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
04/25/06 - A HARSCO CORP. *HSC* 415864107 03/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 8
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/18/06 - A HENRY SCHEIN, INC. *HSIC* 806407102 04/07/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Stanley M. Bergman --- For
1.2 Elect Director Gerald A. Benjamin --- For
1.3 Elect Director James P. Breslawski --- For
1.4 Elect Director Mark E. Mlotek --- For
1.5 Elect Director Steven Paladino --- For
1.6 Elect Director Barry J. Alperin --- For
1.7 Elect Director Paul Brons --- For
1.8 Elect Director Dr. Margaret A. Hamburg --- For
1.9 Elect Director Donald J. Kabat --- For
1.10 Elect Director Philip A. Laskawy --- For
1.11 Elect Director Norman S. Matthews --- For
1.12 Elect Director Marvin H. Schein --- Withhold
1.13 Elect Director Dr. Louis W. Sullivan --- For
2 Ratify Auditors For For Mgmt
05/24/06 - A HILTON HOTELS CORP. *HLT* 432848109 03/29/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
4 Submit Shareholder Rights Plan (Poison Pill) to Against For ShrHoldr
Shareholder Vote
05/11/06 - A HOLLY CORP. *HOC* 435758305 03/22/06
1 Elect Directors For Split Mgmt
1.1 Elect Director B.P. Berry --- For
1.2 Elect Director M.P. Clifton --- Withhold
1.3 Elect Director W.J. Glancy --- Withhold
1.4 Elect Director W.J. Gray --- Withhold
1.5 Elect Director M.R. Hickerson --- Withhold
1.6 Elect Director T.K. Matthews --- For
1.7 Elect Director R.G. Mckenzie --- For
1.8 Elect Director L. Norsworthy --- Withhold
1.9 Elect Director J.P. Reid --- For
1.10 Elect Director P.T. Stoffel --- For
2 Increase Authorized Common Stock For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 9
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
04/05/06 - S HOST HOTELS & RESORTS INC. *HST* 44107P104 02/22/06
1 Issue Shares in Connection with an Acquisition For For Mgmt
05/18/06 - A HOST HOTELS & RESORTS INC. *HST* 44107P104 03/29/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert M. Baylis --- For
1.2 Elect Director Terence C. Golden --- Withhold
1.3 Elect Director Ann M. Korologos --- For
1.4 Elect Director Richard E. Marriott --- For
1.5 Elect Director Judith A. Mchale --- For
1.6 Elect Director John B. Morse, Jr. --- For
1.7 Elect Director Christopher J. Nassetta --- For
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of For For ShrHoldr
Directors
11/16/05 - A HYPERION SOLUTIONS CORP. *HYSL* 44914M104 09/21/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Godfrey Sullivan --- For
1.2 Elect Director John Riccitiello --- Withhold
1.3 Elect Director Gary Greenfield --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
06/20/06 - A IAC/INTERACTIVECORP. *IACI* 44919P300 04/26/06
1 Elect Directors For Split Mgmt
1.1 Elect Director William H. Berkman --- For
1.2 Elect Director Edgar Bronfman, Jr. --- For
1.3 Elect Director Barry Diller --- Withhold
1.4 Elect Director Victor A. Kaufman --- Withhold
1.5 Elect Director Donald R. Keough --- Withhold
1.6 Elect Director Bryan Lourd --- For
Mgmt Rec - Company Management Recommended Vote
Page 10
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
1.7 Elect Director John C. Malone --- Withhold
1.8 Elect Director Arthur C. Martinez --- For
1.9 Elect Director Steven Rattner --- For
1.10 Elect Director H. Norman Schwarzkopf --- For
1.11 Elect Director Alan G. Spoon --- For
1.12 Elect Director Diane Von Furstenberg ---
Withhold
2 Ratify Auditors For For Mgmt
05/10/06 - A INTERSIL CORPORATION *ISIL* 46069S109 03/17/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
04/18/06 - A INVESTORS FINANCIAL SERVICES CORP. *IFIN* 461915100 02/23/06
1 Elect Directors For For Mgmt
2 Approve/Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/19/06 - A JARDEN CORP. *JAH* 471109108 04/19/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/04/05 - A KLA-TENCOR CORP. *KLAC* 482480100 09/06/05
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
05/25/06 - A LAMAR ADVERTISING COMPANY *LAMR* 512815101 04/03/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
11/02/05 - A LINEAR TECHNOLOGY CORP. *LLTC* 535678106 09/06/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert H. Swanson, Jr. ---
Mgmt Rec - Company Management Recommended Vote
Page 11
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
For
1.2 Elect Director David S. Lee --- Withhold
1.3 Elect Director Lothar Maier --- For
1.4 Elect Director Leo T. McCarthy --- For
1.5 Elect Director Richard M. Moley --- For
1.6 Elect Director Thomas S. Volpe --- For
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
06/09/06 - A MARVELL TECHNOLOGY GROUP LTD *MRVL* G5876H105 04/12/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For Split Mgmt
1.1 Elect Director Sehat Sutardja, Ph.D. ---
Withhold
1.2 Elect Director Weili Dai --- Withhold
1.3 Elect Director Pantas Sutardja, Ph.D. --- For
1.4 Elect Director Arturo Krueger --- For
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE For For Mgmt
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AND TO AUTHORIZE THE AUDIT
COMMITTEE TO FIX THEIR REMUNERATION FOR THE
2007 FISCAL YEAR ENDING JANUARY 27, 2007.
3 TO APPROVE AN INCREASE TO THE COMPANY S For For Mgmt
AUTHORIZED SHARE CAPITAL.
4 TO APPROVE AN AMENDMENT TO THE COMPANY S SECOND For Against Mgmt
AMENDED AND RESTATED BYE-LAWS TO AMEND THE
PROVISION RELATED TO INDEMNIFICATION OF
DIRECTORS AND OFFICERS.
11/10/05 - A MAXIM INTEGRATED PRODUCTS, INC. *MXIM* 57772K101 09/28/05
1 Elect Directors For Split Mgmt
1.1 Elect Director James R. Bergman --- Withhold
1.2 Elect Director Michael J. Byrd --- For
Mgmt Rec - Company Management Recommended Vote
Page 12
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
1.3 Elect Director Peter de Roeth --- For
1.4 Elect Director John F. Gifford --- Withhold
1.5 Elect Director B. Kipling Hagopian --- For
1.6 Elect Director A.R. Frank Wazzan --- For
2 Amend Omnibus Stock Plan For Against Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
01/18/06 - S MCDERMOTT INTERNATIONAL, INC. *MDR* 580037109 12/09/05
MEETING FOR HOLDERS OF ADRS
1 APPROVING, SUBJECT TO SUCH CHANGES AS MCDERMOTT For For Mgmt
S BOARD OF DIRECTORS MAY SUBSEQUENTLY APPROVE,
THE SETTLEMENT CONTEMPLATED BY THE PROPOSED
SETTLEMENT AGREEMENT ATTACHED TO THE PROXY
STATEMENT, AND THE FORM, TERMS, PROVISIONS AND
MCDERMOTT S EXECUTION OF,
05/03/06 - A MCDERMOTT INTERNATIONAL, INC. *MDR* 580037109 03/24/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 APPROVE AMENDED AND RESTATED 2001 DIRECTORS AND For For Mgmt
OFFICERS LONG-TERM INCENTIVE PLAN.
3 APPROVE EXECUTIVE INCENTIVE COMPENSATION PLAN. For For Mgmt
4 RATIFICATION OF APPOINTMENT OF MCDERMOTT S For For Mgmt
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2006.
05/25/06 - A MEDIMMUNE, INC. *MEDI* 584699102 03/31/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Wayne T. Hockmeyer --- For
1.2 Elect Director David M. Mott --- For
Mgmt Rec - Company Management Recommended Vote
Page 13
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
1.3 Elect Director David Baltimore --- For
1.4 Elect Director M. James Barrett --- Withhold
1.5 Elect Director James H. Cavanaugh --- For
1.6 Elect Director Barbara Hackman Franklin --- For
1.7 Elect Director Gordon S. Macklin --- For
1.8 Elect Director George M. Milne, Jr. --- For
1.9 Elect Director Elizabeth H.S. Wyatt --- For
2 Amend Non-Employee Director Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
08/15/05 - A MICROCHIP TECHNOLOGY, INC. *MCHP* 595017104 06/16/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/03/06 - A MSC INDUSTRIAL DIRECT CO., INC. *MSM* 553530106 11/25/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Mitchell Jacobson --- For
1.2 Elect Director David Sandler --- For
1.3 Elect Director Charles Boehlke --- For
1.4 Elect Director Roger Fradin --- Withhold
1.5 Elect Director Denis Kelly --- For
1.6 Elect Director Raymond Langton --- For
1.7 Elect Director Philip Peller --- For
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
05/17/06 - A NATIONAL OILWELL VARCO INC. *NOV* 637071101 03/31/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/30/05 - A NATIONAL SEMICONDUCTOR CORP. *NSM* 637640103 08/11/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Stock Option Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 14
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
08/31/05 - A NETWORK APPLIANCE, INC. *NTAP* 64120L104 07/05/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
10/12/05 - A PAYCHEX, INC. *PAYX* 704326107 08/15/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
06/22/06 - A PETSMART *PETM* 716768106 04/24/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
08/11/05 - A POLO RALPH LAUREN CORP. *RL* 731572103 06/27/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
08/17/05 - A PRECISION CASTPARTS CORP. *PCP* 740189105 06/24/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/06 - A RANGE RESOURCES CORPORATION *RRC* 75281A109 03/31/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/02/06 - A ROBERT HALF INTERNATIONAL INC. *RHI* 770323103 03/10/06
1 Elect Directors For For Mgmt
2 Ratify Auditor For For Mgmt
3 Prohibit Discrimination Based on Sexual Against Against ShrHoldr
Orientation
Mgmt Rec - Company Management Recommended Vote
Page 15
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
06/28/06 - A ROPER INDUSTRIES, INC. *ROP* 776696106 04/29/06
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Votes Per Share of Existing Stock For For Mgmt
4 Ratify Auditors For For Mgmt
5 Other Business For Against Mgmt
10/27/05 - A SEAGATE TECHNOLOGY *STX* G7945J104 09/02/05
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For Split Mgmt
1.1 Elect Director William W. Bradley --- For
1.2 Elect Director James G. Coulter --- Withhold
1.3 Elect Director James A. Davidson --- Withhold
1.4 Elect Director Glenn H. Hutchins --- Withhold
1.5 Elect Director Donald E. Kiernan --- For
1.6 Elect Director Stephen J. Luczo --- Withhold
1.7 Elect Director David F. Marquardt --- Withhold
1.8 Elect Director Lydia M. Marshall --- For
1.9 Elect Director Gregorio Reyes --- For
1.10 Elect Director John W. Thompson --- Withhold
1.11 Elect Director William D. Watkins --- Withhold
2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & For For Mgmt
YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED
ACCOUNTING FIRM OF SEAGATE TECHNOLOGY FOR THE
FISCAL YEAR ENDING JUNE 30, 2006.
03/28/06 - A SIRONA DENTAL SYSTEMS INC *SIRO* 806683108 02/10/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/06 - A SOUTHWEST AIRLINES CO. *LUV* 844741108 03/22/06
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 16
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
4 Adopt Simple Majority Vote Against For ShrHoldr
10/28/05 - A SRA INTERNATIONAL, INC. *SRX* 78464R105 09/16/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/23/06 - A SUPERIOR ENERGY SERVICES, INC. *SPN* 868157108 03/31/06
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Restricted Stock For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
06/21/06 - A THE MENS WEARHOUSE, INC. *MW* 587118100 05/03/06
1 Elect Directors For Split Mgmt
1.1 Elect Director George Zimmer --- For
1.2 Elect Director David H. Edwab --- For
1.3 Elect Director Rinaldo S. Brutoco --- For
1.4 Elect Director Michael L. Ray, Ph.D. --- For
1.5 Elect Director Sheldon I. Stein --- For
1.6 Elect Director Kathleen Mason --- Withhold
1.7 Elect Director Deepak Chopra, M.D. --- For
1.8 Elect Director William B. Sechrest --- For
05/23/06 - A THE NASDAQ STOCK MARKET, INC *NDAQ* 631103108 04/13/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/06 - A TIFFANY & CO. *TIF* 886547108 03/24/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/04/06 - A TRACTOR SUPPLY CO. *TSCO* 892356106 03/15/06
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 17
VOTE SUMMARY REPORT
Jul 01, 2005 - Jun 30, 2006
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/23/06 - A URBAN OUTFITTERS, INC. *URBN* 917047102 03/29/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard A. Hayne --- Withhold
1.2 Elect Director Scott A. Belair --- For
1.3 Elect Director Harry S. Cherken, Jr. ---
Withhold
1.4 Elect Director Joel S. Lawson, III --- For
1.5 Elect Director Glen T. Senk --- Withhold
1.6 Elect Director Robert H. Strouse --- For
06/12/06 - A UTI WORLDWIDE INC. *UTIW* G87210103 05/16/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE For For Mgmt
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY.
04/26/06 - A WILLIS GROUP HOLDINGS LTD *WSH* G96655108 02/28/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/26/06 - A XM SATELLITE RADIO HOLDINGS INC. *XMSR* 983759101 04/14/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Gary M. Parsons --- For
1.2 Elect Director Hugh Panero --- For
1.3 Elect Director Nathaniel A. Davis --- For
1.4 Elect Director Thomas J. Donohue --- For
1.5 Elect Director Eddy W. Hartenstein --- For
1.6 Elect Director George W. Haywood --- For
1.7 Elect Director Chester A. Huber, Jr. --- For
1.8 Elect Director John Mendel --- Withhold
1.9 Elect Director Jarl Mohn --- For
1.10 Elect Director Jack Shaw --- For
1.11 Elect Director Jeffrey D. Zients --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 18
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
10/27/2005 - A AFFILIATED COMPUTER SERVICES, INC. *ACS* 8190100 09/09/2005
01 DIRECTOR For Management
DARWIN DEASON Withheld
MARK A. KING Withheld
LYNN R. BLODGETT Withheld
JOSEPH P. O'NEILL Withheld
FRANK A. ROSSI Withheld
J. LIVINGSTON KOSBERG For
DENNIS MCCUISTION For
02 TO APPROVE THE PERFORMANCE-BASED INCENTIVE For Against Management
COMPENSATION FOR THE CORPORATION S EXECUTIVE
OFFICERS.
03 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2006.
04 TO RETAIN AN INVESTMENT BANKER TO DEVELOP A For For Management
RECAPITALIZATION PLAN.
05/31/2006 - A AFFILIATED MANAGERS GROUP, INC. *AMG* 8252108 04/19/2006
01 DIRECTOR For Management
RICHARD E. FLOOR Withheld
SEAN M. HEALEY Withheld
HAROLD J. MEYERMAN For
WILLIAM J. NUTT Withheld
RITA M. RODRIGUEZ For
PATRICK T. RYAN For
JIDE J. ZEITLIN For
02 TO APPROVE THE MATERIAL TERMS OF THE COMPANY S For Against Management
2006 STOCK INCENTIVE PLAN.
03 TO AMEND THE COMPANY S AMENDED AND RESTATED For Against Management
CERTIFICATE OF INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF VOTING COMMON
STOCK OF THE COMPANY.
04 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
08/09/2005 - A AIRGAS, INC. *ARG* 9363102 06/21/2005
01 DIRECTOR For Management
WILLIAM O. ALBERTINI For
LEE M. THOMAS For
ROBERT L. YOHE Withheld
02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S For For Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
05/23/2006 - A AKAMAI TECHNOLOGIES, INC. *AKAM* 00971T101 03/31/2006
01 DIRECTOR For Management
GEORGE H. CONRADES Withheld
MARTIN M. COYNE II For
C. KIM GOODWIN For
02 TO APPROVE ADOPTION OF THE AKAMAI For Against Management
TECHNOLOGIES, INC. 2006 STOCK INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF For Against Management
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF AKAMAI FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
01/26/2006 - A ALBERTO-CULVER COMPANY *ACV* 13068101 12/01/2005
01 DIRECTOR For Management
CAROL L. BERNICK Withheld
JIM EDGAR For
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
LEONARD H. LAVIN Withheld
ROBERT H. ROCK Withheld
05/25/2006 - A ALLIED WASTE INDUSTRIES, INC. *AW* 19589308 04/03/2006
01 DIRECTOR For Management
ROBERT M. AGATE For
CHARLES H. COTROS For
JAMES W. CROWNOVER For
DAVID I. FOLEY For
JOSHUA J. HARRIS For
DENNIS R. HENDRIX For
NOLAN LEHMANN Withheld
03/14/2006 - A STEVEN MARTINEZ For
JAMES A. QUELLA For
ANTONY P. RESSLER For
JOHN J. ZILLMER Withheld
02 PROPOSAL TO RATIFY THE APPOINTMENT OF For Against Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
(INDEPENDENT AUDITOR) FOR FISCAL YEAR 2006
03 PROPOSAL TO AMEND AND RESTATE THE 1991 For Against Management
INCENTIVE STOCK PLAN INTO THE 2006 INCENTIVE
STOCK PLAN.
04 PROPOSAL TO APPROVE THE 2006 EXECUTIVE For For Management
INCENTIVE COMPENSATION PLAN.
05 PROPOSAL ON MAJORITY VOTING FOR DIRECTOR Against Against Shareholder
NOMINEES.
06 PROPOSAL ON APPROVAL OF SEVERANCE AGREEMENTS Against Against Shareholder
BY STOCKHOLDERS.
05/24/2006 - A AMPHENOL CORPORATION *APH* 32095101 03/27/2006
01 DIRECTOR For Management
EDWARD B. JEPSEN For
JOHN R. LORD Withheld
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS For Against Management
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY.
03 RATIFICATION AND APPROVAL OF THE THIRD AMENDED For Against Management
2000 STOCK PURCHASE AND OPTION PLAN FOR KEY
EMPLOYEES OF AMPHENOL AND SUBSIDIARIES.
03/14/2006 - A ANALOG DEVICES, INC. *ADI* 32654105 01/13/2006
01 DIRECTOR For Management
JAMES A. CHAMPY Withheld
KENTON J. SICCHITANO For
LESTER C. THUROW Withheld
02 TO APPROVE THE COMPANY S 2006 STOCK INCENTIVE For Against Management
PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP For Against Management
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 28, 2006.
04 SHAREHOLDER PROPOSAL TO INITIATE THE Against For Shareholder
APPROPRIATE PROCESS TO AMEND THE COMPANY S
GOVERNANCE DOCUMENTS (CERTIFICATE OF
INCORPORATION OR BYLAWS) TO PROVIDE THAT
DIRECTOR NOMINEES SHALL BE ELECTED BY THE
AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES CAST
AT AN ANNUAL MEETING OF SHAREHOLDERS.
01/26/2006 - A ATI TECHNOLOGIES INC. *ATYT* 1941103 12/07/2005
0A DIRECTOR For Management
JOHN E. CALDWELL For
RONALD CHWANG Withheld
JAMES D. FLECK For
ALAN D. HORN For
DAVID E. ORTON For
PAUL RUSSO For
ROBERT A. YOUNG For
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
0B APPOINTMENT OF AUDITORS: THE APPOINTMENT OF For For Management
KPMG LLP AS AUDITORS FOR THE COMING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
09/23/2005 - A BIOMET, INC. *BMET* 90613100 07/26/2005
01 DIRECTOR For Management
C. SCOTT HARRISON, M.D. Withheld
SANDRA A. LAMB For
KENNETH V. MILLER Withheld
NILES L. NOBLITT Withheld
MARILYN TUCKER QUAYLE Withheld
02 APPROVE AN AMENDMENT TO THE BIOMET, INC. 1998 For Against Management
QUALIFIED AND NON- QUALIFIED STOCK OPTION PLAN
TO INCREASE BY 5,000,000 COMMON SHARES THE
NUMBER OF COMMON SHARES AVAILABLE FOR GRANT
UNDER THE PLAN.
03 RATIFY THE SELECTION OF ERNST & YOUNG, LLP AS For For Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR ENDING MAY
31, 2006.
05/04/2006 - S CAMECO CORPORATION *CCJ* 13321l108 03/31/2006
01 DIRECTOR For Management
JOHN S. AUSTON For
JOHN H. CLAPPISON For
JOE F. COLVIN Withheld
HARRY D. COOK For
JAMES R. CURTISS Withheld
GEORGE S. DEMBROSKI For
GERALD W. GRANDEY For
NANCY E. HOPKINS For
OYVIND HUSHOVD For
J.W. GEORGE IVANY For
A. NEIL MCMILLAN For
ROBERT W. PETERSON For
VICTOR J. ZALESCHUK For
02 APPOINTMENT OF KPMG LLP AS AUDITORS For For Management
03 A RESOLUTION AMENDING CAMECO S STOCK OPTION For For Management
PLAN, AS SET OUT IN SCHEDULE B TO THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
04 THE UNDERSIGNED HEREBY DECLARES THAT ALL None Abstain
SHARES REPRESENTED HEREBY ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED BY ONE OR
MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR
ONE OR MORE NON-RESIDENTS (PLEASE MARK THE
ABSTAIN BOX).
05 IF THE UNDERSIGNED IS A RESIDENT PLEASE MARK None Abstain
THE FOR BOX, IF THE UNDERSIGNED IS A
NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
05/11/2006 - A CARTER'S, INC. *CRI* 146229109 03/17/2006
01 DIRECTOR For Management
PAUL FULTON Withheld
JOHN R. WELCH For
THOMAS WHIDDON Withheld
02 AMENDMENT TO THE COMPANY S CERTIFICATE OF For For Management
INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK THE COMPANY IS AUTHORIZED TO
ISSUE FROM 40,000,000 TO 150,000,000.
03 AMENDMENT TO THE COMPANY S AMENDED AND For Against Management
RESTATED ANNUAL INCENTIVE COMPENSATION PLAN TO
INCREASE THE MAXIMUM PERFORMANCE-BASED AWARD
THAT CAN BE GRANTED UNDER THE PLAN TO ANY
INDIVIDUAL IN ANY CALENDAR YEAR FROM
$3,000,000 TO $5,000,000.
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
05/17/2006 - A CDW CORPORATION *CDWC* 12512N105 03/20/2006
01 DIRECTOR For Management
MICHELLE L. COLLINS For
CASEY G. COWELL For
JOHN A. EDWARDSON Withheld
DANIEL S. GOLDIN For
THOMAS J. HANSEN For
DONALD P. JACOBS For
STEPHAN A. JAMES For
MICHAEL P. KRASNY For
TERRY L. LENGFELDER For
SUSAN D. WELLINGTON For
BRIAN E. WILLIAMS For
02 RATIFICATION OF THE AUDIT COMMITTEE S For Against Management
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS CDW
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006
03 APPROVAL OF THE CDW 2006 STOCK INCENTIVE PLAN For Against Management
04 APPROVAL OF AN AMENDMENT TO THE CDW EMPLOYEE For For Management
STOCK PURCHASE PLAN
02/16/2006 - S CELGENE CORPORATION *CELG* 151020104 01/17/2006
01 PROPOSAL TO APPROVE AN AMENDMENT TO OUR For For Management
CERTIFICATE OF INCORPORATION TO INCREASE THE
TOTAL NUMBER OF SHARES OF STOCK WE ARE
AUTHORIZED TO ISSUE FROM 280,000,000 TO
580,000,000 SHARES. -
04/25/2006 - A CHOICEPOINT INC. *CPS* 170388102 03/07/2006
01 DIRECTOR For For Management
02 PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY For For Management
S ARTICLES OF INCORPORATION AND THE AMENDED
AND RESTATED BYLAWS TO DECLASSIFY THE BOARD OF
DIRECTORS.
03 PROPOSAL TO APPROVE CHOICEPOINT INC. 2006 For Against Management
OMNIBUS INCENTIVE PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE For For Management
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR CHOICEPOINT FOR THE YEAR
ENDING DECEMBER 31, 2006.
05/04/2006 - A CHURCH & DWIGHT CO., INC. *CHD* 171340102 03/10/2006
01 DIRECTOR For Management
T. ROSIE ALBRIGHT For
ROBERT A. MCCABE Withheld
LIONEL L. NOWELL, III For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & For Against Management
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE COMPANY S 2006
CONSOLIDATED FINANCIAL STATEMENTS.
11/02/2005 - A COACH, INC. *COH* 189754104 09/14/2005
01 DIRECTOR For Management
JOSEPH ELLIS For
LEW FRANKFORT Withheld
GARY LOVEMAN Withheld
IVAN MENEZES For
IRENE MILLER Withheld
KEITH MONDA For
MICHAEL MURPHY Withheld
02 AMENDMENT OF THE COACH, INC. PERFORMANCE-BASED For Against Management
ANNUAL INCENTIVE PLAN
05/16/2006 - A COMMERCE BANCORP, INC. *CBH* 200519106 04/03/2006
01 DIRECTOR For Management
VERNON W. HILL, II Withheld
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
JACK R BERSHAD Withheld
JOSEPH E. BUCKELEW Withheld
DONALD T. DIFRANCESCO For
MORTON N. KERR Withheld
STEVEN M. LEWIS Withheld
JOHN K. LLOYD For
GEORGE E. NORCROSS, III Withheld
DANIEL J. RAGONE Withheld
WILLIAM A. SCHWARTZ, JR For
JOSEPH T. TARQUINI, JR. Withheld
JOSEPH S. VASSALLUZZO For
02 THE RATIFICATION OF THE APPOINTMENT OF THE For For Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
05/05/2006 - A COOPER CAMERON CORPORATION *CAM* 13342B105 03/10/2006
01 DIRECTOR For Management
NATHAN M. AVERY Withheld
C. BAKER CUNNINGHAM For
SHELDON R. ERIKSON Withheld
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT For Against Management
REGISTERED PUBLIC ACCOUNTANTS FOR 2006.
03 VOTE ON CHANGE OF COMPANY S NAME AND CHANGE IN For For Management
THE CERTIFICATE OF INCORPORATION.
04 VOTE ON AMENDMENT TO 2005 EQUITY INCENTIVE For Against Management
PLAN.
11/18/2005 - A DONALDSON COMPANY, INC. *DCI* 257651109 09/30/2005
01 DIRECTOR For For Management
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS For For Management
LLP AS INDEPENDENT AUDITORS.
03 APPROVE THE DONALDSON COMPANY, INC. QUALIFIED For Against Management
PERFORMANCE-BASED COMPENSATION PLAN.
04/18/2006 - A FASTENAL COMPANY *FAST* 311900104 02/17/2006
01 DIRECTOR For Management
ROBERT A. KIERLIN Withheld
STEPHEN M. SLAGGIE Withheld
MICHAEL M. GOSTOMSKI Withheld
JOHN D. REMICK Withheld
HENRY K. MCCONNON Withheld
ROBERT A. HANSEN For
WILLARD D. OBERTON Withheld
MICHAEL J. DOLAN For
REYNE K. WISECUP Withheld
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR.
05/24/2006 - A FISERV, INC. *FISV* 337738108 03/20/2006
01 DIRECTOR For Management
D.P. KEARNEY * For
J.W. YABUKI * Withheld
L.W. SEIDMAN ** Withheld
02 RATIFICATION OF THE SELECTION OF DELOITTE & For Against Management
TOUCHE LLP AS THE REGISTERED INDEPENDENT
PUBLIC ACCOUNTING - FIRM OF FISERV, INC. FOR
2006.
03 SHAREHOLDER PROPOSAL REGARDING THE VOTE Against For Shareholder
STANDARD FOR DIRECTOR ELECTION.
04/25/2006 - A FORTUNE BRANDS, INC. *FO* 349631101 02/24/2006
01 DIRECTOR For Management
PATRICIA O. EWERS Withheld
EUGENE A. RENNA For
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
DAVID M. THOMAS For
02 RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006
04 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Against Against Shareholder
PAY-FOR-SUPERIOR PERFORMANCE .
04/21/2006 - A FREESCALE SEMICONDUCTOR, INC. *FSL* 35687M107 02/21/2006
01 DIRECTOR For Management
KEVIN KENNEDY For
MICHEL MAYER Withheld
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT For For Management
REGISTERED PUBLIC ACCOUNTING FIRM OF KPMG LLP,
OUR INDEPENDENT AUDITORS, FOR FISCAL 2006.
05/02/2006 - A GETTY IMAGES, INC. *GYI* 374276103 03/02/2006
01 DIRECTOR For For Management
02 TO RATIFY THE APPOINTMENT OF For Against Management
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
08/01/2005 - A GTECH HOLDINGS CORPORATION *GTK* 400518106 06/10/2005
01 DIRECTOR For Management
PAGET L. ALVES For
RT HON SR J. HANLEY For
ANTHONY RUYS Withheld
02 RATIFICATION OF ERNST & YOUNG LLP, INDEPENDENT For For Management
REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS
FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006.
11/02/2005 - A HARMAN INTERNATIONAL INDUSTRIES, INC *HAR* 413086109 09/08/2005
01 DIRECTOR For Withheld Management
02/21/2006 - A HEALTH MANAGEMENT ASSOCIATES, INC. *HMA* 421933102 12/23/2005
01 DIRECTOR For Management
WILLIAM J. SCHOEN Withheld
JOSEPH V. VUMBACCO Withheld
KENT P. DAUTEN Withheld
DONALD E. KIERNAN For
ROBERT A. KNOX Withheld
WILLIAM E. MAYBERRY, MD Withheld
VICKI A. O'MEARA For
WILLIAM C. STEERE, JR. For
R.W. WESTERFIELD, PH.D. For
02 TO APPROVE THE HEALTH MANAGEMENT ASSOCIATES, For For Management
INC. 2006 OUTSIDE DIRECTOR RESTRICTED STOCK
AWARD PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP For For Management
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2006.
05/18/2006 - A HENRY SCHEIN, INC. *HSIC* 806407102 04/07/2006
01 DIRECTOR For Management
STANLEY M. BERGMAN Withheld
GERALD A. BENJAMIN Withheld
JAMES P. BRESLAWSKI Withheld
MARK E. MLOTEK Withheld
STEVEN PALADINO Withheld
BARRY J. ALPERIN For
PAUL BRONS For
DR. MARGARET A. HAMBURG For
DONALD J. KABAT For
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
PHILIP A. LASKAWY For
NORMAN S. MATTHEWS For
MARVIN H. SCHEIN Withheld
DR. LOUIS W. SULLIVAN For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO For Against Management
SEIDMAN, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 30, 2006.
06/08/2006 - A HUDSON CITY BANCORP, INC. *HCBK* 443683107 04/13/2006
01 DIRECTOR For Management
DENIS J. SALAMONE Withheld
MICHAEL W. AZZARA For
VICTORIA H. BRUNI For
02 APPROVAL OF THE HUDSON CITY BANCORP, INC. 2006 For For Management
STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
11/21/2005 - A INTERNATIONAL RECTIFIER CORPORATION *IRF* 460254105 09/21/2005
01 DIRECTOR For Withheld Management
02 AMENDMENT OF EMPLOYEE STOCK PURCHASE PLAN. TO For For Management
APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT
OF THE COMPANY S EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS For For Management
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY TO SERVE FOR FISCAL YEAR
2006.
12/16/2005 - A INTUIT INC. *INTU* 461202103 10/24/2005
01 DIRECTOR For Management
STEPHEN M. BENNETT Withheld
CHRISTOPHER W. BRODY Withheld
WILLIAM V. CAMPBELL Withheld
SCOTT D. COOK Withheld
L. JOHN DOERR Withheld
DONNA L. DUBINSKY For
MICHAEL R. HALLMAN Withheld
DENNIS D. POWELL For
STRATTON D. SCLAVOS Withheld
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS For For Management
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2006.
03 APPROVE THE AMENDMENT TO OUR 2005 EQUITY For Against Management
INCENTIVE PLAN.
01/20/2006 - A JABIL CIRCUIT, INC. *JBL* 466313103 11/28/2005
01 DIRECTOR For Management
LAURENCE S. GRAFSTEIN For
MEL S. LAVITT Withheld
TIMOTHY L. MAIN Withheld
WILLIAM D. MOREAN Withheld
LAWRENCE J. MURPHY Withheld
FRANK A. NEWMAN Withheld
STEVEN A. RAYMUND For
THOMAS A. SANSONE Withheld
KATHLEEN A. WALTERS For
02 TO APPROVE AMENDMENTS TO THE JABIL CIRCUIT, For Against Management
INC. 2002 STOCK INCENTIVE PLAN.
03 TO APPROVE THE JABIL CIRCUIT, INC. ANNUAL For Against Management
INCENTIVE PLAN
04 TO APPROVE AMENDMENTS TO THE JABIL CIRCUIT, For For Management
INC. 2002 EMPLOYEE STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION OF KPMG LLP AS For Against Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
JABIL.
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
06 WITH DISCRETIONARY AUTHORITY ON SUCH OTHER For Against Management
MATTERS AS MAY PROPERLY COME BEFORE THE ANNUAL
MEETING.
05/23/2006 - A KINETIC CONCEPTS, INC. *KCI* 49460w208 04/24/2006
01 DIRECTOR For For Management
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP For Against Management
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
11/04/2005 - A KLA-TENCOR CORPORATION *KLAC* 482480100 09/06/2005
01 DIRECTOR For Management
KENNETH LEVY Withheld
JON D. TOMPKINS For
LIDA URBANEK For
02 TO APPROVE THE COMPANY S INTERNAL REVENUE CODE For Against Management
SECTION 162(M) PERFORMANCE BONUS PLAN.
03 TO RATIFY THE APPOINTMENT OF For Against Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30, 2006
04 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING Against For Shareholder
FOR DIRECTORS.
04/25/2006 - A L-3 COMMUNICATIONS HOLDINGS, INC. *LLL* 502424104 03/17/2006
01 DIRECTOR For For Management
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS For Against Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF AN AMENDMENT TO THE L-3 For For Management
COMMUNICATIONS CORPORATION EMPLOYEE STOCK
PURCHASE PLAN.
05/17/2006 - A LABORATORY CORP. OF AMERICA HOLDINGS *LH* 50540R409 03/31/2006
01 DIRECTOR For Management
THOMAS P. MAC MAHON Withheld
KERRII B. ANDERSON For
JEAN-LUC BELINGARD Withheld
WENDY E. LANE For
R.E. MITTELSTAEDT, JR. For
A.H. RUBENSTEIN, MBBCH For
ANDREW G. WALLACE, M.D. Withheld
M. KEITH WEIKEL, PH.D. For
02 APPROVAL OF THE AMENDMENT TO THE 1995 STOCK For For Management
PLAN FOR NON-EMPLOYEE DIRECTORS.
03 RATIFICATION OF THE APPOINTMENT OF For Against Management
PRICEWATERHOUSECOOPERS LLP AS LABORATORY
CORPORATION OF AMERICA HOLDINGS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006
06/22/2006 - A LIBERTY GLOBAL, INC. *LBTYA* 530555101 04/26/2006
01 DIRECTOR For For Management
02 AUDITORS RATIFICATION For For Management
11/10/2005 - A MAXIM INTEGRATED PRODUCTS, INC. *MXIM* 57772K101 09/28/2005
01 DIRECTOR For Management
JAMES BERGMAN Withheld
MICHAEL J. BYRD For
PETER DE ROETTH For
JOHN F. GIFFORD Withheld
B. KIPLING HAGOPIAN For
A.R. FRANK WAZZAN Withheld
02 TO RATIFY AND APPROVE THE AMENDMENT AND For Against Management
RESTATEMENT OF THE 1996 STOCK INCENTIVE PLAN,
AS AMENDED, INCLUDING
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
WITHOUT LIMITATION, TO (A) INCREASE THE NUMBER
OF SHARES AVAILABLE FOR ISSUANCE BY 10,800,000
SHARES FROM 117,600,000 SHARES TO 128,400,000
SHARES, (B) PERMIT THE AWARD OF RESTRICTED
STOCK UNITS AND RESTRICTED STOCK AND (C)
EXTEND THE TERM THROUGH 2015.
03 TO RATIFY AND APPROVE THE AMENDMENT TO THE For For Management
COMPANY S 1987 EMPLOYEE STOCK PARTICIPATION
PLAN, AS AMENDED, TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE BY 1,500,000
SHARES FROM 16,551,567 SHARES TO 18,051,567
SHARES.
04 TO RATIFY THE RETENTION OF DELOITTE & TOUCHE For For Management
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 24, 2006.
05/25/2006 - A MEDIMMUNE, INC. *MEDI* 584699102 03/31/2006
01 DIRECTOR For Management
WAYNE T. HOCKMEYER Withheld
DAVID M. MOTT Withheld
DAVID BALTIMORE For
M. JAMES BARRETT Withheld
JAMES H. CAVANAUGH Withheld
BARBARA H. FRANKLIN Withheld
GORDON S. MACKLIN Withheld
GEORGE M. MILNE, JR. For
ELIZABETH H.S. WYATT For
02 TO APPROVE AN AMENDMENT TO THE 2003 For Against Management
NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN.
03 TO APPROVE AND RATIFY THE APPOINTMENT OF For Against Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
08/15/2005 - A MICROCHIP TECHNOLOGY INCORPORATED *MCHP* 595017104 06/16/2005
01 DIRECTOR For Management
STEVE SANGHI Withheld
ALBERT J. HUGO-MARTINEZ Withheld
L.B. DAY Withheld
MATTHEW W. CHAPMAN For
WADE F. MEYERCORD For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL
YEAR ENDING MARCH 31, 2006.
04/26/2006 - A MILLIPORE CORPORATION *MIL* 601073109 03/03/2006
01 DIRECTOR For Management
ROLF A. CLASSON For
MARK HOFFMAN Withheld
JOHN F. RENO Withheld
KAREN E. WELKE For
02 ADOPTION OF THE AMENDMENTS TO THE MILLIPORE For Against Management
CORPORATION 1999 STOCK INCENTIVE PLAN.
10/24/2005 - S NEXTEL PARTNERS, INC. *NXTP* 65333F107 09/09/2005
01 PROPOSAL ONE. YOU ARE BEING ASKED TO VOTE ON For For Management
WHETHER TO EXERCISE THE PUT RIGHT, AS DEFINED
IN THE COMPANY S RESTATED CERTIFICATE OF
INCORPORATION.
02 PROPOSAL TWO. IF PROPOSAL ONE FAILS TO PASS, For For Management
YOU ARE BEING ASKED TO VOTE ON WHETHER TO
ADJOURN THE SPECIAL MEETING UNTIL A DATE NO
LATER THAN FEBRUARY 8, 2007, IN WHICH CASE YOU
WOULD VOTE AT THAT LATER DATE ON WHETHER TO
EXERCISE THE PUT RIGHT.
04/26/2006 - A NII HOLDINGS, INC. *NIHD* 62913F201 03/21/2006
01 DIRECTOR For For Management
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
02 APPROVAL OF AMENDMENT TO OUR RESTATED For For Management
CERTIFICATE OF INCORPORATION.
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS For Against Management
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2006.
04 APPROVAL OF ADJOURNMENT. For For Management
04/18/2006 - A NORTHERN TRUST CORPORATION *NTRS* 665859104 02/27/2006
01 DIRECTOR For Management
DUANE L. BURNHAM For
LINDA WALKER BYNOE For
SUSAN CROWN For
DIPAK C. JAIN For
ARTHUR L. KELLY Withheld
ROBERT C. MCCORMACK For
EDWARD J. MOONEY For
WILLIAM A. OSBORN Withheld
JOHN W. ROWE For
HAROLD B. SMITH Withheld
WILLIAM D. SMITHBURG Withheld
CHARLES A. TRIBBETT III For
FREDERICK H. WADDELL Withheld
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For For Management
THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
03 APPROVAL OF AN AMENDMENT TO THE CORPORATION S For For Management
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE CUMULATIVE VOTING TO ALLOW FOR
ADOPTION OF A MAJORITY VOTE STANDARD IN THE
ELECTION OF DIRECTORS.
04 CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Against For Shareholder
RELATING TO CHARITABLE CONTRIBUTIONS, IF IT IS
PROPERLY PRESENTED AT THE ANNUAL MEETING.
06/01/2006 - A PENN NATIONAL GAMING, INC. *PENN* 707569109 04/07/2006
01 DIRECTOR For Withheld Management
05/25/2006 - A POLYCOM, INC. *PLCM* 73172K104 04/05/2006
01 DIRECTOR For Management
ROBERT C. HAGERTY Withheld
MICHAEL R. KOUREY For
BETSY S. ATKINS For
JOHN SEELY BROWN Withheld
DAVID G. DEWALT For
DURK I. JAGER For
JOHN A. KELLEY, JR. For
STANLEY J. MERESMAN Withheld
WILLIAM A. OWENS For
KEVIN T. PARKER For
THOMAS G. STEMBERG For
02 TO RATIFY THE APPOINTMENT OF For Against Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
08/23/2005 - A QLOGIC CORPORATION *QLGC* 747277101 07/01/2005
01 DIRECTOR For Management
H.K. DESAI Withheld
JOEL S. BIRNBAUM For
LARRY R. CARTER For
JAMES R. FIEBIGER For
BALAKRISHNAN S. IYER For
CAROL L. MILTNER Withheld
GEORGE D. WELLS Withheld
02 APPROVAL OF THE QLOGIC CORPORATION 2005 For Against Management
PERFORMANCE INCENTIVE PLAN
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS For Against Management
INDEPENDENT
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
AUDITORS
05/24/2006 - A RANGE RESOURCES CORPORATION *RRC* 75281a109 03/31/2006
01 DIRECTOR For Management
CHARLES L. BLACKBURN For
ANTHONY V. DUB Withheld
V. RICHARD EALES For
ALLEN FINKELSON Withheld
JONATHAN S. LINKER For
KEVIN S. MCCARTHY For
JOHN H. PINKERTON Withheld
JEFFREY L. VENTURA Withheld
02 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND For For Management
THE 2005 EQUITY-BASED COMPENSATION PLAN TO
PROVIDE FOR THE USE OF RESERVES PER SHARE
GROWTH AS A PERFORMANCE CRITERIA FOR ANNUAL
INCENTIVE AWARDS IN ADDITION TO THOSE SET
FORTH IN SECTION 8(B)(II)(A) OF THE PLAN.
03 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND For Against Management
THE 2005 EQUITY-BASED COMPENSATION PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED TO BE ISSUED UNDER THAT PLAN BY
950,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP For For Management
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
02/01/2006 - A ROCKWELL AUTOMATION, INC. *ROK* 773903109 12/05/2005
A DIRECTOR For For Management
B APPROVE THE SELECTION OF AUDITORS. For Against Management
04/28/2006 - A ROWAN COMPANIES, INC. *RDC* 779382100 03/01/2006
01 DIRECTOR For For Management
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2006.
05/26/2006 - A ROYAL CARIBBEAN CRUISES LTD. *RCL* V7780T103 04/17/2006
01 DIRECTOR For Management
BERNARD W. ARONSON Withheld
RICHARD D. FAIN Withheld
ARVID GRUNDEKJOEN For
02 RATIFICATION OF APPOINTMENT OF For Against Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR 2006.
11/10/2005 - A THE ESTEE LAUDER COMPANIES INC. *EL* 518439104 09/16/2005
01 DIRECTOR For Management
CHARLENE BARSHEFSKY Withheld
LEONARD A. LAUDER Withheld
RONALD S. LAUDER Withheld
MARSHALL ROSE For
02 APPROVAL OF AMENDED AND RESTATED FISCAL 2002 For Against Management
SHARE INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR.
06/06/2006 - A THE TJX COMPANIES, INC. *TJX* 872540109 04/17/2006
01 DIRECTOR For Management
DAVID A. BRANDON For
BERNARD CAMMARATA Withheld
GARY L. CRITTENDEN For
GAIL DEEGAN For
DENNIS F. HIGHTOWER For
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
AMY B. LANE For
RICHARD G. LESSER Withheld
JOHN F. O'BRIEN For
ROBERT F. SHAPIRO Withheld
WILLOW B. SHIRE Withheld
FLETCHER H. WILEY Withheld
02 RATIFICATION OF APPOINTMENT OF For Against Management
PRICEWATERHOUSECOOPERS LLP.
03 SHAREHOLDER PROPOSAL REGARDING ELECTION OF Against For Shareholder
DIRECTORS BY MAJORITY VOTE.
05/10/2006 - A UNIVISION COMMUNICATIONS INC. *UVN* 914906102 03/13/2006
01 DIRECTOR For Management
A. JERROLD PERENCHIO Withheld
ANTHONY CASSARA Withheld
HAROLD GABA For
ALAN F. HORN Withheld
MICHAEL O. JOHNSON For
JOHN G. PERENCHIO Withheld
RAY RODRIGUEZ Withheld
MCHENRY T. TICHENOR JR. Withheld
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL
2006.
05/23/2006 - A VALEANT PHARMACEUTICALS INTERNATIONA *VRX* 91911X104 04/11/2006
01 DIRECTOR For For Management
02 APPROVAL OF THE COMPANY S 2006 EQUITY For Against Management
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY.
02/16/2006 - A VARIAN MEDICAL SYSTEMS, INC. *VAR* 92220P105 12/19/2005
01 DIRECTOR For Management
TIMOTHY E. GUERTIN* Withheld
DAVID W. MARTIN* Withheld
R NAUMANN-ETIENNE* For
KENT J. THIRY** For
02 APPROVAL OF THE AMENDED AND RESTATED VARIAN For For Management
MEDICAL SYSTEMS, INC. 2005 OMNIBUS STOCK PLAN.
03 RATIFY THE APPOINTMENT OF For Against Management
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2006.
02/09/2006 - A VARIAN SEMICONDUCTOR EQUIP. ASSOC., *VSEA* 922207105 12/12/2005
01 DIRECTOR For For Management
02 TO APPROVE OUR 2006 STOCK INCENTIVE PLAN. For Against Management
03 TO APPROVE OUR 2006 MANAGEMENT INCENTIVE PLAN. For Against Management
04 TO APPROVE AN AMENDMENT TO OUR EMPLOYEE STOCK For For Management
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR ISSUANCE
THEREUNDER BY 500,000 SHARES.
05 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS VARIAN
SEMICONDUCTOR S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING SEPTEMBER 29, 2006.
05/16/2006 - A XTO ENERGY INC. *XTO* 98385X106 03/31/2006
01 DIRECTOR For Management
PHILLIP R. KEVIL* For
HERBERT D. SIMONS* Withheld
VAUGHN O VENNERBERG II* Withheld
LANE G. COLLINS** For
NAME OF FUND: HARTFORD SELECT MIDCAP GROWTH FUND
PERIOD: JULY 1, 2005 - JUNE 30, 2006
Meeting
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Proponent
- ------------ --------------------- ---------- -------- --------- ----------- -----------
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S For Against Management
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, $0.01 PAR VALUE PER SHARE, TO
1,000,000,000.
03 APPROVAL OF THE XTO ENERGY INC. AMENDED AND For For Management
RESTATED 2004 STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS For For Management
THE COMPANY S INDEPENDENT AUDITOR FOR 2006.
VOTE SUMMARY REPORT
Jul 01, 2005 - Sep 30, 2005
HARTFORD SELECT MIDCAP VALUE
Mtg
Date/Type Company/ Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- ---------------------- --------- -------- --------- ----------- -----------
07/28/05 - A * SUNGARD DATA SYSTEMS INC. 867363103 06/17/05
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Elect Directors For For Mgmt
4 Ratify Auditors For For Mgmt
08/11/05 - A * POLO RALPH LAUREN CORP. *RL* 731572103 06/27/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
08/23/05 - A * BMC SOFTWARE, INC. *BMC* 055921100 07/05/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
09/21/05 - A DARDEN RESTAURANTS, INC. *DRI* 237194105 07/25/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/14/05 - A AUTOZONE, INC. *AZO* 053332102 10/17/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/10/05 - A AVNET, INC. *AVT* 053807103 09/12/05
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/11/05 - A ZALE CORP. *ZLC* 988858106 09/12/05
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Non-Employee Director For For Mgmt
Stock Option Plan
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
* - Exception Vote
Page 1
Mtg
Date/Type Company/ Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- ---------------------- --------- -------- --------- ----------- -----------
02/01/06 - A HEWITT ASSOCIATES, INC. *HEW* 42822Q100 12/05/05
1 Elect Directors For Split Mgmt
1.1 Elect Director Bryan J. Doyle --- For
1.2 Elect Director Julie S. Gordon --- For
1.3 Elect Director Michele M. Hunt --- Withhold
1.4 Elect Director Cary D. McMillan --- For
2 Ratify Auditors For For Mgmt
01/25/06 - S REEBOK INTERNATIONAL LTD. 758110100 12/19/05
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
01/31/06 - S SIEBEL SYSTEMS, INC. 826170102 12/15/05
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
01/18/06 - A WASHINGTON FEDERAL, INC. *WFSL* 938824109 11/25/05
1 Elect Directors For For Mgmt
1.1 Elect Director Thomas J. Kelley --- For
1.2 Elect Director John F. Clearman --- For
1.3 Elect Director H. Dennis Halvorson --- For
1.4 Elect Director Roy M. Whitehead --- For
2 Ratify Auditors For For Mgmt
04/19/06 - A ALBEMARLE CORP. *ALB* 012653101 02/15/06
1 Elect Directors For For Mgmt
1.1 Elect Director J. Alfred Broaddus, Jr. --- For
1.2 Elect Director Floyd D. Gottwald, Jr. --- For
1.3 Elect Director John D. Gottwald --- For
1.4 Elect Director William M. Gottwald --- For
1.5 Elect Director R. William Ide, III --- For
1.6 Elect Director Richard L. Morrill --- For
1.7 Elect Director Seymour S. Preston, III --- For
1.8 Elect Director Mark C. Rohr --- For
1.9 Elect Director John Sherman, Jr. --- For
1.10 Elect Director Charles E. Stewart --- For
1.11 Elect Director Anne Marie Whittemore --- For
2 Approve Non-Employee Director Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
* - Exception Vote
Page 2
Mtg
Date/Type Company/ Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- ---------------------- --------- -------- --------- ----------- -----------
04/28/06 - A ALLEGHANY CORP. *Y* 017175100 03/01/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/06 - A ANNALY MORTGAGE MANAGEMENT *NLY* 035710409 03/27/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/06 - A APACHE CORP. *APA* 037411105 03/15/06
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option For For Mgmt
Plan
05/03/06 - A ARCH CAPITAL GROUP LTD *ACGL* G0450A105 03/28/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For Split Mgmt
1.1 Elect Director Constantine Iordanou --- For
1.2 Elect Director James J. Meenaghan --- For
1.3 Elect Director John M. Pasquesi --- Against
1.4 Elect Director James J. Ansaldi --- For
1.5 Elect Director Graham B. Collis --- Against
1.6 Elect Director Marc Grandisson --- For
1.7 Elect Director W. Preston Hutchings --- For
1.8 Elect Director Constantine Iordanou --- For
1.9 Elect Director Ralph E. Jones III --- For
1.10 Elect Director Thomas G. Kaiser --- For
1.11 Elect Director Mark D. Lyons --- For
1.12 Elect Director Nicholas J. Metcalf --- For
1.13 Elect Director Martin J. Nilsen --- For
1.14 Elect Director Nicolas Papadopoulo --- For
1.15 Elect Director Michael Quinn --- For
1.16 Elect Director Maamoun Rajeh --- For
1.17 Elect Director Paul S. Robotham --- Against
1.18 Elect Director Robert T. Van Gieson --- For
1.19 Elect Director John D. Vollaro --- Against
2 TO RATIFY THE SELECTION OF For For Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
Mgmt Rec - Company Management Recommended Vote
* - Exception Vote
Page 3
Mtg
Date/Type Company/ Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- ---------------------- --------- -------- --------- ----------- -----------
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
05/17/06 - A CIMAREX ENERGY CO *XEC* 171798101 03/24/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/27/06 - A CLAIRES STORES, INC. *CLE* 179584107 05/01/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt MacBride Principles Against Against ShrHoldr
04/18/06 - A CONVERGYS CORP. *CVG* 212485106 02/28/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
04/26/06 - A DELUXE CORP. *DLX* 248019101 03/07/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/18/06 - A DOVER CORP. *DOV* 260003108 02/28/06
1 Elect Directors For For Mgmt
2 Other Business For Against Mgmt
05/24/06 - A FOOT LOCKER INC *FL* 344849104 03/31/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
05/10/06 - A FOREST OIL CORP. *FST* 346091705 03/22/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/06 - A FURNITURE BRANDS INTERNATIONAL, INC. *FBN* 360921100 03/08/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/06 - A HASBRO, INC. *HAS* 418056107 04/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt ILO-Based Code of Conduct Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote
* - Exception Vote
Page 4
Mtg
Date/Type Company/ Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- ---------------------- --------- -------- --------- ----------- -----------
05/24/06 - A HILTON HOTELS CORP. *HLT* 432848109 3/29/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
05/31/06 - A INGRAM MICRO, INC. *IM* 457153104 04/03/06
1 Elect Directors For For Mgmt
05/11/06 - A LEAR CORPORATION *LEA* 521865105 03/21/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Declassify the Board of Directors Against For ShrHoldr
5 Implement Code of Conduct Based on ILO Against Against ShrHoldr
Standards
05/10/06 - A LEGGETT & PLATT, INC. *LEG* 524660107 03/06/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend EEO Statement to Prohibit Against Against ShrHoldr
Discrimination Based on Sexual Orientation
04/27/06 - A LEXMARK INTERNATIONAL, INC. *LXK* 529771107 03/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/06 - A LIZ CLAIBORNE, INC. *LIZ* 539320101 03/20/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require a Majority Vote for the Election of Against Against ShrHoldr
Directors
04/25/06 - A MANPOWER INC. *MAN* 56418H100 02/14/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Implement MacBride Principles Against Against ShrHoldr
05/04/06 - A MARVEL ENTERTAINMENT, INC. *MVL* 57383T103 03/13/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
* - Exception Vote
Page 5
Mtg
Date/Type Company/ Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- ---------------------- --------- -------- --------- ----------- -----------
05/04/06 - A MBIA INC. *MBI* 55262C100 03/10/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/06 - A MOHAWK INDUSTRIES, INC. *MHK* 608190104 03/20/06
1 Elect Directors For For Mgmt
04/25/06 - A NOBLE ENERGY, INC. *NBL* 655044105 03/14/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Separate Chairman and CEO Positions Against For ShrHoldr
05/11/06 - A NUVEEN INVESTMENTS, INC *JNC* 67090F106 03/17/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
05/26/06 - A OLD REPUBLIC INTERNATIONAL CORP. *ORI* 680223104 03/21/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Harrington Bischof ---
Withhold
1.2 Elect Director Peter Lardner --- Withhold
1.3 Elect Director Charles F. Titterton --- For
1.4 Elect Director Steven R. Walker --- For
2 Approve Omnibus Stock Plan For For Mgmt
05/03/06 - A PIONEER NATURAL RESOURCES CO. *PXD* 723787107 03/23/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/19/06 - A RENT-A-CENTER, INC. *RCII* 76009N100 03/24/06
1 Elect Directors For For Mgmt
1.1 Elect Director J.V. Lentell --- For
1.2 Elect Director Michael J. Gade --- For
2 Approve Omnibus Stock Plan For For Mgmt
05/05/06 - A RYDER SYSTEM, INC. *R* 783549108 03/10/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
* - Exception Vote
Page 6
Mtg
Date/Type Company/ Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- ---------------------- --------- -------- --------- ----------- -----------
05/31/06 - A TEEKAY SHIPPING CORP. *TK* Y8564W103 04/07/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 APPROVAL OF TEEKAY S AMENDED AND RESTATED For For Mgmt
ARTICLES OF INCORPORATION. CONFORM TEEKAY S
ARTICLES OF INCORPORATION TO THE TERMS OF
THE MARSHALL ISLANDS BUSINESS CORPORATIONS
ACT.
3 Ratify Auditors For For Mgmt
04/24/06 - A THE LUBRIZOL CORP. *LZ* 549271104 03/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/06 - A THE SHERWIN-WILLIAMS CO. *SHW* 824348106 03/03/06 6,200
1 Fix Number of and Elect Directors For For Mgmt
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
05/18/06 - A THE STUDENT LOAN CORPORATION *STU* 863902102 03/31/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/27/06 - A TORCHMARK CORP. *TMK* 891027104 03/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Adopt/Amend Board Diversity Policy Against Against ShrHoldr
05/16/06 - A WESTAR ENERGY, INC. *WR* 95709T100 03/24/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/06 - A WHITE MOUNTAINS INSURANCE GROUP LTD *WTM* G9618E107 03/27/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 APPOINTMENT OF INDEPENDENT REGISTERED For For Mgmt
PUBLIC ACCOUNTING FIRM
Mgmt Rec - Company Management Recommended Vote
* - Exception Vote
Page 7
Mtg
Date/Type Company/ Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- ---------------------- ---------- -------- --------- ----------- -----------
05/16/06 - A XTO ENERGY INC *XTO* 98385X106 03/31/06
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/16/06 - A YRC WORLDWIDE INC *YRCW* 984249102 03/27/06
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
* - Exception Vote
Page 8
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 1 of 14
HARTFORD SELECT MIDCAP VALUE FUND
CNF INC. CNF Annual Meeting Date: 04/18/2006
Issuer: 12612W ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 APPROVE COMPANY NAME CHANGE Management For No
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
C.R. BARD, INC. BCR Annual Meeting Date: 04/19/2006
Issuer: 067383 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
03 AMEND INCENTIVE STOCK OPTION PLAN Management For No
04 ADOPT STOCK PURCHASE PLAN Management For No
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
06 S/H PROPOSAL - HUMAN RIGHTS RELATED Shareholder For Yes
STATE STREET CORPORATION STT Annual Meeting Date: 04/19/2006
Issuer: 857477 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
04 APPROVE CASH/STOCK BONUS PLAN Management For No
05 S/H PROPOSAL - REDEEM POISON PILL Shareholder For Yes
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 2 of 14
HARTFORD SELECT MIDCAP VALUE FUND
SYNGENTA AG SYT Annual Meeting Date: 04/19/2006
Issuer: 87160A ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 APPROVE ARTICLE AMENDMENTS Management For No
02 APPROVE FINANCIAL STATEMENTS,ALLOCATION OF Management Abstain Yes
INCOME, AND DISCHARGE DIRECTORS
03 APPROVE DISCHARGE OF BOARD AND PRESIDENT Management For No
04 APPROVE FINANCIAL STATEMENTS,ALLOCATION OF Management For No
INCOME, AND DISCHARGE DIRECTORS
05 INCREASE SHARE CAPITAL Shareholder For No
06 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL Shareholder For No
07 APPROVE ARTICLE AMENDMENTS Management For No
08 AMEND ARTICLES-BOARD RELATED Management For No
9A MISCELLANEOUS CORPORATE GOVERNANCE Management For No
9B MISCELLANEOUS CORPORATE GOVERNANCE Management For No
9C MISCELLANEOUS CORPORATE GOVERNANCE Management For No
9D MISCELLANEOUS CORPORATE GOVERNANCE Management For No
10 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
CARLISLE COMPANIES INCORPORATED CSL Annual Meeting Date: 04/20/2006
Issuer: 142339 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
HUNTINGTON BANCSHARES INCORPORATED HBAN Annual Meeting Date: 04/20/2006
Issuer: 446150 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 3 of 14
HARTFORD SELECT MIDCAP VALUE FUND
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
CHOICEPOINT INC. CPS ANNUAL MEETING DATE: 04/25/2006
ISSUER: 170388 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 DECLASSIFY BOARD Management For No
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
FORTUNE BRANDS, INC. FO ANNUAL MEETING DATE: 04/25/2006
ISSUER: 349631 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder Against No
04 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
GOODRICH CORPORATION GR ANNUAL MEETING DATE: 04/25/2006
ISSUER: 382388 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 4 of 14
HARTFORD SELECT MIDCAP VALUE FUND
HARRAH'S ENTERTAINMENT, INC. HET ANNUAL MEETING DATE: 04/25/2006
ISSUER: 413619 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 AMEND INCENTIVE STOCK OPTION PLAN Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
MANPOWER INC. MAN ANNUAL MEETING DATE: 04/25/2006
ISSUER: 56418H ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 AMEND INCENTIVE STOCK OPTION PLAN Management For No
04 S/H PROPOSAL - ADHERE TO MACBRIDE Shareholder Against No
PRINCIPLES
MARSHALL & ILSLEY CORPORATION MI ANNUAL MEETING DATE: 04/25/2006
ISSUER: 571834 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
04 S/H PROPOSAL - DECLASSIFY BOARD Shareholder Against No
PERKINELMER, INC. PKI ANNUAL MEETING DATE: 04/25/2006
ISSUER: 714046 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 5 of 14
HARTFORD SELECT MIDCAP VALUE FUND
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
PRAXAIR, INC. PX ANNUAL MEETING DATE: 04/25/2006
ISSUER: 74005P ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 DECLASSIFY BOARD Management For
03 AMEND CASH/STOCK BONUS PLAN Management For No
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
THE PNC FINANCIAL SERVICES GROUP, IN PNC ANNUAL MEETING DATE: 04/25/2006
ISSUER: 693475 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
BALL CORPORATION BLL ANNUAL MEETING DATE: 04/26/2006
ISSUER: 058498 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 6 of 14
HARTFORD SELECT MIDCAP VALUE FUND
MILLIPORE CORPORATION MIL ANNUAL MEETING DATE: 04/26/2006
ISSUER: 601073 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 AMEND INCENTIVE STOCK OPTION PLAN Management For No
NCR CORPORATION NCR ANNUAL MEETING DATE: 04/26/2006
ISSUER: 62886E ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVE CASH/STOCK BONUS PLAN Management For No
04 ADOPT NON-EMPLOYEE DIRECTOR PLAN Management For No
05 ADOPT STOCK PURCHASE PLAN Management For No
TEXTRON INC. TXT ANNUAL MEETING DATE: 04/26/2006
ISSUER: 883203 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - ENVIRONMENTAL Shareholder Against No
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
BROOKFIELD ASSET MANAGEMENT INC. BAM SPECIAL MEETING DATE: 04/28/2006
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 7 of 14
HARTFORD SELECT MIDCAP VALUE FUND
ISSUER: 112585 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 SET/CHANGE NUMBER OF DIRECTORS ON BOARD Management For No
02 ELECTION OF DIRECTORS Management For No
03 APPOINT AUDITORS AND APPROVE REMUNERATION Management For No
PPL CORPORATION PPL ANNUAL MEETING DATE: 04/28/2006
ISSUER: 69351T ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
THE DUN & BRADSTREET CORPORATION DNB ANNUAL MEETING DATE: 05/02/2006
ISSUER: 26483E ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
AGL RESOURCES INC. ATG ANNUAL MEETING DATE: 05/03/2006
ISSUER: 001204 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 ADOPT NON-EMPLOYEE DIRECTOR PLAN Management For No
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 8 of 14
HARTFORD SELECT MIDCAP VALUE FUND
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
AMERICAN STANDARD COMPANIES, INC. ASD Annual Meeting Date: 05/03/2006
Issuer: 029712 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
CSX CORPORATION CSX Annual Meeting Date: 05/03/2006
Issuer: 126408 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
04 ELIMINATE SUPERMAJORITY REQUIREMENT TO ACT Management For No
BY WRITTEN CONSENT
05 ELIMINATE SUPERMAJORITY REQUIREMENT TO ACT Management For No
BY WRITTEN CONSENT
06 S/H PROPOSAL - SEPARATE CHAIRMAN/CEO Shareholder Against No
MBIA INC. MBI Annual Meeting Date: 05/04/2006
Issuer: 55262C ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 9 of 14
HARTFORD SELECT MIDCAP VALUE FUND
THE E.W. SCRIPPS COMPANY SSP Annual Meeting Date: 05/04/2006
Issuer: 811054 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
BOSTON SCIENTIFIC CORPORATION BSX Annual Meeting Date: 05/09/2006
Issuer: 101137 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02A MISCELLANEOUS CORPORATE GOVERNANCE Management For No
02B MISCELLANEOUS CORPORATE GOVERNANCE Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
04 ADOPT STOCK OPTION PLAN Management For No
ITT INDUSTRIES, INC. ITT Annual Meeting Date: 05/09/2006
Issuer: 450911 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
A ELECTION OF DIRECTORS Management For No
B RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
C APPROVE COMPANY NAME CHANGE Management For No
NORTHEAST UTILITIES NU Annual Meeting Date: 05/09/2006
Issuer: 664397 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 10 of 14
HARTFORD SELECT MIDCAP VALUE FUND
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
LSI LOGIC CORPORATION LSI Annual Meeting Date: 05/11/2006
Issuer: 502161 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 AMEND STOCK PURCHASE PLAN Management For No
03 AMEND STOCK PURCHASE PLAN Management For No
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
NORFOLK SOUTHERN CORPORATION NSC Annual Meeting Date: 05/11/2006
Issuer: 655844 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
NUVEEN INVESTMENTS, INC. JNC Annual Meeting Date: 05/11/2006
Issuer: 67090F ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 TRANSACT OTHER BUSINESS Management Against Yes
FIRSTENERGY CORP. FE Annual Meeting Date: 05/16/2006
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 11 of 14
HARTFORD SELECT MIDCAP VALUE FUND
ISSUER: 337932 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
04 S/H PROPOSAL - PUT GOLDEN PARACHUTE TO Shareholder Against No
SHAREHOLDER VOTE
QUESTAR CORPORATION STR ANNUAL MEETING DATE: 05/16/2006
ISSUER: 748356 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
GENWORTH FINANCIAL, INC. GNW ANNUAL MEETING DATE: 05/17/2006
ISSUER: 37247D ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
THE WILLIAMS COMPANIES, INC. WMB ANNUAL MEETING DATE: 05/18/2006
ISSUER: 969457 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 12 of 14
HARTFORD SELECT MIDCAP VALUE FUND
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
YUM] BRANDS, INC. YUM ANNUAL MEETING DATE: 05/18/2006
ISSUER: 988498 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
04 S/H PROPOSAL - ADHERE TO MACBRIDE Shareholder Against No
PRINCIPLES
05 S/H PROPOSAL - REPORT ON GENE EGINEERED Shareholder Against No
PRODUCTS
06 S/H PROPOSAL - ANIMAL RIGHTS Shareholder Against No
AON CORPORATION AOC ANNUAL MEETING DATE: 05/19/2006
ISSUER: 037389 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVE STOCK COMPENSATION PLAN Management For No
04 AMEND INCENTIVE STOCK OPTION PLAN Management Against Yes
CMS ENERGY CORPORATION CMS ANNUAL MEETING DATE: 05/19/2006
ISSUER: 125896 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 13 of 14
HARTFORD SELECT MIDCAP VALUE FUND
FEDERATED DEPARTMENT STORES, INC. FD ANNUAL MEETING DATE: 05/19/2006
ISSUER: 31410H ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 APPROVE AUTHORIZED COMMON STOCK INCREASE Shareholder For No
04 AMEND INCENTIVE STOCK OPTION PLAN Management For No
05 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
06 S/H PROPOSAL - BOARD COMPOSITION Shareholder For Yes
AMPHENOL CORPORATION APH ANNUAL MEETING DATE: 05/24/2006
ISSUER: 032095 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 AMEND OMNIBUS STOCK OPTION PLAN Management For No
E*TRADE FINANCIAL CORPORATION ET ANNUAL MEETING DATE: 05/25/2006
ISSUER: 269246 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
ENDO PHARMACEUTICALS HOLDINGS INC. ENDP ANNUAL MEETING DATE: 05/30/2006
ISSUER: 29264F ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 04/01/2006 to 06/30/2006 Report Date: 07/25/2006
Selected Accounts: Hartford Page 14 of 14
HARTFORD SELECT MIDCAP VALUE FUND
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management Yes
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
DOLLAR TREE STORES, INC. DLTR ANNUAL MEETING DATE: 06/14/2006
ISSUER: 256747 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ------- -------
01 ELECTION OF DIRECTORS Management For No
HARTFORD SELECT MIDCAP VALUE FUND
ENDURANCE SPECIALTY HOLDINGS LTD.
SECURITY G30397106 MEETING TYPE Special
TICKER SYMBOL ENH MEETING DATE 26-Oct-2005
ISIN AGENDA 932396408 - Management
CITY HOLDING RECON DATE 08-Sep-2005
COUNTRY United States VOTE DEADLINE DATE 25-Oct-2005
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 TO ADOPT THE COMPANY'S EMPLOYEE SHARE Management For For
PURCHASE PLAN.
02 TO ESTABLISH THE COMPANY'S 2005 SHARESAVE Management For For
SCHEME AND AUTHORIZE THE BOARD TO DO ALL
ACTS AND THINGS WHICH THEY MAY CONSIDER
NECESSARY OR DESIRABLE TO BRING THE 2005
SHARESAVE SCHEME INTO EFFECT AND TO MAKE
SUCH MODIFICATIONS WHICH THEY MAY CONSIDER
NECESSARY OR DESIRABLE TO OBTAIN OR
MAINTAIN THE APPROVAL OF THE 2005 SCHEME BY
HER MAJESTY'S REVENUE AND CUSTOMS OF THE
U.K.
DEVRY INC.
SECURITY 251893103 MEETING TYPE Annual
TICKER SYMBOL DV MEETING DATE 09-Nov-2005
ISIN AGENDA 932401805 - Management
CITY HOLDING RECON DATE 16-Sep-2005
COUNTRY United States VOTE DEADLINE DATE 08-Nov-2005
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 WILLIAM T. KEEVAN* For For
2 DAVID S. BROWN** For For
3 DENNIS J. KELLER** For For
4 FREDERICK A. KREHBIEL** For For
5 FERNANDO RUIZ** For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT Management For For
OF THE DEVRY INC. EMPLOYEE STOCK PURCHASE
PLAN.
03 APPROVAL OF THE DEVRY INC. INCENTIVE PLAN Management For For
OF 2005.
04 RATIFICATION OF SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS.
THE INTERPUBLIC GROUP OF COMPANIES,
SECURITY 460690100 MEETING TYPE Annual
TICKER SYMBOL IPG MEETING DATE 14-Nov-2005
ISIN AGENDA 932408556 - Management
CITY HOLDING RECON DATE 20-Sep-2005
COUNTRY United States VOTE DEADLINE DATE 11-Nov-2005
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 FRANK J. BORELLI For For
2 REGINALD K. BRACK For For
3 JILL M. CONSIDINE For For
4 RICHARD A. GOLDSTEIN For For
5 H. JOHN GREENIAUS For For
6 MICHAEL I. ROTH For For
7 J. PHILLIP SAMPER For For
8 DAVID THOMAS For For
02 APPROVAL OF THE INTERPUBLIC GROUP OF Management Against Against
COMPANIES EMPLOYEE STOCK PURCHASE PLAN
(2006).
03 CONFIRMATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS FOR 2005.
04 SHAREHOLDER PROPOSAL CONCERNING THE SALE OF Shareholder For Against
INTERPUBLIC.
DELTA AND PINE LAND COMPANY
SECURITY 247357106 MEETING TYPE Annual
TICKER SYMBOL DLP MEETING DATE 16-Jan-2006
ISIN AGENDA 932419927 - Management
CITY HOLDING RECON DATE 18-Nov-2005
COUNTRY United States VOTE DEADLINE DATE 13-Jan-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 DR. NAM-HAI CHUA For For
2 W. THOMAS JAGODINSKI For For
3 STANLEY P. ROTH For For
02 TO RATIFY THE APPOINTMENT OF THE Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING AUGUST 31, 2006
WASHINGTON FEDERAL, INC.
SECURITY 938824109 MEETING TYPE Annual
TICKER SYMBOL WFSL MEETING DATE 18-Jan-2006
ISIN AGENDA 932422619 - Management
CITY HOLDING RECON DATE 25-Nov-2005
COUNTRY United States VOTE DEADLINE DATE 17-Jan-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 THOMAS J. KELLEY* For For
2 JOHN F. CLEARMAN** For For
3 H. DENNIS HALVORSON** For For
4 ROY M. WHITEHEAD** For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS OF WASHINGTON
FEDERAL FOR FISCAL YEAR 2006.
R.H. DONNELLEY CORPORATION
SECURITY 74955W307 MEETING TYPE Special
TICKER SYMBOL RHD MEETING DATE 25-Jan-2006
ISIN AGENDA 932427885 - Management
CITY HOLDING RECON DATE 19-Dec-2005
COUNTRY United States VOTE DEADLINE DATE 24-Jan-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER Management
(THE "MERGER AGREEMENT"), DATED AS OF
OCTOBER 3, 2005, BY AND AMONG DEX MEDIA,
INC., DONNELLEY AND FORWARD ACQUISITION
CORP., A WHOLLY OWNED SUBSIDIARY OF
DONNELLEY, PURSUANT TO WHICH DEX MEDIA WILL
MERGE WITH AND INTO FORWARD ACQUISITION
CORP., AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO APPROVE ADJOURNMENTS AND POSTPONEMENTS Management
OF THE DONNELLEY SPECIAL MEETING, IF
NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE DONNELLEY SPECIAL
MEETING TO APPROVE PROPOSAL ONE (1).
================================================================================
THE VALSPAR CORPORATION
SECURITY 920355104 MEETING TYPE Annual
TICKER SYMBOL VAL MEETING DATE 22-Feb-2006
ISIN AGENDA 932434018 - Management
CITY HOLDING RECON DATE 30-Dec-2005
COUNTRY United States VOTE DEADLINE DATE 21-Feb-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 JOHN S. BODE For For
2 SUSAN S. BOREN For For
3 JEFFREY H. CURLER For For
02 TO APPROVE AN INCREASE IN THE SHARES Management For For
RESERVED UNDER THE CORPORATION'S 1991 STOCK
OPTION PLAN.
03 TO APPROVE THE RATIFICATION OF THE Management For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT PUBLIC ACCOUNTANTS OF THE
CORPORATION.
TETRA TECH, INC.
SECURITY 88162G103 MEETING TYPE Annual
TICKER SYMBOL TTEK MEETING DATE 06-Mar-2006
ISIN AGENDA 932435375 - Management
CITY HOLDING RECON DATE 09-Jan-2006
COUNTRY United States VOTE DEADLINE DATE 03-Mar-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 DAN L. BATRACK For For
2 J. CHRISTOPHER LEWIS For For
3 PATRICK C. HADEN For For
4 LEE A. MCINTIRE For For
5 ALBERT E. SMITH For For
6 HUGH M. GRANT For For
7 RICHARD H. TRULY For For
02 APPROVAL OF THE ADOPTION OF THE 2005 EQUITY Management For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2006.
WADDELL & REED FINANCIAL, INC.
SECURITY 930059100 MEETING TYPE Annual
TICKER SYMBOL WDR MEETING DATE 12-Apr-2006
ISIN AGENDA 932445201 - Management
CITY HOLDING RECON DATE 15-Feb-2006
COUNTRY United States VOTE DEADLINE DATE 11-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 DENNIS E. LOGUE For For
2 RONALD C. REIMER For For
GANNETT CO., INC.
SECURITY 364730101 MEETING TYPE Annual
TICKER SYMBOL GCI MEETING DATE 18-Apr-2006
ISIN AGENDA 932447154 - Management
CITY HOLDING RECON DATE 24-Feb-2006
COUNTRY United States VOTE DEADLINE DATE 17-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 MARJORIE MAGNER For For
2 DUNCAN M. MCFARLAND For For
3 KAREN HASTIE WILLIAMS For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR.
03 PROPOSAL TO RE-APPROVE THE MATERIAL TERMS Management For For
OF THE PERFORMANCE MEASURES IN THE
COMPANY'S 2001 OMNIBUS INCENTIVE
COMPENSATION PLAN.
04 SHAREHOLDER PROPOSAL CONCERNING ANNUAL Shareholder For Against
ELECTION OF DIRECTORS.
05 SHAREHOLDER PROPOSAL CONCERNING INDEPENDENT Shareholder Against For
BOARD CHAIRMAN.
SPEEDWAY MOTORSPORTS, INC.
SECURITY 847788106 MEETING TYPE Annual
TICKER SYMBOL TRK MEETING DATE 19-Apr-2006
ISIN AGENDA 932457686 - Management
CITY HOLDING RECON DATE 01-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 18-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 MR. H.A. WHEELER For For
2 MR. MARCUS G. SMITH For For
3 MR. TOM E. SMITH For For
02 RATIFICATION OF SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
HUNTINGTON BANCSHARES INCORPORATED
SECURITY 446150104 MEETING TYPE Annual
TICKER SYMBOL HBAN MEETING DATE 20-Apr-2006
ISIN AGENDA 932445150 - Management
CITY HOLDING RECON DATE 17-Feb-2006
COUNTRY United States VOTE DEADLINE DATE 19-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
02 RATIFICATION OF APPOINTMENT OF DELOITTE & Management
TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS
FOR THE CORPORATION FOR THE YEAR 2006.
UNISYS CORPORATION
SECURITY 909214108 MEETING TYPE Annual
TICKER SYMBOL UIS MEETING DATE 20-Apr-2006
ISIN AGENDA 932451684 - Management
CITY HOLDING RECON DATE 28-Feb-2006
COUNTRY United States VOTE DEADLINE DATE 19-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 RANDALL J. HOGAN For For
2 EDWIN A. HUSTON For For
3 LESLIE F. KENNE For For
4 JOSEPH W. MCGRATH For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
CRANE CO.
SECURITY 224399105 MEETING TYPE Annual
TICKER SYMBOL CR MEETING DATE 24-Apr-2006
ISIN AGENDA 932448930 - Management
CITY HOLDING RECON DATE 28-Feb-2006
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 D.G. COOK* For For
2 R.S. EVANS* For For
3 E.C. FAST* For For
4 D.R. GARDNER* For For
5 R.F. MCKENNA** For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR
2006
03 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For
ADOPTION OF THE MACBRIDE PRINCIPLES
SYNOPSYS, INC.
SECURITY 871607107 MEETING TYPE Annual
TICKER SYMBOL SNPS MEETING DATE 25-Apr-2006
ISIN AGENDA 932453208 - Management
CITY HOLDING RECON DATE 10-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 24-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 AART J. DE GEUS For For
2 CHI-FOON CHAN For For
3 BRUCE R. CHIZEN For For
4 DEBORAH A. COLEMAN For For
5 A. RICHARD NEWTON For For
6 SASSON SOMEKH For For
7 ROY VALLEE For For
8 STEVEN C. WALSKE For For
02 TO APPROVE THE 2006 EMPLOYEE EQUITY Management For For
INCENTIVE PLAN AND THE RESERVATION OF
47,497,248 SHARES OF OUR COMMON STOCK FOR
ISSUANCE THEREUNDER, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE AN AMENDMENT OF THE 2005 NON- Management For For
EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN
(THE "2005 DIRECTORS PLAN") IN ORDER TO (A)
PROVIDE THAT THE EXPIRATION DATE OF THE
2005 DIRECTORS PLAN SHALL BE THE DAY
IMMEDIATELY PRECEDING THE DATE OF THE 2010
ANNUAL MEETING OF STOCKHOLDERS AND (B)
RESERVE AN ADDITIONAL 450,000 SHARES OF OUR
COMMON STOCK FOR ISSUANCE THEREUNDER.
04 TO RATIFY THE APPOINTMENT BY OUR AUDIT Management For For
COMMITTEE OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2006.
SERONO S.A.
SECURITY 81752M101 MEETING TYPE Annual
TICKER SYMBOL SRA MEETING DATE 25-Apr-2006
ISIN AGENDA 932487780 - Management
CITY HOLDING RECON DATE 24-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 17-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 APPROVAL OF SERONO S.A.'S ANNUAL REPORT, Management
ACCOUNTS AND CONSOLIDATED ACCOUNTS OF THE
SERONO GROUP
02 PROPOSED APPROPRIATION OF AVAILABLE Management
EARNINGS IN THE 2005 BALANCE SHEET AND
DIVIDEND PROPOSAL
03 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Management
MANAGEMENT
4A DIRECTOR Management
4B AUDITORS Management
4C SPECIAL AUDITORS Management
05 CREATION OF A NEW AUTHORIZED CAPITAL Management
CLEAR CHANNEL COMMUNICATIONS, INC.
SECURITY 184502102 MEETING TYPE Annual
TICKER SYMBOL CCU MEETING DATE 26-Apr-2006
ISIN AGENDA 932453450 - Management
CITY HOLDING RECON DATE 10-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 25-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 ALAN D. FELD For For
2 PERRY J. LEWIS For For
3 L. LOWRY MAYS For For
4 MARK P. MAYS For For
5 RANDALL T. MAYS For For
6 B.J. MCCOMBS For For
7 PHYLLIS B. RIGGINS For For
8 THEODORE H. STRAUSS For For
9 J.C. WATTS For For
10 JOHN H. WILLIAMS For For
11 JOHN B. ZACHRY For For
02 RATIFICATION OF THE SELECTION OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2006.
03 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shareholder For Against
PROPOSAL REGARDING CORPORATE POLITICAL
CONTRIBUTIONS.
04 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shareholder For Against
PROPOSAL REGARDING COMPENSATION COMMITTEE
INDEPENDENCE.
KOHL'S CORPORATION
SECURITY 500255104 MEETING TYPE Annual
TICKER SYMBOL KSS MEETING DATE 26-Apr-2006
ISIN AGENDA 932455606 - Management
CITY HOLDING RECON DATE 01-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 25-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 JAY H. BAKER For For
2 STEVEN A. BURD For For
3 KEVIN MANSELL For For
4 PETER M. SOMMERHAUSER For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS.
03 COMPANY PROPOSAL TO AMEND THE COMPANY'S Management For For
ARTICLES OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING THE BOARD Shareholder For Against
OF DIRECTORS TO INITIATE THE APPROPRIATE
PROCESS TO AMEND THE COMPANY'S ARTICLES OF
INCORPORATION TO PROVIDE THAT DIRECTOR
NOMINEES SHALL BE ELECTED BY THE
AFFIRMATIVE VOTE OF A MAJORITY OF VOTES
CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
THE BOARD OF DIRECTORS OPPOSES THIS
PROPOSAL.
LEXMARK INTERNATIONAL, INC.
SECURITY 529771107 MEETING TYPE Annual
TICKER SYMBOL LXK MEETING DATE 27-Apr-2006
ISIN AGENDA 932449590 - Management
CITY HOLDING RECON DATE 03-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 MICHAEL J. MAPLES For For
2 STEPHEN R. HARDIS For For
3 WILLIAM R. FIELDS For For
4 ROBERT HOLLAND, JR. For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY'S FISCAL YEAR ENDING
DECEMBER 31, 2006.
PROTECTIVE LIFE CORPORATION
SECURITY 743674103 MEETING TYPE Annual
TICKER SYMBOL PL MEETING DATE 01-May-2006
ISIN AGENDA 932460520 - Management
CITY HOLDING RECON DATE 03-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 J. GARY COOPER For For
2 H. CORBIN DAY For For
3 JAMES S.M. FRENCH For For
4 THOMAS L. HAMBY For For
5 JOHN D. JOHNS For For
6 VANESSA LEONARD For For
7 CHARLES D. MCCRARY For For
8 JOHN J. MCMAHON, JR. For For
9 MALCOLM PORTERA For For
10 C. DOWD RITTER For For
11 WILLIAM A. TERRY For For
12 W. MICHAEL WARREN, JR. For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS.
ENDURANCE SPECIALTY HOLDINGS LTD.
SECURITY G30397106 MEETING TYPE Annual
TICKER SYMBOL ENH MEETING DATE 03-May-2006
ISIN AGENDA 932463021 - Management
CITY HOLDING RECON DATE 03-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 02-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 STEVEN W. CARLSEN*1 For For
2 KENNETH J. LESTRANGE*1 For For
3 THERESE M. VAUGHAN*1 For For
4 R. MAX WILLIAMSON*1 For For
5 JOHN T. BAILY*2 For For
6 NORMAN BARHAM*2 For For
7 GALEN R. BARNES*2 For For
8 WILLIAM H. BOLINDER*2 For For
9 STEVEN W. CARLSEN*2 For For
10 KENNETH J. LESTRANGE*2 For For
11 BRENDAN R. O'NEILL*2 For For
12 RICHARD C. PERRY*2 For For
13 ROBERT A. SPASS*2 For For
14 THERESE M. VAUGHAN*2 For For
15 R. MAX WILLIAMSON*2 For For
16 WILLIAM H. BOLINDER*3 For For
17 MARK W. BOUCHER*3 For For
18 KENNETH J. LESTRANGE*3 For For
19 SIMON MINSHALL*3 For For
20 BRENDAN R. O'NEILL*3 For For
21 WILLIAM H. BOLINDER*4 For For
22 MARK W. BOUCHER*4 For For
23 KENNETH J. LESTRANGE*4 For For
24 SIMON MINSHALL*4 For For
25 BRENDAN R. O'NEILL*4 For For
02 TO APPOINT ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2006 AND TO AUTHORIZE THE
BOARD OF DIRECTORS, ACTING THROUGH THE
AUDIT COMMITTEE, TO SET THE FEES FOR THE
INDEPENDENT AUDITORS.
MBIA INC.
SECURITY 55262C100 MEETING TYPE Annual
TICKER SYMBOL MBI MEETING DATE 04-May-2006
ISIN AGENDA 932466231 - Management
CITY HOLDING RECON DATE 10-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 03-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 JOSEPH W. BROWN For For
2 C. EDWARD CHAPLIN For For
3 DAVID C. CLAPP For For
4 GARY C. DUNTON For For
5 CLAIRE L. GAUDIANI For For
6 DANIEL P. KEARNEY For For
7 LAURENCE H. MEYER For For
8 DEBRA J. PERRY For For
9 JOHN A. ROLLS For For
10 JEFFERY W. YABUKI For For
02 APPROVAL OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
WATSON PHARMACEUTICALS, INC.
SECURITY 942683103 MEETING TYPE Annual
TICKER SYMBOL WPI MEETING DATE 05-May-2006
ISIN AGENDA 932475494 - Management
CITY HOLDING RECON DATE 23-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 04-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 JACK MICHELSON For For
2 RONALD R. TAYLOR For For
3 ANDREW L. TURNER For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2006 FISCAL YEAR.
SPX CORPORATION
SECURITY 784635104 MEETING TYPE Annual
TICKER SYMBOL SPW MEETING DATE 05-May-2006
ISIN AGENDA 932476888 - Management
CITY HOLDING RECON DATE 17-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 04-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 SARAH R. COFFIN For For
2 CHRISTOPHER J. KEARNEY For For
02 TO AMEND AND RESTATE THE SPX 2002 STOCK Management For For
COMPENSATION PLAN IN ACCORDANCE WITH
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
03 TO ADOPT AN EXECUTIVE ANNUAL INCENTIVE PLAN Management For For
TO OPTIMIZE THE DEDUCTIBILITY OF BONUS
AWARDS TO EXECUTIVE OFFICERS IN ACCORDANCE
WITH SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
04 TO ADOPT THE 2006 NON-EMPLOYEE DIRECTORS' Management For For
STOCK INCENTIVE PLAN.
05 TO VOTE ON A PROPOSAL OFFERED BY A Shareholder Against For
STOCKHOLDER OF SPX.
06 TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS IN 2006.
STANCORP FINANCIAL GROUP, INC.
SECURITY 852891100 MEETING TYPE Annual
TICKER SYMBOL SFG MEETING DATE 08-May-2006
ISIN AGENDA 932457321 - Management
CITY HOLDING RECON DATE 01-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 05-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 VIRGINIA L. ANDERSON For For
2 STANLEY R. FALLIS For For
3 PETER O. KOHLER, MD For For
4 ERIC E. PARSONS For For
02 PROPOSAL TO RATIFY APPOINTMENT OF Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
CINCINNATI FINANCIAL CORPORATION
SECURITY 172062101 MEETING TYPE Annual
TICKER SYMBOL CINF MEETING DATE 08-May-2006
ISIN AGENDA 932468057 - Management
CITY HOLDING RECON DATE 08-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 05-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 WILLIAM F. BAHL, CFA For For
2 JAMES E. BENOSKI For For
3 GRETCHEN W. PRICE For For
4 JOHN J. SCHIFF, JR. For For
5 E. ANTHONY WOODS For For
02 RATIFYING THE SELECTION OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
03 APPROVAL OF THE CINCINNATI FINANCIAL Management For For
CORPORATION INCENTIVE COMPENSATION PLAN.
04 APPROVAL OF THE CINCINNATI FINANCIAL Management For For
CORPORATION 2006 STOCK COMPENSATION PLAN.
MONEYGRAM INTERNATIONAL, INC.
SECURITY 60935Y109 MEETING TYPE Annual
TICKER SYMBOL MGI MEETING DATE 09-May-2006
ISIN AGENDA 932468083 - Management
CITY HOLDING RECON DATE 10-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 08-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 ROBERT H. BOHANNON For For
2 DONALD E. KIERNAN For For
3 DOUGLAS L. ROCK For For
4 OTHON RUIZ MONTEMAYOR For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
QLT INC.
SECURITY 746927102 MEETING TYPE Annual
TICKER SYMBOL QLTI MEETING DATE 09-May-2006
ISIN AGENDA 932486562 - Management
CITY HOLDING RECON DATE 20-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 04-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 TO APPOINT DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORISE THE DIRECTORS
TO FIX THE REMUNERATION TO BE PAID TO THE
AUDITORS.
02 DIRECTOR Management
1 BUTCHOFSKY, ROBERT L. Withheld Against
2 CLARKE, C. BOYD Withheld Against
3 CROSSGROVE, PETER A. Withheld Against
4 HENRIKSEN, RONALD D. Withheld Against
5 LEVY, JULIA G. Withheld Against
6 MENDELSON, ALAN C. Withheld Against
7 SCOTT, E. DUFF Withheld Against
8 VIETOR, RICHARD R. Withheld Against
9 WOOD, L. JACK Withheld Against
LEGGETT & PLATT, INCORPORATED
SECURITY 524660107 MEETING TYPE Annual
TICKER SYMBOL LEG MEETING DATE 10-May-2006
ISIN AGENDA 932460354 - Management
CITY HOLDING RECON DATE 06-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 09-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 RAYMOND F. BENTELE For For
2 RALPH W. CLARK For For
3 HARRY M. CORNELL, JR. For For
4 ROBERT TED ENLOE, III For For
5 RICHARD T. FISHER For For
6 KARL G. GLASSMAN For For
7 DAVID S. HAFFNER For For
8 JOSEPH W. MCCLANATHAN For For
9 JUDY C. ODOM For For
10 MAURICE E. PURNELL, JR. For For
11 PHOEBE A. WOOD For For
12 FELIX E. WRIGHT For For
02 THE RATIFICATION OF THE BOARD'S APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2006.
03 A SHAREHOLDER PROPOSAL REQUESTING THE Shareholder Against For
ADDITION OF SEXUAL ORIENTATION TO THE
COMPANY'S WRITTEN NON-DISCRIMINATION
POLICY.
FOREST OIL CORPORATION
SECURITY 346091705 MEETING TYPE Annual
TICKER SYMBOL FST MEETING DATE 10-May-2006
ISIN AGENDA 932466104 - Management
CITY HOLDING RECON DATE 22-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 09-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 H. CRAIG CLARK For For
2 WILLIAM L. BRITTON For For
3 JAMES D. LIGHTNER For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2006.
MERCURY GENERAL CORPORATION
SECURITY 589400100 MEETING TYPE Annual
TICKER SYMBOL MCY MEETING DATE 10-May-2006
ISIN AGENDA 932482603 - Management
CITY HOLDING RECON DATE 15-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 09-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 GEORGE JOSEPH For For
2 CHARLES E. MCCLUNG For For
3 DONALD R. SPUEHLER For For
4 RICHARD E. GRAYSON For For
5 DONALD P. NEWELL For For
6 BRUCE A. BUNNER For For
7 NATHAN BESSIN For For
8 MICHAEL D. CURTIUS For For
9 GABRIEL TIRADOR For For
KEYCORP
SECURITY 493267108 MEETING TYPE Annual
TICKER SYMBOL KEY MEETING DATE 11-May-2006
ISIN AGENDA 932457547 - Management
CITY HOLDING RECON DATE 14-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 10-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 RALPH ALVAREZ For For
2 WILLIAM G. BARES For For
3 DR. CAROL A. CARTWRIGHT For For
4 THOMAS C. STEVENS For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
INDEPENDENT AUDITORS.
LEAR CORPORATION
SECURITY 521865105 MEETING TYPE Annual
TICKER SYMBOL LEA MEETING DATE 11-May-2006
ISIN AGENDA 932471852 - Management
CITY HOLDING RECON DATE 21-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 10-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 DAVID E. FRY For For
2 DAVID P. SPALDING For For
3 JAMES A. STERN For For
4 HENRY D.G. WALLACE For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 APPROVE AN AMENDMENT TO THE LEAR Management For For
CORPORATION LONG-TERM STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR Shareholder For Against
ANNUALLY.
05 STOCKHOLDER PROPOSAL REGARDING GLOBAL HUMAN Shareholder For Against
RIGHTS STANDARDS.
ALLIANT ENERGY CORPORATION
SECURITY 018802108 MEETING TYPE Annual
TICKER SYMBOL LNT MEETING DATE 12-May-2006
ISIN AGENDA 932476636 - Management
CITY HOLDING RECON DATE 20-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 11-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 ANN K. NEWHALL For For
2 DEAN C. OESTREICH For For
3 CAROL P. SANDERS For For
02 PROPOSAL TO APPROVE THE AMENDED AND Management For For
RESTATED 2002 EQUITY INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
VIAD CORP
SECURITY 92552R406 MEETING TYPE Annual
TICKER SYMBOL VVI MEETING DATE 16-May-2006
ISIN AGENDA 932471763 - Management
CITY HOLDING RECON DATE 23-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 15-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 DANIEL BOGGAN JR. For For
2 ROBERT H. BOHANNON For For
3 ROBERT E. MUNZENRIDER For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2006.
LEUCADIA NATIONAL CORPORATION
SECURITY 527288104 MEETING TYPE Annual
TICKER SYMBOL LUK MEETING DATE 16-May-2006
ISIN AGENDA 932501237 - Management
CITY HOLDING RECON DATE 12-Apr-2006
COUNTRY United States VOTE DEADLINE DATE 15-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 IAN M. CUMMING For For
2 PAUL M. DOUGAN For For
3 LAWRENCE D. GLAUBINGER For For
4 ALAN J. HIRSCHFIELD For For
5 JAMES E. JORDAN For For
6 JEFFREY C. KEIL For For
7 JESSE CLYDE NICHOLS,III For For
8 JOSEPH S. STEINBERG For For
02 APPROVAL OF AN AMENDMENT TO THE 2003 SENIOR Management For For
EXECUTIVE ANNUAL INCENTIVE BONUS PLAN
INCREASING THE MAXIMUM ANNUAL INCENTIVE
BONUS THAT MAY BE PAID FROM 1% TO 1.35% OF
THE AUDITED PRE-TAX EARNINGS OF THE COMPANY
AND ITS CONSOLIDATED SUBSIDIARIES FOR EACH
YEAR OF THE PLAN.
03 APPROVAL OF THE 2006 SENIOR EXECUTIVE Management For For
WARRANT PLAN AND THE GRANT OF 1,000,000
WARRANTS THEREUNDER TO EACH OF MESSRS.
CUMMING AND STEINBERG.
04 APPROVAL OF AN AMENDMENT TO THE 1999 STOCK Management For For
OPTION PLAN TO INCREASE BY 1,000,000 THE
NUMBER OF COMMON SHARES RESERVED FOR
ISSUANCE UNDER THE PLAN.
05 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR 2006.
ASSURANT, INC.
SECURITY 04621X108 MEETING TYPE Annual
TICKER SYMBOL AIZ MEETING DATE 18-May-2006
ISIN AGENDA 932492654 - Management
CITY HOLDING RECON DATE 31-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 17-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 H. CARROLL MACKIN For For
2 MICHELE COLEMAN MAYES For For
3 CHARLES JOHN KOCH For For
4 ROBERT B. POLLOCK For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
AON CORPORATION
SECURITY 037389103 MEETING TYPE Annual
TICKER SYMBOL AOC MEETING DATE 19-May-2006
ISIN AGENDA 932492907 - Management
CITY HOLDING RECON DATE 22-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 18-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 PATRICK G. RYAN For For
2 GREGORY C. CASE For For
3 EDGAR D. JANNOTTA For For
4 JAN KALFF For For
5 LESTER B. KNIGHT For For
6 J. MICHAEL LOSH For For
7 R. EDEN MARTIN For For
8 ANDREW J. MCKENNA For For
9 ROBERT S. MORRISON For For
10 RICHARD B. MYERS For For
11 RICHARD C. NOTEBAERT For For
12 JOHN W. ROGERS, JR. For For
13 GLORIA SANTONA For For
14 CAROLYN Y. WOO For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF MATERIAL TERMS OF THE Management For For
PERFORMANCE GOALS UNDER, AND AN AMENDMENT
TO, THE SENIOR OFFICER INCENTIVE
COMPENSATION PLAN.
Management For For
04 APPROVAL OF MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER, AND AN AMENDMENT
TO, THE AON STOCK INCENTIVE PLAN.
POLYCOM, INC.
SECURITY 73172K104 MEETING TYPE Annual
TICKER SYMBOL PLCM MEETING DATE 25-May-2006
ISIN AGENDA 932501352 - Management
CITY HOLDING RECON DATE 05-Apr-2006
COUNTRY United States VOTE DEADLINE DATE 24-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 ROBERT C. HAGERTY For For
2 MICHAEL R. KOUREY For For
3 BETSY S. ATKINS For For
4 JOHN SEELY BROWN For For
5 DAVID G. DEWALT For For
6 DURK I. JAGER For For
7 JOHN A. KELLEY, JR. For For
8 STANLEY J. MERESMAN For For
9 WILLIAM A. OWENS For For
10 KEVIN T. PARKER For For
11 THOMAS G. STEMBERG For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
KING PHARMACEUTICALS, INC.
SECURITY 495582108 MEETING TYPE Annual
TICKER SYMBOL KG MEETING DATE 25-May-2006
ISIN AGENDA 932501768 - Management
CITY HOLDING RECON DATE 31-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 24-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 EARNEST W. DEAVENPORT For For
2 ELIZABETH M. GREETHAM For For
02 AMENDMENT OF THE SECOND AMENDED AND Management For For
RESTATED CHARTER.
03 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS.
04 NON-BINDING SHAREHOLDER PROPOSAL REQUESTING Shareholder For Against
THAT THE BOARD OF DIRECTORS TAKE THE
NECESSARY STEPS TO DECLASSIFY THE BOARD AND
ESTABLISH ANNUAL ELECTIONS OF DIRECTORS.
BIG LOTS, INC.
SECURITY 089302103 MEETING TYPE Annual
TICKER SYMBOL BLI MEETING DATE 25-May-2006
ISIN AGENDA 932507784 - Management
CITY HOLDING RECON DATE 27-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 24-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 SHELDON M. BERMAN For For
2 STEVEN S. FISHMAN For For
3 DAVID T. KOLLAT For For
4 BRENDA J. LAUDERBACK For For
5 PHILIP E. MALLOTT For For
6 NED MANSOUR For For
7 RUSSELL SOLT For For
8 JAMES R. TENER For For
9 DENNIS B. TISHKOFF For For
02 THE APPROVAL OF THE BIG LOTS 2006 BONUS Management For For
PLAN.
THE INTERPUBLIC GROUP OF COMPANIES,
SECURITY 460690100 MEETING TYPE Annual
TICKER SYMBOL IPG MEETING DATE 25-May-2006
ISIN AGENDA 932514068 - Management
CITY HOLDING RECON DATE 03-Apr-2006
COUNTRY United States VOTE DEADLINE DATE 24-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 FRANK J. BORELLI For For
2 REGINALD K. BRACK For For
3 JILL M. CONSIDINE For For
4 RICHARD A. GOLDSTEIN For For
5 H. JOHN GREENIAUS For For
6 MICHAEL I. ROTH For For
7 J. PHILLIP SAMPER For For
8 DAVID M. THOMAS For For
02 APPROVAL OF THE INTERPUBLIC GROUP OF Management For For
COMPANIES PERFORMANCE INCENTIVE PLAN (2006)
03 CONFIRMATION OF PRICEWATERHOUSECOOPERS LLP Management
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006
04 APPROVAL OF PROPOSED STOCKHOLDER PROPOSAL Shareholder For Against
ON SEPARATION OF CHAIRMAN AND CEO
05 APPROVAL OF PROPOSED STOCKHOLDER PROPOSAL Shareholder Against For
ON RECOUPMENT OF UNEARNED MANAGEMENT
BONUSES
CSG SYSTEMS INTERNATIONAL, INC.
SECURITY 126349109 MEETING TYPE Annual
TICKER SYMBOL CSGS MEETING DATE 26-May-2006
ISIN AGENDA 932495383 - Management
CITY HOLDING RECON DATE 28-Mar-2006
COUNTRY United States VOTE DEADLINE DATE 25-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 FRANK V. SICA For For
2 JAMES A. UNRUH For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
THE CORPORATION'S INDEPENDENT AUDITOR FOR
2006.
DISCOVERY HOLDING COMPANY
SECURITY 25468Y107 MEETING TYPE Annual
TICKER SYMBOL DISCA MEETING DATE 31-May-2006
ISIN AGENDA 932518408 - Management
CITY HOLDING RECON DATE 21-Apr-2006
COUNTRY United States VOTE DEADLINE DATE 30-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 J. DAVID WARGO For For
02 INCENTIVE PLAN Management For For
03 AUDITORS RATIFICATION Management For For
R.H. DONNELLEY CORPORATION
SECURITY 74955W307 MEETING TYPE Annual
TICKER SYMBOL RHD MEETING DATE 01-Jun-2006
ISIN AGENDA 932512836 - Management
CITY HOLDING RECON DATE 13-Apr-2006
COUNTRY United States VOTE DEADLINE DATE 31-May-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
1A ELECTION OF CLASS I MEMBER OF THE BOARD OF Management For For
DIRECTORS: NANCY E. COOPER
1B ELECTION OF CLASS I MEMBER OF THE BOARD OF Management For For
DIRECTORS: R. GLENN HUBBARD
1C ELECTION OF CLASS I MEMBER OF THE BOARD OF Management For For
DIRECTORS: ROBERT KAMERSCHEN
1D ELECTION OF CLASS I MEMBER OF THE BOARD OF Management For For
DIRECTORS: DAVID C. SWANSON
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
HUDSON CITY BANCORP, INC.
SECURITY 443683107 MEETING TYPE Annual
TICKER SYMBOL HCBK MEETING DATE 08-Jun-2006
ISIN AGENDA 932519626 - Management
CITY HOLDING RECON DATE 13-Apr-2006
COUNTRY United States VOTE DEADLINE DATE 07-Jun-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 DENIS J. SALAMONE For For
2 MICHAEL W. AZZARA For For
3 VICTORIA H. BRUNI For For
02 APPROVAL OF THE HUDSON CITY BANCORP, INC. Management For For
2006 STOCK INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
THE BISYS GROUP, INC.
SECURITY 055472104 MEETING TYPE Annual
TICKER SYMBOL BSG MEETING DATE 13-Jun-2006
ISIN AGENDA 932532080 - Management
CITY HOLDING RECON DATE 04-May-2006
COUNTRY United States VOTE DEADLINE DATE 12-Jun-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ----------- -------- -----------
01 DIRECTOR Management
1 ROBERT J. CASALE For For
2 DENIS A. BOVIN For For
3 THOMAS A. COOPER For For
4 DONI L. FORDYCE For For
5 RUSSELL P. FRADIN For For
6 RICHARD J. HAVILAND For For
7 JOSEPH J. MELONE For For
02 THE PROPOSAL TO APPROVE THE COMPANY'S 2006 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
03 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR ENDING JUNE
30, 2006.
Report Criteria:
Accounts: 0824
Date From: Jul 1 2005
Date To: Dec 31 2005
HARTFORD SELECT SMALLCAP GROWTH FUND
Company Gladstone Capital Corp.
Ticker GLAD Country United States
Cusip 376535100 Sedol 2793331 Meeting Type S
Meeting Date Dec. 2 2005 Record Date Oct. 14 2005
Proposal Issue Proposal Description MRV SV Final Vote
- -------- ----- -------------------- --- -- ----------
1 1907 Approve investment advisory agreement For Case-By-Case Against
Company Lionbridge Technologies Inc.
Ticker LIOX Country United States
Cusip 536252109 Sedol 5964877 Meeting Type S
Meeting Date Nov. 10 2005 Record Date Oct. 13 2005
Proposal Issue Proposal Description MRV SV Final Vote
- -------- ----- -------------------- --- -- ----------
1 1500 Adopt the 2005 Stock Incentive Plan For Against Against
2 1030 Approve other business For Against Against
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
03/09/06 - A CABOT CORP. *CBT* 127055101 01/17/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Non-Employee Director Stock Option Plan For For Mgmt
03/24/06 - A QUIKSILVER, INC. *ZQK* 74838C106 01/27/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Douglas K. Ammerman --- For
1.2 Elect Director William M. Barnum, Jr. --- For
1.3 Elect Director Laurent Boix-Vives --- For
1.4 Elect Director Charles E. Crowe --- For
1.5 Elect Director Charles S. Exon --- For
1.6 Elect Director Michael H. Gray --- For
1.7 Elect Director Timothy M. Harmon --- For
1.8 Elect Director Bernard Mariette --- For
1.9 Elect Director Robert B. McKnight, Jr. --- For
1.10 Elect Director Franck Riboud --- Withhold
2 Amend Stock Option Plan For For Mgmt
3 Approve Restricted Stock Plan For Against Mgmt
04/04/06 - A IDEX CORP. *IEX* 45167R104 02/28/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/04/06 - A INSIGHT ENTERPRISES, INC. *NSIT* 45765U103 02/10/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/11/06 - A IMAX CORPORATION *IMX.* 45245E109 02/21/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Neil S. Braun to a Three-Year
Term --- For
1.2 Elect Director Kenneth G. Copland to a
Three-Year Term --- For
1.3 Elect Director Garth M. Girvan to a Three-Year
Term --- Withhold
2 Approve PriceWaterhouseCoopers LLP Auditors and For For Mgmt
Authorize Board to Fix
Mgmt Rec - Company Management Recommended Vote
Page 1
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
Remuneration of Auditors
04/18/06 - A BANK OF THE OZARKS, INC. *OZRK* 063904106 03/03/06
1 Elect Directors For Split Mgmt
1.1 Elect Director George Gleason --- For
1.2 Elect Director Mark Ross --- For
1.3 Elect Director Jean Arehart --- For
1.4 Elect Director Ian Arnof --- For
1.5 Elect Director Steven Arnold --- For
1.6 Elect Director Richard Cisne --- Withhold
1.7 Elect Director Robert East --- For
1.8 Elect Director Linda Gleason --- For
1.9 Elect Director Henry Mariani --- For
1.10 Elect Director James Matthews --- For
1.11 Elect Director John Mills --- For
1.12 Elect Director R.L. Qualls --- For
1.13 Elect Director Kennith Smith --- For
1.14 Elect Director Robert Trevino --- For
2 Ratify Auditors For For Mgmt
04/19/06 - A UNIVERSAL COMPRESSION HOLDINGS, INC. *UCO* 913431102 03/06/06
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
04/21/06 - A GRACO INC. *GGG* 384109104 02/22/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Qualified Employee Stock Purchase Plan For For Mgmt
04/24/06 - A FAIRPOINT COMMUNICATIONS INC *FRP* 305560104 03/20/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 2
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
04/26/06 - A BOSTON PRIVATE FINANCIAL HOLDINGS, INC. *BPFH* 101119105 03/06/06
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For Against Mgmt
3 Approve Nonqualified Employee Stock Purchase For Against Mgmt
Plan
04/28/06 - A ROGERS CORP. *ROG* 775133101 03/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/06 - A ENCORE ACQUISITION COMPANY *EAC* 29255W100 03/15/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/06 - A SUNSTONE HOTEL INVESTORS, INC. *SHO* 867892101 03/20/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/06 - A AGL RESOURCES INC. *ATG* 001204106 02/24/06
1 Elect Directors For For Mgmt
2 Approve Non-Employee Director Omnibus Stock For Against Mgmt
Plan
3 Ratify Auditors For For Mgmt
05/03/06 - A STERICYCLE, INC. *SRCL* 858912108 03/06/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Develop Plan to Eliminate Incineration of Against Against ShrHoldr
Medical Waste
05/03/06 - A SUPERIOR WELL SERVICES INC *SWSI* 86837X105 03/27/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/06 - A VITAL SIGNS, INC. *VITL* 928469105 03/24/06
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 3
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/04/06 - A ODYSSEY HEALTHCARE, INC. *ODSY* 67611V101 03/24/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/06 - A SBA COMMUNICATIONS CORP. *SBAC* 78388J106 03/06/06
1 Elect Directors For For Mgmt
05/08/06 - A LIFEPOINT HOSPITALS, INC. *LPNT* 53219L109 03/17/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/08/06 - A STANCORP FINANCIAL GROUP, INC. *SFG* 852891100 03/01/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/09/06 - A ADTRAN, INC. *ADTN* 00738A106 03/14/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
05/09/06 - A COEUR D' ALENE MINES CORP. *CDE* 192108108 03/21/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/09/06 - A POOL CORP. *POOL* 784028102 03/13/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Wilson B. Sexton --- For
1.2 Elect Director Andrew W. Code --- For
1.3 Elect Director James J. Gaffney --- For
1.4 Elect Director George T. Haymaker, Jr. --- For
1.5 Elect Director M.J. Perez De La Mesa --- For
1.6 Elect Director Harlan F. Seymour --- For
1.7 Elect Director Robert C. Sledd --- Withhold
1.8 Elect Director John E. Stokely --- For
Mgmt Rec - Company Management Recommended Vote
Page 4
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/09/06 - A RARE HOSPITALITY INTERNATIONAL, INC. *RARE* 753820109 03/24/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/06 - A ANSWERTHINK CONSULTING GROUP, INC. *ANSR* 036916104 03/15/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
05/10/06 - A BENCHMARK ELECTRONICS, INC. *BHE* 08160H101 03/31/06
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/10/06 - A DENBURY RESOURCES INC. *DNR* 247916208 03/27/06
1 Elect Directors For For Mgmt
2 Performance-Based Equity Awards Against Against ShrHoldr
3 Ratify Auditors For For Mgmt
05/10/06 - A INTERSIL CORPORATION *ISIL* 46069S109 03/17/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard M. Beyer --- For
1.2 Elect Director Dr. Robert W. Conn --- For
1.3 Elect Director James V. Diller --- For
1.4 Elect Director Gary E. Gist --- For
1.5 Elect Director Mercedes Johnson --- For
1.6 Elect Director Gregory Lang --- For
1.7 Elect Director Jan Peeters --- For
1.8 Elect Director Robert N. Pokelwaldt ---
Withhold
1.9 Elect Director James A. Urry --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 5
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/10/06 - A REGAL ENTERTAINMENT GROUP *RGC* 758766109 03/31/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/06 - A SEROLOGICALS CORP. 817523103 03/22/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/06 - A DIGITAS, INC *DTAS* 25388K104 03/16/06
1 Elect Director Gregor S. Bailar For For Mgmt
2 Ratify Auditors For For Mgmt
05/11/06 - A HEARTLAND EXPRESS, INC. *HTLD* 422347104 03/14/06
1 Elect Directors For For Mgmt
05/11/06 - A HOLLY CORP. *HOC* 435758305 03/22/06
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
05/11/06 - A INTERLINE BRANDS, INC. *IBI* 458743101 03/24/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/11/06 - A WEST CORPORATION *WSTC* 952355105 03/17/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
05/12/06 - A BROADWING CORP *BWNG* 11161E101 03/20/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/12/06 - A KAYDON CORP. *KDN* 486587108 03/14/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 6
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/15/06 - A LIONBRIDGE TECHNOLOGIES, INC. *LIOX* 536252109 03/17/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Claude Sheer --- For
1.2 Elect Director Jeffrey H. Goodman --- Withhold
2 Other Business For Against Mgmt
05/16/06 - A AMERICAN COMMERCIAL LINES, INC. *ACLI* 025195207 03/28/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/16/06 - A ENTERCOM COMMUNICATIONS CORP. *ETM* 293639100 03/24/06
1 Elect Directors For For Mgmt
2 Approve Option Exchange Program For Against Mgmt
3 Ratify Auditors For For Mgmt
05/16/06 - A FIRST NIAGARA FINANCIAL GROUP, INC. *FNFG* 33582V108 03/20/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/16/06 - A MERIDIAN GOLD INC. *MNG.* 589975101 03/01/06
1 Elect Directors Richard P. Graff, Robert A. For For Mgmt
Horn, Brian J. Kennedy, Christopher R.
Lattanzi, Malcolm W. MacNaught, Gerard E.
Munera and Carl L. Renzoni
2 Approve KPMG LLP as Auditors and Authorize For For Mgmt
Board to Fix Remuneration of Auditors
05/16/06 - A OPTION CARE, INC. *OPTN* 683948103 04/06/06
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/16/06 - A PERFORMANCE FOOD GROUP CO. *PFGC* 713755106 03/20/06
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 7
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/16/06 - A PNM RESOURCES INC *PNM* 69349H107 03/27/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
05/17/06 - A ADVANCE AUTO PARTS INC *AAP* 00751Y106 03/29/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/06 - A ALPHA NATURAL RESOURCES, INC. *ANR* 02076X102 04/07/06
1 Elect Directors For Split Mgmt
1.1 Elect Director E. Linn Draper, Jr. --- For
1.2 Elect Director Glenn A. Eisenberg --- For
1.3 Elect Director John W. Fox, Jr. --- For
1.4 Elect Director Fritz R. Kundrun --- For
1.5 Elect Director Hans J. Mende --- Withhold
1.6 Elect Director Michael J. Quillen --- For
1.7 Elect Director Ted G. Wood --- For
2 Ratify Auditors For For Mgmt
05/17/06 - A INTEGRA LIFESCIENCES HOLDINGS CORP. *IART* 457985208 04/05/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/06 - A REPUBLIC COMPANIES GROUP INC *RUTX* 760349100 03/24/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Bruce W. Schnitzer --- For
1.2 Elect Director Scott L. Bok --- For
1.3 Elect Director Patrick K. McGee --- Withhold
1.4 Elect Director Robert H. Sheridan, III --- For
1.5 Elect Director John L. Ware --- For
1.6 Elect Director Robert H. Kullas --- For
1.7 Elect Director Parker W. Rush --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 8
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/17/06 - A WCI COMMUNITIES INC *WCI* 92923C104 03/20/06
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Non-Employee Director Omnibus Stock Plan For Against Mgmt
05/17/06 - A WESCO INTERNATIONAL, INC. *WCC* 95082P105 04/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/06 - A COMMONWEALTH TELEPHONE ENTERPRISES, INC. *CTCO* 203349105 03/01/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Approve Deferred Compensation Plan For For Mgmt
05/18/06 - A CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. *CNSL* 209034107 03/29/06
1 Elect Director Richard A. Lumpkin For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/06 - A GEVITY HR INC *GVHR* 374393106 03/15/06
1 Elect Directors For For Mgmt
05/18/06 - A INFORMATICA CORPORATION *INFA* 45666Q102 03/31/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/06 - A MENTOR GRAPHICS CORP. *MENT* 587200106 03/20/06
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock Option Plan For Against Mgmt
3 Amend Qualified Employee Stock Purchase Plan For Against Mgmt
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 9
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/18/06 - A UCBH HOLDINGS, INC. *UCBH* 90262T308 03/31/06
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Ratify Auditors For For Mgmt
05/23/06 - A MEDICIS PHARMACEUTICAL CORP. *MRX* 584690309 03/30/06
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
05/23/06 - A MONTPELIER RE HOLDINGS LTD *MRH* G62185106 03/31/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
1.1 Elect Director Anthony Taylor --- For
4008: Elect Director Anthony Taylor~ There
are no selected guidelines for this issue.
[CASE-BY-CASE]~~
1.2 Elect Director Allan W. Fulkerson --- For
4008: Elect Director Allan W. Fulkerson~
There are no selected guidelines for this
issue. [CASE-BY-CASE]~~
1.3 Elect Director K. Thomas Kemp --- For
4008: Elect Director K. Thomas Kemp~ There
are no selected guidelines for this issue.
[CASE-BY-CASE]~~
1.4 Elect Director Morgan W. Davis --- For
4008: Elect Director Morgan W. Davis~ There
are no selected guidelines for this issue.
[CASE-BY-CASE]~~
1.5 Elect Director Clement S. Dwyer, Jr --- For
4008: Elect Director Clement S. Dwyer, Jr~
There are no selected guidelines for this
issue. [CASE-BY-CASE]~~
1.6 Elect Director Candace L. Straight --- For
4008: Elect Director Candace L. Straight~
There are no selected guidelines for this
issue. [CASE-BY-CASE]~~
2 TO ELECT THE DESIGNATED For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 10
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
COMPANY DIRECTORS IN RESPECT OF MONTPELIER
REINSURANCE LTD., A WHOLLY-OWNED REINSURANCE
COMPANY ORGANIZED UNDER THE LAWS OF BERMUDA.
4000: TO ELECT THE DESIGNATED COMPANY
DIRECTORS IN RESPECT OF MONTPELIER
REINSURANCE LTD., A WHOLLY-OWNED REINSURANCE
COMPANY ORGANIZED UNDER THE LAWS OF
BERMUDA.~ 5. Vote AGAINST IF the names and
occupations or affiliations of any nominees
are not provided. [FOR]~~
3 Ratify Auditors For For Mgmt
4012: Ratify Auditors~ 5. Vote AGAINST
proposal IF non-audit fees exceed 60.00
percent of total fees paid to auditors (UK
AND IRELAND ONLY). [FOR]~~
05/23/06 - A NOVEN PHARMACEUTICALS, INC. *NOVN* 670009109 03/27/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/23/06 - A SIERRA HEALTH SERVICES, INC. *SIE* 826322109 03/27/06
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
05/24/06 - A ATHEROS COMMUNICATIONS, INC *ATHR* 04743P108 04/04/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/06 - A AVID TECHNOLOGY, INC. *AVID* 05367P100 03/28/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
05/24/06 - A GLADSTONE COMMERCIAL CORP. *GOOD* 376536108 03/17/06
1 Elect Directors For For Mgmt
2 Approve Investment Advisory Agreement For Against Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 11
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
new agreement is not in the best interest of
shareholders
3 Ratify Auditors For For Mgmt
05/24/06 - A GRAFTECH INTERNATIONAL, LTD. *GTI* 384313102 03/31/06
1 Elect Directors For For Mgmt
05/24/06 - A NUVASIVE, INC. *NUVA* 670704105 04/05/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/06 - A ASPEN INSURANCE HOLDINGS, LTD. *AHL* G05384105 03/28/06
MEETING FOR HOLDERS OF ADRS
1 Elect Directors For Mgmt
2 TO APPOINT KPMG AUDIT PLC, LONDON, ENGLAND, TO For Mgmt
ACT AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006 AND TO AUTHORIZE THE
BOARD OF DIRECTORS THROUGH THE AUDIT COMMITTEE
TO SET REMUNERATION FOR THE
3 TO AMEND BYE-LAW87. For Mgmt
4 TO APPROVE THE ADOPTION OF THE ASPEN INSURANCE For Mgmt
HOLDINGS LIMITED 2006 STOCK OPTION PLAN FOR
NON-EMPLOYEE DIRECTORS.
5 TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE For Mgmt
UK LIMITED TO ALLOT SHARES PURSUANT TO SECTION
80 OF THE UNITED KINGDOM S COMPANIES ACT.
6 Ratify Auditors For Mgmt
7 TO AUTHORIZE THE DIRECTORS OF ASPEN INSURANCE For Mgmt
UK SERVICES LIMITED TO ALLOT SHARES PURSUANT TO
SECTION 80 OF THE UNITED KINGDOM S COMPANIES
ACT.
8 Ratify Auditors For Mgmt
9 TO AUTHORIZE THE DIRECTORS OF ASPEN (UK) For Mgmt
HOLDINGS LIMITED TO ALL ALLOT SHARES PURUSANT
TO
Mgmt Rec - Company Management Recommended Vote
Page 12
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
SECTION 80 OF THE UNITED KINGDOM S COMPANIES
ACT.
10 Ratify Auditors For Mgmt
11 TO AUTHORIZE THE DIRECTORS OF AIUK TRUSTEES For Mgmt
LIMITED TO ALLOT SHARES PURUSANT TO SECTION 80
OF THE UNITED KINGDOM S COMPANIES ACT.
12 Ratify Auditors For Mgmt
13 TO AUTHORIZE THE AMENDMENT AND REPLACEMENT OF For Mgmt
AIUK TRUSTEES LIMITED S ARTICLES OF ASSOCIATION
SO THEY ARE CONSISTENT WITH THE COMPANY S
BYE-LAWS.
14 Ratify Auditors For Mgmt
Not voted due to shareblocking restriction.
The potential impact on trading/loan share
activities would outweigh the economic value
of the vote.
05/25/06 - A ENTRAVISION COMMUNICATION *EVC* 29382R107 04/06/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/06 - A I-FLOW CORPORATION *IFLO* 449520303 04/04/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
05/25/06 - A IRON MOUNTAIN INC. *IRM* 462846106 04/13/06
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Approve Executive Incentive Bonus Plan For For Mgmt
6 Ratify Auditors For For Mgmt
05/25/06 - A JONES LANG LASALLE, INC. *JLL* 48020Q107 03/24/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For Against Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 13
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
05/25/06 - A K&F INDUSTRIES HOLDINGS, INC. *KFI* 482241106 04/05/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/06 - A POLYCOM, INC. *PLCM* 73172K104 04/05/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert C. Hagerty --- For
1.2 Elect Director Michael R. Kourey --- For
1.3 Elect Director Betsy S. Atkins --- For
1.4 Elect Director John Seely Brown --- Withhold
1.5 Elect Director David G. DeWalt --- For
1.6 Elect Director Durk I. Jager --- For
1.7 Elect Director John A. Kelley, Jr. --- For
1.8 Elect Director Stanley J. Meresman --- For
1.9 Elect Director William A. Owens --- For
1.10 Elect Director Kevin T. Parker --- For
1.11 Elect Director Thomas G. Stemberg --- For
2 Ratify Auditors For For Mgmt
05/26/06 - A CERNER CORP. *CERN* 156782104 03/31/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
05/30/06 - A EPICOR SOFTWARE CORPORATION *EPIC* 29426L108 04/17/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/31/06 - A DIGITAL RIVER, INC. *DRIV* 25388B104 04/12/06
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
06/01/06 - A ENDEAVOUR INTL CORP *END* 29259G101 04/10/06
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 14
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
06/05/06 - A JER INVESTORS TRUST INC *JRT* 46614H301 04/28/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/05/06 - A PCTEL, INC. *PCTI* 69325Q105 04/17/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
06/06/06 - A ALLIANCE DATA SYSTEMS CORP. *ADS* 018581108 04/13/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/06/06 - A BRIGHT HORIZONS FAMILY SOLUTIONS, INC. *BFAM* 109195107 04/13/06
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
06/06/06 - A CV THERAPEUTICS INC. *CVTX* 126667104 04/12/06
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
CVTX is in the midst of the launch of their
lead drug Ranexa for chronic angina. As a
result of this launch, the company had to
significantly increase the size of the sales
force as well as specialists to detail
physicians. As my estimate of peak sales
3 Amend Articles/Bylaws/Charter General Matters For For Mgmt
4 Ratify Auditors For For Mgmt
06/06/06 - A FTI CONSULTING, INC. *FCN* 302941109 03/15/06
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Approve Deferred Compensation Plan For For Mgmt
Because FTI is largely a services business
reliant on key personnel to generate
revenues, it makes sense to tie compensation
as much as possible to longer-term measures
which reward key employees as shareholders
benefit.
4 Approve Qualified Employee Stock Purchase Plan For Against Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 15
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
6 Ratify Auditors For For Mgmt
06/07/06 - A DOBSON COMMUNICATION CORPORATION *DCEL* 256069105 04/17/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
06/07/06 - A JUPITERMEDIA CORP. *JUPM* 48207D101 04/25/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
06/07/06 - A TIME WARNER TELECOM, INC. *TWTC* 887319101 04/10/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Gregory J. Attorri --- For
1.2 Elect Director Richard J. Davies --- For
1.3 Elect Director Spencer B. Hays --- For
1.4 Elect Director Larissa L. Herda --- For
1.5 Elect Director Robert D. Marcus --- For
1.6 Elect Director Kevin W. Mooney --- For
1.7 Elect Director Olaf Olafsson --- Withhold
1.8 Elect Director George S. Sacerdote --- For
1.9 Elect Director Roscoe C. Young, II --- For
2 Ratify Auditors For For Mgmt
06/07/06 - A WELLCARE HEALTH PLANS INC *WCG* 94946T106 04/20/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/08/06 - A EQUINIX, INC. *EQIX* 29444U502 04/25/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/09/06 - A CENTURY ALUMINUM COMPANY *CENX* 156431108 05/10/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 16
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
06/09/06 - A LECG CORPORATION *XPRT* 523234102 04/11/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/14/06 - A BLACKBAUD INC *BLKB* 09227Q100 04/28/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
06/15/06 - A AVOCENT CORPORATION *AVCT* 053893103 05/03/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
06/15/06 - A IOWA TELECOMMUNICATIONS SERVICES, INC. *IWA* 462594201 04/25/06
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/16/06 - S MONTPELIER RE HOLDINGS LTD *MRH* G62185106 05/22/06
MEETING FOR HOLDERS OF ADRS
1 TO APPROVE THE REDUCTION OF THE COMPANY S SHARE For Mgmt
PREMIUM ACCOUNT FROM $1,716.2 MILLION TO ZERO
AND THE CREDIT OF THE AMOUNT SO REDUCED TO THE
COMPANY S CONTRIBUTED SURPLUS TO BE EFFECTIVE
AS OF THE DATE OF THE APPROVAL.
Not voted due to shareblocking restriction.
The potential impact on trading/loan share
activities would outweigh the economic value
of the vote.
06/22/06 - A COST PLUS, INC. *CPWM* 221485105 04/27/06
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Amend Non-Employee Director Stock Option Plan For Against Mgmt
4 Ratify Auditors For For Mgmt
06/28/06 - A MOBILE MINI, INC. *MINI* 60740F105 05/02/06
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 17
VOTE SUMMARY REPORT
Jan 01, 2006 - Jun 30, 2006
THE HARTFORD SELECT SMALL CAP GROWTH FUND - 0824
Mtg
Date/Type Company/Ballot Issues Security Mgmt Rec Vote Cast Record Date Prpnent
- --------- --------------------- ---------- -------- --------- ----------- -----------
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/30/06 - A GSI COMMERCE INC *GSIC* 36238G102 05/01/06
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael G. Rubin --- For
1.2 Elect Director M. Jeffrey Branman --- For
1.3 Elect Director Michael J. Donahue --- For
1.4 Elect Director Ronald D. Fisher --- Withhold
1.5 Elect Director John A. Hunter --- Withhold
1.6 Elect Director Mark S. Menell --- For
1.7 Elect Director Michael S. Perlis --- For
1.8 Elect Director Jeffrey F. Rayport --- For
1.9 Elect Director Andrea M. Weiss --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote
Page 18
HARTFORD SELECT SMALLCAP GROWTH FUND
07/01/2005-06/30/2006
COMPANY TICKER SECURITY ID MEETING DATE AGENDA ITEM PROPONENT MGMT REC VOTE CAST ISS REC
- ------------------------ ------ ----------- ------------ ------------------------------ --------- -------- --------- --------
ADAMS RESPIRATORY ARXT 00635P107 12/16/2005 Elect Director Donald J. Mgmt For For For
THERAPEUTICS INC Liebentritt
ADAMS RESPIRATORY ARXT 00635P107 12/16/2005 Elect Director John N. Lilly Mgmt For For For
THERAPEUTICS INC
ADAMS RESPIRATORY ARXT 00635P107 12/16/2005 Elect Director Andrew N. Mgmt For For For
THERAPEUTICS INC Schiff, M.D.
ADAMS RESPIRATORY ARXT 00635P107 12/16/2005 Ratify Auditors Mgmt For For For
THERAPEUTICS INC
Kensey Nash Corp. KNSY 490057106 12/7/2005 Elect Director Douglas G. Mgmt For For For
Evans, P.E.
Kensey Nash Corp. KNSY 490057106 12/7/2005 Elect Director Walter R. Mgmt For For For
Maupay, Jr.
Kensey Nash Corp. KNSY 490057106 12/7/2005 Elect Director C. Mgmt For For For
McCollister Evarts, M.D.
Kensey Nash Corp. KNSY 490057106 12/7/2005 Ratify Auditors Mgmt For For For
Openwave Systems, Inc. OPWV 683718308 11/22/2005 Elect Director Bo C. Hedfors Mgmt For For For
Openwave Systems, Inc. OPWV 683718308 11/22/2005 Elect Director Kenneth D. Mgmt For For For
Denman
Openwave Systems, Inc. OPWV 683718308 11/22/2005 Amend Omnibus Stock Plan Mgmt For For For
Openwave Systems, Inc. OPWV 683718308 11/22/2005 Ratify Auditors Mgmt For For For
Veritas DGC Inc. VTS 92343P107 12/15/2005 Elect Director Loren K. Mgmt For For For
Carroll
Veritas DGC Inc. VTS 92343P107 12/15/2005 Elect Director Clayton P. Mgmt For For For
Cormier
Veritas DGC Inc. VTS 92343P107 12/15/2005 Elect Director James R. Gibbs Mgmt For For For
Veritas DGC Inc. VTS 92343P107 12/15/2005 Elect Director Thierry Pilenko Mgmt For For For
Veritas DGC Inc. VTS 92343P107 12/15/2005 Elect Director Jan Rask Mgmt For Withhold Withhold
Veritas DGC Inc. VTS 92343P107 12/15/2005 Elect Director Yoram Shoham Mgmt For For For
Veritas DGC Inc. VTS 92343P107 12/15/2005 Elect Director David F. Work Mgmt For For For
Veritas DGC Inc. VTS 92343P107 12/15/2005 Elect Director Terence K. Mgmt For For For
Young
Veritas DGC Inc. VTS 92343P107 12/15/2005 Ratify Auditors Mgmt For For For
A.S.V., Inc. ASVI 001963107 6/2/2006 Elect Director Richard A. Mgmt For For For
Benson
A.S.V., Inc. ASVI 001963107 6/2/2006 Elect Director James H. Dahl Mgmt For For For
A.S.V., Inc. ASVI 001963107 6/2/2006 Elect Director Bruce D. Mgmt For For For
Iserman
A.S.V., Inc. ASVI 001963107 6/2/2006 Elect Director Leland T. Lynch Mgmt For Withhold Withhold
A.S.V., Inc. ASVI 001963107 6/2/2006 Elect Director Jerome T. Miner Mgmt For For For
A.S.V., Inc. ASVI 001963107 6/2/2006 Elect Director Karlin S. Mgmt For For For
Symons
A.S.V., Inc. ASVI 001963107 6/2/2006 Elect Director R.E. Turner, IV Mgmt For For For
A.S.V., Inc. ASVI 001963107 6/2/2006 Elect Director Kenneth J. Zika Mgmt For For For
A.S.V., Inc. ASVI 001963107 6/2/2006 Company Specific --Increase Mgmt For For For
Authorized Common Stock and
Decrease Authorized Preferred
Stock
A.S.V., Inc. ASVI 001963107 6/2/2006 Ratify Auditors Mgmt For For For
Adeza Biomedical Corp. ADZA 006864102 6/6/2006 Elect Director Andrew E. Mgmt For For For
Senyei, M.D.
Adeza Biomedical Corp. ADZA 006864102 6/6/2006 Elect Director Michael P. Mgmt For For For
Downey
Adeza Biomedical Corp. ADZA 006864102 6/6/2006 Ratify Auditors Mgmt For For For
American Healthways, HWAY 02649V104 1/19/2006 Elect Director Jay Cris Mgmt For For For
Inc. Bisgard, M.D.
American Healthways, HWAY 02649V104 1/19/2006 Elect Director Mary Jane Mgmt For For For
Inc. England, M.D.
American Healthways, HWAY 02649V104 1/19/2006 Elect Director Henry D. Herr Mgmt For For For
Inc.
American Healthways, HWAY 02649V104 1/19/2006 Change Company Name Mgmt For For For
Inc.
American Healthways, HWAY 02649V104 1/19/2006 Ratify Auditors Mgmt For For For
Inc.
Aquantive, Inc. AQNT 03839G105 5/10/2006 Elect Director Richard P. Fox Mgmt For For For
Aquantive, Inc. AQNT 03839G105 5/10/2006 Elect Director Michael B. Mgmt For For For
Slade
Aquantive, Inc. AQNT 03839G105 5/10/2006 Ratify Auditors Mgmt For For For
ArthroCare Corp. ARTC 043136100 5/25/2006 Elect Director Michael A. Mgmt For For For
Baker
ArthroCare Corp. ARTC 043136100 5/25/2006 Elect Director Barbara D. Mgmt For For For
Boyan, Ph.D.
ArthroCare Corp. ARTC 043136100 5/25/2006 Elect Director David F. Mgmt For For For
Fitzgerald
ArthroCare Corp. ARTC 043136100 5/25/2006 Elect Director James G. Foster Mgmt For For For
ArthroCare Corp. ARTC 043136100 5/25/2006 Elect Director Tord B. Lendau Mgmt For For For
ArthroCare Corp. ARTC 043136100 5/25/2006 Elect Director Jerry P. Widman Mgmt For For For
ArthroCare Corp. ARTC 043136100 5/25/2006 Elect Director Peter L. Wilson Mgmt For For For
ArthroCare Corp. ARTC 043136100 5/25/2006 Amend Omnibus Stock Plan Mgmt For Against Against
ArthroCare Corp. ARTC 043136100 5/25/2006 Ratify Auditors Mgmt For For For
Aspect Medical Systems ASPM 045235108 5/24/2006 Elect Director Nassib G. Mgmt For For For
Chamoun
Aspect Medical Systems ASPM 045235108 5/24/2006 Elect Director James J. Mgmt For For For
Mahoney, Jr.
Aspect Medical Systems ASPM 045235108 5/24/2006 Ratify Auditors Mgmt For For For
Aspect Medical Systems ASPM 045235108 5/24/2006 Other Business Mgmt For Against Against
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Elect Director Richard M. Mgmt For For For
Corp. Glickman
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Elect Director Noel F. Hall Mgmt For For For
Corp.
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Elect Director Kirk K. Calhoun Mgmt For For For
Corp.
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Elect Director Ronald M. Hunt Mgmt For For For
Corp.
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Elect Director Julia G. Levy Mgmt For Withhold Withhold
Corp.
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Elect Director R. Hector Mgmt For For For
Corp. MacKay-Dunn
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Elect Director George M. Milne Mgmt For For For
Corp.
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Elect Director Arnold L. Mgmt For For For
Corp. Oronsky
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Approve Ernst & Young LLP as Mgmt For For For
Corp. Auditors and Authorize Board
to Fix Remuneration of
Auditors
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Amend 2002 Incentive Stock Mgmt For Against Against
Corp. Option Plan
Aspreva Pharmaceuticals ASV 04538T109 5/24/2006 Other Business Mgmt For Against Against
Corp.
ATP Oil & Gas Corp. ATPG 00208J108 6/14/2006 Elect Director Arthur H. Dilly Mgmt For For For
ATP Oil & Gas Corp. ATPG 00208J108 6/14/2006 Elect Director Robert C. Mgmt For For For
Thomas
ATP Oil & Gas Corp. ATPG 00208J108 6/14/2006 Elect Director Burt A. Adams Mgmt For For For
ATP Oil & Gas Corp. ATPG 00208J108 6/14/2006 Elect Director George R. Mgmt For For For
Edwards
ATP Oil & Gas Corp. ATPG 00208J108 6/14/2006 Elect Director Robert J. Karow Mgmt For For For
ATP Oil & Gas Corp. ATPG 00208J108 6/14/2006 Ratify Auditors Mgmt For For For
Bronco Drilling Co Inc BRNC 112211107 6/9/2006 Elect Director Mike Liddell Mgmt For Withhold Withhold
Bronco Drilling Co Inc BRNC 112211107 6/9/2006 Elect Director D. Frank Mgmt For Withhold Withhold
Harrison
Bronco Drilling Co Inc BRNC 112211107 6/9/2006 Elect Director David L. Mgmt For For For
Houston
Bronco Drilling Co Inc BRNC 112211107 6/9/2006 Elect Director Phillip G. Mgmt For For For
Lancaster
Bronco Drilling Co Inc BRNC 112211107 6/9/2006 Elect Director William R. Mgmt For For For
Snipes
Bronco Drilling Co Inc BRNC 112211107 6/9/2006 Approve Omnibus Stock Plan Mgmt For Against Against
Bucyrus International, BUCY 118759109 5/3/2006 Elect Director R.L. Purdum Mgmt For Withhold Withhold
Inc.
Bucyrus International, BUCY 118759109 5/3/2006 Elect Director T.W. Sullivan Mgmt For For For
Inc.
Bucyrus International, BUCY 118759109 5/3/2006 Increase Authorized Common Mgmt For For For
Inc. Stock
Bucyrus International, BUCY 118759109 5/3/2006 Amend Omnibus Stock Plan Mgmt For For For
Inc.
Bucyrus International, BUCY 118759109 5/3/2006 Ratify Auditors Mgmt For For For
Inc.
COMPANY TICKER SECURITY ID MEETING DATE AGENDA ITEM PROPONENT MGMT REC VOTE CAST ISS REC
- ------------------------ ------ ----------- ------------ ------------------------------ --------- -------- --------- --------
Carrizo Oil & Gas, Inc. CRZO 144577103 5/23/2006 Elect Director S.P. Johnson IV Mgmt For For For
Carrizo Oil & Gas, Inc. CRZO 144577103 5/23/2006 Elect Director Steven A. Mgmt For Withhold Withhold
Webster
Carrizo Oil & Gas, Inc. CRZO 144577103 5/23/2006 Elect Director Thomas L. Mgmt For For For
Carter, Jr.
Carrizo Oil & Gas, Inc. CRZO 144577103 5/23/2006 Elect Director Paul B. Loyd, Mgmt For For For
Jr.
Carrizo Oil & Gas, Inc. CRZO 144577103 5/23/2006 Elect Director F. Gardner Mgmt For For For
Parker
Carrizo Oil & Gas, Inc. CRZO 144577103 5/23/2006 Elect Director Roger A. Ramsey Mgmt For For For
Carrizo Oil & Gas, Inc. CRZO 144577103 5/23/2006 Elect Director Frank A. Wojtek Mgmt For For For
Carrizo Oil & Gas, Inc. CRZO 144577103 5/23/2006 Amend Omnibus Stock Plan Mgmt For For For
Carrizo Oil & Gas, Inc. CRZO 144577103 5/23/2006 Ratify Auditors Mgmt For For For
Centene Corp. CNC 15135B101 4/25/2006 Elect Director Robert K. Mgmt For For For
Ditmore
Centene Corp. CNC 15135B101 4/25/2006 Elect Director Frederick H. Mgmt For For For
Eppinger
Centene Corp. CNC 15135B101 4/25/2006 Elect Director David L. Mgmt For For For
Steward
Centene Corp. CNC 15135B101 4/25/2006 Ratify Auditors Mgmt For For For
Central European CEDC 153435102 5/1/2006 Elect Director William V. Mgmt For For For
Distribution Corporation Carey
Central European CEDC 153435102 5/1/2006 Elect Director David Bailey Mgmt For For For
Distribution Corporation
Central European CEDC 153435102 5/1/2006 Elect Director N. Scott Fine Mgmt For For For
Distribution Corporation
Central European CEDC 153435102 5/1/2006 Elect Director Tony Housh Mgmt For For For
Distribution Corporation
Central European CEDC 153435102 5/1/2006 Elect Director Robert P. Koch Mgmt For For For
Distribution Corporation
Central European CEDC 153435102 5/1/2006 Elect Director Jan W. Mgmt For For For
Distribution Corporation Laskowski
Central European CEDC 153435102 5/1/2006 Elect Director D. Heriard Mgmt For For For
Distribution Corporation Dubreuil
Central European CEDC 153435102 5/1/2006 Elect Director Markus Sieger Mgmt For For For
Distribution Corporation
Central European CEDC 153435102 5/1/2006 Ratify Auditors Mgmt For For For
Distribution Corporation
Central European CEDC 153435102 5/1/2006 Increase Authorized Common Mgmt For For For
Distribution Corporation Stock
Ceradyne, Inc. CRDN 156710105 6/6/2006 Elect Director Joel P. Mgmt For For For
Moskowitz
Ceradyne, Inc. CRDN 156710105 6/6/2006 Elect Director Richard A. Mgmt For Withhold Withhold
Alliegro
Ceradyne, Inc. CRDN 156710105 6/6/2006 Elect Director Frank Edelstein Mgmt For For For
Ceradyne, Inc. CRDN 156710105 6/6/2006 Elect Director Richard A. Mgmt For For For
Kertson
Ceradyne, Inc. CRDN 156710105 6/6/2006 Elect Director William C. Mgmt For For For
LaCourse
Ceradyne, Inc. CRDN 156710105 6/6/2006 Elect Director Milton L. Lohr Mgmt For For For
Ceradyne, Inc. CRDN 156710105 6/6/2006 Increase Authorized Common Mgmt For For For
Stock
Charles & Colvard, Ltd CTHR 159765106 5/22/2006 Elect Director Frederick A. Mgmt For For For
Russ
Charles & Colvard, Ltd CTHR 159765106 5/22/2006 Elect Director Robert S. Mgmt For For For
Thomas
Charles & Colvard, Ltd CTHR 159765106 5/22/2006 Elect Director George A. Mgmt For For For
Thornton, III
Charles & Colvard, Ltd CTHR 159765106 5/22/2006 Elect Director Laura C. Mgmt For For For
Kendall
Charles & Colvard, Ltd CTHR 159765106 5/22/2006 Elect Director Lisa A. Gavales Mgmt For For For
Charles & Colvard, Ltd CTHR 159765106 5/22/2006 Elect Director Geraldine L. Mgmt For For For
Sedlar
Charles & Colvard, Ltd CTHR 159765106 5/22/2006 Elect Director Lynn L. Lane Mgmt For For For
Charles & Colvard, Ltd CTHR 159765106 5/22/2006 Ratify Auditors Mgmt For For For
Concur Technologies, CNQR 206708109 3/8/2006 Elect Director S. Steven Singh Mgmt For For For
Inc.
Concur Technologies, CNQR 206708109 3/8/2006 Elect Director Jeffrey T. Mgmt For For For
Inc. Seely
Directed Electronics Inc DEIX 254575103 6/9/2006 Elect Director Jon E. Elias Mgmt For Withhold Withhold
Directed Electronics Inc DEIX 254575103 6/9/2006 Elect Director Darrell E. Issa Mgmt For Withhold Withhold
Directed Electronics Inc DEIX 254575103 6/9/2006 Elect Director Kevin B. Mgmt For For For
McColgan
Directed Electronics Inc DEIX 254575103 6/9/2006 Ratify Auditors Mgmt For For For
Dril-Quip, Inc. DRQ 262037104 5/10/2006 Elect Director Larry E. Mgmt For Withhold Withhold
Reimert
Dril-Quip, Inc. DRQ 262037104 5/10/2006 Elect Director Gary D. Smith Mgmt For Withhold Withhold
Dril-Quip, Inc. DRQ 262037104 5/10/2006 Ratify Auditors Mgmt For For For
Essex Corporation KEYW 296744105 6/22/2006 Elect Director John G. Hannon Mgmt For For For
Essex Corporation KEYW 296744105 6/22/2006 Elect Director Robert W. Hicks Mgmt For For For
Essex Corporation KEYW 296744105 6/22/2006 Elect Director Anthony M. Mgmt For For For
Johnson
Essex Corporation KEYW 296744105 6/22/2006 Elect Director Ray M. Keeler Mgmt For For For
Essex Corporation KEYW 296744105 6/22/2006 Elect Director Marie S. Minton Mgmt For For For
Essex Corporation KEYW 296744105 6/22/2006 Elect Director Arthur L. Money Mgmt For Withhold Withhold
Essex Corporation KEYW 296744105 6/22/2006 Elect Director Leonard E. Mgmt For For For
Moodispaw
Essex Corporation KEYW 296744105 6/22/2006 Elect Director Terry M. Turpin Mgmt For For For
Essex Corporation KEYW 296744105 6/22/2006 Amend Omnibus Stock Plan Mgmt For Against Against
Essex Corporation KEYW 296744105 6/22/2006 Ratify Auditors Mgmt For For For
Euronet Worldwide Inc. EEFT 298736109 5/18/2006 Elect Director Thomas A. Mgmt For Withhold Withhold
McDonnell
Euronet Worldwide Inc. EEFT 298736109 5/18/2006 Elect Director Paul S. Mgmt For For For
Althasen
Euronet Worldwide Inc. EEFT 298736109 5/18/2006 Elect Director Daniel R. Henry Mgmt For For For
Euronet Worldwide Inc. EEFT 298736109 5/18/2006 Increase Authorized Common Mgmt For For For
Stock
Euronet Worldwide Inc. EEFT 298736109 5/18/2006 Approve Omnibus Stock Plan Mgmt For For For
Euronet Worldwide Inc. EEFT 298736109 5/18/2006 Approve Executive Incentive Mgmt For For For
Bonus Plan
Euronet Worldwide Inc. EEFT 298736109 5/18/2006 Ratify Auditors Mgmt For For For
Falconstor Software, FALC 306137100 5/17/2006 Elect Director Steven L. Bock Mgmt For For For
Inc.
Falconstor Software, FALC 306137100 5/17/2006 Elect Director Patrick B. Mgmt For For For
Inc. Carney
Falconstor Software, FALC 306137100 5/17/2006 Approve Omnibus Stock Plan Mgmt For For For
Inc.
Falconstor Software, FALC 306137100 5/17/2006 Ratify Auditors Mgmt For For For
Inc.
First Horizon SCRX 32051K106 6/15/2006 Elect Director Dr. John N. Mgmt For For For
Pharmaceutical Kapoor
First Horizon SCRX 32051K106 6/15/2006 Elect Director Jerry N. Ellis Mgmt For For For
Pharmaceutical
First Horizon SCRX 32051K106 6/15/2006 Change Company Name Mgmt For For For
Pharmaceutical
First Horizon SCRX 32051K106 6/15/2006 Ratify Auditors Mgmt For For For
Pharmaceutical
Fox Hollow FOXH 35166A103 6/28/2006 Elect Director Jeffrey B. Mgmt For For For
Technologies, Inc. Child
Fox Hollow FOXH 35166A103 6/28/2006 Ratify Auditors Mgmt For For For
Technologies, Inc.
Glenayre Technologies, GEMS 377899109 5/23/2006 Elect Director Clarke H. Mgmt For For For
Inc. Bailey
Glenayre Technologies, GEMS 377899109 5/23/2006 Elect Director Donald S. Bates Mgmt For For For
Inc.
Glenayre Technologies, GEMS 377899109 5/23/2006 Elect Director Peter W. Gilson Mgmt For For For
Inc.
Glenayre Technologies, GEMS 377899109 5/23/2006 Amend Omnibus Stock Plan Mgmt For For For
Inc.
Glenayre Technologies, GEMS 377899109 5/23/2006 Ratify Auditors Mgmt For For For
Inc.
HealthExtras, Inc. HLEX 422211102 6/6/2006 Elect Director Daniel J. Mgmt For For For
Houston
HealthExtras, Inc. HLEX 422211102 6/6/2006 Elect Director Michael R. Mgmt For For For
McDonnell
HealthExtras, Inc. HLEX 422211102 6/6/2006 Elect Director Dale B. Wolf Mgmt For For For
HealthExtras, Inc. HLEX 422211102 6/6/2006 Elect Director Steven B. Mgmt For Withhold Withhold
Epstein
HealthExtras, Inc. HLEX 422211102 6/6/2006 Approve Omnibus Stock Plan Mgmt For For For
HealthExtras, Inc. HLEX 422211102 6/6/2006 Ratify Auditors Mgmt For For For
Healthspring Inc HS 42224N101 6/6/2006 Elect Director Herbert A. Mgmt For For For
Fritch
Healthspring Inc HS 42224N101 6/6/2006 Elect Director Joseph P. Nolan Mgmt For Withhold Withhold
Healthspring Inc HS 42224N101 6/6/2006 Elect Director Bruce M. Fried Mgmt For For For
Healthspring Inc HS 42224N101 6/6/2006 Amend Omnibus Stock Plan Mgmt For For For
Hercules Offshore, Inc. HERO 427093109 4/26/2006 Elect Director Randall D. Mgmt For For For
Stilley
Hercules Offshore, Inc. HERO 427093109 4/26/2006 Elect Director Steven A. Mgmt For Withhold Withhold
Webster
COMPANY TICKER SECURITY ID MEETING DATE AGENDA ITEM PROPONENT MGMT REC VOTE CAST ISS REC
- ------------------------ ------ ----------- ------------ ------------------------------ --------- -------- --------- --------
Hercules Offshore, Inc. HERO 427093109 4/26/2006 Amend Omnibus Stock Plan Mgmt For For For
Hercules Offshore, Inc. HERO 427093109 4/26/2006 Ratify Auditors Mgmt For For For
Ikanos Communications, IKAN 4.52E+109 6/13/2006 Elect Director Michael L. Mgmt For For For
Inc. Goguen
Ikanos Communications, IKAN 4.52E+109 6/13/2006 Elect Director G. Venkatesh Mgmt For For For
Inc.
Ikanos Communications, IKAN 4.52E+109 6/13/2006 Ratify Auditors Mgmt For For For
Inc.
IntraLase Corp. ILSE 461169104 5/23/2006 Elect Director William J. Link Mgmt For For For
IntraLase Corp. ILSE 461169104 5/23/2006 Elect Director Gilbert H. Mgmt For For For
Kliman
IntraLase Corp. ILSE 461169104 5/23/2006 Amend Omnibus Stock Plan Mgmt For Against Against
IntraLase Corp. ILSE 461169104 5/23/2006 Amend Omnibus Stock Plan Mgmt For Against Against
IntraLase Corp. ILSE 461169104 5/23/2006 Ratify Auditors Mgmt For For For
iVillage, Inc. IVIL 46588H105 5/12/2006 Approve Merger Agreement Mgmt For For For
iVillage, Inc. IVIL 46588H105 5/12/2006 Adjourn Meeting Mgmt For For For
JAMDAT MOBILE INC JMDT 47023T100 2/10/2006 Approve Merger Agreement Mgmt For For For
JAMDAT MOBILE INC JMDT 47023T100 2/10/2006 Adjourn Meeting Mgmt For For For
Jupitermedia Corp. JUPM 48207D101 6/7/2006 Elect Director Alan M. Meckler Mgmt For For For
Jupitermedia Corp. JUPM 48207D101 6/7/2006 Elect Director Christopher S. Mgmt For For For
Cardell
Jupitermedia Corp. JUPM 48207D101 6/7/2006 Elect Director Michael J. Mgmt For For For
Davies
Jupitermedia Corp. JUPM 48207D101 6/7/2006 Elect Director Gilbert F. Bach Mgmt For For For
Jupitermedia Corp. JUPM 48207D101 6/7/2006 Elect Director William A. Mgmt For For For
Shutzer
Jupitermedia Corp. JUPM 48207D101 6/7/2006 Elect Director John R. Patrick Mgmt For For For
Jupitermedia Corp. JUPM 48207D101 6/7/2006 Amend Omnibus Stock Plan Mgmt For For For
Jupitermedia Corp. JUPM 48207D101 6/7/2006 Ratify Auditors Mgmt For For For
Kenexa Corp KNXA 488879107 5/17/2006 Elect Director Troy A. Kanter Mgmt For Withhold Withhold
Kenexa Corp KNXA 488879107 5/17/2006 Elect Director Renee B. Booth Mgmt For For For
Kenexa Corp KNXA 488879107 5/17/2006 Approve Qualified Employee Mgmt For For For
Stock Purchase Plan
Kenexa Corp KNXA 488879107 5/17/2006 Ratify Auditors Mgmt For Against Against
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director Michael Jaharis Mgmt For Withhold Withhold
Inc.
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director Daniel M. Bell Mgmt For Withhold Withhold
Inc.
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director Robert E. Mgmt For Withhold Withhold
Inc. Baldini
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director Adrian Adams Mgmt For Withhold Withhold
Inc.
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director John Brademas, Mgmt For For For
Inc. Ph.D.
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director Kevin T. Ferro Mgmt For Withhold Withhold
Inc.
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director Steven Mgmt For Withhold Withhold
Inc. Jaharis, M.D.
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director Nicolaos E. Mgmt For For For
Inc. Madias, M.D.
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director Mark Novitch, Mgmt For For For
Inc. M.D.
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director William D. Mgmt For For For
Inc. Pruitt
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Elect Director Frederick B. Mgmt For For For
Inc. Whittemore
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Amend Omnibus Stock Plan Mgmt For Against Against
Inc.
Kos Pharmaceuticals, KOSP 500648100 4/27/2006 Ratify Auditors Mgmt For For For
Inc.
Kyphon Inc KYPH 501577100 6/15/2006 Elect Director Richard W. Mott Mgmt For For For
Kyphon Inc KYPH 501577100 6/15/2006 Elect Director Karen D. Mgmt For For For
Talmadge, Ph.D.
Kyphon Inc KYPH 501577100 6/15/2006 Approve Qualified Employee Mgmt For For For
Stock Purchase Plan
Kyphon Inc KYPH 501577100 6/15/2006 Ratify Auditors Mgmt For For For
LCA-Vision Inc. LCAV 501803308 6/12/2006 Elect Director William F. Bahl Mgmt For For For
LCA-Vision Inc. LCAV 501803308 6/12/2006 Elect Director Thomas G. Cody Mgmt For For For
LCA-Vision Inc. LCAV 501803308 6/12/2006 Elect Director John H. Mgmt For For For
Gutfreund
LCA-Vision Inc. LCAV 501803308 6/12/2006 Elect Director John C. Hassan Mgmt For For For
LCA-Vision Inc. LCAV 501803308 6/12/2006 Elect Director Craig P.R. Mgmt For For For
Joffe
LCA-Vision Inc. LCAV 501803308 6/12/2006 Elect Director David W. Mgmt For For For
Whiting, M.D.
LCA-Vision Inc. LCAV 501803308 6/12/2006 Elect Director E. Anthony Mgmt For For For
Woods
LCA-Vision Inc. LCAV 501803308 6/12/2006 Increase Authorized Common Mgmt For For For
Stock
LCA-Vision Inc. LCAV 501803308 6/12/2006 Approve Omnibus Stock Plan Mgmt For For For
LCA-Vision Inc. LCAV 501803308 6/12/2006 Ratify Auditors Mgmt For For For
LECG Corporation XPRT 523234102 6/9/2006 Elect Director David J. Teece Mgmt For For For
LECG Corporation XPRT 523234102 6/9/2006 Elect Director Michael R. Mgmt For For For
Gaulke
LECG Corporation XPRT 523234102 6/9/2006 Elect Director Michael J. Mgmt For For For
Jeffery
LECG Corporation XPRT 523234102 6/9/2006 Elect Director William W. Mgmt For For For
Liebeck
LECG Corporation XPRT 523234102 6/9/2006 Elect Director Ruth M. Mgmt For For For
Richardson
LECG Corporation XPRT 523234102 6/9/2006 Elect Director William J. Mgmt For For For
Spencer
LECG Corporation XPRT 523234102 6/9/2006 Elect Director Walter H.A. Mgmt For For For
Vandaele
LECG Corporation XPRT 523234102 6/9/2006 Ratify Auditors Mgmt For For For
Lufkin Industries, Inc. LUFK 549764108 5/3/2006 Elect Director S.V. Baer Mgmt For For For
Lufkin Industries, Inc. LUFK 549764108 5/3/2006 Elect Director S.W. Mgmt For For For
Henderson, III
Lufkin Industries, Inc. LUFK 549764108 5/3/2006 Elect Director J.F. Anderson Mgmt For For For
Lufkin Industries, Inc. LUFK 549764108 5/3/2006 Elect Director D.V. Smith Mgmt For For For
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Elect D. Moran, A. Mergi, D. Mgmt For For For
Pioneer Gross, H. Wagner, and Y. Ben
Shalom, Z. Simon and Y.
Neeman as Directors
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Kost Forer Gabbay & Mgmt For For For
Pioneer Kasierer as Auditors and
Authorize Board to Fix Their
Remuneration
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Stock Option Grant to Mgmt For Against Against
Pioneer Purchase 100,000 Ordinary
Shares to Chairman,
President, and CEO Dov Moran
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Stock Option Grant to Mgmt For Against Against
Pioneer Purchase 8,000 Ordinary
Shares to Director Aryeh Mergi
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Stock Option Grant to Mgmt For Against Against
Pioneer Purchase 25,000 Ordinary
Shares to Chief Marketing
Officer and Director Dana
Gross
COMPANY TICKER SECURITY ID MEETING DATE AGENDA ITEM PROPONENT MGMT REC VOTE CAST ISS REC
- ------------------------ ------ ----------- ------------ ------------------------------ --------- -------- --------- --------
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Stock Option Grant to Mgmt For Against Against
Pioneer Purchase 8,000 Ordinary
Shares to Director Hans Wagner
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Stock Option Grant to Mgmt For Against Against
Pioneer Purchase 8,000 Ordinary
Shares to Director Yossi Ben
Shalom
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Stock Option Grant to Mgmt For Against Against
Pioneer Purchase 15,000 Ordinary
Shares to Newly Appointed
Director Zehava Simon
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Stock Option Grants Mgmt For Against Against
Pioneer to Purchase a Total of 16,000
Ordinary Shares, Divided into
8,000 Ordinary Shares to Each
of External Directors Yair
Shoham and Itsik Onfus
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Compensation of Non Mgmt For For For
Pioneer Employee Directors of $10,000
Per Year and $400 Per Board
or Committee Meeting Attended
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Allow Options Held by Mgmt For Against Against
Pioneer External Directors to Vest
After Five Years of Service
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Stock Option Grant to Mgmt For Against Against
Pioneer Purchase 15,000 Ordinary
Shares to Newly Appointed
Director Yuval Neeman
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Change Company Name to Mgmt For For For
Pioneer M-Systems, Ltd.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Amend Articles Re: Allow Mgmt For For For
Pioneer Charitable Contributions
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Amend Articles Re: Allow Mgmt For For For
Pioneer Notice of General Meetings by
Publication or Delivery
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Amend Articles Re: Specify Mgmt For For For
Pioneer Circumstances of Removal of
Directors from Office
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Amend Articles Re: Person Mgmt For For For
Pioneer Appointed as Alternative
Director may only Act in that
Capacity for Single Director
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Amend Articles Re: Specify Mgmt For For For
Pioneer Minimum Notice for Meetings
of Board
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Amend Articles Re: Specify Mgmt For Against Against
Pioneer Method for Approving Dividends
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Amend Articles Re: Specify Mgmt For For For
Pioneer Maximum Term of Appointment
of Auditors
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Amend Articles Re: Mgmt For For For
Pioneer Director/Officer
Indemnification/Liability
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Amend Director/Officer Mgmt For For For
Pioneer Indemnification Agreements
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Approve Director/Officer Mgmt For Against Against
Pioneer Liability and Indemnification
Insurance
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Meeting for Holders of ADRs
Pioneer
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Elect Director Mr. Dov Moran Mgmt For For For
Pioneer
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Elect Director Mr. Aryeh Mgmt For For For
Pioneer Mergi
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Elect Director Ms. Dana Gross Mgmt For For For
Pioneer
COMPANY TICKER SECURITY ID MEETING DATE AGENDA ITEM PROPONENT MGMT REC VOTE CAST ISS REC
- ------------------------ ------ ----------- ------------ ------------------------------ --------- -------- --------- --------
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Elect Director Dr. Hans Mgmt For For For
Pioneer Wagner
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Elect Director Mr. Yossi Ben Mgmt For For For
Pioneer Shalom
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Elect Director Ms. Zehava Mgmt For For For
Pioneer Simon
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Elect Director Mr. Yuval Mgmt For For For
Pioneer Neeman
M-Systems Flash Disk FLSH M7061C100 2/6/2006 Ratify Auditors Mgmt For For For
Pioneer
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For Against Against
Pioneer THE GRANT OF STOCK OPTIONS
TO: MR. DOV MORAN, THE
COMPANY S CHAIRMAN OF THE
BOARD, PRESIDENT AND CHIEF
EXECUTIVE OFFICER.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For Against Against
Pioneer THE GRANT OF STOCK OPTIONS
TO: MR. ARYEH MERGI, THE
EXECUTIVE VICE PRESIDENT OF
BUSINESS DEVELOPMENT AND A
DIRECTOR.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For Against Against
Pioneer THE GRANT OF STOCK OPTIONS
TO: MS. DANA GROSS, THE CHIEF
MARKETING OFFICER AND A
DIRECTOR.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For Against Against
Pioneer THE GRANT OF STOCK OPTIONS
TO: DR. HANS WAGNER, A
NON-EMPLOYEE DIRECTOR.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For Against Against
Pioneer THE GRANT OF STOCK OPTIONS
TO: MR. YOSSI BEN SHALOM, A
NON-EMPLOYEE DIRECTOR AND
CHAIRMAN OF THE AUDIT
COMMITTEE.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For Against Against
Pioneer THE GRANT OF STOCK OPTIONS
TO: MS. ZEHAVA SIMON, AS AN
INITIAL GRANT TO A
NEWLY-APPOINTED NON-EMPLOYEE
DIRECTOR.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For Against Against
Pioneer THE GRANT OF STOCK OPTIONS
TO: MESSRS. YAIR SHOHAM AND
ITSIK ONFUS, EACH AN EXTERNAL
DIRECTOR.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For For For
Pioneer THE GRANT OF STOCK OPTIONS
TO: AS OF APRIL 19, 2005, THE
PAYMENT TO EACH OF THE
DIRECTORS, OTHER THAN THE
CHAIRMAN OF THE BOARD.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For Against Against
Pioneer THE GRANT OF STOCK OPTIONS
TO: IN ORDER TO ENABLE
EXTERNAL DIRECTORS, TO
BENEFIT FROM THE OPTIONS
GRANTED TO THEM PRIOR TO THE
TERMINATION OF THEIR SERVICE.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF COMPENSATION AND Mgmt For Against Against
Pioneer THE GRANT OF STOCK OPTIONS
TO: MR. YUVAL NEEMAN, AS AN
INITIAL GRANT TO A
NEWLY-APPOINTED NON-EMPLOYEE
DIRECTOR.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF THE CHANGE OF THE Mgmt For For For
Pioneer COMPANY S NAME TO M-SYSTEMS
LTD., OR SUCH OTHER NAME
INCORPORATING THE WORDS
M-SYSTEMS AND AMENDMENT OF
THE ARTICLES OF ASSOCIATION.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF THE PROPOSED Mgmt For For For
Pioneer AMENDMENT TO THE COMPANY S
ARTICLES OF ASSOCIATION:
AMENDMENT TO ARTICLE 2
DEFINING PERMITTED ACTIVITIES
OF THE COMPANY.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF THE PROPOSED Mgmt For For For
Pioneer AMENDMENT TO THE COMPANY S
ARTICLES OF ASSOCIATION:
AMENDMENT TO ARTICLE 23
ALLOWING NOTICE OF GENERAL
MEETINGS BY PUBLICATION OR
DELIVERY.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF THE PROPOSED Mgmt For For For
Pioneer AMENDMENT TO THE COMPANY S
ARTICLES OF ASSOCIATION:
AMENDMENT TO ARTICLES 37 AND
40 SPECIFYING THE
CIRCUMSTANCES OF REMOVAL OF
DIRECTORS FROM OFFICE.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF THE PROPOSED Mgmt For For For
Pioneer AMENDMENT TO THE COMPANY S
ARTICLES OF ASSOCIATION:
AMENDMENT TO ARTICLE 43
SPECIFYING THAT A PERSON
APPOINTED TO SERVE AS AN
ALTERNATE DIRECTOR MAY ONLY
ACT IN THAT CAPACITY ON
BEHALF OF A SINGLE DIRECTOR.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF THE PROPOSED Mgmt For For For
Pioneer AMENDMENT TO THE COMPANY S
ARTICLES OF ASSOCIATION:
AMENDMENT TO ARTICLE 44
SPECIFYING THE MINIMUM NOTICE
FOR MEETINGS OF THE BOARD.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF THE PROPOSED Mgmt For Against Against
Pioneer AMENDMENT TO THE COMPANY S
ARTICLES OF ASSOCIATION:
AMENDMENT TO ARTICLE 50
SPECIFYING THE METHOD OF
APPROVING DIVIDENDS.
M-Systems Flash Disk FLSH M7061C100 2/6/2006 APPROVAL OF THE PROPOSED Mgmt For For For
Pioneer AMENDMENT TO THE COMPANY S
ARTICLES OF ASSOCIATION:
AMENDMENT TO ARTICLE 63
SPECIFYING THE MAXIMUM TERM
OF APPOINTMENT OF AUDITORS.
Natus Medical Inc. BABY 639050103 6/15/2006 Elect Director Doris Engibous Mgmt For For For
Natus Medical Inc. BABY 639050103 6/15/2006 Elect Director William M. Mgmt For Withhold Withhold
Moore
Natus Medical Inc. BABY 639050103 6/15/2006 Ratify Auditors Mgmt For For For
Online Resources and ORCC 68273G101 5/4/2006 Elect Director Michael H. Mgmt For For For
Communications Corp. Heath
Online Resources and ORCC 68273G101 5/4/2006 Elect Director Edward E. Mgmt For For For
Communications Corp. Furash
COMPANY TICKER SECURITY ID MEETING DATE AGENDA ITEM PROPONENT MGMT REC VOTE CAST ISS REC
- ------------------------ ------ ----------- ------------ ------------------------------ --------- -------- --------- --------
Online Resources and ORCC 68273G101 5/4/2006 Ratify Auditors Mgmt For For For
Communications Corp.
Open Solutions Inc. OPEN 68371P102 5/16/2006 Elect Director Louis Mgmt For For For
Hernandez, Jr.
Open Solutions Inc. OPEN 68371P102 5/16/2006 Elect Director Dennis F. Lynch Mgmt For For For
Open Solutions Inc. OPEN 68371P102 5/16/2006 Ratify Auditors Mgmt For For For
Orckit Communications M7531S206 4/24/2006 Meeting for Holders of ADRs
Ltd.
Orckit Communications M7531S206 4/24/2006 ELECTION OF DIRECTOR: ERIC Mgmt For For For
Ltd. PANETH (EXECUTIVE)
Orckit Communications M7531S206 4/24/2006 ELECTION OF DIRECTOR: IZHAK Mgmt For For For
Ltd. TAMIR (EXECUTIVE)
Orckit Communications M7531S206 4/24/2006 ELECTION OF DIRECTOR: JED M. Mgmt For For For
Ltd. ARKIN (NON-EXECUTIVE)
Orckit Communications M7531S206 4/24/2006 ELECTION OF DIRECTOR: MOTI Mgmt For For For
Ltd. MOTIL (NON-EXECUTIVE)
Orckit Communications M7531S206 4/24/2006 AMENDED INDEMNIFICATION Mgmt For Against Against
Ltd. LETTER AGREEMENTS IN FAVOR OF
DIRECTORS.
Orckit Communications M7531S206 4/24/2006 INCREASE IN THE NON-DIRECTOR Mgmt For Against Against
Ltd. EMPLOYEE OPTION POOL BY
750,000 SHARES.
Orckit Communications M7531S206 4/24/2006 Ratify Auditors Mgmt For For For
Ltd.
Palomar Medical PMTI 697529303 5/10/2006 Elect Director Joseph P. Mgmt For Withhold Withhold
Technologies, Inc. Caruso
Palomar Medical PMTI 697529303 5/10/2006 Elect Director Jeanne Cohane Mgmt For For For
Technologies, Inc.
Palomar Medical PMTI 697529303 5/10/2006 Elect Director Nicholas P. Mgmt For For For
Technologies, Inc. Economou
Palomar Medical PMTI 697529303 5/10/2006 Elect Director James G. Martin Mgmt For For For
Technologies, Inc.
Palomar Medical PMTI 697529303 5/10/2006 Elect Director A. Neil Mgmt For For For
Technologies, Inc. Pappalardo
Palomar Medical PMTI 697529303 5/10/2006 Elect Director Louis P. Mgmt For Withhold Withhold
Technologies, Inc. Valente
Palomar Medical PMTI 697529303 5/10/2006 Ratify Auditors Mgmt For For For
Technologies, Inc.
Palomar Medical PMTI 697529303 5/10/2006 Approve Omnibus Stock Plan Mgmt For Against Against
Technologies, Inc.
Palomar Medical PMTI 697529303 5/10/2006 Other Business Mgmt For Against Against
Technologies, Inc.
PDF Solutions, Inc. PDFS 693282105 5/24/2006 Elect Director Lucio L. Lanza Mgmt For For For
PDF Solutions, Inc. PDFS 693282105 5/24/2006 Elect Director Kimon Mgmt For Withhold Withhold
Michaels, Ph.D.
PDF Solutions, Inc. PDFS 693282105 5/24/2006 Ratify Auditors Mgmt For For For
Quidel Corp. QDEL 74838J101 5/17/2006 Ratify Auditors Mgmt For For For
Quidel Corp. QDEL 74838J101 5/17/2006 Elect Director Thomas D. Brown Mgmt For For For
Quidel Corp. QDEL 74838J101 5/17/2006 Elect Director Rod F. Dammeyer Mgmt For For For
Quidel Corp. QDEL 74838J101 5/17/2006 Elect Director D.S. Mgmt For For For
Harrington, M.D.
Quidel Corp. QDEL 74838J101 5/17/2006 Elect Director Caren L. Mason Mgmt For For For
Quidel Corp. QDEL 74838J101 5/17/2006 Elect Director Mary Lake Mgmt For For For
Polan, M.D., Ph.D.
Quidel Corp. QDEL 74838J101 5/17/2006 Elect Director Mark A. Pulido Mgmt For For For
Quidel Corp. QDEL 74838J101 5/17/2006 Elect Director Jack W. Schuler Mgmt For For For
RACKABLE SYSTEMS INC RACK 750077109 5/31/2006 Elect Director Thomas K. Mgmt For For For
Barton
RACKABLE SYSTEMS INC RACK 750077109 5/31/2006 Elect Director Gary A. Mgmt For For For
Griffiths
RACKABLE SYSTEMS INC RACK 750077109 5/31/2006 Elect Director Michael J. Mgmt For For For
Maulick
RACKABLE SYSTEMS INC RACK 750077109 5/31/2006 Elect Director Hagi Schwartz Mgmt For For For
RACKABLE SYSTEMS INC RACK 750077109 5/31/2006 Elect Director Ronald D. Mgmt For For For
Verdoorn
RACKABLE SYSTEMS INC RACK 750077109 5/31/2006 Ratify Auditors Mgmt For For For
Retalix Limited M8215W109 6/5/2006 Meeting for Holders of ADRs
(Formerly POINT OF SALE
LTD)
Retalix Limited M8215W109 6/5/2006 TO ELECT MR. DAVID BRESLER AS Mgmt For For For
(Formerly POINT OF SALE AN OUTSIDE DIRECTOR OF THE
LTD) COMPANY.
Retalix Limited M8215W109 6/5/2006 TO ELECT MR. LOIUS BERMAN AS Mgmt For For For
(Formerly POINT OF SALE AN OUTSIDE DIRECTOR OF THE
LTD) COMPANY.
Rightnow Technologies, RNOW 76657R106 5/31/2006 Elect Director Richard E. Mgmt For For For
Inc Allen
Rightnow Technologies, RNOW 76657R106 5/31/2006 Elect Director Margaret L. Mgmt For For For
Inc Taylor
Rightnow Technologies, RNOW 76657R106 5/31/2006 Ratify Auditors Mgmt For For For
Inc
Rightnow Technologies, RNOW 76657R106 5/31/2006 Other Business Mgmt For Against Against
Inc
SAIFUN SEMICONDUCTORS SFUN M8233P102 3/22/2006 Meeting for Holders of ADRs
LTD
SAIFUN SEMICONDUCTORS SFUN M8233P102 3/22/2006 Elect Director Mr. George Mgmt For For For
LTD Hervey
SAIFUN SEMICONDUCTORS SFUN M8233P102 3/22/2006 Elect Director Ms. Ida Mgmt For For For
LTD Keidar-Malits
SAIFUN SEMICONDUCTORS SFUN M8233P102 3/22/2006 TO APPROVE THE COMPENSATION Mgmt For Against Against
LTD OF THE OUTSIDE DIRECTORS.
SAIFUN SEMICONDUCTORS SFUN M8233P102 3/22/2006 TO AUTHORIZE DR. BOAZ EITAN, Mgmt For Against Against
LTD THE COMPANY S CHIEF EXECUTIVE
OFFICER, TO SERVE
CONCURRENTLY AS THE CHAIRMAN
OF THE BOARD OF DIRECTORS OF
THE COMPANY.
SAIFUN SEMICONDUCTORS SFUN M8233P102 3/22/2006 IN ACCORDANCE WITH ISRAELI Mgmt For Against Against
LTD COMPANIES LAW, TO APPROVE THE
INCLUSION, IN A PROPOSED
OFFERING OF THE COMPANY S
SHARES, OF ORDINARY SHARES
HELD BY A MAJORITY OF THE
MEMBERS OF THE COMPANY S
BOARD OF DIRECTORS AND THEIR
AFFILIATES, SUBJECT TO THE
TERMS OF THE
SAIFUN SEMICONDUCTORS SFUN M8233P102 3/22/2006 IN ACCORDANCE WITH ISRAELI Mgmt For Against Against
LTD COMPANIES LAW, TO APPROVE THE
INCLUSION IN A PROPOSED
OFFERING OF THE COMPANY S
SHARES, OF ORDINARY SHARES
HELD BY THE COMPANY S
CONTROLLING SHAREHOLDER, DR.
BOAZ EITAN OR HIS AFFILIATES,
SUBJECT TO THE TERMS OF THE
COMPANY S R
SAIFUN SEMICONDUCTORS SFUN M8233P102 3/22/2006 PLEASE INDICATE WHETHER OR
LTD NOT YOU HAVE A PERSONAL
INTEREST, OF THE OFFERING
DESCRIBED UNDER PROPOSAL NO.
5. FOR YOUR VOTE TO BE
COUNTED FOR PROPOSAL NO. 5,
IT IS IMPORTANT THAT YOU
INDICATE NO IF YOU DO NOT
HAVE SUCH AN INTEREST.
SAIFUN SEMICONDUCTORS SFUN M8233P102 6/8/2006 Meeting for Holders of ADRs
LTD
SAIFUN SEMICONDUCTORS SFUN M8233P102 6/8/2006 Elect Director Dr. Boaz Eitan Mgmt For For For
LTD
SAIFUN SEMICONDUCTORS SFUN M8233P102 6/8/2006 Elect Director Mr. Kobi Mgmt For For For
LTD Rozengarten
COMPANY TICKER SECURITY ID MEETING DATE AGENDA ITEM PROPONENT MGMT REC VOTE CAST ISS REC
- ------------------------ ------ ----------- ------------ ------------------------------ --------- -------- --------- --------
SAIFUN SEMICONDUCTORS SFUN M8233P102 6/8/2006 SUBJECT TO HIS RE-ELECTION AS Mgmt For Against Against
LTD A CLASS I DIRECTOR IN
ACCORDANCE WITH PROPOSAL 1,
TO RE-AUTHORIZE THE COMPANY S
CHIEF EXECUTIVE OFFICER, DR.
BOAZ EITAN, TO SERVE
CONCURRENTLY AS CHAIRMAN OF
THE BOARD OF DIRECTORS OF THE
COMPANY UNTIL THE 2009 ANNUAL
GENERA
SAIFUN SEMICONDUCTORS SFUN M8233P102 6/8/2006 IN CONNECTION WITH PROPOSAL Mgmt Against Against
LTD 2A ABOVE, PLEASE INDICATE
WHETHER YOU ARE A
CONTROLLING SHAREHOLDER OF
THE COMPANY AND IF YES,
PLEASE PROVIDE DETAILS.
SAIFUN SEMICONDUCTORS SFUN M8233P102 6/8/2006 Ratify Auditors Mgmt For For For
LTD
Salix Pharmaceuticals SLXP 795435106 6/15/2006 Elect Director John F. Mgmt For For For
Ltd Chappell
Salix Pharmaceuticals SLXP 795435106 6/15/2006 Elect Director Thomas W. Mgmt For For For
Ltd D'Alonzo
Salix Pharmaceuticals SLXP 795435106 6/15/2006 Elect Director Richard A. Mgmt For For For
Ltd Franco, Sr.
Salix Pharmaceuticals SLXP 795435106 6/15/2006 Elect Director William Mgmt For For For
Ltd Harral, III
Salix Pharmaceuticals SLXP 795435106 6/15/2006 Elect Director William P. Mgmt For For For
Ltd Keane
Salix Pharmaceuticals SLXP 795435106 6/15/2006 Elect Director Carolyn J. Mgmt For For For
Ltd Logan
Salix Pharmaceuticals SLXP 795435106 6/15/2006 Amend Omnibus Stock Plan Mgmt For For For
Ltd
Salix Pharmaceuticals SLXP 795435106 6/15/2006 Ratify Auditors Mgmt For For For
Ltd
Stamps.com, Inc. STMP 852857200 6/7/2006 Elect Director G. Bradford Mgmt For For For
Jones
Stamps.com, Inc. STMP 852857200 6/7/2006 Elect Director Lloyd I. Miller Mgmt For For For
Stamps.com, Inc. STMP 852857200 6/7/2006 Ratify Auditors Mgmt For For For
Tradestation Group, Inc. TRAD 89267P105 6/6/2006 Elect Director Ralph L. Cruz Mgmt For For For
Tradestation Group, Inc. TRAD 89267P105 6/6/2006 Elect Director William R. Cruz Mgmt For For For
Tradestation Group, Inc. TRAD 89267P105 6/6/2006 Elect Director Denise Dickins Mgmt For For For
Tradestation Group, Inc. TRAD 89267P105 6/6/2006 Elect Director Michael W. Mgmt For For For
Fipps
Tradestation Group, Inc. TRAD 89267P105 6/6/2006 Elect Director Stephen C. Mgmt For For For
Richards
Tradestation Group, Inc. TRAD 89267P105 6/6/2006 Elect Director Salomon Sredni Mgmt For For For
Tradestation Group, Inc. TRAD 89267P105 6/6/2006 Elect Director Charles F. Mgmt For For For
Wright
Tradestation Group, Inc. TRAD 89267P105 6/6/2006 Amend Omnibus Stock Plan Mgmt For Against Against
Tradestation Group, Inc. TRAD 89267P105 6/6/2006 Ratify Auditors Mgmt For For For
Trident Microsystems, TRID 895919108 5/25/2006 Approve Omnibus Stock Plan Mgmt For For For
Inc.
United Therapeutics UTHR 91307C102 6/26/2006 Elect Director Raymond Mgmt For For For
Corp. Kurzweil
United Therapeutics UTHR 91307C102 6/26/2006 Elect Director Martine A. Mgmt For For For
Corp. Rothblatt
United Therapeutics UTHR 91307C102 6/26/2006 Elect Director Louis W. Mgmt For For For
Corp. Sullivan
USANA Health Sciences USNA 90328M107 4/19/2006 Elect Director Myron W. Mgmt For For For
Inc Wentz, Ph.D.
USANA Health Sciences USNA 90328M107 4/19/2006 Elect Director Ronald S. Mgmt For For For
Inc Poelman
USANA Health Sciences USNA 90328M107 4/19/2006 Elect Director Robert Anciaux Mgmt For For For
Inc
USANA Health Sciences USNA 90328M107 4/19/2006 Elect Director Denis E. Mgmt For For For
Inc Waitley, Ph.D.
USANA Health Sciences USNA 90328M107 4/19/2006 Elect Director Jerry G. Mgmt For For For
Inc McClain
USANA Health Sciences USNA 90328M107 4/19/2006 Ratify Auditors Mgmt For For For
Inc
USANA Health Sciences USNA 90328M107 4/19/2006 Approve Omnibus Stock Plan Mgmt For Against Against
Inc
USANA Health Sciences USNA 90328M107 4/19/2006 Amend Director and Officer Mgmt For For For
Inc Liability Provisions
USANA Health Sciences USNA 90328M107 4/19/2006 Amend Director and Officer Mgmt For For For
Inc Indemnification
ValueClick, Inc. VCLK 92046N102 6/2/2006 Elect Director James R. Zarley Mgmt For Withhold Withhold
ValueClick, Inc. VCLK 92046N102 6/2/2006 Elect Director David S. Buzby Mgmt For For For
ValueClick, Inc. VCLK 92046N102 6/2/2006 Elect Director Martin T. Hart Mgmt For For For
ValueClick, Inc. VCLK 92046N102 6/2/2006 Elect Director Tom A. Vadnais Mgmt For Withhold Withhold
ValueClick, Inc. VCLK 92046N102 6/2/2006 Elect Director Jeffrey F. Mgmt For For For
Rayport
VASCO Data Security VDSI 92230Y104 6/14/2006 Elect Director T. Kendall Hunt Mgmt For For For
International, Inc.
VASCO Data Security VDSI 92230Y104 6/14/2006 Elect Director Michael P. Mgmt For For For
International, Inc. Cullinane
VASCO Data Security VDSI 92230Y104 6/14/2006 Elect Director John N. Fox, Mgmt For For For
International, Inc. Jr.
VASCO Data Security VDSI 92230Y104 6/14/2006 Elect Director John R. Walter Mgmt For For For
International, Inc.
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Elect Director Eran Broshy Mgmt For For For
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Elect Director A. Clayton Mgmt For For For
Perfall
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Elect Director Donald Conklin Mgmt For For For
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Elect Director John R. Harris Mgmt For For For
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Elect Director Per G.H. Mgmt For For For
Lofberg
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Elect Director Mark E. Mgmt For For For
Jennings
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Elect Director Terrell G. Mgmt For For For
Herring
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Elect Director R. Blane Walter Mgmt For For For
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Change Company Name Mgmt For For For
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Approve Omnibus Stock Plan Mgmt For For For
Ventiv Health, Inc. VTIV 922793104 6/14/2006 Ratify Auditors Mgmt For For For
Vital Images, Inc. VTAL 92846N104 5/4/2006 Elect Director Douglas M. Pihl Mgmt For Withhold Withhold
Vital Images, Inc. VTAL 92846N104 5/4/2006 Elect Director Jay D. Miller Mgmt For For For
Vital Images, Inc. VTAL 92846N104 5/4/2006 Elect Director James B. Mgmt For For For
Hickey, Jr.
Vital Images, Inc. VTAL 92846N104 5/4/2006 Elect Director Gregory Peet Mgmt For For For
Vital Images, Inc. VTAL 92846N104 5/4/2006 Elect Director Richard W. Mgmt For Withhold Withhold
Perkins
Vital Images, Inc. VTAL 92846N104 5/4/2006 Elect Director Michael W. Mgmt For For For
Vannier, Md
Vital Images, Inc. VTAL 92846N104 5/4/2006 Elect Director Sven A. Mgmt For For For
Wehrwein
Vital Images, Inc. VTAL 92846N104 5/4/2006 Approve Omnibus Stock Plan Mgmt For Against Against
Vital Images, Inc. VTAL 92846N104 5/4/2006 Ratify Auditors Mgmt For For For
VOLCOM INC VTAL 92864N101 5/11/2006 Elect Director Rene R. Mgmt For For For
Woolcott
VOLCOM INC VTAL 92864N101 5/11/2006 Elect Director Richard R. Mgmt For For For
Woolcott
VOLCOM INC VTAL 92864N101 5/11/2006 Elect Director Douglas S. Mgmt For For For
Ingram
VOLCOM INC VTAL 92864N101 5/11/2006 Elect Director Anthony M. Mgmt For For For
Palma
VOLCOM INC VTAL 92864N101 5/11/2006 Elect Director Joseph B. Tyson Mgmt For For For
VOLCOM INC VTAL 92864N101 5/11/2006 Elect Director Carl W. Womack Mgmt For For For
VOLCOM INC VTAL 92864N101 5/11/2006 Elect Director Kevin G. Wulff Mgmt For For For
VOLCOM INC VTAL 92864N101 5/11/2006 Ratify Auditors Mgmt For For For
WebSideStory, Inc. WSSI 947685103 5/17/2006 Elect Director Charles J. Mgmt For For For
Fitzgerald, Jr.
WebSideStory, Inc. WSSI 947685103 5/17/2006 Elect Director William H. Mgmt For For For
Harris, Jr.
WebSideStory, Inc. WSSI 947685103 5/17/2006 Ratify Auditors Mgmt For For For
Zhone Technologies, Inc. ZHNE 98950P108 5/17/2006 Elect Director James Coulter Mgmt For For For
Zhone Technologies, Inc. ZHNE 98950P108 5/17/2006 Elect Director James Greene, Mgmt For For For
Jr.
Zhone Technologies, Inc. ZHNE 98950P108 5/17/2006 Elect Director C. Richard Mgmt For For For
Kramlich
Zhone Technologies, Inc. ZHNE 98950P108 5/17/2006 Ratify Auditors Mgmt For For For
Zhone Technologies, Inc. ZHNE 98950P108 5/17/2006 Amend Qualified Employee Mgmt For For For
Stock Purchase Plan
COMPANY TICKER SECURITY ID MEETING DATE AGENDA ITEM PROPONENT MGMT REC VOTE CAST ISS REC
- ------------------------ ------ ----------- ------------ ------------------------------ --------- -------- --------- --------
Zoran Corp. ZRAN 98975F101 6/22/2006 Elect Director Levy Gerzberg, Mgmt For For For
Ph.D.
Zoran Corp. ZRAN 98975F101 6/22/2006 Elect Director Uzia Galil Mgmt For For For
Zoran Corp. ZRAN 98975F101 6/22/2006 Elect Director Raymond A. Mgmt For For For
Burgess
Zoran Corp. ZRAN 98975F101 6/22/2006 Elect Director James D. Mgmt For For For
Meindl, Ph.D.
Zoran Corp. ZRAN 98975F101 6/22/2006 Elect Director James B. Mgmt For For For
Owens, Jr.
Zoran Corp. ZRAN 98975F101 6/22/2006 Elect Director David Rynne Mgmt For For For
Zoran Corp. ZRAN 98975F101 6/22/2006 Elect Director Arthur B. Mgmt For For For
Stabenow
Zoran Corp. ZRAN 98975F101 6/22/2006 Elect Director Philip M. Young Mgmt For For For
Zoran Corp. ZRAN 98975F101 6/22/2006 Amend Omnibus Stock Plan Mgmt For For For
Zoran Corp. ZRAN 98975F101 6/22/2006 Amend Qualified Employee Mgmt For For For
Stock Purchase Plan
Zoran Corp. ZRAN 98975F101 6/22/2006 Ratify Auditors Mgmt For For For
Item 1. Proxy Voting Record
Account Name: The Hartford Short Duration Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
The Hartford Small Company Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 196
UNASSIGNED
ACERGY SA
SECURITY: L8873E103 AGENDA NUMBER: 700867445
TICKER: MEETING TYPE: EGM
ISIN: LU0075646355 MEETING DATE: 24-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve to change the Company s Article Mgmt No vote
1, Second paragraph, the whole of this
Article 1 to read: it will be styled
Acergy S.A.; the effective date of the
change to the Company s name will be 01
MAR 2006; and authorize the Company s
Board of Directors to fix an alternative
effective date
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 196
UNASSIGNED
ADMIRAL GROUP PLC, CARDIFF
SECURITY: G0110T106 AGENDA NUMBER: 700937444
TICKER: MEETING TYPE: AGM
ISIN: GB00B02J6398 MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the Directors reports of the Mgmt For *
Directors and audited accounts of the
Company for the YE 31 DEC 2005
2. Approve the Directors remuneration Mgmt For *
report for the YE 31 DEC 2005
3. Declare a final dividend on the ordinary Mgmt For *
shares of the Company for the YE 31 DEC
2005 of 14.9 pence per ordinary share
4. Re-elect Mr. Henry Engelhardt Chief Mgmt For *
Executive Officer as a Director of the
Company
5. Re-elect Mr. Manfred Aldag Non-Executive Mgmt For *
Officer as a Director of the Company
6. Re-appoint KPMG Audit PLC as the Auditor Mgmt For *
of the Company until the conclusion of
the next general meeting at which
accounts are laid and authorize the
Directors to determine their
remuneration
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Authorize the Directors, pursuant to Mgmt For *
Section 80 of the Companies Act 1985
Act, to allot relevant securities with
in the meaning of that section up to an
aggregate nominal amount of GBP 86,000
approximately equivalent to 33% of the
issued share capital of the Company as
at 03 MAR 2006; Authority expires the
earlier of the next AGM of the Company
or 15 months; and the Directors may
allot relevant securities after the
expiry of this authority in pursuance of
such an offer or agreement made prior to
such expiry
S.8 Authorize the Directors, subject to the Mgmt For *
passing of Resolution 7 and pursuant to
Section 95 of the Act, to allot equity
securities Section 94(2) of the Act for
cash pursuant to the authority conferred
by Resolution 7, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with an
offer of equity securities by way of
rights to the ordinary shareholders; b)
up to a maximum aggregate nominal amount
equal to GBP 13,000 equivalent to 5%
issued ordinary share capital of the
Company as at 03 MAR 2006; Authority
expires the earlier of the conclusion of
the next AGM of the Company or 15
months; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.9 Authorize the Company to make one or Mgmt For *
more market purchases Section 163(3) of
the Companies Act 1985 on the London
Stock Exchange of up to 13,000,000 5.00%
of the issued ordinary share capital
ordinary shares of 0.1p in the capital
of the Company ordinary shares, at a
minimum price of 01p and up to an amount
equal to 105% of the average middle
market quotations for an ordinary share
as derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion of
the next AGM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
of the Company or 15 months; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly or
partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 196
UNASSIGNED
AFFILIATED MANAGERS GROUP, INC.
SECURITY: 008252108 AGENDA NUMBER: 932520150
TICKER: AMG MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD E. FLOOR Mgmt For For
2 SEAN M. HEALEY Mgmt For For
3 HAROLD J. MEYERMAN Mgmt For For
4 WILLIAM J. NUTT Mgmt For For
5 RITA M. RODRIGUEZ Mgmt For For
6 PATRICK T. RYAN Mgmt For For
7 JIDE J. ZEITLIN Mgmt For For
02 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
COMPANY S 2006 STOCK INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO AMEND THE COMPANY S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES
OF VOTING COMMON STOCK OF THE COMPANY.
04 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 196
UNASSIGNED
AFTERMARKET TECHNOLOGY CORP.
SECURITY: 008318107 AGENDA NUMBER: 932516264
TICKER: ATAC MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT L. EVANS Mgmt For For
2 CURTLAND E. FIELDS Mgmt For For
3 DR. MICHAEL J. HARTNETT Mgmt For For
4 DONALD T. JOHNSON, JR. Mgmt For For
5 MICHAEL D. JORDAN Mgmt For For
6 S. LAWRENCE PRENDERGAST Mgmt For For
7 EDWARD STEWART Mgmt For For
02 APPROVAL OF 2006 STOCK INCENTIVE PLAN. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 196
UNASSIGNED
AGNICO-EAGLE MINES LIMITED
SECURITY: 008474108 AGENDA NUMBER: 932473452
TICKER: AEM MEETING TYPE: Special
ISIN: MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LEANNE M. BAKER Mgmt For For
2 DOUGLAS R. BEAUMONT Mgmt For For
3 SEAN BOYD Mgmt For For
4 BERNARD KRAFT Mgmt For For
5 MEL LEIDERMAN Mgmt For For
6 JAMES D. NASSO Mgmt For For
7 EBERHARD SCHERKUS Mgmt For For
8 HOWARD R. STOCKFORD Mgmt For For
9 PERTTI VOUTILAINEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE CORPORATION AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
03 RESOLUTION APPROVING AMENDMENT OF THE Mgmt For For
CORPORATION S STOCK OPTION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 196
UNASSIGNED
ALKERMES, INC.
SECURITY: 01642T108 AGENDA NUMBER: 932385265
TICKER: ALKS MEETING TYPE: Annual
ISIN: MEETING DATE: 23-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FLOYD E. BLOOM Mgmt For For
2 ROBERT A. BREYER Mgmt For For
3 GERRI HENWOOD Mgmt For For
4 PAUL J. MITCHELL Mgmt For For
5 RICHARD F. POPS Mgmt For For
6 ALEXANDER RICH Mgmt For For
7 PAUL SCHIMMEL Mgmt For For
8 MARK B. SKALETSKY Mgmt For For
9 MICHAEL A. WALL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO APPROVE AN AMENDMENT TO THE 1999 Mgmt For For
STOCK OPTION PLAN TO INCREASE TO
19,900,000 THE NUMBER OF SHARES ISSUABLE
UPON EXERCISE OF OPTIONS GRANTED
THEREUNDER, AN INCREASE OF 3,000,000
SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 196
UNASSIGNED
AMERICAN REPROGRAPHICS CO
SECURITY: 029263100 AGENDA NUMBER: 932495585
TICKER: ARP MEETING TYPE: Annual
ISIN: MEETING DATE: 22-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S. CHANDRAMOHAN Mgmt For For
2 K. SURIYAKUMAR Mgmt For For
3 THOMAS J. FORMOLO Mgmt For For
4 DEWITT KERRY MCCLUGGAGE Mgmt For For
5 MARK W. MEALY Mgmt For For
6 MANUEL PEREZ DE LA MESA Mgmt For For
7 ERIBERTO R. SCOCIMARA Mgmt For For
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 196
UNASSIGNED
AMERICAN TOWER CORPORATION
SECURITY: 029912201 AGENDA NUMBER: 932372282
TICKER: AMT MEETING TYPE: Special
ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
SHARES OF AMERICAN TOWER CLASS A COMMON
STOCK PURSUANT TO THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF MAY 3, 2005, BY
AND AMONG AMERICAN TOWER CORPORATION,
ASTEROID MERGER SUB, LLC AND
SPECTRASITE, INC.
02 PROPOSAL TO AMEND AND RESTATE AMERICAN Mgmt For For
TOWER S RESTATED CERTIFICATE OF
INCORPORATION IF THE MERGER IS
CONSUMMATED, AS MORE FULLY DESCRIBED IN
THE JOINT PROXY STATEMENT/PROSPECTUS,
WHICH APPROVAL IS NOT A CONDITION TO
PROPOSAL NUMBER ONE.
03 PROPOSAL TO PERMIT AMERICAN TOWER S Mgmt For For
BOARD OF DIRECTORS OR ITS CHAIRMAN, IN
THEIR DISCRETION, TO ADJOURN OR POSTPONE
THE SPECIAL MEETING IF NECESSARY FOR
FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE
ORIGINALLY SCHEDULED TIME OF THE SPECIAL
MEETING TO APPROVE ANY OF THE FOREGOING
PROPOSALS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 196
UNASSIGNED
AMERICAN TOWER CORPORATION
SECURITY: 029912201 AGENDA NUMBER: 932475052
TICKER: AMT MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RAYMOND P. DOLAN Mgmt For For
2 CAROLYN F. KATZ Mgmt For For
3 GUSTAVO LARA CANTU Mgmt For For
4 FRED R. LUMMIS Mgmt For For
5 PAMELA D.A. REEVE Mgmt For For
6 JAMES D. TAICLET, JR. Mgmt For For
7 SAMME L. THOMPSON Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 196
UNASSIGNED
AMYLIN PHARMACEUTICALS, INC.
SECURITY: 032346108 AGENDA NUMBER: 932497399
TICKER: AMLN MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVEN R. ALTMAN Mgmt For For
2 VAUGHN D. BRYSON Mgmt For For
3 JOSEPH C. COOK, JR. Mgmt For For
4 KARIN EASTHAM Mgmt For For
5 JAMES R. GAVIN III Mgmt For For
6 GINGER L. GRAHAM Mgmt For For
7 HOWARD E. GREENE, JR. Mgmt For For
8 JAY S. SKYLER Mgmt For For
9 JOSEPH P. SULLIVAN Mgmt For For
10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For
SHARES IN THE AGGREGATE NUMBER OF SHARES
OF OUR COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE
PLAN.
03 TO APPROVE AN INCREASE OF 500,000 SHARES Mgmt For For
IN THE AGGREGATE NUMBER OF SHARES OF OUR
COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER OUR 2001 EMPLOYEE STOCK PURCHASE
PLAN.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 196
UNASSIGNED
ANSYS, INC.
SECURITY: 03662Q105 AGENDA NUMBER: 932532941
TICKER: ANSS MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER J. SMITH Mgmt For For
2 BRADFORD C. MORLEY Mgmt For For
3 PATRICK J. ZILVITIS Mgmt For For
02 APPROVE AMENDMENT TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
03 APPROVE AMENDMENT TO THE SECOND AMENDED Mgmt For For
AND RESTATED ANSYS, INC. 1996 STOCK
OPTION AND GRANT PLAN.
04 RATIFY SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 196
UNASSIGNED
ARCH CAPITAL GROUP LTD.
SECURITY: G0450A105 AGENDA NUMBER: 932479466
TICKER: ACGL MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CONSTANTINE IORDANOU* Mgmt For For
2 JAMES J. MEENAGHAN* Mgmt For For
3 JOHN M. PASQUESI* Mgmt For For
4 JAMES J. ANSALDI** Mgmt For For
5 GRAHAM B. COLLIS** Mgmt For For
6 MARC GRANDISSON** Mgmt For For
7 W. PRESTON HUTCHINGS** Mgmt For For
8 CONSTANTINE IORDANOU** Mgmt For For
9 RALPH E. JONES III** Mgmt For For
10 THOMAS G. KAISER** Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARK D. LYONS** Mgmt For For
12 NICHOLAS J. METCALF** Mgmt For For
13 MARTIN J. NILSEN** Mgmt For For
14 NICOLAS PAPADOPOULO** Mgmt For For
15 MICHAEL QUINN** Mgmt For For
16 MAAMOUN RAJEH** Mgmt For For
17 PAUL S. ROBOTHAM** Mgmt For For
18 ROBERT T. VAN GIESON** Mgmt For For
19 JOHN D. VOLLARO** Mgmt For For
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 196
UNASSIGNED
ARCH COAL, INC.
SECURITY: 039380100 AGENDA NUMBER: 932459173
TICKER: ACI MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 FRANK M. BURKE Mgmt For For
2 JOHN W. EAVES Mgmt For For
3 PATRICIA F. GODLEY Mgmt For For
4 THOMAS A. LOCKHART Mgmt For For
5 WESLEY M. TAYLOR Mgmt For For
02 APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE AUTHORIZED
SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 196
UNASSIGNED
ARENA PHARMACEUTICALS, INC.
SECURITY: 040047102 AGENDA NUMBER: 932505742
TICKER: ARNA MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 JACK LIEF Mgmt For For
2 DOMINIC P. BEHAN, PH.D. Mgmt For For
3 DONALD D. BELCHER Mgmt For For
4 SCOTT H. BICE Mgmt For For
5 H.F. HIXSON, JR., PH.D. Mgmt For For
6 J.C. LA FORCE, JR., PHD Mgmt For For
7 LOUIS J. LAVIGNE, JR. Mgmt For For
8 TINA S. NOVA, PH.D. Mgmt For For
B APPROVAL OF THE ARENA PHARMACEUTICALS, Mgmt For For
INC., 2006 LONG- TERM INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
C APPROVAL OF THE 2001 ARENA EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, AS AMENDED.
D APPROVAL OF AN AMENDMENT TO ARENA S Mgmt For For
FIFTH AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES FROM
75,000,000 TO 150,000,000 AND THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 67,500,000 TO 142,500,000.
E RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 196
UNASSIGNED
ATHEROGENICS, INC.
SECURITY: 047439104 AGENDA NUMBER: 932460861
TICKER: AGIX MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL A. HENOS Mgmt For For
2 RUSSELL M. MEDFORD Mgmt For For
3 ARTHUR M. PAPPAS Mgmt For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ATHEROGENICS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 196
UNASSIGNED
AUDIOCODES LTD.
SECURITY: M15342104 AGENDA NUMBER: 932394288
TICKER: AUDC MEETING TYPE: Annual
ISIN: MEETING DATE: 29-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOSEPH TENNE Mgmt For For
02 TO ELECT DR. EYAL KISHON AS AN OUTSIDE Mgmt For For
DIRECTOR.
03 TO RATIFY THE APPOINTMENT OF THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR 2005
AND TO AUTHORIZE THE COMPENSATION OF THE
AUDITORS.
04 TO APPROVE CERTAIN TERMS OF COMPENSATION Mgmt For For
OF NON-EMPLOYEE DIRECTORS OF THE
COMPANY.
05 TO APPROVE AN AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY REGARDING
INSURANCE, INDEMNIFICATION AND
EXCULPATION.
06 TO APPROVE CORRESPONDING AMENDMENTS TO Mgmt For For
THE INDEMNIFICATION AGREEMENTS WITH EACH
OF THE COMPANY S DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 196
UNASSIGNED
BAKER HUGHES INCORPORATED
SECURITY: 057224OIH AGENDA NUMBER: 932449742
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LARRY D. BRADY Mgmt For For
2 CLARENCE P. CAZALOT, JR Mgmt For For
3 CHAD C. DEATON Mgmt For For
4 EDWARD P. DJEREJIAN Mgmt For For
5 ANTHONY G. FERNANDES Mgmt For For
6 CLAIRE W. GARGALLI Mgmt For For
7 JAMES A. LASH Mgmt For For
8 JAMES F. MCCALL Mgmt For For
9 J. LARRY NICHOLS Mgmt For For
10 H. JOHN RILEY, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 CHARLES L. WATSON Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE AS THE Mgmt For For
COMPANY S INDEPENDENT AUDITOR FOR FISCAL
YEAR 2006.
03 PROPOSAL TO APPROVE PERFORMANCE CRITERIA Mgmt For For
FOR AWARDS UNDER THE ANNUAL INCENTIVE
COMPENSATION PLAN.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING Shr For Against
VOTING UNDER THE COMPANY S DELAWARE
CHARTER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 196
UNASSIGNED
BANKRATE, INC.
SECURITY: 06646V108 AGENDA NUMBER: 932538448
TICKER: RATE MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT P. O'BLOCK Mgmt For For
2 RANDALL E. POLINER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 196
UNASSIGNED
BJ SERVICES COMPANY
SECURITY: 055482OIH AGENDA NUMBER: 932428003
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 31-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN R. HUFF Mgmt For For
2 MICHAEL E. PATRICK Mgmt For For
02 TO APPROVE AN AMENDMENT TO BJ SERVICES Mgmt For For
CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK, PAR VALUE $0.10
PER SHARE, THAT BJ SERVICES HAS THE
AUTHORITY TO ISSUE FROM 380,000,000
SHARES TO 910,000,000 SHARES (THE
AUTHORIZED SHARES AMENDMENT).
03 TO APPROVE THE GRANT OF AUTHORITY TO THE Mgmt Abstain Against
PROXIES TO VOTE IN THEIR DISCRETION TO
ADJOURN THE MEETING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
AUTHORIZED SHARES AMENDMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 196
UNASSIGNED
BUCYRUS INTERNATIONAL, INC.
SECURITY: 118759109 AGENDA NUMBER: 932479531
TICKER: BUCY MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.L. PURDUM Mgmt Withheld Against
2 T.W. SULLIVAN Mgmt For For
02 AMENDMENT OF RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION. TO APPROVE AN AMENDMENT
TO THE RESTATED CERTIFICATE OF
INCORPORATION OF BUCYRUS INTERNATIONAL,
INC. TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
03 AMENDMENT OF 2004 EQUITY INCENTIVE PLAN. Mgmt For For
TO APPROVE AN AMENDMENT TO THE BUCYRUS
INTERNATIONAL, INC. 2004 EQUITY
INCENTIVE PLAN.
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS. TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 196
UNASSIGNED
CABOT OIL & GAS CORPORATION
SECURITY: 127097103 AGENDA NUMBER: 932469908
TICKER: COG MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES G. FLOYD Mgmt For For
2 ROBERT KELLEY Mgmt For For
3 P. DEXTER PEACOCK Mgmt For For
02 AMENDMENT TO THE COMPANY S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE
AUTHORIZED COMMON STOCK OF THE COMPANY
FROM 80,000,000 SHARES TO 120,000,000
SHARES.
03 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
FIRM OF PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR ITS
2006 FISCAL YEAR.
04 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENTS OR
POSTPONEMENTS THEREOF.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 196
UNASSIGNED
CB RICHARD ELLIS GROUP, INC.
SECURITY: 12497T101 AGENDA NUMBER: 932507796
TICKER: CBG MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD C. BLUM Mgmt For For
2 JEFFREY A. COZAD Mgmt For For
3 PATRICE MARIE DANIELS Mgmt For For
4 SENATOR T. A. DASCHLE Mgmt For For
5 BRADFORD M. FREEMAN Mgmt For For
6 MICHAEL KANTOR Mgmt For For
7 FREDERIC V. MALEK Mgmt For For
8 JOHN G. NUGENT Mgmt For For
9 BRETT WHITE Mgmt For For
10 GARY L. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RAY WIRTA Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE AMENDED EXECUTIVE BONUS Mgmt For For
PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 196
UNASSIGNED
CENTRAL EUROPEAN MEDIA ENTERPRISES L
SECURITY: G20045202 AGENDA NUMBER: 932529134
TICKER: CETV MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RONALD S. LAUDER Mgmt For For
2 CHARLES R. FRANK, JR. Mgmt For For
3 MICHAEL GARIN Mgmt For For
4 HERBERT A. GRANATH Mgmt For For
5 HERBERT KLOIBER Mgmt For For
6 ALFRED W. LANGER Mgmt For For
7 BRUCE MAGGIN Mgmt For For
8 ANN MATHER Mgmt For For
9 ERIC ZINTERHOFER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 THE ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY AND THE AUDITORS REPORT
THEREON FOR THE COMPANY S FISCAL YEAR
ENDED DECEMBER 31, 2005.
03 THE APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY IN
RESPECT OF THE FISCAL YEAR ENDING
DECEMBER 31, 2006 AND THE AUTHORIZATION
OF THE BOARD OF DIRECTORS, ACTING
THROUGH THE AUDIT COMMITTEE, TO APPROVE
THEIR FEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 196
UNASSIGNED
CENTURY ALUMINUM COMPANY
SECURITY: 156431108 AGENDA NUMBER: 932380974
TICKER: CENX MEETING TYPE: Annual
ISIN: MEETING DATE: 10-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
R
1 CRAIG A. DAVIS Mgmt For For
2 ROBERT E. FISHMAN PHD Mgmt For For
3 JACK E. THOMPSON Mgmt For For
02 PROPOSAL TO AMEND THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF THE COMPANY S COMMON STOCK,
PAR VALUE $.01 PER SHARE.
R
03 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY S 1996 STOCK INCENTIVE PLAN.
R
04 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY S NON-EMPLOYEE DIRECTORS STOCK
OPTION PLAN.
R
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
R
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 196
UNASSIGNED
CHENIERE ENERGY, INC.
SECURITY: 16411R208 AGENDA NUMBER: 932488314
TICKER: LNG MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 NUNO BRANDOLINI Mgmt For For
2 PAUL J. HOENMANS Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE CHENIERE Mgmt Against Against
ENERGY, INC. AMENDED AND RESTATED 2003
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED THEREUNDER
FROM 8,000,000 SHARES TO 11,000,000
SHARES.
03 RATIFICATION OF THE APPOINTMENT OF UHY Mgmt For For
MANN FRANKFORT STEIN & LIPP CPAS, LLP AS
INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2006.
04 IN THEIR DISCRETION, UPON SUCH OTHER Mgmt Against Against
MATTERS (INCLUDING PROCEDURAL AND OTHER
MATTERS RELATING TO THE CONDUCT OF THE
MEETING) WHICH MAY PROPERLY COME BEFORE
THE MEETING AND ANY ADJOURNMENT THEREOF.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 196
UNASSIGNED
CITI TRENDS, INC.
SECURITY: 17306X102 AGENDA NUMBER: 932509827
TICKER: CTRN MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PATRICIA M. LUZIER Mgmt For For
02 ADOPTION OF PROPOSAL TO AMEND THE Mgmt For For
COMPANY S SECOND AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION.
03 RATIFICATION OF THE ACTION OF THE BOARD Mgmt For For
OF DIRECTORS OF THE COMPANY IN SELECTING
KPMG LLP TO BE THE REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING FEBRUARY 3, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 196
UNASSIGNED
COOPER CAMERON CORPORATION
SECURITY: 216640OIH AGENDA NUMBER: 932467461
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 NATHAN M. AVERY Mgmt For For
2 C. BAKER CUNNINGHAM Mgmt For For
3 SHELDON R. ERIKSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2006.
03 VOTE ON CHANGE OF COMPANY S NAME AND Mgmt For For
CHANGE IN THE CERTIFICATE OF
INCORPORATION.
04 VOTE ON AMENDMENT TO 2005 EQUITY Mgmt Against Against
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 196
UNASSIGNED
CORPORACION GEO SA DE CV GEO
SECURITY: P3142C117 AGENDA NUMBER: 700914650
TICKER: MEETING TYPE: OGM
ISIN: MXP3142C1177 MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive the annual report of the Board Mgmt For *
of Directors pursuant to Article 172 of
General Mercantile Companies Law for the
FY between 01 JAN 2005 and 31 DEC 2005
including the report of the Audit
committee
2. Approve and modify the financial Mgmt Against *
statements of the Company for 31 DEC
2005 previous reading of the
Commissioner s report
3. Ratify the acts carried out by the Board Mgmt Against *
of Directors during the FYE 31 DEC 2005
4. Approve the allocation of the results of Mgmt For *
the FYE 31 DEC 2005
5. Appoint the Members of the Board of Mgmt For *
Directors, Secretary and the
Commissioner of the Company
6. Appoint the Chairman to the Audit Mgmt Against *
Committee and the Corporate Practices
Committee respectively from the date to
which reference is made in provisional
Article 6 2 of the securities Market Law
published on 30 DEC 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Approve the compensation for the Members Mgmt For *
of the Board of Directors, Secretary and
the Commissioner
8. Approve the amount for the fund for Mgmt For *
purchase of own shares, with
distributable profits and the maximum
amount of shares that can be purchased
9. Appoint the delegates who will, if Mgmt For *
relevant, formalize the resolutions
passed by the meeting
10. Approve the minutes of the meeting Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 196
UNASSIGNED
CORPORACION GEO SA DE CV GEO
SECURITY: P3142C117 AGENDA NUMBER: 700914674
TICKER: MEETING TYPE: EGM
ISIN: MXP3142C1177 MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Amend the Company By-Laws for the Mgmt For *
purpose of adapting them to the terms of
the New Securities Market Law published
in official gazetteer of the federation
on 30 DEC 2005
2. Appoint the Delegates to fulfill and Mgmt For *
formalize the resolutions of the EGM
3. Receive and approve the minutes of the Mgmt For *
meeting
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 196
UNASSIGNED
CORRECTIONS CORPORATION OF AMERICA
SECURITY: 22025Y407 AGENDA NUMBER: 932486423
TICKER: CXW MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ANDREWS Mgmt For For
2 JOHN D. FERGUSON Mgmt For For
3 DONNA M. ALVARADO Mgmt For For
4 LUCIUS E. BURCH, III Mgmt For For
5 JOHN D. CORRENTI Mgmt For For
6 JOHN R. HORNE Mgmt For For
7 C. MICHAEL JACOBI Mgmt For For
8 THURGOOD MARSHALL, JR. Mgmt For For
9 CHARLES L. OVERBY Mgmt For For
10 JOHN R. PRANN, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOSEPH V. RUSSELL Mgmt For For
12 HENRI L. WEDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 196
UNASSIGNED
COVANCE INC.
SECURITY: 222816100 AGENDA NUMBER: 932463007
TICKER: CVD MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT BARCHI Mgmt For For
2 SANDRA L. HELTON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 196
UNASSIGNED
CROWN CASTLE INTERNATIONAL CORP.
SECURITY: 228227104 AGENDA NUMBER: 932495802
TICKER: CCI MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ARI Q. FITZGERALD Mgmt Withheld Against
2 JOHN P. KELLY Mgmt For For
3 ROBERT E. GARRISON II Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 196
UNASSIGNED
CSR PLC, CAMBRIDGE
SECURITY: G1790J103 AGENDA NUMBER: 700922873
TICKER: MEETING TYPE: AGM
ISIN: GB0034147388 MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the financial statements for the Mgmt For *
period ended 30 DEC 2005, together with
the reports of the Directors and the
Auditors thereon
2. Approve the remuneration report for the Mgmt For *
period ended 30 DEC 2005, as specified
3. Elect Mr. Anthony Carlisle as a Director Mgmt For *
4. Re-elect Mr. John Whybrow as a Director, Mgmt Against *
who retires by rotation
5. Re-elect Mr. David Tucker as a Director, Mgmt For *
who retires by rotation
6. Re-elect Mr. Paul Goodridge as a Mgmt For *
Director, who retires by rotation
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Re-appoint Deloitte & Touche LLP as the Mgmt For *
Auditor to hold the office until the
conclusion of the next general meeting
at which the audited accounts are laid
before the Company and authorize the
Directors to determine their
remuneration
8. Authorize the Company and its Mgmt For *
wholly-owned subsidiary Cambridge
Silicon Radio Limited, to make donations
to EU Political Organisations not
exceeding GBP 12,500 in total to incur
EU Political Expenditure not exceeding
GBP 12,500 in total in each case as such
terms are defined in Section 347A of the
Companies Act 1985; Authority expires
earlier at the conclusion of AGM of the
Company in 2007 or 01 MAY 2007
9. Authorize the Directors, in substitution Mgmt For *
for any existing authority and pursuant
to Section 80 of the Companies Act 1985,
to allot relevant securities Section 80
up to an aggregate nominal amount of GBP
42,821.41; Authority expires the earlier
of the AGM of the Company in 2007 or 15
months; and the Directors may make
allotments during the relevant period
which may be exercised after the
relevant period
S.10 Authorize the Directors, in substitution Mgmt For *
for any existing authority, subject to
the passing of Resolution 9 and pursuant
to Section 95(1) of the Companies Act
1985 Act, to allot equity securities
Section 94 for cash pursuant to the
authority conferred by Resolution 9,
and/or to sell Treasury Shares where
such sale is treated as an allotment of
the equity securities by virtue of
Section 94 3A of the Act disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: i) in connection with a
rights issue, open offer or any other
preemptive offer in favor of ordinary
shareholders excluding any Treasury
Shares; ii) up to an aggregate
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
nominal amount of GBP 6,423; Authority
expires at the conclusion of the next
AGM to be held in 2007 or 15 months;
and the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an offer
or agreement made prior to such expiry
S.11 Authorize the Company, for the purpose Mgmt For *
of Section 166 of the Companies Act 1985
Act, to make market purchases Section
163(3) of up to 6,423,211 ordinary
shares of 0.1p each by way of one or
more market purchases Section 163(3) of
the Act, at a minimum price of 0.1p
equal to the nominal value and not more
than 5% above the average middle market
quotations for such shares derived from
the London Stock Exchange Daily Official
List, over the previous 5 business days;
Authority expires at the conclusion of
the next AGM of the Company in 2007 or
15 months; the Company, before the
expiry, may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly after such
expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 196
UNASSIGNED
DIAMOND OFFSHORE DRILLING, INC.
SECURITY: 25271COIH AGENDA NUMBER: 932471509
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES S. TISCH Mgmt For For
2 LAWRENCE R. DICKERSON Mgmt Withheld Against
3 ALAN R. BATKIN Mgmt For For
4 CHARLES L. FABRIKANT Mgmt For For
5 PAUL G. GAFFNEY, II Mgmt For For
6 HERBERT C. HOFMANN Mgmt Withheld Against
7 ARTHUR L. REBELL Mgmt Withheld Against
8 RAYMOND S. TROUBH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 196
UNASSIGNED
DIAMONDCLUSTER INTERNATIONAL, INC.
SECURITY: 25278P106 AGENDA NUMBER: 932384679
TICKER: DTPI MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 EDWARD R. ANDERSON Mgmt For For
2 ADAM J. GUTSTEIN Mgmt For For
3 MICHAEL E. MIKOLAJCZYK Mgmt Withheld Against
4 JAVIER RUBIO Mgmt For For
02 RATIFY THE RECOMMENDATION OF THE AUDIT Mgmt For For
COMMITTEE AND THE BOARD OF DIRECTORS
THAT KPMG BE APPOINTED INDEPENDENT
AUDITORS FOR THE COMPANY FOR FISCAL YEAR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 196
UNASSIGNED
DREAMWORKS ANIMATION SKG, INC.
SECURITY: 26153C103 AGENDA NUMBER: 932486310
TICKER: DWA MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JEFFREY KATZENBERG Mgmt For For
2 ROGER A. ENRICO Mgmt For For
3 PAUL G. ALLEN Mgmt For For
4 KARL M. VON DER HEYDEN Mgmt For For
5 DAVID GEFFEN Mgmt For For
6 MELLODY HOBSON Mgmt For For
7 NATHAN MYHRVOLD Mgmt For For
8 HOWARD SCHULTZ Mgmt For For
9 MARGARET C. WHITMAN Mgmt For For
10 JUDSON C. GREEN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 196
UNASSIGNED
DSW, INC.
SECURITY: 23334L102 AGENDA NUMBER: 932532751
TICKER: DSW MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CAROLEE FRIEDLANDER Mgmt Withheld Against
2 HARVEY SONNENBERG Mgmt Withheld Against
3 ALLAN J. TANENBAUM Mgmt Withheld Against
4 HEYWOOD WILANSKY Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 196
UNASSIGNED
DUFRY AG, BASEL
SECURITY: H2082J107 AGENDA NUMBER: 700960758
TICKER: MEETING TYPE: OGM
ISIN: CH0023405456 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ------------ ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registration No vote
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE THE
RECORD DATE. PLEASE ADVISE US NOW IF YOU
INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS
AVAILABLE, A SECOND NOTIFICATION WILL BE
ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 196
UNASSIGNED
DUFRY AG, BASEL
SECURITY: H2082J107 AGENDA NUMBER: 700960760
TICKER: MEETING TYPE: OGM
ISIN: CH0023405456 MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
THE PRACTICE OF SHARE BLOCKING VARIES Non-Voting No vote
WIDELY IN THIS MARKET. PLEASE CONTACT
YOUR ADP CLIENT SERVICE REPRESENTATIVE
TO OBTAIN BLOCKING INFORMATION FOR YOUR
ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting No vote
THE MEETING NOTICE SENT UNDER MEETING
311795, INCLUDING THE AGENDA. TO VOTE IN
THE UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-
REGISTRATION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE ADP CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Receive the results for the FY 2005 Mgmt No vote
2. Approve the annual report, consolidated Mgmt No vote
financial statements and the annual
financial statements for 2005
3. Approve the appropriation of available Mgmt No vote
earnings of Dufry Limited
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4. Grant discharge to the Board of Mgmt No vote
Directors and the persons entrusted with
Management
5. Elect the Statutory Auditors and the Mgmt No vote
Group Auditors
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 196
UNASSIGNED
EAGLE MATERIALS INC.
SECURITY: 26969P108 AGENDA NUMBER: 932374793
TICKER: EXP MEETING TYPE: Annual
ISIN: MEETING DATE: 04-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL
YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 196
UNASSIGNED
EAGLE MATERIALS INC.
SECURITY: 26969P108 AGENDA NUMBER: 932448536
TICKER: EXP MEETING TYPE: Special
ISIN: MEETING DATE: 11-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMEND OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO RECLASSIFY OUR EXISTING
COMMON STOCK AND CLASS B COMMON STOCK
INTO A SINGLE NEW CLASS OF COMMON STOCK.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 196
UNASSIGNED
ELECTRONICS BOUTIQUE HOLDINGS CORP.
SECURITY: 286045109 AGENDA NUMBER: 932394733
TICKER: ELBO MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF APRIL 17, 2005, BY AND AMONG
GAMESTOP CORP., GAMESTOP, INC., GSC
HOLDINGS CORP. (HOLDCO), EAGLE
SUBSIDIARY LLC, COWBOY SUBSIDIARY LLC
AND ELECTRONICS BOUTIQUE HOLDINGS CORP.,
INCLUDING THE TRANSACTIONS CONTEMPLATED
THEREBY, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
02 TO CONSIDER AND VOTE UPON THE ADOPTION Mgmt For For
OF THE GSC HOLDINGS CORP. 2005 INCENTIVE
PLAN.
03 DIRECTOR
1 DEAN S. ADLER Mgmt Withheld Against
2 JEFFREY W. GRIFFITHS Mgmt Withheld Against
3 JAMES J. KIM Mgmt Withheld Against
4 SUSAN Y. KIM Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5 LOUIS J. SIANA Mgmt Withheld Against
6 ALFRED J. STEIN Mgmt For For
7 STANLEY STEINBERG Mgmt For For
04 TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF KPMG LLP,
REGISTERED PUBLIC ACCOUNTANTS, AS
AUDITORS FOR ELECTRONICS BOUTIQUE FOR
THE FISCAL YEAR ENDING JANUARY 28, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 196
UNASSIGNED
ENSCO INTERNATIONAL INCORPORATED
SECURITY: 26874QOIH AGENDA NUMBER: 932460760
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GERALD W. HADDOCK* Mgmt For For
2 PAUL E. ROWSEY, III* Mgmt For For
3 CARL F. THORNE* Mgmt For For
4 DANIEL W. RABUN** Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY S
INDEPENDENT ACCOUNTANTS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 196
UNASSIGNED
EQUINIX, INC.
SECURITY: 29444U502 AGENDA NUMBER: 932516000
TICKER: EQIX MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVEN T. CLONTZ Mgmt For For
2 STEVEN P. ENG Mgmt For For
3 GARY HROMADKO Mgmt For For
4 SCOTT KRIENS Mgmt For For
5 LOUIS J. LAVIGNE, JR. Mgmt For For
6 PETER F. VAN CAMP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 196
UNASSIGNED
ERESEARCH TECHNOLOGY, INC.
SECURITY: 29481V108 AGENDA NUMBER: 932452787
TICKER: ERES MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOSEPH A. ESPOSITO Mgmt For For
2 DAVID D. GATHMAN Mgmt For For
3 STEPHEN M. SCHEPPMANN Mgmt For For
02 RATIFICATION OF THE ELECTION OF JOHN H. Mgmt For For
PARK.
03 AMENDMENT TO THE 2003 STOCK OPTION PLAN. Mgmt For For
04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 196
UNASSIGNED
EVERGREEN SOLAR, INC.
SECURITY: 30033R108 AGENDA NUMBER: 932361873
TICKER: ESLR MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES J. MCDERMOTT Mgmt For For
2 DR. GERALD L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY S AMENDED 2000 STOCK
OPTION AND INCENTIVE PLAN.
04 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY S 2000 EMPLOYEE STOCK
PURCHASE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 196
UNASSIGNED
EVERGREEN SOLAR, INC.
SECURITY: 30033R108 AGENDA NUMBER: 932519563
TICKER: ESLR MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 196
UNASSIGNED
EXELIXIS, INC.
SECURITY: 30161Q104 AGENDA NUMBER: 932460847
TICKER: EXEL MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES COHEN, PH.D. Mgmt For For
2 GEORGE POSTE, DVM, PHD Mgmt For For
3 JACK WYSZOMIERSKI Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 196
UNASSIGNED
F5 NETWORKS, INC.
SECURITY: 315616102 AGENDA NUMBER: 932430565
TICKER: FFIV MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KARL D. GUELICH Mgmt For For
2 KEITH D. GRINSTEIN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 196
UNASSIGNED
FLORIDA EAST COAST INDUSTRIES, INC.
SECURITY: 340632108 AGENDA NUMBER: 932523740
TICKER: FLA MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ARMANDO CODINA Mgmt For For
2 DAVID M. FOSTER Mgmt For For
3 ADOLFO HENRIQUES Mgmt For For
4 JAMES E. JORDAN Mgmt For For
5 GILBERT H. LAMPHERE Mgmt For For
6 JOSEPH NEMEC Mgmt For For
7 JORGE PEREZ Mgmt For For
8 WELLFORD L. SANDERS, JR Mgmt For For
9 ROSA SUGRANES Mgmt For For
10 GEORGE R. ZOFFINGER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 THE RATIFICATION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2006 FISCAL YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 196
UNASSIGNED
FORWARD AIR CORPORATION
SECURITY: 349853101 AGENDA NUMBER: 932505778
TICKER: FWRD MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE A. CAMPBELL Mgmt For For
2 C. ROBERT CAMPBELL Mgmt For For
3 ANDREW C. CLARKE Mgmt For For
4 RICHARD W. HANSELMAN Mgmt For For
5 C. JOHN LANGLEY, JR. Mgmt For For
6 G. MICHAEL LYNCH Mgmt For For
7 RAY A. MUNDY Mgmt For For
8 B. CLYDE PRESLAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 APPROVAL OF THE 2006 NON-EMPLOYEE Mgmt For For
DIRECTOR STOCK PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 196
UNASSIGNED
FOUNDRY NETWORKS, INC.
SECURITY: 35063R100 AGENDA NUMBER: 932523865
TICKER: FDRY MEETING TYPE: Annual
ISIN: MEETING DATE: 16-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BOBBY R. JOHNSON, JR. Mgmt For For
2 ALFRED J. AMOROSO Mgmt For For
3 C. NICHOLAS KEATING Mgmt For For
4 J. STEVEN YOUNG Mgmt For For
5 ALAN L. EARHART Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
03 TO APPROVE THE ADOPTION OF THE 2006 Mgmt For For
STOCK INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 196
UNASSIGNED
GAMESTOP CORP.
SECURITY: 36466R101 AGENDA NUMBER: 932394721
TICKER: GME MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO (I) ADOPT THE MERGER Mgmt For For
AGREEMENT, INCLUDING THE TRANSACTIONS
CONTEMPLATED THEREBY, (II) APPROVE THE
AMENDMENT TO GAMESTOP S CERTIFICATE OF
INCORPORATION, AND (III) APPROVE THE
AMENDMENT TO THE GAMESTOP AMENDED AND
RESTATED 2001 INCENTIVE PLAN.
02 PROPOSAL TO ADOPT THE GSC HOLDINGS CORP. Mgmt For For
2005 INCENTIVE PLAN.
03 DIRECTOR
1 DANIEL A. DEMATTEO Mgmt Withheld Against
2 LEONARD RIGGIO Mgmt Withheld Against
3 GERALD R. SZCZEPANSKI Mgmt Withheld Against
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
BDO SEIDMAN, LLP AS GAMESTOP S
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY
28, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 196
UNASSIGNED
GAMESTOP CORP.
SECURITY: 36467W109 AGENDA NUMBER: 932546421
TICKER: GME MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DANIEL A. DEMATTEO Mgmt For For
2 MICHAEL N. ROSEN Mgmt For For
3 EDWARD A. VOLKWEIN Mgmt For For
02 PROPOSAL TO ADOPT THE AMENDED AND Mgmt For For
RESTATED GAMESTOP CORP. SUPPLEMENTAL
COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
BDO SEIDMAN, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING
FEBRUARY 3, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 196
UNASSIGNED
GEOX SPA, BIADENE DI MONTEBELLUNA (TV)
SECURITY: T50283109 AGENDA NUMBER: 700901172
TICKER: MEETING TYPE: OGM
ISIN: IT0003697080 MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 21 APR 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Approve the financial balance sheet and Mgmt No vote
consolidated balance sheet reports as of
31 DEC 2005, Board of Directors report
on management s activity and Internal
and External Auditors report as per
Article 153 of the Legislative Decree N.
58/98; resolutions related there to
2. Approve the Chairman s informative Mgmt No vote
report on Mgmt No vote the Stock Option
Management Plans trend
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 196
UNASSIGNED
GLOBALSANTAFE CORPORATION
SECURITY: G3930EOIH AGENDA NUMBER: 932493199
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS W. CASON Mgmt For For
2 JON A. MARSHALL Mgmt For For
3 CARROLL W. SUGGS Mgmt For For
2A AMEND THE COMPANY S AMENDED AND RESTATED Mgmt Against Against
ARTICLES OF ASSOCIATION, AS AMENDED TO
DATE; TO PROVIDE THAT THE ISSUANCE OF
PREFERENCE SHARES IS NOT A VARIATION OF
THE RIGHTS OF THE HOLDERS OF ORDINARY
SHARES AND TO MAKE A RELATED CLARIFYING
CHANGE, AND AMEND THE COMPANY S AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION
TO MAKE A RELATED CLARIFYING CHANGE.
2B AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION TO INCREASE THE COMPANY S
FLEXIBILITY IN REPURCHASING ITS SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2C AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION TO DELETE OBSOLETE
PROVISIONS RELATING TO KUWAIT PETROLEUM
CORPORATION AND ITS AFFILIATES.
2D AMEND THE EXISTING MEMORANDUM OF Mgmt For For
ASSOCIATION AND THE EXISTING ARTICLES OF
ASSOCIATION TO CLARIFY, UPDATE AND MAKE
MINOR CHANGES TO CERTAIN PROVISIONS.
2E AMEND AND RESTATE THE EXISTING Mgmt For For
MEMORANDUM OF ASSOCIATION AND THE
EXISTING ARTICLES OF ASSOCIATION TO
INCORPORATE ALL PREVIOUS AMENDMENTS
THERETO.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 196
UNASSIGNED
GRANT PRIDECO, INC.
SECURITY: 38821GOIH AGENDA NUMBER: 932474872
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID J. BUTTERS Mgmt For For
2 ELIOT M. FRIED Mgmt For For
3 DENNIS R. HENDRIX Mgmt For For
4 HAROLD E. LAYMAN Mgmt For For
5 SHELDON B. LUBAR Mgmt For For
6 MICHAEL MCSHANE Mgmt For For
7 ROBERT K. MOSES, JR. Mgmt For For
8 JOSEPH E. REID Mgmt For For
9 DAVID A. TRICE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF THE 2006 GRANT PRIDECO Mgmt For For
LONG-TERM INCENTIVE PLAN.
03 APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA FOR PERFORMANCE
AWARDS UNDER THE 2006 GRANT PRIDECO
LONG-TERM INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 196
UNASSIGNED
HALLIBURTON COMPANY
SECURITY: 406216OIH AGENDA NUMBER: 932505689
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 A.M. BENNETT Mgmt For For
2 J.R. BOYD Mgmt For For
3 R.L. CRANDALL Mgmt For For
4 K.T DERR Mgmt For For
5 S.M. GILLIS Mgmt For For
6 W.R. HOWELL Mgmt For For
7 R.L. HUNT Mgmt For For
8 D.J. LESAR Mgmt For For
9 J.L.MARTIN Mgmt For For
10 J.A. PRECOURT Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE Mgmt For For
SELECTION OF AUDITORS.
03 PROPOSAL TO AMEND CERTIFICATE OF Mgmt For For
INCORPORATION.
04 PROPOSAL ON SEVERANCE AGREEMENTS. Mgmt For For
05 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For
06 PROPOSAL ON DIRECTOR ELECTION Shr For Against
VOTE THRESHOLD.
07 PROPOSAL ON POISON PILL. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 196
UNASSIGNED
HANOVER COMPRESSOR COMPANY
SECURITY: 410768OIH AGENDA NUMBER: 932466130
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 I. JON BRUMLEY Mgmt For For
2 TED COLLINS, JR. Mgmt For For
3 MARGARET K. DORMAN Mgmt For For
4 ROBERT R. FURGASON Mgmt For For
5 VICTOR E. GRIJALVA Mgmt For For
6 GORDON T. HALL Mgmt For For
7 JOHN E. JACKSON Mgmt For For
8 STEPHEN M. PAZUK Mgmt For For
9 L. ALI SHEIKH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP
03 APPROVAL OF THE HANOVER Mgmt For For
COMPRESSOR COMPANY 2006 STOCK INCENTIVE
PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 196
UNASSIGNED
HEALTHSPRING, INC.
SECURITY: 42224N101 AGENDA NUMBER: 932520439
TICKER: HS MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HERBERT A. FRITCH Mgmt For For
2 JOSEPH P. NOLAN Mgmt For For
3 BRUCE M. FRIED Mgmt For For
02 PROPOSAL TO RATIFY THE HEALTHSPRING, Mgmt For For
INC. 2006 EQUITY INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 196
UNASSIGNED
HOLOGIC, INC.
SECURITY: 436440101 AGENDA NUMBER: 932403316
TICKER: HOLX MEETING TYPE: Special
ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO AMEND THE COMPANY S CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 30,000,000 TO
90,000,000 SHARES. T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 196
UNASSIGNED
HOLOGIC, INC.
SECURITY: 436440101 AGENDA NUMBER: 932434145
TICKER: HOLX MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN W. CUMMING Mgmt For For
2 IRWIN JACOBS Mgmt Withheld Against
3 DAVID R. LAVANCE, JR. Mgmt Withheld Against
4 NANCY L. LEAMING Mgmt Withheld Against
5 ARTHUR G. LERNER Mgmt Withheld Against
6 LAWRENCE M. LEVY Mgmt Withheld Against
7 GLENN P. MUIR Mgmt Withheld Against
8 JAY A. STEIN Mgmt Withheld Against
02 TO APPROVE THE SECOND AMENDED AND Mgmt Against Against
RESTATED 1999 EQUITY INCENTIVE PLAN, AS
DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 196
UNASSIGNED
HONG KONG EXCHANGES AND CLEARING LTD
SECURITY: Y3506N105 AGENDA NUMBER: 700933749
TICKER: MEETING TYPE: AGM
ISIN: HK0388009489 MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 297857 DUE TO ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1. Receive and approve the audited accounts Mgmt For *
for the YE 31 DEC 2005 together with the
reports of the Directors and Auditors
thereon
2. Declare a final dividend Mgmt For *
3.I Elect Mr. Dannis J H Lee as Director Mgmt For *
3.II Elect Mr. David M Webb as Director Mgmt For *
3.III Elect Mr. Gilbert K T Chu as Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.IV Elect Mr. Lawrence Y L Ho as Director Mgmt For *
3.V Elect Dr. Christine K W Loh as Director Mgmt For *
4. Re-appoint PricewaterhouseCoopers as the Mgmt For *
Auditors of HKEx and to authorize the
Directors to fix their remuneration
5. Authorize the Directors of the HKEx, to Mgmt For *
repurchase shares of the Company during
the relevant period, on the Stock
Exchange of Hong Kong Limited or any
other stock exchange on which the shares
of the Company may be listed and
recognized by the Securities and Futures
Commission and the stock exchange for
this purpose, subject to and in
accordance with all applicable Laws
and/or requirements of the Rules
Governing the Listing of Securities on
the stock exchange of Hong Kong Limited
or of any stock exchange as amended from
time to time, the aggregate nominal
amount of shares which HKEx is
authorized to purchase not exceeding 10%
of the aggregate nominal amount of the
issued share capital of the Company;
Authority expires the earlier of the
conclusion of the AGM of the HKEx or the
expiration of the period within which
the next AGM of the Company is to be
held By-law or passing of an ordinary
Resolution by shareholders of HKEx in
general meeting or varying the authority
given to the Directors of HKEx by this
Resolution
6. Approve that until the shareholders of Mgmt For *
HKEx in general meeting otherwise
determines, a remuneration of HKD
240,000 be paid to each of the
Non-Executive Directors of HKEx in
office time to time at the conclusion of
the each AGM of HKEx to the conclusion
of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AGM of HKEx to be held in the
immediately following year, provided
that such remuneration be paid in
proportion to the period of service in
the case if a Director who has not
served the entire period
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 196
UNASSIGNED
HUMAN GENOME SCIENCES, INC.
SECURITY: 444903108 AGENDA NUMBER: 932457270
TICKER: HGSI MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 H. THOMAS WATKINS Mgmt For For
2 AUGUSTINE LAWLOR Mgmt For For
3 WILLIAM D. YOUNG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 196
UNASSIGNED
ICOS CORPORATION
SECURITY: 449295104 AGENDA NUMBER: 932454983
TICKER: ICOS MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES L. FERGUSON Mgmt For For
2 ROBERT J. HERBOLD Mgmt For For
3 DAVID V. MILLIGAN PH.D. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2006.
03 SHAREHOLDER PROPOSAL REGARDING BOARD Mgmt For Against
DECLASSIFICATION.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
ENGAGEMENT WITH CERTAIN SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 196
UNASSIGNED
INTERMAGNETICS GENERAL CORPORATION
SECURITY: 458771102 AGENDA NUMBER: 932403239
TICKER: IMGC MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 A. JAY GRAF Mgmt For For
2 MICHAEL E. HOFFMAN Mgmt For For
3 THOMAS L. KEMPNER Mgmt For For
4 SHELDON WEINIG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 196
UNASSIGNED
INTUITIVE SURGICAL, INC.
SECURITY: 46120E602 AGENDA NUMBER: 932491400
TICKER: ISRG MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LONNIE M. SMITH Mgmt For For
2 RICHARD J. KRAMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 196
UNASSIGNED
ITRON, INC.
SECURITY: 465741106 AGENDA NUMBER: 932452725
TICKER: ITRI MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES H. GAYLORD, JR. Mgmt For For
2 MICHAEL B. BRACY Mgmt For For
3 THOMAS S. FOLEY Mgmt For For
4 GRAHAM M. WILSON Mgmt For For
02 APPROVAL OF ITRON, INC. AMENDED AND Mgmt For For
RESTATED 2000 STOCK INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 196
UNASSIGNED
JACOBS ENGINEERING GROUP INC.
SECURITY: 469814107 AGENDA NUMBER: 932427354
TICKER: JEC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOSEPH R. BRONSON Mgmt For For
2 THOMAS M.T. NILES Mgmt For For
3 DAVID M. PETRONE Mgmt Withheld Against
4 NOEL G. WATSON Mgmt For For
02 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 196
UNASSIGNED
KENEXA CORPORATION
SECURITY: 488879107 AGENDA NUMBER: 932491537
TICKER: KNXA MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 TROY A. KANTER Mgmt Withheld Against
2 RENEE B. BOOTH Mgmt For For
02 TO ADOPT THE KENEXA CORPORATION 2006 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
03 TO RATIFY THE SELECTION OF BDO SEIDMAN, Mgmt Against Against
LLP AS THE INDEPENDENT PUBLIC ACCOUNTING
FIRM TO AUDIT THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE INTERNAL CONTROLS
OVER FINANCIAL REPORTING AND MANAGEMENT
S ASSESSMENT OF THE EFFECTIVENESS OF THE
INTERNAL CONTROLS OVER FINANCIAL
REPORTING FOR THE YEAR ENDED DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 196
UNASSIGNED
KNIGHT TRANSPORTATION, INC.
SECURITY: 499064103 AGENDA NUMBER: 932422796
TICKER: KNX MEETING TYPE: Special
ISIN: MEETING DATE: 21-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 PROPOSAL TO APPROVE THE COMPANY S 2005 Mgmt For For
EXECUTIVE CASH BONUS PLAN, TO COMPLY
WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
T
02 PROPOSAL TO AMEND THE COMPANY S 2003 Mgmt For For
STOCK OPTION PLAN TO COMPLY WITH SECTION
162(M) OF THE CODE, AND TO APPROVE AND
RATIFY THE COMPANY S AMENDED AND
RESTATED 2003 STOCK OPTION PLAN, WHICH
INCORPORATES ALL PRIOR AMENDMENTS TO THE
2003 STOCK OPTION PLAN.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 196
UNASSIGNED
KNIGHT TRANSPORTATION, INC.
SECURITY: 499064103 AGENDA NUMBER: 932506302
TICKER: KNX MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY J. KNIGHT* Mgmt For For
2 G.D. MADDEN* Mgmt For For
3 KATHRYN L. MUNRO* Mgmt Withheld Against
4 RICHARD J. LEHMANN** Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM. PROPOSAL TO
RATIFY DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 196
UNASSIGNED
KYPHON INC.
SECURITY: 501577100 AGENDA NUMBER: 932521734
TICKER: KYPH MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD W. MOTT Mgmt For For
2 KAREN D. TALMADGE Mgmt For For
02 PROPOSAL TO APPROVE THE 2007 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF KYPHON INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 196
UNASSIGNED
LAMAR ADVERTISING COMPANY
SECURITY: 512815101 AGENDA NUMBER: 932508356
TICKER: LAMR MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN MAXWELL HAMILTON Mgmt For For
2 ROBERT M. JELENIC Mgmt For For
3 STEPHEN P. MUMBLOW Mgmt For For
4 THOMAS V. REIFENHEISER Mgmt For For
5 ANNA REILLY Mgmt For For
6 KEVIN P. REILLY, JR. Mgmt For For
7 WENDELL REILLY Mgmt For For
02 AMENDMENT OF THE 1996 EQUITY INCENTIVE Mgmt Against Against
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 196
UNASSIGNED
LASALLE HOTEL PROPERTIES
SECURITY: 517942108 AGENDA NUMBER: 932442964
TICKER: LHO MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DARRYL HARTLEY-LEONARD Mgmt For For
2 KELLY L. KUHN Mgmt For For
3 WILLIAM S. MCCALMONT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2006.
03 TO CONSIDER AND ACT UPON ANY OTHER Mgmt Against Against
MATTERS THAT MAY PROPERLY BE BROUGHT
BEFORE THE ANNUAL MEETING AND AT ANY
ADJOURNMENTS OR POSTPONEMENTS THEREOF.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 196
UNASSIGNED
MARTIN MARIETTA MATERIALS, INC.
SECURITY: 573284106 AGENDA NUMBER: 932490319
TICKER: MLM MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID G. MAFFUCCI Mgmt For For
2 WILLIAM E. MCDONALD Mgmt For For
3 FRANK H. MENAKER, JR. Mgmt For For
4 RICHARD A. VINROOT Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE Mgmt For For
STOCK-BASED AWARD PLAN.
03 RATIFICATION OF SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 196
UNASSIGNED
MELCO INTERNATIONAL DEVELOPMENT LTD
SECURITY: Y59683188 AGENDA NUMBER: 700781556
TICKER: MEETING TYPE: EGM
ISIN: HK0200030994 MEETING DATE: 10-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve and ratify: a) the First Mgmt For *
Agreement as specified between Melco
Entertainment Limited Melco
Entertainment, Great Respect Limited
Great Respect and the Company, relating
to the acquisition by Melco
Entertainment of the 49.2% interest of
Great Respect in the Joint Venture as
specified and the application by Great
Respect of the proceeds of that
acquisition to subscribe for the
Convertible Loan Notes as specified to
be issued by the Company and the
transactions contemplated by the First
Agreement including, without limitation,
the issue of the Convertible Loan Notes
and authorize the Directors of the
Company to take all steps necessary or
desirable or expedient in their opinion
to implement and/or give effect to the
terms of the First Agreement and the
transactions contemplated by it,
including without limitation, the issue
of the Convertible Loan Notes; and b)
the instrument constituting the
Convertible Loan Notes and the issue of
shares of the Company on exercise of the
conversion rights conferred by the
Convertible Loan Notes and authorize the
Directors of the Company to arrange for
the instrument constituting the
Convertible Loan Notes to be executed by
or on behalf of the Company and to take
all steps necessary or desirable or
expedient in their opinion for the
Company to enter into the instrument
constituting the Convertible Loan Notes
and/or give effect to the terms of that
instrument and the Convertible Loan
Notes, including the issue of shares of
the Company on exercise of the
conversion rights conferred by the
Convertible Loan Notes
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2. Approve and ratify the Second Agreement Mgmt For *
as specified between Melco Entertainment
Limited Melco Entertainment and Melco
Leisure and Entertainment Group Limited
Melco Leisure, relating to the transfer
by Melco Leisure of its 50.8% interest
in the Joint Venture as specified and
its interest in Melco Hotels and Resorts
(Macau) Limited to Melco Entertainment
and the transactions contemplated by the
Second Agreement and authorize the
Directors of the Company to take all
steps necessary or desirable or
expedient in their opinion to implement
and/or give effect to the terms of the
Second Agreement and the transactions
contemplated by it
3. Approve and ratify, subject to the Mgmt For *
passing of Resolution 1: a) the First
Agreement as specified between Melco
Entertainment Limited Melco
Entertainment, Great Respect Limited
Great Respect and the Company, relating
to the acquisition by Melco
Entertainment of the 49.2% interest of
Great Respect in the Joint Venture as
specified and the application by Great
Respect of the proceeds of that
acquisition to subscribe for the
Convertble Loan Notes as specified to be
issued by the Company under the First
Agreement and the transactions
contemplated by the First Agreement; and
b) the Whitewash Waiver as specified
waiving any obligation on the part of
Great Respect and the Concert Party as
specified to make a mandatory general
offer for the entire issued share
capital of the Company not otherwise
owned by the Concert Party, which would
otherwise arise under Rule 26.1 of the
Hong Kong Code on Takeovers and Mergers,
as a result of any and all future
exercises of the conversion rights
conferred by the Convertible Loan Notes
to be issued upon completion of the
First Agreement to Great Respect and
authorize the Directors of the Company
to do all things and acts and sign all
documents which they consider necessary,
desirable or
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
expedient to implement and/or give
effect to any matters relating to or in
connection with the First Agreement and
the Whitewash Waiver
4. Approve the entering into by Melco Mgmt For *
Hotels and Resorts (Macau) Limited Melco
Hotels of a legally binding commitment
relating to the grant of a long term
lease in respect of the Land as
specified resulting from the in
principle acceptance by Melco Hotels of
the Macau Government s offer to grant
such a long term lease in respect of the
Land to Melco Hotels and the future
development of the Land as an integrated
entertainment resort and authorize the
Directors of the Company to do all
things and acts and sign all documents
which they consider necessary, desirable
or expedient to implement and/or give
effect to any matters relating thereto
or in connection therewith
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 196
UNASSIGNED
MELCO INTERNATIONAL DEVELOPMENT LTD
SECURITY: Y59683188 AGENDA NUMBER: 700863067
TICKER: MEETING TYPE: EGM
ISIN: HK0200030994 MEETING DATE: 22-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve, ratify and confirm the SJM Mgmt For *
Service Arrangement as specified and all
transactions contemplated thereunder
between the Company s subsidiary, Elixir
Group Macau Limited and Sociedade de
Jogos de Macau, S.A.
2. Approve, ratify and confirm the Mocha Mgmt For *
Service Arrangement as specified and all
transactions contemplated thereunder
between the Company s subsidiary, Elixir
Group Macau Limited and Mocha Slot Group
Limited
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 196
UNASSIGNED
MELCO INTERNATIONAL DEVELOPMENT LTD
SECURITY: Y59683188 AGENDA NUMBER: 700919016
TICKER: MEETING TYPE: AGM
ISIN: HK0200030994 MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Receive and approve the audited Mgmt For *
financial statements and the reports of
the Directors and the Auditors for FYE
31 DEC 2005
2. Declare a final dividend for the YE 31 Mgmt For *
DEC 2005
3. Re-elect the Directors and fix the Mgmt Against *
remuneration of the Directors
4. Re-appoint the Auditors and to fix their Mgmt For *
remuneration
5. Authorize the Directors of the Company Mgmt For *
to repurchase shares of the Company
during the relevant period, on The Stock
Exchange of Hong Kong Limited or any
other stock exchange on which the shares
of the Company have been or may be
listed and recognized by the Securities
and Futures Commission under the Hong
Kong Code on share repurchases for such
purposes, subject to and in accordance
with all applicable laws and
regulations, at such price as the
Directors may at their discretion
determine in accordance with all
applicable laws and regulations, not
exceeding 10% of the aggregate nominal
amount of the issued share capital of
the Company; Authority expires the
earlier of the conclusion of the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AGM of the Company or the expiration of
the period within which the next AGM of
the Company is required by the Companies
Ordinance to be held by law
6. Authorize the Directors, pursuant to Mgmt For *
Section 57B of the Companies Ordinance,
to allot, issue and deal with additional
shares in the capital of the Company,
and to make or grant offers, agreements
and options including the warrants,
bonds, debentures, notes and other
securities which carry rights to
subscribe for or are convertible into
shares of the Company during and after
the relevant period, not exceeding the
aggregate of 20% of the aggregate
nominal amount of the issued share
capital of the Company at the date of
passing this resolution; if the
Directors of the company are so
authorized by a separate resolution of
the shareholders of the Company the
nominal amount of share capital
repurchased after passing of this
resolution up to 10% of the aggregate
nominal amount of the issued share
capital, otherwise than pursuant to (i)
a rights issue; or (ii) the exercise of
any rights of subscription or conversion
under any existing warrants, bonds,
debentures, notes and other securities
issued by the Company which carry rights
to subscribe for or are convertible into
shares of the Company; (iii) any share
option scheme or similar arrangement; or
iv) any scrip dividend or similar
arrangement; Authority expires the
earlier of the conclusion of the next
AGM or the expiration of the period
within which the next AGM is is required
by the Companies Ordinance to be held by
law
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 196
UNASSIGNED
MICROSEMI CORPORATION
SECURITY: 595137100 AGENDA NUMBER: 932434133
TICKER: MSCC MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DENNIS R. LEIBEL Mgmt For For
2 JAMES J. PETERSON Mgmt For For
3 THOMAS R. ANDERSON Mgmt For For
4 WILLIAM E. BENDUSH Mgmt For For
5 WILLIAM L. HEALEY Mgmt For For
6 PAUL F. FOLINO Mgmt For For
7 MATTHEW E. MASSENGILL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
TO AUDIT OUR FINANCIAL STATEMENTS FOR
FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 196
UNASSIGNED
MONEYGRAM INTERNATIONAL, INC.
SECURITY: 60935Y109 AGENDA NUMBER: 932468083
TICKER: MGI MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT H. BOHANNON Mgmt For For
2 DONALD E. KIERNAN Mgmt For For
3 DOUGLAS L. ROCK Mgmt For For
4 OTHON RUIZ MONTEMAYOR Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 196
UNASSIGNED
MOOG INC.
SECURITY: 615394202 AGENDA NUMBER: 932425778
TICKER: MOGA MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES L. GRAY Mgmt Withheld Against
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR THE YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 196
UNASSIGNED
NABORS INDUSTRIES LTD.
SECURITY: G6359FOIH AGENDA NUMBER: 932443699
TICKER: MEETING TYPE: Special
ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO AMENDED AND RESTATED Mgmt For For
BYE-LAWS TO INCREASE THE TOTAL NUMBER OF
SHARES OF COMMON STOCK.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 196
UNASSIGNED
NASDAQ STOCK MARKET, INC.
SECURITY: 631103108 AGENDA NUMBER: 932391282
TICKER: NDAQ MEETING TYPE: Special
ISIN: MEETING DATE: 14-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE POTENTIAL ISSUANCE OF Mgmt For For
536,990 SHARES OF OUR COMMON STOCK, PAR
VALUE $0.01 PER SHARE, UPON CONVERSION
OF $7,786,355 AGGREGATE PRINCIPAL AMOUNT
OF OUR 3.75% SERIES A CONVERTIBLE NOTES
DUE 2012 (SERIES A NOTES).
02 TO AMEND OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO GRANT HOLDERS OF OUR
SERIES A NOTES AND 3.75% SERIES B
CONVERTIBLE NOTES DUE 2012 (SERIES B
NOTES) THE RIGHT TO VOTE WITH THE
HOLDERS OF OUR COMMON STOCK AND SERIES B
PREFERRED STOCK, PAR VALUE $0.01 PER
SHARE (VOTING PREFERRED STOCK) ON ALL
MATTERS SUBMITTED TO A VOTE OF OUR
STOCKHOLDERS.
03 TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO CONFORM TO NASDAQ S
PENDING APPLICATION FOR REGISTRATION AS
A NATIONAL SECURITIES EXCHANGE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 196
UNASSIGNED
NASDAQ STOCK MARKET, INC.
SECURITY: 631103108 AGENDA NUMBER: 932510298
TICKER: NDAQ MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL CASEY Mgmt For For
2 DANIEL COLEMAN Mgmt For For
3 JEFFREY N. EDWARDS Mgmt For For
4 LON GORMAN Mgmt For For
5 PATRICK J. HEALY Mgmt For For
6 MERIT E. JANOW Mgmt For For
7 JOHN D. MARKESE Mgmt For For
8 THOMAS F. O'NEILL Mgmt For For
9 JAMES S. RIEPE Mgmt For For
10 THOMAS G. STEMBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DEBORAH L. WINCE-SMITH Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 196
UNASSIGNED
NATIONAL FINANCIAL PARTNERS CORP.
SECURITY: 63607P208 AGENDA NUMBER: 932507431
TICKER: NFP MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
I DIRECTOR
1 STEPHANIE ABRAMSON Mgmt For For
2 ARTHUR AINSBERG Mgmt For For
3 MARC BECKER Mgmt For For
4 JESSICA BIBLIOWICZ Mgmt For For
5 JOHN ELLIOTT Mgmt For For
6 SHARI LOESSBERG Mgmt For For
7 KENNETH MLEKUSH Mgmt For For
II TO APPROVE THE ADOPTION OF THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
III TO APPROVE THE ADOPTION OF AN AMENDMENT Mgmt For For
TO THE COMPANY S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY S COMMON STOCK.
IV TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 196
UNASSIGNED
NATIONAL OILWELL VARCO, INC.
SECURITY: 637071OIH AGENDA NUMBER: 932371709
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT E. BEAUCHAMP Mgmt For For
2 JEFFERY A. SMISEK Mgmt For For
3 JAMES D. WOODS Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 196
UNASSIGNED
NATIONAL OILWELL VARCO, INC.
SECURITY: 637071OIH AGENDA NUMBER: 932493339
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GREG L. ARMSTRONG Mgmt For For
2 DAVID D. HARRISON Mgmt For For
3 MERRILL A. MILLER, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 196
UNASSIGNED
NETFLIX, INC.
SECURITY: 64110L106 AGENDA NUMBER: 932491791
TICKER: NFLX MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD BARTON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2006.
03 TO APPROVE THE COMPANY S AMENDED AND Mgmt For For
RESTATED 2002 STOCK PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 196
UNASSIGNED
NEUSTAR, INC.
SECURITY: 64126X201 AGENDA NUMBER: 932512393
TICKER: NSR MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANDRE DAHAN Mgmt For For
2 ROSS IRELAND Mgmt For For
3 PAMELA JOSEPH Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 196
UNASSIGNED
NOBLE CORPORATION
SECURITY: G65422OIH AGENDA NUMBER: 932459060
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES C. DAY Mgmt For For
2 JULIE H. EDWARDS Mgmt For For
3 MARC E. LELAND Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2006.
03 MEMBER (SHAREHOLDER) PROPOSAL TO Mgmt Against For
SEPARATE THE POSITIONS OF CHAIRMAN/CHIEF
EXECUTIVE OFFICER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 196
UNASSIGNED
NRG ENERGY, INC.
SECURITY: 629377508 AGENDA NUMBER: 932465455
TICKER: NRG MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN F. CHLEBOWSKI Mgmt For For
2 HOWARD E. COSGROVE Mgmt For For
3 WILLIAM E. HANTKE Mgmt For For
4 ANNE C. SCHAUMBURG Mgmt For For
02 AMENDMENT TO ARTICLE FOUR, SECTION 2, OF Mgmt Against Against
THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION
03 AMENDMENT TO THE LONG-TERM INCENTIVE Mgmt Against Against
PLAN
04 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 196
UNASSIGNED
NUVEEN INVESTMENTS, INC.
SECURITY: 67090F106 AGENDA NUMBER: 932483504
TICKER: JNC MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN P. AMBOIAN* Mgmt For For
2 WILLARD L. BOYD* Mgmt For For
3 DUANE R. KULLBERG** Mgmt For For
4 RODERICK A. PALMORE** Mgmt For For
5 CONNIE K. DUCKWORTH*** Mgmt For For
6 T.R. SCHWERTFEGER*** Mgmt For For
7 PIERRE E. LEROY*** Mgmt For For
02 RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 196
UNASSIGNED
O2MICRO INTL LTD.
SECURITY: 67107W100 AGENDA NUMBER: 932524817
TICKER: OIIM MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES ELVIN KEIM Mgmt For For
2 LAWRENCE LAI-FU LIN Mgmt For For
02 TO APPROVE AND ADOPT A GENERAL MANDATE Mgmt For For
(THE SALE MANDATE) TO ALLOT, ISSUE AND
DEAL WITH SUCH NUMBER OF UNISSUED
ORDINARY SHARES NOT EXCEEDING THE SUM
OF: (I) 20% OF THE TOTAL NOMINAL AMOUNT
OF THE SHARE CAPITAL IN ISSUE AND TO BE
ISSUED; AND (II) THE TOTAL AMOUNT OF THE
SHARE CAPITAL REPURCHASED BY US, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
03 TO APPROVE AND ADOPT A GENERAL MANDATE Mgmt For For
(THE REPURCHASE MANDATE) TO EXERCISE
ALL THE POWERS OF THE COMPANY TO
REPURCHASE SUCH NUMBER OF ORDINARY
SHARES NOT EXCEEDING 10% OF THE TOTAL
NOMINAL AMOUNT OF THE SHARE CAPITAL OF
THE COMPANY IN ISSUE AND TO BE ISSUED.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO APPROVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS AND THE AUDITOR S REPORT FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2005
IN THE FORM INCLUDED IN THE REPORT TO
SHAREHOLDERS.
05 TO RATIFY AND APPROVE THE RETENTION OF Mgmt For For
DELOITTE & TOUCHE AS THE COMPANY S
INDEPENDENT AUDITORS FOR FISCAL YEAR OF
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 196
UNASSIGNED
OPSWARE INC.
SECURITY: 68383A101 AGENDA NUMBER: 932543336
TICKER: OPSW MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM V. CAMPBELL Mgmt For For
2 MICHAEL S. OVITZ Mgmt For For
3 MICHELANGELO A. VOLPI Mgmt Withheld Against
02 RATIFICATION OF SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OPSWARE S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING JANUARY 31, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 196
UNASSIGNED
PANERA BREAD COMPANY
SECURITY: 69840W108 AGENDA NUMBER: 932492870
TICKER: PNRA MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DOMENIC COLASACCO Mgmt For For
2 THOMAS E. LYNCH Mgmt For For
02 ADOPTION OF THE COMPANY S 2006 STOCK Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 26, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 196
UNASSIGNED
PHARMACEUTICAL PRODUCT DEVELOPMENT,
SECURITY: 717124101 AGENDA NUMBER: 932481055
TICKER: PPDI MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STUART BONDURANT, M.D. Mgmt For For
2 FREDERICK FRANK Mgmt For For
3 TERRY MAGNUSON, PH.D. Mgmt For For
4 F.N. ESHELMAN, PHARM.D. Mgmt For For
5 GENERAL DAVID L. GRANGE Mgmt For For
6 ERNEST MARIO, PH.D. Mgmt For For
7 MARYE ANNE FOX, PH.D. Mgmt For For
8 CATHERINE M. KLEMA Mgmt For For
9 JOHN A. MCNEILL, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY S EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES OF THE
COMPANY S COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN.
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER
MATTERS AS MAY PROPERLY COME BEFORE THE
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 196
UNASSIGNED
PHILLIPS-VAN HEUSEN CORPORATION
SECURITY: 718592108 AGENDA NUMBER: 932530480
TICKER: PVH MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 EMANUEL CHIRICO Mgmt For For
2 EDWARD H. COHEN Mgmt For For
3 JOSEPH B. FULLER Mgmt For For
4 JOEL H. GOLDBERG Mgmt For For
5 MARC GROSMAN Mgmt For For
6 BRUCE J. KLATSKY Mgmt For For
7 BRUCE MAGGIN Mgmt For For
8 HENRY NASELLA Mgmt For For
9 RITA M. RODRIGUEZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S CERTIFICATE OF INCORPORATION
TO AMEND THE RIGHT OF THE HOLDERS OF THE
SERIES B CONVERTIBLE PREFERRED STOCK TO
ELECT SEPARATELY, AS A CLASS, UP TO
THREE DIRECTORS.
03 APPROVAL OF THE AMENDMENT TO THE Mgmt Against Against
COMPANY S CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK TO 240,000,000.
04 APPROVAL OF THE COMPANY S 2006 STOCK Mgmt For For
INCENTIVE PLAN.
05 APPOINTMENT OF AUDITORS. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 196
UNASSIGNED
PINNACLE ENTERTAINMENT, INC.
SECURITY: 723456109 AGENDA NUMBER: 932496626
TICKER: PNK MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DANIEL R. LEE Mgmt For For
2 JOHN V. GIOVENCO Mgmt For For
3 RICHARD J. GOEGLEIN Mgmt For For
4 BRUCE A. LESLIE Mgmt For For
5 JAMES L. MARTINEAU Mgmt For For
6 MICHAEL ORNEST Mgmt For For
7 TIMOTHY J. PARROTT Mgmt For For
8 LYNN P. REITNOUER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S 2005 EQUITY AND PERFORMANCE
INCENTIVE PLAN, SUCH AMENDMENT TO BE
SUBJECT TO CONSUMMATION OF THE
ACQUISITION OF AZTAR CORPORATION
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE 2006 FISCAL
YEAR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 196
UNASSIGNED
PIRELLI & C.REAL ESTATE SPA, MILANO
SECURITY: T7630K107 AGENDA NUMBER: 700900435
TICKER: MEETING TYPE: OGM
ISIN: IT0003270615 MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting No vote
MEETING ID 294206 DUE TO ADDITIONAL OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 18 APR 2006.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Receive the Directors management report, Mgmt No vote
Board of Auditors report, balance sheet
as of 31 DEC 2005 and allocation of
earnings
2. Appoint the Director Mgmt No vote
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3. Approve to buy back and disposition Mgmt No vote
modality of own shares, previous
revocation of the deliberation assumed
by the meeting as of 27 APR 2005, as for
not utilized, related and consequential
resolutions and power assignment
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 196
UNASSIGNED
PROASSURANCE CORPORATION
SECURITY: 74267C106 AGENDA NUMBER: 932492577
TICKER: PRA MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN J. MCMAHON, JR. Mgmt For For
2 JOHN P. NORTH, JR. Mgmt For For
3 WILLIAM H. WOODHAMS Mgmt For For
4 WILFRED W. YEARGAN, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 196
UNASSIGNED
Q-CELLS AG, THALHEIM
SECURITY: D6232R103 AGENDA NUMBER: 700981043
TICKER: MEETING TYPE: OGM
ISIN: DE0005558662 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the financial Non-Voting No vote
statements and annual report for the
2005 FY with the report of the
Supervisory Board , the group financial
statements and group annual report
2. Resolution on the appropriation of Mgmt For *
the distributable profit of EUR 34,834,
863.55 as follows: the entire
distributable profit shall be allocated
to the revenue reserves
3. Ratification of the acts of the Board of Mgmt For *
Managing Directors
4. Ratification of the acts of the Mgmt For *
Supervisory Board
5. Ratify KPMG Deutsche Treuhand- Mgmt For *
Gesellschaft Aktiengesellschaft as
Auditors for fiscal 2006
6. Approval of amendments to the 2003 Stock Mgmt For *
Option Program, the exercise period for
stock options issued within the scope of
the 2003 Stock Option Program shall be
adjusted to conform to the provisions of
the 2005 Stock Option Program
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Resolution on the renewal of the Mgmt For *
authorization to issue bonds and the
related contingent capital, and the
corresponding amendments to the Articles
of Association, the existing
authorization to issue warrant and/or
convertible bonds, and the corresponding
contingent capital III, shall be
revoked, the Board of Managing Directors
shall be authorized to issue bearer
bonds of up to EUR 1,500,000,000,
conferring an option or conversion right
for shares of the Company, on or before
31 MAY 2011, shareholders shall be
granted subscription rights, except for
residual amounts, for the issue of bonds
at a price not materially below their
theoretical market value, and insofar as
subscription rights are granted to
holders of previously issued bonds, the
share capital shall be increased
accordingly by up to EUR 14,765,442
through the issue of up to 14,765,442
new bearer shares, insofar as conversion
or option rights are exercised
Contingent capital III
8. Resolution on a capital increase from Mgmt For *
company reserves for the issue of bonus
shares, the share capital shall be
increased from between EUR 36,913,604
and EUR 37,300,000 depending upon the
number of shares issued pursuant to the
2003 Stock Option Program in advance of
the capital increase to between EUR
73,827,208 and EUR 74,600,000, through
the conversion of revenue reserves and
the issue of new bearer shares with
dividend entitlement from the 2006 FY,
the shares shall be granted to the
shareholders at a ratio of one bonus
share for every old share held
9. Approval of the amendments to the Mgmt For *
Articles of Association arising from the
Resolution as per item 8
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10. Resolution on the revision of the Mgmt For *
authorized capital, and the
corresponding amendments to the Articles
of Association, the existing authorized
capital shall be revoked, the Board of
MDs shall be authorized to increase the
share capital by up to EUR 36,913,604
through the issue of up to 36,913,604
new bearer shares against payment in
cash or kind, on or before 31 MAY 2011,
shareholders subscription rights may be
excluded for the issue of shares for
acquisition purposes, for residual
amounts, and insofar as the issue price
is not materially below the market price
of the shares
11. Approval of the renewal of the Mgmt For *
authorization to acquire own shares, the
existing authorization to acquire own
shares shall be revoked, the Company
shall be authorized to acquire own
shares of up to 10% of its share
capital, at a price neither below EUR
0.01 nor more than 5% above the average
market price of the shares, on or before
30 NOV 2007, the shares may be used for
acquisition purposes or within the scope
of the Companys Stock Option Programs,
sold at a price not materially below
their market price, or retired
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 196
UNASSIGNED
RANGE RESOURCES CORPORATION
SECURITY: 75281A109 AGENDA NUMBER: 932500045
TICKER: RRC MEETING TYPE: Annual
ISIN: MEETING DATE: 24-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CHARLES L. BLACKBURN Mgmt For For
2 ANTHONY V. DUB Mgmt For For
3 V. RICHARD EALES Mgmt For For
4 ALLEN FINKELSON Mgmt For For
5 JONATHAN S. LINKER Mgmt For For
6 KEVIN S. MCCARTHY Mgmt For For
7 JOHN H. PINKERTON Mgmt For For
8 JEFFREY L. VENTURA Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
AMEND THE 2005 EQUITY- BASED
COMPENSATION PLAN TO PROVIDE FOR THE USE
OF RESERVES PER SHARE GROWTH AS A
PERFORMANCE CRITERIA FOR ANNUAL
INCENTIVE AWARDS IN ADDITION TO THOSE
SET FORTH IN SECTION 8(B)(II)(A) OF THE
PLAN.
03 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
AMEND THE 2005 EQUITY- BASED
COMPENSATION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED TO
BE ISSUED UNDER THAT PLAN BY 950,000
SHARES.
04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 196
UNASSIGNED
RED HAT, INC.
SECURITY: 756577102 AGENDA NUMBER: 932374159
TICKER: RHAT MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM S. KAISER Mgmt For For
2 EDWARD R. KOZEL Mgmt For For
3 ROBERT F. YOUNG Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING FEBRUARY 28,
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 196
UNASSIGNED
REDBACK NETWORKS INC.
SECURITY: 757209507 AGENDA NUMBER: 932483302
TICKER: RBAK MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEVIN A. DENUCCIO Mgmt For For
2 PAUL GIORDANO Mgmt For For
3 ROY D. BEHREN Mgmt For For
4 JOHN L. DREW Mgmt For For
5 DAVID C. FRIEZO Mgmt For For
6 MARTIN A. KAPLAN Mgmt For For
7 WILLIAM H. KURTZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS REDBACK S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE AN AMENDMENT TO THE 1999 Mgmt For For
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER THE PLAN BY 3,000,000 SHARES IN
2006 AND BY 3,000,000 SHARES IN 2007 AND
TO ALLOW AWARDS GRANTED THEREUNDER TO
CONTINUE TO QUALIFY AS PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 196
UNASSIGNED
RESPIRONICS, INC.
SECURITY: 761230101 AGENDA NUMBER: 932405714
TICKER: RESP MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 J. TERRY DEWBERRY Mgmt For For
2 DONALD H. JONES Mgmt For For
3 JAMES W. LIKEN Mgmt For For
4 JOHN L. MICLOT Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2006.
T
03 TO APPROVE THE ADOPTION OF THE Mgmt For For
RESPIRONICS, INC. 2006 STOCK INCENTIVE
PLAN.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 196
UNASSIGNED
ROWAN COMPANIES, INC.
SECURITY: 779382OIH AGENDA NUMBER: 932458878
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN R. HUFF Mgmt For For
2 FREDERICK R. LAUSEN Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 196
UNASSIGNED
SALESFORCE.COM
SECURITY: 79466L302 AGENDA NUMBER: 932358345
TICKER: CRM MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARC BENIOFF Mgmt For For
2 ALAN HASSENFELD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JANUARY 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 196
UNASSIGNED
SALIX PHARMACEUTICALS, LTD.
SECURITY: 795435106 AGENDA NUMBER: 932392246
TICKER: SLXP MEETING TYPE: Special
ISIN: MEETING DATE: 30-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE THE ISSUANCE OF SALIX Mgmt For For
PHARMACEUTICALS, LTD. COMMON STOCK IN
THE MERGER OF METAL ACQUISITION CORP, A
WHOLLY OWNED SUBSIDIARY OF SALIX
PHARMACEUTICALS, LTD., WITH AND INTO
INKINE PHARMACEUTICAL COMPANY, INC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 196
UNASSIGNED
SCHLUMBERGER LIMITED (SCHLUMBERGER N
SECURITY: 806857OIH AGENDA NUMBER: 932448663
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. DEUTCH Mgmt For For
2 J.S. GORELICK Mgmt For For
3 A. GOULD Mgmt For For
4 T. ISAAC Mgmt For For
5 A. LAJOUS Mgmt For For
6 A. LEVY-LANG Mgmt For For
7 M.E. MARKS Mgmt For For
8 D. PRIMAT Mgmt For For
9 T.I. SANDVOLD Mgmt For For
10 N. SEYDOUX Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 L.G. STUNTZ Mgmt For For
12 R. TALWAR Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For
DIVIDENDS
03 ADOPTION OF AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION
04 APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SCHLUMBERGER 2005 STOCK OPTION PLAN
05 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 196
UNASSIGNED
SCHWARZ PHARMA AG
SECURITY: D6889B104 AGENDA NUMBER: 700912771
TICKER: MEETING TYPE: AGM
ISIN: DE0007221905 MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the approved audited Non-Voting No vote
financial statements, the confirmed
consousses 2005 und des Lageberichts
fuer die Gesellschaft und den Konzern
sowie de Group for the 2005 financial
year as well as the report of the
Supervisory Board for the 2005 FY
2. Resolution on the appropriation of Mgmt For *
distributable profits
3. Resolution on the approval of the Mgmt For *
Executive Board actions for the 2005 FY
05
4. Resolution on the approval of the Mgmt For *
Supervisory Board actions for the 2005
FY r 2005
5. Resolution on the appointment of Ernst + Mgmt For *
Young Ag, Duesseldorf as the Auditors
for the 2006 FY
6. Beschlussfassung ueber die Ermaechtigung Mgmt For *
zum Erwerb und zur Verwendung eigeneres
and on the cancellation of the
authorization granted on 11 MAY 2005
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7. Authorization of the Executive Board to Mgmt For *
issue convertible bonds and/or bonds
wchreibungen, Schaffung eines bedingten
Kapitals, Aufhebung der bisherigen
Ermauthorization to issue convertible
bonds and/or bonds with warrants;
cancellatiherigen dafuer geschaffenen
bedingten Kapitals und Satzungsaenderung
Articles of Association
8.1 Wahl des Herrn Dr. Terence Eaves in den Mgmt For *
Aufsichtsrat
8.2 Elect Dr. Eberhard Peill to the Mgmt For *
Supervisory Board
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 196
UNASSIGNED
SIGNATURE BANK
SECURITY: 82669G104 AGENDA NUMBER: 932461635
TICKER: SBNY MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALFONSE M. D'AMATO Mgmt For For
2 JEFFREY W. MESHEL Mgmt For For
3 KATHRYN A. BYRNE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 196
UNASSIGNED
SIRF TECHNOLOGY HOLDINGS, INC.
SECURITY: 82967H101 AGENDA NUMBER: 932465429
TICKER: SIRF MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MOHANBIR GYANI Mgmt For For
2 STEPHEN C. SHERMAN Mgmt For For
3 SAM S. SRINIVASAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 196
UNASSIGNED
SIX FLAGS, INC.
SECURITY: 83001P109 AGENDA NUMBER: 932513004
TICKER: PKS MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C.E. ANDREWS Mgmt For For
2 MARK JENNINGS Mgmt For For
3 JACK KEMP Mgmt For For
4 ROBERT MCGUIRE Mgmt For For
5 PERRY ROGERS Mgmt For For
6 DWIGHT SCHAR Mgmt For For
7 MARK SHAPIRO Mgmt For For
8 DANIEL M. SNYDER Mgmt For For
9 HARVEY WEINSTEIN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2006.
03 PROPOSAL TO RATIFY THE REIMBURSEMENT OF Mgmt Against Against
CERTAIN OF RED ZONE S EXPENSES.
04 PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt For For
COMPANY S 2006 STOCK OPTION AND
INCENTIVE PLAN.
05 PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt For For
2006 EMPLOYEE STOCK PURCHASE PLAN.
06 PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt For For
COMPANY S BY-LAWS TO PERMIT VACANCIES
ON OUR BOARD OF DIRECTORS TO BE FILLED
BY EITHER THE REMAINING BOARD MEMBERS OR
STOCKHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 196
UNASSIGNED
SMITH INTERNATIONAL, INC.
SECURITY: 832110OIH AGENDA NUMBER: 932474036
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT KELLEY Mgmt For For
2 DOUG ROCK Mgmt For For
02 APPROVAL OF EXECUTIVE OFFICER ANNUAL Mgmt For For
INCENTIVE PLAN
03 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 196
UNASSIGNED
SPECTRASITE, INC.
SECURITY: 84761M104 AGENDA NUMBER: 932372787
TICKER: SSI MEETING TYPE: Special
ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF MAY 3, 2005,
BY AND AMONG AMERICAN TOWER CORPORATION,
ASTEROID MERGER SUB, LLC AND
SPECTRASITE, INC., INCLUDING THE MERGER
AND THE OTHER TRANSACTIONS CONTEMPLATED
THEREBY.
02 TO PERMIT SPECTRASITE S BOARD OF Mgmt For For
DIRECTORS OR ITS CHAIRMAN, IN THEIR
DISCRETION, TO ADJOURN OR POSTPONE THE
SPECIAL MEETING IF NECESSARY FOR FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE ORIGINALLY
SCHEDULED TIME OF THE SPECIAL MEETING TO
ADOPT PROPOSAL NUMBER ONE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 162 of 196
UNASSIGNED
SRA INTERNATIONAL, INC.
SECURITY: 78464R105 AGENDA NUMBER: 932399517
TICKER: SRX MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN W. BARTER Mgmt Withheld Against
2 STEVEN A. DENNING Mgmt Withheld Against
3 MILES R. GILBURNE Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 163 of 196
UNASSIGNED
STAMPS.COM INC.
SECURITY: 852857200 AGENDA NUMBER: 932517242
TICKER: STMP MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 G. BRADFORD JONES Mgmt Withheld Against
2 LLOYD I. MILLER Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 196
UNASSIGNED
STANDARD PACIFIC CORP.
SECURITY: 85375C101 AGENDA NUMBER: 932474214
TICKER: SPF MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL C. CORTNEY Mgmt For For
2 RONALD R. FOELL Mgmt For For
3 JEFFREY V. PETERSON Mgmt For For
02 APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REGARDING ENERGY EFFICIENCY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 165 of 196
UNASSIGNED
SUNRISE SENIOR LIVING, INC.
SECURITY: 86768K106 AGENDA NUMBER: 932487932
TICKER: SRZ MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS J. DONOHUE Mgmt For For
2 J. DOUGLAS HOLLADAY Mgmt For For
3 WILLIAM G. LITTLE Mgmt For For
02 TO APPROVE AN AMENDMENT TO SUNRISE S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE TOTAL NUMBER OF AUTHORIZED
SHARES OF SUNRISE S COMMON STOCK FROM 60
MILLION SHARES TO 120 MILLION SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 166 of 196
UNASSIGNED
SYMBION, INC.
SECURITY: 871507109 AGENDA NUMBER: 932485786
TICKER: SMBI MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DONALD W. BURTON Mgmt For For
2 DAVID M. WILDS Mgmt For For
3 WILLIAM V.B. WEBB Mgmt For For
02 PROPOSAL TO AMEND AND RESTATE THE STOCK Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 167 of 196
UNASSIGNED
SYNIVERSE HOLDINGS INC
SECURITY: 87163F106 AGENDA NUMBER: 932483326
TICKER: SVR MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ODIE C. DONALD Mgmt For For
2 DAVID A. DONNINI Mgmt Withheld Against
3 G. EDWARD EVANS Mgmt For For
4 TONY G. HOLCOMBE Mgmt For For
5 JOHN C. HOFMANN Mgmt For For
6 RAYMOND L. LAWLESS Mgmt For For
7 JAMES B. LIPHAM Mgmt For For
8 ROBERT J. MARINO Mgmt For For
9 JACK PEARLSTEIN Mgmt For For
10 COLLIN E. ROCHE Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 168 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO APPROVE THE SYNIVERSE Mgmt For For
HOLDINGS, INC. 2006 LONG-TERM EQUITY
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES.
04 PROPOSAL TO APPROVE THE SYNIVERSE Mgmt For For
HOLDINGS, INC. 2006 EMPLOYEE STOCK
PURCHASE PLAN.
05 RATIFY AND APPROVE THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS FOR SYNIVERSE HOLDINGS, INC.
FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 169 of 196
UNASSIGNED
TELEDYNE TECHNOLOGIES INCORPORATED
SECURITY: 879360105 AGENDA NUMBER: 932452852
TICKER: TDY MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SIMON M. LORNE Mgmt For For
2 PAUL D. MILLER Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 170 of 196
UNASSIGNED
TEXAS ROADHOUSE, INC.
SECURITY: 882681109 AGENDA NUMBER: 932508560
TICKER: TXRH MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARTIN T. HART Mgmt For For
2 W. KENT TAYLOR Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 171 of 196
UNASSIGNED
THE ADVISORY BOARD COMPANY
SECURITY: 00762W107 AGENDA NUMBER: 932407667
TICKER: ABCO MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 MARC N. CASPER Mgmt For For
2 KELT KINDICK Mgmt For For
3 JOSEPH E. LAIRD, JR. Mgmt For For
4 MARK R. NEAMAN Mgmt For For
5 LEON D. SHAPIRO Mgmt For For
6 FRANK J. WILLIAMS Mgmt For For
7 LEANNE M. ZUMWALT Mgmt For For
02 APPROVE THE 2005 STOCK INCENTIVE PLAN Mgmt For For
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 172 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED ACCOUNTANT
FOR THE YEAR ENDING MARCH 31, 2006 T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 173 of 196
UNASSIGNED
THE CORPORATE EXECUTIVE BOARD COMPAN
SECURITY: 21988R102 AGENDA NUMBER: 932380912
TICKER: EXBD MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES J. MCGONIGLE Mgmt For For
2 RUSSELL P. FRADIN Mgmt For For
3 ROBERT C. HALL Mgmt For For
4 NANCY J. KARCH Mgmt For For
5 DAVID W. KENNY Mgmt For For
6 DANIEL O. LEEMON Mgmt For For
7 THOMAS L. MONAHAN III Mgmt For For
02 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
2004 STOCK INCENTIVE PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 174 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 175 of 196
UNASSIGNED
THE CORPORATE EXECUTIVE BOARD COMPAN
SECURITY: 21988R102 AGENDA NUMBER: 932539135
TICKER: EXBD MEETING TYPE: Annual
ISIN: MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES J. MCGONIGLE Mgmt For For
2 THOMAS L. MONAHAN III Mgmt For For
3 RUSSELL P. FRADIN Mgmt For For
4 ROBERT C. HALL Mgmt For For
5 NANCY J. KARCH Mgmt For For
6 DAVID W. KENNY Mgmt For For
7 DANIEL O. LEEMON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 176 of 196
UNASSIGNED
THE MEDICINES COMPANY
SECURITY: 584688105 AGENDA NUMBER: 932503534
TICKER: MDCO MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ARMIN M. KESSLER Mgmt For For
2 ROBERT G. SAVAGE Mgmt For For
3 MELVIN K. SPIGELMAN Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For
2004 STOCK INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN
FROM 4,400,000 TO 8,800,000.
04 APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For
2000 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER THE
PLAN FROM 255,500 TO 505,500.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 177 of 196
UNASSIGNED
THQ INC.
SECURITY: 872443403 AGENDA NUMBER: 932370341
TICKER: THQI MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRIAN J. FARRELL Mgmt For For
2 LAWRENCE BURSTEIN Mgmt For For
3 HENRY T. DENERO Mgmt For For
4 BRIAN P. DOUGHERTY Mgmt For For
5 JAMES L. WHIMS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE COMPANY S FISCAL YEAR
ENDING MARCH 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 178 of 196
UNASSIGNED
TIDEWATER INC.
SECURITY: 886423OIH AGENDA NUMBER: 932371963
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD A. PATTAROZZI Mgmt Withheld Against
2 JACK E. THOMPSON Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL REGARDING Shr Against For
SUBJECTING NON-DEDUCTIBLE EXECUTIVE
COMPENSATION TO A STOCKHOLDER VOTE.
04 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
DECLASSIFICATION OF THE BOARD OF
DIRECTORS AND THE ANNUAL ELECTION OF ALL
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 179 of 196
UNASSIGNED
TOO, INC.
SECURITY: 890333107 AGENDA NUMBER: 932494622
TICKER: TOO MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ELIZABETH M. EVEILLARD Mgmt For For
2 NANCY J. KRAMER Mgmt For For
3 FREDRIC M. ROBERTS Mgmt For For
02 RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE 2006 FISCAL YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 180 of 196
UNASSIGNED
TOYO CONSTRUCTION CO LTD
SECURITY: J90999111 AGENDA NUMBER: 701010592
TICKER: MEETING TYPE: AGM
ISIN: JP3609800002 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Appoint Independent Auditors, Approve
Minor Revisions Related to the New
Commercial Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 181 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
5 Approve Provision of Retirement Mgmt Against *
Allowance for Directors and Corporate
Auditors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 182 of 196
UNASSIGNED
TRANSOCEAN INC.
SECURITY: G90078OIH AGENDA NUMBER: 932483489
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 VICTOR E. GRIJALVA Mgmt For For
2 ARTHUR LINDENAUER Mgmt For For
3 KRISTIAN SIEM Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 183 of 196
UNASSIGNED
UBIQUITEL INC.
SECURITY: 903474302 AGENDA NUMBER: 932535478
TICKER: UPCS MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 19, 2006, BY
AND AMONG UBIQUITEL INC., A DELAWARE
CORPORATION, SPRINT NEXTEL CORPORATION,
A KANSAS CORPORATION, AND EAGLE MERGER
SUB INC., A DELAWARE CORPORATION AND
SUBSIDIARY OF SPRINT NEXTEL CORPORATION,
AND APPROVE THE MERGER AND RELATED
TRANSACTIONS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER.
02 DIRECTOR
1 ROBERT A. BERLACHER Mgmt For For
2 DONALD A. HARRIS Mgmt For For
3 JOSEPH N. WALTER Mgmt For For
03 ANY PROPOSAL TO ADJOURN OR POSTPONE THE Mgmt Against Against
ANNUAL MEETING TO A LATER DATE, BUT IN
NO EVENT LATER THAN DECEMBER 31, 2006,
TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES IN FAVOR OF
ADOPTION OF THE MERGER AGREEMENT AND
APPROVAL OF THE MERGER AND RELATED
TRANSACTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 184 of 196
UNASSIGNED
UTI WORLDWIDE INC.
SECURITY: G87210103 AGENDA NUMBER: 932537383
TICKER: UTIW MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRIAN D. BELCHERS Mgmt For For
2 ROGER I. MACFARLANE Mgmt For For
3 MATTHYS J. WESSELS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 185 of 196
UNASSIGNED
VERIFONE HOLDINGS, INC.
SECURITY: 92342Y109 AGENDA NUMBER: 932440201
TICKER: PAY MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DOUGLAS G. BERGERON Mgmt For For
2 CRAIG A. BONDY Mgmt For For
3 DR. JAMES C. CASTLE Mgmt For For
4 DR. LESLIE G. DENEND Mgmt For For
5 ROBERT B. HENSKE Mgmt For For
6 COLLIN E. ROCHE Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS VERIFONE S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL
YEAR ENDING OCTOBER 31, 2006.
03 TO APPROVE THE VERIFONE BONUS PLAN IN Mgmt For For
ORDER TO QUALIFY IT UNDER SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 186 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO APPROVE THE VERIFONE 2006 EQUITY Mgmt For For
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 187 of 196
UNASSIGNED
VERTEX PHARMACEUTICALS INCORPORATED
SECURITY: 92532F100 AGENDA NUMBER: 932477347
TICKER: VRTX MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ERIC K. BRANDT Mgmt For For
2 BRUCE I. SACHS Mgmt For For
3 EVE E. SLATER Mgmt For For
02 APPROVAL OF THE VERTEX PHARMACEUTICALS Mgmt For For
INCORPORATED 2006 STOCK AND OPTION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 188 of 196
UNASSIGNED
WALTER INDUSTRIES, INC.
SECURITY: 93317Q105 AGENDA NUMBER: 932471268
TICKER: WLT MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD L. CLARK, JR. Mgmt Withheld Against
2 GREGORY E. HYLAND Mgmt For For
3 JERRY W. KOLB Mgmt For For
4 PATRICK A. KRIEGSHAUSER Mgmt For For
5 JOSEPH B. LEONARD Mgmt For For
6 MARK J. O'BRIEN Mgmt For For
7 BERNARD G. RETHORE Mgmt For For
8 MICHAEL T. TOKARZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 189 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2006.
03 PROPOSAL TO APPROVE THE WALTER Mgmt For For
INDUSTRIES, INC. EXECUTIVE INCENTIVE
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 190 of 196
UNASSIGNED
WASHINGTON GROUP INTERNATIONAL, INC.
SECURITY: 938862208 AGENDA NUMBER: 932497248
TICKER: WGII MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN R. ALM Mgmt For For
2 DAVID H. BATCHELDER Mgmt For For
3 MICHAEL R. D'APPOLONIA Mgmt For For
4 C. SCOTT GREER Mgmt For For
5 GAIL E. HAMILTON Mgmt For For
6 STEPHEN G. HANKS Mgmt For For
7 WILLIAM H. MALLENDER Mgmt For For
8 MICHAEL P. MONACO Mgmt For For
9 CORDELL REED Mgmt For For
10 DENNIS R. WASHINGTON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 191 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DENNIS K. WILLIAMS Mgmt For For
02 PROPOSAL TO RATIFY THE AUDIT REVIEW Mgmt For For
COMMITTEE S APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 192 of 196
UNASSIGNED
WEATHERFORD INTERNATIONAL LTD.
SECURITY: G95089OIH AGENDA NUMBER: 932481144
TICKER: MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 NICHOLAS F. BRADY Mgmt For For
2 WILLIAM E. MACAULAY Mgmt For For
3 DAVID J. BUTTERS Mgmt For For
4 ROBERT B. MILLARD Mgmt For For
5 BERNARD J. DUROC-DANNER Mgmt For For
6 ROBERT K. MOSES, JR. Mgmt For For
7 SHELDON B. LUBAR Mgmt For For
8 ROBERT A. RAYNE Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM (WHICH CONSTITUTES THE AUDITORS FOR
PURPOSES OF BERMUDA LAW) FOR THE YEAR
ENDING DECEMBER 31, 2006, AND
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 193 of 196
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AUTHORIZATION OF THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET ERNST &
YOUNG LLP S REMUNERATION.
03 APPROVAL OF THE WEATHERFORD Mgmt For For
INTERNATIONAL LTD. 2006 OMNIBUS
INCENTIVE PLAN.
04 APPROVAL OF AN INCREASE IN THE COMPANY S Mgmt For For
AUTHORIZED SHARE CAPITAL FROM
$510,000,000, CONSISTING OF 500,000,000
COMMON SHARES AND 10,000,000 PREFERENCE
SHARES, TO $1,010,000,000, BY THE
CREATION OF 500,000,000 ADDITIONAL
COMMON SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 194 of 196
UNASSIGNED
WEBSENSE, INC.
SECURITY: 947684106 AGENDA NUMBER: 932513814
TICKER: WBSN MEETING TYPE: Annual
ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE T. COLEMAN Mgmt For For
2 GENE HODGES Mgmt For For
3 JOHN F. SCHAEFER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 195 of 196
UNASSIGNED
WERNER ENTERPRISES, INC.
SECURITY: 950755108 AGENDA NUMBER: 932481423
TICKER: WERN MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CLARENCE L. WERNER Mgmt For For
2 PATRICK J. JUNG Mgmt Withheld Against
3 DUANE K. SATHER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 196 of 196
UNASSIGNED
ZUMIEZ INC
SECURITY: 989817101 AGENDA NUMBER: 932518181
TICKER: ZUMZ MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD M. BROOKS Mgmt Withheld Against
2 MATTHEW L. HYDE Mgmt For For
3 JAMES M. WEBER Mgmt For For
The Hartford Stock Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 197
UNASSIGNED
3M COMPANY
SECURITY: 88579Y101 AGENDA NUMBER: 932463893
TICKER: MMM MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LINDA G. ALVARADO Mgmt For For
2 EDWARD M. LIDDY Mgmt For For
3 ROBERT S. MORRISON Mgmt For For
4 AULANA L. PETERS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO AUTHORIZE THE ANNUAL
ELECTION OF DIRECTORS
04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Mgmt Against For
COMPENSATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For
ANIMAL WELFARE POLICY
06 STOCKHOLDER PROPOSAL REGARDING 3M S Shr Against For
BUSINESS OPERATIONS IN CHINA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 197
UNASSIGNED
ABBOTT LABORATORIES
SECURITY: 002824100 AGENDA NUMBER: 932464819
TICKER: ABT MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.S. AUSTIN Mgmt For For
2 W.M. DALEY Mgmt For For
3 W.J. FARRELL Mgmt For For
4 H.L. FULLER Mgmt For For
5 R.A. GONZALEZ Mgmt For For
6 J.M. GREENBERG Mgmt For For
7 D.A.L. OWEN Mgmt For For
8 B. POWELL JR. Mgmt For For
9 W.A. REYNOLDS Mgmt For For
10 R.S. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.D. SMITHBURG Mgmt For For
12 J.R. WALTER Mgmt For For
13 M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For
SUPERIOR-PERFORMANCE
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For
CHAIR AND CEO.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 197
UNASSIGNED
ACCENTURE LTD
SECURITY: G1150G111 AGENDA NUMBER: 932425021
TICKER: ACN MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: DINA DUBLON
1B APPOINTMENT OF THE FOLLOWING NOMINEE TO Mgmt For For
THE BOARD OF DIRECTORS: WILLIAM D. GREEN
02 RE-APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2006 FISCAL
YEAR AND AUTHORIZATION OF THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG LLP S REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 197
UNASSIGNED
ALCOA INC.
SECURITY: 013817101 AGENDA NUMBER: 932445085
TICKER: AA MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHRYN S. FULLER Mgmt For For
2 JUDITH M. GUERON Mgmt For For
3 ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For
AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 197
UNASSIGNED
ALTRIA GROUP, INC.
SECURITY: 02209S103 AGENDA NUMBER: 932456228
TICKER: MO MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ELIZABETH E. BAILEY Mgmt For For
2 HAROLD BROWN Mgmt For For
3 MATHIS CABIALLAVETTA Mgmt For For
4 LOUIS C. CAMILLERI Mgmt For For
5 J. DUDLEY FISHBURN Mgmt For For
6 ROBERT E. R. HUNTLEY Mgmt For For
7 THOMAS W. JONES Mgmt For For
8 GEORGE MUNOZ Mgmt For For
9 LUCIO A. NOTO Mgmt For For
10 JOHN S. REED Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL 1 - REQUESTING Mgmt Against For
INDEPENDENT BOARD CHAIRMAN
04 STOCKHOLDER PROPOSAL 2 - REQUESTING Shr Against For
COMMITMENT TO GLOBAL HUMAN RIGHTS
STANDARDS
05 STOCKHOLDER PROPOSAL 3 - SEEKING TO Shr Against For
ADDRESS HEALTH HAZARDS FOR AFRICAN
AMERICANS ASSOCIATED WITH SMOKING
MENTHOL CIGARETTES
06 STOCKHOLDER PROPOSAL 4 - SEEKING TO Shr Against For
EXTEND NEW YORK FIRE-SAFE PRODUCTS
GLOBALLY
07 STOCKHOLDER PROPOSAL 5 - REQUESTING Shr Against For
ADOPTION OF ANIMAL WELFARE POLICY
08 STOCKHOLDER PROPOSAL 6 - REQUESTING Shr Against For
SUPPORT FOR LAWS AT ALL LEVELS COMBATING
USE OF TOBACCO
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 STOCKHOLDER PROPOSAL 7 - SEEKING TO Shr Against For
FACILITATE MEDICAL EFFORTS TO DISSUADE
SECONDHAND SMOKE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 197
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932375000
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. AIDINOFF Mgmt For For
2 P. CHIA Mgmt For For
3 M. COHEN Mgmt For For
4 W. COHEN Mgmt For For
5 M. FELDSTEIN Mgmt For For
6 E. FUTTER Mgmt For For
7 S. HAMMERMAN Mgmt For For
8 C. HILLS Mgmt For For
9 R. HOLBROOKE Mgmt For For
10 D. KANAK Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. MILES, JR. Mgmt For For
12 M. OFFIT Mgmt For For
13 M. SULLIVAN Mgmt For For
14 E. TSE Mgmt For For
15 F. ZARB Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 197
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932483857
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PEI-YUAN CHIA Mgmt For For
2 MARSHALL A. COHEN Mgmt For For
3 MARTIN S. FELDSTEIN Mgmt For For
4 ELLEN V. FUTTER Mgmt For For
5 STEPHEN L. HAMMERMAN Mgmt For For
6 RICHARD C. HOLBROOKE Mgmt For For
7 FRED H. LANGHAMMER Mgmt For For
8 GEORGE L. MILES, JR. Mgmt For For
9 MORRIS W. OFFIT Mgmt For For
10 JAMES F. ORR III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARTIN J. SULLIVAN Mgmt For For
12 MICHAEL H. SUTTON Mgmt For For
13 EDMUND S.W. TSE Mgmt For For
14 ROBERT B. WILLUMSTAD Mgmt For For
15 FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AIG S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE Mgmt For For
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 197
UNASSIGNED
AMERICAN STANDARD COMPANIES, INC.
SECURITY: 029712106 AGENDA NUMBER: 932453006
TICKER: ASD MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 STEVEN F. GOLDSTONE Mgmt For For
2 KIRK S. HACHIGIAN Mgmt For For
3 EDWARD E. HAGENLOCKER Mgmt For For
4 DALE F. MORRISON Mgmt For For
02 DIRECTORS PROPOSAL - RATIFICATION Mgmt For For
OF THE APPOINTMENT OF ERNST & YOUNG LLP
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 197
UNASSIGNED
AMERICAN TOWER CORPORATION
SECURITY: 029912201 AGENDA NUMBER: 932475052
TICKER: AMT MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RAYMOND P. DOLAN Mgmt For For
2 CAROLYN F. KATZ Mgmt For For
3 GUSTAVO LARA CANTU Mgmt For For
4 FRED R. LUMMIS Mgmt For For
5 PAMELA D.A. REEVE Mgmt For For
6 JAMES D. TAICLET, JR. Mgmt For For
7 SAMME L. THOMPSON Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 197
UNASSIGNED
AMGEN INC.
SECURITY: 031162100 AGENDA NUMBER: 932455872
TICKER: AMGN MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. FREDERICK W. GLUCK Mgmt For For
2 ADM. J. PAUL REASON Mgmt For For
3 DR. DONALD B. RICE Mgmt For For
4 MR. LEONARD D SCHAEFFER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2006.
3A STOCKHOLDER PROPOSAL #1 (STOCK Mgmt Against For
RETENTION GUIDELINES).
3B STOCKHOLDER PROPOSAL #2 Mgmt Against For
(EXECUTIVE COMPENSATION).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3C STOCKHOLDER PROPOSAL #3 Shr For Against
(SHAREHOLDER RIGHTS PLANS).
3D STOCKHOLDER PROPOSAL #4 (ANIMAL Shr Against For
WELFARE POLICY).
3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against
ELECTIONS).
3F STOCKHOLDER PROPOSAL #6 Shr For For
(CORPORATE POLITICAL CONTRIBUTIONS).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 197
UNASSIGNED
APPLIED MATERIALS, INC.
SECURITY: 038222105 AGENDA NUMBER: 932441518
TICKER: AMAT MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL H. ARMACOST Mgmt For For
2 DEBORAH A. COLEMAN Mgmt For For
3 PHILIP V. GERDINE Mgmt For For
4 THOMAS J. IANNOTTI Mgmt For For
5 CHARLES Y.S. LIU Mgmt For For
6 JAMES C. MORGAN Mgmt For For
7 GERHARD H. PARKER Mgmt For For
8 WILLEM P. ROELANDTS Mgmt For For
9 MICHAEL R. SPLINTER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS APPLIED MATERIALS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 197
UNASSIGNED
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY: 039483102 AGENDA NUMBER: 932399632
TICKER: ADM MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 G.A. ANDREAS Mgmt Withheld Against
2 A.L. BOECKMANN Mgmt For For
3 M.H. CARTER Mgmt Withheld Against
4 R.S. JOSLIN Mgmt Withheld Against
5 P.J. MOORE Mgmt For For
6 M.B. MULRONEY Mgmt Withheld Against
7 T.F. O'NEILL Mgmt Withheld Against
8 O.G. WEBB Mgmt Withheld Against
9 K.R. WESTBROOK Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 ADOPT STOCKHOLDER S PROPOSAL NO. 1 Shr Against For
(REPORT ON IMPACTS OF GENETICALLY
ENGINEERED FOOD.)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 197
UNASSIGNED
ASTRAZENECA PLC
SECURITY: 046353108 AGENDA NUMBER: 932484683
TICKER: AZN MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For
THE REPORTS OF THE DIRECTORS AND AUDITOR
FOR THE YEAR ENDED DECEMBER 31, 2005
02 TO CONFIRM DIVIDENDS Mgmt For
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For
AUDITOR
04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For
REMUNERATION OF THE AUDITOR
05 DIRECTOR
1 LOUIS SCHWEITZER Mgmt For
2 HAKAN MOGREN Mgmt For
3 DAVID R BRENNAN Mgmt For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4 JONATHAN SYMONDS Mgmt For
5 JOHN PATTERSON Mgmt For
6 SIR PETER BONFIELD Mgmt For
7 JOHN BUCHANAN Mgmt For
8 JANE HENNEY Mgmt Withheld
9 MICHELE HOOPER Mgmt For
10 JOE JIMENEZ Mgmt For
11 ERNA MOLLER Mgmt For
12 MARCUS WALLENBERG Mgmt For
13 DAME NANCY ROTHWELL Mgmt For
06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For
REPORT FOR THE YEAR ENDED DECEMBER 31,
2005
07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For
DONATIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For
UNISSUED SHARES
09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For
PRE-EMPTION RIGHTS
10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 197
UNASSIGNED
AT&T INC.
SECURITY: 00206R102 AGENDA NUMBER: 932448043
TICKER: T MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER III Mgmt For For
2 GILBERT F. AMELIO Mgmt For For
3 AUGUST A. BUSCH III Mgmt For For
4 MARTIN K. EBY, JR. Mgmt For For
5 JAMES A. HENDERSON Mgmt For For
6 CHARLES F. KNIGHT Mgmt For For
7 JON C. MADONNA Mgmt For For
8 LYNN M. MARTIN Mgmt For For
9 JOHN B. MCCOY Mgmt For For
10 MARY S. METZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 TONI REMBE Mgmt For For
12 S. DONLEY RITCHEY Mgmt For For
13 JOYCE M. ROCHE Mgmt For For
14 RANDALL L. STEPHENSON Mgmt For For
15 LAURA D'ANDREA TYSON Mgmt For For
16 PATRICIA P. UPTON Mgmt For For
17 EDWARD E. WHITACRE, JR. Mgmt For For
02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE 2006 INCENTIVE PLAN Mgmt For For
04 APPROVE AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION
05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL B Shr Against For
07 STOCKHOLDER PROPOSAL C Shr Against For
08 STOCKHOLDER PROPOSAL D Shr Against For
09 STOCKHOLDER PROPOSAL E Shr For Against
10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 197
UNASSIGNED
AUTODESK, INC.
SECURITY: 052769106 AGENDA NUMBER: 932514587
TICKER: ADSK MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 CAROL A. BARTZ Mgmt For For
2 CARL BASS Mgmt For For
3 MARK A. BERTELSEN Mgmt For For
4 CRAWFORD W. BEVERIDGE Mgmt For For
5 J. HALLAM DAWSON Mgmt For For
6 MICHAEL J. FISTER Mgmt For For
7 PER-KRISTIAN HALVORSEN Mgmt For For
8 STEVEN L. SCHEID Mgmt For For
9 MARY ALICE TAYLOR Mgmt For For
10 LARRY W. WANGBERG Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUTODESK S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY
31, 2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 197
UNASSIGNED
BANK OF AMERICA CORPORATION
SECURITY: 060505104 AGENDA NUMBER: 932453866
TICKER: BAC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM BARNET, III Mgmt For For
2 FRANK P. BRAMBLE, SR. Mgmt For For
3 JOHN T. COLLINS Mgmt For For
4 GARY L. COUNTRYMAN Mgmt For For
5 TOMMY R. FRANKS Mgmt For For
6 PAUL FULTON Mgmt For For
7 CHARLES K. GIFFORD Mgmt For For
8 W. STEVEN JONES Mgmt For For
9 KENNETH D. LEWIS Mgmt For For
10 MONICA C. LOZANO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WALTER E. MASSEY Mgmt For For
12 THOMAS J. MAY Mgmt For For
13 PATRICIA E. MITCHELL Mgmt For For
14 THOMAS M. RYAN Mgmt For For
15 O. TEMPLE SLOAN, JR. Mgmt For For
16 MEREDITH R. SPANGLER Mgmt For For
17 ROBERT L. TILLMAN Mgmt For For
18 JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For
ASSOCIATE STOCK PLAN.
04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against
DIRECTOR ELECTIONS
06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against
CHAIRMAN
07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 197
UNASSIGNED
BANK TOKYO-MITSUBISHI LTD
SECURITY: J44497105 AGENDA NUMBER: 701002913
TICKER: MEETING TYPE: AGM
ISIN: JP3902900004 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Approve Reduction of Stated Capital Mgmt For *
Reserves
3 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Directors and
Auditors, Allow Company to Repurchase
its Own Shares, Allow Disclosure of
Shareholder Meeting Materials on the
Internet, Appoint Independent Auditors,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Authorized
Capital
4.1 Appoint a Director Mgmt For *
4.2 Appoint a Director Mgmt For *
4.3 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.4 Appoint a Director Mgmt For *
4.5 Appoint a Director Mgmt For *
4.6 Appoint a Director Mgmt For *
4.7 Appoint a Director Mgmt For *
4.8 Appoint a Director Mgmt For *
4.9 Appoint a Director Mgmt For *
4.10 Appoint a Director Mgmt For *
4.11 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.12 Appoint a Director Mgmt For *
4.13 Appoint a Director Mgmt For *
4.14 Appoint a Director Mgmt For *
4.15 Appoint a Director Mgmt For *
5 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 197
UNASSIGNED
BEST BUY CO., INC.
SECURITY: 086516101 AGENDA NUMBER: 932537232
TICKER: BBY MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRADBURY H. ANDERSON Mgmt Withheld Against
2 KATHY J. HIGGINS VICTOR Mgmt Withheld Against
3 ALLEN U. LENZMEIER Mgmt Withheld Against
4 FRANK D. TRESTMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 197
UNASSIGNED
BHP BILLITON LIMITED
SECURITY: 088606108 AGENDA NUMBER: 932400233
TICKER: BHP MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For
REPORTS OF BHP BILLITON PLC.
T
02 TO RECEIVE THE FINANCIAL STATEMENTS AND Mgmt For For
REPORTS OF BHP BILLITON LIMITED.
T
03 DIRECTOR
T
1 MR C A S CORDEIRO* Mgmt For For
2 MR C A S CORDEIRO** Mgmt For For
3 HON. E G DE PLANQUE* Mgmt For For
4 HON. E G DE PLANQUE** Mgmt For For
5 MR D A CRAWFORD* Mgmt For For
6 MR D A CRAWFORD** Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
7 DR D A L JENKINS* Mgmt For For
8 DR D A L JENKINS** Mgmt For For
9 MR M SALAMON* Mgmt For For
10 MR M SALAMON** Mgmt For For
13 TO RE-APPOINT AUDITORS OF BHP BILLITON Mgmt For For
PLC.
T
14 TO RENEW THE GENERAL AUTHORITY TO ALLOT Mgmt For For
SHARES IN BHP BILLITON PLC.
T
15 TO RENEW THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN BHP BILLITON PLC.
T
16 TO APPROVE THE RE-PURCHASE OF SHARES IN Mgmt For For
BHP BILLITON PLC.
T
17 TO APPROVE THE REMUNERATION REPORT. Mgmt For For
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
18 TO APPROVE THE GRANT OF AWARDS OF MR C W Mgmt For For
GOODYEAR UNDER THE GIS AND THE LTIP.
T
19 TO APPROVE THE GRANT OF AWARDS TO MR M Mgmt For For
SALAMON UNDER THE GIS AND THE LTIP.
T
20 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION OF BHP BILLITON
PLC.
T
21 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
CONSTITUTION OF BHP BILLITON LIMITED.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 197
UNASSIGNED
BOSTON SCIENTIFIC CORPORATION
SECURITY: 101137107 AGENDA NUMBER: 932446087
TICKER: BSX MEETING TYPE: Special
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For
SECOND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK OF THE COMPANY FROM
1,200,000,000 TO 2,000,000,000.
02 TO APPROVE OF THE ISSUANCE OF SHARES OF Mgmt For For
COMMON STOCK OF THE COMPANY TO THE
SHAREHOLDERS OF GUIDANT CORPORATION
PURSUANT TO THE TERMS OF THE MERGER
AGREEMENT, DATED AS OF JANUARY 25, 2006,
BETWEEN THE COMPANY, GALAXY MERGER SUB,
INC. AND GUIDANT CORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 197
UNASSIGNED
BOSTON SCIENTIFIC CORPORATION
SECURITY: 101137107 AGENDA NUMBER: 932485825
TICKER: BSX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN E. ABELE Mgmt For For
2 JOEL L. FLEISHMAN Mgmt For For
3 ERNEST MARIO, PH.D. Mgmt For For
4 UWE E. REINHARDT Mgmt For For
02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For
02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For
JOHNSON, PH.D.
03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For
CORPORATION 2006 GLOBAL EMPLOYEE STOCK
OWNERSHIP PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 197
UNASSIGNED
BRISTOL-MYERS SQUIBB COMPANY
SECURITY: 110122108 AGENDA NUMBER: 932457206
TICKER: BMY MEETING TYPE: Annual
ISIN: MEETING DATE: 02-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.E. ALLEN Mgmt For For
2 L.B. CAMPBELL Mgmt For For
3 V.D. COFFMAN Mgmt For For
4 J.M. CORNELIUS Mgmt For For
5 P.R. DOLAN Mgmt For For
6 L.J. FREEH Mgmt For For
7 L.H. GLIMCHER, M.D. Mgmt For For
8 L. JOHANSSON Mgmt For For
9 J.D. ROBINSON III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For
04 CUMULATIVE VOTING Shr Against For
05 RECOUPMENT Shr Against For
06 ANIMAL TREATMENT Shr Against For
07 TERM LIMITS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 197
UNASSIGNED
CARDINAL HEALTH, INC.
SECURITY: 14149Y108 AGENDA NUMBER: 932399567
TICKER: CAH MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. MICHAEL LOSH Mgmt For For
2 JOHN B. MCCOY Mgmt For For
3 MICHAEL D. O'HALLERAN Mgmt For For
4 JEAN G. SPAULDING, M.D. Mgmt For For
5 MATTHEW D. WALTER Mgmt For For
02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For
INC. 2005 LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For
COMPANY S RESTATED CODE OF REGULATIONS
TO PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 197
UNASSIGNED
CARNIVAL CORPORATION
SECURITY: 143658300 AGENDA NUMBER: 932445162
TICKER: CCL MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICKY ARISON Mgmt For For
2 AMB RICHARD G. CAPEN JR Mgmt For For
3 ROBERT H. DICKINSON Mgmt For For
4 ARNOLD W. DONALD Mgmt For For
5 PIER LUIGI FOSCHI Mgmt For For
6 HOWARD S. FRANK Mgmt For For
7 RICHARD J. GLASIER Mgmt For For
8 BARONESS HOGG Mgmt For For
9 A. KIRK LANTERMAN Mgmt For For
10 MODESTO A. MAIDIQUE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SIR JOHN PARKER Mgmt For For
12 PETER G. RATCLIFFE Mgmt For For
13 STUART SUBOTNICK Mgmt For For
14 UZI ZUCKER Mgmt For For
02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL
CORPORATION.
03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE
REMUNERATION OF THE INDEPENDENT
AUDITORS.
04 TO RECEIVE THE ACCOUNTS AND REPORTS FOR Mgmt For For
CARNIVAL PLC FOR THE FINANCIAL YEAR
ENDED NOVEMBER 30, 2005.
05 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT OF CARNIVAL PLC.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For
ALLOT SHARES BY CARNIVAL PLC.
07 TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS FOR CARNIVAL PLC.
08 TO APPROVE A GENERAL AUTHORITY FOR Mgmt For For
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 197
UNASSIGNED
CISCO SYSTEMS, INC.
SECURITY: 17275R102 AGENDA NUMBER: 932399062
TICKER: CSCO MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 CAROL A. BARTZ Mgmt For For
2 M. MICHELE BURNS Mgmt For For
3 LARRY R. CARTER Mgmt For For
4 JOHN T. CHAMBERS Mgmt For For
5 DR. JOHN L. HENNESSY Mgmt For For
6 RICHARD M. KOVACEVICH Mgmt For For
7 RODERICK C. MCGEARY Mgmt For For
8 JAMES C. MORGAN Mgmt For For
9 JOHN P. MORGRIDGE Mgmt For For
10 STEVEN M. WEST Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JERRY YANG Mgmt For For
02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For
STOCK INCENTIVE PLAN.
T
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 29,
2006.
T
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
URGING THE BOARD OF DIRECTORS TO ADOPT A
POLICY THAT A SIGNIFICANT PORTION OF
FUTURE EQUITY COMPENSATION GRANTS TO
SENIOR EXECUTIVES SHALL BE SHARES OF
STOCK THAT REQUIRE THE ACHIEVEMENT OF
PERFORMANCE GOALS AS A PREREQUISITE TO
VESTING, AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
T
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
REQUESTING THAT THE BOARD S COMPENSATION
COMMITTEE INITIATE A REVIEW OF CISCO S
EXECUTIVE COMPENSATION POLICIES AND TO
MAKE AVAILABLE, UPON REQUEST, A REPORT
OF THAT REVIEW BY JANUARY 1, 2006, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against
REQUESTING THE BOARD TO PREPARE A REPORT
TO SHAREHOLDERS DESCRIBING THE PROGRESS
TOWARD DEVELOPMENT AND IMPLEMENTATION OF
A COMPANY HUMAN RIGHTS POLICY AND THE
PLAN FOR IMPLEMENTATION WITH PARTNERS
AND RESELLERS BY MAY 31, 2006, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 197
UNASSIGNED
CITIGROUP INC.
SECURITY: 172967101 AGENDA NUMBER: 932447750
TICKER: C MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. MICHAEL ARMSTRONG Mgmt For For
2 ALAIN J.P. BELDA Mgmt For For
3 GEORGE DAVID Mgmt For For
4 KENNETH T. DERR Mgmt For For
5 JOHN M. DEUTCH Mgmt For For
6 R. HERNANDEZ RAMIREZ Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 KLAUS KLEINFELD Mgmt For For
9 ANDREW N. LIVERIS Mgmt For For
10 DUDLEY C. MECUM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MULCAHY Mgmt For For
12 RICHARD D. PARSONS Mgmt For For
13 CHARLES PRINCE Mgmt For For
14 JUDITH RODIN Mgmt For For
15 ROBERT E. RUBIN Mgmt For For
16 FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITIGROUP S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For
FUTURE NEW STOCK OPTION GRANTS AND NO
RENEWAL OR REPRICING OF CURRENT STOCK
OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON CHARITABLE CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
ADOPTION OF A POLICY REGARDING
PERFORMANCE-BASED EQUITY COMPENSATION
FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING Shr Against For
REIMBURSEMENT OF EXPENSES INCURRED BY A
STOCKHOLDER IN A CONTESTED ELECTION OF
DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
RECOUPMENT OF MANAGEMENT BONUSES IN THE
EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 197
UNASSIGNED
CLEAR CHANNEL COMMUNICATIONS, INC.
SECURITY: 184502102 AGENDA NUMBER: 932453450
TICKER: CCU MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAN D. FELD Mgmt For For
2 PERRY J. LEWIS Mgmt For For
3 L. LOWRY MAYS Mgmt For For
4 MARK P. MAYS Mgmt For For
5 RANDALL T. MAYS Mgmt For For
6 B.J. MCCOMBS Mgmt For For
7 PHYLLIS B. RIGGINS Mgmt For For
8 THEODORE H. STRAUSS Mgmt For For
9 J.C. WATTS Mgmt For For
10 JOHN H. WILLIAMS Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOHN B. ZACHRY Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against
PROPOSAL REGARDING CORPORATE POLITICAL
CONTRIBUTIONS.
04 APPROVAL AND ADOPTION OF THE SHAREHOLDER Shr For Against
PROPOSAL REGARDING COMPENSATION
COMMITTEE INDEPENDENCE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 197
UNASSIGNED
COMCAST CORPORATION
SECURITY: 20030N101 AGENDA NUMBER: 932467815
TICKER: CMCSA MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S. DECKER ANSTROM Mgmt For For
2 KENNETH J. BACON Mgmt For For
3 SHELDON M. BONOVITZ Mgmt For For
4 EDWARD D. BREEN Mgmt For For
5 JULIAN A. BRODSKY Mgmt For For
6 JOSEPH J. COLLINS Mgmt For For
7 J. MICHAEL COOK Mgmt For For
8 JEFFREY A. HONICKMAN Mgmt For For
9 BRIAN L. ROBERTS Mgmt For For
10 RALPH J. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DR. JUDITH RODIN Mgmt For For
12 MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
04 2002 RESTRICTED STOCK PLAN. Mgmt For For
05 2006 CASH BONUS PLAN. Mgmt For For
06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For
OPTIONS.
07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For
NOT BE AN EMPLOYEE.
08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 ADOPT A RECAPITALIZATION PLAN. Shr For Against
10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For
COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 197
UNASSIGNED
CONOCOPHILLIPS
SECURITY: 20825C104 AGENDA NUMBER: 932476383
TICKER: COP MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD L. ARMITAGE Mgmt For For
2 RICHARD H. AUCHINLECK Mgmt For For
3 HARALD J. NORVIK Mgmt For For
4 WILLIAM K. REILLY Mgmt For For
5 VICTORIA J. TSCHINKEL Mgmt For For
6 KATHRYN C. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006
03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 DIRECTOR ELECTION VOTE STANDARD Shr For Against
05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against
EXTRAORDINARY RETIREMENT BENEFITS FOR
SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For
COMMUNITIES
07 EQUITABLE COMPENSATION OF NON- EMPLOYEE Mgmt For Against
DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 197
UNASSIGNED
COSTCO WHOLESALE CORPORATION
SECURITY: 22160K105 AGENDA NUMBER: 932425398
TICKER: COST MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES D. SINEGAL Mgmt No vote
2 JEFFREY H. BROTMAN Mgmt No vote
3 RICHARD A. GALANTI Mgmt No vote
4 DANIEL J. EVANS Mgmt No vote
02 AMENDMENTS TO THE RESTATED 2002 STOCK Mgmt No vote
INCENTIVE PLAN.
03 SHAREHOLDER PROPOSAL TO HOLD ANNUAL Shr No vote
ELECTIONS FOR ALL DIRECTORS.
04 SHAREHOLDER PROPOSAL TO ADOPT A VENDOR Shr No vote
CODE OF CONDUCT.
05 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote
AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 197
UNASSIGNED
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY: 222372104 AGENDA NUMBER: 932513965
TICKER: CFC MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHLEEN BROWN Mgmt For For
2 JEFFREY M. CUNNINGHAM Mgmt For For
3 MARTIN R. MELONE Mgmt For For
4 ROBERT T. PARRY Mgmt For For
02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For
2006 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, URGING OUR BOARD OF
DIRECTORS TO ADOPT A POLICY THAT OUR
STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO
ANNUALLY APPROVE THE REPORT OF OUR
COMPENSATION COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 197
UNASSIGNED
DOLLAR GENERAL CORPORATION
SECURITY: 256669102 AGENDA NUMBER: 932499456
TICKER: DG MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID L. BERE Mgmt For For
2 DENNIS C. BOTTORFF Mgmt For For
3 BARBARA L. BOWLES Mgmt For For
4 REGINALD D. DICKSON Mgmt For For
5 E. GORDON GEE Mgmt For For
6 BARBARA M. KNUCKLES Mgmt For For
7 DAVID A. PERDUE Mgmt For For
8 J. NEAL PURCELL Mgmt For For
9 JAMES D. ROBBINS Mgmt For For
10 DAVID M. WILDS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF AMENDMENTS TO THE DOLLAR Mgmt For For
GENERAL CORPORATION 1998 STOCK INCENTIVE
PLAN
03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 197
UNASSIGNED
DOMINION RESOURCES, INC.
SECURITY: 25746U109 AGENDA NUMBER: 932453032
TICKER: D MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER W. BROWN Mgmt For For
2 RONALD J. CALISE Mgmt For For
3 THOS. E. CAPPS Mgmt For For
4 GEORGE A. DAVIDSON, JR. Mgmt For For
5 THOMAS F. FARRELL, II Mgmt For For
6 JOHN W. HARRIS Mgmt For For
7 ROBERT S. JEPSON, JR. Mgmt For For
8 MARK J. KINGTON Mgmt For For
9 BENJAMIN J. LAMBERT III Mgmt For For
10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARGARET A. MCKENNA Mgmt For For
12 FRANK S. ROYAL Mgmt For For
13 S. DALLAS SIMMONS Mgmt For For
14 DAVID A. WOLLARD Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS FOR THE 2006 FINANCIAL
STATEMENTS.
03 SHAREHOLDER PROPOSAL - MAJORITY VOTE Shr For Against
STANDARD
04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL - RETIREMENT Shr Against For
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 197
UNASSIGNED
E*TRADE FINANCIAL CORPORATION
SECURITY: 269246104 AGENDA NUMBER: 932510123
TICKER: ET MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL K. PARKS Mgmt For For
2 LEWIS E. RANDALL Mgmt For For
3 STEPHEN H. WILLARD Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR FISCAL
YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 197
UNASSIGNED
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY: 263534109 AGENDA NUMBER: 932457612
TICKER: DD MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAIN J.P. BELDA Mgmt For For
2 RICHARD H. BROWN Mgmt For For
3 CURTIS J. CRAWFORD Mgmt For For
4 JOHN T. DILLON Mgmt For For
5 ELEUTHERE I. DU PONT Mgmt For For
6 CHARLES O. HOLLIDAY, JR Mgmt For For
7 LOIS D. JULIBER Mgmt For For
8 MASAHISA NAITOH Mgmt For For
9 SEAN O'KEEFE Mgmt For For
10 WILLIAM K. REILLY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 CHARLES M. VEST Mgmt For For
02 ON RATIFICATION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ON EXECUTIVE COMPENSATION Shr Against For
04 ON GENETICALLY MODIFIED FOOD Mgmt Against For
05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against
06 ON PFOA Shr Against For
07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 197
UNASSIGNED
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF
SECURITY: D24909109 AGENDA NUMBER: 700895797
TICKER: MEETING TYPE: AGM
ISIN: DE0007614406 MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Presentation of the adopted financial Non-Voting No vote
statements for the 2005 financial year
along with the Combined Review of
Operations for E.ON AG and the E.ON
Group andm Bericht des Aufsichtsrats
sowie Vorlage des gebilligten
Konzernabschlusses ed Consolidated
Financial Statements
2. Verwendung des Bilanzgewinns aus dem Mgmt For *
Geschaeftsjahr 2005 on of the
distributable profit of EUR
4,614,074,864 as follows: payment of a
dividend of EUR 2.75 plus a bonus of EUR
4.25 per entitled share ex-dividend and
payable date: 05 MAY 2006
3. Discharge of the Board of Management for Mgmt For *
the 2005 FY
4. Discharge of the Supervisory Board for Mgmt For *
the 2005 FY
5. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien up to 10% of
its share capital, on or before 04 NOV
2007 and the shares may be acquired
through the stock exchange at a price
neither more than 10% above nor more
than 20% below the market price of the
shares, by way of a public repurchase
offer to all shareholders or by means of
a public offer for the exchange of
liquid shares which are admitted to
trading on an organized market at a
price not differing more than 20% from
the
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
market price of the shares and by using
derivatives in the form of call or put
options if the exercise price is neither
more than 10% above nor more than 20%
below the market price of the shares;
authorize the Board of Managing
Directors to dispose of the shares in a
manner other than the stock exchange or
an offer to all shareholders if the
shares are sold at a price not
materially below their market price, to
use the shares in connection with
mergers and acquisitions or for
satisfying existing convertible or
option rights, to offer the shares to
executives and employees of the Company
and its affiliates and to retire the
shares
6. Consent to the agreement on Domination Mgmt For *
and Distribution of profits and losses
schaft und der E.ON Zwoelfte Verwaltungs
GmbH 1 DEC 2011
7. Consent to the agreement on Domination Mgmt For *
and Distribution of profits and losses
schaft und der E.ON Dreizehnte
Verwaltungs GmbH 31 DEC 2011
8. Change of the Articles of Association Mgmt For *
regarding the shareholders right to
speaaufgrund der Einfuegung von
Paragraph 131 Abs. 2 Satz 2 AktG durch
das Gesetz German Stock Corporation Act
AKTG through the Law on Corporate
Integrity and Modernization of the Right
of Avoidane UMAG
9. Elect the Auditors for the 2006 FY: Mgmt For *
PricewaterhouseCoopers AG, Duesseldorf
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 197
UNASSIGNED
ELAN CORPORATION, PLC
SECURITY: 284131208 AGENDA NUMBER: 932502532
TICKER: ELN MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 RECEIVE THE FINANCIAL STATEMENTS Mgmt For For
TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREON.
O2 DIRECTOR
1 MR. LAURENCE CROWLEY Mgmt Withheld Against
2 MR. WILLIAM DANIEL Mgmt For For
3 MR. KELLY MARTIN Mgmt For For
4 DR. GORAN ANDO Mgmt Withheld Against
5 MR. SHANE COOKE Mgmt For For
6 DR. LARS EKMAN Mgmt For For
7 MR. GARY KENNEDY Mgmt For For
8 MS. NANCY LURKER Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O10 AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS.
O11 APPROVE THE ELAN CORPORATION, PLC 2006 Mgmt For For
LONG TERM INCENTIVE PLAN.
O12 APPROVE THE AMENDMENT TO THE EMPLOYEE Mgmt For For
EQUITY PURCHASE PLAN.
O13 AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For
SECURITIES.
S14 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS ON THE ALLOTMENT OF
UP TO 40 MILLION SHARES FOR CASH.
S15 TO REPLACE ARTICLES 58 AND 59 OF THE Mgmt For For
ARTICLES OF ASSOCIATION.
S16 TO REPLACE ARTICLE 62 OF THE ARTICLES OF Mgmt For For
ASSOCIATION.
S17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF OWN SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
S18 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt For For
TREASURY SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 197
UNASSIGNED
ELECTRONIC ARTS INC.
SECURITY: 285512109 AGENDA NUMBER: 932370252
TICKER: ERTS MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. RICHARD ASHER Mgmt For For
2 LEONARD S. COLEMAN Mgmt For For
3 GARY M. KUSIN Mgmt For For
4 GREGORY B. MAFFEI Mgmt For For
5 TIMOTHY MOTT Mgmt For For
6 VIVEK PAUL Mgmt For For
7 ROBERT W. PITTMAN Mgmt For For
8 LAWRENCE F. PROBST III Mgmt For For
9 LINDA J. SRERE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For
PLAN
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 197
UNASSIGNED
ELI LILLY AND COMPANY
SECURITY: 532457108 AGENDA NUMBER: 932443803
TICKER: LLY MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.S. FELDSTEIN Mgmt For For
2 J.E. FYRWALD Mgmt For For
3 E.R. MARRAM Mgmt For For
4 S. TAUREL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR 2006.
Shr Against For
03 PROPOSAL BY SHAREHOLDERS ON EXTENDING
THE COMPANY S ANIMAL CARE AND USE POLICY
TO CONTRACT LABS.
Mgmt For Against
04 PROPOSAL BY SHAREHOLDERS ON SEPARATING
THE ROLES OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against
ELECTION OF EACH DIRECTOR.
06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against
DIRECTORS BY MAJORITY VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 197
UNASSIGNED
EMC CORPORATION
SECURITY: 268648102 AGENDA NUMBER: 932451848
TICKER: EMC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GAIL DEEGAN Mgmt For For
2 OLLI-PEKKA KALLASVUO Mgmt For For
3 WINDLE B. PRIEM Mgmt For For
4 ALFRED M. ZEIEN Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
03 TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against
RELATING TO ELECTION OF DIRECTORS BY
MAJORITY VOTE, AS DESCRIBED IN EMC S
PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO PAY-FOR- SUPERIOR-
PERFORMANCE, AS DESCRIBED IN EMC S PROXY
STATEMENT.
05 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt For Against
RELATING TO ANNUAL ELECTIONS OF
DIRECTORS, AS DESCRIBED IN EMC S PROXY
STATEMENT.
06 TO ACT UPON A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO EMC S AUDIT COMMITTEE, AS
DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 197
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932358232
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF SHARE ISSUANCE Mgmt For For
02 DIRECTORS
1 E.A. BRENNAN Mgmt For For
2 B. DEMARS Mgmt For For
3 N.A. DIAZ Mgmt For For
4 J.W. ROWE Mgmt For For
5 R. RUBIN Mgmt For For
03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN
06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN FOR UNINCORPORATED
SUBSIDIARIES
07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For
MEETING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 197
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932538361
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.W. D'ALESSIO Mgmt For For
2 R.B. GRECO Mgmt For For
3 J.M. PALMS Mgmt For For
4 J.W. ROGERS Mgmt For For
5 R.L. THOMAS Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For
03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For
SHAREHOLDER APPROVAL OF FUTURE SEVERANCE
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 197
UNASSIGNED
EXXON MOBIL CORPORATION
SECURITY: 30231G102 AGENDA NUMBER: 932485700
TICKER: XOM MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.J. BOSKIN Mgmt For For
2 W.W. GEORGE Mgmt For For
3 J.R. HOUGHTON Mgmt Withheld Against
4 W.R. HOWELL Mgmt Withheld Against
5 R.C. KING Mgmt Withheld Against
6 P.E. LIPPINCOTT Mgmt For For
7 H.A. MCKINNELL, JR. Mgmt For For
8 M.C. NELSON Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.S. SIMON Mgmt For For
12 R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 32)
03 CUMULATIVE VOTING (PAGE 34) Shr Against For
04 MAJORITY VOTE (PAGE 35) Shr For Against
05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For
07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 EXECUTIVE COMPENSATION REPORT Shr Against For
(PAGE 43)
10 EXECUTIVE COMPENSATION CRITERIA Mgmt Against For
(PAGE 45)
11 POLITICAL CONTRIBUTIONS REPORT Shr Against For
(PAGE 47)
12 CORPORATE SPONSORSHIPS REPORT Shr Against For
(PAGE 49)
13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For
15 COMMUNITY ENVIRONMENTAL IMPACT Shr Against For
(PAGE 53)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 197
UNASSIGNED
FEDERATED DEPARTMENT STORES, INC.
SECURITY: 31410H101 AGENDA NUMBER: 932364540
TICKER: FD MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO AUTHORIZE THE ISSUANCE OF FEDERATED Mgmt For For
COMMON STOCK PURSUANT TO THE TERMS OF
THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF FEBRUARY 27, 2005, BY AND AMONG
THE MAY DEPARTMENT STORES COMPANY,
FEDERATED AND MILAN ACQUISITION LLC.,
PURSUANT TO WHICH MAY WILL MERGE WITH
MILAN ACQUISITION LLC. ON THE TERMS AND
SUBJECT TO THE CONDITIONS CONTAINED IN
THE MERGER AGREEMENT.
02 DIRECTOR
1 MEYER FELDBERG Mgmt For For
2 TERRY J. LUNDGREN Mgmt For For
3 MARNA C. WHITTINGTON Mgmt For For
03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FEDERATED S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 28, 2006.
05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For
OF THE FEDERATED ANNUAL MEETING, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
FEDERATED ANNUAL MEETING TO APPROVE THE
ABOVE PROPOSALS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 197
UNASSIGNED
FEDERATED DEPARTMENT STORES, INC.
SECURITY: 31410H101 AGENDA NUMBER: 932499773
TICKER: FD MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOYCE M. ROCHE Mgmt For For
2 WILLIAM P. STIRITZ Mgmt For For
3 CRAIG E. WEATHERUP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FEDERATED S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2007.
03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For
CERTIFICATE OF INCORPORATION.
04 TO AMEND FEDERATED S 1995 EXECUTIVE Mgmt For For
EQUITY INCENTIVE PLAN.
05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For
ADOPT A POLICY THAT WOULD LIMIT THE
NUMBER OF BOARDS ON WHICH FEDERATED S
DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 197
UNASSIGNED
FOREST LABORATORIES, INC.
SECURITY: 345838106 AGENDA NUMBER: 932372600
TICKER: FRX MEETING TYPE: Annual
ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD SOLOMON Mgmt For For
2 WILLIAM J. CANDEE, III Mgmt For For
3 GEORGE S. COHAN Mgmt For For
4 DAN L. GOLDWASSER Mgmt For For
5 LESTER B. SALANS Mgmt For For
6 KENNETH E. GOODMAN Mgmt For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 197
UNASSIGNED
GAP, INC.
SECURITY: 364760108 AGENDA NUMBER: 932463603
TICKER: GPS MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HOWARD P. BEHAR Mgmt For For
2 ADRIAN D. P. BELLAMY Mgmt For For
3 DOMENICO DE SOLE Mgmt For For
4 DONALD G. FISHER Mgmt For For
5 DORIS F. FISHER Mgmt For For
6 ROBERT J. FISHER Mgmt For For
7 PENELOPE L. HUGHES Mgmt For For
8 BOB L. MARTIN Mgmt For For
9 JORGE P. MONTOYA Mgmt For For
10 PAUL S. PRESSLER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES M. SCHNEIDER Mgmt For For
12 MAYO A. SHATTUCK III Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF OUR 1996 STOCK OPTION AND AWARD PLAN
TO BE KNOWN THEREAFTER AS THE 2006
LONG-TERM INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 197
UNASSIGNED
GENERAL ELECTRIC COMPANY
SECURITY: 369604103 AGENDA NUMBER: 932446241
TICKER: GE MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 JAMES I. CASH, JR. Mgmt For For
2 SIR WILLIAM M. CASTELL Mgmt For For
3 ANN M. FUDGE Mgmt For For
4 CLAUDIO X. GONZALEZ Mgmt Withheld Against
5 JEFFREY R. IMMELT Mgmt For For
6 ANDREA JUNG Mgmt For For
7 ALAN G. LAFLEY Mgmt For For
8 ROBERT W. LANE Mgmt For For
9 RALPH S. LARSEN Mgmt For For
10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SAM NUNN Mgmt For For
12 ROGER S. PENSKE Mgmt For For
13 ROBERT J. SWIERINGA Mgmt For For
14 DOUGLAS A. WARNER III Mgmt For For
15 ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR
01 CUMULATIVE VOTING Shr Against For
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For
06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 197
UNASSIGNED
GOODRICH CORPORATION
SECURITY: 382388106 AGENDA NUMBER: 932447116
TICKER: GR MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DIANE C. CREEL Mgmt Withheld Against
2 GEORGE A. DAVIDSON, JR. Mgmt For For
3 HARRIS E. DELOACH, JR. Mgmt For For
4 JAMES W. GRIFFITH Mgmt For For
5 WILLIAM R. HOLLAND Mgmt For For
6 JOHN P. JUMPER Mgmt For For
7 MARSHALL O. LARSEN Mgmt For For
8 DOUGLAS E. OLESEN Mgmt For For
9 ALFRED M. RANKIN, JR. Mgmt For For
10 JAMES R. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. THOMAS YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 197
UNASSIGNED
GOOGLE INC.
SECURITY: 38259P508 AGENDA NUMBER: 932490927
TICKER: GOOG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ERIC SCHMIDT Mgmt For For
2 SERGEY BRIN Mgmt For For
3 LARRY PAGE Mgmt For For
4 L. JOHN DOERR Mgmt For For
5 JOHN L. HENNESSY Mgmt For For
6 ARTHUR D. LEVINSON Mgmt For For
7 ANN MATHER Mgmt For For
8 MICHAEL MORITZ Mgmt For For
9 PAUL S. OTELLINI Mgmt For For
10 K. RAM SHRIRAM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against
2004 STOCK PLAN TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF CLASS A COMMON
STOCK ISSUABLE UNDER THE 2004 STOCK PLAN
FROM 13,431,660 TO 17,931,660.
04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS THAT
MAY BE NECESSARY TO ADOPT A
RECAPITALIZATION PLAN THAT WOULD PROVIDE
FOR ALL OF THE COMPANY S OUTSTANDING
STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 197
UNASSIGNED
ILLINOIS TOOL WORKS INC.
SECURITY: 452308109 AGENDA NUMBER: 932467980
TICKER: ITW MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER Mgmt For For
2 MICHAEL J. BIRCK Mgmt For For
3 MARVIN D. BRAILSFORD Mgmt For For
4 SUSAN CROWN Mgmt For For
5 DON H. DAVIS, JR. Mgmt For For
6 ROBERT C. MCCORMACK Mgmt For For
7 ROBERT S. MORRISON Mgmt For For
8 JAMES A. SKINNER Mgmt For For
9 HAROLD B. SMITH Mgmt For For
10 DAVID B. SPEER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF THE AMENDMENT OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
03 APPROVAL OF THE ILLINOIS TOOL WORKS INC. Mgmt For For
2006 STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP.
05 TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGUIRING IMPLEMENTATION OF CERTAIN
BUSINESS PRINCIPLES FOR WORKERS IN
CHINA.
06 TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUIRING A MAJORITY VOTE FOR ELECTION
OF DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 197
UNASSIGNED
INGERSOLL-RAND COMPANY LIMITED
SECURITY: G4776G101 AGENDA NUMBER: 932509625
TICKER: IR MEETING TYPE: Annual
ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T.E. MARTIN Mgmt For For
2 P. NACHTIGAL Mgmt For For
3 R.J. SWIFT Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZATION OF BOARD OF DIRECTORS TO
FIX THE AUDITORS REMUNERATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 197
UNASSIGNED
KLA-TENCOR CORPORATION
SECURITY: 482480100 AGENDA NUMBER: 932391167
TICKER: KLAC MEETING TYPE: Annual
ISIN: MEETING DATE: 04-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KENNETH LEVY Mgmt For For
2 JON D. TOMPKINS Mgmt For For
3 LIDA URBANEK Mgmt For For
02 TO APPROVE THE COMPANY S INTERNAL Mgmt For For
REVENUE CODE SECTION 162(M) PERFORMANCE
BONUS PLAN.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2006.
04 STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING FOR DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 197
UNASSIGNED
LEXMARK INTERNATIONAL, INC.
SECURITY: 529771107 AGENDA NUMBER: 932449590
TICKER: LXK MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL J. MAPLES Mgmt For For
2 STEPHEN R. HARDIS Mgmt For For
3 WILLIAM R. FIELDS Mgmt For For
4 ROBERT HOLLAND, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY S FISCAL
YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 197
UNASSIGNED
LOCKHEED MARTIN CORPORATION
SECURITY: 539830109 AGENDA NUMBER: 932459010
TICKER: LMT MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E.C."PETE"ALDRIDGE, JR. Mgmt For For
2 NOLAN D. ARCHIBALD Mgmt For For
3 MARCUS C. BENNETT Mgmt For For
4 JAMES O. ELLIS, JR. Mgmt For For
5 GWENDOLYN S. KING Mgmt For For
6 JAMES M. LOY Mgmt For For
7 DOUGLAS H. MCCORKINDALE Mgmt For For
8 EUGENE F. MURPHY Mgmt For For
9 JOSEPH W. RALSTON Mgmt For For
10 FRANK SAVAGE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES M. SCHNEIDER Mgmt For For
12 ANNE STEVENS Mgmt For For
13 ROBERT J. STEVENS Mgmt For For
14 JAMES R. UKROPINA Mgmt For For
15 DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For
PERFORMANCE GOALS WITHIN THE 2006
MANAGEMENT INCENTIVE COMPENSATION PLAN
04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For
AMENDMENT AND RESTATEMENT OF THE CHARTER
05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
ST. FRANCIS OF PHILADELPHIA AND OTHER
GROUPS
08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
MERCY AND OTHER GROUPS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 197
UNASSIGNED
MBNA CORPORATION
SECURITY: 55262L100 AGENDA NUMBER: 932399757
TICKER: KRB MEETING TYPE: Special
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For
AMERICA CORPORATION
02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 197
UNASSIGNED
MEDTRONIC, INC.
SECURITY: 585055106 AGENDA NUMBER: 932380075
TICKER: MDT MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SHIRLEY A. JACKSON, PHD Mgmt For For
2 DENISE M. O'LEARY Mgmt For For
3 JEAN-PIERRE ROSSO Mgmt For For
4 JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC
S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For
EMPLOYEES STOCK PURCHASE PLAN.
04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For
OUTSIDE DIRECTOR STOCK COMPENSATION PLAN
(AS AMENDED AND RESTATED).
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 197
UNASSIGNED
MICROSOFT CORPORATION
SECURITY: 594918104 AGENDA NUMBER: 932397981
TICKER: MSFT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM H. GATES III Mgmt For For
2 STEVEN A. BALLMER Mgmt For For
3 JAMES I. CASH JR. Mgmt For For
4 DINA DUBLON Mgmt For For
5 RAYMOND V. GILMARTIN Mgmt For For
6 A. MCLAUGHLIN KOROLOGOS Mgmt For For
7 DAVID F. MARQUARDT Mgmt For For
8 CHARLES H. NOSKI Mgmt For For
9 HELMUT PANKE Mgmt For For
10 JON A. SHIRLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 197
UNASSIGNED
MITTAL STEEL COMPANY N.V.
SECURITY: 60684P101 AGENDA NUMBER: 932509358
TICKER: MT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO APPROVE THE MIXED CASH AND Mgmt For For
EXCHANGE OFFER FOR THE ISSUED AND
OUTSTANDING SHARE CAPITAL AND EQUITY
SECURITIES OF ARCELOR S.A. PURSUANT TO
ARTICLE 2:107A DUTCH CIVIL CODE (THE
OFFER)
03 PROPOSAL TO REDUCE THE COMPANY S CURRENT Mgmt For For
ISSUED SHARE CAPITAL, SUCH REDUCTION
BEING CONDITIONAL UPON CLOSING OF THE
OFFER AND THE EXCHANGE OF NEWLY ISSUED
CLASS A SHARES FOR CERTAIN ARCELOR
SECURITIES PURSUANT THERETO, AND WITH
EFFECT FROM THE DATE OF AMENDMENT OF THE
COMPANY S ARTICLES OF ASSOCIATION
REFERRED TO IN THE AGENDA ITEM 4, BY
REDUCING THE NOMINAL VALUE OF EACH CLASS
B SHARE FROM EUR 0.10 PER SHARE, TO EURO
0.02 PER SHARE, WITHOUT REPAYMENT OF THE
DIFFERENCE OF EUR 0.08 PER SHARE TO THE
HOLDERS OF CLASS B SHARES.
04 PROPOSAL TO AMEND THE COMPANY S ARTICLES Mgmt For For
OF ASSOCIATION, SUCH AMENDMENT BEING
CONDITIONAL UPON COMPLETION OF THE
OFFER, AND TO AUTHORISE EACH MEMBER OF
THE MANAGING BOARD AS WELL AS EACH
LAWYER AND PARALEGAL PRACTICING WITH
NAUTADUTILH N.V. TO IMPLEMENT THE
AMENDMENT OF THE COMPANY S ARTICLES OF
ASSOCIATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
5A PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For
MANAGING BOARD FOR A PERIOD OF ONE (1)
YEAR (UNTIL THE ANNUAL MEETING TO BE
HELD IN 2007) TO ISSUE AND/OR GRANT
RIGHTS TO SUBSCRIBE FOR SHARES WITH
RESPECT TO SUCH NUMBER OF CLASS A SHARES
TO BE ISSUED PURSUANT TO THE OFFER, SUCH
ISSUANCE BEING CONDITIONAL UPON CLOSING
OF THE OFFER.
5B PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For
MANAGING BOARD FOR A PERIOD OF ONE (1)
YEAR (UNTIL THE ANNUAL MEETING TO BE
HELD IN 2007) TO ISSUE AND/OR GRANT
RIGHTS TO SUBSCRIBE FOR SHARES WITH
RESPECT TO TEN PERCENT (10%) OF THE
UNISSUED CLASS A SHARES IN WHICH THE
AUTHORISED SHARE CAPITAL IS DIVIDED INTO
AT THE TIME THE RESOLUTION TO ISSUE
AND/OR GRANT RIGHTS TO SUBSCRIBE FOR
SHARES WILL BE TAKEN BY THE MANAGING
BOARD.
07 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR FISCAL 2005.
09 PROPOSAL TO CONTINUE TO PAY A QUARTERLY Mgmt For For
DIVIDEND OF US$0.125 PER SHARE, SUBJECT
TO FINAL DETERMINATION BY THE MANAGING
BOARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10 PROPOSAL TO APPROVE THE MANAGEMENT Mgmt For For
PERFORMED BY THE DIRECTORS A OF THE
MANAGING BOARD DURING FISCAL
2005,INCLUDING DISCHARGE OF THE
DIRECTORS A OF THE MANAGING BOARD FROM
LIABILITY IN RESPECT OF THE EXERCISE OF
THEIR DUTIES DURING FISCAL 2005.
11 PROPOSAL TO APPROVE THE SUPERVISION Mgmt For For
PERFORMED BY THE DIRECTORS C OF THE
MANAGING BOARD DURING FISCAL 2005,
INCLUDING DISCHARGE OF THE DIRECTORS C
OF THE MANAGING BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES
DURING FISCAL 2005.
12 PROPOSAL BY THE HOLDERS OF THE CLASS B Mgmt For For
SHARES (IN COMPLIANCE WITH ARTICLE 18.4
OF THE COMPANY S ARTICLES OF
ASSOCIATION) TO RE-APPOINT MESSRS.
ANDRES ROZENTAL, NARAYANAN VAGHUL, MUNI
KRISHNA T. REDDY AND RENE GERARD LOPEZ,
LEWIS B. KADEN AND WILBUR LOUIS ROSS AS
DIRECTORS C, ALL FOR A ONE YEAR TERM
ENDING ON THE DATEOF THE ANNUAL MEETING
TO BE HELD IN 2007.
13 PROPOSAL TO DESIGNATE MRS. USHA MITTAL, Mgmt For For
AS THE PERSON REFERRED TO IN ARTICLE 23
OF THE COMPANY S ARTICLES OF
ASSOCIATION.
14 PROPOSAL TO RE-APPOINT DELOITTE Mgmt For For
ACCOUNTANTS AS THE REGISTERED
ACCOUNTANTS OF THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
15 PROPOSAL TO DESIGINATE THE MANAGING Mgmt For For
BOARD AS AUTHORISED CORPORATE BODY
(ORGAAN) TO REPURCHASE CLASS A SHARES IN
THE CAPITAL OF THE COMPANY UNTIL 8
NOVEMBER 2007.
16 PROPOSAL TO AMEND THE COMPANY S STOCK Mgmt For For
OPTION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE FOR
AWARDS GRANTED UNDER THE PLAN TO
20,000,000 CLASS A SHARES.
17 PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For For
MANAGING BOARD FOR A PERIOD OF ONE (1)
YEAR (UNTIL THE ANNUAL MEETING TO BE
HELD IN 2007) TO LIMIT OR EXECUTE THE
PRE-EMPTIVE RIGHTS TO CLASS A SHARES IN
THE CAPITAL OF THE COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 197
UNASSIGNED
MITTAL STEEL COMPANY N.V.
SECURITY: 60684P101 AGENDA NUMBER: 932552549
TICKER: MT MEETING TYPE: Special
ISIN: MEETING DATE: 30-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO APPROVE THE MIXED CASH AND EXCHANGE Mgmt For
OFFER FOR THE ISSUED AND OUTSTANDING
SHARE CAPITAL AND EQUITY SECURITIES OF
ARCELOR S.A.
03 PROPOSAL TO REDUCE THE COMPANY S CURRENT Mgmt For
ISSUED SHARE CAPITAL, SUCH REDUCTION
WITH EFFECT FROM THE DATE OF AMENDMENT
OF THE COMPANY S ARTICLES OF ASSOCIATION
REFERRED TO IN AGENDA ITEM 4.
04 PROPOSAL TO AMEND THE COMPANY S ARTICLES Mgmt For
OF ASSOCIATION AND TO AUTHORIZE EACH
MEMBER OF THE MANAGING BOARD AS WELL AS
EACH LAWYER AND PARALEGAL PRACTICING
WITH NAUTADUTILH N.V. TO IMPLEMENT THE
AMENDMENT OF THE COMPANY S ARTICLES OF
ASSOCIATION.
05 PROPOSAL TO EXTEND THE AUTHORITY OF THE Mgmt For
MANAGING BOARD FOR A PERIOD OF ONE YEAR
TO ISSUE AND/OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES WITH RESPECT TO
SUCH NUMBER OF CLASS A SHARES TO BE
ISSUED PURSUANT TO THE OFFER, SUCH
ISSUANCE BEING CONDITIONAL UPON CLOSING
OF THE OFFER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 PROPOSAL BY THE MANAGING BOARD TO Mgmt For
APPOINT MR. FRANCOIS H. PINAULT AS
DIRECTOR C, FOR A ONE YEAR TERM ENDING
ON THE DATE OF THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN
2007.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 197
UNASSIGNED
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN,
SECURITY: D55535104 AGENDA NUMBER: 700894822
TICKER: MEETING TYPE: AGM
ISIN: DE0008430026 MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Submission of the adopted Company Non-Voting No vote
financial statements and management
report fchaeftsjahr 2005, des
gebilligten Konzernabschlusses und des
Konzernlageberichts fuer das
Geschaeftsjahr 2005 sowie des Berichts
des Aufsichtsrats the Supervisory Board
2. Resolution on the appropriation of the Mgmt For *
net retained profits from the business
year 2005
3. Resolution to approve the actions of the Mgmt For *
members of the Board of Management in
respect of the business year 2005
4. Resolution to approve the actions of the Mgmt For *
members of the Supervisory Board in
respect of the business year 2005
5. Ermaechtigung zum Erwerb und zur Mgmt For *
Verwendung eigener Aktien
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
6. Aufhebung des bestehenden Genehmigten Mgmt For *
Kapitals 2001 und Schaffung eines neuen
al under Authorised Capital Increase
2001, to replace this with a new
authorien sowie entsprechende
Satzungsaenderung nd to make the
relevant amendments to the Articles of
Association
7. Weitere Satzungsaenderungen Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 197
UNASSIGNED
NEWMONT MINING CORPORATION
SECURITY: 651639106 AGENDA NUMBER: 932459123
TICKER: NEM MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 G.A. BARTON Mgmt For For
2 V.A. CALARCO Mgmt For For
3 N. DOYLE Mgmt For For
4 V.M. HAGEN Mgmt For For
5 M.S. HAMSON Mgmt For For
6 L.I. HIGDON, JR. Mgmt For For
7 P. LASSONDE Mgmt For For
8 R.J. MILLER Mgmt For For
9 W.W. MURDY Mgmt For For
10 R.A. PLUMBRIDGE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.B. PRESCOTT Mgmt For For
12 D.C. ROTH Mgmt For For
13 S. SCHULICH Mgmt For For
14 J.V. TARANIK Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
03 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For
INDEPENDENT BOARD CHAIRMAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 197
UNASSIGNED
OCCIDENTAL PETROLEUM CORPORATION
SECURITY: 674599105 AGENDA NUMBER: 932457597
TICKER: OXY MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SPENCER ABRAHAM Mgmt For For
2 RONALD W. BURKLE Mgmt Withheld Against
3 JOHN S. CHALSTY Mgmt For For
4 EDWARD P. DJEREJIAN Mgmt For For
5 R. CHAD DREIER Mgmt For For
6 JOHN E. FEICK Mgmt For For
7 RAY R. IRANI Mgmt For For
8 IRVIN W. MALONEY Mgmt For For
9 RODOLFO SEGOVIA Mgmt For For
10 AZIZ D. SYRIANI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROSEMARY TOMICH Mgmt For For
12 WALTER L. WEISMAN Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
KPMG AS INDEPENDENT AUDITORS.
03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For
CAPITAL STOCK.
04 LIMIT ON EXECUTIVE COMPENSATION. Mgmt Against For
05 SCIENTIFIC REPORT ON GLOBAL Shr Against For
WARMING/COOLING.
06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 197
UNASSIGNED
PEPSICO, INC.
SECURITY: 713448108 AGENDA NUMBER: 932461142
TICKER: PEP MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.F. AKERS Mgmt For For
2 R.E. ALLEN Mgmt For For
3 D. DUBLON Mgmt For For
4 V.J. DZAU Mgmt For For
5 R.L. HUNT Mgmt For For
6 A. IBARGUEN Mgmt For For
7 A.C. MARTINEZ Mgmt For For
8 I.K. NOOYI Mgmt For For
9 S.S REINEMUND Mgmt For For
10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.J. SCHIRO Mgmt For For
12 F.A. THOMAS Mgmt For For
13 C.M. TRUDELL Mgmt For For
14 D. VASELLA Mgmt For For
15 M.D. WHITE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS
03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 23)
04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 197
UNASSIGNED
SAMSUNG ELECTRS LTD
SECURITY: Y74718100 AGENDA NUMBER: 700870517
TICKER: MEETING TYPE: AGM
ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1. Approve the balance sheet, income Mgmt For *
statement and statement of appropriation
of unappropriated earnings
2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as an
Outside Director
2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For *
at right Law Firm as an Outside Director
2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For *
business at Seoul National University as
an Outside Director
2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For *
Jang Law Firm as an Outside Director
2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
an Outside Director
2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For *
Chief Director at Samsung Electronics as
an Inside Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For *
at Samsung Electronics as an Inside
Director
2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For *
Samsung Electronics as an Inside
Director
2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For *
Samsung Electronics as an Inside
Director
2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For *
Advisor at Kim Jang Law Firm as Members
of the Auditors Committee
2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For *
Economics at Sungkyunkwan University as
Members of the Auditors Committee
3. Approve the limit of remuneration for Mgmt For *
the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 197
UNASSIGNED
SANOFI-AVENTIS
SECURITY: 80105N105 AGENDA NUMBER: 932529413
TICKER: SNY MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2005
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2005
O3 APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For
STATUTORY AUDITORS SPECIAL REPORT
PREPARED IN ACCORDANCE WITH ARTICLE
L.225-40 OF THE COMMERCIAL CODE
O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For
O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For
O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For
AUDITOR
O9 DIRECTORS ATTENDANCE FEES Mgmt For For
O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For
TO CARRY OUT TRANSACTIONS IN SHARES
ISSUED BY THE COMPANY
E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For
RHONE COOPER INTO SANOFI- AVENTIS -
APPROVAL OF THE CONSIDERATION FOR THE
MERGER AND OF THE RESULTING CAPITAL
INCREASE
E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For
E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For
THE MERGER ON MAY 31, 2006 AND OF THE
RESULTING CAPITAL INCREASE
E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For
AFTER THE CAPITAL INCREASE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For
BYLAWS
E16 POWERS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 134 of 197
UNASSIGNED
SCHERING-PLOUGH CORPORATION
SECURITY: 806605101 AGENDA NUMBER: 932467752
TICKER: SGP MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS J. COLLIGAN Mgmt For For
2 C. ROBERT KIDDER Mgmt For For
3 CARL E. MUNDY, JR. Mgmt For For
4 PATRICIA F. RUSSO Mgmt For For
5 ARTHUR F. WEINBACH Mgmt For For
02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For
TOUCHE LLP TO AUDIT THE BOOKS AND
ACCOUNTS FOR 2006
03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For
INSTRUMENTS TO PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS
04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 135 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For
06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against
STANDARD FOR THE ELECTION OF DIRECTORS
IN CERTIFICATE OF INCORPORATION
07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against
THE GREATEST NUMBER OF GOVERNANCE ISSUES
PRACTICABLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 136 of 197
UNASSIGNED
SHARP CORPORATION
SECURITY: J71434112 AGENDA NUMBER: 700984683
TICKER: MEETING TYPE: AGM
ISIN: JP3359600008 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits: Mgmt For *
Term-End Dividend - Ordinary Dividend
JPY 12, Corporate Officers bonuses JPY
468,000,000 (including JPY 33,000,000 to
the Corporate Auditors)
2 Amend the Articles of Incorporation: Mgmt For *
Expand Business Lines, Allow Use of
Electronic Systems for Public
Notifications, Increase Authorized
Capital, Approve Revisions Related to
the New Commercial Code (Please refer to
the attached PDF files.)
3.1 Appoint a Director Mgmt Against *
3.2 Appoint a Director Mgmt Against *
3.3 Appoint a Director Mgmt Against *
3.4 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 137 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt Against *
3.6 Appoint a Director Mgmt Against *
3.7 Appoint a Director Mgmt Against *
3.8 Appoint a Director Mgmt Against *
3.9 Appoint a Director Mgmt Against *
3.10 Appoint a Director Mgmt Against *
3.11 Appoint a Director Mgmt Against *
3.12 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 138 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt Against *
3.14 Appoint a Director Mgmt Against *
3.15 Appoint a Director Mgmt Against *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt Against *
3.18 Appoint a Director Mgmt Against *
3.19 Appoint a Director Mgmt Against *
3.20 Appoint a Director Mgmt Against *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 139 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt Against *
3.22 Appoint a Director Mgmt Against *
3.23 Appoint a Director Mgmt Against *
3.24 Appoint a Director Mgmt Against *
3.25 Appoint a Director Mgmt Against *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 140 of 197
UNASSIGNED
SHIONOGI & CO LTD
SECURITY: J74229105 AGENDA NUMBER: 701006050
TICKER: MEETING TYPE: AGM
ISIN: JP3347200002 MEETING DATE: 29-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Allow Use of Electronic
Systems for Public Notifications,
Approve Minor Revisions Related to the
New Commercial Code, Reduce Board Size
Mgmt For *
3.1 Appoint a Director
Mgmt For *
3.2 Appoint a Director
Mgmt For *
3.3 Appoint a Director
Mgmt For *
3.4 Appoint a Director
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 141 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
4 Approve Provision of Retirement Mgmt For *
Allowance for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 142 of 197
UNASSIGNED
SONY CORPORATION
SECURITY: J76379106 AGENDA NUMBER: 700990484
TICKER: MEETING TYPE: AGM
ISIN: JP3435000009 MEETING DATE: 22-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Amend Articles to: Allow Disclosure of Mgmt For *
Shareholder Meeting Materials on the
Internet, Approve Minor Revisions
Related to the New Commercial Code;
Change of Official Company Location
2.1 Appoint a Director Mgmt For *
2.2 Appoint a Director Mgmt For *
2.3 Appoint a Director Mgmt For *
2.4 Appoint a Director Mgmt For *
2.5 Appoint a Director Mgmt For *
2.6 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 143 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2.7 Appoint a Director Mgmt For *
2.8 Appoint a Director Mgmt For *
2.9 Appoint a Director Mgmt For *
2.10 Appoint a Director Mgmt For *
2.11 Appoint a Director Mgmt For *
2.12 Appoint a Director Mgmt For *
2.13 Appoint a Director Mgmt For *
2.14 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 144 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3 Authorize Use of Stock Options Other For *
4 Shareholder Proposal: Amend Articles Shr For *
to Require Company to Disclose
Individual Director Compensation Amounts
to Shareholders
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 145 of 197
UNASSIGNED
SOUTHWEST AIRLINES CO.
SECURITY: 844741108 AGENDA NUMBER: 932487704
TICKER: LUV MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 COLLEEN C. BARRETT Mgmt For For
2 GARY C. KELLY Mgmt For For
3 JOHN T. MONTFORD Mgmt For For
4 WILLIAM H. CUNNINGHAM Mgmt For For
5 LOUIS E. CALDERA Mgmt For For
6 NANCY B. LOEFFLER Mgmt For For
7 DAVID W. BIEGLER Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN AS ADOPTED
BY THE BOARD OF DIRECTORS OF THE
COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 146 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
04 TAKE ACTION ON A SHAREHOLDER Mgmt For Against
PROPOSAL, IF THE PROPOSAL IS PRESENTED
AT THE MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 147 of 197
UNASSIGNED
SPRINT CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932364502
TICKER: FON MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF SPRINT SERIES 1
COMMON STOCK.
02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO CREATE THE CLASS OF
NON-VOTING COMMON STOCK AND CREATE THE
NINTH SERIES PREFERRED STOCK AND ADD A
PROVISION STATING THAT STOCKHOLDER
APPROVAL IS NOT REQUIRED FOR THE
ACQUISITION BY SPRINT NEXTEL OF
NON-VOTING COMMON STOCK OR THE NINTH
SERIES PREFERRED STOCK FROM A HOLDER OF
THAT STOCK.
03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION.
04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For
COMMON STOCK, NON-VOTING COMMON STOCK
AND THE NINTH SERIES PREFERRED STOCK IN
THE MERGER.
05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For
ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 148 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 DIRECTOR
1 GORDON M. BETHUNE Mgmt For For
2 DR. E. LINN DRAPER, JR. Mgmt For For
3 JAMES H. HANCE, JR. Mgmt For For
4 DEBORAH A. HENRETTA Mgmt For For
5 IRVINE O. HOCKADAY, JR. Mgmt For For
6 LINDA KOCH LORIMER Mgmt For For
7 GERALD L. STORCH Mgmt For For
8 WILLIAM H. SWANSON Mgmt For For
07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR 2005.
08 STOCKHOLDER PROPOSAL Shr For Against
CONCERNING SENIOR EXECUTIVE RETIREMENT
BENEFITS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 149 of 197
UNASSIGNED
SPRINT NEXTEL CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932451773
TICKER: S MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEITH J. BANE Mgmt For For
2 GORDON M. BETHUNE Mgmt For For
3 TIMOTHY M. DONAHUE Mgmt For For
4 FRANK M. DRENDEL Mgmt For For
5 GARY D. FORSEE Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 V. JANET HILL Mgmt For For
8 IRVINE O. HOCKADAY, JR. Mgmt For For
9 WILLIAM E. KENNARD Mgmt For For
10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 150 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHANIE M. SHERN Mgmt For For
12 WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SPRINT NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL CONCERNING Shr For Against
MAJORITY VOTING.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 151 of 197
UNASSIGNED
STATE STREET CORPORATION
SECURITY: 857477103 AGENDA NUMBER: 932448649
TICKER: STT MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 T. ALBRIGHT Mgmt For For
2 K. BURNES Mgmt For For
3 N. DAREHSHORI Mgmt For For
4 A. GOLDSTEIN Mgmt For For
5 D. GRUBER Mgmt For For
6 L. HILL Mgmt For For
7 C. LAMANTIA Mgmt For For
8 R. LOGUE Mgmt For For
9 R. SERGEL Mgmt For For
10 R. SKATES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 152 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. SUMME Mgmt For For
12 D. WALSH Mgmt For For
13 R. WEISSMAN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2006.
03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
2006 RESTATED SENIOR EXECUTIVE ANNUAL
INCENTIVE PLAN.
05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against
REQUEST THE DIRECTORS TO REDEEM THE
OUTSTANDING RIGHTS UNDER THE COMPANY S
RIGHTS AGREEMENT, AND TO REQUIRE
SHAREHOLDER RATIFICATION OF ANY FUTURE
RIGHTS AGREEMENT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 153 of 197
UNASSIGNED
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
SECURITY: 874039100 AGENDA NUMBER: 932504182
TICKER: TSM MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 TO ACCEPT 2005 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
02 TO APPROVE THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2005 PROFITS.
03 TO APPROVE THE CAPITALIZATION OF 2005 Mgmt For For
DIVIDENDS, 2005 EMPLOYEE PROFIT SHARING,
AND CAPITAL SURPLUS.
04 TO APPROVE REVISIONS TO THE ARTICLES OF Mgmt For For
INCORPORATION.
05 DIRECTOR
1 MORRIS CHANG* Mgmt For For
2 J.C. LOBBEZOO*+ Mgmt For For
3 F.C. TSENG* Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 154 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4 STAN SHIH* Mgmt For For
5 CHINTAY SHIH*++ Mgmt For For
6 SIR PETER L. BONFIELD* Mgmt For For
7 LESTER CARL THUROW* Mgmt For For
8 RICK TSAI* Mgmt For For
9 CARLETON S. FIORINA* Mgmt For For
10 JAMES C. HO**++ Mgmt For For
11 MICHAEL E. PORTER** Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 155 of 197
UNASSIGNED
THE BOEING COMPANY
SECURITY: 097023105 AGENDA NUMBER: 932457232
TICKER: BA MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. BIGGS Mgmt For For
2 JOHN E. BRYSON Mgmt For For
3 LINDA Z. COOK Mgmt For For
4 WILLIAM M. DALEY Mgmt For For
5 KENNETH M. DUBERSTEIN Mgmt For For
6 JOHN F. MCDONNELL Mgmt For For
7 W. JAMES MCNERNEY, JR. Mgmt For For
8 RICHARD D. NANULA Mgmt For For
9 ROZANNE L. RIDGWAY Mgmt For For
10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 156 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For
BOEING COMPANY ELECTED OFFICER ANNUAL
INCENTIVE PLAN.
03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For
AMENDMENT OF THE BOEING COMPANY 2003
INCENTIVE STOCK PLAN.
04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For
CERTAIN SUPERMAJORITY VOTE REQUIREMENTS.
05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
08 PREPARE A REPORT ON CHARITABLE Shr Against For
CONTRIBUTIONS.
09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against
ELECTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 157 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 158 of 197
UNASSIGNED
THE COCA-COLA COMPANY
SECURITY: 191216100 AGENDA NUMBER: 932417719
TICKER: KO MEETING TYPE: Consent
ISIN: MEETING DATE: 13-Jan-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 I WOULD LIKE TO OPT OUT OF RECEIVING THE Mgmt No vote
COCA-COLA COMPANY S SUMMARY ANNUAL
REPORT IN THE MAIL.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 159 of 197
UNASSIGNED
THE COCA-COLA COMPANY
SECURITY: 191216100 AGENDA NUMBER: 932446570
TICKER: KO MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 HERBERT A. ALLEN Mgmt For For
2 RONALD W. ALLEN Mgmt For For
3 CATHLEEN P. BLACK Mgmt For For
4 BARRY DILLER Mgmt For For
5 E. NEVILLE ISDELL Mgmt For For
6 DONALD R. KEOUGH Mgmt For For
7 DONALD F. MCHENRY Mgmt For For
8 SAM NUNN Mgmt For For
9 JAMES D. ROBINSON III Mgmt For For
10 PETER V. UEBERROTH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 160 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF AN AMENDMENT TO THE 1989 Mgmt For For
RESTRICTED STOCK AWARD PLAN OF THE
COCA-COLA COMPANY
04 SHAREOWNER PROPOSAL REGARDING CHARITABLE Shr Against For
CONTRIBUTIONS
05 SHAREOWNER PROPOSAL THAT COMPANY REPORT Shr Against For
ON IMPLEMENTATION OF BEVERAGE CONTAINER
RECYCLING STRATEGY
06 SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For
STOCK
07 SHAREOWNER PROPOSAL REGARDING Shr Against For
ENVIRONMENTAL IMPACTS OF OPERATIONS IN
INDIA
08 SHAREOWNER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT DELEGATION OF INQUIRY TO
COLOMBIA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 161 of 197
UNASSIGNED
THE DOW CHEMICAL COMPANY
SECURITY: 260543103 AGENDA NUMBER: 932461318
TICKER: DOW MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JACQUELINE K. BARTON Mgmt For For
2 JAMES A. BELL Mgmt For For
3 BARBARA H. FRANKLIN Mgmt For For
4 ANDREW N. LIVERIS Mgmt For For
5 GEOFFERY E. MERSZEI Mgmt For For
6 J. PEDRO REINHARD Mgmt For For
7 RUTH G. SHAW Mgmt For For
8 PAUL G. STERN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 162 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For
ENGINEERED SEED.
05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For
LINKS TO RESPIRATORY PROBLEMS.
06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For
CHEMICAL FACILITIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 163 of 197
UNASSIGNED
THE GOLDMAN SACHS GROUP, INC.
SECURITY: 38141G104 AGENDA NUMBER: 932442267
TICKER: GS MEETING TYPE: Annual
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LLOYD C. BLANKFEIN Mgmt For For
2 LORD BROWNE OFMADINGLEY Mgmt For For
3 JOHN H. BRYAN Mgmt For For
4 CLAES DAHLBACK Mgmt For For
5 STEPHEN FRIEDMAN Mgmt For For
6 WILLIAM W. GEORGE Mgmt For For
7 JAMES A. JOHNSON Mgmt For For
8 LOIS D. JULIBER Mgmt For For
9 EDWARD M. LIDDY Mgmt For For
10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 164 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RUTH J. SIMMONS Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For
SACHS RESTRICTED PARTNER COMPENSATION
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR 2006 FISCAL
YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 165 of 197
UNASSIGNED
THE HOME DEPOT, INC.
SECURITY: 437076102 AGENDA NUMBER: 932490307
TICKER: HD MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GREGORY D. BRENNEMAN Mgmt Withheld Against
2 JOHN L. CLENDENIN Mgmt Withheld Against
3 CLAUDIO X. GONZALEZ Mgmt Withheld Against
4 MILLEDGE A. HART, III Mgmt Withheld Against
5 BONNIE G. HILL Mgmt Withheld Against
6 LABAN P. JACKSON, JR. Mgmt Withheld Against
7 LAWRENCE R. JOHNSTON Mgmt Withheld Against
8 KENNETH G. LANGONE Mgmt Withheld Against
9 ANGELO R. MOZILO Mgmt For For
10 ROBERT L. NARDELLI Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 166 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 THOMAS J. RIDGE Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2006.
03 SHAREHOLDER PROPOSAL REGARDING COMMITTEE Shr For Against
REPORT.
04 SHAREHOLDER PROPOSAL REGARDING Mgmt Against For
EMPLOYMENT DIVERSITY REPORT DISCLOSURE.
05 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN Mgmt Against For
AND CEO.
06 SHAREHOLDER PROPOSAL REGARDING METHOD OF Shr For Against
VOTING FOR DIRECTORS.
07 SHAREHOLDER PROPOSAL REGARDING Shr For Against
RETIREMENT BENEFITS.
08 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
09 SHAREHOLDER PROPOSAL REGARDING GOVERNING Shr Against For
DOCUMENTS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 167 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
10 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
NONPARTISANSHIP.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 168 of 197
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932357191
TICKER: PG MEETING TYPE: Special
ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 27,
2005, AMONG THE PROCTER & GAMBLE
COMPANY, AQUARIUM ACQUISITION CORP., A
WHOLLY-OWNED SUBSIDIARY OF PROCTER &
GAMBLE, AND THE GILLETTE COMPANY, AND
APPROVE THE ISSUANCE OF PROCTER & GAMBLE
COMMON STOCK IN THE MERGER.
02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE ISSUANCE OF
PROCTER & GAMBLE COMMON STOCK IN THE
MERGER.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 169 of 197
UNASSIGNED
THE PROCTER & GAMBLE COMPANY
SECURITY: 742718109 AGENDA NUMBER: 932387889
TICKER: PG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 BRUCE L. BYRNES Mgmt For For
2 SCOTT D. COOK Mgmt For For
3 CHARLES R. LEE Mgmt For For
4 W. JAMES MCNERNEY, JR. Mgmt For For
5 ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For
INCORPORATION AND CODE OF REGULATIONS TO
ELIMINATE REFERENCES TO THE EXECUTIVE
COMMITTEE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 170 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For
REGULATIONS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For
WITH ANIMAL TESTING POLICY
06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For
COMPANY
07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 171 of 197
UNASSIGNED
THE ST. PAUL TRAVELERS COMPANIES, IN
SECURITY: 792860108 AGENDA NUMBER: 932455810
TICKER: STA MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. DASBURG Mgmt For For
2 LESLIE B. DISHAROON Mgmt For For
3 JANET M. DOLAN Mgmt For For
4 KENNETH M. DUBERSTEIN Mgmt For For
5 JAY S. FISHMAN Mgmt For For
6 LAWRENCE G. GRAEV Mgmt For For
7 THOMAS R. HODGSON Mgmt For For
8 ROBERT I. LIPP Mgmt For For
9 BLYTHE J. MCGARVIE Mgmt For For
10 GLEN D. NELSON, MD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 172 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS ST. PAUL TRAVELERS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against
VOTE REQUIRED TO ELECT DIRECTORS.
04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 173 of 197
UNASSIGNED
THE WALT DISNEY COMPANY
SECURITY: 254687106 AGENDA NUMBER: 932429170
TICKER: DIS MEETING TYPE: Annual
ISIN: MEETING DATE: 10-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN E. BRYSON Mgmt For For
2 JOHN S. CHEN Mgmt For For
3 JUDITH L. ESTRIN Mgmt For For
4 ROBERT A. IGER Mgmt For For
5 FRED H. LANGHAMMER Mgmt For For
6 AYLWIN B. LEWIS Mgmt For For
7 MONICA C. LOZANO Mgmt For For
8 ROBERT W. MATSCHULLAT Mgmt For For
9 GEORGE J. MITCHELL Mgmt For For
10 LEO J. O'DONOVAN, S.J. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 174 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JOHN E. PEPPER, JR. Mgmt For For
12 ORIN C. SMITH Mgmt For For
13 GARY L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2006.
03 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO GREENMAIL.
04 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO CHINA LABOR STANDARDS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 175 of 197
UNASSIGNED
THE WILLIAMS COMPANIES, INC.
SECURITY: 969457100 AGENDA NUMBER: 932487968
TICKER: WMB MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 IRL. F. ENGELHARDT Mgmt For For
2 WILLIAM R. GRANBERRY Mgmt For For
3 WILLIAM E. GREEN Mgmt For For
4 W.R. HOWELL Mgmt For For
5 GEORGE A. LORCH Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2006.
03 STOCKHOLDER PROPOSAL ON MAJORITY VOTING Shr For Against
ON DIRECTOR NOMINEES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 176 of 197
UNASSIGNED
TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY
SECURITY: J92676113 AGENDA NUMBER: 701001745
TICKER: MEETING TYPE: AGM
ISIN: JP3633400001 MEETING DATE: 23-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1 Approve Appropriation of Profits Mgmt For *
2 Amend Articles to: Adopt Reduction of Mgmt For *
Liability System for Outside Auditors,
Allow Disclosure of Shareholder Meeting
Materials on the Internet, Appoint
Independent Auditors, Approve Minor
Revisions Related to the New Commercial
Code
3.1 Appoint a Director Mgmt For *
3.2 Appoint a Director Mgmt For *
3.3 Appoint a Director Mgmt For *
3.4 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 177 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.5 Appoint a Director Mgmt For *
3.6 Appoint a Director Mgmt For *
3.7 Appoint a Director Mgmt For *
3.8 Appoint a Director Mgmt For *
3.9 Appoint a Director Mgmt For *
3.10 Appoint a Director Mgmt For *
3.11 Appoint a Director Mgmt For *
3.12 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 178 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.13 Appoint a Director Mgmt For *
3.14 Appoint a Director Mgmt For *
3.15 Appoint a Director Mgmt For *
3.16 Appoint a Director Mgmt For *
3.17 Appoint a Director Mgmt For *
3.18 Appoint a Director Mgmt For *
3.19 Appoint a Director Mgmt For *
3.20 Appoint a Director Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 179 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
3.21 Appoint a Director Mgmt For *
3.22 Appoint a Director Mgmt For *
3.23 Appoint a Director Mgmt For *
3.24 Appoint a Director Mgmt For *
3.25 Appoint a Director Mgmt For *
3.26 Appoint a Director Mgmt For *
4.1 Appoint a Corporate Auditor Mgmt For *
4.2 Appoint a Corporate Auditor Mgmt For *
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 180 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4.3 Appoint a Corporate Auditor Mgmt For *
5 Authorize Use of Stock Options for Other For *
Directors, Senior Executives and
Employees
6 Approve Purchase of Own Shares Mgmt For *
7 Approve Final Payment Associated with Other For *
Abolition of Retirement Benefit System
for Directors and Auditors
8 Amend the Compensation to be Received by Mgmt For *
Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 181 of 197
UNASSIGNED
TYCO INTERNATIONAL LTD.
SECURITY: 902124106 AGENDA NUMBER: 932432773
TICKER: TYC MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A SET THE MAXIMUM NUMBER OF DIRECTORS AT Mgmt For For
12
1B DIRECTOR
1 DENNIS C. BLAIR Mgmt For For
2 EDWARD D. BREEN Mgmt For For
3 BRIAN DUPERREAULT Mgmt For For
4 BRUCE S. GORDON Mgmt For For
5 RAJIV L. GUPTA Mgmt For For
6 JOHN A. KROL Mgmt For For
7 MACKEY J. MCDONALD Mgmt For For
8 H. CARL MCCALL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 182 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
9 BRENDAN R. O'NEILL Mgmt For For
10 SANDRA S. WIJNBERG Mgmt For For
11 JEROME B. YORK Mgmt For For
1C AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For
TO APPOINT AN ADDITIONAL DIRECTOR TO
FILL THE VACANCY PROPOSED TO BE CREATED
ON THE BOARD
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 183 of 197
UNASSIGNED
UBS AG
SECURITY: H8920M855 AGENDA NUMBER: 932467598
TICKER: UBS MEETING TYPE: Annual
ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For
ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS
OF THE GROUP AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
DIVIDEND FOR FINANCIAL YEAR 2005
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For
MEYER
4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For
BERTARELLI
4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For
KAUFMANN-KOHLER
4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For
WOLLE
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 184 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For
AUDITORS
4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For
5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For
THE 2005/2006 SHARE BUYBACK PROGRAM
5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For
FOR 2006/2007
5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For
VALUE REPAYMENT
5D SHARE SPLIT Mgmt For For
5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For
ARTICLE 4A OF THE ARTICLES OF
ASSOCIATION
5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For
AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1
OF THE ARTICLES OF ASSOCIATION)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 185 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For
APPROVAL OF ARTICLE 4A PARA. 2 OF THE
ARTICLES OF ASSOCIATION
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 186 of 197
UNASSIGNED
UNICREDITO ITALIANO SPA, GENOVA
SECURITY: T95132105 AGENDA NUMBER: 700770781
TICKER: MEETING TYPE: MIX
ISIN: IT0000064854 MEETING DATE: 27-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 28 JUL 2005 AND THIRD
CALL ON 29 JUL 2005. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU
O.1 Approve to state the Internal Auditors Mgmt For *
and their Chairman s salary as per the
Legislative Decree 231/2001
E.1 Approve the capital increase as per the Mgmt For *
Article 2441 comma 4 and 6 of the
Italian Civil Code, for a maximum amount
of EUR 2,343,642,931.00 by issuing
maximum No. 4,687,285,862 ordinary
shares to be paid up through HVB, Bank
of Austria and BPH and amend the Article
5 of the Bylaw
E.2 Amend the Article Bylaw Mgmt For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN
SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 187 of 197
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700838608
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 15-Dec-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote
DOES NOT REACH QUORUM, THERE WILL BE A
SECOND CALL ON 16 DEC 2005.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. Appoint the Directors after having Mgmt No vote
determined how many they are to be for
the 3 year term 2006-2008; approve that
their term will end in combination with
the 2008 shareholders meeting call
2. Approve to determine the Board of Mgmt No vote
Directors and the Executive Committee s
salary for every future year in office
as per Article 26 of the Bylaw,
nevertheless for the internal Auditors
and their President as per the
Legislative Decree 231/01
3. Grant authority for the purchase and Mgmt No vote
sale of own shares as per Article
2357-Ter of the Italian Civil Code
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 188 of 197
UNASSIGNED
UNICREDITO ITALIANO SPA, MILANO
SECURITY: T95132105 AGENDA NUMBER: 700917771
TICKER: MEETING TYPE: OGM
ISIN: IT0000064854 MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote
THANK YOU
PLEASE NOTE THAT THE MEETING HELD ON 29 Non-Voting No vote
APR 2006 HAS BEEN POSTPONED DUE TO LACK
OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 12 MAY 2006.
PLEASE ALSO NOTE THE NEW CUTOFF DATE 02
MAY 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 Receive the financial statements for the Mgmt No vote
YE 31 DEC 2005, accompanied by reports
by the Directors and the Independent
Auditors, report by the Board of
Statutory Auditors and the consolidated
financial statements and the social and
environmental report
O.2 Approve the allocation of net profit for Mgmt No vote
the year
O.3 Approve the Group Personnel long-term Mgmt No vote
Incentive Plan for 2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 189 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
E.1 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 1
year starting from the date of
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to increase the
share capital, with the exclusion of
rights, as allowed by Section 2441.8 of
the Italian Civil Code, for a maximum
nominal amount of EUR 21,000,000 to
service the exercise of options to
subscribe to up to 42,000,000 ordinary
shares in Unicredito Italiano of par
value EUR 0.50 each, to reserve for the
executive personnel in the holding
Company and the Group s Bank and
Companies who hold positions of
particular importance for the purposes
of achieving the Group s overall
objectives, consequently amend the
Articles of Association
E.2 Authorize the Board of Directors on 1 or Mgmt No vote
more occasions for a maximum period of 5
years starting from the date of the
shareholders resolution, under the
provisions of Section 2443 of the
Italian Civil Code, to carry out a bonus
capital increase, as allowed by the
Section 2349 of the Italian Civil Code,
for a maximum nominal amount of EUR
6,500,000 corresponding to up to
13,000,000 ordinary shares in Unicredito
Italiano of par value EUR 0.50 each, to
allocate to the executive personnel in
the holding Company and the Group s
Banks and Companies, who hold positions
of particular importance for the
purposes of achieving the Group s
overall objectives, consequently amend
the Articles of Association
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote
TO RECEIPT OF RECORD DATE AND REVISED
NUMBERING. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 190 of 197
UNASSIGNED
WASHINGTON MUTUAL, INC.
SECURITY: 939322103 AGENDA NUMBER: 932456002
TICKER: WM MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KERRY K. KILLINGER* Mgmt For For
2 THOMAS C. LEPPERT* Mgmt For For
3 CHARLES M. LILLIS* Mgmt For For
4 MICHAEL K. MURPHY* Mgmt For For
5 ORIN C. SMITH* Mgmt For For
6 REGINA MONTOYA** Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR
2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 191 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE THE WASHINGTON Mgmt For For
MUTUAL, INC. AMENDED AND RESTATED 2003
EQUITY INCENTIVE PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES THAT
MAY BE SUBJECT TO AWARDS MADE THEREUNDER
04 TO APPROVE THE WASHINGTON Mgmt For For
MUTUAL, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN
05 TO APPROVE THE COMPANY PROPOSAL Mgmt For For
TO AMEND THE WASHINGTON MUTUAL, INC.
ARTICLES OF INCORPORATION (AS AMENDED)
TO DECLASSIFY THE BOARD OF DIRECTORS AND
ESTABLISH ANNUAL ELECTIONS FOR ALL
COMPANY DIRECTORS COMMENCING WITH THE
2007 ANNUAL MEETING, RATHER THAN THE
CURRENT STAGGERED THREE-YEAR TERMS
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DISCLOSURE OF THE COMPANY S POLITICAL
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 192 of 197
UNASSIGNED
WELLPOINT, INC.
SECURITY: 94973V107 AGENDA NUMBER: 932490941
TICKER: WLP MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LENOX D. BAKER JR., MD Mgmt For For
2 SUSAN B. BAYH Mgmt For For
3 LARRY C. GLASSCOCK Mgmt For For
4 JULIE A. HILL Mgmt For For
5 RAMIRO G. PERU Mgmt For For
02 TO APPROVE THE PROPOSED Mgmt For For
WELLPOINT 2006 INCENTIVE COMPENSATION
PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 193 of 197
UNASSIGNED
WYETH
SECURITY: 983024100 AGENDA NUMBER: 932450783
TICKER: WYE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R. ESSNER Mgmt For For
2 J.D. FEERICK Mgmt For For
3 F.D. FERGUSSON Mgmt For For
4 V.F. GANZI Mgmt For For
5 R. LANGER Mgmt For For
6 J.P. MASCOTTE Mgmt For For
7 M.L. POLAN Mgmt For For
8 G.L. ROGERS Mgmt For For
9 I.G. SEIDENBERG Mgmt For For
10 W.V. SHIPLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 194 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.R. TORELL III Mgmt For For
02 RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 ADOPT NON-EMPLOYEE DIRECTOR Mgmt For For
STOCK INCENTIVE PLAN
04 LIMITING SUPPLY OF PRESCRIPTION Shr Against For
DRUGS IN CANADA
05 DISCLOSURE OF POLITICAL Shr Against For
CONTRIBUTIONS
06 DISCLOSURE OF ANIMAL WELFARE Shr Against For
POLICY
07 ELECTION OF DIRECTORS BY MAJORITY Shr For Against
VOTE
08 SEPARATING ROLES OF CHAIRMAN & Mgmt Against For
CEO
09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 195 of 197
UNASSIGNED
XM SATELLITE RADIO HOLDINGS INC.
SECURITY: 983759101 AGENDA NUMBER: 932517812
TICKER: XMSR MEETING TYPE: Annual
ISIN: MEETING DATE: 26-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GARY M. PARSONS Mgmt For For
2 HUGH PANERO Mgmt For For
3 NATHANIEL A. DAVIS Mgmt For For
4 THOMAS J. DONOHUE Mgmt For For
5 EDDY W. HARTENSTEIN Mgmt For For
6 GEORGE W. HAYWOOD Mgmt For For
7 CHESTER A. HUBER, JR. Mgmt For For
8 JOHN MENDEL Mgmt For For
9 JARL MOHN Mgmt For For
10 JACK SHAW Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 196 of 197
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JEFFREY D. ZIENTS Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 197 of 197
UNASSIGNED
XTO ENERGY INC.
SECURITY: 98385X106 AGENDA NUMBER: 932497717
TICKER: XTO MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PHILLIP R. KEVIL* Mgmt For For
2 HERBERT D. SIMONS* Mgmt For For
3 VAUGHN O VENNERBERG II* Mgmt For For
4 LANE G. COLLINS** Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK, $0.01
PAR VALUE PER SHARE, TO 1,000,000,000.
03 APPROVAL OF THE XTO ENERGY INC. Mgmt For For
AMENDED AND RESTATED 2004 STOCK
INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
AUDITOR FOR 2006.
Item 1. Proxy Voting Record
Account Name: The Hartford Target Retirement 2010 Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Target Retirement 2020 Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Target Retirement 2030 Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Tax-Free California Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Tax-Free New York Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
Item 1. Proxy Voting Record
Account Name: The Hartford Total Return Bond Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2006 with
respect to which the registrant excercised its voting rights.
Page 1
The Hartford Value Fund
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 1 of 133
UNASSIGNED
ABBOTT LABORATORIES
SECURITY: 002824100 AGENDA NUMBER: 932464819
TICKER: ABT MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R.S. AUSTIN Mgmt For For
2 W.M. DALEY Mgmt For For
3 W.J. FARRELL Mgmt For For
4 H.L. FULLER Mgmt For For
5 R.A. GONZALEZ Mgmt For For
6 J.M. GREENBERG Mgmt For For
7 D.A.L. OWEN Mgmt For For
8 B. POWELL JR. Mgmt For For
9 W.A. REYNOLDS Mgmt For For
10 R.S. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 2 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.D. SMITHBURG Mgmt For For
12 J.R. WALTER Mgmt For For
13 M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS.
03 SHAREHOLDER PROPOSAL - PAY-FOR- Mgmt Against For
SUPERIOR-PERFORMANCE
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS
05 SHAREHOLDER PROPOSAL - THE ROLES OF Mgmt Against For
CHAIR AND CEO.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 3 of 133
UNASSIGNED
ACE LIMITED
SECURITY: G0070K103 AGENDA NUMBER: 932501554
TICKER: ACE MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 MICHAEL G. ATIEH Mgmt For For
2 MARY A. CIRILLO Mgmt For For
3 BRUCE L. CROCKETT Mgmt For For
4 THOMAS J. NEFF Mgmt For For
5 GARY M. STUART Mgmt For For
B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
C RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 4 of 133
UNASSIGNED
ALCOA INC.
SECURITY: 013817101 AGENDA NUMBER: 932445085
TICKER: AA MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KATHRYN S. FULLER Mgmt For For
2 JUDITH M. GUERON Mgmt For For
3 ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For
AUDITOR
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 5 of 133
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932375000
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 11-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M. AIDINOFF Mgmt For For
2 P. CHIA Mgmt For For
3 M. COHEN Mgmt For For
4 W. COHEN Mgmt For For
5 M. FELDSTEIN Mgmt For For
6 E. FUTTER Mgmt For For
7 S. HAMMERMAN Mgmt For For
8 C. HILLS Mgmt For For
9 R. HOLBROOKE Mgmt For For
10 D. KANAK Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 6 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 G. MILES, JR. Mgmt For For
12 M. OFFIT Mgmt For For
13 M. SULLIVAN Mgmt For For
14 E. TSE Mgmt For For
15 F. ZARB Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 7 of 133
UNASSIGNED
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY: 026874107 AGENDA NUMBER: 932483857
TICKER: AIG MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PEI-YUAN CHIA Mgmt For For
2 MARSHALL A. COHEN Mgmt For For
3 MARTIN S. FELDSTEIN Mgmt For For
4 ELLEN V. FUTTER Mgmt For For
5 STEPHEN L. HAMMERMAN Mgmt For For
6 RICHARD C. HOLBROOKE Mgmt For For
7 FRED H. LANGHAMMER Mgmt For For
8 GEORGE L. MILES, JR. Mgmt For For
9 MORRIS W. OFFIT Mgmt For For
10 JAMES F. ORR III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 8 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARTIN J. SULLIVAN Mgmt For For
12 MICHAEL H. SUTTON Mgmt For For
13 EDMUND S.W. TSE Mgmt For For
14 ROBERT B. WILLUMSTAD Mgmt For For
15 FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AIG S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 9 of 133
UNASSIGNED
AMR CORPORATION
SECURITY: 001765106 AGENDA NUMBER: 932503394
TICKER: AMR MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 GERARD J. ARPEY Mgmt For For
2 JOHN W. BACHMANN Mgmt For For
3 DAVID L. BOREN Mgmt For For
4 EDWARD A. BRENNAN Mgmt For For
5 ARMANDO M. CODINA Mgmt For For
6 EARL G. GRAVES Mgmt For For
7 ANN M. KOROLOGOS Mgmt For For
8 MICHAEL A. MILES Mgmt For For
9 PHILIP J. PURCELL Mgmt For For
10 RAY M. ROBINSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 10 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JUDITH RODIN Mgmt For For
12 MATTHEW K. ROSE Mgmt For For
13 ROGER T. STAUBACH Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR 2006.
03 STOCKHOLDER PROPOSAL RELATING TO TERM Mgmt Against For
LIMITS FOR NON-EMPLOYEE DIRECTORS.
04 STOCKHOLDER PROPOSAL RELATING TO A Shr For Against
DIRECTOR ELECTION VOTE THRESHOLD.
05 STOCKHOLDER PROPOSAL RELATING TO AN Mgmt Against For
INDEPENDENT BOARD CHAIRMAN.
06 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 11 of 133
UNASSIGNED
APPLIED MATERIALS, INC.
SECURITY: 038222105 AGENDA NUMBER: 932441518
TICKER: AMAT MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL H. ARMACOST Mgmt For For
2 DEBORAH A. COLEMAN Mgmt For For
3 PHILIP V. GERDINE Mgmt For For
4 THOMAS J. IANNOTTI Mgmt For For
5 CHARLES Y.S. LIU Mgmt For For
6 JAMES C. MORGAN Mgmt For For
7 GERHARD H. PARKER Mgmt For For
8 WILLEM P. ROELANDTS Mgmt For For
9 MICHAEL R. SPLINTER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 12 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 13 of 133
UNASSIGNED
AT&T INC.
SECURITY: 00206R102 AGENDA NUMBER: 932448043
TICKER: T MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM F. ALDINGER III Mgmt For For
2 GILBERT F. AMELIO Mgmt For For
3 AUGUST A. BUSCH III Mgmt For For
4 MARTIN K. EBY, JR. Mgmt For For
5 JAMES A. HENDERSON Mgmt For For
6 CHARLES F. KNIGHT Mgmt For For
7 JON C. MADONNA Mgmt For For
8 LYNN M. MARTIN Mgmt For For
9 JOHN B. MCCOY Mgmt For For
10 MARY S. METZ Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 14 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 TONI REMBE Mgmt For For
12 S. DONLEY RITCHEY Mgmt For For
13 JOYCE M. ROCHE Mgmt For For
14 RANDALL L. STEPHENSON Mgmt For For
15 LAURA D'ANDREA TYSON Mgmt For For
16 PATRICIA P. UPTON Mgmt For For
17 EDWARD E. WHITACRE, JR. Mgmt For For
02 APPROVE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE 2006 INCENTIVE PLAN Mgmt For For
04 APPROVE AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION
05 STOCKHOLDER PROPOSAL A Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 15 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL B Shr Against For
07 STOCKHOLDER PROPOSAL C Shr Against For
08 STOCKHOLDER PROPOSAL D Shr Against For
09 STOCKHOLDER PROPOSAL E Shr For Against
10 STOCKHOLDER PROPOSAL F Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 16 of 133
UNASSIGNED
BANK OF AMERICA CORPORATION
SECURITY: 060505104 AGENDA NUMBER: 932453866
TICKER: BAC MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WILLIAM BARNET, III Mgmt For For
2 FRANK P. BRAMBLE, SR. Mgmt For For
3 JOHN T. COLLINS Mgmt For For
4 GARY L. COUNTRYMAN Mgmt For For
5 TOMMY R. FRANKS Mgmt For For
6 PAUL FULTON Mgmt For For
7 CHARLES K. GIFFORD Mgmt For For
8 W. STEVEN JONES Mgmt For For
9 KENNETH D. LEWIS Mgmt For For
10 MONICA C. LOZANO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 17 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 WALTER E. MASSEY Mgmt For For
12 THOMAS J. MAY Mgmt For For
13 PATRICIA E. MITCHELL Mgmt For For
14 THOMAS M. RYAN Mgmt For For
15 O. TEMPLE SLOAN, JR. Mgmt For For
16 MEREDITH R. SPANGLER Mgmt For For
17 ROBERT L. TILLMAN Mgmt For For
18 JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For
ASSOCIATE STOCK PLAN.
04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 18 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN Shr For Against
DIRECTOR ELECTIONS
06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against
CHAIRMAN
07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For
OPPORTUNITY POLICY
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 19 of 133
UNASSIGNED
BAXTER INTERNATIONAL INC.
SECURITY: 071813109 AGENDA NUMBER: 932455620
TICKER: BAX MEETING TYPE: Annual
ISIN: MEETING DATE: 09-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 WALTER E. BOOMER Mgmt For For
2 J.R. GAVIN III, MD PHD Mgmt For For
3 PETER S. HELLMAN Mgmt For For
4 K.J. STORM Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO AMEND ARTICLE SIXTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFIED STRUCTURE OF
THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND ARTICLE FIFTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
REDUCING THE MINIMUM AND MAXIMUM NUMBER
OF DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 20 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 PROPOSAL RELATING TO THE REDEMPTION OF Shr For Against
THE SHAREHOLDER RIGHTS PLAN
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 21 of 133
UNASSIGNED
BECKMAN COULTER, INC.
SECURITY: 075811109 AGENDA NUMBER: 932447712
TICKER: BEC MEETING TYPE: Annual
ISIN: MEETING DATE: 12-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER B. DERVAN, PH.D. Mgmt For For
2 SCOTT GARRETT Mgmt For For
3 R.J. LAVIZZO-MOUREY, MD Mgmt For For
4 GLENN S. SCHAFER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 22 of 133
UNASSIGNED
BELLSOUTH CORPORATION
SECURITY: 079860102 AGENDA NUMBER: 932450632
TICKER: BLS MEETING TYPE: Annual
ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 F.D. ACKERMAN Mgmt For For
2 R.V. ANDERSON Mgmt For For
3 J.H. BLANCHARD Mgmt For For
4 J.H. BROWN Mgmt For For
5 A.M. CODINA Mgmt For For
6 M.L. FEIDLER Mgmt For For
7 K.F. FELDSTEIN Mgmt For For
8 J.P. KELLY Mgmt For For
9 L.F. MULLIN Mgmt For For
10 R.B. SMITH Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 23 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.S. STAVROPOULOS Mgmt For For
02 RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr Against For
POLITICAL CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 24 of 133
UNASSIGNED
CAMECO CORPORATION
SECURITY: 13321L108 AGENDA NUMBER: 932481916
TICKER: CCJ MEETING TYPE: Special
ISIN: MEETING DATE: 04-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN S. AUSTON Mgmt For For
2 JOHN H. CLAPPISON Mgmt For For
3 JOE F. COLVIN Mgmt Withheld Against
4 HARRY D. COOK Mgmt Withheld Against
5 JAMES R. CURTISS Mgmt Withheld Against
6 GEORGE S. DEMBROSKI Mgmt For For
7 GERALD W. GRANDEY Mgmt For For
8 NANCY E. HOPKINS Mgmt For For
9 OYVIND HUSHOVD Mgmt For For
10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 25 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. NEIL MCMILLAN Mgmt For For
12 ROBERT W. PETERSON Mgmt For For
13 VICTOR J. ZALESCHUK Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For
OPTION PLAN, AS SET OUT IN SCHEDULE B TO
THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain
SHARES REPRESENTED HEREBY ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED BY ONE
OR MORE RESIDENTS (PLEASE MARK THE FOR
BOX) OR ONE OR MORE NON-RESIDENTS
(PLEASE MARK THE ABSTAIN BOX).
05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain
MARK THE FOR BOX, IF THE UNDERSIGNED IS
A NON-RESIDENT PLEASE MARK THE ABSTAIN
BOX.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 26 of 133
UNASSIGNED
CAMPBELL SOUP COMPANY
SECURITY: 134429109 AGENDA NUMBER: 932400067
TICKER: CPB MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
T
1 JOHN F. BROCK Mgmt For For
2 EDMUND M. CARPENTER Mgmt For For
3 PAUL R. CHARRON Mgmt For For
4 DOUGLAS R. CONANT Mgmt For For
5 BENNETT DORRANCE Mgmt For For
6 KENT B. FOSTER Mgmt For For
7 HARVEY GOLUB Mgmt For For
8 RANDALL W. LARRIMORE Mgmt For For
9 PHILIP E. LIPPINCOTT Mgmt For For
10 MARY ALICE D. MALONE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 27 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SARA MATHEW Mgmt For For
12 DAVID C. PATTERSON Mgmt For For
13 CHARLES R. PERRIN Mgmt For For
14 A. BARRY RAND Mgmt For For
15 GEORGE STRAWBRIDGE, JR. Mgmt For For
16 LES C. VINNEY Mgmt For For
17 CHARLOTTE C. WEBER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
T
03 APPROVAL OF THE 2005 LONG-TERM INCENTIVE Mgmt For For
PLAN
T
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 28 of 133
UNASSIGNED
CATERPILLAR INC.
SECURITY: 149123101 AGENDA NUMBER: 932517379
TICKER: CAT MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DAVID R. GOODE Mgmt For For
2 JAMES W. OWENS Mgmt For For
3 CHARLES D. POWELL Mgmt For For
4 JOSHUA I. SMITH Mgmt For For
02 AMEND ARTICLES OF INCORPORATION Mgmt Against Against
03 APPROVE LONG-TERM INCENTIVE PLAN Mgmt Against Against
04 APPROVE SHORT-TERM INCENTIVE PLAN Mgmt For For
05 RATIFY AUDITORS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 29 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL - DECLASSIFY BOARD Mgmt For Against
07 STOCKHOLDER PROPOSAL - SEPARATE CEO & Mgmt For Against
CHAIR
08 STOCKHOLDER PROPOSAL - MAJORITY VOTE Shr For Against
STANDARD
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 30 of 133
UNASSIGNED
CHUBB CORPORATION
SECURITY: 171232101 AGENDA NUMBER: 932465241
TICKER: CB MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ZOE BAIRD Mgmt For For
2 SHEILA P. BURKE Mgmt For For
3 JAMES I. CASH, JR. Mgmt For For
4 JOEL J. COHEN Mgmt For For
5 JAMES M. CORNELIUS Mgmt For For
6 JOHN D. FINNEGAN Mgmt For For
7 KLAUS J. MANGOLD Mgmt For For
8 SIR DAVID G SCHOLEY CBE Mgmt For For
9 RAYMOND G.H. SEITZ Mgmt For For
10 LAWRENCE M. SMALL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 31 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DANIEL E. SOMERS Mgmt For For
12 KAREN HASTIE WILLIAMS Mgmt For For
13 ALFRED W. ZOLLAR Mgmt For For
02 TO VOTE ON THE ADOPTION OF THE CHUBB Mgmt For For
CORPORATION ANNUAL INCENTIVE
COMPENSATION PLAN (2006).
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR.
04 TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REGARDING THE MANNER IN WHICH DIRECTORS
ARE ELECTED.
05 TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 32 of 133
UNASSIGNED
CITIGROUP INC.
SECURITY: 172967101 AGENDA NUMBER: 932447750
TICKER: C MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 C. MICHAEL ARMSTRONG Mgmt For For
2 ALAIN J.P. BELDA Mgmt For For
3 GEORGE DAVID Mgmt For For
4 KENNETH T. DERR Mgmt For For
5 JOHN M. DEUTCH Mgmt For For
6 R. HERNANDEZ RAMIREZ Mgmt For For
7 ANN DIBBLE JORDAN Mgmt For For
8 KLAUS KLEINFELD Mgmt For For
9 ANDREW N. LIVERIS Mgmt For For
10 DUDLEY C. MECUM Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 33 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ANNE MULCAHY Mgmt For For
12 RICHARD D. PARSONS Mgmt For For
13 CHARLES PRINCE Mgmt For For
14 JUDITH RODIN Mgmt For For
15 ROBERT E. RUBIN Mgmt For For
16 FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITIGROUP S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 34 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 STOCKHOLDER PROPOSAL REQUESTING NO Shr For Against
FUTURE NEW STOCK OPTION GRANTS AND NO
RENEWAL OR REPRICING OF CURRENT STOCK
OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON CHARITABLE CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
ADOPTION OF A POLICY REGARDING
PERFORMANCE-BASED EQUITY COMPENSATION
FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING Shr Against For
REIMBURSEMENT OF EXPENSES INCURRED BY A
STOCKHOLDER IN A CONTESTED ELECTION OF
DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
RECOUPMENT OF MANAGEMENT BONUSES IN THE
EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 35 of 133
UNASSIGNED
COMCAST CORPORATION
SECURITY: 20030N101 AGENDA NUMBER: 932467815
TICKER: CMCSA MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 S. DECKER ANSTROM Mgmt For For
2 KENNETH J. BACON Mgmt For For
3 SHELDON M. BONOVITZ Mgmt For For
4 EDWARD D. BREEN Mgmt For For
5 JULIAN A. BRODSKY Mgmt For For
6 JOSEPH J. COLLINS Mgmt For For
7 J. MICHAEL COOK Mgmt For For
8 JEFFREY A. HONICKMAN Mgmt For For
9 BRIAN L. ROBERTS Mgmt For For
10 RALPH J. ROBERTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 36 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DR. JUDITH RODIN Mgmt For For
12 MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
04 2002 RESTRICTED STOCK PLAN. Mgmt For For
05 2006 CASH BONUS PLAN. Mgmt For For
06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For
OPTIONS.
07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For
NOT BE AN EMPLOYEE.
08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 37 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 ADOPT A RECAPITALIZATION PLAN. Shr For Against
10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For
COMMITTEE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 38 of 133
UNASSIGNED
CONOCOPHILLIPS
SECURITY: 20825C104 AGENDA NUMBER: 932476383
TICKER: COP MEETING TYPE: Annual
ISIN: MEETING DATE: 10-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 RICHARD L. ARMITAGE Mgmt For For
2 RICHARD H. AUCHINLECK Mgmt For For
3 HARALD J. NORVIK Mgmt For For
4 WILLIAM K. REILLY Mgmt For For
5 VICTORIA J. TSCHINKEL Mgmt For For
6 KATHRYN C. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006
03 DRILLING IN SENSITIVE AREAS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 39 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 DIRECTOR ELECTION VOTE STANDARD Shr For Against
05 SHAREHOLDER APPROVAL OF FUTURE Shr For Against
EXTRAORDINARY RETIREMENT BENEFITS FOR
SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO Shr Against For
COMMUNITIES
07 EQUITABLE COMPENSATION OF NON- EMPLOYEE Mgmt For Against
DIRECTORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 40 of 133
UNASSIGNED
CONSOLIDATED EDISON, INC.
SECURITY: 209115104 AGENDA NUMBER: 932486649
TICKER: ED MEETING TYPE: Annual
ISIN: MEETING DATE: 15-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 K. BURKE Mgmt For For
2 V.A. CALARCO Mgmt For For
3 G. CAMPBELL, JR. Mgmt For For
4 G.J. DAVIS Mgmt For For
5 M.J. DEL GIUDICE Mgmt For For
6 E.V. FUTTER Mgmt For For
7 S. HERNANDEZ Mgmt For For
8 P.W. LIKINS Mgmt For For
9 E.R. MCGRATH Mgmt For For
10 F.V. SALERNO Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 41 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 L.F. SUTHERLAND Mgmt For For
12 S.R. VOLK Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
03 ADDITIONAL COMPENSATION INFORMATION. Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 42 of 133
UNASSIGNED
CSX CORPORATION
SECURITY: 126408103 AGENDA NUMBER: 932476345
TICKER: CSX MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E.E. BAILEY Mgmt For For
2 SEN. J.B. BREAUX Mgmt For For
3 E.J. KELLY, III Mgmt For For
4 R.D. KUNISCH Mgmt For For
5 S.J. MORCOTT Mgmt For For
6 D.M. RATCLIFFE Mgmt For For
7 W.C. RICHARDSON Mgmt For For
8 F.S. ROYAL, M.D. Mgmt For For
9 D.J. SHEPARD Mgmt For For
10 M.J. WARD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 43 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 RATIFICATION OF ERNST & YOUNG AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2006
03 REAPPROVAL OF THE CSX OMNIBUS INCENTIVE Mgmt For For
PLAN
04 ELIMINATION OF SUPERMAJORITY VOTING Mgmt For For
REQUIREMENTS - MERGER OR SHARE EXCHANGE,
CERTAIN SALES OR DISPOSITIONS, AND
DISSOLUTION
05 ELIMINATION OF SUPERMAJORITY VOTING Mgmt For For
REQUIREMENTS - AFFILIATED TRANSACTIONS
06 SHAREHOLDER PROPOSAL REGARDING SEPARATE Mgmt Against For
CHAIRMAN AND CEO
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 44 of 133
UNASSIGNED
CVS CORPORATION
SECURITY: 126650100 AGENDA NUMBER: 932471294
TICKER: CVS MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 W. DON CORNWELL Mgmt For For
2 DAVID W. DORMAN Mgmt For For
3 THOMAS P. GERRITY Mgmt For For
4 MARIAN L. HEARD Mgmt For For
5 WILLIAM H. JOYCE Mgmt For For
6 TERRENCE MURRAY Mgmt For For
7 SHELI Z. ROSENBERG Mgmt For For
8 THOMAS M. RYAN Mgmt For For
9 ALFRED J. VERRECCHIA Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 45 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS CVS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 30, 2006.
03 STOCKHOLDER PROPOSAL REGARDING ELECTION Mgmt For Against
OF DIRECTORS.
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
RETIREMENT BENEFITS OF CERTAIN SENIOR
EXECUTIVES.
05 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
INDEPENDENCE OF THE CHAIRMAN OF THE
BOARD.
06 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
FORMULATION OF COSMETICS SOLD AT CVS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 46 of 133
UNASSIGNED
DOMINION RESOURCES, INC.
SECURITY: 25746U109 AGENDA NUMBER: 932453032
TICKER: D MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER W. BROWN Mgmt For For
2 RONALD J. CALISE Mgmt For For
3 THOS. E. CAPPS Mgmt For For
4 GEORGE A. DAVIDSON, JR. Mgmt For For
5 THOMAS F. FARRELL, II Mgmt For For
6 JOHN W. HARRIS Mgmt For For
7 ROBERT S. JEPSON, JR. Mgmt For For
8 MARK J. KINGTON Mgmt For For
9 BENJAMIN J. LAMBERT III Mgmt For For
10 RICHARD L. LEATHERWOOD Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 47 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARGARET A. MCKENNA Mgmt For For
12 FRANK S. ROYAL Mgmt For For
13 S. DALLAS SIMMONS Mgmt For For
14 DAVID A. WOLLARD Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS FOR THE 2006 FINANCIAL
STATEMENTS.
03 SHAREHOLDER PROPOSAL - MAJORITY VOTE Shr For Against
STANDARD
04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL - RETIREMENT Shr Against For
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 48 of 133
UNASSIGNED
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY: 263534109 AGENDA NUMBER: 932457612
TICKER: DD MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALAIN J.P. BELDA Mgmt For For
2 RICHARD H. BROWN Mgmt For For
3 CURTIS J. CRAWFORD Mgmt For For
4 JOHN T. DILLON Mgmt For For
5 ELEUTHERE I. DU PONT Mgmt For For
6 CHARLES O. HOLLIDAY, JR Mgmt For For
7 LOIS D. JULIBER Mgmt For For
8 MASAHISA NAITOH Mgmt For For
9 SEAN O'KEEFE Mgmt For For
10 WILLIAM K. REILLY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 49 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 CHARLES M. VEST Mgmt For For
02 ON RATIFICATION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ON EXECUTIVE COMPENSATION Shr Against For
04 ON GENETICALLY MODIFIED FOOD Mgmt Against For
05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against
06 ON PFOA Shr Against For
07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 50 of 133
UNASSIGNED
ENTERGY CORPORATION
SECURITY: 29364G103 AGENDA NUMBER: 932467500
TICKER: ETR MEETING TYPE: Annual
ISIN: MEETING DATE: 12-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.S. BATEMAN Mgmt For For
2 W.F. BLOUNT Mgmt For For
3 S.D. DEBREE Mgmt For For
4 G.W. EDWARDS Mgmt For For
5 A.M. HERMAN Mgmt For For
6 D.C. HINTZ Mgmt For For
7 J.W. LEONARD Mgmt For For
8 S.L. LEVENICK Mgmt For For
9 R. V.D. LUFT Mgmt For For
10 J.R. NICHOLS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 51 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 W.A. PERCY, II Mgmt For For
12 W.J. TAUZIN Mgmt For For
13 S.V. WILKINSON Mgmt For For
02 APPROVAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTE REQUIREMENT WITH RESPECT TO THE
REMOVAL OF DIRECTORS.
03 APPROVAL OF 2007 EQUITY OWNERSHIP AND Mgmt For For
LONG TERM CASH INCENTIVE PLAN.
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
2006.
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
ELECTION OF DIRECTORS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 52 of 133
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932358232
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 APPROVAL OF SHARE ISSUANCE Mgmt For For
02 DIRECTORS
1 E.A. BRENNAN Mgmt For For
2 B. DEMARS Mgmt For For
3 N.A. DIAZ Mgmt For For
4 J.W. ROWE Mgmt For For
5 R. RUBIN Mgmt For For
03 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 53 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 APPROVAL OF 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN
06 APPROVAL OF EXELON EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN FOR UNINCORPORATED
SUBSIDIARIES
07 APPROVAL TO ADJOURN OR POSTPONE ANNUAL Mgmt For For
MEETING
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 54 of 133
UNASSIGNED
EXELON CORPORATION
SECURITY: 30161N101 AGENDA NUMBER: 932538361
TICKER: EXC MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.W. D'ALESSIO Mgmt For For
2 R.B. GRECO Mgmt For For
3 J.M. PALMS Mgmt For For
4 J.W. ROGERS Mgmt For For
5 R.L. THOMAS Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For
03 SHAREHOLDER PROPOSAL TO REQUIRE Shr Against For
SHAREHOLDER APPROVAL OF FUTURE SEVERANCE
BENEFITS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 55 of 133
UNASSIGNED
EXXON MOBIL CORPORATION
SECURITY: 30231G102 AGENDA NUMBER: 932485700
TICKER: XOM MEETING TYPE: Annual
ISIN: MEETING DATE: 31-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 M.J. BOSKIN Mgmt For For
2 W.W. GEORGE Mgmt For For
3 J.R. HOUGHTON Mgmt Withheld Against
4 W.R. HOWELL Mgmt Withheld Against
5 R.C. KING Mgmt Withheld Against
6 P.E. LIPPINCOTT Mgmt For For
7 H.A. MCKINNELL, JR. Mgmt For For
8 M.C. NELSON Mgmt For For
9 S.J. PALMISANO Mgmt For For
10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 56 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.S. SIMON Mgmt For For
12 R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
(PAGE 32)
03 CUMULATIVE VOTING (PAGE 34) Shr Against For
04 MAJORITY VOTE (PAGE 35) Shr For Against
05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For
07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 57 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For
10 EXECUTIVE COMPENSATION CRITERIA Mgmt Against For
(PAGE 45)
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For
12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For
13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For
15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 58 of 133
UNASSIGNED
FEDERATED DEPARTMENT STORES, INC.
SECURITY: 31410H101 AGENDA NUMBER: 932499773
TICKER: FD MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOYCE M. ROCHE Mgmt For For
2 WILLIAM P. STIRITZ Mgmt For For
3 CRAIG E. WEATHERUP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FEDERATED S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING FEBRUARY 3, 2007.
03 TO ADOPT AN AMENDMENT TO FEDERATED S Mgmt For For
CERTIFICATE OF INCORPORATION.
04 TO AMEND FEDERATED S 1995 EXECUTIVE Mgmt For For
EQUITY INCENTIVE PLAN.
05 TO AMEND FEDERATED S 1994 STOCK Mgmt For For
INCENTIVE PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 59 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 TO ACT UPON A STOCKHOLDER PROPOSAL TO Mgmt Against For
ADOPT A POLICY THAT WOULD LIMIT THE
NUMBER OF BOARDS ON WHICH FEDERATED S
DIRECTORS MAY CONCURRENTLY SERVE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 60 of 133
UNASSIGNED
GENERAL DYNAMICS CORPORATION
SECURITY: 369550108 AGENDA NUMBER: 932471876
TICKER: GD MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 N.D. CHABRAJA Mgmt For For
2 J.S. CROWN Mgmt For For
3 W.P. FRICKS Mgmt For For
4 C.H. GOODMAN Mgmt For For
5 J.L. JOHNSON Mgmt For For
6 G.A. JOULWAN Mgmt For For
7 P.G. KAMINSKI Mgmt For For
8 J.M. KEANE Mgmt For For
9 D.J. LUCAS Mgmt For For
10 L.L. LYLES Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 61 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 C.E. MUNDY, JR. Mgmt For For
12 R. WALMSLEY Mgmt For For
02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against
MAJORITY VOTE STANDARD FOR ELECTION OF
DIRECTORS
04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
AUTOMATIC DISQUALIFICATION OF DIRECTORS
WHO FAIL TO RECEIVE A MAJORITY OF
AFFIRMATIVE VOTES CAST
05 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against For
INDEPENDENT BOARD CHAIRMAN
06 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
CORPORATE POLITICAL CONTRIBUTIONS
07 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
SUSTAINABILITY REPORT
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 62 of 133
UNASSIGNED
GENERAL ELECTRIC COMPANY
SECURITY: 369604103 AGENDA NUMBER: 932446241
TICKER: GE MEETING TYPE: Annual
ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 JAMES I. CASH, JR. Mgmt For For
2 SIR WILLIAM M. CASTELL Mgmt For For
3 ANN M. FUDGE Mgmt For For
4 CLAUDIO X. GONZALEZ Mgmt Withheld Against
5 JEFFREY R. IMMELT Mgmt For For
6 ANDREA JUNG Mgmt For For
7 ALAN G. LAFLEY Mgmt For For
8 ROBERT W. LANE Mgmt For For
9 RALPH S. LARSEN Mgmt For For
10 ROCHELLE B. LAZARUS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 63 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 SAM NUNN Mgmt For For
12 ROGER S. PENSKE Mgmt For For
13 ROBERT J. SWIERINGA Mgmt For For
14 DOUGLAS A. WARNER III Mgmt For For
15 ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT AUDITOR
01 CUMULATIVE VOTING Shr Against For
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF Shr Against For
RETIREES
04 INDEPENDENT BOARD CHAIRMAN Mgmt Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 64 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 DIRECTOR ELECTION MAJORITY VOTE Shr Against For
STANDARD
06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 65 of 133
UNASSIGNED
GLOBALSANTAFE CORPORATION
SECURITY: G3930E101 AGENDA NUMBER: 932493187
TICKER: GSF MEETING TYPE: Annual
ISIN: MEETING DATE: 23-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 THOMAS W. CASON Mgmt For For
2 JON A. MARSHALL Mgmt For For
3 CARROLL W. SUGGS Mgmt For For
2A AMEND THE COMPANY S AMENDED AND Mgmt Against Against
RESTATED ARTICLES OF ASSOCIATION, AS
AMENDED TO DATE; TO PROVIDE THAT THE
ISSUANCE OF PREFERENCE SHARES IS NOT A
VARIATION OF THE RIGHTS OF THE HOLDERS
OF ORDINARY SHARES AND TO MAKE A RELATED
CLARIFYING CHANGE, AND AMEND THE COMPANY
S AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION TO MAKE A RELATED CLARIFYING
CHANGE.
2B AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION TO INCREASE THE COMPANY S
FLEXIBILITY IN REPURCHASING ITS SHARES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 66 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
2C AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION TO DELETE OBSOLETE
PROVISIONS RELATING TO KUWAIT PETROLEUM
CORPORATION AND ITS AFFILIATES.
2D AMEND THE EXISTING MEMORANDUM OF Mgmt For For
ASSOCIATION AND THE EXISTING ARTICLES OF
ASSOCIATION TO CLARIFY, UPDATE AND MAKE
MINOR CHANGES TO CERTAIN PROVISIONS.
2E AMEND AND RESTATE THE EXISTING Mgmt For For
MEMORANDUM OF ASSOCIATION AND THE
EXISTING ARTICLES OF ASSOCIATION TO
INCORPORATE ALL PREVIOUS AMENDMENTS
THERETO.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 67 of 133
UNASSIGNED
GOLDEN WEST FINANCIAL CORPORATION
SECURITY: 381317106 AGENDA NUMBER: 932446772
TICKER: GDW MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MARYELLEN C. HERRINGER Mgmt For For
2 KENNETH T. ROSEN Mgmt For For
3 HERBERT M. SANDLER Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
COMPANY S INDEPENDENT OUTSIDE AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 68 of 133
UNASSIGNED
GOODRICH CORPORATION
SECURITY: 382388106 AGENDA NUMBER: 932447116
TICKER: GR MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DIANE C. CREEL Mgmt Withheld Against
2 GEORGE A. DAVIDSON, JR. Mgmt For For
3 HARRIS E. DELOACH, JR. Mgmt For For
4 JAMES W. GRIFFITH Mgmt For For
5 WILLIAM R. HOLLAND Mgmt For For
6 JOHN P. JUMPER Mgmt For For
7 MARSHALL O. LARSEN Mgmt For For
8 DOUGLAS E. OLESEN Mgmt For For
9 ALFRED M. RANKIN, JR. Mgmt For For
10 JAMES R. WILSON Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 69 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 A. THOMAS YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 70 of 133
UNASSIGNED
HOST HOTELS & RESORTS
SECURITY: 44107P104 AGENDA NUMBER: 932444994
TICKER: HST MEETING TYPE: Special
ISIN: MEETING DATE: 05-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 ISSUANCE OF SHARES OF HOST MARRIOTT Mgmt For For
CORPORATION COMMON STOCK IN THE
TRANSACTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 71 of 133
UNASSIGNED
HOST HOTELS & RESORTS
SECURITY: 44107P104 AGENDA NUMBER: 932507633
TICKER: HST MEETING TYPE: Annual
ISIN: MEETING DATE: 18-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT M. BAYLIS Mgmt For For
2 TERENCE C. GOLDEN Mgmt For For
3 ANN M. KOROLOGOS Mgmt For For
4 RICHARD E. MARRIOTT Mgmt For For
5 JUDITH A. MCHALE Mgmt For For
6 JOHN B. MORSE, JR. Mgmt For For
7 CHRISTOPHER J. NASSETTA Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 STOCKHOLDER PROPOSAL TO ELECT Shr For For
DIRECTORS BY A MAJORITY VOTE STANDARD.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 72 of 133
UNASSIGNED
HUNTSMAN CORPORATION
SECURITY: 447011107 AGENDA NUMBER: 932404849
TICKER: HUN MEETING TYPE: Annual
ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JON M. HUNTSMAN Mgmt Withheld Against
2 MARSHA J. EVANS Mgmt Withheld Against
3 DAVID J. MATLIN Mgmt Withheld Against
4 CHRISTOPHER R. PECHOCK Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2005.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 73 of 133
UNASSIGNED
JPMORGAN CHASE & CO.
SECURITY: 46625H100 AGENDA NUMBER: 932470228
TICKER: JPM MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN H. BIGGS Mgmt For For
2 STEPHEN B. BURKE Mgmt For For
3 JAMES S. CROWN Mgmt For For
4 JAMES DIMON Mgmt For For
5 ELLEN V. FUTTER Mgmt For For
6 WILLIAM H. GRAY, III Mgmt For For
7 WILLIAM B. HARRISON, JR Mgmt For For
8 LABAN P. JACKSON, JR. Mgmt For For
9 JOHN W. KESSLER Mgmt For For
10 ROBERT I. LIPP Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 74 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RICHARD A. MANOOGIAN Mgmt For For
12 DAVID C. NOVAK Mgmt For For
13 LEE R. RAYMOND Mgmt For For
14 WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 STOCK OPTIONS Shr Against For
04 PERFORMANCE-BASED RESTRICTED Shr Against For
STOCK
05 SEPARATE CHAIRMAN Mgmt For Against
06 SEXUAL ORIENTATION Shr Against For
07 SPECIAL SHAREHOLDER MEETINGS Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 75 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 LOBBYING PRIORITIES REPORT Shr Against For
09 POLITICAL CONTRIBUTIONS REPORT Shr Against For
10 POISON PILL Shr Against For
11 CUMULATIVE VOTING Shr Against For
12 BONUS RECOUPMENT Shr Against For
13 OVERCOMMITTED DIRECTORS Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 76 of 133
UNASSIGNED
KELLOGG COMPANY
SECURITY: 487836108 AGENDA NUMBER: 932445326
TICKER: K MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN T. DILLON Mgmt For For
2 JAMES M. JENNESS Mgmt For For
3 L. DANIEL JORNDT Mgmt For For
4 WILLIAM D. PEREZ Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2006
03 APPROVAL OF THE KELLOGG COMPANY Mgmt For For
SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN
04 PREPARE SUSTAINABILITY REPORT Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 77 of 133
UNASSIGNED
KIMBERLY-CLARK CORPORATION
SECURITY: 494368103 AGENDA NUMBER: 932446532
TICKER: KMB MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DENNIS R. BERESFORD Mgmt For For
2 ABELARDO E. BRU Mgmt For For
3 THOMAS J. FALK Mgmt For For
4 MAE C. JEMISON Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
CLASSIFIED BOARD
04 STOCKHOLDER PROPOSAL REGARDING Shr Against For
ADOPTION OF GLOBAL HUMAN RIGHTS
STANDARDS BASED ON INTERNATIONAL LABOR
CONVENTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 78 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
05 STOCKHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING
06 STOCKHOLDER PROPOSAL REQUESTING Shr Against For
A REPORT ON SUSTAINABLE FORESTRY
PRACTICES
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 79 of 133
UNASSIGNED
LAM RESEARCH CORPORATION
SECURITY: 512807108 AGENDA NUMBER: 932401425
TICKER: LRCX MEETING TYPE: Annual
ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES W. BAGLEY Mgmt For For
2 DAVID G. ARSCOTT Mgmt For For
3 ROBERT M. BERDAHL Mgmt For For
4 RICHARD J. ELKUS, JR. Mgmt For For
5 JACK R. HARRIS Mgmt For For
6 GRANT M. INMAN Mgmt For For
7 STEPHEN G. NEWBERRY Mgmt For For
8 SEIICHI WATANABE Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENT Mgmt For For
OF THE LAM 2004 EXECUTIVE INCENTIVE
PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 80 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 81 of 133
UNASSIGNED
LOCKHEED MARTIN CORPORATION
SECURITY: 539830109 AGENDA NUMBER: 932459010
TICKER: LMT MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E.C."PETE"ALDRIDGE, JR. Mgmt For For
2 NOLAN D. ARCHIBALD Mgmt For For
3 MARCUS C. BENNETT Mgmt For For
4 JAMES O. ELLIS, JR. Mgmt For For
5 GWENDOLYN S. KING Mgmt For For
6 JAMES M. LOY Mgmt For For
7 DOUGLAS H. MCCORKINDALE Mgmt For For
8 EUGENE F. MURPHY Mgmt For For
9 JOSEPH W. RALSTON Mgmt For For
10 FRANK SAVAGE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 82 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JAMES M. SCHNEIDER Mgmt For For
12 ANNE STEVENS Mgmt For For
13 ROBERT J. STEVENS Mgmt For For
14 JAMES R. UKROPINA Mgmt For For
15 DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL-ADOPTION OF Mgmt For For
PERFORMANCE GOALS WITHIN THE 2006
MANAGEMENT INCENTIVE COMPENSATION PLAN
04 MANAGEMENT PROPOSAL-APPROVAL OF Mgmt For For
AMENDMENT AND RESTATEMENT OF THE CHARTER
05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 83 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
ST. FRANCIS OF PHILADELPHIA AND OTHER
GROUPS
08 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr Against For
MERCY AND OTHER GROUPS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 84 of 133
UNASSIGNED
MCDONALD'S CORPORATION
SECURITY: 580135101 AGENDA NUMBER: 932476446
TICKER: MCD MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ROBERT A. ECKERT Mgmt For For
2 ENRIQUE HERNANDEZ, JR. Mgmt For For
3 JEANNE P. JACKSON Mgmt For For
4 RICHARD H. LENNY Mgmt For For
5 ANDREW J. MCKENNA Mgmt For For
6 SHEILA A. PENROSE Mgmt For For
02 APPROVAL OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF A SHAREHOLDER PROPOSAL Shr Against For
RELATING TO SHAREHOLDER APPROVAL OF
FUTURE SEVERANCE AGREEMENTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 85 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
04 APPROVAL OF A SHAREHOLDER PROPOSAL Mgmt Against For
RELATING TO LABELING OF GENETICALLY
ENGINEERED PRODUCTS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 86 of 133
UNASSIGNED
MERRILL LYNCH & CO., INC.
SECURITY: 590188108 AGENDA NUMBER: 932447279
TICKER: MER MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ALBERTO CRIBIORE Mgmt For For
2 AULANA L. PETERS Mgmt For For
3 CHARLES O. ROSSOTTI Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
03 INSTITUTE CUMULATIVE VOTING Shr For Against
04 SUBMIT DIRECTOR COMPENSATION TO Shr Against For
SHAREHOLDERS FOR ANNUAL APPROVAL
05 SUBMIT MANAGEMENT DEVELOPMENT AND Shr For Against
COMPENSATION COMMITTEE REPORT TO
SHAREHOLDERS FOR ANNUAL APPROVAL
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 87 of 133
UNASSIGNED
MOTOROLA, INC.
SECURITY: 620076109 AGENDA NUMBER: 932451610
TICKER: MOT MEETING TYPE: Annual
ISIN: MEETING DATE: 01-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For
1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt Against Against
1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For
1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For
1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For
1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For
1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 88 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For
1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For
1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For
1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For
02 ADOPTION OF THE MOTOROLA OMNIBUS Mgmt For For
INCENTIVE PLAN OF 2006
03 SHAREHOLDER PROPOSAL RE: REDEEM OR VOTE Shr For Against
POISON PILL
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 89 of 133
UNASSIGNED
NATIONAL CITY CORPORATION
SECURITY: 635405103 AGENDA NUMBER: 932446671
TICKER: NCC MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.E. BARFIELD Mgmt For For
2 J.S. BROADHURST Mgmt For For
3 C.M. CONNOR Mgmt For For
4 D.A. DABERKO Mgmt For For
5 B.P. HEALY Mgmt For For
6 S.C. LINDNER Mgmt For For
7 P.A. ORMOND Mgmt For For
8 G.L. SHAHEEN Mgmt For For
9 J.S. THORNTON Mgmt For For
10 M. WEISS Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 90 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 THE RATIFICATION OF THE AUDIT COMMITTEE Mgmt For For
S SELECTION OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 91 of 133
UNASSIGNED
NIKE, INC.
SECURITY: 654106103 AGENDA NUMBER: 932382687
TICKER: NKE MEETING TYPE: Annual
ISIN: MEETING DATE: 20-Sep-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JILL K. CONWAY Mgmt For For
2 ALAN B. GRAF, JR. Mgmt For For
3 JEANNE P. JACKSON Mgmt For For
02 PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
03 PROPOSAL TO RE-APPROVE AND AMEND THE Mgmt For For
NIKE, INC. EXECUTIVE PERFORMANCE SHARING
PLAN.
04 PROPOSAL TO AMEND THE NIKE, INC. 1990 Mgmt Against Against
STOCK INCENTIVE PLAN.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 92 of 133
UNASSIGNED
OCCIDENTAL PETROLEUM CORPORATION
SECURITY: 674599105 AGENDA NUMBER: 932457597
TICKER: OXY MEETING TYPE: Annual
ISIN: MEETING DATE: 05-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 SPENCER ABRAHAM Mgmt For For
2 RONALD W. BURKLE Mgmt Withheld Against
3 JOHN S. CHALSTY Mgmt For For
4 EDWARD P. DJEREJIAN Mgmt For For
5 R. CHAD DREIER Mgmt For For
6 JOHN E. FEICK Mgmt For For
7 RAY R. IRANI Mgmt For For
8 IRVIN W. MALONEY Mgmt For For
9 RODOLFO SEGOVIA Mgmt For For
10 AZIZ D. SYRIANI Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 93 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 ROSEMARY TOMICH Mgmt For For
12 WALTER L. WEISMAN Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
KPMG AS INDEPENDENT AUDITORS.
03 APPROVAL OF INCREASE IN AUTHORIZED Mgmt For For
CAPITAL STOCK.
04 LIMIT ON EXECUTIVE COMPENSATION. Mgmt Against For
05 SCIENTIFIC REPORT ON GLOBAL Shr Against For
WARMING/COOLING.
06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 94 of 133
UNASSIGNED
PEPSICO, INC.
SECURITY: 713448108 AGENDA NUMBER: 932461142
TICKER: PEP MEETING TYPE: Annual
ISIN: MEETING DATE: 03-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J.F. AKERS Mgmt For For
2 R.E. ALLEN Mgmt For For
3 D. DUBLON Mgmt For For
4 V.J. DZAU Mgmt For For
5 R.L. HUNT Mgmt For For
6 A. IBARGUEN Mgmt For For
7 A.C. MARTINEZ Mgmt For For
8 I.K. NOOYI Mgmt For For
9 S.S REINEMUND Mgmt For For
10 S.P. ROCKEFELLER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 95 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.J. SCHIRO Mgmt For For
12 F.A. THOMAS Mgmt For For
13 C.M. TRUDELL Mgmt For For
14 D. VASELLA Mgmt For For
15 M.D. WHITE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS
03 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 23)
04 SHAREHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS (PROXY STATEMENT P. 24)
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 96 of 133
UNASSIGNED
PFIZER INC.
SECURITY: 717081103 AGENDA NUMBER: 932449526
TICKER: PFE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MICHAEL S. BROWN Mgmt For For
2 M. ANTHONY BURNS Mgmt For For
3 ROBERT N. BURT Mgmt For For
4 W. DON CORNWELL Mgmt For For
5 WILLIAM H. GRAY III Mgmt For For
6 CONSTANCE J. HORNER Mgmt For For
7 WILLIAM R. HOWELL Mgmt For For
8 STANLEY O. IKENBERRY Mgmt For For
9 GEORGE A. LORCH Mgmt For For
10 HENRY A. MCKINNELL Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 97 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DANA G. MEAD Mgmt For For
12 RUTH J. SIMMONS Mgmt For For
13 WILLIAM C. STEERE, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
03 MANAGEMENT PROPOSAL TO AMEND COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTE
REQUIREMENTS AND FAIR PRICE PROVISION.
04 SHAREHOLDER PROPOSAL RELATING TO TERM Shr Against For
LIMITS FOR DIRECTORS.
05 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
REPORTING ON PHARMACEUTICAL PRICE
RESTRAINT.
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
CUMULATIVE VOTING.
07 SHAREHOLDER PROPOSAL REQUESTING Mgmt Against For
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 98 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
09 SHAREHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
ON THE FEASIBILITY OF AMENDING PFIZER S
CORPORATE POLICY ON LABORATORY ANIMAL
CARE AND USE.
10 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
JUSTIFICATION FOR FINANCIAL
CONTRIBUTIONS WHICH ADVANCE ANIMAL-BASED
TESTING METHODOLOGIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 99 of 133
UNASSIGNED
PITNEY BOWES INC.
SECURITY: 724479100 AGENDA NUMBER: 932461750
TICKER: PBI MEETING TYPE: Annual
ISIN: MEETING DATE: 08-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 ANNE SUTHERLAND FUCHS Mgmt For For
2 JAMES H. KEYES Mgmt For For
3 DAVID L. SHEDLARZ Mgmt For For
4 DAVID B. SNOW, JR. Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 APPROVAL OF AMENDED AND RESTATED KEY Mgmt For For
EMPLOYEES INCENTIVE PLAN.
04 APPROVAL OF THE PITNEY BOWES 1998 U.K. Mgmt For For
S.A.Y.E. STOCK OPTION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 100 of 133
UNASSIGNED
PPL CORPORATION
SECURITY: 69351T106 AGENDA NUMBER: 932455757
TICKER: PPL MEETING TYPE: Annual
ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JOHN W. CONWAY Mgmt For For
2 E. ALLEN DEAVER Mgmt For For
3 JAMES H. MILLER Mgmt For For
4 SUSAN M. STALNECKER Mgmt For For
02 RE-APPROVAL OF SHORT-TERM INCENTIVE PLAN Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
04 SHAREOWNER PROPOSAL Mgmt For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 101 of 133
UNASSIGNED
PRECISION CASTPARTS CORP.
SECURITY: 740189105 AGENDA NUMBER: 932374490
TICKER: PCP MEETING TYPE: Annual
ISIN: MEETING DATE: 17-Aug-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 DEAN T. DUCRAY Mgmt For For
2 DON R. GRABER Mgmt For For
3 BYRON O. POND, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 102 of 133
UNASSIGNED
ROCKWELL AUTOMATION, INC.
SECURITY: 773903109 AGENDA NUMBER: 932423510
TICKER: ROK MEETING TYPE: Annual
ISIN: MEETING DATE: 01-Feb-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
A DIRECTOR
1 BETTY C. ALEWINE Mgmt For For
2 VERNE G. ISTOCK Mgmt For For
3 DAVID B. SPEER Mgmt For For
B APPROVE THE SELECTION OF AUDITORS. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 103 of 133
UNASSIGNED
SAFEWAY INC.
SECURITY: 786514208 AGENDA NUMBER: 932495496
TICKER: SWY MEETING TYPE: Annual
ISIN: MEETING DATE: 25-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1A ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1B ELECTION OF DIRECTOR: JANET E. GROVE Mgmt For For
1C ELECTION OF DIRECTOR: MOHAN GYANI Mgmt For For
1D ELECTION OF DIRECTOR: PAUL HAZEN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT I. Mgmt For For
MACDONNELL
1F ELECTION OF DIRECTOR: DOUGLAS J. Mgmt For For
MACKENZIE
1G ELECTION OF DIRECTOR: REBECCA A. STIRN Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 104 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
1H ELECTION OF DIRECTOR: WILLIAM Y. Mgmt For For
TAUSCHER
1I ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
02 RE-APPROVAL OF 2001 AMENDED AND RESTATED Mgmt For For
OPERATING PERFORMANCE BONUS PLAN FOR
EXECUTIVE OFFICERS OF SAFEWAY INC.
03 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2006.
04 STOCKHOLDER PROPOSAL REQUESTING Shr Against For
CUMULATIVE VOTING.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
SEPARATE VOTE ON GOLDEN PAY IN
CONNECTION WITH A MERGER.
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
CREATION OF A FORMAL MECHANISM FOR
DIALOGUE BETWEEN INDEPENDENT DIRECTORS
AND SHAREHOLDERS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 105 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
07 STOCKHOLDER PROPOSAL REQUESTING THE Mgmt Against For
LABELING OF GENETICALLY ENGINEERED
PRODUCTS.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
COMPANY ISSUE A SUSTAINABILITY REPORT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 106 of 133
UNASSIGNED
SCANA CORPORATION
SECURITY: 80589M102 AGENDA NUMBER: 932456292
TICKER: SCG MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES A. BENNETT* Mgmt For For
2 WILLIAM C. BURKHARDT* Mgmt For For
3 LYNNE M. MILLER* Mgmt For For
4 MACEO K. SLOAN* Mgmt For For
5 SHARON A. DECKER** Mgmt For For
02 APPROVAL OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 107 of 133
UNASSIGNED
SOUTHWEST AIRLINES CO.
SECURITY: 844741108 AGENDA NUMBER: 932487704
TICKER: LUV MEETING TYPE: Annual
ISIN: MEETING DATE: 17-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 COLLEEN C. BARRETT Mgmt For For
2 GARY C. KELLY Mgmt For For
3 JOHN T. MONTFORD Mgmt For For
4 WILLIAM H. CUNNINGHAM Mgmt For For
5 LOUIS E. CALDERA Mgmt For For
6 NANCY B. LOEFFLER Mgmt For For
7 DAVID W. BIEGLER Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN AS ADOPTED
BY THE BOARD OF DIRECTORS OF THE
COMPANY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 108 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
04 TAKE ACTION ON A SHAREHOLDER PROPOSAL, Mgmt For Against
IF THE PROPOSAL IS PRESENTED AT THE
MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 109 of 133
UNASSIGNED
SPRINT CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932364502
TICKER: FON MEETING TYPE: Annual
ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF SPRINT SERIES 1
COMMON STOCK.
02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For
INCORPORATION TO CREATE THE CLASS OF
NON-VOTING COMMON STOCK AND CREATE THE
NINTH SERIES PREFERRED STOCK AND ADD A
PROVISION STATING THAT STOCKHOLDER
APPROVAL IS NOT REQUIRED FOR THE
ACQUISITION BY SPRINT NEXTEL OF
NON-VOTING COMMON STOCK OR THE NINTH
SERIES PREFERRED STOCK FROM A HOLDER OF
THAT STOCK.
03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION.
04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For
COMMON STOCK, NON-VOTING COMMON STOCK
AND THE NINTH SERIES PREFERRED STOCK IN
THE MERGER.
05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For
ANNUAL MEETING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 110 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
06 DIRECTOR
1 GORDON M. BETHUNE Mgmt For For
2 DR. E. LINN DRAPER, JR. Mgmt For For
3 JAMES H. HANCE, JR. Mgmt For For
4 DEBORAH A. HENRETTA Mgmt For For
5 IRVINE O. HOCKADAY, JR. Mgmt For For
6 LINDA KOCH LORIMER Mgmt For For
7 GERALD L. STORCH Mgmt For For
8 WILLIAM H. SWANSON Mgmt For For
07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF SPRINT FOR 2005.
08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against
EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 111 of 133
UNASSIGNED
SPRINT NEXTEL CORPORATION
SECURITY: 852061100 AGENDA NUMBER: 932451773
TICKER: S MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KEITH J. BANE Mgmt For For
2 GORDON M. BETHUNE Mgmt For For
3 TIMOTHY M. DONAHUE Mgmt For For
4 FRANK M. DRENDEL Mgmt For For
5 GARY D. FORSEE Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 V. JANET HILL Mgmt For For
8 IRVINE O. HOCKADAY, JR. Mgmt For For
9 WILLIAM E. KENNARD Mgmt For For
10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 112 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 STEPHANIE M. SHERN Mgmt For For
12 WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SPRINT NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against
VOTING.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
CUMULATIVE VOTING.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 113 of 133
UNASSIGNED
SUNTRUST BANKS, INC.
SECURITY: 867914103 AGENDA NUMBER: 932446582
TICKER: STI MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 J. HYATT BROWN* Mgmt For For
2 ALSTON D. CORRELL* Mgmt For For
3 DAVID H. HUGHES* Mgmt For For
4 E. NEVILLE ISDELL* Mgmt For For
5 G. GILMER MINOR, III* Mgmt For For
6 THOMAS M. GARROTT** Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2006.
03 SHAREHOLDER PROPOSAL THAT DIRECTORS BE Mgmt For Against
ELECTED ANNUALLY.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 114 of 133
UNASSIGNED
THE ALLSTATE CORPORATION
SECURITY: 020002101 AGENDA NUMBER: 932460277
TICKER: ALL MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 F. DUANE ACKERMAN Mgmt For For
2 JAMES G. ANDRESS Mgmt For For
3 W. JAMES FARRELL Mgmt For For
4 JACK M. GREENBERG Mgmt For For
5 RONALD T. LEMAY Mgmt For For
6 EDWARD M. LIDDY Mgmt For For
7 J. CHRISTOPHER REYES Mgmt For For
8 H. JOHN RILEY, JR. Mgmt For For
9 JOSHUA I. SMITH Mgmt For For
10 JUDITH A. SPRIESER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 115 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MARY ALICE TAYLOR Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
2001 EQUITY INCENTIVE PLAN.
04 APPROVAL OF THE 2006 EQUITY COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
05 PROVIDE FOR DIRECTOR ELECTION MAJORITY Shr For Against
VOTE STANDARD.
06 PROVIDE FOR SIMPLE MAJORITY VOTE. Shr For Against
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 116 of 133
UNASSIGNED
THE DOW CHEMICAL COMPANY
SECURITY: 260543103 AGENDA NUMBER: 932461318
TICKER: DOW MEETING TYPE: Annual
ISIN: MEETING DATE: 11-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JACQUELINE K. BARTON Mgmt For For
2 JAMES A. BELL Mgmt For For
3 BARBARA H. FRANKLIN Mgmt For For
4 ANDREW N. LIVERIS Mgmt For For
5 GEOFFERY E. MERSZEI Mgmt For For
6 J. PEDRO REINHARD Mgmt For For
7 RUTH G. SHAW Mgmt For For
8 PAUL G. STERN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 117 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
04 STOCKHOLDER PROPOSAL ON GENETICALLY Mgmt Against For
ENGINEERED SEED.
05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH Shr Against For
LINKS TO RESPIRATORY PROBLEMS.
06 STOCKHOLDER PROPOSAL ON SECURITY OF Shr Against For
CHEMICAL FACILITIES.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 118 of 133
UNASSIGNED
THE GOLDMAN SACHS GROUP, INC.
SECURITY: 38141G104 AGENDA NUMBER: 932442267
TICKER: GS MEETING TYPE: Annual
ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LLOYD C. BLANKFEIN Mgmt For For
2 LORD BROWNE OFMADINGLEY Mgmt For For
3 JOHN H. BRYAN Mgmt For For
4 CLAES DAHLBACK Mgmt For For
5 STEPHEN FRIEDMAN Mgmt For For
6 WILLIAM W. GEORGE Mgmt For For
7 JAMES A. JOHNSON Mgmt For For
8 LOIS D. JULIBER Mgmt For For
9 EDWARD M. LIDDY Mgmt For For
10 HENRY M. PAULSON, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 119 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 RUTH J. SIMMONS Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN Mgmt For For
SACHS RESTRICTED PARTNER COMPENSATION
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR 2006 FISCAL
YEAR.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 120 of 133
UNASSIGNED
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY: 693475105 AGENDA NUMBER: 932458892
TICKER: PNC MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 MR. CHELLGREN Mgmt For For
2 MR. CLAY Mgmt For For
3 MR. COOPER Mgmt For For
4 MR. DAVIDSON Mgmt For For
5 MS. JAMES Mgmt For For
6 MR. KELSON Mgmt For For
7 MR. LINDSAY Mgmt For For
8 MR. MASSARO Mgmt For For
9 MR. O'BRIEN Mgmt For For
10 MS. PEPPER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 121 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 MR. ROHR Mgmt For For
12 MS. STEFFES Mgmt For For
13 MR. STRIGL Mgmt For For
14 MR. THIEKE Mgmt For For
15 MR. USHER Mgmt For For
16 MR. WALLS Mgmt For For
17 MR. WEHMEIER Mgmt For For
02 APPROVAL OF THE PNC FINANCIAL SERVICES Mgmt For For
GROUP, INC. 2006 INCENTIVE AWARD PLAN.
03 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 122 of 133
UNASSIGNED
TIME WARNER INC.
SECURITY: 887317105 AGENDA NUMBER: 932481574
TICKER: TWX MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 JAMES L. BARKSDALE Mgmt For For
2 STEPHEN F. BOLLENBACH Mgmt For For
3 FRANK J. CAUFIELD Mgmt For For
4 ROBERT C. CLARK Mgmt For For
5 JESSICA P. EINHORN Mgmt For For
6 REUBEN MARK Mgmt For For
7 MICHAEL A. MILES Mgmt For For
8 KENNETH J. NOVACK Mgmt For For
9 RICHARD D. PARSONS Mgmt For For
10 FRANCIS T. VINCENT, JR. Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 123 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 APPROVAL OF TIME WARNER INC. 2006 Mgmt For For
STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
SIMPLE MAJORITY VOTE.
05 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For
SEPARATION OF ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING Shr Against For
CODE OF VENDOR CONDUCT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 124 of 133
UNASSIGNED
TXU CORP.
SECURITY: 873168108 AGENDA NUMBER: 932480938
TICKER: TXU MEETING TYPE: Annual
ISIN: MEETING DATE: 19-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 E. GAIL DE PLANQUE Mgmt For For
2 LELDON E. ECHOLS Mgmt For For
3 KERNEY LADAY Mgmt For For
4 JACK E. LITTLE Mgmt For For
5 GERARDO I. LOPEZ Mgmt For For
6 J. E. OESTERREICHER Mgmt For For
7 MICHAEL W. RANGER Mgmt For For
8 LEONARD H. ROBERTS Mgmt For For
9 GLENN F. TILTON Mgmt For For
10 C. JOHN WILDER Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 125 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
02 APPROVAL OF AUDITOR - DELOITTE & Mgmt For For
TOUCHE LLP.
03 APPROVAL OF AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED BYLAWS.
04 APPROVAL OF THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF FORMATION.
05 SHAREHOLDER PROPOSAL TO ELECT Shr For Against
DIRECTORS BY MAJORITY VOTE.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 126 of 133
UNASSIGNED
U.S. BANCORP
SECURITY: 902973304 AGENDA NUMBER: 932447899
TICKER: USB MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 PETER H. COORS Mgmt For For
2 JERRY A. GRUNDHOFER Mgmt For For
3 PATRICK T. STOKES Mgmt For For
02 RATIFY SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE
2006 FISCAL YEAR.
03 APPROVAL OF THE U.S. BANCORP 2006 Mgmt For For
EXECUTIVE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL: Mgmt For Against
DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
05 SHAREHOLDER PROPOSAL: ANNUAL Shr Against For
APPROVAL OF THE COMPENSATION COMMITTEE
REPORT.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 127 of 133
UNASSIGNED
WASHINGTON MUTUAL, INC.
SECURITY: 939322103 AGENDA NUMBER: 932456002
TICKER: WM MEETING TYPE: Annual
ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 KERRY K. KILLINGER* Mgmt For For
2 THOMAS C. LEPPERT* Mgmt For For
3 CHARLES M. LILLIS* Mgmt For For
4 MICHAEL K. MURPHY* Mgmt For For
5 ORIN C. SMITH* Mgmt For For
6 REGINA MONTOYA** Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR
2006
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 128 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
03 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For
AMENDED AND RESTATED 2003 EQUITY
INCENTIVE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES THAT MAY BE SUBJECT
TO AWARDS MADE THEREUNDER
04 TO APPROVE THE WASHINGTON MUTUAL, INC. Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION PLAN
05 TO APPROVE THE COMPANY PROPOSAL TO AMEND Mgmt For For
THE WASHINGTON MUTUAL, INC. ARTICLES OF
INCORPORATION (AS AMENDED) TO DECLASSIFY
THE BOARD OF DIRECTORS AND ESTABLISH
ANNUAL ELECTIONS FOR ALL COMPANY
DIRECTORS COMMENCING WITH THE 2007
ANNUAL MEETING, RATHER THAN THE CURRENT
STAGGERED THREE-YEAR TERMS
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DISCLOSURE OF THE COMPANY S POLITICAL
CONTRIBUTIONS
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 129 of 133
UNASSIGNED
WELLPOINT, INC.
SECURITY: 94973V107 AGENDA NUMBER: 932490941
TICKER: WLP MEETING TYPE: Annual
ISIN: MEETING DATE: 16-May-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LENOX D. BAKER JR., MD Mgmt For For
2 SUSAN B. BAYH Mgmt For For
3 LARRY C. GLASSCOCK Mgmt For For
4 JULIE A. HILL Mgmt For For
5 RAMIRO G. PERU Mgmt For For
02 TO APPROVE THE PROPOSED WELLPOINT 2006 Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2006.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 130 of 133
UNASSIGNED
WELLS FARGO & COMPANY
SECURITY: 949746101 AGENDA NUMBER: 932450618
TICKER: WFC MEETING TYPE: Annual
ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 LLOYD H. DEAN Mgmt For For
2 SUSAN E. ENGEL Mgmt For For
3 ENRIQUE HERNANDEZ, JR. Mgmt For For
4 ROBERT L. JOSS Mgmt For For
5 RICHARD M. KOVACEVICH Mgmt For For
6 RICHARD D. MCCORMICK Mgmt For For
7 CYNTHIA H. MILLIGAN Mgmt For For
8 NICHOLAS G. MOORE Mgmt For For
9 PHILIP J. QUIGLEY Mgmt For For
10 DONALD B. RICE Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 131 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 JUDITH M. RUNSTAD Mgmt For For
12 STEPHEN W. SANGER Mgmt For For
13 SUSAN G. SWENSON Mgmt For For
14 MICHAEL W. WRIGHT Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
2006.
03 STOCKHOLDER PROPOSAL REGARDING Shr For Against
A DIRECTOR ELECTION BY-LAW AMENDMENT.
04 STOCKHOLDER PROPOSAL REGARDING Mgmt For Against
SEPARATION OF BOARD CHAIR AND CEO
POSITIONS.
05 STOCKHOLDER PROPOSAL REGARDING Shr Against For
DIRECTOR COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING Shr Against For
A REPORT ON HOME MORTGAGE DISCLOSURE ACT
(HMDA) DATA.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 132 of 133
UNASSIGNED
WYETH
SECURITY: 983024100 AGENDA NUMBER: 932450783
TICKER: WYE MEETING TYPE: Annual
ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
01 DIRECTOR
1 R. ESSNER Mgmt For For
2 J.D. FEERICK Mgmt For For
3 F.D. FERGUSSON Mgmt For For
4 V.F. GANZI Mgmt For For
5 R. LANGER Mgmt For For
6 J.P. MASCOTTE Mgmt For For
7 M.L. POLAN Mgmt For For
8 G.L. ROGERS Mgmt For For
9 I.G. SEIDENBERG Mgmt For For
10 W.V. SHIPLEY Mgmt For For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006
Page 133 of 133
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- -----------
11 J.R. TORELL III Mgmt For For
02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
INCENTIVE PLAN
04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For
CANADA
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For
07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against
08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For
09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Any ballot marked 'Abstain' is considered to have been voted. Ballots
marked 'Abstain' are considered to be have been voted against management's
recommendation, regardless of whether the recommendation is 'For' or
'Against,' except where management has made no recommendation.
Where management has made no recommendation on a ballot item, the
abbreviation N/A is used to denote that there is no applicable
recommendation compared to which a vote may be 'For' or 'Against' the
recommendation of management.
SIGNATURES: Pursuant to the requirements of the Investment Company Act of
1940, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
The Hartford Mutual Funds, Inc.
(Registrant)
By David M. Znamierowski President
----------------------------------
(Signature & Title)
Date August 14, 2006
Page 1