UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-7992
MFS SERIES TRUST XI
(Exact name of registrant as specified in charter)
500 Boylston Street, Boston, Massachusetts 02116
(Address of principal executive offices) (Zip code)
Susan S. Newton
Massachusetts Financial Services Company
500 Boylston Street
Boston, Massachusetts 02116
(Name and address of agents for service)
Registrant's telephone number, including area code: (617) 954-5000
Date of fiscal year end: September 30
Date of reporting period: July 1, 2005 - June 30, 2006
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-07992
Reporting Period: 07/01/2005 - 06/30/2006
MFS Series Trust XI
============================ MFS MID-CAP VALUE FUND ============================
ADVANCED MEDICAL OPTICS, INC.
Ticker: EYE Security ID: 00763M108
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Link, Ph.D. For For Management
1.2 Elect Director Michael A. Mussallem For For Management
1.3 Elect Director Deborah J. Neff For For Management
2 Ratify Auditors For For Management
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ADVO, INC.
Ticker: AD Security ID: 007585102
Meeting Date: JAN 26, 2006 Meeting Type: Annual
Record Date: NOV 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd Brown For For Management
1.2 Elect Director David F. Dyer For For Management
1.3 Elect Director Bobbie Gaunt For For Management
1.4 Elect Director S. Scott Harding For For Management
1.5 Elect Director Charles M. Herington For For Management
1.6 Elect Director Karen Kaplan For For Management
1.7 Elect Director John Mahoney For For Management
1.8 Elect Director Howard H. Newman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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AEROPOSTALE, INC
Ticker: ARO Security ID: 007865108
Meeting Date: JUN 14, 2006 Meeting Type: Annual
Record Date: APR 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian R. Geiger For For Management
1.2 Elect Director Bodil Arlander For For Management
1.3 Elect Director Ronald Beegle For For Management
1.4 Elect Director Mary Elizabeth Burton For For Management
1.5 Elect Director Robert B. Chavez For For Management
1.6 Elect Director David Edwab For For Management
1.7 Elect Director John D. Howard For Withhold Management
1.8 Elect Director David B. Vermylen For For Management
1.9 Elect Director Karin Hirtler-Garvey For For Management
2 Amend Stock Option Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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AES CORP., THE
Ticker: AES Security ID: 00130H105
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Darman For For Management
1.2 Elect Director Paul Hanrahan For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director John A. Koskinen For For Management
1.5 Elect Director Philip Lader For For Management
1.6 Elect Director John H. McArthur For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director Philip A. Odeen For For Management
1.9 Elect Director Charles O. Rossotti For For Management
1.10 Elect Director Sven Sandstrom For For Management
2 Ratify Auditor For For Management
3 Approve Executive Incentive Bonus Plan For For Management
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AMERADA HESS CORP
Ticker: AHC Security ID: 023551104
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.B. Hess For For Management
1.2 Elect Director C.G. Matthews For For Management
1.3 Elect Director R. Lavizzo Mourey For For Management
1.4 Elect Director E.H. von Metzsch For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Increase Authorized Common Stock For Against Management
5 Approve Executive Incentive Bonus Plan For For Management
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BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: JAN 31, 2006 Meeting Type: Annual
Record Date: DEC 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Huff For For Management
1.2 Elect Director Michael E. Patrick For For Management
2 Increase Authorized Common Stock For Against Management
3 Adjourn Meeting For For Management
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BOWATER INC.
Ticker: BOW Security ID: 102183100
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Togo D. West, Jr. For For Management
1.2 Elect Director Richard B. Evans For For Management
1.3 Elect Director Bruce W. Van Saun For For Management
1.4 Elect Director David J. Paterson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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CENTURYTEL, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred R. Nichols For For Management
1.2 Elect Director Harvey P. Perry For For Management
1.3 Elect Director Jim D. Reppond For For Management
1.4 Elect Director Joseph R. Zimmel For For Management
2 Ratify Auditors For For Management
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CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: CHKP Security ID: M22465104
Meeting Date: SEP 27, 2005 Meeting Type: Annual
Record Date: AUG 19, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTORS (OTHER THAN OUTSIDE For For Management
DIRECTORS): GIL SHWED, MARIUS NACHT,
JERRY UNGERMAN, DAVID RUBNER, TAL SHAVIT.
2 TO RATIFY THE APPOINTMENT AND For For Management
COMPENSATION OF CHECK POINT S INDEPENDENT
PUBLIC ACCOUNTANTS.
3 TO RATIFY AND APPROVE CHECK POINT S NEW For Against Management
EQUITY INCENTIVE PLANS.
4 TO RATIFY AND APPROVE AN EXTENSION OF For Against Management
CHECK POINT S 1996 EMPLOYEE STOCK
PURCHASE PLAN.
5 TO AMEND CHECK POINT S ARTICLES OF For For Management
ASSOCIATION REGARDING INSURANCE,
INDEMNIFICATION AND EXCULPATION.
6 TO APPROVE CORRESPONDING AMENDMENTS TO For For Management
THE INDEMNIFICATION AGREEMENTS WITH EACH
OF CHECK POINT S DIRECTORS.
7 TO AMEND CHECK POINT S ARTICLES OF For For Management
ASSOCIATION REGARDING DISTRIBUTION OF
ANNUAL FINANCIAL STATEMENTS.
8 TO APPROVE COMPENSATION TO CERTAIN For Against Management
EXECUTIVE OFFICERS WHO ARE ALSO BOARD
MEMBERS.
9 TO APPROVE CASH COMPENSATION OF CHECK For For Management
POINT S DIRECTORS WHO ARE NOT EMPLOYEES.
10 I HAVE A PERSONAL INTEREST IN ITEM 5 None Against Management
PLEASE MARK FOR IF YOU HAVE A PERSONAL
INTEREST
11 I HAVE A PERSONAL INTEREST IN ITEM 6 None Against Management
PLEASE MARK FOR IF YOU HAVE A PERSONAL
INTEREST
12 I HAVE A PERSONAL INTEREST IN ITEM 8 None Against Management
PLEASE MARK FOR IF YOU HAVE A PERSONAL
INTEREST
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CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Edward Hanway For For Management
1.2 Elect Director Harold A. Wagner For For Management
2 Ratify Auditors For For Management
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CLOROX COMPANY, THE
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 16, 2005 Meeting Type: Annual
Record Date: SEP 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan, Jr. For For Management
1.2 Elect Director Tully M. Friedman For For Management
1.3 Elect Director Gerald E. Johnston For For Management
1.4 Elect Director Robert W. Matschullat For For Management
1.5 Elect Director Gary G. Michael For For Management
1.6 Elect Director Jan L. Murley For For Management
1.7 Elect Director Lary R. Scott For For Management
1.8 Elect Director Michael E. Shannon For For Management
1.9 Elect Director Pamela Thomas-Graham For For Management
1.10 Elect Director Carolyn M. Ticknor For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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COMMERCE BANCORP, INC.
Ticker: CBH Security ID: 200519106
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vernon W. Hill, II For For Management
1.2 Elect Director Jack R. Bershad For For Management
1.3 Elect Director Joseph E. Buckelew For For Management
1.4 Elect Director Donald T. DiFrancesco For For Management
1.5 Elect Director Morton N. Kerr For For Management
1.6 Elect Director Steven M. Lewis For For Management
1.7 Elect Director John K. Lloyd For For Management
1.8 Elect Director George E. Norcross, III For For Management
1.9 Elect Director Daniel J. Ragone For For Management
1.10 Elect Director William A. Schwartz, Jr. For For Management
1.11 Elect Director Joseph T. Tarquini, Jr. For For Management
1.12 Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Auditors For For Management
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COMPASS BANCSHARES, INC.
Ticker: CBSS Security ID: 20449H109
Meeting Date: APR 17, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Daniel For For Management
1.2 Elect Director William E. Davenport For For Management
1.3 Elect Director Charles E. McMahen For For Management
2 Approve Omnibus Stock Plan For Against Management
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COMPUWARE CORP.
Ticker: CPWR Security ID: 205638109
Meeting Date: AUG 23, 2005 Meeting Type: Annual
Record Date: JUL 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Archer For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director William O. Grabe For For Management
1.4 Elect Director William R. Halling For For Management
1.5 Elect Director Peter Karmanos, Jr. For For Management
1.6 Elect Director Faye Alexander Nelson For For Management
1.7 Elect Director Glenda D. Price For For Management
1.8 Elect Director W. James Prowse For For Management
1.9 Elect Director G. Scott Romney For For Management
1.10 Elect Director Lowell P. Weicker, Jr. For Withhold Management
2 Ratify Auditors For For Management
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CON-WAY INC
Ticker: CNW Security ID: 12612W104
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Corbin For For Management
1.2 Elect Director Margaret G. Gill For For Management
1.3 Elect Director Robert Jaunich Ii For For Management
1.4 Elect Director Henry H. Mauz, Jr. For For Management
1.5 Elect Director Robert P. Wayman For For Management
2 Change Company Name For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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CONSECO, INC.
Ticker: CNO Security ID: 208464883
Meeting Date: AUG 29, 2005 Meeting Type: Annual
Record Date: JUL 12, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra J. Perry For For Management
1.2 Elect Director Philip R. Roberts For For Management
1.3 Elect Director William S. Kirsch For For Management
1.4 Elect Director Michael T. Tokarz For For Management
1.5 Elect Director R. Glenn Hilliard For For Management
1.6 Elect Director Michael S. Shannon For For Management
1.7 Elect Director Neal C. Schneider For For Management
1.8 Elect Director John G. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 26, 2006 Meeting Type: Annual
Record Date: DEC 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Horton For For Management
1.2 Elect Director Bradley S. Anderson For For Management
1.3 Elect Director Michael R. Buchanan For For Management
1.4 Elect Director Richard I. Galland For For Management
1.5 Elect Director Michael W. Hewatt For For Management
1.6 Elect Director Donald J. Tomnitz For For Management
1.7 Elect Director Bill W. Wheat For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For Against Management
4 Report on Energy Efficiency Against Against Shareholder
5 Other Business For For Management
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ENDURANCE SPECIALTY HOLDINGS
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Carlsen For For Management
1.2 Elect Director Kenneth J. Lestrange For For Management
1.3 Elect Director Therese M. Vaughan For For Management
1.4 Elect Director R. Max Williamson For For Management
1.5 Elect Director John T. Baily For For Management
1.6 Elect Director Norman Barham For For Management
1.7 Elect Director Galen R. Barnes For For Management
1.8 Elect Director William H. Bolinder For For Management
1.9 Elect Director Steven W. Carlsen For For Management
1.10 Elect Director Kenneth J. Lestrange For For Management
1.11 Elect Director Brendan R. O'Neill For For Management
1.12 Elect Director Richard C. Perry For For Management
1.13 Elect Director Robert A. Spass For For Management
1.14 Elect Director Therese M. Vaughan For For Management
1.15 Elect Director R. Max Williamson For For Management
1.16 Elect Director William H. Bolinder For For Management
1.17 Elect Director Mark W. Boucher For For Management
1.18 Elect Director Kenneth J. Lestrange For For Management
1.19 Elect Director Simon Minshall For For Management
1.20 Elect Director Brendan R. O'Neill For For Management
1.21 Elect Director William H. Bolinder For For Management
1.22 Elect Director Mark W. Boucher For For Management
1.23 Elect Director Kenneth J. Lestrange For For Management
1.24 Elect Director Simon Minshall For For Management
1.25 Elect Director Brendan R. O'Neill For For Management
2 Ratify Auditors For For Management
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ENDURANCE SPECIALTY HOLDINGS
Ticker: ENH Security ID: G30397106
Meeting Date: OCT 26, 2005 Meeting Type: Special
Record Date: SEP 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE COMPANY S EMPLOYEE SHARE For Did Not Management
PURCHASE PLAN. Vote
2 TO ESTABLISH THE COMPANY S 2005 SHARESAVE For Did Not Management
SCHEME AND AUTHORIZE THE BOARD TO DO ALL Vote
ACTS AND THINGS WHICH THEY MAY CONSIDER
NECESSARY OR DESIRABLE TO BRING THE 2005
SHARESAVE SCHEME INTO EFFECT AND TO MAKE
SUCH MODIFICATIONS WHICH THEY MAY
CONSIDER NECESS
- --------------------------------------------------------------------------------
ENERGEN CORP.
Ticker: EGN Security ID: 29265N108
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy M. Merritt For For Management
1.2 Elect Director Stephen A. Snider For For Management
1.3 Elect Director Gary C. Youngblood For For Management
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FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 19, 2006 Meeting Type: Annual
Record Date: NOV 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Sharon Allred Decker For For Management
1.3 Elect Director Edward C. Dolby For For Management
1.4 Elect Director Glenn A. Eisenberg For For Management
1.5 Elect Director Howard R. Levine For For Management
1.6 Elect Director George R. Mahoney, Jr. For For Management
1.7 Elect Director James G. Martin For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 19, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joyce M. Roche For For Management
1.2 Elect Director William P. Stiritz For For Management
1.3 Elect Director Craig E. Weatherup For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Limit Boards on Which Directors May Against Against Shareholder
Concurrently Serve
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FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 320517105
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Brad Martin For For Management
1.2 Elect Director Vicki R. Palmer For For Management
1.3 Elect Director William B. Sansom For For Management
1.4 Elect Director Jonathan P. Ward For For Management
1.5 Elect Director Colin V. Reed For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Borelli For For Management
1.2 Elect Director Michael D. Fraizer For For Management
1.3 Elect Director Nancy J. Karch For For Management
1.4 Elect Director J. Robert Bob Kerrey For For Management
1.5 Elect Director Saiyid T. Naqvi For For Management
1.6 Elect Director James A. Parke For For Management
1.7 Elect Director James S. Riepe For For Management
1.8 Elect Director Thomas B. Wheeler For For Management
2 Ratify Auditors For For Management
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GLOBAL SANTA FE CORP.(FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: GSF Security ID: G3930E101
Meeting Date: MAY 23, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Cason For For Management
1.2 Elect Director Jon A. Marshall For For Management
1.3 Elect Director Carroll W. Suggs For For Management
2 AMEND THE COMPANY S AMENDED AND RESTATED For For Management
ARTICLES OF ASSOCIATION, AS AMENDED TO
DATE; TO PROVIDE THAT THE ISSUANCE OF
PREFERENCE SHARES IS NOT A VARIATION OF
THE RIGHTS OF THE HOLDERS OF ORDINARY
SHARES AND TO MAKE A RELATED CLARIFYING
CHANGE, AND AMEND
3 AMEND THE EXISTING ARTICLES OF For For Management
ASSOCIATION TO INCREASE THE COMPANY S
FLEXIBILITY IN REPURCHASING ITS SHARES.
4 AMEND THE EXISTING ARTICLES OF For For Management
ASSOCIATION TO DELETE OBSOLETE PROVISIONS
RELATING TO KUWAIT PETROLEUM CORPORATION
AND ITS AFFILIATES.
5 AMEND THE EXISTING MEMORANDUM OF For For Management
ASSOCIATION AND THE EXISTING ARTICLES OF
ASSOCIATION TO CLARIFY, UPDATE AND MAKE
MINOR CHANGES TO CERTAIN PROVISIONS.
6 AMEND AND RESTATE THE EXISTING MEMORANDUM For For Management
OF ASSOCIATION AND THE EXISTING ARTICLES
OF ASSOCIATION TO INCORPORATE ALL
PREVIOUS AMENDMENTS THERETO.
7 Ratify Auditors For For Management
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HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Alan R. Batkin For For Management
1.3 Elect Director Frank J. Biondi, Jr. For For Management
1.4 Elect Director John M. Connors, Jr. For For Management
1.5 Elect Director Michael W.O. Garrett For For Management
1.6 Elect Director E. Gordon Gee For For Management
1.7 Elect Director Jack M. Greenberg For For Management
1.8 Elect Director Alan G. Hassenfeld For For Management
1.9 Elect Director Claudine B. Malone For For Management
1.10 Elect Director Edward M. Philip For For Management
1.11 Elect Director Paula Stern For For Management
1.12 Elect Director Alfred J. Verrecchia For For Management
2 Ratify Auditors For For Management
3 Adopt ILO-Based Code of Conduct Against Against Shareholder
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HEADWATERS INCORPORATED
Ticker: HW Security ID: 42210P102
Meeting Date: FEB 28, 2006 Meeting Type: Annual
Record Date: JAN 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Herickhoff For For Management
1.2 Elect Director Blake O. Fisher, Jr. For For Management
2 Ratify Auditors For For Management
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HEALTH NET, INC.
Ticker: HNT Security ID: 42222G108
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore F. Craver, Jr. For For Management
1.2 Elect Director Thomas T. Farley For For Management
1.3 Elect Director Gale S. Fitzgerald For For Management
1.4 Elect Director Patrick Foley For For Management
1.5 Elect Director Jay M. Gellert For For Management
1.6 Elect Director Roger F. Greaves For For Management
1.7 Elect Director Bruce G. Willison For For Management
1.8 Elect Director Frederick C. Yeager For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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HEALTHSOUTH CORP.
Ticker: HLSH Security ID: 421924101
Meeting Date: DEC 29, 2005 Meeting Type: Annual
Record Date: NOV 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Berrard For For Management
1.2 Elect Director Edward A. Blechschmidt For For Management
1.3 Elect Director Donald L. Correll For For Management
1.4 Elect Director Yvonne M. Curl For For Management
1.5 Elect Director Charles M. Elson For For Management
1.6 Elect Director Jay Grinney For For Management
1.7 Elect Director Jon F. Hanson For For Management
1.8 Elect Director Leo I. Higdon, Jr. For For Management
1.9 Elect Director John E. Maupin, Jr. For For Management
1.10 Elect Director L. Edward Shaw, Jr. For For Management
2 Separate Chairman and CEO Positions Against Shareholder
- --------------------------------------------------------------------------------
HEALTHSOUTH CORP.
Ticker: HLSH Security ID: 421924101
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: APR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Blechschmidt For For Management
1.2 Elect Director Donald L. Correll For For Management
1.3 Elect Director Yvonne M. Curl For For Management
1.4 Elect Director Charles M. Elson For For Management
1.5 Elect Director Jay Grinney For For Management
1.6 Elect Director Jon F. Hanson For For Management
1.7 Elect Director Leo I. Higdon, Jr. For For Management
1.8 Elect Director John E. Maupin, Jr. For For Management
1.9 Elect Director L. Edward Shaw, Jr. For For Management
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HUBBELL INCORPORATED
Ticker: HUB.B Security ID: 443510201
Meeting Date: MAY 1, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Ratcliffe For For Management
1.2 Elect Director E. Brooks For For Management
1.3 Elect Director G. Edwards For For Management
1.4 Elect Director J. Hoffman For For Management
1.5 Elect Director A. Mcnally Iv For For Management
1.6 Elect Director D. Meyer For For Management
1.7 Elect Director T. Powers For For Management
1.8 Elect Director D. Van Riper For For Management
1.9 Elect Director R. Swift For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
IDT CORP.
Ticker: IDT.C Security ID: 448947309
Meeting Date: DEC 15, 2005 Meeting Type: Annual
Record Date: OCT 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Warren Blaker For For Management
1.2 Elect Director Stephen R. Brown For For Management
1.3 Elect Director James A. Courter For Withhold Management
1.4 Elect Director Slade Gorton For For Management
1.5 Elect Director Marc E. Knoller For For Management
2 Approve Stock Option Plan For Against Management
3 Approve Restricted Stock Plan For For Management
4 Ratify Auditors For For Management
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INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: IPG Security ID: 460690100
Meeting Date: NOV 14, 2005 Meeting Type: Annual
Record Date: SEP 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Borelli For For Management
1.2 Elect Director Reginald K. Brack For For Management
1.3 Elect Director Jill M. Considine For For Management
1.4 Elect Director Richard A. Goldstein For For Management
1.5 Elect Director H. John Greeniaus For For Management
1.6 Elect Director Michael I. Roth For For Management
1.7 Elect Director J. Phillip Samper For For Management
1.8 Elect Director David M. Thomas For For Management
2 Approve Qualified Employee Stock Purchase For Against Management
Plan
3 Ratify Auditors For For Management
4 Seek Sale of Company/Assets Against Against Shareholder
- --------------------------------------------------------------------------------
INVESTORS FINANCIAL SERVICES CORP.
Ticker: IFIN Security ID: 461915100
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard P. Boyatzi For For Management
1.2 Elect Director Frank B. Condon, Jr. For For Management
1.3 Elect Director John I. Snow, III For For Management
2 Approve/Amend Executive Incentive Bonus For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 22, 2006 Meeting Type: Annual
Record Date: APR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reuben V. Anderson For For Management
1.2 Elect Director Don W. McGeorge For For Management
1.3 Elect Director W. Rodney McMullen For For Management
1.4 Elect Director Clyde R. Moore For For Management
1.5 Elect Director Steven R. Rogel For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Cumulative Voting For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Opt Out of State's Control Share For For Management
Acquisition Law
6 Require Advance Notice for Shareholder For Against Management
Proposals
7 Ratify Auditors For For Management
8 Report on Animal Welfare Standards Against Against Shareholder
9 Prepare a Sustainability Report Against Against Shareholder
- --------------------------------------------------------------------------------
LEE ENTERPRISES, INC.
Ticker: LEE Security ID: 523768109
Meeting Date: FEB 22, 2006 Meeting Type: Annual
Record Date: JAN 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Cole For For Management
1.2 Elect Director William E. Mayer For For Management
1.3 Elect Director Gregory P. Schermer For For Management
1.4 Elect Director Mark Vittert For For Management
2 Approve Nonqualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For Against Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 19, 2005 Meeting Type: Annual
Record Date: MAY 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Beresford For For Management
1.2 Elect Director Edward I. O'Brien For For Management
1.3 Elect Director Roger W. Schipke For For Management
1.4 Elect Director Nicholas J. St. George For For Management
2 Amend Executive Incentive Bonus Plan For Against Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
- --------------------------------------------------------------------------------
MARSHALL & ILSLEY CORP.
Ticker: MI Security ID: 571834100
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark F. Furlong For For Management
1.2 Elect Director Ted D. Kellner For For Management
1.3 Elect Director Katharine C. Lyall For For Management
1.4 Elect Director Peter M. Platten, III For For Management
1.5 Elect Director James B. Wigdale For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MCAFEE, INC.
Ticker: MFE Security ID: 579064106
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Denend For For Management
1.2 Elect Director George Samenuk For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul L. Cejas For For Management
1.2 Elect Director Seward Prosser Mellon For For Management
1.3 Elect Director Mark A. Nordenberg For For Management
1.4 Elect Director W.E. Strickland, Jr. For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
3 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCANTILE BANKSHARES CORP.
Ticker: MRBK Security ID: 587405101
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Carl Benna For For Management
1.2 Elect Director George L. Bunting, Jr. For For Management
1.3 Elect Director Darrell D. Friedman For For Management
1.4 Elect Director Robert A. Kinsley For For Management
1.5 Elect Director Alexander T. Mason For For Management
1.6 Elect Director Christian H. Poindexter For For Management
1.7 Elect Director James L. Shea For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
MGIC INVESTMENT CORP.
Ticker: MTG Security ID: 552848103
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl E. Case For For Management
1.2 Elect Director Curt S. Culver For For Management
1.3 Elect Director William A. McIntosh For For Management
1.4 Elect Director Leslie M. Muma For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 3, 2006 Meeting Type: Annual
Record Date: NOV 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell Jacobson For For Management
1.2 Elect Director David Sandler For For Management
1.3 Elect Director Charles Boehlke For For Management
1.4 Elect Director Roger Fradin For Withhold Management
1.5 Elect Director Denis Kelly For For Management
1.6 Elect Director Raymond Langton For For Management
1.7 Elect Director Philip Peller For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
NALCO HOLDING COMPANY
Ticker: NLC Security ID: 62985Q101
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Rodney F. Chase For For Management
1.2 Elect Director Mr. Richard B. Marchese For For Management
1.3 Elect Director Mr. Paul H. O'Neill For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID: 649445103
Meeting Date: JUN 7, 2006 Meeting Type: Annual
Record Date: APR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen E. Clancy For For Management
1.2 Elect Director Robert S. Farrell For For Management
1.3 Elect Director Joseph R. Ficalora For For Management
1.4 Elect Director Michael F. Manzulli For For Management
1.5 Elect Director James J. O'Donovan For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
NEW YORK TIMES CO., THE
Ticker: NYT Security ID: 650111107
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul E. Cesan For For Management
1.2 Elect Director William E. Kennard For For Management
1.3 Elect Director James M. Kilts For For Management
1.4 Elect Director Doreen A. Toben For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO.
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Trice For For Management
1.2 Elect Director David F. Schaible For For Management
1.3 Elect Director Howard H. Newman For For Management
1.4 Elect Director Thomas G. Ricks For For Management
1.5 Elect Director Dennis R. Hendrix For For Management
1.6 Elect Director C.E. (chuck) Shultz For For Management
1.7 Elect Director Philip J. Burguieres For For Management
1.8 Elect Director John Randolph Kemp III For For Management
1.9 Elect Director J. Michael Lacey For For Management
1.10 Elect Director Joseph H. Netherland For For Management
1.11 Elect Director J. Terry Strange For For Management
1.12 Elect Director Pamela J. Gardner For For Management
1.13 Elect Director Juanita F. Romans For For Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Kirby L. Hedrick For For Management
1.7 Elect Director Bruce A. Smith For For Management
1.8 Elect Director William T. Van Kleef For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Carp For For Management
1.2 Elect Director Steven F. Leer For For Management
1.3 Elect Director Charles W. Moorman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION
Ticker: NT. Security ID: 656568102
Meeting Date: JUN 29, 2006 Meeting Type: Annual/Special
Record Date: MAY 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jalynn H. Bennett For For Management
1.2 Elect Director Manfred Bischoff For For Management
1.3 Elect Director James B. Hunt, Jr. For For Management
1.4 Elect Director John A. MacNaughton For For Management
1.5 Elect Director John P. Manley For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Claude Mongeau For For Management
1.8 Elect Director Harry J. Pearce For For Management
1.9 Elect Director John D. Watson For For Management
1.10 Elect Director Mike S. Zafirovski For For Management
2 Ratify Deloitte & Touche LLP as Auditors For For Management
3 Amend Shareholder Rights Plan (Poison For For Management
Pill)
4 Approve Reverse Stock Split For For Management
5 Establish Pay-For-Superior-Performance Against Against Shareholder
Executive Compensation Standard
6 Prepare a Report on Human Rights in China Against Against Shareholder
and Tibet and Cooperate with Independent
Human Rights Assessments
- --------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director Cotton Mather Cleveland For For Management
1.3 Elect Director Sanford Cloud, Jr. For For Management
1.4 Elect Director James F. Cordes For For Management
1.5 Elect Director E. Gail De Planque For For Management
1.6 Elect Director John G. Graham For For Management
1.7 Elect Director Elizabeth T. Kennan For For Management
1.8 Elect Director Robert E. Patricelli For For Management
1.9 Elect Director Charles W. Shivery For For Management
1.10 Elect Director John F. Swope For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
3 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
- --------------------------------------------------------------------------------
NRG ENERGY INC
Ticker: NRG Security ID: 629377508
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chlebowski For For Management
1.2 Elect Director Howard E. Cosgrove For For Management
1.3 Elect Director William E. Hantke For For Management
1.4 Elect Director Anne C. Schaumburg For For Management
2 Revise Board's Authority to Issue and For Against Management
Designate Preferred Stock
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OSI RESTAURANT PARTNERS INC
Ticker: OSI Security ID: 689899102
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. William Allen, III For For Management
1.2 Elect Director Debbi Fields For For Management
1.3 Elect Director Thomas A. James For For Management
1.4 Elect Director Chris T. Sullivan For For Management
2 Change Company Name For For Management
3 Ratify Auditors For For Management
4 Amend Deferred Compensation Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Animal Welfare Standards Against Against Shareholder
- --------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP, INC.
Ticker: OSG Security ID: 690368105
Meeting Date: JUN 9, 2006 Meeting Type: Annual
Record Date: APR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morten Arntzen For For Management
1.2 Elect Director Oudi Recanati For For Management
1.3 Elect Director G. Allen Andreas, III For For Management
1.4 Elect Director Alan R. Batkin For For Management
1.5 Elect Director Thomas B. Coleman For For Management
1.6 Elect Director Charles A. Fribourg For For Management
1.7 Elect Director Stanley Komaroff For For Management
1.8 Elect Director Solomon N. Merkin For For Management
1.9 Elect Director Joel I. Picket For For Management
1.10 Elect Director Ariel Recanati For For Management
1.11 Elect Director Thomas F. Robards For For Management
1.12 Elect Director Jean-Paul Vettier For For Management
1.13 Elect Director Michael J. Zimmerman For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary F. Colter For For Management
1.2 Elect Director Corbin A. McNeill, Jr. For For Management
1.3 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 12, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Baylis For For Management
1.2 Elect Director Jan H. Holsboer For For Management
1.3 Elect Director Kevin M. Twomey For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
PETSMART
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 22, 2006 Meeting Type: Annual
Record Date: APR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rita V. Foley For For Management
1.2 Elect Director Joseph S. Hardin, Jr. For For Management
1.3 Elect Director Amin I. Khalifa For For Management
1.4 Elect Director Ronald Kirk For For Management
1.5 Elect Director Rakesh Gangwal For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Chellgren For For Management
1.2 Elect Director Mr. Clay For For Management
1.3 Elect Director Mr. Cooper For For Management
1.4 Elect Director Mr. Davidson For For Management
1.5 Elect Director Ms. James For For Management
1.6 Elect Director Mr. Kelson For For Management
1.7 Elect Director Mr. Lindsay For For Management
1.8 Elect Director Mr. Massaro For For Management
1.9 Elect Director Mr. O'Brien For For Management
1.10 Elect Director Ms. Pepper For For Management
1.11 Elect Director Mr. Rohr For For Management
1.12 Elect Director Ms. Steffes For For Management
1.13 Elect Director Mr. Strigl For For Management
1.14 Elect Director Mr. Thieke For For Management
1.15 Elect Director Mr. Usher For For Management
1.16 Elect Director Mr. Walls For For Management
1.17 Elect Director Mr. Wehmeier For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POLO RALPH LAUREN CORP.
Ticker: RL Security ID: 731572103
Meeting Date: AUG 11, 2005 Meeting Type: Annual
Record Date: JUN 27, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr. For For Management
1.2 Elect Director Joel L. Fleishman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PULTE HOMES INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Patrick J. O'Leary For For Management
1.3 Elect Director Debra J. Kelly-Ennis For For Management
1.4 Elect Director Bernard W. Reznicek For For Management
1.5 Elect Director Alan E. Schwartz For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Declassify the Board of Directors Against For Shareholder
5 Provide for Cumulative Voting Against Against Shareholder
6 Performance-Based Equity Awards Against Against Shareholder
- --------------------------------------------------------------------------------
REGIS CORP.
Ticker: RGS Security ID: 758932107
Meeting Date: OCT 27, 2005 Meeting Type: Annual
Record Date: SEP 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf F. Bjelland For For Management
1.2 Elect Director Paul D. Finkelstein For For Management
1.3 Elect Director Thomas L. Gregory For For Management
1.4 Elect Director Van Zandt Hawn For For Management
1.5 Elect Director Susan Hoyt For For Management
1.6 Elect Director David B. Kunin For For Management
1.7 Elect Director Myron Kunin For For Management
2 Ratify Auditors For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004C101
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Harari For For Management
1.2 Elect Director Irwin Federman For For Management
1.3 Elect Director Steven J. Gomo For For Management
1.4 Elect Director Eddy W. Hartenstein For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Michael E. Marks For For Management
1.7 Elect Director James D. Meindl For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Kelley For For Management
1.2 Elect Director Doug Rock For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SMURFIT - STONE CONTAINER CORP.
Ticker: SSCC Security ID: 832727101
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boris For For Management
1.2 Elect Director Connie K. Duckworth For For Management
1.3 Elect Director Alan E. Goldberg For For Management
1.4 Elect Director William T. Lynch, Jr. For For Management
1.5 Elect Director Patrick J. Moore For For Management
1.6 Elect Director James J. O'Connor For For Management
1.7 Elect Director Jerry K. Pearlman For For Management
1.8 Elect Director Thomas A. Reynolds, III For For Management
1.9 Elect Director Eugene C. Sit For For Management
1.10 Elect Director William D. Smithburg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: OCT 27, 2005 Meeting Type: Annual
Record Date: AUG 29, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director Stephen M. Bennett For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Robert J. Fisher For For Management
1.6 Elect Director Michael E. Lehman For For Management
1.7 Elect Director Patricia E. Mitchell For For Management
1.8 Elect Director M. Kenneth Oshman For For Management
1.9 Elect Director Naomi O. Seligman For For Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against Against Shareholder
4 Approve Terms of Existing Poison Pill Against For Shareholder
- --------------------------------------------------------------------------------
TCF FINANCIAL CORP.
Ticker: TCB Security ID: 872275102
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Bieber For For Management
1.2 Elect Director Gerald A. Schwalbach For For Management
1.3 Elect Director Douglas A. Scovanner For For Management
2 Amend Nonqualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEMPUR-PEDIC INTL INC
Ticker: TPX Security ID: 88023U101
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: MAR 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Barber For For Management
1.2 Elect Director H. Thomas Bryant For For Management
1.3 Elect Director Francis A. Doyle For For Management
1.4 Elect Director Sir Paul Judge For For Management
1.5 Elect Director Nancy F. Koehn For For Management
1.6 Elect Director Christopher A. Masto For For Management
1.7 Elect Director P. Andrews Mclane For For Management
1.8 Elect Director Robert B. Trussell, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 12, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Brenda J. Gaines For For Management
1.3 Elect Director Karen M. Garrison For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Floyd D. Loop For For Management
1.7 Elect Director Richard R. Pettingill For For Management
1.8 Elect Director James A. Unruh For For Management
1.9 Elect Director J. McDonald Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIBCO SOFTWARE, INC.
Ticker: TIBX Security ID: 88632Q103
Meeting Date: APR 6, 2006 Meeting Type: Annual
Record Date: FEB 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Y. Ranadive For For Management
1.2 Elect Director Bernard J. Bourigeaud For For Management
1.3 Elect Director Eric C.W. Dunn For For Management
1.4 Elect Director Narendra K. Gupta For For Management
1.5 Elect Director Peter J. Job For For Management
1.6 Elect Director Philip K. Wood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TUPPERWARE BRANDS CORP.
Ticker: TUP Security ID: 899896104
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kriss Cloninger, III For For Management
1.2 Elect Director Joe R. Lee For For Management
1.3 Elect Director Bob Marbut For For Management
1.4 Elect Director David R. Parker For For Management
1.5 Elect Director J. Patrick Spainhour For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
4 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Wilbur H. Gantz For For Management
1.3 Elect Director David W. Grainger For For Management
1.4 Elect Director V. Ann Hailey For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director Richard L. Keyser For For Management
1.7 Elect Director Stuart L. Levenick For For Management
1.8 Elect Director John W. Mccarter, Jr. For For Management
1.9 Elect Director Neil S. Novich For For Management
1.10 Elect Director Michael J. Roberts For For Management
1.11 Elect Director Gary L. Rogers For For Management
1.12 Elect Director James D. Slavik For For Management
1.13 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 12, 2006 Meeting Type: Annual
Record Date: FEB 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis E. Logue For For Management
1.2 Elect Director Ronald C. Reimer For For Management
- --------------------------------------------------------------------------------
WASHINGTON POST CO., THE
Ticker: WPO Security ID: 939640108
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher C. Davis For For Management
1.2 Elect Director John L. Dotson Jr. For For Management
1.3 Elect Director Ronald L. Olson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irl F. Engelhardt For For Management
1.2 Elect Director William R. Granberry For For Management
1.3 Elect Director William E. Green For For Management
1.4 Elect Director W.R. Howell For For Management
1.5 Elect Director George A. Lorch For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
XL CAPITAL LTD (FORMERLY EXEL LTD. )
Ticker: XL Security ID: G98255105
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale R. Comey For For Management
1.2 Elect Director Brian M. O'Hara For For Management
1.3 Elect Director John T. Thornton For For Management
2 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW
YORK TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2006.
3 Other Business For Against Management
- --------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 1, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.D. Cash For For Management
1.2 Elect Director Patricia Frobes For For Management
1.3 Elect Director J. David Heaney For For Management
1.4 Elect Director Harris H. Simmons For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
======================= MFS UNION STANDARD EQUITY FUND ========================
AGCO CORPORATION AG ANNUAL MEETING DATE: 04/27/2006
Issuer: 001084102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
P. GEORGE BENSON
GERALD L. SHAHEEN Management Withheld Against
HENDRIKUS VISSER Management Withheld Against
Management Withheld Against
02 APPROVAL OF AGCO CORPORATION 2006 LONG-TERM INCENTIVE Management Against Against
PLAN
ALTRIA GROUP, INC. MO ANNUAL MEETING DATE: 04/27/2006
Issuer: 02209S103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
ELIZABETH E. BAILEY Management For For
HAROLD BROWN Management For For
MATHIS CABIALLAVETTA Management For For
LOUIS C. CAMILLERI Management For For
J. DUDLEY FISHBURN Management For For
ROBERT E. R. HUNTLEY Management For For
THOMAS W. JONES Management For For
GEORGE MUNOZ Management For For
LUCIO A. NOTO Management For For
JOHN S. REED Management For For
STEPHEN M. WOLF Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management Against Against
AUDITORS
03 STOCKHOLDER PROPOSAL 1 - REQUESTING INDEPENDENT Shareholder For Against
BOARD CHAIRMAN
04 STOCKHOLDER PROPOSAL 2 - REQUESTING COMMITMENT Shareholder For Against
TO GLOBAL HUMAN RIGHTS STANDARDS
05 STOCKHOLDER PROPOSAL 3 - SEEKING TO ADDRESS HEALTH Shareholder For Against
HAZARDS FOR AFRICAN AMERICANS ASSOCIATED WITH
SMOKING MENTHOL CIGARETTES
06 STOCKHOLDER PROPOSAL 4 - SEEKING TO EXTEND NEW Shareholder For Against
YORK FIRE-SAFE PRODUCTS GLOBALLY
07 STOCKHOLDER PROPOSAL 5 - REQUESTING ADOPTION Shareholder For Against
OF ANIMAL WELFARE POLICY
08 STOCKHOLDER PROPOSAL 6 - REQUESTING SUPPORT FOR Shareholder Against For
LAWS AT ALL LEVELS COMBATING USE OF TOBACCO
09 STOCKHOLDER PROPOSAL 7 - SEEKING TO FACILITATE Shareholder For Against
MEDICAL EFFORTS TO DISSUADE SECONDHAND SMOKE
AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 08/11/2005
Issuer: 026874107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
M. AIDINOFF Management Withheld Against
P. CHIA Management Withheld Against
M. COHEN Management Withheld Against
W. COHEN Management Withheld Against
M. FELDSTEIN Management Withheld Against
E. FUTTER Management Withheld Against
S. HAMMERMAN Management Withheld Against
C. HILLS Management Withheld Against
R. HOLBROOKE Management Withheld Against
D. KANAK Management Withheld Against
G. MILES, JR. Management Withheld Against
M. OFFIT Management Withheld Against
M. SULLIVAN Management Withheld Against
E. TSE Management Withheld Against
F. ZARB Management Withheld Against
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For For
AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 05/17/2006
Issuer: 026874107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
PEI-YUAN CHIA Management Withheld Against
MARSHALL A. COHEN Management Withheld Against
MARTIN S. FELDSTEIN Management Withheld Against
ELLEN V. FUTTER Management Withheld Against
STEPHEN L. HAMMERMAN Management Withheld Against
RICHARD C. HOLBROOKE Management Withheld Against
FRED H. LANGHAMMER Management Withheld Against
GEORGE L. MILES, JR. Management Withheld Against
MORRIS W. OFFIT Management Withheld Against
JAMES F. ORR III Management Withheld Against
MARTIN J. SULLIVAN Management Withheld Against
MICHAEL H. SUTTON Management Withheld Against
EDMUND S.W. TSE Management Withheld Against
ROBERT B. WILLUMSTAD Management Withheld Against
FRANK G. ZARB Management Withheld Against
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Management Against Against
AMPHENOL CORPORATION APH ANNUAL MEETING DATE: 05/24/2006
Issuer: 032095101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
EDWARD B. JEPSEN Management For For
JOHN R. LORD Management Withheld Against
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management Against Against
PUBLIC ACCOUNTANTS OF THE COMPANY.
03 RATIFICATION AND APPROVAL OF THE THIRD AMENDED Management Against Against
2000 STOCK PURCHASE AND OPTION PLAN FOR KEY EMPLOYEES
OF AMPHENOL AND SUBSIDIARIES.
APPLE COMPUTER, INC. AAPL ANNUAL MEETING DATE: 04/27/2006
Issuer: 037833100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
FRED D. ANDERSON Management For For
WILLIAM V. CAMPBELL Management For For
MILLARD S. DREXLER Management For For
ALBERT A. GORE, JR. Management For For
STEVEN P. JOBS Management For For
ARTHUR D. LEVINSON Management For For
JEROME B. YORK Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR FISCAL YEAR 2006.
03 TO CONSIDER A SHAREHOLDER PROPOSAL IF PROPERLY Shareholder For Against
PRESENTED AT THE MEETING.
ARAMARK CORPORATION RMK ANNUAL MEETING DATE: 02/07/2006
Issuer: 038521100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
PATRICIA C. BARRON Management For For
RONALD R. DAVENPORT Management For For
RONALD L. SARGENT Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management Against Against
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL 2006.
AT&T INC. T ANNUAL MEETING DATE: 04/28/2006
Issuer: 00206R102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
WILLIAM F. ALDINGER III Management Withheld Against
GILBERT F. AMELIO Management Withheld Against
AUGUST A. BUSCH III Management Withheld Against
MARTIN K. EBY, JR. Management Withheld Against
JAMES A. HENDERSON Management Withheld Against
CHARLES F. KNIGHT Management Withheld Against
JON C. MADONNA Management Withheld Against
LYNN M. MARTIN Management Withheld Against
JOHN B. MCCOY Management Withheld Against
MARY S. METZ Management Withheld Against
TONI REMBE Management Withheld Against
S. DONLEY RITCHEY Management Withheld Against
JOYCE M. ROCHE Management Withheld Against
RANDALL L. STEPHENSON Management Withheld Against
LAURA D'ANDREA TYSON Management Withheld Against
PATRICIA P. UPTON Management Withheld Against
EDWARD E. WHITACRE, JR. Management Withheld Against
02 APPROVE APPOINTMENT OF INDEPENDENT AUDITORS Management Against Against
03 APPROVE 2006 INCENTIVE PLAN Management Against Against
04 APPROVE AMENDMENT TO RESTATED CERTIFICATE OF Management For For
INCORPORATION
05 STOCKHOLDER PROPOSAL A Shareholder For Against
06 STOCKHOLDER PROPOSAL B Shareholder For Against
07 STOCKHOLDER PROPOSAL C Shareholder For Against
08 STOCKHOLDER PROPOSAL D Shareholder For Against
09 STOCKHOLDER PROPOSAL E Shareholder For Against
10 STOCKHOLDER PROPOSAL F Shareholder For Against
BANK OF AMERICA CORPORATION BAC ANNUAL MEETING DATE: 04/26/2006
Issuer: 060505104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
WILLIAM BARNET, III Management For For
FRANK P. BRAMBLE, SR. Management For For
JOHN T. COLLINS Management For For
GARY L. COUNTRYMAN Management For For
TOMMY R. FRANKS Management For For
PAUL FULTON Management For For
CHARLES K. GIFFORD Management For For
W. STEVEN JONES Management For For
KENNETH D. LEWIS Management For For
MONICA C. LOZANO Management For For
WALTER E. MASSEY Management For For
THOMAS J. MAY Management For For
PATRICIA E. MITCHELL Management For For
THOMAS M. RYAN Management For For
O. TEMPLE SLOAN, JR. Management For For
MEREDITH R. SPANGLER Management For For
ROBERT L. TILLMAN Management For For
JACKIE M. WARD Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management Against Against
ACCOUNTING FIRM FOR 2006.
03 ADOPT AN AMENDMENT TO THE 2003 KEY ASSOCIATE Management Against Against
STOCK PLAN.
04 STOCKHOLDER PROPOSAL- POLITICAL CONTRIBUTIONS Shareholder Against For
05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN DIRECTOR Shareholder For Against
ELECTIONS
06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD CHAIRMAN Shareholder For Against
07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT OPPORTUNITY Shareholder Against For
POLICY
BELLSOUTH CORPORATION BLS ANNUAL MEETING DATE: 04/24/2006
Issuer: 079860102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
F.D. ACKERMAN Management Withheld Against
R.V. ANDERSON Management Withheld Against
J.H. BLANCHARD Management Withheld Against
J.H. BROWN Management Withheld Against
A.M. CODINA Management Withheld Against
M.L. FEIDLER Management Withheld Against
K.F. FELDSTEIN Management For For
J.P. KELLY Management For For
L.F. MULLIN Management For For
R.B. SMITH Management For For
W.S. STAVROPOULOS Management Withheld Against
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shareholder For Against
CONTRIBUTIONS
BURLINGTON NORTHERN SANTA FE CORPORA BNI ANNUAL MEETING DATE: 04/19/2006
Issuer: 12189T104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
A.L. BOECKMANN Management Withheld Against
D.G. COOK Management For For
V.S. MARTINEZ Management Withheld Against
M.F. RACICOT Management For For
R.S. ROBERTS Management For For
M.K. ROSE Management Withheld Against
M.J. SHAPIRO Management For For
J.C. WATTS, JR Management For For
R.H. WEST Management For For
J.S. WHISLER Management Withheld Against
E.E. WHITACRE, JR. Management Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
2006 (ADVISORY VOTE).
03 APPROVAL OF THE AMENDED AND RESTATED BURLINGTON Management Against Against
NORTHERN SANTA FE 1999 STOCK INCENTIVE PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED BNSF RAILWAY Management Against Against
COMPANY INCENTIVE COMPENSATION PLAN.
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING. Shareholder For Against
06 SHAREHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder For Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 04/26/2006
Issuer: 166764100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
S.H. ARMACOST Management For For
L.F. DEILY Management For For
R.E. DENHAM Management For For
R.J. EATON Management For For
S. GINN Management For For
F.G. JENIFER Management For For
S. NUNN Management For For
D.J. O'REILLY Management For For
D.B. RICE Management For For
P.J. ROBERTSON Management For For
C.R. SHOEMATE Management For For
R.D. SUGAR Management For For
C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management Against Against
ACCOUNTING FIRM
03 AMEND COMPANY BY-LAWS TO INCLUDE PROPONENT REIMBURSEMENT Shareholder For Against
04 REPORT ON OIL & GAS DRILLING IN PROTECTED AREAS Shareholder For Against
05 REPORT ON POLITICAL CONTRIBUTIONS Shareholder For Against
06 ADOPT AN ANIMAL WELFARE POLICY Shareholder For Against
07 REPORT ON HUMAN RIGHTS Shareholder For Against
08 REPORT ON ECUADOR Shareholder For Against
CISCO SYSTEMS, INC. CSCO ANNUAL MEETING DATE: 11/15/2005
Issuer: 17275R102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
CAROL A. BARTZ Management Withheld Against
M. MICHELE BURNS Management Withheld Against
LARRY R. CARTER Management Withheld Against
JOHN T. CHAMBERS Management Withheld Against
DR. JOHN L. HENNESSY Management Withheld Against
RICHARD M. KOVACEVICH Management Withheld Against
RODERICK C. MCGEARY Management Withheld Against
JAMES C. MORGAN Management Withheld Against
JOHN P. MORGRIDGE Management Withheld Against
STEVEN M. WEST Management Withheld Against
JERRY YANG Management Withheld Against
02 TO APPROVE THE ADOPTION OF THE 2005 STOCK INCENTIVE Management Against Against
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
29, 2006.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shareholder For Against
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT
PORTION OF FUTURE EQUITY COMPENSATION GRANTS
TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK
THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS
AS A PREREQUISITE TO VESTING, AS MORE FULLY SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder For Against
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT
OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder For Against
THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS
DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND
IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY
AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS
AND RESELLERS BY MAY 31, 2006, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
CMS ENERGY CORPORATION CMS ANNUAL MEETING DATE: 05/19/2006
Issuer: 125896100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
MERRIBEL S. AYRES Management Withheld Against
JON E. BARFIELD Management Withheld Against
RICHARD M. GABRYS Management Withheld Against
DAVID W. JOOS Management Withheld Against
PHILIP R. LOCHNER, JR. Management Withheld Against
MICHAEL T. MONAHAN Management Withheld Against
JOSEPH F. PAQUETTE, JR. Management Withheld Against
PERCY A. PIERRE Management Withheld Against
KENNETH L. WAY Management Withheld Against
KENNETH WHIPPLE Management Withheld Against
JOHN B. YASINSKY Management Withheld Against
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
COLGATE-PALMOLIVE COMPANY CL ANNUAL MEETING DATE: 05/04/2006
Issuer: 194162103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
J.T. CAHILL Management Withheld Against
J.K. CONWAY Management Withheld Against
E.M. HANCOCK Management Withheld Against
D.W. JOHNSON Management Withheld Against
R.J. KOGAN Management Withheld Against
D.E. LEWIS Management Withheld Against
R. MARK Management Withheld Against
J.P. REINHARD Management Withheld Against
H.B. WENTZ, JR. Management Withheld Against
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management Against Against
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE COMPANY S 2007 STOCK PLAN FOR Management Against Against
NON-EMPLOYEE DIRECTORS
04 STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN Shareholder For Against
05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder For Against
COMPUWARE CORPORATION CPWR ANNUAL MEETING DATE: 08/23/2005
Issuer: 205638109 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
DENNIS W. ARCHER Management Withheld Against
GURMINDER S. BEDI Management Withheld Against
WILLIAM O. GRABE Management Withheld Against
WILLIAM R. HALLING Management For For
PETER KARMANOS, JR. Management For For
FAYE ALEXANDER NELSON Management For For
GLENDA D. PRICE Management For For
W. JAMES PROWSE Management Withheld Against
G. SCOTT ROMNEY Management Withheld Against
LOWELL P. WEICKER, JR. Management Withheld Against
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management Against Against
& TOUCHE, LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/10/2006
Issuer: 20825C104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
RICHARD L. ARMITAGE Management For For
RICHARD H. AUCHINLECK Management For For
HARALD J. NORVIK Management For For
WILLIAM K. REILLY Management For For
VICTORIA J. TSCHINKEL Management For For
KATHRYN C. TURNER Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006
03 DRILLING IN SENSITIVE AREAS Shareholder For Against
04 DIRECTOR ELECTION VOTE STANDARD Shareholder For Against
05 SHAREHOLDER APPROVAL OF FUTURE EXTRAORDINARY Shareholder For Against
RETIREMENT BENEFITS FOR SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO COMMUNITIES Shareholder For Against
07 EQUITABLE COMPENSATION OF NON-EMPLOYEE DIRECTORS Shareholder Against For
CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/27/2006
Issuer: 219350105 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
JAMES B. FLAWS Management Withheld Against
JAMES R. HOUGHTON Management Withheld Against
JAMES J. O'CONNOR Management For For
DEBORAH D. RIEMAN Management Withheld Against
PETER F. VOLANAKIS Management Withheld Against
PADMASREE WARRIOR Management Withheld Against
02 APPROVAL OF THE AMENDMENT OF THE 2002 WORLDWIDE Management For For
EMPLOYEE SHARE PURCHASE PLAN.
03 APPROVAL OF THE ADOPTION OF THE 2006 VARIABLE Management Against Against
COMPENSATION PLAN.
04 APPROVAL OF THE AMENDMENT OF THE 2003 EQUITY Management Against Against
PLAN FOR NON-EMPLOYEE DIRECTORS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
06 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder For Against
OF EACH DIRECTOR ANNUALLY.
CUMMINS INC. CMI ANNUAL MEETING DATE: 05/09/2006
Issuer: 231021106 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
ROBERT J. DARNALL Management For For
JOHN M. DEUTCH Management Withheld Against
ALEXIS M. HERMAN Management For For
F. JOSEPH LOUGHREY Management Withheld Against
WILLIAM I. MILLER Management Withheld Against
GEORGIA R. NELSON Management For For
THEODORE M. SOLSO Management Withheld Against
CARL WARE Management For For
J. LAWRENCE WILSON Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AUDITORS FOR THE YEAR 2006.
CVS CORPORATION CVS ANNUAL MEETING DATE: 05/11/2006
Issuer: 126650100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
W. DON CORNWELL Management For For
DAVID W. DORMAN Management For For
THOMAS P. GERRITY Management Withheld Against
MARIAN L. HEARD Management For For
WILLIAM H. JOYCE Management For For
TERRENCE MURRAY Management For For
SHELI Z. ROSENBERG Management Withheld Against
THOMAS M. RYAN Management For For
ALFRED J. VERRECCHIA Management Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management Against Against
AS CVS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006.
03 STOCKHOLDER PROPOSAL REGARDING ELECTION OF DIRECTORS. Shareholder For Against
04 STOCKHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS Shareholder For Against
OF CERTAIN SENIOR EXECUTIVES.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENCE OF Shareholder For Against
THE CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REGARDING THE FORMULATION Shareholder For Against
OF COSMETICS SOLD AT CVS.
DEERE & COMPANY DE ANNUAL MEETING DATE: 02/22/2006
Issuer: 244199105 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
CRANDALL C. BOWLES Management For For
VANCE D. COFFMAN Management For For
ARTHUR L. KELLY Management For For
THOMAS H. PATRICK Management For For
02 APPROVAL OF THE AMENDMENT OF THE JOHN DEERE OMNIBUS Management Against Against
EQUITY AND INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2006.
DELL INC. DELL ANNUAL MEETING DATE: 07/15/2005
Issuer: 24702R101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
DONALD J. CARTY Management For For
MICHAEL S. DELL Management For For
WILLIAM H. GRAY, III Management For For
JUDY C. LEWENT Management For For
THOMAS W. LUCE, III Management For For
KLAUS S. LUFT Management For For
ALEX J. MANDL Management For For
MICHAEL A. MILES Management For For
SAMUEL A. NUNN, JR. Management For For
KEVIN B. ROLLINS Management For For
02 RATIFICATION OF INDEPENDENT AUDITOR Management Against Against
SH1 MAJORITY VOTING FOR DIRECTORS Shareholder For Against
SH2 EXPENSING STOCK OPTIONS Shareholder For Against
EXPRESS SCRIPTS, INC. ESRX ANNUAL MEETING DATE: 05/24/2006
Issuer: 302182100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
GARY G. BENANAV Management For For
FRANK J. BORELLI Management For For
MAURA C. BREEN Management For For
NICHOLAS J. LAHOWCHIC Management For For
THOMAS P. MAC MAHON Management For For
JOHN O. PARKER, JR. Management For For
GEORGE PAZ Management For For
SAMUEL K. SKINNER Management For For
SEYMOUR STERNBERG Management For For
BARRETT A. TOAN Management For For
HOWARD L. WALTMAN Management For For
02 APPROVAL AND RATIFICATION OF AN AMENDMENT TO Management Against Against
THE COMPANY S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF THE COMPANY S COMMON STOCK FROM 275,000,000
SHARES TO 650,000,000 SHARES.
03 APPROVAL AND RATIFICATION OF THE EXPRESS SCRIPTS, Management Against Against
INC. 2000 LONG TERM INCENTIVE PLAN, AS AMENDED.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2006.
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/31/2006
Issuer: 30231G102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
M.J. BOSKIN Management Withheld Against
W.W. GEORGE Management Withheld Against
J.R. HOUGHTON Management Withheld Against
W.R. HOWELL Management Withheld Against
R.C. KING Management Withheld Against
P.E. LIPPINCOTT Management Withheld Against
H.A. MCKINNELL, JR. Management Withheld Against
M.C. NELSON Management Withheld Against
S.J. PALMISANO Management Withheld Against
W.V. SHIPLEY Management Withheld Against
J.S. SIMON Management Withheld Against
R.W. TILLERSON Management Withheld Against
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 32) Management Against Against
03 CUMULATIVE VOTING (PAGE 34) Shareholder For Against
04 MAJORITY VOTE (PAGE 35) Shareholder For Against
05 INDUSTRY EXPERIENCE (PAGE 37) Shareholder For Against
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shareholder Against For
07 DIRECTOR COMPENSATION (PAGE 40) Shareholder For Against
08 BOARD CHAIRMAN AND CEO (PAGE 41) Shareholder For Against
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shareholder For Against
10 EXECUTIVE COMPENSATION CRITERIA (PAGE 45) Shareholder For Against
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shareholder For Against
12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shareholder For Against
13 AMENDMENT OF EEO POLICY (PAGE 50) Shareholder For Against
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shareholder For Against
15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shareholder For Against
FEDERATED DEPARTMENT STORES, INC. FD ANNUAL MEETING DATE: 07/13/2005
Issuer: 31410H101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 TO AUTHORIZE THE ISSUANCE OF FEDERATED COMMON Management For For
STOCK PURSUANT TO THE TERMS OF THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF FEBRUARY 27,
2005, BY AND AMONG THE MAY DEPARTMENT STORES
COMPANY, FEDERATED AND MILAN ACQUISITION LLC.,
PURSUANT TO WHICH MAY WILL MERGE WITH MILAN ACQUISITION
LLC. ON THE TERMS AND SUBJECT TO THE CONDITIONS
CONTAINED IN THE MERGER AGREEMENT.
02 DIRECTOR Management For
MEYER FELDBERG Management For For
TERRY J. LUNDGREN Management For For
MARNA C. WHITTINGTON Management For For
03 TO ADOPT AN AMENDMENT TO FEDERATED S CERTIFICATE Management For For
OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION
OF DIRECTORS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FEDERATED Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
05 TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF THE Management For For
FEDERATED ANNUAL MEETING, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE FEDERATED
ANNUAL MEETING TO APPROVE THE ABOVE PROPOSALS.
FEDERATED DEPARTMENT STORES, INC. FD ANNUAL MEETING DATE: 05/19/2006
Issuer: 31410H101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
JOYCE M. ROCHE Management For For
WILLIAM P. STIRITZ Management For For
CRAIG E. WEATHERUP Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FEDERATED Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007.
03 TO ADOPT AN AMENDMENT TO FEDERATED S CERTIFICATE Management Against Against
OF INCORPORATION.
04 TO AMEND FEDERATED S 1995 EXECUTIVE EQUITY INCENTIVE Management Against Against
PLAN.
05 TO AMEND FEDERATED S 1994 STOCK INCENTIVE PLAN. Management Against Against
06 TO ACT UPON A STOCKHOLDER PROPOSAL TO ADOPT A Shareholder Against For
POLICY THAT WOULD LIMIT THE NUMBER OF BOARDS
ON WHICH FEDERATED S DIRECTORS MAY CONCURRENTLY
SERVE.
FISHER SCIENTIFIC INTERNATIONAL INC. FSH ANNUAL MEETING DATE: 05/05/2006
Issuer: 338032204 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
PAUL M. MONTRONE Management For For
SIMON B. RICH Management For For
SCOTT M. SPERLING Management For For
02 APPROVAL AND ADOPTION OF THE FISHER SCIENTIFIC Management For For
EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, Management Against Against
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY, FOR THE CURRENT FISCAL YEAR.
FORD MOTOR COMPANY F ANNUAL MEETING DATE: 05/11/2006
Issuer: 345370860 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
JOHN R.H. BOND Management Withheld Against
STEPHEN G. BUTLER Management Withheld Against
KIMBERLY A. CASIANO Management Withheld Against
EDSEL B. FORD II Management Withheld Against
WILLIAM CLAY FORD, JR. Management Withheld Against
IRVINE O. HOCKADAY, JR. Management Withheld Against
RICHARD A. MANOOGIAN Management Withheld Against
ELLEN R. MARRAM Management Withheld Against
HOMER A. NEAL Management Withheld Against
JORMA OLLILA Management Withheld Against
ROBERT E. RUBIN Management Withheld Against
JOHN L. THORNTON Management Withheld Against
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management Against Against
PUBLIC ACCOUNTING FIRM.
03 RELATING TO DISCLOSURE OF OFFICERS COMPENSATION. Shareholder For Against
04 RELATING TO THE COMPANY REPORTING ON CAFE LOBBYING Shareholder For Against
EFFORTS.
05 RELATING TO ADOPTION OF CUMULATIVE VOTING FOR Shareholder For Against
THE ELECTION OF DIRECTORS.
06 RELATING TO TYING EXECUTIVE COMPENSATION TO A Shareholder For Against
REDUCTION OF LIFETIME PRODUCT GREENHOUSE GAS EMISSIONS.
07 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shareholder For Against
PLAN TO PROVIDE THAT ALL COMPANY STOCK HAVE ONE
VOTE PER SHARE.
08 RELATING TO PUBLISHING A REPORT ON GLOBAL WARMING/COOLING. Shareholder Against For
09 RELATING TO THE COMPANY REMOVING REFERENCES TO Shareholder Against For
SEXUAL ORIENTATION FROM ITS EQUAL EMPLOYMENT POLICIES.
10 RELATING TO THE COMPANY REQUIRING THAT THE CHAIRMAN Shareholder For Against
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
FRONTIER OIL CORPORATION FTO ANNUAL MEETING DATE: 04/26/2006
Issuer: 35914P105 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
JAMES R. GIBBS Management For For
DOUGLAS Y. BECH Management For For
G. CLYDE BUCK Management For For
T. MICHAEL DOSSEY Management For For
JAMES H. LEE Management For For
PAUL B. LOYD, JR. Management Withheld Against
MICHAEL E. ROSE Management For For
02 TO RATIFY THE FRONTIER OIL CORPORATION OMNIBUS Management Against Against
INCENTIVE COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management Against Against
LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2006.
FRONTIER OIL CORPORATION FTO SPECIAL MEETING DATE: 06/09/2006
Issuer: 35914P105 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For
S RESTATED ARTICLES OF INCORPORATION, AS AMENDED,
INCREASING THE NUMBER OF AUTHORIZED SHARES OF
THE COMPANY S COMMON STOCK FROM 90,000,000 TO
180,000,000.
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/26/2006
Issuer: 369604103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
A DIRECTOR Management Withheld
JAMES I. CASH, JR. Management Withheld Against
SIR WILLIAM M. CASTELL Management Withheld Against
ANN M. FUDGE Management Withheld Against
CLAUDIO X. GONZALEZ Management Withheld Against
JEFFREY R. IMMELT Management Withheld Against
ANDREA JUNG Management Withheld Against
ALAN G. LAFLEY Management Withheld Against
ROBERT W. LANE Management Withheld Against
RALPH S. LARSEN Management Withheld Against
ROCHELLE B. LAZARUS Management Withheld Against
SAM NUNN Management Withheld Against
ROGER S. PENSKE Management Withheld Against
ROBERT J. SWIERINGA Management Withheld Against
DOUGLAS A. WARNER III Management Withheld Against
ROBERT C. WRIGHT Management Withheld Against
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For For
01 CUMULATIVE VOTING Shareholder For Against
02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder For Against
04 INDEPENDENT BOARD CHAIRMAN Shareholder For Against
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shareholder For Against
06 REPORT ON GLOBAL WARMING SCIENCE Shareholder For Against
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/26/2005
Issuer: 370334104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
PAUL DANOS Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH RICHARDS HOPE Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
STEVE ODLAND Management For For
MICHAEL D. ROSE Management Withheld Against
ROBERT L. RYAN Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management Against Against
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADOPT THE 2005 STOCK COMPENSATION PLAN. Management Against Against
04 STOCKHOLDER PROPOSAL REGARDING SALE OF GENERAL Shareholder Against For
MILLS.
HARRAH'S ENTERTAINMENT, INC. HET ANNUAL MEETING DATE: 04/25/2006
Issuer: 413619107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
CHARLES L. ATWOOD Management Withheld Against
R. BRAD MARTIN Management Withheld Against
GARY G. MICHAEL Management For For
02 APPROVAL OF THE COMPANY S AMENDED AND RESTATED Management Against Against
2004 EQUITY INCENTIVE AWARD PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR 2006 CALENDAR
YEAR.
HARSCO CORPORATION HSC ANNUAL MEETING DATE: 04/25/2006
Issuer: 415864107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
G.D.H. BUTLER Management For For
K.G. EDDY Management For For
S.D. FAZZOLARI Management For For
D.C. HATHAWAY Management For For
J.J. JASINOWSKI Management For For
D.H. PIERCE Management For For
C.F. SCANLAN Management For For
J.I. SCHEINER Management For For
A.J. SORDONI, III Management For For
J.P. VIVIANO Management For For
R.C. WILBURN Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management Against Against
LLP AS INDEPENDENT AUDITORS.
HCA INC. HCA ANNUAL MEETING DATE: 05/25/2006
Issuer: 404119109 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
C. MICHAEL ARMSTRONG Management For For
M.H. AVERHOFF, M.D. Management For For
JACK O. BOVENDER, JR. Management For For
RICHARD M. BRACKEN Management For For
MARTIN FELDSTEIN Management For For
T.F. FRIST, JR., M.D. Management For For
FREDERICK W. GLUCK Management For For
GLENDA A. HATCHETT Management For For
C.O. HOLLIDAY, JR. Management For For
T. MICHAEL LONG Management For For
JOHN H. MCARTHUR Management For For
KENT C. NELSON Management For For
FRANK S. ROYAL, M.D. Management For For
HAROLD T. SHAPIRO Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS HCA S INDEPENDENT Management Against Against
REGISTERED PUBLIC ACCOUNTING FIRM, AS DESCRIBED
IN THE PROXY STATEMENT
03 APPROVAL OF SHAREHOLDER PROPOSAL NO. 1, AS DESCRIBED Shareholder For Against
IN THE PROXY STATEMENT
04 APPROVAL OF SHAREHOLDER PROPOSAL NO. 2, AS DESCRIBED Shareholder For Against
IN THE PROXY STATEMENT
ILLINOIS TOOL WORKS INC. ITW ANNUAL MEETING DATE: 05/05/2006
Issuer: 452308109 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
WILLIAM F. ALDINGER Management Withheld Against
MICHAEL J. BIRCK Management For For
MARVIN D. BRAILSFORD Management For For
SUSAN CROWN Management For For
DON H. DAVIS, JR. Management For For
ROBERT C. MCCORMACK Management For For
ROBERT S. MORRISON Management For For
JAMES A. SKINNER Management For For
HAROLD B. SMITH Management For For
DAVID B. SPEER Management For For
02 APPROVAL OF THE AMENDMENT OF OUR RESTATED CERTIFICATE Management For For
OF INCORPORATION.
03 APPROVAL OF THE ILLINOIS TOOL WORKS INC. 2006 Management Against Against
STOCK INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management Against Against
TOUCHE LLP.
05 TO VOTE ON A STOCKHOLDER PROPOSAL REGUIRING IMPLEMENTATION Shareholder For Against
OF CERTAIN BUSINESS PRINCIPLES FOR WORKERS IN
CHINA.
06 TO VOTE ON A STOCKHOLDER PROPOSAL REQUIRING A Shareholder For Against
MAJORITY VOTE FOR ELECTION OF DIRECTORS
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/17/2006
Issuer: 458140100 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: E. JOHN P. BROWNE Management For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Management Against Against
1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management Against Against
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 AMENDMENT OF THE SECOND RESTATED CERTIFICATE Management For For
OF INCORPORATION (CERTIFICATE OF INCORPORATION)
TO REPEAL ARTICLE 10 (THE FAIR PRICE PROVISION)
03 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Management For For
TO REPEAL ARTICLE 7 AND ARTICLE 12 (THE SUPERMAJORITY
VOTE PROVISIONS)
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR
05 APPROVAL OF THE 2006 EQUITY INCENTIVE PLAN Management Against Against
06 APPROVAL OF THE 2006 STOCK PURCHASE PLAN Management For For
INTERNATIONAL BUSINESS MACHINES CORP IBM ANNUAL MEETING DATE: 04/25/2006
Issuer: 459200101 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
C. BLACK Management For For
K.I. CHENAULT Management For For
J. DORMANN Management Withheld Against
M.L. ESKEW Management Withheld Against
S.A. JACKSON Management Withheld Against
M. MAKIHARA Management For For
L.A. NOTO Management For For
J.W. OWENS Management For For
S.J. PALMISANO Management For For
J.E. SPERO Management For For
S. TAUREL Management For For
C.M. VEST Management For For
L.H. ZAMBRANO Management Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management Against Against
PUBLIC ACCOUNTING FIRM. (PAGE 26)
03 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder For Against
27)
04 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder For Against
MEDICAL (PAGE 27)
05 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder For Against
(PAGE 29)
06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder For Against
COMPENSATION (PAGE 29)
07 STOCKHOLDER PROPOSAL ON: OFFSHORING (PAGE 30) Shareholder For Against
08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder For Against
(PAGE 32)
09 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder For Against
(PAGE 33)
10 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shareholder For Against
DIRECTORS (PAGE 34)
11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY VOTE Shareholder For Against
(PAGE 35)
INTERNATIONAL PAPER COMPANY IP ANNUAL MEETING DATE: 05/08/2006
Issuer: 460146103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
JOHN L. TOWNSEND, III* Management Withheld Against
JOHN F. TURNER** Management Withheld Against
ALBERTO WEISSER** Management Withheld Against
JOHN V. FARACI*** Management Withheld Against
DONALD F. MCHENRY*** Management Withheld Against
WILLIAM G. WALTER*** Management Withheld Against
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management Against Against
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 PROPOSAL RELATING TO MAJORITY VOTING FOR DIRECTORS. Shareholder For Against
04 PROPOSAL RELATING TO SUSTAINABLE FORESTRY. Shareholder For Against
05 PROPOSAL RELATING TO ANNUAL ELECTION OF DIRECTORS. Shareholder For Against
J. C. PENNEY COMPANY, INC. JCP ANNUAL MEETING DATE: 05/19/2006
Issuer: 708160106 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
V.E. JORDAN, JR. Management Withheld Against
B. OSBORNE Management For For
M.B. STONE WEST Management For For
R.G. TURNER Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITOR FOR THE FISCAL YEAR ENDING FEBRUARY 3,
2007.
03 TO CONSIDER A MANAGEMENT PROPOSAL TO AMEND THE Management For For
COMPANY S RESTATED CERTIFICATE OF INCORPORATION
AND BYLAWS TO DECLASSIFY THE BOARD OF DIRECTORS.
04 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING TO Shareholder For Against
EXECUTIVE COMPENSATION.
JOHNSON & JOHNSON JNJ ANNUAL MEETING DATE: 04/27/2006
Issuer: 478160104 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
MARY S. COLEMAN Management For For
JAMES G. CULLEN Management For For
ROBERT J. DARRETTA Management For For
MICHAEL M. E. JOHNS Management For For
ANN D. JORDAN Management For For
ARNOLD G. LANGBO Management For For
SUSAN L. LINDQUIST Management For For
LEO F. MULLIN Management For For
CHRISTINE A. POON Management For For
CHARLES PRINCE Management For For
STEVEN S REINEMUND Management For For
DAVID SATCHER Management For For
WILLIAM C. WELDON Management For For
02 APPROVAL OF AMENDMENTS TO THE RESTATED CERTIFICATE Management For For
OF INCORPORATION
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management Against Against
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
04 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shareholder Against For
05 PROPOSAL ON MAJORITY VOTING REQUIREMENTS FOR Shareholder For Against
DIRECTOR NOMINEES
JPMORGAN CHASE & CO. JPM ANNUAL MEETING DATE: 05/16/2006
Issuer: 46625H100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
JOHN H. BIGGS Management For For
STEPHEN B. BURKE Management For For
JAMES S. CROWN Management For For
JAMES DIMON Management For For
ELLEN V. FUTTER Management For For
WILLIAM H. GRAY, III Management Withheld Against
WILLIAM B. HARRISON, JR Management For For
LABAN P. JACKSON, JR. Management For For
JOHN W. KESSLER Management For For
ROBERT I. LIPP Management For For
RICHARD A. MANOOGIAN Management For For
DAVID C. NOVAK Management For For
LEE R. RAYMOND Management For For
WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management Against Against
ACCOUNTING FIRM
03 STOCK OPTIONS Shareholder Against For
04 PERFORMANCE-BASED RESTRICTED STOCK Shareholder For Against
05 SEPARATE CHAIRMAN Shareholder For Against
06 SEXUAL ORIENTATION Shareholder Against For
07 SPECIAL SHAREHOLDER MEETINGS Shareholder For Against
08 LOBBYING PRIORITIES REPORT Shareholder For Against
09 POLITICAL CONTRIBUTIONS REPORT Shareholder For Against
10 POISON PILL Shareholder For Against
11 CUMULATIVE VOTING Shareholder For Against
12 BONUS RECOUPMENT Shareholder For Against
13 OVERCOMMITTED DIRECTORS Shareholder Against For
KIMBERLY-CLARK CORPORATION KMB ANNUAL MEETING DATE: 04/27/2006
Issuer: 494368103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
DENNIS R. BERESFORD Management Withheld Against
ABELARDO E. BRU Management Withheld Against
THOMAS J. FALK Management Withheld Against
MAE C. JEMISON Management Withheld Against
02 APPROVAL OF AUDITORS Management Against Against
03 STOCKHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shareholder For Against
04 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF GLOBAL Shareholder For Against
HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL
LABOR CONVENTIONS
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING Shareholder For Against
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON SUSTAINABLE Shareholder For Against
FORESTRY PRACTICES
LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/27/2006
Issuer: 539830109 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
E.C."PETE"ALDRIDGE, JR. Management Withheld Against
NOLAN D. ARCHIBALD Management Withheld Against
MARCUS C. BENNETT Management Withheld Against
JAMES O. ELLIS, JR. Management Withheld Against
GWENDOLYN S. KING Management Withheld Against
JAMES M. LOY Management Withheld Against
DOUGLAS H. MCCORKINDALE Management Withheld Against
EUGENE F. MURPHY Management Withheld Against
JOSEPH W. RALSTON Management Withheld Against
FRANK SAVAGE Management Withheld Against
JAMES M. SCHNEIDER Management Withheld Against
ANNE STEVENS Management Withheld Against
ROBERT J. STEVENS Management Withheld Against
JAMES R. UKROPINA Management Withheld Against
DOUGLAS C. YEARLEY Management Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 MANAGEMENT PROPOSAL-ADOPTION OF PERFORMANCE GOALS Management Against Against
WITHIN THE 2006 MANAGEMENT INCENTIVE COMPENSATION
PLAN
04 MANAGEMENT PROPOSAL-APPROVAL OF AMENDMENT AND Management For For
RESTATEMENT OF THE CHARTER
05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder For Against
06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder For Against
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF ST. FRANCIS Shareholder For Against
OF PHILADELPHIA AND OTHER GROUPS
08 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder For Against
AND OTHER GROUPS
MANOR CARE, INC. HCR ANNUAL MEETING DATE: 05/09/2006
Issuer: 564055101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
MARY TAYLOR BEHRENS Management For For
JOSEPH F. DAMICO Management For For
JOHN T. SCHWIETERS Management For For
RICHARD C. TUTTLE Management For For
M. KEITH WEIKEL Management For For
GAIL R. WILENSKY Management Withheld Against
THOMAS L. YOUNG Management For For
MASCO CORPORATION MAS ANNUAL MEETING DATE: 05/09/2006
Issuer: 574599106 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
THOMAS G. DENOMME Management For For
RICHARD A. MANOOGIAN Management For For
MARY ANN VAN LOKEREN Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE YEAR 2006.
MERCK & CO., INC. MRK ANNUAL MEETING DATE: 04/25/2006
Issuer: 589331107 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
RICHARD T. CLARK Management Withheld Against
LAWRENCE A. BOSSIDY Management Withheld Against
WILLIAM G. BOWEN Management Withheld Against
JOHNNETTA B. COLE Management Withheld Against
WILLIAM B. HARRISON, JR Management Withheld Against
WILLIAM N. KELLEY Management Withheld Against
ROCHELLE B. LAZARUS Management Withheld Against
THOMAS E. SHENK Management Withheld Against
ANNE M. TATLOCK Management Withheld Against
SAMUEL O. THIER Management Withheld Against
WENDELL P. WEEKS Management Withheld Against
PETER C. WENDELL Management Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006
03 PROPOSAL TO ADOPT THE 2007 INCENTIVE STOCK PLAN Management Against Against
04 PROPOSAL TO ADOPT THE 2006 NON-EMPLOYEE DIRECTORS Management Against Against
STOCK OPTION PLAN
05 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shareholder For Against
AWARDS
06 STOCKHOLDER PROPOSAL CONCERNING NON-DIRECTOR Shareholder For Against
SHAREHOLDER VOTES
07 STOCKHOLDER PROPOSAL CONCERNING AN ANIMAL WELFARE Shareholder For Against
POLICY REPORT
MERRILL LYNCH & CO., INC. MER ANNUAL MEETING DATE: 04/28/2006
Issuer: 590188108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
ALBERTO CRIBIORE Management For For
AULANA L. PETERS Management For For
CHARLES O. ROSSOTTI Management For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 INSTITUTE CUMULATIVE VOTING Shareholder For Against
04 SUBMIT DIRECTOR COMPENSATION TO SHAREHOLDERS Shareholder For Against
FOR ANNUAL APPROVAL
05 SUBMIT MANAGEMENT DEVELOPMENT AND COMPENSATION Shareholder For Against
COMMITTEE REPORT TO SHAREHOLDERS FOR ANNUAL APPROVAL
METLIFE, INC. MET ANNUAL MEETING DATE: 04/25/2006
Issuer: 59156R108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
C. ROBERT HENRIKSON Management For For
JOHN M. KEANE Management For For
HUGH B. PRICE Management For For
KENTON J. SICCHITANO Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management Against Against
LLP AS INDEPENDENT AUDITOR FOR 2006
MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/09/2005
Issuer: 594918104 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
WILLIAM H. GATES III Management For For
STEVEN A. BALLMER Management For For
JAMES I. CASH JR. Management For For
DINA DUBLON Management For For
RAYMOND V. GILMARTIN Management For For
A. MCLAUGHLIN KOROLOGOS Management Withheld Against
DAVID F. MARQUARDT Management For For
CHARLES H. NOSKI Management For For
HELMUT PANKE Management For For
JON A. SHIRLEY Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management Against Against
LLP AS THE COMPANY S INDEPENDENT AUDITOR
NORTHROP GRUMMAN CORPORATION NOC ANNUAL MEETING DATE: 05/17/2006
Issuer: 666807102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
JOHN T. CHAIN, JR. Management For For
VIC FAZIO Management For For
STEPHEN E. FRANK Management For For
CHARLES R. LARSON Management Withheld Against
RICHARD B. MYERS Management For For
RONALD D. SUGAR Management Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE THE SUPER MAJORITY
VOTE REQUIREMENT.
04 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder For Against
BOARD CHAIRMAN.
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/03/2006
Issuer: 713448108 ISIN:
SEDOL:
VOTE GROUP: UNASSIGNED
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
J.F. AKERS Management For For
R.E. ALLEN Management For For
D. DUBLON Management For For
V.J. DZAU Management For For
R.L. HUNT Management For For
A. IBARGUEN Management For For
A.C. MARTINEZ Management For For
I.K. NOOYI Management For For
S.S REINEMUND Management For For
S.P. ROCKEFELLER Management For For
J.J. SCHIRO Management For For
F.A. THOMAS Management For For
C.M. TRUDELL Management For For
D. VASELLA Management For For
M.D. WHITE Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
03 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For
(PROXY STATEMENT P. 23)
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against For
(PROXY STATEMENT P. 24)
PERKINELMER, INC. PKI ANNUAL MEETING DATE: 04/25/2006
Issuer: 714046109 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
TAMARA J. ERICKSON Management For For
ROBERT F. FRIEL Management For For
NICHOLAS A. LOPARDO Management For For
ALEXIS P. MICHAS Management For For
JAMES C. MULLEN Management For For
DR. VICKI L. SATO Management For For
GABRIEL SCHMERGEL Management For For
KENTON J. SICCHITANO Management For For
GREGORY L. SUMME Management For For
G. ROBERT TOD Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management Against Against
LLP AS PERKINELMER S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR.
03 SHAREHOLDER PROPOSAL TO REQUEST THAT THE COMPANY Shareholder For Against
S BOARD OF DIRECTORS AMEND THE COMPANY S GOVERNANCE
DOCUMENTS TO PROVIDE THAT DIRECTOR NOMINEES SHALL
BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY
OF VOTES CAST.
PPG INDUSTRIES, INC. PPG ANNUAL MEETING DATE: 04/20/2006
Issuer: 693506107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
CHARLES E. BUNCH Management For For
ROBERT RIPP Management For For
THOMAS J. USHER Management For For
DAVID R. WHITWAM Management For For
02 PROPOSAL TO APPROVE THE PPG INDUSTRIES, INC. Management Against Against
OMNIBUS INCENTIVE PLAN.
03 PROPOSAL TO ENDORSE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
PRAXAIR, INC. PX ANNUAL MEETING DATE: 04/25/2006
Issuer: 74005P104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
STEPHEN F. ANGEL Management For For
CLAIRE W. GARGALLI Management For For
G.J. RATCLIFFE, JR. Management For For
DENNIS H. REILLEY Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE PRAXAIR, Management For *Management
INC. CERTIFICATE OF INCORPORATION TO DECLASSIFY Position
THE BOARD. (NOTE: THE BOARD MAKES NO RECOMMENDATION Unknown
FOR PROPOSAL 2)
03 PROPOSAL TO RE-APPROVE PERFORMANCE GOALS UNDER Management Against Against
PRAXAIR S SECTION 162(M) PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
AUDITOR.
QUALCOMM, INCORPORATED QCOM ANNUAL MEETING DATE: 03/07/2006
Issuer: 747525103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
RICHARD C. ATKINSON Management For For
DIANA LADY DOUGAN Management For For
PETER M. SACERDOTE Management For For
MARC I. STERN Management For For
02 TO APPROVE AMENDMENTS TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE THE
CLASSIFIED BOARD AND CUMULATIVE VOTING.
03 TO APPROVE THE COMBINATION OF THE COMPANY S EQUITY Management Against Against
COMPENSATION PLANS AS THE 2006 LONG-TERM INCENTIVE
PLAN AND AN INCREASE IN THE SHARE RESERVE BY
65,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER
24, 2006.
05 TO APPROVE ANY ADJOURNMENTS OF THE MEETING TO Management Against Against
ANOTHER TIME OR PLACE, IF NECESSARY IN THE JUDGMENT
OF THE PROXY HOLDERS, FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IN FAVOR OF ANY OF THE FOREGOING
PROPOSALS.
RYDER SYSTEM, INC. R ANNUAL MEETING DATE: 05/05/2006
Issuer: 783549108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
L. PATRICK HASSEY* Management For For
JOHN M. BERRA** Management Withheld Against
DANIEL H. MUDD** Management For For
E. FOLLIN SMITH** Management For For
GREGORY T. SWIENTON** Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR.
SANDISK CORPORATION SNDK ANNUAL MEETING DATE: 05/25/2006
Issuer: 80004C101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
DR. ELI HARARI Management For For
IRWIN FEDERMAN Management For For
STEVEN J. GOMO Management For For
EDDY W. HARTENSTEIN Management For For
CATHERINE P. LEGO Management For For
MICHAEL E. MARKS Management For For
DR. JAMES D. MEINDL Management For For
02 TO APPROVE AMENDMENTS TO THE COMPANY S 2005 INCENTIVE Management Against Against
PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management Against Against
OF INCORPORATION, INCREASING THE AUTHORIZED AMOUNT
OF COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000
SHARES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
TEXAS INSTRUMENTS INCORPORATED TXN ANNUAL MEETING DATE: 04/20/2006
Issuer: 882508104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
J.R. ADAMS Management For For
D.L. BOREN Management For For
D.A. CARP Management For For
C.S. COX Management For For
T.J. ENGIBOUS Management For For
G.W. FRONTERHOUSE Management For For
D.R. GOODE Management For For
P.H. PATSLEY Management For For
W.R. SANDERS Management For For
R.J. SIMMONS Management For For
R.K. TEMPLETON Management For For
C.T. WHITMAN Management For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
THE DOW CHEMICAL COMPANY DOW ANNUAL MEETING DATE: 05/11/2006
Issuer: 260543103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
JACQUELINE K. BARTON Management For For
JAMES A. BELL Management For For
BARBARA H. FRANKLIN Management Withheld Against
ANDREW N. LIVERIS Management Withheld Against
GEOFFERY E. MERSZEI Management Withheld Against
J. PEDRO REINHARD Management Withheld Against
RUTH G. SHAW Management For For
PAUL G. STERN Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management Against Against
REGISTERED PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL ON BHOPAL. Shareholder For Against
04 STOCKHOLDER PROPOSAL ON GENETICALLY ENGINEERED Shareholder For Against
SEED.
05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH LINKS Shareholder For Against
TO RESPIRATORY PROBLEMS.
06 STOCKHOLDER PROPOSAL ON SECURITY OF CHEMICAL Shareholder For Against
FACILITIES.
THE GOLDMAN SACHS GROUP, INC. GS ANNUAL MEETING DATE: 03/31/2006
Issuer: 38141G104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
LLOYD C. BLANKFEIN Management For For
LORD BROWNE OFMADINGLEY Management For For
JOHN H. BRYAN Management For For
CLAES DAHLBACK Management For For
STEPHEN FRIEDMAN Management Withheld Against
WILLIAM W. GEORGE Management For For
JAMES A. JOHNSON Management Withheld Against
LOIS D. JULIBER Management For For
EDWARD M. LIDDY Management For For
HENRY M. PAULSON, JR. Management For For
RUTH J. SIMMONS Management For For
02 APPROVAL OF AN AMENDMENT TO THE GOLDMAN SACHS Management Against Against
RESTRICTED PARTNER COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006
FISCAL YEAR.
THE HARTFORD FINANCIAL SVCS GROUP, I HIG ANNUAL MEETING DATE: 05/17/2006
Issuer: 416515104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
RAMANI AYER Management For For
RAMON DE OLIVEIRA Management For For
EDWARD J. KELLY, III Management For For
PAUL G. KIRK, JR. Management For For
THOMAS M. MARRA Management For For
GAIL J. MCGOVERN Management For For
MICHAEL G. MORRIS Management For For
ROBERT W. SELANDER Management For For
CHARLES B. STRAUSS Management For For
H. PATRICK SWYGERT Management For For
DAVID K. ZWIENER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006
THE KROGER CO. KR ANNUAL MEETING DATE: 06/22/2006
Issuer: 501044101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
REUBEN V. ANDERSON Management Withheld Against
DON W. MCGEORGE Management Withheld Against
W. RODNEY MCMULLEN Management Withheld Against
CLYDE R. MOORE Management Withheld Against
STEVEN R. ROGEL Management Withheld Against
02 ANNUAL ELECTION OF ALL DIRECTORS. (REQUIRES THE Management For For
ADOPTION OF PROPOSAL 3).
03 ELIMINATION OF CUMULATIVE VOTING FOR DIRECTORS. Management Against Against
04 ELIMINATION OF SUPERMAJORITY REQUIREMENT FOR Management For For
SOME TRANSACTIONS.
05 OPT OUT OF THE OHIO CONTROL SHARE ACQUISITION Management For For
STATUTE.
06 RULES OF CONDUCT FOR SHAREHOLDER MEETINGS; MEETINGS Management Against Against
OUTSIDE OF CINCINNATI.
07 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. Management For For
08 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shareholder For Against
TO RECOMMEND PROGRESS REPORTS ON SUPPLIERS CONTROLLED-ATMOSPHERE
KILLING OF CHICKENS.
09 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shareholder For Against
TO RECOMMEND THE PREPARATION OF SUSTAINABILITY
REPORT.
THE PROCTER & GAMBLE COMPANY PG SPECIAL MEETING DATE:07/12/2005
Issuer: 742718109 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE
PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION
CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER &
GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE
THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK
IN THE MERGER.
02 A PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Management For For
A LATER DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE
THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK
IN THE MERGER.
THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/11/2005
Issuer: 742718109 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
BRUCE L. BYRNES Management For For
SCOTT D. COOK Management For For
CHARLES R. LEE Management For For
W. JAMES MCNERNEY, JR. Management For For
ERNESTO ZEDILLO Management For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management Against Against
PUBLIC ACCOUNTING FIRM
03 APPROVE AMENDMENT TO AMENDED ARTICLES OF INCORPORATION Management For For
AND CODE OF REGULATIONS TO ELIMINATE REFERENCES
TO THE EXECUTIVE COMMITTEE
04 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Management For For
TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE WITH Shareholder Against For
ANIMAL TESTING POLICY
06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE COMPANY Shareholder Against For
07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL CONTRIBUTIONS Shareholder For Against
THE ST. PAUL TRAVELERS COMPANIES, IN STA ANNUAL MEETING DATE: 05/03/2006
Issuer: 792860108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
JOHN H. DASBURG Management Withheld Against
LESLIE B. DISHAROON Management Withheld Against
JANET M. DOLAN Management Withheld Against
KENNETH M. DUBERSTEIN Management Withheld Against
JAY S. FISHMAN Management Withheld Against
LAWRENCE G. GRAEV Management Withheld Against
THOMAS R. HODGSON Management Withheld Against
ROBERT I. LIPP Management Withheld Against
BLYTHE J. MCGARVIE Management Withheld Against
GLEN D. NELSON, MD Management Withheld Against
LAURIE J. THOMSEN Management Withheld Against
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
03 SHAREHOLDER PROPOSAL RELATING TO THE VOTE REQUIRED Shareholder For Against
TO ELECT DIRECTORS.
04 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder For Against
THE TIMKEN COMPANY TKR ANNUAL MEETING DATE: 04/18/2006
Issuer: 887389104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
JOSEPH W. RALSTON Management For For
JOHN M. TIMKEN, JR. Management Withheld Against
JACQUELINE F. WOODS Management For For
THE WALT DISNEY COMPANY DIS ANNUAL MEETING DATE: 03/10/2006
Issuer: 254687106 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
JOHN E. BRYSON Management Withheld Against
JOHN S. CHEN Management For For
JUDITH L. ESTRIN Management For For
ROBERT A. IGER Management Withheld Against
FRED H. LANGHAMMER Management For For
AYLWIN B. LEWIS Management For For
MONICA C. LOZANO Management For For
ROBERT W. MATSCHULLAT Management For For
GEORGE J. MITCHELL Management Withheld Against
LEO J. O'DONOVAN, S.J. Management For For
JOHN E. PEPPER, JR. Management For For
ORIN C. SMITH Management Withheld Against
GARY L. WILSON Management Withheld Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management Against Against
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2006.
03 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder For Against
TO GREENMAIL.
04 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder For Against
TO CHINA LABOR STANDARDS.
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/19/2006
Issuer: 887317105 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management Withheld
JAMES L. BARKSDALE Management Withheld Against
STEPHEN F. BOLLENBACH Management Withheld Against
FRANK J. CAUFIELD Management Withheld Against
ROBERT C. CLARK Management Withheld Against
JESSICA P. EINHORN Management Withheld Against
REUBEN MARK Management Withheld Against
MICHAEL A. MILES Management Withheld Against
KENNETH J. NOVACK Management Withheld Against
RICHARD D. PARSONS Management Withheld Against
FRANCIS T. VINCENT, JR. Management Withheld Against
DEBORAH C. WRIGHT Management Withheld Against
02 RATIFICATION OF AUDITORS. Management For For
03 APPROVAL OF TIME WARNER INC. 2006 STOCK INCENTIVE Management Against Against
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder For Against
VOTE.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder For Against
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING CODE OF VENDOR Shareholder For Against
CONDUCT.
04 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder For Against
ROLES OF CHAIRMAN AND CEO.
TXU CORP. TXU ANNUAL MEETING DATE: 05/19/2006
Issuer: 873168108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
E. GAIL DE PLANQUE Management For For
LELDON E. ECHOLS Management For For
KERNEY LADAY Management For For
JACK E. LITTLE Management For For
GERARDO I. LOPEZ Management For For
J. E. OESTERREICHER Management For For
MICHAEL W. RANGER Management For For
LEONARD H. ROBERTS Management For For
GLENN F. TILTON Management For For
C. JOHN WILDER Management For For
02 APPROVAL OF AUDITOR - DELOITTE & TOUCHE LLP. Management For For
03 APPROVAL OF AMENDMENT TO THE COMPANY S RESTATED Management For For
BYLAWS.
04 APPROVAL OF THE COMPANY S RESTATED CERTIFICATE Management Against Against
OF FORMATION.
05 SHAREHOLDER PROPOSAL TO ELECT DIRECTORS BY MAJORITY Shareholder For Against
VOTE.
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/04/2006
Issuer: 92343V104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
J.R. BARKER Management For For
R.L. CARRION Management For For
R.W. LANE Management For For
S.O. MOOSE Management For For
J. NEUBAUER Management For For
D.T. NICOLAISEN Management For For
T.H. O'BRIEN Management For For
C. OTIS, JR. Management For For
H.B. PRICE Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. STAFFORD Management For For
R.D. STOREY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shareholder For Against
04 MAJORITY VOTE REQUIRED FOR ELECTION OF DIRECTORS Shareholder For Against
05 COMPOSITION OF BOARD OF DIRECTORS Shareholder For Against
06 DIRECTORS ON COMMON BOARDS Shareholder For Against
07 SEPARATE CHAIRMAN AND CEO Shareholder For Against
08 PERFORMANCE-BASED EQUITY COMPENSATION Shareholder For Against
09 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder For Against
WASHINGTON MUTUAL, INC. WM ANNUAL MEETING DATE: 04/18/2006
Issuer: 939322103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
KERRY K. KILLINGER* Management For For
THOMAS C. LEPPERT* Management For For
CHARLES M. LILLIS* Management For For
MICHAEL K. MURPHY* Management For For
ORIN C. SMITH* Management For For
REGINA MONTOYA** Management For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR 2006
03 TO APPROVE THE WASHINGTON MUTUAL, INC. AMENDED Management Against Against
AND RESTATED 2003 EQUITY INCENTIVE PLAN, INCLUDING
AN INCREASE IN THE NUMBER OF SHARES THAT MAY
BE SUBJECT TO AWARDS MADE THEREUNDER
04 TO APPROVE THE WASHINGTON MUTUAL, INC. EXECUTIVE Management Against Against
INCENTIVE COMPENSATION PLAN
05 TO APPROVE THE COMPANY PROPOSAL TO AMEND THE Management For For
WASHINGTON MUTUAL, INC. ARTICLES OF INCORPORATION
(AS AMENDED) TO DECLASSIFY THE BOARD OF DIRECTORS
AND ESTABLISH ANNUAL ELECTIONS FOR ALL COMPANY
DIRECTORS COMMENCING WITH THE 2007 ANNUAL MEETING,
RATHER THAN THE CURRENT STAGGERED THREE-YEAR TERMS
06 SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF Shareholder For Against
THE COMPANY S POLITICAL CONTRIBUTIONS
WYETH WYE ANNUAL MEETING DATE: 04/27/2006
Issuer: 983024100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
R. ESSNER Management For For
J.D. FEERICK Management For For
F.D. FERGUSSON Management For For
V.F. GANZI Management For For
R. LANGER Management For For
J.P. MASCOTTE Management For For
M.L. POLAN Management For For
G.L. ROGERS Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management Withheld Against
J.R. TORELL III Management For For
02 RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
03 ADOPT NON-EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN Management Against Against
04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN CANADA Shareholder For Against
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder For Against
06 DISCLOSURE OF ANIMAL WELFARE POLICY Shareholder For Against
07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shareholder For Against
08 SEPARATING ROLES OF CHAIRMAN & CEO Shareholder For Against
09 ADOPTION OF SIMPLE MAJORITY VOTE Shareholder For Against
YRC WORLDWIDE INC. YRCW ANNUAL MEETING DATE: 05/16/2006
Issuer: 984249102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
CASSANDRA C. CARR Management For For
HOWARD M. DEAN Management For For
JOHN F. FIEDLER Management For For
DENNIS E. FOSTER Management For For
JOHN C. MCKELVEY Management For For
PHILLIP J. MEEK Management For For
WILLIAM L. TRUBECK Management For For
CARL W. VOGT Management For For
WILLIAM D. ZOLLARS Management For For
YUM] BRANDS, INC. YUM ANNUAL MEETING DATE: 05/18/2006
Issuer: 988498101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management
DAVID W. DORMAN Management For For
MASSIMO FERRAGAMO Management For For
J. DAVID GRISSOM Management For For
BONNIE G. HILL Management Withheld Against
ROBERT HOLLAND, JR. Management For For
KENNETH G. LANGONE Management For For
JONATHAN S. LINEN Management For For
THOMAS C. NELSON Management For For
DAVID C. NOVAK Management For For
THOMAS M. RYAN Management For For
JACKIE TRUJILLO Management For For
ROBERT J. ULRICH Management Withheld Against
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 16 Management For For
OF PROXY)
03 SHAREHOLDER PROPOSAL RELATING TO A DIVERSITY Shareholder For Against
REPORT (PAGE 17 OF PROXY)
04 SHAREHOLDER PROPOSAL RELATING TO THE MACBRIDE Shareholder For Against
PRINCIPLES (PAGE 20 OF PROXY)
05 SHAREHOLDER PROPOSAL RELATING TO FOOD CONTAINING Shareholder Against For
GENETICALLY ENGINEERED INGREDIENTS (PAGE 22 OF
PROXY)
06 SHAREHOLDER PROPOSAL RELATING TO AN ANIMAL WELFARE Shareholder For Against
STANDARDS REPORT (PAGE 25 OF PROXY)
ZIMMER HOLDINGS, INC. ZMH ANNUAL MEETING DATE: 05/01/2006
Issuer: 98956P102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------ ----------- -------- --------------
01 DIRECTOR Management For
STUART M. ESSIG Management For For
A.A. WHITE III, MD PHD Management For For
02 APPROVAL OF ZIMMER HOLDINGS, INC. 2006 STOCK Management Against Against
INCENTIVE PLAN
03 AUDITOR RATIFICATION Management For For
04 STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY Shareholder For Against
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: MFS SERIES TRUST XI
By (Signature and Title) MARIA F. DWYER*
-------------------------------------------
Maria F. Dwyer, Principal Executive Officer
Date: August 25, 2006
*By (Signature and Title) SUSAN S. NEWTON
-------------------------------------------
Susan S. Newton, as attorney-in-fact
* Executed by Susan S. Newton on behalf of Maria F. Dwyer pursuant to a Power
of Attorney dated July 13, 2006. (1)
(1) Incorporated by reference to MFS Series Trust X (File Nos. 33-1657 and
811-4492) Post-Effective Amendment No. 61 filed with the SEC via EDGAR on
July 27, 2006.