SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 2
FORM 8-A/A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SPDR(R) Series Trust
(Exact name of registrant as specified in its charter)
Massachusetts See Below
(State of incorporation or (I.R.S. Employer
organization) Identification number)
One Lincoln Street, Boston,
Massachusetts 02111
(Address of principal executive offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Exchange Act:
I.R.S. EMPLOYER
TITLE OF EACH CLASS TO BE REGISTERED EXCHANGE IDENTIFICATION NUMBER
------------------------------------ ----------------------- ---------------------
SPDR(R) DJ Wilshire Total Market ETF American Stock Exchange 04-3526697
SPDR(R) DJ Wilshire Large Cap ETF American Stock Exchange 14-1937147
SPDR(R) DJ Wilshire Large Cap Growth ETF American Stock Exchange 04-3526701
SPDR(R) DJ Wilshire Large Cap Value ETF American Stock Exchange 04-3526672
SPDR(R) DJ Wilshire Mid Cap ETF American Stock Exchange 14-1937148
SPDR(R) DJ Wilshire Mid Cap Growth ETF American Stock Exchange 14-1937151
SPDR(R) DJ Wilshire Mid Cap Value ETF American Stock Exchange 14-1937150
SPDR(R) DJ Wilshire Small Cap ETF American Stock Exchange 14-1937152
I.R.S. EMPLOYER
TITLE OF EACH CLASS TO BE REGISTERED EXCHANGE IDENTIFICATION NUMBER
------------------------------------ ----------------------- ---------------------
SPDR(R) DJ Wilshire Small Cap Growth ETF American Stock Exchange 04-3526668
SPDR(R) DJ Wilshire Small Cap Value ETF American Stock Exchange 04-3526667
SPDR(R) DJ Global Titans ETF American Stock Exchange 04-3526673
DJ Wilshire REIT ETF American Stock Exchange 04-3526665
KBW Bank ETF American Stock Exchange 14-1937154
KBW Capital Markets ETF American Stock Exchange 14-1937158
KBW Insurance ETF American Stock Exchange 14-1937157
Morgan Stanley Technology ETF American Stock Exchange 04-3526664
SPDR(R) S&P(R) Dividend ETF American Stock Exchange 14-1937159
SPDR(R) S&P(R) Aerospace & Defense ETF American Stock Exchange 65-1276061
SPDR(R) S&P(R) Biotech ETF American Stock Exchange 76-0808148
SPDR(R) S&P(R) Building & Construction ETF American Stock Exchange 65-1276063
SPDR(R) S&P(R) Computer Hardware ETF American Stock Exchange 65-1276065
SPDR(R) S&P(R) Computer Software ETF American Stock Exchange 65-1276067
SPDR(R) S&P(R) Health Care Equipment ETF American Stock Exchange 65-1276069
SPDR(R) S&P(R) Health Care Services ETF American Stock Exchange 65-1276072
SPDR(R) S&P(R) Homebuilders ETF American Stock Exchange 76-0808150
I.R.S. EMPLOYER
TITLE OF EACH CLASS TO BE REGISTERED EXCHANGE IDENTIFICATION NUMBER
------------------------------------ ----------------------- ---------------------
SPDR(R) S&P(R) Leisure Time ETF American Stock Exchange 65-1276073
SPDR(R) S&P(R) Metals & Mining ETF American Stock Exchange 56-2576727
SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF American Stock Exchange 56-2576785
SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF American Stock Exchange 56-2576784
SPDR(R) S&P(R) Outsourcing & IT Consulting ETF American Stock Exchange 65-1276075
SPDR(R) S&P(R) Pharmaceuticals ETF American Stock Exchange 56-2576781
SPDR(R) S&P(R) Retail ETF American Stock Exchange 56-2576776
SPDR(R) S&P(R) Semiconductor ETF American Stock Exchange 76-0808148
SPDR(R) S&P(R) Telecom ETF American Stock Exchange 65-1276076
SPDR(R) S&P(R) Transportation ETF American Stock Exchange 65-1276077
KBW Mortgage Finance(SM) ETF American Stock Exchange 65-1276059
KBW Regional Banking(SM) ETF American Stock Exchange 56-2576775
If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box: [X]
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box: [ ]
Securities Act registration statement file number to which this form relates:
333-57793
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. Description of Registrant's Securities to be Registered
This Form 8-A/A is being filed for the purpose of changing the name of the
registrant (the "Trust" or "Registrant") from "streetTRACKS(R) Series Trust" to
"SPDR(R) Series Trust." The Trust, on behalf of each of the equity investment
portfolios (the "Funds") set forth in the table on the preceding pages (the
"Table"), has previously registered the shares of beneficial interest ("Shares")
of the Funds pursuant to Section 12(b) of the Exchange Act pursuant to
previously filed Forms 8-A, as amended ("Registrant's Form 8-A"). None of the
information set forth in the Table has changed from the Registrant's Form 8-A as
previously filed as a result of the Trust's name change.
A description of the Shares is set forth in the Registrant's Registration
Statement on Form N-1A (Commission File Nos. 333-57793; 811-08839), which
description is incorporated herein by reference as filed with the Securities and
Exchange Commission ("Registration Statement"). Supplements to the Trust's
Registration Statement with respect to the Trust's name change are also
incorporated herein by reference, as filed with the Securities and Exchange
Commission on August 1, 2007.
Item 2. Exhibits
(a)(1) Registrant's First Amended and Restated Declaration of Trust,
incorporated herein by reference to Exhibit (a) to the Registration
Statement.
(a)(2) Registrant's Amendment to the First Amended and Restated Declaration of
Trust is filed herewith.
(b) Registrant's Amended and Restated Bylaws, incorporated herein by
reference to Exhibit (b) to the Registration Statement.
(c) Registrant's Form of Global Certificate is filed herewith.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of
1934, the Registrant has duly caused this Registration Statement to be signed in
the City of Boston and Commonwealth of Massachusetts on the 1st day of August,
2007.
By: /s/ Ryan M. Louvar
---------------------------------
Ryan M. Louvar
Assistant Secretary