UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-3327
MFS SERIES TRUST XIII
(Exact name of registrant as specified in charter)
500 Boylston Street, Boston, Massachusetts 02116
(Address of principal executive offices) (Zip code)
Susan S. Newton
Massachusetts Financial Services Company
500 Boylston Street
Boston, Massachusetts 02116
(Name and address of agents for service)
Registrant's telephone number, including area code: (617) 954-5000
Date of fiscal year end: February 28
Date of reporting period: July 1, 2006 - June 30, 2007
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-03327
Reporting Period: 07/01/2006 - 06/30/2007
MFS Series Trust XIII
========================= MFS DIVERSIFIED INCOME FUND ==========================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Vance D. Coffman For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director W. James Farrell For For Management
1.6 Elect Director Herbert L. Henkel For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Rozanne L. Ridgway For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Rescind Fair Price Provision For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Executive Incentive Bonus Plan For For Management
7 Pay For Superior Performance Against Against Shareholder
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ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: BRIAN DUPERREAULT For For Management
2 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ For For Management
3 ELECTION OF DIRECTOR: PETER MENIKOFF For For Management
4 ELECTION OF DIRECTOR: ROBERT RIPP For For Management
5 ELECTION OF DIRECTOR: DERMOT F. SMURFIT For For Management
6 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACE LIMITED FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007
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AEROPOSTALE, INC
Ticker: ARO Security ID: 007865108
Meeting Date: JUN 20, 2007 Meeting Type: Annual
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian R. Geiger For For Management
1.2 Elect Director Bodil Arlander For For Management
1.3 Elect Director Ronald Beegle For For Management
1.4 Elect Director John Haugh For For Management
1.5 Elect Director Robert B. Chavez For For Management
1.6 Elect Director Mindy C. Meads For For Management
1.7 Elect Director John D. Howard For For Management
1.8 Elect Director David B. Vermylen For For Management
1.9 Elect Director Karin Hirtler-Garvey For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director James H. Richardson For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director Richard B. Jennings For For Management
1.5 Elect Director Richard H. Klein For For Management
1.6 Elect Director Martin A. Simonetti For For Management
1.7 Elect Director Alan G. Walton For For Management
2 Ratify Auditors For For Management
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ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director James G. Andress For For Management
3 Elect Director Robert D. Beyer For For Management
4 Elect Director W. James Farrell For For Management
5 Elect Director Jack M. Greenberg For For Management
6 Elect Director Ronald T. LeMay For For Management
7 Elect Director Edward M. Liddy For For Management
8 Elect Director J. Christopher Reyes For For Management
9 Elect Director H. John Riley, Jr. For For Management
10 Elect Director Joshua I. Smith For For Management
11 Elect Director Judith A. Sprieser For For Management
12 Elect Director Mary Alice Taylor For For Management
13 Elect Director Thomas J. Wilson For For Management
14 Ratify Auditors For For Management
15 Reduce Supermajority Vote Requirement For For Management
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Harold Brown For For Management
1.3 Elect Director Mathis Cabiallavetta For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Robert E. R. Huntley For For Management
1.7 Elect Director Thomas W. Jones For For Management
1.8 Elect Director George Munoz For For Management
1.9 Elect Director Lucio A. Noto For For Management
1.10 Elect Director John S. Reed For For Management
1.11 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Disclose Information on Secondhand Smoke Against Against Shareholder
5 Cease Add Campaigns Oriented to Prevent Against Against Shareholder
Youth Smoking
6 Cease Production, Promotion, and Against Against Shareholder
Marketing of Tobacco Products
7 Adopt Animal Welfare Policy Against Against Shareholder
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AMERICAN CAPITAL STRATEGIES, LTD.
Ticker: ACAS Security ID: 024937104
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary C. Baskin For For Management
1.2 Elect Director John A. Koskinen For For Management
1.3 Elect Director Alvin N. Puryear For For Management
2 Approve Stock Option Plan For Against Management
3 Declassify the Board of Directors For For Management
4 Increase Authorized Common Stock For Against Management
5 Amend Executive Incentive Bonus Plan For Against Management
6 Ratify Auditors For For Management
7 Other Business For Against Management
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AMERIGROUP CORP.
Ticker: AGP Security ID: 03073T102
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kay Coles James For For Management
1.2 Elect Director Jeffrey L. McWaters For For Management
1.3 Elect Director Uwe E. Reinhardt, Ph.D. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank J. Biondi, Jr. For For Management
2 Elect Director Jerry D. Choate For For Management
3 Elect Director Frank C. Herringer For For Management
4 Elect Director Gilbert S. Omenn For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Declassify the Board of Directors For For Management
8 Develop an Animal Welfare Policy Against Against Shareholder
9 Prepare a Sustainability Report Against Against Shareholder
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AMSOUTH BANCORPORATION
Ticker: ASO Security ID: 032165102
Meeting Date: OCT 3, 2006 Meeting Type: Special
Record Date: AUG 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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ARCHSTONE SMITH TRUST
Ticker: ASN Security ID: 039583109
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Ernest A. Gerardi, Jr. For For Management
1.3 Elect Director Ruth Ann M. Gillis For For Management
1.4 Elect Director Ned S. Holmes For For Management
1.5 Elect Director Robert P. Kogod For For Management
1.6 Elect Director James H. Polk, III For For Management
1.7 Elect Director John C. Schweitzer For For Management
1.8 Elect Director R. Scot Sellers For For Management
1.9 Elect Director Robert H. Smith For For Management
2 Pay For Superior Performance Against Against Shareholder
3 Ratify Auditors For For Management
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AT&T INC
Ticker: T Security ID: 00206R102
Meeting Date: JUL 21, 2006 Meeting Type: Special
Record Date: JUN 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
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AT&T INC
Ticker: T Security ID: 00206R102
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William F. Aldinger III For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director August A. Busch III For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Charles F. Knight For For Management
8 Elect Director Jon C. Madonna For For Management
9 Elect Director Lynn M. Martin For For Management
10 Elect Director John B. McCoy For For Management
11 Elect Director Mary S. Metz For For Management
12 Elect Director Toni Rembe For For Management
13 Elect Director Joyce M. Roche For For Management
14 Elect Director Randall L. Stephenson For For Management
15 Elect Director Laura D' Andrea Tyson For For Management
16 Elect Director Patricia P. Upton For For Management
17 Elect Director Edward E. Whitacre, Jr. For For Management
18 Ratify Auditors For For Management
19 Compensation Specific-Severance Payments For For Management
to Executives
20 Report on Political Contributions Against Against Shareholder
21 Amend Articles/Bylaws/Charter - Call Against For Shareholder
Special Meetings
22 Pay For Superior Performance Against Against Shareholder
23 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
24 Establish SERP Policy Against Against Shareholder
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AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryce Blair For For Management
1.2 Elect Director Bruce A. Choate For For Management
1.3 Elect Director John J. Healy, Jr. For For Management
1.4 Elect Director Gilbert M. Meyer For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director H. Jay Sarles For For Management
1.8 Elect Director Allan D. Schuster For For Management
1.9 Elect Director Amy P. Williams For For Management
2 Ratify Auditors For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William Barnet, III For For Management
2 Elect Director Frank P. Bramble, Sr. For For Management
3 Elect Director John T. Collins For For Management
4 Elect Director Gary L. Countryman For For Management
5 Elect Director Tommy R. Franks For For Management
6 Elect Director Charles K. Gifford For For Management
7 Elect Director W. Steven Jones For For Management
8 Elect Director Kenneth D. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Walter E. Massey For For Management
11 Elect Director Thomas J. May For For Management
12 Elect Director Patricia E. Mitchell For For Management
13 Elect Director Thomas M. Ryan For For Management
14 Elect Director O. Temple Sloan, Jr. For For Management
15 Elect Director Meredith R. Spangler For For Management
16 Elect Director Robert L. Tillman For For Management
17 Elect Director Jackie M. Ward For For Management
18 Ratify Auditors For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
20 Change Size of Board of Directors Against Against Shareholder
21 Separate Chairman and CEO Positions Against Against Shareholder
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BRE PROPERTIES, INC.
Ticker: BRE Security ID: 05564E106
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Fiddaman For For Management
1.2 Elect Director Roger P. Kuppinger For For Management
1.3 Elect Director Irving F. Lyons, III For For Management
1.4 Elect Director Edward E. Mace For For Management
1.5 Elect Director Christopher J. Mcgurk For For Management
1.6 Elect Director Matthew T. Medeiros For For Management
1.7 Elect Director Constance B. Moore For For Management
1.8 Elect Director Jeanne R. Myerson For For Management
1.9 Elect Director Gregory M. Simon For For Management
2 Ratify Auditors For For Management
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CAPITALSOURCE, INC
Ticker: CSE Security ID: 14055X102
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Fremder For For Management
1.2 Elect Director Lawrence C. Nussdrof For For Management
2 Ratify Auditors For For Management
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel H. Armacost For For Management
2 Elect Director Linnet F. Deily For For Management
3 Elect Director Robert E. Denham For For Management
4 Elect Director Robert J. Eaton For For Management
5 Elect Director Sam Ginn For For Management
6 Elect Director Franklyn G. Jenifer For For Management
7 Elect Director Sam Nunn For For Management
8 Elect Director David J. O'Reilly For For Management
9 Elect Director Donald B. Rice For For Management
10 Elect Director Peter J. Robertson For For Management
11 Elect Director Kevin W. Sharer For For Management
12 Elect Director Charles R. Shoemate For For Management
13 Elect Director Ronald D. Sugar For For Management
14 Elect Director Carl Ware For For Management
15 Ratify Auditors For For Management
16 Reduce Supermajority Vote Requirement For For Management
17 Adopt Human Rights Policy Against Against Shareholder
18 Adopt Greenhouse Gas Emission Reduction Against Against Shareholder
Goals
19 Adopt Animal Welfare Policy Against Against Shareholder
20 Separate Chairman and CEO Positions Against Against Shareholder
21 Approve/Amend Terms of Existing Poison Against Against Shareholder
Pill
22 Report on Market Specific Environmental Against Against Shareholder
Laws
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. Michael Armstrong For For Management
2 Elect Director Alain J.P. Belda For For Management
3 Elect Director George David For For Management
4 Elect Director Kenneth T. Derr For For Management
5 Elect Director John M. Deutch For For Management
6 Elect Director Roberto Hernandez Ramirez For For Management
7 Elect Director Klaus Kleinfeld For For Management
8 Elect Director Andrew N. Liveris For For Management
9 Elect Director Anne Mulcahy For For Management
10 Elect Director Richard D. Parsons For For Management
11 Elect Director Charles Prince For For Management
12 Elect Director Judith Rodin For For Management
13 Elect Director Robert E. Rubin For For Management
14 Elect Director Franklin A. Thomas For For Management
15 Ratify Auditors For For Management
16 Report on Government Service of Employees Against Against Shareholder
17 Report on Political Contributions Against Against Shareholder
18 Report on Charitable Contributions Against Against Shareholder
19 Approve Report of the Compensation Against Against Shareholder
Committee
20 Report on Pay Disparity Against Against Shareholder
21 Separate Chairman and CEO Positions Against Against Shareholder
22 Stock Retention/Holding Period Against Against Shareholder
23 Restore or Provide for Cumulative Voting Against Against Shareholder
24 Amend Bylaws to Permit Shareholders to Against For Shareholder
Call Special Meetings
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CITIZENS COMMUNICATIONS CO.
Ticker: CZN Security ID: 17453B101
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: MAR 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Q. Abernathy For For Management
1.2 Elect Director Leroy T. Barnes, Jr. For For Management
1.3 Elect Director Michael T. Dugan For For Management
1.4 Elect Director Jeri Finard For For Management
1.5 Elect Director Lawton Wehle Fitt For For Management
1.6 Elect Director William M. Kraus For For Management
1.7 Elect Director Howard L. Schrott For For Management
1.8 Elect Director Larraine D. Segil For For Management
1.9 Elect Director Bradley E. Singer For For Management
1.10 Elect Director David H. Ward For For Management
1.11 Elect Director Myron A. Wick, III For For Management
1.12 Elect Director Mary Agnes Wilderotter For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James E. Copeland, Jr. For For Management
2 Elect Director Kenneth M. Duberstein For For Management
3 Elect Director Ruth R. Harkin For For Management
4 Elect Director William R. Rhodes For For Management
5 Elect Director J. Stapleton Roy For For Management
6 Elect Director William E. Wade, Jr. For For Management
7 Ratify Auditors For For Management
8 Report on Political Contributions Against Against Shareholder
9 Report on Renewable Energy Sources Against Against Shareholder
10 Require Director Nominee Qualifications Against Against Shareholder
11 Report on Environmental Damage from Against Against Shareholder
Drilling in the National Petroleum
Reserve
12 Report on Indigenous Peoples Rights Against Against Shareholder
Policies
13 Report on Community Impact of Operations Against Against Shareholder
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COOPER COMPANIES, INC., THE
Ticker: COO Security ID: 216648402
Meeting Date: MAR 20, 2007 Meeting Type: Annual
Record Date: FEB 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director John D. Fruth For For Management
1.3 Elect Director Michael H. Kalkstein For For Management
1.4 Elect Director Jody S. Lindell For For Management
1.5 Elect Director Moses Marx For For Management
1.6 Elect Director Donald Press For For Management
1.7 Elect Director Steven Rosenberg For For Management
1.8 Elect Director Allan E. Rubenstein, M.D. For For Management
1.9 Elect Director Robert S. Weiss For For Management
1.10 Elect Director Stanley Zinberg, M.D. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
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COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 13, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Harley W. Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
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CUMMINS , INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert J. Darnall For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director F. Joseph Loughrey For For Management
5 Elect Director William I. Miller For For Management
6 Elect Director Georgia R. Nelson For For Management
7 Elect Director Theodore M. Solso For For Management
8 Elect Director Carl Ware For For Management
9 Elect Director J. Lawrence Wilson For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Increase Authorized Common Stock For For Management
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D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date: DEC 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Horton For For Management
1.2 Elect Director Bradley S. Anderson For For Management
1.3 Elect Director Michael R. Buchanan For For Management
1.4 Elect Director Richard I. Galland For For Management
1.5 Elect Director Michael W. Hewatt For For Management
1.6 Elect Director Donald J. Tomnitz For For Management
1.7 Elect Director Bill W. Wheat For For Management
2 Require a Majority Vote for the Election Against Against Shareholder
of Directors
3 Other Business For Against Management
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DEVELOPERS DIVERSIFIED REALTY CORP.
Ticker: DDR Security ID: 251591103
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Dean S. Adler For For Management
2.2 Elect Director Terrance R. Ahern For For Management
2.3 Elect Director Robert H. Gidel For For Management
2.4 Elect Director Victor B. MacFarlane For For Management
2.5 Elect Director Craig Macnab For For Management
2.6 Elect Director Scott D. Roulston For For Management
2.7 Elect Director Barry A. Sholem For For Management
2.8 Elect Director William B. Summers, Jr. For For Management
2.9 Elect Director Scott A. Wolstein For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
--authorize the Company to notify
shareholders of record of shareholder
meetings by electronic or other means of
communication authorized by the
shareholders.
5 Amend Articles/Bylaws/Charter-Non-Routine For For Management
--authorize shareholders and other
persons entitled to vote at shareholder
meetings to appoint proxies by electronic
or other verifiable communications.
6 Company Specific-Equity-Related --Issue For For Management
Shares without Physical Certificates
7 Ratify Auditors For For Management
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DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter W. Brown For For Management
1.2 Elect Director George A. Davidson, Jr. For For Management
1.3 Elect Director Thomas F. Farrell, II For For Management
1.4 Elect Director John W. Harris For For Management
1.5 Elect Director Robert S. Jepson, Jr. For For Management
1.6 Elect Director Mark J. Kington For For Management
1.7 Elect Director Benjamin J. Lambert, III For For Management
1.8 Elect Director Margaret A. McKenna For For Management
1.9 Elect Director Frank S. Royal, M.D. For For Management
1.10 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against Against Shareholder
4 Report on Impact of Utilizing National Against Against Shareholder
Interest Electric Transmission Corridor
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DOUGLAS EMMETT INC
Ticker: DEI Security ID: 25960P109
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Leslie E. Bider For For Management
1.5 Elect Director Victor J. Coleman For For Management
1.6 Elect Director G. Selassie Mehreteab For For Management
1.7 Elect Director Thomas E. O'Hern For For Management
1.8 Elect Director Dr. Andrea Rich For For Management
1.9 Elect Director William Wilson III For For Management
2 Ratify Auditors For For Management
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DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director Jacqueline K. Barton For For Management
1.3 Elect Director James A. Bell For For Management
1.4 Elect Director Jeff M. Fettig For For Management
1.5 Elect Director Barbara H. Franklin For For Management
1.6 Elect Director John B. Hess For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director Geoffery E. Merszei For For Management
1.9 WITHDRAWN None Withhold Management
1.10 Elect Director James M. Ringler For For Management
1.11 Elect Director Ruth G. Shaw For For Management
1.12 Elect Director Paul G. Stern For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Report on Remediation Policies in Bhopal Against Against Shareholder
5 Report on Genetically Modified Organisms Against Against Shareholder
6 Report on Environmental Remediation Against Against Shareholder
7 Evaluate Potential Links Between Company Against Against Shareholder
Products and Asthma
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DUKE ENERGY CORP.
Ticker: DUK Security ID: 26441C105
Meeting Date: OCT 24, 2006 Meeting Type: Annual
Record Date: AUG 25, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Agnelli For For Management
1.2 Elect Director Paul M. Anderson For For Management
1.3 Elect Director William Barnet, III For For Management
1.4 Elect Director G. Alex Bernhardt, Sr. For For Management
1.5 Elect Director Michael G. Browning For For Management
1.6 Elect Director Phillip R. Cox For For Management
1.7 Elect Director William T. Esrey For For Management
1.8 Elect Director Ann Maynard Gray For For Management
1.9 Elect Director James H. Hance, Jr. For For Management
1.10 Elect Director Dennis R. Hendrix For For Management
1.11 Elect Director Michael E.J. Phelps For For Management
1.12 Elect Director James T. Rhodes For For Management
1.13 Elect Director James E. Rogers For For Management
1.14 Elect Director Mary L. Schapiro For For Management
1.15 Elect Director Dudley S. Taft For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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DUKE ENERGY CORP.
Ticker: DUK Security ID: 26441C105
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Phillip R. Cox For For Management
1.5 Elect Director Ann Maynard Gray For For Management
1.6 Elect Director James H. Hance, Jr For For Management
1.7 Elect Director James T. Rhodes For For Management
1.8 Elect Director James E. Rogers For For Management
1.9 Elect Director Mary L. Schapiro For For Management
1.10 Elect Director Dudley S. Taft For For Management
2 Ratify Auditors For For Management
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E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Brown For For Management
1.2 Elect Director Robert A. Brown For For Management
1.3 Elect Director Bertrand P. Collomb For For Management
1.4 Elect Director Curtis J. Crawford For For Management
1.5 Elect Director John T. Dillon For For Management
1.6 Elect Director Eleuthere I. du Pont For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director Sean O'Keefe For For Management
1.11 Elect Director William K. Reilly For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Genetically Modified Organisms Against Against Shareholder
5 Evaluate Community Impact of Plant Against Against Shareholder
Closures or Layoffs
6 Report on PFOA Compounds in DuPont Against Against Shareholder
Products
7 Report on Lobbying Expenditures related Against Against Shareholder
to Environmental Pollution
8 Prepare a Global Warming Report Against Against Shareholder
9 Report on Security of Chemical Facilities Against Against Shareholder
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EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Pike Aloian For For Management
1.2 Elect Director H. C. Bailey, Jr. For For Management
1.3 Elect Director Hayden C. Eaves, III For For Management
1.4 Elect Director Fredric H. Gould For For Management
1.5 Elect Director David H. Hoster II For For Management
1.6 Elect Director Mary E. Mccormick For For Management
1.7 Elect Director David M. Osnos For For Management
1.8 Elect Director Leland R. Speed For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Connor For For Management
1.2 Elect Director Michael J. Critelli For For Management
1.3 Elect Director Charles E. Golden For For Management
1.4 Elect Director Ernie Green For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 16, 2007 Meeting Type: Annual
Record Date: FEB 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sir Winfried Bischoff For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Franklyn G. Prendergast, For For Management
M.D., Ph.D.
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Report on Animal Welfare Against Against Shareholder
6 Report on Animal Testing Policies Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
9 Adopt Simple Majority Vote Against For Shareholder
- --------------------------------------------------------------------------------
EMBARQ CORP
Ticker: EQ Security ID: 29078E105
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Brown For For Management
1.2 Elect Director Steven A. Davis For For Management
1.3 Elect Director Daniel R. Hesse For For Management
1.4 Elect Director John P. Mullen For For Management
1.5 Elect Director William A. Owens For For Management
1.6 Elect Director Dinesh C. Paliwal For For Management
1.7 Elect Director Stephanie M. Shern For For Management
1.8 Elect Director Laurie A. Siegel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST
Ticker: EOP Security ID: 294741103
Meeting Date: FEB 7, 2007 Meeting Type: Special
Record Date: DEC 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Stephen O. Evans For For Management
1.4 Elect Director Boone A. Knox For For Management
1.5 Elect Director John E. Neal For For Management
1.6 Elect Director David J. Neithercut For For Management
1.7 Elect Director Desiree G. Rogers For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director William W. George For For Management
1.3 Elect Director James R. Houghton For For Management
1.4 Elect Director William R. Howell For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Philip E. Lippincott For For Management
1.7 Elect Director Marilyn Carlson Nelson For For Management
1.8 Elect Director Samuel J. Palmisano For For Management
1.9 Elect Director Steven S Reinemund For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director J. Stephen Simon For For Management
1.12 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Initiate Payment of Cash Dividend Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
8 Company-Specific- Amend Article IX of the Against Against Shareholder
Corporation's by-laws
9 Review Executive Compensation Against Against Shareholder
10 Limit Executive Compensation Against Against Shareholder
11 Claw-back of Payments under Restatements Against For Shareholder
12 Report on Political Contributions Against Against Shareholder
13 Amend Equal Employment Opportunity Policy Against Against Shareholder
to Prohibit Discrimination Based on
Sexual Orientation
14 Report on Environmental Accountability Against Against Shareholder
15 Report on Emission Reduction Goals Against Against Shareholder
16 Report on Carbon Dioxide Emissions Against Against Shareholder
Information at Gas Stations
17 Adopt Policy to Increase Renewable Energy Against Against Shareholder
Portfolio
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For For Management
1.2 Elect Director Joseph Neubauer For For Management
1.3 Elect Director Joseph Pichler For For Management
1.4 Elect Director Joyce M. Roche For For Management
1.5 Elect Director Karl von der Heyden For For Management
1.6 Elect Director Craig E. Weatherup For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Deferred Compensation Plan For For Management
- --------------------------------------------------------------------------------
FIRSTENERGY CORPORATION
Ticker: FE Security ID: 337932107
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Anthony J. Alexander For For Management
1.3 Elect Director Michael J. Anderson For For Management
1.4 Elect Director Carol A. Cartwright For For Management
1.5 Elect Director William T. Cottle For For Management
1.6 Elect Director Robert B. Heisler, Jr. For For Management
1.7 Elect Director Ernest J. Novak, Jr. For For Management
1.8 Elect Director Catherine A. Rein For For Management
1.9 Elect Director George M. Smart For For Management
1.10 Elect Director Wes M. Taylor For For Management
1.11 Elect Director Jesse T. Williams, Sr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Reincorporate in Another State [Ohio to Against Against Shareholder
Delaware ]
5 Adopt a Policy Establishing an Engagement Against Against Shareholder
Process to Shareholder Proposals
6 Adopt Simple Majority Vote Against For Shareholder
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: DEC 15, 2006 Meeting Type: Annual
Record Date: OCT 25, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director J. Brian Ferguson For For Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Rudy E. Schupp For For Management
1.8 Elect Director Michael H. Thaman For For Management
1.9 Elect Director Hansel E. Tookes, II For For Management
1.10 Elect Director Paul R. Tregurtha For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director J. Brian Ferguson For For Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For For Management
1.8 Elect Director Oliver D. Kingsley, Jr. For For Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director Michael H. Thaman For For Management
1.11 Elect Director Hansel E. Tookes, II For For Management
1.12 Elect Director Paul R. Tregurtha For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Susan Hockfield For For Management
1.6 Elect Director Jerry R. Immelt For For Management
1.7 Elect Director Andrea Jung For For Management
1.8 Elect Director Alan G. Lafley For For Management
1.9 Elect Director Robert W. Lane For For Management
1.10 Elect Director Ralph S. Larsen For For Management
1.11 Elect Director Rochelle B. Lazarus For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director Roger S. Penske For For Management
1.14 Elect Director Robert J. Swieringa For For Management
1.15 Elect Director Douglas A. Warner III For For Management
1.16 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Vote Standard in Director For For Management
Elections
4 Approve Omnibus Stock Plan For For Management
5 Company-Specific-Approve Material Terms For For Management
of Senior Officer Performance Goals
6 Provide for Cumulative Voting Against Against Shareholder
7 Company-Specific -- Adopt Policy on Against Against Shareholder
Overboarded Directors
8 Company-Specific -- One Director from the Against Against Shareholder
Ranks of Retirees
9 Separate Chairman and CEO Positions Against Against Shareholder
10 Limit Dividend and Dividend Equivalent Against Against Shareholder
Payments to Executives
11 Report on Charitable Contributions Against Against Shareholder
12 Report on Global Warming Against Against Shareholder
13 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
14 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370021107
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bucksbaum For For Management
1.2 Elect Director Alan Cohen For For Management
1.3 Elect Director Anthony Downs For For Management
2 Amend Nonqualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: JUN 5, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Percy N. Barnevik For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director John H. Bryan For For Management
1.4 Elect Director Armando M. Codina For For Management
1.5 Elect Director Erroll B. Davis, Jr. For For Management
1.6 Elect Director George M.C. Fisher For For Management
1.7 Elect Director Karen Katen For For Management
1.8 Elect Director Kent Kresa For For Management
1.9 Elect Director Ellen J. Kullman For For Management
1.10 Elect Director Philip A. Laskawy For For Management
1.11 Elect Director Kathryn V. Marinello For For Management
1.12 Elect Director Eckhard Pfeiffer For For Management
1.13 Elect Director G. Richard Wagoner, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Publish Political Contributions Against Against Shareholder
6 Limit on Directorships of Board Members Against Against Shareholder
7 Adopt Greenhouse Gas Emissions Goals Against Against Shareholder
8 Provide for Cumulative Voting Against Against Shareholder
9 Approve Terms of Existing Poison Pill Against Against Shareholder
10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
11 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
12 Claw-back of Payments under Restatements Against Against Shareholder
13 Optimize the Size of Board Against Against Shareholder
14 Adopt Simple Majority Vote Against Against Shareholder
- --------------------------------------------------------------------------------
GMH COMMUNITIES TRUST
Ticker: GCT Security ID: 36188G102
Meeting Date: JUN 14, 2007 Meeting Type: Annual
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Holloway, Sr. For For Management
1.2 Elect Director Bruce F. Robinson For For Management
1.3 Elect Director Frederick F. Buchholz For For Management
1.4 Elect Director Radm J.W Eastwood (ret) For For Management
1.5 Elect Director Michael D. Fascitelli For For Management
1.6 Elect Director Steven J. Kessler For For Management
1.7 Elect Director Denis J. Nayden For For Management
1.8 Elect Director Dennis J. O'Leary For For Management
1.9 Elect Director Richard A. Silfen For For Management
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: JAN 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director Lord Browne of Madingley For For Management
3 Elect Director John H. Bryan For For Management
4 Elect Director Gary D. Cohn For For Management
5 Elect Director Claes Dahlback For For Management
6 Elect Director Stephen Friedman For For Management
7 Elect Director William W. George For For Management
8 Elect Director Rajat K. Gupta For For Management
9 Elect Director James A. Johnson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Edward M. Liddy For For Management
12 Elect Director Ruth J. Simmons For For Management
13 Elect Director Jon Winkelried For For Management
14 Ratify Auditors For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Sustainability Report Against Against Shareholder
17 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC.
Ticker: HET Security ID: 413619107
Meeting Date: APR 5, 2007 Meeting Type: Special
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC.
Ticker: HET Security ID: 413619107
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Bollenbach For For Management
1.2 Elect Director Ralph Horn For For Management
1.3 Elect Director Gary W. Loveman For For Management
1.4 Elect Director Boake A. Sells For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ramon De Oliveira For For Management
1.3 Elect Director Trevor Fetter For For Management
1.4 Elect Director Edward J. Kelly, III For For Management
1.5 Elect Director Paul G. Kirk, Jr. For For Management
1.6 Elect Director Thomas M. Marra For For Management
1.7 Elect Director Gail J. Mcgovern For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Robert W. Selander For For Management
1.10 Elect Director Charles B. Strauss For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEALTH CARE PROPERTY INVESTORS, INC.
Ticker: HCP Security ID: 421915109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary A. Cirillo-Goldberg For For Management
1.2 Elect Director Robert R. Fanning, Jr. For For Management
1.3 Elect Director James F. Flaherty III For For Management
1.4 Elect Director David B. Henry For For Management
1.5 Elect Director Michael D. McKee For For Management
1.6 Elect Director Harold M. Messmer, Jr. For For Management
1.7 Elect Director Peter L. Rhein For For Management
1.8 Elect Director Kenneth B. Roath For For Management
1.9 Elect Director Richard M. Rosenberg For For Management
1.10 Elect Director Joseph P. Sullivan For For Management
2 Ratify Auditors For For Management
3 Pay For Superior Performance Against Against Shareholder
- --------------------------------------------------------------------------------
HESS CORP
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N.F. Brady For For Management
1.2 Elect Director J.B. Collins For For Management
1.3 Elect Director T.H. Kean For For Management
1.4 Elect Director F.A. Olsen For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors None For Shareholder
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 14, 2007 Meeting Type: Annual
Record Date: JAN 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.T. Babbio, Jr. For For Management
2 Elect Director S.M. Baldauf For For Management
3 Elect Director R.A. Hackborn For For Management
4 Elect Director J.H. Hammergren For For Management
5 Elect Director M.V. Hurd For For Management
6 Elect Director R.L. Ryan For For Management
7 Elect Director L.S. Salhany For For Management
8 Elect Director G.K.Thompson For For Management
9 Ratify Auditors For For Management
10 Require Director Nominee Qualifications Against Against Shareholder
11 Separate Chairman and CEO Positions Against Against Shareholder
12 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
13 Performance-Based Equity Awards Against Against Shareholder
- --------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Fritsch For For Management
1.2 Elect Director Lawrence A. Kaplan For For Management
1.3 Elect Director Sherry A. Kellett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HILTON HOTELS CORP.
Ticker: HLT Security ID: 432848109
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. Steven Crown For For Management
2 Elect Director John H. Myers For For Management
3 Elect Director Donna F. Tuttle For For Management
4 Ratify Auditors For For Management
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roberts M. Baylis For For Management
2 Elect Director Terence C. Golden For For Management
3 Elect Director Ann M. Korologos For For Management
4 Elect Director Richard E. Marriott For For Management
5 Elect Director Judith A. Mchale For For Management
6 Elect Director John B. Morse Jr For For Management
7 Elect Director Christopher J. Nassetta For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Jones, Jr. For For Management
2 Elect Director Frank A. D'Amelio For For Management
3 Elect Director W. Roy Dunbar For For Management
4 Elect Director Kurt J. Hilzinger For For Management
5 Elect Director Michael B. McCallister For For Management
6 Elect Director James J. O'Brien For For Management
7 Elect Director W. Ann Reynolds For For Management
8 Elect Director James O. Robbins For For Management
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INDYMAC BANCORP, INC.
Ticker: NDE Security ID: 456607100
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Perry For For Management
1.2 Elect Director Louis E. Caldera For For Management
1.3 Elect Director Lyle E. Gramley For For Management
1.4 Elect Director Lyle E. Gramley For For Management
1.5 Elect Director Patrick C. Haden For For Management
1.6 Elect Director Terrance G. Hodel For For Management
1.7 Elect Director Robert L. Hunt II For For Management
1.8 Elect Director Lydia H. Kennard For For Management
1.9 Elect Director Senator John Seymour For For Management
1.10 Elect Director Bruce G. Willison For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INNKEEPERS USA TRUST
Ticker: KPA Security ID: 4576J0104
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Churchey For For Management
1.2 Elect Director Jack P. Deboer For For Management
1.3 Elect Director Joel F. Zemans For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INNKEEPERS USA TRUST
Ticker: KPA Security ID: 4576J0104
Meeting Date: JUN 26, 2007 Meeting Type: Special
Record Date: MAY 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Juergen Dormann For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Minoru Makihara For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director James W. Owens For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Joan E. Spero For For Management
1.11 Elect Director Sidney Taurel For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Restore or Provide for Cumulative Voting Against Against Shareholder
8 Evaluate Age Discrimination in Retirement Against Against Shareholder
Plans
9 Review Executive Compensation Against Against Shareholder
10 Report on Outsourcing Against Against Shareholder
11 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 6, 2007 Meeting Type: Annual
Record Date: JAN 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil Barsky For For Management
1.2 Elect Director Robert A. Bittman For For Management
1.3 Elect Director Richard R. Burt For For Management
1.4 Elect Director Patti S. Hart For For Management
1.5 Elect Director Leslie S. Heisz For For Management
1.6 Elect Director Robert A. Mathewson For For Management
1.7 Elect Director Thomas J. Matthews For For Management
1.8 Elect Director Robert Miller For For Management
1.9 Elect Director Frederick B. Rentschler For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IPC HOLDINGS LTD
Ticker: IPCR Security ID: G4933P101
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: APR 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Mutch For For Management
1.2 Elect Director James P. Bryce For For Management
1.3 Elect Director Peter S. Christie For For Management
1.4 Elect Director Kenneth L. Hammond For For Management
1.5 Elect Director Dr. The Hon. C.E. James For For Management
1.6 Elect Director Antony P.D. Lancaster For For Management
2 ITEM B- AUTHORIZATION OF THE BOARD TO For For Management
FILL BOARD VACANCIES: TO AUTHORIZE THE
BOARD TO FILL ANY VACANCY IN THEIR NUMBER
NOT FILLED AT A GENERAL MEETING OR
ARISING AS A RESULT OF AN INCREASE IN THE
SIZE OF THE BOARD.
3 Ratify Auditors For For Management
4 ITEM D- APPROVAL AND RATIFICATION OF THE For For Management
IPC HOLDINGS, LTD. 2007 INCENTIVE PLAN.
5 ITEM E- AMENDMENT OF BYE-LAWS: TO APPROVE For For Management
THE AMENDMENT OF THE COMPANY S BYE-LAWS
TO REMOVE OUT-OF-DATE PROVISIONS RELATING
TO AMERICAN INTERNATIONAL GROUP, INC.
6 ITEM F- AMENDMENT OF BYE-LAWS: TO APPROVE For Against Management
THE AMENDMENT OF THE COMPANY S BYE-LAWS
TO MODERNIZE THE BYE-LAWS.
- --------------------------------------------------------------------------------
ISTAR FINANCIAL INC.
Ticker: SFI Security ID: 45031U101
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay Sugarman For For Management
1.2 Elect Director Glenn R. August For For Management
1.3 Elect Director Robert W. Holman, Jr. For For Management
1.4 Elect Director Robin Josephs For For Management
1.5 Elect Director Carter McClelland For For Management
1.6 Elect Director John G. McDonald For For Management
1.7 Elect Director George R. Puskar For For Management
1.8 Elect Director Jeffrey A. Weber For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Christine A. Poon For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director Steven S Reinemund For For Management
1.10 Elect Director David Satcher For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Submit Supplemental Executive Retirement Against Against Shareholder
Plans to Shareholder vote
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director James Dimon For For Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Laban P. Jackson, Jr. For For Management
1.8 Elect Director Robert I. Lipp For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
4 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
5 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Provide for Cumulative Voting Against Against Shareholder
8 Require a Majority Vote for the Election Against Against Shareholder
of Directors
9 Report on Political Contributions Against Against Shareholder
10 Report on Management Initiatives to Against Against Shareholder
Address Links to Slavery and Human Rights
Abuse
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James M. Jenness For For Management
2 Elect Director Linda Johnson Rice For For Management
3 Elect Director Marc J. Shapiro For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Simple Majority Vote Against For Shareholder
7 Adopt ILO Standards Against Against Shareholder
8 Report on Feasibility of Phasing Out the Against Against Shareholder
Use of Non-certified Wood Fiber
- --------------------------------------------------------------------------------
KIMCO REALTY CORP.
Ticker: KIM Security ID: 49446R109
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S. Kimmel For For Management
1.2 Elect Director Milton Cooper For For Management
1.3 Elect Director Richard G. Dooley For For Management
1.4 Elect Director Michael J. Flynn For For Management
1.5 Elect Director Joe Grills For For Management
1.6 Elect Director David B. Henry For For Management
1.7 Elect Director F. Patrick Hughes For For Management
1.8 Elect Director Frank Lourenso For For Management
1.9 Elect Director Richard Saltzman For For Management
2 Company Specific-Equity-Related For For Management
--Increase Number of Shares of
Authorized Stock to Issue, Common Stock
and Excess Stock
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael L. Ainslie For For Management
2 Elect Director John F. Akers For For Management
3 Elect Director Roger S. Berlind For For Management
4 Elect Director Thomas H. Cruikshank For For Management
5 Elect Director Marsha Johnson Evans For For Management
6 Elect Director Richard S. Fuld, Jr. For For Management
7 Elect Director Christopher Gent For For Management
8 Elect Director Roland A. Hernandez For For Management
9 Elect Director Henry Kaufman For For Management
10 Elect Director John D. Macomber For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For Against Management
13 Publish Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LEXINGTON CORPORATE PROPERTIES TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: NOV 20, 2006 Meeting Type: Special
Record Date: OCT 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 22, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ashner For For Management
1.2 Elect Director E. Robert Roskind For For Management
1.3 Elect Director Richard J. Rouse For For Management
1.4 Elect Director T. Wilson Eglin For For Management
1.5 Elect Director William J. Borruso For For Management
1.6 Elect Director Clifford Broser For For Management
1.7 Elect Director Geoffrey Dohrmann For For Management
1.8 Elect Director Carl D. Glickman For For Management
1.9 Elect Director James Grosfeld For For Management
1.10 Elect Director Richard Frary For For Management
1.11 Elect Director Kevin W. Lynch For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. C. Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Marcus C. Bennett For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Gwendolyn S. King For For Management
1.6 Elect Director James M. Loy For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For For Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director James M. Schneider For For Management
1.12 Elect Director Anne Stevens For For Management
1.13 Elect Director Robert J. Stevens For For Management
1.14 Elect Director James R. Ukropina For For Management
1.15 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Increase Disclosure of Executive Against Against Shareholder
Compensation
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
5 Report on Nuclear Weapons Against Against Shareholder
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: LTR Security ID: 540424207
Meeting Date: AUG 3, 2006 Meeting Type: Special
Record Date: JUN 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
2 Adjust Par Value of Common Stock For For Management
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director Susan K. Carter For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Paul S. Halata For For Management
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director David J. Lesar For For Management
1.8 Elect Director David J.P. Meachin For For Management
1.9 Elect Director Daniel J. Murphy For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MACERICH CO., THE
Ticker: MAC Security ID: 554382101
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: MAR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Coppola For For Management
1.2 Elect Director Fred S. Hubbell For For Management
1.3 Elect Director William P. Sexton For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director Virginia A. Clarke For For Management
1.3 Elect Director G. Steven Dawson For For Management
1.4 Elect Director R. Steven Hamner For For Management
1.5 Elect Director Robert E. Holmes, Ph.D. For For Management
1.6 Elect Director Sherry A. Kellett For For Management
1.7 Elect Director William G. McKenzie For For Management
1.8 Elect Director L. Glenn Orr, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Clark For For Management
1.2 Elect Director Johnnetta B. Cole, Ph.D. For For Management
1.3 Elect Director William B. Harrison, Jr. For For Management
1.4 Elect Director William N. Kelley, M.D. For For Management
1.5 Elect Director Rochelle B. Lazarus For For Management
1.6 Elect Director Thomas E. Shenk, Ph.D. For For Management
1.7 Elect Director Anne M. Tatlock For For Management
1.8 Elect Director Samuel O. Thier, M.D. For For Management
1.9 Elect Director Wendell P. Weeks For For Management
1.10 Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Establish Range For Board Size For For Management
6 Replace Cumulative Voting to Majority For For Management
Vote Standard for the Election of
Directors
7 Publish Political Contributions Against Against Shareholder
8 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Burton A. Dole, Jr. For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director James M. Kilts For For Management
1.4 Elect Director Charles M. Leighton For For Management
1.5 Elect Director David Satcher For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MIRANT CORP
Ticker: MIR.XA Security ID: 60467R100
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Cason For For Management
1.2 Elect Director A.D. (Pete) Correll For For Management
1.3 Elect Director Terry G. Dallas For For Management
1.4 Elect Director Thomas H. Johnson For For Management
1.5 Elect Director John T. Miller For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Robert C. Murray For For Management
1.8 Elect Director John M. Quain For For Management
1.9 Elect Director William L. Thacker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 10, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director C. Robert Kidder For For Management
5 Elect Director John J. Mack For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Hutham S. Olayan For For Management
9 Elect Director Charles E. Phillips, Jr. For For Management
10 Elect Director Griffith Sexton For For Management
11 Elect Director Laura D. Tyson For For Management
12 Elect Director Klaus Zumwinkel For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For Against Management
15 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
16 Approve Report of the Compensation Against Against Shareholder
Committee
- --------------------------------------------------------------------------------
NATIONWIDE HEALTH PROPERTIES, INC.
Ticker: NHP Security ID: 638620104
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Banks For For Management
1.2 Elect Director Douglas M. Pasquale For For Management
1.3 Elect Director Jack D. Samuelson For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Stock Ownership Limitations For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID: 649445103
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Blake For For Management
1.2 Elect Director Michael J. Levine For For Management
1.3 Elect Director Guy V. Molinari For For Management
1.4 Elect Director John A. Pileski For For Management
1.5 Elect Director John M. Tsimbinos For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lewis W. Coleman For For Management
2 Elect Director Victor H. Fazio For For Management
3 Elect Director Donald E. Felsinger For For Management
4 Elect Director Stephen E. Frank For For Management
5 Elect Director Charles R. Larson For For Management
6 Elect Director Richard B. Myers For For Management
7 Elect Director Philip A. Odeen For For Management
8 Elect Director Aulana L. Peters For For Management
9 Elect Director Kevin W. Sharer For For Management
10 Elect Director Ronald D. Sugar For For Management
11 Ratify Auditors For For Management
12 Approve Non-Employee Director Omnibus For For Management
Stock Plan
13 Report on Foreign Arms Sales Against Against Shareholder
14 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
15 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
OFFICEMAX INCORPORATED
Ticker: OMX Security ID: 67622P101
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorrit J. Bern For For Management
1.2 Elect Director Warren F. Bryant For For Management
1.3 Elect Director Brian C. Cornell For For Management
1.4 Elect Director Joseph M. DePinto For For Management
1.5 Elect Director Sam K. Duncan For For Management
1.6 Elect Director Rakesh Gangwal For For Management
1.7 Elect Director Gary G. Michael For For Management
1.8 Elect Director Francesca Ruiz de For For Management
Luzuriaga
1.9 Elect Director David M. Szymanski For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Establish an Engagement Process with Against Against Shareholder
Proponents of a Shareholder Proposal
- --------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
Ticker: PENN Security ID: 707569109
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Levy For For Management
1.2 Elect Director Barbara Z. Shattuck For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker: PEI Security ID: 709102107
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Glickman For For Management
1.2 Elect Director Rosemarie B. Greco For For Management
1.3 Elect Director Ira M. Lubert For For Management
1.4 Elect Director George F. Rubin For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Michael S. Brown For For Management
1.3 Elect Director M. Anthony Burns For For Management
1.4 Elect Director Robert N. Burt For For Management
1.5 Elect Director W. Don Cornwell For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director William R. Howell For For Management
1.9 Elect Director Jeffrey B. Kindler For For Management
1.10 Elect Director George A. Lorch For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director William C. Steere, Jr. For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Report on Animal Testing Policies Against Against Shareholder
5 Amend Animal Welfare Policy Against Against Shareholder
6 Require Director Nominee Qualifications Against Against Shareholder
- --------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD Security ID: 717265102
Meeting Date: MAR 14, 2007 Meeting Type: Special
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
PHILLIPS-VAN HEUSEN CORP.
Ticker: PVH Security ID: 718592108
Meeting Date: JUN 19, 2007 Meeting Type: Annual
Record Date: APR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Baglivo For For Management
1.2 Elect Director Emanuel Chirico For For Management
1.3 Elect Director Edward H. Cohen For For Management
1.4 Elect Director Joseph B. Fuller For For Management
1.5 Elect Director Margaret L. Jenkins For For Management
1.6 Elect Director Bruce Maggin For For Management
1.7 Elect Director V. James Marino For For Management
1.8 Elect Director Henry Nasella For For Management
1.9 Elect Director Rita M. Rodriguez For For Management
1.10 Elect Director Craig Rydin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Berndt For For Management
1.2 Elect Director Mr. Bunch For For Management
1.3 Elect Director Mr. Chellgren For For Management
1.4 Elect Director Mr. Clay For For Management
1.5 Elect Director Mr. Davidson For For Management
1.6 Elect Director Ms. James For For Management
1.7 Elect Director Mr. Kelson For For Management
1.8 Elect Director Mr. Lindsay For For Management
1.9 Elect Director Mr. Massaro For For Management
1.10 Elect Director Ms. Pepper For For Management
1.11 Elect Director Mr. Rohr For For Management
1.12 Elect Director Mr. Shepard For For Management
1.13 Elect Director Ms. Steffes For For Management
1.14 Elect Director Mr. Strigl For For Management
1.15 Elect Director Mr. Thieke For For Management
1.16 Elect Director Mr. Usher For For Management
1.17 Elect Director Mr. Walls For For Management
1.18 Elect Director Mr. Wehmeier For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROLOGIS
Ticker: PLD Security ID: 743410102
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Dane Brooksher For For Management
1.2 Elect Director Stephen L. Feinberg For For Management
1.3 Elect Director George L. Fotiades For For Management
1.4 Elect Director Christine N. Garvey For For Management
1.5 Elect Director Donald P. Jacobs For For Management
1.6 Elect Director Walter C. Rakowich For For Management
1.7 Elect Director Nelson C. Rising For For Management
1.8 Elect Director Jeffrey H. Schwartz For For Management
1.9 Elect Director D. Michael Steuert For For Management
1.10 Elect Director J. Andre Teixeira For For Management
1.11 Elect Director William D. Zollars For For Management
1.12 Elect Director Andrea M. Zulberti For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PUBLIC STORAGE, INC.
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Wayne Hughes For For Management
1.2 Elect Director Ronald L. Havner, Jr. For For Management
1.3 Elect Director Dann V. Angeloff For For Management
1.4 Elect Director William C. Baker For For Management
1.5 Elect Director John T. Evans For For Management
1.6 Elect Director Uri P. Harkham For For Management
1.7 Elect Director B. Wayne Hughes, Jr. For For Management
1.8 Elect Director Harvey Lenkin For For Management
1.9 Elect Director Gary E. Pruitt For For Management
1.10 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Change State of Incorporation [From For For Management
California Corporation to Maryland Real
Estate Investment Trust]
5 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard C. Notebaert For For Management
2 Elect Director Linda G. Alvarado For For Management
3 Elect Director Charles L. Biggs For For Management
4 Elect Director K. Dane Brooksher For For Management
5 Elect Director Peter S. Hellman For For Management
6 Elect Director R. David Hoover For For Management
7 Elect Director Patrick J. Martin For For Management
8 Elect Director Caroline Matthews For For Management
9 Elect Director Wayne W. Murdy For For Management
10 Elect Director Frank P. Popoff For For Management
11 Elect Director James A. Unruh For For Management
12 Elect Director Anthony Welters For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
16 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
17 Submit Supplemental Executive Retirement Against Against Shareholder
Plans to Shareholder vote
18 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
R. R. DONNELLEY & SONS CO.
Ticker: RRD Security ID: 257867101
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Quinlan, III For For Management
2 Elect Director Oliver R. Sockwell For For Management
3 Elect Director Stephen M. Wolf For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Prepare a Sustainability Report Against Against Shareholder
8 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
RECKSON ASSOCIATES REALTY CORP.
Ticker: RA Security ID: 75621K106
Meeting Date: DEC 6, 2006 Meeting Type: Special
Record Date: OCT 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
REGENCY CENTERS CORP.
Ticker: REG Security ID: 758849103
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: MAR 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Stein, Jr. For For Management
1.2 Elect Director Raymond L. Bank For For Management
1.3 Elect Director C. Ronald Blankenship For For Management
1.4 Elect Director A.R. Carpenter For For Management
1.5 Elect Director J. Dix Druce For For Management
1.6 Elect Director Mary Lou Fiala For For Management
1.7 Elect Director Bruce M. Johnson For For Management
1.8 Elect Director Douglas S. Luke For For Management
1.9 Elect Director John C. Schweitzer For For Management
1.10 Elect Director Thomas G. Wattles For For Management
1.11 Elect Director Terry N. Worrell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REGIONS FINANCIAL CORP.
Ticker: RF Security ID: 7591EP100
Meeting Date: OCT 3, 2006 Meeting Type: Special
Record Date: AUG 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
REGIONS FINANCIAL CORP.
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bartholomew, Jr. For For Management
2 Elect Director Susan W. Matlock For For Management
3 Elect Director Jackson W. Moore For For Management
4 Elect Director Allen B. Morgan, Jr. For For Management
5 Elect Director John R. Roberts For For Management
6 Elect Director Lee J. Styslinger, III For For Management
7 Ratify Auditors For For Management
8 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
REYNOLDS AMERICAN INC
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: MAR 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin D. Feinstein For For Management
1.2 Elect Director Susan M. Ivey For For Management
1.3 Elect Director Neil R. Withington For For Management
1.4 Elect Director John T. Chain, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 7, 2007 Meeting Type: Annual
Record Date: DEC 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry C. Johnson For For Management
1.2 Elect Director William T. Mccormick Jr For For Management
1.3 Elect Director Keith D. Nosbusch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Kimsey For For Management
1.2 Elect Director Gert W. Munthe For For Management
1.3 Elect Director Thomas J. Pritzker For For Management
1.4 Elect Director Bernt Reitan For For Management
2 RATIFICATION OF APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------
SHURGARD STORAGE CENTERS, INC.
Ticker: SHU Security ID: 82567D104
Meeting Date: AUG 22, 2006 Meeting Type: Special
Record Date: JUN 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Birch Bayh For For Management
1.2 Elect Director Melvyn E. Bergstein For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Karen N. Horn, Ph.D. For For Management
1.5 Elect Director Reuben S. Leibowitz For For Management
1.6 Elect Director J. Albert Smith, Jr. For For Management
1.7 Elect Director Pieter S. van den Berg For For Management
2 Ratify Auditors For For Management
3 Pay for Superior Performance Against Against Shareholder
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
5 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
- --------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin Thomas Burton, III For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: PCU Security ID: 84265V105
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emilio Carrillo Gamboa For Withhold Management
1.2 Elect Director Alfredo Casar Perez For Withhold Management
1.3 Elect Director Jaime Fernando Collazo For Withhold Management
Gonzalez
1.4 Elect Director Xavier Garcia de Quevedo For Withhold Management
Topete
1.5 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.6 Elect Director J. Eduardo Gonzalez Felix For Withhold Management
1.7 Elect Director Harold S. Handelsman For For Management
1.8 Elect Director German Larrea Mota-Velasco For Withhold Management
1.9 Elect Director Genaro Larrea Mota-Velasco For Withhold Management
1.10 Elect Director Armando Ortega Gomez For Withhold Management
1.11 Elect Director Juan Rebolledo Gout For Withhold Management
1.12 Elect Director Luis Manuel Palomino For For Management
Bonilla
1.13 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.14 Elect Director Carlos Ruiz Sacristan For For Management
2 Eliminate Class of Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Robert I. Lipp For For Management
1.11 Elect Director Blythe J. McGarvie For For Management
1.12 Elect Director Glen D. Nelson, M.D. For For Management
1.13 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Company Specific- Majority Vote for the For For Management
Election of Directors
- --------------------------------------------------------------------------------
TUPPERWARE BRANDS CORP.
Ticker: TUP Security ID: 899896104
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rita Bornstein, Ph.D. For For Management
1.2 Elect Director E.V. Goings For For Management
1.3 Elect Director Joyce M. Roche For For Management
1.4 Elect Director M. Anne Szostak For For Management
2 Ratify Auditors For For Management
3 Eliminate the Plurality Voting for For For Management
Uncontested Director Election
4 Reduce Supermajority Vote Requirement For For Management
5 Amend Articles--Vote Requirement on For For Management
Business Combinations and Amend Business
Combination Provision
- --------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra A. Cafaro For For Management
1.2 Elect Director Douglas Crocker, II For For Management
1.3 Elect Director Jay M. Gellert For For Management
1.4 Elect Director Ronald G. Geary For For Management
1.5 Elect Director Christopher T. Hannon For For Management
1.6 Elect Director Sheli Z. Rosenberg For For Management
1.7 Elect Director Thomas C. Theobald For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Stock Ownership Limitations For For Management
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James R. Barker For For Management
2 Elect Director Richard L. Carrion For For Management
3 Elect Director M. Frances Keeth For For Management
4 Elect Director Robert W. Lane For For Management
5 Elect Director Sandra O. Moose For For Management
6 Elect Director Joseph Neubauer For For Management
7 Elect Director Donald T. Nicolaisen For For Management
8 Elect Director Thomas H. O'Brien For For Management
9 Elect Director Clarence Otis, Jr. For For Management
10 Elect Director Hugh B. Price For For Management
11 Elect Director Ivan G. Seidenberg For For Management
12 Elect Director Walter V. Shipley For For Management
13 Elect Director John W. Snow For For Management
14 Elect Director John R. Stafford For For Management
15 Elect Director Robert D. Storey For For Management
16 Ratify Auditors For For Management
17 Limit Executive Compensation Against Against Shareholder
18 Eliminate or Restrict Severance Against For Shareholder
Agreements (Change-in-Control)
19 Disclose Information on Compensation Against Against Shareholder
Consultant
20 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officer's Compensation
21 Adopt Policy on Overboarded Director Against Against Shareholder
22 Approve Terms of Existing Poison Pill Against Against Shareholder
23 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 22, 2007 Meeting Type: Annual
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Kogod For For Management
1.2 Elect Director David Mandelbaum For For Management
1.3 Elect Director Richard R. West For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 8, 2007 Meeting Type: Annual
Record Date: JAN 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Judith L. Estrin For For Management
1.4 Elect Director Robert A. Iger For For Management
1.5 Elect Director Steven P. Jobs For For Management
1.6 Elect Director Fred H. Langhammer For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director Monica C. Lozano For For Management
1.9 Elect Director Robert W. Matschullat For For Management
1.10 Elect Director John E. Pepper, Jr. For For Management
1.11 Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Company-Specific--Governance-Related - No Against Against Shareholder
Greenmail payments
6 Approve/Amend Terms of Existing Poison Against For Shareholder
Pill
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kathleen B. Cooper For For Management
2 Elect Director William R. Granberry For For Management
3 Elect Director Charles M. Lillis For For Management
4 Elect Director William G. Lowrie For For Management
5 Ratify Auditors For For Management
6 Approve Omnibus Stock Plan For For Management
7 Approve Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert Essner For For Management
2 Elect Director John D. Feerick For For Management
3 Elect Director Frances D. Fergusson For For Management
4 Elect Director Victor F. Ganzi For For Management
5 Elect Director Robert Langer For For Management
6 Elect Director John P. Mascotte For For Management
7 Elect Director Raymond J. McGuire For For Management
8 Elect Director Mary Lake Polan For For Management
9 Elect Director Bernard Poussot For For Management
10 Elect Director Gary L. Rogers For For Management
11 Elect Director Ivan G. Seidenberg For For Management
12 Elect Director Walter V. Shipley For For Management
13 Elect Director John R. Torell III For For Management
14 Ratify Auditors For For Management
15 Reduce Supermajority Vote Requirement For For Management
16 Amend Omnibus Stock Plan For For Management
17 Adopt Animal Welfare Policy Against Against Shareholder
18 Report on Policy to Limit Drug Supply to Against Against Shareholder
Canada
19 Report on Political Contributions Against Against Shareholder
20 Claw-back of Payments under Restatements Against For Shareholder
21 Company-Specific - Interlocking Against Against Shareholder
Directorship
22 Disclose Information-Proposal Withdrawn. Against Against Shareholder
No Vote Required
23 Separate Chairman and CEO Positions Against Against Shareholder
24 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Dorman For For Management
1.2 Elect Director Massimo Ferragamo For For Management
1.3 Elect Director J. David Grissom For For Management
1.4 Elect Director Bonnie G. Hill For For Management
1.5 Elect Director Robert Holland, Jr. For For Management
1.6 Elect Director Kenneth G. Langone For For Management
1.7 Elect Director Jonathan S. Linen For For Management
1.8 Elect Director Thomas C. Nelson For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Thomas M. Ryan For For Management
1.11 Elect Director Jackie Trujillo For For Management
2 Ratify Auditors For For Management
3 Adopt MacBride Principles Against Against Shareholder
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
5 Pay For Superior Performance Against Against Shareholder
6 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
7 Report on Sustainable Fish/Seafood Against Against Shareholder
Sourcing Policies
8 Report on Animal Welfare Policies Against Against Shareholder
- --------------------------------------------------------------------------------
ZENITH NATIONAL INSURANCE CORP.
Ticker: ZNT Security ID: 989390109
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Max M. Kampelman For For Management
1.2 Elect Director Robert J. Miller For For Management
1.3 Elect Director Leon E. Panetta For For Management
1.4 Elect Director Catherine B. Reynolds For For Management
1.5 Elect Director Alan I. Rothenberg For For Management
1.6 Elect Director William S. Sessions For For Management
1.7 Elect Director Gerald Tsai, Jr. For For Management
1.8 Elect Director Michael Wm. Zavis For For Management
1.9 Elect Director Stanley R. Zax For For Management
2 Approve Nonqualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
======================== MFS GOVERNMENT SECURITIES FUND ========================
NO PROXY VOTING RECORDS FOR THE REPORTING PERIOD.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: MFS SERIES TRUST XIII
By (Signature and Title) MARIA F. DWYER*
-------------------------------------------
Maria F. Dwyer, Principal Executive Officer
Date: August 29, 2007
*By (Signature and Title) /s/ Susan S. Newton
-------------------------------------------
Susan S. Newton, as attorney-in-fact
* Executed by Susan S. Newton on behalf of Maria F. Dwyer pursuant to a Power
of Attorney dated July 18, 2007. (1)
(1) Incorporated by reference to MFS Series Trust XV (File Nos. 2-96738 and
811-4253) Post-Effective Amendment No. 28 filed with the SEC via EDGAR on
August 24, 2007 and to MFS Series Trust XIV (File No. 811-22033) Post-
Effective Amendment No. 1 to be filed with the SEC via EDGAR on or about
August 30, 2007.