FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number:
811-07589
(Exact name of registrant as specified in charter)
The Hartford Mutual Funds, Inc.
(Address of principal executive offices)
200 Hopmeadow Street
Simsbury, CT 06089
(Name and address of agent for service)
Edward P. Macdonald, Esquire
Life Law Unit
The Hartford Financial Services Group, Inc.
200 Hopmeadow Street
Simsbury, CT 06089
Registrant 's telephone number, including area code: (860)843-9934
Date of Fiscal year-end: October 31, 2006
Date of reporting period: 07/01/2006 - 06/30/2007
Item 1. Proxy Voting Record
Investment Company Report
The Hartford Advisers Fund
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 904518 0 17-Jul-2006 17-Jul-2006
MEDTRONIC, INC.
SECURITY 585055106 MEETING TYPE Annual
TICKER SYMBOL MDT MEETING DATE 24-Aug-2006
ISIN AGENDA 932567906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. ANDERSON For For
2 MICHAEL R. BONSIGNORE For For
3 ROBERT C. POZEN For For
4 GORDON M. SPRENGER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 472400 0 22-Aug-2006 22-Aug-2006
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY 313400301 MEETING TYPE Annual
TICKER SYMBOL FRE MEETING DATE 08-Sep-2006
ISIN AGENDA 932565673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA T. ALEXANDER For For
2 GEOFFREY T. BOISI For For
3 MICHELLE ENGLER For For
4 ROBERT R. GLAUBER For For
5 RICHARD KARL GOELTZ For For
6 THOMAS S. JOHNSON For For
7 WILLIAM M. LEWIS, JR. For For
8 EUGENE M. MCQUADE For For
9 SHAUN F. O'MALLEY For For
10 JEFFREY M. PEEK For For
11 RONALD F. POE For For
12 STEPHEN A. ROSS For For
13 RICHARD F. SYRON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 172400 0 30-Aug-2006 30-Aug-2006
FLEXTRONICS INTERNATIONAL LTD.
SECURITY Y2573F102 MEETING TYPE Annual
TICKER SYMBOL FLEX MEETING DATE 04-Oct-2006
ISIN AGENDA 932578163 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
2A Miscellaneous Corporate Governance Management For For
2B Miscellaneous Corporate Governance Management For For
2C Miscellaneous Corporate Governance Management For For
2D Miscellaneous Corporate Governance Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Allot Securities Management For For
05 Approve Renumeration Of Directors And Auditors Management For For
06 Approve Article Amendments Management For For
07 Authorize Directors To Repurchase Shares Management For For
08 Amend Stock Compensation Plan Management Against Against
09 Amend Stock Compensation Plan Management Against Against
10 Amend Stock Compensation Plan Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 992500 0 02-Oct-2006 02-Oct-2006
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 09-Oct-2006
ISIN AGENDA 932579747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY O. HENLEY For For
2 LAWRENCE J. ELLISON For For
3 DONALD L. LUCAS For For
4 MICHAEL J. BOSKIN For For
5 JACK F. KEMP For For
6 JEFFREY S. BERG For For
7 SAFRA A. CATZ For For
8 HECTOR GARCIA-MOLINA For For
9 H. RAYMOND BINGHAM For For
10 CHARLES E. PHILLIPS, JR For For
11 NAOMI O. SELIGMAN For For
02 Approve Option Grants Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Director Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 641800 0 21-Sep-2006 21-Sep-2006
THE PROCTER & GAMBLE COMPANY
SECURITY 742718109 MEETING TYPE Annual
TICKER SYMBOL PG MEETING DATE 10-Oct-2006
ISIN AGENDA 932579103 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 NORMAN R. AUGUSTINE For For
2 A.G. LAFLEY For For
3 JOHNATHAN A. RODGERS For For
4 JOHN F. SMITH, JR. For For
5 MARGARET C. WHITMAN For For
02 Set/Change Number Of Directors On Board Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 255500 0 02-Oct-2006 02-Oct-2006
SUN MICROSYSTEMS, INC.
SECURITY 866810104 MEETING TYPE Annual
TICKER SYMBOL SUNW MEETING DATE 02-Nov-2006
ISIN AGENDA 932586350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT G. MCNEALY For For
2 JAMES L. BARKSDALE For For
3 STEPHEN M. BENNETT For For
4 ROBERT J. FINOCCHIO, JR For For
5 PATRICIA E. MITCHELL For For
6 M. KENNETH OSHMAN For For
7 JONATHAN I. SCHWARTZ For For
8 NAOMI O. SELIGMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Option Grants Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 1537400 0 31-Oct-2006 31-Oct-2006
CARDINAL HEALTH, INC.
SECURITY 14149Y108 MEETING TYPE Annual
TICKER SYMBOL CAH MEETING DATE 08-Nov-2006
ISIN AGENDA 932592973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN F. FINN For For
2 DAVID W. RAISBECK For For
3 ROBERT D. WALTER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Put Golden Parachute To Shareholder
Vote Shareholder Against For
04 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
05 S/H Proposal - Ban Golden Parachutes Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 144300 0 15-Nov-2006
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 14-Nov-2006
ISIN AGENDA 932591173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 1015000 0 15-Nov-2006
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 15-Nov-2006
ISIN AGENDA 932588405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CAROL A. BARTZ For For
2 M. MICHELE BURNS For For
3 MICHAEL D. CAPELLAS For For
4 LARRY R. CARTER For For
5 JOHN T. CHAMBERS For For
6 DR. JOHN L. HENNESSY For For
7 RICHARD M. KOVACEVICH For For
8 RODERICK C. MCGEARY For For
9 STEVEN M. WEST For For
10 JERRY YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
05 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 1263700 0 13-Nov-2006 13-Nov-2006
THE CLOROX COMPANY
SECURITY 189054109 MEETING TYPE Annual
TICKER SYMBOL CLX MEETING DATE 15-Nov-2006
ISIN AGENDA 932591262 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 131800 0 16-Nov-2006
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 28-Dec-2006
ISIN AGENDA 932615593 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Article Amendments Management For For
02 Miscellaneous Corporate Actions Management For For
03 Miscellaneous Corporate Actions Management For For
04 Increase Share Capital Management For For
05 Approve Acquisition Agreement Management For For
06 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 370500 0 20-Dec-2006 20-Dec-2006
D.R. HORTON, INC.
SECURITY 23331A109 MEETING TYPE Annual
TICKER SYMBOL DHI MEETING DATE 25-Jan-2007
ISIN AGENDA 932615377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DONALD R. HORTON For For
2 BRADLEY S. ANDERSON For For
3 MICHAEL R. BUCHANAN For For
4 RICHARD I. GALLAND For For
5 MICHAEL W. HEWATT For For
6 DONALD J. TOMNITZ For For
7 BILL W. WHEAT For For
02 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
03 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 447600 0 18-Jan-2007 18-Jan-2007
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 02-Feb-2007
ISIN AGENDA 932618145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DON TYSON Withheld Against
2 JOHN TYSON Withheld Against
3 RICHARD L. BOND Withheld Against
4 SCOTT T. FORD For For
5 LLOYD V. HACKLEY For For
6 JIM KEVER For For
7 JO ANN R. SMITH For For
8 LELAND E. TOLLETT Withheld Against
9 BARBARA A. TYSON Withheld Against
10 ALBERT C. ZAPANTA For For
02 Amend Stock Compensation Plan Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 268600 0 26-Jan-2007 26-Jan-2007
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 07-Feb-2007
ISIN AGENDA 932618119 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 330200 0 30-Jan-2007 30-Jan-2007
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 28-Feb-2007
ISIN AGENDA 932622928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 127400 0 15-Feb-2007 15-Feb-2007
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 08-Mar-2007
ISIN AGENDA 932624910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN E. BRYSON For For
2 JOHN S. CHEN For For
3 JUDITH L. ESTRIN For For
4 ROBERT A. IGER For For
5 STEVEN P. JOBS For For
6 FRED H. LANGHAMMER For For
7 AYLWIN B. LEWIS For For
8 MONICA C. LOZANO For For
9 ROBERT W. MATSCHULLAT For For
10 JOHN E. PEPPER, JR. For For
11 ORIN C. SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Corporate Governance Shareholder Against For
06 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 239800 0 01-Mar-2007 01-Mar-2007
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Special
TICKER SYMBOL FCX MEETING DATE 14-Mar-2007
ISIN AGENDA 932632525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Charter Amendment Management For For
02 Approve Merger Agreement Management For For
03 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 125900 0 01-Mar-2007 01-Mar-2007
CNOOC LIMITED
SECURITY 126132109 MEETING TYPE Special
TICKER SYMBOL CEO MEETING DATE 30-Mar-2007
ISIN AGENDA 932640483 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 54100 14100 22-Mar-2007 22-Mar-2007
ADOBE SYSTEMS INCORPORATED
SECURITY 00724F101 MEETING TYPE Annual
TICKER SYMBOL ADBE MEETING DATE 05-Apr-2007
ISIN AGENDA 932635925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT K. BURGESS For For
2 CAROL MILLS For For
3 COLLEEN M. POULIOT For For
4 ROBERT SEDGEWICK For For
5 JOHN E. WARNOCK For For
02 Amend Stock Compensation Plan Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 259000 0 29-Mar-2007 29-Mar-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 10-Apr-2007
ISIN AGENDA 932640762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BIONDI For For
2 MR. DONOFRIO For For
3 MR. HASSELL For For
4 MR. KOGAN For For
5 MR. KOWALSKI For For
6 MR. LUKE For For
7 MS. REIN For For
8 MR. RENYI For For
9 MR. RICHARDSON For For
10 MR. SCOTT For For
11 MR. VAUGHAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 209000 0 29-Mar-2007 29-Mar-2007
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 16-Apr-2007
ISIN AGENDA 932636369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. BISCHOFF For For
2 J.M. COOK For For
3 F.G. PRENDERGAST For For
4 K.P. SEIFERT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Liquidation Plan Management For For
04 Miscellaneous Corporate Actions Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder For Against
09 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 386000 0 03-Apr-2007 03-Apr-2007
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2007
ISIN AGENDA 932641562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 495819 0 16-Apr-2007 16-Apr-2007
STATE STREET CORPORATION
SECURITY 857477103 MEETING TYPE Annual
TICKER SYMBOL STT MEETING DATE 18-Apr-2007
ISIN AGENDA 932647083 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 T. ALBRIGHT For For
2 K. BURNES For For
3 P. COYM For For
4 N. DAREHSHORI For For
5 A. FAWCETT For For
6 A. GOLDSTEIN For For
7 D. GRUBER For For
8 L. HILL For For
9 C. LAMANTIA For For
10 R. LOGUE For For
11 M. MISKOVIC For For
12 R. SERGEL For For
13 R. SKATES For For
14 G. SUMME For For
15 D. WALSH For For
16 R. WEISSMAN For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 246300 0 16-Apr-2007 16-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual
TICKER SYMBOL UBS MEETING DATE 18-Apr-2007
ISIN AGENDA 932658529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Discharge Of Management Board Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Discharge Of Management Board Management For For
4A1 Miscellaneous Corporate Governance Management For For
4A2 Miscellaneous Corporate Governance Management For For
4A3 Miscellaneous Corporate Governance Management For For
4B1 Miscellaneous Corporate Governance Management For For
4C Ratify Appointment Of Independent Auditors Management For For
5A Miscellaneous Corporate Actions Management For For
5B Authorize Directors To Repurchase Shares Management For For
06 Miscellaneous Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 367140 0 03-Apr-2007 03-Apr-2007
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508104 MEETING TYPE Annual
TICKER SYMBOL TXN MEETING DATE 19-Apr-2007
ISIN AGENDA 932638399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 336600 0 10-Apr-2007 10-Apr-2007
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 20-Apr-2007
ISIN AGENDA 932639199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAIN J.P. BELDA For For
2 CARLOS GHOSN For For
3 HENRY B. SCHACHT For For
4 FRANKLIN A. THOMAS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 625900 0 03-Apr-2007 03-Apr-2007
ING GROEP N.V.
SECURITY 456837103 MEETING TYPE Annual
TICKER SYMBOL ING MEETING DATE 24-Apr-2007
ISIN AGENDA 932653478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
2C Adopt Accounts For Past Year Management For For
3B Dividends Management For For
4B Approve Option Grants Management For For
5B Approve Article Amendments Management For For
7A Approve Financial Statements Management For For
7B Approve Discharge Of Supervisory Board Management For For
9A Miscellaneous Corporate Governance Management For For
9B Miscellaneous Corporate Governance Management For For
10A Miscellaneous Corporate Governance Management For For
10B Miscellaneous Corporate Governance Management For For
10C Miscellaneous Corporate Governance Management For For
10D Miscellaneous Corporate Governance Management For For
10E Miscellaneous Corporate Governance Management For For
11A Amend Articles/Charter To Reflect Changes In
Capital Management For For
11B Amend Articles/Charter To Reflect Changes In
Capital Management For For
12A Amend Articles/Charter To Reflect Changes In
Capital Management For For
12B Amend Articles/Charter To Reflect Changes In
Capital Management For For
13 Amend Articles/Charter To Reflect Changes In
Capital Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 113400 0 11-Apr-2007 11-Apr-2007
AEGON N V
SECURITY N00927298 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN NL0000303709 AGENDA 701169472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Management Proposal Management For For
18. Non-Voting Proposal Note Non-Voting
19. Non-Voting Proposal Note Non-Voting
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 589610 0 11-Apr-2007 11-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 1425800 0 19-Apr-2007 19-Apr-2007
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 25-Apr-2007
ISIN AGENDA 932644481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
1Q Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 468663 0 17-Apr-2007 17-Apr-2007
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 25-Apr-2007
ISIN AGENDA 932650903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. BROWN For For
2 ROBERT A. BROWN For For
3 BERTRAND P. COLLOMB For For
4 CURTIS J. CRAWFORD For For
5 JOHN T. DILLON For For
6 ELEUTHERE I. DU PONT For For
7 CHARLES O. HOLLIDAY, JR For For
8 LOIS D. JULIBER For For
9 MASAHISA NAITOH For For
10 SEAN O'KEEFE For For
11 WILLIAM K. REILLY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 149000 0 19-Apr-2007 19-Apr-2007
ENCANA CORPORATION
SECURITY 292505104 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL ECA MEETING DATE 25-Apr-2007
ISIN AGENDA 932651094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RALPH S. CUNNINGHAM For For
2 PATRICK D. DANIEL For For
3 IAN W. DELANEY For For
4 RANDALL K. ERESMAN For For
5 MICHAEL A. GRANDIN For For
6 BARRY W. HARRISON For For
7 DALE A. LUCAS For For
8 KEN F. MCCREADY For For
9 VALERIE A.A. NIELSEN For For
10 DAVID P. O'BRIEN For For
11 JANE L. PEVERETT For For
12 ALLAN P. SAWIN For For
13 DENNIS A. SHARP For For
14 JAMES M. STANFORD For For
15 WAYNE G. THOMSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Ratify Shareholder Rights Plan Management For For
04 Amend Stock Option Plan Management For For
05 Amend Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 254900 0 10-Apr-2007 10-Apr-2007
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG
SECURITY D55535104 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN DE0008430026 AGENDA 701176629 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1A. Non-Voting Proposal Note Non-Voting
1B. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 0 0 10-Apr-2007 10-Apr-2007
ASTRAZENECA PLC
SECURITY G0593M107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN GB0009895292 AGENDA 701176869 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5.A Management Proposal Management For For
5.B Management Proposal Management For For
5.C Management Proposal Management For For
5.D Management Proposal Management For For
5.E Management Proposal Management For For
5.F Management Proposal Management For For
5.G Management Proposal Management For For
5.H Management Proposal Management For For
5.I Management Proposal Management For For
5.J Management Proposal Management For For
5.K Management Proposal Management For For
5.L Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 99987 0 11-Apr-2007 11-Apr-2007
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 26-Apr-2007
ISIN AGENDA 932637905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT F. CUMMINGS, JR. For For
2 EUGENE C. SIT For For
3 WILLIAM D. SMITHBURG For For
4 HANSEL E. TOOKES II For For
5 WENDELL P. WEEKS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 557900 0 25-Apr-2007 25-Apr-2007
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 MEETING TYPE Annual
TICKER SYMBOL COF MEETING DATE 26-Apr-2007
ISIN AGENDA 932651602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. RONALD DIETZ For For
2 LEWIS HAY, III For For
3 MAYO SHATTUCK, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 306700 0 19-Apr-2007 19-Apr-2007
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2007
ISIN AGENDA 932646360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A01 Miscellaneous Corporate Governance Management For For
A02 Miscellaneous Corporate Governance Management For For
A03 Miscellaneous Corporate Governance Management For For
A04 Miscellaneous Corporate Governance Management For For
A05 Miscellaneous Corporate Governance Management For For
A06 Miscellaneous Corporate Governance Management For For
A07 Miscellaneous Corporate Governance Management For For
A08 Miscellaneous Corporate Governance Management For For
A09 Miscellaneous Corporate Governance Management For For
A10 Miscellaneous Corporate Governance Management For For
A11 Miscellaneous Corporate Governance Management For For
A12 Miscellaneous Corporate Governance Management For For
A13 Miscellaneous Corporate Governance Management For For
A14 Miscellaneous Corporate Governance Management For For
A15 Miscellaneous Corporate Governance Management For For
A16 Miscellaneous Corporate Governance Management For For
A17 Miscellaneous Corporate Governance Management For For
B02 Ratify Appointment Of Independent Auditors Management For For
B03 Approve Cash/Stock Bonus Plan Management For For
C04 S/H Proposal - Political/Government Shareholder Against For
C05 S/H Proposal - Corporate Governance Shareholder For Against
C06 S/H Proposal - Executive Compensation Shareholder Against For
C07 S/H Proposal - Executive Compensation Shareholder For Against
C08 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 865518 0 19-Apr-2007 19-Apr-2007
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2007
ISIN AGENDA 932647069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 R.S. AUSTIN For For
2 W.M. DALEY For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 R.A. GONZALEZ For For
6 D.A.L. OWEN For For
7 B. POWELL JR. For For
8 W.A. REYNOLDS For For
9 R.S. ROBERTS For For
10 S.C. SCOTT III For For
11 W.D. SMITHBURG For For
12 G.F. TILTON For For
13 M.D. WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 331500 0 19-Apr-2007 19-Apr-2007
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 27-Apr-2007
ISIN AGENDA 932676313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Actions Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Approve Renumeration Of Directors And Auditors Management For For
E1 Allot Relevant Securities Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 19005 260395 13-Apr-2007 13-Apr-2007
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 30-Apr-2007
ISIN AGENDA 932651676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Military/Weapons Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 S/H Proposal - Rescind Or Allow Shareholder
To Ratify Poison Pill Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 136800 0 20-Apr-2007 20-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 552200 0 23-Apr-2007 23-Apr-2007
FLUOR CORPORATION
SECURITY 343412102 MEETING TYPE Annual
TICKER SYMBOL FLR MEETING DATE 02-May-2007
ISIN AGENDA 932641132 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 123100 0 25-Apr-2007 25-Apr-2007
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2007
ISIN AGENDA 932655345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 310600 0 27-Apr-2007 27-Apr-2007
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF
SECURITY D24909109 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN DE0007614406 AGENDA 701168874 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1 Non-Voting Proposal Note Non-Voting
2 Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 2350 44642 17-Apr-2007 17-Apr-2007
AMERICAN STANDARD COMPANIES, INC.
SECURITY 029712106 MEETING TYPE Annual
TICKER SYMBOL ASD MEETING DATE 03-May-2007
ISIN AGENDA 932650080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN E. ANDERSON For For
2 STEVEN F. GOLDSTONE For For
3 RUTH ANN MARSHALL For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 108300 0 26-Apr-2007 26-Apr-2007
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 03-May-2007
ISIN AGENDA 932661730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BROWN For For
2 JOHN R. EGAN For For
3 DAVID N. STROHM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 1445914 123086 30-Apr-2007 30-Apr-2007
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 04-May-2007
ISIN AGENDA 932652135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 286000 0 31-May-2007 27-Apr-2007
ARCELOR MITTAL
SECURITY 03937E101 MEETING TYPE Annual
TICKER SYMBOL MT MEETING DATE 04-May-2007
ISIN AGENDA 932693511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
03 Approve Financial Statements Management For For
05 Dividends Management For For
06 Approve Financial Statements Management For For
07 Approve Financial Statements Management For For
08 Ratify Appointment Of Independent Auditors Management For For
09 Approve Charter Amendment Management For For
10 Ratify Appointment Of Independent Auditors Management For For
11 Miscellaneous Corporate Governance Management For For
12 Miscellaneous Corporate Governance Management For For
13 Miscellaneous Corporate Governance Management For For
14 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 7645 145255 04-May-2007 04-May-2007
BOSTON SCIENTIFIC CORPORATION
SECURITY 101137107 MEETING TYPE Annual
TICKER SYMBOL BSX MEETING DATE 08-May-2007
ISIN AGENDA 932656335 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 URSULA M. BURNS For For
2 MARYE ANNE FOX, PH.D. For For
3 N.J. NICHOLAS, JR. For For
4 JOHN E. PEPPER For For
02 Declassify Board Management For For
03 Approve Charter Amendment Management For For
04 Approve Re-Pricing Of Options Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 Ratify Appointment Of Independent Auditors Management For For
07 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 820200 0 02-May-2007 02-May-2007
SPRINT NEXTEL CORPORATION
SECURITY 852061100 MEETING TYPE Annual
TICKER SYMBOL S MEETING DATE 08-May-2007
ISIN AGENDA 932671945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 990600 0 04-May-2007 04-May-2007
AMGEN INC.
SECURITY 031162100 MEETING TYPE Annual
TICKER SYMBOL AMGN MEETING DATE 09-May-2007
ISIN AGENDA 932645988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 Declassify Board Management For For
5A S/H Proposal - Animal Rights Shareholder Against For
5B S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 108300 0 03-May-2007 03-May-2007
UNITED PARCEL SERVICE, INC.
SECURITY 911312106 MEETING TYPE Annual
TICKER SYMBOL UPS MEETING DATE 10-May-2007
ISIN AGENDA 932648504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL J. BURNS For For
2 D. SCOTT DAVIS For For
3 STUART E. EIZENSTAT For For
4 MICHAEL L. ESKEW For For
5 JAMES P. KELLY For For
6 ANN M. LIVERMORE For For
7 VICTOR A. PELSON For For
8 JOHN W. THOMPSON For For
9 CAROL B. TOME For For
10 BEN VERWAAYEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 381500 0 04-May-2007 04-May-2007
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2007
ISIN AGENDA 932650244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ARNOLD A. ALLEMANG For For
2 JACQUELINE K. BARTON For For
3 JAMES A. BELL For For
4 JEFF M. FETTIG For For
5 BARBARA H. FRANKLIN For For
6 JOHN B. HESS For For
7 ANDREW N. LIVERIS For For
8 GEOFFERY E. MERSZEI For For
9 WITHDRAWN For For
10 JAMES M. RINGLER For For
11 RUTH G. SHAW For For
12 PAUL G. STERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 150900 0 07-May-2007 07-May-2007
THE WESTERN UNION COMPANY
SECURITY 959802109 MEETING TYPE Annual
TICKER SYMBOL WU MEETING DATE 10-May-2007
ISIN AGENDA 932659886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DINYAR S. DEVITRE For For
2 BETSY D. HOLDEN For For
3 CHRISTINA A. GOLD For For
02 Approve Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 412300 0 04-May-2007 04-May-2007
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 10-May-2007
ISIN AGENDA 932673886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERIC SCHMIDT For For
2 SERGEY BRIN For For
3 LARRY PAGE For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ARTHUR D. LEVINSON For For
7 ANN MATHER For For
8 PAUL S. OTELLINI For For
9 K. RAM SHRIRAM For For
10 SHIRLEY M. TILGHMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 Approve Cash/Stock Bonus Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 42000 0 03-May-2007 03-May-2007
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 10-May-2007
ISIN AGENDA 932685071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ARTHUR D. LEVINSON For For
6 ERIC E. SCHMIDT For For
7 JEROME B. YORK For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 198300 0 07-May-2007 07-May-2007
UNILEVER N.V.
SECURITY 904784709 MEETING TYPE Annual
TICKER SYMBOL UN MEETING DATE 15-May-2007
ISIN AGENDA 932663378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
02 Adopt Accounts For Past Year Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Election Of Directors Management
1 PJ CESCAU* For For
2 CJ VAN DER GRAAF* For For
3 RD KUGLER* For For
4 THE LORD BRITTAN** For For
5 PROFESSOR W DIK** For For
6 CE GOLDEN** For For
7 DR BE GROTE** For For
8 LORD SIMON** For For
9 J-C SPINETTA** For For
10 KJ STORM** For For
11 J VAN DER VEER** Withheld Against
12 PROF. G. BERGER** For For
13 N MURTHY** For For
14 H NYASULU** For For
15 M TRESCHOW** For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
10 Approve Charter Amendment Management For For
11 Ratify Appointment Of Independent Auditors Management For For
12 Approve Charter Amendment Management For For
13 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 324700 0 04-May-2007 04-May-2007
XTO ENERGY INC.
SECURITY 98385X106 MEETING TYPE Annual
TICKER SYMBOL XTO MEETING DATE 15-May-2007
ISIN AGENDA 932682974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 119300 0 10-May-2007 10-May-2007
COMMERCE BANCORP, INC.
SECURITY 200519106 MEETING TYPE Annual
TICKER SYMBOL CBH MEETING DATE 15-May-2007
ISIN AGENDA 932700607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 VERNON W. HILL, II For For
2 JACK R BERSHAD For For
3 JOSEPH E. BUCKELEW For For
4 DONALD T. DIFRANCESCO For For
5 NICHOLAS A. GIORDANO For For
6 MORTON N. KERR For For
7 STEVEN M. LEWIS For For
8 JOHN K. LLOYD For For
9 GEORGE E. NORCROSS, III For For
10 DANIEL J. RAGONE For For
11 WILLIAM A. SCHWARTZ, JR For For
12 JOSEPH T. TARQUINI, JR. For For
13 JOSEPH S. VASSALLUZZO For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 5055 96045 10-May-2007 10-May-2007
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2007
ISIN AGENDA 932669205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Human Rights Related Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 548300 0 11-May-2007 11-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Withheld Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 166200 0 10-May-2007 10-May-2007
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY 026874107 MEETING TYPE Annual
TICKER SYMBOL AIG MEETING DATE 16-May-2007
ISIN AGENDA 932677187 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARSHALL A. COHEN For For
2 MARTIN S. FELDSTEIN For For
3 ELLEN V. FUTTER For For
4 STEPHEN L. HAMMERMAN For For
5 RICHARD C. HOLBROOKE For For
6 FRED H. LANGHAMMER For For
7 GEORGE L. MILES, JR. For For
8 MORRIS W. OFFIT For For
9 JAMES F. ORR III For For
10 VIRGINIA M. ROMETTY For For
11 MARTIN J. SULLIVAN For For
12 MICHAEL H. SUTTON For For
13 EDMUND S.W. TSE For For
14 ROBERT B. WILLUMSTAD For For
15 FRANK G. ZARB For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 430580 0 11-May-2007 11-May-2007
NII HOLDINGS, INC.
SECURITY 62913F201 MEETING TYPE Annual
TICKER SYMBOL NIHD MEETING DATE 16-May-2007
ISIN AGENDA 932685665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN DONOVAN For For
2 STEVEN P. DUSSEK For For
3 STEVEN M. SHINDLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 80300 0 11-May-2007 11-May-2007
TIME WARNER INC.
SECURITY 887317105 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 18-May-2007
ISIN AGENDA 932680350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES L. BARKSDALE For For
2 JEFFREY L. BEWKES For For
3 STEPHEN F. BOLLENBACH For For
4 FRANK J. CAUFIELD For For
5 ROBERT C. CLARK For For
6 MATHIAS DOPFNER For For
7 JESSICA P. EINHORN For For
8 REUBEN MARK For For
9 MICHAEL A. MILES For For
10 KENNETH J. NOVACK For For
11 RICHARD D. PARSONS For For
12 FRANCIS T. VINCENT, JR. For For
13 DEBORAH C. WRIGHT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
06 S/H Proposal - Corporate Governance Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 863100 0 17-May-2007 17-May-2007
SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Annual
TICKER SYMBOL SGP MEETING DATE 18-May-2007
ISIN AGENDA 932695010 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HANS W. BECHERER For For
2 THOMAS J. COLLIGAN For For
3 FRED HASSAN For For
4 C. ROBERT KIDDER For For
5 PHILIP LEDER, M.D. For For
6 EUGENE R. MCGRATH For For
7 CARL E. MUNDY, JR. For For
8 ANTONIO M. PEREZ For For
9 PATRICIA F. RUSSO For For
10 JACK L. STAHL For For
11 KATHRYN C. TURNER For For
12 ROBERT F.W. VAN OORDT For For
13 ARTHUR F. WEINBACH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Supermajority Requirement To Change Number Management For For
Of Directors
04 Classify Board Management For For
05 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 440300 0 14-May-2007 14-May-2007
AMVESCAP PLC
SECURITY G4917N106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0001282697 AGENDA 701204492 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
S.8 Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 965917 0 11-May-2007 11-May-2007
E*TRADE FINANCIAL CORPORATION
SECURITY 269246104 MEETING TYPE Annual
TICKER SYMBOL ETFC MEETING DATE 23-May-2007
ISIN AGENDA 932695250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD D. FISHER For For
2 GEORGE A. HAYTER For For
3 R. JARRETT LILIEN For For
4 DONNA L. WEAVER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 491000 0 15-May-2007 15-May-2007
ELAN CORPORATION, PLC
SECURITY 284131208 MEETING TYPE Annual
TICKER SYMBOL ELN MEETING DATE 24-May-2007
ISIN AGENDA 932688267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Governance Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Miscellaneous Corporate Governance Management For For
O6 Miscellaneous Corporate Governance Management For For
O7 Miscellaneous Corporate Governance Management For For
S8 Miscellaneous Corporate Governance Management For For
S9 Miscellaneous Corporate Governance Management For For
S10 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 890000 0 13-May-2007 13-May-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Special
TICKER SYMBOL BK MEETING DATE 24-May-2007
ISIN AGENDA 932692761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Charter Amendment Management For For
03 Approve Charter Amendment Management For For
04 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 202800 0 17-May-2007 17-May-2007
SUPERVALU INC.
SECURITY 868536103 MEETING TYPE Annual
TICKER SYMBOL SVU MEETING DATE 24-May-2007
ISIN AGENDA 932713729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 155100 0 18-May-2007 18-May-2007
BUNGE LIMITED
SECURITY G16962105 MEETING TYPE Annual
TICKER SYMBOL BG MEETING DATE 25-May-2007
ISIN AGENDA 932685401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 88100 0 24-May-2007 24-May-2007
XM SATELLITE RADIO HOLDINGS INC.
SECURITY 983759101 MEETING TYPE Annual
TICKER SYMBOL XMSR MEETING DATE 25-May-2007
ISIN AGENDA 932695856 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GARY M. PARSONS For For
2 HUGH PANERO For For
3 NATHANIEL A. DAVIS For For
4 JOAN L. AMBLE For For
5 THOMAS J. DONOHUE For For
6 EDDY W. HARTENSTEIN For For
7 CHESTER A. HUBER, JR. For For
8 JOHN MENDEL For For
9 JARL MOHN For For
10 JACK SHAW For For
11 JEFFREY D. ZIENTS For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 67803 835497 21-May-2007 21-May-2007
CNOOC LIMITED
SECURITY 126132109 MEETING TYPE Annual
TICKER SYMBOL CEO MEETING DATE 25-May-2007
ISIN AGENDA 932707067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A1 Receive Consolidated Financial Statements Management For For
A2 Dividends Management For For
A3A Miscellaneous Corporate Governance Management For For
A3B Miscellaneous Corporate Governance Management For For
A3C Miscellaneous Corporate Governance Management For For
A3D Miscellaneous Corporate Governance Management For For
A3E Approve Renumeration Of Directors And Auditors Management For For
A4 Ratify Appointment Of Independent Auditors Management For For
B1 Authorize Directors To Repurchase Shares Management For For
B2 Allot Securities Management For For
B3 Allot Securities Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 78100 12700 17-May-2007 17-May-2007
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 29-May-2007
ISIN AGENDA 932703564 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM C. BALLARD, JR. For For
2 RICHARD T. BURKE For For
3 STEPHEN J. HEMSLEY For For
4 ROBERT J. DARRETTA For For
02 Classify Board Management For For
03 Declassify Board Management For For
04 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
05 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
06 Approve Charter Amendment Management For For
07 Ratify Appointment Of Independent Auditors Management For For
08 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 Shareholder Proposal - Compensation Discussion & Management For Against
Analysis
11 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 393000 0 22-May-2007 22-May-2007
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 30-May-2007
ISIN AGENDA 932676844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M.J. BOSKIN For For
2 W.W. GEORGE For For
3 J.R. HOUGHTON For For
4 W.R. HOWELL For For
5 R.C. KING For For
6 P.E. LIPPINCOTT For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S. REINEMUND For For
10 W.V. SHIPLEY For For
11 J.S. SIMON For For
12 R.W. TILLERSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
12 S/H Proposal - Political/Government Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Environmental Shareholder Against For
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 196700 0 24-May-2007 24-May-2007
FIRST DATA CORPORATION
SECURITY 319963104 MEETING TYPE Annual
TICKER SYMBOL FDC MEETING DATE 30-May-2007
ISIN AGENDA 932685285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Amend Stock Purchase Plan Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 951900 0 22-May-2007 22-May-2007
MONSTER WORLDWIDE, INC.
SECURITY 611742107 MEETING TYPE Annual
TICKER SYMBOL MNST MEETING DATE 30-May-2007
ISIN AGENDA 932712676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SALVATORE IANNUZZI For For
2 ROBERT J. CHRENC For For
3 GEORGE R. EISELE For For
4 JOHN GAULDING For For
5 MICHAEL KAUFMAN For For
6 RONALD J. KRAMER For For
7 PHILIP R. LOCHNER, JR. For For
8 DAVID A. STEIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 109200 0 24-May-2007 24-May-2007
SANOFI-AVENTIS
SECURITY 80105N105 MEETING TYPE Annual
TICKER SYMBOL SNY MEETING DATE 31-May-2007
ISIN AGENDA 932708704 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Receive Consolidated Financial Statements Management For For
O2 Receive Consolidated Financial Statements Management For For
O3 Dividends Management For For
O4 Ratify Appointment Of Independent Auditors Management For For
O5 Election of Directors (Majority Voting) Management For For
O6 Miscellaneous Corporate Governance Management For For
E7 Approve Authorized Common Stock Increase Management Against Against
E8 Approve Authorized Common Stock Increase Management For For
E9 Approve Authorized Common Stock Increase Management For For
E10 Miscellaneous Corporate Governance Management For For
E11 Approve Authorized Common Stock Increase Management For For
E12 Approve Stock Compensation Plan Management For For
E13 Approve Stock Compensation Plan Management For For
E14 Approve Stock Split Management For For
E15 Miscellaneous Corporate Governance Management Against Against
E16 Miscellaneous Corporate Governance Management For For
E17 Transact Other Business Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 355100 0 17-May-2007 17-May-2007
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 01-Jun-2007
ISIN AGENDA 932700669 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
04 S/H Proposal - Opt Out Of Anti-Takeover Statute Shareholder Against For
05 Shareholder Proposal - Compensation Discussion & Management For Against
Analysis
06 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Opt Out Of Anti-Takeover Statute Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder Against For
12 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
13 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 375100 0 22-May-2007 22-May-2007
YAHOO! INC.
SECURITY 984332106 MEETING TYPE Annual
TICKER SYMBOL YHOO MEETING DATE 12-Jun-2007
ISIN AGENDA 932716674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 Shareholder Proposal - Compensation Discussion & Management For Against
Analysis
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 430900 0 08-Jun-2007 08-Jun-2007
ARCELOR MITTAL
SECURITY 03937E101 MEETING TYPE Annual
TICKER SYMBOL MT MEETING DATE 12-Jun-2007
ISIN AGENDA 932722374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
03 Receive Consolidated Financial Statements Management For For
05 Dividends Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
10 Ratify Appointment Of Independent Auditors Management For For
11 Miscellaneous Corporate Governance Management For For
12 Miscellaneous Corporate Governance Management For For
13 Miscellaneous Corporate Governance Management For For
14 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 25455 115045 31-May-2007 31-May-2007
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY 222372104 MEETING TYPE Annual
TICKER SYMBOL CFC MEETING DATE 13-Jun-2007
ISIN AGENDA 932701762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HENRY G. CISNEROS For For
2 ROBERT J. DONATO For For
3 HARLEY W. SNYDER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 281300 0 06-Jun-2007 06-Jun-2007
CATERPILLAR INC.
SECURITY 149123101 MEETING TYPE Annual
TICKER SYMBOL CAT MEETING DATE 13-Jun-2007
ISIN AGENDA 932706231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN T. DILLON For For
2 JUAN GALLARDO For For
3 WILLIAM A. OSBORN For For
4 EDWARD B. RUST, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 141637 60963 31-May-2007 31-May-2007
JAPAN TOBACCO INC.
SECURITY J27869106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3726800000 AGENDA 701234926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided Non-Voting
to inform you
that the true agenda has been released and is
available for your
review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Corporate Officers Management For For
5. Amend the Compensation to be received by Management For For
Corporate Officers
6. Others Management For For
7. Approve Provision of Retirement Allowance for Management For For
Retiring Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 1485 0 11-Jun-2007 11-Jun-2007
SHARP CORPORATION
SECURITY J71434112 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3359600008 AGENDA 701235865 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided Non-Voting
to inform you
that the true agenda has been released and is
available for your
review.
1. Approve Appropriation of Retained Earnings Management For For
2. Approve Payment of Bonuses to Corporate Officers Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
3.17 Appoint a Director Management For For
3.18 Appoint a Director Management For For
3.19 Appoint a Director Management For For
3.20 Appoint a Director Management For For
3.21 Appoint a Director Management For For
3.22 Appoint a Director Management For For
3.23 Appoint a Director Management For For
3.24 Appoint a Director Management For For
3.25 Appoint a Director Management For For
3.26 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5. Approve Provision of Retirement Allowance for Management For For
Retiring Directors
6. Others Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 12000 222000 18-Jun-2007 18-Jun-2007
CIRCUIT CITY STORES, INC.
SECURITY 172737108 MEETING TYPE Annual
TICKER SYMBOL CC MEETING DATE 26-Jun-2007
ISIN AGENDA 932721776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA S. FEIGIN For For
2 ALLEN B. KING For For
3 CAROLYN Y. WOO For For
4 JAMES F. HARDYMON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 567624 43876 21-Jun-2007 21-Jun-2007
BEST BUY CO., INC.
SECURITY 086516101 MEETING TYPE Annual
TICKER SYMBOL BBY MEETING DATE 27-Jun-2007
ISIN AGENDA 932721738 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD JAMES* For For
2 ELLIOT S. KAPLAN* For For
3 MATTHEW H. PAULL* For For
4 JAMES E. PRESS* For For
5 RICHARD M. SCHULZE* For For
6 MARY A. TOLAN* For For
7 HATIM A. TYABJI* For For
8 ROGELIO M. REBOLLEDO** For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1U 837 175200 0 22-Jun-2007 22-Jun-2007
SHIONOGI & CO.,LTD.
SECURITY J74229105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3347200002 AGENDA 701281139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Approve Payment of Bonuses to Corporate Officers Management For For
6 Amend the Compensation to be received by Management For For
Corporate Officers
7 Approve Provision of Retirement Allowance for Management For For
Retiring Auditors
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 19000 345000 19-Jun-2007 19-Jun-2007
BANK TOKYO-MITSUBISHI LTD
SECURITY J44497105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3902900004 AGENDA 701285783 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management Abstain Against
2 Amend the Articles of Incorporation Management Abstain Against
3.1 Appoint a Director Management Abstain Against
3.2 Appoint a Director Management Abstain Against
3.3 Appoint a Director Management Abstain Against
3.4 Appoint a Director Management Abstain Against
3.5 Appoint a Director Management Abstain Against
3.6 Appoint a Director Management Abstain Against
3.7 Appoint a Director Management Abstain Against
3.8 Appoint a Director Management Abstain Against
3.9 Appoint a Director Management Abstain Against
3.10 Appoint a Director Management Abstain Against
3.11 Appoint a Director Management Abstain Against
3.12 Appoint a Director Management Abstain Against
3.13 Appoint a Director Management Abstain Against
3.14 Appoint a Director Management Abstain Against
3.15 Appoint a Director Management Abstain Against
4 Appoint a Corporate Auditor Management Abstain Against
5 Others Management Abstain Against
6 Amend the Compensation to be received by Management Abstain Against
Corporate Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 978 0 19-Jun-2007 19-Jun-2007
GAZPROM OAO, MOSCOW
SECURITY 368287207 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN US3682872078 AGENDA 701269145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management Against Against
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9.1 Management Proposal Management For For
9.2 Management Proposal Management For For
9.3 Management Proposal Management For For
9.4 Management Proposal Management For For
9.5 Management Proposal Management For For
9.6 Management Proposal Management For For
9.7 Management Proposal Management For For
9.8 Management Proposal Management For For
9.9 Management Proposal Management For For
9.10 Management Proposal Management For For
9.11 Management Proposal Management For For
9.12 Management Proposal Management For For
9.13 Management Proposal Management For For
9.14 Management Proposal Management For For
9.15 Management Proposal Management For For
9.16 Management Proposal Management For For
9.17 Management Proposal Management For For
9.18 Management Proposal Management For For
9.19 Management Proposal Management For For
9.20 Management Proposal Management For For
9.21 Management Proposal Management For For
9.22 Management Proposal Management For For
9.23 Management Proposal Management For For
9.24 Management Proposal Management For For
9.25 Management Proposal Management For For
9.26 Management Proposal Management For For
9.27 Management Proposal Management For For
9.28 Management Proposal Management For For
9.29 Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
10.1 Management Proposal Management Abstain Against
10.2 Management Proposal Management Abstain Against
10.3 Management Proposal Management Abstain Against
10.4 Management Proposal Management Abstain Against
10.5 Management Proposal Management Abstain Against
10.6 Management Proposal Management Abstain Against
10.7 Management Proposal Management Abstain Against
10.8 Management Proposal Management Abstain Against
10.9 Management Proposal Management Abstain Against
10.10 Management Proposal Management Abstain Against
10.11 Management Proposal Management Abstain Against
10.12 Management Proposal Management Abstain Against
10.13 Management Proposal Management Abstain Against
10.14 Management Proposal Management For For
10.15 Management Proposal Management Abstain Against
10.16 Management Proposal Management Abstain Against
10.17 Management Proposal Management Abstain Against
10.18 Management Proposal Management Abstain Against
10.19 Management Proposal Management Abstain Against
Non-Voting Proposal Note Non-Voting
11.1 Gps Mgmt Director Management For For
11.2 Gps Mgmt Director Management Abstain Against
11.3 Gps Mgmt Director Management For For
11.4 Gps Mgmt Director Management For For
11.5 Gps Mgmt Director Management Abstain Against
11.6 Gps Mgmt Director Management For For
11.7 Gps Mgmt Director Management Abstain Against
11.8 Gps Mgmt Director Management Abstain Against
11.9 Gps Mgmt Director Management For For
11.10 Gps Mgmt Director Management
11.11 Gps Mgmt Director Management
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1U 50P 234700 0 18-Jun-2007 18-Jun-2007
Investment Company Report
The Hartford Balanced Income Fund
CAMPBELL SOUP COMPANY
SECURITY 134429109 MEETING TYPE Annual
TICKER SYMBOL CPB MEETING DATE 16-Nov-2006
ISIN AGENDA 932594422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDMUND M. CARPENTER For For
2 PAUL R. CHARRON For For
3 DOUGLAS R. CONANT For For
4 BENNETT DORRANCE For For
5 KENT B. FOSTER For For
6 HARVEY GOLUB For For
7 RANDALL W. LARRIMORE For For
8 PHILIP E. LIPPINCOTT For For
9 MARY ALICE D. MALONE For For
10 SARA MATHEW For For
11 DAVID C. PATTERSON For For
12 CHARLES R. PERRIN For For
13 A. BARRY RAND For For
14 GEORGE STRAWBRIDGE, JR. For For
15 LES C. VINNEY For For
16 CHARLOTTE C. WEBER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 1200 0 07-Nov-2006 07-Nov-2006
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 15-Dec-2006
ISIN AGENDA 932601897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
0A Election Of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 RUDY E. SCHUPP For For
8 MICHAEL H. THAMAN For For
9 HANSEL E. TOOKES II For For
10 PAUL R. TREGURTHA For For
0B Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 5000 313478216 05-Dec-2006 05-Dec-2006
AIR PRODUCTS AND CHEMICALS, INC.
SECURITY 009158106 MEETING TYPE Annual
TICKER SYMBOL APD MEETING DATE 25-Jan-2007
ISIN AGENDA 932615365 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM L. DAVIS III For For
2 W. DOUGLAS FORD For For
3 EVERT HENKES For For
4 MARGARET G. MCGLYNN Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 700 0 16-Jan-2007 16-Jan-2007
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 28-Feb-2007
ISIN AGENDA 932622928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 500 0 15-Feb-2007 15-Feb-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 10-Apr-2007
ISIN AGENDA 932640762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BIONDI For For
2 MR. DONOFRIO For For
3 MR. HASSELL For For
4 MR. KOGAN For For
5 MR. KOWALSKI For For
6 MR. LUKE For For
7 MS. REIN For For
8 MR. RENYI For For
9 MR. RICHARDSON For For
10 MR. SCOTT For For
11 MR. VAUGHAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 2200 0 29-Mar-2007 29-Mar-2007
U.S. BANCORP
SECURITY 902973304 MEETING TYPE Annual
TICKER SYMBOL USB MEETING DATE 17-Apr-2007
ISIN AGENDA 932637450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 V. BUYNISKI GLUCKMAN For For
2 ARTHUR D. COLLINS, JR. For For
3 OLIVIA F. KIRTLEY For For
4 JERRY W. LEVIN For For
5 RICHARD G. REITEN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Declassify Board Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 9700 0 03-Apr-2007 03-Apr-2007
WACHOVIA CORPORATION
SECURITY 929903102 MEETING TYPE Annual
TICKER SYMBOL WB MEETING DATE 17-Apr-2007
ISIN AGENDA 932640801 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERNEST S. RADY*** For For
2 JERRY GITT** For For
3 JOHN T. CASTEEN, III* For For
4 MARYELLEN C. HERRINGER* For For
5 JOSEPH NEUBAUER* For For
6 TIMOTHY D. PROCTOR* For For
7 VAN L. RICHEY* For For
8 DONA DAVIS YOUNG* For For
02 Declassify Board Management For For
03 Approve Charter Amendment Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 1300 0 30-Mar-2007 30-Mar-2007
SUNTRUST BANKS, INC.
SECURITY 867914103 MEETING TYPE Annual
TICKER SYMBOL STI MEETING DATE 17-Apr-2007
ISIN AGENDA 932640875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT M. BEALL, II* For For
2 JEFFREY C. CROWE* For For
3 J. HICKS LANIER* For For
4 LARRY L. PRINCE* For For
5 FRANK S. ROYAL, M.D.* For For
6 PHAIL WYNN, JR.* For For
7 JAMES M. WELLS III** For For
02 Approve Charter Amendment Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Corporate Governance Shareholder For Against
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 1100 0 03-Apr-2007 03-Apr-2007
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2007
ISIN AGENDA 932641562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 7500 0 16-Apr-2007 16-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual
TICKER SYMBOL UBS MEETING DATE 18-Apr-2007
ISIN AGENDA 932658529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Discharge Of Management Board Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Discharge Of Management Board Management For For
4A1 Miscellaneous Corporate Governance Management For For
4A2 Miscellaneous Corporate Governance Management For For
4A3 Miscellaneous Corporate Governance Management For For
4B1 Miscellaneous Corporate Governance Management For For
4C Ratify Appointment Of Independent Auditors Management For For
5A Miscellaneous Corporate Actions Management For For
5B Authorize Directors To Repurchase Shares Management For For
06 Miscellaneous Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 4100 0 03-Apr-2007 03-Apr-2007
PPG INDUSTRIES, INC.
SECURITY 693506107 MEETING TYPE Annual
TICKER SYMBOL PPG MEETING DATE 19-Apr-2007
ISIN AGENDA 932640851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES G. BERGES For For
2 ERROLL B. DAVIS, JR. For For
3 VICTORIA F. HAYNES For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Governance Management For For
04 Eliminate Cumulative Voting Management For For
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder For Against
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 1100 0 04-Apr-2007 04-Apr-2007
AMERICAN ELECTRIC POWER COMPANY, INC
SECURITY 025537101 MEETING TYPE Annual
TICKER SYMBOL AEP MEETING DATE 24-Apr-2007
ISIN AGENDA 932641675 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E.R. BROOKS For For
2 D.M. CARLTON For For
3 R.D. CROSBY, JR. For For
4 J.P. DESBARRES For For
5 R.W. FRI For For
6 L.A. GOODSPEED For For
7 W.R. HOWELL For For
8 L.A. HUDSON, JR. For For
9 M.G. MORRIS For For
10 L.L. NOWELL III For For
11 R.L. SANDOR For For
12 D.G. SMITH For For
13 K.D. SULLIVAN For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 2000 0 16-Apr-2007 16-Apr-2007
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 24-Apr-2007
ISIN AGENDA 932643643 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder For Against
04 S/H Proposal - Executive Compensation Shareholder For Against
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 2500 0 16-Apr-2007 16-Apr-2007
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 24-Apr-2007
ISIN AGENDA 932651842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BERNDT For For
2 MR. BUNCH For For
3 MR. CHELLGREN For For
4 MR. CLAY For For
5 MR. DAVIDSON For For
6 MS. JAMES For For
7 MR. KELSON For For
8 MR. LINDSAY For For
9 MR. MASSARO For For
10 MS. PEPPER For For
11 MR. ROHR For For
12 MR. SHEPARD For For
13 MS. STEFFES For For
14 MR. STRIGL For For
15 MR. THIEKE For For
16 MR. USHER For For
17 MR. WALLS For For
18 MR. WEHMEIER For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 4400 0 16-Apr-2007 16-Apr-2007
CHUBB CORPORATION
SECURITY 171232101 MEETING TYPE Annual
TICKER SYMBOL CB MEETING DATE 24-Apr-2007
ISIN AGENDA 932655737 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ZOE BAIRD For For
2 SHEILA P. BURKE For For
3 JAMES I. CASH, JR. For For
4 JOEL J. COHEN For For
5 JOHN D. FINNEGAN For For
6 KLAUS J. MANGOLD For For
7 SIR D.G. SCHOLEY, CBE For For
8 LAWRENCE M. SMALL For For
9 DANIEL E. SOMERS For For
10 KAREN HASTIE WILLIAMS For For
11 ALFRED W. ZOLLAR For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 2800 0 04-Apr-2007 04-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 11700 0 19-Apr-2007 19-Apr-2007
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 25-Apr-2007
ISIN AGENDA 932644481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
1Q Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 8200 0 17-Apr-2007 17-Apr-2007
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-Apr-2007
ISIN AGENDA 932647007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 6800 0 19-Apr-2007 19-Apr-2007
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 25-Apr-2007
ISIN AGENDA 932650903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. BROWN For For
2 ROBERT A. BROWN For For
3 BERTRAND P. COLLOMB For For
4 CURTIS J. CRAWFORD For For
5 JOHN T. DILLON For For
6 ELEUTHERE I. DU PONT For For
7 CHARLES O. HOLLIDAY, JR For For
8 LOIS D. JULIBER For For
9 MASAHISA NAITOH For For
10 SEAN O'KEEFE For For
11 WILLIAM K. REILLY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 3800 0 19-Apr-2007 19-Apr-2007
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 26-Apr-2007
ISIN AGENDA 932640091 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Classify/Stagger Board Of Directors Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Human Rights Related Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 3000 0 19-Apr-2007 19-Apr-2007
SCANA CORPORATION
SECURITY 80589M102 MEETING TYPE Annual
TICKER SYMBOL SCG MEETING DATE 26-Apr-2007
ISIN AGENDA 932648554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. HAYNE HIPP For For
2 HAROLD C. STOWE For For
3 G. SMEDES YORK For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 1100 0 19-Apr-2007 19-Apr-2007
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 26-Apr-2007
ISIN AGENDA 932650434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Corporate Governance Shareholder Against For
10 Miscellaneous Corporate Governance Management Abstain
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 4400 0 19-Apr-2007 19-Apr-2007
ALTRIA GROUP, INC.
SECURITY 02209S103 MEETING TYPE Annual
TICKER SYMBOL MO MEETING DATE 26-Apr-2007
ISIN AGENDA 932652349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ELIZABETH E. BAILEY For For
2 HAROLD BROWN For For
3 MATHIS CABIALLAVETTA For For
4 LOUIS C. CAMILLERI For For
5 J. DUDLEY FISHBURN For For
6 ROBERT E.R. HUNTLEY For For
7 THOMAS W. JONES For For
8 GEORGE MUNOZ For For
9 LUCIO A. NOTO For For
10 JOHN S. REED For For
11 STEPHEN M. WOLF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Tobacco Shareholder Against For
06 S/H Proposal - Tobacco Shareholder Against For
07 S/H Proposal - Animal Rights Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 4500 0 19-Apr-2007 19-Apr-2007
KELLOGG COMPANY
SECURITY 487836108 MEETING TYPE Annual
TICKER SYMBOL K MEETING DATE 27-Apr-2007
ISIN AGENDA 932642728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BENJAMIN S. CARSON, SR. For For
2 GORDON GUND For For
3 DOROTHY A. JOHNSON For For
4 A. MCLAUGHLIN KOROLOGOS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Environmental Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 4200 0 19-Apr-2007 19-Apr-2007
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2007
ISIN AGENDA 932646360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A01 Miscellaneous Corporate Governance Management For For
A02 Miscellaneous Corporate Governance Management For For
A03 Miscellaneous Corporate Governance Management For For
A04 Miscellaneous Corporate Governance Management For For
A05 Miscellaneous Corporate Governance Management For For
A06 Miscellaneous Corporate Governance Management For For
A07 Miscellaneous Corporate Governance Management For For
A08 Miscellaneous Corporate Governance Management For For
A09 Miscellaneous Corporate Governance Management For For
A10 Miscellaneous Corporate Governance Management For For
A11 Miscellaneous Corporate Governance Management For For
A12 Miscellaneous Corporate Governance Management For For
A13 Miscellaneous Corporate Governance Management For For
A14 Miscellaneous Corporate Governance Management For For
A15 Miscellaneous Corporate Governance Management For For
A16 Miscellaneous Corporate Governance Management For For
A17 Miscellaneous Corporate Governance Management For For
B02 Ratify Appointment Of Independent Auditors Management For For
B03 Approve Cash/Stock Bonus Plan Management For For
C04 S/H Proposal - Political/Government Shareholder Against For
C05 S/H Proposal - Corporate Governance Shareholder For Against
C06 S/H Proposal - Executive Compensation Shareholder Against For
C07 S/H Proposal - Executive Compensation Shareholder For Against
C08 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 13667 0 19-Apr-2007 19-Apr-2007
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2007
ISIN AGENDA 932647069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 R.S. AUSTIN For For
2 W.M. DALEY For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 R.A. GONZALEZ For For
6 D.A.L. OWEN For For
7 B. POWELL JR. For For
8 W.A. REYNOLDS For For
9 R.S. ROBERTS For For
10 S.C. SCOTT III For For
11 W.D. SMITHBURG For For
12 G.F. TILTON For For
13 M.D. WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 2200 0 19-Apr-2007 19-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 4700 0 23-Apr-2007 23-Apr-2007
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 03-May-2007
ISIN AGENDA 932647401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder Against For
04 S/H Proposal - Rescind Or Allow Shareholder To Shareholder For Against
Ratify Poison Pill
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
09 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 8700 0 30-Apr-2007 30-Apr-2007
NOKIA CORPORATION
SECURITY 654902204 MEETING TYPE Annual
TICKER SYMBOL NOK MEETING DATE 03-May-2007
ISIN AGENDA 932685982 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Elect Supervisory Board Member Management For For
03 Approve Discharge Of Board And President Management For For
04 Approve Article Amendments Management For For
05 Approve Renumeration Of Directors And Auditors Management For For
06 Miscellaneous Corporate Actions Management For For
07 Election Of Directors Management
1 GEORG EHRNROOTH For For
2 LALITA D. GUPTE For For
3 DANIEL R. HESSE For For
4 DR. BENGT HOLMSTROM For For
5 DR. HENNING KAGERMANN For For
6 OLLI-PEKKA KALLASVUO For For
7 PER KARLSSON For For
8 JORMA OLLILA For For
9 DAME MARJORIE SCARDINO For For
10 KEIJO SUILA For For
11 VESA VAINIO For For
08 Approve Renumeration Of Directors And Auditors Management For For
09 Ratify Appointment Of Independent Auditors Management For For
10 Miscellaneous Corporate Governance Management For For
11 Miscellaneous Corporate Governance Management For For
12 Miscellaneous Corporate Governance Management For For
13 Miscellaneous Corporate Governance Management For For
14 Miscellaneous Corporate Governance Management For For
15 Transact Other Business Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 3900 0 23-Apr-2007 23-Apr-2007
ENTERGY CORPORATION
SECURITY 29364G103 MEETING TYPE Annual
TICKER SYMBOL ETR MEETING DATE 04-May-2007
ISIN AGENDA 932645142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 900 0 27-Apr-2007 27-Apr-2007
WASTE MANAGEMENT, INC.
SECURITY 94106L109 MEETING TYPE Annual
TICKER SYMBOL WMI MEETING DATE 04-May-2007
ISIN AGENDA 932647045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 3100 0 27-Apr-2007 27-Apr-2007
INTERNATIONAL PAPER COMPANY
SECURITY 460146103 MEETING TYPE Annual
TICKER SYMBOL IP MEETING DATE 07-May-2007
ISIN AGENDA 932666374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID J. BRONCZEK For For
2 MARTHA F. BROOKS Withheld Against
3 LYNN LAVERTY ELSENHANS For For
4 JOHN L. TOWNSEND, III Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 700 0 27-Apr-2007 27-Apr-2007
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 08-May-2007
ISIN AGENDA 932660562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 2700 0 03-May-2007 03-May-2007
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 09-May-2007
ISIN AGENDA 932664988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Human Rights Related Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 6200 0 03-May-2007 03-May-2007
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2007
ISIN AGENDA 932650244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ARNOLD A. ALLEMANG For For
2 JACQUELINE K. BARTON For For
3 JAMES A. BELL For For
4 JEFF M. FETTIG For For
5 BARBARA H. FRANKLIN For For
6 JOHN B. HESS For For
7 ANDREW N. LIVERIS For For
8 GEOFFERY E. MERSZEI For For
9 WITHDRAWN For For
10 JAMES M. RINGLER For For
11 RUTH G. SHAW For For
12 PAUL G. STERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 5000 0 07-May-2007 07-May-2007
PITNEY BOWES INC.
SECURITY 724479100 MEETING TYPE Annual
TICKER SYMBOL PBI MEETING DATE 14-May-2007
ISIN AGENDA 932669445 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LINDA G. ALVARADO For For
2 ERNIE GREEN For For
3 JOHN S. MCFARLANE For For
4 EDUARDO R. MENASCE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Charter Amendment Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 5000 0 04-May-2007 04-May-2007
THE ALLSTATE CORPORATION
SECURITY 020002101 MEETING TYPE Annual
TICKER SYMBOL ALL MEETING DATE 15-May-2007
ISIN AGENDA 932659420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 1700 0 11-May-2007 11-May-2007
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 15-May-2007
ISIN AGENDA 932660120 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CRANDALL C. BOWLES For For
2 STEPHEN B. BURKE For For
3 JAMES S. CROWN For For
4 JAMES DIMON For For
5 ELLEN V. FUTTER For For
6 WILLIAM H. GRAY, III For For
7 LABAN P. JACKSON, JR. For For
8 ROBERT I. LIPP For For
9 DAVID C. NOVAK For For
10 LEE R. RAYMOND For For
11 WILLIAM C. WELDON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Override Csa Vote Restrictions Shareholder For Against
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
06 S/H Proposal - Separate Chairman/CEO Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 4900 0 10-May-2007 10-May-2007
ROYAL DUTCH SHELL PLC
SECURITY 780259206 MEETING TYPE Annual
TICKER SYMBOL RDSA MEETING DATE 15-May-2007
ISIN AGENDA 932697266 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Approve Financial Statements Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Miscellaneous Corporate Governance Management For For
09 Ratify Appointment Of Independent Auditors Management For For
10 Ratify Appointment Of Independent Auditors Management For For
11 Approve Stock Par Value Change Management For For
12 Miscellaneous Corporate Governance Management For For
13 Approve Stock Par Value Change Management For For
14 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 2000 0 30-Apr-2007 30-Apr-2007
HOST HOTELS & RESORTS, INC.
SECURITY 44107P104 MEETING TYPE Annual
TICKER SYMBOL HST MEETING DATE 17-May-2007
ISIN AGENDA 932676894 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 8200 0 12-May-2007 12-May-2007
CONSOLIDATED EDISON, INC.
SECURITY 209115104 MEETING TYPE Annual
TICKER SYMBOL ED MEETING DATE 21-May-2007
ISIN AGENDA 932681100 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 K. BURKE For For
2 V.A. CALARCO For For
3 G. CAMPBELL, JR. For For
4 G.J. DAVIS For For
5 M.J. DEL GIUDICE For For
6 E.V. FUTTER For For
7 S. HERNANDEZ For For
8 P.W. LIKINS For For
9 E.R. MCGRATH For For
10 L.F. SUTHERLAND For For
11 S.R. VOLK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 2500 0 13-May-2007 13-May-2007
THE SOUTHERN COMPANY
SECURITY 842587107 MEETING TYPE Annual
TICKER SYMBOL SO MEETING DATE 23-May-2007
ISIN AGENDA 932676565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 J.P. BARANCO For For
2 D.J. BERN For For
3 F.S. BLAKE For For
4 T.F. CHAPMAN For For
5 H.W. HABERMEYER, JR. For For
6 D.M. JAMES For For
7 J.N. PURCELL For For
8 D.M. RATCLIFFE For For
9 W.G. SMITH, JR. For For
10 G.J. ST. PE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 3300 0 16-May-2007 16-May-2007
PPL CORPORATION
SECURITY 69351T106 MEETING TYPE Annual
TICKER SYMBOL PPL MEETING DATE 23-May-2007
ISIN AGENDA 932688798 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STUART HEYDT For For
2 CRAIG A. ROGERSON For For
3 W. KEITH SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 3100 0 17-May-2007 17-May-2007
PACKAGING CORPORATION OF AMERICA
SECURITY 695156109 MEETING TYPE Annual
TICKER SYMBOL PKG MEETING DATE 24-May-2007
ISIN AGENDA 932678812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HENRY F. FRIGON For For
2 LOUIS A. HOLLAND For For
3 SAMUEL M. MENCOFF For For
4 ROGER B. PORTER For For
5 THOMAS S. SOULELES For For
6 PAUL T. STECKO For For
7 RAYFORD K. WILLIAMSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 4100 0 17-May-2007 17-May-2007
R.R. DONNELLEY & SONS COMPANY
SECURITY 257867101 MEETING TYPE Annual
TICKER SYMBOL RRD MEETING DATE 24-May-2007
ISIN AGENDA 932691478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Classify/Stagger Board Of Directors Management For For
04 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
05 S/H Proposal - Environmental Shareholder Against For
06 S/H PROPOSAL - DECLASSIFY BOARD Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 3900 0 17-May-2007 17-May-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Special
TICKER SYMBOL BK MEETING DATE 24-May-2007
ISIN AGENDA 932692761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Charter Amendment Management For For
03 Approve Charter Amendment Management For For
04 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 2800 0 17-May-2007 17-May-2007
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 25-May-2007
ISIN AGENDA 932671678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 TONI JENNINGS For For
8 OLIVER D. KINGSLEY, JR. For For
9 RUDY E. SCHUPP For For
10 MICHAEL H. THAMAN For For
11 HANSEL E. TOOKES, II For For
12 PAUL R. TREGURTHA For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Director Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 9000 0 24-May-2007 24-May-2007
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 30-May-2007
ISIN AGENDA 932676844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M.J. BOSKIN For For
2 W.W. GEORGE For For
3 J.R. HOUGHTON For For
4 W.R. HOWELL For For
5 R.C. KING For For
6 P.E. LIPPINCOTT For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S. REINEMUND For For
10 W.V. SHIPLEY For For
11 J.S. SIMON For For
12 R.W. TILLERSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
12 S/H Proposal - Political/Government Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Environmental Shareholder Against For
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 5800 0 24-May-2007 24-May-2007
CHUNGHWA TELECOM CO., LTD.
SECURITY 17133Q205 MEETING TYPE Annual
TICKER SYMBOL CHT MEETING DATE 15-Jun-2007
ISIN AGENDA 932723299 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
3A Miscellaneous Corporate Actions Management For
3B Miscellaneous Corporate Actions Management For
3C Miscellaneous Corporate Actions Management For
4A Approve Financial Statements Management For
4B Approve Financial Statements Management For
5A Approve Article Amendments Management For
5B Increase Share Capital Management For
5C Miscellaneous Corporate Actions Management For
5D Miscellaneous Corporate Actions Management For
5E Miscellaneous Corporate Actions Management For
5F Miscellaneous Corporate Actions Management For
5G Miscellaneous Corporate Actions Management For
06 Elect Supervisory Board Member Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDIH 837 5500 0 31-May-2007 31-May-2007
Investment Company Report
The Hartford Capital Appreciation Fund
NABORS INDUSTRIES LTD.
SECURITY G6359F103 MEETING TYPE Annual
TICKER SYMBOL NBR MEETING DATE 06-Jul-2006
ISIN AGENDA 932527356 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EUGENE M. ISENBERG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Omnibus Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1018600 0 31-May-2006 31-May-2006
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 9943100 0 17-Jul-2006 17-Jul-2006
VEDANTA RESOURCES PLC, LONDON
SECURITY G9328D100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-Aug-2006
ISIN GB0033277061 AGENDA 701029072 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management Against *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
S.10 Management Proposal Management For *
S.11 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 3852883 0 27-Jul-2006 27-Jul-2006
AIR CHINA LTD
SECURITY Y002A6104 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 22-Aug-2006
ISIN CN000A0DNWD6 AGENDA 701030986 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
S.2 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 67533400 0 15-Aug-2006 15-Aug-2006
AIR CHINA LTD
SECURITY Y002A6104 MEETING TYPE Class Meeting
TICKER SYMBOL MEETING DATE 22-Aug-2006
ISIN CN000A0DNWD6 AGENDA 701031027 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 67533400 0 15-Aug-2006 15-Aug-2006
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 MEETING TYPE Special
TICKER SYMBOL COF MEETING DATE 22-Aug-2006
ISIN AGENDA 932567425 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management Against Against
02 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2215900 0 18-Aug-2006 18-Aug-2006
MEDTRONIC, INC.
SECURITY 585055106 MEETING TYPE Annual
TICKER SYMBOL MDT MEETING DATE 24-Aug-2006
ISIN AGENDA 932567906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. ANDERSON For For
2 MICHAEL R. BONSIGNORE For For
3 ROBERT C. POZEN For For
4 GORDON M. SPRENGER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 5289400 0 22-Aug-2006 22-Aug-2006
INCO LIMITED
SECURITY 453258402 MEETING TYPE Special
TICKER SYMBOL N MEETING DATE 07-Sep-2006
ISIN AGENDA 932574937 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1582600 0 28-Aug-2006 28-Aug-2006
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY 313400301 MEETING TYPE Annual
TICKER SYMBOL FRE MEETING DATE 08-Sep-2006
ISIN AGENDA 932565673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA T. ALEXANDER For For
2 GEOFFREY T. BOISI For For
3 MICHELLE ENGLER For For
4 ROBERT R. GLAUBER For For
5 RICHARD KARL GOELTZ For For
6 THOMAS S. JOHNSON For For
7 WILLIAM M. LEWIS, JR. For For
8 EUGENE M. MCQUADE For For
9 SHAUN F. O'MALLEY For For
10 JEFFREY M. PEEK For For
11 RONALD F. POE For For
12 STEPHEN A. ROSS For For
13 RICHARD F. SYRON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1295900 0 30-Aug-2006 30-Aug-2006
SASOL LIMITED
SECURITY 803866300 MEETING TYPE Special
TICKER SYMBOL SSL MEETING DATE 03-Oct-2006
ISIN AGENDA 932585500 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S1 Authorize Purchase Of Assets Management For For
S2 Authorize Purchase Of Assets Management For For
O3 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 3269000 0 21-Sep-2006 21-Sep-2006
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
SECURITY 881624209 MEETING TYPE Special
TICKER SYMBOL TEVA MEETING DATE 05-Oct-2006
ISIN AGENDA 932581348 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Renumeration Of Directors And Auditors Management For For
02 Approve Renumeration Of Directors And Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1048600 0 19-Sep-2006 19-Sep-2006
ACE AVIATION HOLDINGS INC.
SECURITY 00440P201 MEETING TYPE Special
TICKER SYMBOL ACEAF MEETING DATE 05-Oct-2006
ISIN AGENDA 932583013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Corporate Actions Management For For
02 Change Stock Exchange Listing Management Abstain For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1PSSTA 01 OM C81 1399700 0 21-Sep-2006 21-Sep-2006
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 09-Oct-2006
ISIN AGENDA 932579747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY O. HENLEY For For
2 LAWRENCE J. ELLISON For For
3 DONALD L. LUCAS For For
4 MICHAEL J. BOSKIN For For
5 JACK F. KEMP For For
6 JEFFREY S. BERG For For
7 SAFRA A. CATZ For For
8 HECTOR GARCIA-MOLINA For For
9 H. RAYMOND BINGHAM For For
10 CHARLES E. PHILLIPS, JR For For
11 NAOMI O. SELIGMAN For For
02 Approve Option Grants Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Director Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 8469000 0 21-Sep-2006 21-Sep-2006
THE PROCTER & GAMBLE COMPANY
SECURITY 742718109 MEETING TYPE Annual
TICKER SYMBOL PG MEETING DATE 10-Oct-2006
ISIN AGENDA 932579103 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 NORMAN R. AUGUSTINE For For
2 A.G. LAFLEY For For
3 JOHNATHAN A. RODGERS For For
4 JOHN F. SMITH, JR. For For
5 MARGARET C. WHITMAN For For
02 Set/Change Number Of Directors On Board Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 862095 0 02-Oct-2006 02-Oct-2006
ALUMINUM CORPORATION OF CHINA LTD
SECURITY Y0094N109 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 13-Oct-2006
ISIN CN0007659070 AGENDA 701054772 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 44666000 0 05-Oct-2006 05-Oct-2006
COGNOS INCORPORATED
SECURITY 19244C109 MEETING TYPE Special
TICKER SYMBOL COGN MEETING DATE 18-Oct-2006
ISIN AGENDA 932588443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT G. ASHE For For
2 JOHN E. CALDWELL For For
3 PAUL D. DAMP For For
4 PIERRE Y. DUCROS For For
5 ROBERT W. KORTHALS For For
6 JANET R. PERNA For For
7 JOHN J. RANDO For For
8 WILLIAM V. RUSSELL For For
9 JAMES M. TORY For For
10 RENATO ZAMBONINI For For
02 Appoint Auditors And Approve Remuneration Management For For
03 Amend Stock Option Plan Management For For
04 Amend Stock Purchase Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 81500 0 16-Oct-2006 16-Oct-2006
SUN MICROSYSTEMS, INC.
SECURITY 866810104 MEETING TYPE Annual
TICKER SYMBOL SUNW MEETING DATE 02-Nov-2006
ISIN AGENDA 932586350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT G. MCNEALY For For
2 JAMES L. BARKSDALE For For
3 STEPHEN M. BENNETT For For
4 ROBERT J. FINOCCHIO, JR For For
5 PATRICIA E. MITCHELL For For
6 M. KENNETH OSHMAN For For
7 JONATHAN I. SCHWARTZ For For
8 NAOMI O. SELIGMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Option Grants Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 8800000 0 31-Oct-2006 31-Oct-2006
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 15-Nov-2006
ISIN AGENDA 932588405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CAROL A. BARTZ For For
2 M. MICHELE BURNS For For
3 MICHAEL D. CAPELLAS For For
4 LARRY R. CARTER For For
5 JOHN T. CHAMBERS For For
6 DR. JOHN L. HENNESSY For For
7 RICHARD M. KOVACEVICH For For
8 RODERICK C. MCGEARY For For
9 STEVEN M. WEST For For
10 JERRY YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
05 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 7623300 0 13-Nov-2006 13-Nov-2006
SASOL LIMITED
SECURITY 803866300 MEETING TYPE Annual
TICKER SYMBOL SSL MEETING DATE 23-Nov-2006
ISIN AGENDA 932604110 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Election Of Directors Management
1 E LE R BRADLEY* For For
2 B P CONNELLAN* For For
3 P V COX* For For
4 L P A DAVIES* For For
5 M S V GANTSHO* For For
6 J E SCHREMPP* For For
7 H G DIJKGRAAF** For For
8 A M MOKABA** For For
9 T S MUNDAY** For For
10 T H NYASULU** For For
11 K C RAMON** For For
04 Ratify Appointment Of Independent Auditors Management For For
05 Authorize Purchase Of Assets Management For For
06 Authorize Payment Of Directors' Fees Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 3283700 0 12-Dec-2006
AIR CHINA LTD
SECURITY Y002A6104 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 28-Dec-2006
ISIN CN000A0DNWD6 AGENDA 701102042 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
S.1 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 67533400 0 13-Dec-2006 13-Dec-2006
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 28-Dec-2006
ISIN AGENDA 932615593 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Article Amendments Management For For
02 Miscellaneous Corporate Actions Management For For
03 Miscellaneous Corporate Actions Management For For
04 Increase Share Capital Management For For
05 Approve Acquisition Agreement Management For For
06 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 4763606 0 20-Dec-2006 20-Dec-2006
AMDOCS LIMITED
SECURITY G02602103 MEETING TYPE Annual
TICKER SYMBOL DOX MEETING DATE 18-Jan-2007
ISIN AGENDA 932615632 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRUCE K. ANDERSON For For
2 ADRIAN GARDNER For For
3 CHARLES E. FOSTER For For
4 JAMES S. KAHAN For For
5 DOV BAHARAV For For
6 JULIAN A. BRODSKY For For
7 ELI GELMAN For For
8 NEHEMIA LEMELBAUM For For
9 JOHN T. MCLENNAN For For
10 ROBERT A. MINICUCCI For For
11 SIMON OLSWANG For For
12 MARIO SEGAL For For
13 JOSEPH VARDI For For
02 Approve Financial Statements Management For For
03 Approve Renumeration Of Directors And Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2031100 0 08-Jan-2007 08-Jan-2007
ICOS CORPORATION
SECURITY 449295104 MEETING TYPE Special
TICKER SYMBOL ICOS MEETING DATE 25-Jan-2007
ISIN AGENDA 932619945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 846500 0 24-Jan-2007 24-Jan-2007
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 02-Feb-2007
ISIN AGENDA 932618145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DON TYSON Withheld Against
2 JOHN TYSON Withheld Against
3 RICHARD L. BOND Withheld Against
4 SCOTT T. FORD For For
5 LLOYD V. HACKLEY For For
6 JIM KEVER For For
7 JO ANN R. SMITH For For
8 LELAND E. TOLLETT Withheld Against
9 BARBARA A. TYSON Withheld Against
10 ALBERT C. ZAPANTA For For
02 Amend Stock Compensation Plan Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 930200 0 26-Jan-2007 26-Jan-2007
JOY GLOBAL INC.
SECURITY 481165108 MEETING TYPE Annual
TICKER SYMBOL JOYG MEETING DATE 22-Feb-2007
ISIN AGENDA 932626407 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN L. GERARD For For
2 JOHN NILS HANSON For For
3 KEN C. JOHNSEN For For
4 GALE E. KLAPPA For For
5 RICHARD B. LOYND For For
6 P. ERIC SIEGERT For For
7 MICHAEL W. SUTHERLIN For For
8 JAMES H. TATE For For
02 Approve Stock Compensation Plan Management Against Against
03 Approve Authorized Common Stock Increase Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1560500 0 16-Feb-2007 16-Feb-2007
SAMSUNG ELECTRONICS CO LTD
SECURITY Y74718100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Feb-2007
ISIN KR7005930003 AGENDA 701138580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.1 Management Proposal Management For For
2.2 Management Proposal Management For For
2.3 Management Proposal Management For For
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 300000 0 20-Feb-2007 20-Feb-2007
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 28-Feb-2007
ISIN AGENDA 932622928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1709900 0 15-Feb-2007 15-Feb-2007
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 08-Mar-2007
ISIN AGENDA 932624910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN E. BRYSON For For
2 JOHN S. CHEN For For
3 JUDITH L. ESTRIN For For
4 ROBERT A. IGER For For
5 STEVEN P. JOBS For For
6 FRED H. LANGHAMMER For For
7 AYLWIN B. LEWIS For For
8 MONICA C. LOZANO For For
9 ROBERT W. MATSCHULLAT For For
10 JOHN E. PEPPER, JR. For For
11 ORIN C. SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Corporate Governance Shareholder Against For
06 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 9345400 0 01-Mar-2007 01-Mar-2007
LOTTE SHOPPING CO LTD
SECURITY 54569T106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-Mar-2007
ISIN US54569T1060 AGENDA 701143543 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
1. Management Proposal Management For For
2. Management Proposal Management Against Against
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 701530 0 01-Mar-2007 01-Mar-2007
LOTTE SHOPPING CO., LTD.
SECURITY 54569T106 MEETING TYPE Annual
TICKER SYMBOL LTSHY MEETING DATE 09-Mar-2007
ISIN AGENDA 932632931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Miscellaneous Corporate Governance Management Against Against
03 Approve Renumeration Of Directors And Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 558900 0 01-Mar-2007 01-Mar-2007
QUALCOMM INCORPORATED
SECURITY 747525103 MEETING TYPE Annual
TICKER SYMBOL QCOM MEETING DATE 13-Mar-2007
ISIN AGENDA 932624097 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA T. ALEXANDER For For
2 RAYMOND V. DITTAMORE For For
3 IRWIN MARK JACOBS For For
4 SHERRY LANSING For For
5 PETER M. SACERDOTE For For
6 MARC I. STERN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 500000 0 21-Feb-2007 21-Feb-2007
HEWLETT-PACKARD COMPANY
SECURITY 428236103 MEETING TYPE Annual
TICKER SYMBOL HPQ MEETING DATE 14-Mar-2007
ISIN AGENDA 932626394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 5369800 0 12-Mar-2007 12-Mar-2007
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Special
TICKER SYMBOL FCX MEETING DATE 14-Mar-2007
ISIN AGENDA 932632525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Charter Amendment Management For For
02 Approve Merger Agreement Management For For
03 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 184400 1215600 01-Mar-2007 01-Mar-2007
PHELPS DODGE CORPORATION
SECURITY 717265102 MEETING TYPE Special
TICKER SYMBOL PD MEETING DATE 14-Mar-2007
ISIN AGENDA 932632537 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 663900 0 01-Mar-2007 01-Mar-2007
RAKUTEN,INC.
SECURITY J64264104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Mar-2007
ISIN JP3967200001 AGENDA 701169674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
5 Amend the Compensation to be received by
Corporate Officers Management For For
6 Others Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 14189 122000 20-Mar-2007 20-Mar-2007
DATANG INTL PWR GENERATION CO LTD
SECURITY Y20020106 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 30-Mar-2007
ISIN CN0009060798 AGENDA 701139924 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
S.1 Management Proposal Management For For
S.2 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 8602000 0 21-Mar-2007 21-Mar-2007
CHICAGO MERCANTILE EXCHANGE HOLDINGS
SECURITY 167760107 MEETING TYPE Special
TICKER SYMBOL CME MEETING DATE 04-Apr-2007
ISIN AGENDA 932636131 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 140500 0 28-Mar-2007 28-Mar-2007
ADOBE SYSTEMS INCORPORATED
SECURITY 00724F101 MEETING TYPE Annual
TICKER SYMBOL ADBE MEETING DATE 05-Apr-2007
ISIN AGENDA 932635925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT K. BURGESS For For
2 CAROL MILLS For For
3 COLLEEN M. POULIOT For For
4 ROBERT SEDGEWICK For For
5 JOHN E. WARNOCK For For
02 Amend Stock Compensation Plan Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 4038290 0 29-Mar-2007 29-Mar-2007
RIO TINTO PLC
SECURITY G75754104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2007
ISIN GB0007188757 AGENDA 701162303 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
S.2 Management Proposal Management For For
S.3 Management Proposal Management For For
S.4 Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 2500000 0 27-Mar-2007 27-Mar-2007
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 16-Apr-2007
ISIN AGENDA 932636369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. BISCHOFF For For
2 J.M. COOK For For
3 F.G. PRENDERGAST For For
4 K.P. SEIFERT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Liquidation Plan Management For For
04 Miscellaneous Corporate Actions Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder For Against
09 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 900000 1500000 03-Apr-2007 03-Apr-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701170627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 1569205 0 28-Mar-2007 28-Mar-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701174043 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4.1.A Management Proposal Management No Action
4.1.B Management Proposal Management No Action
4.2.A Management Proposal Management No Action
4.2.B Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 1569205 0 28-Mar-2007 28-Mar-2007
DOVER CORPORATION
SECURITY 260003108 MEETING TYPE Annual
TICKER SYMBOL DOV MEETING DATE 17-Apr-2007
ISIN AGENDA 932638488 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 D.H. BENSON For For
2 R.W. CREMIN For For
3 J-P.M. ERGAS For For
4 K.C. GRAHAM For For
5 R.L. HOFFMAN For For
6 J.L. KOLEY For For
7 R.K. LOCHRIDGE For For
8 T.L. REECE For For
9 B.G. RETHORE For For
10 M.B. STUBBS For For
11 M.A. WINSTON For For
02 S/H Proposal - Proxy Process/Statement Shareholder Against For
03 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 779100 0 03-Apr-2007 03-Apr-2007
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2007
ISIN AGENDA 932641562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 5135300 0 16-Apr-2007 16-Apr-2007
COGNEX CORPORATION
SECURITY 192422103 MEETING TYPE Special
TICKER SYMBOL CGNX MEETING DATE 18-Apr-2007
ISIN AGENDA 932640231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT J. SHILLMAN For For
2 ANTHONY SUN For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1697300 98000 17-Apr-2007 17-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual
TICKER SYMBOL UBS MEETING DATE 18-Apr-2007
ISIN AGENDA 932658529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Discharge Of Management Board Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Discharge Of Management Board Management For For
4A1 Miscellaneous Corporate Governance Management For For
4A2 Miscellaneous Corporate Governance Management For For
4A3 Miscellaneous Corporate Governance Management For For
4B1 Miscellaneous Corporate Governance Management For For
4C Ratify Appointment Of Independent Auditors Management For For
5A Miscellaneous Corporate Actions Management For For
5B Authorize Directors To Repurchase Shares Management For For
06 Miscellaneous Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2151200 0 03-Apr-2007 03-Apr-2007
AMERICAN ELECTRIC POWER COMPANY, INC
SECURITY 025537101 MEETING TYPE Annual
TICKER SYMBOL AEP MEETING DATE 24-Apr-2007
ISIN AGENDA 932641675 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E.R. BROOKS For For
2 D.M. CARLTON For For
3 R.D. CROSBY, JR. For For
4 J.P. DESBARRES For For
5 R.W. FRI For For
6 L.A. GOODSPEED For For
7 W.R. HOWELL For For
8 L.A. HUDSON, JR. For For
9 M.G. MORRIS For For
10 L.L. NOWELL III For For
11 R.L. SANDOR For For
12 D.G. SMITH For For
13 K.D. SULLIVAN For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2100000 0 16-Apr-2007 16-Apr-2007
INTERNATIONAL BUSINESS MACHINES CORP
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 24-Apr-2007
ISIN AGENDA 932642944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 C. BLACK For For
2 K.I. CHENAULT For For
3 J. DORMANN For For
4 M.L. ESKEW For For
5 S.A. JACKSON For For
6 M. MAKIHARA For For
7 L.A. NOTO For For
8 J.W. OWENS For For
9 S.J. PALMISANO For For
10 J.E. SPERO For For
11 S. TAUREL For For
12 L.H. ZAMBRANO For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
04 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
05 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
06 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2450700 0 23-Apr-2007 23-Apr-2007
L-3 COMMUNICATIONS HOLDINGS, INC.
SECURITY 502424104 MEETING TYPE Annual
TICKER SYMBOL LLL MEETING DATE 24-Apr-2007
ISIN AGENDA 932660170 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL T. STRIANESE For For
2 CLAUDE R. CANIZARES For For
3 THOMAS A. CORCORAN For For
4 ALAN H. WASHKOWITZ For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1400000 0 16-Apr-2007 16-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 11205000 0 19-Apr-2007 19-Apr-2007
MEMC ELECTRONIC MATERIALS, INC.
SECURITY 552715104 MEETING TYPE Annual
TICKER SYMBOL WFR MEETING DATE 25-Apr-2007
ISIN AGENDA 932643910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN MARREN For For
2 WILLIAM E. STEVENS For For
3 JAMES B. WILLIAMS For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2023600 0 20-Apr-2007 20-Apr-2007
TECK COMINCO LIMITED
SECURITY 878742204 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL TCK MEETING DATE 25-Apr-2007
ISIN AGENDA 932646219 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Article Amendments Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1PSSTA 01 OM C81 1694536 0 12-Apr-2007 12-Apr-2007
CHICAGO MERCANTILE EXCHANGE HOLDINGS
SECURITY 167760107 MEETING TYPE Annual
TICKER SYMBOL CME MEETING DATE 25-Apr-2007
ISIN AGENDA 932653694 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CRAIG S. DONOHUE For For
2 TERRENCE A. DUFFY For For
3 DANIEL R. GLICKMAN For For
4 WILLIAM P. MILLER II For For
5 JAMES E. OLIFF For For
6 JOHN F. SANDNER For For
7 TERRY L. SAVAGE For For
02 Amend Stock Compensation Plan Management For For
03 Amend Cash/Stock Bonus Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 140500 0 20-Apr-2007 20-Apr-2007
BORGWARNER INC.
SECURITY 099724106 MEETING TYPE Annual
TICKER SYMBOL BWA MEETING DATE 25-Apr-2007
ISIN AGENDA 932655369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JERE A. DRUMMOND For For
2 TIMOTHY M. MANGANELLO For For
3 ERNEST J. NOVAK, JR. For For
02 S/H Proposal - Corporate Governance Shareholder For Against
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 864800 0 17-Apr-2007 17-Apr-2007
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 26-Apr-2007
ISIN AGENDA 932637905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT F. CUMMINGS, JR. For For
2 EUGENE C. SIT For For
3 WILLIAM D. SMITHBURG For For
4 HANSEL E. TOOKES II For For
5 WENDELL P. WEEKS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 4526600 0 25-Apr-2007 25-Apr-2007
LOCKHEED MARTIN CORPORATION
SECURITY 539830109 MEETING TYPE Annual
TICKER SYMBOL LMT MEETING DATE 26-Apr-2007
ISIN AGENDA 932644835 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E.C.'PETE'ALDRIDGE, JR. For For
2 NOLAN D. ARCHIBALD For For
3 MARCUS C. BENNETT For For
4 JAMES O. ELLIS, JR. For For
5 GWENDOLYN S. KING For For
6 JAMES M. LOY For For
7 DOUGLAS H. MCCORKINDALE For For
8 EUGENE F. MURPHY For For
9 JOSEPH W. RALSTON For For
10 FRANK SAVAGE For For
11 JAMES M. SCHNEIDER For For
12 ANNE STEVENS For For
13 ROBERT J. STEVENS For For
14 JAMES R. UKROPINA For For
15 DOUGLAS C. YEARLEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 3195100 0 19-Apr-2007 19-Apr-2007
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 26-Apr-2007
ISIN AGENDA 932650434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Written
Consent Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Corporate Governance Shareholder Against For
10 Miscellaneous Corporate Governance Management Abstain
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 3465500 0 19-Apr-2007 19-Apr-2007
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 MEETING TYPE Annual
TICKER SYMBOL COF MEETING DATE 26-Apr-2007
ISIN AGENDA 932651602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. RONALD DIETZ For For
2 LEWIS HAY, III For For
3 MAYO SHATTUCK, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2018900 0 19-Apr-2007 19-Apr-2007
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2007
ISIN AGENDA 932646360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A01 Miscellaneous Corporate Governance Management For For
A02 Miscellaneous Corporate Governance Management For For
A03 Miscellaneous Corporate Governance Management For For
A04 Miscellaneous Corporate Governance Management For For
A05 Miscellaneous Corporate Governance Management For For
A06 Miscellaneous Corporate Governance Management For For
A07 Miscellaneous Corporate Governance Management For For
A08 Miscellaneous Corporate Governance Management For For
A09 Miscellaneous Corporate Governance Management For For
A10 Miscellaneous Corporate Governance Management For For
A11 Miscellaneous Corporate Governance Management For For
A12 Miscellaneous Corporate Governance Management For For
A13 Miscellaneous Corporate Governance Management For For
A14 Miscellaneous Corporate Governance Management For For
A15 Miscellaneous Corporate Governance Management For For
A16 Miscellaneous Corporate Governance Management For For
A17 Miscellaneous Corporate Governance Management For For
B02 Ratify Appointment Of Independent Auditors Management For For
B03 Approve Cash/Stock Bonus Plan Management For For
C04 S/H Proposal - Political/Government Shareholder Against For
C05 S/H Proposal - Corporate Governance Shareholder For Against
C06 S/H Proposal - Executive Compensation Shareholder Against For
C07 S/H Proposal - Executive Compensation Shareholder For Against
C08 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 5800000 0 19-Apr-2007 19-Apr-2007
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 27-Apr-2007
ISIN AGENDA 932676313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Actions Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Approve Renumeration Of Directors And Auditors Management For For
E1 Allot Relevant Securities Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 6070306 0 13-Apr-2007 13-Apr-2007
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 30-Apr-2007
ISIN AGENDA 932651676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management Against Against
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Military/Weapons Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 S/H Proposal - Rescind Or Allow Shareholder To Ratify
Poison Pill Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2243400 0 20-Apr-2007 20-Apr-2007
FLUOR CORPORATION
SECURITY 343412102 MEETING TYPE Annual
TICKER SYMBOL FLR MEETING DATE 02-May-2007
ISIN AGENDA 932641132 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 500000 0 25-Apr-2007 25-Apr-2007
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 02-May-2007
ISIN AGENDA 932653707 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2890760 0 30-Apr-2007 30-Apr-2007
NORTEL NETWORKS CORPORATION
SECURITY 656568508 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL NT MEETING DATE 02-May-2007
ISIN AGENDA 932663467 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JALYNN H. BENNETT For For
2 DR. MANFRED BISCHOFF For For
3 HON. JAMES B. HUNT, JR. For For
4 DR. KRISTINA M. JOHNSON For For
5 JOHN A. MACNAUGHTON For For
6 HON. JOHN P. MANLEY For For
7 RICHARD D. MCCORMICK For For
8 CLAUDE MONGEAU For For
9 HARRY J. PEARCE For For
10 JOHN D. WATSON For For
11 MIKE S. ZAFIROVSKI For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 9349500 0 23-Apr-2007 23-Apr-2007
STANDARD CHARTERED PLC
SECURITY G84228157 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN GB0004082847 AGENDA 701195162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
S.15 Management Proposal Management For For
S.16 Management Proposal Management For For
S.17 Management Proposal Management For For
18. Management Proposal Management For For
19. Management Proposal Management For For
20. Management Proposal Management For For
21. Management Proposal Management For For
22.a Management Proposal Management For For
22.b Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 1434874 0 20-Apr-2007 20-Apr-2007
POTASH CORPORATION OF SASKATCHEWAN I
SECURITY 73755L107 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL POT MEETING DATE 03-May-2007
ISIN AGENDA 932644277 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 F.J. BLESI For For
2 W.J. DOYLE For For
3 J.W. ESTEY For For
4 W. FETZER III For For
5 D.J. HOWE For For
6 A.D. LABERGE For For
7 K.G. MARTELL For For
8 J.J. MCCAIG For For
9 M. MOGFORD For For
10 P.J. SCHOENHALS For For
11 E.R. STROMBERG For For
12 E. VIYELLA DE PALIZA For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 582700 0 02-May-2007 02-May-2007
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 03-May-2007
ISIN AGENDA 932661730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BROWN For For
2 JOHN R. EGAN For For
3 DAVID N. STROHM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 22332300 0 30-Apr-2007 30-Apr-2007
ABB LTD
SECURITY 000375204 MEETING TYPE Annual
TICKER SYMBOL ABB MEETING DATE 03-May-2007
ISIN AGENDA 932672202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
02 Approve Financial Statements Management For For
03 Approve Previous Board's Actions Management For For
04 Miscellaneous Corporate Actions Management For For
05 Miscellaneous Corporate Actions Management For For
6A Miscellaneous Corporate Governance Management For For
6B Miscellaneous Corporate Governance Management For For
6C Miscellaneous Corporate Governance Management For For
6D Miscellaneous Corporate Governance Management For For
6E Miscellaneous Corporate Governance Management For For
6F Miscellaneous Corporate Governance Management For For
6G Miscellaneous Corporate Governance Management For For
6H Miscellaneous Corporate Governance Management For For
07 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 11495800 0 18-Apr-2007 18-Apr-2007
MOTOROLA, INC.
SECURITY 620076109 MEETING TYPE Contested-Annual
TICKER SYMBOL MOT MEETING DATE 07-May-2007
ISIN AGENDA 932648453 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E. ZANDER For For
2 D. DORMAN For For
3 J. LEWENT For For
4 T. MEREDITH For For
5 N. NEGROPONTE For For
6 S. SCOTT III For For
7 R. SOMMER For For
8 J. STENGEL For For
9 D. WARNER III For For
10 J. WHITE For For
11 M. WHITE For For
02 Amend Stock Purchase Plan Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 11000000 0 01-May-2007 01-May-2007
XSTRATA PLC, LONDON
SECURITY G9826T102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-May-2007
ISIN GB0031411001 AGENDA 701198358 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 4159536 0 19-Apr-2007 19-Apr-2007
3M COMPANY
SECURITY 88579Y101 MEETING TYPE Annual
TICKER SYMBOL MMM MEETING DATE 08-May-2007
ISIN AGENDA 932657832 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LINDA G. ALVARADO For For
2 GEORGE W. BUCKLEY For For
3 VANCE D. COFFMAN For For
4 MICHAEL L. ESKEW For For
5 W. JAMES FARRELL For For
6 HERBERT L. HENKEL For For
7 EDWARD M. LIDDY For For
8 ROBERT S. MORRISON For For
9 AULANA L. PETERS For For
10 ROZANNE L. RIDGWAY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Written
Consent Management For For
04 Approve Charter Amendment Management For For
05 Approve Stock Compensation Plan Management For For
06 Miscellaneous Compensation Plans Management For For
07 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 219000 0 04-MAY-2007 04-MAY-2007
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 08-May-2007
ISIN AGENDA 932672860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD For For
4 RALPH F. HAKE For For
5 JOHN J. HAMRE For For
6 RAYMOND W. LEBOEUF For For
7 FRANK T. MACINNIS For For
8 LINDA S. SANFORD For For
9 MARKOS I. TAMBAKERAS For For
B Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1680500 0 03-May-2007 03-May-2007
CVS/CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 09-May-2007
ISIN AGENDA 932675816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management Against Against
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Limit Compensation Shareholder Against For
06 S/H Proposal - Separate Chairman/CEO Shareholder For Against
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Redeem Poison Pill Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 5611000 319000 07-May-2007 07-May-2007
VEOLIA ENVIRONNEMENT, PARIS
SECURITY F9686M107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN FR0000124141 AGENDA 701204620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management Against Against
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management Against Against
E.16 Management Proposal Management Against Against
O.E17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 320350 765132 19-Apr-2007 19-Apr-2007
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2007
ISIN AGENDA 932650244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ARNOLD A. ALLEMANG For For
2 JACQUELINE K. BARTON For For
3 JAMES A. BELL For For
4 JEFF M. FETTIG For For
5 BARBARA H. FRANKLIN For For
6 JOHN B. HESS For For
7 ANDREW N. LIVERIS For For
8 GEOFFERY E. MERSZEI For For
9 WITHDRAWN For For
10 JAMES M. RINGLER For For
11 RUTH G. SHAW For For
12 PAUL G. STERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 7111400 0 07-May-2007 07-May-2007
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 10-May-2007
ISIN AGENDA 932673886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERIC SCHMIDT For For
2 SERGEY BRIN For For
3 LARRY PAGE For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ARTHUR D. LEVINSON For For
7 ANN MATHER For For
8 PAUL S. OTELLINI For For
9 K. RAM SHRIRAM For For
10 SHIRLEY M. TILGHMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 Approve Cash/Stock Bonus Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 819100 0 03-May-2007 03-May-2007
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 10-May-2007
ISIN AGENDA 932685071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ARTHUR D. LEVINSON For For
6 ERIC E. SCHMIDT For For
7 JEROME B. YORK For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1005000 0 07-May-2007 07-May-2007
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN
SECURITY D1882G119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN DE0005810055 AGENDA 701180351 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 41307 371764 26-Apr-2007 26-Apr-2007
MELCO PBL ENTERTAINMENT (MACAU) LTD
SECURITY 585464100 MEETING TYPE Annual
TICKER SYMBOL MPEL MEETING DATE 11-May-2007
ISIN AGENDA 932684459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2227547 1312200 07-May-2007 07-May-2007
AKAMAI TECHNOLOGIES, INC.
SECURITY 00971T101 MEETING TYPE Annual
TICKER SYMBOL AKAM MEETING DATE 15-May-2007
ISIN AGENDA 932677315 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD GRAHAM For For
2 F. THOMSON LEIGHTON For For
3 PAUL SAGAN For For
4 NAOMI SELIGMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2093300 19900 10-May-2007 10-May-2007
XTO ENERGY INC.
SECURITY 98385X106 MEETING TYPE Annual
TICKER SYMBOL XTO MEETING DATE 15-May-2007
ISIN AGENDA 932682974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 3500000 0 10-May-2007 10-May-2007
COMMERCE BANCORP, INC.
SECURITY 200519106 MEETING TYPE Annual
TICKER SYMBOL CBH MEETING DATE 15-May-2007
ISIN AGENDA 932700607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 VERNON W. HILL, II For For
2 JACK R BERSHAD For For
3 JOSEPH E. BUCKELEW For For
4 DONALD T. DIFRANCESCO For For
5 NICHOLAS A. GIORDANO For For
6 MORTON N. KERR For For
7 STEVEN M. LEWIS For For
8 JOHN K. LLOYD For For
9 GEORGE E. NORCROSS, III For For
10 DANIEL J. RAGONE For For
11 WILLIAM A. SCHWARTZ, JR For For
12 JOSEPH T. TARQUINI, JR. For For
13 JOSEPH S. VASSALLUZZO For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 44700 400000 10-May-2007 10-May-2007
WELLPOINT, INC.
SECURITY 94973V107 MEETING TYPE Annual
TICKER SYMBOL WLP MEETING DATE 16-May-2007
ISIN AGENDA 932666792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SHEILA P. BURKE For For
2 VICTOR S. LISS For For
3 JANE G. PISANO, PH.D. For For
4 GEORGE A. SCHAEFER, JR. For For
5 JACKIE M. WARD For For
6 JOHN E. ZUCCOTTI For For
02 Approve Charter Amendment Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 3000000 0 11-May-2007 11-May-2007
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 16-May-2007
ISIN AGENDA 932667009 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2804900 0 11-May-2007 11-May-2007
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2007
ISIN AGENDA 932669205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Human Rights Related Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 8620300 1406200 11-May-2007 11-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Withheld Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 3501600 700000 10-May-2007 10-May-2007
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY 026874107 MEETING TYPE Annual
TICKER SYMBOL AIG MEETING DATE 16-May-2007
ISIN AGENDA 932677187 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARSHALL A. COHEN For For
2 MARTIN S. FELDSTEIN For For
3 ELLEN V. FUTTER For For
4 STEPHEN L. HAMMERMAN For For
5 RICHARD C. HOLBROOKE For For
6 FRED H. LANGHAMMER For For
7 GEORGE L. MILES, JR. For For
8 MORRIS W. OFFIT For For
9 JAMES F. ORR III For For
10 VIRGINIA M. ROMETTY For For
11 MARTIN J. SULLIVAN For For
12 MICHAEL H. SUTTON For For
13 EDMUND S.W. TSE For For
14 ROBERT B. WILLUMSTAD For For
15 FRANK G. ZARB For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1300000 0 11-May-2007 11-May-2007
NII HOLDINGS, INC.
SECURITY 62913F201 MEETING TYPE Annual
TICKER SYMBOL NIHD MEETING DATE 16-May-2007
ISIN AGENDA 932685665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN DONOVAN For For
2 STEVEN P. DUSSEK For For
3 STEVEN M. SHINDLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 455100 0 11-May-2007 11-May-2007
ACE LIMITED
SECURITY G0070K103 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 17-May-2007
ISIN AGENDA 932691377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 4634400 0 16-May-2007 16-May-2007
FEDERATED DEPARTMENT STORES, INC.
SECURITY 31410H101 MEETING TYPE Annual
TICKER SYMBOL FD MEETING DATE 18-May-2007
ISIN AGENDA 932683231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SARA LEVINSON For For
2 JOSEPH NEUBAUER For For
3 JOSEPH PICHLER For For
4 JOYCE M. ROCHE For For
5 KARL VON DER HEYDEN For For
6 CRAIG E. WEATHERUP For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 593600 5330000 17-May-2007 17-May-2007
ENI SPA, ROMA
SECURITY T3643A145 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN IT0003132476 AGENDA 701211790 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
O.6 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 2076728 0 10-May-2007 10-May-2007
XEROX CORPORATION
SECURITY 984121103 MEETING TYPE Annual
TICKER SYMBOL XRX MEETING DATE 24-May-2007
ISIN AGENDA 932678420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GLENN A. BRITT For For
2 URSULA M. BURNS For For
3 WILLIAM CURT HUNTER For For
4 VERNON E. JORDAN, JR. For For
5 RICHARD J. HARRINGTON For For
6 ROBERT A. MCDONALD For For
7 ANNE M. MULCAHY For For
8 RALPH S. LARSEN For For
9 ANN N. REESE For For
10 MARY AGNES WILDEROTTER For For
11 N.J. NICHOLAS, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 8482900 0 18-May-2007 18-May-2007
STARWOOD HOTELS & RESORTS WORLDWIDE,
SECURITY 85590A401 MEETING TYPE Annual
TICKER SYMBOL HOT MEETING DATE 24-May-2007
ISIN AGENDA 932703576 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DUNCAN For For
2 ARON For For
3 BARSHEFSKY For For
4 CHAPUS Withheld Against
5 GALBREATH For For
6 HIPPEAU For For
7 QUAZZO For For
8 RYDER For For
9 YOUNGBLOOD For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1476050 0 18-May-2007 18-May-2007
BUNGE LIMITED
SECURITY G16962105 MEETING TYPE Annual
TICKER SYMBOL BG MEETING DATE 25-May-2007
ISIN AGENDA 932685401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 2855700 144300 24-May-2007 24-May-2007
AIR CHINA LTD
SECURITY Y002A6104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-May-2007
ISIN CN000A0DNWD6 AGENDA 701202880 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
S.6A Management Proposal Management For For
S.6B Management Proposal Management For For
S.6C Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 0 0 14-May-2007
WEATHERFORD INTERNATIONAL LTD.
SECURITY G95089101 MEETING TYPE Annual
TICKER SYMBOL WFT MEETING DATE 30-May-2007
ISIN AGENDA 932705683 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 4887200 112800 22-May-2007 22-May-2007
SANOFI-AVENTIS, PARIS
SECURITY F5548N101 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN FR0000120578 AGENDA 701203882 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
E.7 Management Proposal Management For For
E.8 Management Proposal Management Against Against
E.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management Against Against
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 417297 724899 27-Apr-2007 27-Apr-2007
SANOFI-AVENTIS
SECURITY 80105N105 MEETING TYPE Annual
TICKER SYMBOL SNY MEETING DATE 31-May-2007
ISIN AGENDA 932708704 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Receive Consolidated Financial Statements Management For For
O2 Receive Consolidated Financial Statements Management For For
O3 Dividends Management For For
O4 Ratify Appointment Of Independent Auditors Management For For
O5 Election of Directors (Majority Voting) Management For For
O6 Miscellaneous Corporate Governance Management For For
E7 Approve Authorized Common Stock Increase Management Against Against
E8 Approve Authorized Common Stock Increase Management For For
E9 Approve Authorized Common Stock Increase Management For For
E10 Miscellaneous Corporate Governance Management For For
E11 Approve Authorized Common Stock Increase Management For For
E12 Approve Stock Compensation Plan Management For For
E13 Approve Stock Compensation Plan Management For For
E14 Approve Stock Split Management For For
E15 Miscellaneous Corporate Governance Management Against Against
E16 Miscellaneous Corporate Governance Management For For
E17 Transact Other Business Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 1933000 0 17-May-2007 17-May-2007
RAIFFEISEN INTERNATIONAL BANK-HOLDING AG, WIEN
SECURITY A7111G104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-Jun-2007
ISIN AT0000606306 AGENDA 701246630 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 369559 347000 21-May-2007 21-May-2007
EUROCASTLE INVESTMENTS LTD, GUERNSEY
SECURITY G3222A106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-Jun-2007
ISIN GB00B01C5N27 AGENDA 701247668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 1149518 0 21-May-2007 21-May-2007
GAP, INC.
SECURITY 364760108 MEETING TYPE Annual
TICKER SYMBOL GPS MEETING DATE 05-Jun-2007
ISIN AGENDA 932700330 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD P. BEHAR For For
2 ADRIAN D.P. BELLAMY For For
3 DOMENICO DE SOLE For For
4 DONALD G. FISHER For For
5 DORIS F. FISHER For For
6 ROBERT J. FISHER For For
7 PENELOPE L. HUGHES For For
8 BOB L. MARTIN For For
9 JORGE P. MONTOYA For For
10 JAMES M. SCHNEIDER For For
11 MAYO A. SHATTUCK III For For
12 KNEELAND C. YOUNGBLOOD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 704700 0 23-May-2007 23-May-2007
THE TJX COMPANIES, INC.
SECURITY 872540109 MEETING TYPE Annual
TICKER SYMBOL TJX MEETING DATE 05-Jun-2007
ISIN AGENDA 932701825 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID A. BRANDON For For
2 BERNARD CAMMARATA For For
3 DAVID T. CHING For For
4 MICHAEL F. HINES For For
5 AMY B. LANE For For
6 CAROL MEYROWITZ For For
7 JOHN F. O'BRIEN For For
8 ROBERT F. SHAPIRO For For
9 WILLOW B. SHIRE For For
10 FLETCHER H. WILEY For For
02 Amend Cash/Stock Bonus Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Shareholder Proposal - Election of Directors by
Majority Vote Management For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 945500 0 23-May-2007 23-May-2007
INGERSOLL-RAND COMPANY LIMITED
SECURITY G4776G101 MEETING TYPE Annual
TICKER SYMBOL IR MEETING DATE 06-Jun-2007
ISIN AGENDA 932698636 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 G.D. FORSEE For For
2 P.C. GODSOE For For
3 C.J. HORNER For For
4 T.E. MARTIN For For
5 P. NACHTIGAL For For
6 O.R. SMITH For For
7 R.J. SWIFT For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 4852900 0 29-May-2007 29-May-2007
HON HAI PRECISION IND LTD
SECURITY Y36861105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Jun-2007
ISIN TW0002317005 AGENDA 701247036 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
A.1 Non-Voting Proposal Note Non-Voting
A.2 Non-Voting Proposal Note Non-Voting
A.3 Non-Voting Proposal Note Non-Voting
A.4 Non-Voting Proposal Note Non-Voting
A.5 Non-Voting Proposal Note Non-Voting
A.6 Non-Voting Proposal Note Non-Voting
A.7 Non-Voting Proposal Note Non-Voting
B.1 Management Proposal Management For For
B.2 Management Proposal Management For For
B.3 Management Proposal Management For For
B.4 Management Proposal Management For For
B.5 Management Proposal Management Against Against
B.6 Management Proposal Management For For
B.7 Management Proposal Management For For
B.8 Management Proposal Management Against Against
B.9 Management Proposal Management Against Against
B.10 Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 11608028 0 22-May-2007 22-May-2007
CATERPILLAR INC.
SECURITY 149123101 MEETING TYPE Annual
TICKER SYMBOL CAT MEETING DATE 13-Jun-2007
ISIN AGENDA 932706231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN T. DILLON For For
2 JUAN GALLARDO For For
3 WILLIAM A. OSBORN For For
4 EDWARD B. RUST, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1P 837 266600 0 31-May-2007 31-May-2007
KEYENCE CORPORATION
SECURITY J32491102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Jun-2007
ISIN JP3236200006 AGENDA 701277661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
3 Appoint a Corporate Auditor Management For For
4 Appoint a Corporate Auditor Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 268516 0 08-Jun-2007 08-Jun-2007
JAPAN TOBACCO INC.
SECURITY J27869106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3726800000 AGENDA 701234926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Corporate Officers Management For For
5. Amend the Compensation to be received by Corporate
Officers Management For For
6. Others Management For For
7. Approve Provision of Retirement Allowance for
Retiring Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 171 0 11-Jun-2007 11-Jun-2007
SOFTBANK CORP.
SECURITY J75963108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3436100006 AGENDA 701235447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
3. Appoint Accounting Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 307900 3019000 11-Jun-2007 11-Jun-2007
ORIX CORPORATION
SECURITY J61933123 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3200450009 AGENDA 701236158 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to
Third Parties on Favorable Conditions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 325900 0 11-Jun-2007 11-Jun-2007
HONDA MOTOR CO.,LTD.
SECURITY J22302111 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3854600008 AGENDA 701273601 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
3.17 Appoint a Director Management For For
3.18 Appoint a Director Management For For
3.19 Appoint a Director Management For For
3.20 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5 Approve Payment of Bonuses to Corporate Officers Management For For
6 Approve Provision of Retirement Allowance for
Retiring Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 4398200 0 18-Jun-2007 18-Jun-2007
TOYOTA MORTOR CORPORATION
SECURITY J92676113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3633400001 AGENDA 701287838 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
2.15 Appoint a Director Management For For
2.16 Appoint a Director Management For For
2.17 Appoint a Director Management For For
2.18 Appoint a Director Management For For
2.19 Appoint a Director Management For For
2.20 Appoint a Director Management For For
2.21 Appoint a Director Management For For
2.22 Appoint a Director Management For For
2.23 Appoint a Director Management For For
2.24 Appoint a Director Management For For
2.25 Appoint a Director Management For For
2.26 Appoint a Director Management For For
2.27 Appoint a Director Management For For
2.28 Appoint a Director Management For For
2.29 Appoint a Director Management For For
2.30 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4 Appoint Accounting Auditors Management For For
5 Others Management For For
6 Approve Purchase of Own Shares Management For For
7 Approve Provision of Retirement Allowance for
Retiring Auditors Management For For
8 Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 6989500 0 13-Jun-2007 13-Jun-2007
GAZPROM OAO, MOSCOW
SECURITY 368287207 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN US3682872078 AGENDA 701269145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management Against Against
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9.1 Management Proposal Management For For
9.2 Management Proposal Management For For
9.3 Management Proposal Management For For
9.4 Management Proposal Management For For
9.5 Management Proposal Management For For
9.6 Management Proposal Management For For
9.7 Management Proposal Management For For
9.8 Management Proposal Management For For
9.9 Management Proposal Management For For
9.10 Management Proposal Management For For
9.11 Management Proposal Management For For
9.12 Management Proposal Management For For
9.13 Management Proposal Management For For
9.14 Management Proposal Management For For
9.15 Management Proposal Management For For
9.16 Management Proposal Management For For
9.17 Management Proposal Management For For
9.18 Management Proposal Management For For
9.19 Management Proposal Management For For
9.20 Management Proposal Management For For
9.21 Management Proposal Management For For
9.22 Management Proposal Management For For
9.23 Management Proposal Management For For
9.24 Management Proposal Management For For
9.25 Management Proposal Management For For
9.26 Management Proposal Management For For
9.27 Management Proposal Management For For
9.28 Management Proposal Management For For
9.29 Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
10.1 Management Proposal Management Abstain Against
10.2 Management Proposal Management Abstain Against
10.3 Management Proposal Management Abstain Against
10.4 Management Proposal Management Abstain Against
10.5 Management Proposal Management Abstain Against
10.6 Management Proposal Management Abstain Against
10.7 Management Proposal Management Abstain Against
10.8 Management Proposal Management Abstain Against
10.9 Management Proposal Management Abstain Against
10.10 Management Proposal Management Abstain Against
10.11 Management Proposal Management Abstain Against
10.12 Management Proposal Management Abstain Against
10.13 Management Proposal Management Abstain Against
10.14 Management Proposal Management For For
10.15 Management Proposal Management Abstain Against
10.16 Management Proposal Management Abstain Against
10.17 Management Proposal Management Abstain Against
10.18 Management Proposal Management Abstain Against
10.19 Management Proposal Management Abstain Against
Non-Voting Proposal Note Non-Voting
11.1 Gps Mgmt Director Management For For
11.2 Gps Mgmt Director Management Abstain Against
11.3 Gps Mgmt Director Management For For
11.4 Gps Mgmt Director Management For For
11.5 Gps Mgmt Director Management Abstain Against
11.6 Gps Mgmt Director Management For For
11.7 Gps Mgmt Director Management Abstain Against
11.8 Gps Mgmt Director Management Abstain Against
11.9 Gps Mgmt Director Management For For
11.10 Gps Mgmt Director Management
11.11 Gps Mgmt Director Management
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 5954708 0 18-Jun-2007 18-Jun-2007
DATANG INTL PWR GENERATION CO LTD
SECURITY Y20020106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN CN0009060798 AGENDA 701306359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7.i Management Proposal Management For For
7.ii Management Proposal Management For For
7.iii Management Proposal Management For For
7.iv Management Proposal Management For For
7.v Management Proposal Management For For
7.vi Management Proposal Management For For
7.vii Management Proposal Management For For
7viiI Management Proposal Management For For
7.ix Management Proposal Management For For
7.x Management Proposal Management For For
7.xi Management Proposal Management For For
7.xii Management Proposal Management For For
7xiIi Management Proposal Management For For
7.xiv Management Proposal Management For For
8.i Management Proposal Management For For
8.ii Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
S.1 Non-Voting Proposal Note Non-Voting
S.2 Management Proposal Management For For
S.3 Management Proposal Management For For
S.4 Management Proposal Management For For
S.5 Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1P 50P 30828000 0 20-Jun-2007 20-Jun-2007
Investment Company Report
The Hartford Capital Appreciation II Fund
NABORS INDUSTRIES LTD.
SECURITY G6359F103 MEETING TYPE Annual
TICKER SYMBOL NBR MEETING DATE 06-Jul-2006
ISIN AGENDA 932527356 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EUGENE M. ISENBERG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Omnibus Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 2760 0 31-May-2006 31-May-2006
GARMIN LTD.
SECURITY G37260109 MEETING TYPE Special
TICKER SYMBOL GRMN MEETING DATE 21-Jul-2006
ISIN AGENDA 932551460 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Stock Split Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 22000 0 18-Jul-2006 18-Jul-2006
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 22600 0 17-Jul-2006 17-Jul-2006
GENIUS PRODUCTS, INC.
SECURITY 37229R206 MEETING TYPE Special
TICKER SYMBOL GNPI MEETING DATE 21-Jul-2006
ISIN AGENDA 932563629 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Authorize Sale Of Assets Management For For
2A Miscellaneous Corporate Governance Management For For
2B Approve Authorized Common Stock Increase Management For For
2C New Class Of Stock Management For For
2D Approve Reclassification Of Common Stock Management For For
2E Approve Charter Amendment Management For For
2F Miscellaneous Corporate Governance Management For For
03 Amend Incentive Stock Option Plan Management For For
04 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 102700 0 18-Jul-2006 18-Jul-2006
ELECTRONIC ARTS INC.
SECURITY 285512109 MEETING TYPE Annual
TICKER SYMBOL ERTS MEETING DATE 27-Jul-2006
ISIN AGENDA 932562641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M. RICHARD ASHER For For
2 LEONARD S. COLEMAN For For
3 GARY M. KUSIN For For
4 GREGORY B. MAFFEI For For
5 TIMOTHY MOTT For For
6 VIVEK PAUL For For
7 LAWRENCE F. PROBST III For For
8 RICHARD A. SIMONSON For For
9 LINDA J. SRERE For For
02 Approve Re-Pricing Of Options Management For For
03 Amend Incentive Stock Option Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 13300 0 18-Jul-2006 18-Jul-2006
ALLIANT TECHSYSTEMS INC.
SECURITY 018804104 MEETING TYPE Annual
TICKER SYMBOL ATK MEETING DATE 01-Aug-2006
ISIN AGENDA 932557878 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANCES D. COOK For For
2 GILBERT F. DECKER For For
3 RONALD R. FOGLEMAN For For
4 CYNTHIA L LESHER For For
5 DOUGLAS L. MAINE For For
6 ROMAN MARTINEZ IV For For
7 DANIEL J. MURPHY For For
8 MICHAEL T. SMITH For For
9 WILLIAM G. VAN DYKE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 S/H Proposal - Military/Weapons Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 6600 0 27-Jul-2006 27-Jul-2006
RUSSELL CORPORATION
SECURITY 782352108 MEETING TYPE Special
TICKER SYMBOL RML MEETING DATE 01-Aug-2006
ISIN AGENDA 932558729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 18300 0 27-Jul-2006 27-Jul-2006
VEDANTA RESOURCES PLC, LONDON
SECURITY G9328D100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-Aug-2006
ISIN GB0033277061 AGENDA 701029072 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management Against *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
S.10 Management Proposal Management For *
S.11 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 47880 0 27-Jul-2006 27-Jul-2006
APOLLO INVESTMENT CORPORATION
SECURITY 03761U106 MEETING TYPE Annual
TICKER SYMBOL AINV MEETING DATE 03-Aug-2006
ISIN AGENDA 932562110 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN J. HANNAN For For
2 GERALD TSAI, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 88000 0 01-Aug-2006 01-Aug-2006
XSTRATA PLC, LONDON
SECURITY G9826T102 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 14-Aug-2006
ISIN GB0031411001 AGENDA 701041496 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 28400 0 02-Aug-2006 02-Aug-2006
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 MEETING TYPE Special
TICKER SYMBOL COF MEETING DATE 22-Aug-2006
ISIN AGENDA 932567425 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management Against Against
02 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 26100 0 18-Aug-2006 18-Aug-2006
QLOGIC CORPORATION
SECURITY 747277101 MEETING TYPE Annual
TICKER SYMBOL QLGC MEETING DATE 24-Aug-2006
ISIN AGENDA 932565940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H.K. DESAI For For
2 JOEL S. BIRNBAUM For For
3 LARRY R. CARTER For For
4 JAMES R. FIEBIGER For For
5 BALAKRISHNAN S. IYER For For
6 CAROL L. MILTNER For For
7 GEORGE D. WELLS For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 12050 0 22-Aug-2006 22-Aug-2006
MEDTRONIC, INC.
SECURITY 585055106 MEETING TYPE Annual
TICKER SYMBOL MDT MEETING DATE 24-Aug-2006
ISIN AGENDA 932567906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. ANDERSON For For
2 MICHAEL R. BONSIGNORE For For
3 ROBERT C. POZEN For For
4 GORDON M. SPRENGER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 79400 0 22-Aug-2006 22-Aug-2006
KERRY PROPERTIES LTD
SECURITY G52440107 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 30-Aug-2006
ISIN BMG524401079 AGENDA 701046509 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 206000 0 29-Aug-2006
KONINKLIJKE NUMICO NV
SECURITY N56369239 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 31-Aug-2006
ISIN NL0000375616 AGENDA 701043654 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For *
3. Non-Voting Proposal Note Non-Voting
4. Non-Voting Proposal Note Non-Voting
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 33842 0 22-Aug-2006 22-Aug-2006
NETWORK APPLIANCE, INC.
SECURITY 64120L104 MEETING TYPE Annual
TICKER SYMBOL NTAP MEETING DATE 31-Aug-2006
ISIN AGENDA 932568047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL J. WARMENHOVEN For For
2 DONALD T. VALENTINE For For
3 JEFFRY R. ALLEN For For
4 CAROL A. BARTZ For For
5 ALAN L. EARHART For For
6 EDWARD KOZEL For For
7 MARK LESLIE For For
8 NICHOLAS G. MOORE For For
9 GEORGE T. SHAHEEN For For
10 ROBERT T. WALL For For
02 Amend Stock Compensation Plan Management For For
03 Approve Option Grants Management For For
04 Amend Stock Purchase Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 123000 0 29-Aug-2006 29-Aug-2006
GOLDEN WEST FINANCIAL CORPORATION
SECURITY 381317106 MEETING TYPE Special
TICKER SYMBOL GDW MEETING DATE 31-Aug-2006
ISIN AGENDA 932569506 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 6000 0 30-Aug-2006 30-Aug-2006
INCO LIMITED
SECURITY 453258402 MEETING TYPE Special
TICKER SYMBOL N MEETING DATE 07-Sep-2006
ISIN AGENDA 932574937 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 7670 0 28-Aug-2006 28-Aug-2006
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY 313400301 MEETING TYPE Annual
TICKER SYMBOL FRE MEETING DATE 08-Sep-2006
ISIN AGENDA 932565673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA T. ALEXANDER For For
2 GEOFFREY T. BOISI For For
3 MICHELLE ENGLER For For
4 ROBERT R. GLAUBER For For
5 RICHARD KARL GOELTZ For For
6 THOMAS S. JOHNSON For For
7 WILLIAM M. LEWIS, JR. For For
8 EUGENE M. MCQUADE For For
9 SHAUN F. O'MALLEY For For
10 JEFFREY M. PEEK For For
11 RONALD F. POE For For
12 STEPHEN A. ROSS For For
13 RICHARD F. SYRON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 7100 0 30-Aug-2006 30-Aug-2006
EMPRESAS ICA SAB DE CV
SECURITY P37149104 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 12-Sep-2006
ISIN MXP371491046 AGENDA 701055281 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 155400 0 01-Sep-2006 01-Sep-2006
SYMANTEC CORPORATION
SECURITY 871503108 MEETING TYPE Annual
TICKER SYMBOL SYMC MEETING DATE 13-Sep-2006
ISIN AGENDA 932571032 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL BROWN For For
2 WILLIAM T. COLEMAN For For
3 DAVID L. MAHONEY For For
4 ROBERT S. MILLER Withheld Against
5 GEORGE REYES For For
6 DAVID ROUX For For
7 DANIEL H. SCHULMAN For For
8 JOHN W. THOMPSON For For
9 V. PAUL UNRUH For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 29500 0 30-Aug-2006 30-Aug-2006
INTEGRATED DEVICE TECHNOLOGY, INC.
SECURITY 458118106 MEETING TYPE Annual
TICKER SYMBOL IDTI MEETING DATE 14-Sep-2006
ISIN AGENDA 932573012 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GREGORY S. LANG For For
2 JOHN HOWARD For For
3 NAM P. SUH, PH.D. For For
02 Amend Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 60100 0 30-Aug-2006 30-Aug-2006
ACTIVISION, INC.
SECURITY 004930202 MEETING TYPE Annual
TICKER SYMBOL ATVI MEETING DATE 14-Sep-2006
ISIN AGENDA 932573531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT A. KOTICK For For
2 BRIAN G. KELLY For For
3 RONALD DOORNINK For For
4 ROBERT J. CORTI For For
5 BARBARA S. ISGUR For For
6 ROBERT J. MORGADO For For
7 PETER J. NOLAN For For
8 RICHARD SARNOFF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Add Women To Board Shareholder Against For
04 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 194700 0 01-Sep-2006 01-Sep-2006
VERIFONE HOLDINGS, INC.
SECURITY 92342Y109 MEETING TYPE Special
TICKER SYMBOL PAY MEETING DATE 15-Sep-2006
ISIN AGENDA 932576602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 104900 0 01-Sep-2006 01-Sep-2006
TEKTRONIX, INC.
SECURITY 879131100 MEETING TYPE Annual
TICKER SYMBOL TEK MEETING DATE 21-Sep-2006
ISIN AGENDA 932575117 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PAULINE LO ALKER For For
2 A. GARY AMES For For
3 GERRY B. CAMERON For For
4 DAVID N. CAMPBELL For For
5 FRANK C. GILL For For
6 ROBIN L. WASHINGTON For For
7 RICHARD H. WILLS For For
8 CYRIL J. YANSOUNI For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 16500 0 01-Sep-2006 01-Sep-2006
TEAM, INC.
SECURITY 878155100 MEETING TYPE Annual
TICKER SYMBOL TMI MEETING DATE 28-Sep-2006
ISIN AGENDA 932579785 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 VINCENT D. FOSTER For For
2 JACK M. JOHNSON, JR. For For
3 ROBERT A. PEISER For For
02 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 7810 0 19-Sep-2006 19-Sep-2006
SASOL LIMITED
SECURITY 803866300 MEETING TYPE Special
TICKER SYMBOL SSL MEETING DATE 03-Oct-2006
ISIN AGENDA 932585500 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S1 Authorize Purchase Of Assets Management For For
S2 Authorize Purchase Of Assets Management For For
O3 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 29460 0 21-Sep-2006 21-Sep-2006
FLEXTRONICS INTERNATIONAL LTD.
SECURITY Y2573F102 MEETING TYPE Annual
TICKER SYMBOL FLEX MEETING DATE 04-Oct-2006
ISIN AGENDA 932578163 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
2A Miscellaneous Corporate Governance Management For For
2B Miscellaneous Corporate Governance Management For For
2C Miscellaneous Corporate Governance Management For For
2D Miscellaneous Corporate Governance Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Allot Securities Management For For
05 Approve Renumeration Of Directors And Auditors Management For For
06 Approve Article Amendments Management For For
07 Authorize Directors To Repurchase Shares Management For For
08 Amend Stock Compensation Plan Management Against Against
09 Amend Stock Compensation Plan Management Against Against
10 Amend Stock Compensation Plan Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 52100 0 02-Oct-2006 02-Oct-2006
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
SECURITY 881624209 MEETING TYPE Special
TICKER SYMBOL TEVA MEETING DATE 05-Oct-2006
ISIN AGENDA 932581348 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Renumeration Of Directors And Auditors Management For For
02 Approve Renumeration Of Directors And Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 15200 0 19-Sep-2006 19-Sep-2006
ACE AVIATION HOLDINGS INC.
SECURITY 00440P201 MEETING TYPE Special
TICKER SYMBOL ACEAF MEETING DATE 05-Oct-2006
ISIN AGENDA 932583013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Corporate Actions Management For For
02 Change Stock Exchange Listing Management Abstain For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 6100 0 21-Sep-2006 21-Sep-2006
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 09-Oct-2006
ISIN AGENDA 932579747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY O. HENLEY For For
2 LAWRENCE J. ELLISON For For
3 DONALD L. LUCAS For For
4 MICHAEL J. BOSKIN For For
5 JACK F. KEMP For For
6 JEFFREY S. BERG For For
7 SAFRA A. CATZ For For
8 HECTOR GARCIA-MOLINA For For
9 H. RAYMOND BINGHAM For For
10 CHARLES E. PHILLIPS, JR For For
11 NAOMI O. SELIGMAN For For
02 Approve Option Grants Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Director Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 151200 0 21-Sep-2006 21-Sep-2006
RUBY TUESDAY, INC.
SECURITY 781182100 MEETING TYPE Annual
TICKER SYMBOL RI MEETING DATE 11-Oct-2006
ISIN AGENDA 932577058 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DR. DONALD RATAJCZAK For For
2 CLAIRE L. ARNOLD For For
3 KEVIN T. CLAYTON For For
02 Amend Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 60900 0 29-Sep-2006 29-Sep-2006
ALUMINUM CORPORATION OF CHINA LTD
SECURITY Y0094N109 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 13-Oct-2006
ISIN CN0007659070 AGENDA 701054772 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 430000 0 05-Oct-2006 05-Oct-2006
COGNOS INCORPORATED
SECURITY 19244C109 MEETING TYPE Special
TICKER SYMBOL COGN MEETING DATE 18-Oct-2006
ISIN AGENDA 932588443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT G. ASHE For For
2 JOHN E. CALDWELL For For
3 PAUL D. DAMP For For
4 PIERRE Y. DUCROS For For
5 ROBERT W. KORTHALS For For
6 JANET R. PERNA For For
7 JOHN J. RANDO For For
8 WILLIAM V. RUSSELL For For
9 JAMES M. TORY For For
10 RENATO ZAMBONINI For For
02 Appoint Auditors And Approve Remuneration Management For For
03 Amend Stock Option Plan Management For For
04 Amend Stock Purchase Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 63300 0 16-Oct-2006 16-Oct-2006
RESOURCES CONNECTION, INC.
SECURITY 76122Q105 MEETING TYPE Annual
TICKER SYMBOL RECN MEETING DATE 19-Oct-2006
ISIN AGENDA 932584089 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DONALD B. MURRAY For For
2 A. ROBERT PISANO For For
3 THOMAS D. CHRISTOPOUL For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 97000 0 16-Oct-2006 16-Oct-2006
FOCUS MEDIA HOLDING LIMITED
SECURITY 34415V109 MEETING TYPE Annual
TICKER SYMBOL FMCN MEETING DATE 20-Oct-2006
ISIN AGENDA 932584851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Approve Increase in Board Size Management For For
03 Adopt Stock Option Plan Management For For
04 Approve Renumeration Of Directors And Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 3360 0 12-Oct-2006 12-Oct-2006
KERRY PROPERTIES LTD
SECURITY G52440107 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 24-Oct-2006
ISIN BMG524401079 AGENDA 701075245 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 287000 0 12-Oct-2006 12-Oct-2006
KENNAMETAL INC.
SECURITY 489170100 MEETING TYPE Annual
TICKER SYMBOL KMT MEETING DATE 24-Oct-2006
ISIN AGENDA 932587768 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
I Election Of Directors Management
1 RONALD M. DEFEO For For
2 PHILIP A. DUR For For
3 WILLIAM R. NEWLIN For For
4 L.W. STRANGHOENER For For
II Approve Authorized Common Stock Increase Management For For
III Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 8900 0 16-Oct-2006 16-Oct-2006
ROYAL PHILIPS ELECTRONICS
SECURITY N6817P109 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 25-Oct-2006
ISIN NL0000009538 AGENDA 701071780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action *
2. Management Proposal Management No Action *
3. Management Proposal Management No Action *
4. Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 39515 0 05-Oct-2006 05-Oct-2006
DIGENE CORPORATION
SECURITY 253752109 MEETING TYPE Annual
TICKER SYMBOL DIGE MEETING DATE 25-Oct-2006
ISIN AGENDA 932590690 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN H. LANDON For For
2 KENNETH R. WEISSHAAR For For
02 Amend Director Stock Option Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 63090 0 24-Oct-2006
SEAGATE TECHNOLOGY
SECURITY G7945J104 MEETING TYPE Annual
TICKER SYMBOL STX MEETING DATE 26-Oct-2006
ISIN AGENDA 932591286 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 14100 0 23-Oct-2006
POWERWAVE TECHNOLOGIES, INC.
SECURITY 739363109 MEETING TYPE Annual
TICKER SYMBOL PWAV MEETING DATE 27-Oct-2006
ISIN AGENDA 932590208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL A. ARTUSI For For
2 RONALD J. BUSCHUR For For
3 JOHN L. CLENDENIN For For
4 BRUCE C. EDWARDS For For
5 DAVID L. GEORGE For For
6 EUGENE L. GODA For For
7 CARL W. NEUN For For
8 ANDREW J. SUKAWATY For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 58100 0 25-Oct-2006
ALBERTO-CULVER COMPANY
SECURITY 013068101 MEETING TYPE Special
TICKER SYMBOL ACV MEETING DATE 10-Nov-2006
ISIN AGENDA 932595157 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 9750 0 15-Nov-2006
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 14-Nov-2006
ISIN AGENDA 932591173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 53800 0 15-Nov-2006
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 15-Nov-2006
ISIN AGENDA 932588405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CAROL A. BARTZ For For
2 M. MICHELE BURNS For For
3 MICHAEL D. CAPELLAS For For
4 LARRY R. CARTER For For
5 JOHN T. CHAMBERS For For
6 DR. JOHN L. HENNESSY For For
7 RICHARD M. KOVACEVICH For For
8 RODERICK C. MCGEARY For For
9 STEVEN M. WEST For For
10 JERRY YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
05 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 173800 0 13-Nov-2006 13-Nov-2006
SASOL LIMITED
SECURITY 803866300 MEETING TYPE Annual
TICKER SYMBOL SSL MEETING DATE 23-Nov-2006
ISIN AGENDA 932604110 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Election Of Directors Management
1 E LE R BRADLEY* For For
2 B P CONNELLAN* For For
3 P V COX* For For
4 L P A DAVIES* For For
5 M S V GANTSHO* For For
6 J E SCHREMPP* For For
7 H G DIJKGRAAF** For For
8 A M MOKABA** For For
9 T S MUNDAY** For For
10 T H NYASULU** For For
11 K C RAMON** For For
04 Ratify Appointment Of Independent Auditors Management For For
05 Authorize Purchase Of Assets Management For For
06 Authorize Payment Of Directors' Fees Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 44250 0 12-Dec-2006
ZINIFEX LTD
SECURITY Q9899H109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Nov-2006
ISIN AU000000ZFX1 AGENDA 701082529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2.A Management Proposal Management For *
2.B Management Proposal Management For *
3. Management Proposal Management For *
S.4 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 168930 0 15-Nov-2006 15-Nov-2006
SERVICES ACQUISITION CORP. INTERNATI
SECURITY 817628100 MEETING TYPE Special
TICKER SYMBOL SVI MEETING DATE 28-Nov-2006
ISIN AGENDA 932604843 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
1A Change Stock Exchange Listing Management For
02 Approve Private Placement Management For For
03 Adopt Omnibus Stock Option Plan Management Against Against
04 Approve Charter Amendment Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 67510 0 12-Dec-2006
IMPALA PLATINUM HLDGS LTD
SECURITY S37840113 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 29-Nov-2006
ISIN ZAE000083648 AGENDA 701099550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For *
O.1 Management Proposal Management For *
S.2 Management Proposal Management For *
S.3 Management Proposal Management For *
S.4 Management Proposal Management For *
O.2 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 45039 0 22-Nov-2006 22-Nov-2006
BANCA INTESA SPA, MILANO
SECURITY T17074104 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 30-Nov-2006
ISIN IT0000072618 AGENDA 701104301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
E.1 Management Proposal Management No Action
E.2 Management Proposal Management No Action
A.1.1 Management Proposal Management No Action
A.1.2 Management Proposal Management No Action
A.2 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 187149 0 21-Nov-2006 21-Nov-2006
IVANHOE MINES LTD.
SECURITY 46579N103 MEETING TYPE Special
TICKER SYMBOL IVN MEETING DATE 30-Nov-2006
ISIN AGENDA 932604526 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 42500 0 22-Nov-2006 22-Nov-2006
ESPRIT HOLDINGS LTD
SECURITY G3122U129 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-Dec-2006
ISIN BMG3122U1291 AGENDA 701099889 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4.i Management Proposal Management For *
4.ii Management Proposal Management For *
4.iii Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 134000 0 22-Nov-2006 22-Nov-2006
GENIUS PRODUCTS, INC.
SECURITY 37229R206 MEETING TYPE Annual
TICKER SYMBOL GNPI MEETING DATE 12-Dec-2006
ISIN AGENDA 932607318 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEPHEN K. BANNON For For
2 TREVOR DRINKWATER For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 102700 0 07-Dec-2006
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 28-Dec-2006
ISIN AGENDA 932615593 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Article Amendments Management For For
02 Miscellaneous Corporate Actions Management For For
03 Miscellaneous Corporate Actions Management For For
04 Increase Share Capital Management For For
05 Approve Acquisition Agreement Management For For
06 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 155630 0 20-Dec-2006 20-Dec-2006
OAO TMK
SECURITY 87260R102 MEETING TYPE Special
TICKER SYMBOL TMKOL MEETING DATE 17-Jan-2007
ISIN AGENDA 932615858 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Article Amendments Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 35300 0 28-Dec-2006 28-Dec-2006
ORASCOM TELECOM S A E
SECURITY 68554W205 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 25-Jan-2007
ISIN US68554W2052 AGENDA 701128743 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 27300 0 19-Jan-2007 19-Jan-2007
URASIA ENERGY LTD.
SECURITY 91703W108 MEETING TYPE Annual
TICKER SYMBOL UAEYF MEETING DATE 26-Jan-2007
ISIN AGENDA 932620138 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Appoint Auditors And Approve Remuneration Management For For
02 Fix Number Of Directors Management For For
03 Election Of Directors Management
1 IAN TELFER For For
2 PHILLIP SHIRVINGTON For For
3 DOUGLAS HOLTBY For For
4 FRANK GIUSTRA For For
5 DR. MASSIMO CARELLO For For
6 ROBERT CROSS For For
04 Stock Option Plan Management For For
05 Approve Previous Board's Actions Management For For
06 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 344450 0 18-Jan-2007 18-Jan-2007
IMPERIAL TOBACCO GROUP PLC
SECURITY G4721W102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Jan-2007
ISIN GB0004544929 AGENDA 701118792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Management Proposal Management For For
18. Management Proposal Management For For
19. Management Proposal Management For For
S.20 Management Proposal Management For For
S.21 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 52392 0 18-Jan-2007 18-Jan-2007
GRUPO AEROPORTUARIO DEL CENTRO NORTE
SECURITY 400501102 MEETING TYPE Special
TICKER SYMBOL OMAB MEETING DATE 31-Jan-2007
ISIN AGENDA 932623970 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
I Miscellaneous Corporate Governance Management For
II Miscellaneous Corporate Governance Management For
III Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 46200 0 22-Jan-2007 22-Jan-2007
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 02-Feb-2007
ISIN AGENDA 932618145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DON TYSON Withheld Against
2 JOHN TYSON Withheld Against
3 RICHARD L. BOND Withheld Against
4 SCOTT T. FORD For For
5 LLOYD V. HACKLEY For For
6 JIM KEVER For For
7 JO ANN R. SMITH For For
8 LELAND E. TOLLETT Withheld Against
9 BARBARA A. TYSON Withheld Against
10 ALBERT C. ZAPANTA For For
02 Amend Stock Compensation Plan Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 52600 0 26-Jan-2007 26-Jan-2007
VARIAN SEMICONDUCTOR EQUIP. ASSOC.,
SECURITY 922207105 MEETING TYPE Annual
TICKER SYMBOL VSEA MEETING DATE 05-Feb-2007
ISIN AGENDA 932618450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 XUN (ERIC) CHEN For For
2 DENNIS G. SCHMAL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 16900 0 16-Jan-2007 16-Jan-2007
JOY GLOBAL INC.
SECURITY 481165108 MEETING TYPE Annual
TICKER SYMBOL JOYG MEETING DATE 22-Feb-2007
ISIN AGENDA 932626407 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN L. GERARD For For
2 JOHN NILS HANSON For For
3 KEN C. JOHNSEN For For
4 GALE E. KLAPPA For For
5 RICHARD B. LOYND For For
6 P. ERIC SIEGERT For For
7 MICHAEL W. SUTHERLIN For For
8 JAMES H. TATE For For
02 Approve Stock Compensation Plan Management Against Against
03 Approve Authorized Common Stock Increase Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 14930 0 16-Feb-2007 16-Feb-2007
UGI CORPORATION
SECURITY 902681105 MEETING TYPE Annual
TICKER SYMBOL UGI MEETING DATE 27-Feb-2007
ISIN AGENDA 932620075 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 J.W. STRATTON For For
2 S.D. BAN For For
3 R.C. GOZON For For
4 L.R. GREENBERG For For
5 M.O. SCHLANGER For For
6 A. POL For For
7 E.E. JONES For For
8 J.L. WALSH For For
9 R.B. VINCENT For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 29900 0 15-Feb-2007 15-Feb-2007
SAMSUNG ELECTRONICS CO LTD
SECURITY Y74718100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Feb-2007
ISIN KR7005930003 AGENDA 701138580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.1 Management Proposal Management For For
2.2 Management Proposal Management For For
2.3 Management Proposal Management For For
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 2859 0 20-Feb-2007 20-Feb-2007
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 28-Feb-2007
ISIN AGENDA 932622928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 22310 0 15-Feb-2007 15-Feb-2007
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 08-Mar-2007
ISIN AGENDA 932624910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN E. BRYSON For For
2 JOHN S. CHEN For For
3 JUDITH L. ESTRIN For For
4 ROBERT A. IGER For For
5 STEVEN P. JOBS For For
6 FRED H. LANGHAMMER For For
7 AYLWIN B. LEWIS For For
8 MONICA C. LOZANO For For
9 ROBERT W. MATSCHULLAT For For
10 JOHN E. PEPPER, JR. For For
11 ORIN C. SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Corporate Governance Shareholder Against For
06 S/H Proposal - Rescind Or Allow Shareholder To Shareholder For Against
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 180400 0 01-Mar-2007 01-Mar-2007
LOTTE SHOPPING CO LTD
SECURITY 54569T106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-Mar-2007
ISIN US54569T1060 AGENDA 701143543 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
1. Management Proposal Management For For
2. Management Proposal Management Against Against
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 1150 0 01-Mar-2007 01-Mar-2007
QUALCOMM INCORPORATED
SECURITY 747525103 MEETING TYPE Annual
TICKER SYMBOL QCOM MEETING DATE 13-Mar-2007
ISIN AGENDA 932624097 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA T. ALEXANDER For For
2 RAYMOND V. DITTAMORE For For
3 IRWIN MARK JACOBS For For
4 SHERRY LANSING For For
5 PETER M. SACERDOTE For For
6 MARC I. STERN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 46400 0 21-Feb-2007 21-Feb-2007
HEWLETT-PACKARD COMPANY
SECURITY 428236103 MEETING TYPE Annual
TICKER SYMBOL HPQ MEETING DATE 14-Mar-2007
ISIN AGENDA 932626394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 97600 0 12-Mar-2007 12-Mar-2007
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Special
TICKER SYMBOL FCX MEETING DATE 14-Mar-2007
ISIN AGENDA 932632525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Charter Amendment Management For For
02 Approve Merger Agreement Management For For
03 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 11820 0 01-Mar-2007 01-Mar-2007
PHELPS DODGE CORPORATION
SECURITY 717265102 MEETING TYPE Special
TICKER SYMBOL PD MEETING DATE 14-Mar-2007
ISIN AGENDA 932632537 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 8480 0 01-Mar-2007 01-Mar-2007
THE COOPER COMPANIES, INC.
SECURITY 216648402 MEETING TYPE Annual
TICKER SYMBOL COO MEETING DATE 20-Mar-2007
ISIN AGENDA 932631167 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 A. THOMAS BENDER For For
2 JOHN D. FRUTH For For
3 MICHAEL H. KALKSTEIN For For
4 JODY LINDELL For For
5 MOSES MARX For For
6 DONALD PRESS For For
7 STEVEN ROSENBERG For For
8 A.E. RUBENSTEIN, M.D. For For
9 ROBERT S. WEISS For For
10 STANLEY ZINBERG, M.D. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 31800 0 28-Feb-2007 28-Feb-2007
THEOLIA, AIX EN PROVENCE
SECURITY F8857Q103 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 21-Mar-2007
ISIN FR0000184814 AGENDA 701142515 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 0 0 02-Apr-2007
XDAO 50P 9581 0 02-Apr-2007 08-Mar-2007
MUELLER WATER PRODUCTS INC.
SECURITY 624758207 MEETING TYPE Annual
TICKER SYMBOL MWAB MEETING DATE 22-Mar-2007
ISIN AGENDA 932627586 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 D. BOYCE For For
2 H. CLARK, JR. For For
3 G. HYLAND For For
4 J. KOLB For For
5 J. LEONARD For For
6 M. O'BRIEN For For
7 B. RETHORE For For
8 N. SPRINGER For For
9 M. TOKARZ For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 20437 0 08-Mar-2007 08-Mar-2007
VERIFONE HOLDINGS, INC.
SECURITY 92342Y109 MEETING TYPE Annual
TICKER SYMBOL PAY MEETING DATE 27-Mar-2007
ISIN AGENDA 932634644 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DOUGLAS G. BERGERON For For
2 CRAIG A. BONDY For For
3 DR. JAMES C. CASTLE For For
4 DR. LESLIE G. DENEND For For
5 ALEX W. HART For For
6 ROBERT B. HENSKE For For
7 CHARLES R. RINEHART For For
8 COLLIN E. ROCHE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 171800 0 09-Mar-2007 09-Mar-2007
ROYAL PHILIPS ELECTRONICS
SECURITY N6817P109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Mar-2007
ISIN NL0000009538 AGENDA 701149343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2.a Management Proposal Management No Action
2.b Non-Voting Proposal Note Non-Voting
2.c Management Proposal Management No Action
2.d Management Proposal Management No Action
2.e Management Proposal Management No Action
3.a Management Proposal Management No Action
3.b Management Proposal Management No Action
3.c Management Proposal Management No Action
4.a Management Proposal Management No Action
4.b Management Proposal Management No Action
4.c Management Proposal Management No Action
4.d Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7.a Management Proposal Management No Action
7.b Management Proposal Management No Action
8. Management Proposal Management No Action
9. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 67977 0 09-Mar-2007 09-Mar-2007
CORE LABORATORIES N.V.
SECURITY N22717107 MEETING TYPE Annual
TICKER SYMBOL CLB MEETING DATE 02-Apr-2007
ISIN AGENDA 932634567 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Approve Financial Statements Management For For
03 Stock Repurchase Plan Management For For
04 Amend Articles/Charter To Reflect Changes In
Capital Management For For
05 Approve Article Amendments Management For For
06 Approve Article Amendments Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 8700 0 27-Mar-2007 27-Mar-2007
CHICAGO MERCANTILE EXCHANGE HOLDINGS
SECURITY 167760107 MEETING TYPE Special
TICKER SYMBOL CME MEETING DATE 04-Apr-2007
ISIN AGENDA 932636131 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 1540 0 28-Mar-2007 28-Mar-2007
ADOBE SYSTEMS INCORPORATED
SECURITY 00724F101 MEETING TYPE Annual
TICKER SYMBOL ADBE MEETING DATE 05-Apr-2007
ISIN AGENDA 932635925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT K. BURGESS For For
2 CAROL MILLS For For
3 COLLEEN M. POULIOT For For
4 ROBERT SEDGEWICK For For
5 JOHN E. WARNOCK For For
02 Amend Stock Compensation Plan Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 171700 0 29-Mar-2007 29-Mar-2007
URASIA ENERGY LTD.
SECURITY 91703W108 MEETING TYPE Special
TICKER SYMBOL UAEYF MEETING DATE 05-Apr-2007
ISIN AGENDA 932642160 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 412830 0 28-Mar-2007 28-Mar-2007
BRASIL ECODIESEL IND COM BIOCOMBUSTIVEIS OLEOS VEG
SECURITY P1802H103 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 09-Apr-2007
ISIN BRECODACNOR8 AGENDA 701162769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
A.1 Management Proposal Management No Action
A.2 Management Proposal Management No Action
E.1 Management Proposal Management No Action
E.2 Management Proposal Management No Action
E.3 Management Proposal Management No Action
E.4 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 179700 0 09-Apr-2007
THE GOODYEAR TIRE & RUBBER COMPANY
SECURITY 382550101 MEETING TYPE Annual
TICKER SYMBOL GT MEETING DATE 10-Apr-2007
ISIN AGENDA 932639226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES C. BOLAND For For
2 JOHN G. BREEN For For
3 WILLIAM J. HUDSON, JR. For For
4 ROBERT J. KEEGAN For For
5 STEVEN A. MINTER For For
6 DENISE M. MORRISON For For
7 RODNEY O'NEAL For For
8 SHIRLEY D. PETERSON For For
9 G. CRAIG SULLIVAN For For
10 THOMAS H. WEIDEMEYER For For
11 MICHAEL R. WESSEL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 27120 0 03-Apr-2007 03-Apr-2007
RIO TINTO PLC
SECURITY G75754104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2007
ISIN GB0007188757 AGENDA 701162303 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
S.2 Management Proposal Management For For
S.3 Management Proposal Management For For
S.4 Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 20046 0 27-Mar-2007 27-Mar-2007
ENERGY RESOURCES OF AUSTRALIA LTD ERA
SECURITY Q35254111 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-Apr-2007
ISIN AU000000ERA9 AGENDA 701170639 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3. Management Proposal Management Against Against
4.i Management Proposal Management Against Against
4.ii Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 18117 0 02-Apr-2007 02-Apr-2007
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 16-Apr-2007
ISIN AGENDA 932636369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. BISCHOFF For For
2 J.M. COOK For For
3 F.G. PRENDERGAST For For
4 K.P. SEIFERT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Liquidation Plan Management For For
04 Miscellaneous Corporate Actions Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder For Against
09 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 33000 0 03-Apr-2007 03-Apr-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701170627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 20443 0 28-Mar-2007 28-Mar-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701174043 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4.1.A Management Proposal Management No Action
4.1.B Management Proposal Management No Action
4.2.A Management Proposal Management No Action
4.2.B Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 21143 0 28-Mar-2007 28-Mar-2007
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2007
ISIN AGENDA 932641562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 28600 0 16-Apr-2007 16-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN CH0024899483 AGENDA 701043680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 0 0 29-Mar-2007
IMPALA PLATINUM HLDGS LTD
SECURITY S37840113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN ZAE000083648 AGENDA 701189981 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 72834 0 09-Apr-2007 09-Apr-2007
ORASCOM TELECOM S A E
SECURITY 68554W205 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN US68554W2052 AGENDA 701199754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 39300 0 12-Apr-2007 12-Apr-2007
XDAO 50P 1600 0 12-Apr-2007 12-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual
TICKER SYMBOL UBS MEETING DATE 18-Apr-2007
ISIN AGENDA 932658529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Discharge Of Management Board Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Discharge Of Management Board Management For For
4A1 Miscellaneous Corporate Governance Management For For
4A2 Miscellaneous Corporate Governance Management For For
4A3 Miscellaneous Corporate Governance Management For For
4B1 Miscellaneous Corporate Governance Management For For
4C Ratify Appointment Of Independent Auditors Management For For
5A Miscellaneous Corporate Actions Management For For
5B Authorize Directors To Repurchase Shares Management For For
06 Miscellaneous Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 91300 0 03-Apr-2007 03-Apr-2007
NESTLE SA, CHAM UND VEVEY
SECURITY H57312466 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN CH0012056047 AGENDA 701158051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 10104 0 30-Mar-2007 30-Mar-2007
NESTLE SA, CHAM UND VEVEY
SECURITY H57312466 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN CH0012056047 AGENDA 701161678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5.1 Management Proposal Management No Action
5.2 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 10104 0 30-Mar-2007 30-Mar-2007
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508104 MEETING TYPE Annual
TICKER SYMBOL TXN MEETING DATE 19-Apr-2007
ISIN AGENDA 932638399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 29100 0 10-Apr-2007 10-Apr-2007
CYTEC INDUSTRIES INC.
SECURITY 232820100 MEETING TYPE Annual
TICKER SYMBOL CYT MEETING DATE 19-Apr-2007
ISIN AGENDA 932640142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CHRIS A. DAVIS For For
2 LOUIS L. HOYNES, JR. For For
3 WILLIAM P. POWELL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 21400 0 29-Mar-2007 29-Mar-2007
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 20-Apr-2007
ISIN AGENDA 932639199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAIN J.P. BELDA For For
2 CARLOS GHOSN For For
3 HENRY B. SCHACHT For For
4 FRANKLIN A. THOMAS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 99900 0 03-Apr-2007 03-Apr-2007
GOODRICH CORPORATION
SECURITY 382388106 MEETING TYPE Annual
TICKER SYMBOL GR MEETING DATE 24-Apr-2007
ISIN AGENDA 932639911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DIANE C. CREEL For For
2 GEORGE A. DAVIDSON, JR. For For
3 HARRIS E. DELOACH, JR. For For
4 JAMES W. GRIFFITH For For
5 WILLIAM R. HOLLAND For For
6 JOHN P. JUMPER For For
7 MARSHALL O. LARSEN For For
8 LLOYD W. NEWTON For For
9 DOUGLAS E. OLESEN For For
10 ALFRED M. RANKIN, JR. For For
11 A. THOMAS YOUNG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 91200 0 04-Apr-2007 04-Apr-2007
PETRO-CANADA
SECURITY 71644E102 MEETING TYPE Annual
TICKER SYMBOL PCZ MEETING DATE 24-Apr-2007
ISIN AGENDA 932641459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RON A. BRENNEMAN For For
2 GAIL COOK-BENNETT For For
3 RICHARD J. CURRIE For For
4 CLAUDE FONTAINE For For
5 PAUL HASELDONCKX For For
6 THOMAS E. KIERANS For For
7 BRIAN F. MACNEILL For For
8 MAUREEN MCCAW For For
9 PAUL D. MELNUK For For
10 GUYLAINE SAUCIER For For
11 JAMES W. SIMPSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 27500 0 09-Apr-2007 09-Apr-2007
UNITED STATES STEEL CORPORATION
SECURITY 912909108 MEETING TYPE Annual
TICKER SYMBOL X MEETING DATE 24-Apr-2007
ISIN AGENDA 932641651 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT J. DARNALL For For
2 JOHN G. DROSDICK For For
3 CHARLES R. LEE For For
4 JEFFREY M. LIPTON For For
5 GLENDA G. MCNEAL For For
6 PATRICIA A. TRACEY For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 5115 0 04-Apr-2007 04-Apr-2007
FMC CORPORATION
SECURITY 302491303 MEETING TYPE Annual
TICKER SYMBOL FMC MEETING DATE 24-Apr-2007
ISIN AGENDA 932643681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM F. REILLY For For
2 WILLIAM G. WALTER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 5700 0 04-Apr-2007 04-Apr-2007
NOBLE ENERGY, INC.
SECURITY 655044105 MEETING TYPE Annual
TICKER SYMBOL NBL MEETING DATE 24-Apr-2007
ISIN AGENDA 932648667 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY L. BERENSON For For
2 MICHAEL A. CAWLEY For For
3 EDWARD F. COX For For
4 CHARLES D. DAVIDSON For For
5 THOMAS J. EDELMAN For For
6 KIRBY L. HEDRICK For For
7 BRUCE A. SMITH For For
8 WILLIAM T. VAN KLEEF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Restricted Stock Award Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 34200 0 13-Apr-2007 13-Apr-2007
ROYAL BANK OF SCOTLAND GROUP PLC
SECURITY G76891111 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN GB0007547838 AGENDA 701175994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management Against Against
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
S.14 Management Proposal Management For For
S.15 Management Proposal Management For For
16. Management Proposal Management Against Against
17. Management Proposal Management For For
18. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 147149 0 17-Apr-2007 17-Apr-2007
KONINKLIJKE NUMICO NV
SECURITY N56369239 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN NL0000375616 AGENDA 701182658 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3.A Management Proposal Management For For
3.B Non-Voting Proposal Note Non-Voting
3.C Management Proposal Management For For
3.D Management Proposal Management For For
3.E Management Proposal Management For For
4. Management Proposal Management For For
5.A Management Proposal Management For For
5.B Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
7.A Management Proposal Management For For
7.B Management Proposal Management For For
8. Management Proposal Management For For
9. Non-Voting Proposal Note Non-Voting
10. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 56167 0 11-Apr-2007 11-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 197600 0 19-Apr-2007 19-Apr-2007
NCR CORPORATION
SECURITY 62886E108 MEETING TYPE Annual
TICKER SYMBOL NCR MEETING DATE 25-Apr-2007
ISIN AGENDA 932643706 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDWARD P. BOYKIN* For For
2 LINDA FAYNE LEVINSON* For For
3 VICTOR L. LUND* For For
4 GARY DAICHENDT** For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 37200 0 19-Apr-2007 19-Apr-2007
MEMC ELECTRONIC MATERIALS, INC.
SECURITY 552715104 MEETING TYPE Annual
TICKER SYMBOL WFR MEETING DATE 25-Apr-2007
ISIN AGENDA 932643910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN MARREN For For
2 WILLIAM E. STEVENS For For
3 JAMES B. WILLIAMS For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 21120 0 20-Apr-2007 20-Apr-2007
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 25-Apr-2007
ISIN AGENDA 932644481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
1Q Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 156883 0 17-Apr-2007 17-Apr-2007
TECK COMINCO LIMITED
SECURITY 878742204 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL TCK MEETING DATE 25-Apr-2007
ISIN AGENDA 932646219 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Article Amendments Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 16190 0 12-Apr-2007 12-Apr-2007
WALTER INDUSTRIES, INC.
SECURITY 93317Q105 MEETING TYPE Annual
TICKER SYMBOL WLT MEETING DATE 25-Apr-2007
ISIN AGENDA 932650129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD L. CLARK, JR. For For
2 JERRY W. KOLB For For
3 PATRICK A. KRIEGSHAUSER For For
4 MARK J. O'BRIEN For For
5 VICTOR P. PATRICK For For
6 BERNARD G. RETHORE For For
7 GEORGE R. RICHMOND For For
8 MICHAEL T. TOKARZ For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 14300 0 19-Apr-2007 19-Apr-2007
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 25-Apr-2007
ISIN AGENDA 932650903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. BROWN For For
2 ROBERT A. BROWN For For
3 BERTRAND P. COLLOMB For For
4 CURTIS J. CRAWFORD For For
5 JOHN T. DILLON For For
6 ELEUTHERE I. DU PONT For For
7 CHARLES O. HOLLIDAY, JR For For
8 LOIS D. JULIBER For For
9 MASAHISA NAITOH For For
10 SEAN O'KEEFE For For
11 WILLIAM K. REILLY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 19900 0 19-Apr-2007 19-Apr-2007
BUCYRUS INTERNATIONAL, INC.
SECURITY 118759109 MEETING TYPE Annual
TICKER SYMBOL BUCY MEETING DATE 25-Apr-2007
ISIN AGENDA 932652426 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDWARD G. NELSON For For
2 THEODORE C. ROGERS For For
3 ROBERT C. SCHARP For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 10520 0 17-Apr-2007 17-Apr-2007
CHICAGO MERCANTILE EXCHANGE HOLDINGS
SECURITY 167760107 MEETING TYPE Annual
TICKER SYMBOL CME MEETING DATE 25-Apr-2007
ISIN AGENDA 932653694 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CRAIG S. DONOHUE For For
2 TERRENCE A. DUFFY For For
3 DANIEL R. GLICKMAN For For
4 WILLIAM P. MILLER II For For
5 JAMES E. OLIFF For For
6 JOHN F. SANDNER For For
7 TERRY L. SAVAGE For For
02 Amend Stock Compensation Plan Management For For
03 Amend Cash/Stock Bonus Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 1640 0 20-Apr-2007 20-Apr-2007
PLATINUM UNDERWRITERS HOLDINGS, LTD.
SECURITY G7127P100 MEETING TYPE Annual
TICKER SYMBOL PTP MEETING DATE 25-Apr-2007
ISIN AGENDA 932654165 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H. FURLONG BALDWIN For For
2 JONATHAN F. BANK For For
3 DAN R. CARMICHAEL For For
4 ROBERT V. DEUTSCH For For
5 A. JOHN HASS For For
6 EDMUND R. MEGNA For For
7 STEVEN H. NEWMAN For For
8 MICHAEL D. PRICE For For
9 PETER T. PRUITT For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 39300 0 19-Apr-2007 19-Apr-2007
THORIUM POWER, LTD
SECURITY 885183103 MEETING TYPE Annual
TICKER SYMBOL THPW MEETING DATE 25-Apr-2007
ISIN AGENDA 932654595 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SETH GRAE For For
2 THOMAS GRAHAM, JR. For For
3 VICTOR E. ALESSI For For
4 JACK D. LADD For For
5 DANIEL B. MAGRAW For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 416930 0 19-Apr-2007 19-Apr-2007
CHEMTURA CORPORATION
SECURITY 163893100 MEETING TYPE Annual
TICKER SYMBOL CEM MEETING DATE 25-Apr-2007
ISIN AGENDA 932664510 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARTIN M. HALE For For
2 C.A. (LANCE) PICCOLO For For
3 BRUCE F. WESSON For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 103600 0 19-Apr-2007 19-Apr-2007
HONG KONG EXCHANGES AND CLEARING LTD
SECURITY Y3506N121 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN HK0388034859 AGENDA 701184688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3.A Management Proposal Management For For
3.B Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 229500 0 10-Apr-2007 10-Apr-2007
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 26-Apr-2007
ISIN AGENDA 932637905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT F. CUMMINGS, JR. For For
2 EUGENE C. SIT For For
3 WILLIAM D. SMITHBURG For For
4 HANSEL E. TOOKES II For For
5 WENDELL P. WEEKS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 311060 0 25-Apr-2007 25-Apr-2007
EMBARQ CORPORATION
SECURITY 29078E105 MEETING TYPE Annual
TICKER SYMBOL EQ MEETING DATE 26-Apr-2007
ISIN AGENDA 932642475 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PETER C. BROWN For For
2 STEVEN A. DAVIS For For
3 DANIEL R. HESSE For For
4 JOHN P. MULLEN For For
5 WILLIAM A. OWENS For For
6 DINESH C. PALIWAL For For
7 STEPHANIE M. SHERN For For
8 LAURIE A. SIEGEL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 7128 0 20-Apr-2007 20-Apr-2007
UNISYS CORPORATION
SECURITY 909214108 MEETING TYPE Annual
TICKER SYMBOL UIS MEETING DATE 26-Apr-2007
ISIN AGENDA 932644695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HENRY C. DUQUES For For
2 CLAYTON M. JONES For For
3 THEODORE E. MARTIN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Political/Government Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 99400 0 19-Apr-2007 19-Apr-2007
NOBLE CORPORATION
SECURITY G65422100 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 26-Apr-2007
ISIN AGENDA 932648681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. CAWLEY For For
2 LUKE R. CORBETT For For
3 JACK E. LITTLE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 22375 0 20-Apr-2007 20-Apr-2007
AMERICAN AXLE & MANUFACTURING HLDGS,
SECURITY 024061103 MEETING TYPE Annual
TICKER SYMBOL AXL MEETING DATE 26-Apr-2007
ISIN AGENDA 932650282 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN A. CASESA For For
2 E.A. "BETH" CHAPPELL For For
3 DR. HENRY T. YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 89400 0 20-Apr-2007 20-Apr-2007
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 26-Apr-2007
ISIN AGENDA 932650434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Corporate Governance Shareholder Against For
10 Miscellaneous Corporate Governance Management Abstain
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 54700 0 19-Apr-2007 19-Apr-2007
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 MEETING TYPE Annual
TICKER SYMBOL COF MEETING DATE 26-Apr-2007
ISIN AGENDA 932651602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. RONALD DIETZ For For
2 LEWIS HAY, III For For
3 MAYO SHATTUCK, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 85100 0 19-Apr-2007 19-Apr-2007
ALTRIA GROUP, INC.
SECURITY 02209S103 MEETING TYPE Annual
TICKER SYMBOL MO MEETING DATE 26-Apr-2007
ISIN AGENDA 932652349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ELIZABETH E. BAILEY For For
2 HAROLD BROWN For For
3 MATHIS CABIALLAVETTA For For
4 LOUIS C. CAMILLERI For For
5 J. DUDLEY FISHBURN For For
6 ROBERT E.R. HUNTLEY For For
7 THOMAS W. JONES For For
8 GEORGE MUNOZ For For
9 LUCIO A. NOTO For For
10 JOHN S. REED For For
11 STEPHEN M. WOLF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Tobacco Shareholder Against For
06 S/H Proposal - Tobacco Shareholder Against For
07 S/H Proposal - Animal Rights Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 15150 0 19-Apr-2007 19-Apr-2007
ARCH COAL, INC.
SECURITY 039380100 MEETING TYPE Annual
TICKER SYMBOL ACI MEETING DATE 26-Apr-2007
ISIN AGENDA 932653682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRIAN J. JENNINGS For For
2 STEVEN F. LEER For For
3 ROBERT G. POTTER For For
4 THEODORE D. SANDS For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 65100 0 20-Apr-2007 20-Apr-2007
CELANESE CORPORATION
SECURITY 150870103 MEETING TYPE Annual
TICKER SYMBOL CE MEETING DATE 26-Apr-2007
ISIN AGENDA 932655383 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CHINH E. CHU For For
2 MARK C. ROHR For For
3 DAVID N. WEIDMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 43200 0 20-Apr-2007 20-Apr-2007
TOD'S SPA, SANT'ELPIDIO A MARE (AP)
SECURITY T93619103 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN IT0003007728 AGENDA 701180729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 27153 0 12-Apr-2007 12-Apr-2007
AETNA INC.
SECURITY 00817Y108 MEETING TYPE Annual
TICKER SYMBOL AET MEETING DATE 27-Apr-2007
ISIN AGENDA 932644621 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANK M. CLARK For For
2 BETSY Z. COHEN For For
3 MOLLY J. COYE, M.D. For For
4 BARBARA H. FRANKLIN For For
5 JEFFREY E. GARTEN For For
6 EARL G. GRAVES For For
7 GERALD GREENWALD For For
8 ELLEN M. HANCOCK For For
9 EDWARD J. LUDWIG For For
10 JOSEPH P. NEWHOUSE For For
11 RONALD A. WILLIAMS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 36300 0 19-Apr-2007 19-Apr-2007
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 27-Apr-2007
ISIN AGENDA 932676313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Actions Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Approve Renumeration Of Directors And Auditors Management For For
E1 Allot Relevant Securities Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 166220 0 13-Apr-2007 13-Apr-2007
GRUPO AEROPORTUARIO DEL CENTRO NORTE
SECURITY 400501102 MEETING TYPE Special
TICKER SYMBOL OMAB MEETING DATE 27-Apr-2007
ISIN AGENDA 932690755 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Receive Directors' Report Management For
02 Approve Financial Statements Management For
03 Approve Financial Statements Management For
04 Approve Financial Statements Management For
05 Miscellaneous Corporate Governance Management For
06 Approve Financial Statements Management For
07 Miscellaneous Corporate Governance Management For
08 Miscellaneous Corporate Governance Management For
09 Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 65200 0 23-Apr-2007 23-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 33600 0 23-Apr-2007 23-Apr-2007
FLUOR CORPORATION
SECURITY 343412102 MEETING TYPE Annual
TICKER SYMBOL FLR MEETING DATE 02-May-2007
ISIN AGENDA 932641132 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 9440 0 25-Apr-2007 25-Apr-2007
ALLEGHENY TECHNOLOGIES INCORPORATED
SECURITY 01741R102 MEETING TYPE Annual
TICKER SYMBOL ATI MEETING DATE 02-May-2007
ISIN AGENDA 932646485 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 H. KENT BOWEN For For
2 L. PATRICK HASSEY For For
3 JOHN D. TURNER For For
B Approve Stock Compensation Plan Management For For
C Ratify Appointment Of Independent Auditors Management For For
D S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 1570 0 26-Apr-2007 26-Apr-2007
RAYTHEON COMPANY
SECURITY 755111507 MEETING TYPE Annual
TICKER SYMBOL RTN MEETING DATE 02-May-2007
ISIN AGENDA 932653707 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 10600 0 30-Apr-2007 30-Apr-2007
GENERAL DYNAMICS CORPORATION
SECURITY 369550108 MEETING TYPE Annual
TICKER SYMBOL GD MEETING DATE 02-May-2007
ISIN AGENDA 932654040 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Override Csa Vote Restrictions Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 69500 0 01-May-2007 01-May-2007
FAIRCHILD SEMICONDUCTOR INTL., INC.
SECURITY 303726103 MEETING TYPE Annual
TICKER SYMBOL FCS MEETING DATE 02-May-2007
ISIN AGENDA 932655408 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD A. AURELIO For For
2 CHARLES P. CARINALLI For For
3 ROBERT F. FRIEL For For
4 THOMAS L. MAGNANTI For For
5 KEVIN J. MCGARITY For For
6 BRYAN R. ROUB For For
7 RONALD W. SHELLY For For
8 WILLIAM N. STOUT For For
9 MARK S. THOMPSON For For
02 Adopt Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 37800 0 25-Apr-2007 25-Apr-2007
KOHL'S CORPORATION
SECURITY 500255104 MEETING TYPE Annual
TICKER SYMBOL KSS MEETING DATE 02-May-2007
ISIN AGENDA 932655511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN A. BURD For For
2 WAYNE EMBRY For For
3 JAMES D. ERICSON For For
4 JOHN F. HERMA For For
5 WILLIAM S. KELLOGG For For
6 KEVIN MANSELL For For
7 R. LAWRENCE MONTGOMERY For For
8 FRANK V. SICA For For
9 PETER M. SOMMERHAUSER For For
10 STEPHEN E. WATSON For For
11 R. ELTON WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
05 Approve Charter Amendment Management For For
06 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 97100 0 26-Apr-2007 26-Apr-2007
NORTEL NETWORKS CORPORATION
SECURITY 656568508 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL NT MEETING DATE 02-May-2007
ISIN AGENDA 932663467 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JALYNN H. BENNETT For For
2 DR. MANFRED BISCHOFF For For
3 HON. JAMES B. HUNT, JR. For For
4 DR. KRISTINA M. JOHNSON For For
5 JOHN A. MACNAUGHTON For For
6 HON. JOHN P. MANLEY For For
7 RICHARD D. MCCORMICK For For
8 CLAUDE MONGEAU For For
9 HARRY J. PEARCE For For
10 JOHN D. WATSON For For
11 MIKE S. ZAFIROVSKI For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 70990 0 23-Apr-2007 23-Apr-2007
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF
SECURITY D24909109 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN DE0007614406 AGENDA 701168874 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1 Non-Voting Proposal Note Non-Voting
2 Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 500 0 17-Apr-2007 17-Apr-2007
DEUTSCHE TELEKOM AG, BONN
SECURITY D2035M136 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN DE0005557508 AGENDA 701180363 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
13. Management Proposal Management No Action
14. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 0 0 16-Apr-2007
POTASH CORPORATION OF SASKATCHEWAN I
SECURITY 73755L107 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL POT MEETING DATE 03-May-2007
ISIN AGENDA 932644277 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 F.J. BLESI For For
2 W.J. DOYLE For For
3 J.W. ESTEY For For
4 W. FETZER III For For
5 D.J. HOWE For For
6 A.D. LABERGE For For
7 K.G. MARTELL For For
8 J.J. MCCAIG For For
9 M. MOGFORD For For
10 P.J. SCHOENHALS For For
11 E.R. STROMBERG For For
12 E. VIYELLA DE PALIZA For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 49280 0 02-May-2007 02-May-2007
NEWFIELD EXPLORATION COMPANY
SECURITY 651290108 MEETING TYPE Annual
TICKER SYMBOL NFX MEETING DATE 03-May-2007
ISIN AGENDA 932647324 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID A. TRICE For For
2 DAVID F. SCHAIBLE For For
3 HOWARD H. NEWMAN For For
4 THOMAS G. RICKS For For
5 C.E. (CHUCK) SHULTZ For For
6 DENNIS R. HENDRIX For For
7 PHILIP J. BURGUIERES For For
8 JOHN RANDOLPH KEMP III For For
9 J. MICHAEL LACEY For For
10 JOSEPH H. NETHERLAND For For
11 J. TERRY STRANGE For For
12 PAMELA J. GARDNER For For
13 JUANITA F. ROMANS Withheld Against
02 Approve Stock Compensation Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 26300 0 27-Apr-2007 27-Apr-2007
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 03-May-2007
ISIN AGENDA 932647401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder Against For
04 S/H Proposal - Rescind Or Allow Shareholder To Shareholder For Against
Ratify Poison Pill
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
09 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 38600 0 30-Apr-2007 30-Apr-2007
AVON PRODUCTS, INC.
SECURITY 054303102 MEETING TYPE Annual
TICKER SYMBOL AVP MEETING DATE 03-May-2007
ISIN AGENDA 932652173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. DON CORNWELL For For
2 EDWARD T. FOGARTY For For
3 FRED HASSAN For For
4 ANDREA JUNG For For
5 MARIA ELENA LAGOMASINO For For
6 ANN S. MOORE For For
7 PAUL S. PRESSLER For For
8 GARY M. RODKIN For For
9 PAULA STERN For For
10 LAWRENCE A. WEINBACH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Cumulative Voting Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 55800 0 27-Apr-2007 27-Apr-2007
R.H. DONNELLEY CORPORATION
SECURITY 74955W307 MEETING TYPE Annual
TICKER SYMBOL RHD MEETING DATE 03-May-2007
ISIN AGENDA 932657995 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 33557 0 27-Apr-2007 27-Apr-2007
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 03-May-2007
ISIN AGENDA 932661730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BROWN For For
2 JOHN R. EGAN For For
3 DAVID N. STROHM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 263400 0 30-Apr-2007 30-Apr-2007
ENTERCOM COMMUNICATIONS CORP.
SECURITY 293639100 MEETING TYPE Annual
TICKER SYMBOL ETM MEETING DATE 03-May-2007
ISIN AGENDA 932667213 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID J. BERKMAN* For For
2 DANIEL E. GOLD* For For
3 JOSEPH M. FIELD** For For
4 DAVID J. FIELD** For For
5 JOHN C. DONLEVIE** For For
6 EDWARD H. WEST** For For
7 ROBERT S. WIESENTHAL** For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 47200 0 27-Apr-2007 27-Apr-2007
HEALTHSOUTH CORPORATION
SECURITY 421924309 MEETING TYPE Annual
TICKER SYMBOL HLS MEETING DATE 03-May-2007
ISIN AGENDA 932670258 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDWARD A. BLECHSCHMIDT For For
2 DONALD L. CORRELL For For
3 YVONNE M. CURL For For
4 CHARLES M. ELSON For For
5 JAY GRINNEY For For
6 JON F. HANSON For For
7 LEO I. HIGDON, JR. Withheld Against
8 JOHN E. MAUPIN, JR. For For
9 L. EDWARD SHAW, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 14052 108000 30-Apr-2007 30-Apr-2007
KKR FINANCIAL CORP.
SECURITY 482476306 MEETING TYPE Annual
TICKER SYMBOL KFN MEETING DATE 03-May-2007
ISIN AGENDA 932671957 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Election Of Directors Management
1 WILLIAM F. ALDINGER For For
2 TRACY L. COLLINS For For
3 KENNETH M. DEREGT For For
4 SATURNINO S. FANLO For For
5 VINCENT PAUL FINIGAN For For
6 PAUL M. HAZEN For For
7 R. GLENN HUBBARD For For
8 ROSS J. KARI Withheld Against
9 ELY L. LICHT For For
10 DEBORAH H. MCANENY For For
11 SCOTT C. NUTTALL For For
12 WILLY R. STROTHOTTE For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 54000 0 30-Apr-2007 30-Apr-2007
ABB LTD
SECURITY 000375204 MEETING TYPE Annual
TICKER SYMBOL ABB MEETING DATE 03-May-2007
ISIN AGENDA 932672202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
02 Approve Financial Statements Management For For
03 Approve Previous Board's Actions Management For For
04 Miscellaneous Corporate Actions Management For For
05 Miscellaneous Corporate Actions Management For For
6A Miscellaneous Corporate Governance Management For For
6B Miscellaneous Corporate Governance Management For For
6C Miscellaneous Corporate Governance Management For For
6D Miscellaneous Corporate Governance Management For For
6E Miscellaneous Corporate Governance Management For For
6F Miscellaneous Corporate Governance Management For For
6G Miscellaneous Corporate Governance Management For For
6H Miscellaneous Corporate Governance Management For For
07 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 40380 0 18-Apr-2007 18-Apr-2007
EQUIFAX INC.
SECURITY 294429105 MEETING TYPE Annual
TICKER SYMBOL EFX MEETING DATE 04-May-2007
ISIN AGENDA 932659381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN L. CLENDENIN For For
2 A. WILLIAM DAHLBERG For For
3 ROBERT D. DALEO For For
4 L. PHILLIP HUMANN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 112700 0 27-Apr-2007 27-Apr-2007
TEMPLE-INLAND INC.
SECURITY 879868107 MEETING TYPE Annual
TICKER SYMBOL TIN MEETING DATE 04-May-2007
ISIN AGENDA 932662124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DONALD M. CARLTON For For
2 E. LINN DRAPER, JR. For For
3 KENNETH M. JASTROW, II For For
4 JAMES A. JOHNSON For For
02 Approve Charter Amendment Management For For
03 Approve Charter Amendment Management For For
04 Approve Charter Amendment Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 15600 0 27-Apr-2007 27-Apr-2007
XSTRATA PLC, LONDON
SECURITY G9826T102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-May-2007
ISIN GB0031411001 AGENDA 701198358 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 88425 0 19-Apr-2007 19-Apr-2007
3M COMPANY
SECURITY 88579Y101 MEETING TYPE Annual
TICKER SYMBOL MMM MEETING DATE 08-May-2007
ISIN AGENDA 932657832 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LINDA G. ALVARADO For For
2 GEORGE W. BUCKLEY For For
3 VANCE D. COFFMAN For For
4 MICHAEL L. ESKEW For For
5 W. JAMES FARRELL For For
6 HERBERT L. HENKEL For For
7 EDWARD M. LIDDY For For
8 ROBERT S. MORRISON For For
9 AULANA L. PETERS For For
10 ROZANNE L. RIDGWAY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Approve Charter Amendment Management For For
05 Approve Stock Compensation Plan Management For For
06 Miscellaneous Compensation Plans Management For For
07 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 11800 0 04-May-2007 04-May-2007
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 08-May-2007
ISIN AGENDA 932660562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 41320 0 03-May-2007 03-May-2007
AMBAC FINANCIAL GROUP, INC.
SECURITY 023139108 MEETING TYPE Annual
TICKER SYMBOL ABK MEETING DATE 08-May-2007
ISIN AGENDA 932661944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. CALLEN For For
2 JILL M. CONSIDINE For For
3 PHILIP N. DUFF For For
4 ROBERT J. GENADER For For
5 W. GRANT GREGORY For For
6 THOMAS C. THEOBALD For For
7 LAURA S. UNGER For For
8 HENRY D.G. WALLACE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 16900 0 02-May-2007 02-May-2007
CIT GROUP INC.
SECURITY 125581108 MEETING TYPE Annual
TICKER SYMBOL CIT MEETING DATE 08-May-2007
ISIN AGENDA 932665586 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY M. PEEK For For
2 GARY C. BUTLER For For
3 WILLIAM M. FREEMAN For For
4 SUSAN LYNE For For
5 MARIANNE MILLER PARRS For For
6 TIMOTHY M. RING For For
7 JOHN R. RYAN For For
8 SEYMOUR STERNBERG For For
9 PETER J. TOBIN For For
10 LOIS M. VAN DEUSEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 19300 0 02-May-2007 02-May-2007
MGI PHARMA, INC.
SECURITY 552880106 MEETING TYPE Annual
TICKER SYMBOL MOGN MEETING DATE 08-May-2007
ISIN AGENDA 932667085 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES O. ARMITAGE, M.D. For For
2 ANDREW J. FERRARA For For
3 EDWARD W. MEHRER For For
4 HUGH E. MILLER For For
5 DEAN J. MITCHELL For For
6 LEON O. MOULDER, JR. For For
7 DAVID B. SHARROCK For For
8 WANETA C. TUTTLE, PH.D. For For
9 ARTHUR L. WEAVER, M.D. For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 56600 0 04-May-2007 04-May-2007
FOSTER WHEELER LTD.
SECURITY G36535139 MEETING TYPE Annual
TICKER SYMBOL FWLT MEETING DATE 08-May-2007
ISIN AGENDA 932667150 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EUGENE D. ATKINSON For For
2 STEPHANIE HANBURY-BROWN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 5760 0 03-May-2007 03-May-2007
ARROW ELECTRONICS, INC.
SECURITY 042735100 MEETING TYPE Annual
TICKER SYMBOL ARW MEETING DATE 08-May-2007
ISIN AGENDA 932669180 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL W. DUVAL For For
2 JOHN N. HANSON For For
3 RICHARD S. HILL For For
4 M.F. (FRAN) KEETH For For
5 ROGER KING For For
6 KAREN GORDON MILLS For For
7 WILLIAM E. MITCHELL For For
8 STEPHEN C. PATRICK For For
9 BARRY W. PERRY For For
10 JOHN C. WADDELL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 59800 0 02-May-2007 02-May-2007
SPRINT NEXTEL CORPORATION
SECURITY 852061100 MEETING TYPE Annual
TICKER SYMBOL S MEETING DATE 08-May-2007
ISIN AGENDA 932671945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 95370 0 04-May-2007 04-May-2007
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 08-May-2007
ISIN AGENDA 932672860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD For For
3 CHRISTINA A. GOLD For For
4 RALPH F. HAKE For For
5 JOHN J. HAMRE For For
6 RAYMOND W. LEBOEUF For For
7 FRANK T. MACINNIS For For
8 LINDA S. SANFORD For For
9 MARKOS I. TAMBAKERAS For For
B Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 12840 0 03-May-2007 03-May-2007
CATHAY PACIFIC AIRWAYS LTD
SECURITY Y11757104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-May-2007
ISIN HK0293001514 AGENDA 701202816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.A Management Proposal Management Against Against
2.B Management Proposal Management Against Against
2.C Management Proposal Management Against Against
2.D Management Proposal Management Against Against
2.E Management Proposal Management Against Against
2.F Management Proposal Management Against Against
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 733000 0 19-Apr-2007 19-Apr-2007
AGRIUM INC.
SECURITY 008916108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL AGU MEETING DATE 09-May-2007
ISIN AGENDA 932651183 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 NEIL CARRAGHER For For
2 RALPH S. CUNNINGHAM For For
3 D. GRANT DEVINE For For
4 GERMAINE GIBARA For For
5 RUSSELL K. GIRLING For For
6 SUSAN A. HENRY For For
7 RUSSELL J. HORNER For For
8 ANNE MCLELLAN For For
9 FRANK W. PROTO For For
10 MICHAEL M. WILSON For For
11 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Amend Stock Option Plan Management For For
05 Ratify Shareholder Rights Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 11750 0 27-Apr-2007 27-Apr-2007
TALISMAN ENERGY INC.
SECURITY 87425E103 MEETING TYPE Annual
TICKER SYMBOL TLM MEETING DATE 09-May-2007
ISIN AGENDA 932653997 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DOUGLAS D. BALDWIN For For
2 JAMES W. BUCKEE For For
3 WILLIAM R.P. DALTON For For
4 KEVIN S. DUNNE For For
5 LAWRENCE G. TAPP For For
6 STELLA M. THOMPSON For For
7 ROBERT G. WELTY For For
8 CHARLES R. WILLIAMSON For For
9 CHARLES W. WILSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 72800 0 27-Apr-2007 27-Apr-2007
TALISMAN ENERGY INC.
SECURITY 87425E103 MEETING TYPE Annual
TICKER SYMBOL TLM MEETING DATE 09-May-2007
ISIN AGENDA 932656018 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DOUGLAS D. BALDWIN For For
2 JAMES W. BUCKEE For For
3 WILLIAM R.P. DALTON For For
4 KEVIN S. DUNNE For For
5 LAWRENCE G. TAPP For For
6 STELLA M. THOMPSON For For
7 ROBERT G. WELTY For For
8 CHARLES R. WILLIAMSON For For
9 CHARLES W. WILSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 108700 0 27-Apr-2007 27-Apr-2007
SMURFIT-STONE CONTAINER CORPORATION
SECURITY 832727101 MEETING TYPE Annual
TICKER SYMBOL SSCC MEETING DATE 09-May-2007
ISIN AGENDA 932659470 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES R. BORIS For For
2 CONNIE K. DUCKWORTH For For
3 ALAN E. GOLDBERG For For
4 WILLIAM T. LYNCH, JR. For For
5 PATRICK J. MOORE For For
6 JAMES J. O'CONNOR For For
7 JERRY K. PEARLMAN For For
8 THOMAS A. REYNOLDS, III For For
9 EUGENE C. SIT For For
10 WILLIAM D. SMITHBURG For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 81125 0 03-May-2007 03-May-2007
CF INDUSTRIES HOLDINGS INC.
SECURITY 125269100 MEETING TYPE Annual
TICKER SYMBOL CF MEETING DATE 09-May-2007
ISIN AGENDA 932666879 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT C. ARZBAECHER For For
2 EDWARD A. SCHMITT For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 24000 0 03-May-2007 03-May-2007
OWENS-ILLINOIS, INC.
SECURITY 690768403 MEETING TYPE Annual
TICKER SYMBOL OI MEETING DATE 09-May-2007
ISIN AGENDA 932674472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALBERT P.L. STROUCKEN For For
2 DENNIS K. WILLIAMS For For
3 THOMAS L. YOUNG For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 86800 0 04-May-2007 04-May-2007
NUVEEN INVESTMENTS, INC.
SECURITY 67090F106 MEETING TYPE Annual
TICKER SYMBOL JNC MEETING DATE 09-May-2007
ISIN AGENDA 932674662 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN P. AMBOIAN For For
2 WILLARD L. BOYD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 25600 0 04-May-2007 04-May-2007
CVS/CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 09-May-2007
ISIN AGENDA 932675816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management Against Against
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Limit Compensation Shareholder Against For
06 S/H Proposal - Separate Chairman/CEO Shareholder For Against
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Redeem Poison Pill Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 124580 0 07-May-2007 07-May-2007
UNICREDITO ITALIANO SPA, GENOVA
SECURITY T95132105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN IT0000064854 AGENDA 701183484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
O.6 Management Proposal Management No Action
O.7 Management Proposal Management No Action
O.8 Management Proposal Management No Action
E.1 Management Proposal Management No Action
E.2 Management Proposal Management No Action
E.3 Management Proposal Management No Action
E.4 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 344970 0 12-Apr-2007 12-Apr-2007
KARSTADT QUELLE AG, ESSEN
SECURITY D38435109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN DE0006275001 AGENDA 701188674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 19400 42000 19-Apr-2007 19-Apr-2007
VEOLIA ENVIRONNEMENT, PARIS
SECURITY F9686M107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN FR0000124141 AGENDA 701204620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management Against Against
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management Against Against
E.16 Management Proposal Management Against Against
O.E17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 8709 5627 19-Apr-2007 19-Apr-2007
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2007
ISIN AGENDA 932650244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ARNOLD A. ALLEMANG For For
2 JACQUELINE K. BARTON For For
3 JAMES A. BELL For For
4 JEFF M. FETTIG For For
5 BARBARA H. FRANKLIN For For
6 JOHN B. HESS For For
7 ANDREW N. LIVERIS For For
8 GEOFFERY E. MERSZEI For For
9 WITHDRAWN For For
10 JAMES M. RINGLER For For
11 RUTH G. SHAW For For
12 PAUL G. STERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 37390 0 07-May-2007 07-May-2007
UAL CORPORATION
SECURITY 902549807 MEETING TYPE Annual
TICKER SYMBOL UAUA MEETING DATE 10-May-2007
ISIN AGENDA 932654230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD J. ALMEIDA For For
2 MARY K. BUSH For For
3 W. JAMES FARRELL For For
4 WALTER ISAACSON For For
5 ROBERT D. KREBS For For
6 ROBERT S. MILLER For For
7 JAMES J. O'CONNOR For For
8 GLENN F. TILTON For For
9 DAVID J. VITALE For For
10 JOHN H. WALKER For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 112400 0 04-May-2007 04-May-2007
FORD MOTOR COMPANY
SECURITY 345370860 MEETING TYPE Annual
TICKER SYMBOL F MEETING DATE 10-May-2007
ISIN AGENDA 932669128 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN R.H. BOND For For
2 STEPHEN G. BUTLER For For
3 KIMBERLY A. CASIANO For For
4 EDSEL B. FORD II For For
5 WILLIAM CLAY FORD, JR. For For
6 IRVINE O. HOCKADAY, JR. For For
7 RICHARD A. MANOOGIAN For For
8 ELLEN R. MARRAM For For
9 ALAN MULALLY For For
10 HOMER A. NEAL For For
11 JORMA OLLILA For For
12 JOHN L. THORNTON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Report/Reduce Greenhouse Gas Shareholder Against For
Emmissions
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 S/H Proposal - Environmental Shareholder Against For
08 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
09 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 46100 115000 07-May-2007 07-May-2007
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 10-May-2007
ISIN AGENDA 932673886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERIC SCHMIDT For For
2 SERGEY BRIN For For
3 LARRY PAGE For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ARTHUR D. LEVINSON For For
7 ANN MATHER For For
8 PAUL S. OTELLINI For For
9 K. RAM SHRIRAM For For
10 SHIRLEY M. TILGHMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 Approve Cash/Stock Bonus Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 11625 0 03-May-2007 03-May-2007
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 10-May-2007
ISIN AGENDA 932685071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ARTHUR D. LEVINSON For For
6 ERIC E. SCHMIDT For For
7 JEROME B. YORK For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 34150 0 07-May-2007 07-May-2007
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN
SECURITY D1882G119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN DE0005810055 AGENDA 701180351 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 3988 15022 26-Apr-2007 26-Apr-2007
CIE GENERALE D'OPTIQUE ESSILOR INTERNATIONAL SA, C
SECURITY F31668100 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN FR0000121667 AGENDA 701216776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
O.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
e.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
E.24 Management Proposal Management For For
e.25 Management Proposal Management For For
E.26 Management Proposal Management Against Against
E.27 Management Proposal Management Against Against
e.28 Management Proposal Management For For
E.29 Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 15394 7144 24-Apr-2007 24-Apr-2007
AXIS CAPITAL HOLDINGS LTD.
SECURITY G0692U109 MEETING TYPE Annual
TICKER SYMBOL AXS MEETING DATE 11-May-2007
ISIN AGENDA 932657589 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GEOFFREY BELL For For
2 CHRISTOPHER V. GREETHAM For For
3 MAURICE A. KEANE For For
4 HENRY B. SMITH For For
02 Approve Stock Compensation Plan Management For For
03 Approve Charter Amendment Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 10700 0 04-May-2007 04-May-2007
AERCAP HOLDINGS N.V.
SECURITY N00985106 MEETING TYPE Annual
TICKER SYMBOL AER MEETING DATE 11-May-2007
ISIN AGENDA 932663417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
03 Approve Financial Statements Management For
05 Approve Discharge Of Management Board Management For
06 Miscellaneous Corporate Governance Management For
07 Miscellaneous Corporate Governance Management For
08 Ratify Appointment Of Independent Auditors Management For
09 Authorize Directors To Repurchase Shares Management For
10 Approve Charter Amendment Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 83800 0 04-May-2007 04-May-2007
MELCO PBL ENTERTAINMENT (MACAU) LTD
SECURITY 585464100 MEETING TYPE Annual
TICKER SYMBOL MPEL MEETING DATE 11-May-2007
ISIN AGENDA 932684459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 158400 0 07-May-2007 07-May-2007
TOTAL S.A.
SECURITY 89151E109 MEETING TYPE Annual
TICKER SYMBOL TOT MEETING DATE 11-May-2007
ISIN AGENDA 932691769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Approve Financial Statements Management For For
O3 Dividends Management For For
O4 Approve Charter Amendment Management For For
O5 Miscellaneous Corporate Governance Management For For
O6 Miscellaneous Corporate Governance Management For For
O7 Miscellaneous Corporate Governance Management For For
O8 Miscellaneous Corporate Governance Management For For
O9 Miscellaneous Corporate Governance Management For For
O10 Miscellaneous Corporate Governance Management For Against
O11 Miscellaneous Corporate Governance Management For Against
O12 Miscellaneous Corporate Governance Management For For
E13 Miscellaneous Corporate Governance Management For For
E14 Miscellaneous Corporate Governance Management For For
E15 Miscellaneous Corporate Governance Management For For
E16 Miscellaneous Corporate Governance Management For For
E17 Miscellaneous Corporate Governance Management For For
E18 Amend Articles-Board Related Management For For
E19 Amend Articles-Board Related Management For For
E20 Amend Articles-Board Related Management For For
A Miscellaneous Corporate Governance Management For
B Miscellaneous Corporate Governance Management For
C Amend Articles-Board Related Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 58950 0 09-May-2007 09-May-2007
AERCAP HOLDINGS N.V.
SECURITY N00985106 MEETING TYPE Annual
TICKER SYMBOL AER MEETING DATE 11-May-2007
ISIN AGENDA 932696101 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
03 Miscellaneous Corporate Governance Management For
05 Miscellaneous Corporate Governance Management For
06 Miscellaneous Corporate Governance Management For
07 Miscellaneous Corporate Governance Management For
08 Miscellaneous Corporate Governance Management For
09 Miscellaneous Corporate Governance Management For
10 Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 86700 0 04-May-2007 04-May-2007
TRW AUTOMOTIVE HOLDINGS CORP.
SECURITY 87264S106 MEETING TYPE Annual
TICKER SYMBOL TRW MEETING DATE 14-May-2007
ISIN AGENDA 932657565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN C. PLANT Withheld Against
2 NEIL P. SIMPKINS Withheld Against
3 JODY G. MILLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 60500 0 04-May-2007 04-May-2007
SUNOPTA INC.
SECURITY 8676EP108 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL STKL MEETING DATE 14-May-2007
ISIN AGENDA 932692254 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVE BROMLEY For For
2 STEPHEN BRONFMAN Withheld Against
3 ROBERT FETHERSTONHAUGH For For
4 KATRINA HOUDE For For
5 CYRIL ING Withheld Against
6 JEREMY KENDALL For For
7 JAMES RIFENBERGH For For
8 JOSEPH RIZ For For
9 ALLAN ROUTH For For
10 STEVEN TOWNSEND For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 38000 0 30-Apr-2007 30-Apr-2007
HENGAN INTERNATIONAL GROUP CO LTD
SECURITY G4402L102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN KYG4402L1023 AGENDA 701204973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.i Management Proposal Management Against Against
3.ii Management Proposal Management Against Against
3.iii Management Proposal Management Against Against
3.iv Management Proposal Management Against Against
3.v Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 462000 0 30-Apr-2007 30-Apr-2007
UNILEVER N.V.
SECURITY 904784709 MEETING TYPE Annual
TICKER SYMBOL UN MEETING DATE 15-May-2007
ISIN AGENDA 932663378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
02 Adopt Accounts For Past Year Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Election Of Directors Management
1 PJ CESCAU* For For
2 CJ VAN DER GRAAF* For For
3 RD KUGLER* For For
4 THE LORD BRITTAN** For For
5 PROFESSOR W DIK** For For
6 CE GOLDEN** For For
7 DR BE GROTE** For For
8 LORD SIMON** For For
9 J-C SPINETTA** For For
10 KJ STORM** For For
11 J VAN DER VEER** Withheld Against
12 PROF. G. BERGER** For For
13 N MURTHY** For For
14 H NYASULU** For For
15 M TRESCHOW** For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
10 Approve Charter Amendment Management For For
11 Ratify Appointment Of Independent Auditors Management For For
12 Approve Charter Amendment Management For For
13 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 127900 0 04-May-2007 04-May-2007
US AIRWAYS GROUP, INC.
SECURITY 90341W108 MEETING TYPE Annual
TICKER SYMBOL LCC MEETING DATE 15-May-2007
ISIN AGENDA 932669267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DENISE M. O'LEARY For For
2 GEORGE M. PHILIP For For
3 J. STEVEN WHISLER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 52800 0 10-May-2007 10-May-2007
XTO ENERGY INC.
SECURITY 98385X106 MEETING TYPE Annual
TICKER SYMBOL XTO MEETING DATE 15-May-2007
ISIN AGENDA 932682974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 42600 0 10-May-2007 10-May-2007
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 16-May-2007
ISIN AGENDA 932664382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. ROCCA For For
2 STEFAN K. WIDENSOHLER For For
02 Approve Stock Compensation Plan Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 151600 0 11-May-2007 11-May-2007
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 16-May-2007
ISIN AGENDA 932667009 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 49600 0 11-May-2007 11-May-2007
SAFEWAY INC.
SECURITY 786514208 MEETING TYPE Annual
TICKER SYMBOL SWY MEETING DATE 16-May-2007
ISIN AGENDA 932669192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Approve Stock Compensation Plan Management For For
03 Amend Cash/Stock Bonus Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
06 S/H Proposal - Corporate Governance Shareholder Against For
07 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 64400 0 11-May-2007 11-May-2007
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2007
ISIN AGENDA 932669205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Human Rights Related Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 137700 0 11-May-2007 11-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Withheld Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 203795 0 10-May-2007 10-May-2007
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY 026874107 MEETING TYPE Annual
TICKER SYMBOL AIG MEETING DATE 16-May-2007
ISIN AGENDA 932677187 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARSHALL A. COHEN For For
2 MARTIN S. FELDSTEIN For For
3 ELLEN V. FUTTER For For
4 STEPHEN L. HAMMERMAN For For
5 RICHARD C. HOLBROOKE For For
6 FRED H. LANGHAMMER For For
7 GEORGE L. MILES, JR. For For
8 MORRIS W. OFFIT For For
9 JAMES F. ORR III For For
10 VIRGINIA M. ROMETTY For For
11 MARTIN J. SULLIVAN For For
12 MICHAEL H. SUTTON For For
13 EDMUND S.W. TSE For For
14 ROBERT B. WILLUMSTAD For For
15 FRANK G. ZARB For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 30500 0 11-May-2007 11-May-2007
JARDEN CORPORATION
SECURITY 471109108 MEETING TYPE Annual
TICKER SYMBOL JAH MEETING DATE 17-May-2007
ISIN AGENDA 932662934 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 IAN G.H. ASHKEN For For
2 RICHARD L. MOLEN For For
3 CHARLES R. KAYE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 142650 0 11-May-2007 11-May-2007
TIFFANY & CO.
SECURITY 886547108 MEETING TYPE Annual
TICKER SYMBOL TIF MEETING DATE 17-May-2007
ISIN AGENDA 932682962 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management Against Against
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management Against Against
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management Against Against
1I Miscellaneous Corporate Governance Management Against Against
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 111500 0 13-May-2007 13-May-2007
ALLIED WASTE INDUSTRIES, INC.
SECURITY 019589308 MEETING TYPE Annual
TICKER SYMBOL AW MEETING DATE 17-May-2007
ISIN AGENDA 932683180 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT M. AGATE For For
2 CHARLES H. COTROS For For
3 JAMES W. CROWNOVER For For
4 STEPHANIE DRESCHER For For
5 WILLIAM J. FLYNN For For
6 DAVID I. FOLEY For For
7 NOLAN LEHMANN For For
8 STEVEN MARTINEZ For For
9 JAMES A. QUELLA For For
10 JOHN M. TRANI For For
11 JOHN J. ZILLMER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 96400 0 12-May-2007 12-May-2007
CINRAM INTERNATIONAL INCOME FUND
SECURITY 172595100 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL CRWFF MEETING DATE 17-May-2007
ISIN AGENDA 932688368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election of Directors (Full Slate) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Incentive Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAOSSTA 01 OM C81 198200 0 11-May-2007 11-May-2007
ACE LIMITED
SECURITY G0070K103 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 17-May-2007
ISIN AGENDA 932691377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 135000 0 16-May-2007 16-May-2007
AIRCASTLE LTD.
SECURITY G0129K104 MEETING TYPE Annual
TICKER SYMBOL AYR MEETING DATE 17-May-2007
ISIN AGENDA 932695894 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD W. ALLEN For For
2 DOUGLAS A. HACKER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 140100 0 11-May-2007 12-May-2007
FEDERATED DEPARTMENT STORES, INC.
SECURITY 31410H101 MEETING TYPE Annual
TICKER SYMBOL FD MEETING DATE 18-May-2007
ISIN AGENDA 932683231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SARA LEVINSON For For
2 JOSEPH NEUBAUER For For
3 JOSEPH PICHLER For For
4 JOYCE M. ROCHE For For
5 KARL VON DER HEYDEN For For
6 CRAIG E. WEATHERUP For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 63180 0 17-May-2007 17-May-2007
UNUM GROUP
SECURITY 91529Y106 MEETING TYPE Annual
TICKER SYMBOL UNM MEETING DATE 18-May-2007
ISIN AGENDA 932685691 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E. MICHAEL CAULFIELD For For
2 RONALD E. GOLDSBERRY For For
3 MICHAEL J. PASSARELLA For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 72700 0 11-May-2007 12-May-2007
SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Annual
TICKER SYMBOL SGP MEETING DATE 18-May-2007
ISIN AGENDA 932695010 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HANS W. BECHERER For For
2 THOMAS J. COLLIGAN For For
3 FRED HASSAN For For
4 C. ROBERT KIDDER For For
5 PHILIP LEDER, M.D. For For
6 EUGENE R. MCGRATH For For
7 CARL E. MUNDY, JR. For For
8 ANTONIO M. PEREZ For For
9 PATRICIA F. RUSSO For For
10 JACK L. STAHL For For
11 KATHRYN C. TURNER For For
12 ROBERT F.W. VAN OORDT For For
13 ARTHUR F. WEINBACH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
04 Classify Board Management For For
05 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 441400 0 14-May-2007 14-May-2007
AVIS BUDGET GROUP INC.
SECURITY 053774105 MEETING TYPE Annual
TICKER SYMBOL CAR MEETING DATE 21-May-2007
ISIN AGENDA 932684598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD L. NELSON For For
2 MARY C. CHOKSI For For
3 LEONARD S. COLEMAN For For
4 LYNN KROMINGA For For
5 MARTIN L. EDELMAN For For
6 SHELI Z. ROSENBERG For For
7 F. ROBERT SALERNO For For
8 STENDER E. SWEENEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 84400 0 13-May-2007 13-May-2007
AMERICAN COMMERCIAL LINES INC.
SECURITY 025195207 MEETING TYPE Annual
TICKER SYMBOL ACLI MEETING DATE 21-May-2007
ISIN AGENDA 932686035 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CLAYTON K. YEUTTER For For
2 EUGENE I. DAVIS For For
3 MARK R. HOLDEN For For
4 RICHARD L. HUBER For For
5 NILS E. LARSEN For For
6 EMANUEL L. ROUVELAS For For
7 R. CHRISTOPHER WEBER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 13830 0 13-May-2007 13-May-2007
GENESIS LEASE LTD
SECURITY 37183T107 MEETING TYPE Annual
TICKER SYMBOL GLS MEETING DATE 21-May-2007
ISIN AGENDA 932707194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For
02 Miscellaneous Corporate Governance Management For
03 Miscellaneous Corporate Governance Management For
04 Miscellaneous Corporate Governance Management For
05 Miscellaneous Corporate Governance Management For
06 Approve Renumeration Of Directors And Auditors Management For
07 Transact Other Business Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 137800 0 16-May-2007 16-May-2007
DAH SING FINL GROUP
SECURITY Y19182107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-May-2007
ISIN HK0440001847 AGENDA 701241046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3.a Management Proposal Management For For
3.b Management Proposal Management Against Against
3.c Management Proposal Management For For
3.d Management Proposal Management For For
3.e Management Proposal Management For For
3.f Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 85200 0 10-May-2007 10-May-2007
SHANGRI-LA ASIA LTD
SECURITY G8063F106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN BMG8063F1068 AGENDA 701229191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.i Management Proposal Management For For
3.ii Management Proposal Management For For
3.iii Management Proposal Management For For
3.iv Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
6.C Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 738000 0 11-May-2007 11-May-2007
PT BUMI RESOURCES TBK
SECURITY Y7122M110 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN ID1000068703 AGENDA 701250641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
A.1 Management Proposal Management For For
A.2 Management Proposal Management For For
A.3 Management Proposal Management For For
A.4 Management Proposal Management For For
E.1 Management Proposal Management For For
E.2 Management Proposal Management For For
E.3 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 22783000 0 17-May-2007 17-May-2007
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 23-May-2007
ISIN AGENDA 932669546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 S. DECKER ANSTROM For For
2 KENNETH J. BACON For For
3 SHELDON M. BONOVITZ For For
4 EDWARD D. BREEN For For
5 JULIAN A. BRODSKY For For
6 JOSEPH J. COLLINS For For
7 J. MICHAEL COOK For For
8 JEFFREY A. HONICKMAN For For
9 BRIAN L. ROBERTS For For
10 RALPH J. ROBERTS For For
11 DR. JUDITH RODIN For For
12 MICHAEL I. SOVERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder Against For
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Proxy Process/Statement Shareholder For Against
07 S/H Proposal - Proxy Process/Statement Shareholder For Against
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 16087 0 15-May-2007 15-May-2007
INTERACTIVE DATA CORPORATION
SECURITY 45840J107 MEETING TYPE Annual
TICKER SYMBOL IDC MEETING DATE 23-May-2007
ISIN AGENDA 932679725 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STUART J. CLARK Withheld Against
2 MYRA R. DRUCKER For For
3 WILLIAM T. ETHRIDGE Withheld Against
4 RONA A. FAIRHEAD Withheld Against
5 DONALD P. GREENBERG For For
6 CASPAR J.A. HOBBS Withheld Against
7 PHILIP J. HOFFMAN Withheld Against
8 ROBERT C. LAMB, JR. For For
9 JOHN C. MAKINSON Withheld Against
10 CARL SPIELVOGEL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 194700 0 15-May-2007 15-May-2007
AMYLIN PHARMACEUTICALS, INC.
SECURITY 032346108 MEETING TYPE Annual
TICKER SYMBOL AMLN MEETING DATE 23-May-2007
ISIN AGENDA 932680728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN R. ALTMAN For For
2 TERESA BECK For For
3 DANIEL M. BRADBURY For For
4 JOSEPH C. COOK, JR. For For
5 KARIN EASTHAM For For
6 JAMES R. GAVIN III For For
7 GINGER L. GRAHAM For For
8 HOWARD E. GREENE, JR. For For
9 JAY S. SKYLER For For
10 JOSEPH P. SULLIVAN For For
11 JAMES N. WILSON For For
02 Approve Charter Amendment Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 4400 30000 15-May-2007 15-May-2007
EVEREST RE GROUP, LTD.
SECURITY G3223R108 MEETING TYPE Annual
TICKER SYMBOL RE MEETING DATE 23-May-2007
ISIN AGENDA 932682986 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 KENNETH J. DUFFY For For
2 JOSEPH V. TARANTO For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 24725 0 17-May-2007 17-May-2007
E*TRADE FINANCIAL CORPORATION
SECURITY 269246104 MEETING TYPE Annual
TICKER SYMBOL ETFC MEETING DATE 23-May-2007
ISIN AGENDA 932695250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD D. FISHER For For
2 GEORGE A. HAYTER For For
3 R. JARRETT LILIEN For For
4 DONNA L. WEAVER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 109100 0 15-May-2007 15-May-2007
NASDAQ STOCK MARKET, INC.
SECURITY 631103108 MEETING TYPE Annual
TICKER SYMBOL NDAQ MEETING DATE 23-May-2007
ISIN AGENDA 932695919 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H. FURLONG BALDWIN For For
2 MICHAEL CASEY For For
3 DANIEL COLEMAN For For
4 LON GORMAN For For
5 ROBERT GREIFELD For For
6 PATRICK J. HEALY For For
7 GLENN H. HUTCHINS For For
8 MERIT E. JANOW For For
9 JOHN D. MARKESE For For
10 THOMAS F. O'NEILL For For
11 JAMES S. RIEPE For For
12 THOMAS G. STEMBERG For For
13 DEBORAH L. WINCE-SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 40491 0 15-May-2007 15-May-2007
ELECTRICITE DE FRANCE EDF
SECURITY F2940H113 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN FR0010242511 AGENDA 701169852 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
E.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 0 0 09-May-2007 09-May-2007
ENI SPA, ROMA
SECURITY T3643A145 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN IT0003132476 AGENDA 701211790 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
O.6 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 49574 0 10-May-2007 10-May-2007
XEROX CORPORATION
SECURITY 984121103 MEETING TYPE Annual
TICKER SYMBOL XRX MEETING DATE 24-May-2007
ISIN AGENDA 932678420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GLENN A. BRITT For For
2 URSULA M. BURNS For For
3 WILLIAM CURT HUNTER For For
4 VERNON E. JORDAN, JR. For For
5 RICHARD J. HARRINGTON For For
6 ROBERT A. MCDONALD For For
7 ANNE M. MULCAHY For For
8 RALPH S. LARSEN For For
9 ANN N. REESE For For
10 MARY AGNES WILDEROTTER For For
11 N.J. NICHOLAS, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 52640 0 18-May-2007 18-May-2007
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 24-May-2007
ISIN AGENDA 932680499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management Against Against
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
04 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Political/Government Shareholder Against For
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 51100 0 17-May-2007 17-May-2007
KNIGHT TRANSPORTATION, INC.
SECURITY 499064103 MEETING TYPE Annual
TICKER SYMBOL KNX MEETING DATE 24-May-2007
ISIN AGENDA 932688902 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 KEVIN P. KNIGHT For For
2 RANDY KNIGHT For For
3 MICHAEL GARNREITER For For
02 Approve Authorized Common Stock Increase Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 22550 64800 17-May-2007 17-May-2007
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 30-May-2007
ISIN AGENDA 932676844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M.J. BOSKIN For For
2 W.W. GEORGE For For
3 J.R. HOUGHTON For For
4 W.R. HOWELL For For
5 R.C. KING For For
6 P.E. LIPPINCOTT For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S. REINEMUND For For
10 W.V. SHIPLEY For For
11 J.S. SIMON For For
12 R.W. TILLERSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
12 S/H Proposal - Political/Government Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Environmental Shareholder Against For
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 36200 0 24-May-2007 24-May-2007
FIRST DATA CORPORATION
SECURITY 319963104 MEETING TYPE Annual
TICKER SYMBOL FDC MEETING DATE 30-May-2007
ISIN AGENDA 932685285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Amend Stock Purchase Plan Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 76500 0 22-May-2007 22-May-2007
FOOT LOCKER, INC.
SECURITY 344849104 MEETING TYPE Annual
TICKER SYMBOL FL MEETING DATE 30-May-2007
ISIN AGENDA 932691529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES E. PRESTON** For For
2 MATTHEW D. SERRA** For For
3 DONA D. YOUNG** For For
4 CHRISTOPHER A SINCLAIR* For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 134900 0 22-May-2007 22-May-2007
WEATHERFORD INTERNATIONAL LTD.
SECURITY G95089101 MEETING TYPE Annual
TICKER SYMBOL WFT MEETING DATE 30-May-2007
ISIN AGENDA 932705683 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 49890 0 22-May-2007 22-May-2007
SANOFI-AVENTIS, PARIS
SECURITY F5548N101 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN FR0000120578 AGENDA 701203882 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
E.7 Management Proposal Management For For
E.8 Management Proposal Management Against Against
E.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management Against Against
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 22535 5685 27-Apr-2007 27-Apr-2007
CHINA RESOURCES ENTERPRISE LTD
SECURITY Y15037107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN HK0291001490 AGENDA 701226816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.a Management Proposal Management Against Against
3.b Management Proposal Management Against Against
3.c Management Proposal Management Against Against
3.d Management Proposal Management Against Against
3.e Management Proposal Management Against Against
3.f Management Proposal Management For For
3.g Management Proposal Management For For
3.h Management Proposal Management For For
3.i Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 580000 0 17-May-2007 17-May-2007
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WI
SECURITY A19494102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN AT0000652011 AGENDA 701241109 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 16377 0 14-May-2007 14-May-2007
CHINA RESOURCES ENTERPRISE LTD
SECURITY Y15037107 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN HK0291001490 AGENDA 701246692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 580000 0 24-May-2007 24-May-2007
AFFILIATED MANAGERS GROUP, INC.
SECURITY 008252108 MEETING TYPE Annual
TICKER SYMBOL AMG MEETING DATE 31-May-2007
ISIN AGENDA 932706940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD E. FLOOR For For
2 SEAN M. HEALEY For For
3 HAROLD J. MEYERMAN For For
4 WILLIAM J. NUTT For For
5 RITA M. RODRIGUEZ For For
6 PATRICK T. RYAN For For
7 JIDE J. ZEITLIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 2800 20300 22-May-2007 22-May-2007
SANOFI-AVENTIS
SECURITY 80105N105 MEETING TYPE Annual
TICKER SYMBOL SNY MEETING DATE 31-May-2007
ISIN AGENDA 932708704 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Receive Consolidated Financial Statements Management For For
O2 Receive Consolidated Financial Statements Management For For
O3 Dividends Management For For
O4 Ratify Appointment Of Independent Auditors Management For For
O5 Election of Directors (Majority Voting) Management For For
O6 Miscellaneous Corporate Governance Management For For
E7 Approve Authorized Common Stock Increase Management Against Against
E8 Approve Authorized Common Stock Increase Management For For
E9 Approve Authorized Common Stock Increase Management For For
E10 Miscellaneous Corporate Governance Management For For
E11 Approve Authorized Common Stock Increase Management For For
E12 Approve Stock Compensation Plan Management For For
E13 Approve Stock Compensation Plan Management For For
E14 Approve Stock Split Management For For
E15 Miscellaneous Corporate Governance Management Against Against
E16 Miscellaneous Corporate Governance Management For For
E17 Transact Other Business Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 86900 0 17-May-2007 17-May-2007
EUROCASTLE INVESTMENTS LTD, GUERNSEY
SECURITY G3222A106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 05-Jun-2007
ISIN GB00B01C5N27 AGENDA 701247668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 9708 0 21-May-2007 21-May-2007
NATIONAL OILWELL VARCO, INC.
SECURITY 637071101 MEETING TYPE Annual
TICKER SYMBOL NOV MEETING DATE 05-Jun-2007
ISIN AGENDA 932695046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BEN A. GUILL For For
2 ROGER L. JARVIS For For
3 ERIC L. MATTSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 9900 0 23-May-2007 23-May-2007
GAP, INC.
SECURITY 364760108 MEETING TYPE Annual
TICKER SYMBOL GPS MEETING DATE 05-Jun-2007
ISIN AGENDA 932700330 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD P. BEHAR For For
2 ADRIAN D.P. BELLAMY For For
3 DOMENICO DE SOLE For For
4 DONALD G. FISHER For For
5 DORIS F. FISHER For For
6 ROBERT J. FISHER For For
7 PENELOPE L. HUGHES For For
8 BOB L. MARTIN For For
9 JORGE P. MONTOYA For For
10 JAMES M. SCHNEIDER For For
11 MAYO A. SHATTUCK III For For
12 KNEELAND C. YOUNGBLOOD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 4700 0 23-May-2007 23-May-2007
INGERSOLL-RAND COMPANY LIMITED
SECURITY G4776G101 MEETING TYPE Annual
TICKER SYMBOL IR MEETING DATE 06-Jun-2007
ISIN AGENDA 932698636 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 G.D. FORSEE For For
2 P.C. GODSOE For For
3 C.J. HORNER For For
4 T.E. MARTIN For For
5 P. NACHTIGAL For For
6 O.R. SMITH For For
7 R.J. SWIFT For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 36400 0 29-May-2007 29-May-2007
JAMBA, INC.
SECURITY 47023A101 MEETING TYPE Annual
TICKER SYMBOL JMBA MEETING DATE 06-Jun-2007
ISIN AGENDA 932711864 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 44180 66000 23-May-2007 23-May-2007
ABER DIAMOND CORPORATION
SECURITY 002893105 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL ABER MEETING DATE 06-Jun-2007
ISIN AGENDA 932715999 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election of Directors (Full Slate) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Company Name Change Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 11600 0 22-May-2007 22-May-2007
GLOBALSANTAFE CORPORATION
SECURITY G3930E101 MEETING TYPE Annual
TICKER SYMBOL GSF MEETING DATE 07-Jun-2007
ISIN AGENDA 932705912 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDWARD R. MULLER For For
2 JOHN L. WHITMIRE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 20925 0 29-May-2007 29-May-2007
GARMIN LTD.
SECURITY G37260109 MEETING TYPE Annual
TICKER SYMBOL GRMN MEETING DATE 08-Jun-2007
ISIN AGENDA 932701863 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GENE M. BETTS For For
2 THOMAS A. MCDONNELL For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 7379 118000 25-May-2007 25-May-2007
CATERPILLAR INC.
SECURITY 149123101 MEETING TYPE Annual
TICKER SYMBOL CAT MEETING DATE 13-Jun-2007
ISIN AGENDA 932706231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN T. DILLON For For
2 JUAN GALLARDO For For
3 WILLIAM A. OSBORN For For
4 EDWARD B. RUST, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 6170 0 31-May-2007 31-May-2007
HOPSON DEV HLDGS LTD
SECURITY G4600H101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2007
ISIN BMG4600H1016 AGENDA 701225547 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.A Management Proposal Management Against Against
2.B Management Proposal Management Against Against
2.C Management Proposal Management Against Against
2.D Management Proposal Management Against Against
2.E Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
6.C Management Proposal Management For For
7. Management Proposal Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 0 0 31-May-2007
CHINA MERCHANTS BANK CO LTD, SHENZEN
SECURITY Y14896115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2007
ISIN CN000A0KFDV9 AGENDA 701262800 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7.1 Management Proposal Management For For
7.2 Management Proposal Management For For
7.3 Management Proposal Management For For
7.4 Management Proposal Management For For
7.5 Management Proposal Management For For
7.6 Management Proposal Management For For
7.7 Management Proposal Management For For
7.8 Management Proposal Management For For
7.9 Management Proposal Management For For
7.10 Management Proposal Management For For
7.11 Management Proposal Management For For
7.12 Management Proposal Management For For
7.13 Management Proposal Management For For
7.14 Management Proposal Management For For
7.15 Management Proposal Management For For
7.16 Management Proposal Management For For
7.17 Management Proposal Management For For
7.18 Management Proposal Management For For
7.19 Management Proposal Management For For
8.1 Management Proposal Management For For
8.2 Management Proposal Management For For
8.3 Management Proposal Management For For
8.4 Management Proposal Management For For
8.5 Management Proposal Management For For
8.6 Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 1225000 0 31-May-2007 31-May-2007
CTRIP.COM INTERNATIONAL, LTD.
SECURITY 22943F100 MEETING TYPE Annual
TICKER SYMBOL CTRP MEETING DATE 15-Jun-2007
ISIN AGENDA 932699575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For
O2 Amend Stock Compensation Plan Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 78200 0 06-Jun-2007 06-Jun-2007
EVRAZ GROUP S A
SECURITY 30050A202 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Jun-2007
ISIN US30050A2024 AGENDA 701282624 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 64150 0 11-Jun-2007 11-Jun-2007
AISIN SEIKI CO.,LTD.
SECURITY J00714105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2007
ISIN JP3102000001 AGENDA 701271114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5 Appoint Accounting Auditors Management For For
6 Approve Payment of Bonuses to Corporate Officers Management For For
7 Approve Issuance of Share Acquisition Rights
to Third Parties on Favorable Conditions Management For For
8 Approve Provision of Retirement Allowance for
Retiring Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 55000 0 10-Jun-2007 10-Jun-2007
SONY CORPORATION
SECURITY J76379106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2007
ISIN JP3435000009 AGENDA 701271443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
1.12 Appoint a Director Management For For
1.13 Appoint a Director Management For For
1.14 Appoint a Director Management For For
2 Appoint Accounting Auditors Management For For
3 Others Management For For
4 Shareholders' Proposals Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 45800 0 10-Jun-2007 10-Jun-2007
EISAI CO.,LTD.
SECURITY J12852117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3160400002 AGENDA 701235093 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights
to Third Parties on Favorable Conditions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 10300 6000 11-Jun-2007 11-Jun-2007
ORIX CORPORATION
SECURITY J61933123 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3200450009 AGENDA 701236158 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 2300 0 11-Jun-2007 11-Jun-2007
TOYOTA MORTOR CORPORATION
SECURITY J92676113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3633400001 AGENDA 701287838 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
2.15 Appoint a Director Management For For
2.16 Appoint a Director Management For For
2.17 Appoint a Director Management For For
2.18 Appoint a Director Management For For
2.19 Appoint a Director Management For For
2.20 Appoint a Director Management For For
2.21 Appoint a Director Management For For
2.22 Appoint a Director Management For For
2.23 Appoint a Director Management For For
2.24 Appoint a Director Management For For
2.25 Appoint a Director Management For For
2.26 Appoint a Director Management For For
2.27 Appoint a Director Management For For
2.28 Appoint a Director Management For For
2.29 Appoint a Director Management For For
2.30 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4 Appoint Accounting Auditors Management For For
5 Others Management For For
6 Approve Purchase of Own Shares Management For For
7 Approve Provision of Retirement Allowance for
Retiring Auditors Management For For
8 Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 23500 0 13-Jun-2007 13-Jun-2007
HONDA MOTOR CO., LTD.
SECURITY 438128308 MEETING TYPE Annual
TICKER SYMBOL HMC MEETING DATE 22-Jun-2007
ISIN AGENDA 932736284 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Allocation Of Dividends On Shares Held By Management For For
Company
02 Approve Article Amendments Management For For
03 Election Of Directors Management
1 TAKEO FUKUI For For
2 SATOSHI AOKI For For
3 MINORU HARADA For For
4 ATSUYOSHI HYOGO For For
5 SATOSHI TOSHIDA For For
6 KOKI HIRASHIMA For For
7 KOICHI KONDO For For
8 MIKIO YOSHIMI For For
9 TORU ONDA For For
10 AKIRA TAKANO For For
11 SHIGERU TAKAGI For For
12 TETSUO IWAMURA For For
13 TATSUHIRO OYAMA For For
14 SATORU KISHI For For
15 KENSAKU HOGEN For For
16 HIROYUKI YOSHINO For For
17 FUMIHIKO IKE For For
18 TAKANOBU ITO For For
19 MASAAKI KATO For For
20 SHO MINEKAWA For For
4A Ratify Appointment Of Independent Auditors Management For For
4B Ratify Appointment Of Independent Auditors Management For For
05 Receive Consolidated Financial Statements Management For For
06 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 24100 0 10-Jun-2007 10-Jun-2007
CLIMATE EXCHANGE PLC, LONDON
SECURITY G2311R103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2007
ISIN GB0033551168 AGENDA 701281925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
S.5 Management Proposal Management Against Against
S.6 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 34052 0 13-Jun-2007 13-Jun-2007
JAPAN PETROLEUM EXPLORATION CO.,LTD.
SECURITY J2740Q103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2007
ISIN JP3421100003 AGENDA 701284313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Approve Provision of Retirement Allowance for Management For For
Retiring Directors
6 Approve Payment of Bonuses to Corporate Officers Management For For
7 Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 13200 0 13-Jun-2007 13-Jun-2007
M.D.C. HOLDINGS, INC.
SECURITY 552676108 MEETING TYPE Annual
TICKER SYMBOL MDC MEETING DATE 25-Jun-2007
ISIN AGENDA 932705607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. BERMAN For For
2 HERBERT T. BUCHWALD For For
3 LARRY A. MIZEL Withheld Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 23600 0 21-Jun-2007 21-Jun-2007
ASTELLAS PHARMA INC.
SECURITY J03393105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3942400007 AGENDA 701235079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5. Others Management For For
6. Approve Payment of Bonuses to Corporate
Officers Management For For
7. Approve Issuance of Share Acquisition Rights
to Third Parties on Favorable Conditions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 38500 0 14-Jun-2007 14-Jun-2007
ALSTOM, PARIS
SECURITY F0259M475 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN FR0010220475 AGENDA 701303911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management Against Against
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
E.24 Management Proposal Management For For
E.25 Management Proposal Management For For
E.26 Management Proposal Management For For
E.27 Management Proposal Management For For
E.28 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 22759 0 19-Jun-2007 19-Jun-2007
CIRCUIT CITY STORES, INC.
SECURITY 172737108 MEETING TYPE Annual
TICKER SYMBOL CC MEETING DATE 26-Jun-2007
ISIN AGENDA 932721776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA S. FEIGIN For For
2 ALLEN B. KING For For
3 CAROLYN Y. WOO For For
4 JAMES F. HARDYMON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 77800 0 21-Jun-2007 21-Jun-2007
TRUBNAYA METALLURGICHESKAYA KOMPANYA OAO, MOSCOW
SECURITY 87260R102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jun-2007
ISIN US87260R1023 AGENDA 701295734 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
3.1 Management Proposal Management For For
3.2 Management Proposal Management For For
3.3 Management Proposal Management For For
3.4 Management Proposal Management For For
3.5 Management Proposal Management For For
3.6 Management Proposal Management For For
3.7 Management Proposal Management For For
3.8 Management Proposal Management For For
3.9 Management Proposal Management For For
3.10 Management Proposal Management For For
4.1 Management Proposal Management For For
4.2 Management Proposal Management For For
4.3 Management Proposal Management For For
5. Management Proposal Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 54200 0 18-Jun-2007 18-Jun-2007
OAO TMK
SECURITY 87260R102 MEETING TYPE Annual
TICKER SYMBOL TMKOL MEETING DATE 27-Jun-2007
ISIN AGENDA 932744116 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Renumeration Of Directors And Auditors Management For
02 Approve Financial Statements Management For
4A Miscellaneous Corporate Governance Management For
4B Miscellaneous Corporate Governance Management For
4C Miscellaneous Corporate Governance Management For
05 Ratify Appointment Of Independent Auditors Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 1600 0 25-Jun-2007
SHIONOGI & CO., LTD.
SECURITY J74229105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3347200002 AGENDA 701281139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Approve Payment of Bonuses to Corporate Officers Management For For
6 Amend the Compensation to be received by Corporate Management For For
Officers
7 Approve Provision of Retirement Allowance for Management For For
Retiring Auditors
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 138200 0 19-Jun-2007 19-Jun-2007
OIL CO LUKOIL
SECURITY 677862104 MEETING TYPE Annual
TICKER SYMBOL LUKOY MEETING DATE 28-Jun-2007
ISIN AGENDA 932734189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For
3A Miscellaneous Corporate Governance Management For
3B Miscellaneous Corporate Governance Management For
3C Miscellaneous Corporate Governance Management For
4A Approve Renumeration Of Directors And Auditors Management For
4B Approve Renumeration Of Directors And Auditors Management For
05 Ratify Appointment Of Independent Auditors Management For
06 Miscellaneous Shareholder Equity - Global Management For
07 Approve Charter Amendment Management For
08 Miscellaneous Corporate Governance Management For
9A Miscellaneous Corporate Actions Management For
9B Miscellaneous Corporate Actions Management For
9C Miscellaneous Corporate Actions Management For
9D Miscellaneous Corporate Actions Management For
9E Miscellaneous Corporate Actions Management For
10 Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 34000 0 15-Jun-2007 15-Jun-2007
OIL CO LUKOIL
SECURITY 677862104 MEETING TYPE Annual
TICKER SYMBOL LUKOY MEETING DATE 28-Jun-2007
ISIN AGENDA 932736195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
2A Miscellaneous Corporate Governance Management Abstain
2B Miscellaneous Corporate Governance Management For
2C Miscellaneous Corporate Governance Management Abstain
2D Miscellaneous Corporate Governance Management Abstain
2E Miscellaneous Corporate Governance Management Abstain
2F Miscellaneous Corporate Governance Management For
2G Miscellaneous Corporate Governance Management Abstain
2H Miscellaneous Corporate Governance Management For
2I Miscellaneous Corporate Governance Management For
2J Miscellaneous Corporate Governance Management Abstain
2K Miscellaneous Corporate Governance Management Abstain
2L Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997XDAO 837 374000 0 15-Jun-2007 15-Jun-2007
GAZPROM OAO, MOSCOW
SECURITY 368287207 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN US3682872078 AGENDA 701269145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management Against Against
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9.1 Management Proposal Management For For
9.2 Management Proposal Management For For
9.3 Management Proposal Management For For
9.4 Management Proposal Management For For
9.5 Management Proposal Management For For
9.6 Management Proposal Management For For
9.7 Management Proposal Management For For
9.8 Management Proposal Management For For
9.9 Management Proposal Management For For
9.10 Management Proposal Management For For
9.11 Management Proposal Management For For
9.12 Management Proposal Management For For
9.13 Management Proposal Management For For
9.14 Management Proposal Management For For
9.15 Management Proposal Management For For
9.16 Management Proposal Management For For
9.17 Management Proposal Management For For
9.18 Management Proposal Management For For
9.19 Management Proposal Management For For
9.20 Management Proposal Management For For
9.21 Management Proposal Management For For
9.22 Management Proposal Management For For
9.23 Management Proposal Management For For
9.24 Management Proposal Management For For
9.25 Management Proposal Management For For
9.26 Management Proposal Management For For
9.27 Management Proposal Management For For
9.28 Management Proposal Management For For
9.29 Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
10.1 Management Proposal Management Abstain Against
10.2 Management Proposal Management Abstain Against
10.3 Management Proposal Management Abstain Against
10.4 Management Proposal Management Abstain Against
10.5 Management Proposal Management Abstain Against
10.6 Management Proposal Management Abstain Against
10.7 Management Proposal Management Abstain Against
10.8 Management Proposal Management Abstain Against
10.9 Management Proposal Management Abstain Against
10.10 Management Proposal Management Abstain Against
10.11 Management Proposal Management Abstain Against
10.12 Management Proposal Management Abstain Against
10.13 Management Proposal Management Abstain Against
10.14 Management Proposal Management For For
10.15 Management Proposal Management Abstain Against
10.16 Management Proposal Management Abstain Against
10.17 Management Proposal Management Abstain Against
10.18 Management Proposal Management Abstain Against
10.19 Management Proposal Management Abstain Against
Non-Voting Proposal Note Non-Voting
11.1 Gps Mgmt Director Management For For
11.2 Gps Mgmt Director Management Abstain Against
11.3 Gps Mgmt Director Management For For
11.4 Gps Mgmt Director Management For For
11.5 Gps Mgmt Director Management Abstain Against
11.6 Gps Mgmt Director Management For For
11.7 Gps Mgmt Director Management Abstain Against
11.8 Gps Mgmt Director Management Abstain Against
11.9 Gps Mgmt Director Management For For
11.10 Gps Mgmt Director Management
11.11 Gps Mgmt Director Management
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 106213 0 18-Jun-2007 18-Jun-2007
CATHAY PACIFIC AIRWAYS LTD
SECURITY Y11757104 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN HK0293001514 AGENDA 701270910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 871000 0 19-Jun-2007 19-Jun-2007
TESCO PLC
SECURITY G87621101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN GB0008847096 AGENDA 701272534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
S.13 Management Proposal Management For For
S.14 Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
S.17 Management Proposal Management For For
18. Management Proposal Management For For
19. Management Proposal Management For For
20. Management Proposal Management For For
21. Management Proposal Management For For
22. Management Proposal Management For For
23. Management Proposal Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
XDAO 50P 346619 0 21-Jun-2007 21-Jun-2007
Investment Company Report
The Hartford Disciplined Equity Fund
BELLSOUTH CORPORATION
SECURITY 079860102 MEETING TYPE Special
TICKER SYMBOL BLS MEETING DATE 21-Jul-2006
ISIN AGENDA 932551511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 99100 0 18-Jul-2006 18-Jul-2006
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 287900 0 17-Jul-2006 17-Jul-2006
DELL INC.
SECURITY 24702R101 MEETING TYPE Annual
TICKER SYMBOL DELL MEETING DATE 21-Jul-2006
ISIN AGENDA 932554593 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DONALD J. CARTY For For
2 MICHAEL S. DELL For For
3 WILLIAM H. GRAY, III For For
4 SALLIE L. KRAWCHECK For For
5 ALAN (A.G.) LAFLEY For For
6 JUDY C. LEWENT For For
7 KLAUS S. LUFT For For
8 ALEX J. MANDL For For
9 MICHAEL A. MILES For For
10 SAMUEL A. NUNN, JR. For For
11 KEVIN B. ROLLINS For For
02 Ratify Appointment Of Independent Auditors Management For For
SH1 S/H Proposal - Human Rights Related Shareholder Against For
SH2 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 152200 0 18-Jul-2006 18-Jul-2006
MCKESSON CORPORATION
SECURITY 58155Q103 MEETING TYPE Annual
TICKER SYMBOL MCK MEETING DATE 26-Jul-2006
ISIN AGENDA 932557931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WAYNE A. BUDD For For
2 ALTON F. IRBY III For For
3 DAVID M. LAWRENCE, M.D. For For
4 JAMES V. NAPIER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 181900 0 17-Jul-2006 17-Jul-2006
FOREST LABORATORIES, INC.
SECURITY 345838106 MEETING TYPE Annual
TICKER SYMBOL FRX MEETING DATE 07-Aug-2006
ISIN AGENDA 932562615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD SOLOMON For For
2 NESLI BASGOZ, M.D. For For
3 WILLIAM J. CANDEE, III For For
4 GEORGE S. COHAN For For
5 DAN L. GOLDWASSER For For
6 KENNETH E. GOODMAN For For
7 LESTER B. SALANS, M.D. For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 199200 0 28-Jul-2006 28-Jul-2006
WACHOVIA CORPORATION
SECURITY 929903102 MEETING TYPE Special
TICKER SYMBOL WB MEETING DATE 31-Aug-2006
ISIN AGENDA 932569835 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 112800 0 30-Aug-2006 30-Aug-2006
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 25-Sep-2006
ISIN AGENDA 932573086 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PAUL DANOS For For
2 WILLIAM T. ESREY For For
3 RAYMOND V. GILMARTIN For For
4 JUDITH RICHARDS HOPE For For
5 HEIDI G. MILLER For For
6 H. OCHOA-BRILLEMBOURG For For
7 STEVE ODLAND For For
8 KENDALL J. POWELL For For
9 MICHAEL D. ROSE For For
10 ROBERT L. RYAN For For
11 STEPHEN W. SANGER For For
12 A. MICHAEL SPENCE For For
13 DOROTHY A. TERRELL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Option Grants Management For For
04 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 175600 0 14-Sep-2006 14-Sep-2006
UNIVISION COMMUNICATIONS INC.
SECURITY 914906102 MEETING TYPE Special
TICKER SYMBOL UVN MEETING DATE 27-Sep-2006
ISIN AGENDA 932577591 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 36800 0 19-Sep-2006 19-Sep-2006
PARKER-HANNIFIN CORPORATION
SECURITY 701094104 MEETING TYPE Annual
TICKER SYMBOL PH MEETING DATE 25-Oct-2006
ISIN AGENDA 932586780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT J. KOHLHEPP Withheld Against
2 GIULIO MAZZALUPI Withheld Against
3 KLAUS-PETER MUELLER Withheld Against
4 MARKOS I. TAMBAKERAS Withheld Against
02 Ratify Appointment Of Independent Auditors Management
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 75700 0 12-Oct-2006 12-Oct-2006
MEMC ELECTRONIC MATERIALS, INC.
SECURITY 552715104 MEETING TYPE Annual
TICKER SYMBOL WFR MEETING DATE 25-Oct-2006
ISIN AGENDA 932587922 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT J. BOEHLKE For For
2 C. DOUGLAS MARSH For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 101400 0 16-Oct-2006 16-Oct-2006
SEAGATE TECHNOLOGY
SECURITY G7945J104 MEETING TYPE Annual
TICKER SYMBOL STX MEETING DATE 26-Oct-2006
ISIN AGENDA 932591286 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 69500 0 19-Oct-2006 19-Oct-2006
LAM RESEARCH CORPORATION
SECURITY 512807108 MEETING TYPE Annual
TICKER SYMBOL LRCX MEETING DATE 02-Nov-2006
ISIN AGENDA 932593139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES W. BAGLEY For For
2 DAVID G. ARSCOTT For For
3 ROBERT M. BERDAHL For For
4 RICHARD J. ELKUS, JR. For For
5 JACK R. HARRIS For For
6 GRANT M. INMAN For For
7 CATHERINE P. LEGO For For
8 STEPHEN G. NEWBERRY For For
9 SEIICHI WATANABE For For
10 PATRICIA S. WOLPERT For For
02 Amend Cash/Stock Bonus Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 203400 0 26-Oct-2006 26-Oct-2006
CARDINAL HEALTH, INC.
SECURITY 14149Y108 MEETING TYPE Annual
TICKER SYMBOL CAH MEETING DATE 08-Nov-2006
ISIN AGENDA 932592973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN F. FINN For For
2 DAVID W. RAISBECK For For
3 ROBERT D. WALTER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Put Golden Parachute To Shareholder
Vote Shareholder Against For
04 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
05 S/H Proposal - Ban Golden Parachutes Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 136100 0 06-Nov-2006 06-Nov-2006
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 14-Nov-2006
ISIN AGENDA 932591173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 627500 0 13-Nov-2006 13-Nov-2006
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 15-Nov-2006
ISIN AGENDA 932588405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CAROL A. BARTZ For For
2 M. MICHELE BURNS For For
3 MICHAEL D. CAPELLAS For For
4 LARRY R. CARTER For For
5 JOHN T. CHAMBERS For For
6 DR. JOHN L. HENNESSY For For
7 RICHARD M. KOVACEVICH For For
8 RODERICK C. MCGEARY For For
9 STEVEN M. WEST For For
10 JERRY YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
05 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 395950 0 13-Nov-2006 13-Nov-2006
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 07-Feb-2007
ISIN AGENDA 932618119 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 107200 0 30-Jan-2007 30-Jan-2007
TD AMERITRADE HOLDING CORPORATION
SECURITY 87236Y108 MEETING TYPE Annual
TICKER SYMBOL AMTD MEETING DATE 27-Feb-2007
ISIN AGENDA 932627740 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARSHALL A. COHEN For For
2 WILLIAM H. HATANAKA For For
3 ROBERT T. SLEZAK For For
4 ALLAN R. TESSLER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 842 0 16-Feb-2007 16-Feb-2007
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 08-Mar-2007
ISIN AGENDA 932624910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN E. BRYSON For For
2 JOHN S. CHEN For For
3 JUDITH L. ESTRIN For For
4 ROBERT A. IGER For For
5 STEVEN P. JOBS For For
6 FRED H. LANGHAMMER For For
7 AYLWIN B. LEWIS For For
8 MONICA C. LOZANO For For
9 ROBERT W. MATSCHULLAT For For
10 JOHN E. PEPPER, JR. For For
11 ORIN C. SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Corporate Governance Shareholder Against For
06 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 34400 0 01-Mar-2007 01-Mar-2007
HEWLETT-PACKARD COMPANY
SECURITY 428236103 MEETING TYPE Annual
TICKER SYMBOL HPQ MEETING DATE 14-Mar-2007
ISIN AGENDA 932626394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 161200 0 12-Mar-2007 12-Mar-2007
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Special
TICKER SYMBOL FCX MEETING DATE 14-Mar-2007
ISIN AGENDA 932632525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Charter Amendment Management For For
02 Approve Merger Agreement Management For For
03 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 305 30195 01-Mar-2007 01-Mar-2007
THE GOODYEAR TIRE & RUBBER COMPANY
SECURITY 382550101 MEETING TYPE Annual
TICKER SYMBOL GT MEETING DATE 10-Apr-2007
ISIN AGENDA 932639226 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES C. BOLAND For For
2 JOHN G. BREEN For For
3 WILLIAM J. HUDSON, JR. For For
4 ROBERT J. KEEGAN For For
5 STEVEN A. MINTER For For
6 DENISE M. MORRISON For For
7 RODNEY O'NEAL For For
8 SHIRLEY D. PETERSON For For
9 G. CRAIG SULLIVAN For For
10 THOMAS H. WEIDEMEYER For For
11 MICHAEL R. WESSEL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 51500 0 03-Apr-2007 03-Apr-2007
THE GOLDMAN SACHS GROUP, INC.
SECURITY 38141G104 MEETING TYPE Annual
TICKER SYMBOL GS MEETING DATE 11-Apr-2007
ISIN AGENDA 932632917 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For
1B Miscellaneous Corporate Governance Management For
1C Miscellaneous Corporate Governance Management For
1D Miscellaneous Corporate Governance Management For
1E Miscellaneous Corporate Governance Management For
1F Miscellaneous Corporate Governance Management For
1G Miscellaneous Corporate Governance Management For
1H Miscellaneous Corporate Governance Management For
1I Miscellaneous Corporate Governance Management For
1J Miscellaneous Corporate Governance Management For
1K Miscellaneous Corporate Governance Management For
1L Miscellaneous Corporate Governance Management For
1M Miscellaneous Corporate Governance Management For
02 Ratify Appointment Of Independent Auditors Management For
03 S/H Proposal - Establish Nominating Committee Shareholder Against
04 S/H Proposal - Proxy Process/Statement Shareholder Against
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 42000 0 23-Mar-2007 23-Mar-2007
LEHMAN BROTHERS HOLDINGS INC.
SECURITY 524908100 MEETING TYPE Annual
TICKER SYMBOL LEH MEETING DATE 12-Apr-2007
ISIN AGENDA 932635482 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management Against Against
04 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 28900 56700 29-Mar-2007 29-Mar-2007
U.S. BANCORP
SECURITY 902973304 MEETING TYPE Annual
TICKER SYMBOL USB MEETING DATE 17-Apr-2007
ISIN AGENDA 932637450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 V. BUYNISKI GLUCKMAN For For
2 ARTHUR D. COLLINS, JR. For For
3 OLIVIA F. KIRTLEY For For
4 JERRY W. LEVIN For For
5 RICHARD G. REITEN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Declassify Board Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 79200 0 03-Apr-2007 03-Apr-2007
DOVER CORPORATION
SECURITY 260003108 MEETING TYPE Annual
TICKER SYMBOL DOV MEETING DATE 17-Apr-2007
ISIN AGENDA 932638488 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 D.H. BENSON For For
2 R.W. CREMIN For For
3 J-P.M. ERGAS For For
4 K.C. GRAHAM For For
5 R.L. HOFFMAN For For
6 J.L. KOLEY For For
7 R.K. LOCHRIDGE For For
8 T.L. REECE For For
9 B.G. RETHORE For For
10 M.B. STUBBS For For
11 M.A. WINSTON For For
02 S/H Proposal - Proxy Process/Statement Shareholder Against For
03 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 109300 0 03-Apr-2007 03-Apr-2007
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2007
ISIN AGENDA 932641562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 268350 0 16-Apr-2007 16-Apr-2007
WHIRLPOOL CORPORATION
SECURITY 963320106 MEETING TYPE Annual
TICKER SYMBOL WHR MEETING DATE 17-Apr-2007
ISIN AGENDA 932646079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 27732 18668 29-Mar-2007 29-Mar-2007
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 20-Apr-2007
ISIN AGENDA 932639199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAIN J.P. BELDA For For
2 CARLOS GHOSN For For
3 HENRY B. SCHACHT For For
4 FRANKLIN A. THOMAS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 169700 0 03-Apr-2007 03-Apr-2007
INTERNATIONAL BUSINESS MACHINES CORP
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 24-Apr-2007
ISIN AGENDA 932642944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 C. BLACK For For
2 K.I. CHENAULT For For
3 J. DORMANN For For
4 M.L. ESKEW For For
5 S.A. JACKSON For For
6 M. MAKIHARA For For
7 L.A. NOTO For For
8 J.W. OWENS For For
9 S.J. PALMISANO For For
10 J.E. SPERO For For
11 S. TAUREL For For
12 L.H. ZAMBRANO For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
05 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
06 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 61200 0 23-Apr-2007 23-Apr-2007
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 24-Apr-2007
ISIN AGENDA 932651842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BERNDT For For
2 MR. BUNCH For For
3 MR. CHELLGREN For For
4 MR. CLAY For For
5 MR. DAVIDSON For For
6 MS. JAMES For For
7 MR. KELSON For For
8 MR. LINDSAY For For
9 MR. MASSARO For For
10 MS. PEPPER For For
11 MR. ROHR For For
12 MR. SHEPARD For For
13 MS. STEFFES For For
14 MR. STRIGL For For
15 MR. THIEKE For For
16 MR. USHER For For
17 MR. WALLS For For
18 MR. WEHMEIER For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 2207 18493 16-Apr-2007 16-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 89500 0 19-Apr-2007 19-Apr-2007
MEMC ELECTRONIC MATERIALS, INC.
SECURITY 552715104 MEETING TYPE Annual
TICKER SYMBOL WFR MEETING DATE 25-Apr-2007
ISIN AGENDA 932643910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN MARREN For For
2 WILLIAM E. STEVENS For For
3 JAMES B. WILLIAMS For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 77400 0 20-Apr-2007 20-Apr-2007
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 25-Apr-2007
ISIN AGENDA 932644481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
1Q Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 242900 0 17-Apr-2007 17-Apr-2007
MARATHON OIL CORPORATION
SECURITY 565849106 MEETING TYPE Annual
TICKER SYMBOL MRO MEETING DATE 25-Apr-2007
ISIN AGENDA 932645003 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
05 Approve Authorized Common Stock Increase Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 6700 0 19-Apr-2007 19-Apr-2007
OFFICEMAX INCORPORATED
SECURITY 67622P101 MEETING TYPE Annual
TICKER SYMBOL OMX MEETING DATE 25-Apr-2007
ISIN AGENDA 932645154 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DORRIT J. BERN For For
2 WARREN F. BRYANT For For
3 BRIAN C. CORNELL For For
4 JOSEPH M. DEPINTO For For
5 SAM K. DUNCAN For For
6 RAKESH GANGWAL For For
7 GARY G. MICHAEL For For
8 F. RUIZ DE LUZURIAGA For For
9 DAVID M. SZYMANSKI For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 3984 9616 19-Apr-2007 19-Apr-2007
NRG ENERGY, INC.
SECURITY 629377508 MEETING TYPE Annual
TICKER SYMBOL NRG MEETING DATE 25-Apr-2007
ISIN AGENDA 932646550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID CRANE For For
2 STEPHEN L. CROPPER For For
3 MAUREEN MISKOVIC For For
4 THOMAS H. WEIDEMEYER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 3070 33130 19-Apr-2007 19-Apr-2007
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-Apr-2007
ISIN AGENDA 932647007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 113100 0 19-Apr-2007 19-Apr-2007
THE MCGRAW-HILL COMPANIES, INC.
SECURITY 580645109 MEETING TYPE Annual
TICKER SYMBOL MHP MEETING DATE 25-Apr-2007
ISIN AGENDA 932647122 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PEDRO ASPE Withheld Against
2 ROBERT P. MCGRAW Withheld Against
3 H. OCHOA-BRILLEMBOURG Withheld Against
4 EDWARD B. RUST, JR. Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
04 S/H Proposal - Corporate Governance Shareholder For Against
05 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 57100 0 19-Apr-2007 19-Apr-2007
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 26-Apr-2007
ISIN AGENDA 932640091 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Classify/Stagger Board Of Directors Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Human Rights Related Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 99500 0 19-Apr-2007 19-Apr-2007
EMBARQ CORPORATION
SECURITY 29078E105 MEETING TYPE Annual
TICKER SYMBOL EQ MEETING DATE 26-Apr-2007
ISIN AGENDA 932642475 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PETER C. BROWN For For
2 STEVEN A. DAVIS For For
3 DANIEL R. HESSE For For
4 JOHN P. MULLEN For For
5 WILLIAM A. OWENS For For
6 DINESH C. PALIWAL For For
7 STEPHANIE M. SHERN For For
8 LAURIE A. SIEGEL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 17600 0 20-Apr-2007 20-Apr-2007
LOCKHEED MARTIN CORPORATION
SECURITY 539830109 MEETING TYPE Annual
TICKER SYMBOL LMT MEETING DATE 26-Apr-2007
ISIN AGENDA 932644835 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E.C.'PETE'ALDRIDGE, JR. For For
2 NOLAN D. ARCHIBALD For For
3 MARCUS C. BENNETT For For
4 JAMES O. ELLIS, JR. For For
5 GWENDOLYN S. KING For For
6 JAMES M. LOY For For
7 DOUGLAS H. MCCORKINDALE For For
8 EUGENE F. MURPHY For For
9 JOSEPH W. RALSTON For For
10 FRANK SAVAGE For For
11 JAMES M. SCHNEIDER For For
12 ANNE STEVENS For For
13 ROBERT J. STEVENS For For
14 JAMES R. UKROPINA For For
15 DOUGLAS C. YEARLEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 77200 0 19-Apr-2007 19-Apr-2007
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 26-Apr-2007
ISIN AGENDA 932650434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Corporate Governance Shareholder Against For
10 Miscellaneous Corporate Governance Management Abstain
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 52200 0 19-Apr-2007 19-Apr-2007
ALTRIA GROUP, INC.
SECURITY 02209S103 MEETING TYPE Annual
TICKER SYMBOL MO MEETING DATE 26-Apr-2007
ISIN AGENDA 932652349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ELIZABETH E. BAILEY For For
2 HAROLD BROWN For For
3 MATHIS CABIALLAVETTA For For
4 LOUIS C. CAMILLERI For For
5 J. DUDLEY FISHBURN For For
6 ROBERT E.R. HUNTLEY For For
7 THOMAS W. JONES For For
8 GEORGE MUNOZ For For
9 LUCIO A. NOTO For For
10 JOHN S. REED For For
11 STEPHEN M. WOLF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Tobacco Shareholder Against For
06 S/H Proposal - Tobacco Shareholder Against For
07 S/H Proposal - Animal Rights Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 127700 0 19-Apr-2007 19-Apr-2007
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2007
ISIN AGENDA 932646360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A01 Miscellaneous Corporate Governance Management For For
A02 Miscellaneous Corporate Governance Management For For
A03 Miscellaneous Corporate Governance Management For For
A04 Miscellaneous Corporate Governance Management For For
A05 Miscellaneous Corporate Governance Management For For
A06 Miscellaneous Corporate Governance Management For For
A07 Miscellaneous Corporate Governance Management For For
A08 Miscellaneous Corporate Governance Management For For
A09 Miscellaneous Corporate Governance Management For For
A10 Miscellaneous Corporate Governance Management For For
A11 Miscellaneous Corporate Governance Management For For
A12 Miscellaneous Corporate Governance Management For For
A13 Miscellaneous Corporate Governance Management For For
A14 Miscellaneous Corporate Governance Management For For
A15 Miscellaneous Corporate Governance Management For For
A16 Miscellaneous Corporate Governance Management For For
A17 Miscellaneous Corporate Governance Management For For
B02 Ratify Appointment Of Independent Auditors Management For For
B03 Approve Cash/Stock Bonus Plan Management For For
C04 S/H Proposal - Political/Government Shareholder Against For
C05 S/H Proposal - Corporate Governance Shareholder For Against
C06 S/H Proposal - Executive Compensation Shareholder Against For
C07 S/H Proposal - Executive Compensation Shareholder For Against
C08 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 331920 0 19-Apr-2007 19-Apr-2007
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2007
ISIN AGENDA 932647069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 R.S. AUSTIN For For
2 W.M. DALEY For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 R.A. GONZALEZ For For
6 D.A.L. OWEN For For
7 B. POWELL JR. For For
8 W.A. REYNOLDS For For
9 R.S. ROBERTS For For
10 S.C. SCOTT III For For
11 W.D. SMITHBURG For For
12 G.F. TILTON For For
13 M.D. WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 16740 0 19-Apr-2007 19-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 293200 0 23-Apr-2007 23-Apr-2007
THE TRAVELERS COMPANIES, INC.
SECURITY 89417E109 MEETING TYPE Annual
TICKER SYMBOL TRV MEETING DATE 01-May-2007
ISIN AGENDA 932651359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAN L. BELLER For For
2 JOHN H. DASBURG For For
3 JANET M. DOLAN For For
4 KENNETH M. DUBERSTEIN For For
5 JAY S. FISHMAN For For
6 LAWRENCE G. GRAEV For For
7 PATRICIA L. HIGGINS For For
8 THOMAS R. HODGSON For For
9 C.L. KILLINGSWORTH, JR. For For
10 ROBERT I. LIPP For For
11 BLYTHE J. MCGARVIE For For
12 GLEN D. NELSON, MD For For
13 LAURIE J. THOMSEN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 45700 0 26-Apr-2007 26-Apr-2007
MANPOWER INC.
SECURITY 56418H100 MEETING TYPE Annual
TICKER SYMBOL MAN MEETING DATE 02-May-2007
ISIN AGENDA 932640899 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GINA R. BOSWELL For For
2 WILLIE D. DAVIS For For
3 JACK M. GREENBERG For For
4 TERRY A. HUENEKE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Adhere To Macbride Principles Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 12100 0 30-Apr-2007 30-Apr-2007
GENERAL DYNAMICS CORPORATION
SECURITY 369550108 MEETING TYPE Annual
TICKER SYMBOL GD MEETING DATE 02-May-2007
ISIN AGENDA 932654040 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Override Csa Vote Restrictions Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 10400 0 27-Apr-2007 27-Apr-2007
KOHL'S CORPORATION
SECURITY 500255104 MEETING TYPE Annual
TICKER SYMBOL KSS MEETING DATE 02-May-2007
ISIN AGENDA 932655511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN A. BURD For For
2 WAYNE EMBRY For For
3 JAMES D. ERICSON For For
4 JOHN F. HERMA For For
5 WILLIAM S. KELLOGG For For
6 KEVIN MANSELL For For
7 R. LAWRENCE MONTGOMERY For For
8 FRANK V. SICA For For
9 PETER M. SOMMERHAUSER For For
10 STEPHEN E. WATSON For For
11 R. ELTON WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
05 Approve Charter Amendment Management For For
06 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 106800 0 26-Apr-2007 26-Apr-2007
LYONDELL CHEMICAL COMPANY
SECURITY 552078107 MEETING TYPE Annual
TICKER SYMBOL LYO MEETING DATE 03-May-2007
ISIN AGENDA 932643718 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CAROL A. ANDERSON For For
2 SUSAN K. CARTER For For
3 STEPHEN I. CHAZEN For For
4 TRAVIS ENGEN For For
5 PAUL S. HALATA For For
6 DANNY W. HUFF For For
7 DAVID J. LESAR For For
8 DAVID J.P. MEACHIN For For
9 DANIEL J. MURPHY For For
10 DAN F. SMITH For For
11 WILLIAM R. SPIVEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 40300 0 27-Apr-2007 27-Apr-2007
MBIA INC.
SECURITY 55262C100 MEETING TYPE Annual
TICKER SYMBOL MBI MEETING DATE 03-May-2007
ISIN AGENDA 932656121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID C. CLAPP For For
2 GARY C. DUNTON For For
3 CLAIRE L. GAUDIANI For For
4 DANIEL P. KEARNEY For For
5 LAURENCE H. MEYER For For
6 DAVID M. MOFFETT For For
7 DEBRA J. PERRY For For
8 JOHN A. ROLLS For For
9 RICHARD H. WALKER For For
10 JEFFERY W. YABUKI For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 14503 4397 26-Apr-2007 26-Apr-2007
ENTERGY CORPORATION
SECURITY 29364G103 MEETING TYPE Annual
TICKER SYMBOL ETR MEETING DATE 04-May-2007
ISIN AGENDA 932645142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 11600 0 27-Apr-2007 27-Apr-2007
WASTE MANAGEMENT, INC.
SECURITY 94106L109 MEETING TYPE Annual
TICKER SYMBOL WMI MEETING DATE 04-May-2007
ISIN AGENDA 932647045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 71800 0 27-Apr-2007 27-Apr-2007
RYDER SYSTEM, INC.
SECURITY 783549108 MEETING TYPE Annual
TICKER SYMBOL R MEETING DATE 04-May-2007
ISIN AGENDA 932651614 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LUIS P. NIETO, JR.* For For
2 DAVID I. FUENTE** For For
3 EUGENE A. RENNA** For For
4 ABBIE J. SMITH** For For
5 CHRISTINE A. VARNEY** For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 17100 0 27-Apr-2007 27-Apr-2007
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 04-May-2007
ISIN AGENDA 932652135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 151300 0 31-May-2007 27-Apr-2007
NEWELL RUBBERMAID INC.
SECURITY 651229106 MEETING TYPE Annual
TICKER SYMBOL NWL MEETING DATE 08-May-2007
ISIN AGENDA 932656107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT S. COWEN For For
2 CYNTHIA A. MONTGOMERY For For
3 GORDON R. SULLIVAN For For
4 MICHAEL A. TODMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 38500 0 07-May-2007 07-May-2007
ECHOSTAR COMMUNICATIONS CORPORATION
SECURITY 278762109 MEETING TYPE Annual
TICKER SYMBOL DISH MEETING DATE 08-May-2007
ISIN AGENDA 932669887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES DEFRANCO Withheld Against
2 MICHAEL T. DUGAN Withheld Against
3 CANTEY ERGEN Withheld Against
4 CHARLES W. ERGEN Withheld Against
5 STEVEN R. GOODBARN For For
6 GARY S. HOWARD For For
7 DAVID K. MOSKOWITZ Withheld Against
8 TOM A. ORTOLF For For
9 C.MICHAEL SCHROEDER For For
10 CARL E. VOGEL Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 84500 0 03-May-2007 03-May-2007
AMGEN INC.
SECURITY 031162100 MEETING TYPE Annual
TICKER SYMBOL AMGN MEETING DATE 09-May-2007
ISIN AGENDA 932645988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 Declassify Board Management For For
5A S/H Proposal - Animal Rights Shareholder Against For
5B S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 48200 0 03-May-2007 03-May-2007
GILEAD SCIENCES, INC.
SECURITY 375558103 MEETING TYPE Annual
TICKER SYMBOL GILD MEETING DATE 09-May-2007
ISIN AGENDA 932658098 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PAUL BERG For For
2 JOHN F. COGAN For For
3 ETIENNE F. DAVIGNON For For
4 JAMES M. DENNY For For
5 CARLA A. HILLS For For
6 JOHN W. MADIGAN For For
7 JOHN C. MARTIN For For
8 GORDON E. MOORE For For
9 NICHOLAS G. MOORE For For
10 GAYLE E. WILSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 17400 0 03-May-2007 03-May-2007
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 09-May-2007
ISIN AGENDA 932664988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Human Rights Related Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 153000 0 03-May-2007 03-May-2007
THE WESTERN UNION COMPANY
SECURITY 959802109 MEETING TYPE Annual
TICKER SYMBOL WU MEETING DATE 10-May-2007
ISIN AGENDA 932659886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DINYAR S. DEVITRE For For
2 BETSY D. HOLDEN For For
3 CHRISTINA A. GOLD For For
02 Approve Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 161100 0 04-May-2007 04-May-2007
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 10-May-2007
ISIN AGENDA 932685071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ARTHUR D. LEVINSON For For
6 ERIC E. SCHMIDT For For
7 JEROME B. YORK For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 67700 0 07-May-2007 07-May-2007
CENTURYTEL, INC.
SECURITY 156700106 MEETING TYPE Annual
TICKER SYMBOL CTL MEETING DATE 10-May-2007
ISIN AGENDA 932691923 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM R. BOLES, JR. For For
2 W. BRUCE HANKS For For
3 C.G. MELVILLE, JR. For For
4 GLEN F. POST, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 30900 0 07-May-2007 07-May-2007
AXIS CAPITAL HOLDINGS LTD.
SECURITY G0692U109 MEETING TYPE Annual
TICKER SYMBOL AXS MEETING DATE 11-May-2007
ISIN AGENDA 932657589 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GEOFFREY BELL For For
2 CHRISTOPHER V. GREETHAM For For
3 MAURICE A. KEANE For For
4 HENRY B. SMITH For For
02 Approve Stock Compensation Plan Management For For
03 Approve Charter Amendment Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 68800 0 04-May-2007 04-May-2007
REYNOLDS AMERICAN INC.
SECURITY 761713106 MEETING TYPE Annual
TICKER SYMBOL RAI MEETING DATE 11-May-2007
ISIN AGENDA 932659874 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARTIN D. FEINSTEIN* For For
2 SUSAN M. IVEY* For For
3 NEIL R. WITHINGTON* For For
4 JOHN T. CHAIN, JR** For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 30398 29402 04-May-2007 04-May-2007
FIRSTENERGY CORP.
SECURITY 337932107 MEETING TYPE Annual
TICKER SYMBOL FE MEETING DATE 15-May-2007
ISIN AGENDA 932665081 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PAUL T. ADDISON Withheld Against
2 ANTHONY J. ALEXANDER Withheld Against
3 MICHAEL J. ANDERSON For For
4 DR. CAROL A. CARTWRIGHT Withheld Against
5 WILLIAM T. COTTLE Withheld Against
6 ROBERT B. HEISLER, JR. Withheld Against
7 ERNEST J. NOVAK, JR. Withheld Against
8 CATHERINE A. REIN Withheld Against
9 GEORGE M. SMART Withheld Against
10 WES M. TAYLOR Withheld Against
11 JESSE T. WILLIAMS, SR. Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 313 30987 10-May-2007 10-May-2007
COMERICA INCORPORATED
SECURITY 200340107 MEETING TYPE Annual
TICKER SYMBOL CMA MEETING DATE 15-May-2007
ISIN AGENDA 932674523 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Ratify Appointment Of Independent Auditors Management For For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 147 14553 10-May-2007 10-May-2007
DANAHER CORPORATION
SECURITY 235851102 MEETING TYPE Annual
TICKER SYMBOL DHR MEETING DATE 15-May-2007
ISIN AGENDA 932680552 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN M. RALES For For
2 JOHN T. SCHWIETERS For For
3 ALAN G. SPOON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Authorized Common Stock Increase Management For For
04 Approve Stock Compensation Plan Management For For
05 Approve Cash/Stock Bonus Plan Management For For
06 Approve Cash/Stock Bonus Plan Management For For
07 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 23100 5100 03-May-2007 03-May-2007
SAFEWAY INC.
SECURITY 786514208 MEETING TYPE Annual
TICKER SYMBOL SWY MEETING DATE 16-May-2007
ISIN AGENDA 932669192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Approve Stock Compensation Plan Management For For
03 Amend Cash/Stock Bonus Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
06 S/H Proposal - Corporate Governance Shareholder Against For
07 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 400 39600 11-May-2007 11-May-2007
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2007
ISIN AGENDA 932669205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Human Rights Related Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 26892 37608 11-May-2007 11-May-2007
TEREX CORPORATION
HALLIBURTON COMPANY
SECURITY 880779103 MEETING TYPE Annual
TICKER SYMBOL TEX MEETING DATE 17-May-2007
ISIN AGENDA 932672555 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD M. DEFEO For For
2 G. CHRIS ANDERSEN For For
3 PAULA H.J. CHOLMONDELEY For For
4 DON DEFOSSET For For
5 WILLIAM H. FIKE For For
6 DR. DONALD P. JACOBS For For
7 DAVID A. SACHS For For
8 OREN G. SHAFFER For For
9 HELGE H. WEHMEIER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Authorized Common Stock Increase Management Against Against
04 Amend Stock Purchase Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 26000 0 12-May-2007 12-May-2007
BARR PHARMACEUTICALS, INC.
SECURITY 068306109 MEETING TYPE Annual
TICKER SYMBOL BRL MEETING DATE 17-May-2007
ISIN AGENDA 932673761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRUCE L. DOWNEY For For
2 PAUL M. BISARO For For
3 GEORGE P. STEPHAN For For
4 HAROLD N. CHEFITZ For For
5 RICHARD R. FRANKOVIC For For
6 PETER R. SEAVER For For
7 JAMES S. GILMORE, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 13800 0 12-May-2007 12-May-2007
CEPHALON, INC.
SECURITY 156708109 MEETING TYPE Annual
TICKER SYMBOL CEPH MEETING DATE 17-May-2007
ISIN AGENDA 932678329 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANK BALDINO, JR., PHD For For
2 WILLIAM P. EGAN For For
3 MARTYN D. GREENACRE For For
4 VAUGHN M. KAILIAN For For
5 KEVIN E. MOLEY For For
6 CHARLES A. SANDERS, M.D For For
7 GAIL R. WILENSKY, PH.D. For For
8 DENNIS L. WINGER For For
02 Approve Authorized Common Stock Increase Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 41900 0 11-May-2007 11-May-2007
ASSURANT, INC.
SECURITY 04621X108 MEETING TYPE Annual
TICKER SYMBOL AIZ MEETING DATE 17-May-2007
ISIN AGENDA 932680437 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHEL BAISE For For
2 HOWARD L. CARVER For For
3 JUAN N. CENTO For For
4 ALLEN R. FREEDMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 124000 0 12-May-2007 12-May-2007
ACE LIMITED
SECURITY G0070K103 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 17-May-2007
ISIN AGENDA 932691377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 118800 0 16-May-2007 16-May-2007
COVENTRY HEALTH CARE, INC.
SECURITY 222862104 MEETING TYPE Annual
TICKER SYMBOL CVH MEETING DATE 17-May-2007
ISIN AGENDA 932694652 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 L. DALE CRANDALL For For
2 ELIZABETH E. TALLETT For For
3 ALLEN F. WISE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 29000 0 16-May-2007 16-May-2007
CONSTELLATION ENERGY GROUP, INC.
SECURITY 210371100 MEETING TYPE Annual
TICKER SYMBOL CEG MEETING DATE 18-May-2007
ISIN AGENDA 932672670 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 9400 0 11-May-2007 12-May-2007
MATTEL, INC.
SECURITY 577081102 MEETING TYPE Annual
TICKER SYMBOL MAT MEETING DATE 18-May-2007
ISIN AGENDA 932687518 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL J. DOLAN For For
2 ROBERT A. ECKERT For For
3 DR. FRANCES FERGUSSON For For
4 TULLY M. FRIEDMAN For For
5 DOMINIC NG For For
6 DR. ANDREA L. RICH For For
7 RONALD L. SARGENT For For
8 DEAN A. SCARBOROUGH For For
9 CHRISTOPHER A. SINCLAIR For For
10 G. CRAIG SULLIVAN For For
11 KATHY BRITTAIN WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Ratify Shareholder Rights Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Separate Chairman/CEO Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 44900 0 14-May-2007 14-May-2007
SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Annual
TICKER SYMBOL SGP MEETING DATE 18-May-2007
ISIN AGENDA 932695010 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HANS W. BECHERER For For
2 THOMAS J. COLLIGAN For For
3 FRED HASSAN For For
4 C. ROBERT KIDDER For For
5 PHILIP LEDER, M.D. For For
6 EUGENE R. MCGRATH For For
7 CARL E. MUNDY, JR. For For
8 ANTONIO M. PEREZ For For
9 PATRICIA F. RUSSO For For
10 JACK L. STAHL For For
11 KATHRYN C. TURNER For For
12 ROBERT F.W. VAN OORDT For For
13 ARTHUR F. WEINBACH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
04 Classify Board Management For For
05 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 253000 0 14-May-2007 14-May-2007
DILLARD'S, INC.
SECURITY 254067101 MEETING TYPE Annual
TICKER SYMBOL DDS MEETING DATE 19-May-2007
ISIN AGENDA 932695440 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT C. CONNOR For For
2 WILL D. DAVIS For For
3 JOHN PAUL HAMMERSCHMIDT For For
4 PETER R. JOHNSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 547 54153 14-May-2007 14-May-2007
OMNICOM GROUP INC.
SECURITY 681919106 MEETING TYPE Annual
TICKER SYMBOL OMC MEETING DATE 22-May-2007
ISIN AGENDA 932696098 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN D. WREN For For
2 BRUCE CRAWFORD For For
3 ROBERT CHARLES CLARK For For
4 LEONARD S. COLEMAN, JR. For For
5 ERROL M. COOK For For
6 SUSAN S. DENISON For For
7 MICHAEL A. HENNING For For
8 JOHN R. MURPHY For For
9 JOHN R. PURCELL For For
10 LINDA JOHNSON RICE For For
11 GARY L. ROUBOS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 19000 2600 14-May-2007 14-May-2007
QWEST COMMUNICATIONS INTERNATIONAL I
SECURITY 749121109 MEETING TYPE Annual
TICKER SYMBOL Q MEETING DATE 23-May-2007
ISIN AGENDA 932674509 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 1387 137313 17-May-2007 17-May-2007
AMYLIN PHARMACEUTICALS, INC.
SECURITY 032346108 MEETING TYPE Annual
TICKER SYMBOL AMLN MEETING DATE 23-May-2007
ISIN AGENDA 932680728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN R. ALTMAN For For
2 TERESA BECK For For
3 DANIEL M. BRADBURY For For
4 JOSEPH C. COOK, JR. For For
5 KARIN EASTHAM For For
6 JAMES R. GAVIN III For For
7 GINGER L. GRAHAM For For
8 HOWARD E. GREENE, JR. For For
9 JAY S. SKYLER For For
10 JOSEPH P. SULLIVAN For For
11 JAMES N. WILSON For For
02 Approve Charter Amendment Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 794 78606 15-May-2007 15-May-2007
EVEREST RE GROUP, LTD.
SECURITY G3223R108 MEETING TYPE Annual
TICKER SYMBOL RE MEETING DATE 23-May-2007
ISIN AGENDA 932682986 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 KENNETH J. DUFFY For For
2 JOSEPH V. TARANTO For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 12200 0 17-May-2007 17-May-2007
MEDCO HEALTH SOLUTIONS, INC.
SECURITY 58405U102 MEETING TYPE Annual
TICKER SYMBOL MHS MEETING DATE 24-May-2007
ISIN AGENDA 932680374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD W. BARKER, JR. For For
2 DAVID B. SNOW, JR. For For
02 Declassify Board Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 61900 0 17-May-2007 17-May-2007
HASBRO, INC.
SECURITY 418056107 MEETING TYPE Annual
TICKER SYMBOL HAS MEETING DATE 24-May-2007
ISIN AGENDA 932691151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BASIL L. ANDERSON For For
2 ALAN R. BATKIN For For
3 FRANK J. BIONDI, JR. For For
4 JOHN M. CONNORS, JR. For For
5 MICHAEL W.O. GARRETT For For
6 E. GORDON GEE For For
7 JACK M. GREENBERG For For
8 ALAN G. HASSENFELD For For
9 CLAUDINE B. MALONE For For
10 EDWARD M. PHILIP For For
11 PAULA STERN For For
12 ALFRED J. VERRECCHIA For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 79100 0 17-May-2007 17-May-2007
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 29-May-2007
ISIN AGENDA 932703564 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM C. BALLARD, JR. For For
2 RICHARD T. BURKE For For
3 STEPHEN J. HEMSLEY For For
4 ROBERT J. DARRETTA For For
02 Classify Board Management For For
03 Declassify Board Management For For
04 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
05 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
06 Approve Charter Amendment Management For For
07 Ratify Appointment Of Independent Auditors Management For For
08 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 Shareholder Proposal - Compensation Discussion Management For Against
& Analysis
11 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 77900 0 22-May-2007 22-May-2007
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 30-May-2007
ISIN AGENDA 932676844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M.J. BOSKIN For For
2 W.W. GEORGE For For
3 J.R. HOUGHTON For For
4 W.R. HOWELL For For
5 R.C. KING For For
6 P.E. LIPPINCOTT For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S. REINEMUND For For
10 W.V. SHIPLEY For For
11 J.S. SIMON For For
12 R.W. TILLERSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
12 S/H Proposal - Political/Government Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Environmental Shareholder Against For
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 84500 0 24-May-2007 24-May-2007
FIRST DATA CORPORATION
SECURITY 319963104 MEETING TYPE Annual
TICKER SYMBOL FDC MEETING DATE 30-May-2007
ISIN AGENDA 932685285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Amend Stock Purchase Plan Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 87200 0 22-May-2007 22-May-2007
GAP, INC.
SECURITY 364760108 MEETING TYPE Annual
TICKER SYMBOL GPS MEETING DATE 05-Jun-2007
ISIN AGENDA 932700330 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD P. BEHAR For For
2 ADRIAN D.P. BELLAMY For For
3 DOMENICO DE SOLE For For
4 DONALD G. FISHER For For
5 DORIS F. FISHER For For
6 ROBERT J. FISHER For For
7 PENELOPE L. HUGHES For For
8 BOB L. MARTIN For For
9 JORGE P. MONTOYA For For
10 JAMES M. SCHNEIDER For For
11 MAYO A. SHATTUCK III For For
12 KNEELAND C. YOUNGBLOOD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 21000 0 23-May-2007 23-May-2007
THE TJX COMPANIES, INC.
SECURITY 872540109 MEETING TYPE Annual
TICKER SYMBOL TJX MEETING DATE 05-Jun-2007
ISIN AGENDA 932701825 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID A. BRANDON For For
2 BERNARD CAMMARATA For For
3 DAVID T. CHING For For
4 MICHAEL F. HINES For For
5 AMY B. LANE For For
6 CAROL MEYROWITZ For For
7 JOHN F. O'BRIEN For For
8 ROBERT F. SHAPIRO For For
9 WILLOW B. SHIRE For For
10 FLETCHER H. WILEY For For
02 Amend Cash/Stock Bonus Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Shareholder Proposal - Election of Directors by Management For Against
Majority Vote
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 24400 0 23-May-2007 23-May-2007
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY 018581108 MEETING TYPE Annual
TICKER SYMBOL ADS MEETING DATE 06-Jun-2007
ISIN AGENDA 932696745 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 L.M. BENVENISTE, PH.D. For For
2 D. KEITH COBB For For
3 KENNETH R. JENSEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 78 7722 23-May-2007 23-May-2007
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY 313400301 MEETING TYPE Annual
TICKER SYMBOL FRE MEETING DATE 08-Jun-2007
ISIN AGENDA 932713642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 18400 0 06-Jun-2007 06-Jun-2007
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY 222372104 MEETING TYPE Annual
TICKER SYMBOL CFC MEETING DATE 13-Jun-2007
ISIN AGENDA 932701762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HENRY G. CISNEROS For For
2 ROBERT J. DONATO For For
3 HARLEY W. SNYDER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 10059 60441 06-Jun-2007 06-Jun-2007
IAC/INTERACTIVECORP
SECURITY 44919P300 MEETING TYPE Annual
TICKER SYMBOL IACI MEETING DATE 13-Jun-2007
ISIN AGENDA 932730244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM H. BERKMAN For For
2 EDGAR BRONFMAN, JR. For For
3 BARRY DILLER For For
4 VICTOR A. KAUFMAN For For
5 DONALD R. KEOUGH* For For
6 BRYAN LOURD* For For
7 JOHN C. MALONE For For
8 ARTHUR C. MARTINEZ For For
9 STEVEN RATTNER For For
10 GEN. H.N. SCHWARZKOPF* For For
11 ALAN G. SPOON For For
12 DIANE VON FURSTENBERG For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 40000 0 31-May-2007 31-May-2007
JONES APPAREL GROUP, INC.
SECURITY 480074103 MEETING TYPE Annual
TICKER SYMBOL JNY MEETING DATE 14-Jun-2007
ISIN AGENDA 932719036 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PETER BONEPARTH For For
2 SIDNEY KIMMEL For For
3 HOWARD GITTIS For For
4 MATTHEW H. KAMENS For For
5 J. ROBERT KERREY For For
6 ANN N. REESE For For
7 GERALD C. CROTTY For For
8 LOWELL W. ROBINSON For For
9 FRITS D. VAN PAASSCHEN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR2B 837 55300 0 07-Jun-2007 07-Jun-2007
Investment Company Report
The Hartford Dividend and Growth Fund
BELLSOUTH CORPORATION
SECURITY 079860102 MEETING TYPE Special
TICKER SYMBOL BLS MEETING DATE 21-Jul-2006
ISIN AGENDA 932551511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 441000 0 18-Jul-2006 18-Jul-2006
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 2937300 0 17-Jul-2006 17-Jul-2006
MEDTRONIC, INC.
SECURITY 585055106 MEETING TYPE Annual
TICKER SYMBOL MDT MEETING DATE 24-Aug-2006
ISIN AGENDA 932567906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. ANDERSON For For
2 MICHAEL R. BONSIGNORE For For
3 ROBERT C. POZEN For For
4 GORDON M. SPRENGER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 582100 0 22-Aug-2006 22-Aug-2006
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY 313400301 MEETING TYPE Annual
TICKER SYMBOL FRE MEETING DATE 08-Sep-2006
ISIN AGENDA 932565673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA T. ALEXANDER For For
2 GEOFFREY T. BOISI For For
3 MICHELLE ENGLER For For
4 ROBERT R. GLAUBER For For
5 RICHARD KARL GOELTZ For For
6 THOMAS S. JOHNSON For For
7 WILLIAM M. LEWIS, JR. For For
8 EUGENE M. MCQUADE For For
9 SHAUN F. O'MALLEY For For
10 JEFFREY M. PEEK For For
11 RONALD F. POE For For
12 STEPHEN A. ROSS For For
13 RICHARD F. SYRON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 510800 0 30-Aug-2006 30-Aug-2006
NIKE, INC.
SECURITY 654106103 MEETING TYPE Annual
TICKER SYMBOL NKE MEETING DATE 18-Sep-2006
ISIN AGENDA 932573911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JILL K. CONWAY For For
2 ALAN B. GRAF, JR. For For
3 JEANNE P. JACKSON For For
02 S/H Proposal - Establish Nominating Committee Shareholder Against For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 188800 0 05-Sep-2006 05-Sep-2006
THE PROCTER & GAMBLE COMPANY
SECURITY 742718109 MEETING TYPE Annual
TICKER SYMBOL PG MEETING DATE 10-Oct-2006
ISIN AGENDA 932579103 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 NORMAN R. AUGUSTINE For For
2 A.G. LAFLEY For For
3 JOHNATHAN A. RODGERS For For
4 JOHN F. SMITH, JR. For For
5 MARGARET C. WHITMAN For For
02 Set/Change Number Of Directors On Board Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 379225 0 02-Oct-2006 02-Oct-2006
PARKER-HANNIFIN CORPORATION
SECURITY 701094104 MEETING TYPE Annual
TICKER SYMBOL PH MEETING DATE 25-Oct-2006
ISIN AGENDA 932586780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT J. KOHLHEPP Withheld Against
2 GIULIO MAZZALUPI Withheld Against
3 KLAUS-PETER MUELLER Withheld Against
4 MARKOS I. TAMBAKERAS Withheld Against
02 Ratify Appointment Of Independent Auditors Management
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 326300 0 12-Oct-2006 12-Oct-2006
SUN MICROSYSTEMS, INC.
SECURITY 866810104 MEETING TYPE Annual
TICKER SYMBOL SUNW MEETING DATE 02-Nov-2006
ISIN AGENDA 932586350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT G. MCNEALY For For
2 JAMES L. BARKSDALE For For
3 STEPHEN M. BENNETT For For
4 ROBERT J. FINOCCHIO, JR For For
5 PATRICIA E. MITCHELL For For
6 M. KENNETH OSHMAN For For
7 JONATHAN I. SCHWARTZ For For
8 NAOMI O. SELIGMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Option Grants Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 2026400 0 31-Oct-2006 31-Oct-2006
SYSCO CORPORATION
SECURITY 871829107 MEETING TYPE Annual
TICKER SYMBOL SYY MEETING DATE 10-Nov-2006
ISIN AGENDA 932588380 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JONATHAN GOLDEN* For For
2 JOSEPH A. HAFNER, JR.* For For
3 NANCY S. NEWCOMB* For For
4 RICHARD J. SCHNIEDERS* For For
5 MANUEL A. FERNANDEZ** For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 888800 0 01-Nov-2006 01-Nov-2006
AUTOMATIC DATA PROCESSING, INC.
SECURITY 053015103 MEETING TYPE Annual
TICKER SYMBOL ADP MEETING DATE 14-Nov-2006
ISIN AGENDA 932587732 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GREGORY D. BRENNEMAN For For
2 LESLIE A. BRUN For For
3 GARY C. BUTLER For For
4 LEON G. COOPERMAN For For
5 R. GLENN HUBBARD For For
6 JOHN P. JONES For For
7 ANN DIBBLE JORDAN For For
8 FREDERIC V. MALEK For For
9 HENRY TAUB For For
10 ARTHUR F. WEINBACH For For
02 Approve Option Grants Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 179500 0 13-Nov-2006 13-Nov-2006
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 14-Nov-2006
ISIN AGENDA 932591173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1815002 0 15-Nov-2006
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 15-Dec-2006
ISIN AGENDA 932601897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
0A Election Of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 RUDY E. SCHUPP For For
8 MICHAEL H. THAMAN For For
9 HANSEL E. TOOKES II For For
10 PAUL R. TREGURTHA For For
0B Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 812400 0 07-Dec-2006
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 02-Feb-2007
ISIN AGENDA 932618145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DON TYSON Against Against
2 JOHN TYSON Against Against
3 RICHARD L. BOND Against Against
4 SCOTT T. FORD For For
5 LLOYD V. HACKLEY For For
6 JIM KEVER For For
7 JO ANN R. SMITH For For
8 LELAND E. TOLLETT Against Against
9 BARBARA A. TYSON Against Against
10 ALBERT C. ZAPANTA For For
02 Amend Stock Compensation Plan Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1201300 0 31-Jan-2007
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 07-Feb-2007
ISIN AGENDA 932618119 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1S 50P 783700 0 05-Feb-2007
WARNER MUSIC GROUP CORP.
SECURITY 934550104 MEETING TYPE Annual
TICKER SYMBOL WMG MEETING DATE 23-Feb-2007
ISIN AGENDA 932623463 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDGAR BRONFMAN, JR. Against Against
2 LEN BLAVATNIK Against Against
3 SHELBY W. BONNIE For For
4 RICHARD BRESSLER Against Against
5 JOHN P. CONNAUGHTON Against Against
6 PHYLLIS E. GRANN For For
7 MICHELE J. HOOPER For For
8 SCOTT L. JAECKEL Against Against
9 SETH W. LAWRY Against Against
10 THOMAS H. LEE Against Against
11 IAN LORING Against Against
12 JONATHAN M. NELSON Against Against
13 MARK NUNNELLY Against Against
14 SCOTT M. SPERLING Against Against
02 Adopt Omnibus Stock Option Plan Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
04 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1S 50P 329500 0 13-Feb-2007
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 28-Feb-2007
ISIN AGENDA 932622928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1S 50P 593700 0 15-Feb-2007
KLA-TENCOR CORPORATION
SECURITY 482480100 MEETING TYPE Annual
TICKER SYMBOL KLAC MEETING DATE 29-Mar-2007
ISIN AGENDA 932636648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H. RAYMOND BINGHAM** For For
2 ROBERT T. BOND** For For
3 DAVID C. WANG** For For
4 ROBERT M. CALDERONI* For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 214700 0 22-Mar-2007 22-Mar-2007
SCHLUMBERGER LIMITED (SCHLUMBERGER N
SECURITY 806857108 MEETING TYPE Annual
TICKER SYMBOL SLB MEETING DATE 11-Apr-2007
ISIN AGENDA 932636484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 P. CAMUS For For
2 J.S. GORELICK For For
3 A. GOULD For For
4 T. ISAAC For For
5 N. KUDRYAVTSEV For For
6 A. LAJOUS For For
7 M.E. MARKS For For
8 D. PRIMAT For For
9 L.R. REIF For For
10 T.I. SANDVOLD For For
11 N. SEYDOUX For For
12 L.G. STUNTZ For For
13 R. TALWAR For For
02 Approve Financial Statements Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 4090 404910 27-Mar-2007 27-Mar-2007
BP P.L.C.
SECURITY 055622104 MEETING TYPE Annual
TICKER SYMBOL BP MEETING DATE 12-Apr-2007
ISIN AGENDA 932640837 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Approve Renumeration Of Directors And Auditors Management Against Against
03 Election Of Directors Management
1 DR D C ALLEN For For
2 LORD BROWNE For For
3 MR A BURGMANS For For
4 SIR WILLIAM CASTELL For For
5 MR I C CONN For For
6 MR E B DAVIS, JR For For
7 MR D J FLINT For For
8 DR B E GROTE For For
9 DR A B HAYWARD For For
10 MR A G INGLIS For For
11 DR D S JULIUS For For
12 SIR TOM MCKILLOP For For
13 MR J A MANZONI For For
14 DR W E MASSEY For For
15 SIR IAN PROSSER For For
16 MR P D SUTHERLAND For For
19 Ratify Appointment Of Independent Auditors Management For For
20 Miscellaneous Corporate Actions Management For For
21 Miscellaneous Corporate Actions Management For For
S22 Authorize Purchase Of Assets Management For For
23 Allot Securities Management For For
S24 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 161600 0 28-Mar-2007 28-Mar-2007
RIO TINTO PLC
SECURITY 767204100 MEETING TYPE Annual
TICKER SYMBOL RTP MEETING DATE 13-Apr-2007
ISIN AGENDA 932641194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Allot Relevant Securities Management For For
02 Allot Relevant Securities Management For For
03 Authorize Purchase Of Assets Management For For
04 Approve Article Amendments Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
10 Approve Renumeration Of Directors And Auditors Management For For
11 Approve Renumeration Of Directors And Auditors Management For For
12 Approve Financial Statements Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 50200 10000 27-Mar-2007 27-Mar-2007
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 16-Apr-2007
ISIN AGENDA 932636369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. BISCHOFF For For
2 J.M. COOK For For
3 F.G. PRENDERGAST For For
4 K.P. SEIFERT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Liquidation Plan Management For For
04 Miscellaneous Corporate Actions Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder For Against
09 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1446200 0 03-Apr-2007 03-Apr-2007
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2007
ISIN AGENDA 932641562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1908600 0 16-Apr-2007 16-Apr-2007
WHIRLPOOL CORPORATION
SECURITY 963320106 MEETING TYPE Annual
TICKER SYMBOL WHR MEETING DATE 17-Apr-2007
ISIN AGENDA 932646079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1745 172755 29-Mar-2007 29-Mar-2007
THE COCA-COLA COMPANY
SECURITY 191216100 MEETING TYPE Annual
TICKER SYMBOL KO MEETING DATE 18-Apr-2007
ISIN AGENDA 932640065 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 S/H Proposal - Executive Compensation Shareholder Against For
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Health Issues Shareholder Against For
08 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 744100 0 04-Apr-2007 04-Apr-2007
STATE STREET CORPORATION
SECURITY 857477103 MEETING TYPE Annual
TICKER SYMBOL STT MEETING DATE 18-Apr-2007
ISIN AGENDA 932647083 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 T. ALBRIGHT For For
2 K. BURNES For For
3 P. COYM For For
4 N. DAREHSHORI For For
5 A. FAWCETT For For
6 A. GOLDSTEIN For For
7 D. GRUBER For For
8 L. HILL For For
9 C. LAMANTIA For For
10 R. LOGUE For For
11 M. MISKOVIC For For
12 R. SERGEL For For
13 R. SKATES For For
14 G. SUMME For For
15 D. WALSH For For
16 R. WEISSMAN For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 635100 0 16-Apr-2007 16-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual
TICKER SYMBOL UBS MEETING DATE 18-Apr-2007
ISIN AGENDA 932658529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Discharge Of Management Board Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Discharge Of Management Board Management For For
4A1 Miscellaneous Corporate Governance Management For For
4A2 Miscellaneous Corporate Governance Management For For
4A3 Miscellaneous Corporate Governance Management For For
4B1 Miscellaneous Corporate Governance Management For For
4C Ratify Appointment Of Independent Auditors Management For For
5A Miscellaneous Corporate Actions Management For For
5B Authorize Directors To Repurchase Shares Management For For
06 Miscellaneous Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 8486 840114 03-Apr-2007 03-Apr-2007
WEYERHAEUSER COMPANY
SECURITY 962166104 MEETING TYPE Annual
TICKER SYMBOL WY MEETING DATE 19-Apr-2007
ISIN AGENDA 932642615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN R. ROGEL For For
2 DEBRA A. CAFARO For For
3 RICHARD H. SINKFIELD For For
4 D. MICHAEL STEUERT For For
5 JAMES N. SULLIVAN For For
6 KIM WILLIAMS For For
02 S/H Proposal - Political/Government Shareholder Against For
03 S/H Proposal - Corporate Governance Shareholder For Against
04 S/H Proposal - Environmental Shareholder Against For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 158090 299610 17-Apr-2007 17-Apr-2007
NESTLE S.A.
SECURITY 641069406 MEETING TYPE Annual
TICKER SYMBOL NSRGY MEETING DATE 19-Apr-2007
ISIN AGENDA 932646651 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Financial Statements Management For For
04 Approve Article Amendments Management For For
5A Miscellaneous Corporate Governance Management For For
5B Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management Abstain
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 62639 314761 02-Apr-2007 02-Apr-2007
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 20-Apr-2007
ISIN AGENDA 932639199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAIN J.P. BELDA For For
2 CARLOS GHOSN For For
3 HENRY B. SCHACHT For For
4 FRANKLIN A. THOMAS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1678100 0 03-Apr-2007 03-Apr-2007
NEWMONT MINING CORPORATION
SECURITY 651639106 MEETING TYPE Annual
TICKER SYMBOL NEM MEETING DATE 24-Apr-2007
ISIN AGENDA 932638604 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 G.A. BARTON For For
2 V.A. CALARCO For For
3 N. DOYLE For For
4 V.M. HAGEN For For
5 M.S. HAMSON For For
6 P. LASSONDE For For
7 R.J. MILLER For For
8 W.W. MURDY For For
9 R.A. PLUMBRIDGE For For
10 J.B. PRESCOTT For For
11 D.C. ROTH For For
12 J.V. TARANIK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder Against For
04 S/H Proposal - Separate Chairman/CEO Shareholder For For
05 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 3685 364815 16-Apr-2007 16-Apr-2007
THE NEW YORK TIMES COMPANY
SECURITY 650111107 MEETING TYPE Annual
TICKER SYMBOL NYT MEETING DATE 24-Apr-2007
ISIN AGENDA 932639909 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RAUL E. CESAN For For
2 WILLIAM E. KENNARD For For
3 JAMES M. KILTS For For
4 DOREEN A. TOBEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 5842 578358 16-Apr-2007 16-Apr-2007
INTERNATIONAL BUSINESS MACHINES CORP
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 24-Apr-2007
ISIN AGENDA 932642944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 C. BLACK For For
2 K.I. CHENAULT For For
3 J. DORMANN For For
4 M.L. ESKEW For For
5 S.A. JACKSON For For
6 M. MAKIHARA For For
7 L.A. NOTO For For
8 J.W. OWENS For For
9 S.J. PALMISANO For For
10 J.E. SPERO For For
11 S. TAUREL For For
12 L.H. ZAMBRANO For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
05 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
06 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 837200 0 23-Apr-2007 23-Apr-2007
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 24-Apr-2007
ISIN AGENDA 932651842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BERNDT For For
2 MR. BUNCH For For
3 MR. CHELLGREN For For
4 MR. CLAY For For
5 MR. DAVIDSON For For
6 MS. JAMES For For
7 MR. KELSON For For
8 MR. LINDSAY For For
9 MR. MASSARO For For
10 MS. PEPPER For For
11 MR. ROHR For For
12 MR. SHEPARD For For
13 MS. STEFFES For For
14 MR. STRIGL For For
15 MR. THIEKE For For
16 MR. USHER For For
17 MR. WALLS For For
18 MR. WEHMEIER For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 186500 0 16-Apr-2007 16-Apr-2007
METLIFE, INC.
SECURITY 59156R108 MEETING TYPE Annual
TICKER SYMBOL MET MEETING DATE 24-Apr-2007
ISIN AGENDA 932653670 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BURTON A. DOLE, JR. For For
2 R. GLENN HUBBARD For For
3 JAMES M. KILTS For For
4 CHARLES M. LEIGHTON For For
5 DAVID SATCHER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 369700 0 16-Apr-2007 16-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 2758200 0 19-Apr-2007 19-Apr-2007
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 25-Apr-2007
ISIN AGENDA 932644481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
1Q Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 2020036 0 17-Apr-2007 17-Apr-2007
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-Apr-2007
ISIN AGENDA 932647007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1619000 0 19-Apr-2007 19-Apr-2007
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 25-Apr-2007
ISIN AGENDA 932650903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. BROWN For For
2 ROBERT A. BROWN For For
3 BERTRAND P. COLLOMB For For
4 CURTIS J. CRAWFORD For For
5 JOHN T. DILLON For For
6 ELEUTHERE I. DU PONT For For
7 CHARLES O. HOLLIDAY, JR For For
8 LOIS D. JULIBER For For
9 MASAHISA NAITOH For For
10 SEAN O'KEEFE For For
11 WILLIAM K. REILLY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1098223 166641 19-Apr-2007 19-Apr-2007
ENCANA CORPORATION
SECURITY 292505104 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL ECA MEETING DATE 25-Apr-2007
ISIN AGENDA 932651094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RALPH S. CUNNINGHAM For For
2 PATRICK D. DANIEL For For
3 IAN W. DELANEY For For
4 RANDALL K. ERESMAN For For
5 MICHAEL A. GRANDIN For For
6 BARRY W. HARRISON For For
7 DALE A. LUCAS For For
8 KEN F. MCCREADY For For
9 VALERIE A.A. NIELSEN For For
10 DAVID P. O'BRIEN For For
11 JANE L. PEVERETT For For
12 ALLAN P. SAWIN For For
13 DENNIS A. SHARP For For
14 JAMES M. STANFORD For For
15 WAYNE G. THOMSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Ratify Shareholder Rights Plan Management For For
04 Amend Stock Option Plan Management For For
05 Amend Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 130208 770000 10-Apr-2007 10-Apr-2007
SYNOVUS FINANCIAL CORP.
SECURITY 87161C105 MEETING TYPE Annual
TICKER SYMBOL SNV MEETING DATE 25-Apr-2007
ISIN AGENDA 932655422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL P. AMOS For For
2 RICHARD E. ANTHONY For For
3 JAMES H. BLANCHARD For For
4 RICHARD Y. BRADLEY For For
5 FRANK W. BRUMLEY For For
6 ELIZABETH W. CAMP For For
7 GARDINER W. GARRARD, JR For For
8 T. MICHAEL GOODRICH For For
9 FREDERICK L. GREEN, III For For
10 V. NATHANIEL HANSFORD For For
11 ALFRED W. JONES, III For For
12 MASON H. LAMPTON For For
13 ELIZABETH C. OGIE For For
14 H. LYNN PAGE For For
15 J. NEAL PURCELL For For
16 MELVIN T. STITH For For
17 WILLIAM B. TURNER, JR. For For
18 JAMES D. YANCEY For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 699900 0 24-Apr-2007 24-Apr-2007
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 26-Apr-2007
ISIN AGENDA 932640091 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Classify/Stagger Board Of Directors Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Human Rights Related Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 609500 0 19-Apr-2007 19-Apr-2007
LOCKHEED MARTIN CORPORATION
SECURITY 539830109 MEETING TYPE Annual
TICKER SYMBOL LMT MEETING DATE 26-Apr-2007
ISIN AGENDA 932644835 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E.C.'PETE'ALDRIDGE, JR. For For
2 NOLAN D. ARCHIBALD For For
3 MARCUS C. BENNETT For For
4 JAMES O. ELLIS, JR. For For
5 GWENDOLYN S. KING For For
6 JAMES M. LOY For For
7 DOUGLAS H. MCCORKINDALE For For
8 EUGENE F. MURPHY For For
9 JOSEPH W. RALSTON For For
10 FRANK SAVAGE For For
11 JAMES M. SCHNEIDER For For
12 ANNE STEVENS For For
13 ROBERT J. STEVENS For For
14 JAMES R. UKROPINA For For
15 DOUGLAS C. YEARLEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 335900 0 19-Apr-2007 19-Apr-2007
AVERY DENNISON CORPORATION
SECURITY 053611109 MEETING TYPE Annual
TICKER SYMBOL AVY MEETING DATE 26-Apr-2007
ISIN AGENDA 932646194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROLF BORJESSON For For
2 PETER W. MULLIN For For
3 PATRICK T. SIEWERT For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 421700 0 20-Apr-2007 20-Apr-2007
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 26-Apr-2007
ISIN AGENDA 932650434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Corporate Governance Shareholder Against For
10 Miscellaneous Corporate Governance Management Abstain
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 426100 0 19-Apr-2007 19-Apr-2007
ALTRIA GROUP, INC.
SECURITY 02209S103 MEETING TYPE Annual
TICKER SYMBOL MO MEETING DATE 26-Apr-2007
ISIN AGENDA 932652349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ELIZABETH E. BAILEY For For
2 HAROLD BROWN For For
3 MATHIS CABIALLAVETTA For For
4 LOUIS C. CAMILLERI For For
5 J. DUDLEY FISHBURN For For
6 ROBERT E.R. HUNTLEY For For
7 THOMAS W. JONES For For
8 GEORGE MUNOZ For For
9 LUCIO A. NOTO For For
10 JOHN S. REED For For
11 STEPHEN M. WOLF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Tobacco Shareholder Against For
06 S/H Proposal - Tobacco Shareholder Against For
07 S/H Proposal - Animal Rights Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 689900 0 19-Apr-2007 19-Apr-2007
ASTRAZENECA PLC
SECURITY 046353108 MEETING TYPE Annual
TICKER SYMBOL AZN MEETING DATE 26-Apr-2007
ISIN AGENDA 932668152 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Miscellaneous Corporate Actions Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Approve Renumeration Of Directors And Auditors Management For For
05 Election Of Directors Management
1 LOUIS SCHWEITZER For For
2 HAKAN MOGREN For For
3 DAVID R BRENNAN For For
4 JOHN PATTERSON For For
5 JONATHAN SYMONDS For For
6 JOHN BUCHANAN For For
7 JANE HENNEY For For
8 MICHELE HOOPER For For
9 JOE JIMENEZ For For
10 DAME NANCY ROTHWELL For For
11 JOHN VARLEY For For
12 MARCUS WALLENBERG For For
06 Approve Renumeration Of Directors And Auditors Management For For
07 Miscellaneous Corporate Actions Management For For
08 Allot Securities Management For For
09 Elect Supervisory Board Member Management For For
10 Approve Merger Agreement Management For For
11 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 483300 0 11-Apr-2007 11-Apr-2007
MERRILL LYNCH & CO., INC.
SECURITY 590188108 MEETING TYPE Annual
TICKER SYMBOL MER MEETING DATE 27-Apr-2007
ISIN AGENDA 932645940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN D. FINNEGAN For For
2 JOSEPH W. PRUEHER For For
3 ANN N. REESE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 448300 0 19-Apr-2007 19-Apr-2007
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2007
ISIN AGENDA 932646360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A01 Miscellaneous Corporate Governance Management For For
A02 Miscellaneous Corporate Governance Management For For
A03 Miscellaneous Corporate Governance Management For For
A04 Miscellaneous Corporate Governance Management For For
A05 Miscellaneous Corporate Governance Management For For
A06 Miscellaneous Corporate Governance Management For For
A07 Miscellaneous Corporate Governance Management For For
A08 Miscellaneous Corporate Governance Management For For
A09 Miscellaneous Corporate Governance Management For For
A10 Miscellaneous Corporate Governance Management For For
A11 Miscellaneous Corporate Governance Management For For
A12 Miscellaneous Corporate Governance Management For For
A13 Miscellaneous Corporate Governance Management For For
A14 Miscellaneous Corporate Governance Management For For
A15 Miscellaneous Corporate Governance Management For For
A16 Miscellaneous Corporate Governance Management For For
A17 Miscellaneous Corporate Governance Management For For
B02 Ratify Appointment Of Independent Auditors Management For For
B03 Approve Cash/Stock Bonus Plan Management For For
C04 S/H Proposal - Political/Government Shareholder Against For
C05 S/H Proposal - Corporate Governance Shareholder For Against
C06 S/H Proposal - Executive Compensation Shareholder Against For
C07 S/H Proposal - Executive Compensation Shareholder For Against
C08 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 4044895 0 19-Apr-2007 19-Apr-2007
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2007
ISIN AGENDA 932647069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 R.S. AUSTIN For For
2 W.M. DALEY For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 R.A. GONZALEZ For For
6 D.A.L. OWEN For For
7 B. POWELL JR. For For
8 W.A. REYNOLDS For For
9 R.S. ROBERTS For For
10 S.C. SCOTT III For For
11 W.D. SMITHBURG For For
12 G.F. TILTON For For
13 M.D. WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1373100 0 19-Apr-2007 19-Apr-2007
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 27-Apr-2007
ISIN AGENDA 932676313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Actions Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Approve Renumeration Of Directors And Auditors Management For For
E1 Allot Relevant Securities Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 426877 200971 13-Apr-2007 13-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1335200 310900 23-Apr-2007 23-Apr-2007
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2007
ISIN AGENDA 932655345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 419400 0 27-Apr-2007 27-Apr-2007
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 03-May-2007
ISIN AGENDA 932647401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder Against For
04 S/H Proposal - Rescind Or Allow Shareholder To Shareholder For Against
Ratify Poison Pill
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
09 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 977434 0 30-Apr-2007 30-Apr-2007
MBIA INC.
SECURITY 55262C100 MEETING TYPE Annual
TICKER SYMBOL MBI MEETING DATE 03-May-2007
ISIN AGENDA 932656121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID C. CLAPP For For
2 GARY C. DUNTON For For
3 CLAIRE L. GAUDIANI For For
4 DANIEL P. KEARNEY For For
5 LAURENCE H. MEYER For For
6 DAVID M. MOFFETT For For
7 DEBRA J. PERRY For For
8 JOHN A. ROLLS For For
9 RICHARD H. WALKER For For
10 JEFFERY W. YABUKI For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 4593 454657 26-Apr-2007 26-Apr-2007
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 03-May-2007
ISIN AGENDA 932661730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BROWN For For
2 JOHN R. EGAN For For
3 DAVID N. STROHM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1930900 0 30-Apr-2007 30-Apr-2007
RHODIA
SECURITY 762397107 MEETING TYPE Special
TICKER SYMBOL RHA MEETING DATE 03-May-2007
ISIN AGENDA 932672276 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Approve Financial Statements Management For For
O3 Approve Financial Statements Management For For
O4 Approve Merger Agreement Management For For
O5 Approve Article Amendments Management For For
O6 Miscellaneous Corporate Governance Management For For
O7 Miscellaneous Corporate Governance Management Against Against
E8 Approve Article Amendments Management For For
E9 Approve Article Amendments Management For For
E10 Miscellaneous Corporate Governance Management Against Against
E11 Miscellaneous Corporate Governance Management Against Against
E12 Miscellaneous Corporate Governance Management Against Against
E13 Miscellaneous Corporate Governance Management Against Against
E14 Miscellaneous Corporate Governance Management For For
E15 Miscellaneous Corporate Governance Management For For
E16 Miscellaneous Corporate Governance Management For For
E17 Miscellaneous Corporate Governance Management For For
E18 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 812300 0 26-Apr-2007 26-Apr-2007
WASTE MANAGEMENT, INC.
SECURITY 94106L109 MEETING TYPE Annual
TICKER SYMBOL WMI MEETING DATE 04-May-2007
ISIN AGENDA 932647045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 937400 0 27-Apr-2007 27-Apr-2007
MOTOROLA, INC.
SECURITY 620076109 MEETING TYPE Contested-Annual
TICKER SYMBOL MOT MEETING DATE 07-May-2007
ISIN AGENDA 932648453 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E. ZANDER For For
2 D. DORMAN For For
3 J. LEWENT For For
4 T. MEREDITH For For
5 N. NEGROPONTE For For
6 S. SCOTT III For For
7 R. SOMMER For For
8 J. STENGEL For For
9 D. WARNER III For For
10 J. WHITE For For
11 M. WHITE For For
02 Amend Stock Purchase Plan Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1913800 0 01-May-2007 01-May-2007
ROHM AND HAAS COMPANY
SECURITY 775371107 MEETING TYPE Annual
TICKER SYMBOL ROH MEETING DATE 07-May-2007
ISIN AGENDA 932657705 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 315207 5893 27-Apr-2007 27-Apr-2007
INTERNATIONAL PAPER COMPANY
SECURITY 460146103 MEETING TYPE Annual
TICKER SYMBOL IP MEETING DATE 07-May-2007
ISIN AGENDA 932666374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID J. BRONCZEK For For
2 MARTHA F. BROOKS Withheld Against
3 LYNN LAVERTY ELSENHANS For For
4 JOHN L. TOWNSEND, III Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 456558 339742 27-Apr-2007 27-Apr-2007
PRUDENTIAL FINANCIAL, INC.
SECURITY 744320102 MEETING TYPE Annual
TICKER SYMBOL PRU MEETING DATE 08-May-2007
ISIN AGENDA 932651880 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FREDERIC K. BECKER For For
2 GORDON M. BETHUNE For For
3 GASTON CAPERTON For For
4 GILBERT F. CASELLAS For For
5 JAMES G. CULLEN For For
6 WILLIAM H. GRAY III For For
7 JON F. HANSON For For
8 CONSTANCE J. HORNER For For
9 KARL J. KRAPEK For For
10 CHRISTINE A. POON For For
11 ARTHUR F. RYAN For For
12 JAMES A. UNRUH For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 182400 75500 04-May-2007 04-May-2007
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 08-May-2007
ISIN AGENDA 932660562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1040974 0 03-May-2007 03-May-2007
PROGRESS ENERGY, INC.
SECURITY 743263105 MEETING TYPE Annual
TICKER SYMBOL PGN MEETING DATE 09-May-2007
ISIN AGENDA 932659595 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
01 Ratify Appointment Of Independent Auditors Management For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 2982 295218 04-May-2007 04-May-2007
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 09-May-2007
ISIN AGENDA 932664988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Human Rights Related Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 891400 0 03-May-2007 03-May-2007
UNITED PARCEL SERVICE, INC.
SECURITY 911312106 MEETING TYPE Annual
TICKER SYMBOL UPS MEETING DATE 10-May-2007
ISIN AGENDA 932648504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL J. BURNS For For
2 D. SCOTT DAVIS For For
3 STUART E. EIZENSTAT For For
4 MICHAEL L. ESKEW For For
5 JAMES P. KELLY For For
6 ANN M. LIVERMORE For For
7 VICTOR A. PELSON For For
8 JOHN W. THOMPSON For For
9 CAROL B. TOME For For
10 BEN VERWAAYEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 4137 409563 04-May-2007 04-May-2007
VEOLIA ENVIRONNEMENT
SECURITY 92334N103 MEETING TYPE Annual
TICKER SYMBOL VE MEETING DATE 10-May-2007
ISIN AGENDA 932689776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Approve Financial Statements Management For For
O3 Approve Charter Amendment Management For For
O4 Dividends Management For For
O5 Miscellaneous Corporate Governance Management For For
O6 Miscellaneous Corporate Governance Management For For
O7 Miscellaneous Corporate Governance Management For For
O8 Ratify Appointment Of Independent Auditors Management For For
O9 Ratify Appointment Of Independent Auditors Management For For
O10 Miscellaneous Corporate Governance Management Against Against
E11 Miscellaneous Corporate Governance Management For For
E12 Miscellaneous Corporate Governance Management For For
E13 Miscellaneous Corporate Governance Management For For
E14 Approve Charter Amendment Management For For
E15 Miscellaneous Corporate Governance Management Against Against
E16 Miscellaneous Corporate Governance Management Against Against
17 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 4783 203517 27-Apr-2007 27-Apr-2007
TOTAL S.A.
SECURITY 89151E109 MEETING TYPE Annual
TICKER SYMBOL TOT MEETING DATE 11-May-2007
ISIN AGENDA 932691769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Approve Financial Statements Management For For
O3 Dividends Management For For
O4 Approve Charter Amendment Management For For
O5 Miscellaneous Corporate Governance Management For For
O6 Miscellaneous Corporate Governance Management For For
O7 Miscellaneous Corporate Governance Management For For
O8 Miscellaneous Corporate Governance Management For For
O9 Miscellaneous Corporate Governance Management For For
O10 Miscellaneous Corporate Governance Management For Against
O11 Miscellaneous Corporate Governance Management For Against
O12 Miscellaneous Corporate Governance Management For For
E13 Miscellaneous Corporate Governance Management For For
E14 Miscellaneous Corporate Governance Management For For
E15 Miscellaneous Corporate Governance Management For For
E16 Miscellaneous Corporate Governance Management For For
E17 Miscellaneous Corporate Governance Management For For
E18 Amend Articles-Board Related Management For For
E19 Amend Articles-Board Related Management For For
E20 Amend Articles-Board Related Management For For
A Miscellaneous Corporate Governance Management For
B Miscellaneous Corporate Governance Management For
C Amend Articles-Board Related Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 12714 1258686 09-May-2007 09-May-2007
PITNEY BOWES INC.
SECURITY 724479100 MEETING TYPE Annual
TICKER SYMBOL PBI MEETING DATE 14-May-2007
ISIN AGENDA 932669445 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LINDA G. ALVARADO For For
2 ERNIE GREEN For For
3 JOHN S. MCFARLANE For For
4 EDUARDO R. MENASCE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Charter Amendment Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 624400 0 04-May-2007 04-May-2007
THE ALLSTATE CORPORATION
SECURITY 020002101 MEETING TYPE Annual
TICKER SYMBOL ALL MEETING DATE 15-May-2007
ISIN AGENDA 932659420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 602500 0 11-May-2007 11-May-2007
UNILEVER N.V.
SECURITY 904784709 MEETING TYPE Annual
TICKER SYMBOL UN MEETING DATE 15-May-2007
ISIN AGENDA 932663378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
02 Adopt Accounts For Past Year Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Election Of Directors Management
1 PJ CESCAU* For For
2 CJ VAN DER GRAAF* For For
3 RD KUGLER* For For
4 THE LORD BRITTAN** For For
5 PROFESSOR W DIK** For For
6 CE GOLDEN** For For
7 DR BE GROTE** For For
8 LORD SIMON** For For
9 J-C SPINETTA** For For
10 KJ STORM** For For
11 J VAN DER VEER** Withheld Against
12 PROF. G. BERGER** For For
13 N MURTHY** For For
14 H NYASULU** For For
15 M TRESCHOW** For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
10 Approve Charter Amendment Management For For
11 Ratify Appointment Of Independent Auditors Management For For
12 Approve Charter Amendment Management For For
13 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 472100 0 04-May-2007 04-May-2007
XTO ENERGY INC.
SECURITY 98385X106 MEETING TYPE Annual
TICKER SYMBOL XTO MEETING DATE 15-May-2007
ISIN AGENDA 932682974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 761100 0 10-May-2007 10-May-2007
ROYAL DUTCH SHELL PLC
SECURITY 780259206 MEETING TYPE Annual
TICKER SYMBOL RDSA MEETING DATE 15-May-2007
ISIN AGENDA 932697266 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Approve Financial Statements Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Miscellaneous Corporate Governance Management For For
09 Ratify Appointment Of Independent Auditors Management For For
10 Ratify Appointment Of Independent Auditors Management For For
11 Approve Stock Par Value Change Management For For
12 Miscellaneous Corporate Governance Management For For
13 Approve Stock Par Value Change Management For For
14 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 620600 0 30-Apr-2007 30-Apr-2007
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 16-May-2007
ISIN AGENDA 932665170 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LARRY BARCUS For For
2 JAMES L. BRYAN For For
3 H. PAULETT EBERHART For For
4 JAMES T. HACKETT For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 433300 0 11-May-2007 11-May-2007
SOUTHWEST AIRLINES CO.
SECURITY 844741108 MEETING TYPE Annual
TICKER SYMBOL LUV MEETING DATE 16-May-2007
ISIN AGENDA 932676589 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 COLLEEN C. BARRETT For For
2 DAVID W. BIEGLER For For
3 LOUIS E. CALDERA For For
4 C. WEBB CROCKETT For For
5 WILLIAM H. CUNNINGHAM For For
6 TRAVIS C. JOHNSON For For
7 HERBERT D. KELLEHER For For
8 GARY C. KELLY For For
9 NANCY B. LOEFFLER For For
10 JOHN T. MONTFORD For For
02 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 13922 1378278 11-May-2007 11-May-2007
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY 026874107 MEETING TYPE Annual
TICKER SYMBOL AIG MEETING DATE 16-May-2007
ISIN AGENDA 932677187 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARSHALL A. COHEN For For
2 MARTIN S. FELDSTEIN For For
3 ELLEN V. FUTTER For For
4 STEPHEN L. HAMMERMAN For For
5 RICHARD C. HOLBROOKE For For
6 FRED H. LANGHAMMER For For
7 GEORGE L. MILES, JR. For For
8 MORRIS W. OFFIT For For
9 JAMES F. ORR III For For
10 VIRGINIA M. ROMETTY For For
11 MARTIN J. SULLIVAN For For
12 MICHAEL H. SUTTON For For
13 EDMUND S.W. TSE For For
14 ROBERT B. WILLUMSTAD For For
15 FRANK G. ZARB For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 801300 0 11-May-2007 11-May-2007
ACE LIMITED
SECURITY G0070K103 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 17-May-2007
ISIN AGENDA 932691377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 560400 0 16-May-2007 16-May-2007
TIME WARNER INC.
SECURITY 887317105 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 18-May-2007
ISIN AGENDA 932680350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES L. BARKSDALE For For
2 JEFFREY L. BEWKES For For
3 STEPHEN F. BOLLENBACH For For
4 FRANK J. CAUFIELD For For
5 ROBERT C. CLARK For For
6 MATHIAS DOPFNER For For
7 JESSICA P. EINHORN For For
8 REUBEN MARK For For
9 MICHAEL A. MILES For For
10 KENNETH J. NOVACK For For
11 RICHARD D. PARSONS For For
12 FRANCIS T. VINCENT, JR. For For
13 DEBORAH C. WRIGHT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
06 S/H Proposal - Corporate Governance Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 748787 331913 17-May-2007 17-May-2007
SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Annual
TICKER SYMBOL SGP MEETING DATE 18-May-2007
ISIN AGENDA 932695010 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HANS W. BECHERER For For
2 THOMAS J. COLLIGAN For For
3 FRED HASSAN For For
4 C. ROBERT KIDDER For For
5 PHILIP LEDER, M.D. For For
6 EUGENE R. MCGRATH For For
7 CARL E. MUNDY, JR. For For
8 ANTONIO M. PEREZ For For
9 PATRICIA F. RUSSO For For
10 JACK L. STAHL For For
11 KATHRYN C. TURNER For For
12 ROBERT F.W. VAN OORDT For For
13 ARTHUR F. WEINBACH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
04 Classify Board Management For For
05 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 2626800 0 14-May-2007 14-May-2007
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 23-May-2007
ISIN AGENDA 932669546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 S. DECKER ANSTROM For For
2 KENNETH J. BACON For For
3 SHELDON M. BONOVITZ For For
4 EDWARD D. BREEN For For
5 JULIAN A. BRODSKY For For
6 JOSEPH J. COLLINS For For
7 J. MICHAEL COOK For For
8 JEFFREY A. HONICKMAN For For
9 BRIAN L. ROBERTS For For
10 RALPH J. ROBERTS For For
11 DR. JUDITH RODIN For For
12 MICHAEL I. SOVERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder Against For
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Proxy Process/Statement Shareholder For Against
07 S/H Proposal - Proxy Process/Statement Shareholder For Against
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 11457 1134208 15-May-2007 15-May-2007
MCDONALD'S CORPORATION
SECURITY 580135101 MEETING TYPE Annual
TICKER SYMBOL MCD MEETING DATE 24-May-2007
ISIN AGENDA 932674511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 969000 30800 17-May-2007 17-May-2007
XEROX CORPORATION
SECURITY 984121103 MEETING TYPE Annual
TICKER SYMBOL XRX MEETING DATE 24-May-2007
ISIN AGENDA 932678420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GLENN A. BRITT For For
2 URSULA M. BURNS For For
3 WILLIAM CURT HUNTER For For
4 VERNON E. JORDAN, JR. For For
5 RICHARD J. HARRINGTON For For
6 ROBERT A. MCDONALD For For
7 ANNE M. MULCAHY For For
8 RALPH S. LARSEN For For
9 ANN N. REESE For For
10 MARY AGNES WILDEROTTER For For
11 N.J. NICHOLAS, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1549400 0 18-May-2007 18-May-2007
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 24-May-2007
ISIN AGENDA 932680499 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management Against Against
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
04 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Political/Government Shareholder Against For
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 199600 195100 17-May-2007 17-May-2007
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 25-May-2007
ISIN AGENDA 932671678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 TONI JENNINGS For For
8 OLIVER D. KINGSLEY, JR. For For
9 RUDY E. SCHUPP For For
10 MICHAEL H. THAMAN For For
11 HANSEL E. TOOKES, II For For
12 PAUL R. TREGURTHA For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Director Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 200987 577713 24-May-2007 24-May-2007
BUNGE LIMITED
SECURITY G16962105 MEETING TYPE Annual
TICKER SYMBOL BG MEETING DATE 25-May-2007
ISIN AGENDA 932685401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 232081 108219 24-May-2007 24-May-2007
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 30-May-2007
ISIN AGENDA 932676844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M.J. BOSKIN For For
2 W.W. GEORGE For For
3 J.R. HOUGHTON For For
4 W.R. HOWELL For For
5 R.C. KING For For
6 P.E. LIPPINCOTT For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S. REINEMUND For For
10 W.V. SHIPLEY For For
11 J.S. SIMON For For
12 R.W. TILLERSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
12 S/H Proposal - Political/Government Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Environmental Shareholder Against For
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1713020 0 24-May-2007 24-May-2007
FIRST DATA CORPORATION
SECURITY 319963104 MEETING TYPE Annual
TICKER SYMBOL FDC MEETING DATE 30-May-2007
ISIN AGENDA 932685285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Amend Stock Purchase Plan Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 485800 340000 22-May-2007 22-May-2007
SANOFI-AVENTIS
SECURITY 80105N105 MEETING TYPE Annual
TICKER SYMBOL SNY MEETING DATE 31-May-2007
ISIN AGENDA 932708704 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Receive Consolidated Financial Statements Management For For
O2 Receive Consolidated Financial Statements Management For For
O3 Dividends Management For For
O4 Ratify Appointment Of Independent Auditors Management For For
O5 Election of Directors (Majority Voting) Management For For
O6 Miscellaneous Corporate Governance Management For For
E7 Approve Authorized Common Stock Increase Management Against Against
E8 Approve Authorized Common Stock Increase Management For For
E9 Approve Authorized Common Stock Increase Management For For
E10 Miscellaneous Corporate Governance Management For For
E11 Approve Authorized Common Stock Increase Management For For
E12 Approve Stock Compensation Plan Management For For
E13 Approve Stock Compensation Plan Management For For
E14 Approve Stock Split Management For For
E15 Miscellaneous Corporate Governance Management Against Against
E16 Miscellaneous Corporate Governance Management For For
E17 Transact Other Business Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 6258 619542 17-May-2007 17-May-2007
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 01-Jun-2007
ISIN AGENDA 932700669 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
04 S/H Proposal - Opt Out Of Anti-Takeover Statute Shareholder Against For
05 Shareholder Proposal - Compensation Discussion &
Analysis Management For Against
06 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Opt Out Of Anti-Takeover Statute Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder Against For
12 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
13 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 1575100 0 22-May-2007 22-May-2007
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY 313400301 MEETING TYPE Annual
TICKER SYMBOL FRE MEETING DATE 08-Jun-2007
ISIN AGENDA 932713642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 460072 9528 06-Jun-2007 06-Jun-2007
STAPLES, INC.
SECURITY 855030102 MEETING TYPE Annual
TICKER SYMBOL SPLS MEETING DATE 11-Jun-2007
ISIN AGENDA 932704035 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BASIL L. ANDERSON For For
2 ARTHUR M. BLANK For For
3 MARY ELIZABETH BURTON For For
4 GARY L. CRITTENDEN For For
5 ROWLAND T. MORIARTY For For
6 ROBERT C. NAKASONE For For
7 RONALD L. SARGENT For For
8 MARTIN TRUST For For
9 VIJAY VISHWANATH For For
10 PAUL F. WALSH For For
02 Classify Board Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 649600 0 06-Jun-2007 06-Jun-2007
CATERPILLAR INC.
SECURITY 149123101 MEETING TYPE Annual
TICKER SYMBOL CAT MEETING DATE 13-Jun-2007
ISIN AGENDA 932706231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN T. DILLON For For
2 JUAN GALLARDO For For
3 WILLIAM A. OSBORN For For
4 EDWARD B. RUST, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 181400 0 31-May-2007 31-May-2007
HONDA MOTOR CO., LTD.
SECURITY 438128308 MEETING TYPE Annual
TICKER SYMBOL HMC MEETING DATE 22-Jun-2007
ISIN AGENDA 932736284 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Allocation Of Dividends On Shares Management For For
Held By Company
02 Approve Article Amendments Management For For
03 Election Of Directors Management
1 TAKEO FUKUI For For
2 SATOSHI AOKI For For
3 MINORU HARADA For For
4 ATSUYOSHI HYOGO For For
5 SATOSHI TOSHIDA For For
6 KOKI HIRASHIMA For For
7 KOICHI KONDO For For
8 MIKIO YOSHIMI For For
9 TORU ONDA For For
10 AKIRA TAKANO For For
11 SHIGERU TAKAGI For For
12 TETSUO IWAMURA For For
13 TATSUHIRO OYAMA For For
14 SATORU KISHI For For
15 KENSAKU HOGEN For For
16 HIROYUKI YOSHINO For For
17 FUMIHIKO IKE For For
18 TAKANOBU ITO For For
19 MASAAKI KATO For For
20 SHO MINEKAWA For For
4A Ratify Appointment Of Independent Auditors Management For For
4B Ratify Appointment Of Independent Auditors Management For For
05 Receive Consolidated Financial Statements Management For For
06 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1S 837 178100 0 10-Jun-2007 10-Jun-2007
Investment Company Report
The Hartford Equity Income Fund
BELLSOUTH CORPORATION
SECURITY 079860102 MEETING TYPE Special
TICKER SYMBOL BLS MEETING DATE 21-Jul-2006
ISIN AGENDA 932551511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 238860 0 18-Jul-2006 18-Jul-2006
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 707853 0 17-Jul-2006 17-Jul-2006
VODAFONE GROUP PLC
SECURITY 92857W100 MEETING TYPE Special
TICKER SYMBOL VOD MEETING DATE 25-Jul-2006
ISIN AGENDA 932558438 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
E1 Amend Articles/Charter To Reflect Changes In Management For For
Capital
A1 Receive Consolidated Financial Statements Management For For
A2 Election Of Directors Management
1 SIR JOHN BOND, 2,3 For For
2 ARUN SARIN, 2 For For
3 THOMAS GEITNER For For
4 DR MICHAEL BOSKIN, 1,3 For For
5 LORD BROERS, 1,2 For For
6 JOHN BUCHANAN, 1 For For
7 ANDREW HALFORD For For
8 PROF J. SCHREMPP, 2,3 For For
9 LUC VANDEVELDE, 3 For For
10 PHILIP YEA, 3 For For
11 ANNE LAUVERGEON For For
12 ANTHONY WATSON For For
A14 Dividends Management For For
A15 Receive Directors' Report Management For For
A16 Ratify Appointment Of Independent Auditors Management For For
A17 Approve Renumeration Of Directors And Auditors Management For For
A18 Approve Charter Amendment Management For For
A19 Miscellaneous Corporate Actions Management For For
A20 Allot Securities Management For For
A21 Authorize Co To Carry Out Rights Issues/Ltd Management
Issuances W/O Preemptive Rights
A22 Stock Repurchase Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 114700 0 14-Jul-2006 14-Jul-2006
WACHOVIA CORPORATION
SECURITY 929903102 MEETING TYPE Special
TICKER SYMBOL WB MEETING DATE 31-Aug-2006
ISIN AGENDA 932569835 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 92970 0 30-Aug-2006 30-Aug-2006
GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 25-Sep-2006
ISIN AGENDA 932573086 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PAUL DANOS For For
2 WILLIAM T. ESREY For For
3 RAYMOND V. GILMARTIN For For
4 JUDITH RICHARDS HOPE For For
5 HEIDI G. MILLER For For
6 H. OCHOA-BRILLEMBOURG For For
7 STEVE ODLAND For For
8 KENDALL J. POWELL For For
9 MICHAEL D. ROSE For For
10 ROBERT L. RYAN For For
11 STEPHEN W. SANGER For For
12 A. MICHAEL SPENCE For For
13 DOROTHY A. TERRELL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Option Grants Management For For
04 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 145530 0 14-Sep-2006 14-Sep-2006
DIAGEO PLC
SECURITY 25243Q205 MEETING TYPE Annual
TICKER SYMBOL DEO MEETING DATE 17-Oct-2006
ISIN AGENDA 932587908 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Adopt Accounts For Past Year Management For For
02 Approve Renumeration Of Directors And Auditors Management For For
03 Dividends Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Ratify Appointment Of Independent Auditors Management For For
09 Allot Relevant Securities Management For For
10 Eliminate Preemptive Rights Management For For
11 Authorize Directors To Repurchase Shares Management For For
12 Miscellaneous Corporate Actions Management For For
13 Miscellaneous Compensation Plans Management For For
14 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 65400 0 12-Oct-2006 12-Oct-2006
CAMPBELL SOUP COMPANY
SECURITY 134429109 MEETING TYPE Annual
TICKER SYMBOL CPB MEETING DATE 16-Nov-2006
ISIN AGENDA 932594422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDMUND M. CARPENTER For For
2 PAUL R. CHARRON For For
3 DOUGLAS R. CONANT For For
4 BENNETT DORRANCE For For
5 KENT B. FOSTER For For
6 HARVEY GOLUB For For
7 RANDALL W. LARRIMORE For For
8 PHILIP E. LIPPINCOTT For For
9 MARY ALICE D. MALONE For For
10 SARA MATHEW For For
11 DAVID C. PATTERSON For For
12 CHARLES R. PERRIN For For
13 A. BARRY RAND For For
14 GEORGE STRAWBRIDGE, JR. For For
15 LES C. VINNEY For For
16 CHARLOTTE C. WEBER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 136700 0 15-Nov-2006
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 15-Dec-2006
ISIN AGENDA 932601897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
0A Election Of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 RUDY E. SCHUPP For For
8 MICHAEL H. THAMAN For For
9 HANSEL E. TOOKES II For For
10 PAUL R. TREGURTHA For For
0B Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 319140 0 07-Dec-2006
AIR PRODUCTS AND CHEMICALS, INC.
SECURITY 009158106 MEETING TYPE Annual
TICKER SYMBOL APD MEETING DATE 25-Jan-2007
ISIN AGENDA 932615365 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM L. DAVIS III For For
2 W. DOUGLAS FORD For For
3 EVERT HENKES For For
4 MARGARET G. MCGLYNN Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 129400 0 16-Jan-2007 16-Jan-2007
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 28-Feb-2007
ISIN AGENDA 932622928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 113500 0 15-Feb-2007 15-Feb-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 10-Apr-2007
ISIN AGENDA 932640762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BIONDI For For
2 MR. DONOFRIO For For
3 MR. HASSELL For For
4 MR. KOGAN For For
5 MR. KOWALSKI For For
6 MR. LUKE For For
7 MS. REIN For For
8 MR. RENYI For For
9 MR. RICHARDSON For For
10 MR. SCOTT For For
11 MR. VAUGHAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 231100 0 29-Mar-2007 29-Mar-2007
U.S. BANCORP
SECURITY 902973304 MEETING TYPE Annual
TICKER SYMBOL USB MEETING DATE 17-Apr-2007
ISIN AGENDA 932637450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 V. BUYNISKI GLUCKMAN For For
2 ARTHUR D. COLLINS, JR. For For
3 OLIVIA F. KIRTLEY For For
4 JERRY W. LEVIN For For
5 RICHARD G. REITEN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Declassify Board Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 747570 0 03-Apr-2007 03-Apr-2007
WACHOVIA CORPORATION
SECURITY 929903102 MEETING TYPE Annual
TICKER SYMBOL WB MEETING DATE 17-Apr-2007
ISIN AGENDA 932640801 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERNEST S. RADY*** For For
2 JERRY GITT** For For
3 JOHN T. CASTEEN, III* For For
4 MARYELLEN C. HERRINGER* For For
5 JOSEPH NEUBAUER* For For
6 TIMOTHY D. PROCTOR* For For
7 VAN L. RICHEY* For For
8 DONA DAVIS YOUNG* For For
02 Declassify Board Management For For
03 Approve Charter Amendment Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 130570 0 30-Mar-2007 30-Mar-2007
SUNTRUST BANKS, INC.
SECURITY 867914103 MEETING TYPE Annual
TICKER SYMBOL STI MEETING DATE 17-Apr-2007
ISIN AGENDA 932640875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT M. BEALL, II* For For
2 JEFFREY C. CROWE* For For
3 J. HICKS LANIER* For For
4 LARRY L. PRINCE* For For
5 FRANK S. ROYAL, M.D.* For For
6 PHAIL WYNN, JR.* For For
7 JAMES M. WELLS III** For For
02 Approve Charter Amendment Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Corporate Governance Shareholder For Against
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 115680 0 03-Apr-2007 03-Apr-2007
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2007
ISIN AGENDA 932641562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 685600 0 16-Apr-2007 16-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual
TICKER SYMBOL UBS MEETING DATE 18-Apr-2007
ISIN AGENDA 932658529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Discharge Of Management Board Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Discharge Of Management Board Management For For
4A1 Miscellaneous Corporate Governance Management For For
4A2 Miscellaneous Corporate Governance Management For For
4A3 Miscellaneous Corporate Governance Management For For
4B1 Miscellaneous Corporate Governance Management For For
4C Ratify Appointment Of Independent Auditors Management For For
5A Miscellaneous Corporate Actions Management For For
5B Authorize Directors To Repurchase Shares Management For For
06 Miscellaneous Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 386800 0 03-Apr-2007 03-Apr-2007
PPG INDUSTRIES, INC.
SECURITY 693506107 MEETING TYPE Annual
TICKER SYMBOL PPG MEETING DATE 19-Apr-2007
ISIN AGENDA 932640851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES G. BERGES For For
2 ERROLL B. DAVIS, JR. For For
3 VICTORIA F. HAYNES For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Governance Management For For
04 Eliminate Cumulative Voting Management For For
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder For Against
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 108430 0 04-Apr-2007 04-Apr-2007
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 20-Apr-2007
ISIN AGENDA 932639199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAIN J.P. BELDA For For
2 CARLOS GHOSN For For
3 HENRY B. SCHACHT For For
4 FRANKLIN A. THOMAS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 271490 0 03-Apr-2007 03-Apr-2007
GOODRICH CORPORATION
SECURITY 382388106 MEETING TYPE Annual
TICKER SYMBOL GR MEETING DATE 24-Apr-2007
ISIN AGENDA 932639911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DIANE C. CREEL For For
2 GEORGE A. DAVIDSON, JR. For For
3 HARRIS E. DELOACH, JR. For For
4 JAMES W. GRIFFITH For For
5 WILLIAM R. HOLLAND For For
6 JOHN P. JUMPER For For
7 MARSHALL O. LARSEN For For
8 LLOYD W. NEWTON For For
9 DOUGLAS E. OLESEN For For
10 ALFRED M. RANKIN, JR. For For
11 A. THOMAS YOUNG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 172600 0 04-Apr-2007 04-Apr-2007
AMERICAN ELECTRIC POWER COMPANY, INC
SECURITY 025537101 MEETING TYPE Annual
TICKER SYMBOL AEP MEETING DATE 24-Apr-2007
ISIN AGENDA 932641675 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E.R. BROOKS For For
2 D.M. CARLTON For For
3 R.D. CROSBY, JR. For For
4 J.P. DESBARRES For For
5 R.W. FRI For For
6 L.A. GOODSPEED For For
7 W.R. HOWELL For For
8 L.A. HUDSON, JR. For For
9 M.G. MORRIS For For
10 L.L. NOWELL III For For
11 R.L. SANDOR For For
12 D.G. SMITH For For
13 K.D. SULLIVAN For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 209100 0 16-Apr-2007 16-Apr-2007
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 24-Apr-2007
ISIN AGENDA 932643643 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder For Against
04 S/H Proposal - Executive Compensation Shareholder For Against
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 229580 0 16-Apr-2007 16-Apr-2007
GANNETT CO., INC.
SECURITY 364730101 MEETING TYPE Annual
TICKER SYMBOL GCI MEETING DATE 24-Apr-2007
ISIN AGENDA 932643667 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CHARLES B. FRUIT For For
2 ARTHUR H. HARPER For For
3 JOHN JEFFRY LOUIS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 75320 0 20-Apr-2007 20-Apr-2007
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 24-Apr-2007
ISIN AGENDA 932651842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BERNDT For For
2 MR. BUNCH For For
3 MR. CHELLGREN For For
4 MR. CLAY For For
5 MR. DAVIDSON For For
6 MS. JAMES For For
7 MR. KELSON For For
8 MR. LINDSAY For For
9 MR. MASSARO For For
10 MS. PEPPER For For
11 MR. ROHR For For
12 MR. SHEPARD For For
13 MS. STEFFES For For
14 MR. STRIGL For For
15 MR. THIEKE For For
16 MR. USHER For For
17 MR. WALLS For For
18 MR. WEHMEIER For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 244730 0 16-Apr-2007 16-Apr-2007
CHUBB CORPORATION
SECURITY 171232101 MEETING TYPE Annual
TICKER SYMBOL CB MEETING DATE 24-Apr-2007
ISIN AGENDA 932655737 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ZOE BAIRD For For
2 SHEILA P. BURKE For For
3 JAMES I. CASH, JR. For For
4 JOEL J. COHEN For For
5 JOHN D. FINNEGAN For For
6 KLAUS J. MANGOLD For For
7 SIR D.G. SCHOLEY, CBE For For
8 LAWRENCE M. SMALL For For
9 DANIEL E. SOMERS For For
10 KAREN HASTIE WILLIAMS For For
11 ALFRED W. ZOLLAR For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 281260 0 04-Apr-2007 04-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 951800 0 19-Apr-2007 19-Apr-2007
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 25-Apr-2007
ISIN AGENDA 932644481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
1Q Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 676631 0 17-Apr-2007 17-Apr-2007
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-Apr-2007
ISIN AGENDA 932647007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 464800 0 19-Apr-2007 19-Apr-2007
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 25-Apr-2007
ISIN AGENDA 932650903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. BROWN For For
2 ROBERT A. BROWN For For
3 BERTRAND P. COLLOMB For For
4 CURTIS J. CRAWFORD For For
5 JOHN T. DILLON For For
6 ELEUTHERE I. DU PONT For For
7 CHARLES O. HOLLIDAY, JR For For
8 LOIS D. JULIBER For For
9 MASAHISA NAITOH For For
10 SEAN O'KEEFE For For
11 WILLIAM K. REILLY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 206390 0 19-Apr-2007 19-Apr-2007
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 26-Apr-2007
ISIN AGENDA 932640091 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Classify/Stagger Board Of Directors Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Human Rights Related Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 160430 0 19-Apr-2007 19-Apr-2007
SCANA CORPORATION
SECURITY 80589M102 MEETING TYPE Annual
TICKER SYMBOL SCG MEETING DATE 26-Apr-2007
ISIN AGENDA 932648554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. HAYNE HIPP For For
2 HAROLD C. STOWE For For
3 G. SMEDES YORK For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 137510 0 19-Apr-2007 19-Apr-2007
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 26-Apr-2007
ISIN AGENDA 932650434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Corporate Governance Shareholder Against For
10 Miscellaneous Corporate Governance Management Abstain
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 415570 0 19-Apr-2007 19-Apr-2007
ALTRIA GROUP, INC.
SECURITY 02209S103 MEETING TYPE Annual
TICKER SYMBOL MO MEETING DATE 26-Apr-2007
ISIN AGENDA 932652349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ELIZABETH E. BAILEY For For
2 HAROLD BROWN For For
3 MATHIS CABIALLAVETTA For For
4 LOUIS C. CAMILLERI For For
5 J. DUDLEY FISHBURN For For
6 ROBERT E.R. HUNTLEY For For
7 THOMAS W. JONES For For
8 GEORGE MUNOZ For For
9 LUCIO A. NOTO For For
10 JOHN S. REED For For
11 STEPHEN M. WOLF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Tobacco Shareholder Against For
06 S/H Proposal - Tobacco Shareholder Against For
07 S/H Proposal - Animal Rights Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 326800 0 19-Apr-2007 19-Apr-2007
KELLOGG COMPANY
SECURITY 487836108 MEETING TYPE Annual
TICKER SYMBOL K MEETING DATE 27-Apr-2007
ISIN AGENDA 932642728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BENJAMIN S. CARSON, SR. For For
2 GORDON GUND For For
3 DOROTHY A. JOHNSON For For
4 A. MCLAUGHLIN KOROLOGOS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Environmental Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 235060 0 19-Apr-2007 19-Apr-2007
MERRILL LYNCH & CO., INC.
SECURITY 590188108 MEETING TYPE Annual
TICKER SYMBOL MER MEETING DATE 27-Apr-2007
ISIN AGENDA 932645940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN D. FINNEGAN For For
2 JOSEPH W. PRUEHER For For
3 ANN N. REESE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 160860 0 19-Apr-2007 19-Apr-2007
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2007
ISIN AGENDA 932646360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A01 Miscellaneous Corporate Governance Management For For
A02 Miscellaneous Corporate Governance Management For For
A03 Miscellaneous Corporate Governance Management For For
A04 Miscellaneous Corporate Governance Management For For
A05 Miscellaneous Corporate Governance Management For For
A06 Miscellaneous Corporate Governance Management For For
A07 Miscellaneous Corporate Governance Management For For
A08 Miscellaneous Corporate Governance Management For For
A09 Miscellaneous Corporate Governance Management For For
A10 Miscellaneous Corporate Governance Management For For
A11 Miscellaneous Corporate Governance Management For For
A12 Miscellaneous Corporate Governance Management For For
A13 Miscellaneous Corporate Governance Management For For
A14 Miscellaneous Corporate Governance Management For For
A15 Miscellaneous Corporate Governance Management For For
A16 Miscellaneous Corporate Governance Management For For
A17 Miscellaneous Corporate Governance Management For For
B02 Ratify Appointment Of Independent Auditors Management For For
B03 Approve Cash/Stock Bonus Plan Management For For
C04 S/H Proposal - Political/Government Shareholder Against For
C05 S/H Proposal - Corporate Governance Shareholder For Against
C06 S/H Proposal - Executive Compensation Shareholder Against For
C07 S/H Proposal - Executive Compensation Shareholder For Against
C08 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 1034377 0 19-Apr-2007 19-Apr-2007
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2007
ISIN AGENDA 932647069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 R.S. AUSTIN For For
2 W.M. DALEY For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 R.A. GONZALEZ For For
6 D.A.L. OWEN For For
7 B. POWELL JR. For For
8 W.A. REYNOLDS For For
9 R.S. ROBERTS For For
10 S.C. SCOTT III For For
11 W.D. SMITHBURG For For
12 G.F. TILTON For For
13 M.D. WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 228200 0 19-Apr-2007 19-Apr-2007
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 01-May-2007
ISIN AGENDA 932647019 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 267860 0 23-Apr-2007 23-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 301800 0 23-Apr-2007 23-Apr-2007
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2007
ISIN AGENDA 932655345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 167000 0 27-Apr-2007 27-Apr-2007
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 03-May-2007
ISIN AGENDA 932647401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder Against For
04 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder For Against
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
09 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 493560 0 30-Apr-2007 30-Apr-2007
AMERICAN STANDARD COMPANIES, INC.
SECURITY 029712106 MEETING TYPE Annual
TICKER SYMBOL ASD MEETING DATE 03-May-2007
ISIN AGENDA 932650080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN E. ANDERSON For For
2 STEVEN F. GOLDSTONE For For
3 RUTH ANN MARSHALL For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 211300 0 26-Apr-2007 26-Apr-2007
COLGATE-PALMOLIVE COMPANY
SECURITY 194162103 MEETING TYPE Annual
TICKER SYMBOL CL MEETING DATE 03-May-2007
ISIN AGENDA 932664433 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 126600 0 27-Apr-2007 27-Apr-2007
NOKIA CORPORATION
SECURITY 654902204 MEETING TYPE Annual
TICKER SYMBOL NOK MEETING DATE 03-May-2007
ISIN AGENDA 932685982 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Elect Supervisory Board Member Management For For
03 Approve Discharge Of Board And President Management For For
04 Approve Article Amendments Management For For
05 Approve Renumeration Of Directors And Auditors Management For For
06 Miscellaneous Corporate Actions Management For For
07 Election Of Directors Management
1 GEORG EHRNROOTH For For
2 LALITA D. GUPTE For For
3 DANIEL R. HESSE For For
4 DR. BENGT HOLMSTROM For For
5 DR. HENNING KAGERMANN For For
6 OLLI-PEKKA KALLASVUO For For
7 PER KARLSSON For For
8 JORMA OLLILA For For
9 DAME MARJORIE SCARDINO For For
10 KEIJO SUILA For For
11 VESA VAINIO For For
08 Approve Renumeration Of Directors And Auditors Management For For
09 Ratify Appointment Of Independent Auditors Management For For
10 Miscellaneous Corporate Governance Management For For
11 Miscellaneous Corporate Governance Management For For
12 Miscellaneous Corporate Governance Management For For
13 Miscellaneous Corporate Governance Management For For
14 Miscellaneous Corporate Governance Management For For
15 Transact Other Business Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 3045 0 23-Apr-2007 23-Apr-2007
ENTERGY CORPORATION
SECURITY 29364G103 MEETING TYPE Annual
TICKER SYMBOL ETR MEETING DATE 04-May-2007
ISIN AGENDA 932645142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 96200 0 27-Apr-2007 27-Apr-2007
WASTE MANAGEMENT, INC.
SECURITY 94106L109 MEETING TYPE Annual
TICKER SYMBOL WMI MEETING DATE 04-May-2007
ISIN AGENDA 932647045 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 234600 0 27-Apr-2007 27-Apr-2007
INTERNATIONAL PAPER COMPANY
SECURITY 460146103 MEETING TYPE Annual
TICKER SYMBOL IP MEETING DATE 07-May-2007
ISIN AGENDA 932666374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID J. BRONCZEK For For
2 MARTHA F. BROOKS Withheld Against
3 LYNN LAVERTY ELSENHANS For For
4 JOHN L. TOWNSEND, III Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 88500 0 27-Apr-2007 27-Apr-2007
3M COMPANY
SECURITY 88579Y101 MEETING TYPE Annual
TICKER SYMBOL MMM MEETING DATE 08-May-2007
ISIN AGENDA 932657832 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LINDA G. ALVARADO For For
2 GEORGE W. BUCKLEY For For
3 VANCE D. COFFMAN For For
4 MICHAEL L. ESKEW For For
5 W. JAMES FARRELL For For
6 HERBERT L. HENKEL For For
7 EDWARD M. LIDDY For For
8 ROBERT S. MORRISON For For
9 AULANA L. PETERS For For
10 ROZANNE L. RIDGWAY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
04 Approve Charter Amendment Management For For
05 Approve Stock Compensation Plan Management For For
06 Miscellaneous Compensation Plans Management For For
07 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 103000 0 04-May-2007 04-May-2007
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 08-May-2007
ISIN AGENDA 932660562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 217700 0 03-May-2007 03-May-2007
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 09-May-2007
ISIN AGENDA 932664988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Human Rights Related Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 300860 0 03-May-2007 03-May-2007
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2007
ISIN AGENDA 932650244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ARNOLD A. ALLEMANG For For
2 JACQUELINE K. BARTON For For
3 JAMES A. BELL For For
4 JEFF M. FETTIG For For
5 BARBARA H. FRANKLIN For For
6 JOHN B. HESS For For
7 ANDREW N. LIVERIS For For
8 GEOFFERY E. MERSZEI For For
9 WITHDRAWN For For
10 JAMES M. RINGLER For For
11 RUTH G. SHAW For For
12 PAUL G. STERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 430820 0 07-May-2007 07-May-2007
PITNEY BOWES INC.
SECURITY 724479100 MEETING TYPE Annual
TICKER SYMBOL PBI MEETING DATE 14-May-2007
ISIN AGENDA 932669445 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LINDA G. ALVARADO For For
2 ERNIE GREEN For For
3 JOHN S. MCFARLANE For For
4 EDUARDO R. MENASCE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Charter Amendment Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 347800 0 04-May-2007 04-May-2007
THE ALLSTATE CORPORATION
SECURITY 020002101 MEETING TYPE Annual
TICKER SYMBOL ALL MEETING DATE 15-May-2007
ISIN AGENDA 932659420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By
Written Consent Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 185600 0 11-May-2007 11-May-2007
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 15-May-2007
ISIN AGENDA 932660120 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CRANDALL C. BOWLES For For
2 STEPHEN B. BURKE For For
3 JAMES S. CROWN For For
4 JAMES DIMON For For
5 ELLEN V. FUTTER For For
6 WILLIAM H. GRAY, III For For
7 LABAN P. JACKSON, JR. For For
8 ROBERT I. LIPP For For
9 DAVID C. NOVAK For For
10 LEE R. RAYMOND For For
11 WILLIAM C. WELDON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Override Csa Vote Restrictions Shareholder For Against
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
06 S/H Proposal - Separate Chairman/CEO Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 427800 0 10-May-2007 10-May-2007
ROYAL DUTCH SHELL PLC
SECURITY 780259107 MEETING TYPE Annual
TICKER SYMBOL RDSB MEETING DATE 15-May-2007
ISIN AGENDA 932697266 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Approve Financial Statements Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Miscellaneous Corporate Governance Management For For
09 Ratify Appointment Of Independent Auditors Management For For
10 Ratify Appointment Of Independent Auditors Management For For
11 Approve Stock Par Value Change Management For For
12 Miscellaneous Corporate Governance Management For For
13 Approve Stock Par Value Change Management For For
14 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 893 88327 30-Apr-2007 30-Apr-2007
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2007
ISIN AGENDA 932669205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Human Rights Related Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To
Ratify Poison Pill Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 2586 256014 11-May-2007 11-May-2007
HOST HOTELS & RESORTS, INC.
SECURITY 44107P104 MEETING TYPE Annual
TICKER SYMBOL HST MEETING DATE 17-May-2007
ISIN AGENDA 932676894 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 585800 0 12-May-2007 12-May-2007
ACE LIMITED
SECURITY G0070K103 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 17-May-2007
ISIN AGENDA 932691377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 168210 0 16-May-2007 16-May-2007
CONSOLIDATED EDISON, INC.
SECURITY 209115104 MEETING TYPE Annual
TICKER SYMBOL ED MEETING DATE 21-May-2007
ISIN AGENDA 932681100 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 K. BURKE For For
2 V.A. CALARCO For For
3 G. CAMPBELL, JR. For For
4 G.J. DAVIS For For
5 M.J. DEL GIUDICE For For
6 E.V. FUTTER For For
7 S. HERNANDEZ For For
8 P.W. LIKINS For For
9 E.R. MCGRATH For For
10 L.F. SUTHERLAND For For
11 S.R. VOLK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 172600 0 13-May-2007 13-May-2007
THE SOUTHERN COMPANY
SECURITY 842587107 MEETING TYPE Annual
TICKER SYMBOL SO MEETING DATE 23-May-2007
ISIN AGENDA 932676565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 J.P. BARANCO For For
2 D.J. BERN For For
3 F.S. BLAKE For For
4 T.F. CHAPMAN For For
5 H.W. HABERMEYER, JR. For For
6 D.M. JAMES For For
7 J.N. PURCELL For For
8 D.M. RATCLIFFE For For
9 W.G. SMITH, JR. For For
10 G.J. ST. PE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 53482 139618 16-May-2007 16-May-2007
PPL CORPORATION
SECURITY 69351T106 MEETING TYPE Annual
TICKER SYMBOL PPL MEETING DATE 23-May-2007
ISIN AGENDA 932688798 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STUART HEYDT For For
2 CRAIG A. ROGERSON For For
3 W. KEITH SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 175400 0 17-May-2007 17-May-2007
R.R. DONNELLEY & SONS COMPANY
SECURITY 257867101 MEETING TYPE Annual
TICKER SYMBOL RRD MEETING DATE 24-May-2007
ISIN AGENDA 932691478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Classify/Stagger Board Of Directors Management For For
04 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
05 S/H Proposal - Environmental Shareholder Against For
06 S/H PROPOSAL - DECLASSIFY BOARD Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 198200 0 17-May-2007 17-May-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Special
TICKER SYMBOL BK MEETING DATE 24-May-2007
ISIN AGENDA 932692761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Charter Amendment Management For For
03 Approve Charter Amendment Management For For
04 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 235000 0 17-May-2007 17-May-2007
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 25-May-2007
ISIN AGENDA 932671678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 TONI JENNINGS For For
8 OLIVER D. KINGSLEY, JR. For For
9 RUDY E. SCHUPP For For
10 MICHAEL H. THAMAN For For
11 HANSEL E. TOOKES, II For For
12 PAUL R. TREGURTHA For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Director Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 414840 0 24-May-2007 24-May-2007
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 30-May-2007
ISIN AGENDA 932676844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M.J. BOSKIN For For
2 W.W. GEORGE For For
3 J.R. HOUGHTON For For
4 W.R. HOWELL For For
5 R.C. KING For For
6 P.E. LIPPINCOTT For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S. REINEMUND For For
10 W.V. SHIPLEY For For
11 J.S. SIMON For For
12 R.W. TILLERSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
12 S/H Proposal - Political/Government Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Environmental Shareholder Against For
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 510020 0 24-May-2007 24-May-2007
CHUNGHWA TELECOM CO., LTD.
SECURITY 17133Q205 MEETING TYPE Annual
TICKER SYMBOL CHT MEETING DATE 15-Jun-2007
ISIN AGENDA 932723299 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
3A Miscellaneous Corporate Actions Management For
3B Miscellaneous Corporate Actions Management For
3C Miscellaneous Corporate Actions Management For
4A Approve Financial Statements Management For
4B Approve Financial Statements Management For
5A Approve Article Amendments Management For
5B Increase Share Capital Management For
5C Miscellaneous Corporate Actions Management For
5D Miscellaneous Corporate Actions Management For
5E Miscellaneous Corporate Actions Management For
5F Miscellaneous Corporate Actions Management For
5G Miscellaneous Corporate Actions Management For
06 Elect Supervisory Board Member Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR9W 837 214500 0 31-May-2007 31-May-2007
Item 1. Proxy Voting Record
Account Name: The Hartford Floating Rate Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Investment Company Report
The Hartford Focus Fund
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 43800 0 17-Jul-2006 17-Jul-2006
MEDTRONIC, INC.
SECURITY 585055106 MEETING TYPE Annual
TICKER SYMBOL MDT MEETING DATE 24-Aug-2006
ISIN AGENDA 932567906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. ANDERSON For For
2 MICHAEL R. BONSIGNORE For For
3 ROBERT C. POZEN For For
4 GORDON M. SPRENGER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 44900 0 22-Aug-2006 22-Aug-2006
SUN MICROSYSTEMS, INC.
SECURITY 866810104 MEETING TYPE Annual
TICKER SYMBOL SUNW MEETING DATE 02-Nov-2006
ISIN AGENDA 932586350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT G. MCNEALY For For
2 JAMES L. BARKSDALE For For
3 STEPHEN M. BENNETT For For
4 ROBERT J. FINOCCHIO, JR For For
5 PATRICIA E. MITCHELL For For
6 M. KENNETH OSHMAN For For
7 JONATHAN I. SCHWARTZ For For
8 NAOMI O. SELIGMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Option Grants Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 154700 0 31-Oct-2006 31-Oct-2006
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 14-Nov-2006
ISIN AGENDA 932591173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 65200 0 15-Nov-2006
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 15-Nov-2006
ISIN AGENDA 932588405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CAROL A. BARTZ For For
2 M. MICHELE BURNS For For
3 MICHAEL D. CAPELLAS For For
4 LARRY R. CARTER For For
5 JOHN T. CHAMBERS For For
6 DR. JOHN L. HENNESSY For For
7 RICHARD M. KOVACEVICH For For
8 RODERICK C. MCGEARY For For
9 STEVEN M. WEST For For
10 JERRY YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
05 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 121800 0 13-Nov-2006 13-Nov-2006
THE CLOROX COMPANY
SECURITY 189054109 MEETING TYPE Annual
TICKER SYMBOL CLX MEETING DATE 15-Nov-2006
ISIN AGENDA 932591262 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 23000 0 16-Nov-2006
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 28-Dec-2006
ISIN AGENDA 932615593 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Article Amendments Management For For
02 Miscellaneous Corporate Actions Management For For
03 Miscellaneous Corporate Actions Management For For
04 Increase Share Capital Management For For
05 Approve Acquisition Agreement Management For For
06 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 28600 0 20-Dec-2006 20-Dec-2006
D.R. HORTON, INC.
SECURITY 23331A109 MEETING TYPE Annual
TICKER SYMBOL DHI MEETING DATE 25-Jan-2007
ISIN AGENDA 932615377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DONALD R. HORTON For For
2 BRADLEY S. ANDERSON For For
3 MICHAEL R. BUCHANAN For For
4 RICHARD I. GALLAND For For
5 MICHAEL W. HEWATT For For
6 DONALD J. TOMNITZ For For
7 BILL W. WHEAT For For
02 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
03 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 56400 0 18-Jan-2007 18-Jan-2007
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 07-Feb-2007
ISIN AGENDA 932618119 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 26200 0 30-Jan-2007 30-Jan-2007
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 28-Feb-2007
ISIN AGENDA 932622928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 16500 0 15-Feb-2007 15-Feb-2007
ADOBE SYSTEMS INCORPORATED
SECURITY 00724F101 MEETING TYPE Annual
TICKER SYMBOL ADBE MEETING DATE 05-Apr-2007
ISIN AGENDA 932635925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT K. BURGESS For For
2 CAROL MILLS For For
3 COLLEEN M. POULIOT For For
4 ROBERT SEDGEWICK For For
5 JOHN E. WARNOCK For For
02 Amend Stock Compensation Plan Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 26100 0 29-Mar-2007 29-Mar-2007
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 16-Apr-2007
ISIN AGENDA 932636369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. BISCHOFF For For
2 J.M. COOK For For
3 F.G. PRENDERGAST For For
4 K.P. SEIFERT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Liquidation Plan Management For For
04 Miscellaneous Corporate Actions Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder For Against
09 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 40600 0 03-Apr-2007 03-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual
TICKER SYMBOL UBS MEETING DATE 18-Apr-2007
ISIN AGENDA 932658529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Discharge Of Management Board Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Discharge Of Management Board Management For For
4A1 Miscellaneous Corporate Governance Management For For
4A2 Miscellaneous Corporate Governance Management For For
4A3 Miscellaneous Corporate Governance Management For For
4B1 Miscellaneous Corporate Governance Management For For
4C Ratify Appointment Of Independent Auditors Management For For
5A Miscellaneous Corporate Actions Management For For
5B Authorize Directors To Repurchase Shares Management For For
06 Miscellaneous Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 41900 0 03-Apr-2007 03-Apr-2007
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508104 MEETING TYPE Annual
TICKER SYMBOL TXN MEETING DATE 19-Apr-2007
ISIN AGENDA 932638399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 31900 0 10-Apr-2007 10-Apr-2007
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 20-Apr-2007
ISIN AGENDA 932639199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAIN J.P. BELDA For For
2 CARLOS GHOSN For For
3 HENRY B. SCHACHT For For
4 FRANKLIN A. THOMAS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 46100 0 03-Apr-2007 03-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 86000 0 19-Apr-2007 19-Apr-2007
ENCANA CORPORATION
SECURITY 292505104 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL ECA MEETING DATE 25-Apr-2007
ISIN AGENDA 932651094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RALPH S. CUNNINGHAM For For
2 PATRICK D. DANIEL For For
3 IAN W. DELANEY For For
4 RANDALL K. ERESMAN For For
5 MICHAEL A. GRANDIN For For
6 BARRY W. HARRISON For For
7 DALE A. LUCAS For For
8 KEN F. MCCREADY For For
9 VALERIE A.A. NIELSEN For For
10 DAVID P. O'BRIEN For For
11 JANE L. PEVERETT For For
12 ALLAN P. SAWIN For For
13 DENNIS A. SHARP For For
14 JAMES M. STANFORD For For
15 WAYNE G. THOMSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Ratify Shareholder Rights Plan Management For For
04 Amend Stock Option Plan Management For For
05 Amend Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 34400 0 10-Apr-2007 10-Apr-2007
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 MEETING TYPE Annual
TICKER SYMBOL COF MEETING DATE 26-Apr-2007
ISIN AGENDA 932651602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. RONALD DIETZ For For
2 LEWIS HAY, III For For
3 MAYO SHATTUCK, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 21900 0 19-Apr-2007 19-Apr-2007
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2007
ISIN AGENDA 932646360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A01 Miscellaneous Corporate Governance Management For For
A02 Miscellaneous Corporate Governance Management For For
A03 Miscellaneous Corporate Governance Management For For
A04 Miscellaneous Corporate Governance Management For For
A05 Miscellaneous Corporate Governance Management For For
A06 Miscellaneous Corporate Governance Management For For
A07 Miscellaneous Corporate Governance Management For For
A08 Miscellaneous Corporate Governance Management For For
A09 Miscellaneous Corporate Governance Management For For
A10 Miscellaneous Corporate Governance Management For For
A11 Miscellaneous Corporate Governance Management For For
A12 Miscellaneous Corporate Governance Management For For
A13 Miscellaneous Corporate Governance Management For For
A14 Miscellaneous Corporate Governance Management For For
A15 Miscellaneous Corporate Governance Management For For
A16 Miscellaneous Corporate Governance Management For For
A17 Miscellaneous Corporate Governance Management For For
B02 Ratify Appointment Of Independent Auditors Management For For
B03 Approve Cash/Stock Bonus Plan Management For For
C04 S/H Proposal - Political/Government Shareholder Against For
C05 S/H Proposal - Corporate Governance Shareholder For Against
C06 S/H Proposal - Executive Compensation Shareholder Against For
C07 S/H Proposal - Executive Compensation Shareholder For Against
C08 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 50800 0 19-Apr-2007 19-Apr-2007
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 27-Apr-2007
ISIN AGENDA 932676313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Actions Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Approve Renumeration Of Directors And Auditors Management For For
E1 Allot Relevant Securities Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 1170 22230 13-Apr-2007 13-Apr-2007
AMERICA MOVIL, S.A.B. DE C.V.
SECURITY 02364W105 MEETING TYPE Special
TICKER SYMBOL AMX MEETING DATE 27-Apr-2007
ISIN AGENDA 932692230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
I Miscellaneous Corporate Actions Management For
II Miscellaneous Corporate Actions Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 28700 0 24-Apr-2007 24-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 43200 0 23-Apr-2007 23-Apr-2007
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2007
ISIN AGENDA 932655345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 41700 0 27-Apr-2007 27-Apr-2007
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 03-May-2007
ISIN AGENDA 932661730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BROWN For For
2 JOHN R. EGAN For For
3 DAVID N. STROHM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 172400 0 30-Apr-2007 30-Apr-2007
NOKIA CORPORATION
SECURITY 654902204 MEETING TYPE Annual
TICKER SYMBOL NOK MEETING DATE 03-May-2007
ISIN AGENDA 932685982 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Elect Supervisory Board Member Management For For
03 Approve Discharge Of Board And President Management For For
04 Approve Article Amendments Management For For
05 Approve Renumeration Of Directors And Auditors Management For For
06 Miscellaneous Corporate Actions Management For For
07 Election Of Directors Management
1 GEORG EHRNROOTH For For
2 LALITA D. GUPTE For For
3 DANIEL R. HESSE For For
4 DR. BENGT HOLMSTROM For For
5 DR. HENNING KAGERMANN For For
6 OLLI-PEKKA KALLASVUO For For
7 PER KARLSSON For For
8 JORMA OLLILA For For
9 DAME MARJORIE SCARDINO For For
10 KEIJO SUILA For For
11 VESA VAINIO For For
08 Approve Renumeration Of Directors And Auditors Management For For
09 Ratify Appointment Of Independent Auditors Management For For
10 Miscellaneous Corporate Governance Management For For
11 Miscellaneous Corporate Governance Management For For
12 Miscellaneous Corporate Governance Management For For
13 Miscellaneous Corporate Governance Management For For
14 Miscellaneous Corporate Governance Management For For
15 Transact Other Business Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 49200 0 23-Apr-2007 23-Apr-2007
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 04-May-2007
ISIN AGENDA 932652135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 30300 0 31-May-2007 27-Apr-2007
BOSTON SCIENTIFIC CORPORATION
SECURITY 101137107 MEETING TYPE Annual
TICKER SYMBOL BSX MEETING DATE 08-May-2007
ISIN AGENDA 932656335 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 URSULA M. BURNS For For
2 MARYE ANNE FOX, PH.D. For For
3 N.J. NICHOLAS, JR. For For
4 JOHN E. PEPPER For For
02 Declassify Board Management For For
03 Approve Charter Amendment Management For For
04 Approve Re-Pricing Of Options Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 Ratify Appointment Of Independent Auditors Management For For
07 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 3095 58805 02-May-2007 02-May-2007
SPRINT NEXTEL CORPORATION
SECURITY 852061100 MEETING TYPE Annual
TICKER SYMBOL S MEETING DATE 08-May-2007
ISIN AGENDA 932671945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 93100 0 04-May-2007 04-May-2007
UNITED PARCEL SERVICE, INC.
SECURITY 911312106 MEETING TYPE Annual
TICKER SYMBOL UPS MEETING DATE 10-May-2007
ISIN AGENDA 932648504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL J. BURNS For For
2 D. SCOTT DAVIS For For
3 STUART E. EIZENSTAT For For
4 MICHAEL L. ESKEW For For
5 JAMES P. KELLY For For
6 ANN M. LIVERMORE For For
7 VICTOR A. PELSON For For
8 JOHN W. THOMPSON For For
9 CAROL B. TOME For For
10 BEN VERWAAYEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 34900 0 04-May-2007 04-May-2007
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 10-May-2007
ISIN AGENDA 932673886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERIC SCHMIDT For For
2 SERGEY BRIN For For
3 LARRY PAGE For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ARTHUR D. LEVINSON For For
7 ANN MATHER For For
8 PAUL S. OTELLINI For For
9 K. RAM SHRIRAM For For
10 SHIRLEY M. TILGHMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 Approve Cash/Stock Bonus Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 4150 0 03-May-2007 03-May-2007
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 10-May-2007
ISIN AGENDA 932685071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ARTHUR D. LEVINSON For For
6 ERIC E. SCHMIDT For For
7 JEROME B. YORK For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 7900 0 07-May-2007 07-May-2007
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2007
ISIN AGENDA 932669205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Human Rights Related Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 38800 0 11-May-2007 11-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Withheld Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 23000 0 10-May-2007 10-May-2007
E*TRADE FINANCIAL CORPORATION
SECURITY 269246104 MEETING TYPE Annual
TICKER SYMBOL ETFC MEETING DATE 23-May-2007
ISIN AGENDA 932695250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD D. FISHER For For
2 GEORGE A. HAYTER For For
3 R. JARRETT LILIEN For For
4 DONNA L. WEAVER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 3385 54315 15-May-2007 15-May-2007
ELAN CORPORATION, PLC
SECURITY 284131208 MEETING TYPE Annual
TICKER SYMBOL ELN MEETING DATE 24-May-2007
ISIN AGENDA 932688267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Governance Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Miscellaneous Corporate Governance Management For For
O6 Miscellaneous Corporate Governance Management For For
O7 Miscellaneous Corporate Governance Management For For
S8 Miscellaneous Corporate Governance Management For For
S9 Miscellaneous Corporate Governance Management For For
S10 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 93100 0 13-May-2007 13-May-2007
OPTIONSXPRESS HOLDINGS, INC.
SECURITY 684010101 MEETING TYPE Annual
TICKER SYMBOL OXPS MEETING DATE 24-May-2007
ISIN AGENDA 932702699 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID KALT For For
2 S. SCOTT WALD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 12300 0 17-May-2007 17-May-2007
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 29-May-2007
ISIN AGENDA 932703564 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM C. BALLARD, JR. For For
2 RICHARD T. BURKE For For
3 STEPHEN J. HEMSLEY For For
4 ROBERT J. DARRETTA For For
02 Classify Board Management For For
03 Declassify Board Management For For
04 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
05 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
06 Approve Charter Amendment Management For For
07 Ratify Appointment Of Independent Auditors Management For For
08 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 Shareholder Proposal - Compensation Discussion Management For Against
& Analysis
11 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 34600 0 22-May-2007 22-May-2007
FIRST DATA CORPORATION
SECURITY 319963104 MEETING TYPE Annual
TICKER SYMBOL FDC MEETING DATE 30-May-2007
ISIN AGENDA 932685285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Amend Stock Purchase Plan Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 70600 0 22-May-2007 22-May-2007
BIOGEN IDEC INC.
SECURITY 09062X103 MEETING TYPE Annual
TICKER SYMBOL BIIB MEETING DATE 31-May-2007
ISIN AGENDA 932704299 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES C. MULLEN For For
2 BRUCE R. ROSS For For
3 MARIJN E. DEKKERS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 14000 0 22-May-2007 22-May-2007
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY 018581108 MEETING TYPE Annual
TICKER SYMBOL ADS MEETING DATE 06-Jun-2007
ISIN AGENDA 932696745 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 L.M. BENVENISTE, PH.D. For For
2 D. KEITH COBB For For
3 KENNETH R. JENSEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 815 15485 23-May-2007 23-May-2007
PRICELINE.COM INCORPORATED
SECURITY 741503403 MEETING TYPE Annual
TICKER SYMBOL PCLN MEETING DATE 06-Jun-2007
ISIN AGENDA 932702550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFERY H. BOYD For For
2 RALPH M. BAHNA For For
3 HOWARD W. BARKER, JR. For For
4 JEFFREY E. EPSTEIN For For
5 JAMES M. GUYETTE For For
6 NANCY B. PERETSMAN For For
7 CRAIG W. RYDIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 21000 0 23-May-2007 23-May-2007
GLOBALSANTAFE CORPORATION
SECURITY G3930E101 MEETING TYPE Annual
TICKER SYMBOL GSF MEETING DATE 07-Jun-2007
ISIN AGENDA 932705912 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDWARD R. MULLER For For
2 JOHN L. WHITMIRE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 20200 0 29-May-2007 29-May-2007
GARMIN LTD.
SECURITY G37260109 MEETING TYPE Annual
TICKER SYMBOL GRMN MEETING DATE 08-Jun-2007
ISIN AGENDA 932701863 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GENE M. BETTS For For
2 THOMAS A. MCDONNELL For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 1025 19475 25-May-2007 25-May-2007
STAPLES, INC.
SECURITY 855030102 MEETING TYPE Annual
TICKER SYMBOL SPLS MEETING DATE 11-Jun-2007
ISIN AGENDA 932704035 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BASIL L. ANDERSON For For
2 ARTHUR M. BLANK For For
3 MARY ELIZABETH BURTON For For
4 GARY L. CRITTENDEN For For
5 ROWLAND T. MORIARTY For For
6 ROBERT C. NAKASONE For For
7 RONALD L. SARGENT For For
8 MARTIN TRUST For For
9 VIJAY VISHWANATH For For
10 PAUL F. WALSH For For
02 Classify Board Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 53600 0 06-Jun-2007 06-Jun-2007
CATERPILLAR INC.
SECURITY 149123101 MEETING TYPE Annual
TICKER SYMBOL CAT MEETING DATE 13-Jun-2007
ISIN AGENDA 932706231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN T. DILLON For For
2 JUAN GALLARDO For For
3 WILLIAM A. OSBORN For For
4 EDWARD B. RUST, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 21800 0 31-May-2007 31-May-2007
INFOSYS TECHNOLOGIES LIMITED
SECURITY 456788108 MEETING TYPE Annual
TICKER SYMBOL INFY MEETING DATE 22-Jun-2007
ISIN AGENDA 932738632 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For
02 Miscellaneous Corporate Actions Management For
03 Miscellaneous Corporate Governance Management For
04 Miscellaneous Corporate Governance Management For
05 Miscellaneous Corporate Governance Management For
06 Miscellaneous Corporate Governance Management For
07 Miscellaneous Corporate Governance Management For
08 Ratify Appointment Of Independent Auditors Management For
09 Miscellaneous Corporate Governance Management Against
10 Miscellaneous Corporate Governance Management For
11 Miscellaneous Corporate Governance Management For
12 Miscellaneous Corporate Governance Management For
13 Miscellaneous Corporate Governance Management For
14 Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 1120 21280 07-Jun-2007 07-Jun-2007
BEST BUY CO., INC.
SECURITY 086516101 MEETING TYPE Annual
TICKER SYMBOL BBY MEETING DATE 27-Jun-2007
ISIN AGENDA 932721738 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD JAMES* For For
2 ELLIOT S. KAPLAN* For For
3 MATTHEW H. PAULL* For For
4 JAMES E. PRESS* For For
5 RICHARD M. SCHULZE* For For
6 MARY A. TOLAN* For For
7 HATIM A. TYABJI* For For
8 ROGELIO M. REBOLLEDO** For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6I 837 20600 0 22-Jun-2007 22-Jun-2007
Investment Company Report
The Hartford Global Communications Fund
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 35000 0 17-Jul-2006 17-Jul-2006
EGYPTIAN COMPANY FOR MOBILE SERVICES (MOBINIL)
SECURITY M36763106 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Aug-2006
ISIN EGS48011C018 AGENDA 701049466 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action *
2. Management Proposal Management No Action *
3. Management Proposal Management No Action *
4. Management Proposal Management No Action *
5. Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 9734 0 18-Aug-2006 18-Aug-2006
WESTELL TECHNOLOGIES, INC.
SECURITY 957541105 MEETING TYPE Annual
TICKER SYMBOL WSTL MEETING DATE 21-Sep-2006
ISIN AGENDA 932572527 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN W. SEAZHOLTZ For For
2 E. VAN CULLENS For For
3 PAUL A. DWYER For For
4 EILEEN A. KAMERICK For For
5 ROBERT C. PENNY III For For
6 ROGER L. PLUMMER For For
7 BERNARD F. SERGESKETTER For For
8 MELVIN J. SIMON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 123300 0 01-Sep-2006 01-Sep-2006
KONGZHONG CORPORATION
SECURITY 50047P104 MEETING TYPE Annual
TICKER SYMBOL KONG MEETING DATE 12-Oct-2006
ISIN AGENDA 932581665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 40800 0 05-Oct-2006 05-Oct-2006
CHINA TELECOM CORP LTD
SECURITY Y1505D102 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 25-Oct-2006
ISIN CN0007867483 AGENDA 701061107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 1330000 0 16-Oct-2006 16-Oct-2006
TELE NORTE LESTE PARTICIPACOES S.A.
SECURITY 879246106 MEETING TYPE Special
TICKER SYMBOL TNE MEETING DATE 13-Nov-2006
ISIN AGENDA 932594294 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Shareholder Equity - Global Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 47600 0 15-Nov-2006
EGYPTIAN COMPANY FOR MOBILE SERVICES (MOBINIL)
SECURITY M3126P103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Dec-2006
ISIN EGS48011C018 AGENDA 701110429 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action *
2. Management Proposal Management No Action *
3. Management Proposal Management No Action *
4. Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 9734 0 05-Dec-2006 05-Dec-2006
COSMOTE MOBILE TELECOMMUNICATIONS S A
SECURITY X9724G104 MEETING TYPE ExtraOrdinary
General Meeting
TICKER SYMBOL MEETING DATE 28-Feb-2007
ISIN GRS408333003 AGENDA 701134114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 0 0 15-Feb-2007 15-Feb-2007
EGYPTIAN COMPANY FOR MOBILE SERVICES (MOBINIL)
SECURITY M3126P103 MEETING TYPE ExtraOrdinary
General Meeting
TICKER SYMBOL MEETING DATE 11-Mar-2007
ISIN EGS48011C018 AGENDA 701148000 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 10407 0 01-Mar-2007 01-Mar-2007
EGYPTIAN COMPANY FOR MOBILE SERVICES (MOBINIL)
SECURITY M3126P103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-Mar-2007
ISIN EGS48011C018 AGENDA 701149317 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 10407 0 01-Mar-2007 01-Mar-2007
FASTWEB, MILANO
SECURITY T39805105 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 22-Mar-2007
ISIN IT0001423562 AGENDA 701144759 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 0 0 06-Mar-2007 06-Mar-2007
TELEMAR NORTE LESTE SA
SECURITY P9037H103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-Apr-2007
ISIN BRTMARACNPA7 AGENDA 701180111 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
A.1 Non-Voting Proposal Note Non-Voting
A.2 Non-Voting Proposal Note Non-Voting
A.3 Management Proposal Management No Action
A.4 Management Proposal Management No Action
A.5 Non-Voting Proposal Note Non-Voting
E.1 Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 30600 0 29-Mar-2007
MAROC TELECOM, MAROC
SECURITY F6077E108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-Apr-2007
ISIN MA0000011488 AGENDA 701188270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
13. Management Proposal Management No Action
14. Management Proposal Management No Action
15. Management Proposal Management No Action
16. Management Proposal Management No Action
17. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 770 0 05-Apr-2007 05-Apr-2007
NEUF CEGETEL
SECURITY F58287107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 16-Apr-2007
ISIN FR0004166072 AGENDA 701167024 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management Against Against
E.8 Management Proposal Management For For
E.9 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 6344 0 28-Mar-2007 28-Mar-2007
ORASCOM TELECOM S A E
SECURITY 68554W205 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN US68554W2052 AGENDA 701199754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 7300 0 12-Apr-2007 12-Apr-2007
NORTEL NETWORKS CORPORATION
SECURITY 656568508 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL NT MEETING DATE 02-May-2007
ISIN AGENDA 932663467 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JALYNN H. BENNETT For For
2 DR. MANFRED BISCHOFF For For
3 HON. JAMES B. HUNT, JR. For For
4 DR. KRISTINA M. JOHNSON For For
5 JOHN A. MACNAUGHTON For For
6 HON. JOHN P. MANLEY For For
7 RICHARD D. MCCORMICK For For
8 CLAUDE MONGEAU For For
9 HARRY J. PEARCE For For
10 JOHN D. WATSON For For
11 MIKE S. ZAFIROVSKI For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 61100 0 23-Apr-2007 23-Apr-2007
CELLCOM ISRAEL LTD
SECURITY M2196U109 MEETING TYPE Annual
TICKER SYMBOL CEL MEETING DATE 08-May-2007
ISIN AGENDA 932688243 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management Against Against
1D Miscellaneous Corporate Governance Management Against Against
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
2A Miscellaneous Corporate Governance Management For For
2B Miscellaneous Corporate Governance Management For For
03 Approve Financial Statements Management For For
04 Miscellaneous Corporate Actions Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 12900 0 03-May-2007 03-May-2007
SYNIVERSE HOLDINGS INC
SECURITY 87163F106 MEETING TYPE Annual
TICKER SYMBOL SVR MEETING DATE 09-May-2007
ISIN AGENDA 932679799 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID A. DONNINI Withheld Against
2 JOHN C. HOFMANN Withheld Against
3 TONY G. HOLCOMBE Withheld Against
4 JAMES B. LIPHAM For For
5 ROBERT J. MARINO For For
6 JACK PEARLSTEIN For For
7 COLLIN E. ROCHE Withheld Against
8 TIMOTHY A. SAMPLES For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 48900 0 04-May-2007 04-May-2007
TELEFONICA, S.A.
SECURITY 879382208 MEETING TYPE Annual
TICKER SYMBOL TEF MEETING DATE 09-May-2007
ISIN AGENDA 932690161 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Election Of Directors Management
1 MR. C. ALIERTA IZUEL+ For For
2 MR. M. CARPIO GARCIA+ For For
3 MR. G.H.F. DE ANGULO+ For For
4 MR. P.I.A. DE TEJERA+ For For
5 ENRIQUE USED AZNAR+ For For
6 G.V. GALARRAGA+ For For
7 MR. J.M.A.P. LOPEZ# For For
03 Stock Repurchase Plan Management For For
04 Miscellaneous Corporate Governance Management For For
05 Stock Repurchase Plan Management For For
6A Miscellaneous Corporate Governance Management For For
6B Miscellaneous Corporate Governance Management For For
6C Miscellaneous Corporate Governance Management For For
7A Approve Charter Amendment Management For For
7B Miscellaneous Corporate Governance Management For For
7C Miscellaneous Corporate Governance Management For For
7D Approve Charter Amendment Management For For
08 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 22696 0 23-Apr-2007 23-Apr-2007
TELECOM ITALIA S P A NEW
SECURITY T92778124 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 14-May-2007
ISIN IT0003497176 AGENDA 701225105 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 0 0 30-Apr-2007 30-Apr-2007
NII HOLDINGS, INC.
SECURITY 62913F201 MEETING TYPE Annual
TICKER SYMBOL NIHD MEETING DATE 16-May-2007
ISIN AGENDA 932685665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN DONOVAN For For
2 STEVEN P. DUSSEK For For
3 STEVEN M. SHINDLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 44500 0 11-May-2007 11-May-2007
LEAP WIRELESS INTERNATIONAL, INC.
SECURITY 521863308 MEETING TYPE Annual
TICKER SYMBOL LEAP MEETING DATE 17-May-2007
ISIN AGENDA 932672985 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES D. DONDERO For For
2 JOHN D. HARKEY, JR. For For
3 S. DOUGLAS HUTCHESON For For
4 ROBERT V. LAPENTA For For
5 MARK H. RACHESKY, M.D. For For
6 MICHAEL B. TARGOFF For For
02 Adopt Stock Option Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 26300 0 14-May-2007 14-May-2007
FRANCE TELECOM SA
SECURITY F4113C103 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 21-May-2007
ISIN FR0000133308 AGENDA 701234522 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management Against Against
O.5 Management Proposal Management Against Against
O.6 Management Proposal Management For For
E.7 Management Proposal Management For For
E.8 Management Proposal Management For For
E.9 Management Proposal Management Against Against
E.10 Management Proposal Management For For
E.11 Management Proposal Management Against Against
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management Against Against
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 33599 28658 11-May-2007 11-May-2007
ATLANTIC TELE-NETWORK, INC.
SECURITY 049079205 MEETING TYPE Annual
TICKER SYMBOL ATNI MEETING DATE 24-May-2007
ISIN AGENDA 932709845 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARTIN L. BUDD For For
2 CORNELIUS B. PRIOR, JR. Withheld Against
3 CHARLES J. ROESSLEIN For For
4 BRIAN A. SCHUCHMAN Withheld Against
5 HENRY U. WHEATLEY For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 31600 0 17-May-2007 17-May-2007
CHINA TELECOM CORP LTD
SECURITY Y1505D102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-May-2007
ISIN CN0007867483 AGENDA 701205494 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
8. Management Proposal Management For For
S.9.1 Management Proposal Management For For
S.9.2 Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 1426000 0 14-May-2007 14-May-2007
ILIAD, PARIS
SECURITY F4958P102 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 29-May-2007
ISIN FR0004035913 AGENDA 701224026 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management Against Against
E.11 Management Proposal Management Against Against
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 4962 0 14-May-2007 14-May-2007
MTN GROUP LTD
SECURITY S8039R108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Jun-2007
ISIN ZAE000042164 AGENDA 701261416 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.1 Management Proposal Management For For
2.2 Management Proposal Management For For
2.3 Management Proposal Management For For
2.4 Management Proposal Management For For
2.5 Management Proposal Management For For
2.6 Management Proposal Management For For
2.7 Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management Against Against
6. Management Proposal Management For For
7.S.1 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 107623 0 03-Jun-2007 03-Jun-2007
OPEN JOINT STOCK CO VIMPEL-COMMUNICA
SECURITY 68370R109 MEETING TYPE Contested-Consent
TICKER SYMBOL VIP MEETING DATE 29-Jun-2007
ISIN AGENDA 932730561 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For
02 Miscellaneous Corporate Governance Management For
03 Miscellaneous Corporate Governance Management For
05 Miscellaneous Corporate Governance Management For
06 Ratify Appointment Of Independent Auditors Management For
07 Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 18100 0 25-Jun-2007 25-Jun-2007
OPEN JOINT STOCK CO VIMPEL-COMMUNICA
SECURITY 68370R109 MEETING TYPE Annual
TICKER SYMBOL VIP MEETING DATE 29-Jun-2007
ISIN AGENDA 932736260 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
4A Miscellaneous Corporate Governance Management For
4B Miscellaneous Corporate Governance Management Against
4C Miscellaneous Corporate Governance Management Against
4D Miscellaneous Corporate Governance Management Against
4E Miscellaneous Corporate Governance Management Against
4F Miscellaneous Corporate Governance Management Against
4G Miscellaneous Corporate Governance Management Against
4H Miscellaneous Corporate Governance Management For
4I Miscellaneous Corporate Governance Management Against
4J Miscellaneous Corporate Governance Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 162900 0 25-Jun-2007 25-Jun-2007
P.T. TELEKOMUNIKASI INDONESIA, TBK
SECURITY 715684106 MEETING TYPE Annual
TICKER SYMBOL TLK MEETING DATE 29-Jun-2007
ISIN AGENDA 932745334 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Receive Directors' Report Management For
02 Approve Financial Statements Management For
03 Miscellaneous Corporate Actions Management For
04 Ratify Appointment Of Independent Auditors Management For
05 Miscellaneous Corporate Governance Management For
06 Approve Renumeration Of Directors And Auditors Management For
07 Miscellaneous Corporate Governance Management For
08 Fix Number Of Directors Management For
09 Stock Repurchase Plan Management For
10 Approve Article Amendments Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 22100 0 21-Jun-2007 21-Jun-2007
JSFC SISTEMA
SECURITY 48122U105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Jun-2007
ISIN US48122U1051 AGENDA 701307779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
6.1 Management Proposal Management Abstain Against
6.2 Management Proposal Management Abstain Against
6.3 Management Proposal Management Abstain Against
6.4 Management Proposal Management Abstain Against
6.5 Management Proposal Management Abstain Against
6.6 Management Proposal Management Abstain Against
6.7 Management Proposal Management Abstain Against
6.8 Management Proposal Management Abstain Against
6.9 Management Proposal Management For For
6.10 Management Proposal Management For For
7.A Management Proposal Management For For
7.B Management Proposal Management For For
7.C Management Proposal Management For For
8.1 Management Proposal Management For For
8.2 Management Proposal Management For For
9. Management Proposal Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5X 50P 14100 0 21-Jun-2007 21-Jun-2007
JSFC SISTEMA
SECURITY 48122U105 MEETING TYPE Annual
TICKER SYMBOL JSFCY MEETING DATE 30-Jun-2007
ISIN AGENDA 932745207 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For
02 Miscellaneous Corporate Actions Management For
03 Receive Directors' Report Management For
04 Approve Allocation Of Dividends On Shares Held By
Company Management For
05 Fix Number Of Directors Management For
6A Election of Directors (Majority Voting) Management Abstain
6B Election of Directors (Majority Voting) Management Abstain
6C Election of Directors (Majority Voting) Management Abstain
6D Election of Directors (Majority Voting) Management Abstain
6E Election of Directors (Majority Voting) Management Abstain
6F Election of Directors (Majority Voting) Management Abstain
6G Election of Directors (Majority Voting) Management Abstain
6H Election of Directors (Majority Voting) Management Abstain
6I Election of Directors (Majority Voting) Management For
6J Election of Directors (Majority Voting) Management For
7A Ratify Appointment Of Independent Auditors Management For
7B Ratify Appointment Of Independent Auditors Management For
7C Ratify Appointment Of Independent Auditors Management For
8A Ratify Appointment Of Independent Auditors Management For
8B Ratify Appointment Of Independent Auditors Management For
09 Approve Charter Amendment Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5X 837 27100 0 22-Jun-2007 22-Jun-2007
Investment Company Report
The Hartford Global Financial Services Fund
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 MEETING TYPE Special
TICKER SYMBOL COF MEETING DATE 22-Aug-2006
ISIN AGENDA 932567425 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management Against Against
02 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 11010 0 18-Aug-2006 18-Aug-2006
GOLDEN WEST FINANCIAL CORPORATION
SECURITY 381317106 MEETING TYPE Special
TICKER SYMBOL GDW MEETING DATE 31-Aug-2006
ISIN AGENDA 932569506 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 16600 0 30-Aug-2006 30-Aug-2006
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY 313400301 MEETING TYPE Annual
TICKER SYMBOL FRE MEETING DATE 08-Sep-2006
ISIN AGENDA 932565673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA T. ALEXANDER For For
2 GEOFFREY T. BOISI For For
3 MICHELLE ENGLER For For
4 ROBERT R. GLAUBER For For
5 RICHARD KARL GOELTZ For For
6 THOMAS S. JOHNSON For For
7 WILLIAM M. LEWIS, JR. For For
8 EUGENE M. MCQUADE For For
9 SHAUN F. O'MALLEY For For
10 JEFFREY M. PEEK For For
11 RONALD F. POE For For
12 STEPHEN A. ROSS For For
13 RICHARD F. SYRON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 5900 0 30-Aug-2006 30-Aug-2006
GLUSKIN SHEFF + ASSOCIATES INC.
SECURITY 37989N205 MEETING TYPE Special
TICKER SYMBOL MEETING DATE 09-Nov-2006
ISIN AGENDA 932595626 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management For For
02 Appoint Auditors And Approve Remuneration Management For For
03 Amend Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5YSSTA 01 OM C81 3200 0 31-Oct-2006 31-Oct-2006
BANCA INTESA SPA, MILANO
SECURITY T17074104 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 30-Nov-2006
ISIN IT0000072618 AGENDA 701104301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
E.1 Management Proposal Management No Action
E.2 Management Proposal Management No Action
A.1.1 Management Proposal Management No Action
A.1.2 Management Proposal Management No Action
A.2 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 8981 60787 21-Nov-2006 21-Nov-2006
WESTPAC BANKING CORP, SYDNEY NSW
SECURITY Q97417101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Dec-2006
ISIN AU000000WBC1 AGENDA 701100771 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2.A Management Proposal Management For *
2.B Management Proposal Management For *
2.C Management Proposal Management For *
3. Management Proposal Management For *
4.A Management Proposal Management For *
4.B Management Proposal Management For *
5. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 3569 67802 05-Dec-2006 05-Dec-2006
ABERDEEN ASSET MANAGEMENT PLC, UK
SECURITY G00434111 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Jan-2007
ISIN GB0000031285 AGENDA 701121129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 167426 0 09-Jan-2007 09-Jan-2007
BANCA MONTE DEI PASCHI DI SIENA SPA, SIENA
SECURITY T1188A116 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 25-Jan-2007
ISIN IT0001334587 AGENDA 701120040 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 0 0 05-Jan-2007 05-Jan-2007
PARAGON GROUP OF COMPANIES PLC
SECURITY G6376N147 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Feb-2007
ISIN GB0006140361 AGENDA 701127789 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4.A Management Proposal Management For For
4.B Management Proposal Management For For
4.C Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
S.7 Management Proposal Management For For
S.8 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 46806 0 02-Feb-2007 02-Feb-2007
BANK OF MONTREAL
SECURITY 063671101 MEETING TYPE Annual
TICKER SYMBOL BMO MEETING DATE 01-Mar-2007
ISIN AGENDA 932624201 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT M. ASTLEY For For
2 STEPHEN E. BACHAND For For
3 DAVID R. BEATTY For For
4 ROBERT CHEVRIER For For
5 GEORGE A. COPE For For
6 WILLIAM A. DOWNE For For
7 RONALD H. FARMER For For
8 DAVID A. GALLOWAY For For
9 HAROLD N. KVISLE For For
10 EVA LEE KWOK For For
11 BRUCE H. MITCHELL For For
12 PHILIP S. ORSINO For For
13 MARTHA C. PIPER For For
14 J. ROBERT S. PRICHARD For For
15 JEREMY H. REITMAN For For
16 GUYLAINE SAUCIER For For
17 NANCY C. SOUTHERN For For
02 Appoint Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Shareholder Proposal Shareholder Against For
05 Shareholder Proposal Shareholder Against For
06 Shareholder Proposal Shareholder Against For
07 Shareholder Proposal Shareholder Against For
08 Shareholder Proposal Shareholder Against For
09 Shareholder Proposal Shareholder Against For
10 Shareholder Proposal Shareholder Against For
11 Shareholder Proposal Shareholder Against For
12 Shareholder Proposal Shareholder Against For
13 Shareholder Proposal Shareholder Against For
14 Shareholder Proposal Shareholder Against For
15 Shareholder Proposal Shareholder Against For
16 Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5YSSTA 01 OM C81 7600 0 16-Feb-2007 16-Feb-2007
CANADIAN IMPERIAL BANK OF COMMERCE
SECURITY 136069101 MEETING TYPE Annual
TICKER SYMBOL CM MEETING DATE 01-Mar-2007
ISIN AGENDA 932624934 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Appoint Auditors Management
02 Election Of Directors Management
1 B.S. BELZBERG For For
2 J.H. BENNETT For For
3 G.F. COLTER For For
4 W.L. DUKE For For
5 I.E.H. DUVAR For For
6 W.A. ETHERINGTON For For
7 M.A. FRANSSEN For For
8 G.D. GIFFIN For For
9 L.S. HASENFRATZ For For
10 J.S. LACEY For For
11 J.P. MANLEY For For
12 G.T. MCCAUGHEY For For
13 C. SIROIS For For
14 S.G. SNYDER For For
15 C.M. TRUDELL For For
16 R.W. TYSOE For For
03 Amend Bylaw/Charter Management For For
04 Amend Employee Stock Option Plan Management For For
5A Shareholder Proposal Shareholder Against For
5B Shareholder Proposal Shareholder Against For
5C Shareholder Proposal Shareholder Against For
5D Shareholder Proposal Shareholder Against For
5E Shareholder Proposal Shareholder Against For
5F Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5YSSTA 01 OM C81 3600 0 20-Feb-2007 20-Feb-2007
BANCHE POPOLARI UNITE SCARL
SECURITY T1681V104 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 02-Mar-2007
ISIN IT0003487029 AGENDA 701123452 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
E.1 Management Proposal Management No Action
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 0 0 16-Feb-2007
QR5Y 50P 0 0 16-Feb-2007 16-Feb-2007
CANADIAN WESTERN BANK
SECURITY 13677F101 MEETING TYPE Special
TICKER SYMBOL CBWBF MEETING DATE 08-Mar-2007
ISIN AGENDA 932625746 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Ratify Appointment Of Independent Auditors Management For For
02 Miscellaneous Corporate Governance Management For For
03 Amend Incentive Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5YSSTA 01 OM C81 18868 0 28-Feb-2007 28-Feb-2007
KENSINGTON GROUP PLC
SECURITY G5235J107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-Apr-2007
ISIN GB0001663334 AGENDA 701159700 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 41657 0 23-Mar-2007 23-Mar-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701170627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 11783 0 28-Mar-2007 28-Mar-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701174043 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4.1.A Management Proposal Management No Action
4.1.B Management Proposal Management No Action
4.2.A Management Proposal Management No Action
4.2.B Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 11783 0 28-Mar-2007 28-Mar-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN CH0024899483 AGENDA 701043680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 25064 0 29-Mar-2007 29-Mar-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN CH0024899483 AGENDA 701175297 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4.1.1 Management Proposal Management No Action
4.1.2 Management Proposal Management No Action
4.1.3 Management Proposal Management No Action
4.2. Management Proposal Management No Action
4.3 Management Proposal Management No Action
5.1 Management Proposal Management No Action
5.2 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 25064 0 29-Mar-2007 29-Mar-2007
ING GROEP N V
SECURITY N4578E413 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Apr-2007
ISIN NL0000303600 AGENDA 701198550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2.a Non-Voting Proposal Note Non-Voting
2.b Non-Voting Proposal Note Non-Voting
2.c Management Proposal Management For For
3.a Non-Voting Proposal Note Non-Voting
3.b Management Proposal Management For For
4.a Non-Voting Proposal Note Non-Voting
4.b Management Proposal Management For For
5.a Non-Voting Proposal Note Non-Voting
5.b Management Proposal Management For For
6. Non-Voting Proposal Note Non-Voting
7.a Management Proposal Management For For
7.b Management Proposal Management For For
8. Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
9ai Management Proposal Management For For
9aii Management Proposal Management For For
9bi Management Proposal Management For For
9bii Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
10ai Management Proposal Management For For
10aii Management Proposal Management For For
10bi Management Proposal Management For For
10bii Management Proposal Management For For
10ci Management Proposal Management For For
10cii Management Proposal Management For For
10di Management Proposal Management For For
10dii Management Proposal Management For For
10ei Management Proposal Management For For
10eii Management Proposal Management For For
11.a Management Proposal Management For For
11.b Management Proposal Management For For
12.a Management Proposal Management For For
12.b Management Proposal Management For For
13. Management Proposal Management For For
14. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 29430 0 11-Apr-2007 11-Apr-2007
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 24-Apr-2007
ISIN AGENDA 932651842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BERNDT For For
2 MR. BUNCH For For
3 MR. CHELLGREN For For
4 MR. CLAY For For
5 MR. DAVIDSON For For
6 MS. JAMES For For
7 MR. KELSON For For
8 MR. LINDSAY For For
9 MR. MASSARO For For
10 MS. PEPPER For For
11 MR. ROHR For For
12 MR. SHEPARD For For
13 MS. STEFFES For For
14 MR. STRIGL For For
15 MR. THIEKE For For
16 MR. USHER For For
17 MR. WALLS For For
18 MR. WEHMEIER For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 10800 0 23-Apr-2007
AEGON N V
SECURITY N00927298 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN NL0000303709 AGENDA 701169472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Management Proposal Management For For
18. Non-Voting Proposal Note Non-Voting
19. Non-Voting Proposal Note Non-Voting
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 34236 0 11-Apr-2007 11-Apr-2007
ROYAL BANK OF SCOTLAND GROUP PLC
SECURITY G76891111 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN GB0007547838 AGENDA 701175994 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management Against Against
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
S.14 Management Proposal Management For For
S.15 Management Proposal Management For For
16. Management Proposal Management Against Against
17. Management Proposal Management For For
18. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 24615 0 17-Apr-2007 17-Apr-2007
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 25-Apr-2007
ISIN AGENDA 932644481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
1Q Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 26600 0 24-Apr-2007
SIGNATURE BANK
SECURITY 82669G104 MEETING TYPE Annual
TICKER SYMBOL SBNY MEETING DATE 25-Apr-2007
ISIN AGENDA 932651753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
01 Election Of Directors Management
1 JOHN TAMBERLANE For For
2 ANN KAPLAN For For
3 YACOV LEVY For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 11300 0 24-Apr-2007
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG
SECURITY D55535104 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN DE0008430026 AGENDA 701176629 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1A. Non-Voting Proposal Note Non-Voting
1B. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 7891 0 10-Apr-2007 10-Apr-2007
BARCLAYS PLC
SECURITY G08036124 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN GB0031348658 AGENDA 701183434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
S.15 Management Proposal Management For For
S.16 Management Proposal Management For For
S.17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 31054 0 13-Apr-2007 13-Apr-2007
WEBSTER FINANCIAL CORPORATION
SECURITY 947890109 MEETING TYPE Annual
TICKER SYMBOL WBS MEETING DATE 26-Apr-2007
ISIN AGENDA 932638212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
01 Election Of Directors Management
1 JOEL S. BECKER For For
2 WILLIAM T. BROMAGE For For
3 JAMES C. SMITH For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 11100 0 24-Apr-2007
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 MEETING TYPE Annual
TICKER SYMBOL COF MEETING DATE 26-Apr-2007
ISIN AGENDA 932651602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
01 Election Of Directors Management
1 W. RONALD DIETZ For For
2 LEWIS HAY, III For For
3 MAYO SHATTUCK, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 12610 0 25-Apr-2007
VERWALTUNGS- UND PRIVAT-BANK AG, VADUZ
SECURITY H91164162 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN LI0010737216 AGENDA 701192940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4.1.1 Management Proposal Management For For
4.1.2 Management Proposal Management For For
4.1.3 Management Proposal Management For For
4.2 Management Proposal Management For For
5. Management Proposal Management For For
6. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 1486 0 17-Apr-2007 17-Apr-2007
ALLEGHANY CORPORATION
SECURITY 017175100 MEETING TYPE Annual
TICKER SYMBOL Y MEETING DATE 27-Apr-2007
ISIN AGENDA 932644900 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
01 Election Of Directors Management
1 ALLAN P. KIRBY, JR. For For
2 THOMAS S. JOHNSON For For
3 JAMES F. WILL For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 1800 0 25-Apr-2007
BANCA INTESA SPA, MILANO
SECURITY T55067101 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN IT0000072618 AGENDA 701187812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 114558 0 12-Apr-2007 12-Apr-2007
MBIA INC.
SECURITY 55262C100 MEETING TYPE Annual
TICKER SYMBOL MBI MEETING DATE 03-May-2007
ISIN AGENDA 932656121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
01 Election Of Directors Management
1 DAVID C. CLAPP For For
2 GARY C. DUNTON For For
3 CLAIRE L. GAUDIANI For For
4 DANIEL P. KEARNEY For For
5 LAURENCE H. MEYER For For
6 DAVID M. MOFFETT For For
7 DEBRA J. PERRY For For
8 JOHN A. ROLLS For For
9 RICHARD H. WALKER For For
10 JEFFERY W. YABUKI For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 13300 0 02-May-2007
CREDIT SUISSE GROUP, ZUERICH
SECURITY H3698D419 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-May-2007
ISIN CH0012138530 AGENDA 701183965 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4.1 Management Proposal Management For For
4.2. Management Proposal Management For For
5. Management Proposal Management For For
6.1 Management Proposal Management For For
6.2 Management Proposal Management For For
6.3 Management Proposal Management For For
7.1.1 Management Proposal Management For For
7.1.2 Management Proposal Management For For
7.1.3 Management Proposal Management For For
7.1.4 Management Proposal Management For For
7.2 Management Proposal Management For For
7.3 Management Proposal Management For For
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 13986 0 20-Apr-2007 20-Apr-2007
SWISS LIFE HOLDING, ZUERICH
SECURITY H7354Q135 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-May-2007
ISIN CH0014852781 AGENDA 701145662 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 1296 0 18-Apr-2007 18-Apr-2007
SWISS LIFE HOLDING, ZUERICH
SECURITY H7354Q135 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-May-2007
ISIN CH0014852781 AGENDA 701210178 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1. Management Proposal Management For For
2.1 Management Proposal Management For For
2.2 Management Proposal Management For For
3. Management Proposal Management For For
4.1 Management Proposal Management For For
4.2 Management Proposal Management For For
4.3 Management Proposal Management For For
5. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 1296 0 24-Apr-2007 24-Apr-2007
NUVEEN INVESTMENTS, INC.
SECURITY 67090F106 MEETING TYPE Annual
TICKER SYMBOL JNC MEETING DATE 09-May-2007
ISIN AGENDA 932674662 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
01 Election Of Directors Management
1 JOHN P. AMBOIAN For For
2 WILLARD L. BOYD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 6000 0 07-Jun-2007
UNICREDITO ITALIANO SPA, GENOVA
SECURITY T95132105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN IT0000064854 AGENDA 701183484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
O.6 Management Proposal Management No Action
O.7 Management Proposal Management No Action
O.8 Management Proposal Management No Action
E.1 Management Proposal Management No Action
E.2 Management Proposal Management No Action
E.3 Management Proposal Management No Action
E.4 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 135379 0 12-Apr-2007 12-Apr-2007
COMERICA INCORPORATED
SECURITY 200340107 MEETING TYPE Annual
TICKER SYMBOL CMA MEETING DATE 15-May-2007
ISIN AGENDA 932674523 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Ratify Appointment Of Independent Auditors Management For For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 7500 0 04-Jun-2007
BOURSORAMA, PARIS
SECURITY F35333107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2007
ISIN FR0000075228 AGENDA 701206775 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management Against Against
8. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 30376 0 30-Apr-2007 30-Apr-2007
ACE LIMITED
SECURITY G0070K103 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 17-May-2007
ISIN AGENDA 932691377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 10700 0 25-May-2007
AMVESCAP PLC
SECURITY G4917N106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0001282697 AGENDA 701204492 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
S.8 Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 95489 0 11-May-2007 11-May-2007
REINSURANCE GROUP OF AMERICA, INC.
SECURITY 759351109 MEETING TYPE Annual
TICKER SYMBOL RGA MEETING DATE 23-May-2007
ISIN AGENDA 932675450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
01 Election Of Directors Management
1 WILLIAM J. BARTLETT For For
2 ALAN C. HENDERSON For For
3 A. GREIG WOODRING For For
02 Amend Stock Compensation Plan Management For For
03 Miscellaneous Corporate Governance Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 11600 0 21-May-2007
E* TRADE FINANCIAL CORPORATION
SECURITY 269246104 MEETING TYPE Annual
TICKER SYMBOL ETFC MEETING DATE 23-May-2007
ISIN AGENDA 932695250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
01 Election Of Directors Management
1 RONALD D. FISHER For For
2 GEORGE A. HAYTER For For
3 R. JARRETT LILIEN For For
4 DONNA L. WEAVER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 34100 0 17-May-2007
OLD MUTUAL PLC, LONDON
SECURITY G67395106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN GB0007389926 AGENDA 701187393 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.i Management Proposal Management For For
3.ii Management Proposal Management For For
3.iii Management Proposal Management For For
3.iv Management Proposal Management For For
3.v Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5Y 50P 227574 0 13-May-2007 13-May-2007
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY 313400301 MEETING TYPE Annual
TICKER SYMBOL FRE MEETING DATE 08-Jun-2007
ISIN AGENDA 932713642 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- ----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 7200 0 07-Jun-2007
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY 222372104 MEETING TYPE Annual
TICKER SYMBOL CFC MEETING DATE 13-Jun-2007
ISIN AGENDA 932701762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HENRY G. CISNEROS For For
2 ROBERT J. DONATO For For
3 HARLEY W. SNYDER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5Y 837 13000 0 06-Jun-2007
Investment Company Report
The Hartford Global Health Fund
MCKESSON CORPORATION
SECURITY 58155Q103 MEETING TYPE Annual
TICKER SYMBOL MCK MEETING DATE 26-Jul-2006
ISIN AGENDA 932557931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WAYNE A. BUDD For For
2 ALTON F. IRBY III For For
3 DAVID M. LAWRENCE, M.D. For For
4 JAMES V. NAPIER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 454200 0 17-Jul-2006 17-Jul-2006
FOREST LABORATORIES, INC.
SECURITY 345838106 MEETING TYPE Annual
TICKER SYMBOL FRX MEETING DATE 07-Aug-2006
ISIN AGENDA 932562615 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD SOLOMON For For
2 NESLI BASGOZ, M.D. For For
3 WILLIAM J. CANDEE, III For For
4 GEORGE S. COHAN For For
5 DAN L. GOLDWASSER For For
6 KENNETH E. GOODMAN For For
7 LESTER B. SALANS, M.D. For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 286587 0 28-Jul-2006 28-Jul-2006
MEDTRONIC, INC.
SECURITY 585055106 MEETING TYPE Annual
TICKER SYMBOL MDT MEETING DATE 24-Aug-2006
ISIN AGENDA 932567906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. ANDERSON For For
2 MICHAEL R. BONSIGNORE For For
3 ROBERT C. POZEN For For
4 GORDON M. SPRENGER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 635800 0 22-Aug-2006 22-Aug-2006
BIOMET, INC.
SECURITY 090613100 MEETING TYPE Annual
TICKER SYMBOL BMET MEETING DATE 20-Sep-2006
ISIN AGENDA 932576892 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JERRY L. FERGUSON For For
2 DANIEL P. HANN For For
3 THOMAS F. KEARNS, JR. For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 225100 0 05-Sep-2006 05-Sep-2006
ISOFT GROUP PLC
SECURITY G4960U106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Oct-2006
ISIN GB0009165613 AGENDA 701068644 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5J 50P 0 0 16-Oct-2006
APPLERA CORPORATION
SECURITY 038020202 MEETING TYPE Annual
TICKER SYMBOL CRA MEETING DATE 19-Oct-2006
ISIN AGENDA 932584724 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. AYERS For For
2 JEAN-LUC BELINGARD For For
3 ROBERT H. HAYES For For
4 ARNOLD J. LEVINE For For
5 WILLIAM H. LONGFIELD For For
6 THEODORE E. MARTIN For For
7 CAROLYN W. SLAYMAN For For
8 ORIN R. SMITH For For
9 JAMES R. TOBIN For For
10 TONY L. WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Company Name Change Management For For
04 Amend Stock Compensation Plan Management For For
05 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 569399 0 04-Oct-2006 04-Oct-2006
CIPHERGEN BIOSYSTEMS, INC.
SECURITY 17252Y104 MEETING TYPE Special
TICKER SYMBOL CIPH MEETING DATE 26-Oct-2006
ISIN AGENDA 932589584 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Authorize Sale Of Assets Management For For
02 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 564593 0 19-Oct-2006 19-Oct-2006
ARRAY BIOPHARMA INC.
SECURITY 04269X105 MEETING TYPE Annual
TICKER SYMBOL ARRY MEETING DATE 02-Nov-2006
ISIN AGENDA 932592062 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 F.J. BULLOCK, PH.D. For For
2 KEVIN KOCH, PH.D. For For
3 D.E. WILLIAMS, PH.D. For For
02 Amend Stock Purchase Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 63363 0 01-Nov-2006 01-Nov-2006
CARDINAL HEALTH, INC.
SECURITY 14149Y108 MEETING TYPE Annual
TICKER SYMBOL CAH MEETING DATE 08-Nov-2006
ISIN AGENDA 932592973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN F. FINN For For
2 DAVID W. RAISBECK For For
3 ROBERT D. WALTER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Put Golden Parachute To Shareholder Shareholder Against For
vote
04 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
05 S/H Proposal - Ban Golden Parachutes Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 274000 0 06-Nov-2006 06-Nov-2006
BARR PHARMACEUTICALS, INC.
SECURITY 068306109 MEETING TYPE Annual
TICKER SYMBOL BRL MEETING DATE 09-Nov-2006
ISIN AGENDA 932589762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRUCE L. DOWNEY For For
2 PAUL M. BISARO For For
3 GEORGE P. STEPHAN For For
4 HAROLD N. CHEFITZ For For
5 RICHARD R. FRANKOVIC For For
6 PETER R. SEAVER For For
7 JAMES S. GILMORE, III For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 48000 0 30-Oct-2006 30-Oct-2006
RITE AID CORPORATION
SECURITY 767754104 MEETING TYPE Special
TICKER SYMBOL RAD MEETING DATE 18-Jan-2007
ISIN AGENDA 932612903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 ADOPT STOCK PURCHASE PLAN Management For For
02 Approve Authorized Common Stock Increase Management For For
03 Adopt Omnibus Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 40610 0 09-Jan-2007 09-Jan-2007
ICOS CORPORATION
SECURITY 449295104 MEETING TYPE Special
TICKER SYMBOL ICOS MEETING DATE 25-Jan-2007
ISIN AGENDA 932619945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 139694 0 24-Jan-2007 24-Jan-2007
CVS/CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Special
TICKER SYMBOL CVS MEETING DATE 15-Mar-2007
ISIN AGENDA 932625784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Charter Amendment Management Against Against
02 Approve Merger Agreement Management Against Against
03 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 319400 0 13-Mar-2007 13-Mar-2007
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 16-Apr-2007
ISIN AGENDA 932636369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. BISCHOFF For For
2 J.M. COOK For For
3 F.G. PRENDERGAST For For
4 K.P. SEIFERT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Liquidation Plan Management For For
04 Miscellaneous Corporate Actions Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder For Against
09 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 333700 0 03-Apr-2007 03-Apr-2007
MERCK & CO., INC.
SECURITY 589331107 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 24-Apr-2007
ISIN AGENDA 932639214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD T. CLARK For For
2 JOHNNETTA B. COLE For For
3 W.B. HARRISON, JR. For For
4 WILLIAM N. KELLEY For For
5 ROCHELLE B. LAZARUS For For
6 THOMAS E. SHENK For For
7 ANNE M. TATLOCK For For
8 SAMUEL O. THIER For For
9 WENDELL P. WEEKS For For
10 PETER C. WENDELL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
written Consent
04 Eliminate Supermajority Requirement To Act By Management For For
written Consent
05 Fix Number Of Directors And Elect Management For For
06 Miscellaneous Corporate Governance Management For For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 193100 0 04-Apr-2007 04-Apr-2007
CIGNA CORPORATION
SECURITY 125509109 MEETING TYPE Annual
TICKER SYMBOL CI MEETING DATE 25-Apr-2007
ISIN AGENDA 932645887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Cash/Stock Bonus Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 118200 0 17-Apr-2007 17-Apr-2007
UCB SA, BRUXELLES
SECURITY B93562120 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN BE0003739530 AGENDA 701190491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6.1 Management Proposal Management No Action
6.2 Management Proposal Management No Action
6.3 Management Proposal Management No Action
6.4 Management Proposal Management No Action
7. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5J 50P 0 0 10-Apr-2007
ASTRAZENECA PLC
SECURITY 046353108 MEETING TYPE Annual
TICKER SYMBOL AZN MEETING DATE 26-Apr-2007
ISIN AGENDA 932668152 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Miscellaneous Corporate Actions Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Approve Renumeration Of Directors And Auditors Management For For
05 Election Of Directors Management
1 LOUIS SCHWEITZER For For
2 HAKAN MOGREN For For
3 DAVID R BRENNAN For For
4 JOHN PATTERSON For For
5 JONATHAN SYMONDS For For
6 JOHN BUCHANAN For For
7 JANE HENNEY For For
8 MICHELE HOOPER For For
9 JOE JIMENEZ For For
10 DAME NANCY ROTHWELL For For
11 JOHN VARLEY For For
12 MARCUS WALLENBERG For For
06 Approve Renumeration Of Directors And Auditors Management For For
07 Miscellaneous Corporate Actions Management For For
08 Allot Securities Management For For
09 Elect Supervisory Board Member Management For For
10 Approve Merger Agreement Management For For
11 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 401400 0 11-Apr-2007 11-Apr-2007
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2007
ISIN AGENDA 932647069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 R.S. AUSTIN For For
2 W.M. DALEY For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 R.A. GONZALEZ For For
6 D.A.L. OWEN For For
7 B. POWELL JR. For For
8 W.A. REYNOLDS For For
9 R.S. ROBERTS For For
10 S.C. SCOTT III For For
11 W.D. SMITHBURG For For
12 G.F. TILTON For For
13 M.D. WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 885000 0 19-Apr-2007 19-Apr-2007
BECKMAN COULTER, INC.
SECURITY 075811109 MEETING TYPE Annual
TICKER SYMBOL BEC MEETING DATE 27-Apr-2007
ISIN AGENDA 932657349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT G. FUNARI For For
2 CHARLES A. HAGGERTY For For
3 WILLIAM N. KELLEY, M.D. For For
02 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 224800 0 19-Apr-2007 19-Apr-2007
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 01-May-2007
ISIN AGENDA 932647019 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 366000 0 23-Apr-2007 23-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 794100 0 23-Apr-2007 23-Apr-2007
EXELIXIS, INC.
SECURITY 30161Q104 MEETING TYPE Annual
TICKER SYMBOL EXEL MEETING DATE 01-May-2007
ISIN AGENDA 932655965 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAN M. GARBER For For
2 VINCENT T. MARCHESI For For
3 CARL B. FELDBAUM For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 474273 34327 23-Apr-2007 23-Apr-2007
HEALTH NET, INC.
SECURITY 42222G108 MEETING TYPE Annual
TICKER SYMBOL HNT MEETING DATE 01-May-2007
ISIN AGENDA 932669495 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 THEODORE F. CRAVER, JR. For For
2 VICKI B. ESCARRA For For
3 THOMAS T. FARLEY For For
4 GALE S. FITZGERALD For For
5 PATRICK FOLEY For For
6 JAY M. GELLERT For For
7 ROGER F. GREAVES For For
8 BRUCE G. WILLISON For For
9 FREDERICK C. YEAGER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 276161 47639 23-Apr-2007 23-Apr-2007
HUMAN GENOME SCIENCES, INC.
SECURITY 444903108 MEETING TYPE Annual
TICKER SYMBOL HGSI MEETING DATE 02-May-2007
ISIN AGENDA 932648996 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD J DANZIG For For
2 JURGEN DREWS, M.D. For For
3 A N JERRY KARABELAS PHD For For
02 ADOPT STOCK PURCHASE PLAN Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 164479 465221 25-Apr-2007 25-Apr-2007
SMITH & NEPHEW PLC
SECURITY G82343164 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN GB0009223206 AGENDA 701190718 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
S.14 Management Proposal Management For For
S.15 Management Proposal Management For For
16. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5J 50P 0 0 19-Apr-2007 19-Apr-2007
IMS HEALTH INCORPORATED
SECURITY 449934108 MEETING TYPE Annual
TICKER SYMBOL RX MEETING DATE 04-May-2007
ISIN AGENDA 932667857 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES D. EDWARDS For For
2 WILLIAM C. VAN FAASEN For For
3 BRET W. WISE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Fair Price Provision Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 271900 0 27-Apr-2007 27-Apr-2007
MANOR CARE, INC.
SECURITY 564055101 MEETING TYPE Annual
TICKER SYMBOL HCR MEETING DATE 08-May-2007
ISIN AGENDA 932666766 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 155300 0 04-May-2007 04-May-2007
MGI PHARMA, INC.
SECURITY 552880106 MEETING TYPE Annual
TICKER SYMBOL MOGN MEETING DATE 08-May-2007
ISIN AGENDA 932667085 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES O. ARMITAGE, M.D. For For
2 ANDREW J. FERRARA For For
3 EDWARD W. MEHRER For For
4 HUGH E. MILLER For For
5 DEAN J. MITCHELL For For
6 LEON O. MOULDER, JR. For For
7 DAVID B. SHARROCK For For
8 WANETA C. TUTTLE, PH.D. For For
9 ARTHUR L. WEAVER, M.D. For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 659363 50637 04-May-2007 04-May-2007
AMGEN INC.
SECURITY 031162100 MEETING TYPE Annual
TICKER SYMBOL AMGN MEETING DATE 09-May-2007
ISIN AGENDA 932645988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 Declassify Board Management For For
5A S/H Proposal - Animal Rights Shareholder Against For
5B S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 119400 0 03-May-2007 03-May-2007
GILEAD SCIENCES, INC.
SECURITY 375558103 MEETING TYPE Annual
TICKER SYMBOL GILD MEETING DATE 09-May-2007
ISIN AGENDA 932658098 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PAUL BERG For For
2 JOHN F. COGAN For For
3 ETIENNE F. DAVIGNON For For
4 JAMES M. DENNY For For
5 CARLA A. HILLS For For
6 JOHN W. MADIGAN For For
7 JOHN C. MARTIN For For
8 GORDON E. MOORE For For
9 NICHOLAS G. MOORE For For
10 GAYLE E. WILSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 253200 0 03-May-2007 03-May-2007
MILLENNIUM PHARMACEUTICALS, INC.
SECURITY 599902103 MEETING TYPE Annual
TICKER SYMBOL MLNM MEETING DATE 10-May-2007
ISIN AGENDA 932655826 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Declassify Board Management For For
02 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
03 Election Of Directors Management
1 DEBORAH DUNSIRE* For For
2 ROBERT F. FRIEL* For For
3 A. GRANT HEIDRICH, III* For For
4 CHARLES J. HOMCY* For For
5 RAJU S. KUCHERLAPATI* For For
6 MARK J. LEVIN* For For
7 NORMAN C. SELBY* For For
8 KENNETH E. WEG* For For
9 ANTHONY H. WILD* For For
10 CHARLES J. HOMCY** For For
11 RAJU S. KUCHERLAPATI** For For
04 Approve Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 1285107 87693 04-May-2007 04-May-2007
HOSPIRA, INC.
SECURITY 441060100 MEETING TYPE Annual
TICKER SYMBOL HSP MEETING DATE 15-May-2007
ISIN AGENDA 932654141 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CONNIE R. CURRAN For For
2 MARK F. WHEELER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 207200 0 10-May-2007 10-May-2007
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 16-May-2007
ISIN AGENDA 932664382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. ROCCA For For
2 STEFAN K. WIDENSOHLER For For
02 Approve Stock Compensation Plan Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 455500 0 11-May-2007 11-May-2007
WELLPOINT, INC.
SECURITY 94973V107 MEETING TYPE Annual
TICKER SYMBOL WLP MEETING DATE 16-May-2007
ISIN AGENDA 932666792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SHEILA P. BURKE For For
2 VICTOR S. LISS For For
3 JANE G. PISANO, PH.D. For For
4 GEORGE A. SCHAEFER, JR. For For
5 JACKIE M. WARD For For
6 JOHN E. ZUCCOTTI For For
02 Approve Charter Amendment Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 200400 0 11-May-2007 11-May-2007
UNIVERSAL HEALTH SERVICES, INC.
SECURITY 913903100 MEETING TYPE Annual
TICKER SYMBOL UHS MEETING DATE 16-May-2007
ISIN AGENDA 932695678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT H. HOTZ For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 128000 0 11-May-2007 11-May-2007
BARR PHARMACEUTICALS, INC.
SECURITY 068306109 MEETING TYPE Annual
TICKER SYMBOL BRL MEETING DATE 17-May-2007
ISIN AGENDA 932673761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRUCE L. DOWNEY For For
2 PAUL M. BISARO For For
3 GEORGE P. STEPHAN For For
4 HAROLD N. CHEFITZ For For
5 RICHARD R. FRANKOVIC For For
6 PETER R. SEAVER For For
7 JAMES S. GILMORE, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 172000 0 12-May-2007 12-May-2007
CEPHALON, INC.
SECURITY 156708109 MEETING TYPE Annual
TICKER SYMBOL CEPH MEETING DATE 17-May-2007
ISIN AGENDA 932678329 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANK BALDINO, JR., PHD For For
2 WILLIAM P. EGAN For For
3 MARTYN D. GREENACRE For For
4 VAUGHN M. KAILIAN For For
5 KEVIN E. MOLEY For For
6 CHARLES A. SANDERS, M.D For For
7 GAIL R. WILENSKY, PH.D. For For
8 DENNIS L. WINGER For For
02 Approve Authorized Common Stock Increase Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 11013 209236 11-May-2007 11-May-2007
ATHEROGENICS, INC.
SECURITY 047439104 MEETING TYPE Annual
TICKER SYMBOL AGIX MEETING DATE 17-May-2007
ISIN AGENDA 932701774 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID BEARMAN For For
2 VAUGHN D. BRYSON For For
3 T. FORCHT DAGI For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 7505 142595 12-May-2007 12-May-2007
SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Annual
TICKER SYMBOL SGP MEETING DATE 18-May-2007
ISIN AGENDA 932695010 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HANS W. BECHERER For For
2 THOMAS J. COLLIGAN For For
3 FRED HASSAN For For
4 C. ROBERT KIDDER For For
5 PHILIP LEDER, M.D. For For
6 EUGENE R. MCGRATH For For
7 CARL E. MUNDY, JR. For For
8 ANTONIO M. PEREZ For For
9 PATRICIA F. RUSSO For For
10 JACK L. STAHL For For
11 KATHRYN C. TURNER For For
12 ROBERT F.W. VAN OORDT For For
13 ARTHUR F. WEINBACH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Supermajority Requirement To Change Number of Management For For
Directors
04 Classify Board Management For For
05 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 1650800 0 14-May-2007 14-May-2007
LONGS DRUG STORES CORPORATION
SECURITY 543162101 MEETING TYPE Annual
TICKER SYMBOL LDG MEETING DATE 22-May-2007
ISIN AGENDA 932654470 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EVELYN S. DILSAVER For For
2 LISA M. HARPER For For
3 HAROLD R. SOMERSET For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 181300 0 14-May-2007 14-May-2007
INCYTE CORPORATION
SECURITY 45337C102 MEETING TYPE Annual
TICKER SYMBOL INCY MEETING DATE 22-May-2007
ISIN AGENDA 932678963 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD U. DE SCHUTTER For For
2 BARRY M. ARIKO For For
3 JULIAN C. BAKER For For
4 PAUL A. BROOKE For For
5 MATTHEW W. EMMENS For For
6 PAUL A. FRIEDMAN For For
7 JOHN F. NIBLACK For For
8 ROY A. WHITFIELD For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 18915 359385 14-May-2007 14-May-2007
NPS PHARMACEUTICALS, INC.
SECURITY 62936P103 MEETING TYPE Annual
TICKER SYMBOL NPSP MEETING DATE 22-May-2007
ISIN AGENDA 932682633 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BONNEY For For
2 N. ANTHONY COLES For For
3 PETER G. TOMBROS For For
4 JAMES G. GRONINGER For For
5 DONALD E. KUHLA For For
6 RACHEL R. SELISKER For For
7 CALVIN R. STILLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 10927 112773 14-May-2007 14-May-2007
AMYLIN PHARMACEUTICALS, INC.
SECURITY 032346108 MEETING TYPE Annual
TICKER SYMBOL AMLN MEETING DATE 23-May-2007
ISIN AGENDA 932680728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN R. ALTMAN For For
2 TERESA BECK For For
3 DANIEL M. BRADBURY For For
4 JOSEPH C. COOK, JR. For For
5 KARIN EASTHAM For For
6 JAMES R. GAVIN III For For
7 GINGER L. GRAHAM For For
8 HOWARD E. GREENE, JR. For For
9 JAY S. SKYLER For For
10 JOSEPH P. SULLIVAN For For
11 JAMES N. WILSON For For
02 Approve Charter Amendment Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 19005 361095 15-May-2007 15-May-2007
CYTOKINETICS, INCORPORATED
SECURITY 23282W100 MEETING TYPE Annual
TICKER SYMBOL CYTK MEETING DATE 24-May-2007
ISIN AGENDA 932679193 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEPHEN DOW For For
2 MARK MCDADE For For
3 MICHAEL SCHMERTZLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 637626 256274 17-May-2007 17-May-2007
MEDCO HEALTH SOLUTIONS, INC.
SECURITY 58405U102 MEETING TYPE Annual
TICKER SYMBOL MHS MEETING DATE 24-May-2007
ISIN AGENDA 932680374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD W. BARKER, JR. For For
2 DAVID B. SNOW, JR. For For
02 Declassify Board Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 103800 0 17-May-2007 17-May-2007
ELAN CORPORATION, PLC
SECURITY 284131208 MEETING TYPE Annual
TICKER SYMBOL ELN MEETING DATE 24-May-2007
ISIN AGENDA 932688267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Governance Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Miscellaneous Corporate Governance Management For For
O6 Miscellaneous Corporate Governance Management For For
O7 Miscellaneous Corporate Governance Management For For
S8 Miscellaneous Corporate Governance Management For For
S9 Miscellaneous Corporate Governance Management For For
S10 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 890000 0 13-May-2007 13-May-2007
THE MEDICINES COMPANY
SECURITY 584688105 MEETING TYPE Annual
TICKER SYMBOL MDCO MEETING DATE 24-May-2007
ISIN AGENDA 932692040 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM W. CROUSE For For
2 T. SCOTT JOHNSON For For
3 JOHN P. KELLEY For For
4 HIROAKI SHIGETA For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 153182 245618 17-May-2007 17-May-2007
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 29-May-2007
ISIN AGENDA 932703564 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM C. BALLARD, JR. For For
2 RICHARD T. BURKE For For
3 STEPHEN J. HEMSLEY For For
4 ROBERT J. DARRETTA For For
02 Classify Board Management For For
03 Declassify Board Management For For
04 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
05 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
06 Approve Charter Amendment Management For For
07 Ratify Appointment Of Independent Auditors Management For For
08 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 Shareholder Proposal - Compensation Discussion Management For Against
& Analysis
11 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 392160 0 22-May-2007 22-May-2007
VERTEX PHARMACEUTICALS INCORPORATED
SECURITY 92532F100 MEETING TYPE Annual
TICKER SYMBOL VRTX MEETING DATE 31-May-2007
ISIN AGENDA 932686720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOSHUA S. BOGER For For
2 CHARLES A. SANDERS For For
3 ELAINE S. ULLIAN For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 180078 59922 22-May-2007 22-May-2007
CV THERAPEUTICS, INC.
SECURITY 126667104 MEETING TYPE Annual
TICKER SYMBOL CVTX MEETING DATE 31-May-2007
ISIN AGENDA 932700431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 THOMAS L. GUTSHALL For For
2 KENNETH B. LEE, JR. For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 25243 479617 22-May-2007 22-May-2007
SANOFI-AVENTIS
SECURITY 80105N105 MEETING TYPE Annual
TICKER SYMBOL SNY MEETING DATE 31-May-2007
ISIN AGENDA 932708704 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Receive Consolidated Financial Statements Management For For
O2 Receive Consolidated Financial Statements Management For For
O3 Dividends Management For For
O4 Ratify Appointment Of Independent Auditors Management For For
O5 Election of Directors (Majority Voting) Management For For
O6 Miscellaneous Corporate Governance Management For For
E7 Approve Authorized Common Stock Increase Management Against Against
E8 Approve Authorized Common Stock Increase Management For For
E9 Approve Authorized Common Stock Increase Management For For
E10 Miscellaneous Corporate Governance Management For For
E11 Approve Authorized Common Stock Increase Management For For
E12 Approve Stock Compensation Plan Management For For
E13 Approve Stock Compensation Plan Management For For
E14 Approve Stock Split Management For For
E15 Miscellaneous Corporate Governance Management Against Against
E16 Miscellaneous Corporate Governance Management For For
E17 Transact Other Business Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 693898 0 17-May-2007 17-May-2007
IPSEN
SECURITY F5362H107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2007
ISIN FR0010259150 AGENDA 701243379 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
E.6 Management Proposal Management For For
E.7 Management Proposal Management For For
E.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5J 50P 138467 0 21-May-2007 21-May-2007
PHARMION CORPORATION
SECURITY 71715B409 MEETING TYPE Annual
TICKER SYMBOL PHRM MEETING DATE 06-Jun-2007
ISIN AGENDA 932706990 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRIAN G. ATWOOD For For
2 M. JAMES BARRETT For For
3 EDWARD J. MCKINLEY For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 14410 273790 23-May-2007 23-May-2007
REGENERON PHARMACEUTICALS, INC.
SECURITY 75886F107 MEETING TYPE Annual
TICKER SYMBOL REGN MEETING DATE 08-Jun-2007
ISIN AGENDA 932714834 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 L S SCHLEIFER, MD PHD For For
2 ERIC M. SHOOTER, PHD For For
3 G D YANCOPOULOS, MD PHD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 137592 143708 25-May-2007 25-May-2007
PROGENICS PHARMACEUTICALS, INC.
SECURITY 743187106 MEETING TYPE Annual
TICKER SYMBOL PGNX MEETING DATE 11-Jun-2007
ISIN AGENDA 932719012 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 KURT W. BRINER For For
2 PAUL F. JACOBSON For For
3 CHARLES A. BAKER For For
4 MARK F. DALTON For For
5 STEPHEN P. GOFF, PHD For For
6 PAUL J. MADDON For For
7 DAVID A. SCHEINBERG For For
8 NICOLE S. WILLIAMS For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 43379 261921 30-May-2007 30-May-2007
ZYMOGENETICS, INC.
SECURITY 98985T109 MEETING TYPE Annual
TICKER SYMBOL ZGEN MEETING DATE 21-Jun-2007
ISIN AGENDA 932707966 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRUCE L.A. CARTER, PHD For For
2 JAMES A. HARPER For For
3 EDWARD E. PENHOET, PHD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 25585 486115 15-Jun-2007 15-Jun-2007
EISAI CO.,LTD.
SECURITY J12852117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3160400002 AGENDA 701235093 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5J 50P 24800 469600 11-Jun-2007 11-Jun-2007
ASTELLAS PHARMA INC.
SECURITY J03393105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3942400007 AGENDA 701235079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5. Others Management For For
6. Approve Payment of Bonuses to Corporate Officers Management For For
7. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5J 50P 26300 498200 14-Jun-2007 14-Jun-2007
RITE AID CORPORATION
SECURITY 767754104 MEETING TYPE Annual
TICKER SYMBOL RAD MEETING DATE 27-Jun-2007
ISIN AGENDA 932730282 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ANDRE BELZILE For For
2 GEORGE G. GOLLEHER For For
3 MARY F. SAMMONS For For
4 PHILIP G. SATRE For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 10645 202255 21-Jun-2007 21-Jun-2007
DAIICHI SANKYO COMPANY,LIMITED
SECURITY J11257102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3475350009 AGENDA 701235120 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
4. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5J 50P 44200 839700 13-Jun-2007 13-Jun-2007
SHIONOGI & CO.,LTD.
SECURITY J74229105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3347200002 AGENDA 701281139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Approve Payment of Bonuses to Corporate Officers Management For For
6 Amend the Compensation to be received by Corporate Management For For
Officers
7 Approve Provision of Retirement Allowance for Management For For
Retiring Auditors
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5J 50P 685022 505978 19-Jun-2007 19-Jun-2007
CIPHERGEN BIOSYSTEMS, INC.
SECURITY 17252Y104 MEETING TYPE Annual
TICKER SYMBOL CIPH MEETING DATE 29-Jun-2007
ISIN AGENDA 932731171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL J. CALLAGHAN For For
2 KENNETH J. CONWAY For For
3 JAMES L. RATHMANN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Authorized Common Stock Increase Management For For
04 Approve Company Name Change Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5J 837 33370 634030 21-Jun-2007 21-Jun-2007
Investment Company Report
The Hartford Global Leaders Fund
MAN GROUP PLC
SECURITY G5790V107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-Jul-2006
ISIN GB0002944055 AGENDA 701020012 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
S.11 Management Proposal Management For *
12. Management Proposal Management For *
S.13 Management Proposal Management For *
S.14 Management Proposal Management For *
15. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 210886 0 30-Jun-2006 30-Jun-2006
EMI GROUP PLC
SECURITY G3035P100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Jul-2006
ISIN GB0000444736 AGENDA 701017433 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
S.11 Management Proposal Management For *
S.12 Management Proposal Management For *
13. Management Proposal Management For *
14. Management Proposal Management For *
15. Management Proposal Management For *
16. Management Proposal Management For *
17. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 3317443 0 29-Jun-2006 29-Jun-2006
THE CARPHONE WAREHOUSE GROUP PLC, LONDON
SECURITY G5344S105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jul-2006
ISIN GB0008787029 AGENDA 701029680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management Against *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
S.10 Management Proposal Management For *
S.11 Management Proposal Management For *
S.12 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 310961 2815157 26-Jul-2006 26-Jul-2006
NETWORK APPLIANCE, INC.
SECURITY 64120L104 MEETING TYPE Annual
TICKER SYMBOL NTAP MEETING DATE 31-Aug-2006
ISIN AGENDA 932568047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL J. WARMENHOVEN For For
2 DONALD T. VALENTINE For For
3 JEFFRY R. ALLEN For For
4 CAROL A. BARTZ For For
5 ALAN L. EARHART For For
6 EDWARD KOZEL For For
7 MARK LESLIE For For
8 NICHOLAS G. MOORE For For
9 GEORGE T. SHAHEEN For For
10 ROBERT T. WALL For For
02 Amend Stock Compensation Plan Management For For
03 Approve Option Grants Management For For
04 Amend Stock Purchase Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 325311 0 29-Aug-2006 29-Aug-2006
BHP BILLITON PLC
SECURITY G10877101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Oct-2006
ISIN GB0000566504 AGENDA 701069571 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
11. Management Proposal Management For *
12. Management Proposal Management For *
13. Management Proposal Management For *
14. Management Proposal Management For *
15. Management Proposal Management For *
16. Management Proposal Management For *
17. Management Proposal Management For *
18. Management Proposal Management For *
19. Management Proposal Management For *
20. Management Proposal Management For *
21. Management Proposal Management For *
22. Management Proposal Management For *
S.23 Management Proposal Management For *
S.24 Management Proposal Management For *
S25.1 Management Proposal Management For *
S25.2 Management Proposal Management For *
S25.3 Management Proposal Management For *
S25.4 Management Proposal Management For *
S25.5 Management Proposal Management For *
S25.6 Management Proposal Management For *
26. Management Proposal Management For *
27. Management Proposal Management For *
28. Management Proposal Management For *
29. Management Proposal Management For *
30. Management Proposal Management For *
31. Management Proposal Management For *
32. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 0 0 12-Oct-2006
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 15-Nov-2006
ISIN AGENDA 932588405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CAROL A. BARTZ For For
2 M. MICHELE BURNS For For
3 MICHAEL D. CAPELLAS For For
4 LARRY R. CARTER For For
5 JOHN T. CHAMBERS For For
6 DR. JOHN L. HENNESSY For For
7 RICHARD M. KOVACEVICH For For
8 RODERICK C. MCGEARY For For
9 STEVEN M. WEST For For
10 JERRY YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
05 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 537500 0 13-Nov-2006 13-Nov-2006
MONSANTO COMPANY
SECURITY 61166W101 MEETING TYPE Annual
TICKER SYMBOL MON MEETING DATE 17-Jan-2007
ISIN AGENDA 932613462 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANK V. ATLEE III For For
2 ARTHUR H. HARPER For For
3 GWENDOLYN S. KING For For
4 SHARON R. LONG, PH.D. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 238700 0 11-Jan-2007
WARNER MUSIC GROUP CORP.
SECURITY 934550104 MEETING TYPE Annual
TICKER SYMBOL WMG MEETING DATE 23-Feb-2007
ISIN AGENDA 932623463 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDGAR BRONFMAN, JR. Withheld Against
2 LEN BLAVATNIK Withheld Against
3 SHELBY W. BONNIE For For
4 RICHARD BRESSLER Withheld Against
5 JOHN P. CONNAUGHTON Withheld Against
6 PHYLLIS E. GRANN For For
7 MICHELE J. HOOPER For For
8 SCOTT L. JAECKEL Withheld Against
9 SETH W. LAWRY Withheld Against
10 THOMAS H. LEE Withheld Against
11 IAN LORING Withheld Against
12 JONATHAN M. NELSON Withheld Against
13 MARK NUNNELLY Withheld Against
14 SCOTT M. SPERLING Withheld Against
02 Adopt Omnibus Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 369100 0 05-Feb-2007 05-Feb-2007
SAMSUNG ELECTRONICS CO LTD
SECURITY Y74718100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Feb-2007
ISIN KR7005930003 AGENDA 701138580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.1 Management Proposal Management For For
2.2 Management Proposal Management For For
2.3 Management Proposal Management For For
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 14258 0 20-Feb-2007 20-Feb-2007
HEWLETT-PACKARD COMPANY
SECURITY 428236103 MEETING TYPE Annual
TICKER SYMBOL HPQ MEETING DATE 14-Mar-2007
ISIN AGENDA 932626394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
06 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 322800 0 12-Mar-2007 12-Mar-2007
ASML HOLDING NV
SECURITY N07059160 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 28-Mar-2007
ISIN NL0000334365 AGENDA 701154887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to
inform you that the true agenda has been released
and is available for your review. Non-Voting
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Non-Voting Proposal Note Non-Voting
7. Management Proposal Management For For
8.a Management Proposal Management For For
8.b Management Proposal Management For For
8.c Management Proposal Management For For
9. Management Proposal Management For For
10. Non-Voting Proposal Note Non-Voting
11. Management Proposal Management For For
12.a Management Proposal Management For For
12.b Management Proposal Management For For
12.c Management Proposal Management For For
12.d Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Non-Voting Proposal Note Non-Voting
18. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 370217 0 02-Apr-2007 08-Mar-2007
RAKUTEN,INC.
SECURITY J64264104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Mar-2007
ISIN JP3967200001 AGENDA 701169674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
5 Amend the Compensation to be received by Corporate Management For For
Officers
6 Others Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 20375 0 20-Mar-2007 20-Mar-2007
FOMENTO ECONOMICO MEXICANO S.A.B. DE
SECURITY 344419106 MEETING TYPE Special
TICKER SYMBOL FMX MEETING DATE 29-Mar-2007
ISIN AGENDA 932640510 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For
02 Miscellaneous Corporate Governance Management For
03 Dividends Management For
04 Stock Repurchase Plan Management For
05 Approve Allocation Of Dividends On Shares Held By Management Against
Company
06 Miscellaneous Corporate Governance Management For
07 Miscellaneous Corporate Governance Management For
08 Miscellaneous Corporate Governance Management For
09 Approve Minutes Of Previously Held Meeting Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 73900 0 23-Mar-2007 23-Mar-2007
ADOBE SYSTEMS INCORPORATED
SECURITY 00724F101 MEETING TYPE Annual
TICKER SYMBOL ADBE MEETING DATE 05-Apr-2007
ISIN AGENDA 932635925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT K. BURGESS For For
2 CAROL MILLS For For
3 COLLEEN M. POULIOT For For
4 ROBERT SEDGEWICK For For
5 JOHN E. WARNOCK For For
02 Amend Stock Compensation Plan Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 376900 0 29-Mar-2007 29-Mar-2007
THE GOLDMAN SACHS GROUP, INC.
SECURITY 38141G104 MEETING TYPE Annual
TICKER SYMBOL GS MEETING DATE 11-Apr-2007
ISIN AGENDA 932632917 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For
1B Miscellaneous Corporate Governance Management For
1C Miscellaneous Corporate Governance Management For
1D Miscellaneous Corporate Governance Management For
1E Miscellaneous Corporate Governance Management For
1F Miscellaneous Corporate Governance Management For
1G Miscellaneous Corporate Governance Management For
1H Miscellaneous Corporate Governance Management For
1I Miscellaneous Corporate Governance Management For
1J Miscellaneous Corporate Governance Management For
1K Miscellaneous Corporate Governance Management For
1L Miscellaneous Corporate Governance Management For
1M Miscellaneous Corporate Governance Management For
02 Ratify Appointment Of Independent Auditors Management For
03 S/H Proposal - Establish Nominating Committee Shareholder Against
04 S/H Proposal - Proxy Process/Statement Shareholder Against
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 65600 0 23-Mar-2007 23-Mar-2007
SCHLUMBERGER LIMITED (SCHLUMBERGER N
SECURITY 806857108 MEETING TYPE Annual
TICKER SYMBOL SLB MEETING DATE 11-Apr-2007
ISIN AGENDA 932636484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 P. CAMUS For For
2 J.S. GORELICK For For
3 A. GOULD For For
4 T. ISAAC For For
5 N. KUDRYAVTSEV For For
6 A. LAJOUS For For
7 M.E. MARKS For For
8 D. PRIMAT For For
9 L.R. REIF For For
10 T.I. SANDVOLD For For
11 N. SEYDOUX For For
12 L.G. STUNTZ For For
13 R. TALWAR For For
02 Approve Financial Statements Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 106013 123487 27-Mar-2007 27-Mar-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701170627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 11583 0 12-Apr-2007 12-Apr-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701174043 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4.1.A Management Proposal Management No Action
4.1.B Management Proposal Management No Action
4.2.A Management Proposal Management No Action
4.2.B Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 24306 0 12-Apr-2007 12-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN CH0024899483 AGENDA 701043680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 0 0 29-Mar-2007
NESTLE SA, CHAM UND VEVEY
SECURITY H57312466 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN CH0012056047 AGENDA 701158051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 29096 0 30-Mar-2007 30-Mar-2007
NESTLE SA, CHAM UND VEVEY
SECURITY H57312466 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN CH0012056047 AGENDA 701161678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5.1 Management Proposal Management No Action
5.2 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 13096 16000 30-Mar-2007 30-Mar-2007
KONINKLIJKE NUMICO NV
SECURITY N56369239 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN NL0000375616 AGENDA 701182658 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3.A Management Proposal Management For For
3.B Non-Voting Proposal Note Non-Voting
3.C Management Proposal Management For For
3.D Management Proposal Management For For
3.E Management Proposal Management For For
4. Management Proposal Management For For
5.A Management Proposal Management For For
5.B Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
7.A Management Proposal Management For For
7.B Management Proposal Management For For
8. Management Proposal Management For For
9. Non-Voting Proposal Note Non-Voting
10. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 249242 0 11-Apr-2007 11-Apr-2007
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 26-Apr-2007
ISIN AGENDA 932637905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT F. CUMMINGS, JR. For For
2 EUGENE C. SIT For For
3 WILLIAM D. SMITHBURG For For
4 HANSEL E. TOOKES II For For
5 WENDELL P. WEEKS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 575400 0 25-Apr-2007 25-Apr-2007
NOBLE CORPORATION
SECURITY G65422100 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 26-Apr-2007
ISIN AGENDA 932648681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. CAWLEY For For
2 LUKE R. CORBETT For For
3 JACK E. LITTLE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 74500 0 20-Apr-2007 20-Apr-2007
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 26-Apr-2007
ISIN AGENDA 932650434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Corporate Governance Shareholder Against For
10 Miscellaneous Corporate Governance Management Abstain
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 218600 0 19-Apr-2007 19-Apr-2007
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 27-Apr-2007
ISIN AGENDA 932676313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Actions Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Approve Renumeration Of Directors And Auditors Management For For
E1 Allot Relevant Securities Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 251000 0 13-Apr-2007 13-Apr-2007
AMERICA MOVIL, S.A.B. DE C.V.
SECURITY 02364W105 MEETING TYPE Special
TICKER SYMBOL AMX MEETING DATE 27-Apr-2007
ISIN AGENDA 932692230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
I Miscellaneous Corporate Actions Management For
II Miscellaneous Corporate Actions Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 155800 0 24-Apr-2007 24-Apr-2007
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 30-Apr-2007
ISIN AGENDA 932651676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management Against Against
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Military/Weapons Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 147000 0 20-Apr-2007 20-Apr-2007
BROADCOM CORPORATION
SECURITY 111320107 MEETING TYPE Annual
TICKER SYMBOL BRCM MEETING DATE 02-May-2007
ISIN AGENDA 932657678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GEORGE L. FARINSKY For For
2 MAUREEN E. GRZELAKOWSKI Withheld Against
3 NANCY H. HANDEL For For
4 JOHN MAJOR Withheld Against
5 SCOTT A. MCGREGOR For For
6 ALAN E. ROSS Withheld Against
7 HENRY SAMUELI, PH.D. Withheld Against
8 ROBERT E. SWITZ For For
9 WERNER F. WOLFEN Withheld Against
02 Amend Stock Purchase Plan Management For For
03 Approve Option Grants Management For For
04 Amend Stock Compensation Plan Management Against Against
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 272000 0 26-Apr-2007 26-Apr-2007
NORTEL NETWORKS CORPORATION
SECURITY 656568508 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL NT MEETING DATE 02-May-2007
ISIN AGENDA 932663467 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JALYNN H. BENNETT For For
2 DR. MANFRED BISCHOFF For For
3 HON. JAMES B. HUNT, JR. For For
4 DR. KRISTINA M. JOHNSON For For
5 JOHN A. MACNAUGHTON For For
6 HON. JOHN P. MANLEY For For
7 RICHARD D. MCCORMICK For For
8 CLAUDE MONGEAU For For
9 HARRY J. PEARCE For For
10 JOHN D. WATSON For For
11 MIKE S. ZAFIROVSKI For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 192200 0 23-Apr-2007 23-Apr-2007
RECKITT BENCKISER PLC
SECURITY G7420A107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN GB0007278715 AGENDA 701193928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 254060 0 19-Apr-2007 19-Apr-2007
ABB LTD, ZUERICH
SECURITY H0010V101 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN CH0012221716 AGENDA 701212588 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6.a Management Proposal Management No Action
6.b Management Proposal Management No Action
6.c Management Proposal Management No Action
6.d Management Proposal Management No Action
6.e Management Proposal Management No Action
6.f Management Proposal Management No Action
6.g Management Proposal Management No Action
6.H Management Proposal Management No Action
7. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 455016 76000 20-Apr-2007 20-Apr-2007
ABB LTD, ZUERICH
SECURITY H0010V101 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN CH0012221716 AGENDA 701212603 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 455016 76000 20-Apr-2007 20-Apr-2007
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 03-May-2007
ISIN AGENDA 932661730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BROWN For For
2 JOHN R. EGAN For For
3 DAVID N. STROHM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 690400 0 30-Apr-2007 30-Apr-2007
ZIMMER HOLDINGS, INC.
SECURITY 98956P102 MEETING TYPE Annual
TICKER SYMBOL ZMH MEETING DATE 07-May-2007
ISIN AGENDA 932648578 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 89100 0 27-Apr-2007 27-Apr-2007
XSTRATA PLC, LONDON
SECURITY G9826T102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-May-2007
ISIN GB0031411001 AGENDA 701198358 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 182699 0 19-Apr-2007 19-Apr-2007
AMERICAN TOWER CORPORATION
SECURITY 029912201 MEETING TYPE Annual
TICKER SYMBOL AMT MEETING DATE 09-May-2007
ISIN AGENDA 932654103 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RAYMOND P. DOLAN For For
2 RONALD M. DYKES For For
3 CAROLYN F. KATZ For For
4 GUSTAVO LARA CANTU For For
5 PAMELA D.A. REEVE For For
6 DAVID E. SHARBUTT For For
7 JAMES D. TAICLET, JR. For For
8 SAMME L. THOMPSON For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 461000 0 03-May-2007 03-May-2007
GILEAD SCIENCES, INC.
SECURITY 375558103 MEETING TYPE Annual
TICKER SYMBOL GILD MEETING DATE 09-May-2007
ISIN AGENDA 932658098 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PAUL BERG For For
2 JOHN F. COGAN For For
3 ETIENNE F. DAVIGNON For For
4 JAMES M. DENNY For For
5 CARLA A. HILLS For For
6 JOHN W. MADIGAN For For
7 JOHN C. MARTIN For For
8 GORDON E. MOORE For For
9 NICHOLAS G. MOORE For For
10 GAYLE E. WILSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 117600 0 03-May-2007 03-May-2007
KARSTADT QUELLE AG, ESSEN
SECURITY D38435109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN DE0006275001 AGENDA 701188674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 202882 0 19-Apr-2007 19-Apr-2007
VEOLIA ENVIRONNEMENT, PARIS
SECURITY F9686M107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN FR0000124141 AGENDA 701204620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management Against Against
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management Against Against
E.16 Management Proposal Management Against Against
O.E17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 169351 0 19-Apr-2007 19-Apr-2007
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 10-May-2007
ISIN AGENDA 932673886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERIC SCHMIDT For For
2 SERGEY BRIN For For
3 LARRY PAGE For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ARTHUR D. LEVINSON For For
7 ANN MATHER For For
8 PAUL S. OTELLINI For For
9 K. RAM SHRIRAM For For
10 SHIRLEY M. TILGHMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 Approve Cash/Stock Bonus Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 43900 0 03-May-2007 03-May-2007
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 10-May-2007
ISIN AGENDA 932685071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ARTHUR D. LEVINSON For For
6 ERIC E. SCHMIDT For For
7 JEROME B. YORK For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 109000 0 07-May-2007 07-May-2007
AEON CO.,LTD.
SECURITY J00288100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN JP3388200002 AGENDA 701172493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 343800 0 27-Apr-2007 27-Apr-2007
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN
SECURITY D1882G119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN DE0005810055 AGENDA 701180351 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 54597 0 26-Apr-2007 26-Apr-2007
PPR SA, PARIS
SECURITY F7440G127 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-May-2007
ISIN FR0000121485 AGENDA 701185983 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management Against Against
E.7 Management Proposal Management For For
E.8 Management Proposal Management Against Against
E.9 Management Proposal Management Against Against
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 32309 0 26-Apr-2007 26-Apr-2007
ACCOR SA, COURCOURONNES
SECURITY F00189120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-May-2007
ISIN FR0000120404 AGENDA 701225155 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Management Proposal Management Against Against
18. Management Proposal Management Against Against
19. Management Proposal Management For For
20. Management Proposal Management Against Against
21. Management Proposal Management For For
22. Management Proposal Management For For
23. Management Proposal Management For For
24. Management Proposal Management For For
25. Management Proposal Management For For
26. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 6454 71400 01-May-2007 01-May-2007
FRESENIUS MEDICAL CARE AG & CO. KGAA, BAD HOMBURG
SECURITY D2734Z107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN DE0005785802 AGENDA 701192192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 50629 0 01-May-2007 01-May-2007
AKAMAI TECHNOLOGIES, INC.
SECURITY 00971T101 MEETING TYPE Annual
TICKER SYMBOL AKAM MEETING DATE 15-May-2007
ISIN AGENDA 932677315 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD GRAHAM For For
2 F. THOMSON LEIGHTON For For
3 PAUL SAGAN For For
4 NAOMI SELIGMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 95700 0 10-May-2007 10-May-2007
DANAHER CORPORATION
SECURITY 235851102 MEETING TYPE Annual
TICKER SYMBOL DHR MEETING DATE 15-May-2007
ISIN AGENDA 932680552 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN M. RALES For For
2 JOHN T. SCHWIETERS For For
3 ALAN G. SPOON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Authorized Common Stock Increase Management For For
04 Approve Stock Compensation Plan Management For For
05 Approve Cash/Stock Bonus Plan Management For For
06 Approve Cash/Stock Bonus Plan Management For For
07 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 130700 0 03-May-2007 03-May-2007
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 16-May-2007
ISIN AGENDA 932664382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. ROCCA For For
2 STEFAN K. WIDENSOHLER For For
02 Approve Stock Compensation Plan Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 350000 0 11-May-2007 11-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Withheld Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 202400 0 10-May-2007 10-May-2007
SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Annual
TICKER SYMBOL SGP MEETING DATE 18-May-2007
ISIN AGENDA 932695010 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HANS W. BECHERER For For
2 THOMAS J. COLLIGAN For For
3 FRED HASSAN For For
4 C. ROBERT KIDDER For For
5 PHILIP LEDER, M.D. For For
6 EUGENE R. MCGRATH For For
7 CARL E. MUNDY, JR. For For
8 ANTONIO M. PEREZ For For
9 PATRICIA F. RUSSO For For
10 JACK L. STAHL For For
11 KATHRYN C. TURNER For For
12 ROBERT F.W. VAN OORDT For For
13 ARTHUR F. WEINBACH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
04 Classify Board Management For For
05 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 0 673100 14-May-2007 14-May-2007
AMVESCAP PLC
SECURITY G4917N106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0001282697 AGENDA 701204492 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
S.8 Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 961434 0 11-May-2007 11-May-2007
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 23-May-2007
ISIN AGENDA 932669546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 S. DECKER ANSTROM For For
2 KENNETH J. BACON For For
3 SHELDON M. BONOVITZ For For
4 EDWARD D. BREEN For For
5 JULIAN A. BRODSKY For For
6 JOSEPH J. COLLINS For For
7 J. MICHAEL COOK For For
8 JEFFREY A. HONICKMAN For For
9 BRIAN L. ROBERTS For For
10 RALPH J. ROBERTS For For
11 DR. JUDITH RODIN For For
12 MICHAEL I. SOVERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder Against For
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Proxy Process/Statement Shareholder For Against
07 S/H Proposal - Proxy Process/Statement Shareholder For Against
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 591900 0 15-May-2007 15-May-2007
E*TRADE FINANCIAL CORPORATION
SECURITY 269246104 MEETING TYPE Annual
TICKER SYMBOL ETFC MEETING DATE 23-May-2007
ISIN AGENDA 932695250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD D. FISHER For For
2 GEORGE A. HAYTER For For
3 R. JARRETT LILIEN For For
4 DONNA L. WEAVER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 485700 0 15-May-2007 15-May-2007
GAMESA CORPORACION TECNOLOGICA SA
SECURITY E54667113 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN ES0143416115 AGENDA 701222301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4.1.a Management Proposal Management For For
4.1.B Management Proposal Management For For
4.1.C Management Proposal Management For For
4.1.D Management Proposal Management For For
4.1.E Management Proposal Management For For
4.1.F Management Proposal Management For For
4.2.A Management Proposal Management For For
4.2.B Management Proposal Management For For
4.2.C Management Proposal Management For For
4.2.D Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 215631 0 12-May-2007 12-May-2007
ELAN CORPORATION, PLC
SECURITY 284131208 MEETING TYPE Annual
TICKER SYMBOL ELN MEETING DATE 24-May-2007
ISIN AGENDA 932688267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Governance Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Miscellaneous Corporate Governance Management For For
O6 Miscellaneous Corporate Governance Management For For
O7 Miscellaneous Corporate Governance Management For For
S8 Miscellaneous Corporate Governance Management For For
S9 Miscellaneous Corporate Governance Management For For
S10 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 400904 350496 13-May-2007 13-May-2007
NATIONAL BANK OF GREECE
SECURITY X56533114 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 25-May-2007
ISIN GRS003013000 AGENDA 701233582 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
13. Management Proposal Management No Action
14. Non-Voting Proposal Note Non-Voting
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 99820 0 11-May-2007 11-May-2007
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WI
SECURITY A19494102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN AT0000652011 AGENDA 701241109 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 122917 0 14-May-2007 14-May-2007
LAS VEGAS SANDS CORP.
SECURITY 517834107 MEETING TYPE Annual
TICKER SYMBOL LVS MEETING DATE 07-Jun-2007
ISIN AGENDA 932713781 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SHELDON G. ADELSON Withheld Against
2 IRWIN CHAFETZ Withheld Against
3 JAMES L. PURCELL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 15900 168800 29-May-2007 29-May-2007
HON HAI PRECISION IND LTD
SECURITY Y36861105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Jun-2007
ISIN TW0002317005 AGENDA 701247036 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
A.1 Non-Voting Proposal Note Non-Voting
A.2 Non-Voting Proposal Note Non-Voting
A.3 Non-Voting Proposal Note Non-Voting
A.4 Non-Voting Proposal Note Non-Voting
A.5 Non-Voting Proposal Note Non-Voting
A.6 Non-Voting Proposal Note Non-Voting
A.7 Non-Voting Proposal Note Non-Voting
B.1 Management Proposal Management For For
B.2 Management Proposal Management For For
B.3 Management Proposal Management For For
B.4 Management Proposal Management For For
B.5 Management Proposal Management Against Against
B.6 Management Proposal Management For For
B.7 Management Proposal Management For For
B.8 Management Proposal Management Against Against
B.9 Management Proposal Management Against Against
B.10 Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 1086000 0 22-May-2007 22-May-2007
NATIONAL BANK OF GREECE
SECURITY X56533114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-Jun-2007
ISIN GRS003013000 AGENDA 701267064 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 99820 0 31-May-2007 31-May-2007
CELGENE CORPORATION
SECURITY 151020104 MEETING TYPE Annual
TICKER SYMBOL CELG MEETING DATE 12-Jun-2007
ISIN AGENDA 932712260 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SOL J. BARER, PH.D. For For
2 ROBERT J. HUGIN For For
3 MICHAEL D. CASEY For For
4 RODMAN L. DRAKE For For
5 A. HULL HAYES, JR., MD For For
6 GILLA KAPLAN, PH.D. For For
7 JAMES J. LOUGHLIN For For
8 RICHARD C.E. MORGAN For For
9 WALTER L. ROBB, PH.D. For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 81100 0 31-May-2007 31-May-2007
EBAY INC.
SECURITY 278642103 MEETING TYPE Annual
TICKER SYMBOL EBAY MEETING DATE 14-Jun-2007
ISIN AGENDA 932713844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PHILIPPE BOURGUIGNON For For
2 THOMAS J. TIERNEY For For
3 MARGARET C. WHITMAN For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 229200 0 29-May-2007 29-May-2007
CHINA MERCHANTS BANK CO LTD, SHENZEN
SECURITY Y14896115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2007
ISIN CN000A0KFDV9 AGENDA 701262800 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7.1 Management Proposal Management For For
7.2 Management Proposal Management For For
7.3 Management Proposal Management For For
7.4 Management Proposal Management For For
7.5 Management Proposal Management For For
7.6 Management Proposal Management For For
7.7 Management Proposal Management For For
7.8 Management Proposal Management For For
7.9 Management Proposal Management For For
7.10 Management Proposal Management For For
7.11 Management Proposal Management For For
7.12 Management Proposal Management For For
7.13 Management Proposal Management For For
7.14 Management Proposal Management For For
7.15 Management Proposal Management For For
7.16 Management Proposal Management For For
7.17 Management Proposal Management For For
7.18 Management Proposal Management For For
7.19 Management Proposal Management For For
8.1 Management Proposal Management For For
8.2 Management Proposal Management For For
8.3 Management Proposal Management For For
8.4 Management Proposal Management For For
8.5 Management Proposal Management For For
8.6 Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 1787000 0 31-May-2007 31-May-2007
JAPAN TOBACCO INC.
SECURITY J27869106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3726800000 AGENDA 701234926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Corporate Officers Management For For
5. Amend the Compensation to be received by Corporate Management For For
Officers
6. Others Management For For
7. Approve Provision of Retirement Allowance for Management For For
Retiring Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 1704 0 11-Jun-2007 11-Jun-2007
EISAI CO.,LTD.
SECURITY J12852117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3160400002 AGENDA 701235093 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 110000 71000 11-Jun-2007 11-Jun-2007
SOFTBANK CORP.
SECURITY J75963108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3436100006 AGENDA 701235447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
3. Appoint Accounting Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 98500 290000 11-Jun-2007 11-Jun-2007
ORIX CORPORATION
SECURITY J61933123 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3200450009 AGENDA 701236158 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 36200 0 11-Jun-2007 11-Jun-2007
ALSTOM, PARIS
SECURITY F0259M475 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN FR0010220475 AGENDA 701303911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management Against Against
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
E.24 Management Proposal Management For For
E.25 Management Proposal Management For For
E.26 Management Proposal Management For For
E.27 Management Proposal Management For For
E.28 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 61332 0 19-Jun-2007 19-Jun-2007
BEST BUY CO., INC.
SECURITY 086516101 MEETING TYPE Annual
TICKER SYMBOL BBY MEETING DATE 27-Jun-2007
ISIN AGENDA 932721738 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD JAMES* For For
2 ELLIOT S. KAPLAN* For For
3 MATTHEW H. PAULL* For For
4 JAMES E. PRESS* For For
5 RICHARD M. SCHULZE* For For
6 MARY A. TOLAN* For For
7 HATIM A. TYABJI* For For
8 ROGELIO M. REBOLLEDO** For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3H 837 161100 0 22-Jun-2007 22-Jun-2007
NINTENDO CO.,LTD.
SECURITY J51699106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3756600007 AGENDA 701235942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management Against Against
5. Appoint Accounting Auditors Management For For
6. Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 50500 0 18-Jun-2007 18-Jun-2007
SUMITOMO REALTY & DEVELOPMENT CO LTD
SECURITY J77841112 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3409000001 AGENDA 701273459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management Against Against
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Others Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 326000 0 19-Jun-2007 19-Jun-2007
NATIONAL BANK OF GREECE
SECURITY X56533114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN GRS003013000 AGENDA 701300814 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 99820 0 20-Jun-2007 20-Jun-2007
SUMITOMO MITSUI FINANCIAL GROUP,INC.
SECURITY J7771X109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3890350006 AGENDA 701301943 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management For For
5 Approve Provision of Retirement Allowance Management For For
for Retiring Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 969 0 20-Jun-2007 20-Jun-2007
GAZPROM OAO, MOSCOW
SECURITY 368287207 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN US3682872078 AGENDA 701269145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management Against Against
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9.1 Management Proposal Management For For
9.2 Management Proposal Management For For
9.3 Management Proposal Management For For
9.4 Management Proposal Management For For
9.5 Management Proposal Management For For
9.6 Management Proposal Management For For
9.7 Management Proposal Management For For
9.8 Management Proposal Management For For
9.9 Management Proposal Management For For
9.10 Management Proposal Management For For
9.11 Management Proposal Management For For
9.12 Management Proposal Management For For
9.13 Management Proposal Management For For
9.14 Management Proposal Management For For
9.15 Management Proposal Management For For
9.16 Management Proposal Management For For
9.17 Management Proposal Management For For
9.18 Management Proposal Management For For
9.19 Management Proposal Management For For
9.20 Management Proposal Management For For
9.21 Management Proposal Management For For
9.22 Management Proposal Management For For
9.23 Management Proposal Management For For
9.24 Management Proposal Management For For
9.25 Management Proposal Management For For
9.26 Management Proposal Management For For
9.27 Management Proposal Management For For
9.28 Management Proposal Management For For
9.29 Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
10.1 Management Proposal Management Abstain Against
10.2 Management Proposal Management Abstain Against
10.3 Management Proposal Management Abstain Against
10.4 Management Proposal Management Abstain Against
10.5 Management Proposal Management Abstain Against
10.6 Management Proposal Management Abstain Against
10.7 Management Proposal Management Abstain Against
10.8 Management Proposal Management Abstain Against
10.9 Management Proposal Management Abstain Against
10.10 Management Proposal Management Abstain Against
10.11 Management Proposal Management Abstain Against
10.12 Management Proposal Management Abstain Against
10.13 Management Proposal Management Abstain Against
10.14 Management Proposal Management For For
10.15 Management Proposal Management Abstain Against
10.16 Management Proposal Management Abstain Against
10.17 Management Proposal Management Abstain Against
10.18 Management Proposal Management Abstain Against
10.19 Management Proposal Management Abstain Against
Non-Voting Proposal Note Non-Voting
11.1 Gps Mgmt Director Management For For
11.2 Gps Mgmt Director Management Abstain Against
11.3 Gps Mgmt Director Management For For
11.4 Gps Mgmt Director Management For For
11.5 Gps Mgmt Director Management Abstain Against
11.6 Gps Mgmt Director Management For For
11.7 Gps Mgmt Director Management Abstain Against
11.8 Gps Mgmt Director Management Abstain Against
11.9 Gps Mgmt Director Management For For
11.10 Gps Mgmt Director Management
11.11 Gps Mgmt Director Management
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 182050 0 18-Jun-2007 18-Jun-2007
TESCO PLC
SECURITY G87621101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN GB0008847096 AGENDA 701272534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
S.13 Management Proposal Management For For
S.14 Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
S.17 Management Proposal Management For For
18. Management Proposal Management For For
19. Management Proposal Management For For
20. Management Proposal Management For For
21. Management Proposal Management For For
22. Management Proposal Management For For
23. Management Proposal Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3H 50P 1821891 0 21-Jun-2007 21-Jun-2007
Investment Company Report
The Hartford Global Technology Fund
SOITEC, BERNIN
SECURITY F84138118 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 06-Jul-2006
ISIN FR0004025062 AGENDA 700997779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action *
O.2 Management Proposal Management No Action *
O.3 Management Proposal Management No Action *
O.4 Management Proposal Management No Action *
O.5 Management Proposal Management No Action *
O.6 Management Proposal Management No Action *
O.7 Management Proposal Management No Action *
E.8 Management Proposal Management No Action *
E.9 Management Proposal Management No Action *
E.10 Management Proposal Management No Action *
E.11 Management Proposal Management No Action *
E.12 Management Proposal Management No Action *
E.13 Management Proposal Management No Action *
E.14 Management Proposal Management No Action *
E.15 Management Proposal Management No Action *
E.16 Management Proposal Management No Action *
E.17 Management Proposal Management No Action *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5L 50P 29581 0 21-Jun-2006 21-Jun-2006
SALESFORCE.COM, INC.
SECURITY 79466L302 MEETING TYPE Annual
TICKER SYMBOL CRM MEETING DATE 06-Jul-2006
ISIN AGENDA 932541661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CRAIG RAMSEY For For
2 SANFORD R. ROBERTSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 19100 0 23-Jun-2006 23-Jun-2006
GARMIN LTD.
SECURITY G37260109 MEETING TYPE Special
TICKER SYMBOL GRMN MEETING DATE 21-Jul-2006
ISIN AGENDA 932551460 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Stock Split Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 1000 0 18-Jul-2006 18-Jul-2006
DELL INC.
SECURITY 24702R101 MEETING TYPE Annual
TICKER SYMBOL DELL MEETING DATE 21-Jul-2006
ISIN AGENDA 932554593 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DONALD J. CARTY For For
2 MICHAEL S. DELL For For
3 WILLIAM H. GRAY, III For For
4 SALLIE L. KRAWCHECK For For
5 ALAN (A.G.) LAFLEY For For
6 JUDY C. LEWENT For For
7 KLAUS S. LUFT For For
8 ALEX J. MANDL For For
9 MICHAEL A. MILES For For
10 SAMUEL A. NUNN, JR. For For
11 KEVIN B. ROLLINS For For
02 Ratify Appointment Of Independent Auditors Management For For
SH1 S/H Proposal - Human Rights Related Shareholder Against For
SH2 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 23200 0 18-Jul-2006 18-Jul-2006
ELECTRONIC ARTS INC.
SECURITY 285512109 MEETING TYPE Annual
TICKER SYMBOL ERTS MEETING DATE 27-Jul-2006
ISIN AGENDA 932562641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M. RICHARD ASHER For For
2 LEONARD S. COLEMAN For For
3 GARY M. KUSIN For For
4 GREGORY B. MAFFEI For For
5 TIMOTHY MOTT For For
6 VIVEK PAUL For For
7 LAWRENCE F. PROBST III For For
8 RICHARD A. SIMONSON For For
9 LINDA J. SRERE For For
02 Approve Re-Pricing Of Options Management For For
03 Amend Incentive Stock Option Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 32400 0 18-Jul-2006 18-Jul-2006
RED HAT, INC.
SECURITY 756577102 MEETING TYPE Annual
TICKER SYMBOL RHAT MEETING DATE 17-Aug-2006
ISIN AGENDA 932563162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DR. W. STEVE ALBRECHT For For
2 DR. MARYE ANNE FOX For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 Amend Incentive Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 26600 0 16-Aug-2006 16-Aug-2006
COMPUWARE CORPORATION
SECURITY 205638109 MEETING TYPE Annual
TICKER SYMBOL CPWR MEETING DATE 22-Aug-2006
ISIN AGENDA 932567057 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DENNIS W. ARCHER For For
2 GURMINDER S. BEDI For For
3 WILLIAM O. GRABE For For
4 WILLIAM R. HALLING For For
5 PETER KARMANOS, JR. For For
6 FAYE ALEXANDER NELSON For For
7 GLENDA D. PRICE For For
8 W. JAMES PROWSE For For
9 G. SCOTT ROMNEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Ratify Shareholder Rights Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 30200 0 21-Aug-2006 21-Aug-2006
QLOGIC CORPORATION
SECURITY 747277101 MEETING TYPE Annual
TICKER SYMBOL QLGC MEETING DATE 24-Aug-2006
ISIN AGENDA 932565940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H.K. DESAI For For
2 JOEL S. BIRNBAUM For For
3 LARRY R. CARTER For For
4 JAMES R. FIEBIGER For For
5 BALAKRISHNAN S. IYER For For
6 CAROL L. MILTNER For For
7 GEORGE D. WELLS For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 51800 0 22-Aug-2006 22-Aug-2006
NETWORK APPLIANCE, INC.
SECURITY 64120L104 MEETING TYPE Annual
TICKER SYMBOL NTAP MEETING DATE 31-Aug-2006
ISIN AGENDA 932568047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL J. WARMENHOVEN For For
2 DONALD T. VALENTINE For For
3 JEFFRY R. ALLEN For For
4 CAROL A. BARTZ For For
5 ALAN L. EARHART For For
6 EDWARD KOZEL For For
7 MARK LESLIE For For
8 NICHOLAS G. MOORE For For
9 GEORGE T. SHAHEEN For For
10 ROBERT T. WALL For For
02 Amend Stock Compensation Plan Management For For
03 Approve Option Grants Management For For
04 Amend Stock Purchase Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 28700 0 29-Aug-2006 29-Aug-2006
INTEGRATED DEVICE TECHNOLOGY, INC.
SECURITY 458118106 MEETING TYPE Annual
TICKER SYMBOL IDTI MEETING DATE 14-Sep-2006
ISIN AGENDA 932573012 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GREGORY S. LANG For For
2 JOHN HOWARD For For
3 NAM P. SUH, PH.D. For For
02 Amend Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 74900 0 30-Aug-2006 30-Aug-2006
ACTIVISION, INC.
SECURITY 004930202 MEETING TYPE Annual
TICKER SYMBOL ATVI MEETING DATE 14-Sep-2006
ISIN AGENDA 932573531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT A. KOTICK For For
2 BRIAN G. KELLY For For
3 RONALD DOORNINK For For
4 ROBERT J. CORTI For For
5 BARBARA S. ISGUR For For
6 ROBERT J. MORGADO For For
7 PETER J. NOLAN For For
8 RICHARD SARNOFF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Add Women To Board Shareholder Against For
04 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 54100 0 01-Sep-2006 01-Sep-2006
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 09-Oct-2006
ISIN AGENDA 932579747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY O. HENLEY For For
2 LAWRENCE J. ELLISON For For
3 DONALD L. LUCAS For For
4 MICHAEL J. BOSKIN For For
5 JACK F. KEMP For For
6 JEFFREY S. BERG For For
7 SAFRA A. CATZ For For
8 HECTOR GARCIA-MOLINA For For
9 H. RAYMOND BINGHAM For For
10 CHARLES E. PHILLIPS, JR For For
11 NAOMI O. SELIGMAN For For
02 Approve Option Grants Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Director Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 33200 0 21-Sep-2006 21-Sep-2006
COGNOS INCORPORATED
SECURITY 19244C109 MEETING TYPE Special
TICKER SYMBOL COGN MEETING DATE 18-Oct-2006
ISIN AGENDA 932588443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT G. ASHE For For
2 JOHN E. CALDWELL For For
3 PAUL D. DAMP For For
4 PIERRE Y. DUCROS For For
5 ROBERT W. KORTHALS For For
6 JANET R. PERNA For For
7 JOHN J. RANDO For For
8 WILLIAM V. RUSSELL For For
9 JAMES M. TORY For For
10 RENATO ZAMBONINI For For
02 Appoint Auditors And Approve Remuneration Management For For
03 Amend Stock Option Plan Management For For
04 Amend Stock Purchase Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 18400 0 16-Oct-2006 16-Oct-2006
SEAGATE TECHNOLOGY
SECURITY G7945J104 MEETING TYPE Annual
TICKER SYMBOL STX MEETING DATE 26-Oct-2006
ISIN AGENDA 932591286 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 41900 0 19-Oct-2006 19-Oct-2006
LAM RESEARCH CORPORATION
SECURITY 512807108 MEETING TYPE Annual
TICKER SYMBOL LRCX MEETING DATE 02-Nov-2006
ISIN AGENDA 932593139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES W. BAGLEY For For
2 DAVID G. ARSCOTT For For
3 ROBERT M. BERDAHL For For
4 RICHARD J. ELKUS, JR. For For
5 JACK R. HARRIS For For
6 GRANT M. INMAN For For
7 CATHERINE P. LEGO For For
8 STEPHEN G. NEWBERRY For For
9 SEIICHI WATANABE For For
10 PATRICIA S. WOLPERT For For
02 Amend Cash/Stock Bonus Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 50300 0 26-Oct-2006 26-Oct-2006
AUTOMATIC DATA PROCESSING, INC.
SECURITY 053015103 MEETING TYPE Annual
TICKER SYMBOL ADP MEETING DATE 14-Nov-2006
ISIN AGENDA 932587732 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GREGORY D. BRENNEMAN For For
2 LESLIE A. BRUN For For
3 GARY C. BUTLER For For
4 LEON G. COOPERMAN For For
5 R. GLENN HUBBARD For For
6 JOHN P. JONES For For
7 ANN DIBBLE JORDAN For For
8 FREDERIC V. MALEK For For
9 HENRY TAUB For For
10 ARTHUR F. WEINBACH For For
02 Approve Option Grants Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 28100 0 13-Nov-2006 13-Nov-2006
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 14-Nov-2006
ISIN AGENDA 932591173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 62000 0 13-Nov-2006 13-Nov-2006
INTERNATIONAL RECTIFIER CORPORATION
SECURITY 460254105 MEETING TYPE Annual
TICKER SYMBOL IRF MEETING DATE 20-Nov-2006
ISIN AGENDA 932594941 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES D. PLUMMER For For
2 ROBERT S. ATTIYEH For For
3 PHILIP M. NECHES For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 19500 0 10-Nov-2006 10-Nov-2006
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 07-Feb-2007
ISIN AGENDA 932618119 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 38900 0 30-Jan-2007 30-Jan-2007
SAMSUNG ELECTRONICS CO LTD
SECURITY Y74718100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Feb-2007
ISIN KR7005930003 AGENDA 701138580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.1 Management Proposal Management For For
2.2 Management Proposal Management For For
2.3 Management Proposal Management For For
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5L 50P 2359 0 20-Feb-2007 20-Feb-2007
HEWLETT-PACKARD COMPANY
SECURITY 428236103 MEETING TYPE Annual
TICKER SYMBOL HPQ MEETING DATE 14-Mar-2007
ISIN AGENDA 932626394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
06 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 110900 0 12-Mar-2007 12-Mar-2007
ASML HOLDING NV
SECURITY N07059160 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 28-Mar-2007
ISIN NL0000334365 AGENDA 701154887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Non-Voting Proposal Note Non-Voting
7. Management Proposal Management For For
8.a Management Proposal Management For For
8.b Management Proposal Management For For
8.c Management Proposal Management For For
9. Management Proposal Management For For
10. Non-Voting Proposal Note Non-Voting
11. Management Proposal Management For For
12.a Management Proposal Management For For
12.b Management Proposal Management For For
12.c Management Proposal Management For For
12.d Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Non-Voting Proposal Note Non-Voting
18. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5L 50P 36688 0 02-Apr-2007 08-Mar-2007
KLA-TENCOR CORPORATION
SECURITY 482480100 MEETING TYPE Annual
TICKER SYMBOL KLAC MEETING DATE 29-Mar-2007
ISIN AGENDA 932636648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H. RAYMOND BINGHAM** For For
2 ROBERT T. BOND** For For
3 DAVID C. WANG** For For
4 ROBERT M. CALDERONI* For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 22100 0 22-Mar-2007 22-Mar-2007
ADOBE SYSTEMS INCORPORATED
SECURITY 00724F101 MEETING TYPE Annual
TICKER SYMBOL ADBE MEETING DATE 05-Apr-2007
ISIN AGENDA 932635925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT K. BURGESS For For
2 CAROL MILLS For For
3 COLLEEN M. POULIOT For For
4 ROBERT SEDGEWICK For For
5 JOHN E. WARNOCK For For
02 Amend Stock Compensation Plan Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 32900 0 29-Mar-2007 29-Mar-2007
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508104 MEETING TYPE Annual
TICKER SYMBOL TXN MEETING DATE 19-Apr-2007
ISIN AGENDA 932638399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 93400 0 10-Apr-2007 10-Apr-2007
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 26-Apr-2007
ISIN AGENDA 932637905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT F. CUMMINGS, JR. For For
2 EUGENE C. SIT For For
3 WILLIAM D. SMITHBURG For For
4 HANSEL E. TOOKES II For For
5 WENDELL P. WEEKS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 92500 0 25-Apr-2007 25-Apr-2007
MANPOWER INC.
SECURITY 56418H100 MEETING TYPE Annual
TICKER SYMBOL MAN MEETING DATE 02-May-2007
ISIN AGENDA 932640899 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GINA R. BOSWELL For For
2 WILLIE D. DAVIS For For
3 JACK M. GREENBERG For For
4 TERRY A. HUENEKE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Adhere To Macbride Principles Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 12700 0 30-Apr-2007 30-Apr-2007
ROBERT HALF INTERNATIONAL INC.
SECURITY 770323103 MEETING TYPE Annual
TICKER SYMBOL RHI MEETING DATE 03-May-2007
ISIN AGENDA 932654343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ANDREW S. BERWICK, JR. For For
2 FREDERICK P. FURTH For For
3 EDWARD W. GIBBONS For For
4 HAROLD M. MESSMER, JR. For For
5 THOMAS J. RYAN For For
6 J. STEPHEN SCHAUB For For
7 M. KEITH WADDELL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 21300 0 27-Apr-2007 27-Apr-2007
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 03-May-2007
ISIN AGENDA 932661730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BROWN For For
2 JOHN R. EGAN For For
3 DAVID N. STROHM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 177700 0 30-Apr-2007 30-Apr-2007
DST SYSTEMS, INC.
SECURITY 233326107 MEETING TYPE Annual
TICKER SYMBOL DST MEETING DATE 08-May-2007
ISIN AGENDA 932642627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 A. EDWARD ALLINSON For For
2 MICHAEL G. FITT For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 20600 0 02-May-2007 02-May-2007
ALTERA CORPORATION
SECURITY 021441100 MEETING TYPE Annual
TICKER SYMBOL ALTR MEETING DATE 08-May-2007
ISIN AGENDA 932656640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Amend Stock Purchase Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 44600 0 02-May-2007 02-May-2007
MONEYGRAM INTERNATIONAL, INC.
SECURITY 60935Y109 MEETING TYPE Annual
TICKER SYMBOL MGI MEETING DATE 09-May-2007
ISIN AGENDA 932650852 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JESS T. HAY For For
2 LINDA JOHNSON RICE For For
3 ALBERT M. TEPLIN For For
4 TIMOTHY R. WALLACE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 19700 0 04-May-2007 04-May-2007
THE WESTERN UNION COMPANY
SECURITY 959802109 MEETING TYPE Annual
TICKER SYMBOL WU MEETING DATE 10-May-2007
ISIN AGENDA 932659886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DINYAR S. DEVITRE For For
2 BETSY D. HOLDEN For For
3 CHRISTINA A. GOLD For For
02 Approve Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 44200 0 04-May-2007 04-May-2007
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 10-May-2007
ISIN AGENDA 932673886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERIC SCHMIDT For For
2 SERGEY BRIN For For
3 LARRY PAGE For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ARTHUR D. LEVINSON For For
7 ANN MATHER For For
8 PAUL S. OTELLINI For For
9 K. RAM SHRIRAM For For
10 SHIRLEY M. TILGHMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 Approve Cash/Stock Bonus Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 6900 0 03-May-2007 03-May-2007
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 10-May-2007
ISIN AGENDA 932685071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ARTHUR D. LEVINSON For For
6 ERIC E. SCHMIDT For For
7 JEROME B. YORK For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 32800 0 07-May-2007 07-May-2007
JUNIPER NETWORKS, INC.
SECURITY 48203R104 MEETING TYPE Annual
TICKER SYMBOL JNPR MEETING DATE 17-May-2007
ISIN AGENDA 932690995 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT M. CALDERONI For For
2 PRADEEP SINDHU For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 40700 0 11-May-2007 11-May-2007
IRON MOUNTAIN INCORPORATED
SECURITY 462846106 MEETING TYPE Annual
TICKER SYMBOL IRM MEETING DATE 24-May-2007
ISIN AGENDA 932704756 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CLARKE H. BAILEY Withheld Against
2 CONSTANTIN R. BODEN For For
3 KENT P. DAUTEN For For
4 ARTHUR D. LITTLE For For
5 C. RICHARD REESE For For
6 VINCENT J. RYAN For For
7 LAURIE A. TUCKER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 3126 20624 23-May-2007 23-May-2007
FIRST DATA CORPORATION
SECURITY 319963104 MEETING TYPE Annual
TICKER SYMBOL FDC MEETING DATE 30-May-2007
ISIN AGENDA 932685285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Amend Stock Purchase Plan Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 43500 0 22-May-2007 22-May-2007
MONSTER WORLDWIDE, INC.
SECURITY 611742107 MEETING TYPE Annual
TICKER SYMBOL MNST MEETING DATE 30-May-2007
ISIN AGENDA 932712676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SALVATORE IANNUZZI For For
2 ROBERT J. CHRENC For For
3 GEORGE R. EISELE For For
4 JOHN GAULDING For For
5 MICHAEL KAUFMAN For For
6 RONALD J. KRAMER For For
7 PHILIP R. LOCHNER, JR. For For
8 DAVID A. STEIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 20700 0 24-May-2007 24-May-2007
HON HAI PRECISION IND LTD
SECURITY Y36861105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Jun-2007
ISIN TW0002317005 AGENDA 701247036 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
A.1 Non-Voting Proposal Note Non-Voting
A.2 Non-Voting Proposal Note Non-Voting
A.3 Non-Voting Proposal Note Non-Voting
A.4 Non-Voting Proposal Note Non-Voting
A.5 Non-Voting Proposal Note Non-Voting
A.6 Non-Voting Proposal Note Non-Voting
A.7 Non-Voting Proposal Note Non-Voting
B.1 Management Proposal Management For For
B.2 Management Proposal Management For For
B.3 Management Proposal Management For For
B.4 Management Proposal Management For For
B.5 Management Proposal Management Against Against
B.6 Management Proposal Management For For
B.7 Management Proposal Management For For
B.8 Management Proposal Management Against Against
B.9 Management Proposal Management Against Against
B.10 Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5L 50P 357906 0 22-May-2007 22-May-2007
SEMTECH CORPORATION
SECURITY 816850101 MEETING TYPE Annual
TICKER SYMBOL SMTC MEETING DATE 14-Jun-2007
ISIN AGENDA 932726512 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GLEN M. ANTLE For For
2 W. DEAN BAKER For For
3 JAMES P. BURRA Withheld Against
4 BRUCE C. EDWARDS For For
5 ROCKELL N. HANKIN Withheld Against
6 JAMES T. LINDSTROM For For
7 MOHAN R. MAHESWARAN For For
8 JOHN L. PIOTROWSKI For For
9 JAMES T. SCHRAITH Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR5L 837 29900 0 11-Jun-2007 11-Jun-2007
SONY CORPORATION
SECURITY J76379106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2007
ISIN JP3435000009 AGENDA 701271443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
1.12 Appoint a Director Management For For
1.13 Appoint a Director Management For For
1.14 Appoint a Director Management For For
2 Appoint Accounting Auditors Management For For
3 Others Management For For
4 Shareholders' Proposals Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR5L 50P 15800 0 10-Jun-2007 10-Jun-2007
The Hartford High Yield Fund
ACCOUNT
NAME PORTFOLIO NAME COMPANY NAME TICKER SECURITYID MEETINGDATE ITEMDESC MEETINGTYPE
- ------- ---------------------------- ----------------- ------ ---------- ----------- --------------------- -----------
HYP The Hartford High Yield Fund XO Holdings, Inc. XOHO 98417K106 6/12/2007 Election of Directors Annual
WHETHER COMPANY
ACCOUNT PROPOSED BY MGMT OR WHETHER FUND CAST VOTE FOR
NAME SHAREHOLDER CAST VOTE VOTECAST OR AGAINST MGMT. MGTRECVOTE
- ------- ------------------- ------------ -------- ---------------- ----------
HYP Management Yes For For For
Item 1. Proxy Voting Record
Account Name: The Hartford Income Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Item 1. Proxy Voting Record
Account Name: The Hartford Inflation Plus Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Investment Company Report
The Hartford International Capital Appreciation Fund
BOOTS GROUP PLC, NOTTINGHAM
SECURITY G12517119 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 04-Jul-2006
ISIN GB00B0P7Y252 AGENDA 701005236 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
S.10 Management Proposal Management For *
S.11 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 223756 0 26-Jun-2006 26-Jun-2006
TESCO PLC
SECURITY G87621101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 07-Jul-2006
ISIN GB0008847096 AGENDA 700985558 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
11. Management Proposal Management For *
S.12 Management Proposal Management For *
S.13 Management Proposal Management For *
14. Management Proposal Management For *
15. Management Proposal Management For *
16. Management Proposal Management For *
17. Management Proposal Management For *
18. Management Proposal Management For *
19. Management Proposal Management For *
20. Management Proposal Management For *
21. Management Proposal Management For *
22. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 68783 0 26-Jun-2006 26-Jun-2006
MAN GROUP PLC
SECURITY G5790V107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-Jul-2006
ISIN GB0002944055 AGENDA 701020012 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
S.11 Management Proposal Management For *
12. Management Proposal Management For *
S.13 Management Proposal Management For *
S.14 Management Proposal Management For *
15. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 96530 0 30-Jun-2006 30-Jun-2006
EMI GROUP PLC
SECURITY G3035P100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Jul-2006
ISIN GB0000444736 AGENDA 701017433 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
S.11 Management Proposal Management For *
S.12 Management Proposal Management For *
13. Management Proposal Management For *
14. Management Proposal Management For *
15. Management Proposal Management For *
16. Management Proposal Management For *
17. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 1284165 0 29-Jun-2006 29-Jun-2006
BRITISH LD CO PLC
SECURITY G15540118 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Jul-2006
ISIN GB0001367019 AGENDA 701023157 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
11. Management Proposal Management For *
12. Management Proposal Management For *
13. Management Proposal Management For *
14. Management Proposal Management For *
15. Management Proposal Management For *
S.16 Management Proposal Management For *
S.17 Management Proposal Management For *
18. Management Proposal Management For *
19. Management Proposal Management For *
20. Management Proposal Management For *
21. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 138220 0 07-Jul-2006 07-Jul-2006
BRITISH AIRWAYS PLC, HARMONDSWORTH
SECURITY G14980109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Jul-2006
ISIN GB0001290575 AGENDA 701017419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 633754 0 07-Jul-2006 07-Jul-2006
BOOTS GROUP PLC, NOTTINGHAM
SECURITY G12517119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Jul-2006
ISIN GB00B0P7Y252 AGENDA 701026709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
S.9 Management Proposal Management For *
S.10 Management Proposal Management For *
S.11 Management Proposal Management For *
12. Management Proposal Management For *
13. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 379645 0 14-Jul-2006 14-Jul-2006
THE CARPHONE WAREHOUSE GROUP PLC, LONDON
SECURITY G5344S105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jul-2006
ISIN GB0008787029 AGENDA 701029680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management Against *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
S.10 Management Proposal Management For *
S.11 Management Proposal Management For *
S.12 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 1383411 0 26-Jul-2006 26-Jul-2006
XSTRATA PLC, LONDON
SECURITY G9826T102 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 14-Aug-2006
ISIN GB0031411001 AGENDA 701041496 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 0 0 02-Aug-2006
ROYAL PHILIPS ELECTRONICS
SECURITY N6817P109 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 25-Oct-2006
ISIN NL0000009538 AGENDA 701071780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action *
2. Management Proposal Management No Action *
3. Management Proposal Management No Action *
4. Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 241187 0 05-Oct-2006 05-Oct-2006
DEBENHAMS PLC, LONDON
SECURITY G2768V102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-Dec-2006
ISIN GB00B126KH97 AGENDA 701102345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
11. Management Proposal Management For *
12. Management Proposal Management For *
13. Management Proposal Management For *
14. Management Proposal Management For *
15. Management Proposal Management For *
16. Management Proposal Management For *
17. Management Proposal Management For *
18. Management Proposal Management For *
S.19 Management Proposal Management For *
S.20 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 788022 0 04-Dec-2006 04-Dec-2006
BRITISH LD CO PLC
SECURITY G15540118 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 20-Dec-2006
ISIN GB0001367019 AGENDA 701111279 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 106755 0 08-Dec-2006 08-Dec-2006
INFINEON TECHNOLOGIES AG, MUENCHEN
SECURITY D35415104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Feb-2007
ISIN DE0006231004 AGENDA 701124771 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 335870 0 30-Jan-2007 30-Jan-2007
SAMSUNG ELECTRONICS CO LTD
SECURITY Y74718100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Feb-2007
ISIN KR7005930003 AGENDA 701138580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.1 Management Proposal Management For For
2.2 Management Proposal Management For For
2.3 Management Proposal Management For For
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 5035 0 20-Feb-2007 20-Feb-2007
FASTWEB, MILANO
SECURITY T39805105 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 22-Mar-2007
ISIN IT0001423562 AGENDA 701144759 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 54961 0 08-Mar-2007 08-Mar-2007
ASML HOLDING NV
SECURITY N07059160 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 28-Mar-2007
ISIN NL0000334365 AGENDA 701154887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Non-Voting Proposal Note Non-Voting
7. Management Proposal Management For For
8.a Management Proposal Management For For
8.b Management Proposal Management For For
8.c Management Proposal Management For For
9. Management Proposal Management For For
10. Non-Voting Proposal Note Non-Voting
11. Management Proposal Management For For
12.a Management Proposal Management For For
12.b Management Proposal Management For For
12.c Management Proposal Management For For
12.d Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Non-Voting Proposal Note Non-Voting
18. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 262832 0 02-Apr-2007 08-Mar-2007
ROYAL PHILIPS ELECTRONICS
SECURITY N6817P109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Mar-2007
ISIN NL0000009538 AGENDA 701149343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2.a Management Proposal Management No Action
2.b Non-Voting Proposal Note Non-Voting
2.c Management Proposal Management No Action
2.d Management Proposal Management No Action
2.e Management Proposal Management No Action
3.a Management Proposal Management No Action
3.b Management Proposal Management No Action
3.c Management Proposal Management No Action
4.a Management Proposal Management No Action
4.b Management Proposal Management No Action
4.c Management Proposal Management No Action
4.d Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7.a Management Proposal Management No Action
7.b Management Proposal Management No Action
8. Management Proposal Management No Action
9. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 64190 0 09-Mar-2007 09-Mar-2007
RAKUTEN,INC.
SECURITY J64264104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Mar-2007
ISIN JP3967200001 AGENDA 701169674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
5 Amend the Compensation to be received by Corporate
Officers Management For For
6 Others Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 8711 0 20-Mar-2007 20-Mar-2007
FOMENTO ECONOMICO MEXICANO S.A.B. DE
SECURITY 344419106 MEETING TYPE Special
TICKER SYMBOL FMX MEETING DATE 29-Mar-2007
ISIN AGENDA 932640510 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For
02 Miscellaneous Corporate Governance Management For
03 Dividends Management For
04 Stock Repurchase Plan Management For
05 Approve Allocation Of Dividends On Shares Held By
Company Management Against
06 Miscellaneous Corporate Governance Management For
07 Miscellaneous Corporate Governance Management For
08 Miscellaneous Corporate Governance Management For
09 Approve Minutes Of Previously Held Meeting Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6G 837 34900 0 26-Mar-2007
DAIMLERCHRYSLER AG, STUTTGART
SECURITY D1668R123 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-Apr-2007
ISIN DE0007100000 AGENDA 701160436 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management Abstain Against
4. Management Proposal Management Abstain Against
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9a. Shareholder Proposal Shareholder Against For
9B. Shareholder Proposal Shareholder Against For
10. Shareholder Proposal Shareholder Against For
11. Shareholder Proposal Shareholder Against For
12. Shareholder Proposal Shareholder Against For
13. Shareholder Proposal Shareholder Against For
14. Shareholder Proposal Shareholder Against For
15. Shareholder Proposal Shareholder Against For
16. Shareholder Proposal Shareholder Against For
17A. Shareholder Proposal Shareholder Against For
17B Shareholder Proposal Shareholder Against For
18. Shareholder Proposal Shareholder Against For
19. Shareholder Proposal Shareholder Against For
20. Shareholder Proposal Shareholder Against For
21. Shareholder Proposal Shareholder Against For
22. Shareholder Proposal Shareholder Against For
23. Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 95664 0 22-Mar-2007 22-Mar-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701170627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 46565 0 28-Mar-2007 28-Mar-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701174043 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4.1.A Management Proposal Management No Action
4.1.B Management Proposal Management No Action
4.2.A Management Proposal Management No Action
4.2.B Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 46565 0 28-Mar-2007 28-Mar-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN CH0024899483 AGENDA 701043680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 0 0 29-Mar-2007
UNIBAIL HOLDING, PARIS
SECURITY F95094110 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN FR0000124711 AGENDA 701201321 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 6 19024 12-Apr-2007 12-Apr-2007
NESTLE SA, CHAM UND VEVEY
SECURITY H57312466 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN CH0012056047 AGENDA 701158051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 28556 0 30-Mar-2007 30-Mar-2007
NESTLE SA, CHAM UND VEVEY
SECURITY H57312466 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN CH0012056047 AGENDA 701161678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5.1 Management Proposal Management No Action
5.2 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 20556 8000 30-Mar-2007 30-Mar-2007
VOLKSWAGEN AG, WOLFSBURG
SECURITY D94523145 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN DE0007664005 AGENDA 701165943 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management Against Against
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 28073 0 04-Apr-2007 04-Apr-2007
CONTINENTAL AG
SECURITY D16212140 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 24-Apr-2007
ISIN DE0005439004 AGENDA 701173875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 33453 0 09-Apr-2007 09-Apr-2007
KONINKLIJKE NUMICO NV
SECURITY N56369239 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN NL0000375616 AGENDA 701182658 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3.A Management Proposal Management For For
3.B Non-Voting Proposal Note Non-Voting
3.C Management Proposal Management For For
3.D Management Proposal Management For For
3.E Management Proposal Management For For
4. Management Proposal Management For For
5.A Management Proposal Management For For
5.B Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
7.A Management Proposal Management For For
7.B Management Proposal Management For For
8. Management Proposal Management For For
9. Non-Voting Proposal Note Non-Voting
10. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 153352 0 11-Apr-2007 11-Apr-2007
BASF AKTIENGESELLSCHAFT
SECURITY D06216101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN DE0005151005 AGENDA 701173940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 46776 0 10-Apr-2007 10-Apr-2007
NOBEL BIOCARE HOLDING AG, KLOTEN
SECURITY H5783Q106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN CH0014030040 AGENDA 701186606 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5.1 Management Proposal Management No Action
5.2 Management Proposal Management No Action
5.3 Management Proposal Management No Action
5.4 Management Proposal Management No Action
5.5 Management Proposal Management No Action
5.6 Management Proposal Management No Action
5.7 Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 17910 0 09-Apr-2007 09-Apr-2007
ARISTOCRAT LEISURE LIMITED
SECURITY Q0521T108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-May-2007
ISIN AU000000ALL7 AGENDA 701188484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 0 0 19-Apr-2007
QR6G 50P 151529 0 19-Apr-2007 19-Apr-2007
ROLLS-ROYCE GROUP PLC, LONDON
SECURITY G7630U109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-May-2007
ISIN GB0032836487 AGENDA 701189400 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management Against Against
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
S.14 Management Proposal Management For For
S.15 Management Proposal Management For For
S.16 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 553750 0 16-Apr-2007 16-Apr-2007
SMITH & NEPHEW PLC
SECURITY G82343164 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN GB0009223206 AGENDA 701190718 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
S.14 Management Proposal Management For For
S.15 Management Proposal Management For For
16. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 534597 0 19-Apr-2007 19-Apr-2007
RECKITT BENCKISER PLC
SECURITY G7420A107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN GB0007278715 AGENDA 701193928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 189048 0 19-Apr-2007 19-Apr-2007
ABB LTD, ZUERICH
SECURITY H0010V101 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN CH0012221716 AGENDA 701212588 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6.a Management Proposal Management No Action
6.b Management Proposal Management No Action
6.c Management Proposal Management No Action
6.d Management Proposal Management No Action
6.e Management Proposal Management No Action
6.f Management Proposal Management No Action
6.g Management Proposal Management No Action
6.H Management Proposal Management No Action
7. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 121045 0 20-Apr-2007 20-Apr-2007
ABB LTD, ZUERICH
SECURITY H0010V101 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN CH0012221716 AGENDA 701212603 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 121045 0 20-Apr-2007 20-Apr-2007
POTASH CORPORATION OF SASKATCHEWAN I
SECURITY 73755L107 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL POT MEETING DATE 03-May-2007
ISIN AGENDA 932644277 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 F.J. BLESI For For
2 W.J. DOYLE For For
3 J.W. ESTEY For For
4 W. FETZER III For For
5 D.J. HOWE For For
6 A.D. LABERGE For For
7 K.G. MARTELL For For
8 J.J. MCCAIG For For
9 M. MOGFORD For For
10 P.J. SCHOENHALS For For
11 E.R. STROMBERG For For
12 E. VIYELLA DE PALIZA For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6G 837 24900 0 02-May-2007
CREDIT SUISSE GROUP, ZUERICH
SECURITY H3698D419 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-May-2007
ISIN CH0012138530 AGENDA 701183965 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4.1 Management Proposal Management For For
4.2. Management Proposal Management For For
5. Management Proposal Management For For
6.1 Management Proposal Management For For
6.2 Management Proposal Management For For
6.3 Management Proposal Management For For
7.1.1 Management Proposal Management For For
7.1.2 Management Proposal Management For For
7.1.3 Management Proposal Management For For
7.1.4 Management Proposal Management For For
7.2 Management Proposal Management For For
7.3 Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 0 0 20-Apr-2007
SNC-LAVALIN GROUP INC.
SECURITY 78460T105 MEETING TYPE Annual
TICKER SYMBOL SNCAF MEETING DATE 04-May-2007
ISIN AGENDA 932643061 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 D. GOLDMAN For For
2 P.A. HAMMICK For For
3 J. LAMARRE For For
4 P.H. LESSARD For For
5 E.A. MARCOUX For For
6 L.R. MARSDEN Withheld Against
7 C. MONGEAU For For
8 G. MORGAN For For
9 H.D. SEGAL For For
10 L.N. STEVENSON For For
11 J.-P. VETTIER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6GSSTA01 OM C81 110674 0 19-Apr-2007 19-Apr-2007
XSTRATA PLC, LONDON
SECURITY G9826T102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-May-2007
ISIN GB0031411001 AGENDA 701198358 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 99615 0 19-Apr-2007 19-Apr-2007
MAN AG, MUENCHEN
SECURITY D51716104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN DE0005937007 AGENDA 701180399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5.1 Management Proposal Management For For
5.2 Management Proposal Management For For
5.3 Management Proposal Management For For
5.4 Management Proposal Management For For
5.5 Management Proposal Management Against Against
5.6 Management Proposal Management For For
5.7 Management Proposal Management For For
5.8 Management Proposal Management For For
5.9 Management Proposal Management For For
5.10 Management Proposal Management For For
5.11 Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 17741 0 27-Apr-2007 27-Apr-2007
KARSTADT QUELLE AG, ESSEN
SECURITY D38435109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN DE0006275001 AGENDA 701188674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 160130 100000 19-Apr-2007 19-Apr-2007
VEOLIA ENVIRONNEMENT, PARIS
SECURITY F9686M107 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN FR0000124141 AGENDA 701204620 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management Against Against
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management Against Against
E.16 Management Proposal Management Against Against
O.E17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 167545 13841 19-Apr-2007 19-Apr-2007
AEON CO.,LTD.
SECURITY J00288100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN JP3388200002 AGENDA 701172493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 222400 0 27-Apr-2007 27-Apr-2007
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN
SECURITY D1882G119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN DE0005810055 AGENDA 701180351 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 26028 0 26-Apr-2007 26-Apr-2007
THE SWATCH GROUP AG, NEUENBURG
SECURITY H83949133 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN CH0012255144 AGENDA 701212122 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Management Proposal Management No Action
1.2 Management Proposal Management No Action
1.3 Management Proposal Management No Action
1.4 Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 83702 0 26-Apr-2007 26-Apr-2007
CIE GENERALE D'OPTIQUE ESSILOR INTERNATIONAL SA, C
SECURITY F31668100 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN FR0000121667 AGENDA 701216776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
O.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
e.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
E.24 Management Proposal Management For For
e.25 Management Proposal Management For For
E.26 Management Proposal Management Against Against
E.27 Management Proposal Management Against Against
e.28 Management Proposal Management For For
E.29 Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 28712 0 24-Apr-2007 24-Apr-2007
PPR SA, PARIS
SECURITY F7440G127 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-May-2007
ISIN FR0000121485 AGENDA 701185983 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management Against Against
E.7 Management Proposal Management For For
E.8 Management Proposal Management Against Against
E.9 Management Proposal Management Against Against
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 24379 0 26-Apr-2007 26-Apr-2007
ACCOR SA, COURCOURONNES
SECURITY F00189120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-May-2007
ISIN FR0000120404 AGENDA 701225155 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Management Proposal Management Against Against
18. Management Proposal Management Against Against
19. Management Proposal Management For For
20. Management Proposal Management Against Against
21. Management Proposal Management For For
22. Management Proposal Management For For
23. Management Proposal Management For For
24. Management Proposal Management For For
25. Management Proposal Management For For
26. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 21893 64318 01-May-2007 01-May-2007
FRESENIUS MEDICAL CARE AG & CO. KGAA, BAD HOMBURG
SECURITY D2734Z107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN DE0005785802 AGENDA 701192192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 56916 0 01-May-2007 01-May-2007
ARM HLDGS PLC
SECURITY G0483X122 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN GB0000595859 AGENDA 701208907 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
s.10 Management Proposal Management For For
s.11 Management Proposal Management For For
12. Management Proposal Management For For
s.13 Management Proposal Management For For
s.14 Management Proposal Management For For
s.15 Management Proposal Management For For
16. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 1761740 0 30-Apr-2007 30-Apr-2007
UNILEVER NV
SECURITY N8981F271 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN NL0000009355 AGENDA 701234712 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Non-Voting Proposal Note Non-Voting
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6.A Management Proposal Management No Action
6.B Management Proposal Management No Action
6.C Management Proposal Management No Action
7.A Management Proposal Management No Action
7.B Management Proposal Management No Action
7.C Management Proposal Management No Action
7.D Management Proposal Management No Action
7.E Management Proposal Management No Action
7.F Management Proposal Management No Action
7.G Management Proposal Management No Action
7.H Management Proposal Management No Action
7.I Management Proposal Management No Action
7.J Management Proposal Management No Action
7.K Management Proposal Management No Action
7.L Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
13. Management Proposal Management No Action
14. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 247825 0 08-May-2007 08-May-2007
NEXT PLC, LEICESTER
SECURITY G6500M106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2007
ISIN GB0032089863 AGENDA 701211447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
S.14 Management Proposal Management For For
15. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 100330 0 04-May-2007 04-May-2007
ADMIRAL GROUP PLC, CARDIFF
SECURITY G0110T106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2007
ISIN GB00B02J6398 AGENDA 701225511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management Against Against
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
14. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 0 0 04-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Against Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6G 837 80800 0 29-May-2007
FRANCE TELECOM SA
SECURITY F4113C103 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 21-May-2007
ISIN FR0000133308 AGENDA 701234522 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management Against Against
O.5 Management Proposal Management Against Against
O.6 Management Proposal Management For For
E.7 Management Proposal Management For For
E.8 Management Proposal Management For For
E.9 Management Proposal Management Against Against
E.10 Management Proposal Management For For
E.11 Management Proposal Management Against Against
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management Against Against
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 75276 0 11-May-2007 11-May-2007
IMPERIAL CHEMICAL INDUSTRIES PLC
SECURITY G47194223 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0004594973 AGENDA 701177873 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
13. Management Proposal Management For For
S.14 Management Proposal Management For For
S.15 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 444399 0 11-May-2007 11-May-2007
AMVESCAP PLC
SECURITY G4917N106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0001282697 AGENDA 701204492 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
S.8 Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 714043 0 11-May-2007 11-May-2007
SALZGITTER AG, SALZGITTER
SECURITY D80900109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN DE0006202005 AGENDA 701213124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 47709 0 10-May-2007 10-May-2007
MICHAEL PAGE INTERNATIONAL PLC
SECURITY G68694119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0030232317 AGENDA 701219392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
S.10 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 266724 0 09-May-2007 09-May-2007
KESA ELECTRICALS PLC, LONDON
SECURITY G5244H100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0033040113 AGENDA 701225852 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 555147 0 09-May-2007 09-May-2007
GAMESA CORPORACION TECNOLOGICA SA
SECURITY E54667113 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN ES0143416115 AGENDA 701222301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4.1.a Management Proposal Management For For
4.1.B Management Proposal Management For For
4.1.C Management Proposal Management For For
4.1.D Management Proposal Management For For
4.1.E Management Proposal Management For For
4.1.F Management Proposal Management For For
4.2.A Management Proposal Management For For
4.2.B Management Proposal Management For For
4.2.C Management Proposal Management For For
4.2.D Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 140893 0 12-May-2007 12-May-2007
NATIONAL BANK OF GREECE
SECURITY X56533114 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 25-May-2007
ISIN GRS003013000 AGENDA 701233582 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
13. Management Proposal Management No Action
14. Non-Voting Proposal Note Non-Voting
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 56335 0 11-May-2007 11-May-2007
WACKER CHEMIE AG, MUENCHEN
SECURITY D9540Z106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-May-2007
ISIN DE000WCH8881 AGENDA 701216346 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 41894 0 13-May-2007 13-May-2007
ILIAD, PARIS
SECURITY F4958P102 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 29-May-2007
ISIN FR0004035913 AGENDA 701224026 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management Against Against
E.11 Management Proposal Management Against Against
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 0 0 14-May-2007
CHINA RESOURCES ENTERPRISE LTD
SECURITY Y15037107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN HK0291001490 AGENDA 701226816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.a Management Proposal Management Against Against
3.b Management Proposal Management Against Against
3.c Management Proposal Management Against Against
3.d Management Proposal Management Against Against
3.e Management Proposal Management Against Against
3.f Management Proposal Management For For
3.g Management Proposal Management For For
3.h Management Proposal Management For For
3.i Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 796000 0 17-May-2007 17-May-2007
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WI
SECURITY A19494102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN AT0000652011 AGENDA 701241109 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 56990 0 14-May-2007 14-May-2007
CHINA RESOURCES ENTERPRISE LTD
SECURITY Y15037107 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN HK0291001490 AGENDA 701246692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 796000 0 24-May-2007 24-May-2007
VALLOUREC USINES A TUBES DE LORRAINE ESCAUT ET VAL
SECURITY F95922104 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 06-Jun-2007
ISIN FR0000120354 AGENDA 701237984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
E.1 Management Proposal Management For For
E.2 Management Proposal Management For For
E.3 Management Proposal Management For For
E.4 Management Proposal Management For For
E.5 Management Proposal Management For For
E.6 Management Proposal Management For For
E.7 Management Proposal Management For For
E.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management Against Against
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 20388 0 21-May-2007 21-May-2007
HON HAI PRECISION IND LTD
SECURITY Y36861105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Jun-2007
ISIN TW0002317005 AGENDA 701247036 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
A.1 Non-Voting Proposal Note Non-Voting
A.2 Non-Voting Proposal Note Non-Voting
A.3 Non-Voting Proposal Note Non-Voting
A.4 Non-Voting Proposal Note Non-Voting
A.5 Non-Voting Proposal Note Non-Voting
A.6 Non-Voting Proposal Note Non-Voting
A.7 Non-Voting Proposal Note Non-Voting
B.1 Management Proposal Management For For
B.2 Management Proposal Management For For
B.3 Management Proposal Management For For
B.4 Management Proposal Management For For
B.5 Management Proposal Management Against Against
B.6 Management Proposal Management For For
B.7 Management Proposal Management For For
B.8 Management Proposal Management Against Against
B.9 Management Proposal Management Against Against
B.10 Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 268400 0 22-May-2007 22-May-2007
PHONAK HOLDING AG, STAEFA
SECURITY H62042124 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 12-Jun-2007
ISIN CH0012549785 AGENDA 701260197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 24035 0 07-Jun-2007 07-Jun-2007
NATIONAL BANK OF GREECE
SECURITY X56533114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-Jun-2007
ISIN GRS003013000 AGENDA 701267064 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 56335 0 31-May-2007 31-May-2007
AU OPTRONICS CORP
SECURITY Y0451X104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Jun-2007
ISIN TW0002409000 AGENDA 701254194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
A.1 Non-Voting Proposal Note Non-Voting
A.2 Non-Voting Proposal Note Non-Voting
A.3 Non-Voting Proposal Note Non-Voting
A.4 Non-Voting Proposal Note Non-Voting
A.5 Non-Voting Proposal Note Non-Voting
B.1 Management Proposal Management For For
B.2 Management Proposal Management For For
B.3 Management Proposal Management For For
B.4 Management Proposal Management Against Against
B.5 Management Proposal Management For For
B.6.1 Management Proposal Management For For
B.6.2 Management Proposal Management For For
B.6.3 Management Proposal Management For For
B.6.4 Management Proposal Management Against Against
B.6.5 Management Proposal Management For For
B.6.6 Management Proposal Management For For
B.6.7 Management Proposal Management For For
B.6.8 Management Proposal Management For For
B.6.9 Management Proposal Management For For
B.7 Management Proposal Management Against Against
4. Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 2595000 0 25-May-2007 25-May-2007
SHUN TAK HOLDINGS LTD
SECURITY Y78567107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Jun-2007
ISIN HK0242001243 AGENDA 701228769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.1 Management Proposal Management For For
3.2 Management Proposal Management Against Against
3.3 Management Proposal Management For For
3.4 Management Proposal Management For For
3.5 Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.I Management Proposal Management For For
6.II Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 0 0 25-May-2007 25-May-2007
CHINA MERCHANTS BANK CO LTD, SHENZEN
SECURITY Y14896115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2007
ISIN CN000A0KFDV9 AGENDA 701262800 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7.1 Management Proposal Management For For
7.2 Management Proposal Management For For
7.3 Management Proposal Management For For
7.4 Management Proposal Management For For
7.5 Management Proposal Management For For
7.6 Management Proposal Management For For
7.7 Management Proposal Management For For
7.8 Management Proposal Management For For
7.9 Management Proposal Management For For
7.10 Management Proposal Management For For
7.11 Management Proposal Management For For
7.12 Management Proposal Management For For
7.13 Management Proposal Management For For
7.14 Management Proposal Management For For
7.15 Management Proposal Management For For
7.16 Management Proposal Management For For
7.17 Management Proposal Management For For
7.18 Management Proposal Management For For
7.19 Management Proposal Management For For
8.1 Management Proposal Management For For
8.2 Management Proposal Management For For
8.3 Management Proposal Management For For
8.4 Management Proposal Management For For
8.5 Management Proposal Management For For
8.6 Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 1399500 0 31-May-2007 31-May-2007
CTRIP.COM INTERNATIONAL, LTD.
SECURITY 22943F100 MEETING TYPE Annual
TICKER SYMBOL CTRP MEETING DATE 15-Jun-2007
ISIN AGENDA 932699575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For
O2 Amend Stock Compensation Plan Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6G 837 66800 0 06-Jun-2007 06-Jun-2007
JAPAN TOBACCO INC.
SECURITY J27869106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3726800000 AGENDA 701234926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Corporate Officers Management For For
5. Amend the Compensation to be received by Corporate Management For For
Officers
6. Others Management For For
7. Approve Provision of Retirement Allowance for Management For For
Retiring Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 1246 0 11-Jun-2007 11-Jun-2007
EISAI CO.,LTD.
SECURITY J12852117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3160400002 AGENDA 701235093 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 45900 13700 11-Jun-2007 11-Jun-2007
SOFTBANK CORP.
SECURITY J75963108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3436100006 AGENDA 701235447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
3. Appoint Accounting Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 290800 1000 11-Jun-2007 11-Jun-2007
MARUBENI CORPORATION
SECURITY J39788138 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3877600001 AGENDA 701235574 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Amend the Articles of Incorporation Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4. Others Management For For
5. Approve Provision of Retirement Allowance for Management For For
Retiring Officers
6. Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 0 0 11-Jun-2007
ORIX CORPORATION
SECURITY J61933123 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3200450009 AGENDA 701236158 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 12800 0 11-Jun-2007 11-Jun-2007
ALSTOM, PARIS
SECURITY F0259M475 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN FR0010220475 AGENDA 701303911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management Against Against
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
E.24 Management Proposal Management For For
E.25 Management Proposal Management For For
E.26 Management Proposal Management For For
E.27 Management Proposal Management For For
E.28 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 63191 0 19-Jun-2007 19-Jun-2007
NOMURA HOLDINGS,INC.
SECURITY J59009159 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jun-2007
ISIN JP3762600009 AGENDA 701235524 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Amend the Articles of Incorporation Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
3. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 189800 0 18-Jun-2007 18-Jun-2007
YAMADA DENKI CO.,LTD.
SECURITY J95534103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3939000000 AGENDA 701235423 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3. Amend the Articles of Incorporation Management For For
4. Amend the Articles of Incorporation Management For For
5. Appoint a Corporate Auditor Management For For
6. Approve Provision of Retirement Allowance for Management Against Against
Retiring Auditors
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 31040 0 19-Jun-2007 19-Jun-2007
NINTENDO CO.,LTD.
SECURITY J51699106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3756600007 AGENDA 701235942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management Against Against
5. Appoint Accounting Auditors Management For For
6. Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 12400 0 18-Jun-2007 18-Jun-2007
SUZUKI MOTOR CORPORATION
SECURITY J78529138 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3397200001 AGENDA 701273207 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management Abstain Against
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
2.14 Appoint a Director Management For For
3 Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 117600 0 19-Jun-2007 19-Jun-2007
SUMITOMO REALTY & DEVELOPMENT CO LTD
SECURITY J77841112 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3409000001 AGENDA 701273459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management Against Against
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Others Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 123000 0 19-Jun-2007 19-Jun-2007
NATIONAL BANK OF GREECE
SECURITY X56533114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN GRS003013000 AGENDA 701300814 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 56335 0 20-Jun-2007 20-Jun-2007
SUMITOMO MITSUI FINANCIAL GROUP,INC.
SECURITY J7771X109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3890350006 AGENDA 701301943 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
4.3 Appoint a Corporate Auditor Management For For
5 Approve Provision of Retirement Allowance for Management For For
Retiring Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 43 0 20-Jun-2007 20-Jun-2007
TESCO PLC
SECURITY G87621101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN GB0008847096 AGENDA 701272534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
S.13 Management Proposal Management For For
S.14 Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
S.17 Management Proposal Management For For
18. Management Proposal Management For For
19. Management Proposal Management For For
20. Management Proposal Management For For
21. Management Proposal Management For For
22. Management Proposal Management For For
23. Management Proposal Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6G 50P 1189782 0 21-Jun-2007 21-Jun-2007
Investment Company Report
The Hartford International Opportunities Fund
EMI GROUP PLC
SECURITY G3035P100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Jul-2006
ISIN GB0000444736 AGENDA 701017433 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
S.11 Management Proposal Management For *
S.12 Management Proposal Management For *
13. Management Proposal Management For *
14. Management Proposal Management For *
15. Management Proposal Management For *
16. Management Proposal Management For *
17. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 348739 0 29-Jun-2006 29-Jun-2006
XSTRATA PLC, LONDON
SECURITY G9826T102 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 14-Aug-2006
ISIN GB0031411001 AGENDA 701041496 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 73287 20531 02-Aug-2006 02-Aug-2006
EMPRESAS ICA SAB DE CV
SECURITY P37149104 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 12-Sep-2006
ISIN MXP371491046 AGENDA 701055281 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 238321 349079 01-Sep-2006 01-Sep-2006
RYANAIR HOLDINGS PLC
SECURITY G7727C137 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Sep-2006
ISIN IE0031117611 AGENDA 701057780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2.a Management Proposal Management For *
2.b Management Proposal Management For *
2.c Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
S.7 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 71843 0 14-Sep-2006 14-Sep-2006
ROYAL PHILIPS ELECTRONICS
SECURITY N6817P109 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 25-Oct-2006
ISIN NL0000009538 AGENDA 701071780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action *
2. Management Proposal Management No Action *
3. Management Proposal Management No Action *
4. Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 107739 0 05-Oct-2006 05-Oct-2006
INFOSYS TECHNOLOGIES LTD
SECURITY Y4082C133 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 07-Nov-2006
ISIN INE009A01021 AGENDA 701079964 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 49272 0 31-Oct-2006 31-Oct-2006
WAL-MART DE MEXICO S A DE C V
SECURITY P98180105 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 14-Nov-2006
ISIN MXP810081010 AGENDA 701090677 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 345100 15100 07-Nov-2006 07-Nov-2006
CNP ASSURANCES, PARIS
SECURITY F1876N318 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 22-Nov-2006
ISIN FR0000120222 AGENDA 701084713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action *
2. Management Proposal Management No Action *
3. Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 12112 14507 02-Nov-2006 02-Nov-2006
IMPALA PLATINUM HLDGS LTD
SECURITY S37840113 MEETING TYPE Ordinary General
Meeting
TICKER SYMBOL MEETING DATE 29-Nov-2006
ISIN ZAE000083648 AGENDA 701099550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For *
O.1 Management Proposal Management For *
S.2 Management Proposal Management For *
S.3 Management Proposal Management For *
S.4 Management Proposal Management For *
O.2 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 124875 0 22-Nov-2006 22-Nov-2006
BANCA INTESA SPA, MILANO
SECURITY T17074104 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 30-Nov-2006
ISIN IT0000072618 AGENDA 701104301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
E.1 Management Proposal Management No Action
E.2 Management Proposal Management No Action
A.1.1 Management Proposal Management No Action
A.1.2 Management Proposal Management No Action
A.2 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 835624 136435 21-Nov-2006 21-Nov-2006
DEBENHAMS PLC, LONDON
SECURITY G2768V102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-Dec-2006
ISIN GB00B126KH97 AGENDA 701102345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
11. Management Proposal Management For *
12. Management Proposal Management For *
13. Management Proposal Management For *
14. Management Proposal Management For *
15. Management Proposal Management For *
16. Management Proposal Management For *
17. Management Proposal Management For *
18. Management Proposal Management For *
S.19 Management Proposal Management For *
S.20 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 703002 0 04-Dec-2006 04-Dec-2006
WESTPAC BANKING CORP, SYDNEY NSW
SECURITY Q97417101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Dec-2006
ISIN AU000000WBC1 AGENDA 701100771 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2.A Management Proposal Management For *
2.B Management Proposal Management For *
2.C Management Proposal Management For *
3. Management Proposal Management For *
4.A Management Proposal Management For *
4.B Management Proposal Management For *
5. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 211251 27707 05-Dec-2006 05-Dec-2006
RYANAIR HOLDINGS PLC
SECURITY G7727C137 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 14-Dec-2006
ISIN IE0031117611 AGENDA 701108044 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O.1 Management Proposal Management For *
S.2 Management Proposal Management For *
S.3 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 71843 0 05-Dec-2006 05-Dec-2006
ORASCOM TELECOM S A E
SECURITY 68554W205 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 25-Jan-2007
ISIN US68554W2052 AGENDA 701128743 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 77000 0 19-Jan-2007 19-Jan-2007
INFINEON TECHNOLOGIES AG, MUENCHEN
SECURITY D35415104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Feb-2007
ISIN DE0006231004 AGENDA 701124771 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 217461 0 30-Jan-2007 30-Jan-2007
WAL-MART DE MEXICO S A DE C V
SECURITY P98180105 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 06-Mar-2007
ISIN MXP810081010 AGENDA 701138984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management Against Against
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management Against Against
13. Management Proposal Management For For
14. Management Proposal Management Against Against
15. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 461000 0 20-Feb-2007 20-Feb-2007
KOREA ELECTRIC POWER CORP, SEOUL
SECURITY Y48406105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Mar-2007
ISIN KR7015760002 AGENDA 701155310 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 60770 0 12-Mar-2007 12-Mar-2007
ASML HOLDING NV
SECURITY N07059160 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 28-Mar-2007
ISIN NL0000334365 AGENDA 701154887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Non-Voting Proposal Note Non-Voting
7. Management Proposal Management For For
8.a Management Proposal Management For For
8.b Management Proposal Management For For
8.c Management Proposal Management For For
9. Management Proposal Management For For
10. Non-Voting Proposal Note Non-Voting
11. Management Proposal Management For For
12.a Management Proposal Management For For
12.b Management Proposal Management For For
12.c Management Proposal Management For For
12.d Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Non-Voting Proposal Note Non-Voting
18. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 127512 0 02-Apr-2007 08-Mar-2007
ROYAL PHILIPS ELECTRONICS
SECURITY N6817P109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Mar-2007
ISIN NL0000009538 AGENDA 701149343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2.a Management Proposal Management No Action
2.b Non-Voting Proposal Note Non-Voting
2.c Management Proposal Management No Action
2.d Management Proposal Management No Action
2.e Management Proposal Management No Action
3.a Management Proposal Management No Action
3.b Management Proposal Management No Action
3.c Management Proposal Management No Action
4.a Management Proposal Management No Action
4.b Management Proposal Management No Action
4.c Management Proposal Management No Action
4.d Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7.a Management Proposal Management No Action
7.b Management Proposal Management No Action
8. Management Proposal Management No Action
9. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 198260 0 09-Mar-2007 09-Mar-2007
CANON INC.
SECURITY J05124144 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Mar-2007
ISIN JP3242800005 AGENDA 701150815 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
3.17 Appoint a Director Management For For
3.18 Appoint a Director Management For For
3.19 Appoint a Director Management For For
3.20 Appoint a Director Management For For
3.21 Appoint a Director Management For For
3.22 Appoint a Director Management For For
3.23 Appoint a Director Management For For
3.24 Appoint a Director Management For For
3.25 Appoint a Director Management For For
3.26 Appoint a Director Management For For
3.27 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
5 Approve Provision of Retirement Allowance for Management For For
Retiring Directors
6 Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 3700 68500 12-Mar-2007 12-Mar-2007
RAKUTEN,INC.
SECURITY J64264104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Mar-2007
ISIN JP3967200001 AGENDA 701169674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
5 Amend the Compensation to be received by Corporate Management For For
Officers
6 Others Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 2466 2510 20-Mar-2007 20-Mar-2007
ZURICH FINANCIAL SERVICES, ZUERICH
SECURITY H9870Y105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-Apr-2007
ISIN CH0011075394 AGENDA 701118742 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 0 0 19-Mar-2007
DAIMLERCHRYSLER AG, STUTTGART
SECURITY D1668R123 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-Apr-2007
ISIN DE0007100000 AGENDA 701160436 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management Abstain Against
4. Management Proposal Management Abstain Against
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9a. Shareholder Proposal Shareholder Against For
9B. Shareholder Proposal Shareholder Against For
10. Shareholder Proposal Shareholder Against For
11. Shareholder Proposal Shareholder Against For
12. Shareholder Proposal Shareholder Against For
13. Shareholder Proposal Shareholder Against For
14. Shareholder Proposal Shareholder Against For
15. Shareholder Proposal Shareholder Against For
16. Shareholder Proposal Shareholder Against For
17A. Shareholder Proposal Shareholder Against For
17B Shareholder Proposal Shareholder Against For
18. Shareholder Proposal Shareholder Against For
19. Shareholder Proposal Shareholder Against For
20. Shareholder Proposal Shareholder Against For
21. Shareholder Proposal Shareholder Against For
22. Shareholder Proposal Shareholder Against For
23. Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 32666 34543 22-Mar-2007 22-Mar-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701170627 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 48831 0 28-Mar-2007 28-Mar-2007
JULIUS BAER HOLDING AG, ZUERICH
SECURITY H4407G172 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-Apr-2007
ISIN CH0012083017 AGENDA 701174043 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4.1.A Management Proposal Management No Action
4.1.B Management Proposal Management No Action
4.2.A Management Proposal Management No Action
4.2.B Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 48831 0 28-Mar-2007 28-Mar-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN CH0024899483 AGENDA 701043680 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 0 0 29-Mar-2007
IMPALA PLATINUM HLDGS LTD
SECURITY S37840113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN ZAE000083648 AGENDA 701189981 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 171533 0 09-Apr-2007 09-Apr-2007
ORASCOM TELECOM S A E
SECURITY 68554W205 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN US68554W2052 AGENDA 701199754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 81800 0 12-Apr-2007 12-Apr-2007
NESTLE SA, CHAM UND VEVEY
SECURITY H57312466 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN CH0012056047 AGENDA 701158051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 26379 0 30-Mar-2007 30-Mar-2007
NESTLE SA, CHAM UND VEVEY
SECURITY H57312466 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN CH0012056047 AGENDA 701161678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5.1 Management Proposal Management No Action
5.2 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 26379 0 30-Mar-2007 30-Mar-2007
CONTINENTAL AG
SECURITY D16212140 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 24-Apr-2007
ISIN DE0005439004 AGENDA 701173875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 33917 3073 09-Apr-2007 09-Apr-2007
ING GROEP N V
SECURITY N4578E413 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Apr-2007
ISIN NL0000303600 AGENDA 701198550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2.a Non-Voting Proposal Note Non-Voting
2.b Non-Voting Proposal Note Non-Voting
2.c Management Proposal Management For For
3.a Non-Voting Proposal Note Non-Voting
3.b Management Proposal Management For For
4.a Non-Voting Proposal Note Non-Voting
4.b Management Proposal Management For For
5.a Non-Voting Proposal Note Non-Voting
5.b Management Proposal Management For For
6. Non-Voting Proposal Note Non-Voting
7.a Management Proposal Management For For
7.b Management Proposal Management For For
8. Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
9ai Management Proposal Management For For
9aii Management Proposal Management For For
9bi Management Proposal Management For For
9bii Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
10ai Management Proposal Management For For
10aii Management Proposal Management For For
10bi Management Proposal Management For For
10bii Management Proposal Management For For
10ci Management Proposal Management For For
10cii Management Proposal Management For For
10di Management Proposal Management For For
10dii Management Proposal Management For For
10ei Management Proposal Management For For
10eii Management Proposal Management For For
11.a Management Proposal Management For For
11.b Management Proposal Management For For
12.a Management Proposal Management For For
12.b Management Proposal Management For For
13. Management Proposal Management For For
14. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 83032 0 11-Apr-2007 11-Apr-2007
CNP ASSURANCES, PARIS
SECURITY F1876N318 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN FR0000120222 AGENDA 701176566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management Against Against
O.10 Management Proposal Management Against Against
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
O.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 0 0 10-Apr-2007
KONINKLIJKE NUMICO NV
SECURITY N56369239 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN NL0000375616 AGENDA 701182658 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3.A Management Proposal Management For For
3.B Non-Voting Proposal Note Non-Voting
3.C Management Proposal Management For For
3.D Management Proposal Management For For
3.E Management Proposal Management For For
4. Management Proposal Management For For
5.A Management Proposal Management For For
5.B Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
7.A Management Proposal Management For For
7.B Management Proposal Management For For
8. Management Proposal Management For For
9. Non-Voting Proposal Note Non-Voting
10. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 104618 9017 11-Apr-2007 11-Apr-2007
ENCANA CORPORATION
SECURITY 292505104 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL ECA MEETING DATE 25-Apr-2007
ISIN AGENDA 932653050 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RALPH S. CUNNINGHAM For For
2 PATRICK D. DANIEL For For
3 IAN W. DELANEY For For
4 RANDALL K. ERESMAN For For
5 MICHAEL A. GRANDIN For For
6 BARRY W. HARRISON For For
7 DALE A. LUCAS For For
8 KEN F. MCCREADY For For
9 VALERIE A.A. NIELSEN For For
10 DAVID P. O'BRIEN For For
11 JANE L. PEVERETT For For
12 ALLAN P. SAWIN For For
13 DENNIS A. SHARP For For
14 JAMES M. STANFORD For For
15 WAYNE G. THOMSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Ratify Shareholder Rights Plan Management For For
04 Amend Stock Option Plan Management For For
05 Amend Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1QSSTA 01 OM C81 55881 55519 10-Apr-2007 10-Apr-2007
HONG KONG EXCHANGES AND CLEARING LTD
SECURITY Y3506N121 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN HK0388034859 AGENDA 701184688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3.A Management Proposal Management For For
3.B Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 451200 149800 10-Apr-2007 10-Apr-2007
TOD'S SPA, SANT'ELPIDIO A MARE (AP)
SECURITY T93619103 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN IT0003007728 AGENDA 701180729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 12940 42609 12-Apr-2007 12-Apr-2007
NORTEL NETWORKS CORPORATION
SECURITY 656568508 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL NT MEETING DATE 02-May-2007
ISIN AGENDA 932663493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JALYNN H. BENNETT For For
2 DR. MANFRED BISCHOFF For For
3 HON. JAMES B. HUNT, JR. For For
4 DR. KRISTINA M. JOHNSON For For
5 JOHN A. MACNAUGHTON For For
6 HON. JOHN P. MANLEY For For
7 RICHARD D. MCCORMICK For For
8 CLAUDE MONGEAU For For
9 HARRY J. PEARCE For For
10 JOHN D. WATSON For For
11 MIKE S. ZAFIROVSKI For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1QSSTA 01 OM C81 109600 0 23-Apr-2007 23-Apr-2007
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF
SECURITY D24909109 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN DE0007614406 AGENDA 701168874 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1 Non-Voting Proposal Note Non-Voting
2 Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 31490 0 17-Apr-2007 17-Apr-2007
DEUTSCHE TELEKOM AG, BONN
SECURITY D2035M136 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN DE0005557508 AGENDA 701180363 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
13. Management Proposal Management No Action
14. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 0 0 16-Apr-2007 16-Apr-2007
BANCA INTESA SPA, MILANO
SECURITY T55067101 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN IT0000072618 AGENDA 701187812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 341757 398760 12-Apr-2007 12-Apr-2007
RECKITT BENCKISER PLC
SECURITY G7420A107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN GB0007278715 AGENDA 701193928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 128358 0 19-Apr-2007 19-Apr-2007
CREDIT SUISSE GROUP, ZUERICH
SECURITY H3698D419 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-May-2007
ISIN CH0012138530 AGENDA 701183965 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4.1 Management Proposal Management For For
4.2. Management Proposal Management For For
5. Management Proposal Management For For
6.1 Management Proposal Management For For
6.2 Management Proposal Management For For
6.3 Management Proposal Management For For
7.1.1 Management Proposal Management For For
7.1.2 Management Proposal Management For For
7.1.3 Management Proposal Management For For
7.1.4 Management Proposal Management For For
7.2 Management Proposal Management For For
7.3 Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 28742 29995 20-Apr-2007 20-Apr-2007
XSTRATA PLC, LONDON
SECURITY G9826T102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-May-2007
ISIN GB0031411001 AGENDA 701198358 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 145652 0 19-Apr-2007 19-Apr-2007
CATHAY PACIFIC AIRWAYS LTD
SECURITY Y11757104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-May-2007
ISIN HK0293001514 AGENDA 701202816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.A Management Proposal Management Against Against
2.B Management Proposal Management Against Against
2.C Management Proposal Management Against Against
2.D Management Proposal Management Against Against
2.E Management Proposal Management Against Against
2.F Management Proposal Management Against Against
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 401100 935900 19-Apr-2007 19-Apr-2007
TALISMAN ENERGY INC.
SECURITY 87425E103 MEETING TYPE Annual
TICKER SYMBOL TLM MEETING DATE 09-May-2007
ISIN AGENDA 932653997 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DOUGLAS D. BALDWIN For For
2 JAMES W. BUCKEE For For
3 WILLIAM R.P. DALTON For For
4 KEVIN S. DUNNE For For
5 LAWRENCE G. TAPP For For
6 STELLA M. THOMPSON For For
7 ROBERT G. WELTY For For
8 CHARLES R. WILLIAMSON For For
9 CHARLES W. WILSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1QSSTA 01 OM C81 166125 26675 27-Apr-2007 27-Apr-2007
UNICREDITO ITALIANO SPA, GENOVA
SECURITY T95132105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN IT0000064854 AGENDA 701183484 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
O.6 Management Proposal Management No Action
O.7 Management Proposal Management No Action
O.8 Management Proposal Management No Action
E.1 Management Proposal Management No Action
E.2 Management Proposal Management No Action
E.3 Management Proposal Management No Action
E.4 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 39015 741282 12-Apr-2007 12-Apr-2007
KARSTADT QUELLE AG, ESSEN
SECURITY D38435109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN DE0006275001 AGENDA 701188674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 127489 12975 19-Apr-2007 19-Apr-2007
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN
SECURITY D1882G119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN DE0005810055 AGENDA 701180351 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 1263 23984 26-Apr-2007 26-Apr-2007
CIE GENERALE D'OPTIQUE ESSILOR INTERNATIONAL SA, C
SECURITY F31668100 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN FR0000121667 AGENDA 701216776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
O.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
e.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
E.24 Management Proposal Management For For
e.25 Management Proposal Management For For
E.26 Management Proposal Management Against Against
E.27 Management Proposal Management Against Against
e.28 Management Proposal Management For For
E.29 Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 1594 30268 24-Apr-2007 24-Apr-2007
AERCAP HOLDINGS N.V.
SECURITY N00985106 MEETING TYPE Annual
TICKER SYMBOL AER MEETING DATE 11-May-2007
ISIN AGENDA 932663417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
03 Approve Financial Statements Management For
05 Approve Discharge Of Management Board Management For
06 Miscellaneous Corporate Governance Management For
07 Miscellaneous Corporate Governance Management For
08 Ratify Appointment Of Independent Auditors Management For
09 Authorize Directors To Repurchase Shares Management For
10 Approve Charter Amendment Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1Q 837 177400 0 04-Jun-2007
MELCO PBL ENTERTAINMENT (MACAU) LTD
SECURITY 585464100 MEETING TYPE Annual
TICKER SYMBOL MPEL MEETING DATE 11-May-2007
ISIN AGENDA 932684459 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1Q 837 221700 0 04-Jun-2007
ACCOR SA, COURCOURONNES
SECURITY F00189120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-May-2007
ISIN FR0000120404 AGENDA 701225155 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Management Proposal Management Against Against
18. Management Proposal Management Against Against
19. Management Proposal Management For For
20. Management Proposal Management Against Against
21. Management Proposal Management For For
22. Management Proposal Management For For
23. Management Proposal Management For For
24. Management Proposal Management For For
25. Management Proposal Management For For
26. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 1489 28283 01-May-2007 01-May-2007
AXA SA, PARIS
SECURITY F06106102 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 14-May-2007
ISIN FR0000120628 AGENDA 701228911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management Against Against
O.5 Management Proposal Management Against Against
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
O.13 Management Proposal Management Against Against
E.14 Management Proposal Management For For
E.15 Management Proposal Management Against Against
E.16 Management Proposal Management Against Against
E.17 Management Proposal Management For For
E.18 Management Proposal Management Against Against
E.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
E.24 Management Proposal Management For For
E.25 Management Proposal Management For For
E.26 Management Proposal Management For For
E.27 Management Proposal Management For For
E.28 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 56871 87006 02-May-2007 02-May-2007
CHINA SHENHUA ENERGY CO LTD
SECURITY Y1504C113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN CN000A0ERK49 AGENDA 701187874 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.1 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 721000 0 27-Apr-2007 27-Apr-2007
HENGAN INTERNATIONAL GROUP CO LTD
SECURITY G4402L102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN KYG4402L1023 AGENDA 701204973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.i Management Proposal Management Against Against
3.ii Management Proposal Management Against Against
3.iii Management Proposal Management Against Against
3.iv Management Proposal Management Against Against
3.v Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 181162 404838 30-Apr-2007 30-Apr-2007
BNP PARIBAS, PARIS
SECURITY F1058Q238 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN FR0000131104 AGENDA 701207412 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 16375 37353 01-May-2007 01-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Against Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1Q 837 110030 0 29-May-2007
HUANENG POWER INTERNATIONAL INC
SECURITY Y3744A105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-May-2007
ISIN CN0009115410 AGENDA 701197382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
S.7 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 2862000 0 04-May-2007 04-May-2007
DAH SING FINL GROUP
SECURITY Y19182107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-May-2007
ISIN HK0440001847 AGENDA 701241046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3.a Management Proposal Management For For
3.b Management Proposal Management Against Against
3.c Management Proposal Management For For
3.d Management Proposal Management For For
3.e Management Proposal Management For For
3.f Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 206000 0 10-May-2007 10-May-2007
AMVESCAP PLC
SECURITY G4917N106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0001282697 AGENDA 701204492 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
S.8 Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 480205 0 11-May-2007 11-May-2007
PEUGEOT SA, PARIS
SECURITY F72313111 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN FR0000121501 AGENDA 701218364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 0 0 09-May-2007
QR1Q 50P 1905 49549 09-May-2007 09-May-2007
ENEL ENTE NAZIONALE PER L'ENERGIA ELETTRICA SPA, R
SECURITY T3679P115 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN IT0003128367 AGENDA 701218617 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
O.6 Management Proposal Management No Action
E.1 Management Proposal Management No Action
E.2 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 126567 206303 10-May-2007 10-May-2007
SHANGRI-LA ASIA LTD
SECURITY G8063F106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN BMG8063F1068 AGENDA 701229191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.i Management Proposal Management For For
3.ii Management Proposal Management For For
3.iii Management Proposal Management For For
3.iv Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
6.C Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 1292000 0 11-May-2007 11-May-2007
OLD MUTUAL PLC, LONDON
SECURITY G67395106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN GB0007389926 AGENDA 701187393 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.i Management Proposal Management For For
3.ii Management Proposal Management For For
3.iii Management Proposal Management For For
3.iv Management Proposal Management For For
3.v Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 78569 1492810 13-May-2007 13-May-2007
ILIAD, PARIS
SECURITY F4958P102 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 29-May-2007
ISIN FR0004035913 AGENDA 701224026 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management Against Against
E.11 Management Proposal Management Against Against
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 10119 20087 14-May-2007 14-May-2007
CHINA RESOURCES ENTERPRISE LTD
SECURITY Y15037107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN HK0291001490 AGENDA 701226816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.a Management Proposal Management Against Against
3.b Management Proposal Management Against Against
3.c Management Proposal Management Against Against
3.d Management Proposal Management Against Against
3.e Management Proposal Management Against Against
3.f Management Proposal Management For For
3.g Management Proposal Management For For
3.h Management Proposal Management For For
3.i Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 764000 0 17-May-2007 17-May-2007
CHINA RESOURCES ENTERPRISE LTD
SECURITY Y15037107 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN HK0291001490 AGENDA 701246692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 764000 0 24-May-2007 24-May-2007
KELDA GROUP PLC
SECURITY ADPV01594 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 01-Jun-2007
ISIN GB0009877944 AGENDA 701250362 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For For
2. Management Proposal Management For For
S.3 Management Proposal Management For For
S.4 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 122794 0 24-May-2007 24-May-2007
HOPSON DEV HLDGS LTD
SECURITY G4600H101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2007
ISIN BMG4600H1016 AGENDA 701225547 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.A Management Proposal Management Against Against
2.B Management Proposal Management Against Against
2.C Management Proposal Management Against Against
2.D Management Proposal Management Against Against
2.E Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
6.C Management Proposal Management For For
7. Management Proposal Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 432000 0 31-May-2007 31-May-2007
PETROLEUM GEO-SERVICES ASA
SECURITY R69628114 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2007
ISIN NO0010199151 AGENDA 701260262 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5.1 Management Proposal Management No Action
5.2 Management Proposal Management No Action
5.3 Management Proposal Management No Action
5.4 Management Proposal Management No Action
5.5 Management Proposal Management No Action
5.6 Management Proposal Management No Action
5.7 Management Proposal Management No Action
6.1 Management Proposal Management No Action
6.2 Management Proposal Management No Action
6.3 Management Proposal Management No Action
7.1 Management Proposal Management No Action
7.2 Management Proposal Management No Action
7.3 Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10.1 Management Proposal Management No Action
10.2 Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
13. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 86150 0 06-Jul-2007
CHINA MERCHANTS BANK CO LTD, SHENZEN
SECURITY Y14896115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2007
ISIN CN000A0KFDV9 AGENDA 701262800 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7.1 Management Proposal Management For For
7.2 Management Proposal Management For For
7.3 Management Proposal Management For For
7.4 Management Proposal Management For For
7.5 Management Proposal Management For For
7.6 Management Proposal Management For For
7.7 Management Proposal Management For For
7.8 Management Proposal Management For For
7.9 Management Proposal Management For For
7.10 Management Proposal Management For For
7.11 Management Proposal Management For For
7.12 Management Proposal Management For For
7.13 Management Proposal Management For For
7.14 Management Proposal Management For For
7.15 Management Proposal Management For For
7.16 Management Proposal Management For For
7.17 Management Proposal Management For For
7.18 Management Proposal Management For For
7.19 Management Proposal Management For For
8.1 Management Proposal Management For For
8.2 Management Proposal Management For For
8.3 Management Proposal Management For For
8.4 Management Proposal Management For For
8.5 Management Proposal Management For For
8.6 Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 1466656 34344 31-May-2007 31-May-2007
CTRIP.COM INTERNATIONAL, LTD.
SECURITY 22943F100 MEETING TYPE Annual
TICKER SYMBOL CTRP MEETING DATE 15-Jun-2007
ISIN AGENDA 932699575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For
O2 Amend Stock Compensation Plan Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1Q 837 39500 0 13-Jun-2007
CHUNGHWA TELECOM CO., LTD.
SECURITY 17133Q205 MEETING TYPE Annual
TICKER SYMBOL CHT MEETING DATE 15-Jun-2007
ISIN AGENDA 932723299 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
3A Miscellaneous Corporate Actions Management For
3B Miscellaneous Corporate Actions Management For
3C Miscellaneous Corporate Actions Management For
4A Approve Financial Statements Management For
4B Approve Financial Statements Management For
5A Approve Article Amendments Management For
5B Increase Share Capital Management For
5C Miscellaneous Corporate Actions Management For
5D Miscellaneous Corporate Actions Management For
5E Miscellaneous Corporate Actions Management For
5F Miscellaneous Corporate Actions Management For
5G Miscellaneous Corporate Actions Management For
06 Elect Supervisory Board Member Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1Q 837 49326 0 07-Jun-2007
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO
SECURITY E11805103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Jun-2007
ISIN ES0113211835 AGENDA 701257811 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 33073 99216 07-Jun-2007 07-Jun-2007
EVRAZ GROUP S A
SECURITY 30050A202 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Jun-2007
ISIN US30050A2024 AGENDA 701282624 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 98900 0 11-Jun-2007 11-Jun-2007
OMRON CORPORATION
SECURITY J61374120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2007
ISIN JP3197800000 AGENDA 701234976 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3. Approve Purchase of Own Shares Management For For
4.1 Appoint a Director Management For For
4.2 Appoint a Director Management For For
4.3 Appoint a Director Management For For
4.4 Appoint a Director Management For For
4.5 Appoint a Director Management For For
4.6 Appoint a Director Management For For
4.7 Appoint a Director Management For For
5. Appoint a Corporate Auditor Management For For
6. Approve Payment of Bonuses to Corporate Officers Management For For
7. Others Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 83300 0 06-Jun-2007 06-Jun-2007
AISIN SEIKI CO.,LTD.
SECURITY J00714105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2007
ISIN JP3102000001 AGENDA 701271114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5 Appoint Accounting Auditors Management For For
6 Approve Payment of Bonuses to Corporate Officers Management For For
7 Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
8 Approve Provision of Retirement Allowance for Management For For
Retiring Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 131000 300 10-Jun-2007 10-Jun-2007
SONY CORPORATION
SECURITY J76379106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2007
ISIN JP3435000009 AGENDA 701271443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
1.12 Appoint a Director Management For For
1.13 Appoint a Director Management For For
1.14 Appoint a Director Management For For
2 Appoint Accounting Auditors Management For For
3 Others Management For For
4 Shareholders' Proposals Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 118300 0 10-Jun-2007 10-Jun-2007
JAPAN TOBACCO INC.
SECURITY J27869106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3726800000 AGENDA 701234926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Corporate Officers Management For For
5. Amend the Compensation to be received by Corporate Management For For
Officers
6. Others Management For For
7. Approve Provision of Retirement Allowance for Management For For
Retiring Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 1629 0 11-Jun-2007 11-Jun-2007
EISAI CO.,LTD.
SECURITY J12852117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3160400002 AGENDA 701235093 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 9200 42400 11-Jun-2007 11-Jun-2007
ORIX CORPORATION
SECURITY J61933123 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3200450009 AGENDA 701236158 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 6878 1022 11-Jun-2007 11-Jun-2007
SUMITOMO CHEMICAL CO LTD, TOKYO
SECURITY J77153120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3401400001 AGENDA 701277825 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
2.1 Appoint a Corporate Auditor Management For For
2.2 Appoint a Corporate Auditor Management For For
2.3 Appoint a Corporate Auditor Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 293000 0 11-Jun-2007 11-Jun-2007
ASTELLAS PHARMA INC.
SECURITY J03393105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3942400007 AGENDA 701235079 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5. Others Management For For
6. Approve Payment of Bonuses to Corporate Officers Management For For
7. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 11200 60400 14-Jun-2007 14-Jun-2007
JAPAN AIRLINES CORPORATION
SECURITY J26006106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3705400004 AGENDA 701235245 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
1.12 Appoint a Director Management For For
1.13 Appoint a Director Management For For
1.14 Appoint a Director Management For For
1.15 Appoint a Director Management For For
2.1 Appoint a Corporate Auditor Management For For
2.2 Appoint a Corporate Auditor Management For For
2.3 Appoint a Corporate Auditor Management For For
2.4 Appoint a Corporate Auditor Management For For
2.5 Appoint a Corporate Auditor Management For For
2.6 Appoint a Corporate Auditor Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 0 0 12-Jun-2007
THE TOKYO ELECTRIC POWER COMPANY, INCORPORATED
SECURITY J86914108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3585800000 AGENDA 701236184 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
3.17 Appoint a Director Management For For
3.18 Appoint a Director Management For For
3.19 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5. Approve Payment of Bonuses to Corporate Officers Management For For
6. Amend the Compensation to be received by Corporate Management For For
Officers
7. Shareholders' Proposals Shareholder Against For
8. Shareholders' Proposals Shareholder For Against
9. Shareholders' Proposals Shareholder Against For
10. Shareholders' Proposals Shareholder Against For
11. Shareholders' Proposals Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 13100 57400 13-Jun-2007 13-Jun-2007
JAPAN AIRLINES CORPORATION
SECURITY J26006106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3705400004 AGENDA 701276962 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
1.12 Appoint a Director Management For For
1.13 Appoint a Director Management For For
1.14 Appoint a Director Management For For
1.15 Appoint a Director Management For For
2.1 Appoint a Corporate Auditor Management For For
2.2 Appoint a Corporate Auditor Management For For
2.3 Appoint a Corporate Auditor Management For For
2.4 Appoint a Corporate Auditor Management For For
2.5 Appoint a Corporate Auditor Management For For
2.6 Appoint a Corporate Auditor Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 628000 0 12-Jun-2007 12-Jun-2007
ALSTOM, PARIS
SECURITY F0259M475 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN FR0010220475 AGENDA 701303911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management Against Against
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
E.24 Management Proposal Management For For
E.25 Management Proposal Management For For
E.26 Management Proposal Management For For
E.27 Management Proposal Management For For
E.28 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 29709 0 19-Jun-2007 19-Jun-2007
SOMPO JAPAN INSURANCE INC.
SECURITY J7620T101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jun-2007
ISIN JP3932400009 AGENDA 701235562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
4. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 160000 0 15-Jun-2007 15-Jun-2007
TRUBNAYA METALLURGICHESKAYA KOMPANYA OAO, MOSCOW
SECURITY 87260R102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jun-2007
ISIN US87260R1023 AGENDA 701295734 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
3.1 Management Proposal Management For For
3.2 Management Proposal Management For For
3.3 Management Proposal Management For For
3.4 Management Proposal Management For For
3.5 Management Proposal Management For For
3.6 Management Proposal Management For For
3.7 Management Proposal Management For For
3.8 Management Proposal Management For For
3.9 Management Proposal Management For For
3.10 Management Proposal Management For For
4.1 Management Proposal Management For For
4.2 Management Proposal Management For For
4.3 Management Proposal Management For For
5. Management Proposal Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 111600 0 18-Jun-2007 18-Jun-2007
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
SECURITY J59396101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3735400008 AGENDA 701235269 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
3.5 Appoint a Corporate Auditor Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 0 0 19-Jun-2007
MITSUBISHI ESTATE COMPANY,LIMITED
SECURITY J43916113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3899600005 AGENDA 701235346 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
4. Appoint a Corporate Auditor Management For For
5. Others Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 97000 0 19-Jun-2007 19-Jun-2007
BANK TOKYO-MITSUBISHI LTD
SECURITY J44497105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3902900004 AGENDA 701285783 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management Abstain Against
2 Amend the Articles of Incorporation Management Abstain Against
3.1 Appoint a Director Management Abstain Against
3.2 Appoint a Director Management Abstain Against
3.3 Appoint a Director Management Abstain Against
3.4 Appoint a Director Management Abstain Against
3.5 Appoint a Director Management Abstain Against
3.6 Appoint a Director Management Abstain Against
3.7 Appoint a Director Management Abstain Against
3.8 Appoint a Director Management Abstain Against
3.9 Appoint a Director Management Abstain Against
3.10 Appoint a Director Management Abstain Against
3.11 Appoint a Director Management Abstain Against
3.12 Appoint a Director Management Abstain Against
3.13 Appoint a Director Management Abstain Against
3.14 Appoint a Director Management Abstain Against
3.15 Appoint a Director Management Abstain Against
4 Appoint a Corporate Auditor Management Abstain Against
5 Others Management Abstain Against
6 Amend the Compensation to be received by Corporate Management Abstain Against
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 325 0 19-Jun-2007 19-Jun-2007
TDK CORPORATION
SECURITY J82141136 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3538800008 AGENDA 701287941 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Others Management For For
3 Others Management For For
4.1 Appoint a Director Management For For
4.2 Appoint a Director Management For For
4.3 Appoint a Director Management For For
4.4 Appoint a Director Management For For
4.5 Appoint a Director Management For For
4.6 Appoint a Director Management For For
4.7 Appoint a Director Management For For
5.1 Appoint a Corporate Auditor Management For For
5.2 Appoint a Corporate Auditor Management For For
5.3 Appoint a Corporate Auditor Management For For
5.4 Appoint a Corporate Auditor Management For For
5.5 Appoint a Corporate Auditor Management For For
6 Approve Payment of Bonuses to Corporate Officers Management For For
7 Approve Provision of Retirement Allowance for Management For For
Retiring Officers
8 Approve Provision of Retirement Allowance for Management Against Against
Retiring Auditors
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 38600 0 19-Jun-2007 19-Jun-2007
DAIHATSU MOTOR CO., LTD.
SECURITY J09072117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3496600002 AGENDA 701292928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management Against Against
3.4 Appoint a Corporate Auditor Management Against Against
4 Appoint a Corporate Auditor Management For For
5 Appoint Accounting Auditors Management For For
6 Approve Payment of Bonuses to Corporate Officers Management For For
7 Approve Provision of Retirement Allowance for Management For For
Retiring Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 182000 0 20-Jun-2007 20-Jun-2007
OIL CO LUKOIL
SECURITY 677862104 MEETING TYPE Annual
TICKER SYMBOL LUKOY MEETING DATE 28-Jun-2007
ISIN AGENDA 932734189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For
3A Miscellaneous Corporate Governance Management For
3B Miscellaneous Corporate Governance Management For
3C Miscellaneous Corporate Governance Management For
4A Approve Renumeration Of Directors And Auditors Management For
4B Approve Renumeration Of Directors And Auditors Management For
05 Ratify Appointment Of Independent Auditors Management For
06 Miscellaneous Shareholder Equity - Global Management For
07 Approve Charter Amendment Management For
08 Miscellaneous Corporate Governance Management For
9A Miscellaneous Corporate Actions Management For
9B Miscellaneous Corporate Actions Management For
9C Miscellaneous Corporate Actions Management For
9D Miscellaneous Corporate Actions Management For
9E Miscellaneous Corporate Actions Management For
10 Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1QSSTS 01 OM C81 43300 0 15-Jun-2007
OIL CO LUKOIL
SECURITY 677862104 MEETING TYPE Annual
TICKER SYMBOL LUKOY MEETING DATE 28-Jun-2007
ISIN AGENDA 932736195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
2A Miscellaneous Corporate Governance Management Against
2B Miscellaneous Corporate Governance Management For
2C Miscellaneous Corporate Governance Management Against
2D Miscellaneous Corporate Governance Management Against
2E Miscellaneous Corporate Governance Management Against
2F Miscellaneous Corporate Governance Management For
2G Miscellaneous Corporate Governance Management Against
2H Miscellaneous Corporate Governance Management For
2I Miscellaneous Corporate Governance Management For
2J Miscellaneous Corporate Governance Management Against
2K Miscellaneous Corporate Governance Management Against
2L Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1Q 837 43300 0 15-Jun-2007
JSC MMC NORILSK NICKEL
SECURITY 46626D108 MEETING TYPE Annual
TICKER SYMBOL NILSY MEETING DATE 28-Jun-2007
ISIN AGENDA 932743114 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Receive Directors' Report Management For
02 Dividends Management For
03 Election Of Directors Management For
04 Miscellaneous Corporate Governance Management For
05 Ratify Appointment Of Independent Auditors Management For
06 Approve Renumeration Of Directors And Auditors Management For
07 Approve Director Liability Insurance Management For
08 Approve Director Liability Insurance Management For
09 Approve Director Indemnification Management For
10 Miscellaneous Corporate Actions Management For
11 Approve Charter Amendment Management Against
12 Miscellaneous Corporate Actions Management For
13 Miscellaneous Corporate Actions Management For
14 Miscellaneous Corporate Actions Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1Q 837 12500 0 25-Jun-2007
GAZPROM OAO, MOSCOW
SECURITY 368287207 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN US3682872078 AGENDA 701269145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management Against Against
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9.1 Management Proposal Management For For
9.2 Management Proposal Management For For
9.3 Management Proposal Management For For
9.4 Management Proposal Management For For
9.5 Management Proposal Management For For
9.6 Management Proposal Management For For
9.7 Management Proposal Management For For
9.8 Management Proposal Management For For
9.9 Management Proposal Management For For
9.10 Management Proposal Management For For
9.11 Management Proposal Management For For
9.12 Management Proposal Management For For
9.13 Management Proposal Management For For
9.14 Management Proposal Management For For
9.15 Management Proposal Management For For
9.16 Management Proposal Management For For
9.17 Management Proposal Management For For
9.18 Management Proposal Management For For
9.19 Management Proposal Management For For
9.20 Management Proposal Management For For
9.21 Management Proposal Management For For
9.22 Management Proposal Management For For
9.23 Management Proposal Management For For
9.24 Management Proposal Management For For
9.25 Management Proposal Management For For
9.26 Management Proposal Management For For
9.27 Management Proposal Management For For
9.28 Management Proposal Management For For
9.29 Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
10.1 Management Proposal Management Abstain Against
10.2 Management Proposal Management Abstain Against
10.3 Management Proposal Management Abstain Against
10.4 Management Proposal Management Abstain Against
10.5 Management Proposal Management Abstain Against
10.6 Management Proposal Management Abstain Against
10.7 Management Proposal Management Abstain Against
10.8 Management Proposal Management Abstain Against
10.9 Management Proposal Management Abstain Against
10.10 Management Proposal Management Abstain Against
10.11 Management Proposal Management Abstain Against
10.12 Management Proposal Management Abstain Against
10.13 Management Proposal Management Abstain Against
10.14 Management Proposal Management For For
10.15 Management Proposal Management Abstain Against
10.16 Management Proposal Management Abstain Against
10.17 Management Proposal Management Abstain Against
10.18 Management Proposal Management Abstain Against
10.19 Management Proposal Management Abstain Against
Non-Voting Proposal Note Non-Voting
11.1 Gps Mgmt Director Management For For
11.2 Gps Mgmt Director Management Abstain Against
11.3 Gps Mgmt Director Management For For
11.4 Gps Mgmt Director Management For For
11.5 Gps Mgmt Director Management Abstain Against
11.6 Gps Mgmt Director Management For For
11.7 Gps Mgmt Director Management Abstain Against
11.8 Gps Mgmt Director Management Abstain Against
11.9 Gps Mgmt Director Management For For
11.10 Gps Mgmt Director Management
11.11 Gps Mgmt Director Management
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 121250 0 18-Jun-2007 18-Jun-2007
CATHAY PACIFIC AIRWAYS LTD
SECURITY Y11757104 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN HK0293001514 AGENDA 701270910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 777082 559918 19-Jun-2007 19-Jun-2007
TESCO PLC
SECURITY G87621101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN GB0008847096 AGENDA 701272534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
S.13 Management Proposal Management For For
S.14 Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
S.17 Management Proposal Management For For
18. Management Proposal Management For For
19. Management Proposal Management For For
20. Management Proposal Management For For
21. Management Proposal Management For For
22. Management Proposal Management For For
23. Management Proposal Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1Q 50P 743028 0 21-Jun-2007 21-Jun-2007
Investment Company Report
The Hartford International Small Company Fund
SOITEC, BERNIN
SECURITY F84138118 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 06-Jul-2006
ISIN FR0004025062 AGENDA 700997779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action *
O.2 Management Proposal Management No Action *
O.3 Management Proposal Management No Action *
O.4 Management Proposal Management No Action *
O.5 Management Proposal Management No Action *
O.6 Management Proposal Management No Action *
O.7 Management Proposal Management No Action *
E.8 Management Proposal Management No Action *
E.9 Management Proposal Management No Action *
E.10 Management Proposal Management No Action *
E.11 Management Proposal Management No Action *
E.12 Management Proposal Management No Action *
E.13 Management Proposal Management No Action *
E.14 Management Proposal Management No Action *
E.15 Management Proposal Management No Action *
E.16 Management Proposal Management No Action *
E.17 Management Proposal Management No Action *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 41786 0 21-Jun-2006 21-Jun-2006
FIRSTGROUP PLC
SECURITY G34604101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Jul-2006
ISIN GB0003452173 AGENDA 701016859 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management Against *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
S.11 Management Proposal Management For *
S.12 Management Proposal Management For *
S.13 Management Proposal Management For *
14. Management Proposal Management For *
15. Shareholder Proposal Shareholder Against *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 273719 0 27-Jun-2006 27-Jun-2006
EMI GROUP PLC
SECURITY G3035P100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Jul-2006
ISIN GB0000444736 AGENDA 701017433 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
S.11 Management Proposal Management For *
S.12 Management Proposal Management For *
13. Management Proposal Management For *
14. Management Proposal Management For *
15. Management Proposal Management For *
16. Management Proposal Management For *
17. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 221123 0 29-Jun-2006 29-Jun-2006
SPEEDY HIRE PLC
SECURITY G0175D103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Jul-2006
ISIN GB0000163088 AGENDA 701024008 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management Against *
2. Management Proposal Management Against *
3. Management Proposal Management For *
4. Management Proposal Management Against *
5. Management Proposal Management Against *
6. Management Proposal Management Against *
7. Management Proposal Management For *
8. Management Proposal Management For *
S.9 Management Proposal Management For *
S.10 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 88577 0 07-Jul-2006 07-Jul-2006
ICAP PLC
SECURITY G46981117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Jul-2006
ISIN GB0033872168 AGENDA 701024743 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
S.9 Management Proposal Management For *
S.10 Management Proposal Management For *
11. Management Proposal Management For *
12. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 183327 0 12-Jul-2006 12-Jul-2006
SSL INTERNATIONAL PLC
SECURITY G8401X108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Jul-2006
ISIN GB0007981128 AGENDA 701023171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
S.11 Management Proposal Management For *
S.12 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 154074 0 12-Jul-2006 12-Jul-2006
GCAP MEDIA PLC
SECURITY G3773L105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Jul-2006
ISIN GB0001742393 AGENDA 701027648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
11. Management Proposal Management For *
S.12 Management Proposal Management For *
S.13. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 364401 97410 14-Jul-2006 14-Jul-2006
KONTRON AG, ECHING
SECURITY D2233E118 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jul-2006
ISIN DE0006053952 AGENDA 700991537 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 41172 28094 12-Jul-2006 12-Jul-2006
DR. REDDY'S LABORATORIES LIMITED
SECURITY 256135203 MEETING TYPE Annual
TICKER SYMBOL RDY MEETING DATE 28-Jul-2006
ISIN AGENDA 932567196 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Receive Consolidated Financial Statements Management For For
O2 Dividends Management For For
O3 Miscellaneous Corporate Governance Management Against Against
O4 Miscellaneous Corporate Governance Management For For
O5 Approve Renumeration Of Directors And Auditors Management For For
S6 Miscellaneous Corporate Governance Management Against Against
S7 Miscellaneous Corporate Governance Management For For
S8 Miscellaneous Corporate Governance Management For For
S9 Miscellaneous Corporate Governance Management For For
S10 Increase Share Capital Management For For
S11 Miscellaneous Shareholder Equity - Global Management For For
S12 Approval Of Acts Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6H 837 44000 0 27-Jul-2006 27-Jul-2006
FKI PLC
SECURITY G35280109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Aug-2006
ISIN GB0003294591 AGENDA 701035467 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
S.11 Management Proposal Management For For
S.12 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 777524 0 27-Jul-2006 27-Jul-2006
VEDANTA RESOURCES PLC, LONDON
SECURITY G9328D100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-Aug-2006
ISIN GB0033277061 AGENDA 701029072 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management Against *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
S.10 Management Proposal Management For *
S.11 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 2477 47052 27-Jul-2006 27-Jul-2006
EMS-CHEMIE HOLDING AG, DOMAT/EMS
SECURITY H22206199 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 12-Aug-2006
ISIN CH0016440353 AGENDA 701021406 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 6066 6800 27-Jul-2006 27-Jul-2006
EMS-CHEMIE HOLDING AG, DOMAT/EMS
SECURITY H22206199 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 12-Aug-2006
ISIN CH0016440353 AGENDA 701040026 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being Non-Voting
provided to inform you that the true agenda
has been released and is available for your
review.
Please note this announcement is being Non-Voting
provided to inform you that the true agenda
has been released and is available for your
review.
1. Management Proposal Management No Action *
2. Management Proposal Management No Action *
3. Management Proposal Management No Action *
4.1.A Management Proposal Management No Action *
4.1.B Management Proposal Management No Action *
4.1.C Management Proposal Management No Action *
4.1.D Management Proposal Management No Action *
4.1.E Management Proposal Management No Action *
4.1.F Management Proposal Management No Action *
4.2 Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 6066 6800 27-Jul-2006 27-Jul-2006
HONEYS.CO LTD, IWAKI
SECURITY J21394101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Aug-2006
ISIN JP3770080004 AGENDA 701046648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For *
2 Amend the Articles of Incorporation Management For *
3.1 Appoint a Corporate Auditor Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 470 8830 15-Aug-2006 15-Aug-2006
SHANGRI-LA ASIA LTD
SECURITY G8063F106 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 01-Sep-2006
ISIN BMG8063F1068 AGENDA 701047222 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management Against *
2. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 702000 0 22-Aug-2006 22-Aug-2006
EMPRESAS ICA SAB DE CV
SECURITY P37149104 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 12-Sep-2006
ISIN MXP371491046 AGENDA 701055281 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 325300 0 01-Sep-2006 01-Sep-2006
PAPERLINX LTD
SECURITY Q73258107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Oct-2006
ISIN AU000000PPX1 AGENDA 701066145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2.A Management Proposal Management For For
2.B Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
S.5 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 04-Oct-2006 04-Oct-2006
TRANSURBAN GROUP
SECURITY Q9194A106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-Oct-2006
ISIN AU000000TCL6 AGENDA 701068048 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2.a Management Proposal Management For *
2.b Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management Against *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
S.5 Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
S.6 Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
7.a Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
7.b Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
7.c Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
8. Management Proposal Management For *
Please note this announcement is being provided to
inform you Non-Voting that the true agenda has been
released and is available for your review.
9. Management Proposal Management For *
Please note this announcement is being provided to
inform you Non-Voting that the true agenda has been
released and is available for your review.
S.10. Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
S.11 Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
S.12 Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
13. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 27370 309753 03-Oct-2006 03-Oct-2006
GOODPACK LTD
SECURITY Y2808U106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Oct-2006
ISIN SG1I78884307 AGENDA 701077655 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
Non-Voting Proposal Note Non-Voting
8. Management Proposal Management For *
9. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 859000 0 19-Oct-2006 19-Oct-2006
SEEK LTD
SECURITY Q8382E102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-Oct-2006
ISIN AU000000SEK6 AGENDA 701071754 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For *
3. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 150000 0 26-Oct-2006 26-Oct-2006
MULTIPLEX GROUP
SECURITY Q6271K114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Nov-2006
ISIN AU000000MXG7 AGENDA 701067387 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Non-Voting Proposal Note Non-Voting
1. Management Proposal Management Against *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
8. Management Proposal Management For *
9. Management Proposal Management For *
10. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 17-Oct-2006 17-Oct-2006
DOWNER EDI LTD
SECURITY Q32623151 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Nov-2006
ISIN AU000000DOW2 AGENDA 701070891 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 16-Oct-2006 16-Oct-2006
CLOSE BROTHERS GROUP PLC
SECURITY G22120102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Nov-2006
ISIN GB0007668071 AGENDA 701074320 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3. Management Proposal Management For *
4.A Management Proposal Management For *
4.B Management Proposal Management For *
4.C Management Proposal Management For *
4.D Management Proposal Management For *
4.E Management Proposal Management For *
4.F Management Proposal Management For *
5. Management Proposal Management Against *
6. Management Proposal Management Against *
S.7 Management Proposal Management For *
8. Management Proposal Management For *
S.9 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 89380 0 26-Oct-2006 26-Oct-2006
LANCASHIRE HOLDINGS LTD
SECURITY G5361W104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-Nov-2006
ISIN BMG5361W1047 AGENDA 701074887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management Against *
3. Management Proposal Management Against *
4. Management Proposal Management For *
5. Management Proposal Management For *
S.6 Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
7.1 Management Proposal Management For *
7.2 Management Proposal Management For *
7.3 Management Proposal Management For *
7.4 Management Proposal Management For *
7.5 Management Proposal Management For *
7.6 Management Proposal Management For *
7.7 Management Proposal Management For *
7.8 Management Proposal Management Against *
7.9 Management Proposal Management For *
7.10 Management Proposal Management Against *
7.11 Management Proposal Management Against *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
8.1 Management Proposal Management For *
8.2 Management Proposal Management For *
8.3 Management Proposal Management For *
8.4 Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
9.1 Management Proposal Management For *
9.2 Management Proposal Management For *
9.3 Management Proposal Management For *
9.4 Management Proposal Management For *
9.5 Management Proposal Management For *
9.6 Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
10.1 Management Proposal Management For *
10.2 Management Proposal Management For *
10.3 Management Proposal Management For *
10.4 Management Proposal Management For *
Please note this announcement is being provided Non-Voting
to inform you that the true agenda has been
released and is available for your review.
11.1 Management Proposal Management For *
11.2 Management Proposal Management Against *
11.3 Management Proposal Management Against *
11.4 Management Proposal Management For *
11.5 Management Proposal Management For *
11.6 Management Proposal Management For *
11.7 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 165209 0 31-Oct-2006 31-Oct-2006
LEIGHTON HOLDINGS LTD
SECURITY Q55190104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-Nov-2006
ISIN AU000000LEI5 AGENDA 701077047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management Against *
3.1 Management Proposal Management For *
3.2 Management Proposal Management For *
3.3 Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
7. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 2557 48567 26-Oct-2006 26-Oct-2006
MOTA-ENGIL SGPS SA, LINDA-A-VELHA
SECURITY X5588N110 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 15-Nov-2006
ISIN PTMEN0AE0005 AGENDA 701077376 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 234901 0 26-Oct-2006 26-Oct-2006
CHINA OILFIELD SVCS LTD
SECURITY Y15002101 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 22-Nov-2006
ISIN CN0007789299 AGENDA 701070360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
S.2 Management Proposal Management For *
S.3 Management Proposal Management For *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1633000 0 17-Nov-2006 17-Nov-2006
DUFRY AG, BASEL
SECURITY H2082J107 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-Nov-2006
ISIN CH0023405456 AGENDA 701093180 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Swiss Registered Shares Registration No Action *
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 25463 0 07-Nov-2006 07-Nov-2006
DUFRY AG, BASEL
SECURITY H2082J107 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-Nov-2006
ISIN CH0023405456 AGENDA 701093192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action *
2. Management Proposal Management No Action *
3.1 Management Proposal Management No Action *
3.2 Management Proposal Management No Action *
4.1 Management Proposal Management No Action *
4.2 Management Proposal Management No Action *
4.3 Management Proposal Management No Action *
4.4 Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 25463 0 07-Nov-2006 07-Nov-2006
CENTENNIAL COAL COMPANY LIMITED
SECURITY Q2173Y104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Nov-2006
ISIN AU000000CEY1 AGENDA 701088521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For *
3. Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
6. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 28275 537224 17-Nov-2006 17-Nov-2006
ZINIFEX LTD
SECURITY Q9899H109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Nov-2006
ISIN AU000000ZFX1 AGENDA 701082529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2.A Management Proposal Management For *
2.B Management Proposal Management For *
3. Management Proposal Management For *
S.4 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 55142 0 15-Nov-2006 15-Nov-2006
RESOURCE PACIFIC HOLDINGS LTD
SECURITY Q80798103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Dec-2006
ISIN AU000000RSP7 AGENDA 701098825 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For *
2. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 136259 0 07-Dec-2006
SECHE ENVIRONNEMENT SA, PARIS
SECURITY F8211M103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-Dec-2006
ISIN FR0000039109 AGENDA 701101595 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action *
O.2 Management Proposal Management No Action *
O.3 Management Proposal Management No Action *
E.4 Management Proposal Management No Action *
E.5 Management Proposal Management No Action *
E.6 Management Proposal Management No Action *
E.7 Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 6398 0 28-Nov-2006 28-Nov-2006
ZODIAC SA, ISSY LES MOULINEAUX
SECURITY F98947108 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 18-Dec-2006
ISIN FR0000125684 AGENDA 701105428 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action *
O.2 Management Proposal Management No Action *
O.3 Management Proposal Management No Action *
O.4 Management Proposal Management No Action *
O.5 Management Proposal Management No Action *
O.6 Management Proposal Management No Action *
O.7 Management Proposal Management No Action *
E.8 Management Proposal Management No Action *
E.9 Management Proposal Management No Action *
E.10 Management Proposal Management No Action *
E.11 Management Proposal Management No Action *
E.12 Management Proposal Management No Action *
E.13 Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 17577 30167 28-Nov-2006 28-Nov-2006
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD
SECURITY Y07717104 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 20-Dec-2006
ISIN CN0009324749 AGENDA 701096124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For *
S.2 Management Proposal Management For *
S.3 Management Proposal Management For *
S.4 Management Proposal Management For *
o.1 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1456500 0 05-Dec-2006 05-Dec-2006
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD
SECURITY Y07717104 MEETING TYPE Class Meeting
TICKER SYMBOL MEETING DATE 20-Dec-2006
ISIN CN0009324749 AGENDA 701096136 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1456500 0 05-Dec-2006 05-Dec-2006
HAMAMATSU PHOTONICS K.K.
SECURITY J18270108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Dec-2006
ISIN JP3771800004 AGENDA 701086084 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For *
2. Amend the Articles of Incorporation Management For *
3. Approve Payment of Bonuses to Corporate Officers Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 05-Dec-2006
QR6H 50P 1900 35700 05-Dec-2006 05-Dec-2006
QR6H 50P 0 0 05-Dec-2006
FENNER PLC
SECURITY G33656102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-Jan-2007
ISIN GB0003345054 AGENDA 701115948 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management Against Against
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Non-Voting Proposal Note Non-Voting
9. Management Proposal Management Against Against
10. Management Proposal Management For For
S.11 Management Proposal Management For For
S.12 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 330405 0 04-Jan-2007 04-Jan-2007
CHINA OILFIELD SVCS LTD
SECURITY Y15002101 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 31-Jan-2007
ISIN CN0007789299 AGENDA 701118235 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 994100 1362900 22-Jan-2007 22-Jan-2007
UNION TOOL CO
SECURITY J9425L101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Feb-2007
ISIN JP3950600001 AGENDA 701139176 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
5 Appoint Accounting Auditors Management For For
6 Approve Provision of Retirement Allowance for
Retiring Officers Management Against Against
7 Others Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 6400 39600 20-Feb-2007 20-Feb-2007
CHEIL COMMUNICATIONS INC
SECURITY Y1296G108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Feb-2007
ISIN KR7030000004 AGENDA 701138299 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.1 Management Proposal Management For For
2.2 Management Proposal Management For For
2.3 Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 5454 0 16-Feb-2007 16-Feb-2007
STAR ENERGY GROUP PLC, LONDON
SECURITY G8440H106 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 02-Mar-2007
ISIN GB00B00W1F70 AGENDA 701139619 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 192041 0 26-Feb-2007 26-Feb-2007
GS ENGINEERING & CONSTRUCTION CORP
SECURITY Y2901E108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-Mar-2007
ISIN KR7006360002 AGENDA 701146830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.1 Management Proposal Management For For
2.2 Management Proposal Management For For
2.3 Management Proposal Management For For
3.1 Management Proposal Management For For
3.2 Management Proposal Management For For
4. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 21760 0 06-Mar-2007 06-Mar-2007
MILBON CO.,LTD.
SECURITY J42766105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Mar-2007
ISIN JP3910650005 AGENDA 701152023 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
5 Approve Payment of Bonuses to Corporate Officers Management For For
6 Approve Provision of Retirement Allowance for
Retiring Officers Management For For
7 Amend the Compensation to be received by
Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 36100 0 07-Mar-2007 07-Mar-2007
FAR EAST PHARMACEUTICAL TECHNOLOGY CO LTD
SECURITY G3313M126 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-Mar-2007
ISIN KYG3313M1261 AGENDA 701156235 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1199460 816240 12-Mar-2007 12-Mar-2007
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD
SECURITY Y07717104 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 26-Mar-2007
ISIN CN0009324749 AGENDA 701139328 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
S.1 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 09-Mar-2007
JUPITER TELECOMMUNICATIONS CO.,LTD.
SECURITY J28710101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Mar-2007
ISIN JP3392750000 AGENDA 701160551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Amend the Articles of Incorporation Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
2.12 Appoint a Director Management For For
2.13 Appoint a Director Management For For
3 Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 3286 0 16-Mar-2007 16-Mar-2007
MOTA-ENGIL SGPS SA, LINDA-A-VELHA
SECURITY X5588N110 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-Mar-2007
ISIN PTMEN0AE0005 AGENDA 701149925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 248272 0 16-Mar-2007 16-Mar-2007
MEARS GROUP PLC
SECURITY G5946P103 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 02-Apr-2007
ISIN GB0005630420 AGENDA 701167202 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 250189 0 21-Mar-2007 21-Mar-2007
SULZER AG, WINTERTHUR
SECURITY H83580128 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 04-Apr-2007
ISIN CH0002376454 AGENDA 701118944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 19-Mar-2007
CHARLES VOEGELE HOLDING AG, FREIENBACH
SECURITY H1383H117 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 04-Apr-2007
ISIN CH0006937772 AGENDA 701156603 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5.1 Management Proposal Management No Action
5.2 Management Proposal Management No Action
6. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 19-Mar-2007
ENERGY RESOURCES OF AUSTRALIA LTD ERA
SECURITY Q35254111 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-Apr-2007
ISIN AU000000ERA9 AGENDA 701170639 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3. Management Proposal Management Against Against
4.i Management Proposal Management Against Against
4.ii Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 20067 44424 02-Apr-2007 02-Apr-2007
BACHEM HOLDING AG, BUBENDORF
SECURITY H04002129 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN CH0012530207 AGENDA 701143276 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 16018 0 28-Mar-2007 28-Mar-2007
BACHEM HOLDING AG, BUBENDORF
SECURITY H04002129 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN CH0012530207 AGENDA 701172152 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 16018 0 29-Mar-2007 29-Mar-2007
NEPTUNE ORIENT LINES LTD
SECURITY V67005120 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Apr-2007
ISIN SG1F90001388 AGENDA 701191493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 299270 384730 10-Apr-2007 10-Apr-2007
GENMAB A/S
SECURITY K3967W102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Apr-2007
ISIN DK0010272202 AGENDA 701187824 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4.1 Management Proposal Management No Action
4.2 Management Proposal Management No Action
4.3 Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 34575 0 04-Apr-2007
PIRELLI & C.REAL ESTATE SPA, MILANO
SECURITY T7630K107 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 20-Apr-2007
ISIN IT0003270615 AGENDA 701174295 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 27005 0 02-Apr-2007 02-Apr-2007
MORGAN CRUCIBLE CO PLC
SECURITY G62496131 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Apr-2007
ISIN GB0006027295 AGENDA 701187634 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 262310 0 10-Apr-2007 10-Apr-2007
WOLTERS KLUWER NV
SECURITY ADPV09931 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Apr-2007
ISIN NL0000395903 AGENDA 701192899 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2.a Non-Voting Proposal Note Non-Voting
2.b Non-Voting Proposal Note Non-Voting
3.a Non-Voting Proposal Note Non-Voting
3.b Management Proposal Management For For
3.c Management Proposal Management For For
4.a Management Proposal Management For For
4.b Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10.a Management Proposal Management For For
10.b Management Proposal Management For For
11. Management Proposal Management For For
12. Non-Voting Proposal Note Non-Voting
13. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 6299 42910 09-Apr-2007 09-Apr-2007
ANTICHI PELLETTIERI S.P.A., CAVRIAGO (REGGIO EMILI
SECURITY T0431L101 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 20-Apr-2007
ISIN IT0004016504 AGENDA 701194172 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 142804 0 10-Apr-2007 10-Apr-2007
RHODIA, BOULOGNE BILLANCOURT
SECURITY F7813K101 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-Apr-2007
ISIN FR0000120131 AGENDA 701170449 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management Against Against
O.4 Management Proposal Management Against Against
O.5 Management Proposal Management Against Against
O.6 Management Proposal Management For For
O.7 Management Proposal Management Against Against
E.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management Against Against
E.16 Management Proposal Management Against Against
E.17 Management Proposal Management For For
E.18 Management Proposal Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 340000 0 17-Apr-2007 17-Apr-2007
IGD - IMMOBILIARE GRANDE DISTRIBUZIONE SPA, RAVENN
SECURITY T5331M109 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 23-Apr-2007
ISIN IT0003745889 AGENDA 701176946 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 15374 292091 05-Apr-2007 05-Apr-2007
SAFILO GROUP SPA, VICENZA
SECURITY T7890K102 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 24-Apr-2007
ISIN IT0003430813 AGENDA 701180767 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 274628 0 04-Apr-2007 04-Apr-2007
SPAZIO INDUSTRIALE INVESTMENTS I BV
SECURITY N81708104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-Apr-2007
ISIN NL0000686319 AGENDA 701198500 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11. Management Proposal Management No Action
12. Management Proposal Management No Action
13. Management Proposal Management No Action
14. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 115431 0 11-Apr-2007 11-Apr-2007
UMICORE SA, BRUXELLES
SECURITY B95505119 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN BE0003626372 AGENDA 701186137 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 11654 0 05-Apr-2007
GEBERIT AG, RAPPERSWIL-JONA
SECURITY H2942E108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN CH0008038223 AGENDA 701128200 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 09-Apr-2007
BENETTON GROUP SPA, PONZANO
SECURITY T1966F139 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN IT0003106777 AGENDA 701176934 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
E.1 Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 12-Apr-2007 12-Apr-2007
MEGGITT PLC
SECURITY G59640105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN GB0005758098 AGENDA 701182963 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Management Proposal Management For For
18. Management Proposal Management For For
19. Management Proposal Management For For
S.20 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 264934 0 10-Apr-2007 10-Apr-2007
MTU AERO ENGINES HOLDINGS AG
SECURITY D5565H104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN DE000A0D9PT0 AGENDA 701170540 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 30700 0 13-Apr-2007 13-Apr-2007
SGL CARBON AG, WIESBADEN
SECURITY D6949M108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN DE0007235301 AGENDA 701174031 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 2142 40693 13-Apr-2007 13-Apr-2007
CEGEDIM SA
SECURITY F1453Y109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN FR0000053506 AGENDA 701174966 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been
released and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 12896 0 10-Apr-2007 10-Apr-2007
TOD'S SPA, SANT'ELPIDIO A MARE (AP)
SECURITY T93619103 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN IT0003007728 AGENDA 701180729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 12346 4323 12-Apr-2007 12-Apr-2007
BREMBO SPA, CURNEO
SECURITY T2204N108 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN IT0001050910 AGENDA 701180806 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
E.1 Management Proposal Management No Action
E.2 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 93380 0 12-Apr-2007 12-Apr-2007
ULTRA ELECTRONICS HOLDINGS PLC
SECURITY G9187G103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN GB0009123323 AGENDA 701184412 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management Against Against
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
S.14 Management Proposal Management For For
S.15 Management Proposal Management For For
S.16 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 92532 0 13-Apr-2007 13-Apr-2007
BANCO DI DESIO E DELLA BRIANZA SPA, DESIO
SECURITY T1719F105 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN IT0001041000 AGENDA 701185438 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 123948 0 12-Apr-2007 12-Apr-2007
CHINA POWER INTERNATIONAL DEVELOPMENT LTD
SECURITY Y1508G102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN HK2380027329 AGENDA 701191405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
6.C Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1484400 3463600 13-Apr-2007 13-Apr-2007
VERWALTUNGS- UND PRIVAT-BANK AG, VADUZ
SECURITY H91164162 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN LI0010737216 AGENDA 701192940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4.1.1 Management Proposal Management For For
4.1.2 Management Proposal Management For For
4.1.3 Management Proposal Management For For
4.2 Management Proposal Management For For
5. Management Proposal Management For For
6. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 11990 0 17-Apr-2007 17-Apr-2007
EFG INTERNATIONAL, ZUERICH
SECURITY H2078C108 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN CH0022268228 AGENDA 701194742 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 51623 0 09-Apr-2007 09-Apr-2007
EFG INTERNATIONAL, ZUERICH
SECURITY H2078C108 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN CH0022268228 AGENDA 701194766 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5.A Management Proposal Management No Action
5.B Management Proposal Management No Action
5.C Management Proposal Management No Action
5.D Management Proposal Management No Action
5.E Management Proposal Management No Action
5.F Management Proposal Management No Action
6. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 51623 0 10-Apr-2007 10-Apr-2007
PARTNERS GROUP HOLDING, BAAR
SECURITY H6120A101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN CH0024608827 AGENDA 701196342 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5.1 Management Proposal Management No Action
5.2 Management Proposal Management No Action
6. Management Proposal Management No Action
7. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 8087 0 10-Apr-2007 10-Apr-2007
EMPRESAS ICA SAB DE CV
SECURITY P37149104 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN MXP371491046 AGENDA 701207830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management Abstain Against
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 364700 0 18-Apr-2007 18-Apr-2007
LANCASHIRE HOLDINGS LTD
SECURITY G5361W104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-May-2007
ISIN BMG5361W1047 AGENDA 701215433 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
S.8 Management Proposal Management For For
9.I Management Proposal Management For For
9.II Management Proposal Management For For
9.III Management Proposal Management For For
9.IV Management Proposal Management For For
9.V Management Proposal Management For For
9.VI Management Proposal Management For For
9.VII Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 213533 0 20-Apr-2007 20-Apr-2007
MAPELEY LTD
SECURITY G58216105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-May-2007
ISIN GB00B0BHCR03 AGENDA 701184373 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management Against Against
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 27305 0 16-Apr-2007 16-Apr-2007
KONINKLIJKE BAM GROEP NV
SECURITY N0157T177 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-May-2007
ISIN NL0000337319 AGENDA 701195186 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2.A Management Proposal Management No Action
2.B Management Proposal Management No Action
2.C Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7.A Management Proposal Management No Action
7.B Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
11.A Management Proposal Management No Action
11.B Management Proposal Management No Action
12. Management Proposal Management No Action
13. Non-Voting Proposal Note Non-Voting
14. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 3450 65531 25-Apr-2007 25-Apr-2007
ORDINA NV
SECURITY N67367164 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-May-2007
ISIN NL0000440584 AGENDA 701217209 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Non-Voting Proposal Note Non-Voting
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8.A Management Proposal Management No Action
8.B Management Proposal Management No Action
9. Management Proposal Management No Action
10.A Management Proposal Management No Action
10.B Management Proposal Management No Action
11. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 94618 0 25-Apr-2007 25-Apr-2007
KARSTADT QUELLE AG, ESSEN
SECURITY D38435109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 10-May-2007
ISIN DE0006275001 AGENDA 701188674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 58717 0 19-Apr-2007 19-Apr-2007
PETROFAC LTD, LONDON
SECURITY G7052T101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN GB00B0H2K534 AGENDA 701198168 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
14. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 235691 0 27-Apr-2007 27-Apr-2007
SECHE ENVIRONNEMENT SA, PARIS
SECURITY F8211M103 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 11-May-2007
ISIN FR0000039109 AGENDA 701202121 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management Against Against
O.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 21203 0 26-Apr-2007 26-Apr-2007
SYMRISE AG, HOLZMINDEN
SECURITY D827A1108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN DE000SYM9999 AGENDA 701188890 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 86461 0 27-Apr-2007 27-Apr-2007
DUFRY AG, BASEL
SECURITY H2082J107 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN CH0023405456 AGENDA 701217932 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 29889 0 25-Apr-2007 25-Apr-2007
DUFRY AG, BASEL
SECURITY H2082J107 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN CH0023405456 AGENDA 701217944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 29889 0 25-Apr-2007 25-Apr-2007
SBM OFFSHORE NV
SECURITY N7752F148 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN NL0000360618 AGENDA 701226830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2.A Non-Voting Proposal Note Non-Voting
2.B Non-Voting Proposal Note Non-Voting
2.C Management Proposal Management For For
3.A Management Proposal Management For For
3.B Non-Voting Proposal Note Non-Voting
4. Non-Voting Proposal Note Non-Voting
5.A Management Proposal Management For For
5.B Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9.A Management Proposal Management For For
9.B Management Proposal Management For For
10. Non-Voting Proposal Note Non-Voting
11. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 67177 0 02-May-2007 02-May-2007
INFORMA PLC
SECURITY G4771A117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN GB0002625654 AGENDA 701237883 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
S.15 Management Proposal Management For For
S.16 Management Proposal Management For For
S.17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 223180 0 09-May-2007 09-May-2007
COSCO PACIFIC LTD
SECURITY G2442N104 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 17-May-2007
ISIN BMG2442N1048 AGENDA 701211699 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 858000 0 30-Apr-2007 30-Apr-2007
COSCO PACIFIC LTD
SECURITY G2442N104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-May-2007
ISIN BMG2442N1048 AGENDA 701211839 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.i.a Management Proposal Management For For
3.i.b Management Proposal Management For For
3.i.c Management Proposal Management For For
3.i.d Management Proposal Management For For
3.i.e Management Proposal Management For For
3.i.f Management Proposal Management For For
3.ii Management Proposal Management For For
4. Management Proposal Management For For
5.A Management Proposal Management For For
5.B Management Proposal Management For For
5.C Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 858000 0 30-Apr-2007 30-Apr-2007
DIAMOND CITY CO.,LTD.
SECURITY J12201109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 17-May-2007
ISIN JP3499600009 AGENDA 701233570 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Merger Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
3.1 Amend the Articles of Incorporation Management For For
3.2 Amend the Articles of Incorporation Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4 Approve Provision of Retirement Allowance for Against Against
Retiring Officers Management
5 Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1700 30400 08-May-2007 08-May-2007
SLOUGH ESTATES PLC
SECURITY G81821103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-May-2007
ISIN GB0008141045 AGENDA 701198144 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management Against Against
7. Management Proposal Management For For
8. Management Proposal Management Against Against
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
S.14 Management Proposal Management For For
S.15 Management Proposal Management For For
S.16 Management Proposal Management For For
S.17 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 137845 0 09-May-2007 09-May-2007
ANSALDO STS SPA, GENOVA
SECURITY T0421V119 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 22-May-2007
ISIN IT0003977540 AGENDA 701212576 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 20621 0 11-May-2007 11-May-2007
AWD HOLDING AG, HANNOVER
SECURITY D0460P103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN DE0005085906 AGENDA 701212730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 9897 20057 08-May-2007 08-May-2007
SALZGITTER AG, SALZGITTER
SECURITY D80900109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN DE0006202005 AGENDA 701213124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 10705 0 10-May-2007 10-May-2007
SORIN SPA, MILANO
SECURITY T8782F102 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN IT0003544431 AGENDA 701215104 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action
O.2 Management Proposal Management No Action
O.3 Management Proposal Management No Action
O.4 Management Proposal Management No Action
O.5 Management Proposal Management No Action
E.1 Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 575925 97135 10-May-2007 10-May-2007
DERWENT LONDON PLC, LONDON
SECURITY G27300105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0002652740 AGENDA 701228896 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
S.14 Management Proposal Management For For
S.15 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 40000 0 09-May-2007 09-May-2007
SHANGRI-LA ASIA LTD
SECURITY G8063F106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN BMG8063F1068 AGENDA 701229191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.i Management Proposal Management For For
3.ii Management Proposal Management For For
3.iii Management Proposal Management For For
3.iv Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
6.C Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 982670 0 11-May-2007 11-May-2007
RYOHIN KEIKAKU CO.,LTD.
SECURITY J6571N105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN JP3976300008 AGENDA 701233708 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Appoint Accounting Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 500 8300 08-May-2007 08-May-2007
WOLFSON MICROELECTRONICS PLC, EDINBURGH
SECURITY G97272101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN GB0033563130 AGENDA 701154471 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management Against Against
8. Management Proposal Management Against Against
9. Management Proposal Management For For
s.10 Management Proposal Management For For
s.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 380706 0 11-May-2007 11-May-2007
ELAN CORP PLC
SECURITY G29539106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN IE0003072950 AGENDA 701219431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
S.8 Management Proposal Management For For
S.9 Management Proposal Management For For
S.10 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 91212 46795 13-May-2007 13-May-2007
DYNO NOBEL LTD
SECURITY Q3311A107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN AU000000DXL6 AGENDA 701221892 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 55223 522321 09-May-2007 09-May-2007
CARBONE LORRAINE, COURBEVOIE
SECURITY F13755115 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN FR0000039620 AGENDA 701241464 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management Against Against
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
O.11 Management Proposal Management For For
O.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management Against Against
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 6765 0 11-May-2007 11-May-2007
MIRAEASSET SECURITIES CO LTD
SECURITY Y6074E100 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-May-2007
ISIN KR7037620002 AGENDA 701243709 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 22882 0 14-May-2007 14-May-2007
GUINNESS PEAT GROUP PLC
SECURITY G4205Y111 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-May-2007
ISIN GB0032163650 AGENDA 701215661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1461414 9 18-May-2007 18-May-2007
TECHTRONIC INDUSTRIES CO LTD
SECURITY Y8563B159 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-May-2007
ISIN HK0669013440 AGENDA 701239964 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.a Management Proposal Management For For
3.b Management Proposal Management Against Against
3.c Management Proposal Management Against Against
3.d Management Proposal Management For For
3.e Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 428430 999670 13-May-2007 13-May-2007
POINT INC.
SECURITY J63944102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 30-May-2007
ISIN JP3856000009 AGENDA 701186668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5. Approve Provision of Retirement Allowance for Management For For
Retiring Directors
6. Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 15090 16270 16-May-2007 16-May-2007
RHOEN KLINIKUM AG, BAD NEUSTADT
SECURITY D6530N119 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-May-2007
ISIN DE0007042301 AGENDA 701223238 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 43500 0 14-May-2007 14-May-2007
INTERHYP AG, MUENCHEN
SECURITY D3515M109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 01-Jun-2007
ISIN DE0005121701 AGENDA 701219796 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
10. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 24929 0 17-May-2007 17-May-2007
ARKEMA, PUTEAUX
SECURITY F0392W125 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 05-Jun-2007
ISIN FR0010313833 AGENDA 701215685 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management Against Against
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
E.8 Management Proposal Management For For
E.9 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 09-May-2007
CHINA OILFIELD SVCS LTD
SECURITY Y15002101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2007
ISIN CN0007789299 AGENDA 701220713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S12.1 Management Proposal Management For For
S12.2 Management Proposal Management For For
S12.3 Management Proposal Management For For
S12.4 Management Proposal Management For For
S12.5 Management Proposal Management For For
S12.6 Management Proposal Management For For
S12.7 Management Proposal Management For For
S12.8 Management Proposal Management For For
S12.9 Management Proposal Management For For
S1210 Management Proposal Management For For
S1211 Management Proposal Management For For
S.13 Management Proposal Management For For
S.14 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1596400 10600 21-May-2007 21-May-2007
CHINA OILFIELD SVCS LTD
SECURITY Y15002101 MEETING TYPE Class Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2007
ISIN CN0007789299 AGENDA 701226703 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1596400 10600 24-May-2007 24-May-2007
IPSEN
SECURITY F5362H107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2007
ISIN FR0010259150 AGENDA 701243379 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
E.6 Management Proposal Management For For
E.7 Management Proposal Management For For
E.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 50674 0 21-May-2007 21-May-2007
VENTURE PRODUCTION PLC
SECURITY G9335K105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2007
ISIN GB0031423188 AGENDA 701244458 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
S.16 Management Proposal Management For For
S.17 Management Proposal Management For For
S.18 Management Proposal Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 21-May-2007
MEARS GROUP PLC
SECURITY G5946P103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2007
ISIN GB0005630420 AGENDA 701250146 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 325189 0 25-May-2007 25-May-2007
BIOMERIEUX, MARCY L'ETOILE
SECURITY F1149Y109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 07-Jun-2007
ISIN FR0010096479 AGENDA 701238051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management For For
O.2 Management Proposal Management For For
O.3 Management Proposal Management For For
O.4 Management Proposal Management For For
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
E.8 Management Proposal Management For For
E.9 Management Proposal Management For For
E.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 29675 0 21-May-2007 21-May-2007
PRAKTIKER BAU- UND HEIMWERKERMAERKTE HOLDING AG, K
SECURITY D6174B108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 11-Jun-2007
ISIN DE000A0F6MD5 AGENDA 701241527 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 42043 0 22-May-2007 22-May-2007
SHUN TAK HOLDINGS LTD
SECURITY Y78567107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Jun-2007
ISIN HK0242001243 AGENDA 701228769 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.1 Management Proposal Management For For
3.2 Management Proposal Management Against Against
3.3 Management Proposal Management For For
3.4 Management Proposal Management For For
3.5 Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.I Management Proposal Management For For
6.II Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 0 0 25-May-2007 25-May-2007
STADA-ARZNEIMITTEL AG, BAD VILBEL
SECURITY D76226113 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Jun-2007
ISIN DE0007251803 AGENDA 701244181 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 12 31266 05-Jun-2007 05-Jun-2007
STAR ENERGY GROUP PLC, LONDON
SECURITY G8440H106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2007
ISIN GB00B00W1F70 AGENDA 701219126 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 244898 0 10-Jun-2007 10-Jun-2007
KORIAN
SECURITY F5412L108 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 21-Jun-2007
ISIN FR0010386334 AGENDA 701253736 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
e.1 Management Proposal Management For For
e.2 Management Proposal Management For For
e.3 Management Proposal Management For For
e.4 Management Proposal Management For For
e.5 Management Proposal Management For For
e.6 Management Proposal Management For For
e.7 Management Proposal Management For For
o.8 Management Proposal Management For For
o.9 Management Proposal Management For For
o.10 Management Proposal Management For For
o.11 Management Proposal Management For For
o.12 Management Proposal Management For For
o.13 Management Proposal Management Against Against
o.14 Management Proposal Management For For
o.15 Management Proposal Management For For
o.16 Management Proposal Management For For
o.17 Management Proposal Management For For
o.18 Management Proposal Management For For
o.19 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 41767 0 05-Jun-2007 05-Jun-2007
HITACHI METALS,LTD.
SECURITY J20538112 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 21-Jun-2007
ISIN JP3786200000 AGENDA 701271265 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Amend the Articles of Incorporation Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management Against Against
2.7 Appoint a Director Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 143000 0 10-Jun-2007 10-Jun-2007
HELLENIC TECHNODOMIKI TEV SA
SECURITY X32578118 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN GRS191213008 AGENDA 701267355 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 198482 0 13-Jun-2007 13-Jun-2007
DISCO CORPORATION
SECURITY J12327102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3548600000 AGENDA 701271354 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
4 Approve Payment of Bonuses to Corporate Officers Management For For
5 Amend the Compensation to be received by Corporate Management For For
Officers
6 Others Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 17900 0 11-Jun-2007 11-Jun-2007
MEC COMPANY LTD.
SECURITY J4580E109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3920890005 AGENDA 701284123 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
2.1 Appoint a Corporate Auditor Management For For
2.2 Appoint a Corporate Auditor Management For For
3 Appoint a Corporate Auditor Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 56300 13000 14-Jun-2007 14-Jun-2007
THE FUJI FIRE AND MARINE INSURANCE COMPANY, LIMITED
SECURITY J14238117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2007
ISIN JP3808000008 AGENDA 701235271 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
1.12 Appoint a Director Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 225500 233000 12-Jun-2007 12-Jun-2007
JAPAN PETROLEUM EXPLORATION CO.,LTD.
SECURITY J2740Q103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2007
ISIN JP3421100003 AGENDA 701284313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Approve Provision of Retirement Allowance for Management For For
Retiring Directors
6 Approve Payment of Bonuses to Corporate Officers Management For For
7 Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 1400 25000 13-Jun-2007 13-Jun-2007
IGD - IMMOBILIARE GRANDE DISTRIBUZIONE SPA, RAVENN
SECURITY T5331M109 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2007
ISIN IT0003745889 AGENDA 701300864 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 422032 0 15-Jun-2007 15-Jun-2007
USS CO.,LTD.
SECURITY J9446Z105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3944130008 AGENDA 701235170 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
3.17 Appoint a Director Management For For
3.18 Appoint a Director Management For For
4. Approve Provision of Retirement Allowance for Management For For
Retiring Officers
5. Others Management For For
6. Appoint Accounting Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 17380 1140 14-Jun-2007 14-Jun-2007
GOODPACK LTD
SECURITY Y2808U106 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN SG1I78884307 AGENDA 701270631 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 840500 631500 19-Jun-2007 19-Jun-2007
DERWENT LONDON PLC, LONDON
SECURITY G27300105 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN GB0002652740 AGENDA 701275996 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
S.1 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 40000 0 19-Jun-2007 19-Jun-2007
UNI?CHARM CORPORATION
SECURITY J94104114 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3951600000 AGENDA 701280505 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
2 Approve Provision of Retirement Allowance for Management Against Against
Retiring Officers
3 Amend the Compensation to be received by Corporate Management Against Against
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 9400 26000 14-Jun-2007 14-Jun-2007
OBIC BUSINESS CONSULTANTS CO.,LTD.
SECURITY J59469106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3173500004 AGENDA 701282977 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
4 Approve Payment of Bonuses to Corporate Officers Management For For
5 Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 16700 26000 14-Jun-2007 14-Jun-2007
THE DAISHI BANK, LTD.
SECURITY J10794105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Jun-2007
ISIN JP3483800003 AGENDA 701285517 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Approve Payment of Bonuses to Corporate Officers Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management Against Against
3.4 Appoint a Corporate Auditor Management For For
4 Approve Provision of Retirement Allowance for Management For For
Retiring Officers
5 Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 384000 0 19-Jun-2007 19-Jun-2007
OBIC CO., LTD.
SECURITY J5946V107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jun-2007
ISIN JP3173400007 AGENDA 701235853 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
3. Appoint a Corporate Auditor Management For For
4. Appoint Accounting Auditors Management For For
5. Approve Provision of Retirement Allowance for Management For For
Retiring Officers
6. Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 10160 2410 19-Jun-2007 19-Jun-2007
KONTRON AG, ECHING
SECURITY D2233E118 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jun-2007
ISIN DE0006053952 AGENDA 701258899 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 2344 105338 12-Jun-2007 12-Jun-2007
THE HIGO BANK,LTD.
SECURITY J19404102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Jun-2007
ISIN JP3783800000 AGENDA 701284717 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
3.5 Appoint a Corporate Auditor Management For For
4 Approve Provision of Retirement Allowance for Management Against Against
Retiring Auditors
5 Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 227000 0 19-Jun-2007 19-Jun-2007
PROSEGUR COMPANIA DE SEGURIDAD SA
SECURITY E83453162 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN ES0175438235 AGENDA 701263713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3.1 Management Proposal Management For For
3.2 Management Proposal Management For For
3.3.1 Management Proposal Management For For
3.3.2 Management Proposal Management For For
3.3.3 Management Proposal Management For For
3.4.1 Management Proposal Management For For
3.4.2 Management Proposal Management For For
3.5.1 Management Proposal Management For For
3.5.2 Management Proposal Management For For
3.5.3 Management Proposal Management For For
3.5.4 Management Proposal Management For For
3.5.5 Management Proposal Management For For
3.5.6 Management Proposal Management For For
3.5.7 Management Proposal Management For For
3.5.8 Management Proposal Management For For
4.1 Management Proposal Management For For
4.2 Management Proposal Management For For
4.3.1 Management Proposal Management For For
4.3.2 Management Proposal Management For For
4.4.1 Management Proposal Management For For
4.4.2 Management Proposal Management For For
4.4.3 Management Proposal Management For For
5. Management Proposal Management For For
6.1 Management Proposal Management Against Against
6.2 Management Proposal Management For For
6.3 Management Proposal Management For For
6.4 Management Proposal Management For For
6.5 Management Proposal Management For For
6.6 Management Proposal Management Against Against
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Non-Voting Proposal Note Non-Voting
12. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 55785 36481 19-Jun-2007 19-Jun-2007
BANCO DI DESIO E DELLA BRIANZA SPA, DESIO
SECURITY T1719F105 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN IT0001041000 AGENDA 701265402 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 173203 0 20-Jun-2007 20-Jun-2007
THE JAPAN STEEL WORKS,LTD.
SECURITY J27743103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3721400004 AGENDA 701278170 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5 Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 27304 170696 18-Jun-2007 18-Jun-2007
THE KEIYO BANK,LTD.
SECURITY J05754106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3281600001 AGENDA 701280581 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
3 Appoint a Corporate Auditor Management For For
4 Approve Provision of Retirement Allowance for Management For For
Retiring Directors
5 Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 214013 63987 19-Jun-2007 19-Jun-2007
SHIONOGI & CO.,LTD.
SECURITY J74229105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3347200002 AGENDA 701281139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Approve Payment of Bonuses to Corporate Officers Management For For
6 Amend the Compensation to be received by Corporate Management For For
Officers
7 Approve Provision of Retirement Allowance for Management For For
Retiring Auditors
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 92049 64051 19-Jun-2007 19-Jun-2007
THE 77 BANK,LTD.
SECURITY J71348106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3352000008 AGENDA 701281583 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5 Approve Provision of Retirement Allowance for Management Against Against
Retiring Officers
6 Approve Payment of Bonuses to Corporate Officers Management For For
7 Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 14000 266000 19-Jun-2007 19-Jun-2007
SUMITOMO OSAKA CEMENT CO.,LTD.
SECURITY J77734101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3400900001 AGENDA 701285834 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Corporate Auditor Management For For
2.2 Appoint a Corporate Auditor Management For For
2.3 Appoint a Corporate Auditor Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 729133 196367 19-Jun-2007 19-Jun-2007
KOBAYASHI PHARMACEUTICAL CO.,LTD.
SECURITY J3430E103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3301100008 AGENDA 701293932 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Amend the Articles of Incorporation Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4 Others Management For For
5 Others Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 15100 40200 19-Jun-2007 19-Jun-2007
THE MUSASHINO BANK,LTD.
SECURITY J46883104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3912800004 AGENDA 701294833 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
3 Appoint a Corporate Auditor Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 10538 11262 18-Jun-2007 18-Jun-2007
YAMAGUCHI FINANCIAL GROUP,INC.
SECURITY J9579M103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3935300008 AGENDA 701295582 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Amend the Articles of Incorporation Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
3 Appoint a Corporate Auditor Management For For
4 Amend the Compensation to be received by Corporate Management For For
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 92000 0 19-Jun-2007 19-Jun-2007
TAIYO INK MFG.CO.,LTD.
SECURITY J80013105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3449100001 AGENDA 701297978 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Corporate Auditor Management For For
2.2 Appoint a Corporate Auditor Management For For
2.3 Appoint a Corporate Auditor Management For For
3 Appoint a Corporate Auditor Management For For
4 Approve Provision of Retirement Allowance for Management For For
Retiring Auditors
5 Approve Payment of Bonuses to Corporate Officers Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 32700 0 18-Jun-2007 18-Jun-2007
NTN CORPORATION
SECURITY J59353110 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3165600002 AGENDA 701298019 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
2.3 Appoint a Director Management For For
2.4 Appoint a Director Management For For
2.5 Appoint a Director Management For For
2.6 Appoint a Director Management For For
2.7 Appoint a Director Management For For
2.8 Appoint a Director Management For For
2.9 Appoint a Director Management For For
2.10 Appoint a Director Management For For
2.11 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management Against Against
3.3 Appoint a Corporate Auditor Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6H 50P 211000 0 19-Jun-2007 19-Jun-2007
ITEM 1: PROXY VOTING RECORD
The Hartford LargeCap Growth Fund
07/01/2006 - 06/30/2007
ABBOTT LABORATORIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABT CUSIP9 002824100 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Roxanne Austin Mgmt For For For
1.2 Elect William Daley Mgmt For For For
1.3 Elect W. James Farrell Mgmt For For For
1.4 Elect H. Laurance Fuller Mgmt For For For
1.5 Elect Richard Gonzalez Mgmt For For For
1.6 Elect David Owen Mgmt For For For
1.7 Elect Boone Powell, Jr. Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For For
AS AUDITORS
3 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against For Against
4 SHAREHOLDER PROPOSAL - THE ROLES OF ShrHoldr Against For Against
CHAIR AND CEO
AES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AES CUSIP9 00130H105 06/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Darman Mgmt For For For
1.2 Elect Paul Hanrahan Mgmt For For For
1.3 Elect Kristina Johnson Mgmt For For For
1.4 Elect John Koskinen Mgmt For Withhold Against
1.5 Elect Philip Lader Mgmt For For For
1.6 Elect John McArthur Mgmt For Withhold Against
1.7 Elect Sandra Moose Mgmt For For For
1.8 Elect Philip Odeen Mgmt For For For
1.9 Elect Charles Rossotti Mgmt For Withhold Against
1.10 Elect Sven Sandstrom Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF Mgmt For Against Against
INDEPENDENT AUDITORS.
AETNA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AET CUSIP9 00817Y108 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Frank Clark Mgmt For For For
1.2 Elect Betsy Cohen Mgmt For Withhold Against
1.3 Elect Molly Coye Mgmt For For For
1.4 Elect Barbara Franklin Mgmt For Withhold Against
1.5 Elect Jeffrey Garten Mgmt For For For
1.6 Elect Earl Graves Mgmt For For For
1.7 Elect Gerald Greenwald Mgmt For Withhold Against
1.8 Elect Ellen Hancock Mgmt For For For
1.9 Elect Edward Ludwig Mgmt For For For
1.10 Elect Joseph Newhouse Mgmt For For For
1.11 Elect Ronald Williams Mgmt For For For
2 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
3 APPROVAL OF AMENDMENT TO ARTICLES OF Mgmt For For For
INCORPORATION
4 SHAREHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Nominating a Direct
AFFILIATED MANAGERS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMG CUSIP9 008252108 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Floor Mgmt For Withhold Against
1.2 Elect Sean Healey Mgmt For For For
1.3 Elect Harold Meyerman Mgmt For For For
1.4 Elect William Nutt Mgmt For For For
1.5 Elect Rita Rodriguez Mgmt For For For
1.6 Elect Patrick Ryan Mgmt For For For
1.7 Elect Jide Zeitlin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
AKAMAI TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AKAM CUSIP9 00971T101 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ronald Graham Mgmt For For For
1.2 Elect F. Thomson Leighton Mgmt For For For
1.3 Elect Paul Sagan Mgmt For For For
1.4 Elect Naomi O. Seligman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALTERA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALTR CUSIP9 021441100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: JOHN P. DAANE. Mgmt For For For
2 ELECTION OF DIRECTOR: ROBERT W. REED. Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
FINOCCHIO, JR.
4 ELECTION OF DIRECTOR: KEVIN MCGARITY. Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN SHOEMAKER. Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN WANG. Mgmt For For For
7 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase Plan
8 Ratification of Auditor Mgmt For For For
ALTRIA GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MO CUSIP9 02209S103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Elizabeth Bailey Mgmt For For For
1.2 Elect Harold Brown Mgmt For For For
1.3 Elect Mathis Cabiallavetta Mgmt For For For
1.4 Elect Louis Camilleri Mgmt For For For
1.5 Elect J.Dudley Fishburn Mgmt For For For
1.6 Elect Robert Huntley Mgmt For For For
1.7 Elect Thomas Jones Mgmt For For For
1.8 Elect George Munoz Mgmt For For For
1.9 Elect Lucio Noto Mgmt For For For
1.10 Elect John Reed Mgmt For For For
1.11 Elect Stephen Wolf Mgmt For For For
2 RATIFICATION OF THE SELECTION OF Mgmt For For For
INDEPENDENT AUDITORS
3 STOCKHOLDER PROPOSAL 1 - CUMULATIVE ShrHoldr Against For Against
VOTING
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Informing Children
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Stopping All Compan
6 STOCKHOLDER PROPOSAL 4 - GET OUT OF ShrHoldr Against Against For
TRADITIONAL TOBACCO BUSINESS BY 2010
7 STOCKHOLDER PROPOSAL 5 - ANIMAL ShrHoldr Against Against For
WELFARE POLICY
AMERICAN EAGLE OUTFITTERS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEO CUSIP9 02553E106 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jon Diamond Mgmt For Withhold Against
1.2 Elect Alan Kane Mgmt For For For
1.3 Elect Cary McMillan Mgmt For For For
1.4 Elect James O'Donnell Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
AMERICAN EXPRESS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXP CUSIP9 025816109 04/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For For For
1.5 Elect Peter Chernin Mgmt For For For
1.6 Elect Vernon Jordan, Jr. Mgmt For For For
1.7 Elect Jan Leschly Mgmt For For For
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For For For
1.10 Elect Edward Miller Mgmt For For For
1.11 Elect Frank Popoff Mgmt For Withhold Against
1.12 Elect Steven Reinemund Mgmt For For For
1.13 Elect Robert Walter Mgmt For For For
1.14 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2007 Incentive Compensation Plan Mgmt For For For
4 A SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
CUMULATIVE VOTING FOR DIRECTORS.
AMGEN INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP9 031162100 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: MR. FRANK J. Mgmt For For For
BIONDI, JR.
2 ELECTION OF DIRECTOR: MR. JERRY D. Mgmt For For For
CHOATE
3 ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For For
HERRINGER
4 ELECTION OF DIRECTOR: DR. GILBERT S. Mgmt For For For
OMENN
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Certificate of Mgmt For For For
Incorporation to D
7 Amendment to the Bylaws to Declassify Mgmt For For For
the Board
8 STOCKHOLDER PROPOSAL #1 (ANIMAL ShrHoldr Against Against For
WELFARE POLICY).
9 STOCKHOLDER PROPOSAL #2 ShrHoldr Against Against For
(SUSTAINABILITY REPORT).
AMR (AMERICAN AIRLINES) CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMR CUSIP9 001765106 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gerard Arpey Mgmt For For For
1.2 Elect John Bachmann Mgmt For For For
1.3 Elect David Boren Mgmt For For For
1.4 Elect Armando Codina Mgmt For For For
1.5 Elect Earl Graves Mgmt For For For
1.6 Elect Ann Korologos Mgmt For For For
1.7 Elect Michael Miles Mgmt For For For
1.8 Elect Philip Purcell Mgmt For Withhold Against
1.9 Elect Ray Robinson Mgmt For For For
1.10 Elect Judith Rodin Mgmt For For For
1.11 Elect Matthew Rose Mgmt For For For
1.12 Elect Roger Staubach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS
5 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
PERFORMANCE BASED STOCK OPTIONS
6 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on
ANHEUSER-BUSCH COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BUD CUSIP9 035229103 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect August Busch III Mgmt For For For
1.2 Elect August Busch IV Mgmt For For For
1.3 Elect Carlos Fernandez G. Mgmt For Withhold Against
1.4 Elect James Jones Mgmt For For For
1.5 Elect Andrew Taylor Mgmt For For For
1.6 Elect Douglas Warner III Mgmt For For For
2 APPROVAL OF THE 2007 EQUITY AND Mgmt For For For
INCENTIVE PLAN
3 APPROVAL OF THE GLOBAL EMPLOYEE STOCK Mgmt For For For
PURCHASE PLAN
4 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
5 STOCKHOLDER PROPOSAL CONCERNING A ShrHoldr Against Against For
REPORT ON CHARITABLE CONTRIBUTIONS
ANN TAYLOR STORES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANN CUSIP9 036115103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Grayson Mgmt For For For
1.2 Elect Michael Trapp Mgmt For For For
2 Management Performance Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
APPLE COMPUTERS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAPL CUSIP9 037833100 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Arthur Levinson Mgmt For Withhold Against
1.6 Elect Eric Schmidt, PhD Mgmt For Withhold Against
1.7 Elect Jerome York Mgmt For Withhold Against
2 TO APPROVE AMENDMENTS TO THE APPLE Mgmt For Against Against
INC. 2003 EMPLOYEE STOCK PLAN.
3 TO APPROVE AMENDMENTS TO THE APPLE Mgmt For For For
INC. EMPLOYEE STOCK PURCHASE PLAN.
4 TO APPROVE AMENDMENTS TO THE 1997 Mgmt For Against Against
DIRECTOR STOCK OPTION PLAN.
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Option ShrHoldr Against For Against
Dating Polic
7 Shareholder Proposal Regarding Pay ShrHoldr Against For Against
for Performance
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Environmental Repor
9 Shareholder Proposal Regarding Equity ShrHoldr Against For Against
Retention Po
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Electronic Waste Ta
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Co
BARR PHARMACEUTICALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRL CUSIP9 068306109 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Bruce Downey Mgmt For For For
1.2 Elect Paul Bisaro Mgmt For For For
1.3 Elect George Stephan Mgmt For For For
1.4 Elect Harold Chefitz Mgmt For For For
1.5 Elect Richard Frankovic Mgmt For For For
1.6 Elect Peter Seaver Mgmt For Withhold Against
1.7 Elect James Gilmore, III Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2007 Stock and Incentive Award Plan Mgmt For For For
4 2007 Executive Officer Incentive Plan Mgmt For For For
BOEING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BA CUSIP9 097023105 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: ARTHUR D. Mgmt For For For
COLLINS, JR.
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For For
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For For For
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
MCDONNELL
8 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY, JR.
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
NANULA
10 ELECTION OF DIRECTOR: ROZANNE L. Mgmt For For For
RIDGWAY
11 ELECTION OF DIRECTOR: MIKE S. Mgmt For For For
ZAFIROVSKI
12 Ratification of Auditor Mgmt For For For
13 PREPARE A REPORT ON FOREIGN MILITARY ShrHoldr Against Against For
SALES.
14 DEVELOP AND ADOPT HUMAN RIGHTS ShrHoldr Against Against For
POLICIES.
15 PREPARE A REPORT ON CHARITABLE ShrHoldr Against Against For
CONTRIBUTIONS.
16 PREPARE A REPORT ON POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
17 SEPARATE THE ROLES OF CEO AND ShrHoldr Against For Against
CHAIRMAN.
18 SUBJECT RIGHTS PLANS TO SHAREHOLDER ShrHoldr Against Against For
VOTE.
19 ADVISORY VOTE ON COMPENSATION ShrHoldr Against For Against
DISCUSSION AND ANALYSIS.
20 ADOPT A POLICY ON PERFORMANCE-BASED ShrHoldr Against Against For
STOCK OPTIONS.
21 RECOUP UNEARNED MANAGEMENT BONUSES. ShrHoldr Against Against For
CAREMARK RX INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMX CUSIP9 141705103 03/16/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Agreement Mgmt
2 Right to Adjourn Meeting Mgmt
CAREMARK RX INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMX CUSIP9 141705103 03/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Agreement Mgmt For Against Against
2 Right to Adjourn Meeting Mgmt For Against Against
CARMAX INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMX CUSIP9 143130102 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Folliard Mgmt For For For
1.2 Elect Edgar Grubb Mgmt For For For
1.3 Elect Keith Browning Mgmt For Withhold Against
1.4 Elect James F. Clingman, Jr. Mgmt For For For
1.5 Elect Hugh Robinson Mgmt For For For
1.6 Elect Thomas Stemberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Annual Performance-Based Bonus Plan Mgmt For For For
CATERPILLAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAT CUSIP9 149123101 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Dillon Mgmt For For For
1.2 Elect Juan Gallardo Mgmt For Withhold Against
1.3 Elect William Osborn Mgmt For For For
1.4 Elect Edward Rust, Jr. Mgmt For For For
2 RATIFY AUDITORS Mgmt For For For
3 STOCKHOLDER PROPOSAL-SEPARATE CEO & ShrHoldr Against For Against
CHAIR
4 STOCKHOLDER PROPOSAL-MAJORITY VOTE ShrHoldr Against For Against
STANDARD
CHICAGO MERCANTILE EXCHANGE HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CME CUSIP9 167760107 04/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
CHICAGO MERCANTILE EXCHANGE HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CME CUSIP9 167760107 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Craig Donohue Mgmt For For For
1.2 Elect Terrence Duffy Mgmt For For For
1.3 Elect Daniel Glickman Mgmt For For For
1.4 Elect William Miller, II Mgmt For For For
1.5 Elect James Oliff Mgmt For For For
1.6 Elect John Sandner Mgmt For For For
1.7 Elect Terry Savage Mgmt For For For
2 Amendment to the Amended and Restated Mgmt For For For
Omnibus Stoc
3 Amendment to the Annual Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
CHOICE HOTELS INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHH CUSIP9 169905106 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Jews Mgmt For For For
1.2 Elect John Schwieters Mgmt For For For
1.3 Elect David Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CITIZENS COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CZB CUSIP9 17453B101 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Kathleen Abernathy Mgmt For For For
1.2 Elect Leroy Barnes, Jr. Mgmt For For For
1.3 Elect Michael Dugan Mgmt For For For
1.4 Elect Jeri Finard Mgmt For For For
1.5 Elect Lawton Fitt Mgmt For For For
1.6 Elect William Kraus Mgmt For Withhold Against
1.7 Elect Howard Schrott Mgmt For Withhold Against
1.8 Elect Larraine Segil Mgmt For Withhold Against
1.9 Elect Bradley Singer Mgmt For For For
1.10 Elect David Ward Mgmt For For For
1.11 Elect Myron Wick, III Mgmt For For For
1.12 Elect Mary Wilderotter Mgmt For For For
2 TO ADOPT THE 2008 CITIZENS INCENTIVE Mgmt For For For
PLAN.
3 Amendment to the Amended and Restated Mgmt For For For
2000 Equity
4 Ratification of Auditor Mgmt For For For
COCA COLA COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KO CUSIP9 191216100 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For For
2 ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For For
3 ELECTION OF DIRECTOR: CATHLEEN P. Mgmt For For For
BLACK
4 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For Against Against
5 ELECTION OF DIRECTOR: E. NEVILLE Mgmt For For For
ISDELL
6 ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
MCHENRY
8 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
ROBINSON III
10 ELECTION OF DIRECTOR: PETER V. Mgmt For For For
UEBERROTH
11 ELECTION OF DIRECTOR: JAMES B. Mgmt For Against Against
WILLIAMS
12 Ratification of Auditor Mgmt For For For
13 APPROVAL OF THE PERFORMANCE INCENTIVE Mgmt For For For
PLAN OF THE COCA-COLA COMPANY
14 SHAREOWNER PROPOSAL REGARDING ShrHoldr Against Against For
MANAGEMENT COMPENSATION
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on th
16 SHAREOWNER PROPOSAL REGARDING ShrHoldr Against Against For
CHEMICAL AND BIOLOGICAL TESTING
17 Shareholder Proposal Regarding the ShrHoldr Against Against For
Study and Repor
18 SHAREOWNER PROPOSAL REGARDING ShrHoldr Against Against For
RESTRICTED STOCK
COGNIZANT TECHNOLOGY SOLUTIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTSH CUSIP9 192446102 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Lakshmi Narayanan Mgmt For For For
1.2 Elect John Klein Mgmt For For For
2 Amendment to 1999 Incentive Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
COMCAST CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP9 20030N101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Brian Roberts Mgmt For For For
1.10 Elect Ralph Roberts Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Michael Sovern Mgmt For For For
2 INDEPENDENT AUDITORS Mgmt For For For
3 PREVENT THE ISSUANCE OF NEW STOCK ShrHoldr Against Against For
OPTIONS
4 REQUIRE THAT THE CHAIRMAN OF THE ShrHoldr Against For Against
BOARD NOT BE AN EMPLOYEE
5 REQUIRE SUSTAINABILITY REPORT ShrHoldr Against Against For
6 ADOPT A RECAPITALIZATION PLAN ShrHoldr Against For Against
7 REQUIRE ANNUAL VOTE ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION
8 REQUIRE PAY DIFFERENTIAL REPORT ShrHoldr Against Against For
9 REQUIRE DISCLOSURE OF POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS
CONTINENTAL AIRLINES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAL CUSIP9 210795308 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Barrack, Jr. Mgmt For For For
1.2 Elect Kirbyjon Caldwell Mgmt For For For
1.3 Elect Lawrence Kellner Mgmt For For For
1.4 Elect Douglas McCorkindale Mgmt For For For
1.5 Elect Henry Meyer III Mgmt For For For
1.6 Elect Oscar Munoz Mgmt For For For
1.7 Elect George Parker Mgmt For For For
1.8 Elect Jeffrey Smisek Mgmt For For For
1.9 Elect Karen Williams Mgmt For Withhold Against
1.10 Elect Ronald Woodard Mgmt For For For
1.11 Elect Charles Yamarone Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
3 STOCKHOLDER PROPOSAL RELATED TO ShrHoldr Against Against For
POLITICAL ACTIVITIES
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based E
5 PLEASE MARK FOR IF STOCK OWNED Mgmt Abstain
BENEFICIALLY BY Y
COVENTRY HEALTHCARE INC COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVH CUSIP9 222862104 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect L. Dale Crandall Mgmt For Withhold Against
1.2 Elect Elizabeth Tallett Mgmt For Withhold Against
1.3 Elect Allen Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CUMMINS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMI CUSIP9 231021106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
DARNALL
2 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
3 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For
4 ELECTION OF DIRECTOR: F. JOSEPH Mgmt For For For
LOUGHREY
5 ELECTION OF DIRECTOR: WILLIAM I. Mgmt For For For
MILLER
6 ELECTION OF DIRECTOR: GEORGIA R. Mgmt For For For
NELSON
7 ELECTION OF DIRECTOR: THEODORE M. Mgmt For For For
SOLSO
8 ELECTION OF DIRECTOR: CARL WARE Mgmt For For For
9 ELECTION OF DIRECTOR: J. LAWRENCE Mgmt For For For
WILSON
10 Ratification of Auditor Mgmt For For For
11 PROPOSAL TO AMEND 2003 STOCK Mgmt For For For
INCENTIVE PLAN.
12 PROPOSAL TO AMEND RESTATED ARTICLES Mgmt For For For
OF INCORPORATION.
CVS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP9 126650100 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For For
2 ELECTION OF DIRECTOR: C. DAVID BROWN Mgmt For For For
II
3 ELECTION OF DIRECTOR: E. MAC CRAWFORD Mgmt For For For
4 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For Against Against
5 ELECTION OF DIRECTOR: KRISTEN E. Mgmt For For For
GIBNEY WILLIAMS
6 ELECTION OF DIRECTOR: ROGER L. Mgmt For Against Against
HEADRICK
7 ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For Against Against
8 ELECTION OF DIRECTOR: WILLIAM H. JOYCE Mgmt For For For
9 ELECTION OF DIRECTOR: JEAN-PIERRE Mgmt For For For
MILLON
10 ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For For
11 ELECTION OF DIRECTOR: C.A. LANCE Mgmt For For For
PICCOLO
12 ELECTION OF DIRECTOR: SHELI Z. Mgmt For Against Against
ROSENBERG
13 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
14 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO ADOPT THE COMPANY S 2007 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
17 PROPOSAL TO ADOPT THE COMPANY S 2007 Mgmt For For For
INCENTIVE PLAN.
18 STOCKHOLDER PROPOSAL REGARDING LIMITS ShrHoldr Against Against For
ON CEO COMPENSATION.
19 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEPARATION OF THE ROLES OF CHAIRMAN
AND CEO.
20 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SUSTAINABILITY REPORTING BY THE
COMPANY.
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consul
22 STOCKHOLDER PROPOSAL REGARDING THE ShrHoldr Against For Against
COMPANY S POLICY ON STOCK OPTION
GRANTS.
CVS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP9 126650100 05/09/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Shareholder Proposal Regarding Stock ShrHoldr Against
Option Policy
DANAHER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DHR CUSIP9 235851102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Steven Rales Mgmt For For For
1.2 Elect John Schwieters Mgmt For For For
1.3 Elect Alan Spoon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase Authorized Shares Mgmt For For For
4 TO APPROVE THE 2007 STOCK INCENTIVE Mgmt For For For
PLAN.
5 TO APPROVE THE 2007 EXECUTIVE CASH Mgmt For For For
INCENTIVE COMPENSATION PLAN.
6 Amendment to Executive Deferred Mgmt For For For
Incentive Program
7 Shareholder Proposal Regarding Senior ShrHoldr Against Against For
Executive Eq
DOLLAR TREE STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLTR CUSIP9 256747106 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect H. Ray Compton Mgmt For For For
1.2 Elect Bob Sasser Mgmt For For For
1.3 Elect Alan Wurtzel Mgmt For For For
2 SHAREHOLDER PROPOSAL ShrHoldr Against For Against
DU PONT EI DE NEMOURS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP9 263534109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Brown Mgmt For For For
1.2 Elect Robert Brown Mgmt For For For
1.3 Elect Bertrand Collomb Mgmt For For For
1.4 Elect Curtis Crawford Mgmt For For For
1.5 Elect John Dillon Mgmt For For For
1.6 Elect Eleuthere Du Pont Mgmt For For For
1.7 Elect Charles Holliday, Jr. Mgmt For For For
1.8 Elect Lois Juliber Mgmt For For For
1.9 Elect Masahisa Naitoh Mgmt For For For
1.10 Elect Sean O'Keefe Mgmt For For For
1.11 Elect William Reilly Mgmt For For For
2 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ON DUPONT EQUITY AND INCENTIVE PLAN Mgmt For For For
4 ON GENETICALLY MODIFIED FOOD ShrHoldr Against Against For
5 ON PLANT CLOSURE ShrHoldr Against Against For
6 ON REPORT ON PFOA ShrHoldr Against Against For
7 ON COSTS ShrHoldr Against Against For
8 ON GLOBAL WARMING ShrHoldr Against Against For
9 ON CHEMICAL FACILITY SECURITY ShrHoldr Against Against For
EBAY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBAY CUSIP9 278642103 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Philippe Bourguignon Mgmt For For For
1.2 Elect Thomas Tierney Mgmt For For For
1.3 Elect Margaret Whitman Mgmt For For For
2 Amendment to the 1999 Global Equity Mgmt For For For
Incentive Plan
3 Amendment to 1998 Employee Stock Mgmt For Against Against
Purchase Plan
4 Ratification of Auditor Mgmt For For For
ECHOSTAR COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DISH CUSIP9 278762109 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James DeFranco Mgmt For For For
1.2 Elect Michael T. Dugan Mgmt For Withhold Against
1.3 Elect Cantey Ergen Mgmt For Withhold Against
1.4 Elect Charles W. Ergen Mgmt For For For
1.5 Elect Steven R. Goodbarn Mgmt For For For
1.6 Elect Gary S. Howard Mgmt For For For
1.7 Elect David K. Moskowitz Mgmt For For For
1.8 Elect Tom Ortolf Mgmt For For For
1.9 Elect C. Michael Schroeder Mgmt For For For
1.10 Elect Carl E. Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
ENDO PHARMACEUTICALS HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENDP CUSIP9 29264F205 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Delucca Mgmt For For For
1.2 Elect Michel de Rosen Mgmt For For For
1.3 Elect George Horner Mgmt For For For
1.4 Elect Michael Hyatt Mgmt For For For
1.5 Elect Roger Kimmel Mgmt For Withhold Against
1.6 Elect Peter Lankau Mgmt For For For
1.7 Elect Clive Meanwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE COMPANY S 2007 STOCK Mgmt For For For
INCENTIVE PLAN.
EXXON MOBIL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XOM CUSIP9 30231G102 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect William George Mgmt For For For
1.3 Elect James Houghton Mgmt For For For
1.4 Elect William Howell Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Philip Lippincott Mgmt For For For
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Walter Shipley Mgmt For For For
1.11 Elect J. Stephen Simon Mgmt For For For
1.12 Elect Rex Tillerson Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For
(PAGE 44)
3 CUMULATIVE VOTING (PAGE 45) ShrHoldr Against For Against
4 SPECIAL SHAREHOLDER MEETINGS (PAGE 47) ShrHoldr Against Against For
5 BOARD CHAIRMAN AND CEO (PAGE 47) ShrHoldr Against For Against
6 DIVIDEND STRATEGY (PAGE 48) ShrHoldr Against Against For
7 SHAREHOLDER ADVISORY VOTE ON ShrHoldr Against For Against
EXECUTIVE COMPENSATION (PAGE 50)
8 CEO COMPENSATION DECISIONS (PAGE 51) ShrHoldr Against Against For
9 EXECUTIVE COMPENSATION REPORT (PAGE ShrHoldr Against Against For
52)
10 EXECUTIVE COMPENSATION LIMIT (PAGE 53) ShrHoldr Against Against For
11 INCENTIVE PAY RECOUPMENT (PAGE 54) ShrHoldr Against Against For
12 POLITICAL CONTRIBUTIONS REPORT (PAGE ShrHoldr Against Against For
55)
13 AMENDMENT OF EEO POLICY (PAGE 57) ShrHoldr Against Against For
14 COMMUNITY ENVIRONMENTAL IMPACT (PAGE ShrHoldr Against Against For
58)
15 GREENHOUSE GAS EMISSIONS GOALS (PAGE ShrHoldr Against For Against
60)
16 CO2 INFORMATION AT THE PUMP (PAGE 61) ShrHoldr Against Against For
17 RENEWABLE ENERGY INVESTMENT LEVELS ShrHoldr Against Against For
(PAGE 62)
FEDERATED DEPARTMENT STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FD CUSIP9 31410H101 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Sara Levinson Mgmt For For For
1.2 Elect Joseph Neubauer Mgmt For Withhold Against
1.3 Elect Joseph Pichler Mgmt For Withhold Against
1.4 Elect Joyce Roche Mgmt For For For
1.5 Elect Karl von der Heyden Mgmt For For For
1.6 Elect Craig Weatherup Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Certificate of Mgmt For For For
Incorporation to Chang
4 TO APPROVE FEDERATED S 1992 INCENTIVE Mgmt For For For
BONUS PLAN, AS AMENDED.
5 Director Deferred Compensation Plan Mgmt For For For
FREDDIE MAC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FREPRR CUSIP9 313400301 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: BARBARA T. Mgmt For For For
ALEXANDER
2 ELECTION OF DIRECTOR: GEOFFREY T. Mgmt For Against Against
BOISI
3 ELECTION OF DIRECTOR: MICHELLE ENGLER Mgmt For Against Against
4 ELECTION OF DIRECTOR: ROBERT R. Mgmt For For For
GLAUBER
5 ELECTION OF DIRECTOR: RICHARD KARL Mgmt For Against Against
GOELTZ
6 ELECTION OF DIRECTOR: THOMAS S. Mgmt For Against Against
JOHNSON
7 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
LEWIS, JR.
8 ELECTION OF DIRECTOR: EUGENE M. Mgmt For For For
MCQUADE
9 ELECTION OF DIRECTOR: SHAUN F. O Mgmt For Against Against
MALLEY
10 ELECTION OF DIRECTOR: JEFFREY M. PEEK Mgmt For For For
11 ELECTION OF DIRECTOR: NICOLAS P. Mgmt For For For
RETSINAS
12 ELECTION OF DIRECTOR: STEPHEN A. ROSS Mgmt For Against Against
13 ELECTION OF DIRECTOR: RICHARD F. SYRON Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 1995 Directors' Mgmt For For For
Stock Compensatio
FRONTIER OIL CORP. COMMERCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FTO CUSIP9 35914P105 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Gibbs Mgmt For For For
1.2 Elect Douglas Bech Mgmt For For For
1.3 Elect G. Clyde Buck Mgmt For For For
1.4 Elect T. Michael Dossey Mgmt For For For
1.5 Elect James Lee Mgmt For For For
1.6 Elect Paul Loyd Jr. Mgmt For For For
1.7 Elect Michael Rose Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP9 369604103 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Cash, Jr., Ph.D. Mgmt For Withhold Against
1.2 Elect Sir William Castell Mgmt For For For
1.3 Elect Ann Fudge Mgmt For For For
1.4 Elect Claudio Gonzalez Mgmt For Withhold Against
1.5 Elect Susan Hockfield Mgmt For For For
1.6 Elect Jeffrey Immelt Mgmt For For For
1.7 Elect Andrea Jung Mgmt For For For
1.8 Elect A. Lafley Mgmt For For For
1.9 Elect Robert Lane Mgmt For For For
1.10 Elect Ralph Larsen Mgmt For For For
1.11 Elect Rochelle Lazarus Mgmt For For For
1.12 Elect Sam Nunn Mgmt For For For
1.13 Elect Roger Penske Mgmt For Withhold Against
1.14 Elect Robert Swieringa Mgmt For Withhold Against
1.15 Elect Douglas Warner, III Mgmt For Withhold Against
1.16 Elect Robert Wright Mgmt For For For
2 RATIFICATION OF KPMG Mgmt For Against Against
3 ADOPTION OF MAJORITY VOTING FOR Mgmt For For For
DIRECTORS
4 APPROVAL OF 2007 LONG TERM INCENTIVE Mgmt For For For
PLAN
5 APPROVAL OF MATERIAL TERMS OF SENIOR Mgmt For For For
OFFICER PERFORMANCE GOALS
6 CUMULATIVE VOTING ShrHoldr Against For Against
7 CURB OVER-EXTENDED DIRECTORS ShrHoldr Against For Against
8 ONE DIRECTOR FROM THE RANKS OF ShrHoldr Against Against For
RETIREES
9 INDEPENDENT BOARD CHAIRMAN ShrHoldr Against For Against
10 ELIMINATE DIVIDEND EQUIVALENTS ShrHoldr Against Against For
11 REPORT ON CHARITABLE CONTRIBUTIONS ShrHoldr Against Against For
12 GLOBAL WARMING REPORT ShrHoldr Against Against For
13 ETHICAL CRITERIA FOR MILITARY ShrHoldr Against Against For
CONTRACTS
14 REPORT ON PAY DIFFERENTIAL ShrHoldr Against Against For
GOLDMAN SACHS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GS CUSIP9 38141G104 03/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: LLOYD C. Mgmt For For For
BLANKFEIN
2 ELECTION OF DIRECTOR: LORD BROWNE OF Mgmt For For For
MADINGLEY
3 ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For For
4 ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For For
5 ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For For
6 ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
GEORGE
8 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For For
10 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
11 ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For For
12 ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For For
13 ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS REPORT
16 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
SUSTAINABILITY REPORT
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS
GOOGLE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP9 38259P508 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 APPROVAL OF GOOGLE S EXECUTIVE BONUS Mgmt For For For
PLAN.
5 Shareholder Proposal Regarding Free ShrHoldr Against Against For
Access to the
HALLIBURTON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAL CUSIP9 406216101 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: K.M. BADER Mgmt For For For
2 ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For For
3 ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For For
4 ELECTION OF DIRECTOR: M. CARROLL Mgmt For For For
5 ELECTION OF DIRECTOR: R.L. CRANDALL Mgmt For For For
6 ELECTION OF DIRECTOR: K.T DERR Mgmt For For For
7 ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. HOWELL Mgmt For For For
9 ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For For
10 ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: J.A. PRECOURT Mgmt For For For
12 ELECTION OF DIRECTOR: D.L. REED Mgmt For For For
13 PROPOSAL FOR RATIFICATION OF THE Mgmt For For For
SELECTION OF AUDITORS.
14 PROPOSAL ON HUMAN RIGHTS REVIEW. ShrHoldr Against Against For
15 PROPOSAL ON POLITICAL CONTRIBUTIONS. ShrHoldr Against For Against
16 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. ShrHoldr Against For Against
HARLEY-DAVIDSON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOG CUSIP9 412822108 04/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Barry Allen Mgmt For For For
1.2 Elect Richard Beattie Mgmt For For For
1.3 Elect Judson Green Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP9 428236103 03/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For Against Against
2 ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For For
4 ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For Against Against
5 ELECTION OF DIRECTOR: M.V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For For
7 ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For Against Against
8 ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Proxy Mgmt Against For Against
Access
11 STOCKHOLDER PROPOSAL ENTITLED ShrHoldr Against For Against
SEPARATE THE ROLES OF CEO AND CHAIRMAN
12 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
13 STOCKHOLDER PROPOSAL ENTITLED LINK ShrHoldr Against For Against
PAY TO PERFORMANCE
HOLLY CORP COM PAR $1.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOC CUSIP9 435758305 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Buford Berry Mgmt For For For
1.2 Elect Matthew Clifton Mgmt For For For
1.3 Elect W. John Glancy Mgmt For For For
1.4 Elect William Gray Mgmt For For For
1.5 Elect Marcus Hickerson Mgmt For Withhold Against
1.6 Elect Thomas Matthews, II Mgmt For For For
1.7 Elect Robert McKenzie Mgmt For Withhold Against
1.8 Elect Jack Reid Mgmt For For For
1.9 Elect Paul Stoffel Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Amendment to the Long-Term Incentive Mgmt For For For
Compensation
HUMANA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUM CUSIP9 444859102 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 THE ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
JONES, JR.
2 THE ELECTION OF DIRECTOR: FRANK A. D Mgmt For For For
AMELIO.
3 THE ELECTION OF DIRECTOR: W. ROY Mgmt For For For
DUNBAR.
4 THE ELECTION OF DIRECTOR: KURT J. Mgmt For For For
HILZINGER.
5 THE ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For
MCCALLISTER.
6 THE ELECTION OF DIRECTOR: JAMES J. O Mgmt For For For
BRIEN.
7 THE ELECTION OF DIRECTOR: W. ANN Mgmt For Against Against
REYNOLDS, PH.D.
8 THE ELECTION OF DIRECTOR: JAMES O. Mgmt For For For
ROBBINS.
9 Ratification of Auditor Mgmt For For For
INTEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP9 458140100 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For For
2 ELECTION OF DIRECTOR: CHARLENE Mgmt For Against Against
BARSHEFSKY
3 ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For For
4 ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For For
5 ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For For
6 ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For For
7 ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For For
8 ELECTION OF DIRECTOR: DAVID S. Mgmt For For For
POTTRUCK
9 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For
10 ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For For
11 ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 AMENDMENT AND EXTENSION OF THE 2006 Mgmt For For For
EQUITY INCENTIVE PLAN
14 APPROVAL OF THE 2007 EXECUTIVE Mgmt For For For
OFFICER INCENTIVE PLAN
15 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against Against For
LIMITATION ON EXECUTIVE COMPENSATION
INTERCONTINENTALEXCH
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ICE CUSIP9 45865V100 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Jean-Marc Forneri Mgmt For For For
1.3 Elect Fred Hatfield Mgmt For Withhold Against
1.4 Elect Terrence Martell Mgmt For For For
1.5 Elect Robert Reid Mgmt For For For
1.6 Elect Frederic Salerno Mgmt For Withhold Against
1.7 Elect Richard Sandor Mgmt For For For
1.8 Elect Frederick Schoenhut Mgmt For For For
1.9 Elect Jeffrey Sprecher Mgmt For For For
1.10 Elect Judith Sprieser Mgmt For For For
1.11 Elect Vincent Tese Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INTERNATIONAL BUSINESS MACHINE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP9 459200101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Cathleen Black Mgmt For Withhold Against
1.2 Elect Kenneth Chenault Mgmt For For For
1.3 Elect Jurgen Dormann Mgmt For For For
1.4 Elect Michael Eskew Mgmt For Withhold Against
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect Minoru Makihara Mgmt For For For
1.7 Elect Lucio Noto Mgmt For For For
1.8 Elect James Owens Mgmt For For For
1.9 Elect Samuel Palmisano Mgmt For For For
1.10 Elect Joan Spero Mgmt For For For
1.11 Elect Sidney Taurel Mgmt For For For
1.12 Elect Lorenzo Zambrano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirement - Merger
4 Elimination of Supermajority Mgmt For For For
Requirement - Disposi
5 Elimination of Supermajority Mgmt For For For
Requirement - Plan fo
6 Elimination of Supermajority Mgmt For For For
Requirement - Authori
7 STOCKHOLDER PROPOSAL ON: CUMULATIVE ShrHoldr Against For Against
VOTING
8 STOCKHOLDER PROPOSAL ON: PENSION AND ShrHoldr Against Against For
RETIREMENT MEDICAL
9 STOCKHOLDER PROPOSAL ON: EXECUTIVE ShrHoldr Against For Against
COMPENSATION
10 STOCKHOLDER PROPOSAL ON: OFFSHORING ShrHoldr Against Against For
11 STOCKHOLDER PROPOSAL ON: MAJORITY ShrHoldr Against For Against
VOTING FOR DIRECTORS
INTERNATIONAL FLAVOURS & FRAGRANCES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IFF CUSIP9 459506101 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Margaret Adame Mgmt For For For
1.2 Elect Robert Amen Mgmt For For For
1.3 Elect Gunter Blobel Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Peter Georgescu Mgmt For Withhold Against
1.6 Elect Alexandra Herzan Mgmt For For For
1.7 Elect Henry Howell, Jr. Mgmt For For For
1.8 Elect Arthur Martinez Mgmt For For For
1.9 Elect Burton Tansky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Stock Award and Mgmt For For For
Incentive Pl
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP9 478160104 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mary Coleman Mgmt For For For
1.2 Elect James Cullen Mgmt For For For
1.3 Elect Michael Johns Mgmt For For For
1.4 Elect Arnold Langbo Mgmt For For For
1.5 Elect Susan Lindquist Mgmt For For For
1.6 Elect Leo Mullin Mgmt For For For
1.7 Elect Christine Poon Mgmt For For For
1.8 Elect Charles Prince Mgmt For Withhold Against
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect David Satcher Mgmt For For For
1.11 Elect William Weldon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL ON MAJORITY VOTING ShrHoldr Against For Against
REQUIREMENTS FOR DIRECTOR NOMINEES
4 PROPOSAL ON SUPPLEMENTAL RETIREMENT ShrHoldr Against Against For
PLAN
KIMBERLY-CLARK CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMB CUSIP9 494368103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For For
2 ELECTION OF DIRECTOR: LINDA JOHNSON Mgmt For For For
RICE
3 ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For For
4 APPROVAL OF AUDITORS Mgmt For For For
5 Eliminate Classified Board Mgmt For For For
6 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SUPERMAJORITY VOTING
7 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainable Forestr
KOHLS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSS CUSIP9 500255104 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Steven Burd Mgmt For For For
1.2 Elect Wayne Embry Mgmt For For For
1.3 Elect James Ericson Mgmt For For For
1.4 Elect John Herma Mgmt For For For
1.5 Elect William Kellogg Mgmt For For For
1.6 Elect Kevin Mansell Mgmt For For For
1.7 Elect R. Lawrence Montgomery Mgmt For For For
1.8 Elect Frank Sica Mgmt For For For
1.9 Elect Peter Sommerhauser Mgmt For Withhold Against
1.10 Elect Stephen Watson Mgmt For For For
1.11 Elect R. Elton White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 MANAGEMENT PROPOSAL TO AMEND OUR 2003 Mgmt For For For
LONG TERM COMPENSATION PLAN.
4 MANAGEMENT PROPOSAL TO APPROVE OUR Mgmt For For For
EXECUTIVE BONUS PLAN.
5 Amendment to Articles of Mgmt For For For
Incorporation to Allow fo
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Voting in
LABORATORY CORP AMERICAN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LH CUSIP9 50540R409 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Mac Mahon Mgmt For For For
1.2 Elect Kerrii Anderson Mgmt For For For
1.3 Elect Jean-Luc Belingard Mgmt For Withhold Against
1.4 Elect David King Mgmt For For For
1.5 Elect Wendy Lane Mgmt For For For
1.6 Elect Robert Mittelstaedt, Jr. Mgmt For For For
1.7 Elect Arthur Rubenstein Mgmt For For For
1.8 Elect Bradford Smith Mgmt For For For
1.9 Elect M. Weikel Mgmt For For For
1.10 Elect R. Sanders Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LENNAR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEN CUSIP9 526057104 03/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Irving Bolotin Mgmt For For For
1.2 Elect R. Kirk Landon Mgmt For Withhold Against
1.3 Elect Donna E. Shalala Mgmt For For For
2 2007 Equity Incentive Plan Mgmt For For For
3 2007 Incentive Compensation Plan Mgmt For For For
4 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Re
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensat
LEXMARK INTERNATIONAL GROUP A
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LXK CUSIP9 529771107 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: PAUL J. Mgmt For For For
CURLANDER
2 ELECTION OF DIRECTOR: JAMES F. Mgmt For Against Against
HARDYMON
3 ELECTION OF DIRECTOR: KATHI P. SEIFERT Mgmt For Against Against
4 ELECTION OF DIRECTOR: JEAN-PAUL L. Mgmt For For For
MONTUPET
5 Ratification of Auditor Mgmt For For For
LOCKHEED MARTIN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LMT CUSIP9 539830109 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect E. C. Aldridge, Jr. Mgmt For For For
1.2 Elect Nolan Archibald Mgmt For Withhold Against
1.3 Elect Marcus Bennett Mgmt For For For
1.4 Elect James Ellis, Jr. Mgmt For For For
1.5 Elect Gwendolyn King Mgmt For For For
1.6 Elect James Loy Mgmt For Withhold Against
1.7 Elect Douglas McCorkindale Mgmt For For For
1.8 Elect Eugene Murphy Mgmt For For For
1.9 Elect Joseph Ralston Mgmt For Withhold Against
1.10 Elect Frank Savage Mgmt For For For
1.11 Elect James Schneider Mgmt For For For
1.12 Elect Anne Stevens Mgmt For For For
1.13 Elect Robert Stevens Mgmt For For For
1.14 Elect James Ukropina Mgmt For Withhold Against
1.15 Elect Douglas Yearley Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
3 STOCKHOLDER PROPOSAL BY EVELYN Y. ShrHoldr Against Against For
DAVIS
4 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN ShrHoldr Against For Against
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Nuclear Weapons Inv
MARKEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MKL CUSIP9 570535104 05/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect Douglas Eby Mgmt For For For
1.3 Elect Leslie Grandis Mgmt For Withhold Against
1.4 Elect Stewart Kasen Mgmt For Withhold Against
1.5 Elect Alan I. Kirshner Mgmt For For For
1.6 Elect Lemuel Lewis Mgmt For For For
1.7 Elect Anthony Markel Mgmt For For For
1.8 Elect Steven Markel Mgmt For For For
1.9 Elect Jay Weinberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE COMPANY S AMENDED Mgmt For For For
EMPLOYEE STOCK PURCHASE AND BONUS
PLAN.
MCGRAW-HILL COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MHPGP CUSIP9 580645109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Pedro Aspe Mgmt For For For
1.2 Elect Robert McGraw Mgmt For For For
1.3 Elect Hilda Ochoa-Brillembourg Mgmt For For For
1.4 Elect Edward Rust, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REQUESTING THE ShrHoldr Against For Against
ANNUAL ELECTION OF EACH DIRECTOR.
4 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ADOPTION OF A SIMPLE MAJORITY VOTE.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Polit
MEMC ELECTRONIC MATERIALS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFR CUSIP9 552715104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Marren Mgmt For For For
1.2 Elect William Stevens Mgmt For Withhold Against
1.3 Elect James Williams Mgmt For For For
2 APPROVAL OF AMENDMENT TO 2001 PLAN. Mgmt For For For
MERCK & COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP9 589331107 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Clark Mgmt For For For
1.2 Elect Johnnetta Cole, Ph.D. Mgmt For Withhold Against
1.3 Elect William Harrison, Jr. Mgmt For For For
1.4 Elect William Kelley, M.D. Mgmt For For For
1.5 Elect Rochelle Lazarus Mgmt For Withhold Against
1.6 Elect Thomas Shenk, Ph.D. Mgmt For For For
1.7 Elect Anne Tatlock Mgmt For For For
1.8 Elect Samuel Thier, M.D. Mgmt For For For
1.9 Elect Wendell Weeks Mgmt For Withhold Against
1.10 Elect Peter Wendell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirements in the C
4 Elimination of Supermajority Mgmt For For For
Requirements Imposed
5 Change in Board Size Mgmt For For For
6 Proposal to Replace Cumulative Voting Mgmt For For For
with Majorit
7 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
PUBLICATION OF POLITICAL CONTRIBUTIONS
8 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
MOODYS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCO CUSIP9 615369105 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Basil Anderson Mgmt For Withhold Against
1.2 Elect Raymond McDaniel, Jr. Mgmt For For For
2 Amendment to 2001 Key Employees' Mgmt For For For
Stock Incentive P
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL TO ELECT EACH ShrHoldr Against For Against
DIRECTOR ANNUALLY.
MOTOROLA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOT CUSIP9 620076109 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Zander Mgmt For For For
1.2 Elect David Dorman Mgmt For For For
1.3 Elect Judy Lewent Mgmt For For For
1.4 Elect Thomas Meredith Mgmt For For For
1.5 Elect Nicholas Negroponte Mgmt For For For
1.6 Elect Samuel Scott III Mgmt For For For
1.7 Elect Ron Sommer Mgmt For For For
1.8 Elect James Stengel Mgmt For For For
1.9 Elect Douglas Warner III Mgmt For For For
1.10 Elect John White Mgmt For For For
1.11 Elect Miles White Mgmt For For For
2 APPROVAL OF AMENDMENT TO THE MOTOROLA Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN OF 1999
3 SHAREHOLDER PROPOSAL RE: SHAREHOLDER ShrHoldr Against For Against
VOTE ON EXECUTIVE PAY
4 SHAREHOLDER PROPOSAL RE: RECOUP ShrHoldr Against Against For
UNEARNED MANAGEMENT BONUSES
MOTOROLA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOT CUSIP9 620076109 05/07/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Carl Icahn MGMT
1.2 Elect Edward Zander Mgmt
1.3 Elect David Dorman Mgmt
1.4 Elect Judy Lewent MGMT
1.5 Elect Thomas Meredith Mgmt
1.6 Elect Nicholas Negroponte Mgmt
1.7 Elect Samuel Scott III Mgmt
1.8 Elect Ron Sommer MGMT
1.9 Elect James Stengel Mgmt
1.10 Elect Douglas Warner III Mgmt
1.11 Elect Miles White MGMT
2 APPROVAL OF AMENDMENT TO THE MOTOROLA Mgmt
EMPLOYEE STOCK PURCHASE PLAN OF 1999
3 SHAREHOLDER PROPOSAL RE: SHAREHOLDER ShrHoldr
VOTE ON EXECUTIVE PAY
4 SHAREHOLDER PROPOSAL RE: RECOUP ShrHoldr
UNEARNED MANAGEMENT BONUSES
NORDSTROM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JWN CUSIP9 655664100 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Phyllis Campbell Mgmt For For For
1.2 Elect Enrique Hernandez, Jr. Mgmt For For For
1.3 Elect Jeanne Jackson Mgmt For Withhold Against
1.4 Elect Robert Miller Mgmt For For For
1.5 Elect Blake Nordstrom Mgmt For For For
1.6 Elect Erik Nordstrom Mgmt For For For
1.7 Elect Peter Nordstrom Mgmt For For For
1.8 Elect Philip Satre Mgmt For For For
1.9 Elect Alison Winter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NOVELLUS SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVLS CUSIP9 670008101 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Hill Mgmt For For For
1.2 Elect Neil Bonke Mgmt For For For
1.3 Elect Youssef El-Mansy Mgmt For For For
1.4 Elect J. David Litster Mgmt For For For
1.5 Elect Yoshio Nishi Mgmt For For For
1.6 Elect Glen Possley Mgmt For For For
1.7 Elect Ann Rhoads Mgmt For For For
1.8 Elect William Spivey Mgmt For For For
1.9 Elect Delbert Whitaker Mgmt For For For
2 Amendment to the 2001 Stock Incentive Mgmt For For For
Plan
3 Amendment to the 1992 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
NUTRISYTEM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTRI CUSIP9 67069D108 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ian Berg Mgmt For For For
1.2 Elect Robert Bernstock Mgmt For Withhold Against
1.3 Elect Michael DiPiano Mgmt For Withhold Against
1.4 Elect Michael Hagan Mgmt For For For
1.5 Elect Warren Musser Mgmt For Withhold Against
1.6 Elect Brian Tierney Mgmt For For For
1.7 Elect Stephen Zarrilli Mgmt For Withhold Against
NUVEEN INVESTMENTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNC CUSIP9 67090F106 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Willard Boyd Mgmt For For For
2 RATIFICATION OF THE SELECTION OF KPMG Mgmt For For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
NVR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVRWS CUSIP9 62944T105 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Manuel Johnson Mgmt For For For
1.2 Elect David Preiser Mgmt For For For
1.3 Elect Paul Whetsell Mgmt For For For
1.4 Elect John Toups Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Restated Articles of Mgmt For For For
Incorporation Re
OFFICE DEPOT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ODP CUSIP9 676220106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: LEE A. AULT III Mgmt For For For
2 ELECTION OF DIRECTOR: NEIL R. AUSTRIAN Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID W. Mgmt For For For
BERNAUER
4 ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For For
5 ELECTION OF DIRECTOR: MARSHA J. EVANS Mgmt For For For
6 ELECTION OF DIRECTOR: DAVID I. FUENTE Mgmt For For For
7 ELECTION OF DIRECTOR: BRENDA J. GAINES Mgmt For For For
8 ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For For
9 ELECTION OF DIRECTOR: W. SCOTT HEDRICK Mgmt For For For
10 ELECTION OF DIRECTOR: KATHLEEN MASON Mgmt For For For
11 ELECTION OF DIRECTOR: MICHAEL J. MYERS Mgmt For For For
12 ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For For
13 TO APPROVE THE OFFICE DEPOT, INC. Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN.
14 Ratification of Auditor Mgmt For For For
OMNICOM GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OMC CUSIP9 681919106 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Wren Mgmt For For For
1.2 Elect Bruce Crawford Mgmt For For For
1.3 Elect Robert Clark Mgmt For For For
1.4 Elect Leonard Coleman, Jr. Mgmt For For For
1.5 Elect Errol Cook Mgmt For For For
1.6 Elect Susan Denison Mgmt For For For
1.7 Elect Michael Henning Mgmt For For For
1.8 Elect John Murphy Mgmt For For For
1.9 Elect John Purcell Mgmt For For For
1.10 Elect Linda Johnson Rice Mgmt For For For
1.11 Elect Gary Roubos Mgmt For For For
2 RATIFICATION OF KPMG LLP AS OUR Mgmt For For For
INDEPENDENT AUDITORS FOR 2007
3 APPROVAL OF THE 2007 INCENTIVE AWARD Mgmt For For For
PLAN
PENNEY JC COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCP CUSIP9 708160106 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Colleen Barrett Mgmt For For For
1.2 Elect M. Anthony Burns Mgmt For For For
1.3 Elect Maxine Clark Mgmt For For For
1.4 Elect Ann Marie Tallman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Executive Severance
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Majority Voting S
PEPSICO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEP CUSIP9 713448108 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: D. DUBLON Mgmt For For For
2 ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For For
3 ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For For
4 ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For For
5 ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For For
6 ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For For
7 ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For For
8 ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For For
9 ELECTION OF DIRECTOR: D. VASELLA Mgmt For For For
10 ELECTION OF DIRECTOR: M.D. WHITE Mgmt For For For
11 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTANTS
12 APPROVAL OF 2007 LONG-TERM INCENTIVE Mgmt For For For
PLAN (PROXY STATEMENT P. 37)
13 SHAREHOLDER PROPOSAL- CHARITABLE ShrHoldr Against Against For
CONTRIBUTIONS (PROXY STATEMENT P. 44)
PHILADELPHIA CONSOLIDATED HOLDING CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHLY CUSIP9 717528103 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Aminta Breaux Mgmt For For For
1.2 Elect Michael Cascio Mgmt For For For
1.3 Elect Elizabeth Gemmill Mgmt For For For
1.4 Elect James Maguire Mgmt For For For
1.5 Elect James Maguire, Jr. Mgmt For For For
1.6 Elect Michael Morris Mgmt For Withhold Against
1.7 Elect Shaun O'Malley Mgmt For For For
1.8 Elect Donald Pizer Mgmt For For For
1.9 Elect Ronald Rock Mgmt For For For
1.10 Elect Sean Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE PHILADELPHIA Mgmt For For For
INSURANCE COMPANIES 2007 CASH BONUS
PLAN.
4 Amendment to the Non-Qualified Mgmt For Against Against
Employee Stock Purc
5 Amendment to the Directors Stock Mgmt For For For
Purchase Plan
PRINCIPAL FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFG CUSIP9 74251V102 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Dan Mgmt For For For
1.2 Elect C. Daniel Gelatt Mgmt For For For
1.3 Elect Sandra Helton Mgmt For For For
1.4 Elect Larry Zimpleman Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For
QUALCOMM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QCOM CUSIP9 747525103 03/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Raymond Dittamore Mgmt For For For
1.3 Elect Irwin Mark Jacobs Mgmt For For For
1.4 Elect Sherry Lansing Mgmt For For For
1.5 Elect Peter Sacerdote Mgmt For For For
1.6 Elect Marc Stern Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
RAYTHEON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTN CUSIP9 755111507 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: BARBARA M. Mgmt For For For
BARRETT
2 ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
4 ELECTION OF DIRECTOR: FREDERIC M. Mgmt For For For
POSES
5 ELECTION OF DIRECTOR: MICHAEL C. Mgmt For For For
RUETTGERS
6 ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
SPIVEY
8 ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For For
9 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
SWANSON
10 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For
11 SEPARATE THE CEO AND CHAIRMAN ROLES ShrHoldr Against For Against
12 ADOPT CUMULATIVE VOTING ShrHoldr Against For Against
13 SEEK STOCKHOLDER APPROVAL OF SENIOR ShrHoldr Against Against For
EXECUTIVE RETIREMENT BENEFITS
ROSS STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROST CUSIP9 778296103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Bush Mgmt For For For
1.2 Elect Norman Ferber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
SCHERING-PLOUGH CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGP CUSIP9 806605101 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Hans Becherer Mgmt For Withhold Against
1.2 Elect Thomas Colligan Mgmt For For For
1.3 Elect Fred Hassan Mgmt For For For
1.4 Elect C. Robert Kidder Mgmt For For For
1.5 Elect Philip Leder Mgmt For For For
1.6 Elect Eugene McGrath Mgmt For For For
1.7 Elect Carl Mundy, Jr. Mgmt For For For
1.8 Elect Antonio Perez Mgmt For For For
1.9 Elect Patricia Russo Mgmt For For For
1.10 Elect Jack Stahl Mgmt For For For
1.11 Elect Kathryn Turner Mgmt For For For
1.12 Elect Robert van Oordt Mgmt For For For
1.13 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Certain Supermajority Mgmt For For For
Requirements
4 Adoption of Majority Vote for Mgmt For For For
Election of Director
5 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
EQUITY GRANTS
SCHWAB CHARLES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCHW CUSIP9 808513105 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Aldinger III Mgmt For For For
1.2 Elect Donald Fisher Mgmt For For For
1.3 Elect Paula Sneed Mgmt For For For
2 APPROVAL OF EMPLOYEE STOCK PURCHASE Mgmt For For For
PLAN
3 APPROVAL OF AMENDMENTS TO 2004 STOCK Mgmt For For For
INCENTIVE PLAN
4 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS
5 STOCKHOLDER PROPOSAL TO REQUIRE A ShrHoldr Against For Against
BYLAW AMENDMENT FOR MAJORITY VOTING
SEI INVESTMENTS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEIC CUSIP9 784117103 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alfred West, Jr. Mgmt For For For
1.2 Elect William Doran Mgmt For Withhold Against
1.3 Elect Howard Ross Mgmt For For For
2 APPROVAL OF THE SEI 2007 EQUITY Mgmt For For For
COMPENSATION PLAN.
3 Ratification of Auditor Mgmt For For For
T ROWE PRICE GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TROW CUSIP9 74144T108 04/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Bernard Mgmt For For For
1.2 Elect James Brady Mgmt For For For
1.3 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.4 Elect Donald Hebb, Jr. Mgmt For Withhold Against
1.5 Elect James Kennedy Mgmt For For For
1.6 Elect Brian Rogers Mgmt For For For
1.7 Elect Dr. Alfred Sommer Mgmt For For For
1.8 Elect Dwight Taylor Mgmt For For For
1.9 Elect Anne Whittemore Mgmt For Withhold Against
2 APPROVAL OF THE 2007 NON-EMPLOYEE Mgmt For For For
DIRECTOR EQUITY PLAN.
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
TARGET CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP9 87612E106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Calvin Darden Mgmt For For For
1.2 Elect Anne Mulcahy Mgmt For For For
1.3 Elect Stephen Sanger Mgmt For For For
1.4 Elect Gregg Steinhafel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 COMPANY PROPOSAL TO APPROVE THE Mgmt For For For
OFFICER SHORT-TERM INCENTIVE PLAN.
4 Adoption of Majority Vote for Mgmt For For For
Election of Director
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contribut
TERADYNE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TER CUSIP9 880770102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edwin Gillis Mgmt For For For
1.2 Elect Paul J. Tufano Mgmt For Withhold Against
1.3 Elect Patricia Wolpert Mgmt For For For
2 Amendment to the 1996 Employee Stock Mgmt For For For
Purchase Plan
3 Adoption of Majority Vote for Mgmt For For For
Election of Director
4 Ratification of Auditor Mgmt For For For
THE DIRECTV GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTV CUSIP9 25459L106 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Neil Austrian Mgmt For For For
1.2 Elect Charles Lee Mgmt For For For
1.3 Elect K. Rupert Murdoch Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANTS.
3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
2004 STOCK PLAN.
4 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
EXECUTIVE OFFICER CASH BONUS PLAN.
TJX COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJXPRE CUSIP9 872540109 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Brandon Mgmt For Withhold Against
1.2 Elect Bernard Cammarata Mgmt For For For
1.3 Elect David Ching Mgmt For For For
1.4 Elect Michael Hines Mgmt For For For
1.5 Elect Amy Lane Mgmt For For For
1.6 Elect Carol Meyrowitz Mgmt For For For
1.7 Elect John O'Brien Mgmt For For For
1.8 Elect Robert Shapiro Mgmt For For For
1.9 Elect Willow Shire Mgmt For For For
1.10 Elect Fletcher Wiley Mgmt For For For
2 APPROVAL OF MATERIAL TERMS OF Mgmt For For For
EXECUTIVE OFFICER PERFORMANCE GOALS.
3 RATIFICATION OF APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP.
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
UNITED TECHNOLOGIES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTX CUSIP9 913017109 04/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Charles Lee Mgmt For For For
1.7 Elect Richard McCormick Mgmt For For For
1.8 Elect Harold McGraw III Mgmt For For For
1.9 Elect Richard Myers Mgmt For For For
1.10 Elect Frank Popoff Mgmt For For For
1.11 Elect H. Patrick Swygert Mgmt For For For
1.12 Elect Andre Villeneuve Mgmt For For For
1.13 Elect Harold Wagner Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
FOR 2007
3 SHAREOWNER PROPOSAL: DIRECTOR TERM ShrHoldr Against Against For
LIMITS
4 SHAREOWNER PROPOSAL: FOREIGN MILITARY ShrHoldr Against Against For
SALES
5 SHAREOWNER PROPOSAL: POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS
6 SHAREOWNER PROPOSAL: ADVISORY ShrHoldr Against For Against
RESOLUTION TO RATIFY EXECUTIVE
COMPENSATION
7 SHAREOWNER PROPOSAL: ShrHoldr Against Against For
PAY-FOR-SUPERIOR-PERFORMANCE
UNITEDHEALTH GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CUSIP9 91324P102 05/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Ballard, Jr. Mgmt For Withhold Against
1.2 Elect Richard Burke Mgmt For Withhold Against
1.3 Elect Stephen Hemsley Mgmt For Withhold Against
1.4 Elect Robert Darretta Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Director
3 Repeal of Classified Board Mgmt For For For
4 Amendment to Supermajority Mgmt For For For
Requirement for Removal
5 Amendment to Supermajority Mgmt For For For
Requirement Relating to
6 ADOPTION OF RESTATED ARTICLES OF Mgmt For For For
INCORPORATION
7 Ratification of Auditor Mgmt For Against Against
8 SHAREHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
PERFORMANCE-VESTING SHARES
9 SHAREHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Ex
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Access
US AIRWAYS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LCC CUSIP9 90341W108 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Denise O'Leary Mgmt For For For
1.2 Elect George Philip Mgmt For For For
1.3 Elect J. Steven Whisler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
DISCLOSURE OF POLITICAL CONTRIBUTIONS.
UST INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UST CUSIP9 902911106 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 DECLASSIFICATION OF THE BOARD OF Mgmt For For For
DIRECTORS
2.1 Elect John Barr Mgmt For For For
2.2 Elect John Clancey Mgmt For For For
2.3 Elect Patricia Diaz Dennis Mgmt For For For
2.4 Elect Vincent Gierer, Jr. Mgmt For For For
2.5 Elect Joseph Heid Mgmt For For For
2.6 Elect Murray Kessler Mgmt For For For
2.7 Elect Peter Neff Mgmt For For For
2.8 Elect Andrew Parsons Mgmt For For For
2.9 Elect Ronald Rossi Mgmt For For For
2.10 Elect John Clancey Mgmt For For For
2.11 Elect Vincent Gierer, Jr. Mgmt For For For
2.12 Elect Joseph Heid Mgmt For For For
3 Election of Directors Mgmt For For For
WAL MART STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMT CUSIP9 931142103 06/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For For
3 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES I. CASH, Mgmt For For For
JR.
5 ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For For
6 ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For For
7 ELECTION OF DIRECTOR: DAVID D. GLASS Mgmt For For For
8 ELECTION OF DIRECTOR: ROLAND A. Mgmt For Against Against
HERNANDEZ
9 ELECTION OF DIRECTOR: ALLEN I. Mgmt For For For
QUESTROM
10 ELECTION OF DIRECTOR: H. LEE SCOTT, Mgmt For For For
JR.
11 ELECTION OF DIRECTOR: JACK C. Mgmt For Against Against
SHEWMAKER
12 ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For For
13 ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For For
14 ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For For
WILLIAMS
15 ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For For
16 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT ACCOUNTANTS
17 CHARITABLE CONTRIBUTIONS REPORT ShrHoldr Against Against For
18 UNIVERSAL HEALTH CARE POLICY ShrHoldr Against Against For
19 PAY-FOR-SUPERIOR-PERFORMANCE ShrHoldr Against Against For
20 EQUITY COMPENSATION GLASS CEILING ShrHoldr Against Against For
21 COMPENSATION DISPARITY ShrHoldr Against Against For
22 BUSINESS SOCIAL RESPONSIBILITY REPORT ShrHoldr Against Against For
23 EXECUTIVE COMPENSATION VOTE ShrHoldr Against For Against
24 POLITICAL CONTRIBUTIONS REPORT ShrHoldr Against Against For
25 SOCIAL AND REPUTATION IMPACT REPORT ShrHoldr Against Against For
26 CUMULATIVE VOTING ShrHoldr Against For Against
27 QUALIFICATIONS FOR DIRECTOR NOMINEES ShrHoldr Against Against For
WALT DISNEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DIS CUSIP9 254687106 03/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Bryson Mgmt For For For
1.2 Elect John Chen Mgmt For For For
1.3 Elect Judith Estrin Mgmt For For For
1.4 Elect Robert Iger Mgmt For For For
1.5 Elect Steven Jobs Mgmt For For For
1.6 Elect Fred Langhammer Mgmt For For For
1.7 Elect Aylwin Lewis Mgmt For For For
1.8 Elect Monica Lozano Mgmt For For For
1.9 Elect Robert Matschullat Mgmt For For For
1.10 Elect John Pepper, Jr. Mgmt For For For
1.11 Elect Orin Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Restated Mgmt For For For
2005 Stock I
4 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
5 TO APPROVE THE SHAREHOLDER PROPOSAL ShrHoldr Against For Against
RELATING TO GREENMAIL.
6 Shareholder Proposal Regarding Poison ShrHoldr Against For Against
Pills
WARNER MUSIC GROUP CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMG CUSIP9 934550104 02/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edgar Bronfman, Jr. Mgmt For For For
1.2 Elect Len Blavatnik Mgmt For Withhold Against
1.3 Elect Shelby Bonnie Mgmt For For For
1.4 Elect Richard Bressler Mgmt For For For
1.5 Elect John Connaughton Mgmt For For For
1.6 Elect Phyllis Grann Mgmt For For For
1.7 Elect Michele Hooper Mgmt For For For
1.8 Elect Scott Jaeckel Mgmt For For For
1.9 Elect Seth Lawry Mgmt For For For
1.10 Elect Thomas Lee Mgmt For For For
1.11 Elect Ian Loring Mgmt For For For
1.12 Elect Jonathan Nelson Mgmt For Withhold Against
1.13 Elect Mark Nunnelly Mgmt For For For
1.14 Elect Scott Sperling Mgmt For For For
2 TO APPROVE THE COMPANY S AMENDED AND Mgmt For For For
RESTATED 2005 OMNIBUS AWARD PLAN.
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
WASTE MANAGEMENT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMI CUSIP9 94106L109 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 PROPOSAL TO ELECT: PASTORA SAN JUAN Mgmt For For For
CAFFERTY
2 PROPOSAL TO ELECT: FRANK M. CLARK, JR. Mgmt For For For
3 PROPOSAL TO ELECT: PATRICK W. GROSS Mgmt For Against Against
4 PROPOSAL TO ELECT: THOMAS I. MORGAN Mgmt For For For
5 PROPOSAL TO ELECT: JOHN C. POPE Mgmt For Against Against
6 PROPOSAL TO ELECT: W. ROBERT REUM Mgmt For For For
7 PROPOSAL TO ELECT: STEVEN G. ROTHMEIER Mgmt For For For
8 PROPOSAL TO ELECT: DAVID P. STEINER Mgmt For For For
9 PROPOSAL TO ELECT: THOMAS H. Mgmt For For For
WEIDEMEYER
10 Ratification of Auditor Mgmt For For For
WELLCARE HEALTH PLANS INCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WCG CUSIP9 94946T106 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alif Hourani Mgmt For Withhold Against
1.2 Elect Neal Moszkowski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WELLPOINT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLP CUSIP9 94973V107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Sheila Burke Mgmt For For For
1.2 Elect Victor Liss Mgmt For For For
1.3 Elect Jane Pisano Mgmt For For For
1.4 Elect George Schaefer, Jr. Mgmt For For For
1.5 Elect Jackie Ward Mgmt For For For
1.6 Elect John Zuccotti Mgmt For Withhold Against
2 Majority Voting for the Election of Mgmt For For For
Directors
3 Ratification of Auditor Mgmt For For For
WYETH
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WYE CUSIP9 983024100 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: ROBERT ESSNER Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN D. FEERICK Mgmt For For For
3 ELECTION OF DIRECTOR: FRANCES D. Mgmt For For For
FERGUSSON, PH.D.
4 ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT LANGER, Mgmt For For For
SC.D.
6 ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For Against Against
7 ELECTION OF DIRECTOR: RAYMOND J. Mgmt For For For
MCGUIRE
8 ELECTION OF DIRECTOR: MARY LAKE Mgmt For For For
POLAN, M.D., PH.D., M.P.H.
9 ELECTION OF DIRECTOR: BERNARD POUSSOT Mgmt For For For
10 ELECTION OF DIRECTOR: GARY L. ROGERS Mgmt For For For
11 ELECTION OF DIRECTOR: IVAN G. Mgmt For For For
SEIDENBERG
12 ELECTION OF DIRECTOR: WALTER V. Mgmt For For For
SHIPLEY
13 ELECTION OF DIRECTOR: JOHN R. TORELL Mgmt For For For
III
14 Ratification of Auditor Mgmt For For For
15 Elimination of Supermajority Mgmt For For For
Requirement
16 VOTE TO AMEND AND RESTATE THE 2005 Mgmt For For For
STOCK INCENTIVE PLAN FOR TAX
COMPLIANCE
17 DISCLOSURE OF ANIMAL WELFARE POLICY ShrHoldr Against Against For
18 REPORT ON LIMITING SUPPLY OF ShrHoldr Against Against For
PRESCRIPTION DRUGS IN CANADA
19 DISCLOSURE OF POLITICAL CONTRIBUTIONS ShrHoldr Against Against For
20 RECOUPMENT OF INCENTIVE BONUSES ShrHoldr Against Against For
21 INTERLOCKING DIRECTORSHIPS ShrHoldr Against Against For
22 PROPOSAL WITHDRAWN. NO VOTE REQUIRED ShrHoldr Abstain
23 SEPARATING THE ROLES OF CHAIRMAN AND ShrHoldr Against For Against
CEO
24 STOCKHOLDER ADVISORY VOTE ON ShrHoldr Against For Against
COMPENSATION
XTO ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XTO CUSIP9 98385X106 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: LANE G. COLLINS Mgmt For For For
2 ELECTION OF DIRECTOR: SCOTT G. SHERMAN Mgmt For For For
3 ELECTION OF DIRECTOR: BOB R. SIMPSON Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Investment Company Report
The Hartford MidCap Fund
RINKER GROUP LTD
SECURITY Q8142Y109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-Jul-2006
ISIN AU000000RIN3 AGENDA 701021177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
3.a Management Proposal Management For *
3.b Management Proposal Management For *
4. Management Proposal Management For *
5. Management Proposal Management For *
S.6 Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 1774613 0 09-Jul-2006 09-Jul-2006
LEGG MASON, INC.
SECURITY 524901105 MEETING TYPE Annual
TICKER SYMBOL LM MEETING DATE 18-Jul-2006
ISIN AGENDA 932558806 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CARL BILDT* For For
2 JOHN E. KOERNER III* For For
3 CHERYL GORDON KRONGARD* For For
4 JAMES E. UKROP* For For
5 W. ALLEN REED** For For
02 Approve Authorized Common Stock Increase Management For For
03 Amend Cash/Stock Bonus Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 132666 0 12-Jul-2006 12-Jul-2006
MYLAN LABORATORIES INC.
SECURITY 628530107 MEETING TYPE Annual
TICKER SYMBOL MYL MEETING DATE 28-Jul-2006
ISIN AGENDA 932560611 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MILAN PUSKAR For For
2 ROBERT J. COURY For For
3 WENDY CAMERON For For
4 NEIL DIMICK, CPA For For
5 DOUGLAS J. LEECH, CPA For For
6 JOSEPH C. MAROON, MD For For
7 RODNEY L. PIATT, CPA For For
8 C.B. TODD For For
9 RL VANDERVEEN, PHD, RPH For For
02 Amend Incentive Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 959100 0 18-Jul-2006 18-Jul-2006
ALLIANT TECHSYSTEMS INC.
SECURITY 018804104 MEETING TYPE Annual
TICKER SYMBOL ATK MEETING DATE 01-Aug-2006
ISIN AGENDA 932557878 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANCES D. COOK For For
2 GILBERT F. DECKER For For
3 RONALD R. FOGLEMAN For For
4 CYNTHIA L LESHER For For
5 DOUGLAS L. MAINE For For
6 ROMAN MARTINEZ IV For For
7 DANIEL J. MURPHY For For
8 MICHAEL T. SMITH For For
9 WILLIAM G. VAN DYKE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 S/H Proposal - Military/Weapons Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 327089 0 27-Jul-2006 27-Jul-2006
RED HAT, INC.
SECURITY 756577102 MEETING TYPE Annual
TICKER SYMBOL RHAT MEETING DATE 17-Aug-2006
ISIN AGENDA 932563162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DR. W. STEVE ALBRECHT For For
2 DR. MARYE ANNE FOX For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 Amend Incentive Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 62245 0 16-Aug-2006 16-Aug-2006
NETWORK APPLIANCE, INC.
SECURITY 64120L104 MEETING TYPE Annual
TICKER SYMBOL NTAP MEETING DATE 31-Aug-2006
ISIN AGENDA 932568047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL J. WARMENHOVEN For For
2 DONALD T. VALENTINE For For
3 JEFFRY R. ALLEN For For
4 CAROL A. BARTZ For For
5 ALAN L. EARHART For For
6 EDWARD KOZEL For For
7 MARK LESLIE For For
8 NICHOLAS G. MOORE For For
9 GEORGE T. SHAHEEN For For
10 ROBERT T. WALL For For
02 Amend Stock Compensation Plan Management For For
03 Approve Option Grants Management For For
04 Amend Stock Purchase Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1323800 0 29-Aug-2006 29-Aug-2006
GOLDEN WEST FINANCIAL CORPORATION
SECURITY 381317106 MEETING TYPE Special
TICKER SYMBOL GDW MEETING DATE 31-Aug-2006
ISIN AGENDA 932569506 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 205400 0 30-Aug-2006 30-Aug-2006
ACTIVISION, INC.
SECURITY 004930202 MEETING TYPE Annual
TICKER SYMBOL ATVI MEETING DATE 14-Sep-2006
ISIN AGENDA 932573531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT A. KOTICK For For
2 BRIAN G. KELLY For For
3 RONALD DOORNINK For For
4 ROBERT J. CORTI For For
5 BARBARA S. ISGUR For For
6 ROBERT J. MORGADO For For
7 PETER J. NOLAN For For
8 RICHARD SARNOFF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Add Women To Board Shareholder Against For
04 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1183100 0 01-Sep-2006 01-Sep-2006
BLACKROCK, INC.
SECURITY 09247X101 MEETING TYPE Special
TICKER SYMBOL BLK MEETING DATE 25-Sep-2006
ISIN AGENDA 932578997 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Issuance Of Warrants Management For For
03 Approve Charter Amendment Management For For
04 Approve Charter Amendment Management For For
05 Approve Charter Amendment Management For For
06 Approve Charter Amendment Management For For
07 Set/Change Number Of Directors On Board Management For For
08 Approve Charter Amendment Management For For
09 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 147700 0 21-Sep-2006 21-Sep-2006
UNIVISION COMMUNICATIONS INC.
SECURITY 914906102 MEETING TYPE Special
TICKER SYMBOL UVN MEETING DATE 27-Sep-2006
ISIN AGENDA 932577591 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 592820 0 19-Sep-2006 19-Sep-2006
MICHAELS STORES, INC.
SECURITY 594087108 MEETING TYPE Special
TICKER SYMBOL MIK MEETING DATE 05-Oct-2006
ISIN AGENDA 932584318 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 540400 0 29-Sep-2006 29-Sep-2006
COGNOS INCORPORATED
SECURITY 19244C109 MEETING TYPE Special
TICKER SYMBOL COGN MEETING DATE 18-Oct-2006
ISIN AGENDA 932588443 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT G. ASHE For For
2 JOHN E. CALDWELL For For
3 PAUL D. DAMP For For
4 PIERRE Y. DUCROS For For
5 ROBERT W. KORTHALS For For
6 JANET R. PERNA For For
7 JOHN J. RANDO For For
8 WILLIAM V. RUSSELL For For
9 JAMES M. TORY For For
10 RENATO ZAMBONINI For For
02 Appoint Auditors And Approve Remuneration Management For For
03 Amend Stock Option Plan Management For For
04 Amend Stock Purchase Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 476600 0 16-Oct-2006 16-Oct-2006
FOCUS MEDIA HOLDING LIMITED
SECURITY 34415V109 MEETING TYPE Annual
TICKER SYMBOL FMCN MEETING DATE 20-Oct-2006
ISIN AGENDA 932584851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Approve Increase in Board Size Management For For
03 Adopt Stock Option Plan Management For For
04 Approve Renumeration Of Directors And Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 159999 0 12-Oct-2006 12-Oct-2006
AMERICREDIT CORP.
SECURITY 03060R101 MEETING TYPE Annual
TICKER SYMBOL ACF MEETING DATE 25-Oct-2006
ISIN AGENDA 932586108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL E. BERCE For For
2 JAMES H. GREER For For
02 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 656865 0 12-Oct-2006 12-Oct-2006
MEMC ELECTRONIC MATERIALS, INC.
SECURITY 552715104 MEETING TYPE Annual
TICKER SYMBOL WFR MEETING DATE 25-Oct-2006
ISIN AGENDA 932587922 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT J. BOEHLKE For For
2 C. DOUGLAS MARSH For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 465700 0 16-Oct-2006 16-Oct-2006
LINEAR TECHNOLOGY CORPORATION
SECURITY 535678106 MEETING TYPE Annual
TICKER SYMBOL LLTC MEETING DATE 01-Nov-2006
ISIN AGENDA 932587251 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT H. SWANSON, JR. Withheld Against
2 DAVID S. LEE For For
3 LOTHAR MAIER Withheld Against
4 RICHARD M. MOLEY For For
5 THOMAS S. VOLPE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1277000 0 30-Oct-2006 30-Oct-2006
LAM RESEARCH CORPORATION
SECURITY 512807108 MEETING TYPE Annual
TICKER SYMBOL LRCX MEETING DATE 02-Nov-2006
ISIN AGENDA 932593139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES W. BAGLEY For For
2 DAVID G. ARSCOTT For For
3 ROBERT M. BERDAHL For For
4 RICHARD J. ELKUS, JR. For For
5 JACK R. HARRIS For For
6 GRANT M. INMAN For For
7 CATHERINE P. LEGO For For
8 STEPHEN G. NEWBERRY For For
9 SEIICHI WATANABE For For
10 PATRICIA S. WOLPERT For For
02 Amend Cash/Stock Bonus Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 272000 0 26-Oct-2006 26-Oct-2006
BARR PHARMACEUTICALS, INC.
SECURITY 068306109 MEETING TYPE Annual
TICKER SYMBOL BRL MEETING DATE 09-Nov-2006
ISIN AGENDA 932589762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRUCE L. DOWNEY For For
2 PAUL M. BISARO For For
3 GEORGE P. STEPHAN For For
4 HAROLD N. CHEFITZ For For
5 RICHARD R. FRANKOVIC For For
6 PETER R. SEAVER For For
7 JAMES S. GILMORE, III For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 569700 0 30-Oct-2006 30-Oct-2006
ALBERTO-CULVER COMPANY
SECURITY 013068101 MEETING TYPE Special
TICKER SYMBOL ACV MEETING DATE 10-Nov-2006
ISIN AGENDA 932595157 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 461200 0 02-Nov-2006 02-Nov-2006
THE CLOROX COMPANY
SECURITY 189054109 MEETING TYPE Annual
TICKER SYMBOL CLX MEETING DATE 15-Nov-2006
ISIN AGENDA 932591262 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 284700 0 30-Oct-2006 30-Oct-2006
ABERDEEN ASSET MANAGEMENT PLC, UK
SECURITY G00434111 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Jan-2007
ISIN GB0000031285 AGENDA 701121129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 5544114 0 09-Jan-2007 09-Jan-2007
GILDAN ACTIVEWEAR INC.
SECURITY 375916103 MEETING TYPE Annual
TICKER SYMBOL GIL MEETING DATE 01-Feb-2007
ISIN AGENDA 932619678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM D. ANDERSON For For
2 ROBERT M. BAYLIS For For
3 GLENN J. CHAMANDY For For
4 SHEILA O'BRIEN For For
5 PIERRE ROBITAILLE For For
6 RICHARD P. STRUBEL For For
7 GONZALO F. VALDES-FAULI For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 362600 0 18-Jan-2007 18-Jan-2007
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 02-Feb-2007
ISIN AGENDA 932618145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DON TYSON Withheld Against
2 JOHN TYSON Withheld Against
3 RICHARD L. BOND Withheld Against
4 SCOTT T. FORD For For
5 LLOYD V. HACKLEY For For
6 JIM KEVER For For
7 JO ANN R. SMITH For For
8 LELAND E. TOLLETT Withheld Against
9 BARBARA A. TYSON Withheld Against
10 ALBERT C. ZAPANTA For For
02 Amend Stock Compensation Plan Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1073200 0 26-Jan-2007 26-Jan-2007
OSHKOSH TRUCK CORPORATION
SECURITY 688239201 MEETING TYPE Annual
TICKER SYMBOL OSK MEETING DATE 06-Feb-2007
ISIN AGENDA 932616343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 J. WILLIAM ANDERSEN For For
2 ROBERT G. BOHN For For
3 ROBERT A. CORNOG For For
4 RICHARD M. DONNELLY For For
5 DONALD V. FITES For For
6 FREDERICK M. FRANKS, JR For For
7 MICHAEL W. GREBE For For
8 KATHLEEN J. HEMPEL For For
9 HARVEY N. MEDVIN For For
10 J. PETER MOSLING, JR. For For
11 RICHARD G. SIM For For
02 Ratify Appointment Of Independent Auditors Management
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 328500 0 19-Jan-2007 19-Jan-2007
ROCKWELL COLLINS, INC.
SECURITY 774341101 MEETING TYPE Annual
TICKER SYMBOL COL MEETING DATE 13-Feb-2007
ISIN AGENDA 932618107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 D.R. BEALL For For
2 M. DONEGAN For For
3 A.J. POLICANO For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 760700 0 24-Jan-2007 24-Jan-2007
KLA-TENCOR CORPORATION
SECURITY 482480100 MEETING TYPE Annual
TICKER SYMBOL KLAC MEETING DATE 29-Mar-2007
ISIN AGENDA 932636648 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H. RAYMOND BINGHAM** For For
2 ROBERT T. BOND** For For
3 DAVID C. WANG** For For
4 ROBERT M. CALDERONI* For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 812600 0 22-Mar-2007 22-Mar-2007
T. ROWE PRICE GROUP, INC.
SECURITY 74144T108 MEETING TYPE Annual
TICKER SYMBOL TROW MEETING DATE 12-Apr-2007
ISIN AGENDA 932635521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDWARD C. BERNARD For For
2 JAMES T. BRADY For For
3 J. ALFRED BROADDUS, JR. For For
4 DONALD B. HEBB, JR. For For
5 JAMES A.C. KENNEDY For For
6 BRIAN C. ROGERS For For
7 DR. ALFRED SOMMER For For
8 DWIGHT S. TAYLOR For For
9 ANNE MARIE WHITTEMORE For For
02 Adopt Non-Employee Director Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 940900 0 26-Mar-2007 26-Mar-2007
FASTENAL COMPANY
SECURITY 311900104 MEETING TYPE Annual
TICKER SYMBOL FAST MEETING DATE 17-Apr-2007
ISIN AGENDA 932637892 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT A. KIERLIN For For
2 STEPHEN M. SLAGGIE For For
3 MICHAEL M. GOSTOMSKI For For
4 HUGH L. MILLER For For
5 HENRY K. MCCONNON For For
6 ROBERT A. HANSEN For For
7 WILLARD D. OBERTON For For
8 MICHAEL J. DOLAN For For
9 REYNE K. WISECUP For For
02 Amend Stock Compensation Plan Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 2453 242847 28-Mar-2007 28-Mar-2007
STATE STREET CORPORATION
SECURITY 857477103 MEETING TYPE Annual
TICKER SYMBOL STT MEETING DATE 18-Apr-2007
ISIN AGENDA 932647083 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 T. ALBRIGHT For For
2 K. BURNES For For
3 P. COYM For For
4 N. DAREHSHORI For For
5 A. FAWCETT For For
6 A. GOLDSTEIN For For
7 D. GRUBER For For
8 L. HILL For For
9 C. LAMANTIA For For
10 R. LOGUE For For
11 M. MISKOVIC For For
12 R. SERGEL For For
13 R. SKATES For For
14 G. SUMME For For
15 D. WALSH For For
16 R. WEISSMAN For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 632000 0 16-Apr-2007 16-Apr-2007
PACCAR INC
SECURITY 693718108 MEETING TYPE Annual
TICKER SYMBOL PCAR MEETING DATE 24-Apr-2007
ISIN AGENDA 932647209 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALISON J. CARNWATH For For
2 ROBERT T. PARRY For For
3 HAROLD A. WAGNER For For
02 S/H Proposal - Rescind Or Allow Shareholder To Shareholder For Against
Ratify Poison Pill
03 S/H Proposal - Eliminate Fair Price Provision Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 382000 70450 16-Apr-2007 16-Apr-2007
NOBLE ENERGY, INC.
SECURITY 655044105 MEETING TYPE Annual
TICKER SYMBOL NBL MEETING DATE 24-Apr-2007
ISIN AGENDA 932648667 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY L. BERENSON For For
2 MICHAEL A. CAWLEY For For
3 EDWARD F. COX For For
4 CHARLES D. DAVIDSON For For
5 THOMAS J. EDELMAN For For
6 KIRBY L. HEDRICK For For
7 BRUCE A. SMITH For For
8 WILLIAM T. VAN KLEEF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Restricted Stock Award Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 463400 0 13-Apr-2007 13-Apr-2007
MEMC ELECTRONIC MATERIALS, INC.
SECURITY 552715104 MEETING TYPE Annual
TICKER SYMBOL WFR MEETING DATE 25-Apr-2007
ISIN AGENDA 932643910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN MARREN For For
2 WILLIAM E. STEVENS For For
3 JAMES B. WILLIAMS For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 504100 0 20-Apr-2007 20-Apr-2007
TECK COMINCO LIMITED
SECURITY 878742204 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL TCK MEETING DATE 25-Apr-2007
ISIN AGENDA 932646207 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Article Amendments Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 530200 0 12-Apr-2007 12-Apr-2007
NRG ENERGY, INC.
SECURITY 629377508 MEETING TYPE Annual
TICKER SYMBOL NRG MEETING DATE 25-Apr-2007
ISIN AGENDA 932646550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID CRANE For For
2 STEPHEN L. CROPPER For For
3 MAUREEN MISKOVIC For For
4 THOMAS H. WEIDEMEYER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 664500 13000 19-Apr-2007 19-Apr-2007
BORGWARNER INC.
SECURITY 099724106 MEETING TYPE Annual
TICKER SYMBOL BWA MEETING DATE 25-Apr-2007
ISIN AGENDA 932655369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JERE A. DRUMMOND For For
2 TIMOTHY M. MANGANELLO For For
3 ERNEST J. NOVAK, JR. For For
02 S/H Proposal - Corporate Governance Shareholder For Against
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 316500 0 17-Apr-2007 17-Apr-2007
HONG KONG EXCHANGES AND CLEARING LTD
SECURITY Y3506N121 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN HK0388034859 AGENDA 701184688 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3.A Management Proposal Management For For
3.B Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 2393000 0 10-Apr-2007 10-Apr-2007
WEBSTER FINANCIAL CORPORATION
SECURITY 947890109 MEETING TYPE Annual
TICKER SYMBOL WBS MEETING DATE 26-Apr-2007
ISIN AGENDA 932638212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOEL S. BECKER For For
2 WILLIAM T. BROMAGE For For
3 JAMES C. SMITH For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 515124 776 20-Apr-2007 20-Apr-2007
BECKMAN COULTER, INC.
SECURITY 075811109 MEETING TYPE Annual
TICKER SYMBOL BEC MEETING DATE 27-Apr-2007
ISIN AGENDA 932657349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT G. FUNARI For For
2 CHARLES A. HAGGERTY For For
3 WILLIAM N. KELLEY, M.D. For For
02 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 481500 194200 19-Apr-2007 19-Apr-2007
PEABODY ENERGY CORPORATION
SECURITY 704549104 MEETING TYPE Annual
TICKER SYMBOL BTU MEETING DATE 01-May-2007
ISIN AGENDA 932661413 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM A. COLEY Withheld Against
2 IRL F. ENGELHARDT Withheld Against
3 WILLIAM C. RUSNACK Withheld Against
4 JOHN F. TURNER Withheld Against
5 ALAN H. WASHKOWITZ Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 660573 227 23-Apr-2007 23-Apr-2007
HEALTH NET, INC.
SECURITY 42222G108 MEETING TYPE Annual
TICKER SYMBOL HNT MEETING DATE 01-May-2007
ISIN AGENDA 932669495 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 THEODORE F. CRAVER, JR. For For
2 VICKI B. ESCARRA For For
3 THOMAS T. FARLEY For For
4 GALE S. FITZGERALD For For
5 PATRICK FOLEY For For
6 JAY M. GELLERT For For
7 ROGER F. GREAVES For For
8 BRUCE G. WILLISON For For
9 FREDERICK C. YEAGER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 442100 0 23-Apr-2007 23-Apr-2007
MANPOWER INC.
SECURITY 56418H100 MEETING TYPE Annual
TICKER SYMBOL MAN MEETING DATE 02-May-2007
ISIN AGENDA 932640899 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GINA R. BOSWELL For For
2 WILLIE D. DAVIS For For
3 JACK M. GREENBERG For For
4 TERRY A. HUENEKE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Adhere To Macbride Principles Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 708500 0 30-Apr-2007 30-Apr-2007
FLUOR CORPORATION
SECURITY 343412102 MEETING TYPE Annual
TICKER SYMBOL FLR MEETING DATE 02-May-2007
ISIN AGENDA 932641132 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 158309 218591 25-Apr-2007 25-Apr-2007
STRAYER EDUCATION, INC.
SECURITY 863236105 MEETING TYPE Annual
TICKER SYMBOL STRA MEETING DATE 02-May-2007
ISIN AGENDA 932652147 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT S. SILBERMAN For For
2 DR. CHARLOTTE F. BEASON For For
3 WILLIAM E. BROCK For For
4 DAVID A. COULTER For For
5 GARY GENSLER For For
6 ROBERT R. GRUSKY For For
7 ROBERT L. JOHNSON For For
8 TODD A. MILANO For For
9 G. THOMAS WAITE III For For
10 J. DAVID WARGO For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 8600 0 27-Apr-2007 27-Apr-2007
J.B. HUNT TRANSPORT SERVICES, INC.
SECURITY 445658107 MEETING TYPE Annual
TICKER SYMBOL JBHT MEETING DATE 02-May-2007
ISIN AGENDA 932652692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WAYNE GARRISON For For
2 GARY CHARLES GEORGE For For
3 BRYAN HUNT For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 0 1321400 27-Apr-2007 27-Apr-2007
EXPEDITORS INT'L OF WASHINGTON, INC.
SECURITY 302130109 MEETING TYPE Annual
TICKER SYMBOL EXPD MEETING DATE 02-May-2007
ISIN AGENDA 932661831 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 P.J. ROSE For For
2 J.L.K. WANG For For
3 R.J. GATES For For
4 J.J. CASEY For For
5 D.P. KOURKOUMELIS For For
6 M.J. MALONE For For
7 J.W. MEISENBACH For For
02 Approve Stock Compensation Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 279200 0 27-Apr-2007 27-Apr-2007
POTASH CORPORATION OF SASKATCHEWAN I
SECURITY 73755L107 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL POT MEETING DATE 03-May-2007
ISIN AGENDA 932644277 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 F.J. BLESI For For
2 W.J. DOYLE For For
3 J.W. ESTEY For For
4 W. FETZER III For For
5 D.J. HOWE For For
6 A.D. LABERGE For For
7 K.G. MARTELL For For
8 J.J. MCCAIG For For
9 M. MOGFORD For For
10 P.J. SCHOENHALS For For
11 E.R. STROMBERG For For
12 E. VIYELLA DE PALIZA For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 167800 0 02-May-2007 02-May-2007
DADE BEHRING HOLDINGS, INC.
SECURITY 23342J206 MEETING TYPE Annual
TICKER SYMBOL DADE MEETING DATE 03-May-2007
ISIN AGENDA 932647665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 N. LEIGH ANDERSON, PH.D For For
2 JAMES G. ANDRESS For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 613800 0 27-Apr-2007 27-Apr-2007
AMERICAN STANDARD COMPANIES, INC.
SECURITY 029712106 MEETING TYPE Annual
TICKER SYMBOL ASD MEETING DATE 03-May-2007
ISIN AGENDA 932650080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN E. ANDERSON For For
2 STEVEN F. GOLDSTONE For For
3 RUTH ANN MARSHALL For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1103300 0 26-Apr-2007 26-Apr-2007
ROBERT HALF INTERNATIONAL INC.
SECURITY 770323103 MEETING TYPE Annual
TICKER SYMBOL RHI MEETING DATE 03-May-2007
ISIN AGENDA 932654343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ANDREW S. BERWICK, JR. For For
2 FREDERICK P. FURTH For For
3 EDWARD W. GIBBONS For For
4 HAROLD M. MESSMER, JR. For For
5 THOMAS J. RYAN For For
6 J. STEPHEN SCHAUB For For
7 M. KEITH WADDELL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 661800 0 27-Apr-2007 27-Apr-2007
LANDSTAR SYSTEM, INC.
SECURITY 515098101 MEETING TYPE Annual
TICKER SYMBOL LSTR MEETING DATE 03-May-2007
ISIN AGENDA 932671250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM S. ELSTON For For
2 DIANA M. MURPHY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 704713 87 30-Apr-2007 30-Apr-2007
EQUIFAX INC.
SECURITY 294429105 MEETING TYPE Annual
TICKER SYMBOL EFX MEETING DATE 04-May-2007
ISIN AGENDA 932659381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN L. CLENDENIN For For
2 A. WILLIAM DAHLBERG For For
3 ROBERT D. DALEO For For
4 L. PHILLIP HUMANN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1419900 0 27-Apr-2007 27-Apr-2007
WEIGHT WATCHERS INTERNATIONAL, INC.
SECURITY 948626106 MEETING TYPE Annual
TICKER SYMBOL WTW MEETING DATE 07-May-2007
ISIN AGENDA 932665219 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PHILIPPE J. AMOUYAL Withheld Against
2 DAVID P. KIRCHHOFF Withheld Against
3 SAM K. REED For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 402000 0 27-Apr-2007 27-Apr-2007
O'REILLY AUTOMOTIVE, INC.
SECURITY 686091109 MEETING TYPE Annual
TICKER SYMBOL ORLY MEETING DATE 08-May-2007
ISIN AGENDA 932643744 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LAWRENCE P. O'REILLY For For
2 ROSALIE O'REILLY-WOOTEN For For
3 JOE C. GREENE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 380100 65000 04-May-2007 04-May-2007
NORTHEAST UTILITIES
SECURITY 664397106 MEETING TYPE Annual
TICKER SYMBOL NU MEETING DATE 08-May-2007
ISIN AGENDA 932651551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. BOOTH For For
2 COTTON MATHER CLEVELAND For For
3 SANFORD CLOUD, JR. For For
4 JAMES F. CORDES For For
5 E. GAIL DE PLANQUE For For
6 JOHN G. GRAHAM For For
7 ELIZABETH T. KENNAN For For
8 KENNETH R. LEIBLER For For
9 ROBERT E. PATRICELLI For For
10 CHARLES W. SHIVERY For For
11 JOHN F. SWOPE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1542800 0 04-May-2007 04-May-2007
POOL CORPORATION
SECURITY 73278L105 MEETING TYPE Annual
TICKER SYMBOL POOL MEETING DATE 08-May-2007
ISIN AGENDA 932655573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILSON B. SEXTON For For
2 ANDREW W. CODE For For
3 JAMES J. GAFFNEY For For
4 GEORGE T. HAYMAKER, JR. For For
5 M.J. PEREZ DE LA MESA For For
6 ROBERT C. SLEDD For For
7 HARLAN F. SEYMOUR For For
8 JOHN E. STOKELY For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 229 411171 04-May-2007 04-May-2007
NEWELL RUBBERMAID INC.
SECURITY 651229106 MEETING TYPE Annual
TICKER SYMBOL NWL MEETING DATE 08-May-2007
ISIN AGENDA 932656107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT S. COWEN For For
2 CYNTHIA A. MONTGOMERY For For
3 GORDON R. SULLIVAN For For
4 MICHAEL A. TODMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1073000 0 07-May-2007 07-May-2007
ALTERA CORPORATION
SECURITY 021441100 MEETING TYPE Annual
TICKER SYMBOL ALTR MEETING DATE 08-May-2007
ISIN AGENDA 932656640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Amend Stock Purchase Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 2180200 151000 02-May-2007 02-May-2007
AMBAC FINANCIAL GROUP, INC.
SECURITY 023139108 MEETING TYPE Annual
TICKER SYMBOL ABK MEETING DATE 08-May-2007
ISIN AGENDA 932661944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. CALLEN For For
2 JILL M. CONSIDINE For For
3 PHILIP N. DUFF For For
4 ROBERT J. GENADER For For
5 W. GRANT GREGORY For For
6 THOMAS C. THEOBALD For For
7 LAURA S. UNGER For For
8 HENRY D.G. WALLACE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 77800 398700 02-May-2007 02-May-2007
MANOR CARE, INC.
SECURITY 564055101 MEETING TYPE Annual
TICKER SYMBOL HCR MEETING DATE 08-May-2007
ISIN AGENDA 932666766 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 842500 134400 04-May-2007 04-May-2007
FOSTER WHEELER LTD.
SECURITY G36535139 MEETING TYPE Annual
TICKER SYMBOL FWLT MEETING DATE 08-May-2007
ISIN AGENDA 932667150 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EUGENE D. ATKINSON For For
2 STEPHANIE HANBURY-BROWN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 764200 0 03-May-2007 03-May-2007
CHARLES RIVER LABORATORIES INTL., IN
SECURITY 159864107 MEETING TYPE Annual
TICKER SYMBOL CRL MEETING DATE 08-May-2007
ISIN AGENDA 932669661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES C. FOSTER For For
2 STEPHEN D. CHUBB For For
3 GEORGE E. MASSARO For For
4 GEORGE M. MILNE, JR. For For
5 DOUGLAS E. ROGERS For For
6 SAMUEL O. THIER For For
7 WILLIAM H. WALTRIP For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 393784 307716 02-May-2007 02-May-2007
ECHOSTAR COMMUNICATIONS CORPORATION
SECURITY 278762109 MEETING TYPE Annual
TICKER SYMBOL DISH MEETING DATE 08-May-2007
ISIN AGENDA 932669887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES DEFRANCO Withheld Against
2 MICHAEL T. DUGAN Withheld Against
3 CANTEY ERGEN Withheld Against
4 CHARLES W. ERGEN Withheld Against
5 STEVEN R. GOODBARN For For
6 GARY S. HOWARD For For
7 DAVID K. MOSKOWITZ Withheld Against
8 TOM A. ORTOLF For For
9 C.MICHAEL SCHROEDER For For
10 CARL E. VOGEL Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
03 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 153700 233700 03-May-2007 03-May-2007
MONEYGRAM INTERNATIONAL, INC.
SECURITY 60935Y109 MEETING TYPE Annual
TICKER SYMBOL MGI MEETING DATE 09-May-2007
ISIN AGENDA 932650852 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JESS T. HAY For For
2 LINDA JOHNSON RICE For For
3 ALBERT M. TEPLIN For For
4 TIMOTHY R. WALLACE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 436252 837048 04-May-2007 04-May-2007
AMERICAN TOWER CORPORATION
SECURITY 029912201 MEETING TYPE Annual
TICKER SYMBOL AMT MEETING DATE 09-May-2007
ISIN AGENDA 932654103 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RAYMOND P. DOLAN For For
2 RONALD M. DYKES For For
3 CAROLYN F. KATZ For For
4 GUSTAVO LARA CANTU For For
5 PAMELA D.A. REEVE For For
6 DAVID E. SHARBUTT For For
7 JAMES D. TAICLET, JR. For For
8 SAMME L. THOMPSON For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1120568 30753 03-May-2007 03-May-2007
MURPHY OIL CORPORATION
SECURITY 626717102 MEETING TYPE Annual
TICKER SYMBOL MUR MEETING DATE 09-May-2007
ISIN AGENDA 932659975 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 F.W. BLUE For For
2 C.P. DEMING For For
3 R.A. HERMES For For
4 J.V. KELLEY For For
5 R.M. MURPHY For For
6 W.C. NOLAN, JR. For For
7 I.B. RAMBERG For For
8 N.E. SCHMALE For For
9 D.J.H. SMITH For For
10 C.G. THEUS For For
02 Approve Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 ADOPT STOCK PURCHASE PLAN Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 429800 0 04-May-2007 04-May-2007
CADENCE DESIGN SYSTEMS, INC.
SECURITY 127387108 MEETING TYPE Annual
TICKER SYMBOL CDNS MEETING DATE 09-May-2007
ISIN AGENDA 932671666 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL J. FISTER For For
2 DONALD L. LUCAS For For
3 A.S. VINCENTELLI For For
4 GEORGE M. SCALISE For For
5 JOHN B. SHOVEN For For
6 ROGER S. SIBONI For For
7 LIP-BU TAN For For
8 JOHN A.C. SWAINSON For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1514539 381961 03-May-2007 03-May-2007
MILLENNIUM PHARMACEUTICALS, INC.
SECURITY 599902103 MEETING TYPE Annual
TICKER SYMBOL MLNM MEETING DATE 10-May-2007
ISIN AGENDA 932655826 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Declassify Board Management For For
02 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
03 Election Of Directors Management
1 DEBORAH DUNSIRE* For For
2 ROBERT F. FRIEL* For For
3 A. GRANT HEIDRICH, III* For For
4 CHARLES J. HOMCY* For For
5 RAJU S. KUCHERLAPATI* For For
6 MARK J. LEVIN* For For
7 NORMAN C. SELBY* For For
8 KENNETH E. WEG* For For
9 ANTHONY H. WILD* For For
10 CHARLES J. HOMCY** For For
11 RAJU S. KUCHERLAPATI** For For
04 Approve Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 699300 746700 04-May-2007 04-May-2007
SOUTHWESTERN ENERGY COMPANY
SECURITY 845467109 MEETING TYPE Annual
TICKER SYMBOL SWN MEETING DATE 10-May-2007
ISIN AGENDA 932658353 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LEWIS E. EPLEY, JR. For For
2 ROBERT L. HOWARD For For
3 HAROLD M. KORELL For For
4 VELLO A. KUUSKRAA For For
5 KENNETH R. MOURTON For For
6 CHARLES E. SCHARLAU For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 391300 0 04-May-2007 04-May-2007
TRW AUTOMOTIVE HOLDINGS CORP.
SECURITY 87264S106 MEETING TYPE Annual
TICKER SYMBOL TRW MEETING DATE 14-May-2007
ISIN AGENDA 932657565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN C. PLANT Withheld Against
2 NEIL P. SIMPKINS Withheld Against
3 JODY G. MILLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 821900 9000 04-May-2007 04-May-2007
LI & FUNG LTD
SECURITY G5485F144 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN BMG5485F1445 AGENDA 701199778 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.a Management Proposal Management For For
3.b Management Proposal Management For For
3.c Management Proposal Management For For
3.d Management Proposal Management Against Against
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 2568000 0 19-May-2007
COMMERCE BANCORP, INC.
SECURITY 200519106 MEETING TYPE Annual
TICKER SYMBOL CBH MEETING DATE 15-May-2007
ISIN AGENDA 932700607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 VERNON W. HILL, II For For
2 JACK R BERSHAD For For
3 JOSEPH E. BUCKELEW For For
4 DONALD T. DIFRANCESCO For For
5 NICHOLAS A. GIORDANO For For
6 MORTON N. KERR For For
7 STEVEN M. LEWIS For For
8 JOHN K. LLOYD For For
9 GEORGE E. NORCROSS, III For For
10 DANIEL J. RAGONE For For
11 WILLIAM A. SCHWARTZ, JR For For
12 JOSEPH T. TARQUINI, JR. For For
13 JOSEPH S. VASSALLUZZO For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 77339 346661 10-May-2007 10-May-2007
ST. JUDE MEDICAL, INC.
SECURITY 790849103 MEETING TYPE Annual
TICKER SYMBOL STJ MEETING DATE 16-May-2007
ISIN AGENDA 932664382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. ROCCA For For
2 STEFAN K. WIDENSOHLER For For
02 Approve Stock Compensation Plan Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 585500 38800 11-May-2007 11-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Withheld Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1240200 0 10-May-2007 10-May-2007
NII HOLDINGS, INC.
SECURITY 62913F201 MEETING TYPE Annual
TICKER SYMBOL NIHD MEETING DATE 16-May-2007
ISIN AGENDA 932685665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN DONOVAN For For
2 STEVEN P. DUSSEK For For
3 STEVEN M. SHINDLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 176062 53538 11-May-2007 11-May-2007
UNIVERSAL HEALTH SERVICES, INC.
SECURITY 913903100 MEETING TYPE Annual
TICKER SYMBOL UHS MEETING DATE 16-May-2007
ISIN AGENDA 932695678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT H. HOTZ For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 504800 300 11-May-2007 11-May-2007
C.H. ROBINSON WORLDWIDE, INC.
SECURITY 12541W209 MEETING TYPE Annual
TICKER SYMBOL CHRW MEETING DATE 17-May-2007
ISIN AGENDA 932672529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 REBECCA K. ROLOFF For For
2 MICHAEL W. WICKHAM For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 342700 102400 11-May-2007 11-May-2007
BARR PHARMACEUTICALS, INC.
SECURITY 068306109 MEETING TYPE Annual
TICKER SYMBOL BRL MEETING DATE 17-May-2007
ISIN AGENDA 932673761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRUCE L. DOWNEY For For
2 PAUL M. BISARO For For
3 GEORGE P. STEPHAN For For
4 HAROLD N. CHEFITZ For For
5 RICHARD R. FRANKOVIC For For
6 PETER R. SEAVER For For
7 JAMES S. GILMORE, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 845000 0 12-May-2007 12-May-2007
REPUBLIC SERVICES, INC.
SECURITY 760759100 MEETING TYPE Annual
TICKER SYMBOL RSG MEETING DATE 17-May-2007
ISIN AGENDA 932676767 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES E. O'CONNOR For For
2 HARRIS W. HUDSON For For
3 JOHN W. CROGHAN For For
4 W. LEE NUTTER For For
5 RAMON A. RODRIGUEZ For For
6 ALLAN C. SORENSEN For For
7 MICHAEL W. WICKHAM For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1714650 0 11-May-2007 11-May-2007
HOST HOTELS & RESORTS, INC.
SECURITY 44107P104 MEETING TYPE Annual
TICKER SYMBOL HST MEETING DATE 17-May-2007
ISIN AGENDA 932676894 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 405752 681209 12-May-2007 12-May-2007
CEPHALON, INC.
SECURITY 156708109 MEETING TYPE Annual
TICKER SYMBOL CEPH MEETING DATE 17-May-2007
ISIN AGENDA 932678329 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANK BALDINO, JR., PHD For For
2 WILLIAM P. EGAN For For
3 MARTYN D. GREENACRE For For
4 VAUGHN M. KAILIAN For For
5 KEVIN E. MOLEY For For
6 CHARLES A. SANDERS, M.D For For
7 GAIL R. WILENSKY, PH.D. For For
8 DENNIS L. WINGER For For
02 Approve Authorized Common Stock Increase Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 363204 22922 11-May-2007 11-May-2007
ASSURANT, INC.
SECURITY 04621X108 MEETING TYPE Annual
TICKER SYMBOL AIZ MEETING DATE 17-May-2007
ISIN AGENDA 932680437 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHEL BAISE For For
2 HOWARD L. CARVER For For
3 JUAN N. CENTO For For
4 ALLEN R. FREEDMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 470400 0 12-May-2007 12-May-2007
TIFFANY & CO.
SECURITY 886547108 MEETING TYPE Annual
TICKER SYMBOL TIF MEETING DATE 17-May-2007
ISIN AGENDA 932682962 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management Against Against
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management Against Against
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management Against Against
1I Miscellaneous Corporate Governance Management Against Against
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 766300 0 13-May-2007 13-May-2007
ALLIED WASTE INDUSTRIES, INC.
SECURITY 019589308 MEETING TYPE Annual
TICKER SYMBOL AW MEETING DATE 17-May-2007
ISIN AGENDA 932683180 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT M. AGATE For For
2 CHARLES H. COTROS For For
3 JAMES W. CROWNOVER For For
4 STEPHANIE DRESCHER For For
5 WILLIAM J. FLYNN For For
6 DAVID I. FOLEY For For
7 NOLAN LEHMANN For For
8 STEVEN MARTINEZ For For
9 JAMES A. QUELLA For For
10 JOHN M. TRANI For For
11 JOHN J. ZILLMER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1786006 162494 12-May-2007 12-May-2007
UCBH HOLDINGS, INC.
SECURITY 90262T308 MEETING TYPE Annual
TICKER SYMBOL UCBH MEETING DATE 17-May-2007
ISIN AGENDA 932687582 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Amend Stock Compensation Plan Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1545600 158500 13-May-2007 13-May-2007
KINGBOARD CHEMICAL HOLDINGS LTD
SECURITY G52562140 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-May-2007
ISIN KYG525621408 AGENDA 701219811 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.A Management Proposal Management For For
3.B Management Proposal Management For For
3.C Management Proposal Management For For
3.D Management Proposal Management For For
3.E Management Proposal Management For For
4. Management Proposal Management For For
5.A Management Proposal Management For For
5.B Management Proposal Management For For
5.C Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 1814000 0 03-May-2007 03-May-2007
UNUM GROUP
SECURITY 91529Y106 MEETING TYPE Annual
TICKER SYMBOL UNM MEETING DATE 18-May-2007
ISIN AGENDA 932685691 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E. MICHAEL CAULFIELD For For
2 RONALD E. GOLDSBERRY For For
3 MICHAEL J. PASSARELLA For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 904020 447780 11-May-2007 12-May-2007
PNM RESOURCES, INC.
SECURITY 69349H107 MEETING TYPE Annual
TICKER SYMBOL PNM MEETING DATE 22-May-2007
ISIN AGENDA 932694981 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ADELMO E. ARCHULETA For For
2 JULIE A. DOBSON For For
3 WOODY L. HUNT For For
4 CHARLES E. MCMAHEN For For
5 MANUEL T. PACHECO For For
6 ROBERT M. PRICE For For
7 BONNIE S. REITZ For For
8 JEFFRY E. STERBA For For
9 JOAN B. WOODARD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 438600 171100 14-May-2007 14-May-2007
AMERICAN REPROGRAPHICS CO
SECURITY 029263100 MEETING TYPE Annual
TICKER SYMBOL ARP MEETING DATE 22-May-2007
ISIN AGENDA 932696199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 S. CHANDRAMOHAN For For
2 K. SURIYAKUMAR For For
3 THOMAS J. FORMOLO For For
4 DEWITT KERRY MCCLUGGAGE For For
5 MARK W. MEALY For For
6 MANUEL PEREZ DE LA MESA For For
7 ERIBERTO R. SCOCIMARA For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 262800 54400 14-May-2007 14-May-2007
AMYLIN PHARMACEUTICALS, INC.
SECURITY 032346108 MEETING TYPE Annual
TICKER SYMBOL AMLN MEETING DATE 23-May-2007
ISIN AGENDA 932680728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN R. ALTMAN For For
2 TERESA BECK For For
3 DANIEL M. BRADBURY For For
4 JOSEPH C. COOK, JR. For For
5 KARIN EASTHAM For For
6 JAMES R. GAVIN III For For
7 GINGER L. GRAHAM For For
8 HOWARD E. GREENE, JR. For For
9 JAY S. SKYLER For For
10 JOSEPH P. SULLIVAN For For
11 JAMES N. WILSON For For
02 Approve Charter Amendment Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 0 660000 15-May-2007 15-May-2007
EVEREST RE GROUP, LTD.
SECURITY G3223R108 MEETING TYPE Annual
TICKER SYMBOL RE MEETING DATE 23-May-2007
ISIN AGENDA 932682986 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 KENNETH J. DUFFY For For
2 JOSEPH V. TARANTO For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 206000 0 17-May-2007 17-May-2007
BLACKROCK, INC.
SECURITY 09247X101 MEETING TYPE Annual
TICKER SYMBOL BLK MEETING DATE 23-May-2007
ISIN AGENDA 932695135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM O. ALBERTINI For For
2 DENNIS D. DAMMERMAN For For
3 WILLIAM S. DEMCHAK For For
4 DAVID H. KOMANSKY For For
5 JAMES E. ROHR For For
6 RALPH L. SCHLOSSTEIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 77700 20000 15-May-2007 15-May-2007
E*TRADE FINANCIAL CORPORATION
SECURITY 269246104 MEETING TYPE Annual
TICKER SYMBOL ETFC MEETING DATE 23-May-2007
ISIN AGENDA 932695250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD D. FISHER For For
2 GEORGE A. HAYTER For For
3 R. JARRETT LILIEN For For
4 DONNA L. WEAVER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1219200 0 15-May-2007 15-May-2007
GAMESA CORPORACION TECNOLOGICA SA
SECURITY E54667113 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 24-May-2007
ISIN ES0143416115 AGENDA 701222301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4.1.a Management Proposal Management For For
4.1.B Management Proposal Management For For
4.1.C Management Proposal Management For For
4.1.D Management Proposal Management For For
4.1.E Management Proposal Management For For
4.1.F Management Proposal Management For For
4.2.A Management Proposal Management For For
4.2.B Management Proposal Management For For
4.2.C Management Proposal Management For For
4.2.D Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 288404 0 17-May-2007 17-May-2007
SUPERVALU INC.
SECURITY 868536103 MEETING TYPE Annual
TICKER SYMBOL SVU MEETING DATE 24-May-2007
ISIN AGENDA 932713729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1696000 12100 18-May-2007 18-May-2007
COUNTRY GARDEN HOLDINGS CO LTD, GUANGDONG
SECURITY G24524103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-May-2007
ISIN KYG245241032 AGENDA 701224278 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2.A Management Proposal Management For For
2.B Management Proposal Management For For
2.C Management Proposal Management For For
2.D Management Proposal Management For For
2.E Management Proposal Management For For
2.F Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 3055000 0 17-May-2007 17-May-2007
MONSTER WORLDWIDE, INC.
SECURITY 611742107 MEETING TYPE Annual
TICKER SYMBOL MNST MEETING DATE 30-May-2007
ISIN AGENDA 932712676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SALVATORE IANNUZZI For For
2 ROBERT J. CHRENC For For
3 GEORGE R. EISELE For For
4 JOHN GAULDING For For
5 MICHAEL KAUFMAN For For
6 RONALD J. KRAMER For For
7 PHILIP R. LOCHNER, JR. For For
8 DAVID A. STEIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 516340 114760 24-May-2007 24-May-2007
VERTEX PHARMACEUTICALS INCORPORATED
SECURITY 92532F100 MEETING TYPE Annual
TICKER SYMBOL VRTX MEETING DATE 31-May-2007
ISIN AGENDA 932686720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOSHUA S. BOGER For For
2 CHARLES A. SANDERS For For
3 ELAINE S. ULLIAN For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 266300 95500 22-May-2007 22-May-2007
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY 018581108 MEETING TYPE Annual
TICKER SYMBOL ADS MEETING DATE 06-Jun-2007
ISIN AGENDA 932696745 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 L.M. BENVENISTE, PH.D. For For
2 D. KEITH COBB For For
3 KENNETH R. JENSEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 0 534100 23-May-2007 23-May-2007
ROPER INDUSTRIES, INC.
SECURITY 776696106 MEETING TYPE Annual
TICKER SYMBOL ROP MEETING DATE 06-Jun-2007
ISIN AGENDA 932708235 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRIAN D. JELLISON For For
2 W. LAWRENCE BANKS For For
3 DAVID DEVONSHIRE For For
4 JOHN F. FORT III For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 461000 300 25-May-2007 25-May-2007
SAKS INCORPORATED
SECURITY 79377W108 MEETING TYPE Annual
TICKER SYMBOL SKS MEETING DATE 06-Jun-2007
ISIN AGENDA 932714935 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STANTON J. BLUESTONE* For For
2 ROBERT B. CARTER** For For
3 DONALD E. HESS** For For
02 Approve Cash/Stock Bonus Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 243903 719297 25-May-2007 25-May-2007
GLOBALSANTAFE CORPORATION
SECURITY G3930E101 MEETING TYPE Annual
TICKER SYMBOL GSF MEETING DATE 07-Jun-2007
ISIN AGENDA 932705912 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDWARD R. MULLER For For
2 JOHN L. WHITMIRE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 865000 0 29-May-2007 29-May-2007
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
SECURITY 192446102 MEETING TYPE Annual
TICKER SYMBOL CTSH MEETING DATE 07-Jun-2007
ISIN AGENDA 932712210 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LAKSHMI NARAYANAN For For
2 JOHN E. KLEIN For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 343900 0 29-May-2007 29-May-2007
AMERICAN EAGLE OUTFITTERS, INC.
SECURITY 02553E106 MEETING TYPE Annual
TICKER SYMBOL AEO MEETING DATE 12-Jun-2007
ISIN AGENDA 932704364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JON P. DIAMOND Withheld Against
2 ALAN T. KANE For For
3 CARY D. MCMILLAN For For
4 JAMES V. O'DONNELL Withheld Against
02 Approve Authorized Common Stock Increase Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 41750 281800 04-Jun-2007 04-Jun-2007
WESTERN OIL SANDS INC.
SECURITY 959053109 MEETING TYPE Annual
TICKER SYMBOL WTOIF MEETING DATE 12-Jun-2007
ISIN AGENDA 932723489 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election of Directors (Full Slate) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3ASSTA 01 OM C81 1100500 0 29-May-2007 29-May-2007
ABERCROMBIE & FITCH CO.
SECURITY 002896207 MEETING TYPE Annual
TICKER SYMBOL ANF MEETING DATE 13-Jun-2007
ISIN AGENDA 932716612 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN A. GOLDEN For For
2 EDWARD F. LIMATO For For
02 Approve Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 694800 0 31-May-2007 31-May-2007
CABLEVISION SYSTEMS CORPORATION
SECURITY 12686C109 MEETING TYPE Annual
TICKER SYMBOL CVC MEETING DATE 14-Jun-2007
ISIN AGENDA 932726497 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GROVER C. BROWN For For
2 ZACHARY W. CARTER For For
3 CHARLES D. FERRIS For For
4 RICHARD H. HOCHMAN Withheld Against
5 VICTOR ORISTANO Withheld Against
6 THOMAS V. REIFENHEISER For For
7 JOHN R. RYAN Withheld Against
8 VINCENT TESE Withheld Against
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1059500 0 11-Jun-2007 11-Jun-2007
PETSMART, INC.
SECURITY 716768106 MEETING TYPE Annual
TICKER SYMBOL PETM MEETING DATE 20-Jun-2007
ISIN AGENDA 932718161 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RAKESH GANGWAL For For
2 BARBARA A. MUNDER For For
3 THOMAS G. STEMBERG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 1151300 127800 11-Jun-2007 11-Jun-2007
EISAI CO.,LTD.
SECURITY J12852117 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3160400002 AGENDA 701235093 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1.1 Appoint a Director Management For For
1.2 Appoint a Director Management For For
1.3 Appoint a Director Management For For
1.4 Appoint a Director Management For For
1.5 Appoint a Director Management For For
1.6 Appoint a Director Management For For
1.7 Appoint a Director Management For For
1.8 Appoint a Director Management For For
1.9 Appoint a Director Management For For
1.10 Appoint a Director Management For For
1.11 Appoint a Director Management For For
2. Approve Issuance of Share Acquisition Rights to Management For For
Third Parties on Favorable Conditions
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 472100 0 11-Jun-2007 11-Jun-2007
KINGBOARD CHEMICAL HOLDINGS LTD
SECURITY G52562140 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2007
ISIN KYG525621408 AGENDA 701282345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 2561000 0 15-Jun-2007 15-Jun-2007
CARMAX, INC.
SECURITY 143130102 MEETING TYPE Annual
TICKER SYMBOL KMX MEETING DATE 26-Jun-2007
ISIN AGENDA 932717880 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 THOMAS J. FOLLIARD For For
2 EDGAR H. GRUBB For For
3 KEITH D. BROWNING For For
4 JAMES F. CLINGMAN, JR. For For
5 HUGH G. ROBINSON For For
6 THOMAS G. STEMBERG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR3A 837 936400 7000 21-Jun-2007 21-Jun-2007
SHIONOGI & CO.,LTD.
SECURITY J74229105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3347200002 AGENDA 701281139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Approve Payment of Bonuses to Corporate Officers Management For For
6 Amend the Compensation to be received by Corporate Management For For
Officers
7 Approve Provision of Retirement Allowance for Management For For
Retiring Auditors
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR3A 50P 1606000 0 19-Jun-2007 19-Jun-2007
Item 1: Proxy Voting Record
The Hartford MidCap Growth Fund
07/01/2006 - 06/30/2007
ADVANCE AUTO PARTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAP CUSIP9 00751Y106 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Brouillard Mgmt For For For
1.2 Elect Lawrence Castellani Mgmt For For For
1.3 Elect Michael Coppola Mgmt For For For
1.4 Elect Darren Jackson Mgmt For For For
1.5 Elect Nicholas LaHowchic Mgmt For For For
1.6 Elect William Oglesby Mgmt For For For
1.7 Elect Gilbert Ray Mgmt For For For
1.8 Elect Carlos Saladrigas Mgmt For For For
1.9 Elect William Salter Mgmt For For For
1.10 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE AN AMENDMENT TO OUR LONG-TERM Mgmt For For For
INCENTIVE PLAN
4 APPROVE THE 2007 EXECUTIVE INCENTIVE Mgmt For For For
PLAN
AFFILIATED MANAGERS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMG CUSIP9 008252108 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Floor Mgmt For Withhold Against
1.2 Elect Sean Healey Mgmt For For For
1.3 Elect Harold Meyerman Mgmt For For For
1.4 Elect William Nutt Mgmt For For For
1.5 Elect Rita Rodriguez Mgmt For For For
1.6 Elect Patrick Ryan Mgmt For For For
1.7 Elect Jide Zeitlin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
AKAMAI TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AKAM CUSIP9 00971T101 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ronald Graham Mgmt For For For
1.2 Elect F. Thomson Leighton Mgmt For For For
1.3 Elect Paul Sagan Mgmt For For For
1.4 Elect Naomi O. Seligman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALLIANCE DATA SYSTEM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADS CUSIP9 018581108 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Lawrence Benveniste Mgmt For For For
1.2 Elect D. Keith Cobb Mgmt For For For
1.3 Elect Kenneth R. Jensen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMBAC FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABK CUSIP9 023139108 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Callen Mgmt For For For
1.2 Elect Jill Considine Mgmt For For For
1.3 Elect Philip Duff Mgmt For For For
1.4 Elect Robert Genader Mgmt For For For
1.5 Elect W. Gregory Mgmt For For For
1.6 Elect Thomas Theobald Mgmt For For For
1.7 Elect Laura Unger Mgmt For For For
1.8 Elect Henry Wallace Mgmt For For For
2 RATIFY SELECTION OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
AMDOCS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DOX CUSIP9 G02602103 01/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Bruce K. Anderson Mgmt For For For
1.2 Elect Adrian Gardner Mgmt For For For
1.3 Elect Charles E. Foster Mgmt For For For
1.4 Elect James S. Kahan Mgmt For Withhold Against
1.5 Elect Dov Baharav Mgmt For For For
1.6 Elect Julian A. Brodsky Mgmt For For For
1.7 Elect Eli Gelman Mgmt For For For
1.8 Elect Nehemia Lemelbaum Mgmt For For For
1.9 Elect John T. McLennan Mgmt For Withhold Against
1.10 Elect Robert A. Minicucci Mgmt For For For
1.11 Elect Simon Olswang Mgmt For For For
1.12 Elect Mario Segal Mgmt For Withhold Against
1.13 Elect Joseph Vardi Mgmt For For For
2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For For
STATEMENTS FOR FISCAL YEAR 2006.
3 Ratification of Auditor Mgmt For For For
AMERICAN EAGLE OUTFITTERS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEO CUSIP9 02553E106 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jon Diamond Mgmt For Withhold Against
1.2 Elect Alan Kane Mgmt For For For
1.3 Elect Cary McMillan Mgmt For For For
1.4 Elect James O'Donnell Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
AMERICAN TOWER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMT CUSIP9 029912201 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Raymond Dolan Mgmt For Withhold Against
1.2 Elect Ronald Dykes Mgmt For For For
1.3 Elect Carolyn Katz Mgmt For Withhold Against
1.4 Elect Gustavo Lara Cantu Mgmt For For For
1.5 Elect Pamela Reeve Mgmt For Withhold Against
1.6 Elect David Sharbutt Mgmt For For For
1.7 Elect James Taiclet, Jr. Mgmt For For For
1.8 Elect Samme Thompson Mgmt For For For
2 APPROVAL OF THE AMERICAN TOWER Mgmt For Against Against
CORPORATION 2007 EQUITY INCENTIVE
PLAN.
3 Ratification of Auditor Mgmt For For For
BROCADE COMMUNICATIONS SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRCD CUSIP9 111621108 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Renato DiPentima Mgmt For For For
1.2 Elect Sanjay Vaswani Mgmt For Withhold Against
2 Reverse Stock Split Followed By a Mgmt For For For
Forward Stock Sp
3 Ratification of Auditor Mgmt For For For
BUNGE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BG CUSIP9 G16962105 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 TO ELECT AS CLASS I DIRECTOR: JORGE Mgmt For For For
BORN, JR.
2 TO ELECT AS CLASS I DIRECTOR: BERNARD Mgmt For For For
DE LA TOUR D AUVERGNE LAURAGUAIS
3 TO ELECT AS CLASS I DIRECTOR: WILLIAM Mgmt For For For
ENGELS
4 TO ELECT AS CLASS I DIRECTOR: L. Mgmt For For For
PATRICK LUPO
5 TO ELECT AS CLASS II DIRECTOR: Mgmt For For For
OCTAVIO CARABALLO
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 2007 Non-Employee Directors Equity Mgmt For For For
Incentive Plan
CAMECO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCJ CUSIP9 13321L108 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Re-elect John Auston Mgmt For For For
1.2 Re-elect John Clappison Mgmt For For For
1.3 Re-elect Joe Colvin Mgmt For Withhold Against
1.4 Re-elect Harry Cook Mgmt For For For
1.5 Re-elect James Curtiss Mgmt For Withhold Against
1.6 Re-elect George Dembroski Mgmt For For For
1.7 Re-elect Gerald Grandey Mgmt For For For
1.8 Re-elect Nancy Hopkins Mgmt For For For
1.9 Re-elect Oyvind Hushovd Mgmt For For For
1.10 Re-elect J.W. George Ivany Mgmt For For For
1.11 Elect A. Anne McLellan Mgmt For For For
1.12 Re-elect A. Neil McMillan Mgmt For Withhold Against
1.13 Re-elect Robert Peterson Mgmt For For For
1.14 Re-elect Victor Zaleschuk Mgmt For For For
2 APPOINTMENT OF KPMG LLP AS AUDITORS. Mgmt For For For
3 Amendments to Stock Option Plan Mgmt For For For
4 Are You Canadian? Mgmt For Against Against
5 Are You Canadian? Mgmt For Against Against
CAMERON INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP9 13342B105 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Patrick Mgmt For For For
1.2 Elect Bruce Wilkinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CARMAX INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMX CUSIP9 143130102 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Folliard Mgmt For For For
1.2 Elect Edgar Grubb Mgmt For For For
1.3 Elect Keith Browning Mgmt For Withhold Against
1.4 Elect James F. Clingman, Jr. Mgmt For For For
1.5 Elect Hugh Robinson Mgmt For For For
1.6 Elect Thomas Stemberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Annual Performance-Based Bonus Plan Mgmt For For For
CB RICHARD ELLIS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBG CUSIP9 12497T101 06/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Blum Mgmt For For For
1.2 Elect Patrice Marie Daniels Mgmt For For For
1.3 Elect Thomas Daschle Mgmt For For For
1.4 Elect Curtis Feeny Mgmt For For For
1.5 Elect Bradford Freeman Mgmt For For For
1.6 Elect Michael Kantor Mgmt For Withhold Against
1.7 Elect Frederic Malek Mgmt For For For
1.8 Elect Robert Sulentic Mgmt For For For
1.9 Elect Jane Su Mgmt For For For
1.10 Elect Brett White Mgmt For For For
1.11 Elect Gary Wilson Mgmt For For For
1.12 Elect Ray Wirta Mgmt For For For
2 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 APPROVAL OF THE EXECUTIVE INCENTIVE Mgmt For For For
PLAN
CITIZENS COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CZB CUSIP9 17453B101 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Kathleen Abernathy Mgmt For For For
1.2 Elect Leroy Barnes, Jr. Mgmt For For For
1.3 Elect Michael Dugan Mgmt For For For
1.4 Elect Jeri Finard Mgmt For For For
1.5 Elect Lawton Fitt Mgmt For For For
1.6 Elect William Kraus Mgmt For Withhold Against
1.7 Elect Howard Schrott Mgmt For Withhold Against
1.8 Elect Larraine Segil Mgmt For Withhold Against
1.9 Elect Bradley Singer Mgmt For For For
1.10 Elect David Ward Mgmt For For For
1.11 Elect Myron Wick, III Mgmt For For For
1.12 Elect Mary Wilderotter Mgmt For For For
2 TO ADOPT THE 2008 CITIZENS INCENTIVE Mgmt For For For
PLAN.
3 Amendment to the Amended and Restated Mgmt For For For
2000 Equity
4 Ratification of Auditor Mgmt For For For
COGNIZANT TECHNOLOGY SOLUTIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTSH CUSIP9 192446102 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Lakshmi Narayanan Mgmt For For For
1.2 Elect John Klein Mgmt For For For
2 Amendment to 1999 Incentive Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
CONSOL ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNX CUSIP9 20854P109 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer Mgmt For Withhold Against
1.4 Elect William Davis Mgmt For For For
1.5 Elect Raj Gupta Mgmt For For For
1.6 Elect Patricia Hammick Mgmt For For For
1.7 Elect David Hardesty Mgmt For For For
1.8 Elect John Mills Mgmt For For For
1.9 Elect William Powell Mgmt For For For
1.10 Elect Joseph Williams Mgmt For For For
2 RATIFICATION OF INDEPENDENT Mgmt For For For
ACCOUNTANTS: PRICEWATERHOUSECOOPERS
LLP.
3 AMENDMENT TO CONSOL ENERGY INC. Mgmt For For For
EQUITY INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
CLIMATE CHANGE.
CONTINENTAL AIRLINES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAL CUSIP9 210795308 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Barrack, Jr. Mgmt For For For
1.2 Elect Kirbyjon Caldwell Mgmt For For For
1.3 Elect Lawrence Kellner Mgmt For For For
1.4 Elect Douglas McCorkindale Mgmt For For For
1.5 Elect Henry Meyer III Mgmt For For For
1.6 Elect Oscar Munoz Mgmt For For For
1.7 Elect George Parker Mgmt For For For
1.8 Elect Jeffrey Smisek Mgmt For For For
1.9 Elect Karen Williams Mgmt For Withhold Against
1.10 Elect Ronald Woodard Mgmt For For For
1.11 Elect Charles Yamarone Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
3 STOCKHOLDER PROPOSAL RELATED TO ShrHoldr Against Against For
POLITICAL ACTIVITIES
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based E
5 PLEASE MARK FOR IF STOCK OWNED Mgmt Abstain
BENEFICIALLY BY Y
CORN PRODS INTERNATIONAL COMMERCE INCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPO CUSIP9 219023108 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Karen Hendricks Mgmt For For For
1.2 Elect Bernard Kastory Mgmt For For For
1.3 Elect Barbara Klein Mgmt For For For
1.4 Elect Samuel Scott, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CORRECTIONS CORP. OF AMERICA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CXW CUSIP9 22025Y407 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Andrews Mgmt For For For
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Donna Alvarado Mgmt For For For
1.4 Elect Lucius Burch, III Mgmt For For For
1.5 Elect John Correnti Mgmt For For For
1.6 Elect John Horne Mgmt For For For
1.7 Elect C. Michael Jacobi Mgmt For For For
1.8 Elect Thurgood Marshall, Jr. Mgmt For For For
1.9 Elect Charles Overby Mgmt For Withhold Against
1.10 Elect John Prann, Jr. Mgmt For For For
1.11 Elect Joseph Russell Mgmt For For For
1.12 Elect Henri Wedell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE COMPANY S 2008 STOCK Mgmt For For For
INCENTIVE PLAN.
4 Increase in Authorized Shares Mgmt For For For
5 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Politic
6 Right to Adjourn Meeting Mgmt For For For
CORRECTIONS CORP. OF AMERICA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CXW CUSIP9 22025Y407 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Andrews Mgmt For For For
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Donna Alvarado Mgmt For For For
1.4 Elect Lucius Burch, III Mgmt For For For
1.5 Elect John Correnti Mgmt For For For
1.6 Elect John Horne Mgmt For For For
1.7 Elect C. Michael Jacobi Mgmt For For For
1.8 Elect Thurgood Marshall, Jr. Mgmt For For For
1.9 Elect Charles Overby Mgmt For Withhold Against
1.10 Elect John Prann, Jr. Mgmt For For For
1.11 Elect Joseph Russell Mgmt For For For
1.12 Elect Henri Wedell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE COMPANY S 2008 STOCK Mgmt For For For
INCENTIVE PLAN.
4 Increase in Authorized Shares Mgmt For For For
5 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Politic
6 Right to Adjourn Meeting Mgmt For For For
COVANTA HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVA CUSIP9 22282E102 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Barse Mgmt For For For
1.2 Elect Ronald Broglio Mgmt For For For
1.3 Elect Peter Bynoe Mgmt For For For
1.4 Elect Richard Huber Mgmt For For For
1.5 Elect Anthony Orlando Mgmt For For For
1.6 Elect William Pate Mgmt For For For
1.7 Elect Robert Silberman Mgmt For For For
1.8 Elect Jean Smith Mgmt For For For
1.9 Elect Clayton Yeutter Mgmt For Withhold Against
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
COVANTA HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVA CUSIP9 22282E102 11/16/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Amendment to the Certificate of Mgmt For For For
Incorporation
2 Amendment to the Certificate of Mgmt For For For
Incorporation
CVS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP9 126650100 03/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Increase in Authorized Shares Mgmt For For For
2 Approval of the Merger Agreement Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
CVS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP9 126650100 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For For
2 ELECTION OF DIRECTOR: C. DAVID BROWN Mgmt For For For
II
3 ELECTION OF DIRECTOR: E. MAC CRAWFORD Mgmt For For For
4 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For Against Against
5 ELECTION OF DIRECTOR: KRISTEN E. Mgmt For For For
GIBNEY WILLIAMS
6 ELECTION OF DIRECTOR: ROGER L. Mgmt For Against Against
HEADRICK
7 ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For Against Against
8 ELECTION OF DIRECTOR: WILLIAM H. JOYCE Mgmt For For For
9 ELECTION OF DIRECTOR: JEAN-PIERRE Mgmt For For For
MILLON
10 ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For For
11 ELECTION OF DIRECTOR: C.A. LANCE Mgmt For For For
PICCOLO
12 ELECTION OF DIRECTOR: SHELI Z. Mgmt For Against Against
ROSENBERG
13 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
14 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO ADOPT THE COMPANY S 2007 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
17 PROPOSAL TO ADOPT THE COMPANY S 2007 Mgmt For For For
INCENTIVE PLAN.
18 STOCKHOLDER PROPOSAL REGARDING LIMITS ShrHoldr Against Against For
ON CEO COMPENSATION.
19 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEPARATION OF THE ROLES OF CHAIRMAN
AND CEO.
20 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SUSTAINABILITY REPORTING BY THE
COMPANY.
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consul
22 STOCKHOLDER PROPOSAL REGARDING THE ShrHoldr Against For Against
COMPANY S POLICY ON STOCK OPTION
GRANTS.
CVS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP9 126650100 05/09/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Shareholder Proposal Regarding Stock ShrHoldr Against
Option Policy
DICKS SPORTING GOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DKS CUSIP9 253393102 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Emanuel Chirico Mgmt For Withhold Against
1.2 Elect Walter Rossi Mgmt For For For
1.3 Elect Brian Dunn Mgmt For For For
1.4 Elect Larry Stone Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
DOLLAR TREE STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLTR CUSIP9 256747106 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect H. Ray Compton Mgmt For For For
1.2 Elect Bob Sasser Mgmt For For For
1.3 Elect Alan Wurtzel Mgmt For For For
2 SHAREHOLDER PROPOSAL ShrHoldr Against For Against
DRESSER-RAND GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRC CUSIP9 261608103 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Macaulay Mgmt For For For
1.2 Elect Jean-Paul Vettier Mgmt For For For
1.3 Elect Vincent Volpe Jr. Mgmt For For For
1.4 Elect Michael Underwood Mgmt For Withhold Against
1.5 Elect Philip Roth Mgmt For Withhold Against
1.6 Elect Louis Raspino Mgmt For Withhold Against
1.7 Elect Rita Foley Mgmt For For For
1.8 Elect Joseph Winkler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
E TRADE FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETFC CUSIP9 269246104 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ronald Fisher Mgmt For For For
1.2 Elect George Hayter Mgmt For For For
1.3 Elect R. Jarrett Lilien Mgmt For For For
1.4 Elect Donna Weaver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ENDO PHARMACEUTICALS HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENDP CUSIP9 29264F205 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Delucca Mgmt For For For
1.2 Elect Michel de Rosen Mgmt For For For
1.3 Elect George Horner Mgmt For For For
1.4 Elect Michael Hyatt Mgmt For For For
1.5 Elect Roger Kimmel Mgmt For Withhold Against
1.6 Elect Peter Lankau Mgmt For For For
1.7 Elect Clive Meanwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE COMPANY S 2007 STOCK Mgmt For For For
INCENTIVE PLAN.
ENTERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETR CUSIP9 29364G103 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: W.F. BLOUNT Mgmt For For For
3 ELECTION OF DIRECTOR: S.D. DEBREE Mgmt For For For
4 ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For For
5 ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For For
6 ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For For
7 ELECTION OF DIRECTOR: J.W. LEONARD Mgmt For For For
8 ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For For
9 ELECTION OF DIRECTOR: J.R. NICHOLS Mgmt For For For
10 ELECTION OF DIRECTOR: W.A. PERCY, II Mgmt For For For
11 ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For For
12 ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
POLITICAL CONTRIBUTION POLICY.
15 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
LIMITATIONS ON MANAGEMENT
COMPENSATION.
EXPEDIA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXPE CUSIP9 30212P105 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Simon Breakwell Mgmt For For For
1.3 Elect Barry Diller Mgmt For For For
1.4 Elect Jonathan Dolgen Mgmt For For For
1.5 Elect William Fitzgerald Mgmt For For For
1.6 Elect David Goldhill Mgmt For For For
1.7 Elect Victor Kaufman Mgmt For For For
1.8 Elect Peter Kern Mgmt For For For
1.9 Elect Dara Khosrowshahi Mgmt For For For
1.10 Elect John Malone Mgmt For Withhold Against
2 APPROVAL OF THE EXPEDIA, INC. 2005 Mgmt For Against Against
STOCK AND ANNUAL INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
EXPRESS SCRIPTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESRX CUSIP9 302182100 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Woodrow Myers, Jr. Mgmt For For For
1.7 Elect John Parker, Jr. Mgmt For For For
1.8 Elect George Paz Mgmt For For For
1.9 Elect Samuel Skinner Mgmt For For For
1.10 Elect Seymour Sternberg Mgmt For For For
1.11 Elect Barrett Toan Mgmt For For For
1.12 Elect Howard Waltman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
F5 NETWORKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FFIV CUSIP9 315616102 03/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Deborah Bevier Mgmt For For For
1.2 Elect Alan Higginson Mgmt For Withhold Against
1.3 Elect John McAdam Mgmt For For For
2 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For Against Against
2005 EQUITY INCENTIVE PLAN
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EXECUTIVE COMPENSATION
FAMILY DOLLAR STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDO CUSIP9 307000109 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mark Bernstein Mgmt For Withhold Against
1.2 Elect Sharon Allred Decker Mgmt For Withhold Against
1.3 Elect Edward Dolby Mgmt For For For
1.4 Elect Glenn Eisenberg Mgmt For For For
1.5 Elect Howard Levine Mgmt For For For
1.6 Elect George Mahoney, Jr. Mgmt For For For
1.7 Elect James Martin, Jr. Mgmt For Withhold Against
1.8 Elect Dale Pond Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GAMESTOP CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GME CUSIP9 36467W109 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect R. Richard Fontaine Mgmt For For For
1.2 Elect Jerome Davis Mgmt For For For
1.3 Elect Stephanie Shern Mgmt For For For
1.4 Elect Steven Koonin Mgmt For For For
2 Amendment of the 2001 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
GILDAN ACTIVEWEAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIL CUSIP9 375916103 02/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Anderson Mgmt For For For
1.2 Re-elect Robert Baylis Mgmt For For For
1.3 Re-elect Glenn Chamandy Mgmt For For For
1.4 Re-elect Sheila O'Brien Mgmt For For For
1.5 Re-elect Pierre Robitaille Mgmt For For For
1.6 Re-elect Richard Strubel Mgmt For For For
1.7 Re-elect Gonzalo Valdes-Fauli Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendments to Long Term Incentive Plan Mgmt For For For
GLOBALSANTAFE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSF CUSIP9 G3930E101 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward R. Muller Mgmt For For For
1.2 Elect John L. Whitmire Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
HERBALIFE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLF CUSIP9 G4412G101 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: LEROY T. BARNES. Mgmt For Against Against
2 ELECTION OF DIRECTOR: RICHARD P. Mgmt For For For
BERMINGHAM.
3 ELECTION OF DIRECTOR: PETER MASLEN. Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 APPROVE THE COMPANY S EMPLOYEE STOCK Mgmt For Against Against
PURCHASE PLAN.
HOST MARRIOTT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HST CUSIP9 44107P104 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: ROBERT M. BAYLIS Mgmt For For For
2 ELECTION OF DIRECTOR: TERENCE C. Mgmt For For For
GOLDEN
3 ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD E. Mgmt For For For
MARRIOTT
5 ELECTION OF DIRECTOR: JUDITH A. MCHALE Mgmt For Against Against
6 ELECTION OF DIRECTOR: JOHN B. MORSE, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For For
NASSETTA
8 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS.
HUMAN GENOME SCIENCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HGSI CUSIP9 444903108 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Danzig Mgmt For For For
1.2 Elect Jurgen Drews Mgmt For For For
1.3 Elect Argeris Karabelas Mgmt For Withhold Against
2 TO APPROVE THE ADOPTION OF THE Mgmt For For For
COMPANY S EMPLOYEE STOCK PURCHASE
PLAN.
3 Ratification of Auditor Mgmt For For For
IAC/INTERACTIVECORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IACIP CUSIP9 44919P300 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Berkman Mgmt For For For
1.2 Elect Edgar Bronfman, Jr. Mgmt For For For
1.3 Elect Barry Diller, Sr. Mgmt For For For
1.4 Elect Victor A. Kaufman Mgmt For For For
1.5 Elect Donald Keough Mgmt For For For
1.6 Elect Bryan Lourd Mgmt For For For
1.7 Elect John Malone Mgmt For Withhold Against
1.8 Elect Arthur Martinez Mgmt For Withhold Against
1.9 Elect Steven Rattner Mgmt For For For
1.10 Elect Gen. H. Norman Schwarzkopf Mgmt For Withhold Against
1.11 Elect Alan Spoon Mgmt For For For
1.12 Elect Diane Von Furstenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
IGATE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IGTE CUSIP9 45169U105 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ashok Trivedi Mgmt For For For
1.2 Elect Edward Yourdon Mgmt For Withhold Against
1.3 Elect Phaneesh Murthy Mgmt For Withhold Against
INTERNATIONAL SECURITIES EXCHANGE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISE CUSIP9 46031W204 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Barbara Diamond Mgmt For For For
1.2 Elect Richard Schmalensee Mgmt For For For
1.3 Elect Joseph Stefanelli Mgmt For For For
1.4 Elect Kenneth Vecchione Mgmt For For For
1.5 Elect David Krell Mgmt For For For
2 Amendments to Certificate/Bylaws Mgmt For For For
3 Ratification of Auditor Mgmt For For For
INVERNESS MEDICAL INNOVATIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMA CUSIP9 46126P106 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Khederian Mgmt For For For
1.2 Elect David Scott Mgmt For For For
1.3 Elect Peter Townsend Mgmt For For For
2 Stock Option Grants to Key Executives Mgmt For For For
INVERNESS MEDICAL INNOVATIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMA CUSIP9 46126P106 12/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Increase in Authorized Common Stock Mgmt For For For
2 Amendment to the 2001 Stock Option Mgmt For For For
and Incentive P
JACOBS ENGINEERING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JEC CUSIP9 469814107 01/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Davidson Jr. Mgmt For For For
1.2 Elect Edward Fritzky Mgmt For For For
1.3 Elect Robert Gwyn Mgmt For For For
1.4 Elect Benjamin Montoya Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Amendment to the Certificate of Mgmt For For For
Incorporation Rega
4 Ratification of Auditor Mgmt For For For
JUNIPER NETWORKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNPR CUSIP9 48203R104 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert M. Calderoni Mgmt For Withhold Against
1.2 Elect Pradeep Sindhu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KINETIC CONCEPTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KNCI CUSIP9 49460W208 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Simpson Mgmt For For For
1.2 Elect Catherine Burzik Mgmt For For For
1.3 Elect Ronald Dollens Mgmt For For For
1.4 Elect John Byrnes Mgmt For For For
1.5 Elect Harry Jacobson, M.D. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KROGER COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KR CUSIP9 501044101 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Reuben Anderson Mgmt For For For
1.2 Elect John Clendenin Mgmt For For For
1.3 Elect David Dillon Mgmt For For For
1.4 Elect David Lewis Mgmt For For For
1.5 Elect Don McGeorge Mgmt For For For
1.6 Elect W. McMullen Mgmt For For For
1.7 Elect Jorge Montoya Mgmt For For For
1.8 Elect Clyde Moore Mgmt For For For
1.9 Elect Susan Phillips Mgmt For For For
1.10 Elect Steven Rogel Mgmt For For For
1.11 Elect James Runde Mgmt For For For
1.12 Elect Ronald Sargent Mgmt For For For
2 APPROVAL OF KROGER CASH BONUS PLAN. Mgmt For For For
3 RULES OF CONDUCT FOR SHAREHOLDER Mgmt For Against Against
MEETINGS; MEETINGS OUTSIDE OF
CINCINNATI.
4 APPROVAL OF PRICEWATERHOUSECOOPERS Mgmt For For For
LLP, AS AUDITORS.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Climate Change Repo
LIBERTY GLOBAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LBTYA CUSIP9 530555101 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Dick Mgmt For For For
1.2 Elect J. Sparkman Mgmt For For For
1.3 Elect J. David Wargo Mgmt For For For
2 AUDITORS RATIFICATION Mgmt For For For
MDC HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDC CUSIP9 552676108 06/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Berman Mgmt For For For
1.2 Elect Herbert Buchwald Mgmt For Withhold Against
1.3 Elect Larry Mizel Mgmt For Withhold Against
MEMC ELECTRONIC MATERIALS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFR CUSIP9 552715104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Marren Mgmt For For For
1.2 Elect William Stevens Mgmt For Withhold Against
1.3 Elect James Williams Mgmt For For For
2 APPROVAL OF AMENDMENT TO 2001 PLAN. Mgmt For For For
NATIONAL OILWELL VARCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP9 637071101 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ben Guill Mgmt For For For
1.2 Elect Roger Jarvis Mgmt For For For
1.3 Elect Eric Mattson Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For For
NEWELL RUBBERMAID INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NWL CUSIP9 651229106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Scott Cowen Mgmt For For For
1.2 Elect Cynthia Montgomery Mgmt For Withhold Against
1.3 Elect Gordon Sullivan Mgmt For For For
1.4 Elect Michael Todman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority V
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Majority Voting S
NII HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NIHD CUSIP9 62913F201 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Donovan Mgmt For Withhold Against
1.2 Elect Steven Dussek Mgmt For For For
1.3 Elect Steven Shindler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NOBLE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP9 G65422100 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Cawley Mgmt For For For
1.2 Elect Luke Corbett Mgmt For Withhold Against
1.3 Elect Jack Little Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NORTHEAST UTILITIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NU CUSIP9 664397106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Booth Mgmt For For For
1.2 Elect Cotton Cleveland Mgmt For For For
1.3 Elect Sanford Cloud, Jr. Mgmt For For For
1.4 Elect James Cordes Mgmt For For For
1.5 Elect E. Gail de Planque Mgmt For For For
1.6 Elect John Graham Mgmt For For For
1.7 Elect Elizabeth Kennan Mgmt For For For
1.8 Elect Kenneth Leibler Mgmt For For For
1.9 Elect Robert Patricelli Mgmt For For For
1.10 Elect Charles Shivery Mgmt For For For
1.11 Elect John Swope Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amended Incentive Plan Mgmt For For For
NUANCE COMMUNICATIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NUAN CUSIP9 67020Y100 03/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Charles Berger Mgmt For Withhold Against
1.2 Elect Robert Frankenberg Mgmt For Withhold Against
1.3 Elect Jeffrey Harris Mgmt For For For
1.4 Elect William Janeway Mgmt For For For
1.5 Elect Katharine Martin Mgmt For Withhold Against
1.6 Elect Mark Myers Mgmt For For For
1.7 Elect Philip Quigley Mgmt For For For
1.8 Elect Paul Ricci Mgmt For For For
1.9 Elect Robert Teresi Mgmt For For For
2 TO APPROVE THE AMENDED AND RESTATED Mgmt For For For
2000 STOCK PLAN.
3 Increase Authorized Shares Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
NYSE EURONEXT, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NYX CUSIP9 629491101 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ellyn Brown Mgmt For For For
1.2 Elect Marshall Carter Mgmt For For For
1.3 Elect George Cox Mgmt For For For
1.4 Elect Andre Dirckx Mgmt For For For
1.5 Elect Bill Ford Mgmt For For For
1.6 Elect Jan-Michiel Hessels Mgmt For For For
1.7 Elect Sylvain Hefes Mgmt For For For
1.8 Elect Dominique Hoenn Mgmt For For For
1.9 Elect Patrick Houel Mgmt For For For
1.10 Elect Shirley Jackson Mgmt For For For
1.11 Elect James McDonald Mgmt For For For
1.12 Elect Duncan McFarland Mgmt For For For
1.13 Elect James J. McNulty Mgmt For For For
1.14 Elect Jean Peterbroeck Mgmt For For For
1.15 Elect Alice M. Rivlin Mgmt For For For
1.16 Elect Ricardo Salgado Mgmt For For For
1.17 Elect Robert Shapiro Mgmt For For For
1.18 Elect Rijnhard van Tets Mgmt For For For
1.19 Elect John Thain Mgmt For For For
1.20 Elect Jean-Francois Theodore Mgmt For For For
1.21 Elect Karl von der Heyden Mgmt For For For
1.22 Elect Brian Williamson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PATTERSON UTI ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTEN CUSIP9 703481101 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mark Siegel Mgmt For For For
1.2 Elect Cloyce Talbott Mgmt For For For
1.3 Elect Kenneth Berns Mgmt For Withhold Against
1.4 Elect Charles Buckner Mgmt For For For
1.5 Elect Curtis Huff Mgmt For For For
1.6 Elect Terry Hunt Mgmt For Withhold Against
1.7 Elect Kenneth Peak Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PENN NATIONAL GAMING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PENN CUSIP9 707569109 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Levy Mgmt For For For
1.2 Elect Barbara Shattuck Mgmt For For For
2 APPROVAL OF 2007 EMPLOYEES LONG TERM Mgmt For For For
INCENTIVE COMPENSATION PLAN.
3 2007 Long Term Incentive Compensation Mgmt For Against Against
Plan for Non
4 APPROVAL OF ANNUAL INCENTIVE PLAN AND Mgmt For For For
PERFORMANCE GOALS THEREUNDER.
PINNACLE ENTERTAINMENT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNK CUSIP9 723456109 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Daniel Lee Mgmt For For For
1.2 Elect John Giovenco Mgmt For For For
1.3 Elect Richard Goeglein Mgmt For For For
1.4 Elect Ellis Landau Mgmt For For For
1.5 Elect Bruce Leslie Mgmt For For For
1.6 Elect James Martineau Mgmt For For For
1.7 Elect Michael Ornest Mgmt For For For
1.8 Elect Lynn Reitnouer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
POSCO - ADR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PKX CUSIP9 693483109 02/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Article 2 Mgmt For For For
3 Amendments to Articles 10, 16 and 17 Mgmt For For For
4 Amendments to Article 28 Mgmt For Against Against
5 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For
DIRECTOR: JUN, KWANG-WOO
6 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For For
DIRECTOR: PARK, WON-SOON
7 Elect Jeffrey D. Jones as Independent Mgmt For For For
Director and
8 ELECTION OF EXECUTIVE DIRECTOR: LEE, Mgmt For For For
KU-TAEK
9 ELECTION OF EXECUTIVE DIRECTOR: YOON, Mgmt For For For
SEOK-MAN
10 ELECTION OF EXECUTIVE DIRECTOR: Mgmt For For For
CHUNG, JOON-YANG
11 APPROVAL OF LIMITS OF TOTAL Mgmt For For For
REMUNERATION FOR DIRECTORS
QUANTA SERVICES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PWR CUSIP9 74762E102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Ball Mgmt For Withhold Against
1.2 Elect John Colson Mgmt For For For
1.3 Elect Ralph DiSibio Mgmt For For For
1.4 Elect Bernard Fried Mgmt For Withhold Against
1.5 Elect Louis Golm Mgmt For For For
1.6 Elect Worthing Jackman Mgmt For Withhold Against
1.7 Elect Bruce Ranck Mgmt For For For
1.8 Elect Gary Tucci Mgmt For For For
1.9 Elect John Wilson Mgmt For For For
1.10 Elect Pat Wood, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE QUANTA SERVICES, INC. Mgmt For For For
2007 STOCK INCENTIVE PLAN
RACKABLE SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RACK CUSIP9 750077109 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mark Barrenechea Mgmt For Withhold Against
1.2 Elect Charles Boesenberg Mgmt For For For
1.3 Elect Thomas Barton Mgmt For For For
1.4 Elect Gary Griffiths Mgmt For For For
1.5 Elect Hagi Schwartz Mgmt For For For
1.6 Elect Ronald Verdoorn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
RECKSON ASSOCIATES REALTY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RA CUSIP9 75621K106 12/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
ROCKWELL AUTOMATION INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROK CUSIP9 773903109 02/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Barry C. Johnson, Ph.D. Mgmt For For For
1.2 Elect William T. McCormick, Jr. Mgmt For Withhold Against
1.3 Elect Keith D. Nosbusch Mgmt For For For
2 APPROVE THE SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ROCKWELL COLLINS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COL CUSIP9 774341101 02/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Donald Beall Mgmt For For For
1.2 Elect Mark Donegan Mgmt For For For
1.3 Elect Andrew Policano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SHIRE PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHPGY CUSIP9 82481R106 04/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Agreement Mgmt For For For
STATE STREET CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBZ CUSIP9 857477103 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Tenley Albright Mgmt For For For
1.2 Elect Kennett Burnes Mgmt For For For
1.3 Elect Peter Coym Mgmt For For For
1.4 Elect Nader Darehshori Mgmt For For For
1.5 Elect Amelia Fawcett Mgmt For For For
1.6 Elect Arthur Goldstein Mgmt For For For
1.7 Elect David Gruber Mgmt For For For
1.8 Elect Linda Hill Mgmt For For For
1.9 Elect Charles LaMantia Mgmt For For For
1.10 Elect Ronald Logue Mgmt For For For
1.11 Elect Maureen Miskovic Mgmt For For For
1.12 Elect Richard Sergel Mgmt For Withhold Against
1.13 Elect Ronald Skates Mgmt For For For
1.14 Elect Gregory Summe Mgmt For For For
1.15 Elect Diana Walsh Mgmt For For For
1.16 Elect Robert Weissman Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
TECK COMINCO LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TCK CUSIP9 878742204 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Stock Split Mgmt For For For
THERMO ELECTRON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TMO CUSIP9 883556102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTORS: MARIJN E. Mgmt For For For
DEKKERS
2 2007 Employees' Stock Purchase Plan Mgmt For For For
3 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT AUDITORS.
TJX COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJXPRE CUSIP9 872540109 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Brandon Mgmt For Withhold Against
1.2 Elect Bernard Cammarata Mgmt For For For
1.3 Elect David Ching Mgmt For For For
1.4 Elect Michael Hines Mgmt For For For
1.5 Elect Amy Lane Mgmt For For For
1.6 Elect Carol Meyrowitz Mgmt For For For
1.7 Elect John O'Brien Mgmt For For For
1.8 Elect Robert Shapiro Mgmt For For For
1.9 Elect Willow Shire Mgmt For For For
1.10 Elect Fletcher Wiley Mgmt For For For
2 APPROVAL OF MATERIAL TERMS OF Mgmt For For For
EXECUTIVE OFFICER PERFORMANCE GOALS.
3 RATIFICATION OF APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP.
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
TRIMBLE NAVIGATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRMB CUSIP9 896239100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Steven Berglund Mgmt For For For
1.2 Elect Robert Cooper Mgmt For Withhold Against
1.3 Elect John Goodrich Mgmt For For For
1.4 Elect William Hart Mgmt For For For
1.5 Elect Ulf Johansson Mgmt For For For
1.6 Elect Bradford Parkinson Mgmt For For For
1.7 Elect Nickolas Vande Steeg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
URBAN OUTFITTERS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URBN CUSIP9 917047102 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Hayne Mgmt For For For
1.2 Elect Scott Belair Mgmt For For For
1.3 Elect Harry Cherken, Jr. Mgmt For Withhold Against
1.4 Elect Joel Lawson III Mgmt For Withhold Against
1.5 Elect Glen Senk Mgmt For For For
1.6 Elect Robert Strouse Mgmt For Withhold Against
2 SHAREHOLDER PROPOSAL TO ADOPT A ShrHoldr Against Against For
REVISED VENDOR CODE OF CONDUCT
WABTEC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAB CUSIP9 929740108 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert J. Brooks Mgmt For For For
1.2 Elect William Kassling Mgmt For For For
1.3 Elect Albert Neupaver Mgmt For For For
WARNER CHILCOTT PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WCRX CUSIP9 G9435N108 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Connaughton Mgmt For For For
1.2 Elect Stephen Murray Mgmt For For For
1.3 Elect Steven Rattner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WATERS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAT CUSIP9 941848103 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Joshua Bekenstein Mgmt For For For
1.2 Elect Michael Berendt Mgmt For For For
1.3 Elect Douglas Berthiaume Mgmt For For For
1.4 Elect Edward Conard Mgmt For For For
1.5 Elect Laurie Glimcher Mgmt For For For
1.6 Elect Christopher Kuebler Mgmt For For For
1.7 Elect William Miller Mgmt For For For
1.8 Elect JoAnn Reed Mgmt For For For
1.9 Elect Thomas Salice Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WELLCARE HEALTH PLANS INCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WCG CUSIP9 94946T106 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alif Hourani Mgmt For Withhold Against
1.2 Elect Neal Moszkowski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Investment Company Report
The Hartford MidCap Value Fund
ALLIANT TECHSYSTEMS INC.
SECURITY 018804104 MEETING TYPE Annual
TICKER SYMBOL ATK MEETING DATE 01-Aug-2006
ISIN AGENDA 932557878 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANCES D. COOK For For
2 GILBERT F. DECKER For For
3 RONALD R. FOGLEMAN For For
4 CYNTHIA L LESHER For For
5 DOUGLAS L. MAINE For For
6 ROMAN MARTINEZ IV For For
7 DANIEL J. MURPHY For For
8 MICHAEL T. SMITH For For
9 WILLIAM G. VAN DYKE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 S/H Proposal - Military/Weapons Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 78000 0 27-Jul-2006 27-Jul-2006
APOLLO INVESTMENT CORPORATION
SECURITY 03761U106 MEETING TYPE Annual
TICKER SYMBOL AINV MEETING DATE 03-Aug-2006
ISIN AGENDA 932562110 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN J. HANNAN For For
2 GERALD TSAI, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 413400 0 01-Aug-2006 01-Aug-2006
QLOGIC CORPORATION
SECURITY 747277101 MEETING TYPE Annual
TICKER SYMBOL QLGC MEETING DATE 24-Aug-2006
ISIN AGENDA 932565940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H.K. DESAI For For
2 JOEL S. BIRNBAUM For For
3 LARRY R. CARTER For For
4 JAMES R. FIEBIGER For For
5 BALAKRISHNAN S. IYER For For
6 CAROL L. MILTNER For For
7 GEORGE D. WELLS For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 188000 0 22-Aug-2006 22-Aug-2006
SMITHFIELD FOODS, INC.
SECURITY 832248108 MEETING TYPE Annual
TICKER SYMBOL SFD MEETING DATE 30-Aug-2006
ISIN AGENDA 932571739 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOSEPH W. LUTER, III For For
2 WENDELL H. MURPHY For For
3 C. LARRY POPE For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 190500 0 28-Aug-2006 28-Aug-2006
TEKTRONIX, INC.
SECURITY 879131100 MEETING TYPE Annual
TICKER SYMBOL TEK MEETING DATE 21-Sep-2006
ISIN AGENDA 932575117 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PAULINE LO ALKER For For
2 A. GARY AMES For For
3 GERRY B. CAMERON For For
4 DAVID N. CAMPBELL For For
5 FRANK C. GILL For For
6 ROBIN L. WASHINGTON For For
7 RICHARD H. WILLS For For
8 CYRIL J. YANSOUNI For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 194000 0 01-Sep-2006 01-Sep-2006
FLEXTRONICS INTERNATIONAL LTD.
SECURITY Y2573F102 MEETING TYPE Annual
TICKER SYMBOL FLEX MEETING DATE 04-Oct-2006
ISIN AGENDA 932578163 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
2A Miscellaneous Corporate Governance Management For For
2B Miscellaneous Corporate Governance Management For For
2C Miscellaneous Corporate Governance Management For For
2D Miscellaneous Corporate Governance Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Allot Securities Management For For
05 Approve Renumeration Of Directors And Auditors Management For For
06 Approve Article Amendments Management For For
07 Authorize Directors To Repurchase Shares Management For For
08 Amend Stock Compensation Plan Management Against Against
09 Amend Stock Compensation Plan Management Against Against
10 Amend Stock Compensation Plan Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 472500 0 02-Oct-2006 02-Oct-2006
RUBY TUESDAY, INC.
SECURITY 781182100 MEETING TYPE Annual
TICKER SYMBOL RI MEETING DATE 11-Oct-2006
ISIN AGENDA 932577058 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DR. DONALD RATAJCZAK For For
2 CLAIRE L. ARNOLD For For
3 KEVIN T. CLAYTON For For
02 Amend Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 182600 0 29-Sep-2006 29-Sep-2006
THE REYNOLDS AND REYNOLDS COMPANY
SECURITY 761695105 MEETING TYPE Special
TICKER SYMBOL REY MEETING DATE 23-Oct-2006
ISIN AGENDA 932588253 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
I Approve Merger Agreement Management For For
II Approve Motion To Adjourn Meeting Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 136900 0 16-Oct-2006 16-Oct-2006
KENNAMETAL INC.
SECURITY 489170100 MEETING TYPE Annual
TICKER SYMBOL KMT MEETING DATE 24-Oct-2006
ISIN AGENDA 932587768 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
I Election Of Directors Management
1 RONALD M. DEFEO For For
2 PHILIP A. DUR For For
3 WILLIAM R. NEWLIN For For
4 L.W. STRANGHOENER For For
II Approve Authorized Common Stock Increase Management For For
III Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 108100 0 16-Oct-2006 16-Oct-2006
PARKER-HANNIFIN CORPORATION
SECURITY 701094104 MEETING TYPE Annual
TICKER SYMBOL PH MEETING DATE 25-Oct-2006
ISIN AGENDA 932586780 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT J. KOHLHEPP Withheld Against
2 GIULIO MAZZALUPI Withheld Against
3 KLAUS-PETER MUELLER Withheld Against
4 MARKOS I. TAMBAKERAS Withheld Against
02 Ratify Appointment Of Independent Auditors Management
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 92800 0 12-Oct-2006 12-Oct-2006
POWERWAVE TECHNOLOGIES, INC.
SECURITY 739363109 MEETING TYPE Annual
TICKER SYMBOL PWAV MEETING DATE 27-Oct-2006
ISIN AGENDA 932590208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL A. ARTUSI For For
2 RONALD J. BUSCHUR For For
3 JOHN L. CLENDENIN For For
4 BRUCE C. EDWARDS For For
5 DAVID L. GEORGE For For
6 EUGENE L. GODA For For
7 CARL W. NEUN For For
8 ANDREW J. SUKAWATY For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 71500 0 16-Oct-2006 16-Oct-2006
GRUPO IMSA SAB DE CV
SECURITY P4953H104 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 31-Oct-2006
ISIN MX01IM000008 AGENDA 701080967 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management Against *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6F 50P 343500 0 24-Oct-2006 24-Oct-2006
GRUPO IMSA SAB DE CV
SECURITY P4953H104 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 31-Oct-2006
ISIN MX01IM000008 AGENDA 701080979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
2. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6F 50P 343500 0 24-Oct-2006 24-Oct-2006
LAM RESEARCH CORPORATION
SECURITY 512807108 MEETING TYPE Annual
TICKER SYMBOL LRCX MEETING DATE 02-Nov-2006
ISIN AGENDA 932593139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES W. BAGLEY For For
2 DAVID G. ARSCOTT For For
3 ROBERT M. BERDAHL For For
4 RICHARD J. ELKUS, JR. For For
5 JACK R. HARRIS For For
6 GRANT M. INMAN For For
7 CATHERINE P. LEGO For For
8 STEPHEN G. NEWBERRY For For
9 SEIICHI WATANABE For For
10 PATRICIA S. WOLPERT For For
02 Amend Cash/Stock Bonus Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 37000 0 26-Oct-2006 26-Oct-2006
BARR PHARMACEUTICALS, INC.
SECURITY 068306109 MEETING TYPE Annual
TICKER SYMBOL BRL MEETING DATE 09-Nov-2006
ISIN AGENDA 932589762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRUCE L. DOWNEY For For
2 PAUL M. BISARO For For
3 GEORGE P. STEPHAN For For
4 HAROLD N. CHEFITZ For For
5 RICHARD R. FRANKOVIC For For
6 PETER R. SEAVER For For
7 JAMES S. GILMORE, III For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 140700 0 30-Oct-2006 30-Oct-2006
BEARINGPOINT, INC.
SECURITY 074002106 MEETING TYPE Annual
TICKER SYMBOL BE MEETING DATE 14-Dec-2006
ISIN AGENDA 932610808 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WOLFGANG KEMNA* For For
2 ALBERT L. LORD* For For
3 J. TERRY STRANGE* For For
4 RODERICK C. MCGEARY** For For
5 HARRY L. YOU** For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 339600 0 05-Dec-2006 05-Dec-2006
ACUITY BRANDS, INC.
SECURITY 00508Y102 MEETING TYPE Annual
TICKER SYMBOL AYI MEETING DATE 11-Jan-2007
ISIN AGENDA 932606734 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 VERNON J. NAGEL For For
2 JOHN L. CLENDENIN For For
3 JULIA B. NORTH For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 91100 0 08-Jan-2007 08-Jan-2007
ASHLAND INC.
SECURITY 044209104 MEETING TYPE Annual
TICKER SYMBOL ASH MEETING DATE 25-Jan-2007
ISIN AGENDA 932614630 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERNEST H. DREW* For For
2 MANNIE L. JACKSON* For For
3 THEODORE M. SOLSO* For For
4 MICHAEL J. WARD* For For
5 JOHN F. TURNER** For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 34200 0 18-Jan-2007 18-Jan-2007
THE SHAW GROUP INC.
SECURITY 820280105 MEETING TYPE Annual
TICKER SYMBOL SGR MEETING DATE 30-Jan-2007
ISIN AGENDA 932618486 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 J.M. BERNHARD, JR. For For
2 JAMES F. BARKER For For
3 L. LANE GRIGSBY For For
4 DANIEL A. HOFFLER For For
5 DAVID W. HOYLE For For
6 MICHAEL J. MANCUSO For For
7 ALBERT D. MCALISTER For For
8 CHARLES E. ROEMER, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management
04 Approve Charter Amendment Management For For
05 S/H Proposal - Put Golden Parachute To Shareholder Shareholder Against For
Vote
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 146300 0 26-Jan-2007 26-Jan-2007
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 02-Feb-2007
ISIN AGENDA 932618145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DON TYSON Withheld Against
2 JOHN TYSON Withheld Against
3 RICHARD L. BOND Withheld Against
4 SCOTT T. FORD For For
5 LLOYD V. HACKLEY For For
6 JIM KEVER For For
7 JO ANN R. SMITH For For
8 LELAND E. TOLLETT Withheld Against
9 BARBARA A. TYSON Withheld Against
10 ALBERT C. ZAPANTA For For
02 Amend Stock Compensation Plan Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 123000 0 26-Jan-2007 26-Jan-2007
VARIAN SEMICONDUCTOR EQUIP. ASSOC.,
SECURITY 922207105 MEETING TYPE Annual
TICKER SYMBOL VSEA MEETING DATE 05-Feb-2007
ISIN AGENDA 932618450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 XUN (ERIC) CHEN For For
2 DENNIS G. SCHMAL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 200550 0 16-Jan-2007 16-Jan-2007
RALCORP HOLDINGS, INC.
SECURITY 751028101 MEETING TYPE Annual
TICKER SYMBOL RAH MEETING DATE 08-Feb-2007
ISIN AGENDA 932615923 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BILL G. ARMSTRONG For For
2 RICHARD A. LIDDY For For
3 WILLIAM P. STIRITZ For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 41000 0 25-Jan-2007 25-Jan-2007
UGI CORPORATION
SECURITY 902681105 MEETING TYPE Annual
TICKER SYMBOL UGI MEETING DATE 27-Feb-2007
ISIN AGENDA 932620075 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 J.W. STRATTON For For
2 S.D. BAN For For
3 R.C. GOZON For For
4 L.R. GREENBERG For For
5 M.O. SCHLANGER For For
6 A. POL For For
7 E.E. JONES For For
8 J.L. WALSH For For
9 R.B. VINCENT For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 153000 0 15-Feb-2007 15-Feb-2007
THE TORO COMPANY
SECURITY 891092108 MEETING TYPE Annual
TICKER SYMBOL TTC MEETING DATE 13-Mar-2007
ISIN AGENDA 932626774 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 R.C. BUHRMASTER For For
2 W.H. BUXTON For For
3 R.H. NASSAU For For
4 C.A. TWOMEY For For
02 Amend Cash/Stock Bonus Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 106700 0 28-Feb-2007 28-Feb-2007
THE COOPER COMPANIES, INC.
SECURITY 216648402 MEETING TYPE Annual
TICKER SYMBOL COO MEETING DATE 20-Mar-2007
ISIN AGENDA 932631167 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 A. THOMAS BENDER For For
2 JOHN D. FRUTH For For
3 MICHAEL H. KALKSTEIN For For
4 JODY LINDELL For For
5 MOSES MARX For For
6 DONALD PRESS For For
7 STEVEN ROSENBERG For For
8 A.E. RUBENSTEIN, M.D. For For
9 ROBERT S. WEISS For For
10 STANLEY ZINBERG, M.D. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 1180 116820 28-Feb-2007 28-Feb-2007
MUELLER WATER PRODUCTS INC.
SECURITY 624758207 MEETING TYPE Annual
TICKER SYMBOL MWAB MEETING DATE 22-Mar-2007
ISIN AGENDA 932627586 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 D. BOYCE For For
2 H. CLARK, JR. For For
3 G. HYLAND For For
4 J. KOLB For For
5 J. LEONARD For For
6 M. O'BRIEN For For
7 B. RETHORE For For
8 N. SPRINGER For For
9 M. TOKARZ For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 154446 3792 08-Mar-2007 08-Mar-2007
THE BLACK & DECKER CORPORATION
SECURITY 091797100 MEETING TYPE Annual
TICKER SYMBOL BDK MEETING DATE 19-Apr-2007
ISIN AGENDA 932639341 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 N.D. ARCHIBALD For For
2 N.R. AUGUSTINE For For
3 B.L. BOWLES For For
4 G.W. BUCKLEY For For
5 M.A. BURNS For For
6 K.B. CLARK For For
7 M.A. FERNANDEZ For For
8 B.H. GRISWOLD, IV For For
9 A. LUISO For For
10 R.L. RYAN For For
11 M.H. WILLES For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 17300 2900 04-Apr-2007 04-Apr-2007
CYTEC INDUSTRIES INC.
SECURITY 232820100 MEETING TYPE Annual
TICKER SYMBOL CYT MEETING DATE 19-Apr-2007
ISIN AGENDA 932640142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CHRIS A. DAVIS For For
2 LOUIS L. HOYNES, JR. For For
3 WILLIAM P. POWELL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 136400 0 29-Mar-2007 29-Mar-2007
CARLISLE COMPANIES INCORPORATED
SECURITY 142339100 MEETING TYPE Contested-Annual
TICKER SYMBOL CSL MEETING DATE 20-Apr-2007
ISIN AGENDA 932642843 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DONALD G. CALDER For For
2 ROBIN S. CALLAHAN For For
3 ERIBERTO R. SCOCIMARA For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 32900 11800 03-Apr-2007 03-Apr-2007
GOODRICH CORPORATION
SECURITY 382388106 MEETING TYPE Annual
TICKER SYMBOL GR MEETING DATE 24-Apr-2007
ISIN AGENDA 932639911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DIANE C. CREEL For For
2 GEORGE A. DAVIDSON, JR. For For
3 HARRIS E. DELOACH, JR. For For
4 JAMES W. GRIFFITH For For
5 WILLIAM R. HOLLAND For For
6 JOHN P. JUMPER For For
7 MARSHALL O. LARSEN For For
8 LLOYD W. NEWTON For For
9 DOUGLAS E. OLESEN For For
10 ALFRED M. RANKIN, JR. For For
11 A. THOMAS YOUNG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 238200 0 04-Apr-2007 04-Apr-2007
FMC CORPORATION
SECURITY 302491303 MEETING TYPE Annual
TICKER SYMBOL FMC MEETING DATE 24-Apr-2007
ISIN AGENDA 932643681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM F. REILLY For For
2 WILLIAM G. WALTER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 68600 0 04-Apr-2007 04-Apr-2007
NOBLE ENERGY, INC.
SECURITY 655044105 MEETING TYPE Annual
TICKER SYMBOL NBL MEETING DATE 24-Apr-2007
ISIN AGENDA 932648667 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY L. BERENSON For For
2 MICHAEL A. CAWLEY For For
3 EDWARD F. COX For For
4 CHARLES D. DAVIDSON For For
5 THOMAS J. EDELMAN For For
6 KIRBY L. HEDRICK For For
7 BRUCE A. SMITH For For
8 WILLIAM T. VAN KLEEF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Restricted Stock Award Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 117600 0 13-Apr-2007 13-Apr-2007
THERAVANCE, INC.
SECURITY 88338T104 MEETING TYPE Annual
TICKER SYMBOL THRX MEETING DATE 25-Apr-2007
ISIN AGENDA 932642831 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 P. ROY VAGELOS, M.D. For For
2 RICK E. WINNINGHAM For For
3 JEFFREY M. DRAZAN For For
4 ROBERT V. GUNDERSON, JR For For
5 ARNOLD J. LEVINE, PH.D. For For
6 EVE E. SLATER, M.D. For For
7 WILLIAM H. WALTRIP For For
8 G.M. WHITESIDES, PH.D. For For
9 WILLIAM D. YOUNG For For
02 Approve Stock Compensation Plan Management For For
03 Approve Charter Amendment Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 234500 0 19-Apr-2007 19-Apr-2007
CITY NATIONAL CORPORATION
SECURITY 178566105 MEETING TYPE Annual
TICKER SYMBOL CYN MEETING DATE 25-Apr-2007
ISIN AGENDA 932643679 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RUSSELL GOLDSMITH For For
2 MICHAEL L. MEYER For For
3 LINDA M. GRIEGO For For
4 RONALD L. OLSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 25700 0 19-Apr-2007 19-Apr-2007
NCR CORPORATION
SECURITY 62886E108 MEETING TYPE Annual
TICKER SYMBOL NCR MEETING DATE 25-Apr-2007
ISIN AGENDA 932643706 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDWARD P. BOYKIN* For For
2 LINDA FAYNE LEVINSON* For For
3 VICTOR L. LUND* For For
4 GARY DAICHENDT** For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 129700 0 19-Apr-2007 19-Apr-2007
WALTER INDUSTRIES, INC.
SECURITY 93317Q105 MEETING TYPE Annual
TICKER SYMBOL WLT MEETING DATE 25-Apr-2007
ISIN AGENDA 932650129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD L. CLARK, JR. For For
2 JERRY W. KOLB For For
3 PATRICK A. KRIEGSHAUSER For For
4 MARK J. O'BRIEN For For
5 VICTOR P. PATRICK For For
6 BERNARD G. RETHORE For For
7 GEORGE R. RICHMOND For For
8 MICHAEL T. TOKARZ For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 95700 0 19-Apr-2007 19-Apr-2007
PLATINUM UNDERWRITERS HOLDINGS, LTD.
SECURITY G7127P100 MEETING TYPE Annual
TICKER SYMBOL PTP MEETING DATE 25-Apr-2007
ISIN AGENDA 932654165 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H. FURLONG BALDWIN For For
2 JONATHAN F. BANK For For
3 DAN R. CARMICHAEL For For
4 ROBERT V. DEUTSCH For For
5 A. JOHN HASS For For
6 EDMUND R. MEGNA For For
7 STEVEN H. NEWMAN For For
8 MICHAEL D. PRICE For For
9 PETER T. PRUITT For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 144700 0 19-Apr-2007 19-Apr-2007
BORGWARNER INC.
SECURITY 099724106 MEETING TYPE Annual
TICKER SYMBOL BWA MEETING DATE 25-Apr-2007
ISIN AGENDA 932655369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JERE A. DRUMMOND For For
2 TIMOTHY M. MANGANELLO For For
3 ERNEST J. NOVAK, JR. For For
02 S/H Proposal - Corporate Governance Shareholder For Against
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 300 70500 17-Apr-2007 17-Apr-2007
CHEMTURA CORPORATION
SECURITY 163893100 MEETING TYPE Annual
TICKER SYMBOL CEM MEETING DATE 25-Apr-2007
ISIN AGENDA 932664510 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARTIN M. HALE For For
2 C.A. (LANCE) PICCOLO For For
3 BRUCE F. WESSON For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 165785 315015 19-Apr-2007 19-Apr-2007
WEBSTER FINANCIAL CORPORATION
SECURITY 947890109 MEETING TYPE Annual
TICKER SYMBOL WBS MEETING DATE 26-Apr-2007
ISIN AGENDA 932638212 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOEL S. BECKER For For
2 WILLIAM T. BROMAGE For For
3 JAMES C. SMITH For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 105700 0 20-Apr-2007 20-Apr-2007
EMBARQ CORPORATION
SECURITY 29078E105 MEETING TYPE Annual
TICKER SYMBOL EQ MEETING DATE 26-Apr-2007
ISIN AGENDA 932642475 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PETER C. BROWN For For
2 STEVEN A. DAVIS For For
3 DANIEL R. HESSE For For
4 JOHN P. MULLEN For For
5 WILLIAM A. OWENS For For
6 DINESH C. PALIWAL For For
7 STEPHANIE M. SHERN For For
8 LAURIE A. SIEGEL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 76700 0 20-Apr-2007 20-Apr-2007
UNISYS CORPORATION
SECURITY 909214108 MEETING TYPE Annual
TICKER SYMBOL UIS MEETING DATE 26-Apr-2007
ISIN AGENDA 932644695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HENRY C. DUQUES For For
2 CLAYTON M. JONES For For
3 THEODORE E. MARTIN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Political/Government Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 336400 0 19-Apr-2007 19-Apr-2007
AMERICAN AXLE & MANUFACTURING HLDGS,
SECURITY 024061103 MEETING TYPE Annual
TICKER SYMBOL AXL MEETING DATE 26-Apr-2007
ISIN AGENDA 932650282 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN A. CASESA For For
2 E.A. "BETH" CHAPPELL For For
3 DR. HENRY T. YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 0 193100 20-Apr-2007 20-Apr-2007
ARCH COAL, INC.
SECURITY 039380100 MEETING TYPE Annual
TICKER SYMBOL ACI MEETING DATE 26-Apr-2007
ISIN AGENDA 932653682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRIAN J. JENNINGS For For
2 STEVEN F. LEER For For
3 ROBERT G. POTTER For For
4 THEODORE D. SANDS For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 0 83600 20-Apr-2007 20-Apr-2007
CELANESE CORPORATION
SECURITY 150870103 MEETING TYPE Annual
TICKER SYMBOL CE MEETING DATE 26-Apr-2007
ISIN AGENDA 932655383 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CHINH E. CHU For For
2 MARK C. ROHR For For
3 DAVID N. WEIDMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 218700 0 20-Apr-2007 20-Apr-2007
AGCO CORPORATION
SECURITY 001084102 MEETING TYPE Annual
TICKER SYMBOL AG MEETING DATE 26-Apr-2007
ISIN AGENDA 932661906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. WAYNE BOOKER For For
2 FRANCISCO R. GROS For For
3 GERALD B. JOHANNESON For For
4 CURTIS E. MOLL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 918 107282 20-Apr-2007 20-Apr-2007
FAIRCHILD SEMICONDUCTOR INTL., INC.
SECURITY 303726103 MEETING TYPE Annual
TICKER SYMBOL FCS MEETING DATE 02-May-2007
ISIN AGENDA 932655408 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD A. AURELIO For For
2 CHARLES P. CARINALLI For For
3 ROBERT F. FRIEL For For
4 THOMAS L. MAGNANTI For For
5 KEVIN J. MCGARITY For For
6 BRYAN R. ROUB For For
7 RONALD W. SHELLY For For
8 WILLIAM N. STOUT For For
9 MARK S. THOMPSON For For
02 Adopt Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 265794 44906 25-Apr-2007 25-Apr-2007
NEWFIELD EXPLORATION COMPANY
SECURITY 651290108 MEETING TYPE Annual
TICKER SYMBOL NFX MEETING DATE 03-May-2007
ISIN AGENDA 932647324 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID A. TRICE For For
2 DAVID F. SCHAIBLE For For
3 HOWARD H. NEWMAN For For
4 THOMAS G. RICKS For For
5 C.E. (CHUCK) SHULTZ For For
6 DENNIS R. HENDRIX For For
7 PHILIP J. BURGUIERES For For
8 JOHN RANDOLPH KEMP III For For
9 J. MICHAEL LACEY For For
10 JOSEPH H. NETHERLAND For For
11 J. TERRY STRANGE For For
12 PAMELA J. GARDNER For For
13 JUANITA F. ROMANS Withheld Against
02 Approve Stock Compensation Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 8831 126069 27-Apr-2007 27-Apr-2007
WISCONSIN ENERGY CORPORATION
SECURITY 976657106 MEETING TYPE Annual
TICKER SYMBOL WEC MEETING DATE 03-May-2007
ISIN AGENDA 932648566 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN F. AHEARNE For For
2 JOHN F. BERGSTROM For For
3 BARBARA L. BOWLES For For
4 PATRICIA W. CHADWICK For For
5 ROBERT A. CORNOG For For
6 CURT S. CULVER For For
7 THOMAS J. FISCHER For For
8 GALE E. KLAPPA For For
9 ULICE PAYNE JR For For
10 FREDERICK P STRATTON JR For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 128900 0 26-Apr-2007 26-Apr-2007
AMERICAN STANDARD COMPANIES, INC.
SECURITY 029712106 MEETING TYPE Annual
TICKER SYMBOL ASD MEETING DATE 03-May-2007
ISIN AGENDA 932650080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN E. ANDERSON For For
2 STEVEN F. GOLDSTONE For For
3 RUTH ANN MARSHALL For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 110200 0 26-Apr-2007 26-Apr-2007
R.H. DONNELLEY CORPORATION
SECURITY 74955W307 MEETING TYPE Annual
TICKER SYMBOL RHD MEETING DATE 03-May-2007
ISIN AGENDA 932657995 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 181378 18200 27-Apr-2007 27-Apr-2007
ENTERCOM COMMUNICATIONS CORP.
SECURITY 293639100 MEETING TYPE Annual
TICKER SYMBOL ETM MEETING DATE 03-May-2007
ISIN AGENDA 932667213 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID J. BERKMAN* For For
2 DANIEL E. GOLD* For For
3 JOSEPH M. FIELD** For For
4 DAVID J. FIELD** For For
5 JOHN C. DONLEVIE** For For
6 EDWARD H. WEST** For For
7 ROBERT S. WIESENTHAL** For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 193500 0 27-Apr-2007 27-Apr-2007
KKR FINANCIAL CORP.
SECURITY 482476306 MEETING TYPE Annual
TICKER SYMBOL KFN MEETING DATE 03-May-2007
ISIN AGENDA 932671957 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Election Of Directors Management
1 WILLIAM F. ALDINGER For For
2 TRACY L. COLLINS For For
3 KENNETH M. DEREGT For For
4 SATURNINO S. FANLO For For
5 VINCENT PAUL FINIGAN For For
6 PAUL M. HAZEN For For
7 R. GLENN HUBBARD For For
8 ROSS J. KARI Withheld Against
9 ELY L. LICHT For For
10 DEBORAH H. MCANENY For For
11 SCOTT C. NUTTALL For For
12 WILLY R. STROTHOTTE For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 100100 164500 30-Apr-2007 30-Apr-2007
IMS HEALTH INCORPORATED
SECURITY 449934108 MEETING TYPE Annual
TICKER SYMBOL RX MEETING DATE 04-May-2007
ISIN AGENDA 932667857 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES D. EDWARDS For For
2 WILLIAM C. VAN FAASEN For For
3 BRET W. WISE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Fair Price Provision Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 195000 0 27-Apr-2007 27-Apr-2007
TRINITY INDUSTRIES, INC.
SECURITY 896522109 MEETING TYPE Annual
TICKER SYMBOL TRN MEETING DATE 07-May-2007
ISIN AGENDA 932673242 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN L. ADAMS For For
2 RHYS J. BEST For For
3 DAVID W. BIEGLER For For
4 RONALD J. GAFFORD For For
5 RONALD W. HADDOCK For For
6 JESS T. HAY For For
7 ADRIAN LAJOUS For For
8 DIANA S. NATALICIO For For
9 TIMOTHY R. WALLACE For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 9889 75061 27-Apr-2007 27-Apr-2007
NORTHEAST UTILITIES
SECURITY 664397106 MEETING TYPE Annual
TICKER SYMBOL NU MEETING DATE 08-May-2007
ISIN AGENDA 932651551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. BOOTH For For
2 COTTON MATHER CLEVELAND For For
3 SANFORD CLOUD, JR. For For
4 JAMES F. CORDES For For
5 E. GAIL DE PLANQUE For For
6 JOHN G. GRAHAM For For
7 ELIZABETH T. KENNAN For For
8 KENNETH R. LEIBLER For For
9 ROBERT E. PATRICELLI For For
10 CHARLES W. SHIVERY For For
11 JOHN F. SWOPE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 21766 170834 04-May-2007 04-May-2007
NEWELL RUBBERMAID INC.
SECURITY 651229106 MEETING TYPE Annual
TICKER SYMBOL NWL MEETING DATE 08-May-2007
ISIN AGENDA 932656107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT S. COWEN For For
2 CYNTHIA A. MONTGOMERY For For
3 GORDON R. SULLIVAN For For
4 MICHAEL A. TODMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 35900 0 07-May-2007 07-May-2007
AMBAC FINANCIAL GROUP, INC.
SECURITY 023139108 MEETING TYPE Annual
TICKER SYMBOL ABK MEETING DATE 08-May-2007
ISIN AGENDA 932661944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. CALLEN For For
2 JILL M. CONSIDINE For For
3 PHILIP N. DUFF For For
4 ROBERT J. GENADER For For
5 W. GRANT GREGORY For For
6 THOMAS C. THEOBALD For For
7 LAURA S. UNGER For For
8 HENRY D.G. WALLACE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 91600 0 02-May-2007 02-May-2007
CIT GROUP INC.
SECURITY 125581108 MEETING TYPE Annual
TICKER SYMBOL CIT MEETING DATE 08-May-2007
ISIN AGENDA 932665586 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY M. PEEK For For
2 GARY C. BUTLER For For
3 WILLIAM M. FREEMAN For For
4 SUSAN LYNE For For
5 MARIANNE MILLER PARRS For For
6 TIMOTHY M. RING For For
7 JOHN R. RYAN For For
8 SEYMOUR STERNBERG For For
9 PETER J. TOBIN For For
10 LOIS M. VAN DEUSEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 122100 0 02-May-2007 02-May-2007
ARROW ELECTRONICS, INC.
SECURITY 042735100 MEETING TYPE Annual
TICKER SYMBOL ARW MEETING DATE 08-May-2007
ISIN AGENDA 932669180 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL W. DUVAL For For
2 JOHN N. HANSON For For
3 RICHARD S. HILL For For
4 M.F. (FRAN) KEETH For For
5 ROGER KING For For
6 KAREN GORDON MILLS For For
7 WILLIAM E. MITCHELL For For
8 STEPHEN C. PATRICK For For
9 BARRY W. PERRY For For
10 JOHN C. WADDELL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 310700 0 02-May-2007 02-May-2007
UNITED STATIONERS INC.
SECURITY 913004107 MEETING TYPE Annual
TICKER SYMBOL USTR MEETING DATE 09-May-2007
ISIN AGENDA 932669344 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROY W. HALEY For For
2 BENSON P. SHAPIRO For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 103100 0 04-May-2007 04-May-2007
OWENS-ILLINOIS, INC.
SECURITY 690768403 MEETING TYPE Annual
TICKER SYMBOL OI MEETING DATE 09-May-2007
ISIN AGENDA 932674472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALBERT P.L. STROUCKEN For For
2 DENNIS K. WILLIAMS For For
3 THOMAS L. YOUNG For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 283800 0 04-May-2007 04-May-2007
SYNIVERSE HOLDINGS INC
SECURITY 87163F106 MEETING TYPE Annual
TICKER SYMBOL SVR MEETING DATE 09-May-2007
ISIN AGENDA 932679799 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID A. DONNINI Withheld Against
2 JOHN C. HOFMANN Withheld Against
3 TONY G. HOLCOMBE Withheld Against
4 JAMES B. LIPHAM For For
5 ROBERT J. MARINO For For
6 JACK PEARLSTEIN For For
7 COLLIN E. ROCHE Withheld Against
8 TIMOTHY A. SAMPLES For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 156200 0 04-May-2007 04-May-2007
UAL CORPORATION
SECURITY 902549807 MEETING TYPE Annual
TICKER SYMBOL UAUA MEETING DATE 10-May-2007
ISIN AGENDA 932654230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD J. ALMEIDA For For
2 MARY K. BUSH For For
3 W. JAMES FARRELL For For
4 WALTER ISAACSON For For
5 ROBERT D. KREBS For For
6 ROBERT S. MILLER For For
7 JAMES J. O'CONNOR For For
8 GLENN F. TILTON For For
9 DAVID J. VITALE For For
10 JOHN H. WALKER For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 140847 30353 04-May-2007 04-May-2007
TRW AUTOMOTIVE HOLDINGS CORP.
SECURITY 87264S106 MEETING TYPE Annual
TICKER SYMBOL TRW MEETING DATE 14-May-2007
ISIN AGENDA 932657565 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN C. PLANT Withheld Against
2 NEIL P. SIMPKINS Withheld Against
3 JODY G. MILLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 76300 0 04-May-2007 04-May-2007
SBM OFFSHORE NV
SECURITY N7752F148 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN NL0000360618 AGENDA 701226830 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2.A Non-Voting Proposal Note Non-Voting
2.B Non-Voting Proposal Note Non-Voting
2.C Management Proposal Management For For
3.A Management Proposal Management For For
3.B Non-Voting Proposal Note Non-Voting
4. Non-Voting Proposal Note Non-Voting
5.A Management Proposal Management For For
5.B Management Proposal Management For For
6.A Management Proposal Management For For
6.B Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9.A Management Proposal Management For For
9.B Management Proposal Management For For
10. Non-Voting Proposal Note Non-Voting
11. Non-Voting Proposal Note Non-Voting
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6F 50P 43046 0 02-May-2007 02-May-2007
COMMERCE BANCORP, INC.
SECURITY 200519106 MEETING TYPE Annual
TICKER SYMBOL CBH MEETING DATE 15-May-2007
ISIN AGENDA 932700607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 VERNON W. HILL, II For For
2 JACK R BERSHAD For For
3 JOSEPH E. BUCKELEW For For
4 DONALD T. DIFRANCESCO For For
5 NICHOLAS A. GIORDANO For For
6 MORTON N. KERR For For
7 STEVEN M. LEWIS For For
8 JOHN K. LLOYD For For
9 GEORGE E. NORCROSS, III For For
10 DANIEL J. RAGONE For For
11 WILLIAM A. SCHWARTZ, JR For For
12 JOSEPH T. TARQUINI, JR. For For
13 JOSEPH S. VASSALLUZZO For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 0 104600 10-May-2007 10-May-2007
VIRGIN MEDIA INC
SECURITY 92769L101 MEETING TYPE Annual
TICKER SYMBOL VMED MEETING DATE 16-May-2007
ISIN AGENDA 932687859 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY D. BENJAMIN For For
2 DAVID ELSTEIN For For
3 GORDON MCCALLUM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 189800 0 04-May-2007 04-May-2007
BARR PHARMACEUTICALS, INC.
SECURITY 068306109 MEETING TYPE Annual
TICKER SYMBOL BRL MEETING DATE 17-May-2007
ISIN AGENDA 932673761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRUCE L. DOWNEY For For
2 PAUL M. BISARO For For
3 GEORGE P. STEPHAN For For
4 HAROLD N. CHEFITZ For For
5 RICHARD R. FRANKOVIC For For
6 PETER R. SEAVER For For
7 JAMES S. GILMORE, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Cash/Stock Bonus Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 167300 0 12-May-2007 12-May-2007
CINRAM INTERNATIONAL INCOME FUND
SECURITY 172595100 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CRWFF MEETING DATE 17-May-2007
ISIN AGENDA 932688368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election of Directors (Full Slate) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Incentive Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR6FSSTA 01 OM C81 497100 0 11-May-2007 11-May-2007
UNUM GROUP
SECURITY 91529Y106 MEETING TYPE Annual
TICKER SYMBOL UNM MEETING DATE 18-May-2007
ISIN AGENDA 932685691 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E. MICHAEL CAULFIELD For For
2 RONALD E. GOLDSBERRY For For
3 MICHAEL J. PASSARELLA For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 0 210400 11-May-2007 12-May-2007
AVIS BUDGET GROUP INC.
SECURITY 053774105 MEETING TYPE Annual
TICKER SYMBOL CAR MEETING DATE 21-May-2007
ISIN AGENDA 932684598 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD L. NELSON For For
2 MARY C. CHOKSI For For
3 LEONARD S. COLEMAN For For
4 LYNN KROMINGA For For
5 MARTIN L . EDELMAN For For
6 SHELI Z. ROSENBERG For For
7 F. ROBERT SALERNO For For
8 STENDER E. SWEENEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 189200 0 13-May-2007 13-May-2007
GENESIS LEASE LTD
SECURITY 37183T107 MEETING TYPE Annual
TICKER SYMBOL GLS MEETING DATE 21-May-2007
ISIN AGENDA 932707194 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For
02 Miscellaneous Corporate Governance Management For
03 Miscellaneous Corporate Governance Management For
04 Miscellaneous Corporate Governance Management For
05 Miscellaneous Corporate Governance Management For
06 Approve Renumeration Of Directors And Auditors Management For
07 Transact Other Business Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 248800 0 16-May-2007 16-May-2007
VISHAY INTERTECHNOLOGY, INC.
SECURITY 928298108 MEETING TYPE Annual
TICKER SYMBOL VSH MEETING DATE 22-May-2007
ISIN AGENDA 932683382 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DR. FELIX ZANDMAN For For
2 ZVI GRINFAS For For
3 DR. GERALD PAUL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 43874 0 14-May-2007 14-May-2007
MARTIN MARIETTA MATERIALS, INC.
SECURITY 573284106 MEETING TYPE Annual
TICKER SYMBOL MLM MEETING DATE 22-May-2007
ISIN AGENDA 932691531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARCUS C. BENNETT For For
2 LAREE E. PEREZ For For
3 DENNIS L. REDIKER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 13500 0 14-May-2007 14-May-2007
REINSURANCE GROUP OF AMERICA, INC.
SECURITY 759351109 MEETING TYPE Annual
TICKER SYMBOL RGA MEETING DATE 23-May-2007
ISIN AGENDA 932675450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM J. BARTLETT For For
2 ALAN C. HENDERSON For For
3 A. GREIG WOODRING For For
02 Amend Stock Compensation Plan Management For For
03 Miscellaneous Corporate Governance Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 1119 110750 18-May-2007 18-May-2007
EVEREST RE GROUP, LTD.
SECURITY G3223R108 MEETING TYPE Annual
TICKER SYMBOL RE MEETING DATE 23-May-2007
ISIN AGENDA 932682986 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 KENNETH J. DUFFY For For
2 JOSEPH V. TARANTO For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 59300 0 17-May-2007 17-May-2007
PPL CORPORATION
SECURITY 69351T106 MEETING TYPE Annual
TICKER SYMBOL PPL MEETING DATE 23-May-2007
ISIN AGENDA 932688798 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STUART HEYDT For For
2 CRAIG A. ROGERSON For For
3 W. KEITH SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 240900 0 17-May-2007 17-May-2007
E*TRADE FINANCIAL CORPORATION
SECURITY 269246104 MEETING TYPE Annual
TICKER SYMBOL ETFC MEETING DATE 23-May-2007
ISIN AGENDA 932695250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD D. FISHER For For
2 GEORGE A. HAYTER For For
3 R. JARRETT LILIEN For For
4 DONNA L. WEAVER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 258300 0 15-May-2007 15-May-2007
CENTURY ALUMINUM COMPANY
SECURITY 156431108 MEETING TYPE Annual
TICKER SYMBOL CENX MEETING DATE 23-May-2007
ISIN AGENDA 932695692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN C. FONTAINE For For
2 JOHN P. O'BRIEN For For
3 PETER C. JONES For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 53800 0 15-May-2007 15-May-2007
UNIONBANCAL CORPORATION
SECURITY 908906100 MEETING TYPE Annual
TICKER SYMBOL UB MEETING DATE 24-May-2007
ISIN AGENDA 932686807 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 AIDA M. ALVAREZ For For
2 DAVID R. ANDREWS For For
3 NICHOLAS B. BINKLEY For For
4 L. DALE CRANDALL For For
5 MURRAY H. DASHE For For
6 RICHARD D. FARMAN For For
7 PHILIP B. FLYNN For For
8 MICHAEL J. GILLFILLAN For For
9 MOHAN S. GYANI For For
10 RONALD L. HAVNER, JR. For For
11 NORIMICHI KANARI Withheld Against
12 MARY S. METZ For For
13 SHIGEMITSU MIKI Withheld Against
14 J. FERNANDO NIEBLA For For
15 MASASHI OKA For For
16 KYOTA OMORI For For
17 MASAAKI TANAKA For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 30800 0 18-May-2007 18-May-2007
R.R. DONNELLEY & SONS COMPANY
SECURITY 257867101 MEETING TYPE Annual
TICKER SYMBOL RRD MEETING DATE 24-May-2007
ISIN AGENDA 932691478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Classify/Stagger Board Of Directors Management For For
04 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
05 S/H Proposal - Environmental Shareholder Against For
06 S/H PROPOSAL - DECLASSIFY BOARD Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 167400 0 17-May-2007 17-May-2007
URS CORPORATION
SECURITY 903236107 MEETING TYPE Annual
TICKER SYMBOL URS MEETING DATE 24-May-2007
ISIN AGENDA 932695337 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 106500 0 18-May-2007 18-May-2007
BUNGE LIMITED
SECURITY G16962105 MEETING TYPE Annual
TICKER SYMBOL BG MEETING DATE 25-May-2007
ISIN AGENDA 932685401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 117700 0 24-May-2007 24-May-2007
FOOT LOCKER, INC.
SECURITY 344849104 MEETING TYPE Annual
TICKER SYMBOL FL MEETING DATE 30-May-2007
ISIN AGENDA 932691529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES E. PRESTON** For For
2 MATTHEW D. SERRA** For For
3 DONA D. YOUNG** For For
4 CHRISTOPHER A SINCLAIR* For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 302100 0 22-May-2007 22-May-2007
HUNTINGTON BANCSHARES INCORPORATED
SECURITY 446150104 MEETING TYPE Annual
TICKER SYMBOL HBAN MEETING DATE 30-May-2007
ISIN AGENDA 932703590 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Election Of Directors Management
1 THOMAS E. HOAGLIN For For
2 DAVID P. LAUER For For
3 KATHLEEN H. RANSIER For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Approve Stock Compensation Plan Management For For
05 Amend Cash/Stock Bonus Plan Management For For
06 Approve Authorized Common Stock Increase Management For For
07 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 0 211900 22-May-2007 22-May-2007
ENDO PHARMACEUTICALS HOLDINGS INC.
SECURITY 29264F205 MEETING TYPE Annual
TICKER SYMBOL ENDP MEETING DATE 30-May-2007
ISIN AGENDA 932706192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN J. DELUCCA For For
2 MICHEL DE ROSEN For For
3 GEORGE F. HORNER, III For For
4 MICHAEL HYATT For For
5 ROGER H. KIMMEL For For
6 PETER A. LANKAU For For
7 C.A. MEANWELL, MD, PHD For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 224600 0 21-May-2007 21-May-2007
AFFILIATED MANAGERS GROUP, INC.
SECURITY 008252108 MEETING TYPE Annual
TICKER SYMBOL AMG MEETING DATE 31-May-2007
ISIN AGENDA 932706940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD E. FLOOR For For
2 SEAN M. HEALEY For For
3 HAROLD J. MEYERMAN For For
4 WILLIAM J. NUTT For For
5 RITA M. RODRIGUEZ For For
6 PATRICK T. RYAN For For
7 JIDE J. ZEITLIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 0 44900 22-May-2007 22-May-2007
M.D.C. HOLDINGS, INC.
SECURITY 552676108 MEETING TYPE Annual
TICKER SYMBOL MDC MEETING DATE 25-Jun-2007
ISIN AGENDA 932705607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL A. BERMAN For For
2 HERBERT T. BUCHWALD For For
3 LARRY A. MIZEL Withheld Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 30200 0 21-Jun-2007 21-Jun-2007
CIRCUIT CITY STORES, INC.
SECURITY 172737108 MEETING TYPE Annual
TICKER SYMBOL CC MEETING DATE 26-Jun-2007
ISIN AGENDA 932721776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA S. FEIGIN For For
2 ALLEN B. KING For For
3 CAROLYN Y. WOO For For
4 JAMES F. HARDYMON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6F 837 262500 0 21-Jun-2007 21-Jun-2007
Item 1. Proxy Voting Record
Account Name: The Hartford Money Market Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
VOTE SUMMARY REPORT
Jun 30, 2006 - Jun 30, 2007
THE HARTFORD SELECT MID CAP GROWTH FUND
This portion sub-advised by Chartwell Investments
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ------------------------------------- --------- ---- ------- -------- ------- ------
09/20/06 - S ALLERGAN, INC. *AGN* 018490102 08/14/06 1,775
1 Increase Authorized Common Stock For For Mgmt
11/29/06 - A BURGER KING HOLDINGS, INC. *BKC* 121208201 10/11/06 12,045
1 Elect Directors For Split Mgmt
1.1 Elect Director Andrew B. Balson --- Withhold
1.2 Elect Director David Bonderman --- For
1.3 Elect Director Richard W. Boyce --- Withhold
1.4 Elect Director David A. Brandon --- Withhold
1.5 Elect Director John W. Chidsey --- Withhold
1.6 Elect Director Armando Codina --- For
1.7 Elect Director Peter R. Formanek --- For
1.8 Elect Director Manuel A. Garcia --- For
1.9 Elect Director Adrian Jones --- For
1.10 Elect Director Sanjeev K. Mehra --- For
1.11 Elect Director Stephen G. Pagliuca --- For
1.12 Elect Director Brian T. Swette --- For
1.13 Elect Director Kneeland C. Youngblood ---
For
2 Ratify Auditors For For Mgmt
11/01/06 - A CHECKFREE CORP. *CKFR* 162813109 09/15/06 6,535
1 Elect Directors For For Mgmt
2 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
12/19/06 - A FACTSET RESEARCH SYSTEMS, INC. *FDS* 303075105 10/23/06 7,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/02/06 - A LAM RESEARCH CORP. *LRCX* 512807108 09/15/06 4,030
1 Elect Directors For For Mgmt
2 Approve/Amend Executive Incentive Bonus Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jun 30, 2006 - Jun 30, 2007
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ------------------------------------- --------- ---- ------- -------- ------- ------
07/18/06 - A MASTERCARD INCORPORATED *MA* 57636Q104 06/12/06 6,275
1 Elect Directors For Split Mgmt
1.1 Elect Director Manoel Luiz Ferrao de Amorim
--- For
1.2 Elect Director Edward Su-ning Tian ---
Withhold
1.3 Elect Director Bernard S.Y. Fung --- For
1.4 Elect Director Marc Olivie --- For
1.5 Elect Director Mark Schwartz --- For
1.6 Elect Director David R. Carlucci --- For
1.7 Elect Director Richard Haythornthwaite ---
For
1.8 Elect Director Robert W. Selander --- For
2 Approve Non-Employee Director Omnibus Stock For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
10/25/06 - A MEMC ELECTRONIC MATERIALS, INC. *WFR* 552715104 09/13/06 4,745
1 Elect Directors For For Mgmt
01/02/07 - A MSC INDUSTRIAL DIRECT CO., INC. *MSM* 553530106 11/24/06 2,700
1 Elect Directors For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Amend Stock Option Plan For For Mgmt
4 Amend Stock Option Plan For For Mgmt
5 Ratify Auditors For For Mgmt
6 Other Business For Against Mgmt
10/06/06 - A NATIONAL SEMICONDUCTOR CORP. *NSM* 637640103 08/18/06 7,580
1 Elect Director Brian L. Halla For For Mgmt
2 Elect Director Steven R. Appleton For For Mgmt
3 Elect Director Gary P. Arnold For For Mgmt
4 Elect Director Richard J. Danzig For For Mgmt
5 Elect Director John T. Dickson For For Mgmt
6 Elect Director Robert J. Frankenberg For For Mgmt
7 Elect Director E. Floyd Kvamme For For Mgmt
8 Elect Director Modesto A. Maidique For For Mgmt
9 Elect Director Edward McCracken For For Mgmt
10 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jun 30, 2006 - Jun 30, 2007
THE HARTFORD SELECT MID CAP GROWTH FUND - 353
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ------------------------------------- --------- ---- ------- -------- ------- ------
10/05/06 - A PAYCHEX, INC. *PAYX* 704326107 08/07/06 9,370
1 Election of Director: B. Thomas Golisano For For Mgmt
2 Election of Director: David J.S. Flaschen For For Mgmt
3 Election of Director: Phillip Horsley For For Mgmt
4 Election of Director: Grant M. Inman For For Mgmt
5 Election of Director: Pamela A. Joseph For For Mgmt
6 Election of Director: Jonathan J. Judge For For Mgmt
7 Election of Director: Jospeh M. Tucci For For Mgmt
08/10/06 - A POLO RALPH LAUREN CORP. *RL* 731572103 06/26/06 6,760
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
08/16/06 - A PRECISION CASTPARTS CORP. *PCP* 740189105 06/23/06 5,805
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
08/17/06 - A RED HAT, INC. *RHT* 756577102 06/20/06 12,210
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 3
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 1 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: The Hartford Select MidCap Growth Fund
This portion sub-advised by Northern Capital
AIRGAS, INC. ARG ANNUAL MEETING DATE: 08/09/2006
ISSUER: 009363 CITY: HOLDINGS RECONCILIATION DATE: 06/21/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 08/08/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932563198 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- ------- --- --------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 Against For ADOPT INCENTIVE STOCK OPTION PLAN
03 For For AMEND STOCK PURCHASE PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 2 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
PRECISION CASTPARTS CORP. PCP ANNUAL MEETING DATE: 08/16/2006
ISSUER: 740189 CITY: HOLDINGS RECONCILIATION DATE: 06/23/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 08/15/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932562704 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- --- -------------------------------------------------
01 Withheld For ELECTION OF DIRECTORS
02 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
03 For For ADOPT INCENTIVE STOCK OPTION PLAN
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 3 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
MICROCHIP TECHNOLOGY INCORPORATED MCHP ANNUAL MEETING DATE: 08/18/2006
ISSUER: 595017 CITY: HOLDINGS RECONCILIATION DATE: 06/22/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 08/17/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932562083 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- --- -------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld STEVE SANGHI
Withheld ALBERT J. HUGO-MARTINEZ
Withheld L.B. DAY
For MATTHEW W. CHAPMAN
For WADE F. MEYERCORD
02 Against For AMEND INCENTIVE STOCK OPTION PLAN
03 Against For APPROVE CASH/STOCK BONUS PLAN
04 Against For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 4 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
NETWORK APPLIANCE, INC. NTAP ANNUAL MEETING DATE: 08/31/2006
ISSUER: 64120L CITY: HOLDINGS RECONCILIATION DATE: 07/05/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 08/30/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932568047 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- --- -------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld DANIEL J. WARMENHOVEN
Withheld DONALD T. VALENTINE
Withheld JEFFRY R. ALLEN
Withheld CAROL A. BARTZ
For ALAN L. EARHART
For EDWARD KOZEL
For MARK LESLIE
For NICHOLAS G. MOORE
For GEORGE T. SHAHEEN
Withheld ROBERT T. WALL
02 Against For AMEND STOCK COMPENSATION PLAN
03 Against For APPROVE OPTION GRANTS
04 For For AMEND STOCK PURCHASE PLAN
05 Against For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 5 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
ALLERGAN, INC. AGN SPECIAL MEETING DATE: 09/20/2006
ISSUER: 018490 CITY: HOLDINGS RECONCILIATION DATE: 08/14/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 09/19/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932577995 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- --- -------------------------------------------------
01 Against For APPROVE AUTHORIZED COMMON STOCK INCREASE
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 6 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
BIOMET, INC. BMET ANNUAL MEETING DATE: 09/20/2006
ISSUER: 090613 CITY: HOLDINGS RECONCILIATION DATE: 07/13/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 09/19/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932576892 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- --- -------------------------------------------------
01 Withheld For ELECTION OF DIRECTORS
02 For For APPROVE STOCK COMPENSATION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 7 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
CINTAS CORPORATION CTAS ANNUAL MEETING DATE: 10/10/2006
ISSUER: 172908 CITY: HOLDINGS RECONCILIATION DATE: 08/18/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 10/09/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932581071 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- ------- ---------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld RICHARD T. FARMER
Withheld ROBERT J. KOHLHEPP
Withheld SCOTT D. FARMER
For GERALD S. ADOLPH
For PAUL R. CARTER
Withheld GERALD V. DIRVIN
For JOYCE HERGENHAN
Withheld ROGER L. HOWE
For DAVID C. PHILLIPS
02 Against For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For Against S/H PROPOSAL - ESTABLISH INDEPENDENT CHAIRMAN
04 For Against S/H PROPOSAL - CORPORATE GOVERNANCE
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 8 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
HARMAN INTERNATIONAL INDUSTRIES, INC HAR ANNUAL MEETING DATE: 11/02/2006
ISSUER: 413086 CITY: HOLDINGS RECONCILIATION DATE: 09/06/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 11/01/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932584801 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- --- -------------------------------------------------
01 Withheld For ELECTION OF DIRECTORS
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 9 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
AVNET, INC. AVT ANNUAL MEETING DATE: 11/09/2006
ISSUER: 053807 CITY: HOLDINGS RECONCILIATION DATE: 09/12/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 11/08/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932592909 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- ------- ---------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld ELEANOR BAUM
For J. VERONICA BIGGINS
For LAWRENCE W. CLARKSON
Withheld EHUD HOUMINER
For JAMES A. LAWRENCE
For FRANK R. NOONAN
For RAY M. ROBINSON
For GARY L. TOOKER
Withheld ROY VALLEE
02 For For APPROVE STOCK COMPENSATION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 For Against S/H PROPOSAL - SEPARATE CHAIRMAN/CEO
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 10 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
BARR PHARMACEUTICALS, INC. BRL ANNUAL MEETING DATE: 11/09/2006
ISSUER: 068306 CITY: HOLDINGS RECONCILIATION DATE: 09/15/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 11/08/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932589762 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- --- -------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld BRUCE L. DOWNEY
Withheld PAUL M. BISARO
Withheld GEORGE P. STEPHAN
For HAROLD N. CHEFITZ
For RICHARD R. FRANKOVIC
For PETER R. SEAVER
Withheld JAMES S. GILMORE, III
02 Against For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
ProxyEdge - Vote Summary with Policy and Vote Comments
Meeting Date Range: 07/01/2006 to 11/28/2006 Report Date: 08/08/2007
Selected Accounts: 20 Page 11 of 11
PERIOD: JULY 1, 2006 - NOV. 28, 2006
ACCOUNT: HARTFORD LIFE INS. SELECT MID-CAP FUND
RESPIRONICS, INC. RESP ANNUAL MEETING DATE: 11/14/2006
ISSUER: 761230 CITY: HOLDINGS RECONCILIATION DATE: 09/29/2006
ISIN: COUNTRY: UNITED STATES VOTE DEADLINE DATE: 11/13/2006
VOTE GROUP: UNASSIGNED
AGENDA: 932594864 - MANAGEMENT
Proposal Vote
Number Cast MRV Proposal
- -------- -------- --- -------------------------------------------------
01 For ELECTION OF DIRECTORS
Withheld JOSEPH C. LAWYER
For SEAN C. MCDONALD
For MYLLE H. MANGUM
For JOHN C. MILES II
02 Against For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT STOCK PURCHASE PLAN
ITEM 1: PROXY VOTING RECORD
The Hartford Select MidCap Growth Fund
This portion sub-advised by Hartford Investment Management Company
AFFILIATED MANAGERS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMG CUSIP9 008252108 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Floor Mgmt For Withhold Against
1.2 Elect Sean Healey Mgmt For For For
1.3 Elect Harold Meyerman Mgmt For For For
1.4 Elect William Nutt Mgmt For For For
1.5 Elect Rita Rodriguez Mgmt For For For
1.6 Elect Patrick Ryan Mgmt For For For
1.7 Elect Jide Zeitlin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
AKAMAI TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AKAM CUSIP9 00971T101 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ronald Graham Mgmt For For For
1.2 Elect F. Thomson Leighton Mgmt For For For
1.3 Elect Paul Sagan Mgmt For For For
1.4 Elect Naomi O. Seligman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALLIANCE DATA SYSTEM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADS CUSIP9 018581108 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Lawrence Benveniste Mgmt For For For
1.2 Elect D. Keith Cobb Mgmt For For For
1.3 Elect Kenneth R. Jensen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ALTERA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALTR CUSIP9 021441100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: JOHN P. DAANE. Mgmt For For For
2 ELECTION OF DIRECTOR: ROBERT W. REED. Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
FINOCCHIO, JR.
4 ELECTION OF DIRECTOR: KEVIN MCGARITY. Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN SHOEMAKER. Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN WANG. Mgmt For For For
7 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase Plan
8 Ratification of Auditor Mgmt For For For
AMERICAN EAGLE OUTFITTERS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEO CUSIP9 02553E106 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jon Diamond Mgmt For Withhold Against
1.2 Elect Alan Kane Mgmt For For For
1.3 Elect Cary McMillan Mgmt For For For
1.4 Elect James O'Donnell Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
AMERICAN TOWER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMT CUSIP9 029912201 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Raymond Dolan Mgmt For Withhold Against
1.2 Elect Ronald Dykes Mgmt For For For
1.3 Elect Carolyn Katz Mgmt For Withhold Against
1.4 Elect Gustavo Lara Cantu Mgmt For For For
1.5 Elect Pamela Reeve Mgmt For Withhold Against
1.6 Elect David Sharbutt Mgmt For For For
1.7 Elect James Taiclet, Jr. Mgmt For For For
1.8 Elect Samme Thompson Mgmt For For For
2 APPROVAL OF THE AMERICAN TOWER Mgmt For Against Against
CORPORATION 2007 EQUITY INCENTIVE
PLAN.
3 Ratification of Auditor Mgmt For For For
AMERISOURCEBERGEN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABC CUSIP9 03073E105 02/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Hagenlocker Mgmt For For For
1.2 Elect Kurt Hilzinger Mgmt For For For
1.3 Elect Henry McGee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMPHENOL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APH CUSIP9 032095101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Stanley Clark Mgmt For For For
1.2 Elect Andrew Lietz Mgmt For For For
1.3 Elect Martin Loeffler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE INCREASE IN THE Mgmt For For For
NUMBER OF AUTHORIZED SHARES.
AMR (AMERICAN AIRLINES) CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMR CUSIP9 001765106 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gerard Arpey Mgmt For For For
1.2 Elect John Bachmann Mgmt For For For
1.3 Elect David Boren Mgmt For For For
1.4 Elect Armando Codina Mgmt For For For
1.5 Elect Earl Graves Mgmt For For For
1.6 Elect Ann Korologos Mgmt For For For
1.7 Elect Michael Miles Mgmt For For For
1.8 Elect Philip Purcell Mgmt For Withhold Against
1.9 Elect Ray Robinson Mgmt For For For
1.10 Elect Judith Rodin Mgmt For For For
1.11 Elect Matthew Rose Mgmt For For For
1.12 Elect Roger Staubach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS
5 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
PERFORMANCE BASED STOCK OPTIONS
6 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on
AVAYA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AV CUSIP9 053499109 02/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Joseph Landy Mgmt For For For
1.2 Elect Mark Leslie Mgmt For For For
1.3 Elect Daniel Stanzione Mgmt For For For
1.4 Elect Anthony Terracciano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Long Term Mgmt For For For
Incentive Plan
4 SHAREHOLDER PROPOSAL- EXECUTIVE ShrHoldr Against Against For
COMPENSATION ITEM
AVON PRODUCTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVP CUSIP9 054303102 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect W. Don Cornwell Mgmt For For For
1.2 Elect Edward Fogarty Mgmt For For For
1.3 Elect Fred Hassan Mgmt For For For
1.4 Elect Andrea Jung Mgmt For For For
1.5 Elect Maria Lagomasino Mgmt For Withhold Against
1.6 Elect Ann Moore Mgmt For For For
1.7 Elect Paul Pressler Mgmt For For For
1.8 Elect Gary Rodkin Mgmt For For For
1.9 Elect Paula Stern, Ph.D. Mgmt For For For
1.10 Elect Lawrence Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of a Majority Vote Standard Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Incentive Compensat
BARR PHARMACEUTICALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRL CUSIP9 068306109 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Bruce Downey Mgmt For For For
1.2 Elect Paul Bisaro Mgmt For For For
1.3 Elect George Stephan Mgmt For For For
1.4 Elect Harold Chefitz Mgmt For For For
1.5 Elect Richard Frankovic Mgmt For For For
1.6 Elect Peter Seaver Mgmt For Withhold Against
1.7 Elect James Gilmore, III Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2007 Stock and Incentive Award Plan Mgmt For For For
4 2007 Executive Officer Incentive Plan Mgmt For For For
BJ SERVICES CO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BJS CUSIP9 055482103 01/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Don Jordan Mgmt For For For
1.2 Elect William White Mgmt For For For
CABOT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBT CUSIP9 127055101 03/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Elect Kennett Burnes Mgmt For For For
2 Elect John Clarkeson Mgmt For For For
3 Elect Roderick MacLeod Mgmt For For For
4 Elect Ronaldo Schmitz Mgmt For For For
5 Elect Shengman Zhang Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 TO APPROVE CABOT S SHORT-TERM Mgmt For For For
INCENTIVE COMPENSATION PLAN.
CARMAX INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMX CUSIP9 143130102 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Folliard Mgmt For For For
1.2 Elect Edgar Grubb Mgmt For For For
1.3 Elect Keith Browning Mgmt For Withhold Against
1.4 Elect James F. Clingman, Jr. Mgmt For For For
1.5 Elect Hugh Robinson Mgmt For For For
1.6 Elect Thomas Stemberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Annual Performance-Based Bonus Plan Mgmt For For For
CB RICHARD ELLIS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBG CUSIP9 12497T101 06/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Blum Mgmt For For For
1.2 Elect Patrice Marie Daniels Mgmt For For For
1.3 Elect Thomas Daschle Mgmt For For For
1.4 Elect Curtis Feeny Mgmt For For For
1.5 Elect Bradford Freeman Mgmt For For For
1.6 Elect Michael Kantor Mgmt For Withhold Against
1.7 Elect Frederic Malek Mgmt For For For
1.8 Elect Robert Sulentic Mgmt For For For
1.9 Elect Jane Su Mgmt For For For
1.10 Elect Brett White Mgmt For For For
1.11 Elect Gary Wilson Mgmt For For For
1.12 Elect Ray Wirta Mgmt For For For
2 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 APPROVAL OF THE EXECUTIVE INCENTIVE Mgmt For For For
PLAN
CELANESE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CE CUSIP9 150870103 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Chinh Chu Mgmt For Withhold Against
1.2 Elect Mark Rohr Mgmt For For For
1.3 Elect David Weidman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CLEAR CHANNEL OUTDR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCO CUSIP9 18451C109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect L. Lowry Mays Mgmt For For For
1.2 Elect James Raines Mgmt For Withhold Against
2 Approval of 2006 Annual Incentive Plan Mgmt For For For
3 Amendment to 2005 Stock Incentive Plan Mgmt For For For
COGNIZANT TECHNOLOGY SOLUTIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTSH CUSIP9 192446102 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Lakshmi Narayanan Mgmt For For For
1.2 Elect John Klein Mgmt For For For
2 Amendment to 1999 Incentive Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
CONSTELLATION ENERGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP9 210371100 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 THE ELECTION OF YVES C. DE BALMANN Mgmt For For For
FOR A TERM TO EXPIRE IN 2008.
2 THE ELECTION OF DOUGLAS L. BECKER FOR Mgmt For Against Against
A TERM TO EXPIRE IN 2008.
3 THE ELECTION OF JAMES T. BRADY FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
4 THE ELECTION OF EDWARD A. CROOKE FOR Mgmt For For For
A TERM TO EXPIRE IN 2008.
5 THE ELECTION OF JAMES R. CURTISS FOR Mgmt For Against Against
A TERM TO EXPIRE IN 2008.
6 THE ELECTION OF FREEMAN A. HRABOWSKI, Mgmt For Against Against
III FOR A TERM TO EXPIRE IN 2008.
7 THE ELECTION OF NANCY LAMPTON FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
8 THE ELECTION OF ROBERT J. LAWLESS FOR Mgmt For Against Against
A TERM TO EXPIRE IN 2008.
9 THE ELECTION OF LYNN M. MARTIN FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
10 THE ELECTION OF MAYO A. SHATTUCK III Mgmt For For For
FOR A TERM TO EXPIRE IN 2008.
11 THE ELECTION OF MICHAEL D. SULLIVAN Mgmt For Against Against
FOR A TERM TO EXPIRE IN 2008.
12 Ratification of Auditor Mgmt For For For
13 APPROVAL OF THE 2007 LONG-TERM Mgmt For For For
INCENTIVE PLAN.
14 APPROVAL OF THE EXECUTIVE ANNUAL Mgmt For For For
INCENTIVE PLAN.
CONTINENTAL AIRLINES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAL CUSIP9 210795308 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Barrack, Jr. Mgmt For For For
1.2 Elect Kirbyjon Caldwell Mgmt For For For
1.3 Elect Lawrence Kellner Mgmt For For For
1.4 Elect Douglas McCorkindale Mgmt For For For
1.5 Elect Henry Meyer III Mgmt For For For
1.6 Elect Oscar Munoz Mgmt For For For
1.7 Elect George Parker Mgmt For For For
1.8 Elect Jeffrey Smisek Mgmt For For For
1.9 Elect Karen Williams Mgmt For Withhold Against
1.10 Elect Ronald Woodard Mgmt For For For
1.11 Elect Charles Yamarone Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
3 STOCKHOLDER PROPOSAL RELATED TO ShrHoldr Against Against For
POLITICAL ACTIVITIES
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based E
5 PLEASE MARK FOR IF STOCK OWNED Mgmt Abstain
BENEFICIALLY BY Y
CONVERGYS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVG CUSIP9 212485106 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Zoe Baird Mgmt For For For
1.2 Elect Philip Odeen Mgmt For Withhold Against
2 TO RATIFY THE APPOINTMENT OF THE Mgmt For For For
INDEPENDENT ACCOUNTANTS.
3 TO APPROVE THE ANNUAL EXECUTIVE Mgmt For For For
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL. ShrHoldr Against For Against
CORRECTIONS CORP. OF AMERICA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CXW CUSIP9 22025Y407 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Andrews Mgmt For For For
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Donna Alvarado Mgmt For For For
1.4 Elect Lucius Burch, III Mgmt For For For
1.5 Elect John Correnti Mgmt For For For
1.6 Elect John Horne Mgmt For For For
1.7 Elect C. Michael Jacobi Mgmt For For For
1.8 Elect Thurgood Marshall, Jr. Mgmt For For For
1.9 Elect Charles Overby Mgmt For Withhold Against
1.10 Elect John Prann, Jr. Mgmt For For For
1.11 Elect Joseph Russell Mgmt For For For
1.12 Elect Henri Wedell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE COMPANY S 2008 STOCK Mgmt For For For
INCENTIVE PLAN.
4 Increase in Authorized Shares Mgmt For For For
5 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Politic
6 Right to Adjourn Meeting Mgmt For For For
COVANCE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVD CUSIP9 222816100 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Joseph Herring Mgmt For For For
1.2 Elect Irwin Lerner Mgmt For For For
2 APPROVAL OF 2007 EMPLOYEE EQUITY Mgmt For For For
PARTICIPATION PLAN.
3 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For For
& YOUNG LLC FOR THE FISCAL YEAR 2007.
COVANTA HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVA CUSIP9 22282E102 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Barse Mgmt For For For
1.2 Elect Ronald Broglio Mgmt For For For
1.3 Elect Peter Bynoe Mgmt For For For
1.4 Elect Richard Huber Mgmt For For For
1.5 Elect Anthony Orlando Mgmt For For For
1.6 Elect William Pate Mgmt For For For
1.7 Elect Robert Silberman Mgmt For For For
1.8 Elect Jean Smith Mgmt For For For
1.9 Elect Clayton Yeutter Mgmt For Withhold Against
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
COVENTRY HEALTHCARE INC COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVH CUSIP9 222862104 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect L. Dale Crandall Mgmt For Withhold Against
1.2 Elect Elizabeth Tallett Mgmt For Withhold Against
1.3 Elect Allen Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CROWN CASTLE INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCIKO CUSIP9 228227104 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward C. Hutcheson, Jr. Mgmt For Withhold Against
1.2 Elect J. Landis Martin Mgmt For For For
1.3 Elect W. Benjamin Moreland Mgmt For Withhold Against
2 Amendment to the 2004 Stock Incentive Mgmt For Against Against
Plan
3 Amendment to Charter to Eliminate Mgmt For For For
Class A Common S
4 Ratification of Auditor Mgmt For For For
CSX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSX CUSIP9 126408103 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Donna Alvarado Mgmt For For For
1.2 Elect Elizabeth Bailey Mgmt For For For
1.3 Elect John Breaux Mgmt For For For
1.4 Elect Steven Halverson Mgmt For For For
1.5 Elect Edward Kelly, III Mgmt For For For
1.6 Elect Robert Kunisch Mgmt For For For
1.7 Elect Southwood Morcott Mgmt For For For
1.8 Elect David Ratcliffe Mgmt For For For
1.9 Elect William Richardson Mgmt For For For
1.10 Elect Frank Royal Mgmt For For For
1.11 Elect Donald Shepard Mgmt For For For
1.12 Elect Michael Ward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EXECUTIVE COMPENSATION
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
MAJORITY VOTING
5 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEVERANCE AGREEMENTS
6 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS
CUMMINS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMI CUSIP9 231021106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
DARNALL
2 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
3 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For
4 ELECTION OF DIRECTOR: F. JOSEPH Mgmt For For For
LOUGHREY
5 ELECTION OF DIRECTOR: WILLIAM I. Mgmt For For For
MILLER
6 ELECTION OF DIRECTOR: GEORGIA R. Mgmt For For For
NELSON
7 ELECTION OF DIRECTOR: THEODORE M. Mgmt For For For
SOLSO
8 ELECTION OF DIRECTOR: CARL WARE Mgmt For For For
9 ELECTION OF DIRECTOR: J. LAWRENCE Mgmt For For For
WILSON
10 Ratification of Auditor Mgmt For For For
11 PROPOSAL TO AMEND 2003 STOCK Mgmt For For For
INCENTIVE PLAN.
12 PROPOSAL TO AMEND RESTATED ARTICLES Mgmt For For For
OF INCORPORATION.
DEVELOPERS DIVERSIFIED REALTY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DDRPRA CUSIP9 251591103 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 TO FIX THE NUMBER OF DIRECTORS AT Mgmt For For For
NINE.
2.1 Elect Dean Adler Mgmt For Withhold Against
2.2 Elect Terrance Ahern Mgmt For For For
2.3 Elect Robert Gidel Mgmt For For For
2.4 Elect Victor MacFarlane Mgmt For For For
2.5 Elect Craig Macnab Mgmt For For For
2.6 Elect Scott Roulston Mgmt For For For
2.7 Elect Barry Sholem Mgmt For For For
2.8 Elect William B. Summers, Jr. Mgmt For For For
2.9 Elect Scott Wolstein Mgmt For For For
3 Increase Authorized Shares Mgmt For For For
4 Amendments to the Code of Regulations Mgmt For For For
to Allow Ele
5 Amendments to the Code of Regulations Mgmt For For For
to Allow Ele
6 Amendment to the Code of regulations Mgmt For For For
to Allow Issu
7 Ratification of Auditor Mgmt For For For
DICKS SPORTING GOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DKS CUSIP9 253393102 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Emanuel Chirico Mgmt For Withhold Against
1.2 Elect Walter Rossi Mgmt For For For
1.3 Elect Brian Dunn Mgmt For For For
1.4 Elect Larry Stone Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
DOLBY LABORATORIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLB CUSIP9 25659T107 02/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ray Dolby Mgmt For For For
1.2 Elect Bill Jasper Mgmt For For For
1.3 Elect Peter Gotcher Mgmt For For For
1.4 Elect Sanford Robertson Mgmt For For For
1.5 Elect Roger Siboni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DOLLAR TREE STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLTR CUSIP9 256747106 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect H. Ray Compton Mgmt For For For
1.2 Elect Bob Sasser Mgmt For For For
1.3 Elect Alan Wurtzel Mgmt For For For
2 SHAREHOLDER PROPOSAL ShrHoldr Against For Against
DREAMWORKS ANIMATION SKG INCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DWA CUSIP9 26153C103 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jeffrey Katzenberg Mgmt For For For
1.2 Elect Lewis Coleman Mgmt For Withhold Against
1.3 Elect Roger Enrico Mgmt For For For
1.4 Elect David Geffen Mgmt For For For
1.5 Elect Judson Green Mgmt For For For
1.6 Elect Mellody Hobson Mgmt For For For
1.7 Elect Michael Montgomery Mgmt For For For
1.8 Elect Nathan Myhrvold Mgmt For For For
1.9 Elect Howard Schultz Mgmt For For For
1.10 Elect Margaret Whitman Mgmt For Withhold Against
1.11 Elect Karl von der Heyden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
DST SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DST CUSIP9 233326107 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect A. Edward Allinson Mgmt For For For
1.2 Elect Michael Fitt Mgmt For For For
2 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ECHOSTAR COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DISH CUSIP9 278762109 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James DeFranco Mgmt For For For
1.2 Elect Michael T. Dugan Mgmt For Withhold Against
1.3 Elect Cantey Ergen Mgmt For Withhold Against
1.4 Elect Charles W. Ergen Mgmt For For For
1.5 Elect Steven R. Goodbarn Mgmt For For For
1.6 Elect Gary S. Howard Mgmt For For For
1.7 Elect David K. Moskowitz Mgmt For For For
1.8 Elect Tom Ortolf Mgmt For For For
1.9 Elect C. Michael Schroeder Mgmt For For For
1.10 Elect Carl E. Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
EDWARDS LIFESCIENCES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EW CUSIP9 28176E108 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Ingram Mgmt For Withhold Against
1.2 Elect Vernon Loucks, Jr. Mgmt For For For
2 Long-term Stock Incentive Mgmt For For For
Compensation Program
3 2001 Employee Stock Purchase Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
EL PASO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EP CUSIP9 28336L109 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECT DIRECTOR : JUAN CARLOS BRANIFF Mgmt For Against Against
2 ELECT DIRECTOR : JAMES L. DUNLAP Mgmt For For For
3 ELECT DIRECTOR : DOUGLAS L. FOSHEE Mgmt For For For
4 ELECT DIRECTOR : ROBERT W. GOLDMAN Mgmt For Against Against
5 ELECT DIRECTOR : ANTHONY W. HALL, JR. Mgmt For For For
6 ELECT DIRECTOR : THOMAS R. HIX Mgmt For For For
7 ELECT DIRECTOR : WILLIAM H. JOYCE Mgmt For For For
8 ELECT DIRECTOR : RONALD L. KUEHN, JR. Mgmt For For For
9 ELECT DIRECTOR : FERRELL P. MCCLEAN Mgmt For For For
10 ELECT DIRECTOR : STEVEN J. SHAPIRO Mgmt For For For
11 ELECT DIRECTOR : J. MICHAEL TALBERT Mgmt For For For
12 ELECT DIRECTOR : ROBERT F. VAGT Mgmt For For For
13 ELECT DIRECTOR : JOHN L. WHITMIRE Mgmt For Against Against
14 ELECT DIRECTOR : JOE B. WYATT Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Special Shareholder
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Policy-Abandoning D
ELECTRONIC DATA SYSTEMS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EDS CUSIP9 285661104 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For
2 ELECTION OF DIRECTOR: MARTIN C. FAGA Mgmt For For For
3 ELECTION OF DIRECTOR: S. MALCOLM Mgmt For For For
GILLIS
4 ELECTION OF DIRECTOR: RAY J. GROVES Mgmt For For For
5 ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For Against Against
6 ELECTION OF DIRECTOR: JEFFREY M. Mgmt For For For
HELLER
7 ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For For
8 ELECTION OF DIRECTOR: MICHAEL H. Mgmt For For For
JORDAN
9 ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES K. SIMS Mgmt For For For
11 ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For Against Against
12 RATIFICATION OF APPOINTMENT OF Mgmt For For For
AUDITORS
13 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
PERFORMANCE-BASED STOCK OPTIONS
14 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS
ENDO PHARMACEUTICALS HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENDP CUSIP9 29264F205 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Delucca Mgmt For For For
1.2 Elect Michel de Rosen Mgmt For For For
1.3 Elect George Horner Mgmt For For For
1.4 Elect Michael Hyatt Mgmt For For For
1.5 Elect Roger Kimmel Mgmt For Withhold Against
1.6 Elect Peter Lankau Mgmt For For For
1.7 Elect Clive Meanwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE COMPANY S 2007 STOCK Mgmt For For For
INCENTIVE PLAN.
ENSCO INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESV CUSIP9 26874Q100 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: DAVID M. Mgmt For For For
CARMICHAEL
2 ELECTION OF DIRECTOR: THOMAS L. KELLY Mgmt For For For
II
3 ELECTION OF DIRECTOR: RITA M. Mgmt For For For
RODRIGUEZ
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
EQUIFAX INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EFX CUSIP9 294429105 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Clendenin Mgmt For For For
1.2 Elect A. William Dahlberg Mgmt For For For
1.3 Elect Robert Daleo Mgmt For For For
1.4 Elect L. Phillip Humann Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
EXPEDIA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXPE CUSIP9 30212P105 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Simon Breakwell Mgmt For For For
1.3 Elect Barry Diller Mgmt For For For
1.4 Elect Jonathan Dolgen Mgmt For For For
1.5 Elect William Fitzgerald Mgmt For For For
1.6 Elect David Goldhill Mgmt For For For
1.7 Elect Victor Kaufman Mgmt For For For
1.8 Elect Peter Kern Mgmt For For For
1.9 Elect Dara Khosrowshahi Mgmt For For For
1.10 Elect John Malone Mgmt For Withhold Against
2 APPROVAL OF THE EXPEDIA, INC. 2005 Mgmt For Against Against
STOCK AND ANNUAL INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
FAMILY DOLLAR STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDO CUSIP9 307000109 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mark Bernstein Mgmt For Withhold Against
1.2 Elect Sharon Allred Decker Mgmt For Withhold Against
1.3 Elect Edward Dolby Mgmt For For For
1.4 Elect Glenn Eisenberg Mgmt For For For
1.5 Elect Howard Levine Mgmt For For For
1.6 Elect George Mahoney, Jr. Mgmt For For For
1.7 Elect James Martin, Jr. Mgmt For Withhold Against
1.8 Elect Dale Pond Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FEDERAL REALTY INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRTPRA CUSIP9 313747206 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jon Bortz Mgmt For For For
1.2 Elect David Faeder Mgmt For For For
1.3 Elect Kristin Gamble Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2001 Long-Term Mgmt For For For
Incentive Plan
FISERV INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FISV CUSIP9 337738108 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Kim Robak Mgmt For For For
1.2 Elect Thomas Wertheimer Mgmt For For For
2 Amendment to Articles of Mgmt For For For
Incorporation Regarding M
3 TO APPROVE THE FISERV, INC. 2007 Mgmt For For For
OMNIBUS INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
FLORIDA ROCK INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRK CUSIP9 341140101 02/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thompson Baker, II Mgmt For For For
1.2 Elect John Delaney Mgmt For For For
1.3 Elect Luke Fichthorn, III Mgmt For Withhold Against
1.4 Elect Francis Knott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FORTUNE BRANDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FO CUSIP9 349631101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Anne Tatlock Mgmt For Withhold Against
1.2 Elect Norman Wesley Mgmt For Withhold Against
1.3 Elect Peter Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 RE-APPROVAL OF THE FORTUNE BRANDS, Mgmt For For For
INC. ANNUAL EXECUTIVE INCENTIVE PLAN.
4 APPROVAL OF THE FORTUNE BRANDS, INC. Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN.
5 Shareholder Proposal Regarding Annual ShrHoldr Against For Against
Election of
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay-For-Superior Pe
FRONTIER OIL CORP. COMMERCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FTO CUSIP9 35914P105 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Gibbs Mgmt For For For
1.2 Elect Douglas Bech Mgmt For For For
1.3 Elect G. Clyde Buck Mgmt For For For
1.4 Elect T. Michael Dossey Mgmt For For For
1.5 Elect James Lee Mgmt For For For
1.6 Elect Paul Loyd Jr. Mgmt For For For
1.7 Elect Michael Rose Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GAMESTOP CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GME CUSIP9 36467W109 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect R. Richard Fontaine Mgmt For For For
1.2 Elect Jerome Davis Mgmt For For For
1.3 Elect Stephanie Shern Mgmt For For For
1.4 Elect Steven Koonin Mgmt For For For
2 Amendment of the 2001 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
GARDNER DENVER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GDI CUSIP9 365558105 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Frank Hansen Mgmt For For For
1.2 Elect Thomas McKenna Mgmt For For For
1.3 Elect Diane Schumacher Mgmt For For For
1.4 Elect Charles Szews Mgmt For For For
2 TO AMEND AND RESTATE THE LONG-TERM Mgmt For For For
INCENTIVE PLAN.
GRACO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GGG CUSIP9 384109104 04/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect J. Kevin Gilligan Mgmt For For For
1.2 Elect Mark Rauenhorst Mgmt For For For
1.3 Elect William Van Dyke Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE EXECUTIVE OFFICER Mgmt For For For
ANNUAL INCENTIVE BONUS PLAN
GRAINGER WW INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GWW CUSIP9 384802104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Richard Keyser Mgmt For For For
1.6 Elect Stuart Levenick Mgmt For For For
1.7 Elect John McCarter, Jr. Mgmt For For For
1.8 Elect Neil Novich Mgmt For For For
1.9 Elect Michael Roberts Mgmt For For For
1.10 Elect Gary Rogers Mgmt For For For
1.11 Elect James Ryan Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
1.13 Elect Harold Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HARLEY-DAVIDSON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOG CUSIP9 412822108 04/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Barry Allen Mgmt For For For
1.2 Elect Richard Beattie Mgmt For For For
1.3 Elect Judson Green Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
HARSCO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSC CUSIP9 415864107 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect G. D. H. Butler Mgmt For For For
1.2 Elect K. G. Eddy Mgmt For For For
1.3 Elect S. D. Fazzolari Mgmt For Withhold Against
1.4 Elect D. C. Hathaway Mgmt For For For
1.5 Elect J. J. Jasinowski Mgmt For For For
1.6 Elect D. H. Pierce Mgmt For For For
1.7 Elect C. F. Scanlan Mgmt For For For
1.8 Elect J. I. Scheiner Mgmt For For For
1.9 Elect A. J. Sordoni, III Mgmt For Withhold Against
1.10 Elect J. P. Viviano Mgmt For For For
1.11 Elect R. C. Wilburn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
HELIX ENERGY SOLUTIONS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLX CUSIP9 42330P107 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Owen Kratz Mgmt For Withhold Against
1.2 Elect John Lovoi Mgmt For For For
1.3 Elect Bernard Duroc-Danner Mgmt For Withhold Against
HELMERICH PAYNE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HP CUSIP9 423452101 03/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Hans Helmerich Mgmt For For For
1.2 Elect Randy Foutch Mgmt For For For
1.3 Elect Paula Marshall Mgmt For For For
HILTON HOTELS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLTPRP CUSIP9 432848109 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: A. STEVEN CROWN Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN H. MYERS Mgmt For For For
3 ELECTION OF DIRECTOR: DONNA F. TUTTLE Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 A STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
INDEPENDENT CHAIRMAN OF THE BOARD.
HUMANA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUM CUSIP9 444859102 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 THE ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
JONES, JR.
2 THE ELECTION OF DIRECTOR: FRANK A. D Mgmt For For For
AMELIO.
3 THE ELECTION OF DIRECTOR: W. ROY Mgmt For For For
DUNBAR.
4 THE ELECTION OF DIRECTOR: KURT J. Mgmt For For For
HILZINGER.
5 THE ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For
MCCALLISTER.
6 THE ELECTION OF DIRECTOR: JAMES J. O Mgmt For For For
BRIEN.
7 THE ELECTION OF DIRECTOR: W. ANN Mgmt For Against Against
REYNOLDS, PH.D.
8 THE ELECTION OF DIRECTOR: JAMES O. Mgmt For For For
ROBBINS.
9 Ratification of Auditor Mgmt For For For
IAC/INTERACTIVECORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IACIP CUSIP9 44919P300 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Berkman Mgmt For For For
1.2 Elect Edgar Bronfman, Jr. Mgmt For For For
1.3 Elect Barry Diller, Sr. Mgmt For For For
1.4 Elect Victor A. Kaufman Mgmt For For For
1.5 Elect Donald Keough Mgmt For For For
1.6 Elect Bryan Lourd Mgmt For For For
1.7 Elect John Malone Mgmt For Withhold Against
1.8 Elect Arthur Martinez Mgmt For Withhold Against
1.9 Elect Steven Rattner Mgmt For For For
1.10 Elect Gen. H. Norman Schwarzkopf Mgmt For Withhold Against
1.11 Elect Alan Spoon Mgmt For For For
1.12 Elect Diane Von Furstenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INTERCONTINENTALEXCH
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ICE CUSIP9 45865V100 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Jean-Marc Forneri Mgmt For For For
1.3 Elect Fred Hatfield Mgmt For Withhold Against
1.4 Elect Terrence Martell Mgmt For For For
1.5 Elect Robert Reid Mgmt For For For
1.6 Elect Frederic Salerno Mgmt For Withhold Against
1.7 Elect Richard Sandor Mgmt For For For
1.8 Elect Frederick Schoenhut Mgmt For For For
1.9 Elect Jeffrey Sprecher Mgmt For For For
1.10 Elect Judith Sprieser Mgmt For For For
1.11 Elect Vincent Tese Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INTERNATIONAL FLAVOURS & FRAGRANCES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IFF CUSIP9 459506101 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Margaret Adame Mgmt For For For
1.2 Elect Robert Amen Mgmt For For For
1.3 Elect Gunter Blobel Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Peter Georgescu Mgmt For Withhold Against
1.6 Elect Alexandra Herzan Mgmt For For For
1.7 Elect Henry Howell, Jr. Mgmt For For For
1.8 Elect Arthur Martinez Mgmt For For For
1.9 Elect Burton Tansky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Stock Award and Mgmt For For For
Incentive Pl
INTERNATIONAL GAME TECHNOLOGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IGT CUSIP9 459902102 03/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Neil Barsky Mgmt For For For
1.2 Elect Robert Bittman Mgmt For For For
1.3 Elect Richard Burt Mgmt For For For
1.4 Elect Patti Hart Mgmt For For For
1.5 Elect Leslie Heisz Mgmt For For For
1.6 Elect Robert Mathewson Mgmt For For For
1.7 Elect Thomas Matthews Mgmt For For For
1.8 Elect Robert Miller Mgmt For For For
1.9 Elect Frederick Rentschler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INTERPUBLIC GROUP COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPG CUSIP9 460690100 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Frank Borelli Mgmt For Withhold Against
1.2 Elect Reginald Brack Mgmt For Withhold Against
1.3 Elect Jill Considine Mgmt For Withhold Against
1.4 Elect Richard Goldstein Mgmt For Withhold Against
1.5 Elect H. John Greeniaus Mgmt For Withhold Against
1.6 Elect William Kerr Mgmt For For For
1.7 Elect Michael Roth Mgmt For Withhold Against
1.8 Elect J. Phillip Samper Mgmt For Withhold Against
1.9 Elect David Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 STOCKHOLDER PROPOSAL ON SEPARATION OF ShrHoldr Against For Against
CHAIRMAN AND CEO
4 STOCKHOLDER PROPOSAL ON SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS
JONES LANG LASALLE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JLL CUSIP9 48020Q107 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Henri-Claude de Bettignies Mgmt For For For
1.2 Elect Darryl Hartley-Leonard Mgmt For For For
1.3 Elect Sir Derek Higgs Mgmt For Withhold Against
1.4 Elect Lauralee Martin Mgmt For Withhold Against
1.5 Elect Alain Monie Mgmt For For For
1.6 Elect Thomas Theobald Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Award and Mgmt For For For
Incentive Plan
KROGER COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KR CUSIP9 501044101 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Reuben Anderson Mgmt For For For
1.2 Elect John Clendenin Mgmt For For For
1.3 Elect David Dillon Mgmt For For For
1.4 Elect David Lewis Mgmt For For For
1.5 Elect Don McGeorge Mgmt For For For
1.6 Elect W. McMullen Mgmt For For For
1.7 Elect Jorge Montoya Mgmt For For For
1.8 Elect Clyde Moore Mgmt For For For
1.9 Elect Susan Phillips Mgmt For For For
1.10 Elect Steven Rogel Mgmt For For For
1.11 Elect James Runde Mgmt For For For
1.12 Elect Ronald Sargent Mgmt For For For
2 APPROVAL OF KROGER CASH BONUS PLAN. Mgmt For For For
3 RULES OF CONDUCT FOR SHAREHOLDER Mgmt For Against Against
MEETINGS; MEETINGS OUTSIDE OF
CINCINNATI.
4 APPROVAL OF PRICEWATERHOUSECOOPERS Mgmt For For For
LLP, AS AUDITORS.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Climate Change Repo
LABORATORY CORP AMERICAN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LH CUSIP9 50540R409 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Mac Mahon Mgmt For For For
1.2 Elect Kerrii Anderson Mgmt For For For
1.3 Elect Jean-Luc Belingard Mgmt For Withhold Against
1.4 Elect David King Mgmt For For For
1.5 Elect Wendy Lane Mgmt For For For
1.6 Elect Robert Mittelstaedt, Jr. Mgmt For For For
1.7 Elect Arthur Rubenstein Mgmt For For For
1.8 Elect Bradford Smith Mgmt For For For
1.9 Elect M. Weikel Mgmt For For For
1.10 Elect R. Sanders Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LAMAR ADVERTISING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LAMR CUSIP9 512815101 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Hamilton Mgmt For For For
1.2 Elect Robert Jelenic Mgmt For For For
1.3 Elect Stephen Mumblow Mgmt For For For
1.4 Elect Thomas V. Reifenheiser Mgmt For For For
1.5 Elect Anna Reilly Mgmt For For For
1.6 Elect Kevin P. Reilly, Jr. Mgmt For For For
1.7 Elect Wendell Reilly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LEAP WIRELESS INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LWIN CUSIP9 521863308 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Dondero Mgmt For Withhold Against
1.2 Elect John Harkey, Jr. Mgmt For For For
1.3 Elect S. Douglas Hutcheson Mgmt For For For
1.4 Elect Robert LaPenta Mgmt For Withhold Against
1.5 Elect Mark Rachesky Mgmt For For For
1.6 Elect Michael Targoff Mgmt For Withhold Against
2 Amendment to the 2004 Stock Option, Mgmt For For For
Restricted Sto
3 Executive Incentive Bonus Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
LENNAR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEN CUSIP9 526057104 03/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Irving Bolotin Mgmt For For For
1.2 Elect R. Kirk Landon Mgmt For Withhold Against
1.3 Elect Donna E. Shalala Mgmt For For For
2 2007 Equity Incentive Plan Mgmt For For For
3 2007 Incentive Compensation Plan Mgmt For For For
4 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Re
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensat
LEXMARK INTERNATIONAL GROUP A
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LXK CUSIP9 529771107 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: PAUL J. Mgmt For For For
CURLANDER
2 ELECTION OF DIRECTOR: JAMES F. Mgmt For Against Against
HARDYMON
3 ELECTION OF DIRECTOR: KATHI P. SEIFERT Mgmt For Against Against
4 ELECTION OF DIRECTOR: JEAN-PAUL L. Mgmt For For For
MONTUPET
5 Ratification of Auditor Mgmt For For For
LIBERTY GLOBAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LBTYA CUSIP9 530555101 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Dick Mgmt For For For
1.2 Elect J. Sparkman Mgmt For For For
1.3 Elect J. David Wargo Mgmt For For For
2 AUDITORS RATIFICATION Mgmt For For For
LIBERTY MEDIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LINTA CUSIP9 53071M104 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 THE INCENTIVE PLAN PROPOSAL Mgmt For For For
2.1 Elect Robert Bennett Mgmt For For For
2.2 Elect Paul Gould Mgmt For Withhold Against
2.3 Elect John Malone Mgmt For Withhold Against
3 THE AUDITORS RATIFICATION PROPOSAL Mgmt For For For
MACERICH COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAC CUSIP9 554382101 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Coppola Mgmt For For For
1.2 Elect Fred Hubbell Mgmt For For For
1.3 Elect William Sexton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of
MANITOWOC COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTW CUSIP9 563571108 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Virgis Colbert Mgmt For Withhold Against
1.2 Elect Kenneth Krueger Mgmt For Withhold Against
1.3 Elect Robert Stift Mgmt For Withhold Against
2 Short-Term Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
MANPOWER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAN CUSIP9 56418H100 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gina Boswell Mgmt For For For
1.2 Elect Willie Davis Mgmt For For For
1.3 Elect Jack Greenberg Mgmt For For For
1.4 Elect Terry Hueneke Mgmt For Withhold Against
2 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For For
AS INDEPENDENT AUDITORS FOR 2007.
3 APPROVAL OF THE MANPOWER CORPORATE Mgmt For For For
SENIOR MANAGEMENT ANNUAL INCENTIVE
PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Implementation of t
MARKEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MKL CUSIP9 570535104 05/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect Douglas Eby Mgmt For For For
1.3 Elect Leslie Grandis Mgmt For Withhold Against
1.4 Elect Stewart Kasen Mgmt For Withhold Against
1.5 Elect Alan I. Kirshner Mgmt For For For
1.6 Elect Lemuel Lewis Mgmt For For For
1.7 Elect Anthony Markel Mgmt For For For
1.8 Elect Steven Markel Mgmt For For For
1.9 Elect Jay Weinberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE COMPANY S AMENDED Mgmt For For For
EMPLOYEE STOCK PURCHASE AND BONUS
PLAN.
MASTERCARD INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MA CUSIP9 57636Q104 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Nancy Karch Mgmt For For For
1.2 Elect Edward Tian Mgmt For Withhold Against
2 Amendment to Equity Compensation Plan Mgmt For For For
3 Amendment to Certificate of Mgmt For For For
Incorporation
4 Ratification of Auditor Mgmt For For For
MDC HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDC CUSIP9 552676108 06/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Berman Mgmt For For For
1.2 Elect Herbert Buchwald Mgmt For Withhold Against
1.3 Elect Larry Mizel Mgmt For Withhold Against
MEMC ELECTRONIC MATERIALS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFR CUSIP9 552715104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Marren Mgmt For For For
1.2 Elect William Stevens Mgmt For Withhold Against
1.3 Elect James Williams Mgmt For For For
2 APPROVAL OF AMENDMENT TO 2001 PLAN. Mgmt For For For
METTLER TOLEDO INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTD CUSIP9 592688105 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: ROBERT F. Mgmt For For For
SPOERRY.
2 ELECTION OF DIRECTOR: WAH-HUI CHU. Mgmt For For For
3 ELECTION OF DIRECTOR: FRANCIS A. Mgmt For For For
CONTINO.
4 ELECTION OF DIRECTOR: JOHN T. DICKSON. Mgmt For For For
5 ELECTION OF DIRECTOR: PHILIP H. GEIER. Mgmt For For For
6 ELECTION OF DIRECTOR: HANS ULRICH Mgmt For For For
MAERKI.
7 ELECTION OF DIRECTOR: GEORGE M. MILNE. Mgmt For For For
8 ELECTION OF DIRECTOR: THOMAS P. Mgmt For For For
SALICE.
9 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
MGM MIRAGE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MGM CUSIP9 552953101 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Baldwin Mgmt For For For
1.2 Elect Willie Davis Mgmt For For For
1.3 Elect Kenny Guinn Mgmt For For For
1.4 Elect Alexander Haig, Jr. Mgmt For Withhold Against
1.5 Elect Alexis Herman Mgmt For For For
1.6 Elect Roland Hernandez Mgmt For Withhold Against
1.7 Elect Gary Jacobs Mgmt For For For
1.8 Elect Kirk Kerkorian Mgmt For For For
1.9 Elect J. Terrence Lanni Mgmt For For For
1.10 Elect Anthony Mandekic Mgmt For For For
1.11 Elect Rose McKinney-James Mgmt For For For
1.12 Elect James J. Murren Mgmt For Withhold Against
1.13 Elect Ronald Popeil Mgmt For For For
1.14 Elect John Redmond Mgmt For For For
1.15 Elect Daniel Taylor Mgmt For For For
1.16 Elect Melvin Wolzinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NALCO HOLDING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NLC CUSIP9 62985Q101 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Joyce Mgmt For For For
1.2 Elect Rodney Chase Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amended and Restated 2004 Stock Mgmt For For For
Incentive Plan
NATIONAL OILWELL VARCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP9 637071101 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ben Guill Mgmt For For For
1.2 Elect Roger Jarvis Mgmt For For For
1.3 Elect Eric Mattson Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For For
NCR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NCR CUSIP9 62886E108 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Boykin Mgmt For For For
1.2 Elect Linda Levinson Mgmt For For For
1.3 Elect Victor Lund Mgmt For For For
1.4 Elect Gary Daichendt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NEWELL RUBBERMAID INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NWL CUSIP9 651229106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Scott Cowen Mgmt For For For
1.2 Elect Cynthia Montgomery Mgmt For Withhold Against
1.3 Elect Gordon Sullivan Mgmt For For For
1.4 Elect Michael Todman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority V
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Majority Voting S
NORDSTROM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JWN CUSIP9 655664100 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Phyllis Campbell Mgmt For For For
1.2 Elect Enrique Hernandez, Jr. Mgmt For For For
1.3 Elect Jeanne Jackson Mgmt For Withhold Against
1.4 Elect Robert Miller Mgmt For For For
1.5 Elect Blake Nordstrom Mgmt For For For
1.6 Elect Erik Nordstrom Mgmt For For For
1.7 Elect Peter Nordstrom Mgmt For For For
1.8 Elect Philip Satre Mgmt For For For
1.9 Elect Alison Winter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NOVELLUS SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVLS CUSIP9 670008101 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Hill Mgmt For For For
1.2 Elect Neil Bonke Mgmt For For For
1.3 Elect Youssef El-Mansy Mgmt For For For
1.4 Elect J. David Litster Mgmt For For For
1.5 Elect Yoshio Nishi Mgmt For For For
1.6 Elect Glen Possley Mgmt For For For
1.7 Elect Ann Rhoads Mgmt For For For
1.8 Elect William Spivey Mgmt For For For
1.9 Elect Delbert Whitaker Mgmt For For For
2 Amendment to the 2001 Stock Incentive Mgmt For For For
Plan
3 Amendment to the 1992 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
NRG ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NRG CUSIP9 629377508 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Crane Mgmt For For For
1.2 Elect Stephen Cropper Mgmt For For For
1.3 Elect Maureen Miskovic Mgmt For For For
1.4 Elect Thomas Weidemeyer Mgmt For For For
2 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
NUTRISYTEM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTRI CUSIP9 67069D108 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ian Berg Mgmt For For For
1.2 Elect Robert Bernstock Mgmt For Withhold Against
1.3 Elect Michael DiPiano Mgmt For Withhold Against
1.4 Elect Michael Hagan Mgmt For For For
1.5 Elect Warren Musser Mgmt For Withhold Against
1.6 Elect Brian Tierney Mgmt For For For
1.7 Elect Stephen Zarrilli Mgmt For Withhold Against
NUVEEN INVESTMENTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNC CUSIP9 67090F106 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Willard Boyd Mgmt For For For
2 RATIFICATION OF THE SELECTION OF KPMG Mgmt For For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
NYMEX HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP9 62948N104 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Newsome Mgmt For For For
1.2 Elect Dennis Suskind Mgmt For For For
1.3 Elect William Ford Mgmt For For For
1.4 Elect Harvey Gralla Mgmt For For For
1.5 Elect William Maxwell Mgmt For For For
1.6 Elect Stephen Ardizzone Mgmt For For For
1.7 Elect A. George Gero Mgmt For For For
1.8 Elect Richard Schaeffer Mgmt For For For
1.9 Elect Robert Halper Mgmt For For For
1.10 Elect Melvyn Falis Mgmt For For For
1.11 Elect Robert Steele Mgmt For For For
1.12 Elect Thomas Gordon Mgmt For For For
1.13 Elect Daniel Rappaport Mgmt For For For
1.14 Elect Neil Citrone Mgmt For For For
1.15 Elect Frank Siciliano Mgmt For For For
NYSE EURONEXT, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NYX CUSIP9 629491101 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ellyn Brown Mgmt For For For
1.2 Elect Marshall Carter Mgmt For For For
1.3 Elect George Cox Mgmt For For For
1.4 Elect Andre Dirckx Mgmt For For For
1.5 Elect Bill Ford Mgmt For For For
1.6 Elect Jan-Michiel Hessels Mgmt For For For
1.7 Elect Sylvain Hefes Mgmt For For For
1.8 Elect Dominique Hoenn Mgmt For For For
1.9 Elect Patrick Houel Mgmt For For For
1.10 Elect Shirley Jackson Mgmt For For For
1.11 Elect James McDonald Mgmt For For For
1.12 Elect Duncan McFarland Mgmt For For For
1.13 Elect James J. McNulty Mgmt For For For
1.14 Elect Jean Peterbroeck Mgmt For For For
1.15 Elect Alice M. Rivlin Mgmt For For For
1.16 Elect Ricardo Salgado Mgmt For For For
1.17 Elect Robert Shapiro Mgmt For For For
1.18 Elect Rijnhard van Tets Mgmt For For For
1.19 Elect John Thain Mgmt For For For
1.20 Elect Jean-Francois Theodore Mgmt For For For
1.21 Elect Karl von der Heyden Mgmt For For For
1.22 Elect Brian Williamson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OSHKOSH TRUCK CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OTRKA CUSIP9 688239201 02/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect J. William Andersen Mgmt For For For
1.2 Elect Robert Bohn Mgmt For For For
1.3 Elect Robert Cornog Mgmt For For For
1.4 Elect Richard Donnelly Mgmt For For For
1.5 Elect Donald Fites Mgmt For For For
1.6 Elect Frederick Franks, Jr. Mgmt For For For
1.7 Elect Michael Grebe Mgmt For For For
1.8 Elect Kathleen Hempel Mgmt For For For
1.9 Elect Harvey Medvin Mgmt For For For
1.10 Elect J. Peter Mosling, Jr. Mgmt For For For
1.11 Elect Richard Sim Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OWENS-ILLINOIS, INC. )
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OI CUSIP9 690768403 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Albert Stroucken Mgmt For For For
1.2 Elect Dennis Williams Mgmt For Withhold Against
1.3 Elect Thomas Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PACCAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCAR CUSIP9 693718108 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alison Carnwath Mgmt For For For
1.2 Elect Robert Parry Mgmt For For For
1.3 Elect Harold Wagner Mgmt For For For
2 STOCKHOLDER PROPOSAL REGARDING THE ShrHoldr Against For Against
SHAREHOLDER RIGHTS PLAN
3 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against For Against
DIRECTOR VOTE THRESHOLD
PATTERSON UTI ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTEN CUSIP9 703481101 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mark Siegel Mgmt For For For
1.2 Elect Cloyce Talbott Mgmt For For For
1.3 Elect Kenneth Berns Mgmt For Withhold Against
1.4 Elect Charles Buckner Mgmt For For For
1.5 Elect Curtis Huff Mgmt For For For
1.6 Elect Terry Hunt Mgmt For Withhold Against
1.7 Elect Kenneth Peak Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PENNEY JC COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCP CUSIP9 708160106 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Colleen Barrett Mgmt For For For
1.2 Elect M. Anthony Burns Mgmt For For For
1.3 Elect Maxine Clark Mgmt For For For
1.4 Elect Ann Marie Tallman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Executive Severance
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Majority Voting S
PHILADELPHIA CONSOLIDATED HOLDING CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHLY CUSIP9 717528103 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Aminta Breaux Mgmt For For For
1.2 Elect Michael Cascio Mgmt For For For
1.3 Elect Elizabeth Gemmill Mgmt For For For
1.4 Elect James Maguire Mgmt For For For
1.5 Elect James Maguire, Jr. Mgmt For For For
1.6 Elect Michael Morris Mgmt For Withhold Against
1.7 Elect Shaun O'Malley Mgmt For For For
1.8 Elect Donald Pizer Mgmt For For For
1.9 Elect Ronald Rock Mgmt For For For
1.10 Elect Sean Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE PHILADELPHIA Mgmt For For For
INSURANCE COMPANIES 2007 CASH BONUS
PLAN.
4 Amendment to the Non-Qualified Mgmt For Against Against
Employee Stock Purc
5 Amendment to the Directors Stock Mgmt For For For
Purchase Plan
PPG INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPG CUSIP9 693506107 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Berges Mgmt For For For
1.2 Elect Erroll Davis, Jr. Mgmt For For For
1.3 Elect Victoria Haynes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Voting Mgmt For For For
4 PROPOSAL TO ELIMINATE CUMULATIVE Mgmt For For For
VOTING IN ALL ELECTIONS OF DIRECTORS.
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Executive Severance
PRIDE INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDE CUSIP9 74153Q102 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Brown Mgmt For For For
1.2 Elect Kenneth Burke Mgmt For For For
1.3 Elect Archie Dunham Mgmt For For For
1.4 Elect Francis Kalman Mgmt For For For
1.5 Elect Ralph McBride Mgmt For Withhold Against
1.6 Elect Louis Raspino Mgmt For For For
1.7 Elect David Robson Mgmt For Withhold Against
2 APPROVAL OF THE COMPANY S 2007 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
PUBLIC STORAGE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSAPRG CUSIP9 74460D109 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect B. Wayne Hughes Mgmt For For For
1.2 Elect Ronald Havner Jr. Mgmt For For For
1.3 Elect Harvey Lenkin Mgmt For Withhold Against
1.4 Elect Dann V. Angeloff Mgmt For Withhold Against
1.5 Elect William C. Baker Mgmt For For For
1.6 Elect John T. Evans Mgmt For For For
1.7 Elect Uri P. Harkham Mgmt For For For
1.8 Elect B. Wayne Hughes Jr. Mgmt For For For
1.9 Elect Gary E. Pruitt Mgmt For For For
1.10 Elect Daniel C. Staton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2007 Equity and Performance-Based Mgmt For For For
Incentive Compen
4 Reorganization from California to Mgmt For Against Against
Maryland
5 Right to Adjourn Meeting Mgmt For Against Against
RADIOSHACK CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RSH CUSIP9 750438103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Frank Belatti Mgmt For Withhold Against
1.2 Elect Julian Day Mgmt For For For
1.3 Elect Robert Falcone Mgmt For Withhold Against
1.4 Elect Daniel Feehan Mgmt For Withhold Against
1.5 Elect Richard Hernandez Mgmt For Withhold Against
1.6 Elect H. Eugene Lockhart Mgmt For For For
1.7 Elect Jack Messman Mgmt For Withhold Against
1.8 Elect William Morton, Jr. Mgmt For For For
1.9 Elect Thomas Plaskett Mgmt For For For
1.10 Elect Edwina Woodbury Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE RADIOSHACK Mgmt For For For
CORPORATION 2007 RESTRICTED STOCK
PLAN.
4 Amendment to the 2004 Annual and Mgmt For For For
Long-Term Incenti
5 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREHOLDER MEETINGS.
ROCKWELL AUTOMATION INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROK CUSIP9 773903109 02/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Barry C. Johnson, Ph.D. Mgmt For For For
1.2 Elect William T. McCormick, Jr. Mgmt For Withhold Against
1.3 Elect Keith D. Nosbusch Mgmt For For For
2 APPROVE THE SELECTION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ROCKWELL COLLINS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COL CUSIP9 774341101 02/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Donald Beall Mgmt For For For
1.2 Elect Mark Donegan Mgmt For For For
1.3 Elect Andrew Policano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ROHM & HAAS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROHMP CUSIP9 775371107 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: W.J. AVERY Mgmt For For For
2 ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For For
3 ELECTION OF DIRECTOR: D.W. HAAS Mgmt For For For
4 ELECTION OF DIRECTOR: T.W. HAAS Mgmt For For For
5 ELECTION OF DIRECTOR: R.L. KEYSER Mgmt For For For
6 ELECTION OF DIRECTOR: R.J. MILLS Mgmt For For For
7 ELECTION OF DIRECTOR: S.O. MOOSE Mgmt For For For
8 ELECTION OF DIRECTOR: G.S. OMENN Mgmt For For For
9 ELECTION OF DIRECTOR: G.L. ROGERS Mgmt For For For
10 ELECTION OF DIRECTOR: R.H. SCHMITZ Mgmt For For For
11 ELECTION OF DIRECTOR: G.M. WHITESIDES Mgmt For For For
12 ELECTION OF DIRECTOR: M.C. WHITTINGTON Mgmt For For For
13 Ratification of Auditor Mgmt For For For
ROSS STORES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROST CUSIP9 778296103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Bush Mgmt For For For
1.2 Elect Norman Ferber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
ROWAN COMPANIES INCOME
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDC CUSIP9 779382100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Fox, III Mgmt For For For
1.2 Elect Sir Graham Hearne Mgmt For For For
1.3 Elect H. E. Lentz Mgmt For Withhold Against
1.4 Elect P. Dexter Peacock Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
SAINT MARY LAND & EXPLORATION COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SM CUSIP9 792228108 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Barbara Baumann Mgmt For Withhold Against
1.2 Elect Anthony Best Mgmt For Withhold Against
1.3 Elect Larry Bickle Mgmt For Withhold Against
1.4 Elect William Gardiner Mgmt For Withhold Against
1.5 Elect Mark Hellerstein Mgmt For Withhold Against
1.6 Elect Julio Quintana Mgmt For For For
1.7 Elect John Seidl Mgmt For Withhold Against
1.8 Elect William Sullivan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
SBA COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBAC CUSIP9 78388J106 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jack Langer Mgmt For Withhold Against
1.2 Elect Jeffrey Stoops Mgmt For For For
SEALED AIR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEE CUSIP9 81211K100 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF HANK BROWN AS A DIRECTOR. Mgmt For For For
2 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For For
3 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For For For
DIRECTOR.
4 ELECTION OF T.J. DERMOT DUNPHY AS A Mgmt For For For
DIRECTOR.
5 ELECTION OF CHARLES F. FARRELL, JR. Mgmt For For For
AS A DIRECTOR.
6 ELECTION OF WILLIAM V. HICKEY AS A Mgmt For For For
DIRECTOR.
7 ELECTION OF JACQUELINE B. KOSECOFF AS Mgmt For For For
A DIRECTOR.
8 ELECTION OF KENNETH P. MANNING AS A Mgmt For Against Against
DIRECTOR.
9 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For For
DIRECTOR.
10 Ratification of Auditor Mgmt For For For
SEI INVESTMENTS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEIC CUSIP9 784117103 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alfred West, Jr. Mgmt For For For
1.2 Elect William Doran Mgmt For Withhold Against
1.3 Elect Howard Ross Mgmt For For For
2 APPROVAL OF THE SEI 2007 EQUITY Mgmt For For For
COMPENSATION PLAN.
3 Ratification of Auditor Mgmt For For For
SHERWIN-WILLIAMS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHW CUSIP9 824348106 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Arthur Anton Mgmt For For For
1.2 Elect James Boland Mgmt For Withhold Against
1.3 Elect Christopher Connor Mgmt For For For
1.4 Elect Daniel Evans Mgmt For For For
1.5 Elect David Hodnik Mgmt For For For
1.6 Elect Susan Kropf Mgmt For For For
1.7 Elect Robert Mahoney Mgmt For For For
1.8 Elect Gary McCullough Mgmt For For For
1.9 Elect A. Malachi Mixon, III Mgmt For For For
1.10 Elect Curtis Moll Mgmt For For For
1.11 Elect Richard Smucker Mgmt For For For
2 APPROVAL OF THE 2007 EXECUTIVE Mgmt For For For
PERFORMANCE BONUS PLAN
3 Ratification of Auditor Mgmt For For For
SL GREEN REALTY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLG CUSIP9 78440X101 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edwin Burton, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to 2005 Stock Option and Mgmt For For For
Incentive Plan
4 Increase Authorized Shares Mgmt For For For
SOUTHERN COPPER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCU CUSIP9 84265V105 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Emilio Carrillo Gamboa Mgmt For Withhold Against
1.2 Elect Alfredo Perez Mgmt For For For
1.3 Elect Jaime Collazo Gonzalez Mgmt For For For
1.4 Elect Xavier Garcia de Quevedo Topete Mgmt For For For
1.5 Elect Oscar Gonzalez Rocha Mgmt For For For
1.6 Elect J. Eduardo Gonzalez Felix Mgmt For Withhold Against
1.7 Elect Harold Handelsman Mgmt For For For
1.8 Elect German Larrea Mota-Velasco Mgmt For For For
1.9 Elect Genaro Larrea Mota-Velasco Mgmt For For For
1.10 Elect Armando Ortega Gomez Mgmt For For For
1.11 Elect Juan Rebolledo Gout Mgmt For For For
1.12 Elect Luis Miguel Palomino Bonilla Mgmt For For For
1.13 Elect Gilberto Cifuentes Mgmt For For For
1.14 Elect Carlos Ruiz Sacristan Mgmt For For For
2 Amendment to Bylaws Mgmt For For For
3 Ratification of Auditor Mgmt For For For
SUNOCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUN CUSIP9 86764P109 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect John Drosdick Mgmt For For For
1.3 Elect Ursula Fairbairn Mgmt For For For
1.4 Elect Thomas Gerrity Mgmt For For For
1.5 Elect Rosemarie Greco Mgmt For For For
1.6 Elect John Jones, III Mgmt For For For
1.7 Elect James Kaiser Mgmt For For For
1.8 Elect R. Anderson Pew Mgmt For For For
1.9 Elect G. Jackson Ratcliffe Mgmt For For For
1.10 Elect John Rowe Mgmt For For For
1.11 Elect John Wulff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
T ROWE PRICE GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TROW CUSIP9 74144T108 04/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Bernard Mgmt For For For
1.2 Elect James Brady Mgmt For For For
1.3 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.4 Elect Donald Hebb, Jr. Mgmt For Withhold Against
1.5 Elect James Kennedy Mgmt For For For
1.6 Elect Brian Rogers Mgmt For For For
1.7 Elect Dr. Alfred Sommer Mgmt For For For
1.8 Elect Dwight Taylor Mgmt For For For
1.9 Elect Anne Whittemore Mgmt For Withhold Against
2 APPROVAL OF THE 2007 NON-EMPLOYEE Mgmt For For For
DIRECTOR EQUITY PLAN.
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
TAUBMAN CONTAINERS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TCO CUSIP9 876664103 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jerome Chazen Mgmt For For For
1.2 Elect Craig Hatkoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal to Declassify ShrHoldr Against For Against
the Board
TERADYNE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TER CUSIP9 880770102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edwin Gillis Mgmt For For For
1.2 Elect Paul J. Tufano Mgmt For Withhold Against
1.3 Elect Patricia Wolpert Mgmt For For For
2 Amendment to the 1996 Employee Stock Mgmt For For For
Purchase Plan
3 Adoption of Majority Vote for Mgmt For For For
Election of Director
4 Ratification of Auditor Mgmt For For For
TEREX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEX CUSIP9 880779103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ronald DeFeo Mgmt For For For
1.2 Elect G. Chris Andersen Mgmt For For For
1.3 Elect Paula Cholmondeley Mgmt For Withhold Against
1.4 Elect Don DeFosset Mgmt For Withhold Against
1.5 Elect William Fike Mgmt For For For
1.6 Elect Donald Jacobs Mgmt For For For
1.7 Elect David Sachs Mgmt For For For
1.8 Elect Oren Shaffer Mgmt For For For
1.9 Elect Helge Wehmeier Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3 Increase in Authorized Common Stock Mgmt For For For
4 APPROVAL OF AMENDMENT AND RESTATEMENT Mgmt For For For
OF TEREX EMPLOYEE STOCK PURCHASE PLAN
THERMO ELECTRON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TMO CUSIP9 883556102 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTORS: MARIJN E. Mgmt For For For
DEKKERS
2 2007 Employees' Stock Purchase Plan Mgmt For For For
3 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT AUDITORS.
TIMKEN COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TKR CUSIP9 887389104 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Griffith Mgmt For For For
1.2 Elect Jerry Jasinowski Mgmt For Withhold Against
1.3 Elect John Luke, Jr. Mgmt For Withhold Against
1.4 Elect Frank Sullivan Mgmt For Withhold Against
1.5 Elect Ward Timken Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Ori
TJX COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJXPRE CUSIP9 872540109 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Brandon Mgmt For Withhold Against
1.2 Elect Bernard Cammarata Mgmt For For For
1.3 Elect David Ching Mgmt For For For
1.4 Elect Michael Hines Mgmt For For For
1.5 Elect Amy Lane Mgmt For For For
1.6 Elect Carol Meyrowitz Mgmt For For For
1.7 Elect John O'Brien Mgmt For For For
1.8 Elect Robert Shapiro Mgmt For For For
1.9 Elect Willow Shire Mgmt For For For
1.10 Elect Fletcher Wiley Mgmt For For For
2 APPROVAL OF MATERIAL TERMS OF Mgmt For For For
EXECUTIVE OFFICER PERFORMANCE GOALS.
3 RATIFICATION OF APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP.
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
TOTAL SYSTEM SERVICES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSS CUSIP9 891906109 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Anthony Mgmt For For For
1.2 Elect Sidney E. Harris Mgmt For For For
1.3 Elect Alfred Jones, III Mgmt For For For
1.4 Elect Mason Lampton Mgmt For For For
1.5 Elect John Turner Mgmt For For For
1.6 Elect M. Troy Woods Mgmt For For For
1.7 Elect James Yancey Mgmt For For For
1.8 Elect Rebecca K. Yarbrough Mgmt For For For
2 TO APPROVE THE TOTAL SYSTEM SERVICES, Mgmt For For For
INC. 2007 OMNIBUS PLAN.
3 Synovus Financial Corp. 2007 Omnibus Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
UNIT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNT CUSIP9 909218109 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Larry Pinkston Mgmt For For For
1.2 Elect William Morgan Mgmt For For For
1.3 Elect John Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNITED DOMINION REALTY TRUST INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UDRPRA CUSIP9 910197102 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Katherine Cattanach Mgmt For For For
1.2 Elect Eric Foss Mgmt For For For
1.3 Elect Robert Freeman Mgmt For For For
1.4 Elect Jon Grove Mgmt For For For
1.5 Elect James Klingbeil Mgmt For For For
1.6 Elect Robert Larson Mgmt For For For
1.7 Elect Thomas Oliver Mgmt For For For
1.8 Elect Lynne Sagalyn Mgmt For For For
1.9 Elect Mark Sandler Mgmt For For For
1.10 Elect Thomas Toomey Mgmt For For For
1.11 Elect Thomas Wajnert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNITED STATES CELLULAR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USM CUSIP9 911684108 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Paul-Henri Denuit Mgmt For Withhold Against
2 RATIFY ACCOUNTANTS FOR 2007. Mgmt For For For
URS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URS CUSIP9 903236107 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: H. JESSE ARNELLE Mgmt For Against Against
2 ELECTION OF DIRECTOR: ARMEN DER Mgmt For For For
MARDEROSIAN
3 ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For For
4 ELECTION OF DIRECTOR: MARTIN M. KOFFEL Mgmt For For For
5 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For Against Against
RALSTON
6 ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For Against Against
7 ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For For
STOTIAR
8 ELECTION OF DIRECTOR: WILLIAM P. Mgmt For For For
SULLIVAN
9 ELECTION OF DIRECTOR: WILLIAM D. WALSH Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
US AIRWAYS GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LCC CUSIP9 90341W108 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Denise O'Leary Mgmt For For For
1.2 Elect George Philip Mgmt For For For
1.3 Elect J. Steven Whisler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
DISCLOSURE OF POLITICAL CONTRIBUTIONS.
USG CORP COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USGWS CUSIP9 903293405 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Lawrence Crutcher Mgmt For Withhold Against
1.2 Elect William Foote Mgmt For Withhold Against
1.3 Elect Steven Leer Mgmt For Withhold Against
1.4 Elect Judith Sprieser Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
UST INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UST CUSIP9 902911106 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 DECLASSIFICATION OF THE BOARD OF Mgmt For For For
DIRECTORS
2.1 Elect John Barr Mgmt For For For
2.2 Elect John Clancey Mgmt For For For
2.3 Elect Patricia Diaz Dennis Mgmt For For For
2.4 Elect Vincent Gierer, Jr. Mgmt For For For
2.5 Elect Joseph Heid Mgmt For For For
2.6 Elect Murray Kessler Mgmt For For For
2.7 Elect Peter Neff Mgmt For For For
2.8 Elect Andrew Parsons Mgmt For For For
2.9 Elect Ronald Rossi Mgmt For For For
2.10 Elect John Clancey Mgmt For For For
2.11 Elect Vincent Gierer, Jr. Mgmt For For For
2.12 Elect Joseph Heid Mgmt For For For
3 Election of Directors Mgmt For For For
VENTAS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VTR CUSIP9 92276F100 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Debra A. Cafaro Mgmt For For For
1.2 Elect Douglas Crocker, ll Mgmt For For For
1.3 Elect Jay Gellert Mgmt For For For
1.4 Elect Ronald G. Geary Mgmt For For For
1.5 Elect Christopher Hannon Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect Thomas Theobald Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Common Stock Mgmt For For For
4 Amendment to the Certificate of Mgmt For For For
Incorporation to L
W & T OFFSHORE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTI CUSIP9 92922P106 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Tracy Krohn Mgmt For For For
1.2 Elect J. F. Freel Mgmt For For For
1.3 Elect Stuart Katz Mgmt For For For
1.4 Elect Robert Israel Mgmt For For For
1.5 Elect Virginia Boulet Mgmt For Withhold Against
1.6 Elect S. James Nelson, Jr. Mgmt For Withhold Against
WARNER MUSIC GROUP CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMG CUSIP9 934550104 02/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edgar Bronfman, Jr. Mgmt For For For
1.2 Elect Len Blavatnik Mgmt For Withhold Against
1.3 Elect Shelby Bonnie Mgmt For For For
1.4 Elect Richard Bressler Mgmt For For For
1.5 Elect John Connaughton Mgmt For For For
1.6 Elect Phyllis Grann Mgmt For For For
1.7 Elect Michele Hooper Mgmt For For For
1.8 Elect Scott Jaeckel Mgmt For For For
1.9 Elect Seth Lawry Mgmt For For For
1.10 Elect Thomas Lee Mgmt For For For
1.11 Elect Ian Loring Mgmt For For For
1.12 Elect Jonathan Nelson Mgmt For Withhold Against
1.13 Elect Mark Nunnelly Mgmt For For For
1.14 Elect Scott Sperling Mgmt For For For
2 TO APPROVE THE COMPANY S AMENDED AND Mgmt For For For
RESTATED 2005 OMNIBUS AWARD PLAN.
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
WATERS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAT CUSIP9 941848103 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Joshua Bekenstein Mgmt For For For
1.2 Elect Michael Berendt Mgmt For For For
1.3 Elect Douglas Berthiaume Mgmt For For For
1.4 Elect Edward Conard Mgmt For For For
1.5 Elect Laurie Glimcher Mgmt For For For
1.6 Elect Christopher Kuebler Mgmt For For For
1.7 Elect William Miller Mgmt For For For
1.8 Elect JoAnn Reed Mgmt For For For
1.9 Elect Thomas Salice Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WEIGHTWATCHERS INTERNATIONAL INCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTW CUSIP9 948626106 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Philippe Amouyal Mgmt For For For
1.2 Elect David Kirchhoff Mgmt For For For
1.3 Elect Sam Reed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WEINGARTEN REALTY INVESTORS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRI CUSIP9 948741103 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Stanford Alexander Mgmt For For For
1.2 Elect Andrew Alexander Mgmt For For For
1.3 Elect James Crownover Mgmt For For For
1.4 Elect Robert Cruikshank Mgmt For For For
1.5 Elect Melvin Dow Mgmt For Withhold Against
1.6 Elect Stephen Lasher Mgmt For For For
1.7 Elect Douglas Schnitzer Mgmt For For For
1.8 Elect Marc Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WELLCARE HEALTH PLANS INCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WCG CUSIP9 94946T106 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alif Hourani Mgmt For Withhold Against
1.2 Elect Neal Moszkowski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WILLIAMS COMPANIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMB CUSIP9 969457100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: KATHLEEN B. Mgmt For For For
COOPER.
2 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
GRANBERRY.
3 ELECTION OF DIRECTOR: CHARLES M. Mgmt For For For
LILLIS.
4 ELECTION OF DIRECTOR: WILLIAM G. Mgmt For For For
LOWRIE.
5 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
AUDITORS FOR 2007.
6 APPROVAL OF THE WILLIAMS COMPANIES, Mgmt For For For
INC. 2007 INCENTIVE PLAN.
7 APPROVAL OF THE WILLIAMS COMPANIES, Mgmt For For For
INC. 2007 EMPLOYEE STOCK PURCHASE
PLAN.
YUM! BRANDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
YUM CUSIP9 988498101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Dorman Mgmt For For For
1.2 Elect Massimo Ferragamo Mgmt For For For
1.3 Elect J. David Grissom Mgmt For For For
1.4 Elect Bonnie Hill Mgmt For For For
1.5 Elect Robert Holland, Jr. Mgmt For For For
1.6 Elect Kenneth Langone Mgmt For For For
1.7 Elect Jonathan Linen Mgmt For For For
1.8 Elect Thomas Nelson Mgmt For For For
1.9 Elect David Novak Mgmt For For For
1.10 Elect Thomas Ryan Mgmt For For For
1.11 Elect Jackie Trujillo Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For
(PAGE 17 OF PROXY)
3 SHAREHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For
MACBRIDE PRINCIPLES (PAGE 19 OF PROXY)
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Shareho
5 Shareholder Proposal Regarding Pay ShrHoldr Against Against For
for Superior Pe
6 Shareholder Proposal Regarding Future ShrHoldr Against For Against
Severance Ag
7 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
SUSTAINABLE FISH (PAGE 29 OF PROXY)
8 Shareholder Proposal Regarding Animal ShrHoldr Against Against For
Welfare
The Hartford Select MidCap Growth Fund
This portion sub-advised by Goldman Sachs Asset Management
===================== HARTFORD SELECT MID CAP GROWTH FUND ======================
ACTIVISION, INC.
Ticker: ATVI Security ID: 004930202
Meeting Date: SEP 14, 2006 Meeting Type: Annual
Record Date: JUL 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- -----------
1.1 Elect Director Robert A. Kotick For For Management
1.2 Elect Director Brian G. Kelly For For Management
1.3 Elect Director Ronald Doornink For For Management
1.4 Elect Director Robert J. Corti For For Management
1.5 Elect Director Barbara S. Isgur For For Management
1.6 Elect Director Robert J. Morgado For For Management
1.7 Elect Director Peter J. Nolan For For Management
1.8 Elect Director Richard Sarnoff For For Management
2 Ratify Auditors For For Management
3 Increase Board Diversity Against Against Shareholder
4 Other Business For Against Management
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: AUG 1, 2006 Meeting Type: Annual
Record Date: JUN 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- -----------
1.1 Elect Director Frances D. Cook For For Management
1.2 Elect Director Gilbert F. Decker For For Management
1.3 Elect Director Ronald R. Fogleman For For Management
1.4 Elect Director Cynthia L. Lesher For For Management
1.5 Elect Director Douglas L. Maine For For Management
1.6 Elect Director Roman Martinez, IV For For Management
1.7 Elect Director Daniel J. Murphy For For Management
1.8 Elect Director Michael T. Smith For For Management
1.9 Elect Director William G. Van Dyke For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Report on Depleted Uranium Weapons Against Against Shareholder
Components
Page 1
CHECKFREE CORP.
Ticker: CKFR Security ID: 162813109
Meeting Date: NOV 1, 2006 Meeting Type: Annual
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1.1 Elect Director Mark A. Johnson For For Management
1.2 Elect Director Eugene F. Quinn For For Management
2 Approve Qualified Employee Stock Purchase For For Management
Plan
CHICAGO BRIDGE & IRON CO.
Ticker: CBI Security ID: 167250109
Meeting Date: JUL 28, 2006 Meeting Type: Annual
Record Date: JUN 9, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1 ELECTION OF L. RICHARD FLURY For For Management
2 ELECTION OF DAVID P. BORDAGES Against Against Management
3 ELECTION OF VINCENT L. KONTNY For For Management
4 ELECTION OF SAMUEL C. LEVENTRY Against Against Management
5 ELECTION OF PHILIP K. ASHERMAN For For Management
6 ELECTION OF LUCIANO REYES Against Against Management
7 TO ELECT CHICAGO BRIDGE & IRON COMPANY For Against Management
B.V. AS A MEMBER OF THE MANAGEMENT BOARD
8 TO ELECT LEALAND FINANCE COMPANY B.V. AS Against Against Management
A MEMBER OF THE MANAGEMENT BOARD
9 TO AUTHORIZE THE PREPARATION OF THE For For Management
ANNUAL ACCOUNTS AND THE ANNUAL REPORT
10 TO DISCHARGE THE MEMBERS OF THE For For Management
MANAGEMENT BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES
11 TO DISCHARGE THE MEMBERS OF THE For For Management
SUPERVISORY BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR DUTIES
12 TO RESOLVE ON THE FINAL DIVIDEND FOR THE For For Management
YEAR ENDED DECEMBER 31, 2005
13 TO DETERMINE THE COMPENSATION OF THE For For Management
NON-EXECUTIVE CHAIRMAN OF THE SUPERVISORY
BOARD
14 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Management
OF THE MANAGEMENT BOARD TO REPURCHASE UP
TO 10% OF THE ISSUED SHARE CAPITAL
15 TO APPROVE THE EXTENSION OF THE AUTHORITY For For Management
OF THE SUPERVISORY BOARD TO ISSUE AND/OR
GRANT RIGHTS TO ACQUIRE SHARES
16 TO APPOINT ERNST & YOUNG LLP OUR For For Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31,
2006.
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 2, 2006 Meeting Type: Annual
Record Date: SEP 14, 2006
Page 2
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
1.8 Elect Director Jide Zeitlin For For Management
COGENT INC
Ticker: COGT Security ID: 19239Y108
Meeting Date: JUL 31, 2006 Meeting Type: Annual
Record Date: JUN 16, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1.1 Elect Director Ming Hsieh For For Management
1.2 Elect Director John C. Bolger For For Management
1.3 Elect Director John P. Stenbit For For Management
1.4 Elect Director Kenneth R. Thornton For For Management
2 Ratify Auditors For For Management
COGNOS INC.
Ticker: CSN Security ID: 19244C109
Meeting Date: OCT 18, 2006 Meeting Type: Annual/Special
Record Date: SEP 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1.1 Elect Director Robert G. Ashe For For Management
1.2 Elect Director John E. Caldwell For For Management
1.3 Elect Director Paul D. Damp For For Management
1.4 Elect Director Pierre Y. Ducros For For Management
1.5 Elect Director Robert W. Korthals For For Management
1.6 Elect Director Janet R. Perna For For Management
1.7 Elect Director John J. Rando For For Management
1.8 Elect Director William V. Russell For For Management
1.9 Elect Director James M. Tory For For Management
1.10 Elect Director Renato Zambonini For For Management
2 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
3 Amend Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: JAN 11, 2007 Meeting Type: Special
Record Date: NOV 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1 Approve Merger Agreement For For Management
Page 3
FISHER SCIENTIFIC INTERNATIONAL INC.
Ticker: FSH Security ID: 338032204
Meeting Date: AUG 30, 2006 Meeting Type: Special
Record Date: JUL 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: NOV 2, 2006 Meeting Type: Annual
Record Date: SEP 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1.1 Elect Director Edward H. Meyer For For Management
1.2 Elect Director Gina Harman For For Management
LINEAR TECHNOLOGY CORP.
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 1, 2006 Meeting Type: Annual
Record Date: SEP 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director David S. Lee For Withhold Management
1.3 Elect Director Lothar Maier For For Management
1.4 Elect Director Richard M. Moley For For Management
1.5 Elect Director Thomas S. Volpe For For Management
2 Ratify Auditors For For Management
MICROCHIP TECHNOLOGY, INC.
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 18, 2006 Meeting Type: Annual
Record Date: JUN 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
Page 4
RESEARCH IN MOTION LTD
Ticker: RIM Security ID: 760975102
Meeting Date: JUL 18, 2006 Meeting Type: Annual
Record Date: MAY 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1 Elect Directors Michael Lazaridis, James For For Management
Balsillie, Douglas Fregin, Kendall Cork,
James Estill, John Richardson and Douglas
Wright
2 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUL 6, 2006 Meeting Type: Annual
Record Date: MAY 16, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1.1 Elect Director Craig Ramsey For For Management
1.2 Elect Director Sanford R. Robertson For For Management
2 Ratify Auditors For For Management
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: JUL 26, 2006 Meeting Type: Annual
Record Date: MAY 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
- --- ----------------------------------------- ------- --------- ----------
1.1 Elect Director Willem P. Roelandts For For Management
1.2 Elect Director John L. Doyle For For Management
1.3 Elect Director Jerald G. Fishman For For Management
1.4 Elect Director Philip T. Gianos For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director J. Michael Patterson For For Management
1.7 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
========== END NPX REPORT
Page 5
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
The Hartford Select MidCap Value Fund
This portion sub-advised by Artisan Partners
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
11/29/06 - A ALLIED WORLD ASSURANCE HOLDINGS LTD, G0219G203 10/16/06 6,700
HAMILTON *AWH* MEETING FOR HOLDERS OF ADRS
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/13/06 - A * AUTOZONE, INC. *AZO* 053332102 10/17/06 5,000
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles M. Elson ---
For
1.2 Elect Director Sue E. Gove --- For
1.3 Elect Director Earl G. Graves, Jr.
--- For
1.4 Elect Director N. Gerry House ---
Withhold
1.5 Elect Director J.R. Hyde, III --- For
1.6 Elect Director W. Andrew McKenna ---
For
1.7 Elect Director George R. Mrkonic, Jr.
--- For
1.8 Elect Director William C. Rhodes, III
--- For
1.9 Elect Director Theodore W. Ullyot ---
For
2 Approve Stock Option Plan For For Mgmt
3 Amend Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
11/09/06 - A AVNET, INC. *AVT* 053807103 09/12/06 40,900
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Separate Chairman and CEO Positions Against Against ShrHoldr
07/19/06 - A BEA SYSTEMS, INC. *BEAS* 073325102 05/26/06 11,500
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Act on Shareholder Resolutions that Against For ShrHoldr
Receive Majority Support
6 Declassify the Board of Directors Against For ShrHoldr
* - Exception Vote
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
ARTMCVEE-HARTFORD LIFE
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
10/18/06 - A/S COGNOS INC. *CSN* 19244C109 09/06/06 9,800
1 Elect Directors For Mgmt
2 Approve Ernst & Young LLP as Auditors For Mgmt
and Authorize Board to Fix
Remuneration of Auditors
3 Amend Stock Option Plan For Mgmt
4 Amend Employee Stock Purchase Plan For Mgmt
Not voted because the account no
longer held the security at the time
of the meeting.
10/23/06 - A FIDELITY NATIONAL FINANCIAL, INC. 316326107 09/11/06 10,900
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
09/07/06 - A * H&R BLOCK, INC. *HRB* 093671105 07/05/06 13,300
1 Elect Directors For Split Mgmt
1.1 Elect Director Jerry D. Choate ---
For
1.2 Elect Director Henry F. Frigon ---
Withhold
1.3 Elect Director Roger W. Hale ---
Withhold
1.4 Elect Director Len J. Lauer --- For
2 Approve Stock Option Plan For For Mgmt
3 Approve/Amend Executive Incentive For For Mgmt
Bonus Plan
4 Ratify Auditors For Against Mgmt
01/25/07 - A WASHINGTON FEDERAL, INC. *WFSL* 938824109 11/24/06 11,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/15/06 - A ZALE CORP. *ZLC* 988858106 09/22/06 22,800
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard C. Marcus ---
For
1.2 Elect Director Mary E. Burton ---
Withhold
1.3 Elect Director J. Glen Adams --- For
1.4 Elect Director John B. Lowe, Jr. ---
For
1.5 Elect Director George R. Mihalko, Jr.
--- For
* - Exception Vote
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
ARTMCVEE-HARTFORD LIFE
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
1.6 Elect Director Thomas C. Shull ---
For
1.7 Elect Director Charles M. Sonsteby
--- For
1.8 Elect Director David M. Szymanski ---
For
2 Ratify Auditors For For Mgmt
* - Exception Vote
Mgmt Rec - Company Management Recommended Vote Page 3
Investment Company Report
MEETING DATE RANGE: 01-Jul-2006 - 30-Jun-2007 REPORT DATE: 02-Jul-2007
Page 1 of 9
The Hartford Select MidCap Value Fund
This portion sub-advised by Cramer Rosenthal McGlynn, LLC
UNASSIGNED
ACTIVISION, INC.
SECURITY: 004930202 AGENDA NUMBER: 932573531
TICKER: ATVI MEETING TYPE: Annual
ISIN: MEETING DATE: 14-Sep-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
01 DIRECTOR
1 ROBERT A. KOTICK Mgmt For For
2 BRIAN G. KELLY Mgmt For For
3 RONALD DOORNINK Mgmt For For
4 ROBERT J. CORTI Mgmt For For
5 BARBARA S. ISGUR Mgmt For For
6 ROBERT J. MORGADO Mgmt For For
7 PETER J. NOLAN Mgmt For For
8 RICHARD SARNOFF Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2007.
03 APPROVAL OF THE STOCKHOLDER PROPOSAL. Shr Against For
Investment Company Report
MEETING DATE RANGE: 01-Jul-2006 - 30-Jun-2007 REPORT DATE: 02-Jul-2007
Page 2 of 9
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
04 TO VOTE AND OTHERWISE REPRESENT THE Mgmt Against Against
SHARES ON ANY OTHER MATTERS WHICH MAY
PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT(S) OR POSTPONEMENT(S)
THEREOF, IN THEIR DISCRETION.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
- -------------- --------- ------------- ------------ -------------- ---------
997XDAM STSTR 20000 20000 0 05-Sep-06
Investment Company Report
MEETING DATE RANGE: 01-Jul-2006 - 30-Jun-2007 REPORT DATE: 02-Jul-2007
Page 3 of 9
UNASSIGNED
AVNET, INC.
SECURITY: 053807103 AGENDA NUMBER: 932592909
TICKER: AVT MEETING TYPE: Annual
ISIN: MEETING DATE: 09-Nov-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
01 DIRECTOR
1 ELEANOR BAUM Mgmt For For
2 J. VERONICA BIGGINS Mgmt For For
3 LAWRENCE W. CLARKSON Mgmt For For
4 EHUD HOUMINER Mgmt For For
5 JAMES A. LAWRENCE Mgmt For For
6 FRANK R. NOONAN Mgmt For For
7 RAY M. ROBINSON Mgmt For For
8 GARY L. TOOKER Mgmt For For
9 ROY VALLEE Mgmt For For
02 APPROVAL OF THE AVNET 2006 STOCK Mgmt For For
COMPENSATION PLAN.
Investment Company Report
MEETING DATE RANGE: 01-Jul-2006 - 30-Jun-2007 REPORT DATE: 02-Jul-2007
Page 4 of 9
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2007.
04 SHAREHOLDER PROPOSAL TO SEPARATE THE Shr Against For
ROLES OF CEO AND CHAIRMAN.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
- -------------- --------- ------------- ------------ -------------- ---------
997XDAM STSTR 13900 13900 0 24-Oct-06
Investment Company Report
MEETING DATE RANGE: 01-Jul-2006 - 30-Jun-2007 REPORT DATE: 02-Jul-2007
Page 5 of 9
UNASSIGNED
FPL GROUP, INC.
SECURITY: 302571104 AGENDA NUMBER: 932601897
TICKER: FPL MEETING TYPE: Annual
ISIN: MEETING DATE: 15-Dec-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
0A DIRECTOR
1 SHERRY S. BARRAT Mgmt For For
2 ROBERT M. BEALL, II Mgmt For For
3 J. HYATT BROWN Mgmt Withheld Against
4 JAMES L. CAMAREN Mgmt For For
5 J. BRIAN FERGUSON Mgmt For For
6 LEWIS HAY, III Mgmt For For
7 RUDY E. SCHUPP Mgmt For For
8 MICHAEL H. THAMAN Mgmt For For
9 HANSEL E. TOOKES II Mgmt For For
10 PAUL R. TREGURTHA
Investment Company Report
MEETING DATE RANGE: 01-Jul-2006 - 30-Jun-2007 REPORT DATE: 02-Jul-2007
Page 6 of 9
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
0B RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2006.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
- -------------- --------- ------------- ------------ -------------- ---------
997XDAM STSTR 9700 9700 0 14-Dec-06
Investment Company Report
MEETING DATE RANGE: 01-Jul-2006 - 30-Jun-2007 REPORT DATE: 02-Jul-2007
Page 7 of 9
UNASSIGNED
PRECISION CASTPARTS CORP.
SECURITY: 740189105 AGENDA NUMBER: 932562704
TICKER: PCP MEETING TYPE: Annual
ISIN: MEETING DATE: 16-Aug-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
01 DIRECTOR
1 MARK DONEGAN Mgmt For For
2 VERNON E. OECHSLE Mgmt For For
02 AMENDING THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE AUTHORIZED
COMMON STOCK TO 450,000,000 SHARES
03 REAPPROVING THE 2001 STOCK INCENTIVE Mgmt For For
PLAN
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
- -------------- --------- ------------- ------------ -------------- ---------
997XDAM STSTR 6800 6800 0 08-Aug-06
Investment Company Report
MEETING DATE RANGE: 01-Jul-2006 - 30-Jun-2007 REPORT DATE: 02-Jul-2007
Page 8 of 9
UNASSIGNED
PUBLIC SERVICE ENTERPRISE GROUP INC.
SECURITY: 744573106 AGENDA NUMBER: 932592670
TICKER: PEG MEETING TYPE: Annual
ISIN: MEETING DATE: 21-Nov-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
01 DIRECTOR
1 CAROLINE DORSA * Mgmt For For
2 E. JAMES FERLAND * Mgmt For For
3 ALBERT R. GAMPER, JR. * Mgmt For For
4 RALPH IZZO ** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR THE YEAR 2006.
03 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
EXECUTIVE COMPENSATION.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
- -------------- --------- ------------- ------------ -------------- ---------
997XDAM STSTR 1800 1800 0 15-Nov-06
Investment Company Report
MEETING DATE RANGE: 01-Jul-2006 - 30-Jun-2007 REPORT DATE: 02-Jul-2007
Page 9 of 9
UNASSIGNED
SYSCO CORPORATION
SECURITY: 871829107 AGENDA NUMBER: 932588380
TICKER: SYY MEETING TYPE: Annual
ISIN: MEETING DATE: 10-Nov-06
FOR/AGAINST
PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT
- ------- -------- ----------- ------------- ----------
01 DIRECTOR
1 JONATHAN GOLDEN* Mgmt For For
2 JOSEPH A. HAFNER, JR.* Mgmt For For
3 NANCY S. NEWCOMB* Mgmt For For
4 RICHARD J. SCHNIEDERS* Mgmt For For
5 MANUEL A. FERNANDEZ** Mgmt For For
02 APPROVAL OF RATIFICATION OF Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL 2007.
03 SHAREHOLDER PROPOSAL REQUESTING THAT Shr For Against
THE BOARD OF DIRECTORS IMPLEMENT A
MAJORITY VOTE POLICY BY TAKING
CERTAIN SPECIFIED ACTIONS.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
- -------------- --------- ------------- ------------ -------------- ---------
997XDAM STSTR 8000 8000 0 08-Nov-06
Vote Summary
The Hartford Select MidCap Value Fund
This portion sub-advised by Sterling Capital Management
STERIS CORPORATION
SECURITY 859152100 MEETING TYPE Annual
TICKER SYMBOL STE MEETING DATE 26-Jul-2006
ISIN AGENDA 932560560 - Management
CITY HOLDING RECON DATE 02-Jun-2006
COUNTRY United States VOTE DEADLINE DATE 25-Jul-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---------- ------- -----------
01 Election Of Directors Management
1 CYNTHIA L. FELDMANN For For
2 STEPHEN R. HARDIS For For
3 JACQUELINE B. KOSECOFF For For
4 RAYMOND A. LANCASTER For For
5 KEVIN M. MCMULLEN For For
6 J.B. RICHEY For For
7 MOHSEN M. SOHI For For
8 LES C. VINNEY For For
9 JOHN P. WAREHAM For For
10 LOYAL W. WILSON For For
11 MICHAEL B. WOOD For For
02 Adopt Incentive Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT BALLOT UNAVAILABLE
NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ------- --------- ------ ----------- ----------- --------------
997XDAN 837 11250 0 12-Jul-2006 12-Jul-2006
Page 1 of 5 Monday, July 30, 2007
Vote Summary
COMPUTER SCIENCES CORPORATION
SECURITY 205363104 MEETING TYPE Annual
TICKER SYMBOL CSC MEETING DATE 31-Jul-2006
ISIN AGENDA 932562007 - Management
CITY HOLDING RECON DATE 02-Jun-2006
COUNTRY United States VOTE DEADLINE DATE 28-Jul-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---------- ------- -----------
01 Election Of Directors Management
1 IRVING W. BAILEY, II For For
2 DAVID J. BARRAM For For
3 STEPHEN L. BAUM For For
4 RODNEY F. CHASE For For
5 VAN B. HONEYCUTT For For
6 F. WARREN MCFARLAN For For
7 THOMAS H. PATRICK For For
02 Adopt Incentive Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT BALLOT UNAVAILABLE
NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ------- --------- ------ ----------- ----------- --------------
997XDAN 837 10300 0 17-Jul-2006 17-Jul-2006
Page 2 of 5 Monday, July 30, 2007
Vote Summary
BMC SOFTWARE, INC.
SECURITY 055921100 MEETING TYPE Annual
TICKER SYMBOL BMC MEETING DATE 22-Aug-2006
ISIN AGENDA 932567146 - Management
CITY HOLDING RECON DATE 05-Jul-2006
COUNTRY United States VOTE DEADLINE DATE 21-Aug-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---------- ------- -----------
01 Election Of Directors Management
1 B. GARLAND CUPP For For
2 ROBERT E. BEAUCHAMP For For
3 JON E. BARFIELD For For
4 JOHN W. BARTER For For
5 MELDON K. GAFNER For For
6 LEW W. GRAY For For
7 P. THOMAS JENKINS For For
8 LOUIS J. LAVIGNE, JR. For For
9 KATHLEEN A. O'NEIL For For
10 GEORGE F. RAYMOND For For
11 TOM C. TINSLEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
ACCOUNT BALLOT UNAVAILABLE
NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ------- --------- ------ ----------- ----------- --------------
997XDAN 837 21250 0 28-Jul-2006 28-Jul-2006
Page 3 of 5 Monday, July 30, 2007
Vote Summary
CA, INC.
SECURITY 12673P105 MEETING TYPE Annual
TICKER SYMBOL CA MEETING DATE 18-Sep-2006
ISIN AGENDA 932574076 - Management
CITY HOLDING RECON DATE 31-Jul-2006
COUNTRY United States VOTE DEADLINE DATE 15-Sep-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---------- ------- -----------
01 Election Of Directors Management
1 ALFONSE M. D'AMATO For For
2 GARY J. FERNANDES For For
3 ROBERT E. LA BLANC For For
4 CHRISTOPHER B. LOFGREN For For
5 JAY W. LORSCH For For
6 WILLIAM E. MCCRACKEN For For
7 LEWIS S. RANIERI For For
8 WALTER P. SCHUETZE For For
9 JOHN A. SWAINSON For For
10 LAURA S. UNGER For For
11 RON ZAMBONINI For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Rescind Or Allow Shareholder Against For
Shareholder To Ratify Poison Pill
ACCOUNT BALLOT UNAVAILABLE
NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ------- --------- ------ ----------- ----------- --------------
997XDAN 837 50100 0 14-Sep-2006 14-Sep-2006
Page 4 of 5 Monday, July 30, 2007
Vote Summary
FIDELITY NATIONAL FINANCIAL, INC.
SECURITY 316326107 MEETING TYPE Annual
TICKER SYMBOL FNF MEETING DATE 23-Oct-2006
ISIN AGENDA 932589281 - Management
CITY HOLDING RECON DATE 11-Sep-2006
COUNTRY United States VOTE DEADLINE DATE 20-Oct-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---------- ------- -----------
01 Approve Merger Agreement Management
02 Election Of Directors Management
1 JOHN F. FARRELL, JR.
2 DANIEL D. (RON) LANE
03 Ratify Appointment Of Independent Auditors Management
ACCOUNT BALLOT UNAVAILABLE
NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ------- --------- ------ ----------- ----------- --------------
997XDAN 837 18550 0
Page 5 of 5 Monday, July 30, 2007
Item 1: Proxy Voting Record
The Hartford Select MidCap Value Fund
This portion sub-advised by Hartford Investment Management Company
ADC TELECOMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADCT CUSIP9 000886309 03/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Boyle, III Mgmt For For For
1.2 Elect William Spivey Mgmt For For For
1.3 Elect Robert Switz Mgmt For For For
1.4 Elect Larry Wangberg Mgmt For For For
2 PROPOSAL TO SET THE NUMBER OF Mgmt For For For
DIRECTORS AT TEN.
3 Ratification of Auditor Mgmt For For For
AGCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AG CUSIP9 001084102 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect W. Wayne Booker Mgmt For For For
1.2 Elect Francisco Gros Mgmt For For For
1.3 Elect Gerald Johanneson Mgmt For For For
1.4 Elect Curtis Moll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMBAC FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABK CUSIP9 023139108 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Callen Mgmt For For For
1.2 Elect Jill Considine Mgmt For For For
1.3 Elect Philip Duff Mgmt For For For
1.4 Elect Robert Genader Mgmt For For For
1.5 Elect W. Gregory Mgmt For For For
1.6 Elect Thomas Theobald Mgmt For For For
1.7 Elect Laura Unger Mgmt For For For
1.8 Elect Henry Wallace Mgmt For For For
2 RATIFY SELECTION OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
AMERICAN ELECTRIC POWER COMPANY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEP CUSIP9 025537101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect E. R. Brooks Mgmt For For For
1.2 Elect Donald Carlton Mgmt For For For
1.3 Elect Ralph D. Crosby, Jr. Mgmt For For For
1.4 Elect John DesBarres Mgmt For For For
1.5 Elect Robert Fri Mgmt For For For
1.6 Elect Linda Goodspeed Mgmt For For For
1.7 Elect William Howell Mgmt For For For
1.8 Elect Lester Hudson, Jr. Mgmt For For For
1.9 Elect Michael Morris Mgmt For For For
1.10 Elect Lionel Nowell, III Mgmt For For For
1.11 Elect Richard Sandor, Ph.D. Mgmt For For For
1.12 Elect Donald Smith Mgmt For For For
1.13 Elect Kathryn Sullivan Mgmt For For For
2 APPROVAL OF AEP SENIOR OFFICER Mgmt For For For
INCENTIVE PLAN.
3 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
AMERICAN FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFG CUSIP9 025932104 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Carl Lindner Mgmt For Withhold Against
1.2 Elect Carl Lindner, III Mgmt For For For
1.3 Elect S. Craig Lindner Mgmt For For For
1.4 Elect Kenneth Ambrecht Mgmt For For For
1.5 Elect Theodore Emmerich Mgmt For For For
1.6 Elect James Evans Mgmt For For For
1.7 Elect Terry Jacobs Mgmt For For For
1.8 Elect William Martin Mgmt For For For
1.9 Elect William Verity Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2007 Annual Senior Executive Bonus Mgmt For For For
Plan
AMERIPRISE FINANCIAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMP CUSIP9 03076C106 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
CRACCHIOLO.
2 ELECTION OF DIRECTOR: WARREN D. Mgmt For For For
KNOWLTON.
3 ELECTION OF DIRECTOR: H. JAY SARLES. Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT F. Mgmt For Against Against
SHARPE, JR.
5 Amendment to the 2005 Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
AMERISOURCEBERGEN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABC CUSIP9 03073E105 02/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Hagenlocker Mgmt For For For
1.2 Elect Kurt Hilzinger Mgmt For For For
1.3 Elect Henry McGee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
AMR (AMERICAN AIRLINES) CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMR CUSIP9 001765106 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gerard Arpey Mgmt For For For
1.2 Elect John Bachmann Mgmt For For For
1.3 Elect David Boren Mgmt For For For
1.4 Elect Armando Codina Mgmt For For For
1.5 Elect Earl Graves Mgmt For For For
1.6 Elect Ann Korologos Mgmt For For For
1.7 Elect Michael Miles Mgmt For For For
1.8 Elect Philip Purcell Mgmt For Withhold Against
1.9 Elect Ray Robinson Mgmt For For For
1.10 Elect Judith Rodin Mgmt For For For
1.11 Elect Matthew Rose Mgmt For For For
1.12 Elect Roger Staubach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS
5 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
PERFORMANCE BASED STOCK OPTIONS
6 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on
AON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AOC CUSIP9 037389103 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Patrick Ryan Mgmt For For For
1.2 Elect Gregory Case Mgmt For For For
1.3 Elect Edgar Jannotta Mgmt For Withhold Against
1.4 Elect Jan Kalff Mgmt For For For
1.5 Elect Lester Knight Mgmt For For For
1.6 Elect J. Michael Losh Mgmt For For For
1.7 Elect R. Eden Martin Mgmt For Withhold Against
1.8 Elect Andrew McKenna Mgmt For Withhold Against
1.9 Elect Robert Morrison Mgmt For For For
1.10 Elect Richard Myers Mgmt For For For
1.11 Elect Richard Notebaert Mgmt For Withhold Against
1.12 Elect John Rogers, Jr. Mgmt For For For
1.13 Elect Gloria Santona Mgmt For For For
1.14 Elect Carolyn Woo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
APARTMENT INVESTMENT AND MANAGEMENT CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIV CUSIP9 03748R101 04/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Bailey Mgmt For For For
1.2 Elect Terry Considine Mgmt For For For
1.3 Elect Richard Ellwood Mgmt For For For
1.4 Elect Thomas Keltner Mgmt For For For
1.5 Elect J. Landis Martin Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Thomas Rhodes Mgmt For For For
1.8 Elect Michael Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE AIMCO 2007 STOCK AWARD Mgmt For For For
AND INCENTIVE PLAN.
4 TO APPROVE THE AIMCO 2007 EMPLOYEE Mgmt For For For
STOCK PURCHASE PLAN.
ARROW ELECTRONICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARW CUSIP9 042735100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect John Hanson Mgmt For For For
1.3 Elect Richard Hill Mgmt For For For
1.4 Elect M.F. (Fran) Keeth Mgmt For For For
1.5 Elect Roger King Mgmt For For For
1.6 Elect Karen Mills Mgmt For For For
1.7 Elect William Mitchell Mgmt For For For
1.8 Elect Stephen Patrick Mgmt For For For
1.9 Elect Barry Perry Mgmt For For For
1.10 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ASSURANT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIZ CUSIP9 04621X108 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michel Baise Mgmt For For For
1.2 Elect Howard Carver Mgmt For For For
1.3 Elect Juan Cento Mgmt For For For
1.4 Elect Allen Freedman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ATMEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATML CUSIP9 049513104 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Removal of Directors Mgmt Against Against For
ATMEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATML CUSIP9 049513104 05/18/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Removal of Directors Mgmt
2.1 Election of Brian Bean Mgmt
2.2 Election of Joseph F. Berardino Mgmt
2.3 Election of Bernd Braune Mgmt
2.4 Election of John Kubiatowicz Mgmt
2.5 Election of George Vandeman Mgmt
ATMEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATML CUSIP9 049513104 05/18/2007 Unvoted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 PROPOSAL TO REMOVE PIERRE FOUGERE AS Mgmt
DIRECTOR OF ATMEL
2 PROPOSAL TO REMOVE DR. CHAIHO KIM AS Mgmt
DIRECTOR OF ATMEL
3 PROPOSAL TO REMOVE STEVEN LAUB AS Mgmt
DIRECTOR OF ATMEL
4 PROPOSAL TO REMOVE DAVID SUGISHITA AS Mgmt
DIRECTOR OF ATMEL
5 PROPOSAL TO REMOVE T. PETER THOMAS AS Mgmt
DIRECTOR OF ATMEL
6.1 Election of Brian Bean Mgmt
6.2 Election of Joseph F. Berardino Mgmt
6.3 Election of Bernd Braune Mgmt
6.4 Election of John Kubiatowicz Mgmt
6.5 Election of George Vandeman Mgmt
ATMOS ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATO CUSIP9 049560105 02/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Best Mgmt For For For
1.2 Elect Thomas Garland Mgmt For For For
1.3 Elect Philliip Nichol Mgmt For For For
1.4 Elect Charles Vaughan Mgmt For For For
2 APPROVAL OF AMENDMENT TO THE 1998 Mgmt For For For
LONG-TERM INCENTIVE PLAN
3 APPROVAL OF AMENDMENT TO THE ANNUAL Mgmt For For For
INCENTIVE PLAN FOR MANAGEMENT
AVALONBAY COMMUNITIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVB CUSIP9 053484101 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Bryce Blair Mgmt For For For
1.2 Elect Bruce Choate Mgmt For Withhold Against
1.3 Elect John Healy, Jr. Mgmt For For For
1.4 Elect Gilbert Meyer Mgmt For For For
1.5 Elect Timothy Naughton Mgmt For For For
1.6 Elect Lance Primis Mgmt For For For
1.7 Elect H. Jay Sarles Mgmt For Withhold Against
1.8 Elect Allan Schuster Mgmt For Withhold Against
1.9 Elect Amy Williams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
AVAYA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AV CUSIP9 053499109 02/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Joseph Landy Mgmt For For For
1.2 Elect Mark Leslie Mgmt For For For
1.3 Elect Daniel Stanzione Mgmt For For For
1.4 Elect Anthony Terracciano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Long Term Mgmt For For For
Incentive Plan
4 SHAREHOLDER PROPOSAL- EXECUTIVE ShrHoldr Against Against For
COMPENSATION ITEM
BANK OF HAWAII CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BOH CUSIP9 062540109 04/27/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mary Bitterman Mgmt For For For
1.2 Elect Martin Stein Mgmt For For For
1.3 Elect Barbara Tanabe Mgmt For For For
1.4 Elect Robert Wo Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BERKLEY WR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BER CUSIP9 084423102 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect W. Robert Berkley, Jr Mgmt For For For
1.2 Elect Mark Brockbank Mgmt For For For
1.3 Elect Ronald Blaylock Mgmt For For For
1.4 Elect Mary Farrell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BOSTON PROPERTIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BXP CUSIP9 101121101 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mortimer Zuckerman Mgmt For For For
1.2 Elect Carol Einiger Mgmt For For For
1.3 Elect Richard Salomon Mgmt For For For
2 Amendment to the 1997 Stock Option Mgmt For For For
and Incentive P
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding the ShrHoldr Against For Against
Annual Election
5 Shareholder Proposal Regarding the ShrHoldr Against Against For
Issuance of an
BRUNSWICK CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BC CUSIP9 117043109 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Nolan Archibald Mgmt For Withhold Against
1.2 Elect Jeffrey Bleustein Mgmt For For For
1.3 Elect Graham Phillips Mgmt For For For
1.4 Elect Lawrence Zimmerman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CABOT OIL & GAS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COG CUSIP9 127097103 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Cabot Mgmt For For For
1.2 Elect David Carmichael Mgmt For For For
1.3 Elect Robert Keiser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CAMDEN PROPERTY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPTPRA CUSIP9 133131102 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Campo Mgmt For For For
1.2 Elect William Cooper Mgmt For For For
1.3 Elect Scott Ingraham Mgmt For For For
1.4 Elect Lewis Levey Mgmt For For For
1.5 Elect William McGuire, Jr. Mgmt For Withhold Against
1.6 Elect William Paulsen Mgmt For Withhold Against
1.7 Elect D. Keith Oden Mgmt For For For
1.8 Elect F. Gardner Parker Mgmt For For For
1.9 Elect Steven Webster Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
CENTERPOINT ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNP CUSIP9 15189T107 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Shannon Mgmt For For For
1.2 Elect Donald Campbell Mgmt For For For
1.3 Elect Milton Carroll Mgmt For Withhold Against
1.4 Elect Peter Wareing Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Annual ShrHoldr Against For Against
Election of
4 Withhold Authority to Vote on Other Mgmt Against For Against
Matters
CENTURYTEL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTL CUSIP9 156700106 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Boles, Jr. Mgmt For Withhold Against
1.2 Elect W. Bruce Hanks Mgmt For For For
1.3 Elect C. G. Melville, Jr. Mgmt For For For
1.4 Elect Glen Post, III Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 TO ACT UPON A SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING EXECUTIVE COMPENSATION.
CHESAPEAKE ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHK CUSIP9 165167107 06/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Frank Keating Mgmt For Withhold Against
1.2 Elect Merrill Miller, Jr. Mgmt For For For
1.3 Elect Frederick Whittemore Mgmt For For For
2 TO APPROVE AN AMENDMENT TO OUR LONG Mgmt For For For
TERM INCENTIVE PLAN.
3 Amendment to 2003 Stock Award Plan Mgmt For Against Against
for Non-Employe
CIGNA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CI CUSIP9 125509109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: ROBERT H. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: ISAIAH HARRIS, Mgmt For For For
JR.
3 ELECTION OF DIRECTOR: JANE E. HENNEY, Mgmt For For For
M.D.
4 ELECTION OF DIRECTOR: DONNA F. ZARCONE Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
CIGNA EXECUTIVE INCENTIVE PLAN
CIMAREX ENERGY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XEC CUSIP9 171798101 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Cortlandt Dietler Mgmt For For For
1.2 Elect Hans Helmerich Mgmt For Withhold Against
1.3 Elect Monroe Robertson Mgmt For For For
2 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2007.
CIT GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CITPRA CUSIP9 125581108 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jeffrey Peek Mgmt For For For
1.2 Elect Gary Butler Mgmt For For For
1.3 Elect William Freeman Mgmt For For For
1.4 Elect Susan Lyne Mgmt For For For
1.5 Elect Marianne Parrs Mgmt For For For
1.6 Elect Timothy Ring Mgmt For For For
1.7 Elect John Ryan Mgmt For For For
1.8 Elect Seymour Sternberg Mgmt For For For
1.9 Elect Peter Tobin Mgmt For For For
1.10 Elect Lois Van Deusen Mgmt For For For
2 RATIFICATION OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
CITY NATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CYN CUSIP9 178566105 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Russell Goldsmith Mgmt For For For
1.2 Elect Michael Meyer Mgmt For Withhold Against
1.3 Elect Linda Griego Mgmt For For For
1.4 Elect Ronald Olson Mgmt For Withhold Against
2 RATIFICATION OF KPMG LLP AS Mgmt For Against Against
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
CMS ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMS CUSIP9 125896100 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Merribel Ayres Mgmt For For For
1.2 Elect Jon Barfield Mgmt For For For
1.3 Elect Richard Gabrys Mgmt For For For
1.4 Elect David Joos Mgmt For For For
1.5 Elect Philip Lochner Jr. Mgmt For For For
1.6 Elect Michael Monahan Mgmt For For For
1.7 Elect Joseph Paquette Jr. Mgmt For For For
1.8 Elect Percy Pierre Mgmt For For For
1.9 Elect Kenneth Way Mgmt For For For
1.10 Elect Kenneth Whipple Mgmt For For For
1.11 Elect John Yasinsky Mgmt For For For
2 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
CNA FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNA CUSIP9 126117100 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Stephen W. Lilienthal Mgmt For For For
1.2 Elect Paul Liska Mgmt For For For
1.3 Elect Jose Montemayor Mgmt For For For
1.4 Elect Don M. Randel Mgmt For For For
1.5 Elect Joseph Rosenberg Mgmt For For For
1.6 Elect Andrew Tisch Mgmt For For For
1.7 Elect James Tisch Mgmt For For For
1.8 Elect Marvin Zonis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
COCA COLA ENTERPRISES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCENP CUSIP9 191219104 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gary Fayard Mgmt For Withhold Against
1.2 Elect Marvin Herb Mgmt For For For
1.3 Elect L. Phillip Humann Mgmt For Withhold Against
1.4 Elect Paula Reynolds Mgmt For For For
2 FOR THE APPROVAL OF THE 2007 Mgmt For For For
INCENTIVE AWARD PLAN.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Severance Compensat
COMERICA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMA CUSIP9 200340107 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: RALPH W. BABB, Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For For
3 ELECTION OF DIRECTOR: PETER D. Mgmt For For For
CUMMINGS
4 ELECTION OF DIRECTOR: WILLIAM P. Mgmt For For For
VITITOE
5 ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 SHAREHOLDER PROPOSAL - PREPARATION OF ShrHoldr Against Against For
A SUSTAINABILITY REPORT
COMMERCE BANCSHARES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBSH CUSIP9 200525103 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas McDonnell Mgmt For Withhold Against
1.2 Elect Benjamin Rassieur, III Mgmt For For For
1.3 Elect Andrew Taylor Mgmt For For For
1.4 Elect Robert West Mgmt For For For
2 RATIFY KPMG LLP AS AUDIT AND Mgmt For For For
ACCOUNTING FIRM.
CONSECO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNO CUSIP9 208464883 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Donna James Mgmt For For For
1.2 Elect Debra Perry Mgmt For For For
1.3 Elect C. James Prieur Mgmt For For For
1.4 Elect Philip Roberts Mgmt For For For
1.5 Elect Michael Tokarz Mgmt For For For
1.6 Elect R. Glenn Hilliard Mgmt For For For
1.7 Elect Neal Schneider Mgmt For Withhold Against
1.8 Elect Michael Shannon Mgmt For For For
1.9 Elect John Turner Mgmt For For For
1.10 Elect Doreen Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
CONSOLIDATED EDISON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPB CUSIP9 209115104 05/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Kevin Burke Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect George Campbell, Jr. Mgmt For For For
1.4 Elect Gordon Davis Mgmt For Withhold Against
1.5 Elect Michael Del Giudice Mgmt For For For
1.6 Elect Ellen Futter Mgmt For Withhold Against
1.7 Elect Sally Hernandez Mgmt For For For
1.8 Elect Peter Likins Mgmt For For For
1.9 Elect Eugene McGrath Mgmt For For For
1.10 Elect L. Frederick Sutherland Mgmt For For For
1.11 Elect Stephen Volk Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT ACCOUNTANTS.
3 ADDITIONAL COMPENSATION INFORMATION. ShrHoldr Against Against For
CONSTELLATION ENERGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP9 210371100 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 THE ELECTION OF YVES C. DE BALMANN Mgmt For For For
FOR A TERM TO EXPIRE IN 2008.
2 THE ELECTION OF DOUGLAS L. BECKER FOR Mgmt For Against Against
A TERM TO EXPIRE IN 2008.
3 THE ELECTION OF JAMES T. BRADY FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
4 THE ELECTION OF EDWARD A. CROOKE FOR Mgmt For For For
A TERM TO EXPIRE IN 2008.
5 THE ELECTION OF JAMES R. CURTISS FOR Mgmt For Against Against
A TERM TO EXPIRE IN 2008.
6 THE ELECTION OF FREEMAN A. HRABOWSKI, Mgmt For Against Against
III FOR A TERM TO EXPIRE IN 2008.
7 THE ELECTION OF NANCY LAMPTON FOR A Mgmt For For For
TERM TO EXPIRE IN 2008.
8 THE ELECTION OF ROBERT J. LAWLESS FOR Mgmt For Against Against
A TERM TO EXPIRE IN 2008.
9 THE ELECTION OF LYNN M. MARTIN FOR A Mgmt For Against Against
TERM TO EXPIRE IN 2008.
10 THE ELECTION OF MAYO A. SHATTUCK III Mgmt For For For
FOR A TERM TO EXPIRE IN 2008.
11 THE ELECTION OF MICHAEL D. SULLIVAN Mgmt For Against Against
FOR A TERM TO EXPIRE IN 2008.
12 Ratification of Auditor Mgmt For For For
13 APPROVAL OF THE 2007 LONG-TERM Mgmt For For For
INCENTIVE PLAN.
14 APPROVAL OF THE EXECUTIVE ANNUAL Mgmt For For For
INCENTIVE PLAN.
CONVERGYS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVG CUSIP9 212485106 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Zoe Baird Mgmt For For For
1.2 Elect Philip Odeen Mgmt For Withhold Against
2 TO RATIFY THE APPOINTMENT OF THE Mgmt For For For
INDEPENDENT ACCOUNTANTS.
3 TO APPROVE THE ANNUAL EXECUTIVE Mgmt For For For
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL. ShrHoldr Against For Against
CORRECTIONS CORP. OF AMERICA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CXW CUSIP9 22025Y407 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Andrews Mgmt For For For
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Donna Alvarado Mgmt For For For
1.4 Elect Lucius Burch, III Mgmt For For For
1.5 Elect John Correnti Mgmt For For For
1.6 Elect John Horne Mgmt For For For
1.7 Elect C. Michael Jacobi Mgmt For For For
1.8 Elect Thurgood Marshall, Jr. Mgmt For For For
1.9 Elect Charles Overby Mgmt For Withhold Against
1.10 Elect John Prann, Jr. Mgmt For For For
1.11 Elect Joseph Russell Mgmt For For For
1.12 Elect Henri Wedell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE COMPANY S 2008 STOCK Mgmt For For For
INCENTIVE PLAN.
4 Increase in Authorized Shares Mgmt For For For
5 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Politic
6 Right to Adjourn Meeting Mgmt For For For
CRANE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CR CUSIP9 224399105 04/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Karen Dykstra Mgmt For For For
1.2 Elect Richard Forte Mgmt For For For
1.3 Elect William Lipner Mgmt For Withhold Against
1.4 Elect James Tullis Mgmt For Withhold Against
1.5 Elect Philip Lochner Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF 2007 STOCK INCENTIVE PLAN. Mgmt For For For
4 APPROVAL OF 2007 NON-EMPLOYEE Mgmt For For For
DIRECTOR COMPENSATION PLAN
5 Shareholder Proposal Regarding ShrHoldr Against Against For
MacBride Principles
CSX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSX CUSIP9 126408103 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Donna Alvarado Mgmt For For For
1.2 Elect Elizabeth Bailey Mgmt For For For
1.3 Elect John Breaux Mgmt For For For
1.4 Elect Steven Halverson Mgmt For For For
1.5 Elect Edward Kelly, III Mgmt For For For
1.6 Elect Robert Kunisch Mgmt For For For
1.7 Elect Southwood Morcott Mgmt For For For
1.8 Elect David Ratcliffe Mgmt For For For
1.9 Elect William Richardson Mgmt For For For
1.10 Elect Frank Royal Mgmt For For For
1.11 Elect Donald Shepard Mgmt For For For
1.12 Elect Michael Ward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
EXECUTIVE COMPENSATION
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
MAJORITY VOTING
5 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SEVERANCE AGREEMENTS
6 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS
CULLEN FROST BANKERS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CFR CUSIP9 229899109 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Evans, Jr. Mgmt For For For
1.2 Elect Karen Jennings Mgmt For For For
1.3 Elect Richard Kleberg, III Mgmt For For For
1.4 Elect Horace Wilkins, Jr. Mgmt For For For
1.5 Elect T. C. Frost Mgmt For For For
2 2007 Outside Directors Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
CUMMINS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMI CUSIP9 231021106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
DARNALL
2 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
3 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For
4 ELECTION OF DIRECTOR: F. JOSEPH Mgmt For For For
LOUGHREY
5 ELECTION OF DIRECTOR: WILLIAM I. Mgmt For For For
MILLER
6 ELECTION OF DIRECTOR: GEORGIA R. Mgmt For For For
NELSON
7 ELECTION OF DIRECTOR: THEODORE M. Mgmt For For For
SOLSO
8 ELECTION OF DIRECTOR: CARL WARE Mgmt For For For
9 ELECTION OF DIRECTOR: J. LAWRENCE Mgmt For For For
WILSON
10 Ratification of Auditor Mgmt For For For
11 PROPOSAL TO AMEND 2003 STOCK Mgmt For For For
INCENTIVE PLAN.
12 PROPOSAL TO AMEND RESTATED ARTICLES Mgmt For For For
OF INCORPORATION.
DEAN FOODS CORP. NEW
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DF CUSIP9 242370104 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alan Bernon Mgmt For For For
1.2 Elect Gregg Engles Mgmt For For For
1.3 Elect Ronald Kirk Mgmt For For For
2 APPROVAL OF A NEW EQUITY INCENTIVE Mgmt For For For
PLAN.
3 PROPOSAL TO RATIFY DELOITTE & TOUCHE Mgmt For For For
LLP AS INDEPENDENT AUDITOR.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of the R
DILLARDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DDS CUSIP9 254067101 05/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Connor Mgmt For For For
1.2 Elect Will Davis Mgmt For For For
1.3 Elect John Hammerschmidt Mgmt For For For
1.4 Elect Peter Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Repo
DOVER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DOV CUSIP9 260003108 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Benson Mgmt For For For
1.2 Elect Robert Cremin Mgmt For For For
1.3 Elect Jean-Pierre Ergas Mgmt For For For
1.4 Elect Kristiane Graham Mgmt For For For
1.5 Elect Ronald Hoffman Mgmt For For For
1.6 Elect James Koley Mgmt For For For
1.7 Elect Richard Lochridge Mgmt For For For
1.8 Elect Thomas Reece Mgmt For For For
1.9 Elect Bernard Rethore Mgmt For For For
1.10 Elect Michael Stubbs Mgmt For Withhold Against
1.11 Elect Mary Winston Mgmt For For For
2 A SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
SUSTAINABILITY REPORT.
3 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For Against Against
MAY PROPERLY COME BEFORE THE MEETING.
DTE ENERGY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTE CUSIP9 233331107 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Anthony Earley, Jr. Mgmt For For For
1.2 Elect Allan Gilmour Mgmt For For For
1.3 Elect Frank Hennessey Mgmt For For For
1.4 Elect Gail McGovern Mgmt For For For
1.5 Elect James Vandenberghe Mgmt For For For
2 INDEPENDENT REGISTERED PUBLIC Mgmt For For For
ACCOUNTING FIRM DELOITTE & TOUCHE LLP
DYNEGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DYNGB CUSIP9 26816Q101 03/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approve the Merger Agreement Mgmt For For For
EASTMAN KODAK COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EK CUSIP9 277461109 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Hawley Mgmt For For For
1.2 Elect William Hernandez Mgmt For For For
1.3 Elect Hector Ruiz Mgmt For For For
1.4 Elect Laura Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For
MONETARY LIMIT ON EXECUTIVE
COMPENSATION.
EATON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETN CUSIP9 278058102 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Christopher Connor Mgmt For Withhold Against
1.2 Elect Michael Critelli Mgmt For Withhold Against
1.3 Elect Charles Golden Mgmt For For For
1.4 Elect Ernie Green Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
EDISON INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EIX CUSIP9 281020107 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Bryson Mgmt For For For
1.2 Elect Vanessa Chang Mgmt For For For
1.3 Elect France Cordova Mgmt For For For
1.4 Elect Charles Curtis Mgmt For For For
1.5 Elect Bradford Freeman Mgmt For For For
1.6 Elect Luis Nogales Mgmt For For For
1.7 Elect Ronald Olson Mgmt For Withhold Against
1.8 Elect James Rosser Mgmt For For For
1.9 Elect Richard Schlosberg, III Mgmt For For For
1.10 Elect Robert Smith Mgmt For For For
1.11 Elect Thomas Sutton Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
THE INDEPENDENT PUBLIC ACCOUNTING
FIRM.
3 2007 Performance Incentive Plan Mgmt For For For
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
PERFORMANCE-BASED STOCK OPTIONS.
ELECTRONIC DATA SYSTEMS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EDS CUSIP9 285661104 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For
2 ELECTION OF DIRECTOR: MARTIN C. FAGA Mgmt For For For
3 ELECTION OF DIRECTOR: S. MALCOLM Mgmt For For For
GILLIS
4 ELECTION OF DIRECTOR: RAY J. GROVES Mgmt For For For
5 ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For Against Against
6 ELECTION OF DIRECTOR: JEFFREY M. Mgmt For For For
HELLER
7 ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For For
8 ELECTION OF DIRECTOR: MICHAEL H. Mgmt For For For
JORDAN
9 ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES K. SIMS Mgmt For For For
11 ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For Against Against
12 RATIFICATION OF APPOINTMENT OF Mgmt For For For
AUDITORS
13 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
PERFORMANCE-BASED STOCK OPTIONS
14 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS
ENTERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETR CUSIP9 29364G103 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For For
2 ELECTION OF DIRECTOR: W.F. BLOUNT Mgmt For For For
3 ELECTION OF DIRECTOR: S.D. DEBREE Mgmt For For For
4 ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For For
5 ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For For
6 ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For For
7 ELECTION OF DIRECTOR: J.W. LEONARD Mgmt For For For
8 ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For For
9 ELECTION OF DIRECTOR: J.R. NICHOLS Mgmt For For For
10 ELECTION OF DIRECTOR: W.A. PERCY, II Mgmt For For For
11 ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For For
12 ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
POLITICAL CONTRIBUTION POLICY.
15 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
LIMITATIONS ON MANAGEMENT
COMPENSATION.
EQUITY RESIDENTIAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EQRPRA CUSIP9 29476L107 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Alexander Mgmt For For For
1.2 Elect Charles Atwood Mgmt For For For
1.3 Elect Stephen Evans Mgmt For For For
1.4 Elect Boone Knox Mgmt For For For
1.5 Elect John Neal Mgmt For For For
1.6 Elect David Neithercut Mgmt For For For
1.7 Elect Desiree Rogers Mgmt For For For
1.8 Elect Sheli Rosenberg Mgmt For For For
1.9 Elect Gerald Spector Mgmt For For For
1.10 Elect B. Joseph White Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHoldr Against For Against
Majority Voting S
FIRST AMERICAN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FAF CUSIP9 318522307 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Hon. George Argyros Mgmt For Withhold Against
1.2 Elect Gary Beban Mgmt For Withhold Against
1.3 Elect J. David Chatham Mgmt For Withhold Against
1.4 Elect William Davis Mgmt For Withhold Against
1.5 Elect Dr. James Doti Mgmt For Withhold Against
1.6 Elect Lewis Douglas, Jr. Mgmt For Withhold Against
1.7 Elect D.P. Kennedy Mgmt For For For
1.8 Elect Parker Kennedy Mgmt For For For
1.9 Elect Frank O' Bryan Mgmt For For For
1.10 Elect Roslyn Payne Mgmt For For For
1.11 Elect D. Van Skilling Mgmt For For For
1.12 Elect Herbert Tasker Mgmt For For For
1.13 Elect Virginia Ueberroth Mgmt For Withhold Against
1.14 Elect Mary Widener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FMC CORP COM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMCPRC CUSIP9 302491303 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Reilly Mgmt For For For
1.2 Elect William Walter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
FORD MOTOR COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPRB CUSIP9 345370860 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Bond Mgmt For Withhold Against
1.2 Elect Stephen Butler Mgmt For Withhold Against
1.3 Elect Kimberly Casiano Mgmt For For For
1.4 Elect Edsel Ford, II Mgmt For Withhold Against
1.5 Elect William Ford, Jr. Mgmt For For For
1.6 Elect Irvine Hockaday, Jr. Mgmt For Withhold Against
1.7 Elect Richard Manoogian Mgmt For Withhold Against
1.8 Elect Ellen Marram Mgmt For Withhold Against
1.9 Elect Alan Mulally Mgmt For For For
1.10 Elect Homer Neal Mgmt For For For
1.11 Elect Jorma Ollila Mgmt For Withhold Against
1.12 Elect John Thornton Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For Against Against
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 RELATING TO DISCLOSURE OF OFFICER ShrHoldr Against Against For
COMPENSATION.
4 RELATING TO ADOPTION OF GOALS TO ShrHoldr Against For Against
REDUCE GREENHOUSE GASES.
5 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Spe
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization Pl
7 RELATING TO PUBLISHING A REPORT ON ShrHoldr Against Against For
GLOBAL WARMING/COOLING.
8 Shareholder Proposal Regarding Equal ShrHoldr Against Against For
Employment Op
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Performance-Based E
10 RELATING TO THE COMPANY REPORTING ON ShrHoldr Against Against For
RISING HEALTH CARE EXPENSES.
FORTUNE BRANDS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FO CUSIP9 349631101 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Anne Tatlock Mgmt For Withhold Against
1.2 Elect Norman Wesley Mgmt For Withhold Against
1.3 Elect Peter Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 RE-APPROVAL OF THE FORTUNE BRANDS, Mgmt For For For
INC. ANNUAL EXECUTIVE INCENTIVE PLAN.
4 APPROVAL OF THE FORTUNE BRANDS, INC. Mgmt For For For
2007 LONG-TERM INCENTIVE PLAN.
5 Shareholder Proposal Regarding Annual ShrHoldr Against For Against
Election of
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay-For-Superior Pe
FRONTIER OIL CORP. COMMERCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FTO CUSIP9 35914P105 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Gibbs Mgmt For For For
1.2 Elect Douglas Bech Mgmt For For For
1.3 Elect G. Clyde Buck Mgmt For For For
1.4 Elect T. Michael Dossey Mgmt For For For
1.5 Elect James Lee Mgmt For For For
1.6 Elect Paul Loyd Jr. Mgmt For For For
1.7 Elect Michael Rose Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GRAINGER WW INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GWW CUSIP9 384802104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Richard Keyser Mgmt For For For
1.6 Elect Stuart Levenick Mgmt For For For
1.7 Elect John McCarter, Jr. Mgmt For For For
1.8 Elect Neil Novich Mgmt For For For
1.9 Elect Michael Roberts Mgmt For For For
1.10 Elect Gary Rogers Mgmt For For For
1.11 Elect James Ryan Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
1.13 Elect Harold Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HASBRO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAS CUSIP9 418056107 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Frank Biondi, Jr. Mgmt For For For
1.4 Elect John Connors, Jr. Mgmt For For For
1.5 Elect Michael Garrett Mgmt For For For
1.6 Elect E. Gordon Gee Mgmt For Withhold Against
1.7 Elect Jack Greenberg Mgmt For For For
1.8 Elect Alan Hassenfeld Mgmt For For For
1.9 Elect Claudine Malone Mgmt For For For
1.10 Elect Edward Philip Mgmt For For For
1.11 Elect Paula Stern Mgmt For For For
1.12 Elect Alfred Verrecchia Mgmt For For For
2 APPROVE AMENDMENTS TO THE 2003 STOCK Mgmt For For For
INCENTIVE PERFORMANCE PLAN.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Re
HCC INSURANCE HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCC CUSIP9 404132102 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Frank Bramanti Mgmt For For For
1.2 Elect Patrick Collins Mgmt For Withhold Against
1.3 Elect James Crane Mgmt For Withhold Against
1.4 Elect J. Robert Dickerson Mgmt For Withhold Against
1.5 Elect Walter Duer Mgmt For Withhold Against
1.6 Elect Edward Ellis, Jr. Mgmt For Withhold Against
1.7 Elect James Flagg Mgmt For Withhold Against
1.8 Elect Allan Fulkerson Mgmt For For For
1.9 Elect John Molbeck, Jr. Mgmt For For For
1.10 Elect Michael Roberts Mgmt For Withhold Against
2 TO VOTE ON THE 2007 KEY EXECUTIVE Mgmt For For For
INCENTIVE COMPENSATION PLAN.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Ori
HEALTHCARE PROPERTIES INVESTMENTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCP CUSIP9 421915109 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mary Cirillo-Goldberg Mgmt For For For
1.2 Elect Robert Fanning, Jr. Mgmt For For For
1.3 Elect James Flaherty, III Mgmt For For For
1.4 Elect David Henry Mgmt For For For
1.5 Elect Michael McKee Mgmt For Withhold Against
1.6 Elect Harold Messmer, Jr. Mgmt For Withhold Against
1.7 Elect Peter Rhein Mgmt For For For
1.8 Elect Kenneth Roath Mgmt For For For
1.9 Elect Richard Rosenberg Mgmt For For For
1.10 Elect Joseph Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
EXECUTIVE COMPENSATION.
HEWITT ASSOCIATES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HEW CUSIP9 42822Q100 01/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Steven A. Denning Mgmt For For For
1.2 Elect Michael E. Greenlees Mgmt For Withhold Against
1.3 Elect Steven P. Stanbrook Mgmt For For For
2 Elimination of Class B and Class C Mgmt For For For
Common Stock
3 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANTS.
HOST MARRIOTT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HST CUSIP9 44107P104 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: ROBERT M. BAYLIS Mgmt For For For
2 ELECTION OF DIRECTOR: TERENCE C. Mgmt For For For
GOLDEN
3 ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD E. Mgmt For For For
MARRIOTT
5 ELECTION OF DIRECTOR: JUDITH A. MCHALE Mgmt For Against Against
6 ELECTION OF DIRECTOR: JOHN B. MORSE, Mgmt For For For
JR.
7 ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For For
NASSETTA
8 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS.
HUNTINGTON BANCSHARES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HBAN CUSIP9 446150104 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approve the Merger Agreement Mgmt For For For
2.1 Elect Thomas Hoaglin Mgmt For For For
2.2 Elect David Lauer Mgmt For Withhold Against
2.3 Elect Kathleen Ransier Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 APPROVAL OF THE 2007 STOCK AND Mgmt For For For
LONG-TERM INCENTIVE PLAN.
5 APPROVAL OF THE FIRST AMENDMENT TO Mgmt For For For
THE MANAGEMENT INCENTIVE PLAN.
6 Increase in Authorized Common Stock Mgmt For For For
7 Transaction of Other Business Mgmt For Against Against
IAC/INTERACTIVECORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IACIP CUSIP9 44919P300 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Berkman Mgmt For For For
1.2 Elect Edgar Bronfman, Jr. Mgmt For For For
1.3 Elect Barry Diller, Sr. Mgmt For For For
1.4 Elect Victor A. Kaufman Mgmt For For For
1.5 Elect Donald Keough Mgmt For For For
1.6 Elect Bryan Lourd Mgmt For For For
1.7 Elect John Malone Mgmt For Withhold Against
1.8 Elect Arthur Martinez Mgmt For Withhold Against
1.9 Elect Steven Rattner Mgmt For For For
1.10 Elect Gen. H. Norman Schwarzkopf Mgmt For Withhold Against
1.11 Elect Alan Spoon Mgmt For For For
1.12 Elect Diane Von Furstenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
IMS HEALTH INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RX CUSIP9 449934108 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Edwards Mgmt For For For
1.2 Elect William Van Faasen Mgmt For For For
1.3 Elect Bret Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassified Board
INGRAM MICRO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IM CUSIP9 457153104 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Orrin H. Ingram, II Mgmt For For For
1.2 Elect Michael Smith Mgmt For For For
1.3 Elect Gregory M. Spierkel Mgmt For For For
1.4 Elect Joe Wyatt Mgmt For Withhold Against
1.5 Elect Lisa Heisz Mgmt For For For
INTERNATIONAL FLAVOURS & FRAGRANCES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IFF CUSIP9 459506101 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Margaret Adame Mgmt For For For
1.2 Elect Robert Amen Mgmt For For For
1.3 Elect Gunter Blobel Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Peter Georgescu Mgmt For Withhold Against
1.6 Elect Alexandra Herzan Mgmt For For For
1.7 Elect Henry Howell, Jr. Mgmt For For For
1.8 Elect Arthur Martinez Mgmt For For For
1.9 Elect Burton Tansky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Stock Award and Mgmt For For For
Incentive Pl
ISTAR FINANCIAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFIPRB CUSIP9 45031U101 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jay Sugarman Mgmt For For For
1.2 Elect Glenn August Mgmt For For For
1.3 Elect Robert Holman, Jr. Mgmt For For For
1.4 Elect Robin Josephs Mgmt For Withhold Against
1.5 Elect Carter McClelland Mgmt For For For
1.6 Elect John McDonald Mgmt For For For
1.7 Elect George Puskar Mgmt For For For
1.8 Elect Jeffrey Weber Mgmt For For For
2 2007 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
JARDEN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JAH CUSIP9 471109108 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ian G. H. Ashken Mgmt For Withhold Against
1.2 Elect Richard Molen Mgmt For For For
1.3 Elect Charles Kaye Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KANSAS CITY SOUTHERN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSUPR CUSIP9 485170302 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Terrence Dunn Mgmt For For For
1.2 Elect James Jones Mgmt For Withhold Against
1.3 Elect Karen Pletz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KB HOME
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KBH CUSIP9 48666K109 04/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ronald Burkle Mgmt For Withhold Against
1.2 Elect Leslie Moonves Mgmt For Withhold Against
1.3 Elect Luis Nogales Mgmt For Withhold Against
1.4 Elect Ray Irani Mgmt For Withhold Against
2 Amendment to Declassify the Board Mgmt For For For
3 Repeal Fair Price Provision Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Minimum Stock Owner
6 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
PERFORMANCE-VESTING SHARES.
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Executive Severance
KEYCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEY CUSIP9 493267108 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alexander Cutler Mgmt For For For
1.2 Elect Eduardo Menasce Mgmt For For For
1.3 Elect Henry Meyer III Mgmt For For For
1.4 Elect Peter Ten Eyck, II Mgmt For For For
2 AMENDMENT TO CODE OF REGULATIONS TO Mgmt For For For
REDUCE BOARD SIZE.
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
KING PHARMACEUTICALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KG CUSIP9 495582108 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Philip Incarnati Mgmt For For For
1.2 Elect Gregory Jordan Mgmt For For For
1.3 Elect Brian Markison Mgmt For For For
2 Amend Charter to Declassify the Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
L3 COMMUNICATIONS HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLL CUSIP9 502424104 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Strianese Mgmt For For For
1.2 Elect Claude Canizares Mgmt For For For
1.3 Elect Thomas Corcoran Mgmt For For For
1.4 Elect Alan Washkowitz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
LAIDLAW INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LI CUSIP9 50730R102 02/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Chlebowski Mgmt For For For
1.2 Elect James Dickerson, Jr. Mgmt For For For
1.3 Elect Maria Sastre Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LEAP WIRELESS INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LWIN CUSIP9 521863308 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Dondero Mgmt For Withhold Against
1.2 Elect John Harkey, Jr. Mgmt For For For
1.3 Elect S. Douglas Hutcheson Mgmt For For For
1.4 Elect Robert LaPenta Mgmt For Withhold Against
1.5 Elect Mark Rachesky Mgmt For For For
1.6 Elect Michael Targoff Mgmt For Withhold Against
2 Amendment to the 2004 Stock Option, Mgmt For For For
Restricted Sto
3 Executive Incentive Bonus Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
LENNAR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEN CUSIP9 526057104 03/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Irving Bolotin Mgmt For For For
1.2 Elect R. Kirk Landon Mgmt For Withhold Against
1.3 Elect Donna E. Shalala Mgmt For For For
2 2007 Equity Incentive Plan Mgmt For For For
3 2007 Incentive Compensation Plan Mgmt For For For
4 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainability Re
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensat
LENNOX INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LII CUSIP9 526107107 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Todd Bluedorn Mgmt For For For
1.2 Elect Janet Cooper Mgmt For For For
1.3 Elect C.L. Henry Mgmt For For For
1.4 Elect Terry Stinson Mgmt For For For
1.5 Elect Richard Thompson Mgmt For For For
2 Issuance of common stock pursuant to Mgmt For For For
a Plan of Reo
LEVEL 3 COMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LVLT CUSIP9 52729N100 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Walter Scott, Jr. Mgmt For For For
1.2 Elect James Crowe Mgmt For For For
1.3 Elect Robert Julian Mgmt For Withhold Against
1.4 Elect Arun Netravali Mgmt For For For
1.5 Elect John Reed Mgmt For Withhold Against
1.6 Elect Michael Yanney Mgmt For Withhold Against
2 Reverse Stock Split Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Superma
LEXMARK INTERNATIONAL GROUP A
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LXK CUSIP9 529771107 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: PAUL J. Mgmt For For For
CURLANDER
2 ELECTION OF DIRECTOR: JAMES F. Mgmt For Against Against
HARDYMON
3 ELECTION OF DIRECTOR: KATHI P. SEIFERT Mgmt For Against Against
4 ELECTION OF DIRECTOR: JEAN-PAUL L. Mgmt For For For
MONTUPET
5 Ratification of Auditor Mgmt For For For
LIBERTY GLOBAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LBTYA CUSIP9 530555101 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Dick Mgmt For For For
1.2 Elect J. Sparkman Mgmt For For For
1.3 Elect J. David Wargo Mgmt For For For
2 AUDITORS RATIFICATION Mgmt For For For
LIBERTY MEDIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LINTA CUSIP9 53071M104 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 THE INCENTIVE PLAN PROPOSAL Mgmt For For For
2.1 Elect Robert Bennett Mgmt For For For
2.2 Elect Paul Gould Mgmt For Withhold Against
2.3 Elect John Malone Mgmt For Withhold Against
3 THE AUDITORS RATIFICATION PROPOSAL Mgmt For For For
LIBERTY PROPERTY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LRYPRA CUSIP9 531172104 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect J. Anthony Hayden Mgmt For Withhold Against
1.2 Elect M. Leanne Lachman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Restated Mgmt For For For
Share Incent
LOEWS CORP CAROLINA GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LTR CUSIP9 540424207 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ann Berman Mgmt For For For
1.2 Elect Joseph Bower Mgmt For For For
1.3 Elect Charles Diker Mgmt For For For
1.4 Elect Paul Fribourg Mgmt For For For
1.5 Elect Walter Harris Mgmt For For For
1.6 Elect Philip Laskawy Mgmt For For For
1.7 Elect Gloria Scott Mgmt For For For
1.8 Elect Andrew Tisch Mgmt For For For
1.9 Elect James Tisch Mgmt For For For
1.10 Elect Jonathan Tisch Mgmt For For For
2 RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For For
INDEPENDENT AUDITORS
3 Amendment to the Incentive Mgmt For For For
Compensation Plan for E
4 SHAREHOLDER PROPOSAL - CUMULATIVE ShrHoldr Against For Against
VOTING
5 Shareholder Proposal Regarding the ShrHoldr Against Against For
Production, Pro
LOUISIANA PACIFIC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LPX CUSIP9 546347105 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Lizanne Gottung Mgmt For For For
1.2 Elect Dustan McCoy Mgmt For Withhold Against
1.3 Elect Colin Watson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
LUBRIZOL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LZ CUSIP9 549271104 04/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Hambrick Mgmt For For For
1.2 Elect Gordon Harnett Mgmt For Withhold Against
1.3 Elect Victoria Haynes Mgmt For Withhold Against
1.4 Elect William Madar Mgmt For Withhold Against
1.5 Elect James Sweetnam Mgmt For Withhold Against
1.6 Elect Harriet Taggart Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
LYONDELL CHEMICAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LYO CUSIP9 552078107 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Carol Anderson Mgmt For For For
1.2 Elect Susan Carter Mgmt For For For
1.3 Elect Stephen Chazen Mgmt For Withhold Against
1.4 Elect Travis Engen Mgmt For For For
1.5 Elect Paul Halata Mgmt For For For
1.6 Elect Danny Huff Mgmt For For For
1.7 Elect David Lesar Mgmt For For For
1.8 Elect David Meachin Mgmt For For For
1.9 Elect Daniel Murphy Mgmt For For For
1.10 Elect Dan Smith Mgmt For For For
1.11 Elect William Spivey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
POLITICAL CONTRIBUTION REPORT.
MARSHALL & ILSLEY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MI CUSIP9 571834100 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jon Chait Mgmt For For For
1.2 Elect Dennis Kuester Mgmt For For For
1.3 Elect David Lubar Mgmt For For For
1.4 Elect San Orr, Jr. Mgmt For For For
1.5 Elect Debra Waller Mgmt For For For
1.6 Elect George Wardeberg Mgmt For For For
2 Declassification of the Board of Mgmt For For For
Directors
3 Amendment to the Annual Executive Mgmt For For For
Incentive Compen
4 Ratification of Auditor Mgmt For For For
MATTEL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MATPRC CUSIP9 577081102 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Dolan Mgmt For For For
1.2 Elect Robert Eckert Mgmt For For For
1.3 Elect Dr. Frances Fergusson Mgmt For For For
1.4 Elect Tully Friedman Mgmt For For For
1.5 Elect Dominic Ng Mgmt For For For
1.6 Elect Dr. Andrea Rich Mgmt For Withhold Against
1.7 Elect Ronald Sargent Mgmt For Withhold Against
1.8 Elect Dean Scarborough Mgmt For For For
1.9 Elect Christopher Sinclair Mgmt For Withhold Against
1.10 Elect G. Craig Sullivan Mgmt For Withhold Against
1.11 Elect Kathy White Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Elimination of Cumulative Voting Mgmt For For For
4 Mattel Incentive Plan and Material Mgmt For For For
Terms
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executi
6 STOCKHOLDER PROPOSAL TO SEPARATE THE ShrHoldr Against For Against
ROLES OF CEO AND CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
CERTAIN REPORTS BY THE BOARD OF
DIRECTORS.
8 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
PAY-FOR-SUPERIOR-PERFORMANCE.
MBIA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MBI CUSIP9 55262C100 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Clapp Mgmt For For For
1.2 Elect Gary Dunton Mgmt For Withhold Against
1.3 Elect Claire Gaudiani Mgmt For For For
1.4 Elect Daniel Kearney Mgmt For For For
1.5 Elect Laurence Meyer Mgmt For For For
1.6 Elect David Moffett Mgmt For For For
1.7 Elect Debra Perry Mgmt For For For
1.8 Elect John Rolls Mgmt For Withhold Against
1.9 Elect Richard Walker Mgmt For Withhold Against
1.10 Elect Jeffery Yabuki Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
MGIC INVT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTG CUSIP9 552848103 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2.1 Elect James Abbott Mgmt For For For
2.2 Elect Thomas Hagerty Mgmt For For For
2.3 Elect Michael Lehman Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
MIRANT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MIR CUSIP9 60467R100 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Cason Mgmt For For For
1.2 Elect A.D. Correll Mgmt For For For
1.3 Elect Terry Dallas Mgmt For For For
1.4 Elect Thomas Johnson Mgmt For For For
1.5 Elect John Miller Mgmt For For For
1.6 Elect Edward Muller Mgmt For For For
1.7 Elect Robert Murray Mgmt For For For
1.8 Elect John Quain Mgmt For For For
1.9 Elect William Thacker Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For For
LLP AS INDEPEDENT AUDITOR FOR 2007.
MOHAWK INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MHK CUSIP9 608190104 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Phyllis Bonanno Mgmt For For For
1.2 Elect David Kolb Mgmt For For For
1.3 Elect W. Christopher Wellborn Mgmt For For For
2 THE APPROVAL OF THE 2007 LONG-TERM Mgmt For For For
INCENTIVE PLAN.
MOLSON COORS BREWING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TAPA CUSIP9 60871R209 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Cleghorn Mgmt For For For
1.2 Elect Charles M. Herington Mgmt For For For
1.3 Elect David O'Brien Mgmt For For For
NATIONAL OILWELL VARCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP9 637071101 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ben Guill Mgmt For For For
1.2 Elect Roger Jarvis Mgmt For For For
1.3 Elect Eric Mattson Mgmt For For For
2 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For For
NATIONWIDE FINANCIAL SERVICES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NFS CUSIP9 638612101 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Brocksmith, Jr. Mgmt For For For
1.2 Elect Keith Eckel Mgmt For For For
1.3 Elect James Patterson Mgmt For For For
1.4 Elect Gerald Prothro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NCR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NCR CUSIP9 62886E108 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Boykin Mgmt For For For
1.2 Elect Linda Levinson Mgmt For For For
1.3 Elect Victor Lund Mgmt For For For
1.4 Elect Gary Daichendt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NELNET INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NNI CUSIP9 64031N108 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Abel Mgmt For For For
1.2 Elect Stephen Butterfield Mgmt For For For
1.3 Elect Michael Dunlap Mgmt For For For
1.4 Elect Thomas Henning Mgmt For For For
1.5 Elect Brian O'Connor Mgmt For For For
1.6 Elect Michael Reardon Mgmt For For For
1.7 Elect James Van Horn Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For For
LLP AS INDEPENDENT AUDITORS
3 APPROVAL OF THE EXECUTIVE OFFICERS Mgmt For For For
BONUS PLAN
4 Adoption of Majority Vote for Mgmt For For For
Election of Director
5 Issuance of Common Stock Mgmt For For For
6 Amendment to the Restricted Stock Plan Mgmt For For For
NISOURCE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NI CUSIP9 65473P105 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Elect Steven Beering Mgmt For For For
2 Elect Dennis Foster Mgmt For For For
3 Elect Marty Kittrell Mgmt For For For
4 Elect Peter McCausland Mgmt For For For
5 Elect Steven McCracken Mgmt For For For
6 Elect W. Nutter Mgmt For For For
7 Elect Ian Rolland Mgmt For For For
8 Elect Robert Skaggs, Jr. Mgmt For For For
9 Elect Richard Thompson Mgmt For For For
10 Elect Carolyn Woo Mgmt For For For
11 Elect Roger Young Mgmt For For For
12 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For For
ACCOUNTANTS.
NOBLE ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NBL CUSIP9 655044105 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jeffrey Berenson Mgmt For For For
1.2 Elect Michael Cawley Mgmt For For For
1.3 Elect Edward Cox Mgmt For For For
1.4 Elect Charles Davidson Mgmt For For For
1.5 Elect Thomas Edelman Mgmt For Withhold Against
1.6 Elect Kirby Hedrick Mgmt For For For
1.7 Elect Bruce Smith Mgmt For For For
1.8 Elect William Van Kleef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1992 Stock Option Mgmt For For For
and Restricted
4 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Boar
NORTHEAST UTILITIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NU CUSIP9 664397106 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Booth Mgmt For For For
1.2 Elect Cotton Cleveland Mgmt For For For
1.3 Elect Sanford Cloud, Jr. Mgmt For For For
1.4 Elect James Cordes Mgmt For For For
1.5 Elect E. Gail de Planque Mgmt For For For
1.6 Elect John Graham Mgmt For For For
1.7 Elect Elizabeth Kennan Mgmt For For For
1.8 Elect Kenneth Leibler Mgmt For For For
1.9 Elect Robert Patricelli Mgmt For For For
1.10 Elect Charles Shivery Mgmt For For For
1.11 Elect John Swope Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amended Incentive Plan Mgmt For For For
NOVELLUS SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVLS CUSIP9 670008101 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Hill Mgmt For For For
1.2 Elect Neil Bonke Mgmt For For For
1.3 Elect Youssef El-Mansy Mgmt For For For
1.4 Elect J. David Litster Mgmt For For For
1.5 Elect Yoshio Nishi Mgmt For For For
1.6 Elect Glen Possley Mgmt For For For
1.7 Elect Ann Rhoads Mgmt For For For
1.8 Elect William Spivey Mgmt For For For
1.9 Elect Delbert Whitaker Mgmt For For For
2 Amendment to the 2001 Stock Incentive Mgmt For For For
Plan
3 Amendment to the 1992 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
NSTAR.COM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NST CUSIP9 67019E107 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gary Countryman Mgmt For Withhold Against
1.2 Elect Daniel Dennis Mgmt For For For
1.3 Elect Thomas May Mgmt For For For
2 APPROVAL OF THE NSTAR 2007 LONG TERM Mgmt For For For
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
OFFICEMAX INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OMX CUSIP9 67622P101 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Dorrit J. Bern Mgmt For For For
1.2 Elect Warren F. Bryant Mgmt For For For
1.3 Elect Brian C. Cornell Mgmt For For For
1.4 Elect Joseph M. DePinto Mgmt For For For
1.5 Elect Sam K. Duncan Mgmt For For For
1.6 Elect Rakesh Gangwal Mgmt For For For
1.7 Elect Gary G. Michael Mgmt For For For
1.8 Elect Francesca de Luzuriaga Mgmt For For For
1.9 Elect David M. Szymanski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirement
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Company Engagement
OLD REPUBLIC INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORI CUSIP9 680223104 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jimmy Dew Mgmt For Withhold Against
1.2 Elect John Dixon Mgmt For For For
1.3 Elect John Popp Mgmt For Withhold Against
1.4 Elect Dennis Van Mieghem Mgmt For For For
OMNICARE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OCR CUSIP9 681904108 05/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Hutton Mgmt For For For
1.2 Elect Joel Gemunder Mgmt For For For
1.3 Elect John Crotty Mgmt For Withhold Against
1.4 Elect Charles Erhart Jr. Mgmt For Withhold Against
1.5 Elect Sandra Laney Mgmt For Withhold Against
1.6 Elect Andrea Lindell Mgmt For Withhold Against
1.7 Elect John Timoney Mgmt For For For
1.8 Elect Amy Wallman Mgmt For For For
2 TO RATIFY THE SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
ONEOK INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OKE CUSIP9 682680103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Bell Mgmt For For For
1.2 Elect John Gibson Mgmt For For For
1.3 Elect Pattye Moore Mgmt For For For
1.4 Elect David Tippeconnic Mgmt For For For
2 Shareholder Proposal Regarding the ShrHoldr Against For Against
Seperation of C
OVERSEAS SHIPHOLDING INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OSG CUSIP9 690368105 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Morten Arntzen Mgmt For For For
1.2 Elect Oudi Recanati Mgmt For For For
1.3 Elect G. Allen Andreas, III Mgmt For For For
1.4 Elect Alan Batkin Mgmt For For For
1.5 Elect Thomas Coleman Mgmt For For For
1.6 Elect Charles Fribourg Mgmt For For For
1.7 Elect Stanley Komaroff Mgmt For For For
1.8 Elect Solomon Merkin Mgmt For For For
1.9 Elect Joel Picket Mgmt For For For
1.10 Elect Ariel Recanati Mgmt For Withhold Against
1.11 Elect Thomas Robards Mgmt For For For
1.12 Elect Jean-Paul Vettier Mgmt For For For
1.13 Elect Michael Zimmerman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PACCAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCAR CUSIP9 693718108 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alison Carnwath Mgmt For For For
1.2 Elect Robert Parry Mgmt For For For
1.3 Elect Harold Wagner Mgmt For For For
2 STOCKHOLDER PROPOSAL REGARDING THE ShrHoldr Against For Against
SHAREHOLDER RIGHTS PLAN
3 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against For Against
DIRECTOR VOTE THRESHOLD
PEPSI BOTTLING GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBG CUSIP9 713409100 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: LINDA G. Mgmt For For For
ALVARADO
2 ELECTION OF DIRECTOR: BARRY H. BERACHA Mgmt For For For
3 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For For
4 ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For For
5 ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN D. KRONICK Mgmt For Against Against
7 ELECTION OF DIRECTOR: BLYTHE J. Mgmt For For For
MCGARVIE
8 ELECTION OF DIRECTOR: MARGARET D. Mgmt For For For
MOORE
9 ELECTION OF DIRECTOR: JOHN A. QUELCH Mgmt For For For
10 ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For For
11 Ratification of Auditor Mgmt For For For
PEPSIAMERICA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAS CUSIP9 71343P200 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: HERBERT M. BAUM. Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD G. Mgmt For For For
CLINE.
3 ELECTION OF DIRECTOR: MICHAEL J. Mgmt For For For
CORLISS.
4 ELECTION OF DIRECTOR: PIERRE S. DU Mgmt For For For
PONT.
5 ELECTION OF DIRECTOR: ARCHIE R. DYKES. Mgmt For For For
6 ELECTION OF DIRECTOR: JAROBIN Mgmt For For For
GILBERT, JR.
7 ELECTION OF DIRECTOR: JAMES R. Mgmt For For For
KACKLEY.
8 ELECTION OF DIRECTOR: MATTHEW M. Mgmt For For For
MCKENNA.
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
POHLAD.
10 ELECTION OF DIRECTOR: DEBORAH E. Mgmt For For For
POWELL.
11 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
PERKINELMER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PKI CUSIP9 714046109 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Friel Mgmt For For For
1.2 Elect Nicholas Lopardo Mgmt For For For
1.3 Elect Alexis Michas Mgmt For For For
1.4 Elect James Mullen Mgmt For For For
1.5 Elect Vicki Sato Mgmt For For For
1.6 Elect Gabriel Schmergel Mgmt For For For
1.7 Elect Kenton Sicchitano Mgmt For For For
1.8 Elect Gregory Summe Mgmt For For For
1.9 Elect G. Robert Tod Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Majority Voting for the Election of Mgmt For For For
Directors
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensat
PG & E CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCG CUSIP9 69331C108 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Andrews Mgmt For For For
1.2 Elect Leslie Biller Mgmt For For For
1.3 Elect David Coulter Mgmt For For For
1.4 Elect C. Lee Cox Mgmt For For For
1.5 Elect Peter Darbee Mgmt For For For
1.6 Elect Maryellen Herringer Mgmt For For For
1.7 Elect Richard Meserve Mgmt For For For
1.8 Elect Mary Metz Mgmt For For For
1.9 Elect Barbara Rambo Mgmt For For For
1.10 Elect Barry Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PERFORMANCE-BASED STOCK OPTIONS ShrHoldr Against Against For
4 CUMULATIVE VOTING ShrHoldr Against For Against
PILGRIMS PRIDE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHXA CUSIP9 721467108 01/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Lonnie Pilgrim Mgmt For For For
1.2 Elect Clifford Butler Mgmt For For For
1.3 Elect O. B. Goolsby, Jr. Mgmt For For For
1.4 Elect Richard Cogdill Mgmt For Withhold Against
1.5 Elect Lonnie Ken Pilgrim Mgmt For For For
1.6 Elect James Vetter, Jr. Mgmt For Withhold Against
1.7 Elect S. Key Coker Mgmt For For For
1.8 Elect Vance Miller, Sr. Mgmt For For For
1.9 Elect Donald Wass Mgmt For For For
1.10 Elect Charles Black Mgmt For For For
1.11 Elect Blake Lovette Mgmt For For For
1.12 Elect Linda Chavez Mgmt For For For
1.13 Elect Keith Hughes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PINNACLE WEST CAPITAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNW CUSIP9 723484101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Repeal of Classified Board Mgmt For For For
2.1 Elect Roy Herberger, Jr. Mgmt For For For
2.2 Elect Humberto Lopez Mgmt For For For
2.3 Elect Kathryn Munro Mgmt For For For
2.4 Elect William Stewart Mgmt For For For
2.5 Elect Edward Basha, Jr. Mgmt For For For
2.6 Elect Jack Davis Mgmt For For For
2.7 Elect Michael Gallagher Mgmt For Withhold Against
2.8 Elect Pamela Grant Mgmt For For For
2.9 Elect William Jamieson, Jr. Mgmt For For For
2.10 Elect Bruce Nordstrom Mgmt For For For
2.11 Elect William Post Mgmt For For For
3 2007 Long-Term Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
PIONEER NATIONAL RESOURCES COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PXD CUSIP9 723787107 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect R. Hartwell Gardner Mgmt For For For
1.2 Elect Linda Lawson Mgmt For For For
1.3 Elect Frank Risch Mgmt For For For
1.4 Elect Mark Sexton Mgmt For Withhold Against
2 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT AUDITORS
3 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN
PMI GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PMIPRA CUSIP9 69344M101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mariann Byerwalter Mgmt For For For
1.2 Elect James Castle Mgmt For For For
1.3 Elect Carmine Guerro Mgmt For For For
1.4 Elect Wayne Hedien Mgmt For For For
1.5 Elect Louis Lower II Mgmt For For For
1.6 Elect Raymond Ocampo Jr. Mgmt For For For
1.7 Elect John Roach Mgmt For For For
1.8 Elect Kenneth Rosen Mgmt For For For
1.9 Elect Steven Scheid Mgmt For For For
1.10 Elect L. Stephen Smith Mgmt For For For
1.11 Elect Jose Villarreal Mgmt For For For
1.12 Elect Mary Widener Mgmt For For For
1.13 Elect Ronald Zech Mgmt For For For
2 Ratification of Auditor Mgmt For For For
POGO PRODUCING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPP CUSIP9 730448107 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Paul Van Wagenen Mgmt For For For
1.2 Elect Robert Campbell Mgmt For For For
1.3 Elect Charles Groat Mgmt For For For
1.4 Elect Daniel Loeb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PRIDE INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDE CUSIP9 74153Q102 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Brown Mgmt For For For
1.2 Elect Kenneth Burke Mgmt For For For
1.3 Elect Archie Dunham Mgmt For For For
1.4 Elect Francis Kalman Mgmt For For For
1.5 Elect Ralph McBride Mgmt For Withhold Against
1.6 Elect Louis Raspino Mgmt For For For
1.7 Elect David Robson Mgmt For Withhold Against
2 APPROVAL OF THE COMPANY S 2007 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
PROGRESS ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PGN CUSIP9 743263105 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: J. BOSTIC. Mgmt For For For
2 ELECTION OF DIRECTOR: D. BURNER. Mgmt For For For
3 ELECTION OF DIRECTOR: R. DAUGHERTY. Mgmt For For For
4 ELECTION OF DIRECTOR: H. DELOACH. Mgmt For For For
5 ELECTION OF DIRECTOR: R. JONES. Mgmt For For For
6 ELECTION OF DIRECTOR: W. JONES. Mgmt For For For
7 ELECTION OF DIRECTOR: R. MCGEHEE. Mgmt For For For
8 ELECTION OF DIRECTOR: E. MCKEE. Mgmt For For For
9 ELECTION OF DIRECTOR: J. MULLIN. Mgmt For For For
10 ELECTION OF DIRECTOR: C. SALADRIGAS. Mgmt For For For
11 ELECTION OF DIRECTOR: T. STONE. Mgmt For For For
12 ELECTION OF DIRECTOR: A. TOLLISON. Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2007 Equity Incentive Plan Mgmt For For For
PROTECTIVE LIFE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLPRP CUSIP9 743674103 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect H. Corbin Day Mgmt For For For
1.2 Elect James French Mgmt For For For
1.3 Elect Thomas Hamby Mgmt For For For
1.4 Elect John Johns Mgmt For For For
1.5 Elect Vanessa Leonard Mgmt For For For
1.6 Elect Charles McCrary Mgmt For For For
1.7 Elect John McMahon, Jr. Mgmt For For For
1.8 Elect Malcolm Portera Mgmt For For For
1.9 Elect C. Dowd Ritter Mgmt For For For
1.10 Elect William Terry Mgmt For For For
1.11 Elect Wm. Michael Warren, Jr. Mgmt For For For
1.12 Elect Vanessa Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For For
ANNUAL INCENTIVE PLAN.
PUBLIC STORAGE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSAPRG CUSIP9 74460D109 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect B. Wayne Hughes Mgmt For For For
1.2 Elect Ronald Havner Jr. Mgmt For For For
1.3 Elect Harvey Lenkin Mgmt For Withhold Against
1.4 Elect Dann V. Angeloff Mgmt For Withhold Against
1.5 Elect William C. Baker Mgmt For For For
1.6 Elect John T. Evans Mgmt For For For
1.7 Elect Uri P. Harkham Mgmt For For For
1.8 Elect B. Wayne Hughes Jr. Mgmt For For For
1.9 Elect Gary E. Pruitt Mgmt For For For
1.10 Elect Daniel C. Staton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2007 Equity and Performance-Based Mgmt For For For
Incentive Compen
4 Reorganization from California to Mgmt For Against Against
Maryland
5 Right to Adjourn Meeting Mgmt For Against Against
PUGET ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSD CUSIP9 745310102 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Phyllis Campbell Mgmt For For For
1.2 Elect Stephen Frank Mgmt For For For
1.3 Elect Kenneth Mortimer Mgmt For For For
1.4 Elect Stephen Reynolds Mgmt For For For
1.5 Elect George Watson Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Director
3 Employee Stock Purchase Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
RADIAN GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDN CUSIP9 750236101 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Agreement Mgmt For For For
2.1 Elect Herbert Wender Mgmt For For For
2.2 Elect David Carney Mgmt For For For
2.3 Elect Howard Culang Mgmt For For For
2.4 Elect Stephen Hopkins Mgmt For For For
2.5 Elect Sandford Ibrahim Mgmt For For For
2.6 Elect James Jennings Mgmt For For For
2.7 Elect Ronald Moore Mgmt For For For
2.8 Elect Jan Nicholson Mgmt For For For
2.9 Elect Robert Richards Mgmt For For For
2.10 Elect Anthony Schweiger Mgmt For For For
3 Ratification of Auditors Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
RAYMOND JAMES FINANCIAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RJF CUSIP9 754730109 02/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Angela Biever Mgmt For For For
1.2 Elect Francis Godbold Mgmt For For For
1.3 Elect H. William Habermeyer, Jr. Mgmt For For For
1.4 Elect Chet Helck Mgmt For For For
1.5 Elect Thomas James Mgmt For For For
1.6 Elect Paul Marshall Mgmt For Withhold Against
1.7 Elect Paul Reilly Mgmt For For For
1.8 Elect Kenneth Shields Mgmt For Withhold Against
1.9 Elect Hardwick Simmons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE 2007 STOCK BONUS PLAN. Mgmt For For For
4 TO APPROVE THE 2007 STOCK OPTION PLAN Mgmt For For For
FOR INDEPENDENT CONTRACTORS.
5 Amendment to the 2005 Restricted Mgmt For For For
Stock Plan
REINSURANCE GROUP OF AMERICA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RGAPRA CUSIP9 759351109 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Bartlett Mgmt For Withhold Against
1.2 Elect Alan Henderson Mgmt For For For
1.3 Elect A. Greig Woodring Mgmt For For For
2 TO APPROVE AN AMENDMENT TO THE Mgmt For For For
COMPANY S FLEXIBLE STOCK PLAN.
3 Sale of Securities Mgmt For Against Against
RH DONNELLEY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RHD CUSIP9 74955W307 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF CLASS II MEMBER OF THE Mgmt For For For
BOARD OF DIRECTORS: ALAN F. SCHULTZ.
2 Elect Barry Williams Mgmt For For For
3 ELECTION OF CLASS II MEMBER OF THE Mgmt For For For
BOARD OF DIRECTORS: EDWINA WOODBURY.
4 Ratification of Auditor Mgmt For For For
5 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CLASSIFIED BOARD STRUCTURE.
SAFECO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAF CUSIP9 786429100 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Cline Mgmt For For For
1.2 Elect Maria Eitel Mgmt For For For
1.3 Elect John Hamlin Mgmt For For For
1.4 Elect Paula Reynolds Mgmt For For For
1.5 Elect Charles Rinehart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote
SAKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKS CUSIP9 79377W108 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Stanton Bluestone Mgmt For For For
1.2 Elect Robert Carter Mgmt For For For
1.3 Elect Donald Hess Mgmt For For For
2 PROPOSAL TO APPROVE THE SAKS Mgmt For For For
INCORPORATED 2007 SENIOR EXECUTIVE
BONUS PLAN.
3 Ratification of Auditor Mgmt For For For
4 PROPOSAL BY A SHAREHOLDER- CUMULATIVE ShrHoldr For For For
VOTING IN THE ELECTION OF DIRECTORS.
SEACOR HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CKH CUSIP9 811904101 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Charles Fabrikant Mgmt For For For
1.2 Elect Andrew Morse Mgmt For Withhold Against
1.3 Elect Michael Gellert Mgmt For For For
1.4 Elect Stephen Stamas Mgmt For Withhold Against
1.5 Elect Richard Fairbanks, III Mgmt For For For
1.6 Elect Pierre de Demandolx Mgmt For For For
1.7 Elect John Hadjipateras Mgmt For For For
1.8 Elect Oivind Lorentzen Mgmt For For For
1.9 Elect Steven Wisch Mgmt For For For
1.10 Elect Christopher Regan Mgmt For For For
1.11 Elect Steven Webster Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE SEACOR HOLDINGS INC. Mgmt For For For
2007 SHARE INCENTIVE PLAN.
SEMPRA ENERGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRE CUSIP9 816851109 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Wilford Godbold, Jr. Mgmt For For For
1.2 Elect Richard Newman Mgmt For For For
1.3 Elect Neal Schmale Mgmt For For For
2 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ADOPT SIMPLE MAJORITY VOTE PROPOSAL ShrHoldr Against For Against
4 DIRECTOR ELECTION MAJORITY VOTE ShrHoldr Against For Against
STANDARD PROPOSAL
5 SUPPLEMENTAL EXECUTIVE RETIREMENT ShrHoldr Against Against For
PLAN POLICY PROPOSAL
SERVICE CORP. INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCI CUSIP9 817565104 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Alan Buckwalter, III Mgmt For Withhold Against
1.2 Elect Victor Lund Mgmt For Withhold Against
1.3 Elect John Mecom, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF A PROPOSAL TO APPROVE THE Mgmt For For For
AMENDED 1996 INCENTIVE PLAN.
SHERWIN-WILLIAMS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHW CUSIP9 824348106 04/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Arthur Anton Mgmt For For For
1.2 Elect James Boland Mgmt For Withhold Against
1.3 Elect Christopher Connor Mgmt For For For
1.4 Elect Daniel Evans Mgmt For For For
1.5 Elect David Hodnik Mgmt For For For
1.6 Elect Susan Kropf Mgmt For For For
1.7 Elect Robert Mahoney Mgmt For For For
1.8 Elect Gary McCullough Mgmt For For For
1.9 Elect A. Malachi Mixon, III Mgmt For For For
1.10 Elect Curtis Moll Mgmt For For For
1.11 Elect Richard Smucker Mgmt For For For
2 APPROVAL OF THE 2007 EXECUTIVE Mgmt For For For
PERFORMANCE BONUS PLAN
3 Ratification of Auditor Mgmt For For For
SIERRA PACIFIC RESOURCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRC CUSIP9 826428104 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Walter Higgins Mgmt For For For
1.2 Elect Brian Kennedy Mgmt For For For
1.3 Elect John O'Reilly Mgmt For For For
1.4 Elect Michael Yackira Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Classified Board
SL GREEN REALTY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLG CUSIP9 78440X101 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edwin Burton, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to 2005 Stock Option and Mgmt For For For
Incentive Plan
4 Increase Authorized Shares Mgmt For For For
STEEL DYNAMICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STLD CUSIP9 858119100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Dr. Jurgen Kolb Mgmt For Withhold Against
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
STEELCASE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLCA CUSIP9 858155203 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Hackett Mgmt For For For
1.2 Elect David Joos Mgmt For For For
1.3 Elect P. Craig Welch, Jr. Mgmt For For For
2 APPROVAL OF THE STEELCASE INC. Mgmt For For For
MANAGEMENT INCENTIVE PLAN
3 APPROVAL OF THE STEELCASE INC. Mgmt For For For
INCENTIVE COMPENSATION PLAN
SUNOCO INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUN CUSIP9 86764P109 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect John Drosdick Mgmt For For For
1.3 Elect Ursula Fairbairn Mgmt For For For
1.4 Elect Thomas Gerrity Mgmt For For For
1.5 Elect Rosemarie Greco Mgmt For For For
1.6 Elect John Jones, III Mgmt For For For
1.7 Elect James Kaiser Mgmt For For For
1.8 Elect R. Anderson Pew Mgmt For For For
1.9 Elect G. Jackson Ratcliffe Mgmt For For For
1.10 Elect John Rowe Mgmt For For For
1.11 Elect John Wulff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SYNOPSYS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNPS CUSIP9 871607107 03/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Aart De Geus Mgmt For For For
1.2 Elect Chi-Foon Chan Mgmt For For For
1.3 Elect Bruce Chizen Mgmt For For For
1.4 Elect Deborah Coleman Mgmt For For For
1.5 Elect Sasson Somekh Mgmt For For For
1.6 Elect Roy Vallee Mgmt For For For
1.7 Elect Steven Walske Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SYNOVUS FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNV CUSIP9 87161C105 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Daniel Amos Mgmt For For For
1.2 Elect Richard Anthony Mgmt For For For
1.3 Elect James Blanchard Mgmt For For For
1.4 Elect Richard Bradley Mgmt For Withhold Against
1.5 Elect Frank Brumley Mgmt For For For
1.6 Elect Elizabeth Camp Mgmt For For For
1.7 Elect Gardiner Garrard, Jr. Mgmt For For For
1.8 Elect T. Michael Goodrich Mgmt For For For
1.9 Elect Frederick Green, III Mgmt For For For
1.10 Elect V. Nathaniel Hansford Mgmt For For For
1.11 Elect Alfred Jones, III Mgmt For For For
1.12 Elect Mason Lampton Mgmt For For For
1.13 Elect Elizabeth Ogie Mgmt For For For
1.14 Elect H. Lynn Page Mgmt For For For
1.15 Elect J. Neal Purcell Mgmt For For For
1.16 Elect Melvin Stith Mgmt For For For
1.17 Elect William Turner, Jr. Mgmt For Withhold Against
1.18 Elect James Yancey Mgmt For For For
2 TO APPROVE THE SYNOVUS FINANCIAL Mgmt For For For
CORP. 2007 OMNIBUS PLAN.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Director Election b
TAUBMAN CONTAINERS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TCO CUSIP9 876664103 05/09/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jerome Chazen Mgmt For For For
1.2 Elect Craig Hatkoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal to Declassify ShrHoldr Against For Against
the Board
TCF FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TCB CUSIP9 872275102 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Luella Goldberg Mgmt For For For
1.2 Elect George Johnson Mgmt For For For
1.3 Elect Lynn Nagorske Mgmt For For For
1.4 Elect Gregory Pulles Mgmt For For For
1.5 Elect Ralph Strangis Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
TELEFLEX INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TFX CUSIP9 879369106 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Patricia Barron Mgmt For For For
1.2 Elect Jeffrey Graves Mgmt For For For
1.3 Elect James Zug Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
TERADYNE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TER CUSIP9 880770102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edwin Gillis Mgmt For For For
1.2 Elect Paul J. Tufano Mgmt For Withhold Against
1.3 Elect Patricia Wolpert Mgmt For For For
2 Amendment to the 1996 Employee Stock Mgmt For For For
Purchase Plan
3 Adoption of Majority Vote for Mgmt For For For
Election of Director
4 Ratification of Auditor Mgmt For For For
TEREX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEX CUSIP9 880779103 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ronald DeFeo Mgmt For For For
1.2 Elect G. Chris Andersen Mgmt For For For
1.3 Elect Paula Cholmondeley Mgmt For Withhold Against
1.4 Elect Don DeFosset Mgmt For Withhold Against
1.5 Elect William Fike Mgmt For For For
1.6 Elect Donald Jacobs Mgmt For For For
1.7 Elect David Sachs Mgmt For For For
1.8 Elect Oren Shaffer Mgmt For For For
1.9 Elect Helge Wehmeier Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3 Increase in Authorized Common Stock Mgmt For For For
4 APPROVAL OF AMENDMENT AND RESTATEMENT Mgmt For For For
OF TEREX EMPLOYEE STOCK PURCHASE PLAN
TESORO CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSO CUSIP9 881609101 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Bookout, III Mgmt For For For
1.2 Elect Rodney Chase Mgmt For Withhold Against
1.3 Elect Robert Goldman Mgmt For For For
1.4 Elect Steven H. Grapstein Mgmt For For For
1.5 Elect William Johnson Mgmt For For For
1.6 Elect Jim Nokes Mgmt For For For
1.7 Elect Donald Schmude Mgmt For For For
1.8 Elect Bruce Smith Mgmt For For For
1.9 Elect Michael Wiley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
THE RYLAND GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RYL CUSIP9 783764103 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect R.C. Dreier Mgmt For For For
1.2 Elect Daniel Bane Mgmt For For For
1.3 Elect Leslie Frecon Mgmt For For For
1.4 Elect Roland Hernandez Mgmt For Withhold Against
1.5 Elect William Jews Mgmt For Withhold Against
1.6 Elect Ned Mansour Mgmt For For For
1.7 Elect Robert Mellor Mgmt For Withhold Against
1.8 Elect Norman Metcalfe Mgmt For Withhold Against
1.9 Elect Charlotte St. Martin Mgmt For Withhold Against
1.10 Elect Paul Varello Mgmt For Withhold Against
2 APPROVAL OF THE RYLAND GROUP, INC. Mgmt For For For
2007 EQUITY INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
TIMKEN COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TKR CUSIP9 887389104 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Griffith Mgmt For For For
1.2 Elect Jerry Jasinowski Mgmt For Withhold Against
1.3 Elect John Luke, Jr. Mgmt For Withhold Against
1.4 Elect Frank Sullivan Mgmt For Withhold Against
1.5 Elect Ward Timken Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Ori
TRANSATLANITC HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRH CUSIP9 893521104 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Balog Mgmt For For For
1.2 Elect Steven Bensinger Mgmt For Withhold Against
1.3 Elect C. Fred Bergsten Mgmt For Withhold Against
1.4 Elect Ian Chippendale Mgmt For For For
1.5 Elect John Foos Mgmt For For For
1.6 Elect Diana Mayer Mgmt For For For
1.7 Elect Robert F. Orlich Mgmt For For For
1.8 Elect Richard Press Mgmt For For For
1.9 Elect Martin Sullivan Mgmt For For For
1.10 Elect Thomas R. Tizzio Mgmt For For For
2 PROPOSAL TO ADOPT A 2007 EXECUTIVE Mgmt For For For
BONUS PLAN.
3 Ratification of Auditor Mgmt For For For
TRW AUTOMOTIVE HOLDINGS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRW CUSIP9 87264S106 05/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Plant Mgmt For For For
1.2 Elect Neil Simpkins Mgmt For For For
1.3 Elect Jody Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UAL CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UAL CUSIP9 902549807 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Almeida Mgmt For For For
1.2 Elect Mary K. Bush Mgmt For For For
1.3 Elect W. James Farrell Mgmt For For For
1.4 Elect Walter Isaacson Mgmt For For For
1.5 Elect Robert Krebs Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect James O'Connor Mgmt For For For
1.8 Elect Glenn Tilton Mgmt For For For
1.9 Elect David Vitale Mgmt For Withhold Against
1.10 Elect John H. Walker Mgmt For For For
UNIONBANCAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UB CUSIP9 908906100 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Aida Alvarez Mgmt For For For
1.2 Elect David Andrews Mgmt For For For
1.3 Elect Nicholas Binkley Mgmt For For For
1.4 Elect L. Dale Crandall Mgmt For For For
1.5 Elect Murray Dashe Mgmt For For For
1.6 Elect Richard D. Farman Mgmt For For For
1.7 Elect Philip B. Flynn Mgmt For For For
1.8 Elect Michael J. Gillfillan Mgmt For For For
1.9 Elect Mohan Gyani Mgmt For For For
1.10 Elect Ronald Havner, Jr. Mgmt For For For
1.11 Elect Norimichi Kanari Mgmt For Withhold Against
1.12 Elect Mary Metz Mgmt For For For
1.13 Elect Shigemitsu Miki Mgmt For Withhold Against
1.14 Elect J. Fernando Niebla Mgmt For For For
1.15 Elect Masashi Oka Mgmt For For For
1.16 Elect Kyota Omori Mgmt For For For
1.17 Elect Masaaki Tanaka Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNISYS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UIS CUSIP9 909214108 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Henry Duques Mgmt For For For
1.2 Elect Clayton Jones Mgmt For For For
1.3 Elect Theodore Martin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2007 Long-Term Incentive and Equity Mgmt For For For
Compensation P
4 STOCKHOLDER PROPOSAL (POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS)
5 STOCKHOLDER PROPOSAL (SUSTAINABILITY ShrHoldr Against Against For
REPORT)
UNITED STATES CELLULAR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USM CUSIP9 911684108 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Paul-Henri Denuit Mgmt For Withhold Against
2 RATIFY ACCOUNTANTS FOR 2007. Mgmt For For For
UNITED STATES STEEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
X CUSIP9 912909108 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect John Drosdick Mgmt For For For
1.3 Elect Charles Lee Mgmt For For For
1.4 Elect Jeffrey Lipton Mgmt For Withhold Against
1.5 Elect Glenda McNeal Mgmt For For For
1.6 Elect Patricia Tracey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
URS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URS CUSIP9 903236107 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: H. JESSE ARNELLE Mgmt For Against Against
2 ELECTION OF DIRECTOR: ARMEN DER Mgmt For For For
MARDEROSIAN
3 ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For For
4 ELECTION OF DIRECTOR: MARTIN M. KOFFEL Mgmt For For For
5 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For Against Against
RALSTON
6 ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For Against Against
7 ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For For
STOTIAR
8 ELECTION OF DIRECTOR: WILLIAM P. Mgmt For For For
SULLIVAN
9 ELECTION OF DIRECTOR: WILLIAM D. WALSH Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
UST INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UST CUSIP9 902911106 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 DECLASSIFICATION OF THE BOARD OF Mgmt For For For
DIRECTORS
2.1 Elect John Barr Mgmt For For For
2.2 Elect John Clancey Mgmt For For For
2.3 Elect Patricia Diaz Dennis Mgmt For For For
2.4 Elect Vincent Gierer, Jr. Mgmt For For For
2.5 Elect Joseph Heid Mgmt For For For
2.6 Elect Murray Kessler Mgmt For For For
2.7 Elect Peter Neff Mgmt For For For
2.8 Elect Andrew Parsons Mgmt For For For
2.9 Elect Ronald Rossi Mgmt For For For
2.10 Elect John Clancey Mgmt For For For
2.11 Elect Vincent Gierer, Jr. Mgmt For For For
2.12 Elect Joseph Heid Mgmt For For For
3 Election of Directors Mgmt For For For
VALSPAR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VAL CUSIP9 920355104 02/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Charles Gaillard Mgmt For For For
1.2 Elect Mae Jemison Mgmt For Withhold Against
1.3 Elect Gregory Palen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
VENTAS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VTR CUSIP9 92276F100 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Debra A. Cafaro Mgmt For For For
1.2 Elect Douglas Crocker, ll Mgmt For For For
1.3 Elect Jay Gellert Mgmt For For For
1.4 Elect Ronald G. Geary Mgmt For For For
1.5 Elect Christopher Hannon Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect Thomas Theobald Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Common Stock Mgmt For For For
4 Amendment to the Certificate of Mgmt For For For
Incorporation to L
WATSON PHARMACEUTICALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPI CUSIP9 942683103 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Allen Chao Mgmt For For For
1.2 Elect Michel Feldman Mgmt For For For
1.3 Elect Fred Weiss Mgmt For For For
2 Amendment to the 2001 Incentive Award Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
WEINGARTEN REALTY INVESTORS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRI CUSIP9 948741103 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Stanford Alexander Mgmt For For For
1.2 Elect Andrew Alexander Mgmt For For For
1.3 Elect James Crownover Mgmt For For For
1.4 Elect Robert Cruikshank Mgmt For For For
1.5 Elect Melvin Dow Mgmt For Withhold Against
1.6 Elect Stephen Lasher Mgmt For For For
1.7 Elect Douglas Schnitzer Mgmt For For For
1.8 Elect Marc Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WESTLAKE CHEMICAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLK CUSIP9 960413102 05/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect E. William Barnett Mgmt For For For
1.2 Elect Robert Blakely Mgmt For For For
1.3 Elect Albert Chao Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WHIRLPOOL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WHR CUSIP9 963320106 04/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: MICHAEL F. Mgmt For For For
JOHNSTON
2 ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For For
3 ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For For
4 ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For Against Against
5 TO APPROVE THE WHIRLPOOL CORPORATION Mgmt For For For
2007 OMNIBUS STOCK AND INCENTIVE PLAN
WHITNEY HOLDINGS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTNY CUSIP9 966612103 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Crowell Mgmt For For For
1.2 Elect Michael Lomax Mgmt For For For
1.3 Elect Dean Taylor Mgmt For For For
2 APPROVAL OF THE COMPANY S 2007 Mgmt For For For
LONG-TERM COMPENSATION PLAN.
3 APPROVAL OF THE COMPANY S EXECUTIVE Mgmt For For For
INCENTIVE COMPENSATION PLAN.
4 Ratification of Auditor Mgmt For For For
WISCONSIN ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WEC CUSIP9 976657106 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Ahearne Mgmt For For For
1.2 Elect John Bergstrom Mgmt For For For
1.3 Elect Barbara Bowles Mgmt For For For
1.4 Elect Patricia Chadwick Mgmt For For For
1.5 Elect Robert Cornog Mgmt For For For
1.6 Elect Curt Culver Mgmt For For For
1.7 Elect Thomas Fischer Mgmt For Withhold Against
1.8 Elect Gale Klappa Mgmt For For For
1.9 Elect Ulice Payne, Jr. Mgmt For For For
1.10 Elect Frederick Stratton, Jr. Mgmt For For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For For
AS INDEPENDENT AUDITORS FOR 2007.
XCEL ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XEL CUSIP9 98389B100 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect C. Coney Burgess Mgmt For For For
1.2 Elect Fredric Corrigan Mgmt For For For
1.3 Elect Richard Davis Mgmt For For For
1.4 Elect Roger Hemminghaus Mgmt For For For
1.5 Elect A.Barry Hirschfeld Mgmt For For For
1.6 Elect Richard Kelly Mgmt For For For
1.7 Elect Douglas Leatherdale Mgmt For Withhold Against
1.8 Elect Albert Moreno Mgmt For For For
1.9 Elect Margaret Preska Mgmt For For For
1.10 Elect A. Patricia Sampson Mgmt For For For
1.11 Elect Richard Truly Mgmt For For For
1.12 Elect David Westerlund Mgmt For For For
1.13 Elect Timothy Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Chair
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay-For-Superior Pe
XEROX CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XRX CUSIP9 984121103 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Glenn Britt Mgmt For For For
1.2 Elect Ursula Burns Mgmt For For For
1.3 Elect William Hunter Mgmt For For For
1.4 Elect Vernon Jordan, Jr. Mgmt For Withhold Against
1.5 Elect Richard Harrington Mgmt For For For
1.6 Elect Robert McDonald Mgmt For For For
1.7 Elect Anne Mulcahy Mgmt For For For
1.8 Elect Ralph Larsen Mgmt For For For
1.9 Elect Ann Reese Mgmt For For For
1.10 Elect Mary Wilderotter Mgmt For For For
1.11 Elect N. J. Nicholas, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE 2004 PERFORMANCE Mgmt For For For
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO THE ShrHoldr Against Against For
ADOPTION OF A VENDOR CODE OF CONDUCT.
YRC WORLDWIDE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
YRCW CUSIP9 984249102 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Cassandra Carr Mgmt For For For
1.2 Elect Howard Dean Mgmt For For For
1.3 Elect John Fiedler Mgmt For For For
1.4 Elect Dennis Foster Mgmt For For For
1.5 Elect John McKelvey Mgmt For For For
1.6 Elect Phillip Meek Mgmt For For For
1.7 Elect William Trubeck Mgmt For For For
1.8 Elect Carl Vogt Mgmt For Withhold Against
1.9 Elect William Zollars Mgmt For Withhold Against
2 Annual Incentive Bonus Program Mgmt For For For
3 Ratification of Auditor Mgmt For For For
ZIONS BANCORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZION CUSIP9 989701107 05/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Roger Porter Mgmt For For For
1.2 Elect L. E. Simmons Mgmt For For For
1.3 Elect Steven Wheelwright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
The Hartford Select SmallCap Growth Fund
This portion sub-advised by Jennison
MEETING
FIRM NAME ACCT NAME ISSUER NAME TICKER SECURITYID DATE
- --------- --------- ----------- ------ ---------- --------
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20060707
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20060707
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Casual Male Retail Group, Inc. CMRG 148711104 20060731
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Casual Male Retail Group, Inc. CMRG 148711104 20060731
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Casual Male Retail Group, Inc. CMRG 148711104 20060731
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Casual Male Retail Group, Inc. CMRG 148711104 20060731
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Casual Male Retail Group, Inc. CMRG 148711104 20060731
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Casual Male Retail Group, Inc. CMRG 148711104 20060731
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Casual Male Retail Group, Inc. CMRG 148711104 20060731
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Casual Male Retail Group, Inc. CMRG 148711104 20060731
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Casual Male Retail Group, Inc. CMRG 148711104 20060731
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Airgas, Inc. ARG 009363102 20060809
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Airgas, Inc. ARG 009363102 20060809
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Airgas, Inc. ARG 009363102 20060809
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Airgas, Inc. ARG 009363102 20060809
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Airgas, Inc. ARG 009363102 20060809
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Airgas, Inc. ARG 009363102 20060809
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Willbros Group Inc WG 969199108 20060802
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Willbros Group Inc WG 969199108 20060802
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Willbros Group Inc WG 969199108 20060802
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Willbros Group Inc WG 969199108 20060802
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Willbros Group Inc WG 969199108 20060802
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Willbros Group Inc WG 969199108 20060802
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Willbros Group Inc WG 969199108 20060802
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Tekelec TKLC 879101103 20060804
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Tekelec TKLC 879101103 20060804
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Tekelec TKLC 879101103 20060804
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Tekelec TKLC 879101103 20060804
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Tekelec TKLC 879101103 20060804
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Tekelec TKLC 879101103 20060804
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Tekelec TKLC 879101103 20060804
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Pride International, Inc. PDE 74153Q102 20060810
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Pride International, Inc. PDE 74153Q102 20060810
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Pride International, Inc. PDE 74153Q102 20060810
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Pride International, Inc. PDE 74153Q102 20060810
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Pride International, Inc. PDE 74153Q102 20060810
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Pride International, Inc. PDE 74153Q102 20060810
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Pride International, Inc. PDE 74153Q102 20060810
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Pride International, Inc. PDE 74153Q102 20060810
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PharmaNet Development Group, Inc. PDGI 784121105 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PharmaNet Development Group, Inc. PDGI 784121105 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PharmaNet Development Group, Inc. PDGI 784121105 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PharmaNet Development Group, Inc. PDGI 784121105 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PharmaNet Development Group, Inc. PDGI 784121105 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PharmaNet Development Group, Inc. PDGI 784121105 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PharmaNet Development Group, Inc. PDGI 784121105 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PharmaNet Development Group, Inc. PDGI 784121105 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PSS World Medical, Inc. PSSI 69366A100 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PSS World Medical, Inc. PSSI 69366A100 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund PSS World Medical, Inc. PSSI 69366A100 20060824
Jennison Associates LLC The Hartford Select Small Cap Growth Fund School Specialty, Inc. SCHS 807863105 20060829
Jennison Associates LLC The Hartford Select Small Cap Growth Fund School Specialty, Inc. SCHS 807863105 20060829
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Integrated Device Technology, Inc. IDTI 458118106 20060914
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Integrated Device Technology, Inc. IDTI 458118106 20060914
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Integrated Device Technology, Inc. IDTI 458118106 20060914
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Integrated Device Technology, Inc. IDTI 458118106 20060914
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Integrated Device Technology, Inc. IDTI 458118106 20060914
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Global Payments, Inc. GPN 37940X102 20060927
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Global Payments, Inc. GPN 37940X102 20060927
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Global Payments, Inc. GPN 37940X102 20060927
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Global Payments, Inc. GPN 37940X102 20060927
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Resources Connection, Inc. RECN 76122Q105 20061019
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Resources Connection, Inc. RECN 76122Q105 20061019
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Resources Connection, Inc. RECN 76122Q105 20061019
BALLOT MGT
RECORD MEETING ITEM REC VOTE
FIRM NAME DATE TYPE NUMBER PROPONENT ITEM DESCRIPTION VOTE CAST
- --------- -------- ------- ------ ---------- ---------------- ---- --------
Jennison Associates LLC 20060515 Special 1 Management Increase Authorized Common Stock For For
Jennison Associates LLC 20060515 Special 2 Management Approve Executive Incentive Bonus Plan For For
Jennison Associates LLC 20060615 Annual 1.1 Management Elect Director Seymour Holtzman For For
Jennison Associates LLC 20060615 Annual 1.2 Management Elect Director David A. Levin For For
Jennison Associates LLC 20060615 Annual 1.3 Management Elect Director Alan S. Bernikow For For
Jennison Associates LLC 20060615 Annual 1.4 Management Elect Director Jesse Choper For For
Jennison Associates LLC 20060615 Annual 1.5 Management Elect Director Ward K. Mooney For For
Jennison Associates LLC 20060615 Annual 1.6 Management Elect Director George T. Porter, Jr. For For
Jennison Associates LLC 20060615 Annual 1.7 Management Elect Director Robert L. Sockolov For For
Jennison Associates LLC 20060615 Annual 2 Management Amend Omnibus Stock Plan For Against
Jennison Associates LLC 20060615 Annual 3 Management Ratify Auditors For For
Jennison Associates LLC 20060621 Annual 1.1 Management Elect Director James W. Hovey For For
Jennison Associates LLC 20060621 Annual 1.2 Management Elect Director Paula A. Sneed For For
Jennison Associates LLC 20060621 Annual 1.3 Management Elect Director David M. Stout For For
Jennison Associates LLC 20060621 Annual 2 Management Approve Omnibus Stock Plan For Against
Jennison Associates LLC 20060621 Annual 3 Management Amend Qualified Employee Stock Purchase Plan For Against
Jennison Associates LLC 20060621 Annual 4 Management Ratify Auditors For For
Jennison Associates LLC 20060620 Annual 1.1 Management Elect Director Robert R. Harl For For
Jennison Associates LLC 20060620 Annual 1.2 Management Elect Director Peter A. Leidel For For
Jennison Associates LLC 20060620 Annual 1.3 Management Elect Director James B. Taylor, Jr. For For
Jennison Associates LLC 20060620 Annual 2 Management PROPOSAL TO APPROVE A CERTIFICATE OF For Against
AMENDMENT TO THE COMPANY S RESTATED ARTICLES
OF INCORPORATION, AS AMENDED, TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK, $.05 PAR VALUE PER SHARE, FROM
35,000,000 TO 70,000,000.
Jennison Associates LLC 20060620 Annual 3 Management TO APPROVE AMENDMENT NUMBER 5 TO THE For Against
WILLBROS GROUP, INC. 1996 STOCK PLAN, THE
AMENDMENT IS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
Jennison Associates LLC 20060620 Annual 4 Management PROPOSAL TO APPROVE THE WILLBROS GROUP, INC. For For
2006 DIRECTOR RESTRICTED STOCK PLAN.
Jennison Associates LLC 20060620 Annual 5 Management Ratify Auditors For For
Jennison Associates LLC 20060615 Annual 1.1 Management Elect Director Robert V. Adams For For
Jennison Associates LLC 20060615 Annual 1.2 Management Elect Director Jean-Claude Asscher For For
Jennison Associates LLC 20060615 Annual 1.3 Management Elect Director Daniel L. Brenner For For
Jennison Associates LLC 20060615 Annual 1.4 Management Elect Director Mark A. Floyd For For
Jennison Associates LLC 20060615 Annual 1.5 Management Elect Director Martin A. Kaplan For For
Jennison Associates LLC 20060615 Annual 1.6 Management Elect Director Franco Plastina For For
Jennison Associates LLC 20060615 Annual 1.7 Management Elect Director Jon F. Rager For For
Jennison Associates LLC 20060622 Annual 1.1 Management Elect Director David A. B. Brown For For
Jennison Associates LLC 20060622 Annual 1.2 Management Elect Director J.C. Burton For For
Jennison Associates LLC 20060622 Annual 1.3 Management Elect Director Archie W. Dunham For For
Jennison Associates LLC 20060622 Annual 1.4 Management Elect Director Francis S. Kalman For For
Jennison Associates LLC 20060622 Annual 1.5 Management Elect Director Ralph D. McBride For For
Jennison Associates LLC 20060622 Annual 1.6 Management Elect Director Louis A. Raspino For For
Jennison Associates LLC 20060622 Annual 1.7 Management Elect Director David B. Robson For For
Jennison Associates LLC 20060622 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20060714 Annual 1.1 Management Elect Director Jeffrey P. McMullen For For
Jennison Associates LLC 20060714 Annual 1.2 Management Elect Director Jack Levine For For
Jennison Associates LLC 20060714 Annual 1.3 Management Elect Director David Lucking For For
Jennison Associates LLC 20060714 Annual 1.4 Management Elect Director Lewis R. Elias, M.D. For For
Jennison Associates LLC 20060714 Annual 1.5 Management Elect Director Arnold Golieb For For
Jennison Associates LLC 20060714 Annual 2 Management Change Company Name For For
Jennison Associates LLC 20060714 Annual 3 Management Amend Qualified Employee Stock Purchase Plan For For
Jennison Associates LLC 20060714 Annual 4 Management Ratify Auditors For For
Jennison Associates LLC 20060616 Annual 1.1 Management Elect Director T. O'Neal Douglas For For
Jennison Associates LLC 20060616 Annual 1.2 Management Elect Director Clark A. Johnson For For
Jennison Associates LLC 20060616 Annual 2 Management Approve Omnibus Stock Plan For For
Jennison Associates LLC 20060725 Annual 1.1 Management Elect Director David J. Vander Zanden For For
Jennison Associates LLC 20060725 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20060725 Annual 1.1 Management Elect Director Gregory S. Lang For For
Jennison Associates LLC 20060725 Annual 1.2 Management Elect Director John Howard For For
Jennison Associates LLC 20060725 Annual 1.3 Management Elect Director Nam P. Suh, Ph.D. For For
Jennison Associates LLC 20060725 Annual 2 Management Amend Omnibus Stock Plan For Against
Jennison Associates LLC 20060725 Annual 3 Management Ratify Auditors For For
Jennison Associates LLC 20060811 Annual 1.1 Management Elect Director Alex W. Hart For For
Jennison Associates LLC 20060811 Annual 1.2 Management Elect Director William I Jacobs For For
Jennison Associates LLC 20060811 Annual 1.3 Management Elect Director Alan M. Silberstein For For
Jennison Associates LLC 20060811 Annual 1.4 Management Elect Director Ruth Ann Marshall For For
Jennison Associates LLC 20060905 Annual 1.1 Management Elect Director Donald B. Murray For For
Jennison Associates LLC 20060905 Annual 1.2 Management Elect Director A. Robert Pisano For For
Jennison Associates LLC 20060905 Annual 1.3 Management Elect Director Thomas D. Christopoul For For
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Resources Connection, Inc. RECN 76122Q105 20061019
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Resources Connection, Inc. RECN 76122Q105 20061019
Jennison Associates LLC The Hartford Select Small Cap Growth Fund West Corporation 952355105 20061023
Jennison Associates LLC The Hartford Select Small Cap Growth Fund West Corporation 952355105 20061023
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Carmike Cinemas, Inc. CKEC 143436400 20061020
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Carmike Cinemas, Inc. CKEC 143436400 20061020
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Carmike Cinemas, Inc. CKEC 143436400 20061020
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Carmike Cinemas, Inc. CKEC 143436400 20061020
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Carmike Cinemas, Inc. CKEC 143436400 20061020
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Carmike Cinemas, Inc. CKEC 143436400 20061020
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Carmike Cinemas, Inc. CKEC 143436400 20061020
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Carmike Cinemas, Inc. CKEC 143436400 20061020
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Powerwave Technologies, Inc. PWAV 739363109 20061027
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Powerwave Technologies, Inc. PWAV 739363109 20061027
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Powerwave Technologies, Inc. PWAV 739363109 20061027
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Powerwave Technologies, Inc. PWAV 739363109 20061027
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Powerwave Technologies, Inc. PWAV 739363109 20061027
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Powerwave Technologies, Inc. PWAV 739363109 20061027
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Powerwave Technologies, Inc. PWAV 739363109 20061027
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Powerwave Technologies, Inc. PWAV 739363109 20061027
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Powerwave Technologies, Inc. PWAV 739363109 20061027
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Devry Inc. DV 251893103 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Devry Inc. DV 251893103 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Devry Inc. DV 251893103 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Devry Inc. DV 251893103 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Devry Inc. DV 251893103 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Devry Inc. DV 251893103 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Hyperion Solutions Corp. 44914M104 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Hyperion Solutions Corp. 44914M104 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Hyperion Solutions Corp. 44914M104 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Hyperion Solutions Corp. 44914M104 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Hyperion Solutions Corp. 44914M104 20061115
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Royal Gold, Inc. RGLD 780287108 20061108
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Royal Gold, Inc. RGLD 780287108 20061108
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Royal Gold, Inc. RGLD 780287108 20061108
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Royal Gold, Inc. RGLD 780287108 20061108
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Mentor Graphics Corp. MENT 587200106 20061129
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Republic Companies Group Inc 760349100 20061204
Jennison Associates LLC The Hartford Select Small Cap Growth Fund United Natural Foods, Inc. UNFI 911163103 20061207
Jennison Associates LLC The Hartford Select Small Cap Growth Fund United Natural Foods, Inc. UNFI 911163103 20061207
Jennison Associates LLC The Hartford Select Small Cap Growth Fund United Natural Foods, Inc. UNFI 911163103 20061207
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20070116
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20070116
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20070116
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20070116
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20070116
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20070116
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20070116
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20070116
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Actuant Corp ATU 00508X203 20070116
Jennison Associates LLC The Hartford Select Small Cap Growth Fund MOOG Inc. MOG.A 615394202 20070110
Jennison Associates LLC The Hartford Select Small Cap Growth Fund MOOG Inc. MOG.A 615394202 20070110
Jennison Associates LLC The Hartford Select Small Cap Growth Fund MOOG Inc. MOG.A 615394202 20070110
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Varian Inc VARI 922206107 20070201
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Varian Inc VARI 922206107 20070201
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Varian Inc VARI 922206107 20070201
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Brooks Automation, Inc. BRKS 114340102 20070205
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Brooks Automation, Inc. BRKS 114340102 20070205
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Brooks Automation, Inc. BRKS 114340102 20070205
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Brooks Automation, Inc. BRKS 114340102 20070205
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Brooks Automation, Inc. BRKS 114340102 20070205
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Brooks Automation, Inc. BRKS 114340102 20070205
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Brooks Automation, Inc. BRKS 114340102 20070205
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Brooks Automation, Inc. BRKS 114340102 20070205
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Brooks Automation, Inc. BRKS 114340102 20070205
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Vital Signs, Inc. VITL 928469105 20070201
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Vital Signs, Inc. VITL 928469105 20070201
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Vital Signs, Inc. VITL 928469105 20070201
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Gladstone Capital Corp. GLAD 376535100 20070222
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Gladstone Capital Corp. GLAD 376535100 20070222
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Gladstone Capital Corp. GLAD 376535100 20070222
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Applied Micro Circuits Corp. AMCC 03822W109 20070309
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC 20060905 Annual 2 Management Amend Omnibus Stock Plan For Against
Jennison Associates LLC 20060905 Annual 3 Management Ratify Auditors For For
Jennison Associates LLC 20060911 Special 1 Management Approve Merger Agreement For Abstain
Jennison Associates LLC 20060911 Special 2 Management Adjourn Meeting For For
Jennison Associates LLC 20060908 Annual 1.1 Management Elect Director Michael W. Patrick For For
Jennison Associates LLC 20060908 Annual 1.2 Management Elect Director Alan J. Hirschfield For For
Jennison Associates LLC 20060908 Annual 1.3 Management Elect Director Kevin D. Katari For For
Jennison Associates LLC 20060908 Annual 1.4 Management Elect Director S. David Passman III For For
Jennison Associates LLC 20060908 Annual 1.5 Management Elect Director Carl L. Patrick, Jr. For For
Jennison Associates LLC 20060908 Annual 1.6 Management Elect Director Roland C. Smith For For
Jennison Associates LLC 20060908 Annual 1.7 Management Elect Director Fred W. Van Noy For For
Jennison Associates LLC 20060908 Annual 1.8 Management Elect Director Patricia A. Wilson For For
Jennison Associates LLC 20060915 Annual 1.1 Management Elect Director Daniel A. Artusi For For
Jennison Associates LLC 20060915 Annual 1.2 Management Elect Director Ronald J. Buschur For For
Jennison Associates LLC 20060915 Annual 1.3 Management Elect Director John L. Clendenin For For
Jennison Associates LLC 20060915 Annual 1.4 Management Elect Director Bruce C. Edwards For For
Jennison Associates LLC 20060915 Annual 1.5 Management Elect Director David L. George For For
Jennison Associates LLC 20060915 Annual 1.6 Management Elect Director Eugene L. Goda For For
Jennison Associates LLC 20060915 Annual 1.7 Management Elect Director Carl W. Neun For For
Jennison Associates LLC 20060915 Annual 1.8 Management Elect Director Andrew J. Sukawaty For For
Jennison Associates LLC 20060915 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20060922 Annual 1.1 Management Elect Director Daniel Hamburger* For For
Jennison Associates LLC 20060922 Annual 1.2 Management Elect Director Charles A. Bowsher** For For
Jennison Associates LLC 20060922 Annual 1.3 Management Elect Director William T. Keevan** For For
Jennison Associates LLC 20060922 Annual 1.4 Management Elect Director Robert C. Mccormack** For For
Jennison Associates LLC 20060922 Annual 1.5 Management Elect Director Julia A. Mcgee** For For
Jennison Associates LLC 20060922 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20060921 Annual 1.1 Management Elect Director Nanci Caldwell For For
Jennison Associates LLC 20060921 Annual 1.2 Management Elect Director Jeffrey Rodek For For
Jennison Associates LLC 20060921 Annual 1.3 Management Elect Director Maynard Webb For For
Jennison Associates LLC 20060921 Annual 2 Management Amend Omnibus Stock Plan For For
Jennison Associates LLC 20060921 Annual 3 Management Ratify Auditors For For
Jennison Associates LLC 20060928 Annual 1.1 Management Elect Director Stanley Dempsey For For
Jennison Associates LLC 20060928 Annual 1.2 Management Elect Director Tony Jensen For For
Jennison Associates LLC 20060928 Annual 1.3 Management Elect Director John W. Goth For For
Jennison Associates LLC 20060928 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20061002 Special 1 Management Amend Stock Option Plan For Against
Jennison Associates LLC 20061023 Special 1 Management Approve Merger Agreement For For
Jennison Associates LLC 20061013 Annual 1.1 Management Elect Director Richard Antonelli For For
Jennison Associates LLC 20061013 Annual 1.2 Management Elect Director Joseph M. Cianciolo For For
Jennison Associates LLC 20061013 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20061117 Annual 1.1 Management Elect Director Robert C. Arzbaecher For For
Jennison Associates LLC 20061117 Annual 1.2 Management Elect Director Gustav H.P. Boel For For
Jennison Associates LLC 20061117 Annual 1.3 Management Elect Director Thomas J. Fischer For For
Jennison Associates LLC 20061117 Annual 1.4 Management Elect Director William K. Hall For For
Jennison Associates LLC 20061117 Annual 1.5 Management Elect Director Kathleen J. Hempel For For
Jennison Associates LLC 20061117 Annual 1.6 Management Elect Director Robert A. Peterson For For
Jennison Associates LLC 20061117 Annual 1.7 Management Elect Director William P. Sovey For For
Jennison Associates LLC 20061117 Annual 1.8 Management Elect Director Dennis K. Williams For For
Jennison Associates LLC 20061117 Annual 1.9 Management Elect Director Larry D. Yost For For
Jennison Associates LLC 20061128 Annual 1 Management Increase Authorized Common Stock For For
Jennison Associates LLC 20061128 Annual 2 Management Elect Director Robert R. Banta For For
Jennison Associates LLC 20061128 Annual 3 Management Ratify Auditors For For
Jennison Associates LLC 20061211 Annual 1.1 Management Elect Director John G. Mcdonald For For
Jennison Associates LLC 20061211 Annual 1.2 Management Elect Director Wayne R. Moon For For
Jennison Associates LLC 20061211 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20061215 Annual 1.1 Management Elect Director A. Clinton Allen For For
Jennison Associates LLC 20061215 Annual 1.2 Management Elect Director Edward C. Grady For For
Jennison Associates LLC 20061215 Annual 1.3 Management Elect Director Robert J. Lepofsky For For
Jennison Associates LLC 20061215 Annual 1.4 Management Elect Director Joseph R. Martin For For
Jennison Associates LLC 20061215 Annual 1.5 Management Elect Director John K. Mcgillicuddy For For
Jennison Associates LLC 20061215 Annual 1.6 Management Elect Director Krishna G. Palepu For For
Jennison Associates LLC 20061215 Annual 1.7 Management Elect Director Alfred Woollacott, III For For
Jennison Associates LLC 20061215 Annual 1.8 Management Elect Director Mark S. Wrighton For For
Jennison Associates LLC 20061215 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20061229 Annual 1.1 Management Elect Director David H. Maccallum For For
Jennison Associates LLC 20061229 Annual 1.2 Management Elect Director Richard L. Robbins For For
Jennison Associates LLC 20061229 Annual 1.3 Management Elect Director George A. Schapiro For For
Jennison Associates LLC 20061228 Annual 1.1 Management Elect Director Paul Adelgren For For
Jennison Associates LLC 20061228 Annual 1.2 Management Elect Director John H. Outland For For
Jennison Associates LLC 20061228 Annual 1.3 Management Elect Director David Gladstone For For
Jennison Associates LLC 20070112 Annual 1.1 Management Elect Director Cesar Cesaratto For For
Jennison Associates LLC 20070112 Annual 1.2 Management Elect Director Kambiz Y. Hooshmand For For
Jennison Associates LLC 20070112 Annual 1.3 Management Elect Director Niel Ransom For For
Jennison Associates LLC 20070112 Annual 1.4 Management Elect Director Fred Shlapak For For
Jennison Associates LLC 20070112 Annual 1.5 Management Elect Director Arthur B. Stabenow For For
Jennison Associates LLC 20070112 Annual 1.6 Management Elect Director J.H. Sullivan, Ph.D. For For
Jennison Associates LLC 20070112 Annual 2 Management Approve Repricing of Options For Against
Jennison Associates LLC 20070112 Annual 3 Management Amend Omnibus Stock Plan For Against
Jennison Associates LLC 20070112 Annual 4 Management Approve Reverse Stock Split For For
Jennison Associates LLC 20070112 Annual 5 Management Ratify Auditors For For
Jennison Associates LLC 20070131 Annual 1.1 Management Elect Director Douglas K. Ammerman For For
Jennison Associates LLC 20070131 Annual 1.2 Management Elect Director William M. Barnum, Jr. For For
Jennison Associates LLC 20070131 Annual 1.3 Management Elect Director Laurent Boix-Vives For Withhold
Jennison Associates LLC 20070131 Annual 1.4 Management Elect Director Charles E. Crowe For For
Jennison Associates LLC 20070131 Annual 1.5 Management Elect Director Charles S. Exon For For
Jennison Associates LLC 20070131 Annual 1.6 Management Elect Director Michael H. Gray For For
Jennison Associates LLC 20070131 Annual 1.7 Management Elect Director Timothy M. Harmon For For
Jennison Associates LLC 20070131 Annual 1.8 Management Elect Director Bernard Mariette For For
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Quiksilver, Inc. ZQK 74838C106 20070316
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Bank of The Ozarks, Inc. OZRK 063904106 20070417
Jennison Associates LLC The Hartford Select Small Cap Growth Fund IDEX Corp. IEX 45167R104 20070403
Jennison Associates LLC The Hartford Select Small Cap Growth Fund IDEX Corp. IEX 45167R104 20070403
Jennison Associates LLC The Hartford Select Small Cap Growth Fund IDEX Corp. IEX 45167R104 20070403
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Cleco Corporation CNL 12561W105 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Cleco Corporation CNL 12561W105 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Cleco Corporation CNL 12561W105 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Cleco Corporation CNL 12561W105 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Cleco Corporation CNL 12561W105 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Boston Private Financial Holdings, Inc. BPFH 101119105 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Boston Private Financial Holdings, Inc. BPFH 101119105 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Boston Private Financial Holdings, Inc. BPFH 101119105 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Boston Private Financial Holdings, Inc. BPFH 101119105 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund TIBCO Software, Inc. TIBX 88632Q103 20070418
Jennison Associates LLC The Hartford Select Small Cap Growth Fund TIBCO Software, Inc. TIBX 88632Q103 20070418
Jennison Associates LLC The Hartford Select Small Cap Growth Fund TIBCO Software, Inc. TIBX 88632Q103 20070418
Jennison Associates LLC The Hartford Select Small Cap Growth Fund TIBCO Software, Inc. TIBX 88632Q103 20070418
Jennison Associates LLC The Hartford Select Small Cap Growth Fund TIBCO Software, Inc. TIBX 88632Q103 20070418
Jennison Associates LLC The Hartford Select Small Cap Growth Fund TIBCO Software, Inc. TIBX 88632Q103 20070418
Jennison Associates LLC The Hartford Select Small Cap Growth Fund TIBCO Software, Inc. TIBX 88632Q103 20070418
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Graco Inc. GGG 384109104 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Graco Inc. GGG 384109104 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Graco Inc. GGG 384109104 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Graco Inc. GGG 384109104 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Graco Inc. GGG 384109104 20070420
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Centene Corp. CNC 15135B101 20070424
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Centene Corp. CNC 15135B101 20070424
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Centene Corp. CNC 15135B101 20070424
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Centene Corp. CNC 15135B101 20070424
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Centene Corp. CNC 15135B101 20070424
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund California Water Service Group CWT 130788102 20070425
Jennison Associates LLC The Hartford Select Small Cap Growth Fund AGL Resources Inc. ATG 001204106 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund AGL Resources Inc. ATG 001204106 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund AGL Resources Inc. ATG 001204106 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund AGL Resources Inc. ATG 001204106 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund AGL Resources Inc. ATG 001204106 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund AGL Resources Inc. ATG 001204106 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund AGL Resources Inc. ATG 001204106 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund AGL Resources Inc. ATG 001204106 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund StanCorp Financial Group, Inc. SFG 852891100 20070507
Jennison Associates LLC The Hartford Select Small Cap Growth Fund StanCorp Financial Group, Inc. SFG 852891100 20070507
Jennison Associates LLC The Hartford Select Small Cap Growth Fund StanCorp Financial Group, Inc. SFG 852891100 20070507
Jennison Associates LLC The Hartford Select Small Cap Growth Fund StanCorp Financial Group, Inc. SFG 852891100 20070507
Jennison Associates LLC The Hartford Select Small Cap Growth Fund StanCorp Financial Group, Inc. SFG 852891100 20070507
Jennison Associates LLC The Hartford Select Small Cap Growth Fund StanCorp Financial Group, Inc. SFG 852891100 20070507
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Knoll, Inc. KNL 498904200 20070501
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Knoll, Inc. KNL 498904200 20070501
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Knoll, Inc. KNL 498904200 20070501
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Knoll, Inc. KNL 498904200 20070501
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Knoll, Inc. KNL 498904200 20070501
Jennison Associates LLC The Hartford Select Small Cap Growth Fund SPSS Inc. SPSS 78462K102 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund SPSS Inc. SPSS 78462K102 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund SPSS Inc. SPSS 78462K102 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Administaff, Inc. ASF 007094105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Administaff, Inc. ASF 007094105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Administaff, Inc. ASF 007094105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Administaff, Inc. ASF 007094105 20070502
Jennison Associates LLC 20070131 Annual 1.9 Management Elect Director Robert B. Mcknight, Jr. For For
Jennison Associates LLC 20070131 Annual 1.1 Management Elect Director Heidi J. Ueberroth For For
Jennison Associates LLC 20070131 Annual 2 Management Amend Qualified Employee Stock Purchase Plan For Against
Jennison Associates LLC 20070131 Annual 3 Management Amend Omnibus Stock Plan For For
Jennison Associates LLC 20070302 Annual 1.1 Management Elect Director George Gleason For For
Jennison Associates LLC 20070302 Annual 1.2 Management Elect Director Mark Ross For For
Jennison Associates LLC 20070302 Annual 1.3 Management Elect Director Jean Arehart For For
Jennison Associates LLC 20070302 Annual 1.4 Management Elect Director Ian Arnof For For
Jennison Associates LLC 20070302 Annual 1.5 Management Elect Director Steven Arnold For For
Jennison Associates LLC 20070302 Annual 1.6 Management Elect Director Richard Cisne For For
Jennison Associates LLC 20070302 Annual 1.7 Management Elect Director Robert East For For
Jennison Associates LLC 20070302 Annual 1.8 Management Elect Director Linda Gleason For For
Jennison Associates LLC 20070302 Annual 1.9 Management Elect Director Henry Mariani For For
Jennison Associates LLC 20070302 Annual 1.1 Management Elect Director James Matthews For For
Jennison Associates LLC 20070302 Annual 1.11 Management Elect Director John Mills For For
Jennison Associates LLC 20070302 Annual 1.12 Management Elect Director R. L. Qualls For For
Jennison Associates LLC 20070302 Annual 1.13 Management Elect Director Kennith Smith For For
Jennison Associates LLC 20070302 Annual 1.14 Management Elect Director Robert Trevino For For
Jennison Associates LLC 20070302 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070302 Annual 3 Management Amend Stock Option Plan For Against
Jennison Associates LLC 20070215 Annual 1.1 Management Elect Director Ruby R. Chandy For For
Jennison Associates LLC 20070215 Annual 1.2 Management Elect Director Neil A. Springer For For
Jennison Associates LLC 20070215 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070220 Annual 1.1 Management Elect Director Sherian G. Cadoria For For
Jennison Associates LLC 20070220 Annual 1.2 Management Elect Director Richard B. Crowell For For
Jennison Associates LLC 20070220 Annual 1.3 Management Elect Director Michael H. Madison For For
Jennison Associates LLC 20070220 Annual 1.4 Management Elect Director W.L. Westbrook For For
Jennison Associates LLC 20070220 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070305 Annual 1.1 Management Elect Director Eugene S. Colangelo For For
Jennison Associates LLC 20070305 Annual 1.2 Management Elect Director Allen L. Sinai For For
Jennison Associates LLC 20070305 Annual 1.3 Management Elect Director Timothy L. Vaill For For
Jennison Associates LLC 20070305 Annual 1.4 Management Elect Director Stephen M. Waters For For
Jennison Associates LLC 20070220 Annual 1.1 Management Elect Director Vivek Y. Ranadive For For
Jennison Associates LLC 20070220 Annual 1.2 Management Elect Director Bernard J. Bourigeaud For For
Jennison Associates LLC 20070220 Annual 1.3 Management Elect Director Eric C.W. Dunn For For
Jennison Associates LLC 20070220 Annual 1.4 Management Elect Director Narendra K. Gupta For For
Jennison Associates LLC 20070220 Annual 1.5 Management Elect Director Peter J. Job For For
Jennison Associates LLC 20070220 Annual 1.6 Management Elect Director Philip K. Wood For For
Jennison Associates LLC 20070220 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070219 Annual 1.1 Management Elect Director J. Kevin Gilligan For For
Jennison Associates LLC 20070219 Annual 1.2 Management Elect Director Mark H. Rauenhorst For For
Jennison Associates LLC 20070219 Annual 1.3 Management Elect Director William G. Van Dyke For For
Jennison Associates LLC 20070219 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070219 Annual 3 Management Approve Executive Incentive Bonus Plan For For
Jennison Associates LLC 20070302 Annual 1.1 Management Elect Director Steve Bartlett For For
Jennison Associates LLC 20070302 Annual 1.2 Management Elect Director Tommy Thompson For For
Jennison Associates LLC 20070302 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070302 Annual 3 Management Amend Omnibus Stock Plan For For
Jennison Associates LLC 20070302 Annual 4 Management Approve Executive Incentive Bonus Plan For Against
Jennison Associates LLC 20070226 Annual 1.1 Management Elect Director Douglas M. Brown For For
Jennison Associates LLC 20070226 Annual 1.2 Management Elect Director Robert W. Foy For For
Jennison Associates LLC 20070226 Annual 1.3 Management Elect Director E.D. Harris, Jr. For For
Jennison Associates LLC 20070226 Annual 1.4 Management Elect Director Bonnie G. Hill For For
Jennison Associates LLC 20070226 Annual 1.5 Management Elect Director David N. Kennedy For For
Jennison Associates LLC 20070226 Annual 1.6 Management Elect Director Richard P. Magnuson For For
Jennison Associates LLC 20070226 Annual 1.7 Management Elect Director Linda R. Meier For For
Jennison Associates LLC 20070226 Annual 1.8 Management Elect Director Peter C. Nelson For For
Jennison Associates LLC 20070226 Annual 1.9 Management Elect Director George A. Vera For For
Jennison Associates LLC 20070226 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070223 Annual 1.1 Management Elect Director Thomas D. Bell, Jr. For For
Jennison Associates LLC 20070223 Annual 1.2 Management Elect Director Michael J. Durham For For
Jennison Associates LLC 20070223 Annual 1.3 Management Elect Director Charles H. Mctier For For
Jennison Associates LLC 20070223 Annual 1.4 Management Elect Director Dean R. O'Hare For For
Jennison Associates LLC 20070223 Annual 1.5 Management Elect Director D. Raymond Riddle For For
Jennison Associates LLC 20070223 Annual 1.6 Management Elect Director Felker W. Ward, Jr. For For
Jennison Associates LLC 20070223 Annual 2 Management Approve Omnibus Stock Plan For For
Jennison Associates LLC 20070223 Annual 3 Management Ratify Auditors For For
Jennison Associates LLC 20070301 Annual 1.1 Management Elect Director Jerome J. Meyer For For
Jennison Associates LLC 20070301 Annual 1.2 Management Elect Director Ralph R. Peterson For For
Jennison Associates LLC 20070301 Annual 1.3 Management Elect Director E. Kay Stepp For For
Jennison Associates LLC 20070301 Annual 1.4 Management Elect Director Michael G. Thorne For For
Jennison Associates LLC 20070301 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070301 Annual 3 Management Approve Executive Incentive Bonus Plan For For
Jennison Associates LLC 20070315 Annual 1.1 Management Elect Director Kathleen G. Bradley For For
Jennison Associates LLC 20070315 Annual 1.2 Management Elect Director Jeffrey A. Harris For For
Jennison Associates LLC 20070315 Annual 1.3 Management Elect Director John F. Maypole For For
Jennison Associates LLC 20070315 Annual 2 Management Approve Omnibus Stock Plan For Against
Jennison Associates LLC 20070315 Annual 3 Management Ratify Auditors For For
Jennison Associates LLC 20070312 Annual 1.1 Management Elect Director Merritt Lutz For For
Jennison Associates LLC 20070312 Annual 1.2 Management Elect Director Michael E. Lavin For For
Jennison Associates LLC 20070312 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070305 Annual 1.1 Management Elect Director Jack M. Fields, Jr. For For
Jennison Associates LLC 20070305 Annual 1.2 Management Elect Director Paul S. Lattanzio For For
Jennison Associates LLC 20070305 Annual 1.3 Management Elect Director Richard G. Rawson For For
Jennison Associates LLC 20070305 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC The Hartford Select Small Cap Growth Fund WILLIAMS SCOTSMAN INTL INC WLSC 96950G102 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund WILLIAMS SCOTSMAN INTL INC WLSC 96950G102 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund WILLIAMS SCOTSMAN INTL INC WLSC 96950G102 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund WILLIAMS SCOTSMAN INTL INC WLSC 96950G102 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Rogers Corp. ROG 775133101 20070426
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC The Hartford Select Small Cap Growth Fund Aspen Insurance Holdings, Ltd. AHL G05384105 20070502
Jennison Associates LLC 20070305 Annual 1.1 Management Elect Director Steven B. Gruber For For
Jennison Associates LLC 20070305 Annual 1.2 Management Elect Director James L. Singleton For For
Jennison Associates LLC 20070305 Annual 1.3 Management Elect Director Alan D. Wilson For For
Jennison Associates LLC 20070305 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070305 Annual 1.1 Management Elect Director Leonard M. Baker For For
Jennison Associates LLC 20070305 Annual 1.2 Management Elect Director Walter E. Boomer For For
Jennison Associates LLC 20070305 Annual 1.3 Management Elect Director Charles M. Brennan, III For For
Jennison Associates LLC 20070305 Annual 1.4 Management Elect Director Gregory B. Howey For For
Jennison Associates LLC 20070305 Annual 1.5 Management Elect Director Leonard R. Jaskol For For
Jennison Associates LLC 20070305 Annual 1.6 Management Elect Director Carol R. Jensen For For
Jennison Associates LLC 20070305 Annual 1.7 Management Elect Director Eileen S. Kraus For For
Jennison Associates LLC 20070305 Annual 1.8 Management Elect Director Robert G. Paul For For
Jennison Associates LLC 20070305 Annual 1.9 Management Elect Director Robert D. Wachob For For
Jennison Associates LLC 20070305 Annual 2 Management Ratify Auditors For For
Jennison Associates LLC 20070308 Annual 1.1 Management Elect Director I. Cormack For For
Jennison Associates LLC 20070308 Annual 1.2 Management Elect Director P. Melwani For For
Jennison Associates LLC 20070308 Annual 1.3 Management Elect Director K. Salame For For
Jennison Associates LLC 20070308 Annual 1.4 Management Elect Director S. Sinclair For For
Jennison Associates LLC 20070308 Annual 1.5 Management Elect Director P. Myners For For
Jennison Associates LLC 20070308 Annual 1.6 Management Elect Director C. O'Kane For For
Jennison Associates LLC 20070308 Annual 1.7 Management Elect Director I. Cormack For For
Jennison Associates LLC 20070308 Annual 1.8 Management Elect Director M. Gumienny For For
Jennison Associates LLC 20070308 Annual 1.9 Management Elect Director G. Jones For For
Jennison Associates LLC 20070308 Annual 1.1 Management Elect Director O. Peterken For For
Jennison Associates LLC 20070308 Annual 1.11 Management Elect Director S. Sinclair For For
Jennison Associates LLC 20070308 Annual 1.12 Management Elect Director Ms. H. Hutter For For
Jennison Associates LLC 20070308 Annual 1.13 Management Elect Director C. O'Kane For For
Jennison Associates LLC 20070308 Annual 1.14 Management Elect Director J. Cusack For For
Jennison Associates LLC 20070308 Annual 1.15 Management Elect Director I. Campbell For For
Jennison Associates LLC 20070308 Annual 1.16 Management Elect Director C. O'Kane For For
Jennison Associates LLC 20070308 Annual 1.17 Management Elect Director J. Cusack For For
Jennison Associates LLC 20070308 Annual 1.18 Management Elect Director I. Campbell For For
Jennison Associates LLC 20070308 Annual 1.19 Management Elect Director I. Campbell For For
Jennison Associates LLC 20070308 Annual 1.2 Management Elect Director D. Curtin For For
Jennison Associates LLC 20070308 Annual 1.21 Management Elect Director R. Mankiewitz For For
Jennison Associates LLC 20070308 Annual 1.22 Management Elect Director C. Woodman For For
Jennison Associates LLC 20070308 Annual 1.23 Management Elect Director C. O'Kane For For
Jennison Associates LLC 20070308 Annual 1.24 Management Elect Director J. Cusack For For
Jennison Associates LLC 20070308 Annual 1.25 Management Elect Director J. Few For For
Jennison Associates LLC 20070308 Annual 1.26 Management Elect Director O. Peterken For For
Jennison Associates LLC 20070308 Annual 1.27 Management Elect Director S. Sinclair For For
Jennison Associates LLC 20070308 Annual 1.28 Management Elect Director D. Skinner For For
Jennison Associates LLC 20070308 Annual 1.29 Management Elect Director Ms. K. Green For For
Jennison Associates LLC 20070308 Annual 1.3 Management Elect Director Ms. K. Vacher For For
Jennison Associates LLC 20070308 Annual 2 Management TO RE-ELECT MR. JOHN CAVOORES AS A CLASS I For For
DIRECTOR.
Jennison Associates LLC 20070308 Annual 3 Management TO RE-ELECT MR. GLYN JONES AS A CLASS II For For
DIRECTOR.
Jennison Associates LLC 20070308 Annual 4 Management TO AMEND THE COMPANY S 2006 NON-EMPLOYEE For For
DIRECTOR STOCK OPTION PLAN.
Jennison Associates LLC 20070308 Annual 5 Management TO APPOINT KPMG AUDIT PLC, LONDON, ENGLAND, For For
TO ACT AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Jennison Associates LLC 20070308 Annual 6 Management TO AUTHORIZE THE DIRECTORS OF ASPEN For For
INSURANCE UK LIMITED TO ALLOT SHARES.
Jennison Associates LLC 20070308 Annual 7 Management Ratify Auditors For For
Jennison Associates LLC 20070308 Annual 8 Management TO AUTHORIZE THE DIRECTORS OF ASPEN For For
INSURANCE UK SERVICES LIMITED TO ALLOT
SHARES.
Jennison Associates LLC 20070308 Annual 9 Management Ratify Auditors For For
Jennison Associates LLC 20070308 Annual 10 Management TO AUTHORIZE THE DIRECTORS OF ASPEN (UK) For For
HOLDINGS LIMITED TO ALLOT SHARES.
Jennison Associates LLC 20070308 Annual 11 Management Ratify Auditors For For
Jennison Associates LLC 20070308 Annual 12 Management TO AUTHORIZE THE DIRECTORS OF AIUK TRUSTEES For For
LIMITED TO ALLOT SHARES.
Jennison Associates LLC 20070308 Annual 13 Management Ratify Auditors For For
Jennison Associates LLC 20070308 Annual 14 Management Ratify Auditors For For
VOTE SUMMARY REPORT
07/01/06 TO 06/30/07
The Hartford Select SmallCap Growth Fund
This portion sub-advised by Oberweis
In All Markets, for all statuses, for Hartford.
MTG DATE MGMT ISS VOTE RECORD SHARES
/TYPE COMPANY /BALLOT ISSUES REC REC CAST DATE VOTED
- ---------- ---------------------- ---- --- ---- ------ ------
10/26/2006 Abaxis, Inc. With 8/31/2006 1,900
Elect Director Clinton H. Severson For For For
Elect Director R.J. Bastiani, Ph.D. For For For
Elect Director Henk J. Evenhuis For For For
Elect Director Brenton G.A. Hanlon For For For
Elect Director Prithipal Singh, Ph.D. For For For
Elect Director E.S. Tucker III, M.D. For For For
Ratify Auditors For For For
12/15/2006 Adams Respiratory Therapeutics Inc With 10/23/2006 2,800
Elect Director Joan P. Neuscheler For For For
Elect Director William C. Pate For For For
Ratify Auditors For For For
11/28/2006 Allis-Chalmers Energy Inc. 10/20/2006 2,300
Elect Director Ali H. M. Afdhal For For For
Elect Director Alejandro P. Bulgheroni For For For
Elect Director Carlos A. Bulgheroni For For For
Elect Director Jeffrey R. Freedman For For For
Elect Director Victor F. Germack For For For
Elect Director Munawar H. Hidayatallah For For For
Elect Director John E. Mcconnaughy, Jr For For For
Elect Director Robert E. Nederlander For For For
Elect Director Leonard Toboroff For For For
Ratify Auditors For For For
Approve Omnibus Stock Plan For Against Against
Other Business For Against Against
9/14/2006 American Science and Engineering, Inc. 7/27/2006 300
Elect Director Anthony R. Fabiano For For For
Elect Director Denis R. Brown For For For
Elect Director Roger P. Heinisch For Withhold Withhold
Elect Director Hamilton W. Helmer For For For
Elect Director Ernest J. Moniz For For For
Elect Director William E. Odom For For For
Elect Director Mark S. Thompson For For For
Elect Director Carl W. Vogt For For For
Ratify Auditors For For For
5/8/2007 Aquantive, Inc. With 3/9/2007 2,700
Elect Director Linda J. Srere For For For
Elect Director Jaynie M. Studenmund For For For
Ratify Auditors For For For
5/1/2007 Brush Engineered Materials Inc. With 3/2/2007 1,000
Elect Director Joseph P. Keithley For For For
Elect Director William R. Robertson For For For
Elect Director John Sherwin, Jr. For For For
Ratify Auditors For For For
4/25/2007 Bucyrus International, Inc. 3/13/2007 350
Elect Director Edward G. Nelson For For For
Elect Director Theodore C. Rogers For For For
Elect Director Robert C. Scharp For For For
Ratify Auditors For For For
Amend Omnibus Stock Plan For Against Against
4/30/2007 Central European Distribution Corporation With 3/5/2007 2,450
Elect Director William V. Carey For For For
Elect Director David Bailey For For For
Elect Director N. Scott Fine For For For
Elect Director Tony Housh For For For
Elect Director Robert P. Koch For For For
Elect Director Jan W. Laskowski For For For
Elect Director Markus Sieger For For For
Approve Omnibus Stock Plan For For For
Ratify Auditors For For For
3/14/2007 Concur Technologies, Inc. With 1/22/2007 3,100
Elect Director William W. Canfield For For For
Elect Director Gordon Eubanks For For For
Elect Director Robert T. Abele For For For
Approve Omnibus Stock Plan For For For
Ratify Auditors For For For
4/20/2007 CRA International Inc With 3/5/2007 900
Elect Director James C. Burrows For For For
Elect Director Carl Shapiro For For For
Approve Executive Incentive Bonus Plan For For For
Ratify Auditors For For For
10/17/2006 CTRIP COM INTL LTD 9/1/2006 900
Meeting for ADR Holders
APPROVE DISTRIBUTION OF 30% OF THE COMPANY'S NET
INCOME FOR 2006 (AS DETERMINED IN ACCORDANCE WITH THE
GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE
UNITED STATES AND REPORTED IN THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR For For For
THE YEAR)
THAT THE ARTICLES OF ASSOCIATION OF THE COMPANY BE
AMENDED IN THE FORM ATTACHED TO THE NOTICE OF THE
ANNUAL GENERAL MEETING AS EXHIBIT A For Against Against
8/16/2006 Daktronics, Inc. With 6/23/2006 1,200
Elect Director Byron J. Anderson For For For
Elect Director Frank J. Kurtenbach For For For
Elect Director James A. Vellenga For For For
Increase Authorized Common Stock For For For
Ratify Auditors For For For
4/26/2007 Desarrolladora Homex SAB de CV 3/1/2007 1,000
Meeting for Holders of ADRs
READING, DISCUSSION AND APPROVAL OR AMENDMENT, AS THE
CASE MAY BE, OF THE REPORTS OF THE BOARD OF DIRECTORS
ON THE COMPANY S REVIEW PURSUANT TO ARTICLE 28,
SECTION IV OF THE MEXICAN SECURITIES LAW, INCLUDING
THE FINANCIAL STATEMENTS FOR THE YEAR ENDED ON For For For
RESOLUTION OVER THE APPLICATION OF THE RESULTS
OBTAINED IN SUCH FISCAL YEAR. For For For
APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF
THE MEMBERS OF THE BOARD OF DIRECTORS AND SECRETARY,
AND DETERMINATION OF THEIR COMPENSATION. For For For
APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF
THE CHAIRMAN AND MEMBERS OF THE AUDIT COMMITTEE AND
CORPORATE GOVERNANCE COMMITTEE. For For For
DISCUSSION AND APPROVAL, AS THE CASE MAY BE, OF THE
MAXIMUM AMOUNT THAT COULD BE USED TO REPURCHASE OF
STOCK OF THE COMPANY DURING 2007. For For For
DESIGNATION OF DELEGATES WHO WILL FORMALIZE AND
EXECUTE THE RESOLUTIONS ADOPTED AT THIS MEETING. For For For
ADJUSTMENTS AND CHANGES TO THE BYLAWS OF
DESARROLLADORA HOMEX, S.A.B. DE C.V., TO MODIFY
ARTICLES SIX, TWENTY TWO, THIRTY THREE AND THIRTY
FOUR. For For For
DESIGNATION OF DELEGATES WHO WILL FORMALIZE AND
EXECUTE THE RESOLUTIONS ADOPTED AT THIS MEETING. For For For
9/21/2006 Dynamic Materials Corp. 8/11/2006 800
Elect Director Dean K. Allen For For For
Elect Director Yvon Pierre Cariou For Withhold Withhold
Elect Director Bernard Hueber For Withhold Withhold
Elect Director Gerard Munera For For For
Approve Omnibus Stock Plan For For For
Ratify Auditors For For For
Other Business For Against Against
1/10/2007 Essex Corporation With 12/7/2006 2,400
Approve Merger Agreement For For For
Adjourn Meeting For For For
10/20/2006 FOCUS MEDIA HLDG LTD 8/28/2006 3,300
Meeting for ADR Holders
ELECTION OF THE DIRECTOR: DAVID FENG YU. For For For
ELECTION OF THE DIRECTOR: CHARLES CHAO. For For For
ELECTION OF THE DIRECTOR: DAQING QI. For For For
APPROVAL TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS
TO THIRTEEN (13), AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH. For For For
APPROVAL OF THE 2006 EMPLOYEE SHARE OPTION PLAN AND
THE AUTHORIZATION OF OFFICERS TO ALLOT, ISSUE OR
DELIVER SHARES PURSUANT TO THE 2006 EMPLOYEE SHARE
OPTION PLAN, AS SET FORTH IN THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH. For For For
Ratify Auditors For For For
12/30/2006 GMARKET INC With 12/6/2006 3,400
Elect Two Directors For For For
3/29/2007 GMARKET INC 12/29/2006 3,400
Meeting for Holders of ADRs
APPROVAL OF THE AUDITED FINANCIAL STATEMENTS (BASED
ON KOREAN GAAP). For For For
APPROVAL TO GRANT STOCK OPTIONS TO ELIGIBLE
EMPLOYEES. For For For
APPROVAL TO FIX AGGREGATE COMPENSATION CEILING OF
1,000,000,000.00 WON FOR ALL DIRECTORS COMBINED. For For For
APPROVAL TO AMEND THE BUSINESS PURPOSE IN THE
ARTICLES OF INCORPORATION. For For For
RE-ELECTION OF YOUNG BAE KU AS DIRECTOR FOR A THREE
(3) YEAR TERM. For For For
RE-ELECTION OF INDEPENDENT DIRECTOR FOR A TERM OF ONE
YEAR: JOHN E. MILBURN. For For For
RE-ELECTION OF INDEPENDENT DIRECTOR FOR A TERM OF ONE
YEAR: MASSOUD ENTEKHABI. For For For
RE-ELECTION OF INDEPENDENT DIRECTOR FOR A TERM OF ONE
YEAR: HAKKYUN KIM. For For For
RE-ELECTION OF INDEPENDENT DIRECTOR FOR A TERM OF ONE
YEAR: JOON-HO HAHM. For For For
RE-ELECTION OF INDEPENDENT DIRECTOR FOR A TERM OF ONE
YEAR: SEOK-HEON KIM. For For For
Other Business For For For
2/2/2007 Healthways Inc 12/6/2006 900
Elect Director William C. O'Neil, Jr. For For For
Elect Director Ben R. Leedle, Jr. For For For
Elect Director A. Taunton-Rigby, Ph.D. For For For
Elect Director John A. Wickens For For For
Elect Director L. Ben Lytle For For For
Approve Omnibus Stock Plan For Against Against
Ratify Auditors For For For
8/17/2006 Iconix Brand Group, Inc. 6/29/2006 1,800
Elect Director Neil Cole For For For
Elect Director Barry Emmanuel For For For
Elect Director Steven Mendelow For For For
Elect Director Michael Caruso For For For
Elect Director Michael Groveman For For For
Elect Director Drew Cohen For For For
Approve Omnibus Stock Plan For Against Against
Ratify Auditors For For For
Other Business For Against Against
11/8/2006 Oplink Communications, Inc. With 9/20/2006 3,900
Elect Director Jesse W. Jack For For For
Elect Director Leonard J. Leblanc For For For
Ratify Auditors For For For
Reduce Authorized Preferred Stock For For For
5/9/2007 Palomar Medical Technologies, Inc. 3/12/2007 684
Elect Director Joseph P. Caruso For Against Against
Elect Director Jeanne Cohane For For For
Elect Director Nicholas P. Economou For For For
Elect Director James G. Martin For For For
Elect Director A. Neil Pappalardo For For For
Elect Director Louis P. Valente For Against Against
Ratify Auditors For For For
Approve Omnibus Stock Plan For Against Against
7/12/2006 Petrohawk Energy Corporation With 5/30/2006 4,000
Elect Director Robert C. Stone, Jr. For For For
Elect Director James L. Irish, III For For For
Elect Director H.C. Williamson, III For For For
Issue Shares in Connection with an Acquisition For For For
Increase Authorized Common Stock For For For
Amend Omnibus Stock Plan For For For
Amend Non-Employee Director Omnibus Stock Plan For For For
4/17/2007 Pinnacle Financial Partners, Inc With 3/1/2007 400
Elect Director Sue G. Atkinson For For For
Elect Director Gregory L. Burns For For For
Elect Director Colleen Conway-Welch For For For
Elect Director Clay T. Jackson For For For
Ratify Auditors For For For
8/4/2006 Pioneer Drilling Company With 6/15/2006 2,600
Elect Director Wm. Stacy Locke For For For
Elect Director C. John Thompson For For For
Ratify Auditors For For For
Amend Stock Option Plan For For For
4/25/2007 Sciele Pharma Inc With 3/5/2007 2,000
Elect Director Patrick P. Fourteau For For For
Elect Director Jon S. Saxe For For For
Elect Director Jerry C. Griffin For For For
Approve Omnibus Stock Plan For For For
Ratify Auditors For For For
3/14/2007 Shuffle Master, Inc. With 1/31/2007 1,300
Elect Director Mark L. Yoseloff For For For
Elect Director Garry W. Saunders For For For
Elect Director Louis Castle For For For
Elect Director Todd Jordan For For For
Ratify Auditors For For For
8/15/2006 Stratex Networks, Inc. 6/19/2006 2,200
Elect Director Richard C. Alberding For For For
Elect Director Charles D. Kissner For For For
Elect Director Edward F. Thompson For For For
Elect Director James D. Meindl For For For
Elect Director William A. Hasler For Withhold Withhold
Elect Director V. Frank Mendicino For For For
Elect Director Thomas H. Waechter For For For
Elect Director Clifford H. Higgerson For For For
Approve Omnibus Stock Plan For For For
Ratify Auditors For For For
8/18/2006 Supertex, Inc. With 6/23/2006 1,200
Elect Director Henry C. Pao For For For
Elect Director Benedict C.K. Choy For For For
Elect Director W. Mark Loveless For For For
Elect Director Elliott Schlam For For For
Elect Director Milton Feng For For For
Ratify Auditors For For For
9/28/2006 SYNERON MEDICAL LTD 8/14/2006 3,299
Meeting for ADR Holders
RE-ELECTION OF DIRECTOR, MR. BUTLER, WHOSE CURRENT
TERM EXPIRES AT THE MEETING For For For
RE-ELECTION OF DIRECTOR, MS. KRINDEL, WHOSE CURRENT
TERM EXPIRES AT THE MEETING For For For
Ratify Auditors For For For
AUTHORIZE THE BOARD OF DIRECTORS AND THE AUDIT
COMMITTEE TO FIX THE INDEPENDENT AUDITORS
REMUNERATION FOR AUDITING SERVICES AND FOR ADDITIONAL
SERVICES For For For
APPROVE THE INCREASE IN SCOPE OF SERVICE OF DR.
ECKHOUSE AND THE TERMS OF AN OPTION GRANT TO DR.
ECKHOUSE IN ACCORDANCE WITH THE ISRAELI COMPANIES LAW
1999 REQUIREMENT FOR APPROVAL OF RELATED PARTIES
TRANSACTIONS For Against Against
APPROVE THE OPTION GRANT TO DR. KREINDEL IN
ACCORDANCE WITH THE ISRAELI COMPANIES LAW 1999
REQUIREMENT FOR RELATED TRANSACTIONS For Against Against
APPROVE THE OPTION GRANT TO MR. BUTLER IN ACCORDANCE
WITH THE ISRAELI COMPANIES LAW 1999 REQUIREMENT FOR
RELATED TRANSACTIONS For Against Against
Approve Stock Option Plan Grants For Against Against
UPDATE OF THE D&O INSURANCE COVERAGE For Against Against
AMEND THE COMPANY S ARTICLES OF ASSOCIATION TO ALLOW
ADDITIONAL REIMBURSEMENT OF EXPENSES AND TO AMEND THE
COMPANY S UNDERTAKINGS PURSUANT TO THE AMENDMENTS TO
THE ISRAELI COMPANIES LAW 1999, WHICH ALLOWS SUCH
ADDITIONAL REIMBURSEMENTS For For For
9/7/2006 TALX Corporation With 7/7/2006 1,500
Elect Director Eugene M. Toombs For For For
Elect Director M. Stephen Yoakum For For For
Approve Qualified Employee Stock Purchase Plan For For For
Ratify Auditors For For For
7/18/2006 Turbochef Technologies Inc. With 6/2/2006 3,200
Elect Director Richard E. Perlman For For For
Elect Director James K. Price For For For
Elect Director James W. DeYoung For For For
Elect Director Sir Anthony Jolliffe For For For
Elect Director J. Thomas Presby For For For
Elect Director William A. Shutzer For For For
Elect Director Raymond H. Welsh For For For
Ratify Auditors For For For
1/9/2007 Veritas DGC Inc. With 11/18/2006 700
Approve Merger Agreement For For For
2/21/2007 Zoltek Companies, Inc. 1/5/2007 1,900
Elect Director James W. Betts For For For
Elect Director Michael D. Latta For For For
Elect Director George E. Husman For Withhold Withhold
Approve Conversion of Securities For For For
Other Business For Against Against
VOTE SUMMARY REPORT
07/01/06 TO 03/17/07
In All Markets, for all statuses, for Hartford.
SHARES SECURITY MEETING MGMT
VOTED COMPANY ID TICKER DATE AGENDA ITEM PROPONENT REC VOTE CAST ISS REC
- ------ ---------------------------- --------- ------ ---------- ---------------------------------- --------- ---- --------- --------
1,900 Abaxis, Inc. 002567105 ABAX 10/26/2006 Elect Director Clinton H. Severson Mgmt For For For
1,900 Abaxis, Inc. 002567105 ABAX 10/26/2006 Elect Director R.J. Bastiani, Mgmt For For For
Ph.D.
1,900 Abaxis, Inc. 002567105 ABAX 10/26/2006 Elect Director Henk J. Evenhuis Mgmt For For For
1,900 Abaxis, Inc. 002567105 ABAX 10/26/2006 Elect Director Brenton G.A. Hanlon Mgmt For For For
1,900 Abaxis, Inc. 002567105 ABAX 10/26/2006 Elect Director Prithipal Singh, Mgmt For For For
Ph.D.
1,900 Abaxis, Inc. 002567105 ABAX 10/26/2006 Elect Director E.S. Tucker III, Mgmt For For For
M.D.
1,900 Abaxis, Inc. 002567105 ABAX 10/26/2006 Ratify Auditors Mgmt For For For
2,800 Adams Respiratory 00635P107 ARXT 12/15/2006 Elect Director Joan P. Neuscheler Mgmt For For For
Therapeutics Inc
2,800 Adams Respiratory 00635P107 ARXT 12/15/2006 Elect Director William C. Pate Mgmt For For For
Therapeutics Inc
2,800 Adams Respiratory 00635P107 ARXT 12/15/2006 Ratify Auditors Mgmt For For For
Therapeutics Inc
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Elect Director Ali H. M. Afdhal Mgmt For For For
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Elect Director Alejandro P. Mgmt For For For
Bulgheroni
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Elect Director Carlos A. Mgmt For For For
Bulgheroni
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Elect Director Jeffrey R. Freedman Mgmt For For For
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Elect Director Victor F. Germack Mgmt For For For
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Elect Director Munawar H. Mgmt For For For
Hidayatallah
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Elect Director John E. Mgmt For For For
Mcconnaughy, Jr
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Elect Director Robert E. Mgmt For For For
Nederlander
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Elect Director Leonard Toboroff Mgmt For For For
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Ratify Auditors Mgmt For For For
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Approve Omnibus Stock Plan Mgmt For Against Against
2,300 Allis-Chalmers Energy Inc. 019645506 ALY 11/28/2006 Other Business Mgmt For Against Against
300 American Science and 029429107 ASEI 9/14/2006 Elect Director Anthony R. Fabiano Mgmt For For For
Engineering, Inc.
300 American Science and 029429107 ASEI 9/14/2006 Elect Director Denis R. Brown Mgmt For For For
Engineering, Inc.
300 American Science and 029429107 ASEI 9/14/2006 Elect Director Roger P. Heinisch Mgmt For Withhold Withhold
Engineering, Inc.
300 American Science and 029429107 ASEI 9/14/2006 Elect Director Hamilton W. Helmer Mgmt For For For
Engineering, Inc.
300 American Science and 029429107 ASEI 9/14/2006 Elect Director Ernest J. Moniz Mgmt For For For
Engineering, Inc.
300 American Science and 029429107 ASEI 9/14/2006 Elect Director William E. Odom Mgmt For For For
Engineering, Inc.
300 American Science and 029429107 ASEI 9/14/2006 Elect Director Mark S. Thompson Mgmt For For For
Engineering, Inc.
300 American Science and 029429107 ASEI 9/14/2006 Elect Director Carl W. Vogt Mgmt For For For
Engineering, Inc.
300 American Science and 029429107 ASEI 9/14/2006 Ratify Auditors Mgmt For For For
Engineering, Inc.
2,700 Aquantive, Inc. 03839G105 AQNT 5/8/2007 Elect Director Linda J. Srere Mgmt For For For
2,700 Aquantive, Inc. 03839G105 AQNT 5/8/2007 Elect Director Jaynie M. Mgmt For For For
Studenmund
2,700 Aquantive, Inc. 03839G105 AQNT 5/8/2007 Ratify Auditors Mgmt For For For
1,000 Brush Engineered Materials 117421107 BW 5/1/2007 Elect Director Joseph P. Keithley Mgmt For For For
Inc.
1,000 Brush Engineered Materials 117421107 BW 5/1/2007 Elect Director William R. Mgmt For For For
Inc. Robertson
1,000 Brush Engineered Materials 117421107 BW 5/1/2007 Elect Director John Sherwin, Jr. Mgmt For For For
Inc.
1,000 Brush Engineered Materials 117421107 BW 5/1/2007 Ratify Auditors Mgmt For For For
Inc.
350 Bucyrus International, Inc. 118759109 BUCY 4/25/2007 Elect Director Edward G. Nelson Mgmt For For For
SHARES SECURITY MEETING MGMT
VOTED COMPANY ID TICKER DATE AGENDA ITEM PROPONENT REC VOTE CAST ISS REC
- ------ ---------------------------- --------- ------ ---------- ---------------------------------- --------- ---- --------- --------
350 Bucyrus International, Inc. 118759109 BUCY 4/25/2007 Elect Director Theodore C. Rogers Mgmt For For For
350 Bucyrus International, Inc. 118759109 BUCY 4/25/2007 Elect Director Robert C. Scharp Mgmt For For For
350 Bucyrus International, Inc. 118759109 BUCY 4/25/2007 Ratify Auditors Mgmt For For For
350 Bucyrus International, Inc. 118759109 BUCY 4/25/2007 Amend Omnibus Stock Plan Mgmt For Against Against
2,450 Central European 153435102 CEDC 4/30/2007 Elect Director William V. Carey Mgmt For For For
Distribution Corporation
2,450 Central European 153435102 CEDC 4/30/2007 Elect Director David Bailey Mgmt For For For
Distribution Corporation
2,450 Central European 153435102 CEDC 4/30/2007 Elect Director N. Scott Fine Mgmt For For For
Distribution Corporation
2,450 Central European 153435102 CEDC 4/30/2007 Elect Director Tony Housh Mgmt For For For
Distribution Corporation
2,450 Central European 153435102 CEDC 4/30/2007 Elect Director Robert P. Koch Mgmt For For For
Distribution Corporation
2,450 Central European 153435102 CEDC 4/30/2007 Elect Director Jan W. Laskowski Mgmt For For For
Distribution Corporation
2,450 Central European 153435102 CEDC 4/30/2007 Elect Director Markus Sieger Mgmt For For For
Distribution Corporation
2,450 Central European 153435102 CEDC 4/30/2007 Approve Omnibus Stock Plan Mgmt For For For
Distribution Corporation
2,450 Central European 153435102 CEDC 4/30/2007 Ratify Auditors Mgmt For For For
Distribution Corporation
3,100 Concur Technologies, Inc. 206708109 CNQR 3/14/2007 Elect Director William W. Canfield Mgmt For For For
3,100 Concur Technologies, Inc. 206708109 CNQR 3/14/2007 Elect Director Gordon Eubanks Mgmt For For For
3,100 Concur Technologies, Inc. 206708109 CNQR 3/14/2007 Elect Director Robert T. Abele Mgmt For For For
3,100 Concur Technologies, Inc. 206708109 CNQR 3/14/2007 Approve Omnibus Stock Plan Mgmt For For For
3,100 Concur Technologies, Inc. 206708109 CNQR 3/14/2007 Ratify Auditors Mgmt For For For
900 CRA International Inc 12618T105 CRAI 4/20/2007 Elect Director James C. Burrows Mgmt For For For
900 CRA International Inc 12618T105 CRAI 4/20/2007 Elect Director Carl Shapiro Mgmt For For For
900 CRA International Inc 12618T105 CRAI 4/20/2007 Approve Executive Incentive Bonus Mgmt For For For
Plan
900 CRA International Inc 12618T105 CRAI 4/20/2007 Ratify Auditors Mgmt For For For
900 CTRIP COM INTL LTD 22943F100 CTRP 10/17/2006 Meeting for ADR Holders
900 CTRIP COM INTL LTD 22943F100 CTRP 10/17/2006 APPROVE DISTRIBUTION OF 30% OF THE Mgmt For For For
COMPANY'S NET INCOME FOR 2006 (AS
DETERMINED IN ACCORDANCE WITH THE
GENERALLY ACCEPTED ACCOUNTING
PRINCIPLES IN THE UNITED STATES
AND REPORTED IN THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR)
900 CTRIP COM INTL LTD 22943F100 CTRP 10/17/2006 THAT THE ARTICLES OF ASSOCIATION Mgmt For Against Against
OF THE COMPANY BE AMENDED IN THE
FORM ATTACHED TO THE NOTICE OF THE
ANNUAL GENERAL MEETING AS
EXHIBIT A
1,200 Daktronics, Inc. 234264109 DAKT 8/16/2006 Elect Director Byron J. Anderson Mgmt For For For
1,200 Daktronics, Inc. 234264109 DAKT 8/16/2006 Elect Director Frank J. Kurtenbach Mgmt For For For
1,200 Daktronics, Inc. 234264109 DAKT 8/16/2006 Elect Director James A. Vellenga Mgmt For For For
1,200 Daktronics, Inc. 234264109 DAKT 8/16/2006 Increase Authorized Common Stock Mgmt For For For
1,200 Daktronics, Inc. 234264109 DAKT 8/16/2006 Ratify Auditors Mgmt For For For
1,000 Desarrolladora Homex SAB 25030W100 HXM 4/26/2007 Meeting for Holders of ADRs
de CV
SHARES SECURITY MEETING MGMT
VOTED COMPANY ID TICKER DATE AGENDA ITEM PROPONENT REC VOTE CAST ISS REC
- ------ ---------------------------- --------- ------ ---------- ---------------------------------- --------- ---- --------- --------
1,000 Desarrolladora Homex SAB 25030W100 HXM 4/26/2007 READING, DISCUSSION AND APPROVAL Mgmt For For For
de CV OR AMENDMENT, AS THE CASE MAY BE,
OF THE REPORTS OF THE BOARD OF
DIRECTORS ON THE COMPANY S REVIEW
PURSUANT TO ARTICLE 28, SECTION IV
OF THE MEXICAN SECURITIES LAW,
INCLUDING THE FINANCIAL STATEMENTS
FOR THE YEAR ENDED ON
1,000 Desarrolladora Homex SAB 25030W100 HXM 4/26/2007 RESOLUTION OVER THE APPLICATION OF Mgmt For For For
de CV THE RESULTS OBTAINED IN SUCH
FISCAL YEAR.
1,000 Desarrolladora Homex SAB 25030W100 HXM 4/26/2007 APPOINTMENT OR RATIFICATION, AS Mgmt For For For
de CV THE CASE MAY BE, OF THE MEMBERS OF
THE BOARD OF DIRECTORS AND
SECRETARY, AND DETERMINATION OF
THEIR COMPENSATION.
1,000 Desarrolladora Homex SAB 25030W100 HXM 4/26/2007 APPOINTMENT OR RATIFICATION, AS Mgmt For For For
de CV THE CASE MAY BE, OF THE CHAIRMAN
AND MEMBERS OF THE AUDIT COMMITTEE
AND CORPORATE GOVERNANCE
COMMITTEE.
1,000 Desarrolladora Homex SAB 25030W100 HXM 4/26/2007 DISCUSSION AND APPROVAL, AS THE Mgmt For For For
de CV CASE MAY BE, OF THE MAXIMUM AMOUNT
THAT COULD BE USED TO REPURCHASE
OF STOCK OF THE COMPANY DURING
2007.
1,000 Desarrolladora Homex SAB 25030W100 HXM 4/26/2007 DESIGNATION OF DELEGATES WHO WILL Mgmt For For For
de CV FORMALIZE AND EXECUTE THE
RESOLUTIONS ADOPTED AT THIS
MEETING.
1,000 Desarrolladora Homex SAB 25030W100 HXM 4/26/2007 ADJUSTMENTS AND CHANGES TO THE Mgmt For For For
de CV BYLAWS OF DESARROLLADORA HOMEX,
S.A.B. DE C.V., TO MODIFY ARTICLES
SIX, TWENTY TWO, THIRTY THREE AND
THIRTY FOUR.
1,000 Desarrolladora Homex SAB 25030W100 HXM 4/26/2007 DESIGNATION OF DELEGATES WHO WILL Mgmt For For For
de CV FORMALIZE AND EXECUTE THE
RESOLUTIONS ADOPTED AT THIS
MEETING.
800 Dynamic Materials Corp. 267888105 BOOM 9/21/2006 Elect Director Dean K. Allen Mgmt For For For
800 Dynamic Materials Corp. 267888105 BOOM 9/21/2006 Elect Director Yvon Pierre Cariou Mgmt For Withhold Withhold
800 Dynamic Materials Corp. 267888105 BOOM 9/21/2006 Elect Director Bernard Hueber Mgmt For Withhold Withhold
800 Dynamic Materials Corp. 267888105 BOOM 9/21/2006 Elect Director Gerard Munera Mgmt For For For
800 Dynamic Materials Corp. 267888105 BOOM 9/21/2006 Approve Omnibus Stock Plan Mgmt For For For
800 Dynamic Materials Corp. 267888105 BOOM 9/21/2006 Ratify Auditors Mgmt For For For
SHARES SECURITY MEETING MGMT
VOTED COMPANY ID TICKER DATE AGENDA ITEM PROPONENT REC VOTE CAST ISS REC
- ------ ---------------------------- --------- ------ ---------- ---------------------------------- --------- ---- --------- --------
800 Dynamic Materials Corp. 267888105 BOOM 9/21/2006 Other Business Mgmt For Against Against
2,400 Essex Corporation 296744105 KEYW 1/10/2007 Approve Merger Agreement Mgmt For For For
2,400 Essex Corporation 296744105 KEYW 1/10/2007 Adjourn Meeting Mgmt For For For
3,300 FOCUS MEDIA HLDG LTD 34415V109 FMCN 10/20/2006 Meeting for ADR Holders
3,300 FOCUS MEDIA HLDG LTD 34415V109 FMCN 10/20/2006 ELECTION OF THE DIRECTOR: Mgmt For For For
DAVID FENG YU.
3,300 FOCUS MEDIA HLDG LTD 34415V109 FMCN 10/20/2006 ELECTION OF THE DIRECTOR: Mgmt For For For
CHARLES CHAO.
3,300 FOCUS MEDIA HLDG LTD 34415V109 FMCN 10/20/2006 ELECTION OF THE DIRECTOR: Mgmt For For For
DAQING QI.
3,300 FOCUS MEDIA HLDG LTD 34415V109 FMCN 10/20/2006 APPROVAL TO INCREASE THE MAXIMUM Mgmt For For For
NUMBER OF DIRECTORS TO THIRTEEN
(13), AS SET FORTH IN THE COMPANY
S NOTICE OF MEETING ENCLOSED
HEREWITH.
3,300 FOCUS MEDIA HLDG LTD 34415V109 FMCN 10/20/2006 APPROVAL OF THE 2006 EMPLOYEE Mgmt For For For
SHARE OPTION PLAN AND THE
AUTHORIZATION OF OFFICERS TO
ALLOT, ISSUE OR DELIVER SHARES
PURSUANT TO THE 2006 EMPLOYEE
SHARE OPTION PLAN, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
3,300 FOCUS MEDIA HLDG LTD 34415V109 FMCN 10/20/2006 Ratify Auditors Mgmt For For For
3,400 GMARKET INC 38012G100 GMKT 12/30/2006 Elect Two Directors Mgmt For For For
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 Meeting for Holders of ADRs
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 APPROVAL OF THE AUDITED FINANCIAL Mgmt For For For
STATEMENTS (BASED ON KOREAN GAAP).
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 APPROVAL TO GRANT STOCK OPTIONS TO Mgmt For For For
ELIGIBLE EMPLOYEES.
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 APPROVAL TO FIX AGGREGATE Mgmt For For For
COMPENSATION CEILING OF
1,000,000,000.00 WON FOR ALL
DIRECTORS COMBINED.
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 APPROVAL TO AMEND THE BUSINESS Mgmt For For For
PURPOSE IN THE ARTICLES OF
INCORPORATION.
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 RE-ELECTION OF YOUNG BAE KU AS Mgmt For For For
DIRECTOR FOR A THREE (3) YEAR
TERM.
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 RE-ELECTION OF INDEPENDENT Mgmt For For For
DIRECTOR FOR A TERM OF ONE YEAR:
JOHN E. MILBURN.
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 RE-ELECTION OF INDEPENDENT Mgmt For For For
DIRECTOR FOR A TERM OF ONE YEAR:
MASSOUD ENTEKHABI.
SHARES SECURITY MEETING MGMT
VOTED COMPANY ID TICKER DATE AGENDA ITEM PROPONENT REC VOTE CAST ISS REC
- ------ ---------------------------- --------- ------ ---------- ---------------------------------- --------- ---- --------- --------
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 RE-ELECTION OF INDEPENDENT Mgmt For For For
DIRECTOR FOR A TERM OF ONE YEAR:
HAKKYUN KIM.
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 RE-ELECTION OF INDEPENDENT Mgmt For For For
DIRECTOR FOR A TERM OF ONE YEAR:
JOON-HO HAHM.
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 RE-ELECTION OF INDEPENDENT Mgmt For For For
DIRECTOR FOR A TERM OF ONE YEAR:
SEOK-HEON KIM.
3,400 GMARKET INC 38012G100 GMKT 3/29/2007 Other Business Mgmt For For For
900 Healthways Inc 422245100 HWAY 2/2/2007 Elect Director William C. O'Neil, Mgmt For For For
Jr.
900 Healthways Inc 422245100 HWAY 2/2/2007 Elect Director Ben R. Leedle, Jr. Mgmt For For For
900 Healthways Inc 422245100 HWAY 2/2/2007 Elect Director A. Taunton-Rigby, Mgmt For For For
Ph.D.
900 Healthways Inc 422245100 HWAY 2/2/2007 Elect Director John A. Wickens Mgmt For For For
900 Healthways Inc 422245100 HWAY 2/2/2007 Elect Director L. Ben Lytle Mgmt For For For
900 Healthways Inc 422245100 HWAY 2/2/2007 Approve Omnibus Stock Plan Mgmt For Against Against
900 Healthways Inc 422245100 HWAY 2/2/2007 Ratify Auditors Mgmt For For For
1,800 Iconix Brand Group, Inc. 451055107 ICON 8/17/2006 Elect Director Neil Cole Mgmt For For For
1,800 Iconix Brand Group, Inc. 451055107 ICON 8/17/2006 Elect Director Barry Emmanuel Mgmt For For For
1,800 Iconix Brand Group, Inc. 451055107 ICON 8/17/2006 Elect Director Steven Mendelow Mgmt For For For
1,800 Iconix Brand Group, Inc. 451055107 ICON 8/17/2006 Elect Director Michael Caruso Mgmt For For For
1,800 Iconix Brand Group, Inc. 451055107 ICON 8/17/2006 Elect Director Michael Groveman Mgmt For For For
1,800 Iconix Brand Group, Inc. 451055107 ICON 8/17/2006 Elect Director Drew Cohen Mgmt For For For
1,800 Iconix Brand Group, Inc. 451055107 ICON 8/17/2006 Approve Omnibus Stock Plan Mgmt For Against Against
1,800 Iconix Brand Group, Inc. 451055107 ICON 8/17/2006 Ratify Auditors Mgmt For For For
1,800 Iconix Brand Group, Inc. 451055107 ICON 8/17/2006 Other Business Mgmt For Against Against
3,900 Oplink Communications, Inc. 68375Q403 OPLK 11/8/2006 Elect Director Jesse W. Jack Mgmt For For For
3,900 Oplink Communications, Inc. 68375Q403 OPLK 11/8/2006 Elect Director Leonard J. Leblanc Mgmt For For For
3,900 Oplink Communications, Inc. 68375Q403 OPLK 11/8/2006 Ratify Auditors Mgmt For For For
3,900 Oplink Communications, Inc. 68375Q403 OPLK 11/8/2006 Reduce Authorized Preferred Stock Mgmt For For For
684 Palomar Medical 697529303 PMTI 5/9/2007 Elect Director Joseph P. Caruso Mgmt For Against Against
Technologies, Inc.
684 Palomar Medical 697529303 PMTI 5/9/2007 Elect Director Jeanne Cohane Mgmt For For For
Technologies, Inc.
684 Palomar Medical 697529303 PMTI 5/9/2007 Elect Director Nicholas P. Mgmt For For For
Technologies, Inc. Economou
684 Palomar Medical 697529303 PMTI 5/9/2007 Elect Director James G. Martin Mgmt For For For
Technologies, Inc.
684 Palomar Medical 697529303 PMTI 5/9/2007 Elect Director A. Neil Pappalardo Mgmt For For For
Technologies, Inc.
684 Palomar Medical 697529303 PMTI 5/9/2007 Elect Director Louis P. Valente Mgmt For Against Against
Technologies, Inc.
684 Palomar Medical 697529303 PMTI 5/9/2007 Ratify Auditors Mgmt For For For
Technologies, Inc.
684 Palomar Medical 697529303 PMTI 5/9/2007 Approve Omnibus Stock Plan Mgmt For Against Against
Technologies, Inc.
4,000 Petrohawk Energy Corporation 716495106 HAWK 7/12/2006 Elect Director Robert C. Stone, Mgmt For For For
Jr.
4,000 Petrohawk Energy Corporation 716495106 HAWK 7/12/2006 Elect Director James L. Irish, III Mgmt For For For
4,000 Petrohawk Energy Corporation 716495106 HAWK 7/12/2006 Elect Director H.C. Williamson, Mgmt For For For
III
4,000 Petrohawk Energy Corporation 716495106 HAWK 7/12/2006 Issue Shares in Connection with an Mgmt For For For
Acquisition
4,000 Petrohawk Energy Corporation 716495106 HAWK 7/12/2006 Increase Authorized Common Stock Mgmt For For For
4,000 Petrohawk Energy Corporation 716495106 HAWK 7/12/2006 Amend Omnibus Stock Plan Mgmt For For For
4,000 Petrohawk Energy Corporation 716495106 HAWK 7/12/2006 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
400 Pinnacle Financial Partners, 72346Q104 PNFP 4/17/2007 Elect Director Sue G. Atkinson Mgmt For For For
Inc
400 Pinnacle Financial Partners, 72346Q104 PNFP 4/17/2007 Elect Director Gregory L. Burns Mgmt For For For
Inc
SHARES SECURITY MEETING MGMT
VOTED COMPANY ID TICKER DATE AGENDA ITEM PROPONENT REC VOTE CAST ISS REC
- ------ ---------------------------- --------- ------ ---------- ---------------------------------- --------- ---- --------- --------
400 Pinnacle Financial Partners, 72346Q104 PNFP 4/17/2007 Elect Director Colleen Mgmt For For For
Inc Conway-Welch
400 Pinnacle Financial Partners, 72346Q104 PNFP 4/17/2007 Elect Director Clay T. Jackson Mgmt For For For
Inc
400 Pinnacle Financial Partners, 72346Q104 PNFP 4/17/2007 Ratify Auditors Mgmt For For For
Inc
2,600 Pioneer Drilling Company 723655106 PDC 8/4/2006 Elect Director Wm. Stacy Locke Mgmt For For For
2,600 Pioneer Drilling Company 723655106 PDC 8/4/2006 Elect Director C. John Thompson Mgmt For For For
2,600 Pioneer Drilling Company 723655106 PDC 8/4/2006 Ratify Auditors Mgmt For For For
2,600 Pioneer Drilling Company 723655106 PDC 8/4/2006 Amend Stock Option Plan Mgmt For For For
2,000 Sciele Pharma Inc 808627103 SCRX 4/25/2007 Elect Director Patrick P. Fourteau Mgmt For For For
2,000 Sciele Pharma Inc 808627103 SCRX 4/25/2007 Elect Director Jon S. Saxe Mgmt For For For
2,000 Sciele Pharma Inc 808627103 SCRX 4/25/2007 Elect Director Jerry C. Griffin Mgmt For For For
2,000 Sciele Pharma Inc 808627103 SCRX 4/25/2007 Approve Omnibus Stock Plan Mgmt For For For
2,000 Sciele Pharma Inc 808627103 SCRX 4/25/2007 Ratify Auditors Mgmt For For For
1,300 Shuffle Master, Inc. 825549108 SHFL 3/14/2007 Elect Director Mark L. Yoseloff Mgmt For For For
1,300 Shuffle Master, Inc. 825549108 SHFL 3/14/2007 Elect Director Garry W. Saunders Mgmt For For For
1,300 Shuffle Master, Inc. 825549108 SHFL 3/14/2007 Elect Director Louis Castle Mgmt For For For
1,300 Shuffle Master, Inc. 825549108 SHFL 3/14/2007 Elect Director Todd Jordan Mgmt For For For
1,300 Shuffle Master, Inc. 825549108 SHFL 3/14/2007 Ratify Auditors Mgmt For For For
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Elect Director Richard C. Mgmt For For For
Alberding
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Elect Director Charles D. Kissner Mgmt For For For
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Elect Director Edward F. Thompson Mgmt For For For
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Elect Director James D. Meindl Mgmt For For For
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Elect Director William A. Hasler Mgmt For Withhold Withhold
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Elect Director V. Frank Mendicino Mgmt For For For
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Elect Director Thomas H. Waechter Mgmt For For For
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Elect Director Clifford H. Mgmt For For For
Higgerson
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Approve Omnibus Stock Plan Mgmt For For For
2,200 Stratex Networks, Inc. 86279T109 STXN 8/15/2006 Ratify Auditors Mgmt For For For
1,200 Supertex, Inc. 868532102 SUPX 8/18/2006 Elect Director Henry C. Pao Mgmt For For For
1,200 Supertex, Inc. 868532102 SUPX 8/18/2006 Elect Director Benedict C.K. Choy Mgmt For For For
1,200 Supertex, Inc. 868532102 SUPX 8/18/2006 Elect Director W. Mark Loveless Mgmt For For For
1,200 Supertex, Inc. 868532102 SUPX 8/18/2006 Elect Director Elliott Schlam Mgmt For For For
1,200 Supertex, Inc. 868532102 SUPX 8/18/2006 Elect Director Milton Feng Mgmt For For For
1,200 Supertex, Inc. 868532102 SUPX 8/18/2006 Ratify Auditors Mgmt For For For
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 Meeting for ADR Holders
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 RE-ELECTION OF DIRECTOR, MR. Mgmt For For For
BUTLER, WHOSE CURRENT TERM EXPIRES
AT THE MEETING
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 RE-ELECTION OF DIRECTOR, MS. Mgmt For For For
KRINDEL, WHOSE CURRENT TERM
EXPIRES AT THE MEETING
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 Ratify Auditors Mgmt For For For
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 AUTHORIZE THE BOARD OF DIRECTORS Mgmt For For For
AND THE AUDIT COMMITTEE TO FIX THE
INDEPENDENT AUDITORS REMUNERATION
FOR AUDITING SERVICES AND FOR
ADDITIONAL SERVICES
SHARES SECURITY MEETING MGMT
VOTED COMPANY ID TICKER DATE AGENDA ITEM PROPONENT REC VOTE CAST ISS REC
- ------ ---------------------------- --------- ------ ---------- ---------------------------------- --------- ---- --------- --------
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 APPROVE THE INCREASE IN SCOPE OF Mgmt For For For
SERVICE OF DR. ECKHOUSE AND THE
TERMS OF AN OPTION GRANT TO DR.
ECKHOUSE IN ACCORDANCE WITH THE
ISRAELI COMPANIES LAW 1999
REQUIREMENT FOR APPROVAL OF
RELATED PARTIES TRANSACTIONS
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 APPROVE THE OPTION GRANT TO DR. Mgmt For For For
KREINDEL IN ACCORDANCE WITH THE
ISRAELI COMPANIES LAW 1999
REQUIREMENT FOR RELATED
TRANSACTIONS
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 APPROVE THE OPTION GRANT TO MR. Mgmt For For For
BUTLER IN ACCORDANCE WITH THE
ISRAELI COMPANIES LAW 1999
REQUIREMENT FOR RELATED
TRANSACTIONS
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 Approve Stock Option Plan Grants Mgmt For Against Against
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 UPDATE OF THE D&O INSURANCE Mgmt For Against Against
COVERAGE
3,299 SYNERON MEDICAL LTD M87245102 ELOS 9/28/2006 AMEND THE COMPANY S ARTICLES OF Mgmt For Against Against
ASSOCIATION TO ALLOW ADDITIONAL
REIMBURSEMENT OF EXPENSES AND TO
AMEND THE COMPANY S UNDERTAKINGS
PURSUANT TO THE AMENDMENTS TO THE
ISRAELI COMPANIES LAW 1999, WHICH
ALLOWS SUCH ADDITIONAL
REIMBURSEMENTS
1,500 TALX Corporation 874918105 TALX 9/7/2006 Elect Director Eugene M. Toombs Mgmt For For For
1,500 TALX Corporation 874918105 TALX 9/7/2006 Elect Director M. Stephen Yoakum Mgmt For For For
1,500 TALX Corporation 874918105 TALX 9/7/2006 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
1,500 TALX Corporation 874918105 TALX 9/7/2006 Ratify Auditors Mgmt For For For
3,200 Turbochef Technologies Inc. 900006206 OVEN 7/18/2006 Elect Director Richard E. Perlman Mgmt For For For
3,200 Turbochef Technologies Inc. 900006206 OVEN 7/18/2006 Elect Director James K. Price Mgmt For For For
3,200 Turbochef Technologies Inc. 900006206 OVEN 7/18/2006 Elect Director James W. DeYoung Mgmt For For For
3,200 Turbochef Technologies Inc. 900006206 OVEN 7/18/2006 Elect Director Sir Anthony Mgmt For For For
Jolliffe
3,200 Turbochef Technologies Inc. 900006206 OVEN 7/18/2006 Elect Director J. Thomas Presby Mgmt For For For
3,200 Turbochef Technologies Inc. 900006206 OVEN 7/18/2006 Elect Director William A. Shutzer Mgmt For For For
3,200 Turbochef Technologies Inc. 900006206 OVEN 7/18/2006 Elect Director Raymond H. Welsh Mgmt For For For
3,200 Turbochef Technologies Inc. 900006206 OVEN 7/18/2006 Ratify Auditors Mgmt For For For
700 Veritas DGC Inc. 92343P107 VTS 1/9/2007 Approve Merger Agreement Mgmt For For For
1,900 Zoltek Companies, Inc. 98975W104 ZOLT 2/21/2007 Elect Director James W. Betts Mgmt For For For
1,900 Zoltek Companies, Inc. 98975W104 ZOLT 2/21/2007 Elect Director Michael D. Latta Mgmt For For For
1,900 Zoltek Companies, Inc. 98975W104 ZOLT 2/21/2007 Elect Director George E. Husman Mgmt For Withhold Withhold
1,900 Zoltek Companies, Inc. 98975W104 ZOLT 2/21/2007 Approve Conversion of Securities Mgmt For For For
1,900 Zoltek Companies, Inc. 98975W104 ZOLT 2/21/2007 Other Business Mgmt For Against Against
Vote Summary July 1, 2006 to June 30, 2007
The Hartford Select SmallCap Value Fund
This portion sub-advised by Kayne Anderson Rudnick Investment Management, LLC
FINANCIAL FEDERAL CORPORATION
SECURITY 317492106 MEETING TYPE Annual
TICKER SYMBOL FIF MEETING DATE 06-Dec-2006
ISIN AGENDA 932601796 - Management
CITY HOLDING RECON DATE 20-Oct-2006
COUNTRY United States VOTE DEADLINE DATE 05-Dec-2006
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 LAWRENCE B. FISHER For For
2 MICHAEL C. PALITZ For For
3 PAUL R. SINSHEIMER For For
4 LEOPOLD SWERGOLD For For
5 H.E. TIMANUS, JR. For For
6 MICHAEL J. ZIMMERMAN For For
02 RATIFYING THE APPOINTMENT OF KPMG LLP AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2007.
03 APPROVE THE AMENDED AND RESTATED 2001 Management For For
MANAGEMENT INCENTIVE PLAN.
04 APPROVE THE 2006 STOCK INCENTIVE PLAN. Management For For
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 3800 0 01-Dec-2006 01-Dec-2006
WASHINGTON FEDERAL, INC.
SECURITY 938824109 MEETING TYPE Annual
TICKER SYMBOL WFSL MEETING DATE 25-Jan-2007
ISIN AGENDA 932614111 - Management
CITY HOLDING RECON DATE 24-Nov-2006
COUNTRY United States VOTE DEADLINE DATE 24-Jan-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 DEREK L. CHINN For For
2 THOMAS J. KELLEY For For
3 BARBARA L. SMITH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF WASHINGTON FEDERAL FOR FISCAL
YEAR 2007.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 32700 0 24-Jan-2007 24-Jan-2007
LANDAUER, INC.
SECURITY 51476K103 MEETING TYPE Annual
TICKER SYMBOL LDR MEETING DATE 08-Feb-2007
ISIN AGENDA 932620140 - Management
CITY HOLDING RECON DATE 15-Dec-2006
COUNTRY United States VOTE DEADLINE DATE 07-Feb-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
Page 1 of 9
1 DR. DE PLANQUE For For
2 MR. WINFIELD For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 20200 0 07-Feb-2007 07-Feb-2007
MATTHEWS INTERNATIONAL CORPORATION
SECURITY 577128101 MEETING TYPE Annual
TICKER SYMBOL MATW MEETING DATE 15-Feb-2007
ISIN AGENDA 932624198 - Management
CITY HOLDING RECON DATE 29-Dec-2006
COUNTRY United States VOTE DEADLINE DATE 14-Feb-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 DAVID J. DECARLO Withheld Against
2 JOHN P. O'LEARY, JR. For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
RECORDS OF THE COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2007.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 36300 0 13-Feb-2007 13-Feb-2007
ABM INDUSTRIES INCORPORATED
SECURITY 000957100 MEETING TYPE Annual
TICKER SYMBOL ABM MEETING DATE 06-Mar-2007
ISIN AGENDA 932631143 - Management
CITY HOLDING RECON DATE 12-Jan-2007
COUNTRY United States VOTE DEADLINE DATE 05-Mar-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 LUKE S. HELMS For For
2 HENRY L. KOTKINS, JR. For For
3 WILLIAM W. STEELE Withheld Against
02 RATIFICATION OF KPMG LLP AS ABM INDUSTRIES Management For For
INCORPORATED'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 72600 0 05-Mar-2007 05-Mar-2007
CHATTEM, INC.
SECURITY 162456107 MEETING TYPE Annual
TICKER SYMBOL CHTT MEETING DATE 11-Apr-2007
ISIN AGENDA 932635507 - Management
CITY HOLDING RECON DATE 16-Feb-2007
COUNTRY United States VOTE DEADLINE DATE 10-Apr-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 ZAN GUERRY For For
Page 2 of 9
2 BILL W. STACY For For
02 RATIFICATION OF THE COMPENSATION COMMITTEE'S Management For For
INTERPRETATION OF EACH OF THE COMPANY'S NON-
STATUTORY STOCK OPTION PLAN-1998, NON-STATUTORY
STOCK OPTION PLAN-2000 AND STOCK INCENTIVE PLAN-
2003 CONCERNING THE MAXIMUM NUMBER OF SHARES
WITH RESPECT TO WHICH STOCK OPTIONS OR STOCK
APPRECIATION RIGHTS COULD BE GRANTED DURING THE
LIFE OF EACH PLAN TO ANY EMPLOYEE.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S STOCK Management For For
INCENTIVE PLAN-2003.
04 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR FISCAL YEAR 2007.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 19150 0 10-Apr-2007 10-Apr-2007
CORUS BANKSHARES, INC.
SECURITY 220873103 MEETING TYPE Annual
TICKER SYMBOL CORS MEETING DATE 23-Apr-2007
ISIN AGENDA 932637929 - Management
CITY HOLDING RECON DATE 23-Feb-2007
COUNTRY United States VOTE DEADLINE DATE 20-Apr-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 JOSEPH C. GLICKMAN For For
2 ROBERT J. GLICKMAN For For
3 ROBERT J. BUFORD For For
4 KEVIN R. CALLAHAN For For
5 RODNEY D. LUBEZNIK For For
6 MICHAEL J. MCCLURE For For
7 PETER C. ROBERTS For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS
OF THE COMPANY.
03 PROPOSAL TO AMEND THE CORUS BANKSHARES, INC. 2006 Management Against Against
STOCK OPTION PLAN.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 57000 0 20-Apr-2007 20-Apr-2007
LINCOLN ELECTRIC HOLDINGS, INC.
SECURITY 533900106 MEETING TYPE Annual
TICKER SYMBOL LECO MEETING DATE 27-Apr-2007
ISIN AGENDA 932666994 - Management
CITY HOLDING RECON DATE 16-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 STEPHEN G. HANKS For For
2 KATHRYN JO LINCOLN For For
3 W.E. MACDONALD, III For For
4 GEORGE H. WALLS, JR. For For
02 APPROVAL OF 2007 MANAGEMENT INCENTIVE Management For For
COMPENSATION PLAN.
03 RATIFICATION OF INDEPENDENT AUDITORS. Management For For
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 24200 0 26-Apr-2007 26-Apr-2007
Page 3 of 9
LANDSTAR SYSTEM, INC.
SECURITY 515098101 MEETING TYPE Annual
TICKER SYMBOL LSTR MEETING DATE 03-May-2007
ISIN AGENDA 932671250 - Management
CITY HOLDING RECON DATE 15-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 02-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 WILLIAM S. ELSTON For For
2 DIANA M. MURPHY For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2007.
03 TO APPROVE OF THE COMPANY'S EXECUTIVE INCENTIVE Management For For
COMPENSATION PLAN.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 32500 0 02-May-2007 02-May-2007
TEMPUR-PEDIC INTERNATIONAL INC.
SECURITY 88023U101 MEETING TYPE Annual
TICKER SYMBOL TPX MEETING DATE 07-May-2007
ISIN AGENDA 932660144 - Management
CITY HOLDING RECON DATE 21-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 04-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 H. THOMAS BRYANT For For
2 FRANCIS A. DOYLE For For
3 PETER K. HOFFMAN For For
4 SIR PAUL JUDGE For For
5 NANCY F. KOEHN For For
6 CHRISTOPHER A. MASTO For For
7 P. ANDREWS MCLANE For For
8 ROBERT B. TRUSSELL, JR. For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 76300 0 04-May-2007 04-May-2007
YOUNG INNOVATIONS, INC.
SECURITY 987520103 MEETING TYPE Annual
TICKER SYMBOL YDNT MEETING DATE 08-May-2007
ISIN AGENDA 932674686 - Management
CITY HOLDING RECON DATE 15-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 07-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 GEORGE E. RICHMOND For For
2 P.J. FERRILLO, JR. Withheld Against
3 ALFRED E. BRENNAN For For
4 RICHARD J. BLISS Withheld Against
5 BRIAN F. BREMER Withheld Against
Page 4 of 9
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford 837 997XDIL 18200 0 07-May-2007 07-May-2007
Select Small Cap Val
CROSSTEX ENERGY, INC.
SECURITY 22765Y104 MEETING TYPE Annual
TICKER SYMBOL XTXI MEETING DATE 09-May-2007
ISIN AGENDA 932667706 - Management
CITY HOLDING RECON DATE 30-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 08-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 BRYAN H. LAWRENCE For For
2 CECIL E. MARTIN, JR. For For
3 JAMES C. CRAIN For For
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 47600 0 08-May-2007 08-May-2007
ENTERTAINMENT PROPERTIES TRUST
SECURITY 29380T105 MEETING TYPE Annual
TICKER SYMBOL EPR MEETING DATE 09-May-2007
ISIN AGENDA 932674484 - Management
CITY HOLDING RECON DATE 15-Feb-2007
COUNTRY United States VOTE DEADLINE DATE 08-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 BARRETT BRADY For For
02 PROPOSAL TO APPROVE THE COMPANY'S 2007 EQUITY Management For For
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE COMPANY'S ANNUAL Management For For
PERFORMANCE-BASED INCENTIVE PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 22000 0 08-May-2007 08-May-2007
MCG CAPITAL CORPORATION
SECURITY 58047P107 MEETING TYPE Annual
TICKER SYMBOL MCGC MEETING DATE 09-May-2007
ISIN AGENDA 932675018 - Management
CITY HOLDING RECON DATE 12-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 08-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 STEVEN F. TUNNEY For For
2 EDWARD S. CIVERA For For
3 KIM D. KELLY For For
02 THE RATIFICATION OF THE SELECTION OF THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR
MCG CAPITAL CORPORATION FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
Page 5 of 9
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford Select
Small Cap Val 837 997XDIL 79300 0 08-May-2007 08-May-2007
NATIONAL FINANCIAL PARTNERS CORP.
SECURITY 63607P208 MEETING TYPE Annual
TICKER SYMBOL NFP MEETING DATE 16-May-2007
ISIN AGENDA 932676490 - Management
CITY HOLDING RECON DATE 22-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 15-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
I DIRECTOR Management
1 STEPHANIE ABRAMSON For For
2 ARTHUR AINSBERG For For
3 JESSICA BIBLIOWICZ For For
4 R. BRUCE CALLAHAN For For
5 JOHN ELLIOTT For For
6 SHARI LOESSBERG For For
7 KENNETH MLEKUSH For For
II TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 32200 0 15-May-2007 15-May-2007
CATHAY GENERAL BANCORP
SECURITY 149150104 MEETING TYPE Annual
TICKER SYMBOL CATY MEETING DATE 21-May-2007
ISIN AGENDA 932691341 - Management
CITY HOLDING RECON DATE 02-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 18-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 KELLY L. CHAN For For
2 DUNSON K. CHENG For For
3 THOMAS C.T. CHIU For For
4 JOSEPH C.H. POON For For
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 44700 0 18-May-2007 18-May-2007
ARES CAPITAL CORPORATION
SECURITY 04010L103 MEETING TYPE Annual
TICKER SYMBOL ARCC MEETING DATE 30-May-2007
ISIN AGENDA 932709009 - Management
CITY HOLDING RECON DATE 30-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 29-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 FRANK E. O'BRYAN For For
2 ERIC B. SIEGEL For For
Page 6 of 9
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDNG DECEMBER 31,
2007.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 87600 0 29-May-2007 29-May-2007
WORLD FUEL SERVICES CORPORATION
SECURITY 981475106 MEETING TYPE Annual
TICKER SYMBOL INT MEETING DATE 31-May-2007
ISIN AGENDA 932707081 - Management
CITY HOLDING RECON DATE 23-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 30-May-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 PAUL H. STEBBINS For For
2 MICHAEL J. KASBAR For For
3 KEN BAKSHI For For
4 JOACHIM HEEL For For
5 RICHARD A. KASSAR For For
6 MYLES KLEIN For For
7 J. THOMAS PRESBY For For
8 STEPHEN K. RODDENBERRY For For
02 TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTANTS FOR THE 2007 FISCAL YEAR.
03 THE CONSIDERATION OF ONE SHAREHOLDER PROPOSAL Shareholder Against For
RELATING TO ESTABLISHING A POLICY REGARDING
DISCRIMINATION BASED UPON SEXUAL ORIENTATION AND
GENDER IDENTITY.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 34500 0 30-May-2007 30-May-2007
MCGRATH RENTCORP
SECURITY 580589109 MEETING TYPE Annual
TICKER SYMBOL MGRC MEETING DATE 06-Jun-2007
ISIN AGENDA 932713969 - Management
CITY HOLDING RECON DATE 16-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 05-Jun-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 WILLIAM J. DAWSON For For
2 ROBERT C. HOOD For For
3 DENNIS C. KAKURES For For
4 JOAN M. MCGRATH For For
5 ROBERT P. MCGRATH For For
6 DENNIS P. STRADFORD For For
7 RONALD H. ZECH For For
02 APPROVAL OF THE MCGRATH RENTCORP 2007 STOCK Management For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS MCGRATH RENTCORP'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2007.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford 837 997XDIL 53100 0 04-Jun-2007 04-Jun-2007
Select Small Cap Val
Page 7 of 9
BALCHEM CORPORATION
SECURITY 057665200 MEETING TYPE Annual
TICKER SYMBOL BCPC MEETING DATE 15-Jun-2007
ISIN AGENDA 932709908 - Management
CITY HOLDING RECON DATE 24-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 14-Jun-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 DINO A. ROSSI For For
2 DR. ELAINE R. WEDRAL For For
02 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 43350 0 14-Jun-2007 14-Jun-2007
SYNTEL, INC.
SECURITY 87162H103 MEETING TYPE Annual
TICKER SYMBOL SYNT MEETING DATE 15-Jun-2007
ISIN AGENDA 932736676 - Management
CITY HOLDING RECON DATE 25-May-2007
COUNTRY United States VOTE DEADLINE DATE 14-Jun-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 PARITOSH K. CHOKSI For For
2 BHARAT DESAI For For
3 PAUL R. DONOVAN For For
4 PRASHANT RANADE For For
5 VASANT RAVAL For For
6 NEERJA SETHI For For
02 TO RATIFY THE APPOINTMENT OF CROWE CHIZEK AND Management For For
COMPANY LLC AS THE INDEPENDENT AND REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford
Select Small Cap Val 837 997XDIL 57300 0 14-Jun-2007 14-Jun-2007
COMPUTER SERVICES, INC.
SECURITY 20539A105 MEETING TYPE Annual
TICKER SYMBOL CSVI MEETING DATE 27-Jun-2007
ISIN AGENDA 932726574 - Management
CITY HOLDING RECON DATE 08-May-2007
COUNTRY United States VOTE DEADLINE DATE 26-Jun-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 DIRECTOR Management
1 STEVEN A. POWLESS* For For
2 DR. LINDA J. VITALE* For For
3 ROBERT L. WALKER* For For
4 BASIL N. DROSSOS** For For
Page 8 of 9
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford 837 997XDIL 24700 0 20-Jun-2007 20-Jun-2007
Select Small Cap Val
INTER-TEL (DELAWARE) INC.
SECURITY 458372109 MEETING TYPE Contested-Special
TICKER SYMBOL INTL MEETING DATE 29-Jun-2007
ISIN AGENDA 932736222 - Management
CITY HOLDING RECON DATE 25-May-2007
COUNTRY United States VOTE DEADLINE DATE 28-Jun-2007
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 TO ADOPT THE MERGER AGREEMENT. Management For For
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES, IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF ADOPTION OF THE MERGER AGREEMENT AT THE
SPECIAL MEETING.
CUSTODIAN BALLOT UNAVAILABLE
ACCOUNT NUMBER/NAME ACCT SHARES SHARES VOTE DATE DATE CONFIRMED
- ------------------- ----------- ------ ----------- ----------- --------------
H01594/Hartford 837 997XDIL 59950 0 28-Jun-2007
Select Small Cap Val
Page 9 of 9
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
The Hartford Select SMALLCAP VALUE FUND
This portion sub-advised by SSgA Funds Management, Inc.
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/11/07 - A 99 (CENTS) ONLY STORES *NDN* 65440K106 03/12/07 975
1 Elect Directors For For Mgmt
2 Submit Shareholder Rights Plan Against For ShrHoldr
(Poison Pill) to Shareholder Vote
04/26/07 - A A. M. CASTLE & CO. *CAS* 148411101 03/09/07 341
1 Elect Directors For For Mgmt
04/09/07 - A A. O. SMITH CORP. *SAOSA* 831865209 02/28/07 137
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/15/07 - A ACCO BRANDS CORPORATION *ABD* 00081T108 03/19/07 4,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/07 - A ADVANCED ENERGY INDUSTRIES, INC. *AEIS* 007973100 03/12/07 3,200
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Omnibus For For Mgmt
Stock Plan
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/24/07 - A AFC ENTERPRISES, INC. *AFCE* 00104Q107 04/09/07 5,600
1 Elect Directors For For Mgmt
2 Report on Feasibility of Improving Against Against ShrHoldr
Animal Welfare Standards
01/23/07 - S AFFORDABLE RESIDENTIAL COMMUNITIES, INC. 008273104 12/18/06 8,300
*ARC*
1 Approve Sale of Shares to Gerald J. For For Mgmt
Ford and Hunter S Glen/ Ford
2 Approve Issuance of Shares for a For For Mgmt
Private Placement
3 Amend Articles / Charter Provision For Against Mgmt
4 Adjourn Meeting For Against Mgmt
06/20/07 - A AFFORDABLE RESIDENTIAL COMMUNITIES, INC. 008273104 04/13/07 10,308
*ARC*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
06/06/07 - A AFTERMARKET TECHNOLOGY CORP. *ATAC* 008318107 04/19/07 1,142
1 Elect Directors For For Mgmt
06/04/07 - A ALBANY MOLECULAR RESEARCH, INC. *AMRI* 012423109 04/25/07 1,599
1 Elect Directors For For Mgmt
05/03/07 - A ALFA CORP. *ALFA* 015385107 03/22/07 564
1 Elect Directors For Split Mgmt
1.1 Elect Director Jerry A. Newby --- For
1.2 Elect Director Hal F. Lee
--- Withhold
1.3 Elect Director Russell R Wiggins
--- Withhold
1.4 Elect Director Dean Wysner
--- Withhold
1.5 Elect Director Jacob C. Harper
--- Withhold
1.6 Elect Director Steve Dunn
--- Withhold
1.7 Elect Director B. Phil Richardson
--- For
1.8 Elect Director Boyd E. Christenberry
--- For
1.9 Elect Director John R. Thomas --- For
1.10 Elect Director Larry E. Newman
--- For
1.11 Elect Director C. Lee Ellis --- For
05/30/07 - A ALLIANCE IMAGING, INC. *AIQ* 018606202 04/16/07 472
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/04/07 - S ALTIRIS, INC 02148M100 02/28/07 500
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
05/01/07 - A AMCORE FINANCIAL, INC. *AMFI* 023912108 03/07/07 2,361
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
06/06/07 - A AMERICAN FINANCIAL REALTY TRUST *AFR* 02607P305 04/05/07 2,838
1 Elect Directors For For Mgmt
06/22/07 - A AMERICAN GREETINGS CORP. *AM* 026375105 05/01/07 5,725
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
06/21/07 - A AMERICAN HOME MORTGAGE INVESTMENT, CORP. 02660R107 05/15/07 7,838
*AHM*
1 Elect Directors For Split Mgmt
1.1 Elect Director John A. Johnston
--- For
1.2 Elect Director Michael A. Mcmanus,
Jr. --- Withhold
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
05/01/07 - A AMERICAN PHYSICIANS CAPITAL, INC. *ACAP* 028884104 03/09/07 4,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/07 - A AMERIGROUP CORP. *AGP* 03073T102 03/28/07 2,346
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
06/08/07 - A AMERISTAR CASINOS, INC. *ASCA* 03070Q101 05/01/07 1,976
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Approve Executive Incentive Bonus For For Mgmt
Plan
06/27/07 - A AMIS HOLDINGS INC *AMIS* 031538101 04/30/07 3,572
1 Elect Directors For Split Mgmt
1.1 Elect Director Dipanjan Deb
--- Withhold
1.2 Elect Director Christine King
--- For
1.3 Elect Director S. Atiq Raza --- For
1.4 Elect Director Paul C. Schorr Iv
--- For
1.5 Elect Director Colin L. Slade --- For
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
1.6 Elect Director David Stanton --- For
1.7 Elect Director William N. Starling,
Jr --- For
1.8 Elect Director James A. Urry --- For
2 Ratify Auditors For For Mgmt
11/02/06 - A ANAREN INC. *ANEN* 032744104 09/08/06 579
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
05/22/07 - A ANTHRACITE CAPITAL, INC. *AHR* 037023108 03/30/07 8,825
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/07 - A ANWORTH MORTGAGE ASSET CORP. *ANH* 037347101 04/13/07 168
1 Elect Directors For For Mgmt
2 Company-Specific-Approve 2007 For For Mgmt
Dividend Equivalent Rights Plan
3 Ratify Auditors For For Mgmt
10/19/06 - A APPLERA CORP 038020202 08/30/06 68
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Change Company Name For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
05/04/07 - A APRIA HEALTHCARE GROUP, INC. *AHG* 037933108 03/16/07 432
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/07 - A APTARGROUP, INC. *ATR* 038336103 03/08/07 2,900
1 Elect Directors For For Mgmt
05/15/07 - A ARBITRON, INC. *ARB* 03875Q108 04/02/07 1,600
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/30/07 - A ARBOR REALTY TRUST, INC. *ABR* 038923108 04/13/07 5,198
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Stock Ownership Limitations For For Mgmt
05/30/07 - A ARES CAP CORP 04010L103 04/30/07 300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/08/07 - A ARGONAUT GROUP, INC. *AGII* 040157109 03/22/07 1,377
1 Elect Directors For For Mgmt
03/01/07 - A ARIBA, INC. *ARBA* 04033V203 01/03/07 61
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/26/07 - A ARVINMERITOR, INC. *ARM* 043353101 11/24/06 777
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/15/07 - A ASHFORD HOSPITALITY TRUST INC. *AHT* 044103109 03/19/07 14,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/07/06 - A ASPEN TECHNOLOGY, INC. *AZPN* 045327103 10/16/06 1,508
1 Elect Directors For For Mgmt
05/22/07 - A ASSET ACCEPTANCE CAPITAL CORP *AACC* 04543P100 03/31/07 1,500
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
12/14/06 - A ASYST TECHNOLOGIES, INC. *ASYT* 04648X107 10/16/06 3,198
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
4 Ratify Auditors For For Mgmt
05/23/07 - A ATLAS AIR WORLDWIDE HOLDINGS, INC *AAWW* 049164205 03/26/07 1,500
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert F. Agnew
--- For
1.2 Elect Director Timothy J. Bernlohr
--- For
1.3 Elect Director Keith E. Butler
--- For
1.4 Elect Director Eugene I. Davis
--- For
1.5 Elect Director Jeffrey H. Erickson
--- For
1.6 Elect Director William J. Flynn
--- For
1.7 Elect Director James S. Gilmore, III
--- Withhold
1.8 Elect Director Carol B. Hallett
--- For
1.9 Elect Director Frederick McCorkle
--- For
2 Approve Omnibus Stock Plan For For Mgmt
05/22/07 - A ATMI, INC. *ATMI* 00207R101 04/16/07 1,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/29/07 - S AUTHORIZE.NET HOLDINGS INC *ANET* 052686102 05/03/07 3,300
1 Elect Directors For For Mgmt
05/31/07 - A AVATAR HOLDINGS INC. *AVTR* 053494100 04/02/07 2,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/10/07 - A AVISTA CORPORATION *AVA* 05379B107 03/09/07 7,294
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors None For Mgmt
3 Ratify Auditors For For Mgmt
05/09/07 - A AXCELIS TECHNOLOGIES INC *ACLS* 054540109 03/15/07 1,812
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
10/17/06 - S AZTAR CORP. 054802103 09/05/06 107
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
05/24/07 - A BANCFIRST CORP. *BANF* 05945F103 04/12/07 1,205
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/23/07 - A BANK OF GRANITE CORP. *GRAN* 062401104 02/28/07 666
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
01/09/07 - S BANTA CORP. 066821109 12/04/06 700
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
05/09/07 - A BARRETT BILL CORP *BBG* 06846N104 03/29/07 640
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
05/24/07 - A BELDEN, INC. *BDC* 077454106 04/02/07 1,522
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus For For Mgmt
Plan
05/03/07 - A BERKSHIRE HILLS BANCORP, INC. *BHLB* 084680107 03/15/07 303
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/19/07 - A BIG 5 SPORTING GOODS CORP. *BGFV* 08915P101 04/24/07 600
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/31/07 - A BIG LOTS INC. *BIG* 089302103 04/02/07 10,078
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/24/07 - A BIO-RAD LABORATORIES, INC. *BIO* 090572207 02/26/07 1,489
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/22/07 - A BLACK HILLS CORP. *BKH* 092113109 04/03/07 4,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/09/07 - A BLOCKBUSTER, INC. *BBI* 093679108 03/20/07 21,803
1 Elect Directors For Split Mgmt
1.1 Elect Director James W. Crystal
--- For
1.2 Elect Director Gary J. Fernandes ---
Withhold
1.3 Elect Director Jules Hairnovitz ---
For
2 Declassify the Board of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
5 Company-Specific -- Mandatory Against For ShrHoldr
Conversion of Class B Common Stock
into Class A Common Stock on
one-for-one Basis
06/06/07 - A BLYTH INC. *BTH* 09643P108 04/18/07 346
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/22/07 - A BOIS D ARC ENERGY LLC *BDE* 09738U103 04/20/07 1,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/07 - A BRADLEY PHARMACEUTICALS, INC. *BDY* 104576103 04/24/07 900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/25/07 - S BROCADE COMMUNICATIONS SYSTEMS *BRCD* 111621108 11/30/06 21,847
1 Issue Shares in Connection with an For For Mgmt
Acquisition
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/19/07 - A BROCADE COMMUNICATIONS SYSTEMS *BRCD* 111621108 02/21/07 27,254
1 Elect Directors For For Mgmt
2 Approve Reverse/Forward Stock Split For For Mgmt
3 Ratify Auditors For For Mgmt
06/01/07 - A BRONCO DRILLING CO INC *BRNC* 112211107 04/20/07 300
1 Elect Directors For For Mgmt
05/24/07 - A BROWN SHOE COMPANY, INC. *BWS* 115736100 04/09/07 811
1 Elect Directors For For Mgmt
2 Adjust Par Value of Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
05/15/07 - A CALIFORNIA COASTAL COMMUNITIES, INC. 129915203 03/30/07 1,800
*CALC*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/07 - A CALLON PETROLEUM CO. *CPE* 13123X102 03/19/07 350
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/19/07 - A CAPITAL LEASE FUNDING INC *LSE* 140288101 04/02/07 14,850
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/07 - A CAPITAL TRUST, INC. *CT* 14052H506 04/26/07 646
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/05/07 - A CASCADE CORP. *CAE* 147195101 04/24/07 707
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/21/07 - A CATHAY GENERAL BANCORP *CATY* 149150104 04/02/07 1,000
1 Elect Directors For For Mgmt
06/27/07 - A CEC ENTERTAINMENT, INC. *CEC* 125137109 04/30/07 3,413
1 Elect Directors For For Mgmt
2 Amend Restricted Stock Plan For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Amend Non-Employee Director For For Mgmt
Restricted Stock Plan
5 Amend Non-Employee Director For For Mgmt
Restricted Stock Plan
6 Ratify Auditors For For Mgmt
06/19/07 - A CEDAR SHOPPING CENTERS, INC. *CDR* 150602209 04/20/07 1,700
1 Elect Directors For For Mgmt
2 Increase Authorized Preferred and For Against Mgmt
Common Stock
3 Ratify Auditors For For Mgmt
04/30/07 - A CENTRAL EUROPEAN DISTRIBUTION CORPORATION 153435102 03/05/07 2,200
*CEDC*
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
09/28/06 - S CENTRAL GARDEN & PET CO. *CENT* 153527106 08/21/06 46
1 Authorize a New Class of Common Stock For Against Mgmt
04/24/07 - A CH ENERGY GROUP, INC. *CHG* 12541M102 03/01/07 500
1 Elect Directors For For Mgmt
06/21/07 - A CHARMING SHOPPES, INC. *CHRS* 161133103 04/13/07 1,583
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/11/07 - A CHATTEM, INC. *CHTT* 162456107 02/16/07 2,700
1 Elect Directors For For Mgmt
2 Approve Clarification of Bundled For For Mgmt
Compensation Plans
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/31/07 - A CHECKPOINT SYSTEMS, INC. *CKP* 162825103 04/25/07 259
1 Elect Directors For For Mgmt
04/16/07 - A CHEMICAL FINANCIAL CORP. *CHFC* 163731102 02/16/07 5,276
1 Elect Directors For Split Mgmt
1.1 Elect Director Gary E. Anderson ---
For
1.2 Elect Director J. Daniel Bernson ---
For
1.3 Elect Director Nancy Bowman --- For
1.4 Elect Director James A. Currie ---
For
1.5 Elect Director Thomas T. Huff --- For
1.6 Elect Director Michael T. Laethem ---
For
1.7 Elect Director Geoffery E. Merszei
--- For
1.8 Elect Director Terence F. Moore ---
For
1.9 Elect Director Aloysius J. Oliver ---
Withhold
1.10 Elect Director Calvin D. Prins ---
For
1.11 Elect Director David B. Ramaker ---
For
1.12 Elect Director Larry D. Stauffer ---
For
1.13 Elect Director William S.
Stavropoulos --- For
1.14 Elect Director Franklin C. Wheatlake
--- For
05/24/07 - A CHIQUITA BRANDS INTERNATIONAL, INC. *CQB* 170032809 04/06/07 1,512
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/18/07 - A CHITTENDEN CORP. *CHZ* 170228100 03/02/07 4,157
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/03/07 - A CIBER, INC. *CBR* 17163B102 03/05/07 655
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/07 - A CINCINNATI BELL INC. *CBB* 171871106 03/05/07 26,867
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Non-Employee Director Omnibus For For Mgmt
Stock Plan
05/02/07 - A CIRCOR INTERNATIONAL, INC. *CIR* 17273K109 03/14/07 2,107
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/22/07 - A CITADEL BROADCASTING CORP *CDL* 17285T106 03/30/07 10,630
1 Elect Directors For Split Mgmt
1.1 Elect Director J. Anthony Forstmann
--- Withhold
1.2 Elect Director Charles P. Rose, Jr.
--- For
1.3 Elect Director Wayne T. Smith --- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus For Against Mgmt
Plan
5 Ratify Auditors For For Mgmt
6 Other Business For Against Mgmt
11/30/06 - S CITIZENS REPUBLIC BANCORP *CRBC* 174420109 10/13/06 1,157
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
04/26/07 - A CITIZENS REPUBLIC BANCORP *CRBC* 174420109 02/28/07 6,786
1 Change Company Name For For Mgmt
2 Elect Directors For For Mgmt
04/25/07 - A CITY BANK *CTBK* 17770A109 03/09/07 300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/25/07 - A CITY HOLDING CO. *CHCO* 177835105 03/16/07 4,315
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/07 - A CLAYTON HOLDINGS INC *CLAY* 18418N107 04/17/07 2,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/07 - A COHEN & STEERS, INC *CNS* 19247A100 03/09/07 200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/04/07 - A COINSTAR, INC. *CSTR* 19259P300 04/12/07 500
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
04/25/07 - A COLUMBIA BANKING SYSTEM, INC. *COLB* 197236102 03/01/07 214
1 Elect Directors For For Mgmt
05/17/07 - A COLUMBIA SPORTSWEAR CO. *COLM* 198516106 03/22/07 2,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/22/07 - A COMMERCIAL VEHICLE GROUP, INC. *CVGI* 202608105 03/30/07 2,776
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
01/25/07 - S COMMONWEALTH TELEPHONE ENTERPRISES, INC. 203349105 12/19/06 600
1 Approve Merger Agreement For For Mgmt
05/08/07 - A COMMUNITY BANKS, INC. *CMTY* 203628102 03/15/07 240
1 Elect Directors For For Mgmt
2 Other Business For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/09/07 - A COMPUCREDIT CORP *CCRT* 20478N100 03/16/07 122
1 Elect Directors For For Mgmt
2 Amend Restricted Stock Plan For For Mgmt
05/30/07 - A COMPX INTERNATIONAL INC. *CIX* 20563P101 04/02/07 400
1 Elect Directors For For Mgmt
05/08/07 - A CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. 209034107 03/21/07 7,600
*CNSL*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/15/07 - A CORE-MARK HOLDING COMPANY, INC. *CORE* 218681104 03/23/07 1,000
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert A. Allen ---
Withhold
1.2 Elect Director Stuart W. Booth ---
For
1.3 Elect Director Gary F. Colter --- For
1.4 Elect Director L. William Krause ---
For
1.5 Elect Director Harvey L. Tepner ---
For
1.6 Elect Director Randolph I. Thornton
--- For
1.7 Elect Director J. Michael Walsh ---
For
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
04/23/07 - A CORUS BANKSHARES, INC. *CORS* 220873103 02/23/07 152
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
06/27/07 - S COVANSYS CORPORATION 22281W103 05/24/07 1,389
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
05/16/07 - A COX RADIO, INC. *CXR* 224051102 03/20/07 528
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
03/15/07 - A CREDENCE SYSTEMS CORP. *CMOS* 225302108 01/23/07 1,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Pay for Superior Performance Against For ShrHoldr
05/10/07 - A CROSS COUNTRY HEALTHCARE, INC. *CCRN* 227483104 03/15/07 5,836
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/25/07 - A CSG SYSTEMS INTERNATIONAL, INC. *CSGS* 126349109 03/27/07 1,743
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
06/28/07 - A CTS CORP. *CTS* 126501105 05/09/07 1,386
1 Elect Directors For Split Mgmt
1.1 Elect Director Walter S. Catlow ---
For
1.2 Elect Director Lawrence J. Ciancia
--- For
1.3 Elect Director Thomas G. Cody ---
Withhold
1.4 Elect Director Gerald H. Frieling,
Jr. --- For
1.5 Elect Director Roger R. Hemminghaus
--- For
1.6 Elect Director Michael A. Henning ---
For
1.7 Elect Director Robert A. Profusek ---
For
1.8 Elect Director Donald K. Schwanz ---
For
1.9 Elect Director Patricia K. Vincent
--- For
2 Approve/Amend Executive Incentive For For Mgmt
Bonus Plan
02/20/07 - A CUBIC CORP. *CUB* 229669106 01/05/07 7,003
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/10/07 - A CUMULUS MEDIA INC. *CMLS* 231082108 03/16/07 2,652
1 Elect Director Eric P. Robison For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
4 Declassify the Board of Directors Abstain For ShrHoldr
05/08/07 - A DELPHI FINANCIAL GROUP, INC. *DFG* 247131105 03/30/07 1,700
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Other Business For Against Mgmt
12/21/06 - S DELTA & PINE LAND COMPANY 247357106 10/23/06 163
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
02/19/07 - A DELTA & PINE LAND COMPANY 247357106 12/21/06 63
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/07 - A DELUXE CORP. *DLX* 248019101 03/06/07 7,100
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles A. Haggerty
--- Withhold
1.2 Elect Director Isaiah Harris, Jr. ---
Withhold
1.3 Elect Director William A. Hawkins,
III --- Withhold
1.4 Elect Director C. Mayberry Mckissack
--- Withhold
1.5 Elect Director Stephen P. Nachtsheim
--- Withhold
1.6 Elect Director Mary Ann O'Dwyer ---
Withhold
1.7 Elect Director Martyn R. Redgrave ---
Withhold
1.8 Elect Director Lee J. Schram --- For
2 Ratify Auditors For For Mgmt
05/04/07 - S DENDRITE INTERNATIONAL, INC. 248239105 04/05/07 868
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
01/16/07 - A DIAMOND FOODS, INC. *DMND* 252603105 11/21/06 6,100
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
2 Ratify Auditors For For Mgmt
01/22/07 - A DIGI INTERNATIONAL INC. *DGII* 253798102 11/24/06 6,293
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
03/08/07 - S DIRECT GENERAL CORP. 25456W204 02/01/07 868
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
04/24/07 - A DOMINOS PIZZA INC. *DPZ* 25754A201 03/15/07 411
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt MacBride Principles Against ShrHoldr
10/24/06 - A DORAL FINANCIAL CORP. *DRL* 25811P100 09/15/06 777
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/05/06 - S DUQUESNE LIGHT HOLDINGS INC 266233105 09/18/06 1,440
1 Approve Merger Agreement For For Mgmt
11/21/06 - A DYCOM INDUSTRIES, INC. *DY* 267475101 10/02/06 91
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
01/09/07 - A DYNAMEX INC. *DDMX* 26784F103 11/14/06 3,266
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard K. Mcclelland
--- For
1.2 Elect Director Kenneth H. Bishop ---
For
1.3 Elect Director Brian J. Hughes ---
For
1.4 Elect Director Wayne Kern ---
Withhold
1.5 Elect Director Bruce E. Ranck --- For
1.6 Elect Director Stephen P. Smiley ---
For
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
02/16/07 - A EAGLE TEST SYSTEMS, INC. *EGLT* 270006109 01/03/07 4,900
1 Elect Directors For For Mgmt
05/22/07 - A EDUCATION REALTY TRUST, INC. *EDR* 28140H104 04/10/07 213
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/05/06 - A ELECTRO SCIENTIFIC INDUSTRIES, INC. *ESIO* 285229100 08/07/06 91
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/13/07 - A EMMIS COMMUNICATIONS CORP. *EMMS* 291525103 12/15/06 46
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Company Specific-Governance None For ShrHoldr
Related-Adopt Recapitalization Plan
04/26/07 - A EMPIRE DISTRICT ELECTRIC CO. (THE) *EDE* 291641108 03/01/07 3,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/30/06 - A EMULEX CORP. *ELX* 292475209 10/09/06 807
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Stock For For Mgmt
Option Plan
4 Ratify Auditors For For Mgmt
05/03/07 - A ENCORE ACQUISITION COMPANY *EAC* 29255W100 03/15/07 900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/03/07 - A ENTERCOM COMMUNICATIONS CORP. *ETM* 293639100 03/15/07 4,192
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/31/07 - A ENTRAVISION COMMUNICATION *EVC* 29382R107 04/12/07 990
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/06/07 - A EPIQ SYSTEMS, INC. *EPIQ* 26882D109 04/10/07 7,200
1 Elect Directors For For Mgmt
05/10/07 - A EQUITY INNS, INC. *ENN* 294703103 03/15/07 716
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
06/04/07 - A EQUITY ONE, INC. *EQY* 294752100 04/25/07 5,200
1 Elect Directors For Split Mgmt
1.1 Elect Director Noam Ben-Ozer --- For
1.2 Elect Director James S. Cassel ---
For
1.3 Elect Director Cynthia R. Cohen ---
For
1.4 Elect Director Neil Flanzraich ---
For
1.5 Elect Director Nathan Hetz ---
Withhold
1.6 Elect Director Chaim Katzman --- For
1.7 Elect Director Peter Linneman --- For
1.8 Elect Director Jeffrey S. Olson ---
For
1.9 Elect Director Dori Segal --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Adjourn Meeting For Against Mgmt
05/23/07 - A EXPRESSJET HOLDINGS, INC. *XJT* 30218U108 04/04/07 4,829
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Other Business None Against Mgmt
05/23/07 - A EXTRA SPACE STORAGE INC. *EXR* 30225T102 03/31/07 1,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/14/07 - A F.N.B CORP. *FNB* 302520101 03/05/07 3,269
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
3 Approve Omnibus Stock Plan For For Mgmt
05/16/07 - A FBL FINANCIAL GROUP, INC. *FFG* 30239F106 03/15/07 4,248
1 Elect Directors For For Mgmt
2 Amend Outside Director Stock Awards For For Mgmt
in Lieu of Cash
3 Ratify Auditors For For Mgmt
05/22/07 - A FELCOR LODGING TRUST INCORPORATED *FCH* 31430F101 04/02/07 7,178
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/03/06 - A FERRO CORP. *FOE* 315405100 09/28/06 46
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Amend Company's Code of Regulations For For Mgmt
05/22/07 - S FIELDSTONE INVESTMENT CORP 31659U300 04/16/07 14,198
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
05/02/07 - A FIRST BANCORP *FBNC* 318910106 03/13/07 5,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
05/23/07 - A FIRST CHARTER CORP. *FCTR* 319439105 04/10/07 3,297
1 Elect Directors For Split Mgmt
1.1 Elect Director Jewell D. Hoover ---
For
1.2 Elect Director Walter H. Jones, Jr.
--- Withhold
1.3 Elect Director Samuel C. King, Jr.
--- For
1.4 Elect Director Jerry E. Mcgee --- For
1.5 Elect Director John S. Poelker ---
For
1.6 Elect Director Richard F. Combs ---
For
2 Ratify Auditors For For Mgmt
04/16/07 - A FIRST COMMONWEALTH FINANCIAL CORP. *FCF* 319829107 03/02/07 8,630
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/24/07 - A FIRST COMMUNITY BANCSHARES, INC *FCBC* 31983A103 03/06/07 200
1 Elect Directors For For Mgmt
2 Amend Director Qualifications For For Mgmt
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
04/18/07 - A FIRST INDIANA CORP. *FINB* 32054R108 02/09/07 426
1 Elect Directors For For Mgmt
04/24/07 - A FIRST MERCHANTS CORP. *FRME* 320817109 02/16/07 5,557
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/16/07 - A FIRST MIDWEST BANCORP, INC. *FMBI* 320867104 03/19/07 426
1 Elect Director Vernon A. Brunner For For Mgmt
2 Elect Director Brother James Gaffney For For Mgmt
3 Elect Director John L. Sterling For For Mgmt
4 Elect Director J. Stephen Vanderwoude For For Mgmt
05/15/07 - A FIRST NIAGARA FINANCIAL GROUP, INC. *FNFG* 33582V108 03/19/07 1,173
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/26/06 - A FIRST PLACE FINANCIAL CORP. *FPFC* 33610T109 09/14/06 1,020
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/07 - A FIRSTFED FINANCIAL CORP. *FED* 337907109 03/05/07 2,846
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
04/18/07 - A FIRSTMERIT CORP. *FMER* 337915102 02/20/07 5,300
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
2 Ratify Auditors For For Mgmt
3 Amend Articles/Bylaws/ For For Mgmt
Charter-Non-Routine--Code of
Regulations
4 Reduce Supermajority Vote Requirement For For Mgmt
05/08/07 - A FNB CORPORATION VA *FNBP* 302930102 03/15/07 107
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/07 - A FRIEDMAN, BILLINGS, RAMSEY, GROUP, INC. 358434108 04/16/07 12,600
*FBR*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
04/18/07 - A FRONTIER FINANCIAL CORP. *FTBK* 35907K105 03/02/07 800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/15/06 - A FTD GROUP INC *FTD* 30267U108 09/27/06 1,479
1 Elect Directors For Split Mgmt
1.1 Elect Director Peter J. Nolan ---
Withhold
1.2 Elect Director Robert S. Apatoff ---
Withhold
1.3 Elect Director Adam M. Aron --- For
1.4 Elect Director John M. Baumer --- For
1.5 Elect Director William J. Chardavoyne
--- For
1.6 Elect Director Timothy J. Flynn ---
Withhold
1.7 Elect Director Ted C. Nark ---
Withhold
1.8 Elect Director Michael J. Soenen ---
For
1.9 Elect Director Thomas M. White ---
For
1.10 Elect Director Carrie A. Wolfe ---
For
2 Ratify Auditors For For Mgmt
05/08/07 - A GAMCO INVESTORS INC *GBL* 361438104 03/30/07 1,400
1 Elect Directors For Split Mgmt
1.1 Elect Director Edwin L. Artzt --- For
1.2 Elect Director Richard L.Bready ---
For
1.3 Elect Director John C. Ferrara ---
For
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
1.4 Elect Director John D. Gabelli ---
Withhold
1.5 Elect Director Mario J. Gabelli ---
Withhold
1.6 Elect Director Eugene R. McGrath ---
For
1.7 Elect Director Karl Otto Pohl --- For
1.8 Elect Director Robert S. Prather, Jr.
--- For
1.9 Elect Director Vincent S. Tese ---
For
05/03/07 - A GAYLORD ENTERTAINMENT CO. *GET* 367905106 03/13/07 700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/07 - A GENERAL CABLE CORP. *BGC* 369300108 03/12/07 176
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
06/25/07 - A GENERAL COMMUNICATION, INC. *GNCMA* 369385109 04/27/07 10,343
1 Elect Directors For For Mgmt
2 Amend Articles/Bylaws - Permit the For For Mgmt
Company to issue, reissue and
terminate stocks in certified and
uncertified forms.
3 Amend Omnibus Stock Plan For For Mgmt
02/22/07 - A GLADSTONE CAPITAL CORP. *GLAD* 376535100 12/28/06 3,100
1 Elect Directors For For Mgmt
11/28/06 - S GLENBOROUGH REALTY TRUST INC. 37803P105 10/12/06 227
1 Approve Merger Agreement For For Mgmt
2 Other Business For Against Mgmt
05/07/07 - A GOODMAN GLOBAL, INC *GGL* 38239A100 03/30/07 3,600
1 Elect Directors For Split Mgmt
1.1 Elect Director John B. Goodman ---
Withhold
1.2 Elect Director David W. Oskin --- For
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
1.3 Elect Director James H. Schultz ---
For
2 Other Business For Against Mgmt
05/23/07 - A GRAFTECH INTERNATIONAL, LTD. *GTI* 384313102 03/30/07 2,662
1 Elect Directors For For Mgmt
05/24/07 - A GRAMERCY CAPITAL CORP *GKK* 384871109 03/20/07 944
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/21/07 - A GRANITE CONSTRUCTION INC. *GVA* 387328107 03/23/07 326
1 Elect Directors For For Mgmt
2 Company Specific- Majority Vote for For Against Mgmt
the Election of Directors
3 Ratify Auditors For For Mgmt
05/02/07 - A GRAY TELEVISION, INC. *GTN.A* 389375106 03/30/07 10,376
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
05/16/07 - A GREAT SOUTHERN BANCORP, INC. *GSBC* 390905107 03/07/07 4,859
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/30/07 - A GREAT WOLF RESORTS INC *WOLF* 391523107 04/30/07 122
1 Elect Directors For For Mgmt
05/22/07 - A GREATBATCH, INC. *GB* 39153L106 04/05/07 200
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
02/26/07 - A GREIF INC *GEF* 397624107 01/05/07 289
1 Increase Authorized Common Stock For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/17/07 - A GROUP 1 AUTOMOTIVE INC. *GPI* 398905109 03/19/07 533
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/27/07 - A GULF ISLAND FABRICATION, INC. *GIFI* 402307102 02/28/07 1,800
1 Elect Directors For For Mgmt
05/18/07 - A GULFMARK OFFSHORE, INC. *GMRK* 402629109 03/23/07 4,500
1 Elect Directors For Split Mgmt
1.1 Elect Director Peter I. Bijur --- For
1.2 Elect Director David J. Butters ---
Withhold
1.3 Elect Director Marshall A. Crowe ---
For
1.4 Elect Director Louis S. Gimbel, 3rd
--- For
1.5 Elect Director Sheldon S. Gordon ---
For
1.6 Elect Director Robert B. Millard ---
For
1.7 Elect Director Robert T. O'Connell
--- For
1.8 Elect Director Rex C. Ross --- For
1.9 Elect Director Bruce A. Streeter ---
For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Amend Non-Employee Director Omnibus
Stock Plan For For Mgmt
04/05/07 - A H.B. FULLER CO. *FUL* 359694106 02/16/07 3,140
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/23/07 - A HANMI FINANCIAL CORPORATION *HAFC* 410495105 04/02/07 600
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
04/25/07 - A HARLEYSVILLE GROUP, INC. *HGIC* 412824104 03/01/07 350
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
3 Amend Non-Employee Director Omnibus For For Mgmt
Stock Plan
4 Ratify Auditors For For Mgmt
06/13/07 - A HARMONIC INC. *HLIT* 413160102 04/16/07 3,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/01/06 - A HARRIS INTERACTIVE INC. *HPOL* 414549105 09/15/06 1,767
1 Elect Directors For For Mgmt
2 Approve Repricing of Options For Against Mgmt
12/18/06 - S HARVEST NATURAL RESOURCE, INC *HNR* 41754V103 11/06/06 2,428
1 Organization-Related-Approve Proposed For For Mgmt
Transaction including
the Conversion Contract
2 Adjourn Meeting For Against Mgmt
3 Other Business For Against Mgmt
05/17/07 - A HARVEST NATURAL RESOURCE, INC *HNR* 41754V103 03/30/07 1,214
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/27/07 - A HEADWATERS INCORPORATED *HW* 42210P102 01/10/07 800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/06/07 - A HEALTHSPRING INC *HS* 42224N101 04/10/07 800
1 Elect Directors For For Mgmt
05/03/07 - A HEALTHTRONICS INC. *HTRN* 42222L107 03/26/07 1,584
1 Elect Directors For For Mgmt
05/10/07 - A HEARTLAND EXPRESS, INC. *HTLD* 422347104 03/14/07 777
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 26
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/24/07 - A HEIDRICK & STRUGGLES INTERNATIONAL, INC. 422819102 04/09/07 200
*HSII*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Approve Executive Incentive Bonus For For Mgmt
Plan
04/19/07 - A HERCULES INC. *HPC* 427056106 03/05/07 6,643
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
05/24/07 - A HERSHA HOSPITALITY TRUST *HT* 427825104 03/30/07 13,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/07 - A HIGHWOODS PROPERTIES, INC. *HIW* 431284108 03/09/07 1,048
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/23/07 - A HORACE MANN EDUCATORS CORP. *HMN* 440327104 03/26/07 5,842
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/05/07 - A HORIZON LINES INC *HRZ* 44044K101 04/06/07 5,179
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Increase in Size of Board For For Mgmt
05/01/07 - A HUDSON HIGHLAND GROUP, INC. *HHGP* 443792106 03/12/07 3,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/29/07 - A I2 TECHNOLOGIES, INC. *ITWO* 465754208 04/02/07 1,200
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
05/17/07 - A IDACORP, INC. *IDA* 451107106 03/29/07 1,294
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 27
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/26/07 - A IHS INC. *IHS* 451734107 03/09/07 1,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/21/07 - A IKON OFFICE SOLUTIONS, INC. *IKN* 451713101 12/29/06 2,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/02/07 - A IMATION CORP. *IMN* 45245A107 03/12/07 4,561
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/05/07 - A IMPAC MORTGAGE HOLDINGS, INC. *IMH* 45254P102 03/12/07 13,292
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/22/07 - A INCYTE CORP. *INCY* 45337C102 03/28/07 800
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard U. De Schutter
--- For
1.2 Elect Director Barry M. Ariko --- For
1.3 Elect Director Julian C. Baker ---
For
1.4 Elect Director Paul A. Brooke --- For
1.5 Elect Director Matthew W. Emmens ---
For
1.6 Elect Director Paul A. Friedman ---
For
1.7 Elect Director John F. Niblack ---
For
1.8 Elect Director Roy A. Whitfield ---
Withhold
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/12/07 - A INDEPENDENT BANK CORP. *INDB* 453836108 02/16/07 107
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/24/07 - A INDEPENDENT BANK CORP. (MI) *IBCP* 453838104 02/23/07 655
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 28
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
2 Ratify Auditors For For Mgmt
05/02/07 - A INNKEEPERS USA TRUST 4576J0104 03/01/07 670
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/26/07 - S INNKEEPERS USA TRUST 4576J0104 05/24/07 670
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
05/08/07 - A INNOSPEC INC *IOSP* 45768S105 03/16/07 3,620
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/21/07 - A INPUT/OUTPUT, INC. *IO* 457652105 03/26/07 6,676
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/18/07 - A INTEGRA BANK CORP. *IBNK* 45814P105 02/20/07 5,866
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Cash Award to Executive For For Mgmt
4 Ratify Auditors For For Mgmt
05/23/07 - A INTERACTIVE DATA CORPORATION *IDC* 45840J107 03/30/07 7,600
1 Elect Directors For Split Mgmt
1.1 Elect Director Stuart J. Clark ---
Withhold
1.2 Elect Director Myra R. Drucker ---
For
1.3 Elect Director William T. Ethridge
--- For
1.4 Elect Director Rona A. Fairhead ---
For
1.5 Elect Director Donald P. Greenberg
--- For
1.6 Elect Director Caspar J.A. Hobbs ---
For
1.7 Elect Director Philip J. Hoffman ---
Withhold
1.8 Elect Director Robert C. Lamb, Jr.
--- For
1.9 Elect Director John C. Makinson ---
Withhold
1.10 Elect Director Carl Spielvogel ---
For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 29
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
10/16/06 - S INTERNET SECURITY SYSTEMS, INC. 46060X107 09/01/06 76
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
06/07/07 - A IPASS INC. *IPAS* 46261V108 04/27/07 548
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/09/07 - A IRWIN FINANCIAL CORP. *IFC* 464119106 03/23/07 7,900
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
02/16/07 - A JACK IN THE BOX INC. *JBX* 466367109 12/27/06 789
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/07 - A JAMES RIV GROUP INC *JRVR* 470359100 04/09/07 200
1 Elect Directors For Split Mgmt
1.1 Elect Director Matthew Bronfman ---
Withhold
1.2 Elect Director John T. Sinnott ---
For
2 Ratify Auditors For For Mgmt
05/30/07 - A JER INVESTORS TRUST INC. *JRT* 46614H301 04/13/07 8,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
06/19/07 - A JO-ANN STORES, INC. *JAS* 47758P307 04/20/07 600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Opt Out of State's Control Share
Acquisition Law For For Mgmt
4 Declassify the Board of Directors For For Mgmt
5 Company Specific-Clarify Ability to For For Mgmt
Issue Shares Not Evidenced by
Certificates
Mgmt Rec - Company Management Recommended Vote Page 30
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
03/28/07 - S JOHN H. HARLAND CO. 412693103 02/12/07 518
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
05/02/07 - A JOURNAL REGISTER CO. *JRC* 481138105 03/20/07 624
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/17/07 - A KAMAN CORP. *KAMN* 483548103 02/26/07 2,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/07 - A KANSAS CITY LIFE INSURANCE CO. *KCLI* 484836101 03/12/07 800
1 Elect Directors For For Mgmt
06/07/07 - A KELLWOOD CO. *KWD* 488044108 04/09/07 1,600
1 Elect Directors For Split Mgmt
1.1 Elect Director Kitty G. Dickerson,
Ph.D. --- For
1.2 Elect Director Jerry M. Hunter ---
Withhold
1.3 Elect Director Larry R. Katzen ---
For
1.4 Elect Director Philip B. Miller ---
For
1.5 Elect Director Harvey A. Weinberg ---
For
2 Ratify Auditors For For Mgmt
3 Adopt Shareholder Rights Plan For For Mgmt
(Poison Pill)
4 Declassify the Board of Directors Against For ShrHoldr
10/17/06 - A KIMBALL INTERNATIONAL, INC. *KBALB* 494274103 08/15/06 1,127
1 Elect Directors For For Mgmt
05/03/07 - A KKR FINANCIAL HOLDINGS LLC *KFN* 482476306 03/26/07 5,800
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 31
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/03/07 - A KNBT BANCORP, INC. *KNBT* 482921103 03/16/07 5,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/09/07 - A KNIGHT CAPITAL GROUP INC *NITE* 499005106 04/02/07 198
1 Elect Director William L. Bolster For For Mgmt
2 Elect Director Gary R. Griffith For For Mgmt
3 Elect Director Thomas M. Joyce For For Mgmt
4 Elect Director Robert M. Lazarowitz For For Mgmt
5 Elect Director Thomas C. Lockburner For For Mgmt
6 Elect Director James T. Milde For For Mgmt
7 Elect Director Rodger O. Riney For For Mgmt
8 Elect Director Laurie M. Shahon For For Mgmt
9 Ratify Auditors For For Mgmt
05/15/07 - A LABRANCHE & CO INC. *LAB* 505447102 03/16/07 6,277
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/01/07 - A LATTICE SEMICONDUCTOR CORP. *LSCC* 518415104 03/20/07 183
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Stock For For Mgmt
Option Plan
3 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
05/01/07 - A LEAPFROG ENTERPRISES, INC. *LF* 52186N106 03/14/07 675
1 Elect Directors For Split Mgmt
1.1 Elect Director Steven B. Fink ---
Withhold
1.2 Elect Director Jeffrey G. Katz ---
For
1.3 Elect Director Thomas J. Kalinske ---
For
1.4 Elect Director Stanley E. Maron ---
For
1.5 Elect Director E. Stanton McKee, Jr.
--- For
1.6 Elect Director David C. Nagel --- For
1.7 Elect Director Ralph R. Smith --- For
1.8 Elect Director Caden Wang --- For
2 Amend Omnibus Stock Plan For Against Mgmt
3 Seek Sale of Company/Assets Against Against ShrHoldr
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 32
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
02/21/07 - A LEE ENTERPRISES, INC. *LEE* 523768109 01/02/07 5,000
1 Elect Directors For For Mgmt
2 Other Business For Against Mgmt
12/01/06 - S LIN TV CORP. *TVL* 532774106 10/26/06 1,492
1 Amend Non-Employee Director Stock For Against Mgmt
Option Plan
05/01/07 - A LIN TV CORP. *TVL* 532774106 03/23/07 11,246
1 Elect Directors For For Mgmt
04/27/07 - A LITTELFUSE, INC. *LFUS* 537008104 03/16/07 334
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Omnibus For For Mgmt
Stock Plan
01/24/07 - A LUBY'S, INC. *LUB* 549282101 11/27/06 2,600
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against For ShrHoldr
05/23/07 - A LUMINENT MORTGAGE CAPITAL, INC *LUM* 550278303 03/28/07 10,900
1 Elect Directors For For Mgmt
05/17/07 - A M & F WORLDWIDE CORP. *MFW* 552541104 04/09/07 1,424
1 Elect Directors For Split Mgmt
1.1 Elect Director Ronald O. Perelman ---
For
1.2 Elect Director Martha L. Byorum ---
For
1.3 Elect Director Theo Folz --- Withhold
1.4 Elect Director Bruce Slovin --- For
2 Amend Executive Incentive Bonus Plan For For Mgmt
04/26/07 - A MACROVISION CORP. *MVSN* 555904101 02/28/07 2,274
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 33
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/24/07 - A MAIDENFORM BRANDS INC *MFB* 560305104 04/05/07 2,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/07 - A MAINSOURCE FINANCIAL GROUP, INC. *MSFG* 56062Y102 03/15/07 336
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
05/18/07 - A MANHATTAN ASSOCIATES, INC. *MANH* 562750109 03/30/07 1,069
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
05/25/07 - A MARLIN BUSINESS SERVICES CORP. *MRLN* 571157106 04/13/07 350
1 Elect Directors For For Mgmt
01/25/07 - S MCDATA CORPORATION 580031201 11/30/06 9,477
1 Approve Merger Agreement For For Mgmt
05/09/07 - A MCG CAPITAL CORP *MCGC* 58047P107 03/12/07 9,767
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/01/07 - A MEDCATH CORP. *MDTH* 58404W109 01/19/07 5,037
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/31/07 - A MEDICAL PROPERTIES TRUST, INC *MPW* 58463J304 04/12/07 1,996
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
06/14/07 - A MENTOR GRAPHICS CORP. *MENT* 587200106 04/18/07 3,900
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director Omnibus For Against Mgmt
Stock Plan
Mgmt Rec - Company Management Recommended Vote Page 34
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/16/07 - A MERITAGE HOMES CORP *MTH* 59001A102 03/30/07 724
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/22/07 - A MFA MORTGAGE INVESTMENTS INC *MFA* 55272X102 03/30/07 21,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/07/07 - A MKS INSTRUMENTS, INC. *MKSI* 55306N104 03/02/07 3,825
1 Elect Directors For Split Mgmt
1.1 Elect Director Cristina H. Amon ---
For
1.2 Elect Director Richard S. Chute ---
Withhold
2 Ratify Auditors For For Mgmt
05/17/07 - A MPS GROUP INC *MPS* 553409103 03/30/07 1,340
1 Elect Directors For For Mgmt
01/30/07 - A MTS SYSTEMS CORP. *MTSC* 553777103 12/01/06 30
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/09/07 - A NACCO INDUSTRIES, INC. *NC* 629579103 03/16/07 1,000
1 Elect Directors For Split Mgmt
1.1 Elect Director Owsley Brown Ii ---
For
1.2 Elect Director Ian M. Ross --- For
1.3 Elect Director John F. Turben --- For
1.4 Elect Director Dennis W. Labarre ---
Withhold
1.5 Elect Director Michael E. Shannon ---
For
1.6 Elect Director Eugene Wong --- For
1.7 Elect Director Richard De J. Osborne
--- For
1.8 Elect Director Britton T. Taplin ---
For
1.9 Elect Director Alfred M. Rankin, Jr.
--- For
1.10 Elect Director David F. Taplin ---
Withhold
Mgmt Rec - Company Management Recommended Vote Page 35
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
2 Ratify Auditors For For Mgmt
04/24/07 - A NATIONAL HEALTHCARE CORPORATION *NHC* 635906100 03/09/07 900
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
04/24/07 - A NATIONAL PENN BANCSHARES, INC. *NPBC* 637138108 03/02/07 4,700
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
05/16/07 - A NATIONAL RETAIL PROPERTIES, INC. *NNN* 637417106 03/20/07 8,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Other Business For Against Mgmt
04/24/07 - A NATIONWIDE HEALTH PROPERTIES, INC. *NHP* 638620104 03/02/07 2,789
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Stock Ownership Limitations For Against Mgmt
4 Ratify Auditors For For Mgmt
05/01/07 - A NBT BANCORP INC. *NBTB* 628778102 03/15/07 400
1 Fix Number of Directors For For Mgmt
2 Elect Directors For Split Mgmt
2.1 Elect Director Daryl R. Forsythe ---
For
2.2 Elect Director Patricia T. Civil ---
For
2.3 Elect Director William C. Gumble ---
For
2.4 Elect Director Robert A. Wadsworth
--- For
2.5 Elect Director William L. Owens ---
Withhold
02/09/07 - A NBTY, INC. *NTY* 628782104 01/03/07 6,199
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 36
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
11/09/06 - S NCO GROUP, INC. 628858102 10/13/06 289
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
01/24/07 - A NEW JERSEY RESOURCES CORP. *NJR* 646025106 12/06/06 400
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/24/07 - A NEWALLIANCE BANCSHARES, INC. *NAL* 650203102 03/02/07 11,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
05/17/07 - A NEWCASTLE INVT CORP *NCT* 65105M108 04/16/07 6,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
12/28/06 - A NEWPARK RESOURCES, INC. *NR* 651718504 11/28/06 853
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
06/13/07 - A NEWPARK RESOURCES, INC. *NR* 651718504 04/23/07 853
1 Elect Directors For For Mgmt
2 Amend Non-Employee Director For For Mgmt
Restricted Stock Plan
3 Ratify Auditors For For Mgmt
05/11/07 - A NEWPORT CORP. *NEWP* 651824104 03/30/07 3,326
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 37
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/16/07 - A NGP CAPITAL RESOURCES COMPANY 62912R107 03/23/07 9,200
1 Elect Directors For For Mgmt
04/26/07 - A NICOR INC. *GAS* 654086107 02/27/07 4,722
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Reduce Supermajority Vote Requirement Against For ShrHoldr
02/20/07 - A NORDSON CORP. *NDSN* 655663102 12/29/06 1,453
1 Elect Directors For Split Mgmt
1.1 Elect Director William D. Ginn ---
For
1.2 Elect Director William L. Robinson
--- For
1.3 Elect Director Stephen R. Hardis ---
Withhold
1.4 Elect Director Benedict P. Rosen ---
For
05/24/07 - A NORTHWEST NATURAL GAS CO. *NWN* 667655104 04/05/07 3,496
1 Elect Directors For For Mgmt
2 Approve Stock Option Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/22/07 - A NPS PHARMACEUTICALS, INC. *NPSP* 62936P103 03/30/07 731
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/14/07 - A NU SKIN ENTERPRISES INC. *NUS* 67018T105 03/30/07 100
1 Elect Directors For Split Mgmt
1.1 Elect Director Blake M. Roney --- For
1.2 Elect Director M. Truman Hunt --- For
1.3 Elect Director Sandra N. Tillotson
--- For
1.4 Elect Director E.J. Garn --- Withhold
1.5 Elect Director Daniel W. Campbell ---
Withhold
1.6 Elect Director Andrew D. Lipman ---
Withhold
1.7 Elect Director Patricia Negron ---
Withhold
1.8 Elect Director Christine M. Day ---
For
Mgmt Rec - Company Management Recommended Vote Page 38
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
1.9 Elect Director Desmond C. Wong ---
For
2 Ratify Auditors For Against Mgmt
05/17/07 - A O CHARLEYS INC. *CHUX* 670823103 03/30/07 2,300
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
4 Declassify the Board of Directors Against Against ShrHoldr
06/01/07 - A OAKLEY, INC. *OO* 673662102 03/23/07 1,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/07 - A OCWEN FINANCIAL CORP. *OCN* 675746309 03/09/07 100
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
05/03/07 - A ODYSSEY HEALTHCARE, INC. *ODSY* 67611V101 03/23/07 472
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/07 - A ODYSSEY RE HOLDINGS CORP. *ORH* 67612W108 03/09/07 4,311
1 Elect Directors For Split Mgmt
1.1 Elect Director V. Prem Watsa --- For
1.2 Elect Director James F. Dowd --- For
1.3 Elect Director Andrew A. Barnard ---
For
1.4 Elect Director Peter M. Bennett ---
For
1.5 Elect Director Anthony F. Griffiths
--- Withhold
1.6 Elect Director Patrick W. Kenny ---
For
1.7 Elect Director Bradley P. Martin ---
For
1.8 Elect Director Brandon W. Sweitzer
--- For
1.9 Elect Director Paul M. Wolff --- For
05/17/07 - A OIL STATES INTERNATIONAL INC. *OIS* 678026105 03/15/07 2,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 39
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/17/07 - A OLD NATIONAL BANCORP *ONB* 680033107 03/08/07 10,060
1 Elect Directors For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Amend Articles---Deletion of For For Mgmt
Article IV
4 Ratify Auditors For For Mgmt
05/08/07 - A OM GROUP, INC. *OMG* 670872100 03/16/07 3,470
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
04/23/07 - A OMEGA FINANCIAL CORP. *OMEF* 682092101 02/23/07 533
1 Elect Directors For For Mgmt
05/24/07 - A OMEGA HEALTHCARE INVESTORS, INC. *OHI* 681936100 04/20/07 7,615
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/24/07 - A PACIFIC CAPITAL BANCORP *PCBC* 69404P101 02/23/07 6,052
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/05/06 - A PALM INC *PALM* 696643105 08/10/06 1,706
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/10/07 - A PAPA JOHN'S INTERNATIONAL, INC *PZZA* 698813102 03/23/07 777
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/07/07 - A PARAMETRIC TECHNOLOGY CORP. *PMTC* 699173209 01/08/07 5,900
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 40
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/16/07 - A PARK NATIONAL CORP. *PRK* 700658107 02/21/07 1,900
1 Elect Directors For For Mgmt
04/25/07 - A PARTNERS TRUST FINANCIAL GROUP, INC. 70213F102 03/07/07 1,234
*PRTR*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/14/07 - A PAXAR CORP. 704227107 05/18/07 2,000
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
05/24/07 - A PAYLESS SHOESOURCE, INC. *PSS* 704379106 04/04/07 7,095
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
10/26/06 - A PENNFED FINANCIAL SERVICES, INC. 708167101 09/01/06 426
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/12/07 - A PEOPLES BANCORP INC. *PEBO* 709789101 02/12/07 305
1 Elect Directors For For Mgmt
12/06/06 - S PEOPLES ENERGY CORP. 711030106 10/16/06 528
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
12/14/06 - A PERICOM SEMICONDUCTOR CORP. *PSEM* 713831105 10/20/06 655
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/07 - A PERINI CORP. *PCR* 713839108 03/30/07 3,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 41
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/03/07 - A PEROT SYSTEMS CORP. *PER* 714265105 03/05/07 6,846
1 Elect Directors For Split Mgmt
1.1 Elect Director Ross Perot --- For
1.2 Elect Director Ross Perot, Jr. ---
For
1.3 Elect Director Peter A. Altabef ---
For
1.4 Elect Director Steven Blasnik --- For
1.5 Elect Director John S.T. Gallagher
--- For
1.6 Elect Director Carl Hahn --- For
1.7 Elect Director DeSoto Jordan ---
Withhold
1.8 Elect Director Thomas Meurer --- For
1.9 Elect Director Cecil H. (C.H.) Moore,
Jr. --- For
1.10 Elect Director Anthony J. Principi
--- For
1.11 Elect Director Anuroop (Tony) Singh
--- For
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
11/10/06 - A PERRIGO CO. *PRGO* 714290103 09/15/06 1,767
1 Elect Directors For Split Mgmt
1.1 Elect Director Gary M. Cohen --- For
1.2 Elect Director David T. Gibbons ---
For
1.3 Elect Director Ran Gottfried ---
Withhold
06/06/07 - A PHARMANET DEVELOPMENT GROUP, INC. *PDGI* 717148100 04/19/07 3,300
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
3 Ratify Auditors For For Mgmt
06/19/07 - A PHILLIPS-VAN HEUSEN CORP. *PVH* 718592108 04/23/07 587
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/07 - A PHOENIX COMPANIES, INC. *PNX* 71902E109 02/28/07 7,930
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 42
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/02/07 - A PIPER JAFFRAY COS *PJC* 724078100 03/05/07 100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
05/02/07 - A PLAYTEX PRODUCTS, INC. *PYX* 72813P100 03/09/07 7,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/09/07 - A PMA CAPITAL CORP. *PMACA* 693419202 03/12/07 3,544
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/22/07 - A PNM RESOURCES INC *PNM* 69349H107 04/02/07 5,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/30/07 - A POLYCOM, INC. *PLCM* 73172K104 04/10/07 5,040
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
05/16/07 - A PROASSURANCE CORP *PRA* 74267C106 03/31/07 200
1 Elect Directors For For Mgmt
05/16/07 - A PROVIDENT BANKSHARES CORP. *PBKS* 743859100 04/02/07 3,796
1 Elect Director Melvin A. Bilal For For Mgmt
2 Elect Director Ward B. Coe, III For Against Mgmt
3 Elect Director Frederick W. Meier, For For Mgmt
Jr.
4 Elect Director Gary N. Geisel For For Mgmt
5 Elect Director William J. Crowley, For For Mgmt
Jr.
6 Elect Director Bryan J. Logan For For Mgmt
7 Elect Director James G. Davis, Jr. For For Mgmt
8 Elect Director Dale B. Peck For For Mgmt
9 Ratify Auditors For For Mgmt
04/25/07 - A PROVIDENT FINANCIAL SERVICES, INC. *PFS* 74386T105 03/05/07 2,797
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 43
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/30/07 - A PS BUSINESS PARKS, INC. *PSB* 69360J107 03/23/07 1,950
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/27/07 - A QUANEX CORP. *NX* 747620102 01/05/07 1,400
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
06/05/07 - A RAMCO-GERSHENSON PROPERTIES TRUST *RPT* 751452202 04/09/07 3,467
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/04/07 - A RC2 CORP *RCRC* 749388104 03/19/07 4,000
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert E. Dods ---
Withhold
1.2 Elect Director Boyd L. Meyer ---
Withhold
1.3 Elect Director Peter K.K. Chung ---
For
1.4 Elect Director Curtis W. Stoelting
--- For
1.5 Elect Director John S. Bakalar ---
For
1.6 Elect Director John J. Vosicky ---
For
1.7 Elect Director Paul E. Purcell ---
For
1.8 Elect Director Daniel M. Wright ---
For
1.9 Elect Director Thomas M. Collinger
--- For
1.10 Elect Director Linda A. Huett --- For
1.11 Elect Director M.J. Merriman, Jr.
--- For
1.12 Elect Director Peter J. Henseler ---
For
06/25/07 - A REALNETWORKS, INC. *RNWK* 75605L104 04/25/07 13,000
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Approve Qualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
05/17/07 - A REDDY ICE HOLDINGS, INC. *FRZ* 75734R105 04/05/07 3,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 44
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
3 Amend Omnibus Stock Plan For For Mgmt
10/26/06 - A REGIS CORP. *RGS* 758932107 09/15/06 91
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/17/07 - A RENASANT CORP *RNST* 75970E107 02/20/07 411
1 Elect Directors For Split Mgmt
1.1 Elect Director Francis J. Cianciola
--- For
1.2 Elect Director John M. Creekmore ---
Withhold
1.3 Elect Director Neal A. Holland, Jr.
--- For
1.4 Elect Director E. Robinson Mcgraw ---
For
1.5 Elect Director Theodore S. Moll ---
For
1.6 Elect Director J. Larry Young --- For
1.7 Elect Director John W. Smith --- For
06/06/07 - A REPUBLIC AIRWAYS HOLDINGS INC *RJET* 760276105 04/25/07 6,722
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
11/30/06 - S REPUBLIC BANCORP, INC. 760282103 10/13/06 746
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
05/03/07 - A RLI CORP. *RLI* 749607107 03/05/07 2,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/10/07 - A ROBBINS & MYERS, INC. *RBN* 770196103 11/21/06 2,300
1 Elect Directors For Split Mgmt
1.1 Elect Director Daniel W. Duval ---
Withhold
1.2 Elect Director Thomas P. Loftis ---
For
1.3 Elect Director Dale L. Medford ---
For
2 Approve/Amend Executive Incentive For For Mgmt
Bonus Plan
3 Amend Articles/Bylaws/Charter to For For Mgmt
Remove Antitakeover Provision(s)
Mgmt Rec - Company Management Recommended Vote Page 45
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
4 Ratify Auditors For For Mgmt
01/26/07 - A ROCK-TENN COMPANY *RKT* 772739207 11/30/06 6,901
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
3 Amend Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/16/07 - A ROCKWOOD HLDGS INC *ROC* 774415103 04/05/07 7,062
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
05/15/07 - A ROSETTA RESOURCES INC *ROSE* 777779307 03/26/07 9,400
1 Elect Directors For For Mgmt
04/16/07 - A S&T BANCORP, INC. *STBA* 783859101 02/27/07 5,100
1 Elect Directors For For Mgmt
04/18/07 - A SANDY SPRING BANCORP, INC. *SASR* 800363103 03/05/07 305
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/07 - A SANTANDER BANCORP *SBP* 802809103 04/05/07 2,118
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/14/07 - A SAUER-DANFOSS, INC. *SHS* 804137107 04/18/07 700
1 Elect Directors For Split Mgmt
1.1 Elect Director Ole Steen Andersen ---
For
1.2 Elect Director David J. Anderson ---
For
1.3 Elect Director Jorgen M. Clausen ---
Withhold
1.4 Elect Director Nicola Keim --- For
1.5 Elect Director Johannes F. Kirchhoff
--- For
1.6 Elect Director Hans Kirk --- For
1.7 Elect Director F. Joseph Loughrey ---
For
Mgmt Rec - Company Management Recommended Vote Page 46
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
1.8 Elect Director Klaus H. Murmann ---
Withhold
1.9 Elect Director Sven Murmann --- For
1.10 Elect Director Steven H. Wood --- For
2 Ratify Auditors For For Mgmt
05/10/07 - A SAVVIS INC *SVVS* 805423308 03/23/07 700
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
12/07/06 - A SCANSOURCE, INC. *SCSC* 806037107 10/19/06 200
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael L. Baur ---
Withhold
1.2 Elect Director Steven R. Fischer ---
For
1.3 Elect Director James G. Foody --- For
1.4 Elect Director Michael J. Grainger
--- For
1.5 Elect Director John P. Reilly --- For
2 Amend Non-Employee Director Omnibus For For Mgmt
Stock Plan
3 Ratify Auditors For For Mgmt
04/23/07 - A SEABOARD CORP. *SEB* 811543107 03/05/07 115
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/25/07 - A SEALY CORP *ZZ* 812139301 03/27/07 700
1 Elect Directors For Split Mgmt
1.1 Elect Director Brian F. Carroll ---
Withhold
1.2 Elect Director James W. Johnston ---
For
1.3 Elect Director David J. McIlquham ---
Withhold
1.4 Elect Director Gary E. Morin --- For
1.5 Elect Director Dean B. Nelson ---
Withhold
1.6 Elect Director Paul J. Norris --- For
1.7 Elect Director Richard W. Roedel ---
For
1.8 Elect Director Scott M. Stuart ---
Withhold
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 47
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/24/07 - A SELECTIVE INSURANCE GROUP, INC. *SIGI* 816300107 03/13/07 600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/30/07 - A SENIOR HOUSING PROPERTIES TRUST *SNH* 81721M109 03/20/07 4,965
1 Elect Directors For For Mgmt
2 Amend Declaration of Trust to For Against Mgmt
Change/Provide Required Shareholder
Vote For Certain Actions
3 Amend Declaration of Trust To For For Mgmt
Indemnify The Trust
4 Adjourn Meeting For Against Mgmt
04/26/07 - A SENSIENT TECHNOLOGIES CORP. *SXT* 81725T100 02/27/07 1,447
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Restricted Stock Plan For For Mgmt
05/31/07 - A SILGAN HOLDINGS INC. *SLGN* 827048109 04/11/07 3,433
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/10/07 - A SIMMONS FIRST NATIONAL CORP. *SFNC* 828730200 02/02/07 2,318
1 Fix Number of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
06/06/07 - A SIRVA, INC. *SIR* 82967Y104 04/20/07 761
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
05/24/07 - A SKECHERS U.S.A., INC. *SKX* 830566105 03/30/07 205
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Qualified Employee Stock For For Mgmt
Purchase Plan
Mgmt Rec - Company Management Recommended Vote Page 48
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/01/07 - A SKYWEST, INC. *SKYW* 830879102 03/19/07 122
1 Elect Directors For Split Mgmt
1.1 Elect Director Jerry C. Atkin --- For
1.2 Elect Director J. Ralph Atkin ---
Withhold
1.3 Elect Director Ian M. Cumming --- For
1.4 Elect Director Robert G. Sarver ---
For
1.5 Elect Director W. Steve Albrecht ---
For
1.6 Elect Director Margaret S. Billson
--- For
1.7 Elect Director Henry J. Eyring ---
For
1.8 Elect Director Steven F. Udvar-Hazy
--- For
2 Ratify Auditors For For Mgmt
03/29/07 - A SKYWORKS SOLUTIONS, INC. *SWKS* 83088M102 01/29/07 2,136
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/29/07 - S SMART & FINAL INC. 831683107 04/19/07 1,011
1 Approve Merger Agreement For For Mgmt
06/14/07 - A SONICWALL, INC. *SNWL* 835470105 04/20/07 2,719
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
5 Other Business For Against Mgmt
04/20/07 - A SOUTH JERSEY INDUSTRIES, INC. *SJI* 838518108 02/23/07 289
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/07 - A SOUTHWEST BANCORP, INC. *OKSB* 844767103 03/02/07 1,700
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 49
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/03/07 - A SOUTHWEST GAS CORPORATION *SWX* 844895102 03/06/07 5,452
1 Elect Directors For For Mgmt
2 Approve Restricted Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Ratify Auditors For For Mgmt
03/14/07 - A SPARTECH CORP. *SEH* 847220209 01/15/07 5,287
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors Against Against ShrHoldr
05/15/07 - A SPHERION CORP. *SFN* 848420105 03/23/07 5,398
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/07 - A STAKTEK HOLDINGS, INC. *STAK* 85256P106 03/02/07 300
1 Elect Directors For Split Mgmt
1.1 Elect Director Joseph C. Aragona ---
Withhold
1.2 Elect Director Harvey B. Cash --- For
1.3 Elect Director Kevin P. Hegarty ---
For
1.4 Elect Director Clark W. Jernigan ---
Withhold
1.5 Elect Director Wayne R. Lieberman ---
For
1.6 Elect Director Edward E. Olkkola ---
For
1.7 Elect Director A. Travis White ---
For
04/25/07 - A STANDARD PARKING CORP *STAN* 853790103 03/05/07 827
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles L. Biggs ---
For
1.2 Elect Director Karen M. Garrison ---
For
1.3 Elect Director John V. Holten ---
Withhold
1.4 Elect Director Gunnar E. Klintberg
--- For
1.5 Elect Director Leif F. Onarheim ---
For
1.6 Elect Director A. Petter Ostberg ---
Withhold
1.7 Elect Director Robert S. Roath ---
For
1.8 Elect Director James A. Wilhelm ---
For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 50
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/04/07 - A STATE AUTO FINANCIAL CORP. *STFC* 855707105 03/09/07 5,252
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
3 Approve Executive Incentive Bonus For For Mgmt
Plan
4 Approve Executive Incentive Bonus For For Mgmt
Plan
5 Ratify Auditors For For Mgmt
05/11/07 - A STEINWAY MUSICAL INSTRUMENTS, INC. *LVB* 858495104 03/30/07 3,928
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/30/07 - A STERLING BANCSHARES, INC. /TX *SBIB* 858907108 03/01/07 663
1 Elect Directors For Split Mgmt
1.1 Elect Director Edward R. Bardgett ---
For
1.2 Elect Director Bruce J. Harper ---
For
1.3 Elect Director B.A. Harris, Jr., MD
--- For
1.4 Elect Director Glenn H. Johnson ---
For
1.5 Elect Director R. Bruce Laboon ---
Withhold
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
02/21/07 - S STERLING FINANCIAL CORP. *STSA* 859319105 01/12/07 3,100
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
04/24/07 - A STERLING FINANCIAL CORP. *STSA* 859319105 03/05/07 3,100
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 51
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/05/07 - A STEWART ENTERPRISES, INC. *STEI* 860370105 02/09/07 4,476
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus For For Mgmt
Plan
05/17/07 - A STONE ENERGY CORP. *SGY* 861642106 03/21/07 137
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/07 - A SUN BANCORP, INC. (NJ) *SNBC* 86663B102 03/29/07 200
1 Elect Directors For Split Mgmt
1.1 Elect Director Anat Bird --- Withhold
1.2 Elect Director Bernard A. Brown ---
For
1.3 Elect Director Ike Brown --- For
1.4 Elect Director Jeffrey S. Brown ---
For
1.5 Elect Director Sidney R. Brown ---
For
1.6 Elect Director John A. Fallone ---
For
1.7 Elect Director Peter Galetto, Jr. ---
For
1.8 Elect Director Douglas J. Heun ---
For
1.9 Elect Director Charles P. Kaempffer
--- For
1.10 Elect Director Anne E. Koons --- For
1.11 Elect Director Eli Kramer --- For
1.12 Elect Director Alfonse M. Mattia ---
For
1.13 Elect Director George A. Pruitt ---
For
1.14 Elect Director Anthony Russo, III ---
For
1.15 Elect Director Edward H. Salmon ---
For
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
05/10/07 - A SUREWEST COMMUNICATIONS *SURW* 868733106 03/23/07 3,400
1 Elect Directors For For Mgmt
04/27/07 - A SUSQUEHANNA BANCSHARES, INC. *SUSQ* 869099101 03/01/07 701
1 Elect Directors For For Mgmt
11/30/06 - A SWS GROUP, INC. *SWS* 78503N107 09/29/06 289
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 52
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/29/07 - A SYBASE, INC. *SY* 871130100 04/03/07 1,151
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
05/09/07 - A SYNIVERSE HOLDINGS, INC. *SVR* 87163F106 03/29/07 7,291
1 Elect Directors For Split Mgmt
1.1 Elect Director David A. Donnini ---
Withhold
1.2 Elect Director John C. Hofmann ---
For
1.3 Elect Director Tony G. Holcombe ---
For
1.4 Elect Director James B. Lipham ---
For
1.5 Elect Director Robert J. Marino ---
For
1.6 Elect Director Jack Pearlstein ---
For
1.7 Elect Director Collin E. Roche ---
Withhold
1.8 Elect Director Timothy A. Samples ---
For
2 Ratify Auditors For For Mgmt
10/11/06 - A SYSTEMAX INC. *SYX* 871851101 08/25/06 1,798
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard Leeds ---
Withhold
1.2 Elect Director Bruce Leeds --- For
1.3 Elect Director Robert Leeds ---
Withhold
1.4 Elect Director Gilbert Fiorentino ---
For
1.5 Elect Director Robert Rosenthal ---
For
1.6 Elect Director Stacy S. Dick --- For
1.7 Elect Director Ann R. Leven --- For
2 Approve Non-Employee Director Omnibus For Against Mgmt
Stock Plan
3 Ratify Auditors For For Mgmt
06/07/07 - A TAYLOR CAPITAL GROUP, INC. *TAYC* 876851106 04/19/07 4,400
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 53
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
03/01/07 - A TETRA TECH, INC. *TTEK* 88162G103 01/04/07 2,625
1 Elect Directors For For Mgmt
2 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
3 Ratify Auditors For For Mgmt
10/17/06 - A TEXAS INDUSTRIES, INC. *TXI* 882491103 08/21/06 411
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
05/31/07 - A THE BUCKLE, INC. *BKE* 118440106 03/29/07 4,350
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus For For Mgmt
Plan
4 Amend Restricted Stock Plan For For Mgmt
5 Amend Restricted Stock Plan For For Mgmt
6 Amend Non-Employee Director Stock For For Mgmt
Option Plan
11/30/06 - A THE HAIN CELESTIAL GROUP, INC. *HAIN* 405217100 10/23/06 578
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
06/05/07 - S THE HOUSTON EXPLORATION CO. 442120101 04/30/07 1,815
1 Approve Merger Agreement For For Mgmt
01/25/07 - A THE LACLEDE GROUP, INC. *LG* 505597104 12/01/06 4,318
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/26/07 - A THE MIDLAND CO. *MLAN* 597486109 03/20/07 3,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/07/07 - A THE NAVIGATORS GROUP, INC. *NAVG* 638904102 04/09/07 2,100
1 Elect Directors For Split Mgmt
1.1 Elect Director H.J. Mervyn Blakeney
--- Withhold
Mgmt Rec - Company Management Recommended Vote Page 54
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
1.2 Elect Director Peter A. Cheney ---
For
1.3 Elect Director Terence N. Deeks ---
For
1.4 Elect Director Robert W. Eager, Jr.
--- For
1.5 Elect Director W. Thomas Forrester
--- For
1.6 Elect Director Stanley A. Galanski
--- For
1.7 Elect Director Leandro S. Galban, Jr.
--- For
1.8 Elect Director John F. Kirby ---
Withhold
1.9 Elect Director Marc M. Tract --- For
1.10 Elect Director Robert F. Wright ---
For
2 Ratify Auditors For For Mgmt
11/17/06 - A THE READER'S DIGEST ASSOCIATION, INC. 755267101 09/21/06 320
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/12/07 - A THE STRIDE RITE CORP. *SRR* 863314100 02/20/07 3,152
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/24/07 - A THE TALBOTS, INC. *TLB* 874161102 04/05/07 1,600
1 Elect Directors For Split Mgmt
1.1 Elect Director Arnold B. Zetcher ---
For
1.2 Elect Director John W. Gleeson ---
For
1.3 Elect Director Tsutomu Kajita ---
Withhold
1.4 Elect Director Motoya Okada ---
Withhold
1.5 Elect Director Gary M. Pfeiffer ---
For
1.6 Elect Director Yoshihiro Sano --- For
1.7 Elect Director Susan M. Swain --- For
1.8 Elect Director Isao Tsuruta --- For
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
05/15/07 - A THE WARNACO GROUP, INC. *WRNC* 934390402 03/27/07 6,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 55
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/17/07 - A TREDEGAR CORPORATION *TG* 894650100 03/12/07 1,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/19/07 - A TREEHOUSE FOODS INC. *THS* 89469A104 02/26/07 3,359
1 Elect Director George V. Bayly For For Mgmt
2 Elect Director Michelle R. Obama For For Mgmt
3 Elect Director Gary D. Smith For For Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
5 Ratify Auditors For For Mgmt
05/14/07 - A TRIQUINT SEMICONDUCTOR, INC. *TQNT* 89674K103 03/26/07 1,477
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Approve Qualified Employee Stock For For Mgmt
Purchase Plan
05/08/07 - A TRUSTMARK CORP. *TRMK* 898402102 03/12/07 1,118
1 Elect Directors For For Mgmt
02/22/07 - S TRUSTREET PROPERTIES INC 898404108 01/03/07 2,841
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
06/22/07 - A TTM TECHNOLOGIES, INC. *TTMI* 87305R109 04/25/07 807
1 Elect Directors For For Mgmt
05/16/07 - A TUPPERWARE BRANDS CORP. *TUP* 899896104 03/19/07 6,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Eliminate the Plurality Voting for For Against Mgmt
Uncontested Director Election
4 Reduce Supermajority Vote Requirement For For Mgmt
5 Amend Articles--Vote Requirement on For For Mgmt
Business Combinations and Amend
Business Combination Provision
Mgmt Rec - Company Management Recommended Vote Page 56
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
03/29/07 - S U.S.I. HOLDING CORP 90333H101 02/28/07 300
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
05/09/07 - A UIL HOLDINGS CORPORATION *UIL* 902748102 03/06/07 2,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
04/17/07 - A UMPQUA HOLDINGS CORP. *UMPQ* 904214103 02/09/07 500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus For For Mgmt
Plan
01/09/07 - A UNIFIRST CORP. *UNF* 904708104 11/17/06 3,015
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
05/21/07 - A UNITED BANKSHARES, INC. *UBSI* 909907107 04/02/07 548
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
04/26/07 - A UNITED COMMUNITY FINANCIAL CORP. *UCFC* 909839102 03/09/07 2,081
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
05/16/07 - A UNITED FIRE & CASUALTY CO. *UFCS* 910331107 03/19/07 4,900
1 Elect Directors For For Mgmt
2 Other Business For Against Mgmt
05/09/07 - A UNITED STATIONERS INC. *USTR* 913004107 03/12/07 3,140
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 57
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/16/07 - A USA MOBILITY INC *USMO* 90341G103 04/06/07 100
1 Elect Directors For For Mgmt
04/26/07 - A USEC INC. *USU* 90333E108 03/01/07 12,160
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/04/07 - A VAIL RESORTS, INC. *MTN* 91879Q109 11/06/06 585
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
02/01/07 - A VARIAN INC *VARI* 922206107 12/11/06 1,443
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/05/07 - A VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, 922207105 12/15/06 3,700
INC. *VSEA*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
01/09/07 - S VERITAS DGC INC. 92343P107 11/18/06 373
1 Approve Merger Agreement For For Mgmt
11/17/06 - A VERTRUE INC *VTRU* 92534N101 10/06/06 76
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve/Amend Executive Incentive For For Mgmt
Bonus Plan
4 Approve Non-Employee Director For Against Mgmt
Restricted Stock Plan
5 Ratify Auditors For For Mgmt
05/15/07 - A VIAD CORP *VVI* 92552R406 03/23/07 300
1 Elect Director Isabella Cunningham For For Mgmt
2 Elect Director Jess Hay For For Mgmt
3 Elect Director Albert M. Teplin For For Mgmt
4 Ratify Auditors For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 58
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
05/10/07 - A VIASYS HEALTHCARE, INC. 92553Q209 03/09/07 3,700
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/25/07 - A VIGNETTE CORP. *VIGN* 926734401 04/02/07 6,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/21/07 - A VIROPHARMA INC. *VPHM* 928241108 04/27/07 5,700
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
05/16/07 - A VISTEON CORPORATION *VC* 92839U107 03/22/07 2,055
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
02/01/07 - A VITAL SIGNS, INC. *VITL* 928469105 12/29/06 289
1 Elect Directors For For Mgmt
06/07/07 - A VOLCANO CORP *VOLC* 928645100 04/27/07 1,400
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Approve Qualified Employee Stock For Against Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
04/05/07 - A VOLT INFORMATION SCIENCES, INC. *VOL* 928703107 02/16/07 1,555
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Increase Authorized Common Stock For Against Mgmt
05/09/07 - A W HOLDING COMPANY, INC. *WHI* 929251106 03/30/07 9,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/11/07 - A WADDELL & REED FINANCIAL, INC. *WDR* 930059100 02/14/07 1,181
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 59
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
3 Ratify Auditors For For Mgmt
05/16/07 - A WASTE CONNECTIONS, INC. *WCN* 941053100 03/20/07 1,350
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Auditors For For Mgmt
11/17/06 - A WATSON WYATT WORLDWIDE INC *WW* 942712100 10/02/06 168
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Eliminate Class of Common Stock For For Mgmt
4 Approve/Amend Deferred Compensation For For Mgmt
Plan
04/18/07 - A WESBANCO, INC. *WSBC* 950810101 03/06/07 5,283
1 Elect Directors For For Mgmt
2 Seek Sale of Company/Assets Against Against ShrHoldr
04/24/07 - A WEST COAST BANCORP (OR) *WCBO* 952145100 03/01/07 228
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/17/07 - A WESTAR ENERGY, INC. *WR* 95709T100 03/23/07 4,098
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
03/01/07 - A WGL HOLDINGS, INC. *WGL* 92924F106 01/10/07 4,609
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Restore or Provide for Cumulative Against Against ShrHoldr
Voting
5 Separate Chairman and CEO Positions Against Against ShrHoldr
6 Disclose Information on Compensation Against Against ShrHoldr
Consultant
06/21/07 - S WINSTON HOTELS, INC. 97563A102 05/11/07 1,873
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 60
VOTE SUMMARY REPORT
Jul 01, 2006 - Jun 30, 2007
HARTFORD SMALLCAP VALUE FUND - XDIN
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
--------- ------------------------------------------ --------- ------- ------- -------- -------- ------
04/19/07 - A WOLVERINE WORLD WIDE, INC. *WWW* 978097103 03/01/07 899
1 Elect Directors For Split Mgmt
1.1 Elect Director Jeffrey M. Boromisa
--- For
1.2 Elect Director David T. Kollat ---
For
1.3 Elect Director David P. Mehney ---
Withhold
1.4 Elect Director Timothy J. O'Donovan
--- For
2 Amend Executive Incentive Bonus Plan For For Mgmt
(1-year)
3 Amend Executive Incentive Bonus Plan For For Mgmt
(3-year)
4 Ratify Auditors For For Mgmt
01/24/07 - A WOODWARD GOVERNOR COMPANY *WGOV* 980745103 11/27/06 4,442
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/18/07 - A WRIGHT EXPRESS CORP *WXS* 98233Q105 03/20/07 3,459
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/15/06 - A ZALE CORP. *ZLC* 988858106 09/22/06 259
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/16/06 - A ZYGO CORP. *ZIGO* 989855101 09/21/06 15
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
Mgmt Rec - Company Management Recommended Vote Page 61
Vote Summary
The Hartford Select SmallCap Value Fund
This portion sub-advised by Metropolitan West Capital Management, LLC
LIPMAN ELECTRONIC ENGINEERING LTD.
SECURITY M6772H101 MEETING TYPE Consent
TICKER SYMBOL LPMA MEETING DATE 14-Sep-2006
ISIN AGENDA 932577553 - Management
CITY HOLDING RECON DATE 15-Aug-2006
COUNTRY United States VOTE DEADLINE DATE 13-Sep-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 TO APPROVE, ADOPT AND RATIFY THE AGREEMENT AND PLAN Management shares not voted
OF MERGER, DATED AS OF APRIL 10, 2006, BY AND AMONG
LIPMAN, VERIFONE HOLDINGS, INC., A DELAWARE
CORPORATION, AND LION ACQUISITIONS LTD., A
CORPORATION FORMED UNDER THE LAWS OF THE STATE OF
ISRAEL AND A WHOLLY OWNED SUBSIDIARY OF VERIFONE AND
THE MERGER OF LION ACQUISITIONS INTO LIPMAN UNDER THE
PROVISIONS OF ISRAELI COMPANIES LAW-1999, SO THAT
LIPMAN WILL BECOME A WHOLLY OWNED SUBSIDIARY OF
VERIFONE.
02 TO APPROVE AN AMENDMENT TO ARTICLE 25 OF THE LIPMAN'S Management shares not voted
ARTICLES OF ASSOCIATION IN ORDER TO CONFORM THE
PROVISIONS OF LIPMAN'S ARTICLES OF ASSOCIATION
RELATING TO EXCULPATION, INSURANCE AND INDEMNITY OF
DIRECTORS AND OFFICERS WITH RECENT AMENDMENTS TO THE
ISRAELI COMPANIES LAW, AND TO RESTATE LIPMAN'S
ARTICLES OF ASSOCIATION ACCORDINGLY.
03 SUBJECT TO THE APPROVAL OF THE AMENDMENT OF LIPMAN'S Management shares not voted
ARTICLES OF ASSOCIATION UNDER PROPOSAL 2 ABOVE, TO
APPROVE CORRESPONDING AMENDMENTS TO THE
INDEMNIFICATION AGREEMENTS ENTERED INTO BETWEEN
LIPMAN AND ITS DIRECTORS AND THE INCLUSION OF THE
MERGER CONTEMPLATED UNDER SECTION 1 ABOVE AS AN
INDEMNIFIABLE EVENT UNDER SUCH INDEMNIFICATION
AGREEMENTS.
03A A PERSON OR ENTITY THAT HOLDS, DIRECTLY OR Management shares not voted
INDIRECTLY, 25% OR MORE OF EITHER THE VOTING POWER OR
THE RIGHT TO APPOINT A DIRECTOR OF VERIFONE HOLDINGS,
INC. OR LION ACQUISITIONS LTD.
03B A PERSON OR ENTITY ACTING ON BEHALF OF VERIFONE Management shares not voted
HOLDINGS, INC. OR LION ACQUISITIONS LTD. OR ON BEHALF
OF A PERSON OR ENTITY DESCRIBED IN (A) ABOVE.
03C A FAMILY MEMBER OF OR AN ENTITY CONTROLLED BY: (1) Management shares not voted
VERIFONE HOLDINGS, INC., (2) OR LION ACQUISITIONS
LTD. OR (3) A PERSON OR ENTITY DESCRIBED IN (A) OR
(B) ABOVE. THE TERM "CONTROL" GENERALLY MEANS THE
ABILITY TO DIRECT THE OPERATION OF A CORPORATE
ENTITY.
02A I HAVE A "PERSONAL INTEREST" IN PROPOSAL NO. 2 Management
03D I HAVE A "PERSONAL INTEREST" IN PROPOSAL NO. 3 Management
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
PAN PACIFIC RETAIL PROPERTIES, INC.
SECURITY 69806L104 MEETING TYPE Special
TICKER SYMBOL PNP MEETING DATE 25-Sep-2006
ISIN AGENDA 932579533 - Management
CITY HOLDING RECON DATE 18-Aug-2006
COUNTRY United States VOTE DEADLINE DATE 22-Sep-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 APPROVAL OF THE MERGER OF KRC ACQUISITION, INC. WITH Management shares not voted
AND INTO PAN PACIFIC RETAIL PROPERTIES, INC. AND THE
OTHER TRANSACTIONS CONTEMPLATED PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 9,
2006, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 APPROVAL OF AN ADJOURNMENT OF THE SPECIAL MEETING, IF Management shares not voted
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO APPROVE THE MERGER.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
RPM INTERNATIONAL INC.
SECURITY 749685103 MEETING TYPE Annual
TICKER SYMBOL RPM MEETING DATE 05-Oct-2006
ISIN AGENDA 932578086 - Management
CITY HOLDING RECON DATE 11-Aug-2006
COUNTRY United States VOTE DEADLINE DATE 04-Oct-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 BRUCE A. CARBONARI shares not voted
2 JAMES A. KARMAN shares not voted
3 DONALD K. MILLER shares not voted
4 JOSEPH P. VIVIANO shares not voted
02 APPROVE AND ADOPT THE RPM INTERNATIONAL INC. 2007 Management shares not voted
RESTRICTED STOCK PLAN
03 APPROVE AND ADOPT THE RPM INTERNATIONAL INC. 2007 Management shares not voted
INCENTIVE COMPENSATION PLAN
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
LANDEC CORPORATION
SECURITY 514766104 MEETING TYPE Annual
TICKER SYMBOL LNDC MEETING DATE 12-Oct-2006
ISIN AGENDA 932581451 - Management
CITY HOLDING RECON DATE 21-Aug-2006
COUNTRY United States VOTE DEADLINE DATE 11-Oct-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 FREDERICK FRANK shares not voted
2 STEPHEN HALPRIN shares not voted
3 KENNETH JONES shares not voted
4 RICHARD SCHNEIDER shares not voted
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management shares not voted
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 27, 2007
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
SUPERIOR BANCORP
SECURITY 86806M106 MEETING TYPE Special
TICKER SYMBOL SUPR MEETING DATE 12-Oct-2006
ISIN AGENDA 932583556 - Management
CITY HOLDING RECON DATE 25-Aug-2006
COUNTRY United States VOTE DEADLINE DATE 11-Oct-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED IN Management shares not voted
THE AGREEMENT AND PLAN OF MERGER BETWEEN SUPERIOR
BANCORP AND COMMUNITY BANCSHARES, INC., PURSUANT TO
WHICH COMMUNITY BANCSHARES, INC. WILL BE MERGED WITH
AND INTO SUPERIOR BANCORP, AS MORE FULLY DESCRIBED IN
THE JOINT PROXY STATEMENT/PROSPECTUS.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
AMERUS GROUP CO.
SECURITY 03072M108 MEETING TYPE Special
TICKER SYMBOL AMH MEETING DATE 19-Oct-2006
ISIN AGENDA 932585865 - Management
CITY HOLDING RECON DATE 08-Sep-2006
COUNTRY United States VOTE DEADLINE DATE 18-Oct-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS Management shares not voted
OF JULY 12, 2006, BY AND AMONG AVIVA PLC, LIBRA
ACQUISITION CORPORATION AND AMERUS GROUP CO.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
CARMIKE CINEMAS, INC.
SECURITY 143436400 MEETING TYPE Annual
TICKER SYMBOL CKEC MEETING DATE 20-Oct-2006
ISIN AGENDA 932586805 - Management
CITY HOLDING RECON DATE 08-Sep-2006
COUNTRY United States VOTE DEADLINE DATE 19-Oct-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 MICHAEL W. PATRICK shares not voted
2 ALAN J. HIRSCHFIELD shares not voted
3 KEVIN D. KATARI shares not voted
4 S. DAVID PASSMAN III shares not voted
5 CARL L. PATRICK, JR. shares not voted
6 ROLAND C. SMITH shares not voted
7 FRED W. VAN NOY shares not voted
8 PATRICIA A. WILSON shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
HYPERION SOLUTIONS CORPORATION
SECURITY 44914M104 MEETING TYPE Annual
TICKER SYMBOL HYSL MEETING DATE 15-Nov-2006
ISIN AGENDA 932595284 - Management
CITY HOLDING RECON DATE 21-Sep-2006
COUNTRY United States VOTE DEADLINE DATE 14-Nov-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 NANCI CALDWELL shares not voted
2 JEFFREY RODEK shares not voted
3 MAYNARD WEBB shares not voted
02 TO APPROVE AMENDMENT OF THE COMPANY'S 2004 EQUITY Management shares not voted
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management shares not voted
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
G&K SERVICES, INC.
SECURITY 361268105 MEETING TYPE Annual
TICKER SYMBOL GKSR MEETING DATE 16-Nov-2006
ISIN AGENDA 932592959 - Management
CITY HOLDING RECON DATE 18-Sep-2006
COUNTRY United States VOTE DEADLINE DATE 15-Nov-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 RICHARD L. MARCANTONIO shares not voted
2 PAUL BASZUCKI shares not voted
3 ALICE M. RICHTER shares not voted
02 PROPOSAL TO APPROVE THE G&K SERVICES, INC. 2006 Management shares not voted
EQUITY INCENTIVE PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO OUR AMENDED AND Management shares not voted
RESTATED BYLAWS TO REQUIRE A QUORUM CONSISTING OF A
MAJORITY OF THE VOTING POWER OF THE ISSUED AND
OUTSTANDING SHARES AND TO CLARIFY AUTHORITY TO
ADJOURN MEETINGS WHEN A QUORUM IS NOT PRESENT.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Management shares not voted
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS OUR INDEPENDENT AUDITORS FOR FISCAL 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
THOR INDUSTRIES, INC.
SECURITY 885160101 MEETING TYPE Annual
TICKER SYMBOL THO MEETING DATE 05-Dec-2006
ISIN AGENDA 932603182 - Management
CITY HOLDING RECON DATE 18-Oct-2006
COUNTRY United States VOTE DEADLINE DATE 04-Dec-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 NEIL D. CHRISMAN shares not voted
2 ALAN SIEGEL shares not voted
3 GEOFFREY A. THOMPSON shares not voted
02 THE APPROVAL OF THE THOR INDUSTRIES, INC. 2006 EQUITY Management shares not voted
INCENTIVE PLAN.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
PROSPERITY BANCSHARES, INC.
SECURITY 743606105 MEETING TYPE Special
TICKER SYMBOL PRSP MEETING DATE 13-Dec-2006
ISIN AGENDA 932605023 - Management
CITY HOLDING RECON DATE 27-Oct-2006
COUNTRY United States VOTE DEADLINE DATE 12-Dec-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management shares not voted
REORGANIZATION, DATED AS OF JULY 18, 2006, AS
AMENDED, BY AND BETWEEN PROSPERITY BANCSHARES, INC.
AND TEXAS UNITED BANCSHARES, INC. PURSUANT TO WHICH
TEXAS UNITED WILL MERGE WITH AND INTO PROSPERITY, ALL
ON AND SUBJECT TO THE TERMS AND CONDITIONS CONTAINED
THEREIN.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
DELTA AND PINE LAND COMPANY
SECURITY 247357106 MEETING TYPE Special
TICKER SYMBOL DLP MEETING DATE 21-Dec-2006
ISIN AGENDA 932605477 - Management
CITY HOLDING RECON DATE 23-Oct-2006
COUNTRY United States VOTE DEADLINE DATE 20-Dec-2006
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management shares not voted
OF AUGUST 14, 2006, BY AND AMONG MONSANTO COMPANY,
MONSANTO SUB, INC. AND DELTA AND PINE LANE COMPANY.
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE Management shares not voted
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES CAST AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE MERGER AGREEMENT.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
WINNEBAGO INDUSTRIES, INC.
SECURITY 974637100 MEETING TYPE Annual
TICKER SYMBOL WGO MEETING DATE 09-Jan-2007
ISIN AGENDA 932606695 - Management
CITY HOLDING RECON DATE 31-Oct-2006
COUNTRY United States VOTE DEADLINE DATE 08-Jan-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 IRVIN E. AAL shares not voted
2 JOSEPH W. ENGLAND shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
UNIFIRST CORPORATION
SECURITY 904708104 MEETING TYPE Annual
TICKER SYMBOL UNF MEETING DATE 09-Jan-2007
ISIN AGENDA 932613121 - Management
CITY HOLDING RECON DATE 17-Nov-2006
COUNTRY United States VOTE DEADLINE DATE 08-Jan-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 PHILLIP L. COHEN shares not voted
2 CYNTHIA CROATTI shares not voted
3 MICHAEL IANDOLI shares not voted
02 APPROVAL OF AMENDMENT TO THE UNIFIRST 1996 STOCK Management shares not voted
INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG AS THE Management shares not voted
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
NEW JERSEY RESOURCES CORPORATION
SECURITY 646025106 MEETING TYPE Annual
TICKER SYMBOL NJR MEETING DATE 24-Jan-2007
ISIN AGENDA 932616747 - Management
CITY HOLDING RECON DATE 06-Dec-2006
COUNTRY United States VOTE DEADLINE DATE 23-Jan-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 LAWRENCE R. CODEY shares not voted
2 LAURENCE M. DOWNES shares not voted
3 ALFRED C. KOEPPE shares not voted
4 WILLIAM H. TURNER shares not voted
5 JANE M. KENNY shares not voted
02 TO APPROVE THE 2007 STOCK AWARD AND INCENTIVE PLAN, Management shares not voted
AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE THE RETENTION OF DELOITTE & TOUCHE LLP AS Management shares not voted
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
CORINTHIAN COLLEGES, INC.
SECURITY 218868107 MEETING TYPE Annual
TICKER SYMBOL COCO MEETING DATE 25-Jan-2007
ISIN AGENDA 932616317 - Management
CITY HOLDING RECON DATE 07-Dec-2006
COUNTRY United States VOTE DEADLINE DATE 24-Jan-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 PAUL R. ST. PIERRE shares not voted
2 LINDA AREY SKLADANY shares not voted
3 ROBERT "BOB" LEE shares not voted
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management shares not voted
COMPANY'S CERTIFICATE OF INCORPORATION.
03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Management shares not voted
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JUNE 30, 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
J & J SNACK FOODS CORP.
SECURITY 466032109 MEETING TYPE Annual
TICKER SYMBOL JJSF MEETING DATE 07-Feb-2007
ISIN AGENDA 932616709 - Management
CITY HOLDING RECON DATE 08-Dec-2006
COUNTRY United States VOTE DEADLINE DATE 06-Feb-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 DENNIS G. MOORE shares not voted
02 THE INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK Management shares not voted
FOR ISSUANCE UNDER THE COMPANY'S STOCK OPTION PLAN
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
THE COOPER COMPANIES, INC.
SECURITY 216648402 MEETING TYPE Annual
TICKER SYMBOL COO MEETING DATE 20-Mar-2007
ISIN AGENDA 932631167 - Management
CITY HOLDING RECON DATE 05-Feb-2007
COUNTRY United States VOTE DEADLINE DATE 19-Mar-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 A. THOMAS BENDER shares not voted
2 JOHN D. FRUTH shares not voted
3 MICHAEL H. KALKSTEIN shares not voted
4 JODY LINDELL shares not voted
5 MOSES MARX shares not voted
6 DONALD PRESS shares not voted
7 STEVEN ROSENBERG shares not voted
8 A.E. RUBENSTEIN, M.D. shares not voted
9 ROBERT S. WEISS shares not voted
10 STANLEY ZINBERG, M.D. shares not voted
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management shares not voted
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2007.
03 APPROVAL OF THE 2007 LONG-TERM INCENTIVE PLAN. Management shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
ADESA, INC.
SECURITY 00686U104 MEETING TYPE Special
TICKER SYMBOL KAR MEETING DATE 28-Mar-2007
ISIN AGENDA 932633185 - Management
CITY HOLDING RECON DATE 12-Feb-2007
COUNTRY United States VOTE DEADLINE DATE 27-Mar-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND PLAN Management shares not voted
OF MERGER, DATED AS OF DECEMBER 22, 2006, BY AND
AMONG ADESA, INC., KAR HOLDINGS II, LLC, KAR
HOLDINGS, INC. AND KAR ACQUISITION, INC., PURSUANT TO
WHICH KAR ACQUISITION, INC. WILL MERGE WITH AND INTO
ADESA, INC., ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management shares not voted
IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT AND
APPROVE THE MERGER AGREEMENT.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
DYNEGY INC.
SECURITY 26816Q101 MEETING TYPE Special
TICKER SYMBOL DYN MEETING DATE 29-Mar-2007
ISIN AGENDA 932632741 - Management
CITY HOLDING RECON DATE 29-Jan-2007
COUNTRY United States VOTE DEADLINE DATE 28-Mar-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 ADOPT THE MERGER AGREEMENT, BY AND AMONG DYNEGY INC., Management shares not voted
DYNEGY ACQUISITION, INC., FALCON MERGER SUB CO., LSP
GEN INVESTORS, L.P., LS POWER PARTNERS, L.P., LS
POWER EQUITY PARTNERS PIE I, L.P., LS POWER EQUITY
PARTNERS, L.P. AND LS POWER ASSOCIATES, L.P. AND TO
APPROVE THE MERGER OF MERGER SUB WITH AND INTO DYNEGY
INC., ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
PROSPERITY BANCSHARES, INC.
SECURITY 743606105 MEETING TYPE Annual
TICKER SYMBOL PRSP MEETING DATE 17-Apr-2007
ISIN AGENDA 932646637 - Management
CITY HOLDING RECON DATE 15-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 16-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 LEAH HENDERSON* shares not voted
2 NED S. HOLMES* shares not voted
3 TRACY T. RUDOLPH* shares not voted
4 DAVID ZALMAN* shares not voted
5 JAMES D. ROLLINS III** shares not voted
6 L. DON STRICKLIN*** shares not voted
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management shares not voted
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
UNITED SURGICAL PARTNERS INTL., INC.
SECURITY 913016309 MEETING TYPE Special
TICKER SYMBOL USPI MEETING DATE 18-Apr-2007
ISIN AGENDA 932650927 - Management
CITY HOLDING RECON DATE 15-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 17-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED Management shares not voted
JANUARY 7, 2007, AMONG UNCN HOLDINGS, INC., UNCN
ACQUISITION CORP. AND UNITED SURGICAL PARTNERS
INTERNATIONAL, INC.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management shares not voted
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE
AGREEMENT AND PLAN OF MERGER, DATED JANUARY 7, 2007,
AMONG UNCN HOLDINGS, INC., UNCN ACQUISITION CORP. AND
UNITED SURGICAL PARTNERS INTERNATIONAL, INC.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
HUTTIG BUILDING PRODUCTS, INC.
SECURITY 448451104 MEETING TYPE Annual
TICKER SYMBOL HBP MEETING DATE 23-Apr-2007
ISIN AGENDA 932646461 - Management
CITY HOLDING RECON DATE 23-Feb-2007
COUNTRY United States VOTE DEADLINE DATE 20-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 E. THAYER BIGELOW shares not voted
2 RICHARD S. FORTE shares not voted
3 DONALD L. GLASS shares not voted
4 JON P. VRABELY shares not voted
02 APPROVAL OF AMENDMENT AND RESTATEMENT OF 2005 Management shares not voted
EXECUTIVE EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE BY 750,000 SHARES.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management shares not voted
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
AMETEK, INC.
SECURITY 031100100 MEETING TYPE Annual
TICKER SYMBOL AME MEETING DATE 24-Apr-2007
ISIN AGENDA 932644431 - Management
CITY HOLDING RECON DATE 09-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 CHARLES D. KLEIN shares not voted
2 STEVEN W. KOHLHAGEN shares not voted
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management shares not voted
INCREASING AUTHORIZED SHARES OF COMMON STOCK FROM
200,000,000 TO 400,000,000.
03 PROPOSAL TO APPROVE THE AMETEK, INC. 2007 OMNIBUS Management shares not voted
INCENTIVE COMPENSATION PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Management shares not voted
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
HARSCO CORPORATION
SECURITY 415864107 MEETING TYPE Annual
TICKER SYMBOL HSC MEETING DATE 24-Apr-2007
ISIN AGENDA 932650369 - Management
CITY HOLDING RECON DATE 02-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 G.D.H. BUTLER shares not voted
2 K.G. EDDY shares not voted
3 S.D. FAZZOLARI shares not voted
4 D.C. HATHAWAY shares not voted
5 J.J. JASINOWSKI shares not voted
6 D.H. PIERCE shares not voted
7 C.F. SCANLAN shares not voted
8 J.I. SCHEINER shares not voted
9 A.J. SORDONI, III shares not voted
10 J.P. VIVIANO shares not voted
11 R.C. WILBURN shares not voted
02 RATIFICATION OF THE APPOINTMENT OF Management shares not voted
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
SELECTIVE INSURANCE GROUP, INC.
SECURITY 816300107 MEETING TYPE Annual
TICKER SYMBOL SIGI MEETING DATE 24-Apr-2007
ISIN AGENDA 932657933 - Management
CITY HOLDING RECON DATE 13-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 W. MARSTON BECKER shares not voted
2 GREGORY E. MURPHY shares not voted
3 WILLIAM M. RUE shares not voted
02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management shares not voted
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
BOSTON PRIVATE FINANCIAL HOLDINGS, I
SECURITY 101119105 MEETING TYPE Annual
TICKER SYMBOL BPFH MEETING DATE 25-Apr-2007
ISIN AGENDA 932641081 - Management
CITY HOLDING RECON DATE 05-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 24-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 EUGENE S. COLANGELO shares not voted
2 ALLEN L. SINAI shares not voted
3 TIMOTHY L. VAILL shares not voted
4 STEPHEN M. WATERS shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
BORGWARNER INC.
SECURITY 099724106 MEETING TYPE Annual
TICKER SYMBOL BWA MEETING DATE 25-Apr-2007
ISIN AGENDA 932655369 - Management
CITY HOLDING RECON DATE 02-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 24-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 JERE A. DRUMMOND shares not voted
2 TIMOTHY M. MANGANELLO shares not voted
3 ERNEST J. NOVAK, JR. shares not voted
02 TO VOTE UPON A STOCKHOLDER PROPOSAL CONCERNING Shareholder shares not voted
DIRECTOR ELECTIONS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management shares not voted
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
UNISYS CORPORATION
SECURITY 909214108 MEETING TYPE Annual
TICKER SYMBOL UIS MEETING DATE 26-Apr-2007
ISIN AGENDA 932644695 - Management
CITY HOLDING RECON DATE 28-Feb-2007
COUNTRY United States VOTE DEADLINE DATE 25-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 HENRY C. DUQUES shares not voted
2 CLAYTON M. JONES shares not voted
3 THEODORE E. MARTIN shares not voted
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management shares not voted
REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVE THE UNISYS CORPORATION 2007 LONG-TERM Management shares not voted
INCENTIVE AND EQUITY COMPENSATION PLAN
04 STOCKHOLDER PROPOSAL (POLITICAL CONTRIBUTIONS) Shareholder shares not voted
05 STOCKHOLDER PROPOSAL (SUSTAINABILITY REPORT) Shareholder shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
NAVIGANT CONSULTING, INC.
SECURITY 63935N107 MEETING TYPE Annual
TICKER SYMBOL NCI MEETING DATE 27-Apr-2007
ISIN AGENDA 932653618 - Management
CITY HOLDING RECON DATE 15-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 JAMES R. THOMPSON shares not voted
2 SAMUEL K. SKINNER shares not voted
02 PROPOSAL TO AMEND THE COMPANY'S 2005 LONG TERM Management shares not voted
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AVAILABLE UNDER THE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management shares not voted
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY IN 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
STEWART INFORMATION SERVICES CORPORA
SECURITY 860372101 MEETING TYPE Annual
TICKER SYMBOL STC MEETING DATE 27-Apr-2007
ISIN AGENDA 932653656 - Management
CITY HOLDING RECON DATE 27-Feb-2007
COUNTRY United States VOTE DEADLINE DATE 26-Apr-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 ROBERT L. CLARKE shares not voted
2 NITA B. HANKS shares not voted
3 DR. E. DOUGLAS HODO shares not voted
4 DR. W. ARTHUR PORTER shares not voted
5 LAURIE C. MOORE shares not voted
02 AMENDMENT OF THE 2005 LONG-TERM INCENTIVE PLAN. Management shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
FRESH DEL MONTE PRODUCE INC.
SECURITY G36738105 MEETING TYPE Annual
TICKER SYMBOL FDP MEETING DATE 02-May-2007
ISIN AGENDA 932659444 - Management
CITY HOLDING RECON DATE 06-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 01-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 AMIR ABU-GHAZALEH shares not voted
2 EDWARD L. BOYKIN shares not voted
3 SALVATORE H. ALFIERO shares not voted
02 APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR Management shares not voted
THE 2006 FISCAL YEAR ENDED DECEMBER 29, 2006.
03 APPROVAL OF ERNST & YOUNG AS INDEPENDENT AUDITORS OF Management shares not voted
THE COMPANY FOR THE 2007 FISCAL YEAR ENDING DECEMBER
28, 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
WATTS WATER TECHNOLOGIES, INC.
SECURITY 942749102 MEETING TYPE Annual
TICKER SYMBOL WTS MEETING DATE 02-May-2007
ISIN AGENDA 932659987 - Management
CITY HOLDING RECON DATE 26-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 01-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 ROBERT L. AYERS shares not voted
2 TIMOTHY P. HORNE shares not voted
3 RALPH E. JACKSON, JR. shares not voted
4 KENNETH J. MCAVOY shares not voted
5 JOHN K. MCGILLICUDDY shares not voted
6 GORDON W. MORAN shares not voted
7 DANIEL J. MURPHY, III shares not voted
8 PATRICK S. O'KEEFE shares not voted
02 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE, Management shares not voted
AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK FROM 80,000,000 SHARES
TO 200,000,000 SHARES AND TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK FROM 110,000,000
SHARES TO 230,000,000 SHARES.
03 TO AMEND OUR MANAGEMENT STOCK PURCHASE PLAN, AS Management shares not voted
AMENDED AND RESTATED, TO INCREASE THE NUMBER OF
SHARES OF CLASS A COMMON STOCK AVAILABLE FOR ISSUANCE
THEREUNDER FROM 1,000,000 SHARES TO 2,000,000 SHARES.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR Management shares not voted
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
USA TRUCK, INC.
SECURITY 902925106 MEETING TYPE Annual
TICKER SYMBOL USAK MEETING DATE 02-May-2007
ISIN AGENDA 932666437 - Management
CITY HOLDING RECON DATE 12-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 01-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 ROBERT M. POWELL shares not voted
2 JAMES B. SPEED shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
LANDSTAR SYSTEM, INC.
SECURITY 515098101 MEETING TYPE Annual
TICKER SYMBOL LSTR MEETING DATE 03-May-2007
ISIN AGENDA 932671250 - Management
CITY HOLDING RECON DATE 15-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 02-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 WILLIAM S. ELSTON shares not voted
2 DIANA M. MURPHY shares not voted
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management shares not voted
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2007.
03 TO APPROVE OF THE COMPANY'S EXECUTIVE INCENTIVE Management shares not voted
COMPENSATION PLAN.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
OCEANEERING INTERNATIONAL, INC.
SECURITY 675232102 MEETING TYPE Annual
TICKER SYMBOL OII MEETING DATE 04-May-2007
ISIN AGENDA 932659672 - Management
CITY HOLDING RECON DATE 12-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 03-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 DAVID S. HOOKER shares not voted
2 HARRIS J. PAPPAS shares not voted
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Management shares not voted
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
RC2 CORPORATION
SECURITY 749388104 MEETING TYPE Annual
TICKER SYMBOL RCRC MEETING DATE 04-May-2007
ISIN AGENDA 932667960 - Management
CITY HOLDING RECON DATE 19-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 03-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 ROBERT E. DODS shares not voted
2 BOYD L. MEYER shares not voted
3 PETER K.K. CHUNG shares not voted
4 CURTIS W. STOELTING shares not voted
5 JOHN S. BAKALAR shares not voted
6 JOHN J. VOSICKY shares not voted
7 PAUL E. PURCELL shares not voted
8 DANIEL M. WRIGHT shares not voted
9 THOMAS M. COLLINGER shares not voted
10 LINDA A. HUETT shares not voted
11 M.J. MERRIMAN, JR. shares not voted
12 PETER J. HENSELER shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
STANCORP FINANCIAL GROUP, INC.
SECURITY 852891100 MEETING TYPE Annual
TICKER SYMBOL SFG MEETING DATE 07-May-2007
ISIN AGENDA 932648655 - Management
CITY HOLDING RECON DATE 01-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 04-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 JEROME J. MEYER shares not voted
2 RALPH R. PETERSON shares not voted
3 E. KAY STEPP shares not voted
4 MICHAEL G. THORNE shares not voted
02 PROPOSAL TO RATIFY APPOINTMENT OF INDEPENDENT Management shares not voted
REGISTERED PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO APPROVE THE SHORT TERM INCENTIVE PLAN Management shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
UNITED STATIONERS INC.
SECURITY 913004107 MEETING TYPE Annual
TICKER SYMBOL USTR MEETING DATE 09-May-2007
ISIN AGENDA 932669344 - Management
CITY HOLDING RECON DATE 12-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 08-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 ROY W. HALEY shares not voted
2 BENSON P. SHAPIRO shares not voted
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP Management shares not voted
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
BENCHMARK ELECTRONICS, INC.
SECURITY 08160H101 MEETING TYPE Annual
TICKER SYMBOL BHE MEETING DATE 09-May-2007
ISIN AGENDA 932673608 - Management
CITY HOLDING RECON DATE 27-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 08-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 DONALD E. NIGBOR shares not voted
2 CARY T. FU shares not voted
3 STEVEN A. BARTON shares not voted
4 MICHAEL R. DAWSON shares not voted
5 PETER G. DORFLINGER shares not voted
6 DOUGLAS G. DUNCAN shares not voted
7 LAURA W. LANG shares not voted
8 BERNEE D.L. STROM shares not voted
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management shares not voted
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2007
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
W HOLDING COMPANY, INC.
SECURITY 929251106 MEETING TYPE Annual
TICKER SYMBOL WHI MEETING DATE 09-May-2007
ISIN AGENDA 932681201 - Management
CITY HOLDING RECON DATE 30-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 08-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 CESAR A. RUIZ shares not voted
2 PEDRO R. DOMINGUEZ shares not voted
02 TO RATIFY APPOINTMENT BY THE BOARD OF DIRECTORS OF Management shares not voted
DELOITTE & TOUCHE LLP, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
HEXCEL CORPORATION
SECURITY 428291108 MEETING TYPE Annual
TICKER SYMBOL HXL MEETING DATE 10-May-2007
ISIN AGENDA 932671349 - Management
CITY HOLDING RECON DATE 23-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 09-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 JOEL S. BECKMAN shares not voted
2 H. ARTHUR BELLOWS, JR. shares not voted
3 DAVID E. BERGES shares not voted
4 LYNN BRUBAKER shares not voted
5 JEFFREY C. CAMPBELL shares not voted
6 SANDRA L. DERICKSON shares not voted
7 W. KIM FOSTER shares not voted
8 DAVID C. HURLEY shares not voted
9 DAVID L. PUGH shares not voted
02 PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED Management shares not voted
PUBLIC ACCOUNTING FIRM.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
K2 INC.
SECURITY 482732104 MEETING TYPE Annual
TICKER SYMBOL KTO MEETING DATE 10-May-2007
ISIN AGENDA 932680944 - Management
CITY HOLDING RECON DATE 23-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 09-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 WILFORD D. GODBOLD, JR. shares not voted
2 LOU L. HOLTZ shares not voted
3 ANN MEYERS shares not voted
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management shares not voted
AS K2'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 EXECUTIVE COMPENSATION BASED ON THE PERFORMANCE OF Shareholder shares not voted
PEER COMPANIES.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 11-May-2007
ISIN AGENDA 932669178 - Management
CITY HOLDING RECON DATE 26-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 10-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 GEORGE A. LOPEZ, M.D. shares not voted
2 ROBERT S. SWINNEY, M.D. shares not voted
02 PROPOSAL TO RATIFY SELECTION OF MCGLADREY & PULLEN Management shares not voted
LLP AS AUDITORS FOR THE COMPANY
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
NEENAH PAPER, INC.
SECURITY 640079109 MEETING TYPE Annual
TICKER SYMBOL NP MEETING DATE 14-May-2007
ISIN AGENDA 932675094 - Management
CITY HOLDING RECON DATE 30-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 11-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 SEAN T. ERWIN* shares not voted
2 EDWARD GRZEDZINSKI* shares not voted
3 JOHN F. MCGOVERN* shares not voted
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management shares not voted
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
NEENAH PAPER, INC. FOR THE FISCAL YEAR ENDING 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
SAGA COMMUNICATIONS, INC.
SECURITY 786598102 MEETING TYPE Annual
TICKER SYMBOL SGA MEETING DATE 14-May-2007
ISIN AGENDA 932695147 - Management
CITY HOLDING RECON DATE 29-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 11-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 DONALD J. ALT shares not voted
2 BRIAN W. BRADY shares not voted
3 CLARKE R. BROWN shares not voted
4 EDWARD K. CHRISTIAN shares not voted
5 JONATHAN FIRESTONE shares not voted
6 ROBERT J. MACCINI shares not voted
7 GARY STEVENS shares not voted
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO Management shares not voted
SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
PERFORMANCE FOOD GROUP COMPANY
SECURITY 713755106 MEETING TYPE Annual
TICKER SYMBOL PFGC MEETING DATE 15-May-2007
ISIN AGENDA 932666348 - Management
CITY HOLDING RECON DATE 19-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 14-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 MARY C. DOSWELL** shares not voted
2 ROBERT C. SLEDD** shares not voted
3 STEVEN L. SPINNER* shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
AVID TECHNOLOGY, INC.
SECURITY 05367P100 MEETING TYPE Annual
TICKER SYMBOL AVID MEETING DATE 16-May-2007
ISIN AGENDA 932674701 - Management
CITY HOLDING RECON DATE 20-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 15-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 DAVID A. KRALL shares not voted
2 PAMELA F. LENEHAN shares not voted
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Management shares not voted
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
03 TO CONSIDER SUCH OTHER BUSINESS AS MAY PROPERLY COME Management shares not voted
BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
FTI CONSULTING, INC.
SECURITY 302941109 MEETING TYPE Annual
TICKER SYMBOL FCN MEETING DATE 16-May-2007
ISIN AGENDA 932678331 - Management
CITY HOLDING RECON DATE 16-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 15-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 BRENDA J. BACON shares not voted
2 JAMES W. CROWNOVER shares not voted
3 DENNIS J. SHAUGHNESSY shares not voted
4 GEORGE P. STAMAS shares not voted
02 RATIFY THE APPOINTMENT OF KPMG LLP AS FTI CONSULTING, Management shares not voted
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
SUPERIOR BANCORP
SECURITY 86806M106 MEETING TYPE Annual
TICKER SYMBOL SUPR MEETING DATE 16-May-2007
ISIN AGENDA 932687758 - Management
CITY HOLDING RECON DATE 05-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 15-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 C. STANLEY BAILEY shares not voted
2 ROGER D. BARKER shares not voted
3 K. EARL DURDEN shares not voted
4 RICK D. GARDNER shares not voted
5 THOMAS E. JERNIGAN, JR. shares not voted
6 JAMES MAILON KENT, JR. shares not voted
7 JAMES M. LINK shares not voted
8 D. DEWEY MITCHELL shares not voted
9 BARRY MORTON shares not voted
10 ROBERT R. PARRISH, JR. shares not voted
11 C. MARVIN SCOTT shares not voted
12 JAMES C. WHITE, SR. shares not voted
02 AMENDMENT TO INCREASE AUTHORIZED CAPITAL STOCK. TO Management shares not voted
AMEND SUPERIOR BANCORP'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK TO 60 MILLION SHARES.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
SCHAWK, INC.
SECURITY 806373106 MEETING TYPE Annual
TICKER SYMBOL SGK MEETING DATE 16-May-2007
ISIN AGENDA 932689271 - Management
CITY HOLDING RECON DATE 30-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 15-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 CLARENCE W. SCHAWK shares not voted
2 DAVID A. SCHAWK shares not voted
3 A. ALEX SARKISIAN, ESQ. shares not voted
4 LEONARD S. CARONIA shares not voted
5 JUDITH W. MCCUE, ESQ. shares not voted
6 HOLLIS W. RADEMACHER shares not voted
7 JOHN T. MCENROE, ESQ. shares not voted
8 MICHAEL G. O'ROURKE shares not voted
02 FOR RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management shares not voted
LLP AS THE INDEPENDENT AUDITORS OF SCHAWK, INC. FOR
FISCAL YEAR 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
CVB FINANCIAL CORP.
SECURITY 126600105 MEETING TYPE Annual
TICKER SYMBOL CVBF MEETING DATE 16-May-2007
ISIN AGENDA 932691276 - Management
CITY HOLDING RECON DATE 21-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 15-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 GEORGE A. BORBA shares not voted
2 JOHN A. BORBA shares not voted
3 RONALD O. KRUSE shares not voted
4 ROBERT M. JACOBY, CPA shares not voted
5 CHRISTOPHER D. MYERS shares not voted
6 JAMES C. SELEY shares not voted
7 SAN E. VACCARO shares not voted
8 D. LINN WILEY shares not voted
02 RATIFICATION OF APPOINTMENT OF MCGLADREY & PULLEN, Management shares not voted
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF
CVB FINANCIAL CORP, FOR THE YEAR ENDING DECEMBER 31,
2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
CARMIKE CINEMAS, INC.
SECURITY 143436400 MEETING TYPE Annual
TICKER SYMBOL CKEC MEETING DATE 18-May-2007
ISIN AGENDA 932695161 - Management
CITY HOLDING RECON DATE 27-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 17-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ---------- ---------------- ----------------------
01 DIRECTOR Management
1 MICHAEL W. PATRICK shares not voted
2 ALAN J. HIRSCHFIELD shares not voted
3 KEVIN D. KATARI shares not voted
4 S. DAVID PASSMAN III shares not voted
5 CARL L. PATRICK, JR. shares not voted
6 ROLAND C. SMITH shares not voted
7 FRED W. VAN NOY shares not voted
8 PATRICIA A. WILSON shares not voted
02 APPROVAL OF THE CARMIKE CINEMAS, INC. ANNUAL Management shares not voted
EXECUTIVE BONUS PROGRAM
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
CHEMED CORPORATION
SECURITY 16359R103 MEETING TYPE Annual
TICKER SYMBOL CHE MEETING DATE 21-May-2007
ISIN AGENDA 932669116 - Management
CITY HOLDING RECON DATE 30-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 18-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 EDWARD L. HUTTON shares not voted
2 KEVIN J. MCNAMARA shares not voted
3 CHARLES H. ERHART, JR. shares not voted
4 JOEL F. GEMUNDER shares not voted
5 PATRICK P. GRACE shares not voted
6 THOMAS C. HUTTON shares not voted
7 WALTER L. KREBS shares not voted
8 SANDRA E. LANEY shares not voted
9 TIMOTHY S. O'TOOLE shares not voted
10 DONALD E. SAUNDERS shares not voted
11 GEORGE J. WALSH III shares not voted
12 FRANK E.WOOD shares not voted
02 TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS BY Management shares not voted
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
INFINITY PROPERTY AND CASUALTY CORP.
SECURITY 45665Q103 MEETING TYPE Annual
TICKER SYMBOL IPCC MEETING DATE 21-May-2007
ISIN AGENDA 932682809 - Management
CITY HOLDING RECON DATE 26-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 18-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 JORGE G. CASTRO shares not voted
2 DRAYTON NABERS, JR. shares not voted
3 SAMUEL J. SIMON shares not voted
4 ROGER SMITH shares not voted
5 GREGORY C. THOMAS shares not voted
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INFINITY'S Management shares not voted
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 AMEND THE AMENDED AND RESTATED ARTICLES OF Management shares not voted
INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD
STRUCTURE.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
CATHAY GENERAL BANCORP
SECURITY 149150104 MEETING TYPE Annual
TICKER SYMBOL CATY MEETING DATE 21-May-2007
ISIN AGENDA 932691341 - Management
CITY HOLDING RECON DATE 02-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 18-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 KELLY L. CHAN shares not voted
2 DUNSON K. CHENG shares not voted
3 THOMAS C.T. CHIU shares not voted
4 JOSEPH C.H. POON shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
INTERNATIONAL BANCSHARES CORPORATION
SECURITY 459044103 MEETING TYPE Annual
TICKER SYMBOL IBOC MEETING DATE 21-May-2007
ISIN AGENDA 932693763 - Management
CITY HOLDING RECON DATE 02-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 18-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 L. AVIGAEL shares not voted
2 I. GREENBLUM shares not voted
3 R.D. GUERRA shares not voted
4 R.E. HAYNES shares not voted
5 D.B. HASTINGS, JR. shares not voted
6 I. NAVARRO shares not voted
7 S. NEIMAN shares not voted
8 P.J. NEWMAN shares not voted
9 D.E. NIXON shares not voted
10 L. SALINAS shares not voted
11 A.R. SANCHEZ, JR. shares not voted
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management shares not voted
THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
MSC.SOFTWARE CORPORATION
SECURITY 553531104 MEETING TYPE Annual
TICKER SYMBOL MSCS MEETING DATE 22-May-2007
ISIN AGENDA 932676818 - Management
CITY HOLDING RECON DATE 02-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 21-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 DONALD GLICKMAN* shares not voted
2 WILLIAM F. GRUN* shares not voted
3 GEORGE N. RIORDAN** shares not voted
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP Management shares not voted
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
ADVANCED MEDICAL OPTICS, INC.
SECURITY 00763M108 MEETING TYPE Annual
TICKER SYMBOL EYE MEETING DATE 22-May-2007
ISIN AGENDA 932688952 - Management
CITY HOLDING RECON DATE 30-Mar-2007
COUNTRY United States VOTE DEADLINE DATE 21-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 CHRISTOPHER G. CHAVEZ shares not voted
2 ELIZABETH H. DAVILA shares not voted
02 TO APPROVE RATIFICATION OF INDEPENDENT Management shares not voted
REGISTERED PUBLIC ACCOUNTING FIRM
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
QUICKSILVER RESOURCES INC.
SECURITY 74837R104 MEETING TYPE Annual
TICKER SYMBOL KWK MEETING DATE 23-May-2007
ISIN AGENDA 932697177 - Management
CITY HOLDING RECON DATE 12-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 22-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 ANNE DARDEN SELF shares not voted
2 STEVEN M. MORRIS shares not voted
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP Management shares not voted
AS QUICKSILVER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
TSAKOS ENERGY NAVIGATION LTD
SECURITY G9108L108 MEETING TYPE Annual
TICKER SYMBOL TNP MEETING DATE 31-May-2007
ISIN AGENDA 932710230 - Management
CITY HOLDING RECON DATE 10-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 29-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 D. JOHN STAVROPOULOS shares not voted
2 PETER C. NICHOLSON shares not voted
3 A.N. PATRINOS, PH.D. shares not voted
02 APPROVAL OF THE FINANCIAL STATEMENTS FOR THE YEAR Management shares not voted
ENDED DECEMBER 31, 2006, TOGETHER WITH THE AUDITORS'
REPORT.
03 RATIFICATION OF ERNST & YOUNG, ATHENS AS AUDITORS. Management shares not voted
04 AUTHORIZATION OF THE REMUNERATION OF DIRECTORS. Management shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
BUSINESS OBJECTS S.A.
SECURITY 12328X107 MEETING TYPE Annual
TICKER SYMBOL BOBJ MEETING DATE 05-Jun-2007
ISIN AGENDA 932703374 - Management
CITY HOLDING RECON DATE 16-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 24-May-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
O1 APPROVAL OF THE COMPANY'S STATUTORY FINANCIAL Management shares not voted
STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2006
O2 APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL Management shares not voted
STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2006
O3 ALLOCATION OF THE COMPANY'S EARNINGS FOR THE YEAR Management shares not voted
ENDED DECEMBER 31, 2006
O4 RENEWAL OF THE TERM OF OFFICE OF MR. ARNOLD Management shares not voted
SILVERMAN, AS A DIRECTOR OF THE COMPANY
O5 RENEWAL OF THE TERM OF OFFICE OF MR. BERNARD CHARLES, Management shares not voted
AS A DIRECTOR OF THE COMPANY
O6 RENEWAL OF THE TERM OF OFFICE OF DR. KURT LAUK, AS A Management shares not voted
DIRECTOR OF THE COMPANY
O7 RENEWAL OF TERM OF OFFICE OF MR. CARL PASCARELLA, AS Management shares not voted
A DIRECTOR OF THE COMPANY
O8 APPROVAL OF AN ADDITIONAL AGGREGATE AMOUNT OF Management shares not voted
AUTHORIZED DIRECTOR FEES
O9 RATIFICATION OF REGULATED AGREEMENTS Management shares not voted
O10 APPOINTMENT OF CONSTANTIN ASSOCIES, AS THE COMPANY'S Management shares not voted
NEW SECOND ALTERNATE STATUTORY AUDITORS, AS A
REPLACEMENT FOR ROUER, BERNARD, BRETOUT, THE
COMPANY'S NEW SECOND REGULAR STATUTORY AUDITORS
O11 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
REPURCHASE SHARES OF THE COMPANY
E12 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
REDUCE THE COMPANY'S SHARE CAPITAL BY CANCELLATION OF
TREASURY SHARES
E13 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
INCREASE THE COMPANY'S SHARE CAPITAL THROUGH THE
ISSUANCE OF ORDINARY SHARES, WITH SUBSCRIPTION
RESERVED TO THE PARTICIPANTS IN THE COMPANY'S
EMPLOYEE SAVINGS PLAN
E14 DELEGATION OF POWERS GRANTED TO THE BOARD OF Management shares not voted
DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL
THROUGH THE ISSUANCE OF ORDINARY SHARES, WITH
SUBSCRIPTION RESERVED TO THE 2004 BUSINESS OBJECTS
S.A. EMPLOYEE BENEFITS TRUST UNDER THE 2004
INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN
E15 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
GRANT OPTIONS TO SUBSCRIBE OR TO PURCHASE ORDINARY
SHARES OF THE COMPANY AND APPROVAL OF THE 2007 STOCK
OPTION PLAN
E16 DELEGATION OF POWERS GRANTED TO THE BOARD OF Management shares not voted
DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL
THROUGH THE ISSUANCE OF ORDINARY SHARES, WITH
SUBSCRIPTION RESERVED TO THE BUSINESS OBJECTS
EMPLOYEE BENEFIT SUB-PLAN TRUST UNDER THE 2001 STOCK
INCENTIVE SUB-PLAN
E17 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
ALLOCATE, FREE OF CHARGE, EXISTING ORDINARY SHARES,
OR TO ISSUE, FREE OF CHARGE, NEW ORDINARY SHARES, TO
THE EMPLOYEES AND CERTAIN OFFICERS OF THE COMPANY AND
ITS SUBSIDIARIES
E18 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Management shares not voted
DIRECTORS TO ISSUE WARRANTS FREE OF CHARGE IN THE
EVENT OF A PUBLIC TENDER OFFER/EXCHANGE OFFER FOR THE
COMPANY WITHIN THE FRAMEWORK OF A LEGAL RECIPROCITY
CLAUSE
E19 APPROVAL OF THE AMENDMENTS OF THE COMPANY'S ARTICLES Management shares not voted
OF ASSOCIATION TO CONFORM THEM TO THE NEW PROVISIONS
OF THE FRENCH COMMERCIAL CODE, AS AMENDED BY FRENCH
DECREE 2006-1566 DATED DECEMBER 11, 2006, WHICH
MODIFIES FRENCH DECREE N 67-236 AS OF MARCH 23, 1967
RELATING TO COMMERCIAL COMPANIES
E20 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
ISSUE WARRANTS TO SUBSCRIBE UP TO A MAXIMUM OF 45,000
ORDINARY SHARES RESERVED FOR MR. ARNOLD SILVERMAN
E21 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
ISSUE WARRANTS TO SUBSCRIBE UP TO A MAXIMUM OF 45,000
ORDINARY SHARES RESERVED FOR MR. BERNARD CHARLES
E22 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
ISSUE WARRANTS TO SUBSCRIBE UP TO A MAXIMUM OF 45,000
ORDINARY SHARES RESERVED FOR DR. KURT LAUK
E23 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
ISSUE WARRANTS TO SUBSCRIBE UP TO A MAXIMUM OF 30,000
ORDINARY SHARES RESERVED FOR MR. CARL PASCARELLA
E24 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO Management shares not voted
ISSUE WARRANTS TO SUBSCRIBE UP TO A MAXIMUM OF 45,000
ORDINARY SHARES RESERVED FOR MR. DAVID PETERSCHMIDT
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
GARTNER, INC.
SECURITY 366651107 MEETING TYPE Annual
TICKER SYMBOL IT MEETING DATE 05-Jun-2007
ISIN AGENDA 932705722 - Management
CITY HOLDING RECON DATE 12-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 04-Jun-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 MICHAEL J. BINGLE shares not voted
2 RICHARD J. BRESSLER shares not voted
3 RUSSELL P. FRADIN shares not voted
4 ANNE SUTHERLAND FUCHS shares not voted
5 WILLIAM O. GRABE shares not voted
6 EUGENE A. HALL shares not voted
7 MAX D. HOPPER shares not voted
8 JOHN R. JOYCE shares not voted
9 STEPHEN G. PAGLIUCA shares not voted
10 JAMES C. SMITH shares not voted
11 JEFFREY W. UBBEN shares not voted
02 APPROVAL OF THE COMPANY'S EXECUTIVE Management shares not voted
PERFORMANCE BONUS PLAN.
03 RATIFICATION OF THE SELECTION OF KMPG LLP AS Management shares not voted
INDEPENDENT AUDITORS FOR THE COMPANY'S FISCAL
YEAR ENDED DECEMBER 31, 2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
CENTRAL EUROPEAN MEDIA ENTERPRISES L
SECURITY G20045202 MEETING TYPE Annual
TICKER SYMBOL CETV MEETING DATE 05-Jun-2007
ISIN AGENDA 932716713 - Management
CITY HOLDING RECON DATE 02-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 04-Jun-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 RONALD S. LAUDER shares not voted
2 HERBERT A. GRANATH shares not voted
3 MICHAEL GARIN shares not voted
4 FRANK EHMER shares not voted
5 CHARLES R. FRANK, JR. shares not voted
6 HERBERT KLOIBER shares not voted
7 ALFRED W. LANGER shares not voted
8 BRUCE MAGGIN shares not voted
9 ANN MATHER shares not voted
10 CHRISTIAN STAHL shares not voted
11 ERIC ZINTERHOFER shares not voted
02 THE ADOPTION OF THE FINANCIAL STATEMENTS OF THE Management shares not voted
COMPANY AND THE AUDITORS' REPORT THEREON FOR THE
COMPANY'S FISCAL YEAR ENDED DECEMBER 31, 2006.
03 THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Management shares not voted
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007
AND THE AUTHORIZATION OF THE BOARD OF DIRECTORS,
ACTING THROUGH THE AUDIT COMMITTEE, TO APPROVE THE
AUDITORS' FEE.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
AFTERMARKET TECHNOLOGY CORP.
SECURITY 008318107 MEETING TYPE Annual
TICKER SYMBOL ATAC MEETING DATE 06-Jun-2007
ISIN AGENDA 932702500 - Management
CITY HOLDING RECON DATE 19-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 05-Jun-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 ROBERT L. EVANS shares not voted
2 CURTLAND E. FIELDS shares not voted
3 DR. MICHAEL J. HARTNETT shares not voted
4 DONALD T. JOHNSON, JR. shares not voted
5 MICHAEL D. JORDAN shares not voted
6 S. LAWRENCE PRENDERGAST shares not voted
7 EDWARD STEWART shares not voted
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
ROPER INDUSTRIES, INC.
SECURITY 776696106 MEETING TYPE Annual
TICKER SYMBOL ROP MEETING DATE 06-Jun-2007
ISIN AGENDA 932708235 - Management
CITY HOLDING RECON DATE 20-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 05-Jun-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 BRIAN D. JELLISON shares not voted
2 W. LAWRENCE BANKS shares not voted
3 DAVID DEVONSHIRE shares not voted
4 JOHN F. FORT III shares not voted
02 APPROVAL OF THE AMENDMENT TO THE RESTATED CERTIFICATE Management shares not voted
OF INCORPORATION OF THE COMPANY, AS AMENDED, TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK OF THE COMPANY.
03 RATIFICATION OF THE APPOINTMENT OF Management shares not voted
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
04 TO TRANSACT ANY OTHER BUSINESS PROPERLY BROUGHT Management shares not voted
BEFORE THE MEETING.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
ITC HOLDINGS CORP
SECURITY 465685105 MEETING TYPE Annual
TICKER SYMBOL ITC MEETING DATE 08-Jun-2007
ISIN AGENDA 932695539 - Management
CITY HOLDING RECON DATE 16-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 07-Jun-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 WILLIAM J. MUSELER*$ shares not voted
2 G.B. STEWART, III**$ shares not voted
3 LEE C. STEWART**$ shares not voted
4 EDWARD G. JEPSEN***$ shares not voted
5 JOSEPH L. WELCH***$ shares not voted
02 APPROVAL OF THE AMENDMENT TO THE COMPANY'S ARTICLES Management shares not voted
OF INCORPORATION TO CREATE A STAGGERED BOARD.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management shares not voted
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2007.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
FRED'S, INC.
SECURITY 356108100 MEETING TYPE Annual
TICKER SYMBOL FRED MEETING DATE 20-Jun-2007
ISIN AGENDA 932736311 - Management
CITY HOLDING RECON DATE 27-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 19-Jun-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 MICHAEL J. HAYES shares not voted
2 JOHN R. EISENMAN shares not voted
3 ROGER T. KNOX shares not voted
4 JOHN D. REIER shares not voted
5 THOMAS H. TASHJIAN shares not voted
6 B. MARY MCNABB shares not voted
7 MICHAEL T. MCMILLAN shares not voted
02 APPROVAL OF BDO SEIDMAN, LLP AS INDEPENDENT Management shares not voted
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY, AS
DESCRIBED IN THE PROXY STATEMENT.
03 STOCKHOLDER PROPOSAL REGARDING VENDOR CODE OF Shareholder shares not voted
CONDUCT, AS DESCRIBED IN THE PROXY STATEMENT.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
GENERAL COMMUNICATION, INC.
SECURITY 369385109 MEETING TYPE Annual
TICKER SYMBOL GNCMA MEETING DATE 25-Jun-2007
ISIN AGENDA 932726548 - Management
CITY HOLDING RECON DATE 27-Apr-2007
COUNTRY United States VOTE DEADLINE DATE 22-Jun-2007
SEDOL(S) QUICK CODE
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
- ---- ----------------------------------------------------- ----------- ---------------- ----------------------
01 DIRECTOR Management
1 SCOTT M. FISHER shares not voted
2 WILLIAM P. GLASGOW shares not voted
3 JAMES M. SCHNEIDER shares not voted
02 TO APPROVE AMENDMENTS TO THE COMPANY'S RESTATED Management shares not voted
ARTICLES OF INCORPORATION EXPRESSLY AUTHORIZING THE
ISSUANCE, REISSUANCE AND TERMINATION OF ISSUANCE OF
SHARES OF COMPANY STOCK IN CERTIFICATED OR
UNCERTIFICATED FORM IN ACCORDANCE WITH PROVISIONS TO
BE SET FORTH IN THE COMPANY'S BYLAWS.
03 TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF Management shares not voted
SHARES OF THE COMPANY'S COMMON STOCK AUTHORIZED AND
ALLOCATED TO THE COMPANY'S AMENDED AND RESTATED 1986
STOCK OPTION PLAN BY 2.5 MILLION SHARES OF CLASS A
COMMON STOCK AND AN AMENDMENT TO THE PLAN TO REVISE
THE PLAN LIMITATION ON THE OPTION EXERCISE PRICE, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ACCOUNT NUMBER VOTE DATE DATE CONFIRMED
- -------------- ------------------ --------------
XDIM shares not voted
Item 1. Proxy Voting Record
Account Name: The Hartford Short Duration Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Investment Company Report
The Hartford Small Company Fund
This portion sub-advised by Wellington Management Company, LLP
KINGBOARD CHEMICAL HOLDINGS LTD
SECURITY G52562140 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 04-Jul-2006
ISIN KYG525621408 AGENDA 701021254 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 418000 0 26-Jun-2006 26-Jun-2006
SOITEC, BERNIN
SECURITY F84138118 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 06-Jul-2006
ISIN FR0004025062 AGENDA 700997779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management No Action *
O.2 Management Proposal Management No Action *
O.3 Management Proposal Management No Action *
O.4 Management Proposal Management No Action *
O.5 Management Proposal Management No Action *
O.6 Management Proposal Management No Action *
O.7 Management Proposal Management No Action *
E.8 Management Proposal Management No Action *
E.9 Management Proposal Management No Action *
E.10 Management Proposal Management No Action *
E.11 Management Proposal Management No Action *
E.12 Management Proposal Management No Action *
E.13 Management Proposal Management No Action *
E.14 Management Proposal Management No Action *
E.15 Management Proposal Management No Action *
E.16 Management Proposal Management No Action *
E.17 Management Proposal Management No Action *
Please note this announcement is being provided to
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 106570 0 21-Jun-2006 21-Jun-2006
NABORS INDUSTRIES LTD.
SECURITY G6359FOIH MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 06-Jul-2006
ISIN AGENDA 932527368 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EUGENE M. ISENBERG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Omnibus Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 12210 0 05-Jun-2006 05-Jun-2006
THQ INC.
SECURITY 872443403 MEETING TYPE Annual
TICKER SYMBOL THQI MEETING DATE 20-Jul-2006
ISIN AGENDA 932556573 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRIAN J. FARRELL For For
2 LAWRENCE BURSTEIN For For
3 HENRY T. DENERO For For
4 BRIAN P. DOUGHERTY For For
5 JEFFREY W. GRIFFITHS For For
6 JAMES L. WHIMS For For
02 Adopt Incentive Stock Option Plan Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 105293 0 07-Jul-2006 07-Jul-2006
TIDEWATER INC.
SECURITY 886423OIH MEETING TYPE Annual
TICKER SYMBOL MEETING DATE 20-Jul-2006
SIN AGENDA 932557119 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ARTHUR R. CARLSON For For
2 JON C. MADONNA For For
3 WILLIAM C. O'MALLEY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 Adopt Incentive Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 20180 0 17-Jul-2006 17-Jul-2006
MYLAN LABORATORIES INC.
SECURITY 628530107 MEETING TYPE Annual
TICKER SYMBOL MYL MEETING DATE 28-Jul-2006
ISIN AGENDA 932560611 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MILAN PUSKAR For For
2 ROBERT J. COURY For For
3 WENDY CAMERON For For
4 NEIL DIMICK, CPA For For
5 DOUGLAS J. LEECH, CPA For For
6 JOSEPH C. MAROON, MD For For
7 RODNEY L. PIATT, CPA For For
8 C.B. TODD For For
9 RL VANDERVEEN, PHD, RPH For For
02 Amend Incentive Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 219650 0 18-Jul-2006 18-Jul-2006
ALLIANT TECHSYSTEMS INC.
SECURITY 018804104 MEETING TYPE Annual
TICKER SYMBOL ATK MEETING DATE 01-Aug-2006
ISIN AGENDA 932557878 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANCES D. COOK For For
2 GILBERT F. DECKER For For
3 RONALD R. FOGLEMAN For For
4 CYNTHIA L LESHER For For
5 DOUGLAS L. MAINE For For
6 ROMAN MARTINEZ IV For For
7 DANIEL J. MURPHY For For
8 MICHAEL T. SMITH For For
9 WILLIAM G. VAN DYKE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 S/H Proposal - Military/Weapons Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 79754 0 27-Jul-2006 27-Jul-2006
PRIDE INTERNATIONAL, INC.
SECURITY 74153Q102 MEETING TYPE Annual
TICKER SYMBOL PDE MEETING DATE 10-Aug-2006
ISIN AGENDA 932568491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID A.B. BROWN For For
2 J.C. BURTON For For
3 ARCHIE W. DUNHAM For For
4 FRANCIS S. KALMAN For For
5 RALPH D. MCBRIDE For For
6 LOUIS A. RASPINO For For
7 DAVID B. ROBSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 140189 0 02-Aug-2006 02-Aug-2006
RED HAT, INC.
SECURITY 756577102 MEETING TYPE Annual
TICKER SYMBOL RHAT MEETING DATE 17-Aug-2006
ISIN AGENDA 932563162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DR. W. STEVE ALBRECHT For For
2 DR. MARYE ANNE FOX For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 Amend Incentive Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 6880 0 16-Aug-2006 16-Aug-2006
INTEGRATED DEVICE TECHNOLOGY, INC.
SECURITY 458118106 MEETING TYPE Annual
TICKER SYMBOL IDTI MEETING DATE 14-Sep-2006
ISIN AGENDA 932573012 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GREGORY S. LANG For For
2 JOHN HOWARD For For
3 NAM P. SUH, PH.D. For For
02 Amend Stock Option Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 371581 0 30-Aug-2006 30-Aug-2006
ACTIVISION, INC.
SECURITY 004930202 MEETING TYPE Annual
TICKER SYMBOL ATVI MEETING DATE 14-Sep-2006
ISIN AGENDA 932573531 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT A. KOTICK For For
2 BRIAN G. KELLY For For
3 RONALD DOORNINK For For
4 ROBERT J. CORTI For For
5 BARBARA S. ISGUR For For
6 ROBERT J. MORGADO For For
7 PETER J. NOLAN For For
8 RICHARD SARNOFF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Add Women To Board Shareholder Against For
04 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 246060 0 01-Sep-2006 01-Sep-2006
VERIFONE HOLDINGS, INC.
SECURITY 92342Y109 MEETING TYPE Special
TICKER SYMBOL PAY MEETING DATE 15-Sep-2006
ISIN AGENDA 932576602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 108615 0 01-Sep-2006 01-Sep-2006
ALKERMES, INC.
SECURITY 01642T108 MEETING TYPE Annual
TICKER SYMBOL ALKS MEETING DATE 21-Sep-2006
ISIN AGENDA 932571741 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FLOYD E. BLOOM For For
2 ROBERT A. BREYER For For
3 GERRI HENWOOD For For
4 PAUL J. MITCHELL For For
5 RICHARD F. POPS For For
6 ALEXANDER RICH For For
7 PAUL SCHIMMEL For For
8 MARK B. SKALETSKY For For
9 MICHAEL A. WALL For For
02 Amend Stock Compensation Plan Management For For
03 Amend Restricted Stock Award Plan Management For For
04 Amend Non-Employee Director Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 126130 0 14-Sep-2006 14-Sep-2006
CTRIP.COM INTERNATIONAL, LTD.
SECURITY 22943F100 MEETING TYPE Annual
TICKER SYMBOL CTRP MEETING DATE 17-Oct-2006
ISIN AGENDA 932584508 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Receive Consolidated Financial Statements Management For
S2 Approve Article Amendments Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 57180 0 11-Oct-2006 11-Oct-2006
FOCUS MEDIA HOLDING LIMITED
SECURITY 34415V109 MEETING TYPE Annual
TICKER SYMBOL FMCN MEETING DATE 20-Oct-2006
ISIN AGENDA 932584851 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Approve Increase in Board Size Management For For
03 Adopt Stock Option Plan Management For For
04 Approve Renumeration Of Directors And Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 10529 0 12-Oct-2006 12-Oct-2006
MEMC ELECTRONIC MATERIALS, INC.
SECURITY 552715104 MEETING TYPE Annual
TICKER SYMBOL WFR MEETING DATE 25-Oct-2006
ISIN AGENDA 932587922 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT J. BOEHLKE For For
2 C. DOUGLAS MARSH For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 2807 0 16-Oct-2006 16-Oct-2006
DIGENE CORPORATION
SECURITY 253752109 MEETING TYPE Annual
TICKER SYMBOL DIGE MEETING DATE 25-Oct-2006
ISIN AGENDA 932590690 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN H. LANDON For For
2 KENNETH R. WEISSHAAR For For
02 Amend Director Stock Option Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 63120 0 24-Oct-2006
ALBERTO-CULVER COMPANY
SECURITY 013068101 MEETING TYPE Special
TICKER SYMBOL ACV MEETING DATE 10-Nov-2006
ISIN AGENDA 932595157 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 54200 0 15-Nov-2006
VISTAPRINT LIMITED
SECURITY G93762204 MEETING TYPE Annual
TICKER SYMBOL VPRT MEETING DATE 14-Nov-2006
ISIN AGENDA 932591971 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 20922 0 15-Nov-2006
ENERGY CONVERSION DEVICES, INC.
SECURITY 292659109 MEETING TYPE Annual
TICKER SYMBOL ENER MEETING DATE 14-Nov-2006
ISIN AGENDA 932593975 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT I. FREY For For
2 WILLIAM J. KETELHUT For For
3 FLORENCE I. METZ For For
4 STANFORD R. OVSHINSKY For For
5 PASQUALE PISTORIO For For
6 STEPHEN RABINOWITZ For For
7 G.A. SCHREIBER, JR. For For
8 ROBERT C. STEMPEL For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Charter Amendment Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 2379 0 15-Nov-2006
INTERNATIONAL RECTIFIER CORPORATION
SECURITY 460254105 MEETING TYPE Annual
TICKER SYMBOL IRF MEETING DATE 20-Nov-2006
ISIN AGENDA 932594941 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES D. PLUMMER For For
2 ROBERT S. ATTIYEH For For
3 PHILIP M. NECHES For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 65654 0 15-Nov-2006
DUFRY AG, BASEL
SECURITY H2082J107 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-Nov-2006
ISIN CH0023405456 AGENDA 701093180 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Swiss Registered Shares Registration No Action *
Please note this announcement is being provide to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 22783 0 07-Nov-2006 07-Nov-2006
DUFRY AG, BASEL
SECURITY H2082J107 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-Nov-2006
ISIN CH0023405456 AGENDA 701093192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provide to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provide to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action *
2. Management Proposal Management No Action *
3.1 Management Proposal Management No Action *
3.2 Management Proposal Management No Action *
4.1 Management Proposal Management No Action *
4.2 Management Proposal Management No Action *
4.3 Management Proposal Management No Action *
4.4 Management Proposal Management No Action *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 22783 0 07-Nov-2006 07-Nov-2006
ALLIED WORLD ASSURANCE COMPANY, LTD.
SECURITY G0219G203 MEETING TYPE Annual
TICKER SYMBOL AWH MEETING DATE 29-Nov-2006
ISIN AGENDA 932596793 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
0A Election Of Directors Management
1 SCOTT A. CARMILANI For For
2 JAMES F. DUFFY For For
3 BART FRIEDMAN For For
4 SCOTT A. CARMILANI + For For
5 WESLEY D. DUPONT + For For
6 MICHAEL I.D. MORRISON + For For
7 JOHN T. REDMOND + For For
8 J. MICHAEL BALDWIN & For For
9 SCOTT A. CARMILANI & For For
10 JOHN CLIFFORD & For For
11 HUGH GOVERNEY & For For
12 MICHAEL I.D. MORRISON & For For
13 JOHN T. REDMOND & For For
14 J. MICHAEL BALDWIN * For For
15 SCOTT A. CARMILANI * For For
16 JOHN CLIFFORD * For For
17 HUGH GOVERNEY * For For
18 MICHAEL I.D. MORRISON * For For
19 JOHN T. REDMOND * For For
0C Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 109090 0 16-Nov-2006 16-Nov-2006
MENTOR GRAPHICS CORPORATION
SECURITY 587200106 MEETING TYPE Special
TICKER SYMBOL MENT MEETING DATE 29-Nov-2006
ISIN AGENDA 932597365 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Amend Stock Compensation Plan Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 119419 0 22-Nov-2006 22-Nov-2006
KINGBOARD CHEMICAL HOLDINGS LTD
SECURITY G52562140 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 08-Dec-2006
ISIN KYG525621408 AGENDA 701105644 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For *
* MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 1172180 49000 01-Dec-2006 01-Dec-2006
FACTSET RESEARCH SYSTEMS INC.
SECURITY 303075105 MEETING TYPE Annual
TICKER SYMBOL FDS MEETING DATE 19-Dec-2006
ISIN AGENDA 932606392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT A. BILLEADEAU For For
2 PHILIP A. HADLEY For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 70470 0 07-Dec-2006 07-Dec-2006
ABERDEEN ASSET MANAGEMENT PLC, UK
SECURITY G00434111 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 19-Jan-2007
ISIN GB0000031285 AGENDA 701121129 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 1182510 0 09-Jan-2007 09-Jan-2007
TRANSDIGM GROUP INC.
SECURITY 893641100 MEETING TYPE Annual
TICKER SYMBOL TDG MEETING DATE 21-Feb-2007
ISIN AGENDA 932625429 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL GRAFF Withheld Against
2 KEWSONG LEE Withheld Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 103610 0 02-Feb-2007 02-Feb-2007
SIRONA DENTAL SYSTEMS, INC.
SECURITY 82966C103 MEETING TYPE Annual
TICKER SYMBOL SIRO MEETING DATE 27-Feb-2007
ISIN AGENDA 932630189 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SIMONE BLANK For For
2 TIMOTHY D. SHEEHAN For For
3 TIMOTHY P. SULLIVAN For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 75660 0 16-Feb-2007 16-Feb-2007
HOLOGIC, INC.
SECURITY 436440101 MEETING TYPE Annual
TICKER SYMBOL HOLX MEETING DATE 06-Mar-2007
ISIN AGENDA 932626887 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN W. CUMMING For For
2 LAURIE L. FAJARDO For For
3 IRWIN JACOBS For For
4 DAVID R. LAVANCE, JR. For For
5 NANCY L. LEAMING For For
6 ARTHUR G. LERNER For For
7 LAWRENCE M. LEVY For For
8 GLENN P. MUIR For For
9 JAY A. STEIN For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 75490 0 20-Feb-2007 20-Feb-2007
QUIKSILVER, INC.
SECURITY 74838C106 MEETING TYPE Annual
TICKER SYMBOL ZQK MEETING DATE 16-Mar-2007
ISIN AGENDA 932633274 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DOUGLAS K. AMMERMAN Withheld Against
2 WILLIAM M. BARNUM, JR. For For
3 LAURENT BOIX-VIVES Withheld Against
4 CHARLES E. CROWE For For
5 CHARLES S. EXON Withheld Against
6 MICHAEL H. GRAY For For
7 TIMOTHY M. HARMON For For
8 BERNARD MARIETTE For For
9 ROBERT B. MCKNIGHT, JR. Withheld Against
10 HEIDI J. UEBERROTH For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 1056 104554 28-Feb-2007 28-Feb-2007
THEOLIA, AIX EN PROVENCE
SECURITY F8857Q103 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 21-Mar-2007
ISIN FR0000184814 AGENDA 701142515 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 0 0 02-Apr-2007
QR1O 50P 72273 0 02-Apr-2007 08-Mar-2007
VERIFONE HOLDINGS, INC.
SECURITY 92342Y109 MEETING TYPE Annual
TICKER SYMBOL PAY MEETING DATE 27-Mar-2007
ISIN AGENDA 932634644 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DOUGLAS G. BERGERON For For
2 CRAIG A. BONDY For For
3 DR. JAMES C. CASTLE For For
4 DR. LESLIE G. DENEND For For
5 ALEX W. HART For For
6 ROBERT B. HENSKE For For
7 CHARLES R. RINEHART For For
8 COLLIN E. ROCHE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 17256 237524 09-Mar-2007 09-Mar-2007
TELEDYNE TECHNOLOGIES INCORPORATED
SECURITY 879360105 MEETING TYPE Annual
TICKER SYMBOL TDY MEETING DATE 25-Apr-2007
ISIN AGENDA 932648756 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CHARLES CROCKER For For
2 ROBERT MEHRABIAN For For
3 MICHAEL T. SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 72550 10100 19-Apr-2007 19-Apr-2007
HERBALIFE, LTD.
SECURITY G4412G101 MEETING TYPE Annual
TICKER SYMBOL HLF MEETING DATE 26-Apr-2007
ISIN AGENDA 932647451 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 42130 0 20-Apr-2007 20-Apr-2007
ARCH COAL, INC.
SECURITY 039380100 MEETING TYPE Annual
TICKER SYMBOL ACI MEETING DATE 26-Apr-2007
ISIN AGENDA 932653682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BRIAN J. JENNINGS For For
2 STEVEN F. LEER For For
3 ROBERT G. POTTER For For
4 THEODORE D. SANDS For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 79290 20-Apr-2007 20-Apr-2007
IHS INC.
SECURITY 451734107 MEETING TYPE Annual
TICKER SYMBOL IHS MEETING DATE 26-Apr-2007
ISIN AGENDA 932654533 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN A. DENNING For For
2 ROGER HOLTBACK For For
3 MICHAEL KLEIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 66774 18666 20-Apr-2007 20-Apr-2007
CORPORACION GEO S A DE C V
SECURITY P3142C117 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2007
ISIN MXP3142C1177 AGENDA 701204151 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 372960 0 16-Apr-2007 16-Apr-2007
BRUSH ENGINEERED MATERIALS INC.
SECURITY 117421107 MEETING TYPE Annual
TICKER SYMBOL BW MEETING DATE 01-May-2007
ISIN AGENDA 932644493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOSEPH P. KEITHLEY For For
2 WILLIAM R. ROBERTSON For For
3 JOHN SHERWIN, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 40130 11300 23-Apr-2007 23-Apr-2007
HUMAN GENOME SCIENCES, INC.
SECURITY 444903108 MEETING TYPE Annual
TICKER SYMBOL HGSI MEETING DATE 02-May-2007
ISIN AGENDA 932648996 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD J DANZIG For For
2 JURGEN DREWS, M.D. For For
3 A N JERRY KARABELAS PHD For For
02 ADOPT STOCK PURCHASE PLAN Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 110870 25-Apr-2007 25-Apr-2007
CABOT OIL & GAS CORPORATION
SECURITY 127097103 MEETING TYPE Annual
TICKER SYMBOL COG MEETING DATE 02-May-2007
ISIN AGENDA 932662302 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN G.L. CABOT For For
2 DAVID M. CARMICHAEL For For
3 ROBERT L. KEISER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 56245 25-Apr-2007 25-Apr-2007
DADE BEHRING HOLDINGS, INC.
SECURITY 23342J206 MEETING TYPE Annual
TICKER SYMBOL DADE MEETING DATE 03-May-2007
ISIN AGENDA 932647665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 N. LEIGH ANDERSON, PH.D For For
2 JAMES G. ANDRESS For For
02 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 74430 500 27-Apr-2007 27-Apr-2007
SIRF TECHNOLOGY HOLDINGS, INC.
SECURITY 82967H101 MEETING TYPE Annual
TICKER SYMBOL SIRF MEETING DATE 03-May-2007
ISIN AGENDA 932657717 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DIOSDADO P. BANATAO Withheld Against
2 MICHAEL L. CANNING For For
3 KANWAR CHADHA For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 310 79080 27-Apr-2007 27-Apr-2007
LANDSTAR SYSTEM, INC.
SECURITY 515098101 MEETING TYPE Annual
TICKER SYMBOL LSTR MEETING DATE 03-May-2007
ISIN AGENDA 932671250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM S. ELSTON For For
2 DIANA M. MURPHY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 47185 56375 30-Apr-2007 30-Apr-2007
LKQ CORP.
SECURITY 501889208 MEETING TYPE Annual
TICKER SYMBOL LKQX MEETING DATE 07-May-2007
ISIN AGENDA 932660156 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 A. CLINTON ALLEN For For
2 ROBERT M. DEVLIN For For
3 DONALD F. FLYNN For For
4 JOSEPH M. HOLSTEN For For
5 PAUL M. MEISTER For For
6 JOHN F. O'BRIEN For For
7 WILLIAM M. WEBSTER, IV For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 69420 140800 27-Apr-2007 27-Apr-2007
GOODMAN GLOBAL, INC.
SECURITY 38239A100 MEETING TYPE Annual
TICKER SYMBOL GGL MEETING DATE 07-May-2007
ISIN AGENDA 932683332 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN B. GOODMAN For For
2 DAVID W. OSKIN For For
3 JAMES H. SCHULTZ For For
02 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 75080 65500 27-Apr-2007 27-Apr-2007
TERRA INDUSTRIES INC.
SECURITY 880915103 MEETING TYPE Annual
TICKER SYMBOL TRA MEETING DATE 08-May-2007
ISIN AGENDA 932650179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID E. FISHER For For
2 DOD A. FRASER For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 313280 0 04-May-2007 04-May-2007
ALLIED WORLD ASSURANCE COMPANY, LTD.
SECURITY G0219G203 MEETING TYPE Annual
TICKER SYMBOL AWH MEETING DATE 08-May-2007
ISIN AGENDA 932650535 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 MICHAEL I.D. MORRISON For For
2 PHILIP D. DEFEO For For
3 SCOTT HUNTER For For
4 SCOTT A. CARMILANI* For For
5 WESLEY D. DUPONT* For For
6 MICHAEL I.D. MORRISON* For For
7 JOHN T. REDMOND* For For
8 J. MICHAEL BALDWIN+ For For
9 SCOTT A. CARMILANI+ For For
10 JOHN CLIFFORD+ For For
11 HUGH GOVERNEY+ For For
12 MICHAEL I.D. MORRISON+ For For
13 JOHN T. REDMOND+ For For
14 J. MICHAEL BALDWIN$ For For
15 SCOTT A. CARMILANI$ For For
16 JOHN CLIFFORD$ For For
17 HUGH GOVERNEY$ For For
18 MICHAEL I.D. MORRISON$ For For
19 JOHN T. REDMOND$ For For
C Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 125840 0 03-May-2007 03-May-2007
MARVEL ENTERTAINMENT, INC.
SECURITY 57383T103 MEETING TYPE Annual
TICKER SYMBOL MVL MEETING DATE 08-May-2007
ISIN AGENDA 932664356 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MORTON E. HANDEL For For
2 ISAAC PERLMUTTER For For
3 F. PETER CUNEO For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 59980 04-May-2007 04-May-2007
KENEXA CORPORATION
SECURITY 488879107 MEETING TYPE Annual
TICKER SYMBOL KNXA MEETING DATE 08-May-2007
ISIN AGENDA 932664685 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOSEPH A. KONEN* For For
2 RICHARD J. PINOLA* For For
3 REBECCA J. MADDOX** For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 14906 74534 04-May-2007 04-May-2007
MANOR CARE, INC.
SECURITY 564055101 MEETING TYPE Annual
TICKER SYMBOL HCR MEETING DATE 08-May-2007
ISIN AGENDA 932666766 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 28740 47200 04-May-2007 04-May-2007
LIFEPOINT HOSPITALS, INC.
SECURITY 53219L109 MEETING TYPE Annual
TICKER SYMBOL LPNT MEETING DATE 08-May-2007
ISIN AGENDA 932667061 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DEWITT EZELL, JR. For For
2 WILLIAM V. LAPHAM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 115290 0 04-May-2007 04-May-2007
CHARLES RIVER LABORATORIES INTL., IN
SECURITY 159864107 MEETING TYPE Annual
TICKER SYMBOL CRL MEETING DATE 08-May-2007
ISIN AGENDA 932669661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES C. FOSTER For For
2 STEPHEN D. CHUBB For For
3 GEORGE E. MASSARO For For
4 GEORGE M. MILNE, JR. For For
5 DOUGLAS E. ROGERS For For
6 SAMUEL O. THIER For For
7 WILLIAM H. WALTRIP For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 71480 0 02-May-2007 02-May-2007
SYMBION, INC.
SECURITY 871507109 MEETING TYPE Annual
TICKER SYMBOL SMBI MEETING DATE 08-May-2007
ISIN AGENDA 932674864 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EVE M. KURTIN For For
2 CLIFFORD G. ADLERZ For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 121079 0 04-May-2007 04-May-2007
PINNACLE ENTERTAINMENT, INC.
SECURITY 723456109 MEETING TYPE Annual
TICKER SYMBOL PNK MEETING DATE 08-May-2007
ISIN AGENDA 932678557 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DANIEL R. LEE For For
2 JOHN V. GIOVENCO For For
3 RICHARD J. GOEGLEIN For For
4 ELLIS LANDAU For For
5 BRUCE A. LESLIE For For
6 JAMES L. MARTINEAU For For
7 MICHAEL ORNEST For For
8 LYNN P. REITNOUER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 82350 0 04-May-2007 04-May-2007
MONEYGRAM INTERNATIONAL, INC.
SECURITY 60935Y109 MEETING TYPE Annual
TICKER SYMBOL MGI MEETING DATE 09-May-2007
ISIN AGENDA 932650852 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JESS T. HAY For For
2 LINDA JOHNSON RICE For For
3 ALBERT M. TEPLIN For For
4 TIMOTHY R. WALLACE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 159110 04-May-2007 04-May-2007
AGRIUM INC.
SECURITY 008916108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL AGU MEETING DATE 09-May-2007
ISIN AGENDA 932651183 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 NEIL CARRAGHER For For
2 RALPH S. CUNNINGHAM For For
3 D. GRANT DEVINE For For
4 GERMAINE GIBARA For For
5 RUSSELL K. GIRLING For For
6 SUSAN A. HENRY For For
7 RUSSELL J. HORNER For For
8 ANNE MCLELLAN For For
9 FRANK W. PROTO For For
10 MICHAEL M. WILSON For For
11 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Amend Stock Option Plan Management For For
05 Ratify Shareholder Rights Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 110540 0 27-Apr-2007 27-Apr-2007
OWENS-ILLINOIS, INC.
SECURITY 690768403 MEETING TYPE Annual
TICKER SYMBOL OI MEETING DATE 09-May-2007
ISIN AGENDA 932674472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALBERT P.L. STROUCKEN For For
2 DENNIS K. WILLIAMS For For
3 THOMAS L. YOUNG For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 52700 0 04-May-2007 04-May-2007
NUVEEN INVESTMENTS, INC.
SECURITY 67090F106 MEETING TYPE Annual
TICKER SYMBOL JNC MEETING DATE 09-May-2007
ISIN AGENDA 932674662 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN P. AMBOIAN For For
2 WILLARD L. BOYD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 70460 04-May-2007 04-May-2007
AERCAP HOLDINGS N.V.
SECURITY N00985106 MEETING TYPE Annual
TICKER SYMBOL AER MEETING DATE 11-May-2007
ISIN AGENDA 932663417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
03 Approve Financial Statements Management For
05 Approve Discharge Of Management Board Management For
06 Miscellaneous Corporate Governance Management For
07 Miscellaneous Corporate Governance Management For
08 Ratify Appointment Of Independent Auditors Management For
09 Authorize Directors To Repurchase Shares Management For
10 Approve Charter Amendment Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 83300 0 04-May-2007 04-May-2007
LIVE NATION, INC.
SECURITY 538034109 MEETING TYPE Annual
TICKER SYMBOL LYV MEETING DATE 11-May-2007
ISIN AGENDA 932671224 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL COHL For For
2 L. LOWRY MAYS For For
3 MICHAEL RAPINO For For
4 JOHN N. SIMONS, JR. For For
02 Approve Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 100324 23936 04-May-2007 04-May-2007
AERCAP HOLDINGS N.V.
SECURITY N00985106 MEETING TYPE Annual
TICKER SYMBOL AER MEETING DATE 11-May-2007
ISIN AGENDA 932696101 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
03 Miscellaneous Corporate Governance Management For
05 Miscellaneous Corporate Governance Management For
06 Miscellaneous Corporate Governance Management For
07 Miscellaneous Corporate Governance Management For
08 Miscellaneous Corporate Governance Management For
09 Miscellaneous Corporate Governance Management For
10 Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 107020 0 04-May-2007 04-May-2007
DUFRY AG, BASEL
SECURITY H2082J107 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN CH0023405456 AGENDA 701217932 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Swiss Registered Shares Registration No Action *
*MANAGEMENT POSITION UNKNOWN
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 41433 0 25-Apr-2007 25-Apr-2007
DUFRY AG, BASEL
SECURITY H2082J107 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 15-May-2007
ISIN CH0023405456 AGENDA 701217944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Management Proposal Management No Action
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 41433 0 25-Apr-2007 25-Apr-2007
DENBURY RESOURCES INC.
SECURITY 247916208 MEETING TYPE Annual
TICKER SYMBOL DNR MEETING DATE 15-May-2007
ISIN AGENDA 932672000 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD G. GREENE For For
2 DAVID I. HEATHER For For
3 GREGORY L. MCMICHAEL For For
4 GARETH ROBERTS For For
5 RANDY STEIN For For
6 WIELAND F. WETTSTEIN For For
7 DONALD D. WOLF For For
02 Approve Stock Compensation Plan Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 131510 0 10-May-2007 10-May-2007
VISTAPRINT LIMITED
SECURITY G93762204 MEETING TYPE Special
TICKER SYMBOL VPRT MEETING DATE 15-May-2007
ISIN AGENDA 932694385 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 113320 0 10-May-2007 10-May-2007
ADMIRAL GROUP PLC, CARDIFF
SECURITY G0110T106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 16-May-2007
ISIN GB00B02J6398 AGENDA 701225511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management Against Against
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
14. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 75640 0 04-May-2007 04-May-2007
ANSYS, INC.
SECURITY 03662Q105 MEETING TYPE Annual
TICKER SYMBOL ANSS MEETING DATE 16-May-2007
ISIN AGENDA 932669863 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JACQUELINE C. MORBY For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 39620 45100 11-May-2007 11-May-2007
PHARMACEUTICAL PRODUCT DEVELOPMENT,
SECURITY 717124101 MEETING TYPE Annual
TICKER SYMBOL PPDI MEETING DATE 16-May-2007
ISIN AGENDA 932671022 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STUART BONDURANT, M.D. For For
2 FREDERICK FRANK For For
3 TERRY MAGNUSON, PH.D. For For
4 F.N. ESHELMAN, PHARM.D. For For
5 GENERAL DAVID L. GRANGE For For
6 ERNEST MARIO, PH.D. For For
7 MARYE ANNE FOX, PH.D. For For
8 CATHERINE M. KLEMA For For
9 JOHN A. MCNEILL, JR. For For
02 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 39300 34750 14-May-2007 14-May-2007
STERICYCLE, INC.
SECURITY 858912108 MEETING TYPE Annual
TICKER SYMBOL SRCL MEETING DATE 16-May-2007
ISIN AGENDA 932673711 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JACK W. SCHULER For For
2 MARK C. MILLER For For
3 ROD F. DAMMEYER For For
4 WILLIAM K. HALL For For
5 JONATHAN T. LORD, M.D. For For
6 JOHN PATIENCE For For
7 THOMAS R. REUSCHE For For
8 PETER VARDY For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 50574 2776 11-May-2007 11-May-2007
PROASSURANCE CORPORATION
SECURITY 74267C106 MEETING TYPE Annual
TICKER SYMBOL PRA MEETING DATE 16-May-2007
ISIN AGENDA 932680336 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 VICTOR T. ADAMO For For
2 PAUL R. BUTRUS For For
3 WILLIAM J. LISTWAN For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 88690 0 14-May-2007 14-May-2007
JARDEN CORPORATION
SECURITY 471109108 MEETING TYPE Annual
TICKER SYMBOL JAH MEETING DATE 17-May-2007
ISIN AGENDA 932662934 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 IAN G.H. ASHKEN For For
2 RICHARD L. MOLEN For For
3 CHARLES R. KAYE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 146700 11-May-2007 11-May-2007
LEAP WIRELESS INTERNATIONAL, INC.
SECURITY 521863308 MEETING TYPE Annual
TICKER SYMBOL LEAP MEETING DATE 17-May-2007
ISIN AGENDA 932672985 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES D. DONDERO For For
2 JOHN D. HARKEY, JR. For For
3 S. DOUGLAS HUTCHESON For For
4 ROBERT V. LAPENTA For For
5 MARK H. RACHESKY, M.D. For For
6 MICHAEL B. TARGOFF For For
02 Adopt Stock Option Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 69990 18600 14-May-2007 14-May-2007
ATHEROGENICS, INC.
SECURITY 047439104 MEETING TYPE Annual
TICKER SYMBOL AGIX MEETING DATE 17-May-2007
ISIN AGENDA 932701774 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID BEARMAN For For
2 VAUGHN D. BRYSON For For
3 T. FORCHT DAGI For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 127250 12-May-2007 12-May-2007
KINGBOARD CHEMICAL HOLDINGS LTD
SECURITY G52562140 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 18-May-2007
ISIN KYG525621408 AGENDA 701219811 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3.A Management Proposal Management For For
3.B Management Proposal Management For For
3.C Management Proposal Management For For
3.D Management Proposal Management For For
3.E Management Proposal Management For For
4. Management Proposal Management For For
5.A Management Proposal Management For For
5.B Management Proposal Management For For
5.C Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 1175680 0 03-May-2007 03-May-2007
WASHINGTON GROUP INTERNATIONAL, INC.
SECURITY 938862208 MEETING TYPE Annual
TICKER SYMBOL WNG MEETING DATE 18-May-2007
ISIN AGENDA 932695084 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN R. ALM For For
2 DAVID H. BATCHELDER For For
3 MICHAEL R. D'APPOLONIA For For
4 C. SCOTT GREER For For
5 GAIL E. HAMILTON For For
6 STEPHEN G. HANKS For For
7 WILLIAM H. MALLENDER For For
8 MICHAEL P. MONACO For For
9 CORDELL REED For For
10 DENNIS R. WASHINGTON For For
11 DENNIS K. WILLIAMS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Classify Board Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 24310 24400 14-May-2007 14-May-2007
AMERICAN COMMERCIAL LINES INC.
SECURITY 025195207 MEETING TYPE Annual
TICKER SYMBOL ACLI MEETING DATE 21-May-2007
ISIN AGENDA 932686035 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CLAYTON K. YEUTTER For For
2 EUGENE I. DAVIS For For
3 MARK R. HOLDEN For For
4 RICHARD L. HUBER For For
5 NILS E. LARSEN For For
6 EMANUEL L. ROUVELAS For For
7 R. CHRISTOPHER WEBER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 127702 0 13-May-2007 13-May-2007
AMERICAN REPROGRAPHICS CO
SECURITY 029263100 MEETING TYPE Annual
TICKER SYMBOL ARP MEETING DATE 22-May-2007
ISIN AGENDA 932696199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 S. CHANDRAMOHAN For For
2 K. SURIYAKUMAR For For
3 THOMAS J. FORMOLO For For
4 DEWITT KERRY MCCLUGGAGE For For
5 MARK W. MEALY For For
6 MANUEL PEREZ DE LA MESA For For
7 ERIBERTO R. SCOCIMARA For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 106290 10000 14-May-2007 14-May-2007
INTERACTIVE DATA CORPORATION
SECURITY 45840J107 MEETING TYPE Annual
TICKER SYMBOL IDC MEETING DATE 23-May-2007
ISIN AGENDA 932679725 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STUART J. CLARK Withheld Against
2 MYRA R. DRUCKER For For
3 WILLIAM T. ETHRIDGE Withheld Against
4 RONA A. FAIRHEAD Withheld Against
5 DONALD P. GREENBERG For For
6 CASPAR J.A. HOBBS Withheld Against
7 PHILIP J. HOFFMAN Withheld Against
8 ROBERT C. LAMB, JR. For For
9 JOHN C. MAKINSON Withheld Against
10 CARL SPIELVOGEL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 66940 0 15-May-2007 15-May-2007
AMYLIN PHARMACEUTICALS, INC.
SECURITY 032346108 MEETING TYPE Annual
TICKER SYMBOL AMLN MEETING DATE 23-May-2007
ISIN AGENDA 932680728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN R. ALTMAN For For
2 TERESA BECK For For
3 DANIEL M. BRADBURY For For
4 JOSEPH C. COOK, JR. For For
5 KARIN EASTHAM For For
6 JAMES R. GAVIN III For For
7 GINGER L. GRAHAM For For
8 HOWARD E. GREENE, JR. For For
9 JAY S. SKYLER For For
10 JOSEPH P. SULLIVAN For For
11 JAMES N. WILSON For For
02 Approve Charter Amendment Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 54920 15-May-2007 15-May-2007
COMPLETE PRODUCTION SERVICES, INC.
SECURITY 20453E109 MEETING TYPE Annual
TICKER SYMBOL CPX MEETING DATE 24-May-2007
ISIN AGENDA 932682948 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HAROLD G. HAMM Withheld Against
2 W. MATT RALLS For For
3 JAMES D. WOODS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 206518 6352 18-May-2007 18-May-2007
TWEEN BRANDS, INC.
SECURITY 901166108 MEETING TYPE Annual
TICKER SYMBOL TWB MEETING DATE 24-May-2007
ISIN AGENDA 932686845 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID A. KRINSKY For For
2 KENNETH T. STEVENS For For
3 KENNETH J. STROTTMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 58710 0 21-May-2007 21-May-2007
THE MEDICINES COMPANY
SECURITY 584688105 MEETING TYPE Annual
TICKER SYMBOL MDCO MEETING DATE 24-May-2007
ISIN AGENDA 932692040 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM W. CROUSE For For
2 T. SCOTT JOHNSON For For
3 JOHN P. KELLEY For For
4 HIROAKI SHIGETA For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 79200 17-May-2007 17-May-2007
IRON MOUNTAIN INCORPORATED
SECURITY 462846106 MEETING TYPE Annual
TICKER SYMBOL IRM MEETING DATE 24-May-2007
ISIN AGENDA 932704756 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CLARKE H. BAILEY Withheld Against
2 CONSTANTIN R. BODEN For For
3 KENT P. DAUTEN For For
4 ARTHUR D. LITTLE For For
5 C. RICHARD REESE For For
6 VINCENT J. RYAN For For
7 LAURIE A. TUCKER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 49350 40500 23-May-2007 23-May-2007
THE TRIZETTO GROUP, INC.
SECURITY 896882107 MEETING TYPE Annual
TICKER SYMBOL TZIX MEETING DATE 25-May-2007
ISIN AGENDA 932717931 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 NANCY H. HANDEL For For
2 THOMAS B. JOHNSON For For
3 L. WILLIAM KRAUSE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 127790 5700 21-May-2007 21-May-2007
COVANTA HOLDING CORPORATION
SECURITY 22282E102 MEETING TYPE Annual
TICKER SYMBOL CVA MEETING DATE 30-May-2007
ISIN AGENDA 932697432 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID M. BARSE For For
2 RONALD J. BROGLIO For For
3 PETER C.B. BYNOE For For
4 RICHARD L. HUBER For For
5 ANTHONY J. ORLANDO For For
6 WILLIAM C. PATE For For
7 ROBERT S. SILBERMAN For For
8 JEAN SMITH For For
9 CLAYTON YEUTTER For For
10 SAMUEL ZELL For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 122420 0 29-May-2007 29-May-2007
DSW, INC.
SECURITY 23334L102 MEETING TYPE Annual
TICKER SYMBOL DSW MEETING DATE 30-May-2007
ISIN AGENDA 932700304 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAY L. SCHOTTENSTEIN Withheld Against
2 PHILIP B. MILLER For For
3 JAMES D. ROBBINS For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 34630 29-May-2007 29-May-2007
VERTEX PHARMACEUTICALS INCORPORATED
SECURITY 92532F100 MEETING TYPE Annual
TICKER SYMBOL VRTX MEETING DATE 31-May-2007
ISIN AGENDA 932686720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOSHUA S. BOGER For For
2 CHARLES A. SANDERS For For
3 ELAINE S. ULLIAN For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 42630 0 22-May-2007 22-May-2007
JONES SODA CO.
SECURITY 48023P106 MEETING TYPE Annual
TICKER SYMBOL JSDA MEETING DATE 31-May-2007
ISIN AGENDA 932693915 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PETER M. VAN STOLK For For
2 SCOTT BEDBURY For For
3 RICHARD S. EISWIRTH JR For For
4 MICHAEL M. FLEMING For For
5 JOHN J. GALLAGHER, JR. For For
6 STEPHEN C. JONES For For
7 ALFRED W. ROSSOW, JR. For For
02 Amend Stock Option Plan Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 106950 22-May-2007 22-May-2007
TELETECH HOLDINGS, INC.
SECURITY 879939106 MEETING TYPE Annual
TICKER SYMBOL TTEC MEETING DATE 01-Jun-2007
ISIN AGENDA 932724431 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 KENNETH D. TUCHMAN For For
2 JAMES E. BARLETT For For
3 W.A. LINNENBRINGER For For
4 RUTH C. LIPPER For For
5 SHRIKANT MEHTA For For
6 SHIRLEY YOUNG For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 192680 0 23-May-2007 23-May-2007
CENTRAL EUROPEAN MEDIA ENTERPRISES L
SECURITY G20045202 MEETING TYPE Annual
TICKER SYMBOL CETV MEETING DATE 05-Jun-2007
ISIN AGENDA 932716713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD S. LAUDER For For
2 HERBERT A. GRANATH For For
3 MICHAEL GARIN For For
4 FRANK EHMER For For
5 CHARLES R. FRANK, JR. For For
6 HERBERT KLOIBER Withheld Against
7 ALFRED W. LANGER For For
8 BRUCE MAGGIN For For
9 ANN MATHER For For
10 CHRISTIAN STAHL For For
11 ERIC ZINTERHOFER Withheld Against
02 Receive Consolidated Financial Statements Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 22600 25-May-2007 25-May-2007
PRICELINE.COM INCORPORATED
SECURITY 741503403 MEETING TYPE Annual
TICKER SYMBOL PCLN MEETING DATE 06-Jun-2007
ISIN AGENDA 932702550 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFERY H. BOYD For For
2 RALPH M. BAHNA For For
3 HOWARD W. BARKER, JR. For For
4 JEFFREY E. EPSTEIN For For
5 JAMES M. GUYETTE For For
6 NANCY B. PERETSMAN For For
7 CRAIG W. RYDIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 100880 23-May-2007 23-May-2007
EQUINIX, INC.
SECURITY 29444U502 MEETING TYPE Annual
TICKER SYMBOL EQIX MEETING DATE 07-Jun-2007
ISIN AGENDA 932704465 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN T. CLONTZ For For
2 STEVEN P. ENG For For
3 GARY F. HROMADKO For For
4 SCOTT G. KRIENS For For
5 IRVING F. LYONS, III For For
6 STEPHEN M. SMITH For For
7 PETER F. VAN CAMP For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 48750 29-May-2007 29-May-2007
ARENA PHARMACEUTICALS, INC.
SECURITY 040047102 MEETING TYPE Annual
TICKER SYMBOL ARNA MEETING DATE 11-Jun-2007
ISIN AGENDA 932691365 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JACK LIEF For For
2 DOMINIC P. BEHAN, PH.D. For For
3 DONALD D. BELCHER For For
4 SCOTT H. BICE For For
5 HARRY F HIXSON, JR, PHD For For
6 J.C. LA FORCE, JR, PHD For For
7 TINA S. NOVA, PH.D. For For
8 CHRISTINE A. WHITE, MD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 109176 5304 29-May-2007 29-May-2007
WESTERN OIL SANDS INC.
SECURITY 959053109 MEETING TYPE Annual
TICKER SYMBOL WTOIF MEETING DATE 12-Jun-2007
ISIN AGENDA 932723489 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election of Directors (Full Slate) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1OSSTA 01 OM C81 64580 0 30-May-2007
KYPHON INC.
SECURITY 501577100 MEETING TYPE Annual
TICKER SYMBOL KYPH MEETING DATE 14-Jun-2007
ISIN AGENDA 932713630 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 D. KEITH GROSSMAN For For
2 JACK W. LASERSOHN For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 51480 0 08-Jun-2007 08-Jun-2007
MENTOR GRAPHICS CORPORATION
SECURITY 587200106 MEETING TYPE Annual
TICKER SYMBOL MENT MEETING DATE 14-Jun-2007
ISIN AGENDA 932720229 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 PETER L. BONFIELD For For
2 MARSHA B. CONGDON For For
3 JAMES R. FIEBIGER For For
4 GREGORY K. HINCKLEY For For
5 KEVIN C. MCDONOUGH For For
6 PATRICK B. MCMANUS For For
7 WALDEN C. RHINES For For
8 FONTAINE K. RICHARDSON For For
02 Amend Non-Employee Director Plan Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 131760 0 08-Jun-2007 08-Jun-2007
CTRIP.COM INTERNATIONAL, LTD.
SECURITY 22943F100 MEETING TYPE Annual
TICKER SYMBOL CTRP MEETING DATE 15-Jun-2007
ISIN AGENDA 932699575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For
O2 Amend Stock Compensation Plan Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 44720 0 06-Jun-2007 06-Jun-2007
O2MICRO INTERNATIONAL LIMITED
SECURITY 67107W100 MEETING TYPE Annual
TICKER SYMBOL OIIM MEETING DATE 21-Jun-2007
ISIN AGENDA 932725673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election of Directors (Full Slate) Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 197620 0 08-Jun-2007 08-Jun-2007
DOLLAR TREE STORES, INC.
SECURITY 256747106 MEETING TYPE Annual
TICKER SYMBOL DLTR MEETING DATE 21-Jun-2007
ISIN AGENDA 932726586 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 H. RAY COMPTON For For
2 BOB SASSER For For
3 ALAN L. WURTZEL For For
02 Shareholder Proposal - Election of Directors by Management For Against
Majority Vote
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 98660 0 15-Jun-2007 15-Jun-2007
KINGBOARD CHEMICAL HOLDINGS LTD
SECURITY G52562140 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 25-Jun-2007
ISIN KYG525621408 AGENDA 701282345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 1175680 0 15-Jun-2007 15-Jun-2007
TRINA SOLAR LTD.
SECURITY 89628E104 MEETING TYPE Annual
TICKER SYMBOL TSL MEETING DATE 27-Jun-2007
ISIN AGENDA 932737604 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election of Directors (Majority Voting) Management Against
02 Election of Directors (Majority Voting) Management Against
03 Election of Directors (Majority Voting) Management For
04 Amend Stock Compensation Plan Management For
05 Ratify Appointment Of Independent Auditors Management For
06 Ratify Appointment Of Independent Auditors Management For
07 Receive Directors' Report Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1O 837 0 20550 19-Jun-2007 19-Jun-2007
THEOLIA, AIX EN PROVENCE
SECURITY F8857Q103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN FR0000184814 AGENDA 701268080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
O.1 Management Proposal Management Abstain Against
O.2 Management Proposal Management Abstain Against
O.3 Management Proposal Management For For
O.4 Management Proposal Management Abstain Against
O.5 Management Proposal Management For For
O.6 Management Proposal Management For For
O.7 Management Proposal Management For For
O.8 Management Proposal Management For For
O.9 Management Proposal Management For For
O.10 Management Proposal Management For For
E.11 Management Proposal Management For For
E.12 Management Proposal Management For For
E.13 Management Proposal Management For For
E.14 Management Proposal Management For For
E.15 Management Proposal Management For For
E.16 Management Proposal Management For For
E.17 Management Proposal Management For For
E.18 Management Proposal Management For For
E.19 Management Proposal Management For For
E.20 Management Proposal Management For For
E.21 Management Proposal Management For For
E.22 Management Proposal Management For For
E.23 Management Proposal Management For For
E.24 Management Proposal Management For For
E.25 Management Proposal Management For For
E.26 Management Proposal Management For For
E.27 Management Proposal Management For For
E.28 Management Proposal Management For For
E.29 Management Proposal Management For For
E.30 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1O 50P 72273 0 20-Jun-2007 20-Jun-2007
ITEM 1: PROXY VOTING RECORD
The Hartford Small Company Fund
This portion sub-advised by Hartford Investment Management Company
24/7 REAL MEDIA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TFSM CUSIP9 901314203 10/31/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Perkins Mgmt For For For
1.2 Elect Brian Silva Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
ABAXIS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABAX CUSIP9 002567105 10/26/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Clinton H. Severson Mgmt For For For
1.2 Elect Richard J. Bastiani, Mgmt For For For
Ph.D.
1.3 Elect Henk J. Evenhuis Mgmt For For For
1.4 Elect Brenton G.A. Hanlon Mgmt For For For
1.5 Elect Prithipal Singh, Ph.D. Mgmt For Withhold Against
1.6 Elect Ernest S. Tucker, III, Mgmt For For For
M.D.
2 Ratification of Auditor Mgmt For For For
ADVANCE AUTO PARTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAP CUSIP9 00751Y106 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Brouillard Mgmt For For For
1.2 Elect Lawrence Castellani Mgmt For For For
1.3 Elect Michael Coppola Mgmt For For For
1.4 Elect Darren Jackson Mgmt For For For
1.5 Elect Nicholas LaHowchic Mgmt For For For
1.6 Elect William Oglesby Mgmt For For For
1.7 Elect Gilbert Ray Mgmt For For For
1.8 Elect Carlos Saladrigas Mgmt For For For
1.9 Elect William Salter Mgmt For For For
1.10 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE AN AMENDMENT TO OUR Mgmt For For For
LONG-TERM INCENTIVE PLAN
4 APPROVE THE 2007 EXECUTIVE Mgmt For For For
INCENTIVE PLAN
AEROPOSTALE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARO CUSIP9 007865108 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Julian R. Geiger Mgmt For For For
1.2 Elect Bodil Arlander Mgmt For For For
1.3 Elect Ronald Beegle Mgmt For For For
1.4 Elect John Haugh Mgmt For For For
1.5 Elect Robert Chavez Mgmt For For For
1.6 Elect Mindy Meads Mgmt For For For
1.7 Elect John D. Howard Mgmt For For For
1.8 Elect David Vermylen Mgmt For Withhold Against
1.9 Elect Karin Hirtler-Garvey Mgmt For For For
2 Amendment to the 2002 Mgmt For For For
Long-Term Incentive Plan
3 Ratification of Auditor Mgmt For For For
AFFYMETRIX INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFFX CUSIP9 00826T108 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Stephen Fodor Mgmt For For For
1.2 Elect Paul Berg Mgmt For Withhold Against
1.3 Elect Susan Desmond-Hellmann Mgmt For For For
1.4 Elect John Diekman Mgmt For Withhold Against
1.5 Elect Vernon Loucks, Jr. Mgmt For For For
1.6 Elect David Singer Mgmt For Withhold Against
1.7 Elect Robert Trice Mgmt For For For
1.8 Elect Robert Wayman Mgmt For For For
1.9 Elect John Young Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
ALEXION PHARMACEUTICALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALXN CUSIP9 015351109 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Leonard Bell Mgmt For Withhold Against
1.2 Elect David Keiser Mgmt For Withhold Against
1.3 Elect Max Link Mgmt For Withhold Against
1.4 Elect Joseph Madri Mgmt For Withhold Against
1.5 Elect Larry Mathis Mgmt For Withhold Against
1.6 Elect R. Douglas Norby Mgmt For Withhold Against
1.7 Elect Alvin Parven Mgmt For Withhold Against
1.8 Elect Ruedi Waeger Mgmt For Withhold Against
2 Amendment to the 2004 Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
ALLIANCE IMAGING, INC. )
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIQ CUSIP9 018606202 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Samek Mgmt For For For
1.2 Elect Stephen Kaplan Mgmt For For For
2 Amendment to the 1999 Equity Mgmt For For For
Plan for Employees
3 Ratification of Auditor Mgmt For For For
ALLSCRIPTS HEALTHCARE SOLUTIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDRX CUSIP9 01988P108 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Compton Mgmt For For For
1.2 Elect Michael J. Kluger Mgmt For For For
1.3 Elect John McConnell Mgmt For For For
2 Amendment to the 1993 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
AMERICAN RAILCAR INDUSTRIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARII CUSIP9 02916P103 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Carl Icahn Mgmt For For For
1.2 Elect James Unger Mgmt For For For
1.3 Elect Vincent Intrieri Mgmt For For For
1.4 Elect Keith Meister Mgmt For For For
1.5 Elect Peter Shea Mgmt For For For
1.6 Elect James Laisure Mgmt For For For
1.7 Elect James Pontious Mgmt For For For
1.8 Elect Harold First Mgmt For Withhold Against
1.9 Elect Brett Icahn Mgmt For For For
AMPHENOL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APH CUSIP9 032095101 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Stanley Clark Mgmt For For For
1.2 Elect Andrew Lietz Mgmt For For For
1.3 Elect Martin Loeffler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE INCREASE IN Mgmt For For For
THE NUMBER OF AUTHORIZED
SHARES.
ANDERSONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANDE CUSIP9 034164103 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Anderson Mgmt For For For
1.2 Elect Richard Anderson Mgmt For Withhold Against
1.3 Elect John Barrett Mgmt For For For
1.4 Elect Robert King, Jr. Mgmt For For For
1.5 Elect Paul Kraus Mgmt For For For
1.6 Elect Donald Mennel Mgmt For For For
1.7 Elect David Nichols Mgmt For For For
1.8 Elect Sidney Ribeau Mgmt For For For
1.9 Elect Charles Sullivan Mgmt For Withhold Against
1.10 Elect Jacqueline Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ANIXTER INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXE CUSIP9 035290105 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Blyth Mgmt For For For
1.2 Elect Linda Bynoe Mgmt For For For
1.3 Elect Robert Crandall Mgmt For For For
1.4 Elect Robert Grubbs, Jr. Mgmt For For For
1.5 Elect F. Philip Handy Mgmt For For For
1.6 Elect Melvyn Klein Mgmt For For For
1.7 Elect George Munoz Mgmt For For For
1.8 Elect Stuart Sloan Mgmt For For For
1.9 Elect Thomas Theobald Mgmt For For For
1.10 Elect Matthew Zell Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG Mgmt For For For
LLP AS INDEPENDENT AUDITORS.
ART TECHNOLOGY GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARTG CUSIP9 04289L107 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Elsbree Mgmt For Withhold Against
1.2 Elect Ilene Lang Mgmt For Withhold Against
1.3 Elect Daniel Regis Mgmt For For For
2 Amendment to 1996 Stock Option Mgmt For For For
Plan
3 Amendment to 1999 Outside Mgmt For For For
Director Stock Option Pl
ASPEN TECHNOLOGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AZPN CUSIP9 045327103 12/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mark Fusco Mgmt For Withhold Against
1.2 Elect Gary Haroian Mgmt For Withhold Against
ATLANTIC TELEPHONE NETWORK INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANK CUSIP9 049079205 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Martin Budd Mgmt For Withhold Against
1.2 Elect Cornelius B. Prior Jr. Mgmt For Withhold Against
1.3 Elect Charles Roesslein Mgmt For For For
1.4 Elect Brian Schuchman Mgmt For Withhold Against
1.5 Elect Henry U. Wheatley Mgmt For For For
2 APPROVAL OF AMENDMENTS TO 1998 Mgmt For For For
STOCK OPTION PLAN.
AUTHORIZE.NET HOLDINGS, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANET CUSIP9 052686102 06/29/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Rachelle B. Chong Mgmt For For For
BALCHEM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BCPC CUSIP9 057665200 06/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Dino A. Rossi Mgmt For For For
1.2 Elect Elaine Wedral Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BELDEN CDT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDC CUSIP9 077454106 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Aldrich Mgmt For For For
1.2 Elect Lorne Bain Mgmt For Withhold Against
1.3 Elect Lance Balk Mgmt For Withhold Against
1.4 Elect Bryan Cressey Mgmt For Withhold Against
1.5 Elect Michael Harris Mgmt For Withhold Against
1.6 Elect Glenn Kalnasy Mgmt For Withhold Against
1.7 Elect John Monter Mgmt For Withhold Against
1.8 Elect Bernard Rethore Mgmt For Withhold Against
1.9 Elect John Stroup Mgmt For Withhold Against
2 Approve Material Terms of the Mgmt For For For
2001 Long-Term Perfo
3 Approve Material Terms of the Mgmt For For For
Annual Cash Incentiv
BLACKBAUD INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLKB CUSIP9 09227Q100 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Marc Chardon Mgmt For For For
1.2 Elect John McConnell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
BOIS D'ARC ENERGY, LLC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDE CUSIP9 09738U103 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gary Blackie Mgmt For Withhold Against
1.2 Elect Roland Burns Mgmt For Withhold Against
1.3 Elect D. Michael Harris Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
BOK FINANCIAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BOKF CUSIP9 05561Q201 04/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gregory Allen Mgmt For For For
1.2 Elect C. Fred Ball, Jr. Mgmt For For For
1.3 Elect Sharon Bell Mgmt For For For
1.4 Elect Peter Boylan, III Mgmt For For For
1.5 Elect Chester Cadieux, III Mgmt For For For
1.6 Elect Joseph Craft III Mgmt For For For
1.7 Elect William Durrett Mgmt For For For
1.8 Elect Robert Greer Mgmt For For For
1.9 Elect David Griffin Mgmt For For For
1.10 Elect V. Burns Hargis Mgmt For For For
1.11 Elect E. Carey Joullian, IV Mgmt For Withhold Against
1.12 Elect George Kaiser Mgmt For For For
1.13 Elect Judith Kishner Mgmt For For For
1.14 Elect Thomas Kivisto Mgmt For For For
1.15 Elect David Kyle Mgmt For For For
1.16 Elect Robert LaFortune Mgmt For For For
1.17 Elect Stanley Lybarger Mgmt For For For
1.18 Elect Steven Malcolm Mgmt For For For
1.19 Elect Paula Marshall Mgmt For Withhold Against
2 Transaction of Other Business Mgmt For Against Against
BROCADE COMMUNICATIONS SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRCD CUSIP9 111621108 01/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Mgmt For For For
Agreement
BROCADE COMMUNICATIONS SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRCD CUSIP9 111621108 04/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Renato DiPentima Mgmt For For For
1.2 Elect Sanjay Vaswani Mgmt For Withhold Against
2 Reverse Stock Split Followed Mgmt For For For
By a Forward Stock Sp
3 Ratification of Auditor Mgmt For For For
BUCYRUS INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BUCY CUSIP9 118759109 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Nelson Mgmt For Withhold Against
1.2 Elect Theodore Rogers Mgmt For For For
1.3 Elect Robert Scharp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
CANWEST PETROLEUM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BQI CUSIP9 138748108 10/30/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Company Name Change Mgmt For For For
2.1 Elect T. Murray Wilson Mgmt For For For
2.2 Elect Christopher H. Hopkins Mgmt For For For
2.3 Elect Ronald Phillips Mgmt For Withhold Against
2.4 Elect Thomas Milne Mgmt For For For
2.5 Elect Gordon Tallman Mgmt For For For
2.6 Elect W. Scott Thompson Mgmt For Withhold Against
3 Adoption of Classified Board Mgmt For Against Against
4 Increase Authorized Shares of Mgmt For Against Against
Common Stock
5 Adoption of Supermajority Mgmt For Against Against
Requirement
6 APPROVAL OF THE COMPANY S Mgmt For Against Against
SHAREHOLDERS RIGHTS AGREEMENT
7 APPROVAL OF THE COMPANY S 2006 Mgmt For Against Against
STOCK OPTION PLAN, AS AMENDED.
CHARMING SHOPPES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHRS CUSIP9 161133103 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Pamela Davies Mgmt For For For
1.2 Elect Katherine Hudson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
COINSTAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSTR CUSIP9 19259P300 06/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Keith Grinstein Mgmt For Withhold Against
1.2 Elect Ronald Woodard Mgmt For For For
2 Amendment to the 1997 Amended Mgmt For For For
and Restated Equity
3 RATIFY APPOINTMENT OF KPMG LLP Mgmt For For For
AS INDEPENDENT AUDITORS.
CORRECTIONS CORP. OF AMERICA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CXW CUSIP9 22025Y407 05/10/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Andrews Mgmt For For For
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Donna Alvarado Mgmt For For For
1.4 Elect Lucius Burch, III Mgmt For For For
1.5 Elect John Correnti Mgmt For For For
1.6 Elect John Horne Mgmt For For For
1.7 Elect C. Michael Jacobi Mgmt For For For
1.8 Elect Thurgood Marshall, Jr. Mgmt For For For
1.9 Elect Charles Overby Mgmt For Withhold Against
1.10 Elect John Prann, Jr. Mgmt For For For
1.11 Elect Joseph Russell Mgmt For For For
1.12 Elect Henri Wedell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE COMPANY S 2008 Mgmt For For For
STOCK INCENTIVE PLAN.
4 Increase in Authorized Shares Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
a Report on Politic
6 Right to Adjourn Meeting Mgmt For For For
COVANTA HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVA CUSIP9 22282E102 11/16/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Amendment to the Certificate Mgmt For For For
of Incorporation
2 Amendment to the Certificate Mgmt For For For
of Incorporation
DELPHI FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DFG CUSIP9 247131105 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Rosenkranz Mgmt For For For
1.2 Elect Donald Sherman Mgmt For For For
1.3 Elect Kevin Brine Mgmt For For For
1.4 Elect Lawrence Daurelle Mgmt For For For
1.5 Elect Edward Fox Mgmt For For For
1.6 Elect Steven Hirsh Mgmt For For For
1.7 Elect Harold Ilg Mgmt For For For
1.8 Elect James Litvack Mgmt For For For
1.9 Elect James Meehan Mgmt For Withhold Against
1.10 Elect Robert Smith, Jr. Mgmt For For For
1.11 Elect Robert F. Wright Mgmt For For For
1.12 Elect Philip O'Connor Mgmt For Withhold Against
2 Amendment to the 2003 Employee Mgmt For For For
Long-Term Incentive
3 Transaction of Other Business Mgmt For Against Against
DIGITAL RIVER INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRIV CUSIP9 25388B104 05/31/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Joel Ronning Mgmt For Withhold Against
1.2 Elect Perry Steiner Mgmt For Withhold Against
1.3 Elect J. Paul Thorin Mgmt For Withhold Against
2 TO APPROVE THE 2007 EQUITY Mgmt For For For
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For Against Against
DJ ORTHOPEDICS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DJO CUSIP9 23325G104 06/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jack Blair Mgmt For For For
1.2 Elect Mitchell Blutt Mgmt For For For
1.3 Elect W. Thomas Mitchell Mgmt For For For
2 Increase in Authorized Common Mgmt For For For
Stock
3 Ratification of Auditor Mgmt For For For
DOBSON COMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DCEL CUSIP9 256069105 06/04/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Fred J. Hall Mgmt For For For
1.2 Elect Steven Dussek Mgmt For For For
2 APPROVE THE 2007 PERFORMANCE Mgmt For For For
BONUS PLAN FOR OFFICERS.
3 Ratification of Auditor Mgmt For For For
DRESSER-RAND GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRC CUSIP9 261608103 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Macaulay Mgmt For For For
1.2 Elect Jean-Paul Vettier Mgmt For For For
1.3 Elect Vincent Volpe Jr. Mgmt For For For
1.4 Elect Michael Underwood Mgmt For Withhold Against
1.5 Elect Philip Roth Mgmt For Withhold Against
1.6 Elect Louis Raspino Mgmt For Withhold Against
1.7 Elect Rita Foley Mgmt For For For
1.8 Elect Joseph Winkler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
EASTGROUP PROPERTIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EGPPRA CUSIP9 277276101 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect D. Pike Aloian Mgmt For For For
1.2 Elect H.C. Bailey, Jr. Mgmt For For For
1.3 Elect Hayden Eaves III Mgmt For For For
1.4 Elect Fredric Gould Mgmt For For For
1.5 Elect David Hoster II Mgmt For For For
1.6 Elect Mary McCormick Mgmt For For For
1.7 Elect David Osnos Mgmt For For For
1.8 Elect Leland Speed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ENSCO INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESV CUSIP9 26874Q100 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF DIRECTOR: DAVID M. Mgmt For For For
CARMICHAEL
2 ELECTION OF DIRECTOR: THOMAS Mgmt For For For
L. KELLY II
3 ELECTION OF DIRECTOR: RITA M. Mgmt For For For
RODRIGUEZ
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
FEI COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FEIC CUSIP9 30241L109 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Attardo Mgmt For For For
1.2 Elect Lawrence Bock Mgmt For For For
1.3 Elect Wilfred Corrigan Mgmt For Withhold Against
1.4 Elect Don Kania Mgmt For For For
1.5 Elect Thomas Kelly Mgmt For For For
1.6 Elect William Lattin Mgmt For Withhold Against
1.7 Elect Jan Lobbezoo Mgmt For Withhold Against
1.8 Elect Gerhard Parker Mgmt For Withhold Against
1.9 Elect James Richardson Mgmt For For For
1.10 Elect Donald VanLuvanee Mgmt For Withhold Against
2 Amendment to 1995 Stock Mgmt For For For
Incentive Plan
3 Amendment to Employee Share Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
FIRST CONSULTING GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FCGI CUSIP9 31986R103 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Repeal of Classified Board Mgmt For For For
2.1 Elect Douglas Bergeron Mgmt For Withhold Against
2.2 Elect Larry Ferguson Mgmt For For For
2.3 Elect Robert Funari Mgmt For For For
3 TO APPROVE THE FCG 2007 EQUITY Mgmt For For For
INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
FOCUS MEDIA HOLDING LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMCN CUSIP9 34415V109 10/20/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 ELECTION OF THE DIRECTOR: Mgmt For Against Against
DAVID FENG YU.
2 ELECTION OF THE DIRECTOR: Mgmt For For For
CHARLES CHAO.
3 ELECTION OF THE DIRECTOR: Mgmt For For For
DAQING QI.
4 Approval to Change Board Size Mgmt For For For
5 Stock Option Plan Mgmt For For For
6 Appointment of Auditor Mgmt For For For
FORMFACTOR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FORM CUSIP9 346375108 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas Campbell Mgmt For For For
1.2 Elect Igor Khandros Mgmt For For For
1.3 Elect Lothar Maier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GAMETECH INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMTC CUSIP9 36466D102 04/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Fedor Mgmt For For For
1.2 Elect Jay Meilstrup Mgmt For Withhold Against
1.3 Elect Richard Irvine Mgmt For Withhold Against
1.4 Elect Donald Whitaker Mgmt For For For
1.5 Elect Scott Shackelton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GENERAL COMMUNICATIONS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNCMA CUSIP9 369385109 06/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Scott Fisher Mgmt For For For
1.2 Elect William Glasgow Mgmt For Withhold Against
1.3 Elect James Schneider Mgmt For Withhold Against
2 Amendment to Restated Articles Mgmt For For For
of Incorporation Pe
3 Amendment to the 1986 Stock Mgmt For For For
Option Plan
GENESEE & WYOMING INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GWR CUSIP9 371559105 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Hellmann Mgmt For For For
1.2 Elect Philip Ringo Mgmt For For For
1.3 Elect Mark Scudder Mgmt For For For
1.4 Elect Oivind Lorentzen III Mgmt For For For
2 Amendment to the 2004 Omnibus Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
GENOMIC HEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GHDX CUSIP9 37244C101 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Randal Scott Mgmt For For For
1.2 Elect Kimberly Popovits Mgmt For For For
1.3 Elect Julian Baker Mgmt For For For
1.4 Elect Brook Byers Mgmt For For For
1.5 Elect Fred Cohen Mgmt For Withhold Against
1.6 Elect Samuel Colella Mgmt For For For
1.7 Elect Michael Goldberg Mgmt For For For
1.8 Elect Randall Livingston Mgmt For For For
1.9 Elect Woodrow Myers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GEO GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GEO CUSIP9 36159R103 05/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Wayne Calabrese Mgmt For For For
1.2 Elect Norman Carlson Mgmt For For For
1.3 Elect Anne Foreman Mgmt For For For
1.4 Elect Richard Glanton Mgmt For For For
1.5 Elect John Palms Mgmt For For For
1.6 Elect John Perzel Mgmt For For For
1.7 Elect George Zoley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Stock Mgmt For For For
Incentive Plan
GFI GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GFIG CUSIP9 361652209 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Colin Heffron Mgmt For For For
1.2 Elect John Ward Mgmt For Withhold Against
GILDAN ACTIVEWEAR INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIL CUSIP9 375916103 02/01/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect William Anderson Mgmt For For For
1.2 Re-elect Robert Baylis Mgmt For For For
1.3 Re-elect Glenn Chamandy Mgmt For For For
1.4 Re-elect Sheila O'Brien Mgmt For For For
1.5 Re-elect Pierre Robitaille Mgmt For For For
1.6 Re-elect Richard Strubel Mgmt For For For
1.7 Re-elect Gonzalo Valdes-Fauli Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendments to Long Term Mgmt For For For
Incentive Plan
GOODRICH PETROLEUM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GDP CUSIP9 382410405 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Walter Goodrich Mgmt For For For
1.2 Elect John Callaghan Mgmt For For For
1.3 Elect Arthur Seeligson Mgmt For For For
1.4 Elect Robert Turnham, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Shares Mgmt For For For
GRUBB & ELLIS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GBE CUSIP9 400095204 11/09/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect R. David Anacker Mgmt For Withhold Against
1.2 Elect Anthony Antone Mgmt For Withhold Against
1.3 Elect C. Michael Kojaian Mgmt For Withhold Against
1.4 Elect Robert McLaughlin Mgmt For For For
1.5 Elect F. Joseph Moravec Mgmt For For For
1.6 Elect Mark Rose Mgmt For For For
1.7 Elect Rodger Young Mgmt For Withhold Against
2 APPROVAL OF THE 2006 OMNIBUS Mgmt For Against Against
EQUITY PLAN.
GSI COMMERCE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSIC CUSIP9 36238G102 06/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect M. Jeffrey Branman Mgmt For For For
1.2 Elect M. Jeffrey Branman Mgmt For For For
1.3 Elect Michael Donahue Mgmt For For For
1.4 Elect Ronald Fisher Mgmt For Withhold Against
1.5 Elect John Hunter Mgmt For Withhold Against
1.6 Elect Mark Menell Mgmt For For For
1.7 Elect Jeffrey Rayport Mgmt For Withhold Against
1.8 Elect Andrea Weiss Mgmt For Withhold Against
2 2005 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
GUESS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GES CUSIP9 401617105 06/18/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Paul Marciano Mgmt For For For
1.2 Elect Anthony Chidoni Mgmt For For For
1.3 Elect Judith Blumenthal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
GYMBOREE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GYMB CUSIP9 403777105 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Blair Lambert Mgmt For Withhold Against
1.2 Elect Daniel Lyle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HARMONIC INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLIT CUSIP9 413160102 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Anthony Ley Mgmt For For For
1.2 Elect Patrick Harshman Mgmt For For For
1.3 Elect E. Floyd Kvamme Mgmt For For For
1.4 Elect William Reddersen Mgmt For For For
1.5 Elect Lewis Solomon Mgmt For For For
1.6 Elect David Van Valkenburg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HEALTHEXTRAS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLEX CUSIP9 422211102 06/05/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Thomas L. Blair Mgmt For For For
1.2 Elect William Brock Mgmt For For For
1.3 Elect Edward Civera Mgmt For For For
2 Management Non-Equity Mgmt For For For
Incentive Compensation Plan
3 Ratification of Auditor Mgmt For For For
HEALTHSPRING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HS CUSIP9 42224N101 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Martin Rash Mgmt For For For
1.2 Elect Sharad Mansukani Mgmt For For For
HUMAN GENOME SCIENCES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HGSI CUSIP9 444903108 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Danzig Mgmt For For For
1.2 Elect Jurgen Drews Mgmt For For For
1.3 Elect Argeris Karabelas Mgmt For Withhold Against
2 TO APPROVE THE ADOPTION OF THE Mgmt For For For
COMPANY S EMPLOYEE STOCK
PURCHASE PLAN.
3 Ratification of Auditor Mgmt For For For
HYDRIL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HYDL CUSIP9 448774109 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approve the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
INFOUSA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IUSAA CUSIP9 456818301 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Bill Fairfield Mgmt For For For
1.2 Elect Anshoo Gupta Mgmt For For For
1.3 Elect Elliott Kaplan Mgmt For Withhold Against
2 TO APPROVE THE INFOUSA INC. Mgmt For For For
2007 OMNIBUS INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
INLAND REAL ESTATE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IRC CUSIP9 457461200 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Roland Burris Mgmt For Withhold Against
1.2 Elect Thomas D'Arcy Mgmt For For For
1.3 Elect Daniel Goodwin Mgmt For Withhold Against
1.4 Elect Joel Herter Mgmt For For For
1.5 Elect Heidi Lawton Mgmt For For For
1.6 Elect Thomas McAuley Mgmt For For For
1.7 Elect Thomas McWilliams Mgmt For For For
1.8 Elect Robert Parks Mgmt For For For
1.9 Elect Joel Simmons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
INTERNAP NETWORK SERVICES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INAP CUSIP9 45885A300 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James DeBlasio Mgmt For Withhold Against
1.2 Elect Kevin L. Ober Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
INVENTIV HEALTH INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VTIV CUSIP9 46122E105 06/12/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Eran Broshy Mgmt For For For
1.2 Elect John Harris Mgmt For For For
1.3 Elect Terrell Herring Mgmt For For For
1.4 Elect Mark Jennings Mgmt For For For
1.5 Elect Per Lofberg Mgmt For For For
1.6 Elect A. Clayton Perfall Mgmt For Withhold Against
1.7 Elect Craig Saxton Mgmt For For For
1.8 Elect R. Blane Walter Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
INVERNESS MEDICAL INNOVATIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMA CUSIP9 46126P106 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Khederian Mgmt For For For
1.2 Elect David Scott Mgmt For For For
1.3 Elect Peter Townsend Mgmt For For For
2 Stock Option Grants to Key Mgmt For For For
Executives
INVERNESS MEDICAL INNOVATIONS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMA CUSIP9 46126P106 12/15/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Increase in Authorized Common Mgmt For For For
Stock
2 Amendment to the 2001 Stock Mgmt For For For
Option and Incentive P
INVESTMENT TECHNOLOGY GROUP NEW
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITG CUSIP9 46145F105 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect J. William Burdett Mgmt For For For
1.2 Elect Robert Gasser Mgmt For For For
1.3 Elect William Jacobs Mgmt For For For
1.4 Elect Timothy Jones Mgmt For For For
1.5 Elect Robert King Mgmt For For For
1.6 Elect Kevin O'Hara Mgmt For For For
1.7 Elect Maureen O'Hara Mgmt For For For
1.8 Elect Brian Steck Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 1994 Amended and Restated Mgmt For For For
Stock Option and Long-Te
4 2007 Omnibus Equity Mgmt For For For
Compensation plan
INVESTOOLS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWIM CUSIP9 46145P103 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Goldsmith Mgmt For Withhold Against
1.2 Elect Franklin Warren McFarlan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
JAMBA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP9 47023A101 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 TO ELECT AS DIRECTOR OF JAMBA, Mgmt For Against Against
INC.: STEVEN R. BERRARD
2 TO ELECT AS DIRECTOR OF JAMBA, Mgmt For For For
INC.: RAMON MARTIN-BUSUTIL
3 TO ELECT AS DIRECTOR OF JAMBA, Mgmt For For For
INC.: THOMAS C. BYRNE
4 TO ELECT AS DIRECTOR OF JAMBA, Mgmt For For For
INC.: PAUL E. CLAYTON
5 TO ELECT AS DIRECTOR OF JAMBA, Mgmt For Against Against
INC.: RICHARD L. FEDERICO
6 TO ELECT AS DIRECTOR OF JAMBA, Mgmt For For For
INC.: CRAIG J. FOLEY
7 TO ELECT AS DIRECTOR OF JAMBA, Mgmt For For For
INC.: ROBERT C. KAGLE
8 TO ELECT AS DIRECTOR OF JAMBA, Mgmt For For For
INC.: BRIAN SWETTE
9 Ratification of Auditor Mgmt For For For
JEFFERIES GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JEF CUSIP9 472319102 05/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Handler Mgmt For For For
1.2 Elect Brian Friedman Mgmt For For For
1.3 Elect W. Patrick Campbell Mgmt For Withhold Against
1.4 Elect Richard Dooley Mgmt For For For
1.5 Elect Robert Joyal Mgmt For For For
1.6 Elect Frank Macchiarola Mgmt For Withhold Against
1.7 Elect Michael O'Kane Mgmt For For For
JOS A BANK CLOTHIERS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JOSB CUSIP9 480838101 06/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Gary Gladstein Mgmt For For For
1.2 Elect Sidney Ritman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KANSAS CITY SOUTHERN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSUPR CUSIP9 485170302 05/03/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Terrence Dunn Mgmt For For For
1.2 Elect James Jones Mgmt For Withhold Against
1.3 Elect Karen Pletz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
KINROSS GOLD CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KGC CUSIP9 496902404 05/02/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Board Size Mgmt For For For
2.1 Re-elect John Brough Mgmt For For For
2.2 Re-elect Tye Burt Mgmt For For For
2.3 Re-elect John Carrington Mgmt For For For
2.4 Re-elect Richard Hallisey Mgmt For For For
2.5 Re-elect John Huxley Mgmt For For For
2.6 Re-elect John Keyes Mgmt For For For
2.7 Elect Cole McFarland Mgmt For For For
2.8 Re-elect Catherine Mgmt For For For
McLeod-Seltzer
2.9 Re-elect George Michals Mgmt For For For
2.10 Re-elect John Oliver Mgmt For For For
2.11 Re-elect Terence Reid Mgmt For For For
3 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
4 Amendment to Bylaws Mgmt For For For
KYPHON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KYPH CUSIP9 501577100 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect D. Keith Grossman Mgmt For For For
1.2 Elect Jack W. Lasersohn Mgmt For For For
2 PROPOSAL TO APPROVE THE Mgmt For For For
AMENDED AND RESTATED 2002
STOCK PLAN.
3 Ratification of Auditor Mgmt For For For
LIFECELL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LIFC CUSIP9 531927101 06/28/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Paul Thomas Mgmt For For For
1.2 Elect Michael Cahr Mgmt For For For
1.3 Elect David Fitzgerald Mgmt For For For
1.4 Elect James Foster Mgmt For For For
1.5 Elect Michael Minogue Mgmt For For For
1.6 Elect Robert Roche, Jr. Mgmt For For For
1.7 Elect Martin Sutter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LIFETIME FITNESS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LTM CUSIP9 53217R207 04/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Bahram Akradi Mgmt For For For
1.2 Elect Giles Bateman Mgmt For For For
1.3 Elect James Halpin Mgmt For For For
1.4 Elect Guy Jackson Mgmt For Withhold Against
1.5 Elect John Richards Mgmt For For For
1.6 Elect Stephen Sefton Mgmt For For For
1.7 Elect Joseph Vassalluzzo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
LKQ CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LKQX CUSIP9 501889208 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robert Devlin Mgmt For For For
1.3 Elect Donald Flynn Mgmt For For For
1.4 Elect Joseph Holsten Mgmt For For For
1.5 Elect Paul Meister Mgmt For Withhold Against
1.6 Elect John O'Brien Mgmt For For For
1.7 Elect William Webster, IV Mgmt For For For
2 Ratification of Auditor Mgmt For For For
MEMC ELECTRONIC MATERIALS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFR CUSIP9 552715104 04/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Marren Mgmt For For For
1.2 Elect William Stevens Mgmt For Withhold Against
1.3 Elect James Williams Mgmt For For For
2 APPROVAL OF AMENDMENT TO 2001 Mgmt For For For
PLAN.
MEMC ELECTRONIC MATERIALS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFR CUSIP9 552715104 10/25/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert J. Boehlke Mgmt For Withhold Against
1.2 Elect C. Couglas Marsh Mgmt For Withhold Against
MENS WEARHOUSE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MW CUSIP9 587118100 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect George Zimmer Mgmt For For For
1.2 Elect David Edwab Mgmt For For For
1.3 Elect Rinaldo Brutoco Mgmt For For For
1.4 Elect Michael Ray Mgmt For For For
1.5 Elect Sheldon Stein Mgmt For For For
1.6 Elect Deepak Chopra Mgmt For Withhold Against
1.7 Elect William Sechrest Mgmt For Withhold Against
1.8 Elect Larry Katzen Mgmt For For For
MICROSEMI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSCC CUSIP9 595137100 02/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Dennis Leibel Mgmt For For For
1.2 Elect James Peterson Mgmt For For For
1.3 Elect Thomas Anderson Mgmt For For For
1.4 Elect William Bendush Mgmt For For For
1.5 Elect William Healey Mgmt For For For
1.6 Elect Paul Folino Mgmt For For For
1.7 Elect Matthew Massengill Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NESS TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSTC CUSIP9 64104X108 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Aharon Fogel Mgmt For For For
1.2 Elect Sachi Gerlitz Mgmt For For For
1.3 Elect Dr. Henry Kressel Mgmt For For For
1.4 Elect Morris Wolfson Mgmt For Withhold Against
1.5 Elect Dr. Satyam Cherukuri Mgmt For For For
1.6 Elect Dan Suesskind Mgmt For For For
1.7 Elect Dr. Kenneth Pickar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE 2007 STOCK Mgmt For For For
OPTION PLAN.
NORTHSTAR NEUROSCIENCE INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSTR CUSIP9 66704V101 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Carol Winslow Mgmt For For For
1.2 Elect Michael Ellwein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NUANCE COMMUNICATIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NUAN CUSIP9 67020Y100 03/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Charles Berger Mgmt For Withhold Against
1.2 Elect Robert Frankenberg Mgmt For Withhold Against
1.3 Elect Jeffrey Harris Mgmt For For For
1.4 Elect William Janeway Mgmt For For For
1.5 Elect Katharine Martin Mgmt For Withhold Against
1.6 Elect Mark Myers Mgmt For For For
1.7 Elect Philip Quigley Mgmt For For For
1.8 Elect Paul Ricci Mgmt For For For
1.9 Elect Robert Teresi Mgmt For For For
2 TO APPROVE THE AMENDED AND Mgmt For For For
RESTATED 2000 STOCK PLAN.
3 Increase Authorized Shares Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
OBAGI MEDICAL PRODUCTS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OMPI CUSIP9 67423R108 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Steven Carlson Mgmt For For For
1.2 Elect Albert Fitzgibbons III Mgmt For For For
1.3 Elect John Bartholdson Mgmt For For For
1.4 Elect Bradley Hoecker Mgmt For For For
1.5 Elect Edward Grant Mgmt For For For
1.6 Elect Albert Hummel Mgmt For For For
1.7 Elect Ronald Badie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OMEGA HEALTHCARE INVESTORS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OHIPRB CUSIP9 681936100 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Edward Lowenthal Mgmt For Withhold Against
1.2 Elect Stephen Plavin Mgmt For Withhold Against
2 RATIFICATION OF INDEPENDENT Mgmt For For For
AUDITORS ERNST & YOUNG LLP
OPTIONSXPRESS HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OXPS CUSIP9 684010101 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Kalt Mgmt For For For
1.2 Elect Scott Wald Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG Mgmt For For For
LLP AS INDEPENDENT AUDITORS
OSI PHARMACEUTICALS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OSIP CUSIP9 671040103 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Ingram Mgmt For Withhold Against
1.2 Elect Colin Goddard Mgmt For For For
1.3 Elect Santo Costa Mgmt For Withhold Against
1.4 Elect Daryl Granner Mgmt For Withhold Against
1.5 Elect Joseph Klein, III Mgmt For For For
1.6 Elect Kenneth Lee, Jr. Mgmt For For For
1.7 Elect Viren Mehta Mgmt For Withhold Against
1.8 Elect David Niemiec Mgmt For For For
1.9 Elect Herbert Pinedo Mgmt For For For
1.10 Elect Katharine Stevenson Mgmt For For For
1.11 Elect John White Mgmt For Withhold Against
2 Amendment to the Stock Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
PHARMION CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHRM CUSIP9 71715B409 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Brian Atwood Mgmt For For For
1.2 Elect M. James Barrett Mgmt For Withhold Against
1.3 Elect Edward McKinley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PHILLIPS VAN HEUSEN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PVH CUSIP9 718592108 06/19/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mary Baglivo Mgmt For For For
1.2 Elect Emanuel Chirico Mgmt For For For
1.3 Elect Edward Cohen Mgmt For For For
1.4 Elect Joseph Fuller Mgmt For Withhold Against
1.5 Elect Margaret Jenkins Mgmt For For For
1.6 Elect Bruce Maggin Mgmt For For For
1.7 Elect V. James Marino Mgmt For For For
1.8 Elect Henry Nasella Mgmt For Withhold Against
1.9 Elect Rita Rodriguez Mgmt For For For
1.10 Elect Craig Rydin Mgmt For For For
2 APPOINTMENT OF AUDITORS. Mgmt For For For
PINNACLE ENTERTAINMENT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNK CUSIP9 723456109 05/08/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Daniel Lee Mgmt For For For
1.2 Elect John Giovenco Mgmt For For For
1.3 Elect Richard Goeglein Mgmt For For For
1.4 Elect Ellis Landau Mgmt For For For
1.5 Elect Bruce Leslie Mgmt For For For
1.6 Elect James Martineau Mgmt For For For
1.7 Elect Michael Ornest Mgmt For For For
1.8 Elect Lynn Reitnouer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
POLYCOM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLCM CUSIP9 73172K104 05/30/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert Hagerty Mgmt For For For
1.2 Elect Michael Kourey Mgmt For Withhold Against
1.3 Elect Betsy Atkins Mgmt For For For
1.4 Elect John Seely Brown Mgmt For Withhold Against
1.5 Elect David DeWalt Mgmt For For For
1.6 Elect Durk Jager Mgmt For For For
1.7 Elect John Kelley, Jr. Mgmt For For For
1.8 Elect William A. Owens Mgmt For For For
1.9 Elect Kevin Parker Mgmt For For For
2 TO APPROVE POLYCOM S AMENDED Mgmt For For For
AND RESTATED PERFORMANCE BONUS
PLAN.
3 Ratification of Auditor Mgmt For For For
PRICELINE.COM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCLN CUSIP9 741503403 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Jeffrey Boyd Mgmt For For For
1.2 Elect Ralph Bahna Mgmt For For For
1.3 Elect Howard Barker, Jr. Mgmt For For For
1.4 Elect Jeffrey Epstein Mgmt For For For
1.5 Elect James Guyette Mgmt For For For
1.6 Elect Nancy Peretsman Mgmt For Withhold Against
1.7 Elect Craig Rydin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
PRIDE INTERNATIONAL INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDE CUSIP9 74153Q102 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect David Brown Mgmt For For For
1.2 Elect Kenneth Burke Mgmt For For For
1.3 Elect Archie Dunham Mgmt For For For
1.4 Elect Francis Kalman Mgmt For For For
1.5 Elect Ralph McBride Mgmt For Withhold Against
1.6 Elect Louis Raspino Mgmt For For For
1.7 Elect David Robson Mgmt For Withhold Against
2 APPROVAL OF THE COMPANY S 2007 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
QUANTA SERVICES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PWR CUSIP9 74762E102 05/24/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect James Ball Mgmt For Withhold Against
1.2 Elect John Colson Mgmt For For For
1.3 Elect Ralph DiSibio Mgmt For For For
1.4 Elect Bernard Fried Mgmt For Withhold Against
1.5 Elect Louis Golm Mgmt For For For
1.6 Elect Worthing Jackman Mgmt For Withhold Against
1.7 Elect Bruce Ranck Mgmt For For For
1.8 Elect Gary Tucci Mgmt For For For
1.9 Elect John Wilson Mgmt For For For
1.10 Elect Pat Wood, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE QUANTA Mgmt For For For
SERVICES, INC. 2007 STOCK
INCENTIVE PLAN
RACKABLE SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RACK CUSIP9 750077109 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Mark Barrenechea Mgmt For Withhold Against
1.2 Elect Charles Boesenberg Mgmt For For For
1.3 Elect Thomas Barton Mgmt For For For
1.4 Elect Gary Griffiths Mgmt For For For
1.5 Elect Hagi Schwartz Mgmt For For For
1.6 Elect Ronald Verdoorn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
REALNETWORKS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RNWK CUSIP9 75605L104 06/25/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Eric Benhamou Mgmt For For For
1.2 Elect Edward Bleier Mgmt For For For
1.3 Elect Kalpana Raina Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For Against Against
Incentive Plan
3 2007 Employee Stock Purchase Mgmt For Against Against
Plan
4 RATIFICATION OF KPMG LLP AS Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
RECKSON ASSOCIATES REALTY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RA CUSIP9 75621K106 12/07/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Mgmt For For For
Agreement
2 Right to Adjourn Meeting Mgmt For For For
SANDERSON FARM INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAFM CUSIP9 800013104 02/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Fred Banks, Jr. Mgmt For For For
1.2 Elect Toni Cooley Mgmt For For For
1.3 Elect Robert Khayat Mgmt For For For
1.4 Elect Dianne Mooney Mgmt For For For
1.5 Elect Gail Jones Pittman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SAUER DANFOSS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHS CUSIP9 804137107 06/14/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ole Steen Andersen Mgmt For For For
1.2 Elect David J. Anderson Mgmt For For For
1.3 Elect Jorgen M. Clausen Mgmt For For For
1.4 Elect Nicola Keim Mgmt For For For
1.5 Elect Johannes F. Kirchhoff Mgmt For For For
1.6 Elect Hans Kirk Mgmt For For For
1.7 Elect F. Loughrey Mgmt For For For
1.8 Elect Klaus H. Murmann Mgmt For For For
1.9 Elect Sven Murmann Mgmt For For For
1.10 Elect Steven Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
SERVICES ACQUISITION CORP. INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SVI CUSIP9 817628100 11/28/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Approval of the Merger Mgmt For For For
Agreement
2 Approval of the Merger Mgmt For For For
Agreement
3 Issuance of Common Stock Mgmt For For For
4 2006 Employee, Director and Mgmt For For For
Consultant Stock Plan
5 Increase Authorized Shares of Mgmt For For For
Common Stock and Com
TALEO CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLEO CUSIP9 87424N104 06/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michael Gregoire Mgmt For For For
1.2 Elect Eric Herr Mgmt For For For
1.3 Elect Michael Tierney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TECHWELL, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWLL CUSIP9 87874D101 06/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Fumihiro Kozato Mgmt For For For
1.2 Elect Robert Cochran Mgmt For Withhold Against
1.3 Elect Richard Kimball Mgmt For Withhold Against
1.4 Elect C.J. Koomen Mgmt For For For
1.5 Elect Justine Lien Mgmt For For For
1.6 Elect Phillip Salsbury Mgmt For For For
2 Ratification of Auditor Mgmt For For For
TRIMBLE NAVIGATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRMB CUSIP9 896239100 05/17/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Steven Berglund Mgmt For For For
1.2 Elect Robert Cooper Mgmt For Withhold Against
1.3 Elect John Goodrich Mgmt For For For
1.4 Elect William Hart Mgmt For For For
1.5 Elect Ulf Johansson Mgmt For For For
1.6 Elect Bradford Parkinson Mgmt For For For
1.7 Elect Nickolas Vande Steeg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
UNITED THERAPEUTICS DELAWARE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTHR CUSIP9 91307C102 06/26/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Christopher Causey, Mgmt For For For
M.B.A.
1.2 Elect R. Paul Gray Mgmt For Withhold Against
URBAN OUTFITTERS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URBN CUSIP9 917047102 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Richard Hayne Mgmt For For For
1.2 Elect Scott Belair Mgmt For For For
1.3 Elect Harry Cherken, Jr. Mgmt For Withhold Against
1.4 Elect Joel Lawson III Mgmt For Withhold Against
1.5 Elect Glen Senk Mgmt For For For
1.6 Elect Robert Strouse Mgmt For Withhold Against
2 SHAREHOLDER PROPOSAL TO ADOPT ShrHoldr Against Against For
A REVISED VENDOR CODE OF
CONDUCT
VA SOFTWARE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNUX CUSIP9 91819B105 12/06/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Ali Jenab Mgmt For For For
1.2 Elect Ram Gupta Mgmt For For For
2 Ratification of Auditor Mgmt For For For
VAALCO ENERGY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EGY CUSIP9 91851C201 06/20/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect O. Donaldson Chapoton Mgmt For Withhold Against
1.2 Elect Robert Gerry III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2007 Stock Incentive Plan Mgmt For Against Against
VALEANT PHARMACEUTICALS INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VRX CUSIP9 91911X104 05/22/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Norma Provencio Mgmt For For For
1.2 Elect Timothy Tyson Mgmt For For For
1.3 Elect Elaine Ullian Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
VENTANA MEDICAL SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VMSI CUSIP9 92276H106 05/23/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Ratification of Auditor Mgmt For For For
2.1 Elect Rod Dammeyer Mgmt For Withhold Against
2.2 Elect Christopher Gleeson Mgmt For For For
2.3 Elect Edward Giles Mgmt For For For
VIROPHARMA INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VPHM CUSIP9 928241108 06/21/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Michel De Rosen Mgmt For For For
1.2 Elect William Claypool Mgmt For For For
2 Increase in Authorized Common Mgmt For For For
Stock
VISTAPRINT LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VPRT CUSIP9 G93762204 05/15/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 TO APPROVE THE COMPANY S Mgmt For For For
AMENDED AND RESTATED 2005
EQUITY INCENTIVE PLAN.
VISTAPRINT LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VPRT CUSIP9 G93762204 11/14/2006 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1 Election of Directors Mgmt For For For
2 Elect John J. Gavin, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
WABTEC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAB CUSIP9 929740108 05/16/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Robert J. Brooks Mgmt For For For
1.2 Elect William Kassling Mgmt For For For
1.3 Elect Albert Neupaver Mgmt For For For
WEBSIDESTORY INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSSI CUSIP9 947685103 05/07/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Anil Arora Mgmt For Withhold Against
1.2 Elect James Glynn Mgmt For For For
1.3 Elect Jeffrey Lunsford Mgmt For For For
2 Ratification of Auditor Mgmt For For For
WIND RIVER SYSTEMS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WIND CUSIP9 973149107 06/13/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Bolger Mgmt For Withhold Against
1.2 Elect Jerry Fiddler Mgmt For For For
1.3 Elect Narendra Gupta Mgmt For For For
1.4 Elect Grant Inman Mgmt For Withhold Against
1.5 Elect Harvey Jones Mgmt For Withhold Against
1.6 Elect Kenneth Klein Mgmt For For For
1.7 Elect Standish H. O'Grady Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE AN AMENDMENT OF Mgmt For For For
WIND RIVER S 2005 EQUITY
INCENTIVE PLAN.
4 TO APPROVE THE WIND RIVER Mgmt For For For
SECTION 162(M) PERFORMANCE
INCENTIVE AWARD PLAN.
5 TO APPROVE AN AMENDMENT OF Mgmt For Against Against
WIND RIVER S 1993 EMPLOYEE
STOCK PURCHASE PLAN.
WORLD WRESTLING ENTERTAINMENT INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WWE CUSIP9 98156Q108 05/11/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect Vincent McMahon Mgmt For For For
1.2 Elect Linda McMahon Mgmt For For For
1.3 Elect Robert Bowman Mgmt For For For
1.4 Elect David Kenin Mgmt For For For
1.5 Elect Joseph Perkins Mgmt For For For
1.6 Elect Michael Solomon Mgmt For For For
1.7 Elect Lowell Weicker, Jr. Mgmt For For For
1.8 Elect Michael Sileck Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
XERIUM TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XRM CUSIP9 98416J100 06/06/2007 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT
- --------- ----------- --------- -------- --------- --------------
1.1 Elect John Thompson Mgmt For For For
1.2 Elect Thomas Gutierrez Mgmt For For For
1.3 Elect Michael O'Donnell Mgmt For Withhold Against
1.4 Elect Donald Aiken Mgmt For For For
1.5 Elect Michael Phillips Mgmt For For For
1.6 Elect Edward Paquette Mgmt For For For
1.7 Elect John Saunders Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP.
Investment Company Report
The Hartford Stock Fund
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 10100 0 17-Jul-2006 17-Jul-2006
MEDTRONIC, INC.
SECURITY 585055106 MEETING TYPE Annual
TICKER SYMBOL MDT MEETING DATE 24-Aug-2006
ISIN AGENDA 932567906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. ANDERSON For For
2 MICHAEL R. BONSIGNORE For For
3 ROBERT C. POZEN For For
4 GORDON M. SPRENGER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 506000 0 22-Aug-2006 22-Aug-2006
FEDERAL HOME LOAN MORTGAGE CORPORATI
SECURITY 313400301 MEETING TYPE Annual
TICKER SYMBOL FRE MEETING DATE 08-Sep-2006
ISIN AGENDA 932565673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA T. ALEXANDER For For
2 GEOFFREY T. BOISI For For
3 MICHELLE ENGLER For For
4 ROBERT R. GLAUBER For For
5 RICHARD KARL GOELTZ For For
6 THOMAS S. JOHNSON For For
7 WILLIAM M. LEWIS, JR. For For
8 EUGENE M. MCQUADE For For
9 SHAUN F. O'MALLEY For For
10 JEFFREY M. PEEK For For
11 RONALD F. POE For For
12 STEPHEN A. ROSS For For
13 RICHARD F. SYRON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 196500 0 30-Aug-2006 30-Aug-2006
FLEXTRONICS INTERNATIONAL LTD.
SECURITY Y2573F102 MEETING TYPE Annual
TICKER SYMBOL FLEX MEETING DATE 04-Oct-2006
ISIN AGENDA 932578163 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
2A Miscellaneous Corporate Governance Management For For
2B Miscellaneous Corporate Governance Management For For
2C Miscellaneous Corporate Governance Management For For
2D Miscellaneous Corporate Governance Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Allot Securities Management For For
05 Approve Renumeration Of Directors And Auditors Management For For
06 Approve Article Amendments Management For For
07 Authorize Directors To Repurchase Shares Management For For
08 Amend Stock Compensation Plan Management Against Against
09 Amend Stock Compensation Plan Management Against Against
10 Amend Stock Compensation Plan Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 1022400 0 02-Oct-2006 02-Oct-2006
ORACLE CORPORATION
SECURITY 68389X105 MEETING TYPE Annual
TICKER SYMBOL ORCL MEETING DATE 09-Oct-2006
ISIN AGENDA 932579747 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JEFFREY O. HENLEY For For
2 LAWRENCE J. ELLISON For For
3 DONALD L. LUCAS For For
4 MICHAEL J. BOSKIN For For
5 JACK F. KEMP For For
6 JEFFREY S. BERG For For
7 SAFRA A. CATZ For For
8 HECTOR GARCIA-MOLINA For For
9 H. RAYMOND BINGHAM For For
10 CHARLES E. PHILLIPS, JR For For
11 NAOMI O. SELIGMAN For For
02 Approve Option Grants Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Director Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 680400 0 21-Sep-2006 21-Sep-2006
THE PROCTER & GAMBLE COMPANY
SECURITY 742718109 MEETING TYPE Annual
TICKER SYMBOL PG MEETING DATE 10-Oct-2006
ISIN AGENDA 932579103 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 NORMAN R. AUGUSTINE For For
2 A.G. LAFLEY For For
3 JOHNATHAN A. RODGERS For For
4 JOHN F. SMITH, JR. For For
5 MARGARET C. WHITMAN For For
02 Set/Change Number Of Directors On Board Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 250800 0 02-Oct-2006 02-Oct-2006
SUN MICROSYSTEMS, INC.
SECURITY 866810104 MEETING TYPE Annual
TICKER SYMBOL SUNW MEETING DATE 02-Nov-2006
ISIN AGENDA 932586350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT G. MCNEALY For For
2 JAMES L. BARKSDALE For For
3 STEPHEN M. BENNETT For For
4 ROBERT J. FINOCCHIO, JR For For
5 PATRICIA E. MITCHELL For For
6 M. KENNETH OSHMAN For For
7 JONATHAN I. SCHWARTZ For For
8 NAOMI O. SELIGMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Option Grants Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 1498400 0 31-Oct-2006 31-Oct-2006
CARDINAL HEALTH, INC.
SECURITY 14149Y108 MEETING TYPE Annual
TICKER SYMBOL CAH MEETING DATE 08-Nov-2006
ISIN AGENDA 932592973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN F. FINN For For
2 DAVID W. RAISBECK For For
3 ROBERT D. WALTER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Put Golden Parachute To Shareholder Shareholder Against For
Vote
04 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
05 S/H Proposal - Ban Golden Parachutes Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 159600 0 15-Nov-2006
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 14-Nov-2006
ISIN AGENDA 932591173 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 1037200 0 15-Nov-2006
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 15-Nov-2006
ISIN AGENDA 932588405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CAROL A. BARTZ For For
2 M. MICHELE BURNS For For
3 MICHAEL D. CAPELLAS For For
4 LARRY R. CARTER For For
5 JOHN T. CHAMBERS For For
6 DR. JOHN L. HENNESSY For For
7 RICHARD M. KOVACEVICH For For
8 RODERICK C. MCGEARY For For
9 STEVEN M. WEST For For
10 JERRY YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
05 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 1335500 0 13-Nov-2006 13-Nov-2006
THE CLOROX COMPANY
SECURITY 189054109 MEETING TYPE Annual
TICKER SYMBOL CLX MEETING DATE 15-Nov-2006
ISIN AGENDA 932591262 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 106300 0 16-Nov-2006
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 28-Dec-2006
ISIN AGENDA 932615593 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Article Amendments Management For For
02 Miscellaneous Corporate Actions Management For For
03 Miscellaneous Corporate Actions Management For For
04 Increase Share Capital Management For For
05 Approve Acquisition Agreement Management For For
06 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 362200 0 20-Dec-2006 20-Dec-2006
D.R. HORTON, INC.
SECURITY 23331A109 MEETING TYPE Annual
TICKER SYMBOL DHI MEETING DATE 25-Jan-2007
ISIN AGENDA 932615377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DONALD R. HORTON For For
2 BRADLEY S. ANDERSON For For
3 MICHAEL R. BUCHANAN For For
4 RICHARD I. GALLAND For For
5 MICHAEL W. HEWATT For For
6 DONALD J. TOMNITZ For For
7 BILL W. WHEAT For For
02 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
03 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 332900 0 18-Jan-2007 18-Jan-2007
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 02-Feb-2007
ISIN AGENDA 932618145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DON TYSON Withheld Against
2 JOHN TYSON Withheld Against
3 RICHARD L. BOND Withheld Against
4 SCOTT T. FORD For For
5 LLOYD V. HACKLEY For For
6 JIM KEVER For For
7 JO ANN R. SMITH For For
8 LELAND E. TOLLETT Withheld Against
9 BARBARA A. TYSON Withheld Against
10 ALBERT C. ZAPANTA For For
02 Amend Stock Compensation Plan Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 281500 0 26-Jan-2007 26-Jan-2007
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 07-Feb-2007
ISIN AGENDA 932618119 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 337500 0 30-Jan-2007 30-Jan-2007
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 28-Feb-2007
ISIN AGENDA 932622928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 99600 0 15-Feb-2007 15-Feb-2007
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 08-Mar-2007
ISIN AGENDA 932624910 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN E. BRYSON For For
2 JOHN S. CHEN For For
3 JUDITH L. ESTRIN For For
4 ROBERT A. IGER For For
5 STEVEN P. JOBS For For
6 FRED H. LANGHAMMER For For
7 AYLWIN B. LEWIS For For
8 MONICA C. LOZANO For For
9 ROBERT W. MATSCHULLAT For For
10 JOHN E. PEPPER, JR. For For
11 ORIN C. SMITH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Corporate Governance Shareholder Against For
06 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Forl Against
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 265000 0 01-Mar-2007 01-Mar-2007
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Special
TICKER SYMBOL FCX MEETING DATE 14-Mar-2007
ISIN AGENDA 932632525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Charter Amendment Management For For
02 Approve Merger Agreement Management For For
03 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 132500 0 01-Mar-2007 01-Mar-2007
CNOOC LIMITED
SECURITY 126132109 MEETING TYPE Special
TICKER SYMBOL CEO MEETING DATE 30-Mar-2007
ISIN AGENDA 932640483 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Miscellaneous Corporate Actions Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 3560 67640 22-Mar-2007 22-Mar-2007
ADOBE SYSTEMS INCORPORATED
SECURITY 00724F101 MEETING TYPE Annual
TICKER SYMBOL ADBE MEETING DATE 05-Apr-2007
ISIN AGENDA 932635925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT K. BURGESS For For
2 CAROL MILLS For For
3 COLLEEN M. POULIOT For For
4 ROBERT SEDGEWICK For For
5 JOHN E. WARNOCK For For
02 Amend Stock Compensation Plan Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 258900 0 29-Mar-2007 29-Mar-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 10-Apr-2007
ISIN AGENDA 932640762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BIONDI For For
2 MR. DONOFRIO For For
3 MR. HASSELL For For
4 MR. KOGAN For For
5 MR. KOWALSKI For For
6 MR. LUKE For For
7 MS. REIN For For
8 MR. RENYI For For
9 MR. RICHARDSON For For
10 MR. SCOTT For For
11 MR. VAUGHAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 219800 0 29-Mar-2007 29-Mar-2007
ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 16-Apr-2007
ISIN AGENDA 932636369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. BISCHOFF For For
2 J.M. COOK For For
3 F.G. PRENDERGAST For For
4 K.P. SEIFERT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Liquidation Plan Management For For
04 Miscellaneous Corporate Actions Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder For Against
09 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 412300 0 03-Apr-2007 03-Apr-2007
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2007
ISIN AGENDA 932641562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 543004 0 16-Apr-2007 16-Apr-2007
STATE STREET CORPORATION
SECURITY 857477103 MEETING TYPE Annual
TICKER SYMBOL STT MEETING DATE 18-Apr-2007
ISIN AGENDA 932647083 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 T. ALBRIGHT For For
2 K. BURNES For For
3 P. COYM For For
4 N. DAREHSHORI For For
5 A. FAWCETT For For
6 A. GOLDSTEIN For For
7 D. GRUBER For For
8 L. HILL For For
9 C. LAMANTIA For For
10 R. LOGUE For For
11 M. MISKOVIC For For
12 R. SERGEL For For
13 R. SKATES For For
14 G. SUMME For For
15 D. WALSH For For
16 R. WEISSMAN For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 270700 0 16-Apr-2007 16-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual
TICKER SYMBOL UBS MEETING DATE 18-Apr-2007
ISIN AGENDA 932658529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Discharge Of Management Board Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Discharge Of Management Board Management For For
4A1 Miscellaneous Corporate Governance Management For For
4A2 Miscellaneous Corporate Governance Management For For
4A3 Miscellaneous Corporate Governance Management For For
4B1 Miscellaneous Corporate Governance Management For For
4C Ratify Appointment Of Independent Auditors Management For For
5A Miscellaneous Corporate Actions Management For For
5B Authorize Directors To Repurchase Shares Management For For
06 Miscellaneous Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 347860 0 03-Apr-2007 03-Apr-2007
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508104 MEETING TYPE Annual
TICKER SYMBOL TXN MEETING DATE 19-Apr-2007
ISIN AGENDA 932638399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 347100 0 10-Apr-2007 10-Apr-2007
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 20-Apr-2007
ISIN AGENDA 932639199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAIN J.P. BELDA For For
2 CARLOS GHOSN For For
3 HENRY B. SCHACHT For For
4 FRANKLIN A. THOMAS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 673700 0 03-Apr-2007 03-Apr-2007
ING GROEP N.V.
SECURITY 456837103 MEETING TYPE Annual
TICKER SYMBOL ING MEETING DATE 24-Apr-2007
ISIN AGENDA 932653478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
2C Adopt Accounts For Past Year Management For For
3B Dividends Management For For
4B Approve Option Grants Management For For
5B Approve Article Amendments Management For For
7A Approve Financial Statements Management For For
7B Approve Discharge Of Supervisory Board Management For For
9A Miscellaneous Corporate Governance Management For For
9B Miscellaneous Corporate Governance Management For For
10A Miscellaneous Corporate Governance Management For For
10B Miscellaneous Corporate Governance Management For For
10C Miscellaneous Corporate Governance Management For For
10D Miscellaneous Corporate Governance Management For For
10E Miscellaneous Corporate Governance Management For For
11A Amend Articles/Charter To Reflect Changes In Management For For
Capital
11B Amend Articles/Charter To Reflect Changes In Management For For
Capital
12A Amend Articles/Charter To Reflect Changes In Management For For
Capital
12B Amend Articles/Charter To Reflect Changes In Management For For
Capital
13 Amend Articles/Charter To Reflect Changes In Management For For
Capital
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 118400 0 11-Apr-2007 11-Apr-2007
AEGON N V
SECURITY N00927298 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 25-Apr-2007
ISIN NL0000303709 AGENDA 701169472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
12. Management Proposal Management For For
13. Management Proposal Management For For
14. Management Proposal Management For For
15. Management Proposal Management For For
16. Management Proposal Management For For
17. Management Proposal Management For For
18. Non-Voting Proposal Note Non-Voting
19. Non-Voting Proposal Note Non-Voting
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 581662 0 11-Apr-2007 11-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 1584900 0 19-Apr-2007 19-Apr-2007
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 25-Apr-2007
ISIN AGENDA 932644481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
1Q Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 533104 0 17-Apr-2007 17-Apr-2007
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 25-Apr-2007
ISIN AGENDA 932650903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. BROWN For For
2 ROBERT A. BROWN For For
3 BERTRAND P. COLLOMB For For
4 CURTIS J. CRAWFORD For For
5 JOHN T. DILLON For For
6 ELEUTHERE I. DU PONT For For
7 CHARLES O. HOLLIDAY, JR For For
8 LOIS D. JULIBER For For
9 MASAHISA NAITOH For For
10 SEAN O'KEEFE For For
11 WILLIAM K. REILLY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 127600 0 19-Apr-2007 19-Apr-2007
ENCANA CORPORATION
SECURITY 292505104 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL ECA MEETING DATE 25-Apr-2007
ISIN AGENDA 932651094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RALPH S. CUNNINGHAM For For
2 PATRICK D. DANIEL For For
3 IAN W. DELANEY For For
4 RANDALL K. ERESMAN For For
5 MICHAEL A. GRANDIN For For
6 BARRY W. HARRISON For For
7 DALE A. LUCAS For For
8 KEN F. MCCREADY For For
9 VALERIE A.A. NIELSEN For For
10 DAVID P. O'BRIEN For For
11 JANE L. PEVERETT For For
12 ALLAN P. SAWIN For For
13 DENNIS A. SHARP For For
14 JAMES M. STANFORD For For
15 WAYNE G. THOMSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Ratify Shareholder Rights Plan Management For For
04 Amend Stock Option Plan Management For For
05 Amend Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 273800 0 10-Apr-2007 10-Apr-2007
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG
SECURITY D55535104 MEETING TYPE Ordinary General
Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN DE0008430026 AGENDA 701176629 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1A. Non-Voting Proposal Note Non-Voting
1B. Non-Voting Proposal Note Non-Voting
2. Management Proposal Management No Action
3. Management Proposal Management No Action
4. Management Proposal Management No Action
5. Management Proposal Management No Action
6. Management Proposal Management No Action
7. Management Proposal Management No Action
8. Management Proposal Management No Action
9. Management Proposal Management No Action
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 0 0 10-Apr-2007 10-Apr-2007
ASTRAZENECA PLC
SECURITY G0593M107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 26-Apr-2007
ISIN GB0009895292 AGENDA 701176869 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5.A Management Proposal Management For For
5.B Management Proposal Management For For
5.C Management Proposal Management For For
5.D Management Proposal Management For For
5.E Management Proposal Management For For
5.F Management Proposal Management For For
5.G Management Proposal Management For For
5.H Management Proposal Management For For
5.I Management Proposal Management For For
5.J Management Proposal Management For For
5.K Management Proposal Management For For
5.L Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.9 Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 102164 0 11-Apr-2007 11-Apr-2007
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 26-Apr-2007
ISIN AGENDA 932637905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT F. CUMMINGS, JR. For For
2 EUGENE C. SIT For For
3 WILLIAM D. SMITHBURG For For
4 HANSEL E. TOOKES II For For
5 WENDELL P. WEEKS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 600500 0 25-Apr-2007 25-Apr-2007
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 MEETING TYPE Annual
TICKER SYMBOL COF MEETING DATE 26-Apr-2007
ISIN AGENDA 932651602 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. RONALD DIETZ For For
2 LEWIS HAY, III For For
3 MAYO SHATTUCK, III For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 331000 0 19-Apr-2007 19-Apr-2007
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2007
ISIN AGENDA 932646360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A01 Miscellaneous Corporate Governance Management For For
A02 Miscellaneous Corporate Governance Management For For
A03 Miscellaneous Corporate Governance Management For For
A04 Miscellaneous Corporate Governance Management For For
A05 Miscellaneous Corporate Governance Management For For
A06 Miscellaneous Corporate Governance Management For For
A07 Miscellaneous Corporate Governance Management For For
A08 Miscellaneous Corporate Governance Management For For
A09 Miscellaneous Corporate Governance Management For For
A10 Miscellaneous Corporate Governance Management For For
A11 Miscellaneous Corporate Governance Management For For
A12 Miscellaneous Corporate Governance Management For For
A13 Miscellaneous Corporate Governance Management For For
A14 Miscellaneous Corporate Governance Management For For
A15 Miscellaneous Corporate Governance Management For For
A16 Miscellaneous Corporate Governance Management For For
A17 Miscellaneous Corporate Governance Management For For
B02 Ratify Appointment Of Independent Auditors Management For For
B03 Approve Cash/Stock Bonus Plan Management For For
C04 S/H Proposal - Political/Government Shareholder Against For
C05 S/H Proposal - Corporate Governance Shareholder For Against
C06 S/H Proposal - Executive Compensation Shareholder Against For
C07 S/H Proposal - Executive Compensation Shareholder For Against
C08 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 895647 0 19-Apr-2007 19-Apr-2007
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2007
ISIN AGENDA 932647069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 R.S. AUSTIN For For
2 W.M. DALEY For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 R.A. GONZALEZ For For
6 D.A.L. OWEN For For
7 B. POWELL JR. For For
8 W.A. REYNOLDS For For
9 R.S. ROBERTS For For
10 S.C. SCOTT III For For
11 W.D. SMITHBURG For For
12 G.F. TILTON For For
13 M.D. WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 337000 0 19-Apr-2007 19-Apr-2007
COMPANHIA VALE DO RIO DOCE
SECURITY 204412209 MEETING TYPE Special
TICKER SYMBOL RIO MEETING DATE 27-Apr-2007
ISIN AGENDA 932676313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Actions Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Approve Renumeration Of Directors And Auditors Management For For
E1 Allot Relevant Securities Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 14550 276450 13-Apr-2007 13-Apr-2007
THE BOEING COMPANY
SECURITY 097023105 MEETING TYPE Annual
TICKER SYMBOL BA MEETING DATE 30-Apr-2007
ISIN AGENDA 932651676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management Against Against
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Military/Weapons Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 S/H Proposal - Rescind Or Allow Shareholder To Shareholderson Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 144900 0 20-Apr-2007 20-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 584100 0 23-Apr-2007 23-Apr-2007
FLUOR CORPORATION
SECURITY 343412102 MEETING TYPE Annual
TICKER SYMBOL FLR MEETING DATE 02-May-2007
ISIN AGENDA 932641132 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 125000 0 25-Apr-2007 25-Apr-2007
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2007
ISIN AGENDA 932655345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 329800 0 27-Apr-2007 27-Apr-2007
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF
SECURITY D24909109 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 03-May-2007
ISIN DE0007614406 AGENDA 701168874 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1 Non-Voting Proposal Note Non-Voting
2 Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 2289 43482 17-Apr-2007 17-Apr-2007
AMERICAN STANDARD COMPANIES, INC.
SECURITY 029712106 MEETING TYPE Annual
TICKER SYMBOL ASD MEETING DATE 03-May-2007
ISIN AGENDA 932650080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN E. ANDERSON For For
2 STEVEN F. GOLDSTONE For For
3 RUTH ANN MARSHALL For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 119900 0 26-Apr-2007 26-Apr-2007
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 03-May-2007
ISIN AGENDA 932661730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BROWN For For
2 JOHN R. EGAN For For
3 DAVID N. STROHM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 1459000 0 30-Apr-2007 30-Apr-2007
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 04-May-2007
ISIN AGENDA 932652135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 280600 0 31-May-2007 27-Apr-2007
MITTAL STEEL COMPANY N.V.
SECURITY 03937E101 MEETING TYPE Annual
TICKER SYMBOL MT MEETING DATE 04-May-2007
ISIN AGENDA 932693511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
03 Approve Financial Statements Management For For
05 Dividends Management For For
06 Approve Financial Statements Management For For
07 Approve Financial Statements Management For For
08 Ratify Appointment Of Independent Auditors Management For For
09 Approve Charter Amendment Management For For
10 Ratify Appointment Of Independent Auditors Management For For
11 Miscellaneous Corporate Governance Management For For
12 Miscellaneous Corporate Governance Management For For
13 Miscellaneous Corporate Governance Management For For
14 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 7915 150385 04-May-2007 04-May-2007
BOSTON SCIENTIFIC CORPORATION
SECURITY 101137107 MEETING TYPE Annual
TICKER SYMBOL BSX MEETING DATE 08-May-2007
ISIN AGENDA 932656335 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 URSULA M. BURNS For For
2 MARYE ANNE FOX, PH.D. For For
3 N.J. NICHOLAS, JR. For For
4 JOHN E. PEPPER For For
02 Declassify Board Management For For
03 Approve Charter Amendment Management For For
04 Approve Re-Pricing Of Options Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 Ratify Appointment Of Independent Auditors Management For For
07 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 772200 0 02-May-2007 02-May-2007
SPRINT NEXTEL CORPORATION
SECURITY 852061100 MEETING TYPE Annual
TICKER SYMBOL S MEETING DATE 08-May-2007
ISIN AGENDA 932671945 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 1058600 0 04-May-2007 04-May-2007
AMGEN INC.
SECURITY 031162100 MEETING TYPE Annual
TICKER SYMBOL AMGN MEETING DATE 09-May-2007
ISIN AGENDA 932645988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 Declassify Board Management For For
5A S/H Proposal - Animal Rights Shareholder Against For
5B S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 110700 0 03-May-2007 03-May-2007
UNITED PARCEL SERVICE, INC.
SECURITY 911312106 MEETING TYPE Annual
TICKER SYMBOL UPS MEETING DATE 10-May-2007
ISIN AGENDA 932648504 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL J. BURNS For For
2 D. SCOTT DAVIS For For
3 STUART E. EIZENSTAT For For
4 MICHAEL L. ESKEW For For
5 JAMES P. KELLY For For
6 ANN M. LIVERMORE For For
7 VICTOR A. PELSON For For
8 JOHN W. THOMPSON For For
9 CAROL B. TOME For For
10 BEN VERWAAYEN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 356300 0 04-May-2007 04-May-2007
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2007
ISIN AGENDA 932650244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ARNOLD A. ALLEMANG For For
2 JACQUELINE K. BARTON For For
3 JAMES A. BELL For For
4 JEFF M. FETTIG For For
5 BARBARA H. FRANKLIN For For
6 JOHN B. HESS For For
7 ANDREW N. LIVERIS For For
8 GEOFFERY E. MERSZEI For For
9 WITHDRAWN For For
10 JAMES M. RINGLER For For
11 RUTH G. SHAW For For
12 PAUL G. STERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 177200 0 07-May-2007 07-May-2007
THE WESTERN UNION COMPANY
SECURITY 959802109 MEETING TYPE Annual
TICKER SYMBOL WU MEETING DATE 10-May-2007
ISIN AGENDA 932659886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DINYAR S. DEVITRE For For
2 BETSY D. HOLDEN For For
3 CHRISTINA A. GOLD For For
02 Approve Stock Compensation Plan Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 414400 0 04-May-2007 04-May-2007
GOOGLE INC.
SECURITY 38259P508 MEETING TYPE Annual
TICKER SYMBOL GOOG MEETING DATE 10-May-2007
ISIN AGENDA 932673886 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERIC SCHMIDT For For
2 SERGEY BRIN For For
3 LARRY PAGE For For
4 L. JOHN DOERR For For
5 JOHN L. HENNESSY For For
6 ARTHUR D. LEVINSON For For
7 ANN MATHER For For
8 PAUL S. OTELLINI For For
9 K. RAM SHRIRAM For For
10 SHIRLEY M. TILGHMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 Approve Cash/Stock Bonus Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 43600 0 03-May-2007 03-May-2007
APPLE INC.
SECURITY 037833100 MEETING TYPE Annual
TICKER SYMBOL AAPL MEETING DATE 10-May-2007
ISIN AGENDA 932685071 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM V. CAMPBELL For For
2 MILLARD S. DREXLER For For
3 ALBERT A. GORE, JR. For For
4 STEVEN P. JOBS For For
5 ARTHUR D. LEVINSON For For
6 ERIC E. SCHMIDT For For
7 JEROME B. YORK For For
02 Amend Stock Purchase Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Amend Stock Compensation Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 S/H Proposal - Environmental Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder For Against
10 Miscellaneous Shareholder Proposal Shareholder Against For
11 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 200300 0 07-May-2007 07-May-2007
UNILEVER N.V.
SECURITY 904784709 MEETING TYPE Annual
TICKER SYMBOL UN MEETING DATE 15-May-2007
ISIN AGENDA 932663378 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
02 Adopt Accounts For Past Year Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Election Of Directors Management
1 PJ CESCAU* For For
2 CJ VAN DER GRAAF* For For
3 RD KUGLER* For For
4 THE LORD BRITTAN** For For
5 PROFESSOR W DIK** For For
6 CE GOLDEN** For For
7 DR BE GROTE** For For
8 LORD SIMON** For For
9 J-C SPINETTA** For For
10 KJ STORM** For For
11 J VAN DER VEER** Withheld Against
12 PROF. G. BERGER** For For
13 N MURTHY** For For
14 H NYASULU** For For
15 M TRESCHOW** For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
10 Approve Charter Amendment Management For For
11 Ratify Appointment Of Independent Auditors Management For For
12 Approve Charter Amendment Management For For
13 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 327600 0 04-May-2007 04-May-2007
XTO ENERGY INC.
SECURITY 98385X106 MEETING TYPE Annual
TICKER SYMBOL XTO MEETING DATE 15-May-2007
ISIN AGENDA 932682974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 117200 0 10-May-2007 10-May-2007
COMMERCE BANCORP, INC.
SECURITY 200519106 MEETING TYPE Annual
TICKER SYMBOL CBH MEETING DATE 15-May-2007
ISIN AGENDA 932700607 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 VERNON W. HILL, II For For
2 JACK R BERSHAD For For
3 JOSEPH E. BUCKELEW For For
4 DONALD T. DIFRANCESCO For For
5 NICHOLAS A. GIORDANO For For
6 MORTON N. KERR For For
7 STEVEN M. LEWIS For For
8 JOHN K. LLOYD For For
9 GEORGE E. NORCROSS, III For For
10 DANIEL J. RAGONE For For
11 WILLIAM A. SCHWARTZ, JR For For
12 JOSEPH T. TARQUINI, JR. For For
13 JOSEPH S. VASSALLUZZO For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 106500 0 10-May-2007 10-May-2007
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2007
ISIN AGENDA 932669205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Human Rights Related Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 536400 0 11-May-2007 11-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Withheld Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 172600 0 10-May-2007 10-May-2007
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY 026874107 MEETING TYPE Annual
TICKER SYMBOL AIG MEETING DATE 16-May-2007
ISIN AGENDA 932677187 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARSHALL A. COHEN For For
2 MARTIN S. FELDSTEIN For For
3 ELLEN V. FUTTER For For
4 STEPHEN L. HAMMERMAN For For
5 RICHARD C. HOLBROOKE For For
6 FRED H. LANGHAMMER For For
7 GEORGE L. MILES, JR. For For
8 MORRIS W. OFFIT For For
9 JAMES F. ORR III For For
10 VIRGINIA M. ROMETTY For For
11 MARTIN J. SULLIVAN For For
12 MICHAEL H. SUTTON For For
13 EDMUND S.W. TSE For For
14 ROBERT B. WILLUMSTAD For For
15 FRANK G. ZARB For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 459955 0 11-May-2007 11-May-2007
NII HOLDINGS, INC.
SECURITY 62913F201 MEETING TYPE Annual
TICKER SYMBOL NIHD MEETING DATE 16-May-2007
ISIN AGENDA 932685665 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN DONOVAN For For
2 STEVEN P. DUSSEK For For
3 STEVEN M. SHINDLER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 81900 0 11-May-2007 11-May-2007
TIME WARNER INC.
SECURITY 887317105 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 18-May-2007
ISIN AGENDA 932680350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES L. BARKSDALE For For
2 JEFFREY L. BEWKES For For
3 STEPHEN F. BOLLENBACH For For
4 FRANK J. CAUFIELD For For
5 ROBERT C. CLARK For For
6 MATHIAS DOPFNER For For
7 JESSICA P. EINHORN For For
8 REUBEN MARK For For
9 MICHAEL A. MILES For For
10 KENNETH J. NOVACK For For
11 RICHARD D. PARSONS For For
12 FRANCIS T. VINCENT, JR. For For
13 DEBORAH C. WRIGHT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
06 S/H Proposal - Corporate Governance Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 894400 0 17-May-2007 17-May-2007
SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Annual
TICKER SYMBOL SGP MEETING DATE 18-May-2007
ISIN AGENDA 932695010 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HANS W. BECHERER For For
2 THOMAS J. COLLIGAN For For
3 FRED HASSAN For For
4 C. ROBERT KIDDER For For
5 PHILIP LEDER, M.D. For For
6 EUGENE R. MCGRATH For For
7 CARL E. MUNDY, JR. For For
8 ANTONIO M. PEREZ For For
9 PATRICIA F. RUSSO For For
10 JACK L. STAHL For For
11 KATHRYN C. TURNER For For
12 ROBERT F.W. VAN OORDT For For
13 ARTHUR F. WEINBACH For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
04 Classify Board Management For For
05 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 485700 0 14-May-2007 14-May-2007
AMVESCAP PLC
SECURITY G4917N106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-May-2007
ISIN GB0001282697 AGENDA 701204492 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
S.8 Management Proposal Management For For
9. Management Proposal Management For For
S.10 Management Proposal Management For For
S.11 Management Proposal Management For For
S.12 Management Proposal Management For For
S.13 Management Proposal Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 1020747 0 11-May-2007 11-May-2007
E*TRADE FINANCIAL CORPORATION
SECURITY 269246104 MEETING TYPE Annual
TICKER SYMBOL ETFC MEETING DATE 23-May-2007
ISIN AGENDA 932695250 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD D. FISHER For For
2 GEORGE A. HAYTER For For
3 R. JARRETT LILIEN For For
4 DONNA L. WEAVER For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 459700 0 15-May-2007 15-May-2007
ELAN CORPORATION, PLC
SECURITY 284131208 MEETING TYPE Annual
TICKER SYMBOL ELN MEETING DATE 24-May-2007
ISIN AGENDA 932688267 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Approve Financial Statements Management For For
O2 Miscellaneous Corporate Governance Management For For
O3 Miscellaneous Corporate Governance Management For For
O4 Miscellaneous Corporate Governance Management For For
O5 Miscellaneous Corporate Governance Management For For
O6 Miscellaneous Corporate Governance Management For For
O7 Miscellaneous Corporate Governance Management For For
S8 Miscellaneous Corporate Governance Management For For
S9 Miscellaneous Corporate Governance Management For For
S10 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 892700 11800 13-May-2007 13-May-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Special
TICKER SYMBOL BK MEETING DATE 24-May-2007
ISIN AGENDA 932692761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Charter Amendment Management For For
03 Approve Charter Amendment Management For For
04 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 212600 0 17-May-2007 17-May-2007
SUPERVALU INC.
SECURITY 868536103 MEETING TYPE Annual
TICKER SYMBOL SVU MEETING DATE 24-May-2007
ISIN AGENDA 932713729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 155600 0 18-May-2007 18-May-2007
BUNGE LIMITED
SECURITY G16962105 MEETING TYPE Annual
TICKER SYMBOL BG MEETING DATE 25-May-2007
ISIN AGENDA 932685401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 89700 0 24-May-2007 24-May-2007
XM SATELLITE RADIO HOLDINGS INC.
SECURITY 983759101 MEETING TYPE Annual
TICKER SYMBOL XMSR MEETING DATE 25-May-2007
ISIN AGENDA 932695856 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 GARY M. PARSONS For For
2 HUGH PANERO For For
3 NATHANIEL A. DAVIS For For
4 JOAN L. AMBLE For For
5 THOMAS J. DONOHUE For For
6 EDDY W. HARTENSTEIN For For
7 CHESTER A. HUBER, JR. For For
8 JOHN MENDEL For For
9 JARL MOHN For For
10 JACK SHAW For For
11 JEFFREY D. ZIENTS For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 44035 836665 21-May-2007 21-May-2007
CNOOC LIMITED
SECURITY 126132109 MEETING TYPE Annual
TICKER SYMBOL CEO MEETING DATE 25-May-2007
ISIN AGENDA 932707067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A1 Receive Consolidated Financial Statements Management For For
A2 Dividends Management For For
A3A Miscellaneous Corporate Governance Management For For
A3B Miscellaneous Corporate Governance Management For For
A3C Miscellaneous Corporate Governance Management For For
A3D Miscellaneous Corporate Governance Management For For
A3E Approve Renumeration Of Directors And Auditors Management For For
A4 Ratify Appointment Of Independent Auditors Management For For
B1 Authorize Directors To Repurchase Shares Management For For
B2 Allot Securities Management For For
B3 Allot Securities Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 91500 0 17-May-2007 17-May-2007
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 29-May-2007
ISIN AGENDA 932703564 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 WILLIAM C. BALLARD, JR. For For
2 RICHARD T. BURKE For For
3 STEPHEN J. HEMSLEY For For
4 ROBERT J. DARRETTA For For
02 Classify Board Management For For
03 Declassify Board Management For For
04 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
05 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
06 Approve Charter Amendment Management For For
07 Ratify Appointment Of Independent Auditors Management For For
08 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 Shareholder Proposal - Compensation Discussion & Management For Against
Analysis
11 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 371300 0 22-May-2007 22-May-2007
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 30-May-2007
ISIN AGENDA 932676844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M.J. BOSKIN For For
2 W.W. GEORGE For For
3 J.R. HOUGHTON For For
4 W.R. HOWELL For For
5 R.C. KING For For
6 P.E. LIPPINCOTT For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S. REINEMUND For For
10 W.V. SHIPLEY For For
11 J.S. SIMON For For
12 R.W. TILLERSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
12 S/H Proposal - Political/Government Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Environmental Shareholder Against For
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 240100 0 24-May-2007 24-May-2007
FIRST DATA CORPORATION
SECURITY 319963104 MEETING TYPE Annual
TICKER SYMBOL FDC MEETING DATE 30-May-2007
ISIN AGENDA 932685285 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Amend Stock Purchase Plan Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 945600 0 22-May-2007 22-May-2007
MONSTER WORLDWIDE, INC.
SECURITY 611742107 MEETING TYPE Annual
TICKER SYMBOL MNST MEETING DATE 30-May-2007
ISIN AGENDA 932712676 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SALVATORE IANNUZZI For For
2 ROBERT J. CHRENC For For
3 GEORGE R. EISELE For For
4 JOHN GAULDING For For
5 MICHAEL KAUFMAN For For
6 RONALD J. KRAMER For For
7 PHILIP R. LOCHNER, JR. For For
8 DAVID A. STEIN For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 114000 0 24-May-2007 24-May-2007
SANOFI-AVENTIS
SECURITY 80105N105 MEETING TYPE Annual
TICKER SYMBOL SNY MEETING DATE 31-May-2007
ISIN AGENDA 932708704 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
O1 Receive Consolidated Financial Statements Management For For
O2 Receive Consolidated Financial Statements Management For For
O3 Dividends Management For For
O4 Ratify Appointment Of Independent Auditors Management For For
O5 Election of Directors (Majority Voting) Management For For
O6 Miscellaneous Corporate Governance Management For For
E7 Approve Authorized Common Stock Increase Management Against Against
E8 Approve Authorized Common Stock Increase Management For For
E9 Approve Authorized Common Stock Increase Management For For
E10 Miscellaneous Corporate Governance Management For For
E11 Approve Authorized Common Stock Increase Management For For
E12 Approve Stock Compensation Plan Management For For
E13 Approve Stock Compensation Plan Management For For
E14 Approve Stock Split Management For For
E15 Miscellaneous Corporate Governance Management Against Against
E16 Miscellaneous Corporate Governance Management For For
E17 Transact Other Business Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 19410 368790 17-May-2007 17-May-2007
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 01-Jun-2007
ISIN AGENDA 932700669 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Establish Nominating Committee Shareholder Against For
04 S/H Proposal - Opt Out Of Anti-Takeover Statute Shareholder Against For
05 Shareholder Proposal - Compensation Discussion & Management For Against
Analysis
06 S/H Proposal - Eliminate Cumulative Voting Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
10 S/H Proposal - Opt Out Of Anti-Takeover Statute Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder Against For
12 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
13 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 382400 0 22-May-2007 22-May-2007
YAHOO! INC.
SECURITY 984332106 MEETING TYPE Annual
TICKER SYMBOL YHOO MEETING DATE 12-Jun-2007
ISIN AGENDA 932716674 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Purchase Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 Shareholder Proposal - Compensation Discussion & Management For Against
Analysis
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 473100 0 08-Jun-2007 08-Jun-2007
MITTAL STEEL COMPANY N.V.
SECURITY 03937E101 MEETING TYPE Annual
TICKER SYMBOL MT MEETING DATE 12-Jun-2007
ISIN AGENDA 932722374 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
03 Receive Consolidated Financial Statements Management For For
05 Dividends Management For For
06 Miscellaneous Corporate Governance Management For For
07 Miscellaneous Corporate Governance Management For For
08 Miscellaneous Corporate Governance Management For For
09 Miscellaneous Corporate Governance Management For For
10 Ratify Appointment Of Independent Auditors Management For For
11 Miscellaneous Corporate Governance Management For For
12 Miscellaneous Corporate Governance Management For For
13 Miscellaneous Corporate Governance Management For For
14 Miscellaneous Corporate Governance Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 27865 130435 31-May-2007 31-May-2007
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY 222372104 MEETING TYPE Annual
TICKER SYMBOL CFC MEETING DATE 13-Jun-2007
ISIN AGENDA 932701762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HENRY G. CISNEROS For For
2 ROBERT J. DONATO For For
3 HARLEY W. SNYDER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 307200 0 06-Jun-2007 06-Jun-2007
CATERPILLAR INC.
SECURITY 149123101 MEETING TYPE Annual
TICKER SYMBOL CAT MEETING DATE 13-Jun-2007
ISIN AGENDA 932706231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN T. DILLON For For
2 JUAN GALLARDO For For
3 WILLIAM A. OSBORN For For
4 EDWARD B. RUST, JR. For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 215000 0 31-May-2007 31-May-2007
JAPAN TOBACCO INC.
SECURITY J27869106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3726800000 AGENDA 701234926 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2.1 Appoint a Director Management For For
2.2 Appoint a Director Management For For
3.1 Appoint a Corporate Auditor Management For For
3.2 Appoint a Corporate Auditor Management For For
3.3 Appoint a Corporate Auditor Management For For
3.4 Appoint a Corporate Auditor Management For For
4. Approve Payment of Bonuses to Corporate Officers Management For For
5. Amend the Compensation to be received by Corporate Management For For
Officers
6. Others Management For For
7. Approve Provision of Retirement Allowance for Management For For
Retiring Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 533 965 11-Jun-2007 11-Jun-2007
SHARP CORPORATION
SECURITY J71434112 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 22-Jun-2007
ISIN JP3359600008 AGENDA 701235865 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
Please note this announcement is being provided to Non-Voting
inform you that the true agenda has been released
and is available for your review.
1. Approve Appropriation of Retained Earnings Management For For
2. Approve Payment of Bonuses to Corporate Officers Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
3.6 Appoint a Director Management For For
3.7 Appoint a Director Management For For
3.8 Appoint a Director Management For For
3.9 Appoint a Director Management For For
3.10 Appoint a Director Management For For
3.11 Appoint a Director Management For For
3.12 Appoint a Director Management For For
3.13 Appoint a Director Management For For
3.14 Appoint a Director Management For For
3.15 Appoint a Director Management For For
3.16 Appoint a Director Management For For
3.17 Appoint a Director Management For For
3.18 Appoint a Director Management For For
3.19 Appoint a Director Management For For
3.20 Appoint a Director Management For For
3.21 Appoint a Director Management For For
3.22 Appoint a Director Management For For
3.23 Appoint a Director Management For For
3.24 Appoint a Director Management For For
3.25 Appoint a Director Management For For
3.26 Appoint a Director Management For For
4.1 Appoint a Corporate Auditor Management For For
4.2 Appoint a Corporate Auditor Management For For
5. Approve Provision of Retirement Allowance for Management For For
Retiring Directors
6. Others Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 12000 221000 18-Jun-2007 18-Jun-2007
CIRCUIT CITY STORES, INC.
SECURITY 172737108 MEETING TYPE Annual
TICKER SYMBOL CC MEETING DATE 26-Jun-2007
ISIN AGENDA 932721776 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BARBARA S. FEIGIN For For
2 ALLEN B. KING For For
3 CAROLYN Y. WOO For For
4 JAMES F. HARDYMON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 634200 0 21-Jun-2007 21-Jun-2007
BEST BUY CO., INC.
SECURITY 086516101 MEETING TYPE Annual
TICKER SYMBOL BBY MEETING DATE 27-Jun-2007
ISIN AGENDA 932721738 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RONALD JAMES* For For
2 ELLIOT S. KAPLAN* For For
3 MATTHEW H. PAULL* For For
4 JAMES E. PRESS* For For
5 RICHARD M. SCHULZE* For For
6 MARY A. TOLAN* For For
7 HATIM A. TYABJI* For For
8 ROGELIO M. REBOLLEDO** For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR1R 837 185200 0 22-Jun-2007 22-Jun-2007
SHIONOGI & CO.,LTD.
SECURITY J74229105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3347200002 AGENDA 701281139 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management For For
2 Amend the Articles of Incorporation Management For For
3.1 Appoint a Director Management For For
3.2 Appoint a Director Management For For
3.3 Appoint a Director Management For For
3.4 Appoint a Director Management For For
3.5 Appoint a Director Management For For
4 Appoint a Corporate Auditor Management For For
5 Approve Payment of Bonuses to Corporate Officers Management For For
6 Amend the Compensation to be received by Corporate Management For For
Officers
7 Approve Provision of Retirement Allowance for Management For For
Retiring Auditors
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 19000 361000 19-Jun-2007 19-Jun-2007
BANK TOKYO-MITSUBISHI LTD
SECURITY J44497105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Jun-2007
ISIN JP3902900004 AGENDA 701285783 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1 Approve Appropriation of Retained Earnings Management Abstain Against
2 Amend the Articles of Incorporation Management Abstain Against
3.1 Appoint a Director Management Abstain Against
3.2 Appoint a Director Management Abstain Against
3.3 Appoint a Director Management Abstain Against
3.4 Appoint a Director Management Abstain Against
3.5 Appoint a Director Management Abstain Against
3.6 Appoint a Director Management Abstain Against
3.7 Appoint a Director Management Abstain Against
3.8 Appoint a Director Management Abstain Against
3.9 Appoint a Director Management Abstain Against
3.10 Appoint a Director Management Abstain Against
3.11 Appoint a Director Management Abstain Against
3.12 Appoint a Director Management Abstain Against
3.13 Appoint a Director Management Abstain Against
3.14 Appoint a Director Management Abstain Against
3.15 Appoint a Director Management Abstain Against
4 Appoint a Corporate Auditor Management Abstain Against
5 Others Management Abstain Against
6 Amend the Compensation to be received by Corporate Management Abstain Against
Officers
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 980 0 19-Jun-2007 19-Jun-2007
GAZPROM OAO, MOSCOW
SECURITY 368287207 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 29-Jun-2007
ISIN US3682872078 AGENDA 701269145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management Against Against
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9.1 Management Proposal Management For For
9.2 Management Proposal Management For For
9.3 Management Proposal Management For For
9.4 Management Proposal Management For For
9.5 Management Proposal Management For For
9.6 Management Proposal Management For For
9.7 Management Proposal Management For For
9.8 Management Proposal Management For For
9.9 Management Proposal Management For For
9.10 Management Proposal Management For For
9.11 Management Proposal Management For For
9.12 Management Proposal Management For For
9.13 Management Proposal Management For For
9.14 Management Proposal Management For For
9.15 Management Proposal Management For For
9.16 Management Proposal Management For For
9.17 Management Proposal Management For For
9.18 Management Proposal Management For For
9.19 Management Proposal Management For For
9.20 Management Proposal Management For For
9.21 Management Proposal Management For For
9.22 Management Proposal Management For For
9.23 Management Proposal Management For For
9.24 Management Proposal Management For For
9.25 Management Proposal Management For For
9.26 Management Proposal Management For For
9.27 Management Proposal Management For For
9.28 Management Proposal Management For For
9.29 Management Proposal Management For For
Non-Voting Proposal Note Non-Voting
Non-Voting Proposal Note Non-Voting
10.1 Management Proposal Management Abstain Against
10.2 Management Proposal Management Abstain Against
10.3 Management Proposal Management Abstain Against
10.4 Management Proposal Management Abstain Against
10.5 Management Proposal Management Abstain Against
10.6 Management Proposal Management Abstain Against
10.7 Management Proposal Management Abstain Against
10.8 Management Proposal Management Abstain Against
10.9 Management Proposal Management Abstain Against
10.10 Management Proposal Management Abstain Against
10.11 Management Proposal Management Abstain Against
10.12 Management Proposal Management Abstain Against
10.13 Management Proposal Management Abstain Against
10.14 Management Proposal Management For For
10.15 Management Proposal Management Abstain Against
10.16 Management Proposal Management Abstain Against
10.17 Management Proposal Management Abstain Against
10.18 Management Proposal Management Abstain Against
10.19 Management Proposal Management Abstain Against
Non-Voting Proposal Note Non-Voting
11.1 Gps Mgmt Director Management For For
11.2 Gps Mgmt Director Management Abstain Against
11.3 Gps Mgmt Director Management For For
11.4 Gps Mgmt Director Management For For
11.5 Gps Mgmt Director Management Abstain Against
11.6 Gps Mgmt Director Management For For
11.7 Gps Mgmt Director Management Abstain Against
11.8 Gps Mgmt Director Management Abstain Against
11.9 Gps Mgmt Director Management For For
11.10 Gps Mgmt Director Management
11.11 Gps Mgmt Director Management
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
QR1R 50P 238450 0 18-Jun-2007 18-Jun-2007
Item 1. Proxy Voting Record
Account Name: The Hartford Tax-Free California Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Item 1. Proxy Voting Record
Account Name: The Hartford Tax-Free New York Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Item 1. Proxy Voting Record
Account Name: The Hartford Total Return Bond Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Investment Company Report
The Hartford Value Fund
BELLSOUTH CORPORATION
SECURITY 079860102 MEETING TYPE Special
TICKER SYMBOL BLS MEETING DATE 21-Jul-2006
ISIN AGENDA 932551511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 126300 0 18-Jul-2006 18-Jul-2006
AT&T INC.
SECURITY 00206R102 MEETING TYPE Special
TICKER SYMBOL T MEETING DATE 21-Jul-2006
ISIN AGENDA 932552551 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 124765 0 17-Jul-2006 17-Jul-2006
PRECISION CASTPARTS CORP.
SECURITY 740189105 MEETING TYPE Annual
TICKER SYMBOL PCP MEETING DATE 16-Aug-2006
ISIN AGENDA 932562704 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARK DONEGAN For For
2 VERNON E. OECHSLE For For
02 Approve Authorized Common Stock Increase Management For For
03 Adopt Incentive Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 15800 0 15-Aug-2006 15-Aug-2006
GOLDEN WEST FINANCIAL CORPORATION
SECURITY 381317106 MEETING TYPE Special
TICKER SYMBOL GDW MEETING DATE 31-Aug-2006
ISIN AGENDA 932569506 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 38600 0 30-Aug-2006 30-Aug-2006
NIKE, INC.
SECURITY 654106103 MEETING TYPE Annual
TICKER SYMBOL NKE MEETING DATE 18-Sep-2006
ISIN AGENDA 932573911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JILL K. CONWAY For For
2 ALAN B. GRAF, JR. For For
3 JEANNE P. JACKSON For For
02 S/H Proposal - Establish Nominating Committee Shareholder Against For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 19700 0 05-Sep-2006 05-Sep-2006
SUN MICROSYSTEMS, INC.
SECURITY 866810104 MEETING TYPE Annual
TICKER SYMBOL SUNW MEETING DATE 02-Nov-2006
ISIN AGENDA 932586350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SCOTT G. MCNEALY For For
2 JAMES L. BARKSDALE For For
3 STEPHEN M. BENNETT For For
4 ROBERT J. FINOCCHIO, JR For For
5 PATRICIA E. MITCHELL For For
6 M. KENNETH OSHMAN For For
7 JONATHAN I. SCHWARTZ For For
8 NAOMI O. SELIGMAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Option Grants Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 315900 0 31-Oct-2006 31-Oct-2006
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 15-Nov-2006
ISIN AGENDA 932588405 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CAROL A. BARTZ For For
2 M. MICHELE BURNS For For
3 MICHAEL D. CAPELLAS For For
4 LARRY R. CARTER For For
5 JOHN T. CHAMBERS For For
6 DR. JOHN L. HENNESSY For For
7 RICHARD M. KOVACEVICH For For
8 RODERICK C. MCGEARY For For
9 STEVEN M. WEST For For
10 JERRY YANG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Reincorporate Out Of Delaware Shareholder Against For
05 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 70700 0 13-Nov-2006 13-Nov-2006
CAMPBELL SOUP COMPANY
SECURITY 134429109 MEETING TYPE Annual
TICKER SYMBOL CPB MEETING DATE 16-Nov-2006
ISIN AGENDA 932594422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDMUND M. CARPENTER For For
2 PAUL R. CHARRON For For
3 DOUGLAS R. CONANT For For
4 BENNETT DORRANCE For For
5 KENT B. FOSTER For For
6 HARVEY GOLUB For For
7 RANDALL W. LARRIMORE For For
8 PHILIP E. LIPPINCOTT For For
9 MARY ALICE D. MALONE For For
10 SARA MATHEW For For
11 DAVID C. PATTERSON For For
12 CHARLES R. PERRIN For For
13 A. BARRY RAND For For
14 GEORGE STRAWBRIDGE, JR. For For
15 LES C. VINNEY For For
16 CHARLOTTE C. WEBER For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 34200 0 07-Nov-2006 07-Nov-2006
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 15-Dec-2006
ISIN AGENDA 932601897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
0A Election Of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 RUDY E. SCHUPP For For
8 MICHAEL H. THAMAN For For
9 HANSEL E. TOOKES II For For
10 PAUL R. TREGURTHA For For
0B Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 28100 313478216 05-Dec-2006 05-Dec-2006
D.R. HORTON, INC.
SECURITY 23331A109 MEETING TYPE Annual
TICKER SYMBOL DHI MEETING DATE 25-Jan-2007
ISIN AGENDA 932615377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DONALD R. HORTON For For
2 BRADLEY S. ANDERSON For For
3 MICHAEL R. BUCHANAN For For
4 RICHARD I. GALLAND For For
5 MICHAEL W. HEWATT For For
6 DONALD J. TOMNITZ For For
7 BILL W. WHEAT For For
02 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
03 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 72700 0 18-Jan-2007 18-Jan-2007
TYSON FOODS, INC.
SECURITY 902494103 MEETING TYPE Annual
TICKER SYMBOL TSN MEETING DATE 02-Feb-2007
ISIN AGENDA 932618145 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DON TYSON Withheld Against
2 JOHN TYSON Withheld Against
3 RICHARD L. BOND Withheld Against
4 SCOTT T. FORD For For
5 LLOYD V. HACKLEY For For
6 JIM KEVER For For
7 JO ANN R. SMITH For For
8 LELAND E. TOLLETT Withheld Against
9 BARBARA A. TYSON Withheld Against
10 ALBERT C. ZAPANTA For For
02 Amend Stock Compensation Plan Management Against Against
03 Ratify Appointment Of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 187900 0 26-Jan-2007 26-Jan-2007
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 28-Feb-2007
ISIN AGENDA 932622928 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 46100 0 15-Feb-2007 15-Feb-2007
HEWLETT-PACKARD COMPANY
SECURITY 428236103 MEETING TYPE Annual
TICKER SYMBOL HPQ MEETING DATE 14-Mar-2007
ISIN AGENDA 932626394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
06 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 119600 0 12-Mar-2007 12-Mar-2007
APPLIED MATERIALS, INC.
SECURITY 038222105 MEETING TYPE Annual
TICKER SYMBOL AMAT MEETING DATE 14-Mar-2007
ISIN AGENDA 932631915 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL H. ARMACOST For For
2 ROBERT H. BRUST For For
3 DEBORAH A. COLEMAN For For
4 PHILIP V. GERDINE For For
5 THOMAS J. IANNOTTI For For
6 CHARLES Y.S. LIU For For
7 JAMES C. MORGAN For For
8 GERHARD H. PARKER For For
9 WILLEM P. ROELANDTS For For
10 MICHAEL R. SPLINTER For For
02 Approve Stock Compensation Plan Management
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 89211 50589 06-Mar-2007 06-Mar-2007
CVS/CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Special
TICKER SYMBOL CVS MEETING DATE 15-Mar-2007
ISIN AGENDA 932625784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Charter Amendment Management For For
02 Approve Merger Agreement Management For For
03 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 7470 206630 13-Mar-2007 13-Mar-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 10-Apr-2007
ISIN AGENDA 932640762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BIONDI For For
2 MR. DONOFRIO For For
3 MR. HASSELL For For
4 MR. KOGAN For For
5 MR. KOWALSKI For For
6 MR. LUKE For For
7 MS. REIN For For
8 MR. RENYI For For
9 MR. RICHARDSON For For
10 MR. SCOTT For For
11 MR. VAUGHAN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder For Against
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 96700 0 29-Mar-2007 29-Mar-2007
THE GOLDMAN SACHS GROUP, INC.
SECURITY 38141G104 MEETING TYPE Annual
TICKER SYMBOL GS MEETING DATE 11-Apr-2007
ISIN AGENDA 932632917 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For
1B Miscellaneous Corporate Governance Management For
1C Miscellaneous Corporate Governance Management For
1D Miscellaneous Corporate Governance Management For
1E Miscellaneous Corporate Governance Management For
1F Miscellaneous Corporate Governance Management For
1G Miscellaneous Corporate Governance Management For
1H Miscellaneous Corporate Governance Management For
1I Miscellaneous Corporate Governance Management For
1J Miscellaneous Corporate Governance Management For
1K Miscellaneous Corporate Governance Management For
1L Miscellaneous Corporate Governance Management For
1M Miscellaneous Corporate Governance Management For
02 Ratify Appointment Of Independent Auditors Management For
03 S/H Proposal - Establish Nominating Committee Shareholder Against
04 S/H Proposal - Proxy Process/Statement Shareholder Against
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 39600 0 23-Mar-2007 23-Mar-2007
U.S. BANCORP
SECURITY 902973304 MEETING TYPE Annual
TICKER SYMBOL USB MEETING DATE 17-Apr-2007
ISIN AGENDA 932637450 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 V. BUYNISKI GLUCKMAN For For
2 ARTHUR D. COLLINS, JR. For For
3 OLIVIA F. KIRTLEY For For
4 JERRY W. LEVIN For For
5 RICHARD G. REITEN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Declassify Board Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 1091 108009 03-Apr-2007 03-Apr-2007
WACHOVIA CORPORATION
SECURITY 929903102 MEETING TYPE Annual
TICKER SYMBOL WB MEETING DATE 17-Apr-2007
ISIN AGENDA 932640801 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ERNEST S. RADY*** For For
2 JERRY GITT** For For
3 JOHN T. CASTEEN, III* For For
4 MARYELLEN C. HERRINGER* For For
5 JOSEPH NEUBAUER* For For
6 TIMOTHY D. PROCTOR* For For
7 VAN L. RICHEY* For For
8 DONA DAVIS YOUNG* For For
02 Declassify Board Management For For
03 Approve Charter Amendment Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 77222 0 30-Mar-2007 30-Mar-2007
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 17-Apr-2007
ISIN AGENDA 932641562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Establish Nominating Committee Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Separate Chairman/CEO Shareholder Against For
09 S/H Proposal - Limit Compensation Shareholder Against For
10 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
11 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 261600 0 16-Apr-2007 16-Apr-2007
STATE STREET CORPORATION
SECURITY 857477103 MEETING TYPE Annual
TICKER SYMBOL STT MEETING DATE 18-Apr-2007
ISIN AGENDA 932647083 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 T. ALBRIGHT For For
2 K. BURNES For For
3 P. COYM For For
4 N. DAREHSHORI For For
5 A. FAWCETT For For
6 A. GOLDSTEIN For For
7 D. GRUBER For For
8 L. HILL For For
9 C. LAMANTIA For For
10 R. LOGUE For For
11 M. MISKOVIC For For
12 R. SERGEL For For
13 R. SKATES For For
14 G. SUMME For For
15 D. WALSH For For
16 R. WEISSMAN For For
02 Approve Authorized Common Stock Increase Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 106600 0 16-Apr-2007 16-Apr-2007
UBS AG
SECURITY H89231338 MEETING TYPE Annual
TICKER SYMBOL UBS MEETING DATE 18-Apr-2007
ISIN AGENDA 932658529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Discharge Of Management Board Management For For
02 Miscellaneous Corporate Actions Management For For
03 Approve Discharge Of Management Board Management For For
4A1 Miscellaneous Corporate Governance Management For For
4A2 Miscellaneous Corporate Governance Management For For
4A3 Miscellaneous Corporate Governance Management For For
4B1 Miscellaneous Corporate Governance Management For For
4C Ratify Appointment Of Independent Auditors Management For For
5A Miscellaneous Corporate Actions Management For For
5B Authorize Directors To Repurchase Shares Management For For
06 Miscellaneous Corporate Actions Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 85600 0 03-Apr-2007 03-Apr-2007
ALCOA INC.
SECURITY 013817101 MEETING TYPE Annual
TICKER SYMBOL AA MEETING DATE 20-Apr-2007
ISIN AGENDA 932639199 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ALAIN J.P. BELDA For For
2 CARLOS GHOSN For For
3 HENRY B. SCHACHT For For
4 FRANKLIN A. THOMAS For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 39800 0 03-Apr-2007 03-Apr-2007
GOODRICH CORPORATION
SECURITY 382388106 MEETING TYPE Annual
TICKER SYMBOL GR MEETING DATE 24-Apr-2007
ISIN AGENDA 932639911 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DIANE C. CREEL For For
2 GEORGE A. DAVIDSON, JR. For For
3 HARRIS E. DELOACH, JR. For For
4 JAMES W. GRIFFITH For For
5 WILLIAM R. HOLLAND For For
6 JOHN P. JUMPER For For
7 MARSHALL O. LARSEN For For
8 LLOYD W. NEWTON For For
9 DOUGLAS E. OLESEN For For
10 ALFRED M. RANKIN, JR. For For
11 A. THOMAS YOUNG For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 80200 0 04-Apr-2007 04-Apr-2007
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 24-Apr-2007
ISIN AGENDA 932643643 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Separate Chairman/CEO Shareholder For Against
04 S/H Proposal - Executive Compensation Shareholder For Against
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 98400 0 16-Apr-2007 16-Apr-2007
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 24-Apr-2007
ISIN AGENDA 932651842 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MR. BERNDT For For
2 MR. BUNCH For For
3 MR. CHELLGREN For For
4 MR. CLAY For For
5 MR. DAVIDSON For For
6 MS. JAMES For For
7 MR. KELSON For For
8 MR. LINDSAY For For
9 MR. MASSARO For For
10 MS. PEPPER For For
11 MR. ROHR For For
12 MR. SHEPARD For For
13 MS. STEFFES For For
14 MR. STRIGL For For
15 MR. THIEKE For For
16 MR. USHER For For
17 MR. WALLS For For
18 MR. WEHMEIER For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 49200 0 16-Apr-2007 16-Apr-2007
CHUBB CORPORATION
SECURITY 171232101 MEETING TYPE Annual
TICKER SYMBOL CB MEETING DATE 24-Apr-2007
ISIN AGENDA 932655737 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ZOE BAIRD For For
2 SHEILA P. BURKE For For
3 JAMES I. CASH, JR. For For
4 JOEL J. COHEN For For
5 JOHN D. FINNEGAN For For
6 KLAUS J. MANGOLD For For
7 SIR D.G. SCHOLEY, CBE For For
8 LAWRENCE M. SMALL For For
9 DANIEL E. SOMERS For For
10 KAREN HASTIE WILLIAMS For For
11 ALFRED W. ZOLLAR For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 91200 0 04-Apr-2007 04-Apr-2007
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 25-Apr-2007
ISIN AGENDA 932635862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A Election Of Directors Management
1 JAMES I. CASH, JR. For For
2 SIR WILLIAM M. CASTELL For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 SUSAN HOCKFIELD For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G.(A.G.) LAFLEY For For
9 ROBERT W. LANE For For
10 RALPH S. LARSEN For For
11 ROCHELLE B. LAZARUS For For
12 SAM NUNN For For
13 ROGER S. PENSKE For For
14 ROBERT J. SWIERINGA For For
15 DOUGLAS A. WARNER III For For
16 ROBERT C. WRIGHT For For
B Ratify Appointment Of Independent Auditors Management For For
C Approve Charter Amendment Management For For
D Approve Stock Compensation Plan Management For For
E Amend Cash/Stock Bonus Plan Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
02 Miscellaneous Shareholder Proposal Shareholder Against For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H PROPOSAL - ESTABLISH Independent Chairman Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder For Against
06 S/H Proposal - Establish Nominating Committee Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 296600 0 19-Apr-2007 19-Apr-2007
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 25-Apr-2007
ISIN AGENDA 932644481 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
1Q Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Limit Compensation Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder Against For
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 264800 0 17-Apr-2007 17-Apr-2007
TEXTRON INC.
SECURITY 883203101 MEETING TYPE Annual
TICKER SYMBOL TXT MEETING DATE 25-Apr-2007
ISIN AGENDA 932646170 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Miscellaneous Corporate Governance Management For For
02 Miscellaneous Corporate Governance Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 Ratify Appointment Of Independent Auditors Management For For
09 S/H Proposal - Military/Weapons Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 37000 0 19-Apr-2007 19-Apr-2007
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 25-Apr-2007
ISIN AGENDA 932647007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Animal Rights Shareholder Against For
07 S/H Proposal - Separate Chairman/CEO Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 513 50787 19-Apr-2007 19-Apr-2007
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 25-Apr-2007
ISIN AGENDA 932650903 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 RICHARD H. BROWN For For
2 ROBERT A. BROWN For For
3 BERTRAND P. COLLOMB For For
4 CURTIS J. CRAWFORD For For
5 JOHN T. DILLON For For
6 ELEUTHERE I. DU PONT For For
7 CHARLES O. HOLLIDAY, JR For For
8 LOIS D. JULIBER For For
9 MASAHISA NAITOH For For
10 SEAN O'KEEFE For For
11 WILLIAM K. REILLY For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 904 89496 19-Apr-2007 19-Apr-2007
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 26-Apr-2007
ISIN AGENDA 932637905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT F. CUMMINGS, JR. For For
2 EUGENE C. SIT For For
3 WILLIAM D. SMITHBURG For For
4 HANSEL E. TOOKES II For For
5 WENDELL P. WEEKS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 176800 0 25-Apr-2007 25-Apr-2007
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 26-Apr-2007
ISIN AGENDA 932640091 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Classify/Stagger Board Of Directors Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Human Rights Related Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 42100 0 19-Apr-2007 19-Apr-2007
SCANA CORPORATION
SECURITY 80589M102 MEETING TYPE Annual
TICKER SYMBOL SCG MEETING DATE 26-Apr-2007
ISIN AGENDA 932648554 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 W. HAYNE HIPP For For
2 HAROLD C. STOWE For For
3 G. SMEDES YORK For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 31300 0 19-Apr-2007 19-Apr-2007
WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 26-Apr-2007
ISIN AGENDA 932650434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Corporate Governance Shareholder Against For
10 Miscellaneous Corporate Governance Management Abstain
11 S/H Proposal - Separate Chairman/CEO Shareholder Against For
12 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 129200 0 19-Apr-2007 19-Apr-2007
ALTRIA GROUP, INC.
SECURITY 02209S103 MEETING TYPE Annual
TICKER SYMBOL MO MEETING DATE 26-Apr-2007
ISIN AGENDA 932652349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ELIZABETH E. BAILEY For For
2 HAROLD BROWN For For
3 MATHIS CABIALLAVETTA For For
4 LOUIS C. CAMILLERI For For
5 J. DUDLEY FISHBURN For For
6 ROBERT E.R. HUNTLEY For For
7 THOMAS W. JONES For For
8 GEORGE MUNOZ For For
9 LUCIO A. NOTO For For
10 JOHN S. REED For For
11 STEPHEN M. WOLF For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 S/H Proposal - Human Rights Related Shareholder Against For
05 S/H Proposal - Tobacco Shareholder Against For
06 S/H Proposal - Tobacco Shareholder Against For
07 S/H Proposal - Animal Rights Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 75600 0 19-Apr-2007 19-Apr-2007
KELLOGG COMPANY
SECURITY 487836108 MEETING TYPE Annual
TICKER SYMBOL K MEETING DATE 27-Apr-2007
ISIN AGENDA 932642728 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BENJAMIN S. CARSON, SR. For For
2 GORDON GUND For For
3 DOROTHY A. JOHNSON For For
4 A. MCLAUGHLIN KOROLOGOS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Environmental Shareholder Against For
04 S/H Proposal - Corporate Governance Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 96600 0 19-Apr-2007 19-Apr-2007
AETNA INC.
SECURITY 00817Y108 MEETING TYPE Annual
TICKER SYMBOL AET MEETING DATE 27-Apr-2007
ISIN AGENDA 932644621 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 FRANK M. CLARK For For
2 BETSY Z. COHEN For For
3 MOLLY J. COYE, M.D. For For
4 BARBARA H. FRANKLIN For For
5 JEFFREY E. GARTEN For For
6 EARL G. GRAVES For For
7 GERALD GREENWALD For For
8 ELLEN M. HANCOCK For For
9 EDWARD J. LUDWIG For For
10 JOSEPH P. NEWHOUSE For For
11 RONALD A. WILLIAMS For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 74300 0 19-Apr-2007 19-Apr-2007
MERRILL LYNCH & CO., INC.
SECURITY 590188108 MEETING TYPE Annual
TICKER SYMBOL MER MEETING DATE 27-Apr-2007
ISIN AGENDA 932645940 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN D. FINNEGAN For For
2 JOSEPH W. PRUEHER For For
3 ANN N. REESE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 42500 0 19-Apr-2007 19-Apr-2007
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 27-Apr-2007
ISIN AGENDA 932646360 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
A01 Miscellaneous Corporate Governance Management For For
A02 Miscellaneous Corporate Governance Management For For
A03 Miscellaneous Corporate Governance Management For For
A04 Miscellaneous Corporate Governance Management For For
A05 Miscellaneous Corporate Governance Management For For
A06 Miscellaneous Corporate Governance Management For For
A07 Miscellaneous Corporate Governance Management For For
A08 Miscellaneous Corporate Governance Management For For
A09 Miscellaneous Corporate Governance Management For For
A10 Miscellaneous Corporate Governance Management For For
A11 Miscellaneous Corporate Governance Management For For
A12 Miscellaneous Corporate Governance Management For For
A13 Miscellaneous Corporate Governance Management For For
A14 Miscellaneous Corporate Governance Management For For
A15 Miscellaneous Corporate Governance Management For For
A16 Miscellaneous Corporate Governance Management For For
A17 Miscellaneous Corporate Governance Management For For
B02 Ratify Appointment Of Independent Auditors Management For For
B03 Approve Cash/Stock Bonus Plan Management For For
C04 S/H Proposal - Political/Government Shareholder Against For
C05 S/H Proposal - Corporate Governance Shareholder For Against
C06 S/H Proposal - Executive Compensation Shareholder Against For
C07 S/H Proposal - Executive Compensation Shareholder For Against
C08 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 337262 0 19-Apr-2007 19-Apr-2007
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 27-Apr-2007
ISIN AGENDA 932647069 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 R.S. AUSTIN For For
2 W.M. DALEY For For
3 W.J. FARRELL For For
4 H.L. FULLER For For
5 R.A. GONZALEZ For For
6 D.A.L. OWEN For For
7 B. POWELL JR. For For
8 W.A. REYNOLDS For For
9 R.S. ROBERTS For For
10 S.C. SCOTT III For For
11 W.D. SMITHBURG For For
12 G.F. TILTON For For
13 M.D. WHITE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Separate Chairman/CEO Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 66300 0 19-Apr-2007 19-Apr-2007
BECKMAN COULTER, INC.
SECURITY 075811109 MEETING TYPE Annual
TICKER SYMBOL BEC MEETING DATE 27-Apr-2007
ISIN AGENDA 932657349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ROBERT G. FUNARI For For
2 CHARLES A. HAGGERTY For For
3 WILLIAM N. KELLEY, M.D. For For
02 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 12044 3356 19-Apr-2007 19-Apr-2007
BAXTER INTERNATIONAL INC.
SECURITY 071813109 MEETING TYPE Annual
TICKER SYMBOL BAX MEETING DATE 01-May-2007
ISIN AGENDA 932647019 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 99800 0 23-Apr-2007 23-Apr-2007
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 01-May-2007
ISIN AGENDA 932648439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 72800 0 23-Apr-2007 23-Apr-2007
GENERAL DYNAMICS CORPORATION
SECURITY 369550108 MEETING TYPE Annual
TICKER SYMBOL GD MEETING DATE 02-May-2007
ISIN AGENDA 932654040 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Override Csa Vote Restrictions Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 104000 0 27-Apr-2007 27-Apr-2007
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 02-May-2007
ISIN AGENDA 932655345 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 117500 0 27-Apr-2007 27-Apr-2007
NEWFIELD EXPLORATION COMPANY
SECURITY 651290108 MEETING TYPE Annual
TICKER SYMBOL NFX MEETING DATE 03-May-2007
ISIN AGENDA 932647324 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 DAVID A. TRICE For For
2 DAVID F. SCHAIBLE For For
3 HOWARD H. NEWMAN For For
4 THOMAS G. RICKS For For
5 C.E. (CHUCK) SHULTZ For For
6 DENNIS R. HENDRIX For For
7 PHILIP J. BURGUIERES For For
8 JOHN RANDOLPH KEMP III For For
9 J. MICHAEL LACEY For For
10 JOSEPH H. NETHERLAND For For
11 J. TERRY STRANGE For For
12 PAMELA J. GARDNER For For
13 JUANITA F. ROMANS Withheld Against
02 Approve Stock Compensation Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 77200 0 27-Apr-2007 27-Apr-2007
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 03-May-2007
ISIN AGENDA 932647401 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Corporate Governance Shareholder Against For
04 S/H Proposal - Rescind Or Allow Shareholder To Shareholder For Against
Ratify Poison Pill
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
09 S/H Proposal - Establish Nominating Committee Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 234800 0 30-Apr-2007 30-Apr-2007
AMERICAN STANDARD COMPANIES, INC.
SECURITY 029712106 MEETING TYPE Annual
TICKER SYMBOL ASD MEETING DATE 03-May-2007
ISIN AGENDA 932650080 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 STEVEN E. ANDERSON For For
2 STEVEN F. GOLDSTONE For For
3 RUTH ANN MARSHALL For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 80500 0 26-Apr-2007 26-Apr-2007
EMC CORPORATION
SECURITY 268648102 MEETING TYPE Annual
TICKER SYMBOL EMC MEETING DATE 03-May-2007
ISIN AGENDA 932661730 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MICHAEL W. BROWN For For
2 JOHN R. EGAN For For
3 DAVID N. STROHM For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Amend Stock Purchase Plan Management For For
05 Declassify Board Management For For
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Eliminate Supermajority Vote Shareholder For Against
09 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 466900 0 30-Apr-2007 30-Apr-2007
COLGATE-PALMOLIVE COMPANY
SECURITY 194162103 MEETING TYPE Annual
TICKER SYMBOL CL MEETING DATE 03-May-2007
ISIN AGENDA 932664433 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 35000 0 27-Apr-2007 27-Apr-2007
NOKIA CORPORATION
SECURITY 654902204 MEETING TYPE Annual
TICKER SYMBOL NOK MEETING DATE 03-May-2007
ISIN AGENDA 932685982 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Financial Statements Management For For
02 Elect Supervisory Board Member Management For For
03 Approve Discharge Of Board And President Management For For
04 Approve Article Amendments Management For For
05 Approve Renumeration Of Directors And Auditors Management For For
06 Miscellaneous Corporate Actions Management For For
07 Election Of Directors Management
1 GEORG EHRNROOTH For For
2 LALITA D. GUPTE For For
3 DANIEL R. HESSE For For
4 DR. BENGT HOLMSTROM For For
5 DR. HENNING KAGERMANN For For
6 OLLI-PEKKA KALLASVUO For For
7 PER KARLSSON For For
8 JORMA OLLILA For For
9 DAME MARJORIE SCARDINO For For
10 KEIJO SUILA For For
11 VESA VAINIO For For
08 Approve Renumeration Of Directors And Auditors Management For For
09 Ratify Appointment Of Independent Auditors Management For For
10 Miscellaneous Corporate Governance Management For For
11 Miscellaneous Corporate Governance Management For For
12 Miscellaneous Corporate Governance Management For For
13 Miscellaneous Corporate Governance Management For For
14 Miscellaneous Corporate Governance Management For For
15 Transact Other Business Management Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 1625 0 23-Apr-2007 23-Apr-2007
ENTERGY CORPORATION
SECURITY 29364G103 MEETING TYPE Annual
TICKER SYMBOL ETR MEETING DATE 04-May-2007
ISIN AGENDA 932645142 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Executive Compensation Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 37900 0 27-Apr-2007 27-Apr-2007
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 04-May-2007
ISIN AGENDA 932652135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Override Csa Vote Restrictions Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 115000 0 31-May-2007 27-Apr-2007
MOTOROLA, INC.
SECURITY 620076109 MEETING TYPE Contested-Annual
TICKER SYMBOL MOT MEETING DATE 07-May-2007
ISIN AGENDA 932648453 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 E. ZANDER For For
2 D. DORMAN For For
3 J. LEWENT For For
4 T. MEREDITH For For
5 N. NEGROPONTE For For
6 S. SCOTT III For For
7 R. SOMMER For For
8 J. STENGEL For For
9 D. WARNER III For For
10 J. WHITE For For
11 M. WHITE For For
02 Amend Stock Purchase Plan Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 159400 0 01-May-2007 01-May-2007
BOSTON SCIENTIFIC CORPORATION
SECURITY 101137107 MEETING TYPE Annual
TICKER SYMBOL BSX MEETING DATE 08-May-2007
ISIN AGENDA 932656335 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 URSULA M. BURNS For For
2 MARYE ANNE FOX, PH.D. For For
3 N.J. NICHOLAS, JR. For For
4 JOHN E. PEPPER For For
02 Declassify Board Management For For
03 Approve Charter Amendment Management For For
04 Approve Re-Pricing Of Options Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 Ratify Appointment Of Independent Auditors Management For For
07 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 86000 0 02-May-2007 02-May-2007
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 08-May-2007
ISIN AGENDA 932660562 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Declassify Board Management For For
04 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 74800 0 03-May-2007 03-May-2007
AGRIUM INC.
SECURITY 008916108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL AGU MEETING DATE 09-May-2007
ISIN AGENDA 932651183 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 NEIL CARRAGHER For For
2 RALPH S. CUNNINGHAM For For
3 D. GRANT DEVINE For For
4 GERMAINE GIBARA For For
5 RUSSELL K. GIRLING For For
6 SUSAN A. HENRY For For
7 RUSSELL J. HORNER For For
8 ANNE MCLELLAN For For
9 FRANK W. PROTO For For
10 MICHAEL M. WILSON For For
11 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Amend Stock Option Plan Management For For
05 Ratify Shareholder Rights Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 106100 0 27-Apr-2007 27-Apr-2007
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 09-May-2007
ISIN AGENDA 932664988 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Human Rights Related Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 55200 0 03-May-2007 03-May-2007
NUVEEN INVESTMENTS, INC.
SECURITY 67090F106 MEETING TYPE Annual
TICKER SYMBOL JNC MEETING DATE 09-May-2007
ISIN AGENDA 932674662 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN P. AMBOIAN For For
2 WILLARD L. BOYD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 503 49797 04-May-2007 04-May-2007
CVS/CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 09-May-2007
ISIN AGENDA 932675816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management Against Against
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
1N Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Limit Compensation Shareholder Against For
06 S/H Proposal - Separate Chairman/CEO Shareholder For Against
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Redeem Poison Pill Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 214100 0 07-May-2007 07-May-2007
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 10-May-2007
ISIN AGENDA 932650244 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 ARNOLD A. ALLEMANG For For
2 JACQUELINE K. BARTON For For
3 JAMES A. BELL For For
4 JEFF M. FETTIG For For
5 BARBARA H. FRANKLIN For For
6 JOHN B. HESS For For
7 ANDREW N. LIVERIS For For
8 GEOFFERY E. MERSZEI For For
9 WITHDRAWN For For
10 JAMES M. RINGLER For For
11 RUTH G. SHAW For For
12 PAUL G. STERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 68800 0 07-May-2007 07-May-2007
PITNEY BOWES INC.
SECURITY 724479100 MEETING TYPE Annual
TICKER SYMBOL PBI MEETING DATE 14-May-2007
ISIN AGENDA 932669445 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 LINDA G. ALVARADO For For
2 ERNIE GREEN For For
3 JOHN S. MCFARLANE For For
4 EDUARDO R. MENASCE For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Charter Amendment Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 84300 0 04-May-2007 04-May-2007
THE ALLSTATE CORPORATION
SECURITY 020002101 MEETING TYPE Annual
TICKER SYMBOL ALL MEETING DATE 15-May-2007
ISIN AGENDA 932659420 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 97000 0 11-May-2007 11-May-2007
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 15-May-2007
ISIN AGENDA 932660120 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 CRANDALL C. BOWLES For For
2 STEPHEN B. BURKE For For
3 JAMES S. CROWN For For
4 JAMES DIMON For For
5 ELLEN V. FUTTER For For
6 WILLIAM H. GRAY, III For For
7 LABAN P. JACKSON, JR. For For
8 ROBERT I. LIPP For For
9 DAVID C. NOVAK For For
10 LEE R. RAYMOND For For
11 WILLIAM C. WELDON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Override Csa Vote Restrictions Shareholder For Against
05 S/H Proposal - Reincorporate Out Of Delaware Shareholder For Against
06 S/H Proposal - Separate Chairman/CEO Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
08 S/H Proposal - Corporate Governance Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 103312 0 10-May-2007 10-May-2007
XTO ENERGY INC.
SECURITY 98385X106 MEETING TYPE Annual
TICKER SYMBOL XTO MEETING DATE 15-May-2007
ISIN AGENDA 932682974 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 69300 0 10-May-2007 10-May-2007
WELLPOINT, INC.
SECURITY 94973V107 MEETING TYPE Annual
TICKER SYMBOL WLP MEETING DATE 16-May-2007
ISIN AGENDA 932666792 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SHEILA P. BURKE For For
2 VICTOR S. LISS For For
3 JANE G. PISANO, PH.D. For For
4 GEORGE A. SCHAEFER, JR. For For
5 JACKIE M. WARD For For
6 JOHN E. ZUCCOTTI For For
02 Approve Charter Amendment Management For For
03 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 41700 0 11-May-2007 11-May-2007
SAFEWAY INC.
SECURITY 786514208 MEETING TYPE Annual
TICKER SYMBOL SWY MEETING DATE 16-May-2007
ISIN AGENDA 932669192 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Approve Stock Compensation Plan Management For For
03 Amend Cash/Stock Bonus Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
06 S/H Proposal - Corporate Governance Shareholder Against For
07 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 166400 0 11-May-2007 11-May-2007
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 16-May-2007
ISIN AGENDA 932669205 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management For For
1K Miscellaneous Corporate Governance Management For For
1L Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Human Rights Related Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Rescind Or Allow Shareholder To Shareholder Against For
Ratify Poison Pill
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 4678 106722 11-May-2007 11-May-2007
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL CCJ MEETING DATE 16-May-2007
ISIN AGENDA 932672339 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JOHN S. AUSTON For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 HARRY D. COOK For For
5 JAMES R. CURTISS For For
6 GEORGE S. DEMBROSKI For For
7 GERALD W. GRANDEY For For
8 NANCY E. HOPKINS For For
9 OYVIND HUSHOVD For For
10 J.W. GEORGE IVANY For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN Withheld Against
13 ROBERT W. PETERSON For For
14 VICTOR J. ZALESCHUK For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Amend Stock Option Plan Management For For
04 Miscellaneous Corporate Actions Management Abstain Against
05 Miscellaneous Corporate Actions Management Abstain Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 126300 0 10-May-2007 10-May-2007
SOUTHWEST AIRLINES CO.
SECURITY 844741108 MEETING TYPE Annual
TICKER SYMBOL LUV MEETING DATE 16-May-2007
ISIN AGENDA 932676589 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 COLLEEN C. BARRETT For For
2 DAVID W. BIEGLER For For
3 LOUIS E. CALDERA For For
4 C. WEBB CROCKETT For For
5 WILLIAM H. CUNNINGHAM For For
6 TRAVIS C. JOHNSON For For
7 HERBERT D. KELLEHER For For
8 GARY C. KELLY For For
9 NANCY B. LOEFFLER For For
10 JOHN T. MONTFORD For For
02 Adopt Supermajority Requirement To Change Number Of Management For For
Directors
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 194700 0 11-May-2007 11-May-2007
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY 026874107 MEETING TYPE Annual
TICKER SYMBOL AIG MEETING DATE 16-May-2007
ISIN AGENDA 932677187 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 MARSHALL A. COHEN For For
2 MARTIN S. FELDSTEIN For For
3 ELLEN V. FUTTER For For
4 STEPHEN L. HAMMERMAN For For
5 RICHARD C. HOLBROOKE For For
6 FRED H. LANGHAMMER For For
7 GEORGE L. MILES, JR. For For
8 MORRIS W. OFFIT For For
9 JAMES F. ORR III For For
10 VIRGINIA M. ROMETTY For For
11 MARTIN J. SULLIVAN For For
12 MICHAEL H. SUTTON For For
13 EDMUND S.W. TSE For For
14 ROBERT B. WILLUMSTAD For For
15 FRANK G. ZARB For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 89800 0 11-May-2007 11-May-2007
HOST HOTELS & RESORTS, INC.
SECURITY 44107P104 MEETING TYPE Annual
TICKER SYMBOL HST MEETING DATE 17-May-2007
ISIN AGENDA 932676894 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 2877 284784 12-May-2007 12-May-2007
ACE LIMITED
SECURITY G0070K103 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 17-May-2007
ISIN AGENDA 932691377 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 40900 0 16-May-2007 16-May-2007
TIME WARNER INC.
SECURITY 887317105 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 18-May-2007
ISIN AGENDA 932680350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 JAMES L. BARKSDALE For For
2 JEFFREY L. BEWKES For For
3 STEPHEN F. BOLLENBACH For For
4 FRANK J. CAUFIELD For For
5 ROBERT C. CLARK For For
6 MATHIAS DOPFNER For For
7 JESSICA P. EINHORN For For
8 REUBEN MARK For For
9 MICHAEL A. MILES For For
10 KENNETH J. NOVACK For For
11 RICHARD D. PARSONS For For
12 FRANCIS T. VINCENT, JR. For For
13 DEBORAH C. WRIGHT For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Eliminate Supermajority Requirement To Act By Management For For
Written Consent
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder Against For
06 S/H Proposal - Corporate Governance Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder For Against
08 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 189800 0 17-May-2007 17-May-2007
FEDERATED DEPARTMENT STORES, INC.
SECURITY 31410H101 MEETING TYPE Annual
TICKER SYMBOL FD MEETING DATE 18-May-2007
ISIN AGENDA 932683231 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SARA LEVINSON For For
2 JOSEPH NEUBAUER For For
3 JOSEPH PICHLER For For
4 JOYCE M. ROCHE For For
5 KARL VON DER HEYDEN For For
6 CRAIG E. WEATHERUP For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 Amend Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 876 86724 17-May-2007 17-May-2007
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 23-May-2007
ISIN AGENDA 932669546 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 S. DECKER ANSTROM For For
2 KENNETH J. BACON For For
3 SHELDON M. BONOVITZ For For
4 EDWARD D. BREEN For For
5 JULIAN A. BRODSKY For For
6 JOSEPH J. COLLINS For For
7 J. MICHAEL COOK For For
8 JEFFREY A. HONICKMAN For For
9 BRIAN L. ROBERTS For For
10 RALPH J. ROBERTS For For
11 DR. JUDITH RODIN For For
12 MICHAEL I. SOVERN For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder Against For
04 S/H Proposal - Proxy Process/Statement Shareholder For Against
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Proxy Process/Statement Shareholder For Against
07 S/H Proposal - Proxy Process/Statement Shareholder For Against
08 S/H Proposal - Proxy Process/Statement Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 1192 118057 15-May-2007 15-May-2007
MCDONALD'S CORPORATION
SECURITY 580135101 MEETING TYPE Annual
TICKER SYMBOL MCD MEETING DATE 24-May-2007
ISIN AGENDA 932674511 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Report on Gene Egineered Products Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 81400 0 17-May-2007 17-May-2007
THE BANK OF NEW YORK COMPANY, INC.
SECURITY 064057102 MEETING TYPE Special
TICKER SYMBOL BK MEETING DATE 24-May-2007
ISIN AGENDA 932692761 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Approve Merger Agreement Management For For
02 Approve Charter Amendment Management For For
03 Approve Charter Amendment Management For For
04 Approve Motion To Adjourn Meeting Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 99900 0 17-May-2007 17-May-2007
SUPERVALU INC.
SECURITY 868536103 MEETING TYPE Annual
TICKER SYMBOL SVU MEETING DATE 24-May-2007
ISIN AGENDA 932713729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment Of Independent Auditors Management For For
04 Miscellaneous Shareholder Proposal Shareholder Against For
05 Transact Other Business Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 152600 0 18-May-2007 18-May-2007
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 25-May-2007
ISIN AGENDA 932671678 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 TONI JENNINGS For For
8 OLIVER D. KINGSLEY, JR. For For
9 RUDY E. SCHUPP For For
10 MICHAEL H. THAMAN For For
11 HANSEL E. TOOKES, II For For
12 PAUL R. TREGURTHA For For
02 Ratify Appointment Of Independent Auditors Management For For
03 Adopt Director Stock Option Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 2730 62370 24-May-2007 24-May-2007
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 30-May-2007
ISIN AGENDA 932676844 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 M.J. BOSKIN For For
2 W.W. GEORGE For For
3 J.R. HOUGHTON For For
4 W.R. HOWELL For For
5 R.C. KING For For
6 P.E. LIPPINCOTT For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S. REINEMUND For For
10 W.V. SHIPLEY For For
11 J.S. SIMON For For
12 R.W. TILLERSON For For
02 Ratify Appointment Of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Separate Chairman/CEO Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder Against For
11 S/H Proposal - Executive Compensation Shareholder For Against
12 S/H Proposal - Political/Government Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Environmental Shareholder Against For
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 231600 0 24-May-2007 24-May-2007
NATIONAL OILWELL VARCO, INC.
SECURITY 637071101 MEETING TYPE Annual
TICKER SYMBOL NOV MEETING DATE 05-Jun-2007
ISIN AGENDA 932695046 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 BEN A. GUILL For For
2 ROGER L. JARVIS For For
3 ERIC L. MATTSON For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 45800 13700 23-May-2007 23-May-2007
GAP, INC.
SECURITY 364760108 MEETING TYPE Annual
TICKER SYMBOL GPS MEETING DATE 05-Jun-2007
ISIN AGENDA 932700330 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 HOWARD P. BEHAR For For
2 ADRIAN D.P. BELLAMY For For
3 DOMENICO DE SOLE For For
4 DONALD G. FISHER For For
5 DORIS F. FISHER For For
6 ROBERT J. FISHER For For
7 PENELOPE L. HUGHES For For
8 BOB L. MARTIN For For
9 JORGE P. MONTOYA For For
10 JAMES M. SCHNEIDER For For
11 MAYO A. SHATTUCK III For For
12 KNEELAND C. YOUNGBLOOD For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 173400 0 23-May-2007 23-May-2007
GLOBALSANTAFE CORPORATION
SECURITY G3930E101 MEETING TYPE Annual
TICKER SYMBOL GSF MEETING DATE 07-Jun-2007
ISIN AGENDA 932705912 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 EDWARD R. MULLER For For
2 JOHN L. WHITMIRE For For
02 Ratify Appointment Of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 49600 0 29-May-2007 29-May-2007
THE KROGER CO.
SECURITY 501044101 MEETING TYPE Annual
TICKER SYMBOL KR MEETING DATE 28-Jun-2007
ISIN AGENDA 932724556 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- -------- ---- ---- -----------
01 Election Of Directors Management
1 REUBEN V. ANDERSON For For
2 JOHN L. CLENDENIN For For
3 DAVID B. DILLON For For
4 DAVID B. LEWIS For For
5 DON W. MCGEORGE For For
6 W. RODNEY MCMULLEN For For
7 JORGE P. MONTOYA For For
8 CLYDE R. MOORE For For
9 SUSAN M. PHILLIPS For For
10 STEVEN R. ROGEL For For
11 JAMES A. RUNDE For For
12 RONALD L. SARGENT For For
02 Approve Option Grants Management For For
03 Miscellaneous Corporate Governance Management For For
04 Ratify Appointment Of Independent Auditors Management For For
05 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ --------- --------------
997QR6E 837 131900 0 22-Jun-2007 22-Jun-2007
The Hartford Equity Growth Allocation Fund
f.k.a. THE HARTFORD AGGRESSIVE GROWTH ALLOCATION FUND
The Hartford Select MidCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSMAX 416648640 11/16/2006 Yes Management
B HSMBX 416648632 11/16/2006 Yes Management
C HTSCX 416648624 11/16/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
The Hartford Select MidCap Value Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HFVAX 416648517 11/16/2006 Yes Management
B HSVBX 416648491 11/16/2006 Yes Management
C HFVCX 416648483 11/16/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
The Hartford SmallCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSLAX 416529105 10/24/2006 Yes Management
B HSLBX 416529204 10/24/2006 Yes Management
C HSLCX 416529303 10/24/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
THE HARTFORD GROWTH ALLOCATION FUND
The Hartford Select MidCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSMAX 416648640 11/16/2006 Yes Management
B HSMBX 416648632 11/16/2006 Yes Management
C HTSCX 416648624 11/16/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
The Hartford Select MidCap Value Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HFVAX 416648517 11/16/2006 Yes Management
B HSVBX 416648491 11/16/2006 Yes Management
C HFVCX 416648483 11/16/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
The Hartford SmallCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSLAX 416529105 10/24/2006 Yes Management
B HSLBX 416529204 10/24/2006 Yes Management
C HSLCX 416529303 10/24/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
THE HARTFORD BALANCED ALLOCATION FUND
The Hartford Select MidCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSMAX 416648640 11/16/2006 Yes Management
B HSMBX 416648632 11/16/2006 Yes Management
C HTSCX 416648624 11/16/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
The Hartford Select MidCap Value Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HFVAX 416648517 11/16/2006 Yes Management
B HSVBX 416648491 11/16/2006 Yes Management
C HFVCX 416648483 11/16/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
The Hartford SmallCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSLAX 416529105 10/24/2006 Yes Management
B HSLBX 416529204 10/24/2006 Yes Management
C HSLCX 416529303 10/24/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
THE HARTFORD CONSERVATIVE ALLOCATION FUND
The Hartford Select MidCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSMAX 416648640 11/16/2006 Yes Management
B HSMBX 416648632 11/16/2006 Yes Management
C HTSCX 416648624 11/16/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
The Hartford Select MidCap Value Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HFVAX 416648517 11/16/2006 Yes Management
B HSVBX 416648491 11/16/2006 Yes Management
C HFVCX 416648483 11/16/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
The Hartford SmallCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSLAX 416529105 10/24/2006 Yes Management
B HSLBX 416529204 10/24/2006 Yes Management
C HSLCX 416529303 10/24/2006 Yes Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement For For
Item 1. Proxy Voting Record
Account Name: The Hartford Income Allocation Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Item 1. Proxy Voting Record
Account Name: The Hartford Retirement Income Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
THE HARTFORD TARGET RETIREMENT 2010 FUND
The Hartford SmallCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSLAX 416529105 10/24/2006 No Management
B HSLBX 416529204 10/24/2006 No Management
C HSLCX 416529303 10/24/2006 No Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement N/A N/A
THE HARTFORD TARGET RETIREMENT 2020 FUND
The Hartford SmallCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSLAX 416529105 10/24/2006 No Management
B HSLBX 416529204 10/24/2006 No Management
C HSLCX 416529303 10/24/2006 No Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement N/A N/A
THE HARTFORD TARGET RETIREMENT 2030 FUND
The Hartford SmallCap Growth Fund
Class Ticker Security ID Meeting Date Voted Proponent
- ----- ------ ----------- ------------ ----- ----------
A HSLAX 416529105 10/24/2006 No Management
B HSLBX 416529204 10/24/2006 No Management
C HSLCX 416529303 10/24/2006 No Management
Description Vote Cast For/Against Mgmt
- ----------- --------- ----------------
Approve Sub-advisory agreement N/A N/A
Item 1. Proxy Voting Record
Account Name: The Hartford Checks and Balances Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Item 1. Proxy Voting Record
Account Name: The Hartford High Yield Municipal Bond Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Item 1. Proxy Voting Record
Account Name: The Hartford Strategic Income Fund
There were no matters relating to a portfolio security considered at any
shareholder meeting held during the twelve months ending June 30, 2007, with
respect to which the registrant exercised its voting rights.
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked
'Abstain' are considered to be have been voted against management 's
recommendation, regardless of whether the recommendation is 'For' or 'Against,'
except where management has made no recommendation.
Where management has made no recommendation on a ballot item, the abbreviation
N/A is used to denote that there is no applicable recommendation compared to
which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
The Hartford Mutual Funds, Inc.
(Registrant)
By David M. Znamierowski President
---------------------
(Signature & Title)
Date August 24, 2007