UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-2594
MFS SERIES TRUST IV
(Exact name of registrant as specified in charter)
500 Boylston Street, Boston, Massachusetts 02116
(Address of principal executive offices) (Zip code)
Susan S. Newton
Massachusetts Financial Services Company
500 Boylston Street
Boston, Massachusetts 02116
(Name and address of agents for service)
Registrant's telephone number, including area code: (617) 954-5000
Date of fiscal year end: August 31
Date of reporting period: July 1, 2007- June 30, 2008
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-02594
Reporting Period: 07/01/2007 - 06/30/2008
MFS Series Trust IV
======================= MFS GOVERNMENT MONEY MARKET FUND =======================
NO VOTING RECORDS FOR THIS REPORTING PERIOD
=========================== MFS MID CAP GROWTH FUND ============================
ADVANCE AUTO PARTS INC
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 15, 2008 Meeting Type: Annual
Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Brouillard For For Management
1.2 Elect Director Lawrence P. Castellani For For Management
1.3 Elect Director Darren R. Jackson For For Management
1.4 Elect Director Nicholas J. Lahowchic For For Management
1.5 Elect Director William S. Oglesby For For Management
1.6 Elect Director Gilbert T. Ray For For Management
1.7 Elect Director Carlos A. Saladrigas For For Management
1.8 Elect Director Francesca M. Spinelli For For Management
2 Ratify Auditors For For Management
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ADVANCED MEDICAL OPTICS, INC.
Ticker: EYE Security ID: 00763M108
Meeting Date: MAY 29, 2008 Meeting Type: Annual
Record Date: MAR 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James V. Mazzo For For Management
1.2 Elect Director Robert J. Palmisano For For Management
1.3 Elect Director James O. Rollans For Withhold Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For Against Management
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 3, 2008 Meeting Type: Annual
Record Date: APR 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Floor For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Harold J. Meyerman For For Management
1.4 Elect Director William J. Nutt For For Management
1.5 Elect Director Rita M. Rodriguez For For Management
1.6 Elect Director Patrick T. Ryan For For Management
1.7 Elect Director Jide J. Zeitlin For For Management
2 Ratify Auditors For For Management
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ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 9, 2008 Meeting Type: Annual
Record Date: MAR 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Diggs For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director Michael J. Joyce For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
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ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 6, 2008 Meeting Type: Annual
Record Date: MAR 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah Dunsire For For Management
1.2 Elect Director Trevor M. Jones For For Management
1.3 Elect Director Louis J. Lavigne For For Management
1.4 Elect Director Leonard D. Schaeffer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Pay For Superior Performance Against Against Shareholder
5 Report on Animal Testing Against Against Shareholder
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AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 23, 2008 Meeting Type: Annual
Record Date: NOV 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Anderson For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director Charles E. Foster For For Management
1.4 Elect Director James S. Kahan For For Management
1.5 Elect Director Dov Baharav For For Management
1.6 Elect Director Julian A. Brodsky For For Management
1.7 Elect Director Eli Gelman For For Management
1.8 Elect Director Nehemia Lemelbaum For For Management
1.9 Elect Director John T. Mclennan For For Management
1.10 Elect Director Robert A. Minicucci For For Management
1.11 Elect Director Simon Olswang For For Management
1.12 Elect Director Mario Segal For For Management
2 APPROVAL OF AMENDMENT OF THE 1998 STOCK For For Management
OPTION AND INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER AND TO MAKE OTHER CHANGES AS
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
3 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR FISCAL YEAR 2007.
4 RATIFICATION AND APPROVAL OF ERNST & For For Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
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AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: AUG 6, 2007 Meeting Type: Annual
Record Date: JUN 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Roger A. Carolin For For Management
1.3 Elect Director Winston J. Churchill For Withhold Management
1.4 Elect Director John T. Kim For For Management
1.5 Elect Director Constantine N. Papadakis For For Management
1.6 Elect Director John F. Osborne For For Management
1.7 Elect Director James W. Zug For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
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ASPEN INSURANCE HOLDINGS, LTD.
Ticker: AHL Security ID: G05384105
Meeting Date: APR 30, 2008 Meeting Type: Annual
Record Date: MAR 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Christopher O'Kane For For Management
1.2 Elect Director Ms. Heidi Hutter For For Management
1.3 Elect Director Mr. David Kelso For For Management
1.4 Elect Director Mr. John Cavoores For For Management
1.5 Elect Director Mr. Liaquat Ahamed For For Management
1.6 Elect Director Matthew Botein For For Management
1.7 Elect Director Richard Bucknall For For Management
1.8 Elect Director Glyn Jones For For Management
1.9 Elect Director Chris O'Kane For For Management
1.10 Elect Director Richard Bucknall For For Management
1.11 Elect Director Ian Cormack For For Management
1.12 Elect Director Marek Gumienny For For Management
1.13 Elect Director Stephen Rose For For Management
1.14 Elect Director Oliver Peterken For For Management
1.15 Elect Director Ms. Heidi Hutter For For Management
1.16 Elect Director Christopher O'Kane For For Management
1.17 Elect Director Richard Houghton For For Management
1.18 Elect Director Stephen Rose For For Management
1.19 Elect Director Christopher O'Kane For For Management
1.20 Elect Director Richard Houghton For For Management
1.21 Elect Director Stephen Rose For For Management
1.22 Elect Director Stephen Rose For For Management
1.23 Elect Director John Henderson For For Management
1.24 Elect Director Chris Woodman For For Management
1.25 Elect Director Ms. Tatiana Kerno For For Management
1.26 Elect Director Christopher O'Kane For For Management
1.27 Elect Director Julian Cusack For For Management
1.28 Elect Director James Few For For Management
1.29 Elect Director Oliver Peterken For For Management
1.30 Elect Director David Skinner For For Management
1.31 Elect Director Ms. Karen Green For For Management
1.32 Elect Director Ms. Kate Vacher For For Management
1.33 Elect Director Ms. Heather Kitson For For Management
2 TO RE-ELECT MR. RICHARD HOUGHTON AS CLASS For For Management
II DIRECTOR OF THE COMPANY.
3 TO ADOPT THE COMPANY S EMPLOYEE SHARE For For Management
PURCHASE PLAN AS DETAILED IN APPENDIX I
OF THE PROXY STATEMENT.
4 TO ADOPT THE COMPANY S 2008 SHARESAVE For For Management
PLAN AS DETAILED IN APPENDIX II OF THE
PROXY STATEMENT.
5 TO APPOINT KPMG AUDIT PLC, LONDON, For For Management
ENGLAND, TO ACT AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008 AND TO AUTHORIZE THE BOARD OF
DIRECTORS THROUGH THE AUDIT COMMITTEE TO
SET THEIR REMUNERATION
6 TO ADOPT THE AMENDED AND RESTATED For For Management
BYE-LAWS OF THE COMPANY/.
7 TO AUTHORIZE THE DIRECTORS OF ASPEN For For Management
INSURANCE UK LIMITED TO ALLOT SHARES.
8 TO AMEND ASPEN INSURANCE UK LIMITED;S For For Management
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION
9 Ratify Auditors For For Management
10 TO AUTHORIZE THE DIRECTORS OF ASPEN For For Management
INSURANCE UK LIMITED TO ALLOT SHARES
11 TO AMEND ASPEN INSURANCE UK LIMITED S For For Management
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
INCORPORATION
12 Ratify Auditors For For Management
13 TO AUTHORIZE THE DIRECTORS OF ASPEN For For Management
INSURANCE UK SERVICES LIMITED TO ALLOT
SHARES.
14 TO AMEND ASPEN INSURANCE UK SERVICES For For Management
LIMITED S MEMORANDUM OF ASSOCIATION AND
ARTICLES OF INCORPORATION
15 Ratify Auditors For For Management
16 TO AUTHORIZE THE DIRECTORS OF AIUK For For Management
TRUSTEES LIMITED TO ALLOT SHARES
17 TO AMEND AIUK LIMITED S MEMORANDUM OF For For Management
ASSOCIATION AND ARTICLES OF INCORPORATION
18 Ratify Auditors For For Management
19 Ratify Auditors For For Management
20 TO ADOPT THE AMENDED AND RESTATED For For Management
BYE-LAWS
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AUTOLIV INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 6, 2008 Meeting Type: Annual
Record Date: MAR 7, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Carlson For For Management
1.2 Elect Director Sune Carlsson For For Management
1.3 Elect Director William E. Johnston, Jr. For For Management
1.4 Elect Director S. Jay Stewart For For Management
2 Ratify Auditors For For Management
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BORG-WARNER, INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 30, 2008 Meeting Type: Annual
Record Date: MAR 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robin J. Adams For For Management
1.2 Elect Director David T. Brown For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
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BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 1, 2007 Meeting Type: Annual
Record Date: SEP 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Marvin J. Girouard For For Management
1.3 Elect Director Ronald Kirk For For Management
1.4 Elect Director John W. Mims For For Management
1.5 Elect Director George R. Mrkonic For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director James E. Oesterreicher For For Management
1.8 Elect Director Rosendo G. Parra For For Management
1.9 Elect Director Cece Smith For For Management
2 Ratify Auditors For For Management
3 Report on Feasibility of Improving Animal Against Against Shareholder
Welfare Standards
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CAMERON INTERNATIONAL CORP
Ticker: CAM Security ID: 13342B105
Meeting Date: DEC 7, 2007 Meeting Type: Special
Record Date: NOV 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
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CAMERON INTERNATIONAL CORP
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 14, 2008 Meeting Type: Annual
Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Fluor For Withhold Management
1.2 Elect Director Jack B. Moore For For Management
1.3 Elect Director David Ross III For Withhold Management
2 Ratify Auditors For For Management
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CENTURY ALUMINUM COMPANY
Ticker: CENX Security ID: 156431108
Meeting Date: JUN 24, 2008 Meeting Type: Annual
Record Date: MAY 1, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Fishman, Ph.D. For For Management
1.2 Elect Director Jack E. Thompson For For Management
1.3 Elect Director Catherine Z. Manning For For Management
2 Ratify Auditors For For Management
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CHICAGO MERCANTILE EXCHANGE HOLDINGS, INC.
Ticker: CME Security ID: 167760107
Meeting Date: JUL 9, 2007 Meeting Type: Special
Record Date: MAY 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 23, 2008 Meeting Type: Annual
Record Date: FEB 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter N. Larson For For Management
2 Elect Director Roman Martinez IV For For Management
3 Elect Director Carol Cox Wait For For Management
4 Elect Director William D. Zollars For For Management
5 Ratify Auditors For For Management
6 Eliminate Class of Preferred Stock For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
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CLEVELAND-CLIFFS INC.
Ticker: CLF Security ID: 185896107
Meeting Date: JUL 27, 2007 Meeting Type: Annual
Record Date: JUN 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald C. Cambre For For Management
1.2 Elect Director Joseph A. Carrabba For For Management
1.3 Elect Director Susan M. Cunningham For For Management
1.4 Elect Director Barry J. Eldridge For For Management
1.5 Elect Director Susan M. Green For For Management
1.6 Elect Director James D. Ireland, III For For Management
1.7 Elect Director Francis R. McAllister For For Management
1.8 Elect Director Roger Phillips For For Management
1.9 Elect Director Richard K. Riederer For For Management
1.10 Elect Director Alan Schwartz For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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CLEVELAND-CLIFFS INC.
Ticker: CLF Security ID: 185896107
Meeting Date: MAY 13, 2008 Meeting Type: Annual
Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.C. Cambre For For Management
2 Elect Director J.A. Carrabba For For Management
3 Elect Director S.M. Cunningham For For Management
4 Elect Director B.J. Eldridge For For Management
5 Elect Director S.M. Green For For Management
6 Elect Director J.D. Ireland III For For Management
7 Elect Director F.R. McAllister For For Management
8 Elect Director R. Phillips For For Management
9 Elect Director R.K. Riederer For For Management
10 Elect Director A. Schwartz For For Management
11 Ratify Auditors For For Management
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CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 7, 2008 Meeting Type: Annual
Record Date: MAR 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For For Management
1.2 Elect Director Timothy Bitsberger For For Management
1.3 Elect Director Jackie M.Clegg For For Management
1.4 Elect Director James A. Donaldson For For Management
1.5 Elect Director J. Dennis Hastert For For Management
1.6 Elect Director William P. Miller, II For For Management
1.7 Elect Director Terry L. Savage For For Management
1.8 Elect Director Christopher Stewart For For Management
2 Ratify Auditors For For Management
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COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 8, 2007 Meeting Type: Annual
Record Date: SEP 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
1.8 Elect Director Jide Zeitlin For For Management
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COMPUWARE CORP.
Ticker: CPWR Security ID: 205638109
Meeting Date: AUG 28, 2007 Meeting Type: Annual
Record Date: JUL 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Archer For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director William O. Grabe For For Management
1.4 Elect Director William R. Halling For For Management
1.5 Elect Director Peter Karmanos, Jr. For For Management
1.6 Elect Director Faye Alexander Nelson For For Management
1.7 Elect Director Glenda D. Price For For Management
1.8 Elect Director W. James Prowse For For Management
1.9 Elect Director G. Scott Romney For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
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CONSOL ENERGY, INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: APR 29, 2008 Meeting Type: Annual
Record Date: MAR 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Whitmire For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director James E. Altmeyer, Sr. For For Management
1.4 Elect Director William E. Davis For For Management
1.5 Elect Director Raj K. Gupta For For Management
1.6 Elect Director Patricia A. Hammick For For Management
1.7 Elect Director David C. Hardesty, Jr. For For Management
1.8 Elect Director John T. Mills For For Management
1.9 Elect Director William P. Powell For For Management
1.10 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on GHG Emissions Reductions From Against Against Shareholder
Products and Operations
- --------------------------------------------------------------------------------
COOPER COMPANIES, INC., THE
Ticker: COO Security ID: 216648402
Meeting Date: MAR 18, 2008 Meeting Type: Annual
Record Date: FEB 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For Withhold Management
1.2 Elect Director Michael H. Kalkstein For Withhold Management
1.3 Elect Director Jody S. Lindell For Withhold Management
1.4 Elect Director Moses Marx For Withhold Management
1.5 Elect Director Donald Press For Withhold Management
1.6 Elect Director Steven Rosenberg For Withhold Management
1.7 Elect Director A.E. Rubenstein For Withhold Management
1.8 Elect Director Robert S. Weiss For Withhold Management
1.9 Elect Director Stanley Zinberg For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COVENTRY HEALTH CARE INC.
Ticker: CVH Security ID: 222862104
Meeting Date: MAY 15, 2008 Meeting Type: Annual
Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel Ackerman For For Management
1.2 Elect Director Lawrence N. Kugelman For For Management
1.3 Elect Director Dale B. Wolf For For Management
2 Ratify Auditors For For Management
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CUMMINS , INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2008 Meeting Type: Annual
Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert J. Darnall For For Management
2 Elect Director Robert K. Herdman For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director F. Joseph Loughrey For For Management
5 Elect Director William I. Miller For For Management
6 Elect Director Georgia R. Nelson For For Management
7 Elect Director Theodore M. Solso For For Management
8 Elect Director Carl Ware For For Management
9 Elect Director J. Lawrence Wilson For For Management
10 Ratify Auditors For For Management
11 Increase Authorized Common Stock For For Management
12 Adopt ILO Based Policies Against Against Shareholder
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DENTSPLY INTERNATIONAL, INC.
Ticker: XRAY Security ID: 249030107
Meeting Date: MAY 13, 2008 Meeting Type: Annual
Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Alfano For For Management
1.2 Elect Director Eric K. Brandt For For Management
1.3 Elect Director William F. Hecht For For Management
1.4 Elect Director Francis J. Lunger For For Management
2 Ratify Auditors For For Management
3 Prepare Sustainability Report Against Against Shareholder
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DISH NETWORK CORP.
Ticker: DISH Security ID: 25470M109
Meeting Date: JUN 5, 2008 Meeting Type: Annual
Record Date: APR 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James DeFranco For Withhold Management
1.2 Elect Director Cantey Ergen For Withhold Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Steven R. Goodbarn For For Management
1.5 Elect Director Gary S. Howard For For Management
1.6 Elect Director David K. Moskowitz For Withhold Management
1.7 Elect Director Tom A. Ortolf For For Management
1.8 Elect Director Carl E. Vogel For Withhold Management
2 Ratify Auditors For For Management
3 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
4 Other Business For Against Management
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DUN & BRADSTREET CORP, THE
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 6, 2008 Meeting Type: Annual
Record Date: MAR 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Alesio For For Management
1.2 Elect Director Naomi O. Seligman For For Management
1.3 Elect Director Michael J. Winkler For For Management
2 Ratify Auditors For For Management
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EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: APR 23, 2008 Meeting Type: Annual
Record Date: FEB 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ned C. Lautenbach For For Management
1.2 Elect Director John R. Miller For For Management
1.3 Elect Director Gregory R. Page For For Management
1.4 Elect Director Victor A. Pelson For For Management
2 Increase Authorized Common Stock For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Articles to Authorize the Board of For For Management
Directors to Make Future Amendments to
the Amended Regulations
5 Approve Omnibus Stock Plan For For Management
6 Approve Executive Incentive Bonus Plan For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
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EL PASO CORP
Ticker: EP Security ID: 28336L109
Meeting Date: MAY 14, 2008 Meeting Type: Annual
Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Juan Carlos Braniff For For Management
2 Elect Director James L. Dunlap For For Management
3 Elect Director Douglas L. Foshee For For Management
4 Elect Director Robert W. Goldman For For Management
5 Elect Director Anthony W. Hall, Jr. For For Management
6 Elect Director Thomas R. Hix For For Management
7 Elect Director William H. Joyce For For Management
8 Elect Director Ronald L. Kuehn, Jr. For For Management
9 Elect Director Ferrell P. McClean For For Management
10 Elect Director Steven J. Shapiro For For Management
11 Elect Director J. Michael Talbert For For Management
12 Elect Director Robert F. Vagt For For Management
13 Elect Director John L. Whitmire For For Management
14 Elect Director Joe B. Wyatt For For Management
15 Ratify Auditors For For Management
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EMBARQ CORP
Ticker: EQ Security ID: 29078E105
Meeting Date: MAY 1, 2008 Meeting Type: Annual
Record Date: MAR 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Brown For For Management
1.2 Elect Director Steven A. Davis For For Management
1.3 Elect Director Richard A. Gephardt For For Management
1.4 Elect Director Thomas A. Gerke For For Management
1.5 Elect Director John P. Mullen For For Management
1.6 Elect Director William A. Owens For For Management
1.7 Elect Director Dinesh C. Paliwal For For Management
1.8 Elect Director Stephanie M. Shern For For Management
1.9 Elect Director Laurie A. Siegel For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock Purchase For For Management
Plan
5 Approve Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
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ENDO PHARMACEUTICALS HOLDINGS INC.
Ticker: ENDP Security ID: 29264F205
Meeting Date: JUN 26, 2008 Meeting Type: Annual
Record Date: MAY 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Delucca For For Management
1.2 Elect Director David P. Holveck For For Management
1.3 Elect Director George F. Homer, III For For Management
1.4 Elect Director Michael Hyatt For For Management
1.5 Elect Director Roger H. Kimmel For For Management
1.6 Elect Director C.A. Meanwell, Md. Phd. For For Management
1.7 Elect Director Joseph C. Scodari For For Management
1.8 Elect Director William F. Spengler For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
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ENSCO INTERNATIONAL, INC.
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 22, 2008 Meeting Type: Annual
Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Roderick Clark For For Management
2 Elect Director Daniel W. Rabun For For Management
3 Elect Director Keith O. Rattie For For Management
4 Elect Director C. Christopher Gaut For For Management
5 Ratify Auditors For For Management
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ESTEE LAUDER COMPANIES INC., THE
Ticker: EL Security ID: 518439104
Meeting Date: NOV 9, 2007 Meeting Type: Annual
Record Date: SEP 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aerin Lauder For For Management
1.2 Elect Director William P. Lauder For For Management
1.3 Elect Director Lynn Forester de For For Management
Rothschild
1.4 Elect Director Richard D. Parsons For Withhold Management
2 Amend Non-Employee Director Omnibus Stock For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 28, 2008 Meeting Type: Annual
Record Date: MAR 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary G. Benanav For For Management
1.2 Elect Director Frank J. Borelli For For Management
1.3 Elect Director Maura C. Breen For For Management
1.4 Elect Director Nicholas J. LaHowchic For For Management
1.5 Elect Director Thomas P. Mac Mahon For For Management
1.6 Elect Director Woodrow A. Myers Jr. For For Management
1.7 Elect Director John O. Parker, Jr. For For Management
1.8 Elect Director George Paz For For Management
1.9 Elect Director Samuel K. Skinner For For Management
1.10 Elect Director Seymour Sternberg For For Management
1.11 Elect Director Barrett A. Toan For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
FIRST SOLAR INC
Ticker: FSLR Security ID: 336433107
Meeting Date: MAY 23, 2008 Meeting Type: Annual
Record Date: APR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Craig Kennedy For For Management
1.3 Elect Director James F. Nolan For For Management
1.4 Elect Director J. Thomas Presby For For Management
1.5 Elect Director Bruce Sohn For For Management
1.6 Elect Director Paul H. Stebbins For For Management
1.7 Elect Director Michael Sweeney For For Management
1.8 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLUOR CORP.
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 7, 2008 Meeting Type: Annual
Record Date: MAR 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ilesanmi Adesida For For Management
2 Elect Director Peter J. Fluor For For Management
3 Elect Director Joseph W. Prueher For For Management
4 Elect Director Suzanne H. Woolsey For For Management
5 Ratify Auditors For For Management
6 Increase Authorized Common Stock For For Management
7 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 24, 2008 Meeting Type: Annual
Record Date: MAY 1, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Riggio For For Management
1.2 Elect Director Stanley (Mickey) Steinberg For For Management
1.3 Elect Director Gerald R. Szczepanski For For Management
1.4 Elect Director Lawrence S. Zilavy For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 13, 2008 Meeting Type: Annual
Record Date: MAR 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank J. Borelli For For Management
2 Elect Director Michael D. Fraizer For For Management
3 Elect Director Nancy J. Karch For For Management
4 Elect Director J. Robert ?Bob? Kerrey For For Management
5 Elect Director Risa J. Lavizzo-Mourey For For Management
6 Elect Director Saiyid T. Naqvi For For Management
7 Elect Director James A. Parke For For Management
8 Elect Director James S. Riepe For For Management
9 Elect Director Barrett A. Toan For For Management
10 Elect Director Thomas B. Wheeler For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 22, 2008 Meeting Type: Annual
Record Date: MAR 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas A. Berthiaume For For Management
2 Elect Director Gail K. Boudreaux For For Management
3 Elect Director Robert J. Carpenter For For Management
4 Elect Director Charles L. Cooney, Ph.D. For For Management
5 Elect Director Richard F. Syron For Against Management
6 Amend Omnibus Stock Plan For For Management
7 Amend Non-Employee Director Omnibus Stock For For Management
Plan
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GLOBALSANTAFE CORPORATION (FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: GSF Security ID: G3930E101
Meeting Date: NOV 9, 2007 Meeting Type: Court
Record Date: OCT 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE SCHEME OF ARRANGEMENT, For For Management
ATTACHED TO THE ACCOMPANYING JOINT PROXY
STATEMENT AS ANNEX H. TO BE VOTED ON AT
THE FIRST PART OF THE SHAREHOLDERS
MEETING, WHICH PART IS CONVENED PURSUANT
TO THE ORDER OF THE GRAND COURT OF THE
CAYMAN ISLANDS.
2 APPROVAL OF THE SCHEME OF ARRANGEMENT, For For Management
ATTACHED TO THE ACCOMPANYING JOINT PROXY
STATEMENT AS ANNEX H. TO BE VOTED ON AT
THE SECOND PART OF THE SHAREHOLDERS
MEETING, WHICH PART IS CONVENED IN
ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION.
- --------------------------------------------------------------------------------
GOODRICH CORPORATION
Ticker: GR Security ID: 382388106
Meeting Date: APR 22, 2008 Meeting Type: Annual
Record Date: MAR 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane C. Creel For For Management
1.2 Elect Director George A. Davidson, Jr. For For Management
1.3 Elect Director Harris E. DeLoach, Jr. For For Management
1.4 Elect Director James W. Griffith For For Management
1.5 Elect Director William R. Holland For For Management
1.6 Elect Director John P. Jumper For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Lloyd W. Newton For For Management
1.9 Elect Director Douglas E. Olesen For For Management
1.10 Elect Director Alfred M. Rankin, Jr. For For Management
1.11 Elect Director A. Thomas Young For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
GOODYEAR TIRE & RUBBER CO., THE
Ticker: GT Security ID: 382550101
Meeting Date: APR 8, 2008 Meeting Type: Annual
Record Date: FEB 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Boland For For Management
1.2 Elect Director James A. Firestone For For Management
1.3 Elect Director Robert J. Keegan For For Management
1.4 Elect Director W. Alan McCollough For For Management
1.5 Elect Director Steven A. Minter For For Management
1.6 Elect Director Denise M. Morrison For For Management
1.7 Elect Director Rodney O'Neal For For Management
1.8 Elect Director Shirley D. Peterson For For Management
1.9 Elect Director G. Craig Sullivan For For Management
1.10 Elect Director Thomas H. Weidemeyer For For Management
1.11 Elect Director Michael R. Wessel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 7, 2008 Meeting Type: Annual
Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edith E. Holiday For For Management
1.2 Elect Director John H. Mullin For For Management
1.3 Elect Director John J. O'Connor For For Management
1.4 Elect Director F. Borden Walker For For Management
1.5 Elect Director Robert N. Wilson For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
HITTITE MICROWAVE CORPORATION
Ticker: HITT Security ID: 43365Y104
Meeting Date: MAY 8, 2008 Meeting Type: Annual
Record Date: APR 1, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Daly For For Management
1.2 Elect Director Ernest L. Godshalk For For Management
1.3 Elect Director Rick D. Hess For For Management
1.4 Elect Director Adrienne M. Markham For For Management
1.5 Elect Director Brian P. McAloon For For Management
1.6 Elect Director Cosmo S. Trapani For For Management
1.7 Elect Director Franklin Weigold For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HLTH CORP.
Ticker: HLTH Security ID: 40422Y101
Meeting Date: SEP 18, 2007 Meeting Type: Annual
Record Date: AUG 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Adler, M.D. For For Management
1.2 Elect Director Kevin M. Cameron For For Management
1.3 Elect Director Herman Sarkowsky For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 24, 2008 Meeting Type: Annual
Record Date: FEB 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Jones, Jr. For For Management
2 Elect Director Frank A. D'Amelio For For Management
3 Elect Director W. Roy Dunbar For For Management
4 Elect Director Kurt J. Hilzinger For For Management
5 Elect Director Michael B. McCallister For For Management
6 Elect Director William J. McDonald For For Management
7 Elect Director James J. O'Brien For For Management
8 Elect Director W. Ann Reynolds For For Management
9 Approve Executive Incentive Bonus Plan For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: FEB 27, 2008 Meeting Type: Annual
Record Date: DEC 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Bittman For For Management
1.2 Elect Director Richard R. Burt For For Management
1.3 Elect Director Patti S. Hart For For Management
1.4 Elect Director Leslie S. Heisz For For Management
1.5 Elect Director Robert A. Mathewson For For Management
1.6 Elect Director Thomas J. Matthews For For Management
1.7 Elect Director Robert Miller For For Management
1.8 Elect Director Frederick B. Rentschler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: MAY 7, 2008 Meeting Type: Annual
Record Date: MAR 13, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Bell For For Management
1.2 Elect Director Dr. Robert W. Conn For For Management
1.3 Elect Director James V. Diller For For Management
1.4 Elect Director Gary E. Gist For For Management
1.5 Elect Director Mercedes Johnson For For Management
1.6 Elect Director Gregory Lang For For Management
1.7 Elect Director Jan Peeters For For Management
1.8 Elect Director Robert N. Pokelwaldt For For Management
1.9 Elect Director James A. Urry For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
INVESCO LTD. (FORMERLY INVESCO PLC)
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 14, 2008 Meeting Type: Annual
Record Date: MAR 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: REX D. ADAMS For For Management
2 ELECTION OF DIRECTOR: SIR JOHN BANHAM For For Management
3 ELECTION OF DIRECTOR: DENIS KESSLER For For Management
4 Ratify Auditors For For Management
5 APPROVAL OF 2008 GLOBAL EQUITY INCENTIVE For For Management
PLAN
6 APPROVAL OF EXECUTIVE INCENTIVE BONUS For For Management
PLAN
- --------------------------------------------------------------------------------
INVITROGEN CORP.
Ticker: IVGN Security ID: 46185R100
Meeting Date: APR 30, 2008 Meeting Type: Annual
Record Date: FEB 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Balakrishnan S. Iyer For For Management
1.2 Elect Director Ronald A. Matricaria For For Management
1.3 Elect Director W. Ann Reynolds For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JBX Security ID: 466367109
Meeting Date: SEP 21, 2007 Meeting Type: Special
Record Date: AUG 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 21, 2008 Meeting Type: Annual
Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary B. Cranston For For Management
1.2 Elect Director J. Michael Lawrie For For Management
2 Approve Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KIRBY CORP.
Ticker: KEX Security ID: 497266106
Meeting Date: APR 22, 2008 Meeting Type: Annual
Record Date: MAR 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James R. Clark For For Management
2 Elect Director David L. Lemmon For For Management
3 Elect Director George A. Peterkin, Jr. For For Management
4 Elect Director Richard R. Stewart For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Non-Employee Director Omnibus Stock For For Management
Plan
7 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 26, 2008 Meeting Type: Annual
Record Date: APR 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reuben V. Anderson For For Management
2 Elect Director Robert D. Beyer For For Management
3 Elect Director David B. Dillon For For Management
4 Elect Director Susan J. Kropf For For Management
5 Elect Director John T. LaMacchia For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director Don W. McGeorge For For Management
8 Elect Director W. Rodney McMullen For For Management
9 Elect Director Jorge P. Montoya For For Management
10 Elect Director Clyde R. Moore For For Management
11 Elect Director Susan M. Phillips For For Management
12 Elect Director Steven R. Rogel For For Management
13 Elect Director James A. Runde For For Management
14 Elect Director Ronald L. Sargent For For Management
15 Elect Director Bobby S. Shackouls For For Management
16 Approve Omnibus Stock Plan For For Management
17 Ratify Auditors For For Management
18 Adopt Climate Change Policy Against Against Shareholder
19 Adopt Purchasing Preference for Suppliers Against Against Shareholder
Using CAK
20 Phase out Sales of Eggs from Battery Cage Against Against Shareholder
Hens
21 Report on Company Product Safety Policies Against Against Shareholder
22 Pay For Superior Performance Against Against Shareholder
- --------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 19, 2007 Meeting Type: Annual
Record Date: MAY 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Harold L. Adams For For Management
1.2 Elect Raymond A. Mason For For Management
1.3 Elect Margaret Milner Richardson For For Management
1.4 Elect Kurt L. Schmoke For For Management
1.5 Elect Robert E. Angelica For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Ratify Auditors For For Management
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: LTR Security ID: 540424207
Meeting Date: MAY 13, 2008 Meeting Type: Annual
Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ann E. Berman For For Management
2 Elect Director Joseph L. Bower For For Management
3 Elect Director Charles M. Diker For For Management
4 Elect Director Paul J. Fribourg For For Management
5 Elect Director Walter L. Harris For For Management
6 Elect Director Philip A. Laskawy For For Management
7 Elect Director Gloria R. Scott For For Management
8 Elect Director Andrew H. Tisch For For Management
9 Elect Director James S. Tisch For For Management
10 Elect Director Jonathan M. Tisch For For Management
11 Ratify Auditors For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Pay For Superior Performance Against Against Shareholder
14 Adopt Principles for Health Care Reform Against Against Shareholder
15 Amend Tobacco Marketing Strategies Against Against Shareholder
- --------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 3, 2008 Meeting Type: Annual
Record Date: APR 9, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard S.Y. Fung For For Management
1.2 Elect Director Marc Olivie For For Management
1.3 Elect Director Mark Schwartz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAX CAPITAL GROUP LTD
Ticker: MXGL Security ID: G6052F103
Meeting Date: MAY 5, 2008 Meeting Type: Annual
Record Date: FEB 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT WILLIS T. KING, JR. TO THE BOARD For For Management
OF DIRECTORS OF MAX CAPITAL GROUP LTD. TO
SERVE UNTIL THE ANNUAL MEETING OF 2011.
2 TO ELECT JAMES H. MACNAUGHTON TO THE For For Management
BOARD OF DIRECTORS OF MAX CAPITAL GROUP
LTD. TO SERVE UNTIL THE ANNUAL MEETING OF
2011.
3 TO ELECT PETER A. MINTON TO THE BOARD OF For For Management
DIRECTORS OF MAX CAPITAL GROUP LTD. TO
SERVE UNTIL THE ANNUAL MEETING OF 2011.
4 TO ELECT STEVEN M. SKALA TO THE BOARD OF For For Management
DIRECTORS OF MAX CAPITAL GROUP LTD. TO
SERVE UNTIL THE ANNUAL MEETING OF 2011.
5 TO AUTHORIZE THE ELECTION OF PETER A. For For Management
MINTON TO THE BOARD OF DIRECTORS OF MAX
BERMUDA LTD. TO SERVE UNTIL THE ANNUAL
MEETING OF SHAREHOLDERS IN 2011.
6 Ratify Auditors For For Management
7 Ratify Auditors For For Management
8 TO APPROVE THE MAX CAPITAL GROUP LTD. For For Management
2008 EMPLOYEE STOCK PURCHASE PLANS.
9 TO APPROVE AN AMENDMENT TO MAX CAPITAL For For Management
GROUP LTD S BYE-LAWS TO PERMIT FOR THE
HOLDING OF TREASURY SHARES BY MAX CAPITAL
GROUP LTD.
10 TO APPROVE THE MAX CAPITAL GROUP LTD. For For Management
2008 STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC.
Ticker: WFR Security ID: 552715104
Meeting Date: APR 23, 2008 Meeting Type: Annual
Record Date: MAR 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Blackmore For For Management
1.2 Elect Director Nabeel Gareeb For For Management
1.3 Elect Director Marshall Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MILLIPORE CORP.
Ticker: MIL Security ID: 601073109
Meeting Date: MAY 8, 2008 Meeting Type: Annual
Record Date: MAR 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvin D. Booth For For Management
1.2 Elect Director Maureen A. Hendricks For For Management
1.3 Elect Director Martin D. Madaus For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MOLSON COORS BREWING CO
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 15, 2008 Meeting Type: Annual
Record Date: MAR 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Cleghorn For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director David P. O'Brien For For Management
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 14, 2008 Meeting Type: Annual
Record Date: MAR 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert E. Beauchamp For For Management
2 Elect Director Jeffery A. Smisek For For Management
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORP.
Ticker: NSM Security ID: 637640103
Meeting Date: SEP 28, 2007 Meeting Type: Annual
Record Date: AUG 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brian L. Halla For For Management
2 Elect Director Steven R. Appleton For For Management
3 Elect Director Gary P. Arnold For For Management
4 Elect Director Richard J. Danzig For For Management
5 Elect Director John T. Dickson For For Management
6 Elect Director Robert J. Frankenberg For For Management
7 Elect Director E. Floyd Kvamme For For Management
8 Elect Director Modesto A. Maidique For For Management
9 Elect Director Edward McCracken For For Management
10 Ratify Auditors For For Management
11 Approve Omnibus Stock Plan For Against Management
12 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
NETWORK APPLIANCE, INC.
Ticker: NTAP Security ID: 64120L104
Meeting Date: SEP 19, 2007 Meeting Type: Annual
Record Date: JUL 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Jeffry R. Allen For For Management
1.4 Elect Director Carol A. Bartz For For Management
1.5 Elect Director Alan L. Earhart For For Management
1.6 Elect Director Edward Kozel For For Management
1.7 Elect Director Mark Leslie For For Management
1.8 Elect Director Nicholas G. Moore For For Management
1.9 Elect Director George T. Shaheen For For Management
1.10 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Approve Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID: 649445103
Meeting Date: JUN 11, 2008 Meeting Type: Annual
Record Date: APR 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominick Ciampa For For Management
1.2 Elect Director William C. Frederick, M.D. For For Management
1.3 Elect Director Max L. Kupferberg For For Management
1.4 Elect Director Spiros J. Voutsinas For For Management
1.5 Elect Director Robert Wann For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: G65422100
Meeting Date: MAY 1, 2008 Meeting Type: Annual
Record Date: MAR 6, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Chazen For For Management
1.2 Elect Director Mary P. Ricciardello For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 15, 2008 Meeting Type: Annual
Record Date: FEB 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Arthur L. Kelly For For Management
1.6 Elect Director Robert C. McCormack For For Management
1.7 Elect Director Edward J. Mooney For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director John W. Rowe For For Management
1.10 Elect Director Harold B. Smith For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director Enrique J. Sosa For For Management
1.13 Elect Director Charles A. Tribbett III For For Management
1.14 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NRG ENERGY INC
Ticker: NRG Security ID: 629377508
Meeting Date: MAY 14, 2008 Meeting Type: Annual
Record Date: MAR 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence S. Coben For For Management
1.2 Elect Director Paul W. Hobby For For Management
1.3 Elect Director Herbert H. Tate For For Management
1.4 Elect Director Walter R. Young For For Management
2 Approve Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: APR 21, 2008 Meeting Type: Annual
Record Date: MAR 7, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Berger For For Management
1.2 Elect Director Robert J. Frankenberg For For Management
1.3 Elect Director Jeffrey A. Harris For For Management
1.4 Elect Director William H. Janeway For For Management
1.5 Elect Director Katharine A. Martin For For Management
1.6 Elect Director Mark B. Myers For For Management
1.7 Elect Director Philip J. Quigley For For Management
1.8 Elect Director Paul A. Ricci For For Management
1.9 Elect Director Robert G. Teresi For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAR 12, 2008 Meeting Type: Special
Record Date: JAN 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Common Stock Pursuant For For Management
to Agreement and Plan of Merger and
Reorganization
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORP.
Ticker: PH Security ID: 701094104
Meeting Date: OCT 24, 2007 Meeting Type: Annual
Record Date: AUG 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda S. Harty For Withhold Management
1.2 Elect Director Candy M. Obourn For Withhold Management
1.3 Elect Director Donald E. Washkewicz For Withhold Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEABODY ENERGY CORP.
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 8, 2008 Meeting Type: Annual
Record Date: MAR 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Van Trease For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
Ticker: PENN Security ID: 707569109
Meeting Date: DEC 12, 2007 Meeting Type: Special
Record Date: NOV 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
PEPSI BOTTLING GROUP, INC., THE
Ticker: PBG Security ID: 713409100
Meeting Date: MAY 28, 2008 Meeting Type: Annual
Record Date: MAR 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Linda G. Alvarado For For Management
2 Elect Director Barry H. Beracha For For Management
3 Elect Director John C. Compton For For Management
4 Elect Director Eric J. Foss For For Management
5 Elect Director Ira D. Hall For For Management
6 Elect Director Susan D. Kronick For For Management
7 Elect Director Blythe J. McGarvie For For Management
8 Elect Director John A. Quelch For For Management
9 Elect Director Javier G. Teruel For For Management
10 Elect Director Cynthia M. Trudell For For Management
11 Adopt Plurality Voting for Contested For For Management
Election of Directors
12 Amend Omnibus Stock Plan For Against Management
13 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PHILLIPS-VAN HEUSEN CORP.
Ticker: PVH Security ID: 718592108
Meeting Date: JUN 19, 2008 Meeting Type: Annual
Record Date: APR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Baglivo For For Management
1.2 Elect Director Emanuel Chirico For For Management
1.3 Elect Director Edward H. Cohen For For Management
1.4 Elect Director Joseph B. Fuller For For Management
1.5 Elect Director Margaret L. Jenkins For For Management
1.6 Elect Director Bruce Maggin For For Management
1.7 Elect Director V. James Marino For For Management
1.8 Elect Director Henry Nasella For For Management
1.9 Elect Director Rita M. Rodriguez For For Management
1.10 Elect Director Craig Rydin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 17, 2008 Meeting Type: Annual
Record Date: FEB 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hugh Grant For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Robert Mehrbian For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 22, 2008 Meeting Type: Annual
Record Date: FEB 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nance K. Dicciani For For Management
1.2 Elect Director Edward G. Galante For For Management
1.3 Elect Director Ira D. Hall For For Management
1.4 Elect Director Raymond W. LeBoeuf For For Management
1.5 Elect Director Larry D. McVay For For Management
1.6 Elect Director Wayne T. Smith For For Management
1.7 Elect Director H. Mitchell Watson, Jr. For For Management
1.8 Elect Director Robert L. Wood For For Management
2 Require Majority Vote for Non-Contested For For Management
Election
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC.
Ticker: PDE Security ID: 74153Q102
Meeting Date: MAY 19, 2008 Meeting Type: Annual
Record Date: MAR 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A.B. Brown For For Management
1.2 Elect Director Kenneth M. Burke For For Management
1.3 Elect Director Archie W. Dunham For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Francis S. Kalman For For Management
1.6 Elect Director Ralph D. Mcbride For For Management
1.7 Elect Director Robert G. Phillips For For Management
1.8 Elect Director Louis A. Raspino For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUESTAR CORP.
Ticker: STR Security ID: 748356102
Meeting Date: MAY 20, 2008 Meeting Type: Annual
Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillips S. Baker, Jr. For For Management
1.2 Elect Director L. Richard Flury For For Management
1.3 Elect Director Bruce A. Williamson For For Management
1.4 Elect Director James A. Harmon For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors None For Shareholder
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 6, 2008 Meeting Type: Annual
Record Date: DEC 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce M. Rockwell For For Management
1.2 Elect Director Joseph F. Toot, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 22, 2008 Meeting Type: Annual
Record Date: MAR 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart G. Moldaw For For Management
1.2 Elect Director George P. Orban For For Management
1.3 Elect Director Donald H. Seiler For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 13, 2008 Meeting Type: Annual
Record Date: MAR 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura D.S. Laviada For For Management
1.2 Elect Director Eyal Ofer For For Management
1.3 Elect Director William K. Reilly For For Management
1.4 Elect Director A. Alexander Wilhelmsen For For Management
2 APPROVAL OF ROYAL CARIBBEAN CRUISES LTD. For For Management
2008 EQUITY PLAN.
3 RATIFICATION OF APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR 2008.
4 THE SHAREHOLDER PROPOSAL SET FORTH IN THE Against Against Shareholder
ACCOMPANYING PROXY STATEMENT.
- --------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUL 12, 2007 Meeting Type: Annual
Record Date: MAY 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stratton Sclavos For Withhold Management
1.2 Elect Director Lawrence Tomlinson For For Management
1.3 Elect Director Shirley Young For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004C101
Meeting Date: MAY 28, 2008 Meeting Type: Annual
Record Date: MAR 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eli Harari For For Management
2 Elect Director Irwin Federman For For Management
3 Elect Director Steven J. Gomo For For Management
4 Elect Director Eddy W. Hartenstein For For Management
5 Elect Director Catherine P. Lego For For Management
6 Elect Director Michael E. Marks For For Management
7 Elect Director James D. Meindl For For Management
8 Ratify Auditors For For Management
9 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
SHERWIN-WILLIAMS CO., THE
Ticker: SHW Security ID: 824348106
Meeting Date: APR 16, 2008 Meeting Type: Annual
Record Date: FEB 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director James C. Boland For For Management
1.3 Elect Director Christopher M. Connor For For Management
1.4 Elect Director Daniel E. Evans For For Management
1.5 Elect Director David F. Hodnik For For Management
1.6 Elect Director Susan J. Kropf For For Management
1.7 Elect Director Robert W. Mahoney For For Management
1.8 Elect Director Gary E. McCullough For For Management
1.9 Elect Director A. Malachi Mixon, III For For Management
1.10 Elect Director Curtis E. Moll For For Management
1.11 Elect Director Richard K. Smucker For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 9, 2008 Meeting Type: Annual
Record Date: MAR 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Devenuti For For Management
1.2 Elect Director Stuart M. Essig For For Management
1.3 Elect Director Thomas H. Garrett III For For Management
1.4 Elect Director Wendy L. Yarno For For Management
2 Amend Omnibus Stock Plan For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: APR 21, 2008 Meeting Type: Annual
Record Date: FEB 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. De Geus For For Management
1.2 Elect Director Chi-Foon Chan For For Management
1.3 Elect Director Alfred Castino For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director Deborah A. Coleman For For Management
1.6 Elect Director John Schwarz For For Management
1.7 Elect Director Sasson Somekh For For Management
1.8 Elect Director Roy Valley For For Management
1.9 Elect Director Steven C. Walske For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TD AMERITRADE HOLDINGS CORP.
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 20, 2008 Meeting Type: Annual
Record Date: DEC 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joe Ricketts For For Management
1.2 Elect Director Dan W. Cook III For For Management
1.3 Elect Director Thomas J. Mullin For For Management
1.4 Elect Director Wilbur J. Prezzano For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Security ID: 88162F105
Meeting Date: MAY 9, 2008 Meeting Type: Annual
Record Date: MAR 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Coombs For For Management
1.2 Elect Director Ralph S. Cunningham For For Management
1.3 Elect Director Tom H. Delimitros For For Management
1.4 Elect Director Geoffrey M. Hertel For For Management
1.5 Elect Director Allen T. Mcinnes For For Management
1.6 Elect Director Kenneth P. Mitchell For For Management
1.7 Elect Director William D. Sullivan For For Management
1.8 Elect Director Kenneth E. White, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
THQ INC.
Ticker: THQI Security ID: 872443403
Meeting Date: JUL 30, 2007 Meeting Type: Annual
Record Date: JUN 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian J. Farrell For For Management
1.2 Elect Director Lawrence Burstein For For Management
1.3 Elect Director Henry T. DeNero For For Management
1.4 Elect Director Brian P. Dougherty For Withhold Management
1.5 Elect Director Jeffrey W. Griffiths For For Management
1.6 Elect Director Gary E. Rieschel For For Management
1.7 Elect Director James Whims For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIMKEN CO. (THE)
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 1, 2008 Meeting Type: Annual
Record Date: FEB 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Cox For For Management
1.2 Elect Director Robert W. Mahoney For For Management
1.3 Elect Director Ward J. Timken, Jr. For For Management
1.4 Elect Director Joseph F. Toot, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
TJX COMPANIES, INC., THE
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 3, 2008 Meeting Type: Annual
Record Date: APR 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose B. Alvarez For For Management
1.2 Elect Director Alan M. Bennett For For Management
1.3 Elect Director David A. Brandon For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Carol Meyrowitz For For Management
1.9 Elect Director John F. O'Brien For For Management
1.10 Elect Director Robert F. Shapiro For For Management
1.11 Elect Director Willow B. Shire For For Management
1.12 Elect Director Fletcher H. Wiley For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Implement MacBride Principles Against Against Shareholder
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90073100
Meeting Date: MAY 16, 2008 Meeting Type: Annual
Record Date: MAR 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: JON A. MARSHALL For For Management
2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA For For Management
3 ELECTION OF DIRECTOR: ROBERT E. ROSE For For Management
4 ELECTION OF DIRECTOR: IAN C. STRACHAN For For Management
5 APPROVAL OF THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2008.
- --------------------------------------------------------------------------------
UNIONBANCAL CORP.
Ticker: UB Security ID: 908906100
Meeting Date: MAY 22, 2008 Meeting Type: Annual
Record Date: MAR 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director David R. Andrews For For Management
1.3 Elect Director Nicholas B. Binkley For For Management
1.4 Elect Director L. Dale Crandall For For Management
1.5 Elect Director Murray H. Dashe For For Management
1.6 Elect Director Richard D. Farman For For Management
1.7 Elect Director Philip B. Flynn For For Management
1.8 Elect Director Christine Garvey For For Management
1.9 Elect Director Michael J. Gillfillan For For Management
1.10 Elect Director Mohan S. Gyani For For Management
1.11 Elect Director Ronald L. Havner, Jr. For For Management
1.12 Elect Director Norimichi Kanari For For Management
1.13 Elect Director Mary S. Metz For For Management
1.14 Elect Director Shigemitsu Miki For Withhold Management
1.15 Elect Director J. Fernando Niebla For For Management
1.16 Elect Director Kyota Omori For For Management
1.17 Elect Director Barbara L. Rambo For For Management
1.18 Elect Director Masaaki Tanaka For For Management
1.19 Elect Director Dean A. Yoost For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORP.
Ticker: X Security ID: 912909108
Meeting Date: APR 29, 2008 Meeting Type: Annual
Record Date: FEB 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Gephardt For For Management
1.2 Elect Director Glenda G. McNeal For For Management
1.3 Elect Director Patricia A. Tracey For For Management
1.4 Elect Director Graham B. Spanier For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: VSEA Security ID: 922207105
Meeting Date: FEB 4, 2008 Meeting Type: Annual
Record Date: DEC 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Aurelio For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 29, 2008 Meeting Type: Annual
Record Date: MAR 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director John D. Roach For For Management
1.5 Elect Director Louis A. Simpson For For Management
1.6 Elect Director Timothy Tomlinson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 21, 2008 Meeting Type: Annual
Record Date: APR 7, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy W. Haley For For Management
1.2 Elect Director George L. Miles, Jr. For For Management
1.3 Elect Director John K. Morgan For For Management
1.4 Elect Director James L. Singleton For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 15, 2008 Meeting Type: Annual
Record Date: MAR 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph R. Cleveland For For Management
2 Elect Director Juanita H. Hinshaw For For Management
3 Elect Director Frank T. Macinnis For For Management
4 Elect Director Steven J. Malcolm For For Management
5 Elect Director Janice D. Stoney For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 15, 2008 Meeting Type: Annual
Record Date: MAR 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Dorman For For Management
1.2 Elect Director Massimo Ferragamo For For Management
1.3 Elect Director J. David Grissom For For Management
1.4 Elect Director Bonnie G. Hill For For Management
1.5 Elect Director Robert Holland, Jr. For For Management
1.6 Elect Director Kenneth G. Langone For For Management
1.7 Elect Director Jonathan S. Linen For For Management
1.8 Elect Director Thomas C. Nelson For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Thomas M. Ryan For For Management
1.11 Elect Director Jing-Shyh S. Su For For Management
1.12 Elect Director Jackie Trujillo For For Management
1.13 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Omnibus Stock Plan For Against Management
5 Adopt MacBride Principles Against Against Shareholder
6 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
7 Report on Sustainability and Food Safety Against Against Shareholder
in the Supply Chain
8 Report on Animal Welfare Policies Against Against Shareholder
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 5, 2008 Meeting Type: Annual
Record Date: MAR 6, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David C. Dvorak For For Management
2 Elect Director Robert A. Hagemann For For Management
3 Elect Director Arthur J. Higgins For For Management
4 Elect Director Cecil B. Pickett For For Management
5 Ratify Auditors For For Management
6 Amend Executive Incentive Bonus Plan For For Management
7 Eliminate Supermajority Vote Requirement For For Management
============================ MFS MONEY MARKET FUND =============================
NO VOTING RECORDS FOR THIS REPORTING PERIOD
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: MFS SERIES TRUST IV
By (Signature and Title) Robert J. Manning
----------------------------------------------
Robert J. Manning, Principal Executive Officer
Date: August 26, 2008