1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report: July 8, 1996 (Date of earliest event reported) NORTH EAST INSURANCE COMPANY (Exact name of registrant as specified in its charter) Maine 0-11184 01-0278387 (State or other jurisdiction of (Commission (I.R.S. Employer incorporation or organization) File No.) Identification No.) 482 Payne Road, Scarborough, Maine 04074 (Address of principal executive offices) (Zip code) Registrant's telephone number: (207) 883-2232 2 Item 5. Other Events. As previously reported, the Registrant on July 2, 1996 commenced a private placement of up to 1,500,000 shares of its Common Stock, at an offering price of $1.20 per share. On July 8, 1996, the Registrant decided to increase the offering price to $1.25 per share, due in part to an increase in the prevailing trading price of the Registrant's Common Stock, as reported on NASDAQ. The Registrant has received two letters from Ballantrae Partners, L.L.C. objecting to the private placement. Ballantrae entered into a Purchase Agreement dated as of May 14, 1996 to purchase 810,000 shares of the Registrant's Common Stock from Bernard D. Gershuny. That purchase is subject to various conditions that have not yet been satisfied, including a requirement under applicable law to obtain prior regulatory approval from the Maine Bureau of Insurance and the New York Insurance Department. Enclosed herewith are copies of Ballantrae's letters and a response from Robert G. Schatz, President of the Registrant. Item 7. Financial Statements and Exhibits. (a), (b) Not applicable. (c) The following are filed as exhibits to this report. 99.1. Letter dated July 2, 1996 of Murry N. Gunty to Robert G. Schatz. 99.2. Letter dated July 8, 1996 of Murry N. Gunty to Robert G. Schatz. 99.3. Letter dated July 9, 1996 of Robert G. Schatz to Murry N. Gunty. 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. NORTH EAST INSURANCE COMPANY Date: July 9, 1996 By: /s/ Graham S. Payne Graham S. Payne Treasurer and Chief Financial Officer 4 INDEX TO EXHIBITS Exhibit Number Description Page - ------- --------------------------------------- ---- 99.1 Letter dated July 2, 1996 of Murry N. Gunty to Robert G. Schatz 99.2 Letter dated July 8, 1996 of Murry N. Gunty to Robert G. Schatz 99.3 Letter dated July 9, 1996 of Robert G. Schatz to Murry N. Gunty