1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 1996 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ____________to____________ Commission file number 0-12489 SPECTRAN CORPORATION (Exact name of registrant as specified in its charter) Delaware 04-2729372 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 50 Hall Road, Sturbridge, Massachusetts 01566 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (508) 347-2261 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No. The number of shares of the registrant's Common Stock outstanding as of October 31, 1996 was 5,398,354. 1 2 ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K (a) Exhibit 10.75 Contractual Agreement between Lucent Technologies, Inc. and SpecTran Corporation dated October 3, 1996. (Registrant has been granted confidential treatment) Exhibit 10.76 Three year multimode optical fiber supply contract between Corning, Incorporated and SpecTran Corporation dated as of July 1, 1996. (Registrant has been granted confidential treatment) SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SPECTRAN CORPORATION (Registrant) Date: February 3, 1997 BY: /s/ R.E. Jaeger ------------------------- Raymond E. Jaeger Chairman of the Board Date: February 3, 1997 BY: /s/ Bruce A. Cannon ------------------------- Bruce A. Cannon Senior Vice President and Chief Financial Officer