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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): November 23, 1998
LITCHFIELD FINANCIAL CORPORATION
(Exact Name of Registrant as Specified in its Charter)
Massachusetts 0-19822 04-3023928
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(State or other jurisdiction of (Commission File (IRS Employer
incorporation or organization) Number) (Identification Number)
430 Main Street
Williamstown, MA 01267 05352
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(Address of principal (Zip Code)
executive offices)
Registrant's telephone number, including area code: (413) 458-1000
(Former name or former address, if changed since last report.)
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Item 5. Other Events.
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In conjunction with the offering of its 9.25% Series B Notes due
December 1, 2003, the Company executed an Underwriting Agreement with McDonald
Investments Inc., attached hereto as Exhibit 1.2.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
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(c) Exhibits
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1.2 Underwriting Agreement, dated as of November 23, 1998, between the
Company and McDonald Investments Inc.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
LITCHFIELD FINANCIAL CORPORATION
Dated: November 23, 1998 By: /s/ RICHARD A. STRATTON
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Richard A. Stratton, President,
Chief Executive Officer and
Director