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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES AND EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
January 29, 2001
Annaly Mortgage Management, Inc.
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(Exact Name of Registrant as Specified in its Charter)
Maryland 1-13447 22-3479661
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State or Other Jurisdiction (Commission (I.R.S. Employer
Of Incorporation) File Number) Identification No.)
12 East 41st Street
Suite 700 10017
New York, New York -----
(Address of Principal Executive (Zip Code)
Offices)
Registrant's telephone number, including area code: (212) 696-0100
No Change
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(Former Name or Former Address, if Changed Since Last Report)
Item 5. Other Events.
Common Stock Offering.
On January 23, 2001, the Company entered into an underwriting agreement
with Friedman, Billings, Ramsey & Co., Inc., as representative of the
underwriters (collectively, the "Underwriters") relating to the sale of
9,000,000 of Common Stock, par value $0.01 per share (the "Common Stock"), and
the granting of an option for an additional 1,350,000 shares to the Underwriters
to fulfill over-allotments that may occur during the offering process. This
offering closed on January 29, 2001.
On January 23, 2001 the Company entered into a purchase agreement with
FBR Asset Investment Corporation (the "Purchaser") relating to the sale of
800,000 shares of Common Stock to the Purchaser. This offering closed on January
29, 2001.
The aggregate net proceeds to the Company (after deducting estimated
expenses) are estimated to be $87.4 million.
A registration relating to the Common Stock sold in these offerings has
been filed with the Securities and Exchange Commission and was declared
effective on September 16, 1999.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(c) Exhibits
Exhibit No. Description
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1 Underwriting Agreement, dated January 23, 2001
between the Company and the Underwriters
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
ANNALY MORTGAGE MANAGEMENT, INC.
By: /s/ Kathryn Fagan
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Name: Kathryn Fagan
Title: Chief Financial Officer
Dated: January 30, 2001
EXHIBIT INDEX
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Exhibit No. Description
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1 Underwriting Agreement, dated January 23, 2001
between the Company and the Underwriters