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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES AND EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
September 26, 2001
Annaly Mortgage Management, Inc.
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(Exact Name of Registrant as Specified in its Charter)
Maryland 1-13447 22-3479661
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State or Other Jurisdiction (Commission (I.R.S. Employer
Of Incorporation) File Number) Identification No.)
12 East 41st Street, Suite 700
New York, New York 10017
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(Address of Principal Executive (Zip Code)
Offices)
Registrant's telephone number, including area code: (212) 696-0100
No Change
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(Former Name or Former Address, if Changed Since Last Report)
Item 5. Other Events
Common Stock Offering.
On September 20, 2001, the Company entered into an underwriting
agreement with UBS Warburg LLC, ABN AMRO Rothschild LLC, Friedman, Billings,
Ramsey & Co., Inc. and Tucker Anthony Incorporated, as representatives of the
several underwriters (collectively, the "Underwriters"), relating to the sale of
14,000,000 shares of common stock, par value $0.01 per share (the "Common
Stock"), and the granting of an option for an additional 2,100,000 shares to the
Underwriters to fulfill over-allotments that may occur during the offering
process. This offering closed on September 26, 2001.
The aggregate net proceeds, including proceeds from the exercise of a
portion of the over-allotment option, to the Company (after deducting estimated
expenses) are estimated to be approximately $179,599,200.
Item 7. Financial Statements; Pro Forma Financial Information and Exhibits.
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(a) Not applicable.
(b) Not applicable.
(c) Exhibits:
1 Underwriting Agreement, dated September 20,
2001 between the Company and the Underwriters
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
ANNALY MORTGAGE MANAGEMENT, INC.
By: /s/Kathryn Fagan
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Name: Kathryn Fagan
Title: Chief Financial Officer
Dated: October 2, 2001
EXHIBIT INDEX
Exhibit No. Description
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1 Underwriting Agreement, dated September 20, 2001 between the
Company and the Underwriters