UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-4946
----------
Thompson Plumb Funds, Inc.
-------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
1200 John Q. Hammons Drive
Madison, Wisconsin 53717
-------------------------------------------------------------------------
(Address of principle executive offices)
John W. Thompson, Chairman & Secretary
1200 John Q. Hammons Drive
Madison, Wisconsin 53717
-------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 608-831-1300
------------
Date of Fiscal year-end: 11/30/2004
----------
Date of reporting period: 07/1/2003 - 06/30/2004
----------------------
ITEM 1. PROXY VOTING RECORD
Thompson Plumb Bond Fund
There were no matters relating to a portfolio security considered at any
shareholder meetings held during the reporting period and with respect to which
the registrant was entitled to vote.
<Table>
SELECT FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CONCORD EFS, INC.
SPECIAL MEETING DATE: 10/28/2003
CE
ISSUER: 206197 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 APPROVE MERGER AGREEMENT Management For For
QWEST COMMUNICATIONS INTERNATIONAL I
ANNUAL MEETING DATE: 12/16/2003
Q
ISSUER: 749121 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
PHILIP F. ANSCHUTZ Management For For
RICHARD C. NOTEBAERT Management For For
FRANK F. POPOFF Management For For
02 ADOPT STOCK PURCHASE PLAN Management For For
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder For Against
04 S/H PROPOSAL - DECLASSIFY BOARD Shareholder For Against
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder For Against
06 S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE Shareholder Against For
INDEPENDENT
07 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
08 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
09 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
CONCORD EFS, INC.
CE
SPECIAL MEETING DATE: 02/26/2004
ISSUER: 206197 ISIN:
SEDOL:
VOTE GROUP: SELECT FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 APPROVE MERGER AGREEMENT Management For For
</Table>
<Table>
TYCO INTERNATIONAL LTD.
ANNUAL MEETING DATE: 03/25/2004
TYC
ISSUER: 902124 ISIN:
SEDOL:
VOTE GROUP: SELECT FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
GEORGE W. BUCKLEY Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
JOHN A. KROL Management For For
MACKEY J. MCDONALD Management For For
H. CARL MCCALL Management For For
BRENDAN R. O'NEILL Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
05 S/H PROPOSAL - REQUIRE ENVIRONMENTAL REPORTING Shareholder For Against
06 S/H PROPOSAL - REINCORPORATE IN OTHER STATE Shareholder Against For
07 S/H - TOBACCO/YOUTH Shareholder Against For
</Table>
<Table>
FEDERAL HOME LOAN MORTGAGE CORPORATION
ANNUAL MEETING DATE: 03/31/2004
FRE
ISSUER: 313400 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JOAN E. DONOGHUE Management For For
MICHELLE ENGLER Management For For
RICHARD KARL GOELTZ Management For For
GEORGE D. GOULD Management For For
HENRY KAUFMAN Management For For
JOHN B. MCCOY Management For For
SHAUN F. O'MALLEY Management For For
RONALD F. POE Management For For
STEPHEN A. ROSS Management For For
DONALD J. SCHUENKE Management For For
CHRISTINA SEIX Management For For
RICHARD F. SYRON Management For For
WILLIAM J. TURNER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
</Table>
PFIZER INC.
ANNUAL MEETING DATE: 04/22/2004
PFE
ISSUER: 717081 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
STANLEY O. IKENBERRY Management For For
GEORGE A. LORCH Management For For
HENRY A. MCKINNELL Management For For
DANA G. MEAD Management For For
FRANKLIN D. RAINES Management For For
RUTH J. SIMMONS Management For For
WILLIAM C. STEERE, JR. Management For For
JEAN-PAUL VALLES Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT STOCK OPTION PLAN Management Against Against
04 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
05 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
06 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
07 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
08 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
09 S/H - EXPENSING OF STOCK OPTIONS Shareholder Against For
10 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
<Table>
REUTERS GROUP PLC
ANNUAL MEETING DATE: 04/22/2004
RTRSY
ISSUER: 76132M ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Management For For
02 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
03 DIVIDEND Management For For
04 ELECTION OF DIRECTORS Management For For
TOM GLOCER Management For For
DAVID GRIGSON Management For For
SIR CHRISTOPHER HOGG Management For For
IAN STRACHAN Management For For
CHARLES SINCLAIR Management For For
09 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
10 PERMIT DIRECTORS TO FIX/APPROVE AUDITOR'S REMUNERATION Management For For
11 APPROVE RENUMERATION OF DIRECTORS Management For For
12 AMEND LONG TERM INCENTIVE PLAN Management Abstain Against
13 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
14 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
15 MISCELLANEOUS COMPENSATION PLANS Management Abstain Against
16 MISCELLANEOUS COMPENSATION PLANS Management Abstain Against
17 AUTHORIZE DIRECTORS TO REPURCHASE SHARES Management For For
18 APPROVE ARTICLE AMENDMENTS Management For For
19 ALLOT SECURITIES Management For For
20 ELIMINATE PREEMPTIVE RIGHTS Management For For
WYETH
ANNUAL MEETING DATE: 04/22/2004
WYE
ISSUER: 983024 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
C.L. ALEXANDER, JR. Management For For
F.A. BENNACK, JR. Management For For
R.L. CARRION Management For For
R. ESSNER Management For For
J.D. FEERICK Management For For
R. LANGER Management For For
J.P. MASCOTTE Management For For
M.L. POLAN Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. TORELL III Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
04 S/H PROPOSAL - ANIMAL RIGHTS Shareholder Against For
ABBOTT LABORATORIES
ANNUAL MEETING DATE: 04/23/2004
ABT
ISSUER: 002824 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
R.S. AUSTIN Management For For
H.L. FULLER Management For For
R.A. GONZALEZ Management For For
J.M. GREENBERG Management For For
J.M. LEIDEN Management For For
D.A.L. OWEN Management For For
B. POWELL JR. Management For For
A.B. RAND Management For For
W.A. REYNOLDS Management For For
R.S. ROBERTS Management For For
W.D. SMITHBURG Management For For
J.R. WALTER Management For For
M.D. WHITE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
04 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
06 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
HONEYWELL INTERNATIONAL INC.
ANNUAL MEETING DATE: 04/26/2004
HON
ISSUER: 438516 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JAMES J. HOWARD Management For For
BRUCE KARATZ Management For For
RUSSELL E. PALMER Management For For
IVAN G. SEIDENBERG Management For For
ERIC K. SHINSEKI Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
04 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against For
05 S/H PROPOSAL - PUT GOLDEN PARACHUTE TO SHAREHOLDER Shareholder Abstain Against
VOTE
06 S/H - REPORT ON PAY DISPARITY Shareholder Against For
07 S/H PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against For
MERCK & CO., INC.
ANNUAL MEETING DATE: 04/27/2004
MRK
ISSUER: 589331 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
PETER C. WENDELL* Management For For
WILLIAM G. BOWEN** Management For For
WILLIAM M. DALEY** Management For For
THOMAS E. SHENK** Management For For
WENDELL P. WEEKS** Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 DECLASSIFY BOARD Management For For
04 S/H PROPOSAL - LIMIT COMPENSATION Shareholder Abstain Against
05 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
06 S/H - ADD BOARD ETHIC COMMITTEE Shareholder Against For
07 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
08 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
SCHERING-PLOUGH CORPORATION
ANNUAL MEETING DATE: 04/27/2004
SGP
ISSUER: 806605 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
FRED HASSAN Management For For
PHILIP LEDER, M.D. Management For For
EUGENE R. MCGRATH Management For For
RICHARD DE J. OSBORNE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT INCENTIVE STOCK OPTION PLAN Management Against Against
ALTRIA GROUP, INC.
ANNUAL MEETING DATE: 04/29/2004
MO
ISSUER: 02209S ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ELIZABETH E. BAILEY Management For For
MATHIS CABIALLAVETTA Management For For
LOUIS C. CAMILLERI Management For For
J. DUDLEY FISHBURN Management For For
ROBERT E. R. HUNTLEY Management For For
THOMAS W. JONES Management For For
LUCIO A. NOTO Management For For
JOHN S. REED Management For For
CARLOS SLIM HELU Management For For
STEPHEN M. WOLF Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - TOBACCO Shareholder Against For
04 S/H PROPOSAL - TOBACCO Shareholder Against For
05 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
06 S/H PROPOSAL - TOBACCO Shareholder Against For
07 S/H PROPOSAL - TOBACCO Shareholder Against For
08 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
<Table>
SBC COMMUNICATIONS INC.
ANNUAL MEETING DATE: 04/30/2004
SBC
ISSUER: 78387G ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JAMES E. BARNES Management For For
JAMES A. HENDERSON Management For For
JOHN B. MCCOY Management For For
S. DONLEY RITCHEY Management For For
JOYCE M. ROCHE Management For For
PATRICIA P. UPTON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 DECLASSIFY BOARD Management For For
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
05 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
BRISTOL-MYERS SQUIBB COMPANY
ANNUAL MEETING DATE: 05/04/2004
BMY
ISSUER: 110122 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
P.R. DOLAN Management For For
L.V. GERSTNER, JR. Management For For
L. JOHANSSON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
04 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
05 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
06 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
07 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against For
<Table>
TENET HEALTHCARE CORPORATION
ANNUAL MEETING DATE: 05/06/2004
THC
ISSUER: 88033G ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
TREVOR FETTER Management For For
VAN B. HONEYCUTT Management For For
JOHN C. KANE Management For For
EDWARD A. KANGAS Management For For
J. ROBERT KERREY Management For For
RICHARD R. PETTINGILL Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FIRST HEALTH GROUP CORP.
ANNUAL MEETING DATE: 05/13/2004
FHCC
ISSUER: 320960 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL J. BOSKIN, PHD Management For For
DANIEL S. BRUNNER Management For For
RAUL CESAN Management For For
RONALD H. GALOWICH Management For For
HAROLD S. HANDELSMAN Management For For
DON LOGAN Management For For
WILLIAM MAYER Management For For
DAVID E. SIMON Management For For
JAMES C. SMITH Management For For
EDWARD L. WRISTEN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
<Table>
THE INTERPUBLIC GROUP OF COMPANIES,
ANNUAL MEETING DATE: 05/18/2004
IPG
ISSUER: 460690 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
-------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
DAVID A. BELL Management For For
FRANK J. BORELLI Management For For
REGINALD K. BRACK Management For For
JILL M. CONSIDINE Management For For
CHRISTOPHER J. COUGHLIN Management For For
JOHN J. DOONER, JR. Management For For
RICHARD A. GOLDSTEIN Management For For
H. JOHN GREENIAUS Management For For
MICHAEL I. ROTH Management For For
J. PHILLIP SAMPER Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
03 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
05 S/H PROPOSAL - NORTHERN IRELAND Shareholder Against For
FIRST DATA CORPORATION
ANNUAL MEETING DATE: 05/19/2004
FDC
ISSUER: 319963 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
HENRY C. DUQUES Management For For
CHARLES T. FOTE Management For For
RICHARD P. KIPHART Management For For
JOAN E. SPERO Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
<Table>
MCDONALD'S CORPORATION
ANNUAL MEETING DATE: 05/20/2004
MCD
ISSUER: 580135 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
EDWARD A. BRENNAN Management For For
WALTER E. MASSEY Management For For
JOHN W. ROGERS, JR. Management For For
ANNE-MARIE SLAUGHTER Management For For
ROGER W. STONE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management Against Against
04 ADOPT INCENTIVE STOCK OPTION PLAN Management Against Against
TRIZEC PROPERTIES, INC.
ANNUAL MEETING DATE: 05/20/2004
TRZ
ISSUER: 89687P ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
PETER MUNK Management For For
TIMOTHY CALLAHAN Management For For
L. JAY CROSS Management For For
BRIAN MULRONEY Management For For
JAMES O'CONNOR Management For For
GLENN RUFRANO Management For For
RICHARD THOMSON Management For For
POLYVIOS VINTIADIS Management For For
STEPHEN VOLK Management For For
CASEY WOLD Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management For For
<Table>
TIME WARNER INC.
ANNUAL MEETING DATE: 05/21/2004
TWX
ISSUER: 887317 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JAMES L. BARKSDALE Management For For
STEPHEN F. BOLLENBACH Management For For
STEPHEN M. CASE Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MILES R. GILBURNE Management For For
CARLA A. HILLS Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
R.E. TURNER Management For For
FRANCIS T. VINCENT, JR. Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
04 S/H - REPORT ON PAY DISPARITY Shareholder Against For
ELECTRONIC DATA SYSTEMS CORPORATION
ANNUAL MEETING DATE: 05/25/2004
EDS
ISSUER: 285661 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ROGER A. ENRICO Management For For
ELLEN M. HANCOCK Management For For
C. ROBERT KIDDER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
05 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against For
<Table>
FANNIE MAE
ANNUAL MEETING DATE: 05/25/2004
FNM
ISSUER: 313586 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
S.B. ASHLEY Management For For
K.M. DUBERSTEIN Management For For
T.P. GERRITY Management For For
T. HOWARD Management For For
A. KOROLOGOS Management For For
F.V. MALEK Management For For
D.B. MARRON Management For For
D.H. MUDD Management For For
A.M. MULCAHY Management For For
J.K. PICKETT Management For For
L. RAHL Management For For
F.D. RAINES Management For For
H.P. SWYGERT Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
04 S/H PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against For
QWEST COMMUNICATIONS INTERNATIONAL I
ANNUAL MEETING DATE: 05/25/2004
Q
ISSUER: 749121 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
THOMAS J. DONOHUE Management For For
PETER S. HELLMAN Management For For
VINOD KHOSLA Management For For
K. DANE BROOKSHER Management For For
02 DECLASSIFY BOARD Management For For
03 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
05 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
<Table>
LIBERTY MEDIA CORPORATION
ANNUAL MEETING DATE: 06/09/2004
L
ISSUER: 530718 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ROBERT R. BENNETT Management For For
PAUL A. GOULD Management For For
JOHN C. MALONE Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management Against Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
THE KROGER CO.
ANNUAL MEETING DATE: 06/24/2004
KR
ISSUER: 501044 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- -------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JOHN L. CLENDENIN Management For For
DAVID B. DILLON Management For For
DAVID B. LEWIS Management For For
DON W. MCGEORGE Management For For
W. RODNEY MCMULLEN Management For For
SUSAN M. PHILLIPS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
GROWTH FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION
ANNUAL MEETING DATE: 07/30/2003
MCK
ISSUER: 58155Q ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
CONCORD EFS, INC.
SPECIAL MEETING DATE: 10/28/2003
CE
ISSUER: 206197 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 APPROVE MERGER AGREEMENT Management For No
MICROSOFT CORPORATION
ANNUAL MEETING DATE: 11/11/2003
MSFT
ISSUER: 594918 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 AMEND OMNIBUS STOCK OPTION PLAN Management Abstain Yes
03 AMEND NON-EMPLOYEE DIRECTOR PLAN Management For No
04 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
THE BISYS GROUP, INC.
ANNUAL MEETING DATE: 11/13/2003
BSG
ISSUER: 055472 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 ADOPT STOCK PURCHASE PLAN Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
APOGENT TECHNOLOGIES INC.
ANNUAL MEETING DATE: 01/27/2004
AOT
ISSUER: 03760A ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
SYBRON DENTAL SPECIALTIES, INC.
ANNUAL MEETING DATE: 02/06/2004
SYD
ISSUER: 871142 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
CONCORD EFS, INC.
SPECIAL MEETING DATE: 02/26/2004
CE
ISSUER: 206197 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 APPROVE MERGER AGREEMENT Management For No
HEWLETT-PACKARD COMPANY
ANNUAL MEETING DATE: 03/17/2004
HPQ
ISSUER: 428236 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
04 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against No
FIFTH THIRD BANCORP
ANNUAL MEETING DATE: 03/23/2004
FITB
ISSUER: 316773 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
04 CHANGE STOCK EXCHANGE LISTING Management Abstain
TYCO INTERNATIONAL LTD.
ANNUAL MEETING DATE: 03/25/2004
TYC
ISSUER: 902124 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management For No
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
05 S/H PROPOSAL - REQUIRE ENVIRONMENTAL REPORTING Shareholder For No
06 S/H PROPOSAL - REINCORPORATE IN OTHER STATE Shareholder Against No
07 S/H PROPOSAL - CHANGE COMPENSATION STRUCTURE Shareholder Against No
FEDERAL HOME LOAN MORTGAGE CORPORATION
ANNUAL MEETING DATE: 03/31/2004
FRE
ISSUER: 313400 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
CENDANT CORPORATION
ANNUAL MEETING DATE: 04/20/2004
CD
ISSUER: 151313 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 DECLASSIFY BOARD Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
04 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
MORGAN STANLEY
ANNUAL MEETING DATE: 04/20/2004
MWD
ISSUER: 617446 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - REPORT ON EMPLOYEES EARNING OVER $100,000 Shareholder Against No
04 S/H PROPOSAL - PUT GOLDEN PARACHUTE TO SHAREHOLDER VOTE Shareholder Against No
05 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
THE COCA-COLA COMPANY
ANNUAL MEETING DATE: 04/21/2004
KO
ISSUER: 191216 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder For No
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
06 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
07 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
08 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
09 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
JOHNSON & JOHNSON
ANNUAL MEETING DATE: 04/22/2004
JNJ
ISSUER: 478160 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - ESTABLISH NOMINATING COMMITTEE Shareholder Against No
PFIZER INC.
ANNUAL MEETING DATE: 04/22/2004
PFE
ISSUER: 717081 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT STOCK OPTION PLAN Management For No
04 S/H PROPOSAL - HEALTH ISSUES Shareholder Against No
05 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
06 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
07 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
08 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
09 S/H PROPOSAL - FORM SHAREHOLDER ADVISORY COMMITTEE Shareholder Against No
10 S/H PROPOSAL - HEALTH ISSUES Shareholder Against No
REUTERS GROUP PLC
ANNUAL MEETING DATE: 04/22/2004
RTRSY
ISSUER: 76132M ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Management For No
02 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For No
03 DIVIDEND Management For No
04 ELECTION OF DIRECTORS Management For No
09 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
10 PERMIT DIRECTORS TO FIX/APPROVE AUDITOR'S REMUNERATION Management For No
11 APPROVE RENUMERATION OF DIRECTORS Management For No
12 AMEND LONG TERM INCENTIVE PLAN Management For No
13 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
14 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
15 MISCELLANEOUS COMPENSATION PLANS Management For No
16 MISCELLANEOUS COMPENSATION PLANS Management For No
17 AUTHORIZE DIRECTORS TO REPURCHASE SHARES Management For No
18 APPROVE ARTICLE AMENDMENTS Management For No
19 ALLOT SECURITIES Shareholder For No
20 ELIMINATE PREEMPTIVE RIGHTS Management For No
UNISYS CORPORATION
ANNUAL MEETING DATE: 04/22/2004
UIS
ISSUER: 909214 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
GATX CORPORATION
ANNUAL MEETING DATE: 04/23/2004
GMT
ISSUER: 361448 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
04 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
CINCINNATI FINANCIAL CORPORATION
ANNUAL MEETING DATE: 04/24/2004
CINF
ISSUER: 172062 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
KRAFT FOODS INC.
ANNUAL MEETING DATE: 04/27/2004
KFT
ISSUER: 50075N ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
MERCK & CO., INC.
ANNUAL MEETING DATE: 04/27/2004
MRK
ISSUER: 589331 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------ -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 DECLASSIFY BOARD Management For No
04 S/H PROPOSAL - LIMIT COMPENSATION Shareholder Against No
05 S/H PROPOSAL - HEALTH ISSUES Shareholder Against No
06 S/H PROPOSAL - REQUIRE SHAREHOLDER APPROVAL OF BUSINESS Shareholder Against No
COMBINATION
07 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
08 S/H PROPOSAL - HEALTH ISSUES Shareholder Against No
CHEVRONTEXACO CORPORATION
ANNUAL MEETING DATE: 04/28/2004
CVX
ISSUER: 166764 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------ -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 SHAREHOLDER RIGHTS PLAN Management For No
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
05 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
06 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
07 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
08 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
09 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
CLEAR CHANNEL COMMUNICATIONS, INC.
ANNUAL MEETING DATE: 04/28/2004
CCU
ISSUER: 184502 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------ -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
GENERAL ELECTRIC COMPANY
ANNUAL MEETING DATE: 04/28/2004
GE
ISSUER: 369604 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------ -------- -------- ---- -----
0A ELECTION OF DIRECTORS Management For No
0B RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
0C ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN Management For No
01 S/H PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against No
02 S/H PROPOSAL - ANIMAL RIGHTS Shareholder Against No
03 S/H PROPOSAL - OPT OUT OF ANTI-TAKEOVER STATUTE Shareholder Against No
04 S/H PROPOSAL - HEALTH ISSUES Shareholder Against No
05 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
06 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
07 S/H PROPOSAL - ELIMINATE CUMULATIVE VOTING Shareholder Against No
08 S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY POISON Shareholder Against No
PILL
09 S/H PROPOSAL - LIMIT COMPENSATION Shareholder Against No
10 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
11 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
12 S/H PROPOSAL - ENHANCE STOCK VALUE VIA MERGER/SALE Shareholder Against No
13 S/H PROPOSAL - OVERRIDE CSA VOTE RESTRICTIONS Shareholder Against No
14 S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE INDEPENDENT Shareholder Against No
15 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
THE MCGRAW-HILL COMPANIES, INC.
ANNUAL MEETING DATE: 04/28/2004
MHP
ISSUER: 580645 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------ -------- -------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 AMEND INCENTIVE STOCK OPTION PLAN Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
04 S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY POISON Shareholder Against No
PILL
BERKSHIRE HATHAWAY INC.
ANNUAL MEETING DATE: 05/03/2004
BRKB
ISSUER: 084670 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
BRISTOL-MYERS SQUIBB COMPANY
ANNUAL MEETING DATE: 05/04/2004
BMY
ISSUER: 110122 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---- ------- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
04 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
05 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
06 S/H PROPOSAL - HEALTH ISSUES Shareholder Against No
07 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against No
SABRE HOLDINGS CORPORATION
ANNUAL MEETING DATE: 05/04/2004
TSG
ISSUER: 785905 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 AMEND STOCK PURCHASE PLAN Management For No
PEPSICO, INC.
ANNUAL MEETING DATE: 05/05/2004
PEP
ISSUER: 713448 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
04 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
05 S/H PROPOSAL - HEALTH ISSUES Shareholder Against No
COLGATE-PALMOLIVE COMPANY
ANNUAL MEETING DATE: 05/07/2004
CL
ISSUER: 194162 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- -------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 AMEND INCENTIVE STOCK OPTION PLAN Management For No
04 S/H PROPOSAL - PUT GOLDEN PARACHUTE TO
SHAREHOLDER VOTE Shareholder Against No
05 S/H PROPOSAL - HUMAN RIGHTS RELATED Shareholder Against No
06 S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS
TO BE INDEPENDENT Shareholder Against No
IMS HEALTH INCORPORATED
ANNUAL MEETING DATE: 05/07/2004
RX
ISSUER: 449934 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - REPORT ON EMPLOYEES EARNING OVER $100,000 Shareholder Against No
04 S/H PROPOSAL - PUT GOLDEN PARACHUTE TO SHAREHOLDER VOTE Shareholder Against No
CIT GROUP INC.
ANNUAL MEETING DATE: 05/12/2004
CIT
ISSUER: 125581 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 TRANSACT OTHER BUSINESS Management For No
GAP, INC.
ANNUAL MEETING DATE: 05/12/2004
GPS
ISSUER: 364760 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 AMEND OMNIBUS STOCK OPTION PLAN Management For No
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
OFFICE DEPOT, INC.
ANNUAL MEETING DATE: 05/14/2004
ODP
ISSUER: 676220 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 AMEND INCENTIVE STOCK OPTION PLAN Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
AMERICAN INTERNATIONAL GROUP, INC.
ANNUAL MEETING DATE: 05/19/2004
AIG
ISSUER: 026874 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
03 ADOPT DIRECTOR STOCK OPTION PLAN Management For No
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
05 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
06 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
07 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
FIRST DATA CORPORATION
ANNUAL MEETING DATE: 05/19/2004
FDC
ISSUER: 319963 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
INSTINET GROUP INCORPORATED
ANNUAL MEETING DATE: 05/19/2004
INGP
ISSUER: 457750 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For No
04 ADOPT STOCK PERFORMANCE PLAN Management For No
THE HARTFORD FINANCIAL SVCS GROUP, I
ANNUAL MEETING DATE: 05/20/2004
HIG
ISSUER: 416515 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
TIME WARNER INC.
ANNUAL MEETING DATE: 05/21/2004
TWX
ISSUER: 887317 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
04 S/H PROPOSAL - ELIMINATE PREEMPTIVE RIGHTS Shareholder Against No
FANNIE MAE
ANNUAL MEETING DATE: 05/25/2004
FNM
ISSUER: 313586 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 AMEND STOCK PURCHASE PLAN Management For No
04 S/H PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against No
HENRY SCHEIN, INC.
ANNUAL MEETING DATE: 05/25/2004
HSIC
ISSUER: 806407 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 AMEND INCENTIVE STOCK OPTION PLAN Management For No
03 AMEND INCENTIVE STOCK OPTION PLAN Management For No
04 ADOPT STOCK PURCHASE PLAN Management For No
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
J.P. MORGAN CHASE & CO.
ANNUAL MEETING DATE: 05/25/2004
JPM
ISSUER: 46625H ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -----
01 APPROVE MERGER AGREEMENT Management For No
02 ELECTION OF DIRECTORS Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
05 APPROVE MOTION TO ADJOURN MEETING Management For No
06 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
07 S/H PROPOSAL - ESTABLISH NOMINATING COMMITTEE Shareholder Against No
08 S/H PROPOSAL - REPORT ON CHARITABLE DONATIONS Shareholder Against No
09 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
10 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
11 S/H PROPOSAL - RESTORE PREEMPTIVE RIGHTS Shareholder Against No
12 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
13 S/H PROPOSAL - ELIMINATE PREEMPTIVE RIGHTS Shareholder Against No
EXXON MOBIL CORPORATION
ANNUAL MEETING DATE: 05/26/2004
XOM
ISSUER: 30231G ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- ------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
04 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
05 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against No
06 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
07 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
08 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
09 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
10 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
11 S/H PROPOSAL - ENVIRONMENTAL Shareholder Against No
WAL-MART STORES, INC.
ANNUAL MEETING DATE: 06/04/2004
WMT
ISSUER: 931142 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For No
04 ADOPT STOCK PURCHASE PLAN Management For No
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
06 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
07 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
08 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
09 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
10 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against No
11 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against No
PRUDENTIAL FINANCIAL, INC.
ANNUAL MEETING DATE: 06/08/2004
PRU
ISSUER: 744320 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -----
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 S/H PROPOSAL - ESTABLISH NOMINATING COMMITTEE Shareholder Against No
04 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against No
CHROMAVISION MEDICAL SYSTEMS, INC.
ANNUAL MEETING DATE: 06/09/2004
CVSN
ISSUER: 17111P ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
LIBERTY MEDIA CORPORATION
ANNUAL MEETING DATE: 06/09/2004
L
ISSUER: 530718 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 AMEND INCENTIVE STOCK OPTION PLAN Management For No
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
CADENCE DESIGN SYSTEMS, INC.
ANNUAL MEETING DATE: 06/15/2004
CDN
ISSUER: 127387 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 AMEND STOCK OPTION PLAN Management For No
03 AMEND STOCK PURCHASE PLAN Management For No
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
INTERACTIVECORP
ANNUAL MEETING DATE: 06/23/2004
IACI
ISSUER: 45840Q ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
BLYTH, INC.
ANNUAL MEETING DATE: 06/24/2004
BTH
ISSUER: 09643P ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 INCENTIVE STOCK OPTIONS Management For No
BLYTH, INC.
ANNUAL MEETING DATE: 06/24/2004
BTH
ISSUER: 09643P ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ---------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For No
EBAY INC.
ANNUAL MEETING DATE: 06/24/2004
EBAY
ISSUER: 278642 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote Against
Number Proposal Type Cast Mgmt.
- -------- -------- ----------- ---- -------
01 ELECTION OF DIRECTORS Management For No
02 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES Management For No
03 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES Management For No
04 APPROVE AUTHORIZED COMMON STOCK INCREASE Shareholder For No
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For No
06 S/H PROPOSAL - FORM SHAREHOLDER ADVISORY COMMITTEE Shareholder Against No
BLUE CHIP FUND
- -----------------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION
MCK ANNUAL MEETING DATE: 07/30/2003
ISSUER: 58155Q ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ALTON F. IRBY III Management For For
JAMES V. NAPIER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
COMPUTER SCIENCES CORPORATION
CSC ANNUAL MEETING DATE: 08/11/2003
ISSUER: 205363 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
IRVING W. BAILEY, II Management For For
STEPHEN L. BAUM Management For For
RODNEY F. CHASE Management For For
VAN B. HONEYCUTT Management For For
WILLIAM R. HOOVER Management For For
LEON J. LEVEL Management For For
THOMAS A. MCDONNELL Management For For
F. WARREN MCFARLAN Management For For
JAMES R. MELLOR Management For For
WILLIAM P. RUTLEDGE Management For For
THE ESTEE LAUDER COMPANIES INC.
ANNUAL MEETING DATE: 11/05/2003
EL
ISSUER: 518439 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
IRVINE O. HOCKADAY, JR. Management For For
FRED H. LANGHAMMER Management For For
ROSE MARIE BRAVO Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management Abstain Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
MICROSOFT CORPORATION
ANNUAL MEETING DATE: 11/11/2003
MSFT
ISSUER: 594918 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM H. GATES III Management For For
STEVEN A. BALLMER Management For For
JAMES I. CASH JR. Management For For
RAYMOND V. GILMARTIN Management For For
A. MCLAUGHLIN KOROLOGOS Management For For
DAVID F. MARQUARDT Management For For
CHARLES H. NOSKI Management For For
HELMUT PANKE Management For For
WM. G. REED JR. Management For For
JON A. SHIRLEY Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management Abstain Against
03 AMEND NON-EMPLOYEE DIRECTOR PLAN Management For For
04 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
CONCORD EFS, INC.
SPECIAL MEETING DATE: 02/26/2004
CE
ISSUER: 206197 ISIN:
SEDOL:
VOTE GROUP: BLUE CHIP FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 APPROVE MERGER AGREEMENT Management For For
FLEETBOSTON FINANCIAL CORPORATION
SPECIAL MEETING DATE: 03/17/2004
FBF
ISSUER: 339030 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 APPROVE MERGER AGREEMENT Management For For
02 APPROVE MOTION TO ADJOURN MEETING Management For For
FEDERAL HOME LOAN MORTGAGE CORPORATION
ANNUAL MEETING DATE: 03/31/2004
FRE
ISSUER: 313400 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JOAN E. DONOGHUE Management For For
MICHELLE ENGLER Management For For
RICHARD KARL GOELTZ Management For For
GEORGE D. GOULD Management For For
HENRY KAUFMAN Management For For
JOHN B. MCCOY Management For For
SHAUN F. O'MALLEY Management For For
RONALD F. POE Management For For
STEPHEN A. ROSS Management For For
DONALD J. SCHUENKE Management For For
CHRISTINA SEIX Management For For
RICHARD F. SYRON Management For For
WILLIAM J. TURNER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
CENDANT CORPORATION
ANNUAL MEETING DATE: 04/20/2004
CD
ISSUER: 151313 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
RT. HON. BRIAN MULRONEY Management For For
RONALD L. NELSON Management For For
ROBERT W. PITTMAN Management For For
MYRA J. BIBLOWIT Management For For
SHELI Z. ROSENBERG Management For For
02 DECLASSIFY BOARD Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
CITIGROUP INC.
ANNUAL MEETING DATE: 04/20/2004
C
ISSUER: 172967 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
C. MICHAEL ARMSTRONG Management For For
ALAIN J.P. BELDA Management For For
GEORGE DAVID Management For For
KENNETH T. DERR Management For For
JOHN M. DEUTCH Management For For
R. HERNANDEZ RAMIREZ Management For For
ANN DIBBLE JORDAN Management For For
DUDLEY C. MECUM Management For For
RICHARD D. PARSONS Management For For
ANDRALL E. PEARSON Management For For
CHARLES PRINCE Management For For
ROBERT E. RUBIN Management For For
FRANKLIN A. THOMAS Management For For
SANFORD I. WEILL Management For For
ROBERT B. WILLUMSTAD Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - LIMIT COMPENSATION Shareholder Abstain Against
04 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
05 S/H PROPOSAL - DECLASSIFY BOARD Shareholder Abstain Against
06 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
THE COCA-COLA COMPANY
ANNUAL MEETING DATE: 04/21/2004
KO
ISSUER: 191216 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
HERBERT A. ALLEN Management For For
RONALD W. ALLEN Management For For
CATHLEEN P. BLACK Management For For
WARREN E. BUFFETT Management For For
DOUGLAS N. DAFT Management For For
BARRY DILLER Management For For
DONALD R. KEOUGH Management For For
SUSAN BENNETT KING Management For For
MARIA ELENA LAGOMASINO Management For For
DONALD F. MCHENRY Management For For
ROBERT L. NARDELLI Management For For
SAM NUNN Management For For
J. PEDRO REINHARD Management For For
JAMES D. ROBINSON III Management For For
PETER V. UEBERROTH Management For For
JAMES B. WILLIAMS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
06 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
07 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
08 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
09 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
PFIZER INC.
ANNUAL MEETING DATE: 04/22/2004
PFE
ISSUER: 717081 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
STANLEY O. IKENBERRY Management For For
GEORGE A. LORCH Management For For
HENRY A. MCKINNELL Management For For
DANA G. MEAD Management For For
FRANKLIN D. RAINES Management For For
RUTH J. SIMMONS Management For For
WILLIAM C. STEERE, JR. Management For For
JEAN-PAUL VALLES Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT STOCK OPTION PLAN Management Against Against
04 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
05 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
06 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
07 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
08 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
09 S/H - EXPENSING OF STOCK OPTIONS Shareholder Against For
10 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
REUTERS GROUP PLC
ANNUAL MEETING DATE: 04/22/2004
RTRSY
ISSUER: 76132M ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Management For For
02 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
03 DIVIDEND Management For For
04 ELECTION OF DIRECTORS Management For For
TOM GLOCER Management For For
DAVID GRIGSON Management For For
SIR CHRISTOPHER HOGG Management For For
IAN STRACHAN Management For For
CHARLES SINCLAIR Management For For
09 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
10 PERMIT DIRECTORS TO FIX/APPROVE AUDITOR'S REMUNERATION Management For For
11 APPROVE RENUMERATION OF DIRECTORS Management For For
12 AMEND LONG TERM INCENTIVE PLAN Management Abstain Against
13 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
14 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
15 MISCELLANEOUS COMPENSATION PLANS Management Abstain Against
16 MISCELLANEOUS COMPENSATION PLANS Management Abstain Against
17 AUTHORIZE DIRECTORS TO REPURCHASE SHARES Management For For
18 APPROVE ARTICLE AMENDMENTS Management For For
19 ALLOT SECURITIES Management For For
20 ELIMINATE PREEMPTIVE RIGHTS Management For For
WYETH
ANNUAL MEETING DATE: 04/22/2004
WYE
ISSUER: 983024 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- ---------------
01 ELECTION OF DIRECTORS Management For For
C.L. ALEXANDER, JR. Management For For
F.A. BENNACK, JR. Management For For
R.L. CARRION Management For For
R. ESSNER Management For For
J.D. FEERICK Management For For
R. LANGER Management For For
J.P. MASCOTTE Management For For
M.L. POLAN Management For For
I.G. SEIDENBERG Management For For
W.V. SHIPLEY Management For For
J.R. TORELL III Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
04 S/H PROPOSAL - ANIMAL RIGHTS Shareholder Against For
ABBOTT LABORATORIES
ANNUAL MEETING DATE: 04/23/2004
ABT
ISSUER: 002824 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
R.S. AUSTIN Management For For
H.L. FULLER Management For For
R.A. GONZALEZ Management For For
J.M. GREENBERG Management For For
J.M. LEIDEN Management For For
D.A.L. OWEN Management For For
B. POWELL JR. Management For For
A.B. RAND Management For For
W.A. REYNOLDS Management For For
R.S. ROBERTS Management For For
W.D. SMITHBURG Management For For
J.R. WALTER Management For For
M.D. WHITE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
04 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
06 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
CINCINNATI FINANCIAL CORPORATION
CINF ANNUAL MEETING DATE: 04/24/2004
ISSUER: 172062 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL BROWN Management For For
DIRK J. DEBBINK Management For For
ROBERT C. SCHIFF Management For For
JOHN M. SHEPHERD Management For For
DOUGLAS S. SKIDMORE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
HONEYWELL INTERNATIONAL INC.
ANNUAL MEETING DATE: 04/26/2004
HON
ISSUER: 438516 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JAMES J. HOWARD Management For For
BRUCE KARATZ Management For For
RUSSELL E. PALMER Management For For
IVAN G. SEIDENBERG Management For For
ERIC K. SHINSEKI Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
04 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against For
05 S/H PROPOSAL - PUT GOLDEN PARACHUTE TO SHAREHOLDER Shareholder Abstain Against
VOTE
06 S/H - REPORT ON PAY DISPARITY Shareholder Against For
07 S/H PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against For
MERCK & CO., INC.
ANNUAL MEETING DATE: 04/27/2004
MRK
ISSUER: 589331 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
PETER C. WENDELL* Management For For
WILLIAM G. BOWEN** Management For For
WILLIAM M. DALEY** Management For For
THOMAS E. SHENK** Management For For
WENDELL P. WEEKS** Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 DECLASSIFY BOARD Management For For
04 S/H PROPOSAL - LIMIT COMPENSATION Shareholder Abstain Against
05 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
06 S/H - ADD BOARD ETHIC COMMITTEE Shareholder Against For
07 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
08 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
SCHERING-PLOUGH CORPORATION
ANNUAL MEETING DATE: 04/27/2004
SGP
ISSUER: 806605 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
FRED HASSAN Management For For
PHILIP LEDER, M.D. Management For For
EUGENE R. MCGRATH Management For For
RICHARD DE J. OSBORNE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT INCENTIVE STOCK OPTION PLAN Management Against Against
CHEVRONTEXACO CORPORATION
ANNUAL MEETING DATE: 04/28/2004
CVX
ISSUER: 166764 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
S.H. ARMACOST Management For For
R.E. DENHAM Management For For
R.J. EATON Management For For
S. GINN Management For For
C.A. HILLS Management For For
F.G. JENIFER Management For For
J.B. JOHNSTON Management For For
S. NUNN Management For For
D.J. O'REILLY Management For For
P.J. ROBERTSON Management For For
C.R. SHOEMATE Management For For
C. WARE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 SHAREHOLDER RIGHTS PLAN Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
05 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
06 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
07 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
08 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
09 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
GENERAL ELECTRIC COMPANY
ANNUAL MEETING DATE: 04/28/2004
GE
ISSUER: 369604 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
0A ELECTION OF DIRECTORS Management For For
JAMES I. CASH, JR. Management For For
DENNIS D. DAMMERMAN Management For For
ANN M. FUDGE Management For For
CLAUDIO X. GONZALEZ Management For For
JEFFREY R. IMMELT Management For For
ANDREA JUNG Management For For
ALAN G. LAFLEY Management For For
KENNETH G. LANGONE Management For For
RALPH S. LARSEN Management For For
ROCHELLE B. LAZARUS Management For For
SAM NUNN Management For For
ROGER S. PENSKE Management For For
ROBERT J. SWIERINGA Management For For
DOUGLAS A. WARNER III Management For For
ROBERT C. WRIGHT Management For For
0B RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
0C ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN Management Abstain Against
01 S/H PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against For
02 S/H PROPOSAL - ANIMAL RIGHTS Shareholder Against For
03 S/H - RESEARCH RENEWABLE ENERGY Shareholder Abstain Against
04 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
05 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
06 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
07 S/H - CREATE A NON-DISCRIMINATORY SEXUAL ORIENTATION POLICY Shareholder Abstain Against
08 S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY Shareholder Abstain Against
POISON PILL
09 S/H PROPOSAL - LIMIT COMPENSATION Shareholder Abstain Against
10 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
11 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
12 S/H PROPOSAL - ENHANCE STOCK VALUE VIA MERGER/SALE Shareholder Against For
13 S/H - INDEXING OF STOCK OPTIONS Shareholder Against For
14 S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE Shareholder For Against
INDEPENDENT
15 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
ALTRIA GROUP, INC.
ANNUAL MEETING DATE: 04/29/2004
MO
ISSUER: 02209S ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ELIZABETH E. BAILEY Management For For
MATHIS CABIALLAVETTA Management For For
LOUIS C. CAMILLERI Management For For
J. DUDLEY FISHBURN Management For For
ROBERT E. R. HUNTLEY Management For For
THOMAS W. JONES Management For For
LUCIO A. NOTO Management For For
JOHN S. REED Management For For
CARLOS SLIM HELU Management For For
STEPHEN M. WOLF Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - TOBACCO Shareholder Against For
04 S/H PROPOSAL - TOBACCO Shareholder Against For
05 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
06 S/H PROPOSAL - TOBACCO Shareholder Against For
07 S/H PROPOSAL - TOBACCO Shareholder Against For
08 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
SBC COMMUNICATIONS INC.
ANNUAL MEETING DATE: 04/30/2004
SBC
ISSUER: 78387G ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JAMES E. BARNES Management For For
JAMES A. HENDERSON Management For For
JOHN B. MCCOY Management For For
S. DONLEY RITCHEY Management For For
JOYCE M. ROCHE Management For For
PATRICIA P. UPTON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 DECLASSIFY BOARD Management For For
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
05 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
BAXTER INTERNATIONAL INC.
ANNUAL MEETING DATE: 05/04/2004
BAX
ISSUER: 071813 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JOHN D. FORSYTH Management For For
GAIL D. FOSLER Management For For
CAROLE J. UHRICH Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against For
BRISTOL-MYERS SQUIBB COMPANY
ANNUAL MEETING DATE: 05/04/2004
BMY
ISSUER: 110122 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
P.R. DOLAN Management For For
L.V. GERSTNER, JR. Management For For
L. JOHANSSON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
04 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
05 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
06 S/H PROPOSAL - HEALTH ISSUES Shareholder Against For
07 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against For
SABRE HOLDINGS CORPORATION
ANNUAL MEETING DATE: 05/04/2004
TSG
ISSUER: 785905 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ROYCE S. CALDWELL Management For For
PAUL C. ELY, JR. Management For For
GLENN W. MARSCHEL, JR. Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
TENET HEALTHCARE CORPORATION
ANNUAL MEETING DATE: 05/06/2004
THC
ISSUER: 88033G ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
TREVOR FETTER Management For For
VAN B. HONEYCUTT Management For For
JOHN C. KANE Management For For
EDWARD A. KANGAS Management For For
J. ROBERT KERREY Management For For
RICHARD R. PETTINGILL Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
IMS HEALTH INCORPORATED
ANNUAL MEETING DATE: 05/07/2004
RX
ISSUER: 449934 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JAMES D. EDWARDS Management For For
DAVID M. THOMAS Management For For
WILLIAM C. VAN FAASEN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - REPORT ON EMPLOYEES EARNING OVER $100,000 Shareholder Against For
04 S/H PROPOSAL - PUT GOLDEN PARACHUTE TO SHAREHOLDER Shareholder Abstain Against
VOTE
CIT GROUP INC.
ANNUAL MEETING DATE: 05/12/2004
CIT
ISSUER: 125581 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ALBERT R. GAMPER, JR. Management For For
GARY C. BUTLER Management For For
WILLIAM A. FARLINGER Management For For
WILLIAM M. FREEMAN Management For For
HON. THOMAS H. KEAN Management For For
EDWARD J. KELLY, III Management For For
MARIANNE MILLER PARRS Management For For
JEFFREY M. PEEK Management For For
JOHN R. RYAN Management For For
PETER J. TOBIN Management For For
LOIS M. VAN DEUSEN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 TRANSACT OTHER BUSINESS Management For For
CVS CORPORATION
ANNUAL MEETING DATE: 05/12/2004
CVS
ISSUER: 126650 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
W. DON CORNWELL Management For For
THOMAS P. GERRITY Management For For
STANLEY P. GOLDSTEIN Management For For
MARIAN L. HEARD Management For For
WILLIAM H. JOYCE Management For For
TERRY R. LAUTENBACH Management For For
TERRENCE MURRAY Management For For
SHELI Z. ROSENBERG Management For For
THOMAS M. RYAN Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management Against Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
GAP, INC.
ANNUAL MEETING DATE: 05/12/2004
GPS
ISSUER: 364760 ISIN:
SEDOL:
VOTE GROUP: Mutual Funds
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
HOWARD BEHAR Management For For
ADRIAN D.P. BELLAMY Management For For
DONALD G. FISHER Management For For
DORIS F. FISHER Management For For
ROBERT J. FISHER Management For For
GLENDA A. HATCHETT Management For For
PENELOPE L. HUGHES Management For For
BOB L. MARTIN Management For For
JORGE P. MONTOYA Management For For
PAUL S. PRESSLER Management For For
JAMES M. SCHNEIDER Management For For
MAYO A. SHATTUCK III Management For For
MARGARET C. WHITMAN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management Against Against
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
FIRST HEALTH GROUP CORP.
ANNUAL MEETING DATE: 05/13/2004
FHCC
ISSUER: 320960 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL J. BOSKIN, PHD Management For For
DANIEL S. BRUNNER Management For For
RAUL CESAN Management For For
RONALD H. GALOWICH Management For For
HAROLD S. HANDELSMAN Management For For
DON LOGAN Management For For
WILLIAM MAYER Management For For
DAVID E. SIMON Management For For
JAMES C. SMITH Management For For
EDWARD L. WRISTEN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
THE INTERPUBLIC GROUP OF COMPANIES,
ANNUAL MEETING DATE: 05/18/2004
IPG
ISSUER: 460690 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
DAVID A. BELL Management For For
FRANK J. BORELLI Management For For
REGINALD K. BRACK Management For For
JILL M. CONSIDINE Management For For
CHRISTOPHER J. COUGHLIN Management For For
JOHN J. DOONER, JR. Management For For
RICHARD A. GOLDSTEIN Management For For
H. JOHN GREENIAUS Management For For
MICHAEL I. ROTH Management For For
J. PHILLIP SAMPER Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
03 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
05 S/H PROPOSAL - NORTHERN IRELAND Shareholder Against For
FIRST DATA CORPORATION
ANNUAL MEETING DATE: 05/19/2004
FDC
ISSUER: 319963 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
HENRY C. DUQUES Management For For
CHARLES T. FOTE Management For For
RICHARD P. KIPHART Management For For
JOAN E. SPERO Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
MCDONALD'S CORPORATION
ANNUAL MEETING DATE: 05/20/2004
MCD
ISSUER: 580135 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
EDWARD A. BRENNAN Management For For
WALTER E. MASSEY Management For For
JOHN W. ROGERS, JR. Management For For
ANNE-MARIE SLAUGHTER Management For For
ROGER W. STONE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management Against Against
04 ADOPT INCENTIVE STOCK OPTION PLAN Management Against Against
TIME WARNER INC.
ANNUAL MEETING DATE: 05/21/2004
TWX
ISSUER: 887317 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JAMES L. BARKSDALE Management For For
STEPHEN F. BOLLENBACH Management For For
STEPHEN M. CASE Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MILES R. GILBURNE Management For For
CARLA A. HILLS Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
R.E. TURNER Management For For
FRANCIS T. VINCENT, JR. Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
04 S/H - REPORT ON PAY DISPARITY Shareholder Against For
ELECTRONIC DATA SYSTEMS CORPORATION
ANNUAL MEETING DATE: 05/25/2004
EDS
ISSUER: 285661 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ROGER A. ENRICO Management For For
ELLEN M. HANCOCK Management For For
C. ROBERT KIDDER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
05 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against For
FANNIE MAE
ANNUAL MEETING DATE: 05/25/2004
FNM
ISSUER: 313586 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
S.B. ASHLEY Management For For
K.M. DUBERSTEIN Management For For
T.P. GERRITY Management For For
T. HOWARD Management For For
A. KOROLOGOS Management For For
F.V. MALEK Management For For
D.B. MARRON Management For For
D.H. MUDD Management For For
A.M. MULCAHY Management For For
J.K. PICKETT Management For For
L. RAHL Management For For
F.D. RAINES Management For For
H.P. SWYGERT Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
04 S/H PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against For
J.P. MORGAN CHASE & CO.
ANNUAL MEETING DATE: 05/25/2004
JPM
ISSUER: 46625H ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 APPROVE MERGER AGREEMENT Management For For
02 ELECTION OF DIRECTORS Management For For
HANS W. BECHERER Management For For
FRANK A. BENNACK, JR. Management For For
JOHN H. BIGGS Management For For
LAWRENCE A. BOSSIDY Management For For
ELLEN V. FUTTER Management For For
WILLIAM H. GRAY, III Management For For
WILLIAM B. HARRISON, JR Management For For
HELENE L. KAPLAN Management For For
LEE R. RAYMOND Management For For
JOHN R. STAFFORD Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
05 APPROVE MOTION TO ADJOURN MEETING Management For For
06 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
07 S/H - REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
08 S/H PROPOSAL - REPORT ON CHARITABLE DONATIONS Shareholder Against For
09 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
10 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
11 S/H - AUDITOR ON NOT GIVING CONSULTING ADVISE Shareholder Abstain Against
12 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
13 S/H - REPORT ON PAY DISPARITY Shareholder Against For
BANK OF AMERICA CORPORATION
ANNUAL MEETING DATE: 05/26/2004
BAC
ISSUER: 060505 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM BARNET, III Management For For
CHARLES W. COKER Management For For
JOHN T. COLLINS Management For For
GARY L. COUNTRYMAN Management For For
PAUL FULTON Management For For
CHARLES K. GIFFORD Management For For
DONALD E. GUINN Management For For
JAMES H. HANCE, JR. Management For For
KENNETH D. LEWIS Management For For
WALTER E. MASSEY Management For For
THOMAS J. MAY Management For For
C. STEVEN MCMILLAN Management For For
EUGENE M. MCQUADE Management For For
PATRICIA E. MITCHELL Management For For
EDWARD L. ROMERO Management For For
THOMAS M. RYAN Management For For
O. TEMPLE SLOAN, JR. Management For For
MEREDITH R. SPANGLER Management For For
JACKIE M. WARD Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
04 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
05 S/H - REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
06 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
07 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
EXXON MOBIL CORPORATION
ANNUAL MEETING DATE: 05/26/2004
XOM
ISSUER: 30231G ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
M.J. BOSKIN Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
H.J. LONGWELL Management For For
H.A. MCKINNELL, JR. Management For For
M.C. NELSON Management For For
L.R. RAYMOND Management For For
W.V. SHIPLEY Management For For
R.W. TILLERSON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
04 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
05 S/H PROPOSAL - POLITICAL/GOVERNMENT Shareholder Against For
06 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
07 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
08 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
09 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
10 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
11 S/H PROPOSAL - ENVIRONMENTAL Shareholder Against For
PRUDENTIAL FINANCIAL, INC.
ANNUAL MEETING DATE: 06/08/2004
PRU
ISSUER: 744320 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ARTHUR F. RYAN Management For For
GASTON CAPERTON Management For For
GILBERT F. CASELLAS Management For For
KARL J. KRAPEK Management For For
IDA F.S. SCHMERTZ Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H - REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
04 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
LIBERTY MEDIA CORPORATION
ANNUAL MEETING DATE: 06/09/2004
L
ISSUER: 530718 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
ROBERT R. BENNETT Management For For
PAUL A. GOULD Management For For
JOHN C. MALONE Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management Against Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
THE KROGER CO.
ANNUAL MEETING DATE: 06/24/2004
KR
ISSUER: 501044 ISIN:
SEDOL:
VOTE GROUP: MUTUAL FUNDS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------- -------- ---------- ---- --------------
01 ELECTION OF DIRECTORS Management For For
JOHN L. CLENDENIN Management For For
DAVID B. DILLON Management For For
DAVID B. LEWIS Management For For
DON W. MCGEORGE Management For For
W. RODNEY MCMULLEN Management For For
SUSAN M. PHILLIPS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - BOARD OF DIRECTORS Shareholder Against For
04 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Abstain Against
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Thompson Plumb Funds, Inc.
--------------------------------------------------------
By (Signature and
Title) /s/ John W. Thompson
--------------------------------------------------------
John W. Thompson, Principal Executive Officer
Date 08/25/2004
--------------------------------------------------------