UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER 811-4946
THOMPSON PLUMB FUNDS, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
1200 JOHN Q. HAMMONS DRIVE
MADISON, WISCONSIN 53717
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)--(ZIP CODE)
JOHN W. THOMPSON, CHAIRMAN
THOMPSON PLUMB FUNDS, INC.
1200 JOHN Q. HAMMONS DRIVE
MADISON, WISCONSIN 53717
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (608) 827-5700
DATE OF FISCAL YEAR END: 11/30/2005
DATE OF REPORTING PERIOD: 07/01/2004-6/30/2005
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Thompson Plumb Bond Fund
The Thompson Plumb Bond Fund did not hold any portfolio securities with respect
to which the Fund was entitled to vote during the period from July 1, 2004
through June 30, 2005.
Thompson Plumb Growth Fund
MCKESSON CORPORATION MCK ANNUAL MEETING DATE: 07/28/2004
ISSUER: 58155Q103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN H. HAMMERGREN Management For For
ROBERT W. MATSCHULLAT Management For For
M. CHRISTINE JACOBS Management For For
02 RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
APOGENT TECHNOLOGIES INC. AOT SPECIAL MEETING DATE: 08/02/2004
ISSUER: 03760A101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For
02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For
SOLICIT ADDITIONAL PROXIES.
MEDTRONIC, INC. MDT ANNUAL MEETING DATE: 08/26/2004
ISSUER: 585055106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM R BRODY MD PHD Management For For
ARTHUR D COLLINS JR Management For For
ANTONIO M GOTTO JR MD Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING ELIMINATION OF CHARITABLE CONTRIBUTIONS.
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/27/2004
ISSUER: 370334104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
Thompson Plumb Growth Fund
01 DIRECTOR Management For
STEPHEN R. DEMERITT Management For For
LIVIO D. DESIMONE Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH R. HOPE Management For For
ROBERT L. JOHNSON Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
MICHAEL D. ROSE Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITOR.
03 APPROVAL OF AMENDMENTS TO THE COMPANY S BY-LAWS. Management For For
PAYCHEX, INC. PAYX ANNUAL MEETING DATE: 10/06/2004
ISSUER: 704326107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
B. THOMAS GOLISANO Management For For
G. THOMAS CLARK Management For For
DAVID J. S. FLASCHEN Management For For
PHILLIP HORSLEY Management For For
GRANT M. INMAN Management For For
J. ROBERT SEBO Management For For
JOSEPH M. TUCCI Management For For
ORACLE CORPORATION ORCL ANNUAL MEETING DATE: 10/29/2004
ISSUER: 68389X105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEFFREY O. HENLEY Management For For
LAWRENCE J. ELLISON Management For For
DONALD L. LUCAS Management For For
MICHAEL J. BOSKIN Management For For
JACK F. KEMP Management For For
JEFFREY S. BERG Management For For
SAFRA CATZ Management For For
HECTOR GARCIA-MOLINA Management For For
JOSEPH A. GRUNDFEST Management For For
H. RAYMOND BINGHAM Management For For
CHARLES E. PHILLIPS, JR Management For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For For
THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2005
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Management For For
Thompson Plumb Growth Fund
RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE Shareholder Against For
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA
FEDERAL HOME LOAN MORTGAGE CORPORATI FRE ANNUAL MEETING DATE: 11/04/2004
ISSUER: 313400301 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BARBARA T. ALEXANDER Management For For
GEOFFREY T. BOISI Management For For
MICHELLE ENGLER Management For For
RICHARD KARL GOELTZ Management For For
THOMAS S. JOHNSON Management For For
WILLIAM M. LEWIS, JR. Management For For
JOHN B. MCCOY Management For For
EUGENE M. MCQUADE Management For For
SHAUN F. O'MALLEY Management For For
RONALD F. POE Management For For
STEPHEN A. ROSS Management For For
RICHARD F. SYRON Management For For
WILLIAM J. TURNER Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004
03 APPROVAL OF THE 2004 STOCK COMPENSATION PLAN Management For For
04 APPROVAL OF THE AMENDED AND RESTATED EMPLOYEE Management For For
STOCK PURCHASE PLAN
MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/09/2004
ISSUER: 594918104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM H. GATES III Management For For
STEVEN A. BALLMER Management For For
JAMES I. CASH JR. Management For For
RAYMOND V. GILMARTIN Management For For
A. MCLAUGHLIN KOROLOGOS Management For For
DAVID F. MARQUARDT Management For For
CHARLES H. NOSKI Management For For
HELMUT PANKE Management For For
JON A. SHIRLEY Management For For
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management For For
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For For
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK
OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For For
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR
Thompson Plumb Growth Fund
SYSCO CORPORATION SYY ANNUAL MEETING DATE: 11/12/2004
ISSUER: 871829107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
COLIN G. CAMPBELL Management For For
JOHN M. CASSADAY Management For For
J.K. STUBBLEFIELD, JR. Management For For
JACKIE M. WARD Management For For
02 APPROVAL OF RATIFICATION OF APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL 2005.
03 APPROVAL OF THE 2004 STOCK OPTION PLAN. Management For For
04 APPROVAL OF THE PAYMENT OF COMPENSATION TO CERTAIN Management For For
EXECUTIVE OFFICERS UNDER THE 2004 LONG-TERM INCENTIVE CASH PLAN
PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE.
05 SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against For
REVIEW THE COMPANY S POLICIES FOR FOOD PRODUCTS CONTAINING
GENETICALLY ENGINEERED INGREDIENTS AND REPORT TO SHAREHOLDERS WITHIN
SIX MONTHS.
CARDINAL HEALTH, INC. CAH ANNUAL MEETING DATE: 12/08/2004
ISSUER: 14149Y108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT L. GERBIG Management For For
RICHARD C. NOTEBAERT Management For For
GEORGE H. CONRADES Management For For
02 PROPOSAL TO AMEND THE COMPANY S PERFORMANCE-BASED Management For For
INCENTIVE COMPENSATION PLAN AND APPROVE THE MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER SUCH PLAN, AS AMENDED.
03 PROPOSAL FROM A SHAREHOLDER ON ANNUAL ELECTION Shareholder Against For
OF DIRECTORS, IF PRESENTED PROPERLY.
INTUIT INC. INTU ANNUAL MEETING DATE: 12/09/2004
ISSUER: 461202103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN M. BENNETT Management For For
Thompson Plumb Growth Fund
CHRISTOPHER W. BRODY Management For For
WILLIAM V. CAMPBELL Management For For
SCOTT D. COOK Management For For
L. JOHN DOERR Management For For
DONNA L. DUBINSKY Management For For
MICHAEL R. HALLMAN Management For For
DENNIS D. POWELL Management For For
STRATTON D. SCLAVOS Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2005.
03 APPROVE OUR 2005 EQUITY INCENTIVE PLAN. Management For For
TYCO INTERNATIONAL LTD. TYC ANNUAL MEETING DATE: 03/10/2005
ISSUER: 902124106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
GEORGE W. BUCKLEY Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
RAJIV L. GUPTA Management For For
JOHN A. KROL Management For For
MACKEY J. MCDONALD Management For For
H. CARL MCCALL Management For For
BRENDAN R. O'NEILL Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION.
MORGAN STANLEY MWD ANNUAL MEETING DATE: 03/15/2005
ISSUER: 617446448 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN E. JACOB Management For For
CHARLES F. KNIGHT Management For For
MILES L. MARSH Management For For
LAURA D'ANDREA TYSON Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For
INSTITUTE ANNUAL ELECTION OF DIRECTORS.
04 SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. Shareholder Against For
Thompson Plumb Growth Fund
HEWLETT-PACKARD COMPANY HPQ ANNUAL MEETING DATE: 03/16/2005
ISSUER: 428236103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
L.T.BABBIO, JR. Management For For
P.C. DUNN Management For For
R.A. HACKBORN Management For For
G.A. KEYWORTH II Management For For
R.E. KNOWLING, JR. Management For For
T.J. PERKINS Management For For
R.L. RYAN Management For For
L.S. SALHANY Management For For
R.P. WAYMAN Management For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT-PACKARD Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2005
03 APPROVAL OF AN AMENDMENT TO THE HEWLETT-PACKARD Management For For
COMPANY 2000 EMPLOYEE STOCK PURCHASE PLAN
FIFTH THIRD BANCORP FITB ANNUAL MEETING DATE: 03/22/2005
ISSUER: 316773100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES P. HACKETT Management For For
JOAN R. HERSCHEDE Management For For
ROBERT L. KOCH II Management For For
KENNETH W. LOWE Management For For
THOMAS W. TRAYLOR Management For For
02 PROPOSAL TO AMEND THE CODE OR REGULATIONS TO Management For For
REDUCE THE DEFAULT NUMBER OF DIRECTORS AND TO REDUCE THE MINIMUM
NUMBER OF DIRECTORS THE BOARD MAY SET WITHOUT SHAREHOLDER APPROVAL.
03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE YEAR 2005.
FISERV, INC. FISV ANNUAL MEETING DATE: 04/06/2005
ISSUER: 337738108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
Thompson Plumb Growth Fund
D.F. DILLON Management For For
G.J. LEVY Management For For
G.M. RENWICK Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM OF FISERV, INC. FOR 2005.
03 TO APPROVE THE FISERV, INC. EXECUTIVE INCENTIVE Management For For
COMPENSATION PLAN, AS AMENDED AND RESTATED.
04 TO APPROVE THE FISERV, INC. STOCK OPTION AND Management For For
RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED.
NOKIA CORPORATION NOK ANNUAL MEETING DATE: 04/07/2005
ISSUER: 654902204 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE Management For For
SHEET.
03 APPROVAL OF A PROPOSAL TO THE ANNUAL GENERAL Management For For
MEETING OF A DIVIDEND OF EUR 0.33 PER SHARE.
04 DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE Management For For
BOARD OF DIRECTORS, AND THE PRESIDENT, FROM LIABILITY.
06 PROPOSAL ON THE COMPOSITION OF THE BOARD AS PROPOSED Management For For
BY THE CORPORATE GOVERNANCE AND NOMINATION COMMITTEE.
07 DIRECTORS Management For
PAUL J. COLLINS Management For For
GEORG EHRNROOTH Management For For
BENGT HOLMSTROM Management For For
PER KARLSSON Management For For
JORMA OLLILA Management For For
MARJORIE SCARDINO Management For For
VESA VAINIO Management For For
ARNE WESSBERG Management For For
EDOUARD MICHELIN Management For For
DAN HESSE Management For For
08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For
AUDITOR.
09 APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS Management For For
OY AS THE AUDITORS FOR FISCAL YEAR 2005.
10 APPROVAL OF THE PROPOSAL TO GRANT STOCK OPTIONS Management For For
TO SELECTED PERSONNEL OF THE COMPANY.
11 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE Management For For
THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY COMPANY.
12 AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE Management For For
CAPITAL OF THE COMPANY.
13 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Management For For
SHARES.
14 AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES Management For For
HELD BY THE COMPANY.
15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA Management For *Management
S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY Position Unkno
UPON ITEM 15.
CITIGROUP INC. C ANNUAL MEETING DATE: 04/19/2005
ISSUER: 172967101 ISIN:
Thompson Plumb Growth Fund
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. MICHAEL ARMSTRONG Management For For
ALAIN J.P. BELDA Management For For
GEORGE DAVID Management For For
KENNETH T. DERR Management For For
JOHN M. DEUTCH Management For For
R. HERNANDEZ RAMIREZ Management For For
ANN DIBBLE JORDAN Management For For
KLAUS KLEINFELD Management For For
DUDLEY C. MECUM Management For For
ANNE MULCAHY Management For For
RICHARD D. PARSONS Management For For
CHARLES PRINCE Management For For
JUDITH RODIN Management For For
ROBERT E. RUBIN Management For For
FRANKLIN A. THOMAS Management For For
SANFORD I. WEILL Management For For
ROBERT B. WILLUMSTAD Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against For
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR
EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL WORKERS UNLESS
PRIOR STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against For
NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against For
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION TO ANY
OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder Against For
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/19/2005
ISSUER: 191216100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD F. MCHENRY Management For For
SAM NUNN Management For For
Thompson Plumb Growth Fund
J. PEDRO REINHARD Management For For
JAMES D. ROBINSON III Management For For
PETER V. UEBERROTH Management For For
JAMES B. WILLIAMS Management For For
HERBERT A. ALLEN Management For For
RONALD W. ALLEN Management For For
CATHLEEN P. BLACK Management For For
WARREN E. BUFFETT Management For For
BARRY DILLER Management For For
E. NEVILLE ISDELL Management For For
DONALD R. KEOUGH Management For For
MARIA ELENA LAGOMASINO Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder Against For
STATE STREET CORPORATION STT ANNUAL MEETING DATE: 04/20/2005
ISSUER: 857477103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
T. ALBRIGHT Management For For
K. BURNES Management For For
T. CASNER Management For For
N. DAREHSHORI Management For For
A. GOLDSTEIN Management For For
D. GRUBER Management For For
L. HILL Management For For
C. LAMANTIA Management For For
R. LOGUE Management For For
R. SERGEL Management For For
R. SKATES Management For For
G. SUMME Management For For
D. WALSH Management For For
R.WEISSMAN Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
UNISYS CORPORATION UIS ANNUAL MEETING DATE: 04/21/2005
ISSUER: 909214108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J. P. BOLDUC Management For For
JAMES J. DUDERSTADT Management For For
Thompson Plumb Growth Fund
MATTHEW J. ESPE Management For For
DENISE K. FLETCHER Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
CINCINNATI FINANCIAL CORPORATION CINF ANNUAL MEETING DATE: 04/23/2005
ISSUER: 172062101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KENNETH C. LICHTENDAHL Management For For
W. RODNEY MCMULLEN Management For For
THOMAS R. SCHIFF Management For For
JOHN F. STEELE, JR. Management For For
LARRY R. WEBB Management For For
02 RATIFYING THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 APPROVING AN INCREASE IN THE AUTHORIZED SHARES Management For For
OF COMMON STOCK.
04 ADOPTING CINCINNATI FINANCIAL CORPORATION STOCK Management For For
OPTION PLAN NO. VIII.
05 APPROVING CINCINNATI FINANCIAL CORPORATION 2003 Management For For
NON-EMPLOYEE DIRECTORS STOCK PLAN.
CLEAR CHANNEL COMMUNICATIONS, INC. CCU ANNUAL MEETING DATE: 04/26/2005
ISSUER: 184502102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAN D. FELD Management For For
PERRY J. LEWIS Management For For
L. LOWRY MAYS Management For For
MARK P. MAYS Management For For
RANDALL T. MAYS Management For For
B.J. MCCOMBS Management For For
PHYLLIS B. RIGGINS Management For For
THEODORE H. STRAUSS Management For For
J.C. WATTS Management For For
JOHN H. WILLIAMS Management For For
02 APPROVAL AND ADOPTION OF THE CLEAR CHANNEL COMMUNICATIONS, Management For For
INC. 2005 ANNUAL INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2005.
CHEVRONTEXACO CORPORATION CVX ANNUAL MEETING DATE: 04/27/2005
Thompson Plumb Growth Fund
ISSUER: 166764100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.H. ARMACOST Management For For
R.E. DENHAM Management For For
R.J. EATON Management For For
S. GINN Management For For
C.A. HILLS Management For For
F.G. JENIFER Management For For
S. NUNN Management For For
D.J. O'REILLY Management For For
P.J. ROBERTSON Management For For
C.R. SHOEMATE Management For For
R.D. SUGAR Management For For
C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 DIRECTORS COMPENSATION Shareholder Against For
04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder Against For
05 STOCK OPTION EXPENSING Shareholder Against For
06 ANIMAL TESTING Shareholder Against For
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against For
08 REPORT ON ECUADOR Shareholder Against For
PFIZER INC. PFE ANNUAL MEETING DATE: 04/28/2005
ISSUER: 717081103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
STANLEY O. IKENBERRY Management For For
GEORGE A. LORCH Management For For
HENRY A. MCKINNELL Management For For
DANA G. MEAD Management For For
RUTH J. SIMMONS Management For For
WILLIAM C. STEERE, JR. Management For For
JEAN-PAUL VALLES Management For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For
Thompson Plumb Growth Fund
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against For
ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against For
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against For
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against For
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL
PRODUCTS.
WENDY'S INTERNATIONAL, INC. WEN ANNUAL MEETING DATE: 04/28/2005
ISSUER: 950590109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN T. SCHUESSLER Management For For
KERRII B. ANDERSON Management For For
WILLIAM E. KIRWAN Management For For
ANN B. CRANE Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE CURRENT YEAR.
03 APPROVAL OF THE SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
A REPORT ON GENETICALLY ENGINEERED PRODUCTS.
04 APPROVAL OF THE SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
A REPORT ON THE FEASIBILITY OF CONTROLLED-ATMOSPHERE
KILLING OF CHICKENS BY SUPPLIERS.
IMS HEALTH INCORPORATED RX ANNUAL MEETING DATE: 04/29/2005
ISSUER: 449934108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID R. CARLUCCI Management For For
CONSTANTINE L. CLEMENTE Management For For
KATHRYN E. GIUSTI Management For For
M. BERNARD PUCKETT Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO THE SHAREHOLDER RIGHTS PLAN.
BERKSHIRE HATHAWAY INC. BRKA ANNUAL MEETING DATE: 04/30/2005
ISSUER: 084670207 ISIN:
Thompson Plumb Growth Fund
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WARREN E. BUFFETT Management For For
CHARLES T. MUNGER Management For For
HOWARD G. BUFFETT Management For For
MALCOLM G. CHACE Management For For
WILLIAM H. GATES III Management For For
DAVID S. GOTTESMAN Management For For
CHARLOTTE GUYMAN Management For For
DONALD R. KEOUGH Management For For
THOMAS S. MURPHY Management For For
RONALD L. OLSON Management For For
WALTER SCOTT, JR. Management For For
02 PROPOSED AMENDMENT OF THE CORPORATION S RESTATED Management For For
CERTIFICATE OF INCORPORATION THAT WOULD ADD TO THE VOTING RIGHTS OF
HOLDERS OF CLASS B COMMON STOCK IN CERTAIN SITUATIONS.
03 PROPOSED AMENDMENT OF THE CORPORATION S RESTATED Management For For
CERTIFICATE OF INCORPORATION THAT WOULD CLARIFY THE RIGHTS OF
HOLDERS OF CLASS B COMMON STOCK IN A STOCK SPLIT OR STOCK DIVIDEND.
THE ST. PAUL TRAVELERS COMPANIES, IN STA ANNUAL MEETING DATE: 05/03/2005
ISSUER: 792860108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN H. DASBURG Management For For
LESLIE B. DISHAROON Management For For
JANET M. DOLAN Management For For
KENNETH M. DUBERSTEIN Management For For
JAY S. FISHMAN Management For For
LAWRENCE G. GRAEV Management For For
THOMAS R. HODGSON Management For For
ROBERT I. LIPP Management For For
BLYTHE J. MCGARVIE Management For For
GLEN D. NELSON, MD Management For For
CLARENCE OTIS, JR. Management For For
CHARLES W. SCHARF Management For For
LAURIE J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
COLGATE-PALMOLIVE COMPANY CL ANNUAL MEETING DATE: 05/04/2005
ISSUER: 194162103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Thompson Plumb Growth Fund
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.K. CONWAY Management For For
R.E. FERGUSON Management For For
E.M. HANCOCK Management For For
D.W. JOHNSON Management For For
R.J. KOGAN Management For For
D.E. LEWIS Management For For
R. MARK Management For For
E.A. MONRAD Management For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management For For
OPTION PLAN
04 APPROVAL OF THE COMPANY S 2005 NON-EMPLOYEE DIRECTOR Management For For
STOCK OPTION PLAN
05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/04/2005
ISSUER: 713448108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.F. AKERS Management For For
R.E. ALLEN Management For For
R.L. HUNT Management For For
A.C. MARTINEZ Management For For
I.K. NOOYI Management For For
S.S REINEMUND Management For For
S.P. ROCKEFELLER Management For For
J.J. SCHIRO Management For For
F.A. THOMAS Management For For
C.M. TRUDELL Management For For
S.D. TRUJILLO Management For For
D. VASELLA Management For For
02 APPROVAL OF AUDITORS Management For For
03 SHAREHOLDER PROPOSAL Shareholder Against For
GAP, INC. GPS ANNUAL MEETING DATE: 05/10/2005
ISSUER: 364760108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HOWARD P. BEHAR Management For For
ADRIAN D.P. BELLAMY Management For For
DOMENICO DE SOLE Management For For
DONALD G. FISHER Management For For
Thompson Plumb Growth Fund
DORIS F. FISHER Management For For
ROBERT J. FISHER Management For For
PENELOPE L. HUGHES Management For For
BOB L. MARTIN Management For For
JORGE P. MONTOYA Management For For
PAUL S. PRESSLER Management For For
JAMES M. SCHNEIDER Management For For
MAYO A. SHATTUCK III Management For For
MARGARET C. WHITMAN Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO APPROVE THE PROPOSAL TO AMEND AND RESTATE Management For For
THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE
COMPENSATION AWARD PLAN.
AMGEN INC. AMGN ANNUAL MEETING DATE: 05/11/2005
ISSUER: 031162100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. DAVID BALTIMORE Management For For
MS. JUDITH C. PELHAM Management For For
MR. KEVIN W. SHARER Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2005.
03A STOCKHOLDER PROPOSAL #1 (IN VITRO TESTING) Shareholder Against For
03B STOCKHOLDER PROPOSAL #2 (EXECUTIVE COMPENSATION) Shareholder Against For
03C STOCKHOLDER PROPOSAL #3 (STOCK RETENTION) Shareholder Against For
FIRST DATA CORPORATION FDC ANNUAL MEETING DATE: 05/11/2005
ISSUER: 319963104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALISON DAVIS Management For For
JAMES D. ROBINSON III Management For For
BERNARD L. SCHWARTZ Management For For
ARTHUR F. WEINBACH Management For For
02 THE APPROVAL OF AN INCREASE IN THE NUMBER OF Management For For
SHARES ISSUABLE UNDER THE COMPANY S EMPLOYEE STOCK PURCHASE PLAN BY
6,000,000 SHARES OF THE COMPANY S COMMON STOCK.
03 THE APPROVAL OF AMENDMENTS TO THE COMPANY S SENIOR Management For For
EXECUTIVE INCENTIVE PLAN.
04 THE RATIFICATION OF THE SELECTION OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR 2005.
05 SHAREHOLDER PROPOSAL ON JOB LOSS AND DISLOCATION Shareholder Against For
IMPACT STATEMENT.
06 SHAREHOLDER PROPOSAL ON DIRECTOR LIABILITY. Shareholder Against For
Thompson Plumb Growth Fund
OFFICE DEPOT, INC. ODP ANNUAL MEETING DATE: 05/13/2005
ISSUER: 676220106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LEE A. AULT III Management For For
NEIL R. AUSTRIAN Management For For
DAVID W. BERNAUER Management For For
ABELARDO E. BRU Management For For
DAVID I. FUENTE Management For For
BRENDA J. GAINES Management For For
MYRA M. HART Management For For
W. SCOTT HEDRICK Management For For
JAMES L. HESKETT Management For For
PATRICIA A. MCKAY Management For For
MICHAEL J. MYERS Management For For
STEVE ODLAND Management For For
02 TO RATIFY OUR AUDIT COMMITTEE S APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE TERM
DESCRIBED IN THIS PROXY STATEMENT.
03 TO CONSIDER A PROPOSAL FROM A SHAREHOLDER RECOMMENDING: Shareholder Against For
(I) THAT OUR BOARD AMEND THE BYLAWS TO PROVIDE
THAT NO CORPORATE OFFICER SHALL RECEIVE ANNUAL COMPENSATION IN
EXCESS OF THE LIMITS ESTABLISHED BY THE INTERNAL REVENUE CODE FOR
DEDUCTIBILITY OF EMPLOYEE REMUNERATION AND CERTAIN OTHER MATTERS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO CONSIDER A PROPOSAL FROM A SHAREHOLDER RECOMMENDING Shareholder Against For
THAT OUR BOARD OF DIRECTORS AMEND THE GOVERNANCE
DOCUMENTS (CERTIFICATE OF INCORPORATION OR BYLAWS) OF THE COMPANY TO
PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE
VOTE OF THE MAJORITY OF THE VOTES CAST AT AN ANNUAL MEETING OF
SHAREHOLDERS.
INSTINET GROUP INCORPORATED INGP ANNUAL MEETING DATE: 05/16/2005
ISSUER: 457750107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID J. GRIGSON Management For For
IAN STRACHAN Management For For
EDWARD J. NICOLL Management For For
ROBIN JOSEPHS Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INSTINET GROUP INCORPORATED S INDEPENDENT
AUDITORS FOR THE 2005 FISCAL YEAR.
03 APPROVE THE INSTINET GROUP 2005 ANNUAL CASH INCENTIVE Management For For
PLAN.
Thompson Plumb Growth Fund
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/18/2005
ISSUER: 458140100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CRAIG R. BARRETT Management For For
CHARLENE BARSHEFSKY Management For For
E.JOHN P. BROWNE Management For For
D. JAMES GUZY Management For For
REED E. HUNDT Management For For
PAUL S. OTELLINI Management For For
DAVID S. POTTRUCK Management For For
JANE E. SHAW Management For For
JOHN L. THORNTON Management For For
DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENT AND EXTENSION OF THE 2004 Management For For
EQUITY INCENTIVE PLAN.
04 APPROVAL OF AMENDMENT AND EXTENSION OF THE EXECUTIVE Management For For
OFFICER INCENTIVE PLAN.
THE HARTFORD FINANCIAL SVCS GROUP, I HIG ANNUAL MEETING DATE: 05/18/2005
ISSUER: 416515104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAMANI AYER Management For For
RONALD E. FERGUSON Management For For
EDWARD J. KELLY, III Management For For
PAUL G. KIRK, JR. Management For For
THOMAS M. MARRA Management For For
GAIL J. MCGOVERN Management For For
MICHAEL G. MORRIS Management For For
ROBERT W. SELANDER Management For For
CHARLES B. STRAUSS Management For For
H. PATRICK SWYGERT Management For For
DAVID K. ZWIENER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
03 APPROVAL OF THE HARTFORD 2005 INCENTIVE STOCK Management For For
PLAN
04 APPROVAL OF MATERIAL TERMS OF EXECUTIVE OFFICER Management For For
PERFORMANCE GOALS FOR INCENTIVE AWARDS
TRIBUNE COMPANY TRB ANNUAL MEETING DATE: 05/18/2005
ISSUER: 896047107 ISIN:
SEDOL:
Thompson Plumb Growth Fund
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROGER GOODAN Management For For
ENRIQUE HERNANDEZ, JR. Management For For
J. CHRISTOPHER REYES Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/20/2005
ISSUER: 887317105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES L. BARKSDALE Management For For
STEPHEN F. BOLLENBACH Management For For
STEPHEN M. CASE Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
JESSICA P. EINHORN Management For For
MILES R. GILBURNE Management For For
CARLA A. HILLS Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
R.E. TURNER Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF AUDITORS. Management For For
03 STOCKHOLDER PROPOSAL REGARDING PAY COMPARISON. Shareholder Against For
HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/24/2005
ISSUER: 806407102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
DR. MARGARET A. HAMBURG Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
Thompson Plumb Growth Fund
NORMAN S. MATTHEWS Management For For
MARVIN H. SCHEIN Management For For
DR. LOUIS W. SULLIVAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2001 Management For For
HENRY SCHEIN, INC. SECTION 162(M) CASH BONUS PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For
S CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/25/2005
ISSUER: 30231G102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W.W. GEORGE Management For For
W.R. HOWELL Management For For
P.E. LIPPINCOTT Management For For
M.C. NELSON Management For For
W.V. SHIPLEY Management For For
M.J. BOSKIN Management For For
J.R. HOUGHTON Management For For
R.C. KING Management For For
H.A. MCKINNELL, JR. Management For For
L.R. RAYMOND Management For For
R.W.TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28). Management For For
03 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against For
04 BOARD COMPENSATION (PAGE 31). Shareholder Against For
05 INDUSTRY EXPERIENCE (PAGE 32). Shareholder Against For
06 ACEH SECURITY REPORT (PAGE 33). Shareholder Against For
07 AMENDMENT OF EEO POLICY (PAGE 34). Shareholder Against For
08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shareholder Against For
09 CLIMATE SCIENCE REPORT (PAGE 37). Shareholder Against For
10 KYOTO COMPLIANCE REPORT (PAGE 40). Shareholder Against For
WAL-MART STORES, INC. WMT ANNUAL MEETING DATE: 06/03/2005
ISSUER: 931142103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
Thompson Plumb Growth Fund
JAMES W. BREYER Management For For
M. MICHELE BURNS Management For For
DOUGLAS N. DAFT Management For For
DAVID D. GLASS Management For For
ROLAND A. HERNANDEZ Management For For
JOHN D. OPIE Management For For
J. PAUL REASON Management For For
H. LEE SCOTT, JR. Management For For
JACK C. SHEWMAKER Management For For
JOSE H. VILLARREAL Management For For
JOHN T. WALTON Management For For
S. ROBSON WALTON Management For For
CHRISTOPHER J. WILLIAMS Management For For
LINDA S. WOLF Management For For
02 APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE Management For For
PLAN OF 2005, AS AMENDED
03 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For For
04 A SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE Shareholder Against For
COMPENSATION FRAMEWORK
05 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against For
REPORT
06 A SHAREHOLDER PROPOSAL REGARDING AN EQUITY COMPENSATION Shareholder Against For
REPORT
07 A SHAREHOLDER PROPOSAL REGARDING A POLITICAL Shareholder Against For
CONTRIBUTIONS REPORT
08 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shareholder Against For
OPPORTUNITY REPORT
09 A SHAREHOLDER PROPOSAL REGARDING A DIRECTOR ELECTION Shareholder Against For
MAJORITY VOTE STANDARD
10 A SHAREHOLDER PROPOSAL REGARDING BOARD INDEPENDENCE Shareholder Against For
11 A SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-VESTING Shareholder Against For
SHARES
BLYTH, INC. BTH ANNUAL MEETING DATE: 06/08/2005
ISSUER: 09643P108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. BURKHART Management For For
WILMA H. JORDAN Management For For
JAMES M. MCTAGGART Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
CLARIENT INC. CLRT ANNUAL MEETING DATE: 06/08/2005
ISSUER: 180489106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RONALD A. ANDREWS Management For For
MICHAEL F. COLA Management For For
ANTHONY L. CRAIG Management For For
IRWIN SCHER, M.D. Management For For
Thompson Plumb Growth Fund
FRANK P. SLATTERY, JR. Management For For
JON R. WAMPLER Management For For
G. STEVE HAMM Management For For
EBAY INC. EBAY ANNUAL MEETING DATE: 06/23/2005
ISSUER: 278642103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ----------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRED D. ANDERSON Management For For
EDWARD W. BARNHOLT Management For For
SCOTT D. COOK Management For For
ROBERT C. KAGLE Management For For
02 TO APPROVE OUR EBAY INCENTIVE PLAN IN ORDER TO Management For For
QUALIFY IT UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK FROM 1,790,000,000 TO 3,580,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2005.
05 STOCKHOLDER PROPOSAL REGARDING GRANTING OF PERFORMANCE-VESTING Shareholder Against For
SHARES TO SENIOR EXECUTIVES.
06 STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD Shareholder Against For
FOR DIRECTOR ELECTIONS.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
THOMPSON PLUMB FUNDS, INC.
By: /s/ John W. Thompson
-------------------------------
John W. Thompson, Chairman and
Chief Executive Officer
Date: August 30, 2005