UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 28, 2006
NUVEEN INVESTMENTS, INC.
(Exact Name of Registrant as Specified in Charter)
Delaware 1-11123 36-3817266
(State or Other (Commission File Number) (I.R.S. Employer
Jurisdiction of Identification No.)
Incorporation)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (312) 917-7700
Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule l4a-12 under the Exchange Act
(17 CFR 240.l4a-12)
[ ] Pre-commencement communications pursuant to Rule l4d- 2(b) under the
Exchange Act (17 CFR 240.14d- 2(b))
[ ] Pre-commencement communications pursuant to Rule l3e-4(c) under the Exchange
Act (17 CFR 240.l3e-4(c))
Item 5.02 Departure of Directors or Principal Officers: Election of Directors;
Appointment of Principal Officers.
On March 29, 2006, Nuveen Investments, Inc. (the "Company") issued a
press release announcing the election of Pierre E. Leroy to its Board of
Directors. Mr. Leroy's term of office will expire at the Company's 2006 annual
meeting of stockholders. There is no arrangement or understanding between Mr.
Leroy and any other persons pursuant to which he was elected as a director. The
Company has not named Mr. Leroy to any committee of the Board of Directors. The
press release is attached hereto as Exhibit 99.1 and is incorporated herein by
reference.
Item 9.01. Financial Statements and Exhibits.
(c) Exhibits
99.1 Press release of Nuveen Investments, Inc. issued March 29, 2006
(filed herewith)
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
NUVEEN INVESTMENTS, INC.
By: /s/ John L. MacCarthy
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John L. MacCarthy
Senior Vice President and
General Counsel
Dated: March 29, 2006
EXHIBIT INDEX
Exhibit No. Description
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99.1 Press release of Nuveen Investments, Inc. issued March 29, 2006
(filed herewith)