UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER 811-4946
THOMPSON PLUMB FUNDS, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
1200 JOHN Q. HAMMONS DRIVE
MADISON, WISCONSIN 53717
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)--(ZIP CODE)
JOHN W. THOMPSON, CHAIRMAN
THOMPSON PLUMB FUNDS, INC.
1200 JOHN Q. HAMMONS DRIVE
MADISON, WISCONSIN 53717
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (608) 827-5700
DATE OF FISCAL YEAR END: 11/30/2006
DATE OF REPORTING PERIOD: 07/01/2005-6/30/2006
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Thompson Plumb Bond Fund
There were no matters relating to a portfolio security considered at any
shareholder meetings held during the reporting period and with respect to which
the registrant was entitled to vote.
Thompson Plumb Growth Fund
FEDERAL HOME LOAN MORTGAGE CORPORATION FRE ANNUAL MEETING DATE: 07/15/2005
ISSUER: 313400301 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ---- --------------
01 DIRECTOR Management For
BARBARA T. ALEXANDER Management For For
GEOFFREY T. BOISI Management For For
JOAN E. DONOGHUE Management For For
MICHELLE ENGLER Management For For
RICHARD KARL GOELTZ Management For For
THOMAS S. JOHNSON Management For For
WILLIAM M. LEWIS, JR. Management For For
EUGENE M. MCQUADE Management For For
SHAUN F. O'MALLEY Management For For
RONALD F. POE Management For For
STEPHEN A. ROSS Management For For
RICHARD F. SYRON Management For For
WILLIAM J. TURNER Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2005.
IAC/INTERACTIVE CORP IACI ANNUAL MEETING DATE: 07/19/2005
ISSUER: 44919P102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ---- --------------
01 DIRECTOR Management For
DONALD R. KEOUGH* Management For For
BRYAN LOURD* Management For For
GEN H.N. SCHWARZKOPF* Management For For
02 TO APPROVE AMENDMENTS TO THE IAC CERTIFICATE Management For For
OF INCORPORATION THAT WOULD EFFECT THE SPIN-OFF
OF EXPEDIA, INC.
03 TO APPROVE AMENDMENTS TO THE IAC CERTIFICATE Management For For
OF INCORPORATION TO EFFECT A ONE-FOR-TWO REVERSE
STOCK SPLIT OF IAC COMMON STOCK AND IAC CLASS
B COMMON STOCK. **
04 TO APPROVE AN AMENDMENT TO THE IAC CERTIFICATE Management For For
OF INCORPORATION THAT WOULD GENERALLY PROVIDE THAT NO
IAC OFFICER OR DIRECTOR WHO IS ALSO AN EXPEDIA
OFFICER OR DIRECTOR WILL BE LIABLE FOR BREACH OF
FIDUCIARY DUTY BECAUSE SUCH INDIVIDUAL DIRECTS A
CORPORATE OPPORTUNITY TO EXPEDIA INSTEAD OF IAC. **
05 TO APPROVE AN AMENDMENT TO THE IAC CERTIFICATE Management For For
OF INCORPORATION THAT WOULD DELETE THE PROVISION
REGARDING REMOVAL OF DIRECTORS SO THAT THE IAC BYLAWS
WOULD GOVERN DIRECTOR REMOVAL PROCEDURES.
06 TO APPROVE THE IAC/INTERACTIVECORP 2005 STOCK Management For For
AND ANNUAL INCENTIVE PLAN.
07 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
Thompson Plumb Growth Fund
AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 08/11/2005
ISSUER: 026874107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ---- --------------
01 DIRECTOR Management For
M. AIDINOFF Management For For
P. CHIA Management For For
M. COHEN Management For For
W. COHEN Management For For
M. FELDSTEIN Management For For
E. FUTTER Management For For
S. HAMMERMAN Management For For
C. HILLS Management For For
R. HOLBROOKE Management For For
D. KANAK Management For For
G. MILES, JR. Management For For
M. OFFIT Management For For
M. SULLIVAN Management For For
E. TSE Management For For
F. ZARB Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For For
MEDTRONIC, INC. MDT ANNUAL MEETING DATE: 08/25/2005
ISSUER: 585055106 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ---- --------------
01 DIRECTOR Management For
DENISE M. O'LEARY Management For For
JACK W. SCHULER Management For For
SHIRLEY A. JACKSON, PHD Management For For
JEAN-PIERRE ROSSO Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE MEDTRONIC, INC. 2005 EMPLOYEES Management For For
STOCK PURCHASE PLAN.
04 TO APPROVE THE MEDTRONIC, INC. 1998 OUTSIDE DIRECTOR Management For For
STOCK COMPENSATION PLAN (AS AMENDED AND RESTATED).
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/26/2005
ISSUER: 370334104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
PAUL DANOS Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH RICHARDS HOPE Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
STEVE ODLAND Management For For
MICHAEL D. ROSE Management For For
ROBERT L. RYAN Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADOPT THE 2005 STOCK COMPENSATION PLAN. Management For For
04 STOCKHOLDER PROPOSAL REGARDING SALE OF GENERAL Shareholder Against For
MILLS.
Thompson Plumb Growth Fund
PAYCHEX, INC. PAYX ANNUAL MEETING DATE: 10/12/2005
ISSUER: 704326107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
B. THOMAS GOLISANO Management For For
DAVID J. S. FLASCHEN Management For For
PHILLIP HORSLEY Management For For
GRANT M. INMAN Management For For
JONATHAN J. JUDGE Management For For
J. ROBERT SEBO Management For For
JOSEPH M. TUCCI Management For For
02 TO AMEND THE 2002 STOCK INCENTIVE PLAN AND INCREASE Management For For
THE SHARES AVAILABLE UNDER THE 2002 STOCK INCENTIVE
PLAN.
03 STOCKHOLDER PROPOSAL TO AMEND BY-LAWS TO ADOPT Shareholder Against For
MAJORITY VOTING OF DIRECTORS.
CARDINAL HEALTH, INC. CAH ANNUAL MEETING DATE: 11/02/2005
ISSUER: 14149Y108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
J. MICHAEL LOSH Management For For
JOHN B. MCCOY Management For For
MICHAEL D. O'HALLERAN Management For For
JEAN G. SPAULDING, M.D. Management For For
MATTHEW D. WALTER Management For For
02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, INC. 2005 Management For For
LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE COMPANY S Management Against Against
RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE
ANNUAL ELECTION OF DIRECTORS.
MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/09/2005
ISSUER: 594918104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
WILLIAM H. GATES III Management For For
STEVEN A. BALLMER Management For For
JAMES I. CASH JR. Management For For
DINA DUBLON Management For For
RAYMOND V. GILMARTIN Management For For
A. MCLAUGHLIN KOROLOGOS Management For For
DAVID F. MARQUARDT Management For For
CHARLES H. NOSKI Management For For
HELMUT PANKE Management For For
JON A. SHIRLEY Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR
Thompson Plumb Growth Fund
THE ESTEE LAUDER COMPANIES INC. EL ANNUAL MEETING DATE: 11/10/2005
ISSUER: 518439104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
CHARLENE BARSHEFSKY Management For For
RONALD S. LAUDER Management For For
LEONARD A. LAUDER Management For For
MARSHALL ROSE Management For For
02 APPROVAL OF AMENDED AND RESTATED FISCAL 2002 Management Against Against
SHARE INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR.
SYSCO CORPORATION SYY ANNUAL MEETING DATE: 11/11/2005
ISSUER: 871829107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
JUDITH B. CRAVEN Management For For
PHYLLIS S. SEWELL Management For For
RICHARD G. MERRILL Management For For
RICHARD G. TILGHMAN Management For For
02 APPROVAL OF RATIFICATION OF APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL 2006.
03 APPROVAL OF THE 2005 MANAGEMENT INCENTIVE PLAN. Management For For
04 APPROVAL OF THE PAYMENT OF COMPENSATION TO CERTAIN Management For For
EXECUTIVE OFFICERS UNDER THE 2000 MANAGEMENT
INCENTIVE PLAN PURSUANT TO SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
05 APPROVAL OF THE 2005 NON-EMPLOYEE DIRECTORS STOCK Management For For
PLAN.
Thompson Plumb Growth Fund
CISCO SYSTEMS, INC. CSCO ANNUAL MEETING DATE: 11/15/2005
ISSUER: 17275R102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
CAROL A. BARTZ Management For For
M. MICHELE BURNS Management For For
LARRY R. CARTER Management For For
JOHN T. CHAMBERS Management For For
DR. JOHN L. HENNESSY Management For For
RICHARD M. KOVACEVICH Management For For
RODERICK C. MCGEARY Management For For
JAMES C. MORGAN Management For For
JOHN P. MORGRIDGE Management For For
STEVEN M. WEST Management For For
JERRY YANG Management For For
02 TO APPROVE THE ADOPTION OF THE 2005 STOCK INCENTIVE Management Against Against
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
29, 2006.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shareholder Against For
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK
THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS
AS A PREREQUISITE TO VESTING, AS MORE FULLY SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT
OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For
THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS
DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND
IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY
AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS
AND RESELLERS BY MAY 31, 2006, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
SOLECTRON CORPORATION SLR ANNUAL MEETING DATE: 01/12/2006
ISSUER: 834182107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
WILLIAM A. HASLER Management For For
MICHAEL R. CANNON Management For For
RICHARD A. D'AMORE Management For For
H. PAULETT EBERHART Management For For
HEINZ FRIDRICH Management For For
WILLIAM R. GRABER Management For For
DR. PAUL R. LOW Management For For
C. WESLEY M. SCOTT Management For For
CYRIL YANSOUNI Management For For
02 TO AUTHORIZE THE BOARD OF DIRECTORS TO AMEND Management For For
AND RESTATE THE CERTIFICATE OF INCORPORATION
OF THE COMPANY TO EFFECT A REVERSE STOCK SPLIT
AT ONE OF THREE RATIOS.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST
31, 2006.
Thompson Plumb Growth Fund
THE COCA-COLA COMPANY KO CONSENT MEETING DATE: 01/13/2006
ISSUER: 191216100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 I WOULD LIKE TO OPT OUT OF RECEIVING THE COCA-COLA Management For For
COMPANY S SUMMARY ANNUAL REPORT IN THE MAIL.
TYCO INTERNATIONAL LTD. TYC ANNUAL MEETING DATE: 03/09/2006
ISSUER: 902124106 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
1A SET THE MAXIMUM NUMBER OF DIRECTORS AT 12 Management For For
1B DIRECTOR Management For
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
RAJIV L. GUPTA Management For For
JOHN A. KROL Management For For
MACKEY J. MCDONALD Management For For
H. CARL MCCALL Management For For
BRENDAN R. O'NEILL Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
1C AUTHORIZATION FOR THE BOARD OF DIRECTORS TO APPOINT Management For For
AN ADDITIONAL DIRECTOR TO FILL THE VACANCY PROPOSED
TO BE CREATED ON THE BOARD
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION
THE WALT DISNEY COMPANY DIS ANNUAL MEETING DATE: 03/10/2006
ISSUER: 254687106 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
JOHN E. BRYSON Management For For
JOHN S. CHEN Management For For
JUDITH L. ESTRIN Management For For
ROBERT A. IGER Management For For
FRED H. LANGHAMMER Management For For
AYLWIN B. LEWIS Management For For
MONICA C. LOZANO Management For For
ROBERT W. MATSCHULLAT Management For For
GEORGE J. MITCHELL Management For For
LEO J. O'DONOVAN, S.J. Management For For
JOHN E. PEPPER, JR. Management For For
ORIN C. SMITH Management For For
GARY L. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2006.
03 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO GREENMAIL.
04 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO CHINA LABOR STANDARDS.
Thompson Plumb Growth Fund
FIFTH THIRD BANCORP FITB ANNUAL MEETING DATE: 03/28/2006
ISSUER: 316773100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
JOHN F. BARRETT Management For For
GEORGE A. SCHAEFER, JR. Management For For
JOHN J. SCHIFF, JR. Management For For
DUDLEY S. TAFT Management For For
02 PROPOSAL TO REMOVE ARTICLE III, SECTION 18 FROM Management Against Against
THE CODE OF REGULATIONS TO ELIMINATE THE
SUPER-MAJORITY VOTING PROVISIONS CONTAINED IN SUCH
SECTION.
03 PROPOSAL TO AMEND ARTICLE III, SECTION 1 OF THE Management For For
CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS.
04 PROPOSAL TO ADOPT THE AMENDED AND RESTATED FIFTH Management For For
THIRD BANCORP 1993 STOCK PURCHASE PLAN AND THE
ISSUANCE OF UP TO AN ADDITIONAL 1,500,000 SHARES OF
COMMON STOCK THEREUNDER.
05 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2006.
MORGAN STANLEY MS ANNUAL MEETING DATE: 04/04/2006
ISSUER: 617446448 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
ROY J. BOSTOCK* Management For For
ERSKINE B. BOWLES* Management For For
C. ROBERT KIDDER* Management For For
JOHN J. MACK* Management For For
DONALD T. NICOLAISEN* Management For For
HUTHAM S. OLAYAN* Management For For
O. GRIFFITH SEXTON* Management For For
HOWARD J. DAVIES** Management For For
CHARLES H. NOSKI** Management For For
LAURA D'ANDREA TYSON** Management For For
KLAUS ZUMWINKEL** Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For
ACCELERATE THE DECLASSIFICATION OF THE BOARD
OF DIRECTORS
04 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management Against Against
ELIMINATE THE PROVISION REQUIRING PLURALITY VOTING
FOR DIRECTORS
05 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For
ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS
Thompson Plumb Growth Fund
CITIGROUP INC. C ANNUAL MEETING DATE: 04/18/2006
ISSUER: 172967101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
C. MICHAEL ARMSTRONG Management For For
ALAIN J.P. BELDA Management For For
GEORGE DAVID Management For For
KENNETH T. DERR Management For For
JOHN M. DEUTCH Management For For
R. HERNANDEZ RAMIREZ Management For For
ANN DIBBLE JORDAN Management For For
KLAUS KLEINFELD Management For For
ANDREW N. LIVERIS Management For For
DUDLEY C. MECUM Management For For
ANNE MULCAHY Management For For
RICHARD D. PARSONS Management For For
CHARLES PRINCE Management For For
JUDITH RODIN Management For For
ROBERT E. RUBIN Management For For
FRANKLIN A. THOMAS Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE RESTATED Management For For
CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE RESTATED Management For For
CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE RESTATED Management For For
CERTIFICATE OF INCORPORATION.
06 STOCKHOLDER PROPOSAL REQUESTING NO FUTURE NEW Shareholder Against For
STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING
OF CURRENT STOCK OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
CHARITABLE CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE ADOPTION Shareholder Against For
OF A POLICY REGARDING PERFORMANCE-BASED EQUITY
COMPENSATION FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING REIMBURSEMENT Shareholder Against For
OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED
ELECTION OF DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE RECOUPMENT Shareholder Against For
OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT
OF EARNINGS.
Thompson Plumb Growth Fund
DOW JONES & COMPANY, INC. DJ ANNUAL MEETING DATE: 04/19/2006
ISSUER: 260561105 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
DAVID K.P. LI** Management For For
ELIZABETH STEELE** Management For For
RICHARD F. ZANNINO** Management For For
LEWIS B. CAMPBELL* Management For For
HARVEY GOLUB* Management For For
IRVINE O. HOCKADAY, JR* Management For For
DIETER VON HOLTZBRINCK* Management For For
M. PETER MCPHERSON* Management For For
FRANK N. NEWMAN* Management For For
WILLIAM C. STEERE, JR.* Management For For
CHRISTOPHER BANCROFT** Management For For
EDUARDO CASTRO-WRIGHT** Management For For
MICHAEL B. ELEFANTE** Management For For
JOHN M. ENGLER** Management For For
LESLIE HILL** Management For For
PETER R. KANN** Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
FOR 2006.
03 ADOPTION OF DOW JONES 2006 EXECUTIVE ANNUAL INCENTIVE Management Against Against
PLAN.
05 STOCKHOLDER PROPOSAL TO REQUIRE THE COMPANY TO Shareholder Against For
PROVIDE IN THE PROXY STATEMENT COMPLETE DETAILS
ON THE STOCKHOLDER PROPOSAL SUBMISSION PROCESS.
THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/19/2006
ISSUER: 191216100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
HERBERT A. ALLEN Management For For
RONALD W. ALLEN Management For For
CATHLEEN P. BLACK Management For For
BARRY DILLER Management For For
E. NEVILLE ISDELL Management For For
DONALD R. KEOUGH Management For For
DONALD F. MCHENRY Management For For
SAM NUNN Management For For
JAMES D. ROBINSON III Management For For
PETER V. UEBERROTH Management For For
JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF AN AMENDMENT TO THE 1989 RESTRICTED Management For For
STOCK AWARD PLAN OF THE COCA-COLA COMPANY
04 SHAREOWNER PROPOSAL REGARDING CHARITABLE Shareholder Against For
CONTRIBUTIONS
05 SHAREOWNER PROPOSAL THAT COMPANY REPORT ON Shareholder Against For
IMPLEMENTATION OF BEVERAGE CONTAINER
RECYCLING STRATEGY
06 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
07 SHAREOWNER PROPOSAL REGARDING ENVIRONMENTAL IMPACTS Shareholder Against For
OF OPERATIONS IN INDIA
08 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For
DELEGATION OF INQUIRY TO COLOMBIA
Thompson Plumb Growth Fund
BP P.L.C. BP ANNUAL MEETING DATE: 04/20/2006
ISSUER: 055622104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
03 DIRECTOR Management For
DR D C ALLEN Management For For
LORD BROWNE Management For For
MR J H BRYAN Management For For
MR A BURGMANS Management For For
MR I C CONN Management For For
MR E B DAVIS, JR Management For For
MR D J FLINT Management For For
DR B E GROTE Management For For
DR A B HAYWARD Management For For
DR D S JULIUS Management For For
SIR TOM MCKILLOP Management For For
MR J A MANZONI Management For For
DR W E MASSEY Management For For
SIR IAN PROSSER Management For For
MR M H WILSON Management For For
MR P D SUTHERLAND Management For For
04 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
06 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For
AMOUNT
07 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING
AN OFFER TO SHAREHOLDERS
CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 04/26/2006
ISSUER: 166764100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
S.H. ARMACOST Management For For
L.F. DEILY Management For For
R.E. DENHAM Management For For
R.J. EATON Management For For
S. GINN Management For For
F.G. JENIFER Management For For
S. NUNN Management For For
D.J. O'REILLY Management For For
D.B. RICE Management For For
P.J. ROBERTSON Management For For
C.R. SHOEMATE Management For For
R.D. SUGAR Management For For
C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 AMEND COMPANY BY-LAWS TO INCLUDE PROPONENT Shareholder Against For
REIMBURSEMENT
04 REPORT ON OIL & GAS DRILLING IN PROTECTED AREAS Shareholder Against For
05 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For
06 ADOPT AN ANIMAL WELFARE POLICY Shareholder Against For
07 REPORT ON HUMAN RIGHTS Shareholder Against For
08 REPORT ON ECUADOR Shareholder Against For
Thompson Plumb Growth Fund
CLEAR CHANNEL COMMUNICATIONS, INC. CCU ANNUAL MEETING DATE: 04/26/2006
ISSUER: 184502102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
ALAN D. FELD Management For For
PERRY J. LEWIS Management For For
L. LOWRY MAYS Management For For
MARK P. MAYS Management For For
RANDALL T. MAYS Management For For
B.J. MCCOMBS Management For For
PHYLLIS B. RIGGINS Management For For
THEODORE H. STRAUSS Management For For
J.C. WATTS Management For For
JOHN H. WILLIAMS Management For For
JOHN B. ZACHRY Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2006.
03 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING CORPORATE POLITICAL CONTRIBUTIONS.
04 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING COMPENSATION COMMITTEE INDEPENDENCE.
KOHL'S CORPORATION KSS ANNUAL MEETING DATE: 04/26/2006
ISSUER: 500255104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
STEVEN A. BURD Management For For
PETER M. SOMMERHAUSER Management For For
JAY H. BAKER Management For For
KEVIN MANSELL Management For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS.
03 COMPANY PROPOSAL TO AMEND THE COMPANY S ARTICLES Management For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF Shareholder Against For
DIRECTORS TO INITIATE THE APPROPRIATE PROCESS TO
AMEND THE COMPANY S ARTICLES OF INCORPORATION TO
PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY
THE AFFIRMATIVE VOTE OF A MAJORITY OF VOTES CAST AT
AN ANNUAL MEETING OF SHAREHOLDERS. THE BOARD OF
DIRECTORS OPPOSES THIS PROPOSAL.
THE MCGRAW-HILL COMPANIES, INC. MHP ANNUAL MEETING DATE: 04/26/2006
ISSUER: 580645109 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
JAMES H. ROSS Management For For
KURT L. SCHMOKE Management For For
SIDNEY TAUREL Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Thompson Plumb Growth Fund
CELESTICA INC. CLS ANNUAL MEETING DATE: 04/27/2006
ISSUER: 15101Q108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
ROBERT L. CRANDALL Management For For
WILLIAM ETHERINGTON Management For For
RICHARD S. LOVE Management For For
ANTHONY R. MELMAN Management For For
GERALD W. SCHWARTZ Management For For
CHARLES W. SZULUK Management For For
DON TAPSCOTT Management For For
02 APPOINTMENT OF KPMG LLP AS AUDITOR AND AUTHORIZATION Management For For
OF THE BOARD OF DIRECTORS OF CELESTICA INC. TO
FIX THE REMUNERATION OF THE AUDITOR.
PFIZER INC. PFE ANNUAL MEETING DATE: 04/27/2006
ISSUER: 717081103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
STANLEY O. IKENBERRY Management For For
GEORGE A. LORCH Management For For
HENRY A. MCKINNELL Management For For
DANA G. MEAD Management For For
RUTH J. SIMMONS Management For For
WILLIAM C. STEERE, JR. Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006.
03 MANAGEMENT PROPOSAL TO AMEND COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTE REQUIREMENTS AND FAIR PRICE
PROVISION.
04 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For
FOR DIRECTORS.
05 SHAREHOLDER PROPOSAL REQUESTING REPORTING ON Shareholder Against For
PHARMACEUTICAL PRICE RESTRAINT.
06 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. Shareholder Against For
07 SHAREHOLDER PROPOSAL REQUESTING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
09 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY
ON LABORATORY ANIMAL CARE AND USE.
10 SHAREHOLDER PROPOSAL REQUESTING JUSTIFICATION Shareholder Against For
FOR FINANCIAL CONTRIBUTIONS WHICH ADVANCE
ANIMAL-BASED TESTING METHODOLOGIES.
Thompson Plumb Growth Fund
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/03/2006
ISSUER: 713448108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
J.F. AKERS Management For For
R.E. ALLEN Management For For
D. DUBLON Management For For
V.J. DZAU Management For For
R.L. HUNT Management For For
A. IBARGUEN Management For For
A.C. MARTINEZ Management For For
I.K. NOOYI Management For For
S.S REINEMUND Management For For
S.P. ROCKEFELLER Management For For
J.J. SCHIRO Management For For
F.A. THOMAS Management For For
C.M. TRUDELL Management For For
D. VASELLA Management For For
M.D. WHITE Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
03 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For
(PROXY STATEMENT P. 23)
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shareholder Against For
(PROXY STATEMENT P. 24)
THE ST. PAUL TRAVELERS COMPANIES, IN STA ANNUAL MEETING DATE: 05/03/2006
ISSUER: 792860108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
JOHN H. DASBURG Management For For
LESLIE B. DISHAROON Management For For
JANET M. DOLAN Management For For
KENNETH M. DUBERSTEIN Management For For
JAY S. FISHMAN Management For For
LAWRENCE G. GRAEV Management For For
THOMAS R. HODGSON Management For For
ROBERT I. LIPP Management For For
BLYTHE J. MCGARVIE Management For For
GLEN D. NELSON, MD Management For For
LAURIE J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
03 SHAREHOLDER PROPOSAL RELATING TO THE VOTE REQUIRED Shareholder Against For
TO ELECT DIRECTORS.
04 SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shareholder Against For
CONTRIBUTIONS.
Thompson Plumb Growth Fund
COLGATE-PALMOLIVE COMPANY CL ANNUAL MEETING DATE: 05/04/2006
ISSUER: 194162103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
J.T. CAHILL Management For For
J.K. CONWAY Management For For
E.M. HANCOCK Management For For
D.W. JOHNSON Management For For
R.J. KOGAN Management For For
D.E. LEWIS Management For For
R. MARK Management For For
J.P. REINHARD Management For For
H.B. WENTZ, JR. Management For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE COMPANY S 2007 STOCK PLAN FOR Management For For
NON-EMPLOYEE DIRECTORS
04 STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN Shareholder Against For
05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For
IMS HEALTH INCORPORATED RX ANNUAL MEETING DATE: 05/05/2006
ISSUER: 449934108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
JOHN P. IMLAY, JR. Management For For
ROBERT J. KAMERSCHEN Management For For
H. EUGENE LOCKHART Management For For
02 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 AMENDMENT AND RESTATEMENT OF THE 1998 IMS HEALTH Management For For
INCORPORATED EMPLOYEES STOCK INCENTIVE PLAN TO (I)
INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE,
(II) PROVIDE THAT SHARES CAN BE USED FOR ALL TYPES OF
AWARDS, (III) EXTEND THE TERMINATION DATE OF THE
PLAN, AND (IV) CONFORM THE PLAN TO NEW SECTION 409A
OF THE INTERNAL REVENUE CODE, AS FULLY DESCRIBED IN
THE STATEMENT.
04 APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO SHAREHOLDER RIGHTS PLANS.
BERKSHIRE HATHAWAY INC. BRKA ANNUAL MEETING DATE: 05/08/2006
ISSUER: 084670207 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
WARREN E. BUFFETT Management For For
CHARLES T. MUNGER Management For For
HOWARD G. BUFFETT Management For For
MALCOLM G. CHACE Management For For
WILLIAM H. GATES III Management For For
DAVID S. GOTTESMAN Management For For
CHARLOTTE GUYMAN Management For For
DONALD R. KEOUGH Management For For
THOMAS S. MURPHY Management For For
RONALD L. OLSON Management For For
WALTER SCOTT, JR. Management For For
Thompson Plumb Growth Fund
CINCINNATI FINANCIAL CORPORATION CINF ANNUAL MEETING DATE: 05/08/2006
ISSUER: 172062101 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
WILLIAM F. BAHL, CFA Management For For
JAMES E. BENOSKI Management For For
GRETCHEN W. PRICE Management For For
JOHN J. SCHIFF, JR. Management For For
E. ANTHONY WOODS Management For For
02 RATIFYING THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 APPROVAL OF THE CINCINNATI FINANCIAL CORPORATION Management For For
INCENTIVE COMPENSATION PLAN.
04 APPROVAL OF THE CINCINNATI FINANCIAL CORPORATION Management For For
2006 STOCK COMPENSATION PLAN.
AMGEN INC. AMGN ANNUAL MEETING DATE: 05/10/2006
ISSUER: 031162100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
MR. FREDERICK W. GLUCK Management For For
ADM. J. PAUL REASON Management For For
DR. DONALD B. RICE Management For For
MR. LEONARD D SCHAEFFER Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006.
3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION GUIDELINES). Shareholder Against For
3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE COMPENSATION). Shareholder Against For
3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER RIGHTS PLANS). Shareholder Against For
3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE POLICY). Shareholder Against For
3E STOCKHOLDER PROPOSAL #5 (MAJORITY ELECTIONS). Shareholder Against For
3F STOCKHOLDER PROPOSAL #6 (CORPORATE POLITICAL Shareholder Against Against
CONTRIBUTIONS).
FIRST DATA CORPORATION FDC ANNUAL MEETING DATE: 05/10/2006
ISSUER: 319963104 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
DANIEL P. BURNHAM Management For For
JACK M. GREENBERG Management For For
COURTNEY F. JONES Management For For
CHARLES T. RUSSELL Management For For
02 THE RATIFICATION OF THE ELECTION OF DAVID A. Management For For
COULTER AS A DIRECTOR.
03 THE RATIFICATION OF THE ELECTION OF HENRY C. Management For For
DUQUES AS A DIRECTOR.
04 THE RATIFICATION OF THE ELECTION OF PETER B. Management For For
ELLWOOD AS A DIRECTOR.
05 THE RATIFICATION OF THE SELECTION OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Thompson Plumb Growth Fund
AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 05/17/2006
ISSUER: 026874107 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
PEI-YUAN CHIA Management For For
MARSHALL A. COHEN Management For For
MARTIN S. FELDSTEIN Management For For
ELLEN V. FUTTER Management For For
STEPHEN L. HAMMERMAN Management For For
RICHARD C. HOLBROOKE Management For For
FRED H. LANGHAMMER Management For For
GEORGE L. MILES, JR. Management For For
MORRIS W. OFFIT Management For For
JAMES F. ORR III Management For For
MARTIN J. SULLIVAN Management For For
MICHAEL H. SUTTON Management For For
EDMUND S.W. TSE Management For For
ROBERT B. WILLUMSTAD Management For For
FRANK G. ZARB Management For For
02 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS AIG S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Management For For
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/17/2006
ISSUER: 458140100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ----------------------------------------------------- ---------- ------- --------------
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: E. JOHN P. BROWNE Management For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Management For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 AMENDMENT OF THE SECOND RESTATED CERTIFICATE Management For For
OF INCORPORATION (CERTIFICATE OF INCORPORATION)
TO REPEAL ARTICLE 10 (THE FAIR PRICE PROVISION)
03 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Management For For
TO REPEAL ARTICLE 7 AND ARTICLE 12 (THE
SUPERMAJORITY VOTE PROVISIONS)
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR
05 APPROVAL OF THE 2006 EQUITY INCENTIVE PLAN Management For For
06 APPROVAL OF THE 2006 STOCK PURCHASE PLAN Management For For
Thompson Plumb Growth Fund
AMSURG CORP. AMSG ANNUAL MEETING DATE: 05/18/2006
ISSUER: 03232P405 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
THOMAS G. CIGARRAN Management For For
DEBORA A. GUTHRIE Management For For
BERGEIN F. OVERHOLT, MD Management For For
02 APPROVAL OF THE AMSURG CORP. 2006 STOCK INCENTIVE Management For For
PLAN
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2006
HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/18/2006
ISSUER: 806407102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
DR. MARGARET A. HAMBURG Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
NORMAN S. MATTHEWS Management For For
MARVIN H. SCHEIN Management For For
DR. LOUIS W. SULLIVAN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006.
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/19/2006
ISSUER: 887317105 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
JAMES L. BARKSDALE Management For For
STEPHEN F. BOLLENBACH Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
JESSICA P. EINHORN Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF AUDITORS. Management For For
03 APPROVAL OF TIME WARNER INC. 2006 STOCK INCENTIVE Management For For
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING CODE OF VENDOR Shareholder Against For
CONDUCT.
Thompson Plumb Growth Fund
KINETIC CONCEPTS, INC. KCI ANNUAL MEETING DATE: 05/23/2006
ISSUER: 49460W208 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
WOODRIN GROSSMAN* Management For For
N.COLIN LIND** Management For For
C. THOMAS SMITH** Management For For
DONALD E. STEEN** Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
FISERV, INC. FISV ANNUAL MEETING DATE: 05/24/2006
ISSUER: 337738108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
D.P. KEARNEY * Management For For
J.W. YABUKI * Management For For
L.W. SEIDMAN ** Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM OF FISERV, INC. FOR 2006.
03 SHAREHOLDER PROPOSAL REGARDING THE VOTE STANDARD Shareholder Against For
FOR DIRECTOR ELECTION.
Thompson Plumb Growth Fund
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/31/2006
ISSUER: 30231G102 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
M.J. BOSKIN Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
H.A. MCKINNELL, JR. Management For For
M.C. NELSON Management For For
S.J. PALMISANO Management For For
W.V. SHIPLEY Management For For
J.S. SIMON Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 32) Management For For
03 CUMULATIVE VOTING (PAGE 34) Shareholder Against For
04 MAJORITY VOTE (PAGE 35) Shareholder Against For
05 INDUSTRY EXPERIENCE (PAGE 37) Shareholder Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shareholder Against For
07 DIRECTOR COMPENSATION (PAGE 40) Shareholder Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Shareholder Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shareholder Against For
10 EXECUTIVE COMPENSATION CRITERIA (PAGE 45) Shareholder Against For
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shareholder Against For
12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shareholder Against For
13 AMENDMENT OF EEO POLICY (PAGE 50) Shareholder Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shareholder Against For
15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shareholder Against For
Thompson Plumb Growth Fund
WAL-MART STORES, INC. WMT ANNUAL MEETING DATE: 06/02/2006
ISSUER: 931142103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
AIDA M. ALVAREZ Management For For
JAMES W. BREYER Management For For
M. MICHELE BURNS Management For For
JAMES I. CASH, JR. Management For For
DOUGLAS N. DAFT Management For For
DAVID D. GLASS Management For For
ROLAND A. HERNANDEZ Management For For
H. LEE SCOTT, JR. Management For For
JACK C. SHEWMAKER Management For For
JIM C. WALTON Management For For
S. ROBSON WALTON Management For For
CHRISTOPHER J. WILLIAMS Management For For
LINDA S. WOLF Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS. Management For For
03 A SHAREHOLDER PROPOSAL REGARDING HUMANE POULTRY Shareholder Against For
SLAUGHTER
04 A SHAREHOLDER PROPOSAL REGARDING A POLITICAL Shareholder Against For
CONTRIBUTIONS REPORT
05 A SHAREHOLDER PROPOSAL REGARDING A DIRECTOR ELECTION Shareholder Against For
MAJORITY VOTE STANDARD
06 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against For
REPORT
07 A SHAREHOLDER PROPOSAL REGARDING COMPENSATION Shareholder Against For
DISPARITY
08 A SHAREHOLDER PROPOSAL REGARDING AN EQUITY COMPENSATION Shareholder Against For
GLASS CEILING REPORT
BLYTH, INC. BTH ANNUAL MEETING DATE: 06/07/2006
ISSUER: 09643P108 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
PAMELA M. GOERGEN Management For For
ROGER A. ANDERSON Management For For
CAROL J. HOCHMAN Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
CLARIENT INC. CLRT ANNUAL MEETING DATE: 06/07/2006
ISSUER: 180489106 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
RONALD A. ANDREWS Management For For
PETER J. BONI Management For For
JAMES A. DATIN Management For For
STEVEN J. FEDER Management For For
G. STEVE HAMM Management For For
IRWIN SCHER, M.D. Management For For
FRANK P. SLATTERY, JR. Management For For
JON R. WAMPLER Management For For
Thompson Plumb Growth Fund
EBAY INC. EBAY ANNUAL MEETING DATE: 06/13/2006
ISSUER: 278642103 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
WILLIAM C. FORD, JR. Management For For
DAWN G. LEPORE Management For For
PIERRE M. OMIDYAR Management For For
R.T. SCHLOSBERG, III Management For For
02 TO APPROVE AN AMENDMENT TO OUR 2001 EQUITY INCENTIVE Management For For
PLAN TO INCREASE BY 30,000,000 THE NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 2001 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2006.
BED BATH & BEYOND INC. BBBY ANNUAL MEETING DATE: 06/29/2006
ISSUER: 075896100 ISIN:
SEDOL:
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- ------------------------------------------------------------- ----------- ------- --------------
01 DIRECTOR Management For
STEVEN H. TEMARES Management For For
KLAUS EPPLER Management For For
FRAN STOLLER Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP. Management For For
03 SHAREHOLDER PROPOSAL; BOARD DIVERSITY REPORT. Shareholder Against For
04 SHAREHOLDER PROPOSAL; FOREIGN WORKPLACE MONITORING. Shareholder Against For
05 SHAREHOLDER PROPOSAL; ENERGY EFFICIENCY REPORT. Shareholder Against For
06 AMEND CERTIFICATE OF INCORPORATION; REGARDING Management For For
ELECTION OF DIRECTORS.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
THOMPSON PLUMB FUNDS, INC.
By: /s/ John W. Thompson
------------------------------
John W. Thompson, Chairman and
Chief Executive Officer
Date: August 18, 2006