As filed with the Securities and Exchange Commission on September 25, 2007
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N - CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act File No. 811-04815
Ultra Series Funds
5910 Mineral Point Road
Madison, WI 53705
(608) 238-5851
(Registrant's Exact Name, Address and Telephone Number)
Pamela M. Krill, Esq.
Associate General Counsel
CUNA Mutual Group
5910 Mineral Point Road
Madison, WI 53705
(Name and Address of Agent for Service)
Copy to:
Stephen E. Roth, Esq.
Sutherland Asbill & Brennan LLP
1275 Pennsylvania Avenue, N.W.
Washington, D. C. 20004-2415
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Date of Fiscal Year End: December 31, 2006
Date of Reporting Period: December 31, 2006
EXPLANATORY NOTE
The Registrant is refiling the following portions of its Form N-CSR for the
reporting period ended December 31, 2006 (the "Report"):
1. Exhibit 12(a) - Code of Ethics
2. Exhibit 12(b) - Certification of the President and Treasurer of the
Registrant.
The remainder of this report is hereby incorporated by reference to the Report
filed with the Securities and Exchange Commission on February 27, 2007 (File No.
811-04815).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
ULTRA SERIES FUND
BY: /s/ David P. Marks
---------------------------------
David P. Marks
President
DATE: 2/20/07
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, this report has been signed below by the
following persons on behalf of the registrant and in the capacities and on the
dates indicated.
BY: /s/ David P. Marks
---------------------------------
David P. Marks
President, Ultra Series Fund
DATE: 2/20/07
BY: /s/ Mary E. Hoffmann
---------------------------------
Mary E. Hoffmann
Treasurer, Ultra Series Fund
DATE: 2/20/07
EXHIBIT INDEX
Exhibit 12 (a) - Code of Ethics
Exhibit 12(b)(i) - Certification of David P. Marks, President, Ultra Series Fund
Exhibit 12(b)(ii) - Certification of Mary E. Hoffmann, Treasurer, Ultra Series
Fund