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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported) October 24, 1996
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FIRST UNION REAL ESTATE EQUITY AND MORTGAGE INVESTMENTS
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(Exact Name of Registrant as Specified in its Charter)
Ohio
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(State of Organization)
1-6249 34-6513657
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(Commission File Number) (I.R.S. Employer Identification No.)
55 Public Square, Suite 1900, Cleveland, Ohio 44113
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(Address of Principal Executive Offices) (Zip Code)
(216) 781-4030
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(Registrant's Telephone Number, Including Area Code)
Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
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ITEM 5. OTHER EVENTS.
On October 24, 1996, First Union Real Estate Equity and Mortgage
Investments, an Ohio real estate investment trust ("First Union"), announced the
pricing of an offering of 2,000,000 shares of its Series A Cumulative
Convertible Redeemable Preferred Shares of Beneficial Interest, $25.00 par value
per share (the "Series A Preferred Shares"). Copies of the announcement and the
underwriting agreement relating to the Series A Preferred Shares are filed as
exhibits hereto and are hereby incorporated herein by reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits.
EXHIBIT NO. DOCUMENT DESCRIPTION
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1(a) Underwriting Agreement dated October 23, 1996
among Sutro & Co. Incorporated, BT
Securities Corporation and Tucker
Anthony Incorporated and First Union
Real Estate Equity and Mortgage
Investments.
4(a) Certificate of Designations for
the Series A Preferred Shares.
4(b) Form of certificate of Series A
Preferred Shares.
99(a) Press Release dated October 24, 1996.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
FIRST UNION REAL ESTATE EQUITY AND
MORTGAGE INVESTMENTS
Dated: October 24, 1996 By: /s/ John J. Dee
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John J. Dee
Senior Vice President
and Chief Accounting Officer