<ARTICLE> 5 <LEGEND> THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE JOHN NUVEEN COMPANY'S FORM 10-Q AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. </LEGEND> <PERIOD-TYPE> 9-MOS <FISCAL-YEAR-END> DEC-31-1996 <PERIOD-START> JAN-01-1996 <PERIOD-END> SEP-30-1996 <CASH> 100,913 <SECURITIES> 174,044 <RECEIVABLES> 28,271 <ALLOWANCES> 0 <INVENTORY> 0 <CURRENT-ASSETS> 304,170 <PP&E> 36,685 <DEPRECIATION> (18,205) <TOTAL-ASSETS> 386,541 <CURRENT-LIABILITIES> 0 <BONDS> 0 <COMMON> 115 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <OTHER-SE> 307,719 <TOTAL-LIABILITY-AND-EQUITY> 386,541 <SALES> 0 <TOTAL-REVENUES> 171,387 <CGS> 0 <TOTAL-COSTS> 0 <OTHER-EXPENSES> 84,362 <LOSS-PROVISION> 0 <INTEREST-EXPENSE> 1,812 <INCOME-PRETAX> 85,213 <INCOME-TAX> 32,562 <INCOME-CONTINUING> 52,651 <DISCONTINUED> 0 <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> 52,651 <EPS-PRIMARY> 1.41 <EPS-DILUTED> 0