1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 JANUARY 27, 1997 Date of Report (Date of earliest event reported) UNION TANK CAR COMPANY (Exact name of registrant as specified in its charter) DELAWARE 1-5666 36-3104688 (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 225 W. WASHINGTON STREET, CHICAGO, IL 60606 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (312)372-9500 ________________________________________________________________ (Former name or former address, if changed since last report) 2 ITEM 5. OTHER EVENTS. On January 22, 1997, Union Tank Car Company (the "Company") entered into an Underwriting Agreement with Salomon Brothers Inc and Morgan Stanley & Co. Incorporated relating to the issuance and sale by the Company on January 27, 1997 of $150,000,000 principal amount 7 1/8% Notes Due 2007 (the "Notes"). The Notes were registered under the Securities Act of 1933 pursuant to the Company's Registration Statement on Form S-3 (333-17121). ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (a)-(b) Not applicable. (c) Exhibits. 1(b) Underwriting Agreement dated January 22, 1997 among the Company, Salomon Brothers Inc and Morgan Stanley & Co. Incorporated. 4(b)(1) Indenture dated as of January 16, 1997 between the Company and Harris Trust and Savings Bank (the "Trustee"). 4(b)(2) First Supplemental Indenture dated as of January 22, 1997 between the Company and the Trustee. 4(b)(3) Form of 7 1/8% Note Due 2007 (included in Exhibit 4(b)(2)). -2- 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized. UNION TANK CAR COMPANY By: /s/ R.C. Gluth -------------------------------- R.C. Gluth Executive Vice President Date: January 30, 1997 -3-