SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------- Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: December 20, 1999 -------------- ARM Financial Group, Inc. (Exact name of registrant as specified in its charter) Delaware 33-67268 61C1244251 (State or other jurisdiction of (Commission (I.R.S. Employer incorporation or organization) file number) Identification No.) 515 West Market Street Louisville, Kentucky 40202 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (502) 582-7900 Item 3 Bankruptcy or Receivership Proceeding: Chapter 11 Voluntary Petition Court: United States Bankruptcy Court for the District of Delaware, case No.: 99-4430 Date Jurisdiction was Assumed: December 20, 1999 Trustee: Not applicable; Registrant is debtor in possession SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized, on December 20, 1999. ARM FINANCIAL GROUP, INC. (Registrant) By: /s/ John R. McGeeney -------------------- John R. McGeeney Executive Vice President and General Counsel By: /s/ Edward L. Zeman ------------------- Edward L. Zeman Executive Vice President and Chief Financial Officer