1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K JOINT CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): APRIL 3, 2000 BROOKE GROUP LTD. (Exact name of registrant as specified in its charter) 1-5759 (Commission File Number) 65-0949535 (I.R.S. Employer Identification No.) DELAWARE (State or other jurisdiction of incorporation or organization) 100 S.E. SECOND STREET MIAMI, FLORIDA 33131 (Address of principal executive offices including Zip Code) 305/579-8000 (Registrant's telephone number, including area code) (NOT APPLICABLE) (Former name or former address, if changed since last report) 2 ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (C) Exhibits. EXHIBIT NO. DESCRIPTION - ----------- ----------- 99.1 Description of Capital Stock -2- 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. BROOKE GROUP LTD. By: /s/ JOSELYNN D. VAN SICLEN -------------------------------------- Joselynn D. Van Siclen Vice President and Chief Financial Officer Date: April 3, 2000 -3-