1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended July 1, 2001 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . ------ ------ Commission file number 1-12164 ------- WOLVERINE TUBE, INC. -------------------- (Exact name of registrant as specified in its charter) Delaware 63-0970812 -------- ---------- (State of Incorporation) (IRS Employer Identification No.) 200 Clinton Avenue West, Suite 1000 Huntsville, Alabama 35801 ------------------------------------ ----- (Address of Principal Executive Offices) (Zip Code) (256) 353-1310 -------------- (Registrant's Telephone Number, including Area Code) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES [X] NO [ ] Indicate the number of shares outstanding of each class of Common Stock, as of the latest practicable date: Class Outstanding as of August 7, 2001 ----- -------------------------------- Common Stock, $0.01 Par Value 12,080,453 Shares 2 EXPLANATORY NOTE This Amendment No. 1 to the Registrant's Quarterly Report on Form 10-Q for the quarterly period ended July 1, 2001 is being filed solely to correct a clerical error in the information contained on the cover page of the Form 10-Q filed on August 15, 2001, which incorrectly reported the number of shares of Registrant's Common Stock outstanding as of August 7, 2001 as 14,260,353. The correct number of shares of Common Stock outstanding as of August 7, 2001 is 12,080,453. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereto duly authorized. WOLVERINE TUBE, INC. By: /s/ JAMES E. DEASON ------------------------------------ Name: James E. Deason Title: Executive Vice President, Chief Financial Officer, Secretary and Director Dated: October 4, 2001