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FORM 10-K/A #1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended November 30, 1994
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from to
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Commission file number 1-9610
CARNIVAL CORPORATION
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(Exact name of registrant as specified in its charter)
REPUBLIC OF PANAMA 59-1562976
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
3655 N.W. 87TH AVENUE, MIAMI, FLORIDA 33178-2428
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (305) 599-2600
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Securities registered pursuant to Section 12(b) of the Act:
NAME OF EXCHANGE ON WHICH
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TITLE OF EACH CLASS REGISTERED
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Class A Common Stock New York Stock
($.01 par value) Exchange, Inc.
4-1/2% Convertible New York Stock
Subordinated Notes due July 1, 1997 Exchange, Inc.
Securities registered pursuant to Section 12(g) of the Act: None.
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes X No
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Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
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best of Registrant's knowledge, in any definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [ ].
The aggregate market value of the voting stock held by non-affiliates of the
Registrant is approximately $2,172,000,000 based upon the closing market price
on February 8, 1995 of a share of Class A Common Stock on the New York Stock
Exchange as reported by the Wall Street Journal.
At February 8, 1995, the Registrant had outstanding 227,657,557
shares of its Class A Common Stock, $.01 par value and 54,957,142 shares of its
Class B Common Stock, $.01 par value.
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PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K
(A)(3) EXHIBITS:
A. Exhibit 13 to the Registrant's Annual Report on Form 10-K is
hereby amended to correct the amount of authorized shares of Class A and Class
B Common Stock set forth in the Consolidated Balance Sheet of the Registrant.
The corrected amounts are 399,500,000 authorized shares of Class A Common Stock
and 100,500,000 authorized shares of Class B Common Stock. The Consolidated
Balance Sheet was filed with the commission on page 20 of the Registrant's 1994
Annual Report and incorporated by reference into the Registrant's Annual Report
of Form 10-K.
Exhibit 13, as amended, is attached hereto and refiled in its
entirety.
B. Part IV, Item 14(a)(3) of the Annual Report on Form 10-K is hereby
amended to file the five previously unfiled Exhibits listed below. The
Registrant has requested confidential treatment of certain portions of such
exhibits.
10.23 Shipbuilding Agreement dated January 14, 1995 between
Utopia Cruises, Inc. and Fincantieri-Cantieri Navali Italiani S.p.A.
10.24 Shipbuilding Agreement dated January 14, 1995 between
Wind Surf Limited and Fincantieri-Cantieri Navali Italiani S.p.A.
10.25 Shipbuilding Agreement dated December 7, 1994 between
Carnival Corporation and Kvaerner Masa-Yards, Inc.
10.26 Shipbuilding Agreement dated January 12, 1995 between
Carnival Corporation and Kvaerner Masa-Yards, Inc.
10.27 Shipbuilding Agreement dated March 25, 1992 between
Carnival Corporation and Kvaerner Masa-Yards, Inc.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed
on its behalf by the undersigned, thereunto duly authorized, in the City of
Miami, and the State of Florida on this 20th day of March 1995.
CARNIVAL CORPORATION
By: /S/ HOWARD FRANK
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Howard Frank, Vice Chairman and
Chief Financial Officer