1
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 8, 1997
REGISTRATION NO. 333-32355
================================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
---------------
PRE-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-4
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
---------------
F.N.B. CORPORATION
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
---------------
PENNSYLVANIA 6711 25-1255406
(STATE OR OTHER JURISDICTION OF (Primary Standard Industrial (I.R.S. Employer
INCORPORATION OR ORGANIZATION) Classification Code Number) Identification No.)
HERMITAGE SQUARE JOHN D. WATERS
HERMITAGE, PENNSYLVANIA 16148 F.N.B. CORPORATION
(412) 981-6000 HERMITAGE SQUARE
(ADDRESS, INCLUDING ZIP CODE, AND HERMITAGE, PENNSYLVANIA 16148
TELEPHONE NUMBER, INCLUDING AREA CODE, (412) 981-6000
OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES) (NAME, ADDRESS, INCLUDING ZIP CODE
AND TELEPHONE NUMBER, INCLUDING
AREA CODE, OF AGENT FOR SERVICE)
---------------
COPIES TO:
MARLON F. STARR RICHARD A. DENMON
SMITH, GAMBRELL & RUSSELL, LLP CARLTON, FIELDS, WARD, EMMANUEL,
3343 Peachtree Road, N.E. SMITH & CUTLER, P.A.
Suite 1800 One Harbour Place
Atlanta, Georgia 30326 777 S. Harbour Island Boulevard
(404) 264-2620 Tampa, Florida 33602-5799
(813) 223-7000
---------------
APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE OF THE SECURITIES TO THE
PUBLIC:
Upon the effective date of the merger of Indian Rocks State Bank
with and into a wholly-owned subsidiary of the Registrant.
If the securities being registered on this form are being offered in
connection with the formation of a holding company and there is compliance with
General Instruction G, check the following box: [ ]
================================================================================
2
PART II: INFORMATION NOT REQUIRED IN PROSPECTUS
ITEM 21. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
The following exhibit is filed with this Amendment:
EXHIBIT NO. DESCRIPTION OF EXHIBIT
---------- --------------------------------------------------------------
2.1.1 First Amendment, dated August 8, 1997, to Agreement and Plan
of Merger by and among F.N.B. Corporation ("FNB"), Southwest
Banks, Inc. ("Southwest") and Indian Rocks State Bank
("IRSB"), dated May 10, 1997.
3
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THE
REGISTRANT HAS DULY CAUSED THIS AMENDMENT TO BE SIGNED ON ITS BEHALF BY THE
UNDERSIGNED, THEREUNTO DULY AUTHORIZED, IN THE CITY OF HERMITAGE, COMMONWEALTH
OF PENNSYLVANIA, ON AUGUST 8, 1997.
F.N.B. CORPORATION
By: /s/ Peter Mortensen
------------------------------
Peter Mortensen
Chairman and President
PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THE
REGISTRATION STATEMENT HAS BEEN SIGNED BY THE FOLLOWING PERSONS IN THE
CAPACITIES AND ON THE DATE INDICATED.
SIGNATURE TITLE DATE
--------- ----- ----
/S/ PETER MORTENSEN CHAIRMAN, PRESIDENT AND DIRECTOR AUGUST 8, 1997
- ------------------------------------- (PRINCIPAL EXECUTIVE OFFICER)
PETER MORTENSEN
* EXECUTIVE VICE PRESIDENT AND AUGUST 8, 1997
- ------------------------------------- DIRECTOR
STEPHEN J. GURGOVITS
/S/ JOHN D. WATERS VICE PRESIDENT AND CHIEF FINANCIAL AUGUST 8, 1997
- ------------------------------------- OFFICER (PRINCIPAL FINANCIAL
JOHN D. WATERS AND ACCOUNTING OFFICER)
DIRECTOR
- -------------------------------------
W. RICHARD BLACKWOOD
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
WILLIAM B. CAMPBELL
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
CHARLES T. CRICKS
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
HENRY M. EKKER, ESQ.
DIRECTOR
- -------------------------------------
THOMAS C. ELLIOTT
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
THOMAS W. HODGE
DIRECTOR
- -------------------------------------
JAMES S. LINDSAY
DIRECTOR
- -------------------------------------
PAUL P. LYNCH
4
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
EDWARD J. MACE
* DIRECTOR August 8, 1997
- -------------------------------------
ROBERT S. MOSS
DIRECTOR
- -------------------------------------
RICHARD C. MYERS
DIRECTOR
- -------------------------------------
JOHN R. PERKINS
DIRECTOR
- -------------------------------------
WILLIAM A. QUINN
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
GEORGE A. SEEDS
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
WILLIAM J. STRIMBU
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
GARY L. TICE
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
ARCHIE O. WALLACE
DIRECTOR
- -------------------------------------
JOSEPH M. WALTON
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
JAMES T. WELLER
* DIRECTOR AUGUST 8, 1997
- -------------------------------------
ERIC J. WERNER, ESQ.
DIRECTOR
- -------------------------------------
R. BENJAMIN WILEY
DIRECTOR
- -------------------------------------
DONNA C. WINNER
*BY: /S/ JOHN D. WATERS
---------------------------------
JOHN D. WATERS, AS
ATTORNEY-IN-FACT