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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE
ACT OF 1934 FOR THE YEAR ENDED DECEMBER 31, 1996
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES
EXCHANGE ACT OF 1934 -
Commission File Number 0-22276
ALLIED HOLDINGS, INC.
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(Exact name of registrant as specified in its charter)
Georgia 58-0360550
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(State or other jurisdiction of (I.R.S. Employer ID Number)
incorporation or organization)
160 Clairemont Avenue, Suite 510, Decatur, Georgia 30030
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(Address of principal executive office) (Zip Code)
Registrant's telephone number, including area code (404) 370-1100
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Securities registered pursuant to Section 12(b) of the Act:
NONE
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(Title of Class)
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, No Par Value
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(Title of Class)
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or Section 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months, and (2) has been subject to such
filing requirements for the past 90 days.
YES [X] NO [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of Registrant's knowledge, in definitive proxy or information statements
incorporated by referenced in Part III of this Form 10-K or any amendment to
this Form 10-K [ ]
As of March 12, 1997 Registrant had outstanding 7,810,000 shares of common
stock. The aggregate market value of the common stock held by nonaffiliates of
the Registrant, based upon the closing sales price of the common stock on March
12, 1997 as reported on the NASDAQ Stock Market, was approximately $31,590,000.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the proxy statement for Registrant's 1997 Annual Meeting of
Shareholders to be held May 2, 1997 are incorporated by reference in Part III.
The total number of pages in this document is 30.
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PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON
FORM 8-K.
(a) The following documents are filed as part of this report:
(1) Financial Statements:
INDEX TO FINANCIAL STATEMENTS
Page
Report of Independent Public Accountants.................... F-1
Consolidated Balance Sheets at December 31, 1996 and 1995........ F-2
Consolidated Statements of Operations for the Years Ended
December 31, 1996, 1995 and 1994................ F-3
Consolidated Statements of Changes in Stockholders' Equity for
the Years Ended December 31, 1996, 1995 and 1994..... F-4
Consolidated Statements of Cash Flows for the Years Ended
December 31, 1996, 1995 and 1994.......................... F-5
Notes to Consolidated Financial Statements....................... F-6
(2) Financial Statement Schedules:
INDEX TO FINANCIAL STATEMENT SCHEDULES
Page
Report of Independent Public Accountants......................... S-1
Schedule II - Valuation and Qualifying Accounts for the Years
Ended December 31, 1996, 1995 and 1994........................... S-2
All other schedules are omitted as the required information is inapplicable or
the information is presented in the financial statements or related notes.
(b) Reports on Form 8-K - None.
(c) Exhibits;
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EXHIBIT DESCRIPTION
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(1) 3.1 Amended and Restated Articles of Incorporation of the Company.
(1) 3.2 Amended and Restated Bylaws of the Company.
(1) 4.1 Specimen Common Stock Certificate.
10.1 Form of the Company's Employment Agreement with executive officers.
(1) 10.2 The Company's Long Term Incentive Plan dated July 1993.
(2) 10.3 The Company's 401(k) Retirement Plan and Defined Benefit Pension Plan and Trust.
(1) 10.4 Lease Agreement relating to the Company's main office between Allied and DELOS dated
April 1, 1993, as amended.
10.5 Form of 12% Senior Subordinated Notes due February 1, 2003.
(3)* 10.6 Agreement between the Company and Ford Motor Company, as amended.
(3)* 10.7 Agreement between the Company and Chrysler Corporation.
21.1 List of subsidiary corporations.
24.1 Consent of Arthur Andersen LLP.
25.1 Powers of Attorney.
(1) Incorporated by reference from Registration Statement (File Number
33-66620) as filed with the Securities and Exchange Commission on July
28, 1993 and amended on September 2, 1993 and September 17, 1993 and
deemed effective on September 29, 1993.
(2) Incorporated by reference from Registration Statement (File Number
33-76108) as filed with the Securities and Exchange Commission on
March 4, 1994 and deemed effective on such date, and Annual Report on
Form 10-K for the year ended December 31, 1993.
(3) Request for confidential treatment of portions of the contract has
been filed with the Securities and Exchange Commission.
* Filed herewith.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this amended report to be
signed on its behalf by the undersigned, thereunto duly authorized.
ALLIED HOLDINGS, INC.
Date: August 28, 1997
By:/s/ A. Mitchell Poole, Jr.
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A. Mitchell Poole, Jr., President,
Chief Operating Officer,
Chief Financial Officer,
and Assistant Secretary
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EXHIBIT INDEX
EXHIBIT DESCRIPTION
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(1) 3.1 Amended and Restated Articles of Incorporation of the Company.
(1) 3.2 Amended and Restated Bylaws of the Company.
(1) 4.1 Specimen Common Stock Certificate.
10.1 Form of the Company's Employment Agreement with executive officers.
(1) 10.2 The Company's Long Term Incentive Plan dated July 1993.
(2) 10.3 The Company's 401(k) Retirement Plan and Defined Benefit Pension Plan and Trust.
(1) 10.4 Lease Agreement relating to the Company's main office between Allied and DELOS dated
April 1, 1993, as amended.
10.5 Form of 12% Senior Subordinated Notes due February 1, 2003.
(3)* 10.6 Agreement between the Company and Ford Motor Company, as amended.
(3)* 10.7 Agreement between the Company and Chrysler Corporation.
21.1 List of subsidiary corporations.
24.1 Consent of Arthur Andersen LLP.
25.1 Powers of Attorney.
(1) Incorporated by reference from Registration Statement (File Number
33-66620) as filed with the Securities and Exchange Commission on July
28, 1993 and amended on September 2, 1993 and September 17, 1993 and
deemed effective on September 29, 1993.
(2) Incorporated by reference from Registration Statement (File Number
33-76108) as filed with the Securities and Exchange Commission on
March 4, 1994 and deemed effective on such date, and Annual Report on
Form 10-K for the year ended December 31, 1993.
(3) Request for confidential treatment of portions of the contract has
been filed with the Securities and Exchange Commission.
* Filed herewith.
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