1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 11, 1998 SI DIAMOND TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Texas (State or Other Jurisdiction of Incorporation) 1-11602 76-0273345 (Commission File No.) (I.R.S. Employer Identification No.) 12100 Technology Boulevard Austin, Texas 78727 (Address of Principal Executive Offices) (512) 331-6200 (Registrant's Telephone Number, Including Area Code) 2 Item 5. Other Events On February 11, 1998, SI Diamond Technology, Inc. (the "Company") announced that it received notification from the NASDAQ Stock Market that the Company's common stock was delisted as of the close of business on February 10, 1998. NASDAQ's delisting notification was based on its review of the Company's share price data, capital and surplus deficiencies. As a result of its delisting, the Company expects its common stock to trade in the over-the-counter market on the electronic bulletin board of the National Association of Securities Dealers, Inc. The Company's trading symbol will remain SIDT. Item 7. Financial Statements and Exhibits. (c) Exhibits: 99.1 Press Release of SI Diamond Technology, Inc. dated February 11, 1998. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SI DIAMOND TECHNOLOGY, INC. By /s/ Douglas P. Baker --------------------------------- Douglas P. Baker Vice President and Chief Financial Officer Dated: February 13, 1998