SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant
To Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): November 18, 2002
BAM! ENTERTAINMENT, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
000-32989 77-0553117
(Commission File Number) (I.R.S. Employer Identification No.)
333 West Santa Clara Street, Suite 716
San Jose, California 95113
(Address of Principal Executive Offices, Including Zip Code)
(408) 298-7500
(Registrant's Telephone Number, Including Area Code)
Item 5. Other Events
On November 20, 2002, BAM! Entertainment issued a press release announcing that
it had received notification from the The Nasdaq Stock Market, Inc. indicating
that it had failed to comply with the minimum bid price requirement for
continued listing set forth in Marketplace Rule 4450(a)(5), and that its common
stock is, therefore, subject to future proceedings regarding delisting from the
Nasdaq National Market. A copy of such press release is attached hereto as
Exhibit 99.1.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned, hereunto duly authorized.
Date: November 21, 2002 BAM! ENTERTAINMENT, INC.
By: /S/ STEPHEN AMBLER
--------------------------------
Name: Stephen Ambler
Title: Chief Financial Officer
EXHIBIT INDEX
Exhibit No. Description of Exhibit
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99.1 Text of press release of the Registrant, dated November 20,
2002, announcing that it had received notification from The
Nasdaq Stock Market, Inc. indicating that the Registrant
failed to comply with the minimum bid price requirement for
continued listing set forth in Marketplace Rule 4450(a)(5),
and that its common stock is, therefore, subject to future
proceedings regarding delisting from the Nasdaq National
Market.