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As filed with the Securities and Exchange Commission on June 28, 1996
Registration No.: 333-02777
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-4
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
CU BANCORP
(Exact name of registrant as specified in its charter)
California 6711 95-3657044
(State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer
incorporation or organization) Classification Code Number) Identification Number)
16030 VENTURA BOULEVARD
ENCINO, CALIFORNIA 91436
(818) 907-9122
(Address, including zip code, and telephone number, including area code, of
registrant's principal executive offices)
STEPHEN G. CARPENTER
CHIEF EXECUTIVE OFFICER
16030 VENTURA BOULEVARD
ENCINO, CALIFORNIA 91436
(818) 907-9122
(Name, address, including zip code, and telephone number, including area
code, of agent for service)
WITH A COPY TO:
Anita Y. Wolman, Esq. T. Hale Boggs, Esq.
General Counsel Manatt, Phelps & Phillips, LLP
16030 Ventura Boulevard 11355 W. Olympic Boulevard
Encino, California 91436 Los Angeles, California 90064
(818) 907-9122 (310) 312-4269
Approximate date of commencement of proposed sale to the public:
As soon as practicable after this Registration Statement has become effective.
If any of the securities being registered on this Form are to
be offered in connection with the formation of a holding company and there is
compliance with General Instruction G, check the following box: / /
CALCULATION OF REGISTRATION FEE
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Proposed Proposed
Amount maximum maximum Amount of
Title of each class of to be offering price aggregate registration
securities to be registered registered(1) per unit(2) offering price(2) fee
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Common Stock without par value 5,940,034.00 $ 10.10 $ 60,000,000.00 $ 20,689.00
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(1) Based on approximate number of shares to be issued in respect of
outstanding shares of common stock of Home Interstate Bancorp
(2) Estimated solely for the purpose of calculating the amount of the
registration fee pursuant to Rule 457(c) and (f).
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to
be signed on its behalf by the undersigned, thereunto duly authorized.
Date: June 27, 1996 C U BANCORP
STEPHEN G. CARPENTER
By
Stephen G. Carpenter
President and Chief
Executive Officer
PATRICK HARTMAN
By
Patrick Hartman
Chief Financial Officer
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Pursuant to the requirements of the Securities Exchange Act of
1934, this report has been signed below by the following persons on behalf of
the Registrant and in the capacities and on the dates indicated.
Signature Title Date
- --------- ------- ----
KENNETH BERNSTEIN Director June 27, 1996
_________________
Kenneth Bernstein
STEPHEN G. CARPENTER
__________________________________ Director, June 27, 1996
Stephen G. Carpenter Chairman/
Chief Executive
Officer
________________________________ Director June 27, 1996
Richard H. Close Secretary
PAUL W. GLASS
___________________________________ Director June 27, 1996
Paul W. Glass
RONALD S. PARKER Director June 27, 1996
____________________
Ronald S. Parker
DAVID I. RAINER
____________________ Director, June 27, 1996
David I. Rainer President, Chief
Operating Officer
Supplemental Information to be Furnished with Reports Filed Pursuant to Section
15(d) of the Act by Registrant Which Have Not Registered Securities Pursuant
to Section 12 of the Act.
The proxy statement with respect to the annual meeting of the shareholders
shall be furnished to shareholder subsequent to the filing of this Form 10-K
and shall also be furnished to the Securities and Exchange Commission.
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