1
Page 1 of 3 Pages
The Exhibit Index is on Page 3
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Sections 13 and 15(d) of
The Securities Act of 1934
Date of Report (Date of earliest event reported) December 13, 1996
Redwood Trust, Inc.
(Exact name of Registrant as specified in its charter)
Maryland 0-026436 68-0329422
(State or other (Commission (I.R.S. Employer
jurisdiction File Number) Identification No.)
of incorporation)
591 Redwood Highway, Suite 1300, Mill Valley, CA 94941
(Address of principal executive offices)
Registrant's telephone number, including area code (415) 389-7373
- -------------------------------------------------------------------------------
(Former name or former address, if changed since last report)
2
Item 5. Other Events.
On December 13, 1996, the Board of Directors of the Company approved
and adopted amendments to the Company's Bylaws and the Amended and Restated 1994
Executive and Non-Employee Director Stock Option Plan.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(c) Exhibits
3.3.1 Amended and Restated Bylaws, amended December 13, 1996.
10.14.2 Amended and Restated 1994 Executive and Non-Employee Director
Stock Option Plan, amended December 13, 1996.
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
REDWOOD TRUST, INC.
By /s/ Vickie L. Rath
---------------------------------------
Vickie L. Rath
Vice President, Treasurer and
Controller (Principal Accounting
Officer)
January 7, 1997.
-2-
3
REDWOOD TRUST, INC.
EXHIBIT INDEX
Location of Document in
Exhibit No. Description Sequential Numbering System
- ----------- ----------- ---------------------------
3.3.1 Amended and Restated Bylaws, 5
amended December 13, 1996
10.14.2 Amended and Restated 1994 Executive ______
and Non-Employee Director Stock Option
Plan, amended December 13, 1996
-3-