1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 2, 1999 SCICLONE PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) California 0-19825 94-3116852 - ----------------- -------------------- ------------------- (State or other (Commission File No.) (IRS Employer jurisdiction Identification No.) of incorporation) 901 Mariner's Island Blvd. Suite 205 San Mateo, California 94404 - ---------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (650) 358-3456 2 ITEM 5. OTHER EVENTS On July 2, 1999, SciClone Pharmaceuticals, Inc. sold approximately 1.37 million shares of its common stock, each accompanied by a warrant to purchase one share of common stock, in a private placement to institutional and individual accredited investors for an aggregate purchase price of approximately $2 million. On July 21, 1999, SciClone Pharmaceuticals, Inc. sold approximately 2.5 million shares of its common stock, each accompanied by a warrant to purchase one share of common stock, in a private placement to institutional investors for an aggregate purchase price of approximately $4 million. A copy of the press releases announcing the financings are attached as Exhibits 99.1 and 99.2 and are incorporated herein by reference. ITEM 7. EXHIBITS Exhibit No. Description - ----------- ----------- 99.1 Press release dated July 6, 1999 announcing the $2 million financing. 99.2 Press release dated July 22, 1999 announcing the $4 million financing. 2 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: August 3, 1999 SCICLONE PHARMACEUTICALS, INC. By: /s/ SHAWN K. SINGH ------------------------------------- Shawn K. Singh Chief Administrative Officer 3 4 EXHIBIT INDEX Exhibit No. Description - ----------- ----------- 99.1 Press release dated July 6, 1999 announcing the $2 million financing. 99.2 Press release dated July 22, 1999 announcing the $4 million financing. 4