1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A--AMENDMENT NO. 1 TO FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended JUNE 30, 1995 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from _______ to ________. COMMISSION FILE NUMBER: 1-5740 DIODES INCORPORATED (Exact name of registrant as specified in its charter) DELAWARE 95-2039518 (State or other jurisdiction of (I.R.S. Employer incorporation or organization Identification No.) 3050 EAST HILLCREST DRIVE WESTLAKE VILLAGE, CALIFORNIA 91362 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (805) 446-4800 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ----- ----- The number of shares of the registrant's Common Stock outstanding as of June 30, 1995, was 5,421,124 including 717,115 shares of treasury stock. This amendment is being filed solely to respond to the SEC's comments on the Company's request for confidential treatment for certain exhibits. THIS REPORT INCLUDES A TOTAL OF 15 PAGES THE EXHIBIT INDEX IS ON PAGE 5 2 DIODES INCORPORATED INDEX Page ---- PART II - OTHER INFORMATION Items 6 3 Signature 4 Index to Exhibits 5 3 PART II - OTHER INFORMATION ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K (a) Exhibits Exhibit 10.2 - Kai Hong Compensation Trade Agreement for SOT-23 Product Exhibit 10.3 - Kai Hong Compensation Trade Agreement for MELF Product (b) Reports on Form 8-K None 3 4 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. DIODES INCORPORATED (Registrant) /s/ Joseph Liu - -------------------------- JOSEPH LIU October 25, 1995 Vice President, Secretary and Chief Financial Officer (Principal Financial and Accounting Officer) 4 5 INDEX TO EXHIBITS EXHIBIT - 10.2 Kai Hong Compensation Trade Agreement for SOT-23 Product Page 6 EXHIBIT - 10.3 Kai Hong Compensation Trade Agreement for MELF Product Page 11 5