1 =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ FORM 8-K CURRENT REPORT ------------------ PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 29, 1997 ------------------ HAWTHORNE FINANCIAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Commission File Number 0-1100 DELAWARE 95-2085671 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification Number) 2381 ROSECRANS AVENUE, EL SEGUNDO, CA 90245 (Address of Principal Executive Offices) (Zip Code) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE (310) 725-5000 Page 1 of 3 Pages Exhibit index at Page 2 =============================================================================== 2 HAWTHORNE FINANCIAL CORPORATION AND SUBSIDIARY FORM 8-K INFORMATION TO BE INCLUDED DATE OF REPORT: APRIL 29, 1997 ITEM 5. Other Events On April 28, 1997, Hawthorne Financial Corporation issued the press release which is included as Exhibit 99(a) hereto. ITEM 7. Financial Statements, Pro Forma Financial Information and Exhibits (a) Not applicable. (b) Not applicable. (c) The following exhibit is included with this Report. Exhibit 99(a) Press Release, dated April 28, 1997 2 3 Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. HAWTHORNE FINANCIAL CORPORATION Dated April 29, 1997 /s/ SCOTT A. BRALY ---------------------------------- Scott A. Braly President and Chief Executive Officer 3