EXHIBIT 99.1
Form 1
TRANSMITTAL OF FINANCIAL REPORTS AND CERTIFICATION OF COMPLIANCE WITH OPERATING
REQUIREMENTS FOR THE PERIOD ENDED: OCTOBER 2002
In re: American Architectural Products Corporation CASE NO: 00-43726
-------------------------------------------
Debtor CHAPTER 11
Judge: Bodoh
As debtor in possession, I affirm:
1. That I have review the financial statements attached hereto, consisting of:
a. Operating Statement (Form 2)
b. Balance Sheet (Form 3)
c. Summary of Operations (Form 4)
d. Monthly Cash Statement (Form 5)
e. Statement of Compensation (Form 6)
and that they have been prepared in accordance with normal and customary
accounting practices, and fairly and accurately reflect the debtor's financial
activity for the period stated:
2. That the insurance as described in Section 4 of the Operating Instructions
and Reporting Requirements for Chapter 11 Cases IS in effect; and,
3. That all post petition taxes as described in Sections 1 and 14 of the
Operating Instructions for Chapter 11 Cases ARE current.
4. No professional fees (attorney, accountant, etc.) have been paid without
specific court authorization.
I HEREBY CERTIFY, UNDER PENALTY OF PERJURY, THAT THE INFORMATION PROVIDED HEREIN
IS TRUE AND CORRECT TO THE BEST OF MY INFORMATION AND BELIEF.
/s/ November 29, 2002 /s/ Joseph Dominijanni, President
- --------------------- ---------------------------------
Date Debtor in Possession
724-940-2330
------------
Phone
AMERICAN ARCHITECTURAL PRODUCTS CORPORATION, ET.AL.
CASE NUMBER 43276
NOTES
Of the companies listed in the notice of bankruptcy filing, the following
companies are not active:
AAPC Two Acquisition Company AAPC Six Acquisition Company
AAPC Five Acquisition Company Modern Window Corporation
AAPC Three Acquisition Company VinylSource, Inc.
AAPC Four Acquisition Company WIG Liquidation Company
American Glassmith Company Eagle and Taylor Company
Eagle Window and Door Center, Inc.
Bankruptcy reports for the above companies have not been prepared, as balances
would be zero.
AAPC One Acquisition Company was activated in July 2001 and was renamed
Fortified Window and Door Company. At this time cash disbursements are processed
through Corporate.
Denver Window Company, (DWC) was sold in September 2001, proceeds were applied
against the term loan with CIT Business Credit.
Forte, Inc. is shut down with only clean-up issues remaining. All cash
disbursements are processed through Corporate.
Binnings Pan American and TM Window and Door Company (Divisions of Binnings
Building Products) were sold effective February 14th 2002. Fifty percent of the
proceeds were applied to the CIT Business Credit Term Loan and the remaining
fifty percent of the proceeds were applied to the CIT Business Credit Revolver.
American Glassmith Company was sold effective March 22nd 2002. Fifty percent of
the proceeds were applied to the CIT Business Credit Term Loan and the remaining
fifty percent of the proceeds were applied to the CIT Business Credit Revolver.
Eagle Window and Door Company, a division of Eagle and Taylor Company was sold
effective May 6th 2002. A portion of the proceeds from the sale were used to
repay the total indebtedness under the credit agreement with The CIT
Group/Business Credit, Inc. The remainder of the proceeds was placed in a
Dreyfus Government Cash Management Account with Fleet Bank.
The Fleet Bank lockbox and checking accounts for the remaining AAPC companies
were closed in August 2002 and new accounts were established at National City
Bank, Cleveland Ohio in June 2002.
Thermetic Glass Inc. was sold effective August 23rd 2002. The proceeds were
placed in a Dreyfus Government Cash Management Account with National City Bank.
AMERICAN ARCHITECTURAL PRODUCTS CORPORATION FORM 2
CASE # 00-43726
OPERATING STATEMENT
FOR THE MONTH ENDED OCTOBER 31, 2002
AMERICAN BINNINGS EAGLE &
AMERICAN WEATHER-SEAL BUILDING DANVID WINDOW TAYLOR
GLASSMITH INC COMPANY PRODUCTS COMPANY COMPANY
------------- ------------ ---------- ------------- --------
Net Sales $ - $2,830,897 $1,703,372 $4,762,448 -
Cost of Sales - 2,232,420 1,307,136 4,453,270 -
----------------------------------------------------------------------------------
Gross Profit - 598,477 396,236 309,178 -
Selling Expense - 220,447 245,712 459,693 -
General and Administrative Expenses 554 88,388 78,979 203,283 2,225
-----------------------------------------------------------------------------------
Income (Loss) from Operations (554) 289,642 71,545 (353,798) (2,225)
Interest Expense, net - - - 13,605 -
Reorganization Costs - - - - -
Other (Income) Expense - 11,789 7,920 523 (1,472)
-----------------------------------------------------------------------------------
Income (Loss) Before Taxes (554) 277,853 63,625 (367,926) (753)
Income Taxes - - - - -
-----------------------------------------------------------------------------------
Net Income (Loss) $(554) $ 277,853 $ 63,625 $ (367,926) $ (753)
===================================================================================
DENVER EAGLE WINDOW
WINDOW AND DOOR THERMETIC
COMPANY CENTER INC. GLASS INC. CORPORATE FORTE, INC.
------- ------------ ---------- --------- -----------
Net Sales $ - $ - $ - $ - $ -
Cost of Sales - - - - -
------------------------------------------------------------------------------
Gross Profit - - - -
Selling Expense - - - - -
General and Administrative Expenses 250 250 4,167 153,128 -
------------------------------------------------------------------------------
Income (Loss) from Operations (250) (250) (4,167) (153,128)
Interest Expense, net - - - - -
Reorganization Costs - - - 238,682 -
Other (Income) Expense - (3,330) (3,576) (74,860) 5,957
------------------------------------------------------------------------------
Income (Loss) Before Taxes (250) 3,080 (591) (316,950) (5,957)
Income Taxes - - - - -
------------------------------------------------------------------------------
Net Income (Loss) $(250) $3,080 $ (591) $(316,950) $(5,957)
==============================================================================
THE FOLLOWING COMPANIES ARE INACTIVE:
Fortified Window and Door, Inc. f.k.a. AAPC One Acquisition Corporation
AAPC Two Acquisition Corporation AAPC Three Acquisition Corporation
AAPC Three Acquisition Corporation AAPC Four Acquisition Corporation
AAPC Four Acquisition Corporation AAPC Five Acquisition Corporation
AAPC Five Acquisition Corporation AAPC Six Acquisition Corporation
AAPC Six Acquisition Corporation
Modern Window Company
Vinylsource, Inc.
WIG Liquidation Company
American Architectural Products Corporation Form 3
Case # 00-43726
Balance Sheets
October 31, 2002
American American Binnings
Glassmith Weather Building Danvid Window Eagle & Taylor
Inc. Seal Company Products Company Company
--------- ------------ ----------- ------------- --------------
ASSETS
Cash $ - $ 39,194 $ 3,262 $ 411,694 $ -
Accounts receivable -- Pre-petition - - 9,677 681 -
Accounts receivable -- Post-petition - 2,965,043 2,012,240 5,298,880 -
---------------------------------------------------------------------------------
Gross Accounts receivable - 2,965,043 2,021,917 5,299,561 -
Less: Allowance for Doubtful Accounts - (125,100) (69,442) (264,758) -
---------------------------------------------------------------------------------
Net Accounts Receivable - 2,839,943 1,952,475 5,034,803 -
Intercompany A/R-A/P - 65,477 (295,193) (35,130) 697,174
Inventories - 2,237,075 2,726,028 1,968,382 -
Prepaid expenses and other current assets - 116,640 37,870 121,957 8,990
---------------------------------------------------------------------------------
TOTAL CURRENT ASSETS - 5,298,329 4,424,442 7,501,706 706,164
Property, plant & equipment, net - 6,212,941 2,709,888 1,758,971 724,952
Deposits and other assets - - 1,500,000 1,031,661 -
---------------------------------------------------------------------------------
TOTAL NON-CURRENT ASSETS - 6,212,941 4,209,888 2,790,632 724,952
---------------------------------------------------------------------------------
$ - $ 11,511,270 $ 8,634,330 $10,292,338 $ 1,431,116
=================================================================================
LIABILITIES
Accounts payable -- Pre-petition $ 516,595 $ 1,856,740 $ 2,877,832 $ 1,143,195 $ 945,635
Accounts payable -- Post-petition - 889,251 1,049,254 1,366,096 -
---------------------------------------------------------------------------------
Total Accounts payable 516,595 2,745,991 3,927,086 2,509,291 945,635
Accrued expenses - Other 42,338 369,096 1,218,331 436,430 66,900
Accrued expenses - Payroll -- Post-petition - 410,155 322,604 689,601
Accrued warranty obligations--current - 451,658 110,000 - -
Current Portion of Long Term Debt - - - - -
Current portion of capital lease obligations - 362,000 - 56,653 -
---------------------------------------------------------------------------------
TOTAL CURRENT LIABILITIES 558,933 4,338,900 5,578,021 3,691,975 1,012,535
Long-term capital lease obligations,
less current portion - - - 59,610 -
Intercompany investment (226,698) 30,911,064 13,830,501 17,803,365 (1,202,413)
Intercompany payable/(receivable) (429,048) (3,878,090) (4,476,013) (1,840,573) 1,101,124
Accrued warranty obligations, less current
portion - 675,000 60,000 976,254 -
Other liabilities - 218,736 - 1,540,449 -
---------------------------------------------------------------------------------
TOTAL LONG-TERM LIABILITIES (655,746) 27,926,710 9,414,488 18,539,105 (101,289)
---------------------------------------------------------------------------------
TOTAL LIABILITIES (96,813) 32,265,610 14,992,509 22,231,080 911,246
STOCKHOLDERS' EQUITY (DEFICIT)
Common stock, $.001 par, authorized
100,000 shares; - - - 765 2,000
Additional paid in capital - - - 1,008,849 (48,265,119)
Treasury stock - - - - -
Retained earnings 96,813 (20,754,340) (6,358,179) (12,948,356) 48,782,989
---------------------------------------------------------------------------------
TOTAL STOCKHOLDERS' EQUITY (DEFICIT) 96,813 (20,754,340) (6,358,179) (11,938,742) 519,870
---------------------------------------------------------------------------------
$ 0 $ 11,511,270 $ 8,634,330 $ 10,292,338 $ 1,431,116
=================================================================================
Eagle Window
Denver Window and Door Thermetic
Company Center Inc. Glass, Inc. Corporate Forte, Inc.
------------- ------------ ----------- ------------ -------------
ASSETS
Cash $ - $ - $ - $ 43,577,096 $ -
Accounts receivable -- Pre-petition - - - - -
Accounts receivable -- Post-petition - 4,999 81,756 - -
-----------------------------------------------------------------------------
Gross Accounts receivable - 4,999 81,756 - -
Less: Allowance for Doubtful Accounts - - - - -
-----------------------------------------------------------------------------
Net Accounts Receivable - 4,999 81,756 - -
Intercompany A/R-A/P (1,010,728) (64,625) 329,471
Inventories - - - - -
Prepaid expenses and other current assets - - 2,100 414,365 -
-----------------------------------------------------------------------------
TOTAL CURRENT ASSETS (1,010,728) (59,626) 83,856 43,991,461 329,471
Property, plant & equipment, net - - - 1,339,255 360,460
Deposits and other assets - - - 662,309 -
-----------------------------------------------------------------------------
TOTAL NON-CURRENT ASSETS - - - 2,001,564 360,460
-----------------------------------------------------------------------------
$(1,010,728) $ (59,626) $ 83,856 $ 45,993,025 $ 689,931
=============================================================================
LIABILITIES
Accounts payable -- Pre-petition $ 31,372 $ 502 $ 31,321 $ 902,474 $ -
Accounts payable -- Post-petition - - - 249,606 -
-----------------------------------------------------------------------------
Total Accounts payable 31,372 502 31,321 1,152,080 -
Accrued expenses - Other - 5,599 15,000 18,511,169 -
Accrued expenses - Payroll -- Post-petition 62,486
Accrued warranty obligations--current - - - - -
Current Portion of Long Term Debt - - - 132,500,000 -
Current portion of capital lease obligations - - - - -
-----------------------------------------------------------------------------
TOTAL CURRENT LIABILITIES 31,372 6,101 46,321 152,225,735 -
Long-term capital lease obligations,
less current portion - - - - -
Intercompany investment 221,016 69,659 (65,100,558) 366,907
Intercompany payable/(receivable) - 3,153,029 2,149,557 (13,477,608) 17,697,015
Accrued warranty obligations,
less current portion - - - - -
Other liabilities - - - 42,208 -
-----------------------------------------------------------------------------
TOTAL LONG-TERM LIABILITIES 221,016 3,153,029 2,219,216 (78,535,958) 18,063,922
-----------------------------------------------------------------------------
TOTAL LIABILITIES 252,388 3,159,130 2,265,537 73,689,777 18,063,922
STOCKHOLDERS' EQUITY (DEFICIT)
Common stock, $.001 par, authorized
100,000 shares; - - - 1,661,466 484,601
Additional paid in capital - - - 6,934,698 5,276,329
Treasury stock - - - (100,000) -
Retained earnings (1,263,116) (3,218,756) (2,181,681) (36,192,916) (23,134,921)
-----------------------------------------------------------------------------
TOTAL STOCKHOLDERS' EQUITY (DEFICIT) (1,263,116) (3,218,756) (2,181,681) (27,696,752) (17,373,991)
-----------------------------------------------------------------------------
$(1,010,728) $ (59,626) $ 83,856 $ 45,993,025 $ 689,931
=============================================================================
The following Companies are inactive:
Fortified Window and Door, Inc. f.k.a. AAPC One Acquisition Corporation
AAPC Two Acquisition Corporation AAPC Three Acquisition Corporation
AAPC Three Acquisition Corporation AAPC Four Acquisition Corporation
AAPC Four Acquisition Corporation AAPC Five Acquisition Corporation
AAPC Five Acquisition Corporation AAPC Six Acquisition Corporation
AAPC Six Acquisition Corporation
Modern Window Company
Vinylsource, Inc.
WIG Liquidation Company
Monthly Summary of Operations Form 4
AMERICAN WEATHER-SEAL Case Number 00-43726
Period Ended: OCTOBER 31, 2002
Schedule of Postpetition Taxes Payable
Beginning Accrued/ Payments/ Ending
Balance Withheld Deposits Balance
--------- -------- --------- -------
Income taxes withheld:
Federal $ 7,957 $ 63,781 $ (71,738) $ - 3
State 2,356 18,901 (21,257) - 3
Local 12,541 3,780 (12,011) 4,310 1
FICA withheld 6,502 45,565 (52,067) - 3
Employers FICA 6,502 47,048 (53,550) - 3
Unemployment tax:
Federal 46 279 (325) - 3
State 207 1,224 (1,431) - 3
Sales, use & excise 22,183 14,273 (11,938) 24,518 2
Property tax 43,983 13,544 - 57,527 2
Other taxes-SDIT - 105 (105) - 3
-------------------------------------------------------------
Total $102,277 $208,499 $(224,421) $86,355
=============================================================
Explain what line on your balance sheet these above liabilities are included in.
1 = Accounts Payable
2 = Accrued Expenses - Other
3 = Accrued Expenses - Payroll
Aging of accounts receivable and post-petition accounts payable
Age in days 0-30 30-60 Over 60 Total
---------- -------- --------- ---------
Post petition
Accounts Payable $ 903,737 $ - $ (740) $ 902,996
Accounts Receivable $2,305,674 $361,817 $172,452 $2,839,943
For post petition accounts payable over 30 days old, please attach a sheet
listing each such account, to whom the account is owed, the date the account was
opened, and the reason for non-payment of the account.
Monthly Summary of Operations Form 4
BINNINGS BUILDING PRODUCTS, INC.,
Period Ended: October 31, 2002 Case Number 00-43726
Schedule of Postpetition Taxes Payable
Beginning Accrued/ Payments/ Ending
Balance Withheld Deposits Balance
--------- -------- --------- -------
Income taxes withheld:
Federal $ 8,168 $ 46,156 $ 46,805 $ 7,519
State 2,560 21,364 21,489 2,434
Local - - - -
FICA withheld 2,233 30,702 31,479 1,456
Employers FICA 2,233 30,702 31,479 1,456
Unemployment tax:
Federal - 334 334 -
State - 582 582 -
Sales, use & excise 8,967 7,718 7,500 9,185
Property tax - - - -
Other taxes - -
----------------------------------------------------------------------
Total $24,161 $137,558 $139,668 $22,051
======================================================================
Explain what line on your balance sheet these above liabilities are included in.
Income taxes withheld > Accrued Expenses - Payroll
FICA withheld > Accrued Expenses - Payroll
Employers FICA > Accrued Expenses - Payroll
Unemployment tax: > Accrued Expenses - Payroll
Sales, use & excise > Accrued Expenses - Other
Property tax > Accrued Expenses - Other
Other taxes > Accrued Expenses - Other
Aging of accounts receivable and post-petition accounts payable
Age in days 0-30 30-60 Over 60
---------- -------- ---------
Post petition
accounts payable $ 654,183 $ (607) $194,254
Accounts receivable $1,666,804 $264,685 $ 94,468
For post petition accounts payable over 30 days old, please attach a sheet
listing each such account, to whom the account is owed, the date the account was
opened, and the reason for non-payment of the account.
Vendor Date Open Amount Reason for non-payment
------ --------- ---------- ----------------------
Cable & Wireless 919.59 Billing in dispute
MCI Worldcom 2,134.59 Billing in dispute
Binnings Acquisition, Inc. 187,934.41 Billing in dispute
Amesbury - Textile (20.32) Slow credit invoicing
Azon Systems 103.09 Paid 11/4/02 - 39 days - slow invoicing
Cardinal CG 3,264.43 Paid 11/5/02 - 110 days - lost/slow invoice
Lamar Clark 591.21 Paid 11/1/02 - 41 to 55 days - slow invoicing
Guy Walker 346.83 Paid 11/8/02 - 43 to 50 days - slow invoicing
Wells Aluminum (1,628.12) Slow purchases - unable to use credits
Monthly Summary of Operations Form 4
DANVID WINDOW COMPANY
Period Ended: October 31, 2002 Case Number 00-43726
Schedule of Postpetition Taxes Payable
Beginning Accrued/ Payments/ Ending
Balance Withheld Deposits Balance
--------- -------- --------- --------
Federal $ - $ 92,517 $ 92,517 $ -
State - - - -
Local - -
FICA withheld - 65,773 65,773 -
Employers FICA - 65,773 65,773 -
Unemployment tax:
Federal - 1,069 1,069 -
State - 821 821 -
Sales, use & excise 119,872 109,417 119,872 109,417
Property tax 55,500 16,000 - 71,500
Other taxes 37,500 (37,500) - -
----------------------------------------------------------
Total $212,872 $313,871 $345,826 $180,917
==========================================================
Explain what line on your balance sheet these above liabilities are included in.
Aging of accounts receivable and post-petition accounts payable
Age in days 0-30 30-60 Over 60 Total
---------- ---------- -------- ----------
Post petition
accounts payable $ 751,636 $ 149,524 $ 4,133 $ 905,292
Accounts receivable $3,921,608 $1,207,845 $159,120 $5,288,573
For post petition accounts payable over 30 days old, please attach a sheet
listing each such account, to whom the account is owed, the date the account was
opened, and the reason for non-payment of the account.
DANVID WINDOW COMPANY Form 4
POST PETITION ACCOUNTS PAYABLE 30 DAYS OLD. Case Number 00-43726
PERIOD ENDED: OCTOBER 2002
VENDOR NAME AMOUNT OWED DATE ACCOUNT OPENED REASON FOR NON PAYMENT
----------- ----------- ------------------- ----------------------
Bostik Findley 42,185.00 Not on file Paid Nov. 1, 2002
Challenge Door 25,735.98 Not on file Paid Nov. 1, 2002
Custom Glass Products 3,321.00 Not on file Paid Nov. 1, 2002
Crown Packaging 112.50 Not on file Paid Nov. 1, 2002
Odl 5,464.51 Not on file Paid Nov. 1, 2002
Pollock Paper 3,199.98 Not on file Paid Nov. 1, 2002
Vertex Financial Corp 1,405.25 Not on file Paid Nov. 1, 2002
The Manifest Group 1,005.97 Not on file Paid Nov. 1, 2002
Western Reflections 2,657.59 Not on file Paid Nov. 1, 2002
Boc Gases 106.78 Not on file Paid Nov. 1, 2002
Zeochem 5,520.00 Not on file Paid Nov. 1, 2002
AFGD 51.60 Not on file Paid Nov. 1, 2002
Burns, Morris & Stewart 19,030.70 Not on file Paid Nov. 1, 2002
TXU Energy 4,983.81 Not on file Overall Credit on account
Sommer & Maca 102.60 Not on file Overall Credit on account
Amesbury Group 3,091.50 Not on file Paid Nov. 1, 2002
Con-way Southern Express 187.23 Not on file Paid Nov. 1, 2002
Elixir Industries 27,553.25 Not on file Paid Nov. 1, 2002
Fred Zimmerman 2,480.00 Not on file Paid Nov. 1, 2002
Metroplex Welding 3,093.81 Not on file Paid Nov. 1, 2002
Associated Truss 2,365.80 Not on file Paid Nov. 1, 2002
Turner Hardware 1.60 Not on file Paid Nov. 1, 2002
----------
Total 153,656.46
==========
Monthly Summary of Operations Form 4
AMERICAN ARCHITECTURAL PRODUCTS CORPORATION -- CORPORATE
Period Ended: October 31, 2002 Case Number 00-43726
Schedule of Postpetition Taxes Payable
Beginning Accrued/ Payments/ Ending
Balance Withheld Deposits Balance
--------- -------- --------- -------
Income taxes withheld:
Federal $ - $ -
State - -
Local - -
FICA withheld - -
Employers FICA - -
Unemployment tax:
Federal - -
State - -
Sales, use & excise - - -
Property tax -
Other taxes -
----------------------------------------------
Total $ - $ - $ - $ -
==============================================
Explain what line on your balance sheet these above liabilities are included in.
Aging of accounts receivable and post-petition accounts payable
Age in days 0-30 30-60 Over 60 Total
------- ------ -------- --------
Post petition
accounts payable $67,559 $7,811 $174,235 $249,605
Accounts receivable Corporate does not hold Trade A/R
For post petition accounts payable over 30 days old, please attach a sheet
listing each such account, to whom the account is owed, the date the account was
opened, and the reason for non-payment of the account.
American Architectural Products Corp. Form 4
A/F Aging Detail
as of October 31, 2002
DATE NAME OPEN BALANCE
---------- ---------------------------------------------- ------------
CURRENT
10/30/2002 MWH 15,706.06
10/30/2002 Fortis Benefits 910.64
10/30/2002 Travelers Indemnity 213.00
10/31/2002 Edward J. Basa 34.30
10/31/2002 Sangamon County Recorder 22.00
10/23/2002 City of Dubuque 26.45
10/23/2002 City of Dubuque 26.29
10/23/2002 City of Dubuque 36.20
10/23/2002 City of Dubuque 12.97
10/23/2002 City of Dubuque 40.94
10/23/2002 Pitney Bowes Credit Corporation 330.97
10/09/2002 Y-Clean, Inc. 299.60
10/29/2002 Genesys Conferencing 1,047.48
10/29/2002 Rader, Fishman & Grauer, PLLC 303.89
10/29/2002 Rader, Fishman & Grauer, PLLC 117.99
10/23/2002 North Pittsburgh Telephone Company 163.52
10/30/2002 North Pittsburgh Telephone Company 109.17
10/17/2002 Aqua Filter Fresh Inc. 25.81
10/17/02 Merrill Lynch, Pierce, Fenner & Smith Inc 4,472.50
9/23/02 State of Delaware 30,000.00
10/29/2002 David J. Wolfe, Jr. 75.28
10/29/2002 GATX Technology Services Corp. 212.14
10/29/2002 MEK Enterprises 4,190.50
10/30/2002 American Commercial Holdings, Inc. 62.00
10/30/2002 Commercial Planning Consultants 9,000.00
10/30/2002 Delta Dental Plan of Michigan 4.06
10/30/2002 Delta Dental Plan of Michigan 4.06
10/30/2002 Delta Dental Plan of Michigan 3.75
10/30/2002 Pat Briceland 107.81
------------
Total 1 - 30 67,559.38
31 - 60 09/12/2002 Kramer Levin Naftalis & Frankel LLP 7,665.00 6,132.00 -Pd November, 2002
Balance upon court approval
09/12/2002 Kramer Levin Naftalis & Frankel LLP 134.95 Paid November, 2002
9/6/02 Aquila#2 10.84 Paid November, 2002
------------
Total 31 - 60 7,810.79
> 60
11/01/2002 Ameritech 4,573.59 In dispute
01/12/2001 ADP, Inc. 3,632.62 In dispute
06/01/2001 Sprint North Supply Leasing 852.01 In dispute
09/05/2001 American Commercial Holdings, Inc. 26,004.45 In dispute
10/01/2002 Squire, Sanders & Dempsey LLP 120,234.10 Paid November, 2002
03/28/2002 Kramer Levin Naftalis & Frankel LLP 21,610.01 Will be paid upon confirmation
and submission of final fee application
07/23/2002 Aquilia#2 (2,671.52)
------------
Total > 60 174,235.26
------------
------------
TOTAL 249,605.43
============
AMERICAN WEATHER-SEAL Form 5
Monthly Cash Statement - OCTOBER, 2002 Case Number 00-43726
General Payroll Lockbox
----------- --------- -----------
Beginning book balance $ (218,860) $ 54,280 $ 37,202
Receipts 1,540,280 710,392 2,819,891
Transfers received - - -
Balance available 1,321,420 764,672 2,857,093
Disbursements (1,588,987) (657,116) -
Transfers sent - - (2,818,849)
----------- --------- -----------
Ending book balance $ (267,567) $ 107,556 $ 38,244
=========== ========= ===========
Attach copies of the most recent reconciled bank statements from each account.
GENERAL ACCOUNT: NATIONAL CITY BANK
Name & Address 4100 West 150th Street, Cleveland, OH 44135
Account number 658765827
PAYROLL ACCOUNT: FIRST MERIT
Name & Address 295 First Merit Circle, Akron, OH 44307-2359
Account number 5301000548
LOCKBOX ACCOUNT: NATIONAL CITY BANK
Name & Address 4100 West 150th Street, Cleveland, OH 44135
Account number 658765827
Other monies on hand (specify type and location) (I.e. CD's petty cash, etc.)
Petty Cash $950
Date: November 15, 2002
Signature: /s/ Shawn L Shertzer
--------------------
Debtor in Possession
AMERICAN WEATHER-SEAL Form 5
Case Number 00-43726
Daily Summary of CASH RECEIPTS for the month of: OCTOBER, 2002
Date General Payroll Lockbox
- ---- ---------- -------- ----------
1 $86,676.59 $ - $52,187.50
2 96,879 92,074
3 12,211 79,462
4 129,312 17,534
5 88,112
6
7 83,501 443,128
8 84,117 19,213
9 39,346 68,837
10 3,047 89,435 55,983
11 40,737 117,820 171,833
12
13
14
15 167,748 495,698
16 65,690 44,514
17 25,722 87,889 85,752
18 51,587 68,362
19
20
21 157,066 327,380
22 56,064 77,791
23 36,261 89,149
24 71,930 94,288 99,448
25 50,803 102,335
26
27
28 127,184 180,152
29 61,586 138,770 65,849
30 27,118 49,145
31 65,691 94,078 134,065
---------- -------- ----------
Total $1,540,280 $710,392 $2,819,891
========== ======== ==========
AMERICAN WEATHER-SEAL Form 5
Case Number 00-43726
Daily Summary of CASH DISBURSEMENTS for the month of: OCTOBER, 2002
Note: Disbursements equals checks written and other bank transfers.
Date General Payroll
- ---- ---------- --------
1 $ - $ 26,443
2 212,185 14,123
3 27,501
4 136,879 13,113
5
6
7 36,919
8 13,363
9 186,767 1,895
10 27,401
11 109,643 92,917
12
13
14
15 47,078
16 210,297 20,065
17 36,615
18 155,108 15,134
19
20
21 39,552
22 16,190
23 182,420 756
24 28,609
25 163,464 15,242
26
27
28 36,493
29 108,808
30 234,861 27,285
31 (2,636) 11,614
---------- --------
Total $1,588,987 $657,116
========== ========
AMERICAN WEATHER-SEAL Form 5
Case Number 00-43726
Daily Summary of CASH TRANSFERS for the month of: OCTOBER, 2002
Disbursements from
Date General Payroll Lockbox
- ---- ------- ------- ----------
1 $- $- $ 52,188
2 92,074
3 79,462
4 17,534
5
6
7 443,128
8 19,213
9 68,837
10 55,983
11 171,833
12
13
14
15 495,698
16 44,514
17 85,752
18 68,362
19
20
21 327,380
22 77,791
23 89,149
24 99,448
25 102,335
26
27
28 180,152
29 65,849
30 49,145
31 133,023 Variance between cash in transit
-- -- ----------
Total $- $- $2,818,849
== == ==========
AMERICAN WEATHER-SEAL Form 5
Case Number 00-43726
Daily Summary of CASH TRANSFERS for the month of: OCTOBER, 2002
Disbursements to
Date General Payroll Lockbox
- ---- ------- ------- -------
1 $- $- $-
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
-- -- --
Total $- $- $-
== == ==
Form 5
Bank Reconciliation 1/29/2003
American Weather-Seal Co.
NATIONAL CITY BANK
OCT 2002
AMOUNT
------
Bank Balance $0.00
Add: Deposits in Transit 0.00
LESS: OUTSTANDING CHECKS
Date Name Check Number Amount
- -----------------------------------------------------------------
7/03/02 Don Tingle 10187 (50.00)
7/10/02 Don Myers 10268 (50.00)
7/10/02 Orrville Industrial Clinic 10273 (157.50)
9/04/02 Baaron 11415 (61.86)
9/11/02 Treasurer of State 11608 (4,950.00)
10/04/02 J&F Building Systems 12079 (989.84)
10/04/02 T-Road Finishing 12095 (736.66)
10/23/02 Dakota Balance 12391 (4,788.58)
10/23/02 Al Hainsworth 12402 (329.01)
10/23/02 Lauren Windows 12409 (964.92)
10/23/02 Screens Technologies 12419 (1,246.17)
(14,324.54)
Period Ending: 10/25 (19,516.19)
10/30 (234,860.83)
Adjustments: UPS Charges not taken out during
Oct - Did by Bank 1,219.15
Correction in November. (0.02)
Handtypes:
------------
GENERAL LEDGER BALANCE ($267,482.43)
============
Prepared by: SDT
Letters have been sent out for all checks over 3 months old: YES X NO
WEATHER - SEAL DIVISION Form 5
FIRST MERIT BANK RECONCILIATION A/C 0130-7968
MONTH OF OCTOBER, 2002
BANK BALANCE $ 107,556.23
ADD: DEPOSITS IN TRANSIT
LESS OUTSTANDING CHECKS
Date Name/File No Check Number Amount
- ---- ------------ ------------ ----------
11/30/01 Chas Hinkle 68492 (277.84)
3/08/02 Alan Sears 72451 (32.08)
06/07/02 Lorraine Poling 75089 (6.11)
09/20/02 Luther Knopp 12776 (435.96)
09/27/02 Luther Knopp 13007 (427.55)
10/04/02 Verba Miller 13106 (441.51)
Debra Kirkbride 13187 (455.49)
Luther Knopp 13199 (515.30)
10/15/02 File #166 13232 (2,609.39)
10/11/02 Verba Miller 13329 (346.35)
Debra Kirkbride 13407 (406.30)
Luther Knopp 13419 (464.57)
10/18/02 Verba Miller 13523 (477.24)
Luther Knopp 13612 (444.26)
10/25/02 Susan Miller 13723 (343.08)
Verba Miller 13724 (543.32)
Barbara Gatti 13737 (860.53)
Henry Miller 13776 (356.80)
Debra Kirkbride 13800 (411.71)
Phyllis Weaver 13805 (306.73)
Phyllis Weaver 13806 (81.14)
Luther Knopp 13812 (470.94)
10/31/02 LFV Outstanding (31,127.42)
11/01/02 LEV Outstanding (66,163.35)
Bank fees 448.65
Bank Errors 0.09
----------
(107,556.23)
------------
BOOK BALANCE $ -
============
(0.00)
BINNINGS BUILDING PRODUCTS, INC.,
A DIVISION OF BINNINGS BUILDING PRODUCTS, INC. Form 5
Monthly Cash Statement Case Number 00-43726
Misc.
Disbursements Payroll Lockbox Deposits
------------- ------- ----------- --------
Beginning book balance $ (235,192) $- $ - $ 4,845
Receipts - - 2,048,811 1,294
Transfers received 1,373,364 - - -
Balance available 1,138,172 - 2,048,811 6,139
Disbursements (1,319,600) - - (237)
Transfers sent - - (2,048,811) (3,500)
--------------------------------------------------------
Ending book balance $ (181,428) $- $ - $ 2,402
========================================================
Attach copies of the most recent reconciled bank statements from each account.
DISBURSEMENTS ACCOUNT:
Name & Address National City Bank of PA
527 Chartiers Avenue
McKees Rocks, PA 15136
Account number 658765835
PAYROLL ACCOUNT: Included in Disbursements Account
Name & Address
Account number
LOCKBOX ACCOUNT:
Name & Address National City Bank of PA
4100 West 150th Street
Cleveland, OH 44135
Account number 951289
MISC. DEPOSITS ACCOUNT:
Name & Address First Union
201 College St.
Charlotte, NC 28288-1135
Account number 2000008211080
OTHER MONIES ON HAND (SPECIFY TYPE AND LOCATION) (I.E. CD'S PETTY CASH, ETC.)
PETTY CASH:
Address 210 Walser Road
Lexington, NC 27295 $750
Date: November 29, 2002
Signature: /s/Dan Rhyne, Controller
------------------------
Debtor in Possession
BINNINGS BUILDING PRODUCTS, INC.,
A DIVISION OF BINNINGS BUILDING PRODUCTS, INC. Form 5
Case Number 00-43726
Daily Summary of Cash Receipts for the month of:_October 31, 2002
Misc.
Date Disbursements Payroll Lockbox Deposits
- ---- ------------- ------- ---------- --------
1 $- $- $ 50,269 $ -
2 21,161 10
3 116,801 -
4 35,475 -
5 - -
6 - -
7 76,538 5
8 117,022 21
9 520 -
10 3,074 -
11 36,240 -
12 - -
13 - -
14 19,811 -
15 - 21
16 371,259 9
17 433,769 736
18 27,025 -
19 - -
20 - -
21 5,607 -
22 208,117 -
23 5,818 449
24 56,794 -
25 112,365 -
26 - -
27 - -
28 15,473 43
29 322,452 -
30 11,520 -
31 1,699 -
----------------------------------------------------------------------------------
Total $- $- $2,048,811 $1,294 $2,050,105
==================================================================================
BINNINGS BUILDING PRODUCTS, INC.,
A DIVISION OF BINNINGS BUILDING PRODUCTS, INC. Form 5
Case Number 00-43726
Daily Summary of Cash Disbursements for the month of:_October 2002
Note: Disbursements equals checks written and other bank transfers.
Misc.
Date Disbursements Payroll Lockbox Deposits
- ---- ------------- ------- ------- --------
1 $ 63,224 $- $- $ -
2 23,137
3 60,186
4 41,005
5 -
6 -
7 127,077
8 29,169
9 5,810
10 86,038
11 81,388 237
12 -
13 -
14 94,532
15 50,343
16 43,999
17 52,859
18 11,115
19 -
20 -
21 95,866
22 26,585
23 9,094
24 126,152
25 38,544
26 -
27 -
28 90,720
29 35,936
30 47,733
31 79,088
----------------------------------------
Total $1,319,600 $- $- $237
========================================
BINNINGS BUILDING PRODUCTS, INC.,
A DIVISION OF BINNINGS BUILDING PRODUCTS, INC. Form 5
Case Number 00-43726
Daily Summary of cash transfers for the month of: October 2002
Disbursements from
Misc.
Date Disbursements Payroll Lockbox Deposits
- ---- ------------- ------- ---------- --------
1 $- $- $ 21,161 $ -
2 116,801
3 35,475
4 76,538
5 -
6 -
7 117,022
8 520
9 3,074
10 36,240
11 19,811
12 -
13 -
14 -
15 745,706
16 59,322
17 27,025
18 5,607
19 -
20 -
21 208,037 3,500
22 5,898
23 56,794
24 112,365
25 15,473
26 -
27 -
28 329,643
29 11,520
30 1,699
31 43,078
---------------------------------------------------
Total $- $- $2,048,811 $3,500
===================================================
BINNINGS BUILDING PRODUCTS, INC.,
A DIVISION OF BINNINGS BUILDING PRODUCTS, INC. Form 5
Case Number 00-43726
Daily Summary of cash transfers for the month of: October 2002
Disbursements to
Misc.
Date Disbursements Payroll Lockbox Deposits
- ---- ------------- ------- ------- --------
1 $ 61,226 $- $- $-
2 58,541
3 95,007
4 80,166
5 -
6 -
7 45,857
8 57,095
9 27,242
10 120,329
11 41,182
12 -
13 -
14 -
15 99,489
16 51,816
17 58,870
18 34,220
19 -
20 -
21 71,530
22 37,672
23 55,094
24 57,133
25 16,835
26 -
27 -
28 54,781
29 165,986
30 60,187
31 23,107
---------------------------------------------
Total $1,373,364 $- $- $-
=============================================
BINNINGS BUILDING PRODUCTS - LEXINGTON Form 5
BANK RECONCILIATION - 10/31/02 Case Number 00-43726
Misc.
Disbursements Lockbox Deposits
------------- ------- ---------
Balance per Bank Statement, 10/31/02 $ - $- $2,402.29
Less Outstanding Checks - A/P 180,478.53
Less excess of funds transfers over automated debits -
to be corrected in August
Less Outstanding Credit Reversal
Less Outstanding Checks - Payroll 949.52
------------------------------------------------
Subtotal 181,428.05 - 2,402.29
Plus Outstanding Deposits
------------------------------------------------
Adjusted Balance per Bank Statement, 10/31/02 181,428.05 - 2,402.29
Balance per General Ledger, 10/31/02 181,428.05 - 2,402.29
------------------------------------------------
Difference $ - $- $ -
================================================
DANVID WINDOW COMPANY Form 5
Monthly Cash Statement Case Number 00-43726
For the month of: October 2002
General Payroll Lockbox
----------- ----------- -----------
Beginning book balance $ (472,970) $ (18,822) $ 435,238
Receipts - - 5,499,178
Transfers received 3,853,919 1,479,848 -
Balance available 3,380,949 1,461,025 5,934,416
Disbursements (3,557,673) (1,171,118) -
Transfers sent - - (5,813,130)
---------------------------------------------
Ending book balance $ (176,724) $ 289,908 $ 121,286
=============================================
Attach copies of the most recent reconciled bank statements from each account.
GENERAL ACCOUNT:
National City Bank 527 Chartiers Ave Mckees Rocks, PA 15136
Account number 0658765843
PAYROLL ACCOUNT:
Bank of America, P.O. Box 798, Wichita, KS 67201
Account number 1390059896
LOCKBOX ACCOUNT:
National City Bank
Account number 951286
Other monies on hand (specify type and location) (I.e. CD's petty cash, etc.)
$400.00 in petty cash with controller
$100.00 in cash change drawer for cash sales.
Date: November 29, 2002
Signature: /s/ Lee Morton, Controller
- -------------------------------------
Debtor in Possession
DANVID WINDOW COMPANY Form 5
Case Number 00-43726
Daily Summary of Cash Receipts for the month of: October 2002
Date General Payroll Lockbox
- --------- ------- ------- ----------
1 $ - $ - $ 102,283
2 294,726
3 244,039
4 143,163
5
6
7 557,315
8 47,222
9 124,867
10 28,725
11 415,804
12
13
14 671,922
15 210,133
16 360,028
17 101,761
18 181,272
19
20
21 500,391
22 71,362
23 208,298
24 79,352
25 154,420
26
27
28 668,616
29 47,262
30 163,893
31 122,325
---------------------------------------------
Total $ - $ - $5,499,178
=============================================
DANVID WINDOW COMPANY Form 5
Case Number 00-43726
Daily Summary of Cash Disbursements for the month of: October 2002
Note: Disbursements equals checks written and other bank transfers.
Date General Payroll
---- ------- -------
1 $ 50,771 $ -
2 145,470
3 280,770
4 385,624 304,362
5
6
7 97,194
8 50,576
9 45,237
10 198,063
11 390,579 298,224
12
13
14 68,798
15 226,447
16 14,724
17 233,716
18 274,359 294,814
19
20
21 80,841
22 46,304
23 50,872
24 174,620
25 480,221 271,631
26
27
28 62,878
29 67,837
30 9,000
31 122,772 2,087
------------------------------
Total $3,557,673 $1,171,118
==============================
DANVID WINDOW COMPANY Form 5
Case Number 00-43726
Daily Summary of cash transfers for the month of: October 2002 Disbursements
from:
Date General Payroll Lockbox
---- ------- ------- -------
1 $ - $ - $ 455,636
2 83,576
3 296,064
4 248,298
5 141,867
6 563,913
7
8
9 43,225
10 116,656
11 4,573
12
13
14
15 1,116,836
16 206,069
17 359,061
18 103,787
19
20
21 179,989
22 509,304
23 63,001
24 207,077
25 80,009
26
27
28 155,773
29 672,163
30 44,254
31 162,001
---------------------------------------------
Total $ - $ - $5,813,130
=============================================
DANVID WINDOW COMPANY Form 5
Case Number 00-43726
Daily Summary of cash transfers for the month of: October 2002
Disbursements to:
Date General Payroll Lockbox
---- ------- ---------- -------
1 $ 159,120
2 80,040 305,453
3 460,494
4 27,926
5
6
7 59,563
8 293,757
9 207,028 298,224
10 255,473
11 27,399
12
13
14
15 234,658
16 240,111 294,814
17 231,124 22,487
18 192,457
19
20
21 247,380
22 118,124
23 281,748 271,631
24 192,919
25 54,352
26
27
28 101,535
29 158,730
30 186,581 287,240
31 43,400
--------------------------------------------
Total $3,853,919 $1,479,848 $ -
============================================
DANVID WINDOW COMPANY Form 5
BANK RECONCILIATION - FLEET BANK #80-059-685 Case No 00-43726
CHECKING ACCOUNT GL ACCTS 1010 AND 1011
FOR THE MONTH ENDED OCTOBER 31, 2002
Beginning Disbursements Deposits Transfers Ending
------------ -------------- -------- ------------- ------------
Bank
Per bank $ - $(3,853,918.79) $3,853,918.79 $ -
Prior O/S checks (488,908.79) 488,908.79 -
Current O/S checks (171,957.44) (171,957.44)
------------------------------------------------------------------------------
Adjusted bank balance $(488,908.79) $(3,536,967.44) $ - $3,853,918.79 $(171,957.44)
==============================================================================
General ledger
Per ledger -
Balance acct 1010 $(487,979.10) $(2,614,708.46) $2,930,722.45 $(171,965.11)
Balance acct 1011 15,009.22 (942,964.09) 923,196.34 (4,758.53)
------------------------------------------------------------------------------
Total general ledger balance (472,969.88) (3,557,672.55) - 3,853,918.79 (176,723.64)
ACCT 1010 REC ITEMS -
Diff in ck#40191 8.00 8.00
UPS 09/27/02 (937.29) 937.29 -
Check diff # 41817 (0.40) (0.40)
Check diff # 42443 0.08 0.08
Check diff # 42250 (0.01) (0.01)
ACCT 1011 REC ITEMS
PPG wire 09/19/02 (15,009.22) (15,009.22)
Vinylsource 10/15/02 (90,315.93) (90,315.93)
Reclass W.Extrusion 110,083.68 110,083.68
------------------------------------------------------------------------------
Adjusted ledger balance $(488,908.79) $(3,536,967.44) $ - $3,853,918.79 $(171,957.44)
==============================================================================
Unreconciled difference $ - $ - $ - $ - $ -
==============================================================================
DANVID WINDOW COMPANY Form 5
BANK RECONCILIATION - #1390059896 Case No 00-43726
PAYROLL ACCOUNT ACCT #1020
FOR THE MONTH ENDED OCTOBER 31, 2002
BEGINNING CHECKS DEPOSITS WIRES/OTHER ENDING
------------ -------------- ------------- ------------ ------------
Bank
Per bank - 13900059896 $ 96,577.16 $(1,309,700.74) $1,480,590.93 $ 267,467.35
Prior O/S checks (117,065.40) 117,065.40 -
Current O/S checks (225,319.18) (225,319.18)
ADP tax withdrawals 324,504.08 (324,504.08) -
ADP garnishment withdrawals 6,892.95 (6,892.95) -
ADP fee withdrawals 5,105.21 (5,105.21) -
Bank fees 1,083.36 (1,083.36) -
Direct Deposits 137,967.86 (137,967.86) -
----------------------------------------------------------------------------------------
Adjusted bank balance $ (20,488.24) $ (942,401.06) $1,480,590.93 $(475,553.46) $ 42,148.17
========================================================================================
General ledger
Per ledger $ (18,822.17) $ (942,322.41) $1,479,847.54 $(228,795.33) $ 289,907.63
Check # 2022 NR (1,000.00) 1,000.00 -
Check # 2089 NR (297.83) 297.83 -
Check # 2090 NR (372.03) 372.03 -
August Bank Fee (1,087.11) 1,087.11 -
September Bank Fee (1,083.36) (1,083.36)
Deposit-Reversal 9/27/02 1,090.90 (1,090.80) 0.10
Check # 2091 NR (50.00) 50.00 -
Check diff #2093 (5.12) (5.12)
Wire 10/30/02 for Week44 (287,239.71) (287,239.71)
Wire 10/17/02 correct underfunding 33,637.66 33,637.66
Funding for Wk 44 Diff 5,168.71 5,168.71
Bank Fee for Wk 44 1,762.26 1,762.26
Check # 2109 NR (693.39) 693.39 -
Adjusted ledger balance $ (20,488.24) $ (942,401.06) $1,480,590.93 $(475,553.46) $ 42,148.17
----------------------------------------------------------------------------------------
Unreconciled difference $ - $ - $ - $ - $ -
========================================================================================
DANVID WINDOW COMPANY Form 5
BANK RECONCILIATION - NATIONAL CITY #951286 Case No 00-43726
DEPOSITORY ACCOUNT GL ACCT 1015
FOR THE MONTH ENDED OCTOBER 31, 2002
Beginning Disbursements Deposits Transfers Ending
------------ -------------- ------------- -------------- ------------
Per bank $ - $5,747,728.71 $(5,747,728.71) $ -
Prior deposits in transit -
09/1/02 443,474.91 (443,474.91) -
-
-
Current deposits in transit -
09/30/02 122,048.38 122,048.38
------------------------------------------------------------------------------
Adjusted bank balance $443,474.91 $ - $5,426,302.18 $(5,747,728.71) $122,048.38
==============================================================================
General ledger
Per ledger $435,237.82 $5,433,777.01 $(5,747,728.71) $121,286.12
84 Lumber wire 09/30/02 7,605.54 (7,605.54) -
84 Lumber wire 09/12/02 974.83 (974.83) -
NSF T Ham Builders (1,419.16) 1,419.16 -
DS Door & Window 8/20/2002 1,075.88 (1,075.88) -
Harrigan Custom 10/07/02 #1276 Bk.error 1,000.00 1,000.00
Interim Acct 10/7/02 #10067 Bk. Error (600.00) (600.00)
Sheinberg Energy 10/10/02 # 7508 Bk. Error 0.60 0.60
Posting error 10/21/02 Keith Luepnitz #8160 37.78 37.78
Williams Buildg Supp. #3173 Bk.error (67.00) (67.00)
Posting error 10/18/02 Foxworth # 152641 0.01 0.01
DS Door & Window 10/3/2002 390.87 390.87
------------------------------------------------------------------------------
Adjusted ledger balance $443,474.91 $ - $5,426,302.18 $(5,747,728.71) $122,048.38
==============================================================================
Unreconciled difference $ - $ - $ - $ - $ -
==============================================================================
AMERICAN ARCHITECTURAL PRODUCTS CORPORATION -- CORPORATE Form 5
MONTHLY CASH STATEMENT Case Number 00-43726
OCTOBER 31, 2002
NATIONAL CITY NATIONAL CITY NATIONAL CITY EURO
DISBURSEMENT LOCKBOX DISBURSEMENT INVESTMENT OVERNIGHT
------------- ------- ------------- ------------- ----------
BEGINNING BOOK BALANCE $(197,057) $ - $ 1,012,205 $40,890,350 $1,023,000
ADJUSTMENT - - - - -
RECEIPTS - 11,025,478 - 56,742 2,102
TRANSFERS RECEIVED 485,166 - 11,925,478 600,000 1,542,898
BALANCE AVAILABLE 288,108 11,025,478 12,937,684 41,547,092 2,568,000
DISBURSEMENTS (291,637) - (10,429,954) - -
TRANSFERS SENT - (11,025,478) (2,142,898) (900,000) -
--------------------------------------------------------------------------------------
ENDING BOOK BALANCE $ (3,528) $ - $ 364,832 $40,647,092 $2,568,000
======================================================================================
Attach copies of the most recent reconciled bank statements from each account.
DISBURSEMENT ACCOUNT:
Name & Address National City Bank
527 Chartiers Ave.
McKees Rocks, Pa 15136
Account Number 658765800 Based on account availability National City Bank invests the
balance in an overnight Euro Investment
LOCKBOX ACCOUNT:
Name & Address National City Bank
PO Box 951288
Cleveland, Ohio 44193
Account number 951288
INVESTMENT ACCOUNT
Name and Address Dreyfus Gov't Cash Management Account
National City Bank
Pittsburgh, Pa. 15222
Account Number 4603941
Other monies on hand (specify type and location) (I.e. CD's petty cash, etc.)
PETTY CASH: $600
Date: November 19, 2002
Signature: /s/ Conni K. McIsaac, Controller
----------------------------------
Debtor in Possession
AMERICAN ARCHITECTURAL PRODUCTS CORPORATION -- CORPORATE Form 5
Case Number 00-43726
Daily Summary of Cash Receipts for the month of October 2002
EURO NATIONAL CITY
DATE DISBURSEMENT LOCKBOX INVESTMENT INVESTMENT
----- ------------ -------- ---------- -------------
1 $ - $ 578,984 $ - $ -
2 315,009
3 411,001
4 342,371
5
6
7 702,018
8 583,646
9 115,136
10 208,879
11 196,218
12
13
14
15 2,363,163
16 320,486
17 471,837
18 177,756
19
20
21 725,656
22 592,993
23 208,943
24 418,890
25 200,090
26
27
28 854,344
29 749,531
30 95,097
31 393,428
Interest 2,102 56,742
Net Deposits
------------------------------------------------------------------
Total $ - $11,025,478 $ 2,102 $ 56,742
==================================================================
AMERICAN ARCHITECTURAL PRODUCTS CORPORATION -- CORPORATE Form 5
Case Number 00-43726
Daily Summary of Cash Disbursements for the month of October 2002
Note: Disbursements equal checks written and other payments to vendors.
NATIONAL CITY NATIONAL CITY
DATE CHECKS LOCKBOX INVESTMENT DISBURSEMENT
---- ------------- ------- ---------- -------------
1 $ 55,092 $ - $ - $ 338,169
2 720,948
3 710,116
4 8,832 264,396
5
6
7 272,464
8 539,379
9 767,157
10 527,151
11 147,567
12
13
14
15 651,240
16 679,953
17 442,198
18 21,847 278,600
19
20
21 560 481,695
22 315,153
23 752,950
24 3,452 388,153
25 201,074 265,341
26
27
28 318,896
29 544,680
30 824,450
31 779 190,440
UPS
NSF Checks 8,859
Analysis charge
------------------------------------------------------------
Total $ 291,637 $ - $ - $10,429,954
============================================================
AMERICAN ARCHITECTURAL PRODUCTS CORPORATION -- CORPORATE Form 5
Case Number 00-43726
Daily Summary of cash transfers for the month of October 2002
Note: Transfers represent funds transferred from/to Line-of-Credit or
other Bank Accounts
TRANSFERRED FROM
NATIONAL CITY EURO NATIONAL CITY
DATE DISBURSEMENT LOCKBOX INVESTMENT OVERNIGHT DISBURSEMENT
----- ------------ ----------- ------------- --------- -------------
1 $ - $ 578,984 $ 500,000 $ - $ -
2 315,009
3 411,001
4 342,371
5
6
7 702,018
8 583,646
9 115,136
10 208,879
11 196,218 400,000
12
13
14
15 2,363,163
16 320,486 600,000
17 471,837
18 177,756
19
20
21 725,656
22 592,993
23 208,943
24 418,890
25 200,090
26
27
28 854,344
29 749,531
30 95,097
31 393,428
To Disbursement account
Interest
Adj for Euro month end difference 1,542,898
To Investment Account
------------------------------------------------------------------------------------
Total $ - $11,025,478 $ 900,000 $ - $ 2,142,898
====================================================================================
AMERICAN ARCHITECTURAL PRODUCTS CORPORATION -- CORPORATE Form 5
Case Number 00-43726
Daily Summary of cash transfers for the month of October 2002
Note: Transfers represent funds transferred from/to Line-of-Credit or
other Bank Accounts
TRANSFERRED TO:
NATIONAL CITY EURO NATIONAL CITY
DATE DISBURSEMENT LOCKBOX INVESTMENT OVERNIGHT DISBURSEMENT
----- ------------ --------- ------------- ---------- -------------
1 $ 5,670.01 $ - $ - $ - $1,078,984.35
2 152,014 315,009
3 2,293 411,001
4 4,134 342,371
5
6
7 55,278 702,018
8 74 583,646
9 686 115,136
10 155 208,879
11 455 596,218
12
13
14
15 5,518 2,363,163
16 2,174 600,000 320,486
17 739 471,837
18 336 177,756
19
20
21 5,718 725,656
22 12,813 592,993
23 604 208,943
24 168 418,890
25 953 200,090
26
27
28 35,396 854,344
29 2,308 749,531
30 196,531 95,097
31 1,149 393,428
From Investment Account
Interest
Adj for Euro month-end difference 1,542,898
To investment account
--------------------------------------------------------------------------------------
Total $ 485,166 $ - $ 600,000 $1,542,898 $ 11,925,478
======================================================================================
AMERICAN ARCHITECTURAL PRODUCTS CORPORATION -- CORPORATE Form 5
MONTHLY BANK RECONCILIATION - NATIONAL CITY DISBURSEMENT ACCOUNT
OCTOBER 31, 2002 Case Number 00-43726
Balance per Bank $364,832.07
Less: Outstanding Checks
10/24/02 Payroll 1,377.17
10/24/02 Payroll 1,898.75
10/25/02 7804 127.20
10/25/02 7812 125.00
--------
3,528.12
-----------
Balance per Books @ 10/31/02 $361,303.95
===========
National City Disbursements Corp (3,528.12)
National City Disbursements Subs 364,832.07
-----------
$361,303.95
===========
NOTE: National City Lockbox, Investment and Euro Overnight
account book balances agree to bank balances.
FORM 6
MONTHLY STATEMENT OF COMPENSATION
For the Period : October 1 thru October 31, 2002
The following is to be provided for each shareholder, officer, director,
manager, insider, or owner that is employed by the debtor in possession. Attach
additional pages if necessary.
Name: GEORGE HOFMEISTER Capacity: Principal
---------
Officer
---------
X Director
---------
Insider
---------
Detailed Description of Duties: CHAIRMAN OF THE BOARD
Current Compensation Paid: NONE Weekly or Monthly
--------- ---------
Current Benefits Received: NONE Weekly or Monthly
Health Insurance
--------- ---------
Life Insurance
--------- ---------
Retirement
--------- ---------
Company Vehicle
--------- ---------
Entertainment
--------- ---------
Travel
--------- ---------
Other Benefits
--------- ---------
CURRENT TOTAL: NONE
Weekly or Monthly
--------- ---------
Dated:
--------- --------- --------- ---------
Principal, Officer, Director, Insider
FORM 6
MONTHLY STATEMENT OF COMPENSATION
For the Period : October 1 thru October 31, 2002
The following is to be provided for each shareholder, officer, director,
manager, insider, or owner that is employed by the debtor in possession. Attach
additional pages if necessary.
Name: DAVID J. WOLFE, JR. Capacity: Principal
---------
X Officer
---------
Director
---------
Insider
---------
Detailed Description of Duties: ASSISTANT GENERAL COUNSEL AND ASSISTANT SECRETARY
Current Compensation Paid: Weekly or Monthly
7,148.34
--------- -------------------
Current Benefits Received: Weekly or Monthly
Health Insurance -
---------
Life & Disability Insurance 108.41
--------- -------------------
Retirement -
---------
Company Vehicle 300.00
--------- -------------------
Entertainment
---------
Travel
--------- -------------------
Other Benefits cell phone
---------
CURRENT TOTAL:
Weekly or Monthly
7,556.75
--------- -------------------
Dated:
--------- --------- --------- ---------
Principal, Officer, Director, Insider
FORM 6
MONTHLY STATEMENT OF COMPENSATION
For the Period : October 1 thru October 31, 2002
The following is to be provided for each shareholder, officer, director,
manager, insider, or owner that is employed by the debtor in possession. Attach
additional pages if necessary.
Name: JONATHAN K. SCHOENIKE Capacity: Principal
-----------
X Officer
-----------
Director
-----------
Insider
-----------
Detailed Description of Duties: GENERAL COUNSEL AND SECRETARY
Current Compensation Paid: Weekly or Monthly
13,333.34
------------- ------------------
Current Benefits Received: Weekly or Monthly
Health Insurance -
-------------
Life & Disability Insurance 143.78
------------- ------------------
Retirement -
-------------
Company Vehicle 450.00
------------- ------------------
Entertainment
-------------
Travel
------------- ------------------
Other Benefits Cell phone
-------------
CURRENT TOTAL:
Weekly or Monthly
13,927.12
------------- ------------------
Dated:
--------- --------- --------- ---------
Principal, Officer, Director, Insider
FORM 6
MONTHLY STATEMENT OF COMPENSATION
For the Period : October 1 thru October 31, 2002
The following is to be provided for each shareholder, officer, director,
manager, insider, or owner that is employed by the debtor in possession. Attach
additional pages if necessary.
Name: JOSEPH DOMINIJANNI Capacity: Principal
---------
X Officer
---------
X Director
---------
Insider
---------
Detailed Description of Duties: INTERIM PRESIDENT AND CEO TREASURER
Current Compensation Paid: Weekly or Monthly
25,000.00
--------- ---------------------
Current Benefits Received: Weekly or Monthly
Health Insurance -
---------
Life & Disability Insurance 405.78
--------- --------------------
Retirement -
---------
Company Vehicle 650.00
--------- --------------------
Entertainment
--------- --------------------
Travel, Food, Lodging
--------- --------------------
Other Benefits Computer supplies,XO Host(e-mail)
--------- --------------------
CURRENT TOTAL:
Weekly or Monthly
26,055.78
--------- --------------------
Dated:
--------- --------- --------- ---------
Principal, Officer, Director, Insider
FORM 6
MONTHLY STATEMENT OF COMPENSATION
For the Period : October 1 thru October 31, 2002
The following is to be provided for each shareholder, officer, director,
manager, insider, or owner that is employed by the debtor in possession. Attach
additional pages if necessary.
Name: DOUGLAS J. THOMAS Capacity: Principal
---------
X Officer
---------
Director
---------
Insider
---------
Detailed Description of Duties: CHIEF FINANCIAL OFFICER
Current Compensation Paid: Weekly or Monthly
14,166.00
--------- ----------
Current Benefits Received: Weekly or Monthly
Health Insurance
--------- ----------
Life Insurance
--------- ----------
Retirement
--------- ----------
Company Vehicle
--------- ----------
Entertainment
--------- ----------
Travel, Food, Lodging
--------- ----------
Other Benefits
--------- ----------
CURRENT TOTAL:
Weekly or Monthly
14,166.00
--------- ----------
Dated:
--------- --------- --------- ---------
Principal, Officer, Director, Insider