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DRAFT 6/13/03
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): JUNE 13, 2003
DAUGHERTY RESOURCES, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
PROVINCE OF BRITISH COLUMBIA 0-12185 NOT APPLICABLE
(STATE OR OTHER JURISDICTION OF (COMMISSION (I.R.S. EMPLOYER
INCORPORATION OR ORGANIZATION) FILE NUMBER) IDENTIFICATION NO.)
120 PROSPEROUS PLACE, SUITE 201
LEXINGTON, KENTUCKY 40509-1844
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (859) 263-3948
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ITEM 5. OTHER EVENTS
On June 13, 2003 Daugherty Resources, Inc. completed an institutional
private placement of its common stock for $2,565,000 and the related
transactions contemplated by its securities purchase agreement with the
investors, as described in a press release included as an exhibit to this report
and incorporated herein by reference.
(c) Exhibits.
EXHIBIT
NUMBER EXHIBIT
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10.1 Securities Purchase Agreement dated as of June 10, 2003
between Daugherty Resources, Inc. and the investors named
therein.
10.2 Registration Rights Agreement dated as of June 13, 2003
between Daugherty Resources, Inc. and the investors named
therein.
10.3 Form of Common Stock Purchase Warrant dated June 13, 2003
issued pursuant to Securities Purchase Agreement dated as of
June 10, 2003 between Daugherty Resources, Inc. and the
investors named therein
20.1 Press Release dated June 13, 2003.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
DAUGHERTY RESOURCES, INC.
Date: June 13, 2003 By: /s/ William S. Daugherty
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William S. Daugherty
Chief Executive Officer
(Duly Authorized Officer)
(Principal Executive Officer)