SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 10, 2003
FIRST UNION REAL ESTATE EQUITY AND MORTGAGE INVESTMENTS
(Exact name of registrant as specified in its charter)
Ohio
(State or Other Jurisdiction of Incorporation)
001-06249 34-6513657
(Commission File Number) (I.R.S. Employer Identification No.)
125 Park Avenue
New York, NY 10017
(Address of principal executive offices, including ZIP code)
(212) 949-1373
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
ITEM 5. OTHER EVENTS AND REQUIRED FD DISCLOSURE
The registrant issued a joint press release with FUR Investors, LLC ("FUR") on
December 10, 2003, in which it announced that the registrant and FUR have
modified certain terms of the Advisory Agreement to be executed at the closing
of the transactions contemplated by the Stock Purchase Agreement entered into
between FUR and the registrant on November 26, 2003 (the "Purchase Agreement").
The terms of the Advisory Agreement are set forth on Annex B to the Purchase
Agreement, as amended.
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL STATEMENTS, AND EXHIBITS
Exhibit No. Description
- ----------- -----------
10.1 Amendment, dated December 10, 2003, to Stock Purchase
Agreement, dated as of November 26, 2003, between First Union
Real Estate Equity and Mortgage Investments and FUR
Investors, LLC.
99.1 Joint Press Release, dated December 10, 2003, issued by First
Union Real Estate Equity and Mortgage Investments and FUR
Investors, LLC.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Date: December 10, 2003
FIRST UNION REAL ESTATE EQUITY AND
MORTGAGE INVESTMENTS
By: /s/ Neil H. Koenig
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Name: Neil H. Koenig
Title: Interim Chief Financial Officer
EXHIBIT LIST
Exhibit No. Description
- ----------- -----------
10.1 Amendment, dated December 10, 2003, to Stock Purchase
Agreement, dated as of November 26, 2003, between First Union
Real Estate Equity and Mortgage Investments and FUR
Investors, LLC.
99.1 Joint Press Release, dated December 10, 2003, issued by First
Union Real Estate Equity and Mortgage Investments and FUR
Investors, LLC.