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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): APRIL 27, 2004
DAUGHERTY RESOURCES, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
PROVINCE OF BRITISH COLUMBIA 0-12185 NOT APPLICABLE
(STATE OR OTHER JURISDICTION OF (COMMISSION (I.R.S. EMPLOYER
INCORPORATION OR ORGANIZATION) FILE NUMBER) IDENTIFICATION NO.)
120 PROSPEROUS PLACE, SUITE 201
LEXINGTON, KENTUCKY 40509-1844
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (859) 263-3948
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ITEM 5. OTHER EVENTS
On April 29, 2004, Daugherty Resources, Inc. completed an institutional
private placement of 975,000 common shares for $5,832,450 and related
transactions contemplated by its securities purchase agreement with the
investors, as described in a press release included as an exhibit to this report
and incorporated herein by reference.
(c) Exhibits.
EXHIBIT
NUMBER EXHIBIT
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10.1 Securities Purchase Agreement dated as of April 27, 2004 between
Daugherty Resources, Inc. and the investors named therein.
10.2 Registration Rights Agreement dated as of April 27, 2004 between
Daugherty Resources, Inc. and the investors named therein.
10.3 Form of Common Stock Purchase Warrant dated April 27, 2004 issued
pursuant to Securities Purchase Agreement dated as of April 27,
2004 between Daugherty Resources, Inc. and the investors named
therein
20.1 Press Release dated April 29, 2004.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
DAUGHERTY RESOURCES, INC.
Date: April 29, 2004 By: /s/ William S. Daugherty
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William S. Daugherty
Chief Executive Officer
(Duly Authorized Officer)
(Principal Executive Officer)